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The document comprises works from two modules: Cities and Urbanism, and Research Methodologies. It serves as a compilation, with the first part encompassing a book review of “Grand Urban Rules” by Alex Lehnerer, an essay integrating insights from the book and other urban theorists, and an exploration of its implications. This section also includes a case study focusing on the chawl neighborhood in Mumbai. The second part delves into my master’s experience, reflecting on my home city and summarizing the academic learnings during the program. The document concludes by detailing the research methods and approach developed for my urban design project and dissertation.

The document comprises works from two modules: Cities and Urbanism, and Research Methodologies. It serves as a compilation, with the first part encompassing a book review of “Grand Urban Rules” by Alex Lehnerer, an essay integrating insights from the book and other urban theorists, and an exploration of its implications. This section also includes a case study focusing on the chawl neighborhood in Mumbai.

The second part delves into my master’s experience, reflecting on my home city and summarizing the academic learnings during the program. The document concludes by detailing the research methods and approach developed for my urban design project and dissertation.

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RM

Sagar V. Nikam

2360129

Manchester School of Architecture

MA Architecture & Urbanism


Copyright © 2023

All Rights Reserved

Manchester School of Architecture

Manchester Metropolitan University

University of Manchester

Author:

Sagar V. Nikam

No part of publication may be reproduced. Stored in a retrievel system,

or transmitted in any form or by any means, electronics, mechanical,

photocopying, recording, or otherwise, without prior permission of

copyright owner.

text..

The document comprises works from two modules: Cities and Urbanism, and Research Methodologies. It serves

as a compilation, with the first part encompassing a book review of “Grand Urban Rules” by Alex Lehnerer, an

essay integrating insights from the book and other urban theorists, and an exploration of its implications. This

section also includes a case study focusing on the chawl neighborhood in Mumbai.

The second part delves into my master’s experience, reflecting on my home city and summarizing the academic

learnings during the program. The document concludes by detailing the research methods and approach

developed for my urban design project and dissertation.



Contents

01. CITIES AND URBANISM: IDEOLOGIES AND FUTURES

02. Research Methodologies and Events

Book Review Essay

Journey Through Urbanism: Exploring Identities, Spaces, and Perspectives

1. Grand Urban Rules- Alex Lehnerer

7

1. Background

30

2. Understanding Urban Neighborhoods: Insights form Alex Lehnerer and Jane Jacobs

18

2. Understanding Individual and Spatial Identity

32

2.1.Exploring Chawl Neighborhoods in Mumbai through the Perspective of Jane Jacobs

3. Exploring narratives of the cities in UK

34

2.2. Creating a Framework for Urban Rules

4. Reflection to roots

36

2.3. Conclusion

5. Conclusion

37

3. Bibliography

27

6. Bibliography

38



1CITIES

AND URBANISM: IDEOLOGIES AND FUTURES

Book Review Essay

6 7



1. GRAND URBAN RULES

Alex Lehnerer

Lehnerer’s book, “Grand Urban Rules,” published in 2009, showcases his expertise as an architect and urban

designer based in Zurich, Switzerland. The book is divided into two main parts. The first part provides a detailed

description of 115 rules, each accompanied by a reference number for easy identification. In the second part,

Lehnerer offers thorough explanations, illustrations, and examples that further elucidate and expand upon these

rules. The second part is organized logically into ten well-structured chapters, each exploring different important

aspects of the rules. Through the use of the fictional city of Averuni as a case study, Lehnerer demonstrates how

these rules can be universally applied to solve a wide range of urban design challenges. He investigates several

real-world cities with similar urban characteristics and issues to Averuni, presenting in-depth case studies from

various locations across the USA, Europe, and Asia. These case studies contribute significantly to the development

of a comprehensive set of regulations that not only have administrative value but also help describe the city

and shape its future development, as envisioned years ago. Lehnerer emphasizes that rules possess relative

permanence over time, necessitating calibrated revisions to ensure the long-term vibrancy and diversity of the

city as needs change.

Fig. 1. Alex Lehnerer (soruce - trienaldelisboa.com)

Alexander Lehnerer is renowned for his critical and

theoretical approach to architecture and urbanism, with a

particular focus on the political and social context of the built

environment. His work, including the article “Power, Planning,

and Urban Design” (2016) and a lecture on “Architecture

and its Relationship to Power” at Harvard University, delves

deeply into the intricate connections between architecture,

power dynamics, politics, and society. Through these works,

Lehnerer demonstrates his expertise in analyzing how power

structures influence the design of the built environment and

shape people’s experiences of urban spaces.

Fig.2. Cover, Grand Urban Rules (2009)

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Fig.3. Frequent and often belated changes of the building height limitations in Chicago (1888-1958)

Lehnerer opens his work by discussing in detail the architect’s perspective on rules for architectural and urban

design. He acknowledges candidly that designers often view rules as constraints that limit their artistic creativity.

