2011 FIVE STAR Wealth Managers - Boston University Center for ...

p aul
paUl l.
rocHe iii
125 high St., 24 th Fl.
Boston, Ma 02110
Phone: (617) 478-6515
Paul.Roche@MSSB.com
Integrity • Knowledge • Excellence
• Comprehensive wealth management
• Corporate executive services
• Planning-based, customized strategies
Areas of Focus: Wealth Planning, Portfolio Construction, Risk Management
Designations: Senior Vice President, CFP®, CIMA®, Wealth Advisor
Roche leads a team of professionals who are pledged to uphold
their five guiding principles: integrity, client focus, citizenship,
lifelong education and teamwork. We are honored and humbled to have
been selected again by our loyal and valued clients for the FIVE STAR
“Overall Satisfaction” Award. Thank you for your continuing trust
and confidence.
© 2011 Morgan Stanley Smith Barney LLC. Member SIPC.
Special advertiSing Section
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Two-Year
Serv
Winner
JonatHan d.
StraUS
Growing and Protecting Generational Wealth
• Comprehensive wealth management advice and services
• Individual securities selection — no use of funds
• Definitive buy, sell and review disciplines
Focus: Discretionary Portfolio Mgmt., Retirement/Educational Plng., Estate Plng.
Designations: Founding Principal, Portfolio Manager
J onathan
124 Beacon St., Ste. 3F
Boston, Ma 02116
Phone: (617) 431-7200
www.commonscapitaladvisors.com
founded Commons Capital Advisors, LLC on the belief there
are many inconsistencies with the big bank/brokerage firm model.
While other institutions try to figure out how to become profitable again,
our independence frees us from those board and shareholder controls
allowing us to concentrate on what is important, the client.
Securities offered through National Securities Corporation: Member FINRA/SIPC.
Investment Advisory Service offered through National Asset Management, Inc.,
a Registered Investment Advisor and affiliate of National Securities Corporation.
Accounts are carried by National Financial Services, LLC. Member NYSE/SIPC, a
Fidelity Investments® company.
FS – 36 | ©2011 Crescendo Business Services
2011
FivE STAr
WEAlTh MAnAgErS
peter K.
SeiBert
Comprehensive Wealth Management
• Personalized investment planning
• Rigorous investment management
• Strategic retirement planning
Areas of Focus: Potential growth of income, retirement income planning
Title: Vice President/Investments
W ith
20 william St., Ste. 330
wellesley, Ma 02481
Phone: (781) 239-2809
seibertp@stifel.com
more than 25 years of experience, Pete concentrates on listening
to his clients and ascertaining their needs. He then assembles
appropriate portfolios to pursue their investment goals. Pete scrupulously
manages and/or monitors the investments. He performs periodic reviews
and makes adjustments as necessary due to changing markets and/or client
requirements. His area of special expertise is creating portfolios providing
a potential income stream throughout retirement.
Stifel, Nicolaus & Company, Incorporated.
Member SIPC and NYSE.
S imply
terrY
WellS
wells Financial advisors, inc.
161 worcester Rd., Ste. 205
Framingham, Ma 01701
office : (508) 655-9303
terry.wells@lpl.com
www.lpl.com/terry.wells
Trust • Experience • Service
• Trusted, independent and objective advice
• More than 20 years of experience
• Exceptional client service
Areas of Focus: Wealth Management, Financial and Retirement Planning
Designations: CFP®, ChFC, CLU
escendo Business Services
Crescendo Business Servic
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Two-Year
Winner
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do Busin
Bu
stated, our mission is to help clients realize their financial
goals. We get to know our clients well in order to understand their
aspirations and their concerns. Through comprehensive financial
planning, we are able to provide unbiased, objective advice customized
for each client. We pride ourselves on providing outstanding service and
maintaining long-term client relationships.
Securities offered through LPL Financial, member FINRA/SIPC. Financial planning
offered through Wells Financial Advisors, Inc., a Registered Investment Advisor.