Shares List - IG Index

Reuters Description Country Current Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier T3 Tier 3 Tier 4 Tier 4 

Deposit Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit 

(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All) 

per Point) per Point) per Point) per Point) 

IG Index Shares list, October 2009 

Shares List 

RGO.L 2 Ergo Group Plc UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 70 50% 75% > 70 75% 

3IN.L 3i Infrastructure Ltd UK 20% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

FOUR.L 4imprint Group Plc UK 25% 0 - 20 25% 20 - 100 30% 40% 100 - 150 50% 75% > 150 75% 

SIXH.L 600 Group Plc UK 45% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

888.L 888 Holdings Plc UK 20% 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 6250 50% 60% > 6250 75% 

ABBY.L Abbey PLC UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

ABCA.L Abcam PLC UK 30% 0 - 60 25% 60 - 350 40% 50% 350 - 350 75% 75% > 350 75% 

AAIF.L Aberdeen Asian Income Fund UK 15% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

AAS.L Aberdeen Asian Smaller Comp Inv Tst UK 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

ADN.L Aberdeen Asset Management Plc UK 20% 0 - 2400 15% 2400 - 7250 25% 30% 7250 - 15000 40% 55% > 15000 75% 

ABD.L Aberdeen New Dawn Inv Tst UK 15% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

ANW.L Aberdeen New Thai Inv Tst UK 30% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

ASL.L Aberforth Smaller Companies Tst UK 15% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

ABL.L Ablon Group UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75% 

ABRT.L Absolute Return Trust Ltd UK 50% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

ACL.L Acal Plc UK 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

ACEX.L Accident Exchange Group Plc UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

ACCS.L Accsys Technologies Plc UK 40% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

ACG.L Accuma Group Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

ACD.L Acencia Debt Ltd UK 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 3000 60% 75% > 3000 75% 

ACMG.L ACM Shipping plc UK 25% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

ACPC.L ACP Capital UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 850 50% 75% > 850 75% 

ACTAq.L ACTA S.P.A. UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 1800 50% 75% > 1800 75% 

AIT.L Active Capital Trust Plc UK 50% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

ADD.L Advance Developing Markets Tst Ord UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

ADU.L Advance UK Trust Plc UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 350 50% 75% > 350 75% 

ASWA.L Advanced Computer Software UK 50% 0 - 20 25% 20 - 100 30% 40% 100 - 1700 50% 75% > 1700 75% 

AMSU.L Advanced Medical Solutions Group UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2500 50% 75% > 2500 75% 

APCL.L Advanced Power Components Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

ADVG.L Adventis Group Plc UK 45% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

AFN.L ADVFN Plc UK 35% 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 4250 50% 75% > 4250 75% 

AAT.L AEA Technology Plc UK 20% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

AEGS.L Aegis Group Plc UK 20% 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 25000 35% 45% > 25000 75% 

AERL.L Aer Lingus Group (UK) UK 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

AI.L Aero Inventory Plc UK 25% 0 - 200 25% 200 - 1200 40% 50% 1200 - 1500 60% 75% > 1500 75% 

IAEX.L AEX Tracker - IAEX UK 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75% 

AFEN.L AFC Energy UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 3500 50% 75% > 3500 75% 

AFRE.L Afren Plc UK 25% 0 - 2500 20% 2500 - 15000 30% 40% 15000 - 55000 50% 60% > 55000 75% 

AFCR.L African Cons Resources UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 3000 50% 75% > 3000 75% 

ACU.L African Copper Plc UK 75% 0 - 5000 25% 5000 - 15000 30% 40% 15000 - 25000 50% 75% > 25000 75% 

AFD.L African Diamonds Plc UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

AFE.L African Eagle Resources Plc UK 75% 0 - 500 25% 500 - 3000 30% 40% 3000 - 10000 50% 75% > 10000 75% 

AMIq.L African Minerals Ltd UK 35% 0 - 500 20% 500 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

AGA.L AGA Rangemaster Group Plc UK 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