Drawing on the insightful ideas of political economist Friedrich Von Hayek, Lehnerer highlights the tremendous

significance of rules in managing both the physical and social complexities of a city. He argues persuasively that

while rules cannot be entirely abstracted from their political and cultural contexts, they can still serve as valuable

tools to guide the work of urban planners and municipal administrators. Lehnerer categorizes rules methodically

into helpful types, including those related to physical form, design processes, legal minimum standards, and

architectural design guidelines.

The author asserts convincingly that the inevitable tensions between private and public interests inevitably lead

communities to adopt rules and regulations as a means of mediating between these competing priorities. He

explores extensively how cities have attempted strategically to regulate private property development through

various rules and regulations over time. One prominent example he discusses in depth is the City of Chicago’s

pioneering zoning code, which dictates logically the types of buildings that can be constructed lawfully in different

designated areas of the city. Lehnerer notes insightfully that this influential code, introduced in the early 20th

century, has been continuously updated judiciously to successfully regulate private property development and

ensure well-planned, organized, and livable urban environments.

Fig.4. Chicago Bird-eye view, 1940s

Lehnerer also addresses thoughtfully the crucial role of building codes in governing private property construction

and renovation projects, emphasizing their importance carefully in guaranteeing reasonable minimum standards

for safety, health, and habitability within buildings. Although building codes are sometimes criticized as infringing

on property rights, Lehnerer argues persuasively that they are nevertheless necessary to protect public welfare.

He recognizes openly that the relationship between power and control in urban spaces is complex with many

nuances, and discusses how this relationship influences significantly the formulation and implementation of rules

over time. The author examines in depth the inherent difficulties in setting reasonable yet flexible limitations

when implementing urban planning rules, using the example of Chicago’s historical changes to building height

regulations. He explores thoughtfully the many factors that can and should influence the establishment of sensible

thresholds in city planning rules and policies.

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Another aspect Lehnerer delves into in his analysis is the

inherent tensions between the exercise of power and

the imposition of control in urban spaces. He highlights

how powerful individuals, communities, or interest groups

may seek strategically to exert influence and control over

these spaces sometimes for their own narrow benefit,

often at the perceived expense of marginalized groups.

Conversely, control measures implemented top-down by

governments and institutions to regulate development

may also be criticized or resisted by some as oppressive

or overly restrictive.

Lehnerer also delves into the historical codification and

incorporation of aesthetic principles, guidelines, and review

processes into the public design of urban spaces. He traces

the evolution of these aesthetic codes in urban design,

from the classical architectural principles of Vitruvius to

the Beaux-Arts movement of the late 19th and early 20th

centuries. The author critically examines the potential

biases, power structures, and inherent subjectivities that

may be embedded subtly in such aesthetic codes and

reviews. He also considers carefully how these codes

have sometimes perpetuated inequality and exclusion,

both intentionally and unintentionally, in urban design

and development decisions over time. Lehnerer suggests

wisely that designers should be cognizant of the cultural,

historical, political, and socioeconomic context in which

aesthetic codes are developed and applied. He argues

they should assess such codes critically to ensure they do

not restrict creative expression or disadvantage certain

groups.

Fig.5. The hedge and its four ideal heights (source - Grand Urban Rules, 2009)

The author also explores in nuanced detail the complex relationship between neighborhoods and the larger

urban fabric of the city. He discusses thoughtfully both the direct and indirect proximity between neighbors within

neighborhoods as well as the many physical and social elements such as hedge height, light, shadow, traffic, and

more that can potentially serve as dividing factors affecting neighborhood cohesion and livability. Lehnerer delves

insightfully into the importance of these often overlooked factors and their significant impacts on neighborhoods

and sense of community over time.

He also examines carefully the challenges that can arise when neighborhoods become too disconnected either

physically or socially from the economic and cultural amenities of the larger city, including issues of isolation,

limited access to resources, disinvestment, and social inequities. To address these challenges proactively, he

suggests urban designers, planners, and policymakers should focus strategically on creating physically and socially

well-connected neighborhoods that preserve their unique character and identity while also fostering a sense of

inclusion within the whole city.

Fig.6. The 1916 order: codification results in form, produces form. (source- Lehnerer, A. (2009) Grand urban rules)

Fig.-7. The 1961 order: form results in codification, produces form. (source- Lehnerer, a. (2009) Grand urban rules)

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Lehnerer examines in his book the intricate web of complex and often competing rules and regulations, both

formal and informal, that have governed New York City’s dynamic and ever-evolving urban spaces, with a specific

focus on the transformative period of the 1960s. This period of “urban renewal” witnessed significant changes

to the city’s physical landscape and socioeconomic patterns. Lehnerer explores in depth both the official topdown

rules and regulations established through legislation, such as landmark zoning laws and building codes, as

well as the important grassroots informal “rules” that emerged organically from vibrant community activism and

citizens’ groups advocating for equitable development and preservation of neighborhoods. Lehnerer emphasizes

clearly the critical importance of understanding carefully the interplay between these formal and informal “rules”

in actually shaping outcomes and the lived experiences within the urban environment over time. He argues

persuasively that urban designers, planners, and policymakers should strive judiciously for an optimal balance

between top-down regulations and bottom-up community initiatives and engagement to help ensure a more

inclusive, diverse, equitable and responsive city for all.

Lehnerer provides a thoughtful examination of balancing diversity and uniformity in urban design. As the

Mulholland Scenic Parkway example illustrates, carefully considering the natural landscape context is key. The

plan sought to preserve the area’s unique topographic character through rules addressing building color, style,

and visibility from roads. Rather than a one-size-fits-all mandate, this nuanced approach allowed design variation

while maintaining consistency with the natural surroundings.

Lehnerer traces how urban design has evolved from the rigid uniformity of ancient city grids. Early standardized

layouts provided order but lacked flexibility. In contrast, modern designs incorporate more organic diversity and

individuality. Lehnerer suggests designers can achieve a balanced blend of consistency and difference through

modular design or cultural/artistic expression. Modular elements like repeating architectural features provide

visual cohesion across varied structures. Incorporating diverse cultural traditions likewise fosters individuality

within an overall coherent framework. Both approaches satisfy the human need for familiarity amid novelty.

Fig.8. Mulholland Scenic Parkway Plan, Los Angeles (source- Lehnerer, A. (2009) Grand urban rules)

Fig.9. Mulholland Scenic Parkway, Guidelines (source- Lehnerer, A. (2009) Grand urban rules)

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In the initial phase, the Unwin divides a hypothetical 4-hectare building lot according to existing guidelines

and laws, which promote efficient row development. The result is 340 houses arranged in 20 rows, oriented

towards the street, with additional mandatory access routes via a back road. In the second variation,

clusters of 2, 4, or 6 houses with front and back yards are positioned within a public perimeter. These

clusters are separated by additional access points and supplemented by publicly accessible spaces such

as play areas and tennis courts. In total, this second variation accommodates 152 houses.

At first glance, the first variation, with its more intensive use and effective utilization of surface area, appears

to be the more economical option. Unwin further explains that the impact of variables can be understood

as follows: “Where the land is comparatively expensive and the cost of road construction is relatively low,

overcrowding provides a greater advantage in terms of price per lot compared to situations where land is

relatively inexpensive and road construction is costly.”

Fig.10. Raymond Unwin juxtaposes “two systems of

development” of the same area. (source- Lehnerer, A.

(2009) Grand urban rules)

Conclusion

In conclusion, Lehnerer emphasizes strongly the need for urban design and planning approaches, policies, and

processes to take a comprehensive and holistic view that considers the city as a complex system with many

interrelated social, economic, political, historical and physical dimensions. He advocates effectively for the

meaningful integration of various important disciplines beyond just architecture alone, including urban planning,

sociology, economics, history, and environmental science. Lehnerer also encourages designers, developers, and

policymakers to actively engage authentically with diverse community stakeholders and residents to help ensure

rules and regulations established are practical, flexible to changing needs over time, and truly reflective of how

people experience and wish to shape their own neighborhoods and city.

Overall, “Grand Urban Rules” is a thoughtful, insightful, and still highly relevant exploration of the important role

formal and informal rules have played, and continue to play, in shaping the built form, governance structures

and lived experiences within our cities. Lehnerer’s nuanced analysis of the intricate political, social, cultural and

historical dimensions of “rules” provides an invaluable framework and reference for better understanding the

complex interdependencies and tradeoffs within urban design, planning, and policymaking. His emphasis on

the need for inclusive, participatory and adaptive processes in both rule-making and implementation resonates

strongly with contemporary debates around creating more equitable, sustainable and resilient cities for all.

This landmark book remains a valuable resource for architects, planners, policymakers, researchers and others

interested in understanding both the intended and unintended consequences of “rules” at the intersection of

power, politics and urban space over time.,

Lehnerer draws on Raymond Unwin’s innovative early 20th century

methodology of working with design variants. By juxtaposing options, Unwin

could determine the most cost-effective layouts while still cultivating visual

interest. This data-driven process balanced efficiency concerns with aesthetic

and social priorities. Lehnerer advocates a similarly systematic, yet flexible,

approach to variation in contemporary urban planning. Just as no two

natural landscapes are identical, standardized designs fail to accommodate

shifting human needs over time. By thoughtfully incorporating diversity

within consistency parameters, cities can cultivate engaging, resilient urban

environments. The lessons of history and pioneers like Unwin continue

informing innovative solutions to evolving challenges.

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2. Understanding Urban Neighbourhoods: Insights from Alex Lehnerer and Jane Jacobs

Urban design aims to improve the quality of life and

work for people of diverse backgrounds in cities. The

sociological aspect of cities must be considered in urban

development as the end-users are the people of the

city. Throughout history, Urban designers like Ebenezer

Howard, Robert Moses and Jane Jacobs had various

approaches to improve the infrastructure, social harmony,

services, transportation, and overall functioning of cities

and some have succeeded while others have failed. We

have now evolved to a stage where cities in many parts

of the world have a well-working set of rules to shape the

city, while others struggle due to political power and the

selfish motives of influential people. The failure of one

part of the city affects the entire community as a whole.