AGGK.L Aggreko Plc UK 15% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 9250 35% 45% > 9250 75% 

AGTAR.L Agriterra Ltd UK 35% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 10000 60% 75% > 10000 75% 

AIP.L Air Partner Plc UK 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

AKR.L Akers Biosciences Inc UK 20% 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75% 

ALBH.L Albemarle & Bond Holdings UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

AXM.L Alexander Mining Plc UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 4750 50% 75% > 4750 75% 

AXN.L Alexon Group Plc UK 45% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

ALKN.L Alkane Energy Plc UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2100 50% 75% > 2100 75% 

ALGP.L All Leisure Group UK 50% 0 - 20 25% 20 - 100 30% 40% 100 - 150 50% 75% > 150 75% 

AGY.L Allergy Therapeutics Plc UK 45% 0 - 50 25% 50 - 300 30% 40% 300 - 1000 50% 75% > 1000 75%


(continued) 





ALAPH.L Alliance Pharma plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 2400 50% 75% > 2400 75% 

AGLD.L Allied Gold Limited UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 1400 50% 75% > 1400 75% 

ALBK.L Allied Irish Banks (LSE) UK 25% 0 - 600 20% 600 - 3500 30% 40% 3500 - 20000 50% 60% > 20000 75% 

ALLA.L Allocate Software Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

ALPH.L Alpha Pyrenees Trust Ltd UK 35% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

ALQQ.L Alphameric Plc UK 25% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

ALN.L Alterian Plc UK 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

AIS.L Alternative Investment Strategies UK 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

ALTAN.L Alternative Networks Plc UK 45% 0 - 25 25% 25 - 150 30% 40% 150 - 350 50% 75% > 350 75% 

ALRE.L Altona Resources Ltd UK 75% 0 - 500 25% 500 - 3000 30% 40% 3000 - 15000 50% 75% > 15000 75% 

ALUG.L Alumasc Group UK 25% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

AMBN.L Ambrian Capital Plc UK 45% 0 - 250 25% 250 - 1500 30% 40% 1500 - 1600 50% 75% > 1600 75% 

AMER.L Amerisur Resources Plc UK 20% 0 - 1000 25% 1000 - 6000 30% 40% 6000 - 15000 50% 75% > 15000 75% 

AFS.L Amiad Filtration Systems UK 35% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

AMNX.L Aminex Plc UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 4000 50% 75% > 4000 75% 

AMO.L Amino Technologies Plc UK 30% 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75% 

AML.L Amlin Plc UK 10% 0 - 2500 10% 2500 - 7500 20% 25% 7500 - 10000 35% 45% > 10000 75% 

AMAMP.L Amphion Innovations Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

A7L.L Amur Minerals UK 25% 0 - 300 25% 300 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75% 

AEN.L Andes Energia Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

ANTE.L Andor Technology Ltd UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 550 50% 75% > 550 75% 

ANSY.L Andrews Sykes Group Plc UK 75% 0 - 1.5 25% 1.5 - 5 30% 40% 5 - 7 50% 75% > 7 75% 

AYM.L Anglesey Mining Plc UK 45% 0 - 250 25% 250 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

AOT.L Anglo & Overseas Plc UK 30% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

AAZ.L Anglo Asian UK 45% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

APF.L Anglo Pacific Group Plc UK 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

ANEA.L Anglo-Eastern Plantations UK 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

AIE.L Anite Group Plc UK 20% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

ASM.L Antisoma Plc UK 25% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

ATV.L Antonov Plc UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

AEY.L Antrim Energy UK 35% 0 - 25 25% 25 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

AOR.L AorTech International Plc UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 150 50% 75% > 150 75% 

FTG.L Apace Media Plc UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 1900 50% 75% > 1900 75% 

AQP.L Aquarius Platinum Ltd UK 35% 0 - 1500 20% 1500 - 9000 30% 40% 9000 - 15000 50% 60% > 15000 75% 

ARBB.L Arbuthnot Banking Group Plc UK 75% 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75% 