Alex Lehnerer’s approach advocates for using rules as

tools to create successful urban environments, adjusting

them to changing scenarios and issues of the city. The

humanistic and socially responsible approach of Jane

Jacobs can be merged with this approach to understand

and set criteria for the bottom-up development of

cities. Jacobs emphasised the importance of community

involvement in the planning process, working closely

with local residents to understand their needs and

preferences and ensure development is responsive to

the community’s needs.

Jane Jacobs, a prominent urban activist, fought against

large-scale urban development projects and advocated

for community-based planning and preservation of

historic neighbourhoods. She celebrated the diversity

and vibrancy of cities and argued that neighbourhoods

were the key to their success. She was critical of urban

Fig.11. Artwork- Jane Jacobs (source- bloomberg.com)

renewal policies that destroyed the social fabric of

communities by displacing residents and destroying

local businesses. She believed that cities should

prioritise the needs of people, and be diverse,

walkable, and mixed-use with a mix of residential and

commercial buildings, parks, and public spaces.

2.1 Exploring Chawl Neighborhoods in

Mumbai through the Perspective of Jane

Jacobs

Mumbai, a bustling city on the west coast of India, is

home to a diverse range of neighborhoods, each with

its own unique characteristics and dynamics. Among

these neighborhoods, Chawls, a distinctive form of

housing, provide an intriguing subject for examination

when considered through the lens of renowned

urbanist and author, Jane Jacobs. Jane Jacobs’

principles of urban planning and understanding

neighborhood dynamics offer valuable insights into

the vibrancy, challenges, and potential improvements

of Chawl neighborhoods.

The Chawl neighbourhood of Mumbai is a unique

urban environment characterised by its dense and

diverse population, as well as its strong sense of

community. Chawls are multi-story tenements or

housing structures found in many parts of Mumbai.

They are characterized by narrow corridors, shared

amenities, and a sense of close-knit community living.

Despite the fact that chawls are densely populated

and lack many of the amenities that are commonly

associated with modern urban living, residents feel a

strong sense of connection to their neighbours and to

the community as a whole. This sense of community

is fostered by a variety of factors, including the close

proximity of neighbours, the shared use of common

spaces such as courtyards and stairwells, and the

common experiences and challenges that residents

face as members of a marginalised urban community.

Fig.12. Cross-section chawl, Parel, Mumbai- Artwork by Jimmi Devasia (source-behance)

Another important factor in the development of a

sense of community in the Chawl neighbourhood is the

presence of a variety of social and cultural institutions

that serve as gathering places for residents. These

institutions include community centres, religious

institutions, and other social clubs and organisations that

provide opportunities for residents to connect with one

another and participate in community life.

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Despite the many challenges that residents of the Chawl

neighbourhood face, including poverty, lack of access

to basic services, and a lack of political representation,

the strong sense of community that exists within this

neighbourhood is a testament to the resilience and

resourcefulness of its residents. Through their collective

efforts, chawl residents have been able to create a

vibrant and dynamic urban community that stands as a

testament to the power of human connection and the

importance of community in the urban context.

Mixed-Use and Diversity

One of Jane Jacobs’ central principles was the

importance of mixed-use neighborhoods, where various

activities and functions coexist, fostering economic and

social interactions. Chawl neighborhoods in Mumbai

inherently embody this principle, often featuring a mix

of residential and commercial spaces in close proximity.

This diversity encourages a dynamic environment

where people live, work, and socialize within the same

community, contributing to a sense of vibrancy and

community cohesion.

Walkability

Jacobs emphasized the significance of walkable

neighborhoods, where residents can easily navigate the

streets on foot. Chawl neighborhoods in Mumbai naturally

promote this concept due to their high population

density. Narrow streets and interconnected alleyways

make walking the primary mode of transportation.

This pedestrian-friendly environment not only reduces

reliance on cars but also enhances safety and social

interaction among residents.

Fig.13. Mumbai Chawl, Photographs Collection by Basia Asztabska (source-behance)

Short Blocks and Frequent Streets

Another key principle advocated by Jane Jacobs is

the importance of short blocks and frequent streets

to create an environment that feels enclosed and

promotes a sense of security. Chawl neighborhoods

in Mumbai typically feature narrow streets and

interconnected pathways, reinforcing these

characteristics. This design encourages residents to

engage with their surroundings, fostering a safer and

more interactive community.

Surveillance and Safety

Jane Jacobs famously introduced the concept of

“eyes on the street” to underscore the importance

of community members actively observing public

spaces, contributing to safety and security. In Chawl

neighborhoods, this concept is manifested as

residents often keep a watchful eye on public areas

from their balconies. This self-policing environment

adds an additional layer of safety and security to

these communities.

Organic Growth and Adaptation

Jane Jacobs celebrated the organic development

of neighborhoods over time. Chawl neighborhoods

in Mumbai have evolved organically, adapting to the

changing needs of the community. This capacity for

change and growth makes Chawls resilient in the face

of urban transformation, enabling them to endure and

adapt to the ever-evolving urban landscape.

Community Engagement

Active community engagement and participation are

crucial for the vitality of neighborhoods, according

to Jacobs. Chawl neighborhoods in Mumbai often

have close-knit communities where residents are

actively involved in local governance and community

activities. This sense of ownership and participation

plays a pivotal role in the social fabric of Chawl

neighborhoods.

Fig.14. Mumbai Chawl, Photographs Collection by Basia Asztabska (source-behance)

Preserving Historical Identity

Jacobs advocated for preserving historic and culturally

significant elements within neighborhoods. Chawls in

Mumbai hold deep historical significance, and their

preservation can help maintain a connection to the

past, preserving the identity and cultural heritage of the

neighborhood.

Diverse Population

Jane Jacobs celebrated the diversity of urban

neighborhoods and their ability to bring together people

from different backgrounds. Chawl neighborhoods in

Mumbai are known for their diverse populations, and

this diversity contributes to cultural enrichment and

social exchange, making these communities vibrant and

inclusive.

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2.2. Creating a Framework for Urban Rules

Chawl neighborhoods in Mumbai provide an intriguing case study when viewed through the urbanist perspective

of Jane Jacobs. Their alignment with her principles highlights their unique urban character. Jacobs’ ideologies

can be compared to the Chawl neighbourhood of Mumbai City. In a blog post “Abhyudaya Nagar: A hub of Social

spaces” by Atul P, he explores how Jane Jacobs’ principles have been reflected in the design and function of

chawl neighbourhoods in Mumbai. Atul notes that many chawls feature ground-floor shops and other commercial

activities, which create a lively street scene and provide opportunities for residents to start their own businesses

and earn a living. This reflects Jacobs’ principle of the importance of mixed-use neighbourhoods, which create a

sense of activity and vibrancy throughout the day.

The article by Atul discusses how chawl communities in Mumbai reflect Jane Jacobs’ principles of urban design.

Jacobs’ principles emphasize the importance of short blocks and small streets, mixed-income neighbourhoods,

and community participation in urban planning. Atul notes that chawls feature narrow alleys and small lanes

that encourage safe and accessible pedestrian movement. Mixed-income neighbourhoods in chawl communities

foster diversity and social cohesion. Finally, he emphasizes the importance of community participation in the

planning process, reflecting Jacobs’ principle of local knowledge and community input.

Creating a comprehensive framework for urban

design rules and policies that integrates Lehnerer’s

approach to setting urban rules with Jane Jacobs’

principles for nurturing a sense of community is

a complex endeavor. It necessitates a delicate

equilibrium between regulatory guidance and the

organic development of urban spaces, with a focus

on fostering vibrant and livable communities. This

proposed framework seeks to harmonize these two

approaches, providing a structured foundation while

accommodating the adaptability and dynamism vital

for community well-being.

__To initiate this framework, the first step is to

establish clear and well-defined urban design

guidelines. These guidelines set the basic structure

for urban development while allowing flexibility for

organic growth and community-driven adaptations.

This balance is crucial to create spaces that are

both planned and responsive to evolving community

needs.

__Mixed-use zoning is a critical element in the

framework. It entails designating areas where

residential, commercial, and recreational activities

can coexist. While Lehnerer’s approach sets the

stage for mixed-use zoning, Jane Jacobs’ perspective

emphasizes the importance of diverse economic

activities as a means of fostering community

interactions and economic vibrancy.

Fig.16. Mumbai Chawl, Photographs Collection by Basia Asztabska (source-behance)

Fig.15. Mumbai Chawl, Artwork (source-behance)

__The promotion of walkability is another key principle.

This involves designing streets and pathways that

prioritize pedestrian accessibility, ensuring safety

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and convenience. In line with Jane Jacobs’ perspective,

the focus is on creating human-scaled streets with

short blocks, frequent intersections, and sidewalk-level

activities to encourage social interactions.

__Density regulations play a role in balancing growth.

These regulations set maximum and minimum density

limits, ensuring a harmonious balance between open

space and built-up areas while allowing variations in

building heights to align with the existing neighborhood’s

scale, as per Jane Jacobs’ principles.

__Local ownership and community engagement are

encouraged within the framework. The aim is to instill

a strong sense of community by involving residents and

businesses in decision-making processes and promoting

ownership among stakeholders.

__The preservation of historic and cultural elements is a

significant component. Heritage preservation regulations

are designed to safeguard historically and culturally

significant areas, but with a twist: these regulations

should consider the ongoing use and adaptation of

heritage buildings to maintain their relevance within the

community.

__Mixed-income housing is another vital aspect. The

framework encourages the integration of mixed-income

housing within neighborhoods, following Lehnerer’s

approach. This aligns with Jane Jacobs’ perspective by

promoting housing diversity, ensuring communities are

inclusive and maintain socio-economic vibrancy.

Fig.17. Mumbai Chawl, Photographs Collection by Basia Asztabska (source-behance)

__Gradual change is emphasized to minimize disruption

and provide opportunities for the community to adapt

incrementally. This approach enables urban areas to

evolve while preserving their unique character.

__Fostering a sense of ownership among residents

and businesses is essential. The framework promotes

property rights and encourages a culture of taking

responsibility for public spaces, ensuring they remain

clean, safe, and well-maintained.

__The provision of public spaces and gathering spots

is crucial in promoting community interactions.

Designating and maintaining public spaces and

creating gathering spots, parks, and plazas are

essential elements within the framework to encourage

social engagement and community activities.

__Finally, ongoing assessment is a cornerstone.

Regularly evaluating the effectiveness of urban rules

and policies and involving the community in this

assessment process is fundamental for addressing

evolving needs and concerns as urban areas continue

to grow and change.

In summary, this framework strives to strike a

harmonious balance between Lehnerer’s structured

urban rules and Jane Jacobs’ principles for creating

a vibrant sense of community. It aims to build

organized urban environments that remain adaptable,

responsive, and conducive to the formation of strong

community bonds and identities among residents.

By applying these principles within urban planning

and development processes, communities can be

designed and managed in a way that fosters a sense of

community, promotes social interactions, and enhances

the quality of life for residents, aligning with Jane Jacobs’

perspective. The principles outlined in the framework

strongly resonate with the realities of Mumbai’s Chawl

neighbourhoods, offering valuable insights into creating

healthy communities and informing the criteria for

their development. Despite existing challenges such as

poverty, limited access to basic services, and inadequate

public infrastructure like toilets, these neighbourhoods

exhibit a remarkable sense of community. This serves as

a motivation to restructure the urban rules framework,

with a certain degree of freedom taking into account

the need to address these issues while fostering a

strong community bond and enhancing the overall

neighbourhood fabric.

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2.3. Conclusion

Establishing guidelines for shaping urban regulations that promote the development of healthy neighborhoods

can be viewed through a combination of Jane Jacobs’ perspective and Lehnerer’s idea of the level of freedom

or constraint within defined areas, using regulations as effective tools for urban planning. Embracing rules that

consciously allow room for freedom necessitates a deliberate lack of strict precision, echoing Lehnerer’s reference

to Friedrich von Hayek’s concept in “Grand Urban Rules ‘’Freedom is the absence of coercion. The justification

for this negative definition is the fact that freedom is essential in order to allow space for the unanticipated and

unpredictable; we desire [freedom] because we have learned to expect from it, opportunities to realise many of

our objectives’’.

The process of establishing regulations and understanding the requirements of urban neighborhoods involves

taking into account various factors and drawing insights from prominent urban thinkers of the past. Nevertheless,

the responsibility of putting these ideas into practice in today’s world falls on contemporary urban designers. To

tackle urban challenges, individuals can draw from historical experiences and integrate the methods of urban

designers with their own creative freedom to craft unique approaches suited to addressing modern urban issues

within specific contexts. When it comes to setting criteria and regulations for complex neighborhoods, which

serve essential needs and address pressing problems, the primary focus should be on prioritizing the residents

and comprehending the social dynamics within the built environment. Ultimately, any problem-solving approach

should be practiced with a strong emphasis on involving the individuals most affected by these issues and being

inclusive in the process of addressing urban challenges.

.

3. Bibliography

Lehnerer, A. (2009) Grand urban rules. Rotterdam: 010 Publishers

Jacobs, J. (1961) Death And Life Of Great American Cities. S.L.: The Bodley Head Ltd.

Gupte, R. (2018) Physical and Social Configurations of the Bombay Chawls. Sahapedia. [Online]https://www.

sahapedia.org/physical-and-social-configurations-of-the-bombay-chawls.

Abhyudaya Nagar: A hub of Social spaces (2018) MonumentzMan. [Online] [Accessed on 11th May 2023] http://

monumentzman.blogspot.com/2018_03_04_archive.html.

Exporting Indian Urbanism | urbz (n.d.) urbz.net. [Online] [Accessed on 11th May 2023] https://urbz.net/articles/

exporting-indian-urbanism.

Jane Jacobs (n.d.) The Center for the Living City. [Online] https://centerforthelivingcity.org/janejacobs#jane-andthe-center.

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2Research

Methodologies and Events

Journey Through Urbanism: Exploring Identities, Spaces, and Perspectives

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1. Background

Belonging from a small town where I’ve spent most years of my life, I experienced a simple life in a closely-knit

community. The hometown had a population of only a few thousand people. I would see familiar faces on the

streets and common places like the local grocery store, park, and town square on a daily basis. Growing up, I

formed strong connections with my neighbours and other families in the community. The importance of family and

the people around me had a significant impact on shaping who I am as a person. The town felt like a comfortable

corner of the world that I knew well and could always count on for support.

When I began studying Architecture at university, I realized how physical spaces affect and influence people

and their behaviour in using space on both small and large scales. In my classes, I learned how the tangible, built

environment is inter-dependent with the intangible human experience of any given space. People attach memories,

meanings and identities to places based on how they interact with and perceive the built forms around them. To

study MA Architecture and Urbanism and understand this relationship between people and their environments,

I came to Manchester, UK. I delve deeper into understanding society’s needs through the physical built space of

a city and what influences individuals’ usage of public and private spaces. I was also interested in understanding

the complex debates around social structure in an urban setting, and how culture and economy influence a city’s

growth over long periods of time.

I have always been keenly interested in theories and reasoning behind how societies function and change. A major

question I sought to understand was what really drives people to coexist in harmony within a community, whether

large or small. When I began studying critical urban theories and getting involved in discussions on related topics

with professors and classmates, I realized how different layers of society like economics, politics, culture and

physical planning are all interconnected. I learned that everything we experience and perceive around us on daily,

weekly and lifetime scales is connected, and that all these factors are intertwined, whether on a minute scale

like personal interactions or major scales like city-wide developments. Understanding these relationships and

connections between people and their environments has been a driving motivation for my studies in architecture

and urbanism.

Fig.18. Wilson Hill, Dharampur, India (Hometown) (source- Instagram)

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2. Understanding Individual and Spatial Identity through experiences

Coming to Manchester, a city with a diverse population

of people from all corners of the world, exposed me

to a truly global environment. Within Manchester, I

encountered individuals from varied backgrounds

including different cultures, countries, speaking dozens

of different languages and with different life experiences

and histories. I met and befriended people studying at my

university from places like China, India, various middleeast

and African nations. Getting to know them, I realized

how one’s individual identity is formed through their

unique memories, personal experiences, cultural and

family influences, history, beliefs and values developed

within their own society over their lifetime. As sociologist

Maurice Halbwachs(1950) stated, “Individual memory, far

from being a mere depositary, is a product of society, in

the sense that it is shaped by and in turn shapes social

frameworks.” This implies that our understanding of

ourselves and sense of belonging is influenced by the

shared memories and narratives of the communities we

are part of.

When trying to understand the role of people within

the built environments they inhabit in their daily lives,

and the role built environments play in shaping people’s

experiences, we realize that an individual’s identity

is part of a larger collective identity of the community

and city they live in. The collective identity in turn

helps define the overall identity of a city and its unique

character compared to other places. Exploring the

idea of community harmony through architecture and

urban design, and the factors reflecting the identity of a

community or physical space was fascinating to me. As

humans, we co-exist with physical factors like buildings,

public spaces and infrastructure to imbue spaces with

cultural meaning beyond mere functional programs.

Intangible aspects like shared culture, history, art,

festivals and stories all reflect the holistic identity of

a space through both tangible and intangible means.

My investigations into the tangible and intangible

components of spaces allowed me to delve deeper

into these concepts during my studies in Manchester.

Exploring places with strong histories embodied in

cultural heritage sites provided meaningful insights.

I observed how spaces take on identities over long

periods of time through the diverse ways they are

used and adapted by successive generations, showing

continuity as well as change. The quality of a space’s

existence relies on the dynamic interplay between

its tangible, physical attributes and the intangible

associations accumulated over time.

This is similar to how humans have a dual nature,

with both a physical body and non-physical elements

like personality, memories and spirit. The ways we

perceive and ascribe meaning to spaces is why they

hold cultural and personal significance in terms of

developing identities. And vice versa, the ways we

define our own existence relies on experiencing

knowledge about our surroundings through

perception and creating memories within the spaces

we occupy in our daily lives and journeys. Even when

remembering people or events, the spatial contexts

remain embedded in our memories and imaginations.

We cannot dream or imagine without picturing things

within some type of spatial context, whether real or

fictional. This relationship between people, memory

and place has always fascinated me.

Fig.19. Oxford Road, Manchester (source- Instagram)

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3. Exploring narratives of the cities in UK

Fig.20. Canterbury City Centre (source- Author) Fig.21. Westgate Gardens, Canterbury (source- Author) Fig.22. Statue ofEmperor Constantine, York (source- Author) Fig.23. York Minister, York (source- Author)

During my experience visiting historic towns and cities of the United Kingdom, I discovered how the past is

deeply connected to urban areas, preserving stories of history and collective memory over long periods of time.

I realised the importance of balancing tangible architectural heritage with intangible cultural aspects in order to

maintain a strong, unique urban identity. Canterbury with its iconic Cathedral towering over the medieval streets,

exemplifies a city where tangible religious architecture seamlessly blends with intangible narratives of religious

significance, pilgrimage and scholarship over the centuries. The cobbled streets and historic structures still echo

with the stories of pilgrims and scholars who have left their mark on the city.

Similarly, during my visit to York, the imposing city walls and the majestic York Minster form a dramatic architectural

backdrop to a living history lesson encompassing the tangible and intangible. The Shambles, a narrow medieval

street, preserves the tangible architecture and urban fabric of centuries gone by, while the intangible stories of

Viking invasions and medieval life continue to breathe life and local character into the city. As I navigated the

labyrinthine alleys, I sensed a deep connection not only with the physical surroundings but also with the collective

memories embedded over the decades and centuries.

Manchester, where I spent the most extensive time studying, exploring and observing, told a story of adaptation

and transformation shaped significantly by the Industrial Revolution. The red-brick mills and factories, now often

repurposed into cultural spaces, are a tangible reminder of the city’s resilience and ability to embrace change

while still honoring historical roots. The intangible spirit of innovation, progress and perseverance is palpable,

showing how an urban landscape can seamlessly blend old and new.

London, as a vast metropolis, showcases the harmonious coexistence of history with contemporary developments.

From the ancient Tower of London to the ultra-modern Shard skyscraper, the city’s diverse and ever-evolving

skyline tells a compelling tale of continuity and adaptation. The multicultural neighborhoods, each with its own

distinct intangible character, reflect the dynamic interplay of tangible diversity and intangible cultural influences

that defines London’s unique and global identity. Here, personal identity is shaped not only by individual history

but also by the dynamic interplay of cultures, memories and narratives over the decades.

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4. Reflection to roots 5. Conclusion

Reflecting on these experiences across the UK, I couldn’t help but draw parallels with the old city areas of

Pune, India, particularly the historic Peth regions. These areas have great potential for preserving urban identity

through sensitive and thoughtful integration of tangible heritage like ancient temples and traditional buildings

with complementary intangible stories of cultural richness accumulated over centuries. Pune’s Peths have all the

necessary ingredients for a vibrant urban identity, similar to the cities I explored in the UK, if properly nurtured

and developed.

Drawing from my learnings in the UK cities, my studio work aimed to integrate tangible and intangible elements

while respecting the historical context. The goal was to create urban spaces that encourage community

engagement and where people can see themselves reflected not only in the physical structures but also in the

shared narratives that define the essence of a place. And my dissertation further delved into understanding the

urban character of Pune by analyzing the interplay between its Tangible and Intangible elements which showcase

its unique identity. I also explored the influence of globalisation on the urban character of Pune in the modern era.

The learnings demonstrated the potential of urban design to preserve and celebrate the rich history, collective

memory, and individual identity in diverse cultural contexts.

These learnings about identity and its importance in defining what gives meaning to places motivated me to

further question how we define a place’s character. Understanding the significance of character and its role in

shaping society has helped me recognize the importance of sensitivity in design and taking a critical approach to

problem solving. A place’s character is defined by the dynamic ways people co-exist within its spaces and interact

with all aspects of their built and natural environments over long periods of time. Realizing the significance of

intangible factors like shared memories, culture and narratives has helped me develop a perspective on designing

spaces with people and communities in mind, by considering the holistic character of a place which shapes

collective identity on neighbourhood and citywide scales.

Moving forward, I aim to further explore concepts of placemaking, urban conservation and regeneration through

a lens of integrating tangible and intangible dimensions. In my professional career, I hope to play a role in

initiatives that nurture a sense of belonging for diverse communities. Sensitively designed projects can help

maintain continuity with the past while also accommodating contemporary needs and future visions. With growing

urbanization and global influences, it is important for cities to retain unique characters that distinguish them and

allow residents to feel rooted.

As architects and urban designers, we must thoughtfully consider how to balance preserving heritage with

adapting to changes, and avoid approaches that homogenize places. Public engagement and collaborative efforts

and also key to determine what intangible aspects are most essential to protect or strengthen when renewing

urban fabrics over time. The lessons from my travels in the UK, combined with reflections on hometown contexts,

have reinforced the value of inclusive place-based approaches. Understanding the intertwined tangible and

intangible dimensions forming a locality’s distinct spirit and memories will continue guiding me to make meaningful

contributions to city building and community life.

Fig.24. Shaniwar Wada, Pune, Maharashtra. (source- Mistay.in)

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6. Bibliography

Halbwachs, M. (1950). “Collective Memory”

https://philosophynow.org/issues/64/Identity_and_Freedom_in_Being_and_Nothingness

https://www.sciencedirect.com/topics/social-sciences/collective-memory

https://www.britannica.com/place/York-England

Greater Manchester Spatial Framework - Greater Manchester Combined Authority

https://www.canterbury-cathedral.org/our-story/

https://localhistories.org/a-history-of-canterbury/

History of London - The evolution of UK’s capital city (londoncitybreak.com)

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ar.sagar.nikam@gmail.com

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