ARCHu.L ARC Capital Holdings Ltd UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 2750 50% 75% > 2750 75% 

ARK.L ARC International Plc UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 850 50% 75% > 850 75% 

ARL.L Archial Group Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 650 50% 75% > 650 75% 

AR.L Archipelago Resources Plc UK 45% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2100 50% 75% > 2100 75% 

ARE.L Arena Leisure Plc UK 25% 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

ARGOA.L Argo Group Limited UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

AGQ.L Arian Silver Corporation UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

AKT.L Ark Therapeutics Group Plc UK 20% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

ARM.L ARM Holdings Plc UK 15% 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 40000 35% 45% > 40000 75% 

ARI.L Arriva Plc UK 15% 0 - 800 15% 800 - 2400 25% 30% 2400 - 4250 40% 55% > 4250 75% 

ATS.L Artemis Alpha Trust Plc UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

ASCR.L Ascent Resources PLC UK 20% 0 - 500 25% 500 - 3000 30% 40% 3000 - 25000 50% 75% > 25000 75% 

ASH.L Ashley House Plc UK 75% 0 - 20 25% 20 - 100 30% 40% 100 - 950 50% 75% > 950 75% 

ASHM.L Ashmore Group UK 15% 0 - 1000 20% 1000 - 3000 30% 40% 3000 - 4000 50% 60% > 4000 75% 

AHT.L Ashtead Group Plc UK 20% 0 - 3750 15% 3750 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75% 

ADH.L Asia Digital Holdings Plc UK 75% 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

ACHLA.L Asian Citrus Holdings Ltd UK 25% 0 - 20 25% 20 - 100 30% 40% 100 - 350 50% 75% > 350 75% 

ASOS.L ASOS Plc UK 25% 0 - 400 20% 400 - 2400 30% 40% 2400 - 3500 50% 60% > 3500 75% 

ASTO.L Assetco Plc UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

IG Index Shares list, October 2009


(continued) 





AGRP.L Assura Group UK 25% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

ATD.L Asterand Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75% 

ATH.L ATH Resources UK 35% 0 - 30 25% 30 - 200 30% 40% 200 - 500 50% 75% > 500 75% 

ATKW.L Atkins WS Plc UK 20% 0 - 600 15% 600 - 1800 25% 30% 1800 - 2200 40% 55% > 2200 75% 

AJG.L Atlantis Japan Growth Fund UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 70 50% 75% > 70 75% 

ATLE.L Atlas Estates Ltd UK 45% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

AUG.L Augean Plc UK 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

AUL.L Aurelian Oil & Gas Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 3250 50% 75% > 3250 75% 

AURT.L Aurora Investment Trust UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 300 50% 75% > 300 75% 

AURU.L Aurum Mining Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75% 

AUALG.L Autologic Holdings Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

AVTG.L Avacta Group plc UK 50% 0 - 250 25% 250 - 1500 30% 40% 1500 - 8750 50% 75% > 8750 75% 

AVN.L Avanti Communications UK 35% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

ASG.L Avanti Screenmedia Group Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 850 50% 75% > 850 75% 

AVS.L Avesco Group Plc UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 150 50% 75% > 150 75% 

AVV.L Aveva Group Plc UK 25% 0 - 300 15% 300 - 900 25% 30% 900 - 1800 40% 55% > 1800 75% 

AVG.L Avingtrans PLC UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

AVE.L Avis Europe Plc UK 25% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

AVI.L Avisen Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

AVM.L Avocet Mining Plc UK 25% 0 - 600 25% 600 - 3500 40% 50% 3500 - 3750 60% 75% > 3750 75% 

AVON.L Avon Rubber Plc UK 25% 0 - 20 25% 20 - 60 30% 40% 60 - 100 50% 75% > 100 75% 

ASD.L Axis-Shield Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

BAB.L Babcock International Group UK 15% 0 - 450 10% 450 - 2750 20% 25% 2750 - 5000 35% 45% > 5000 75% 

BGFD.L Baillie Gifford Japan Trust Plc UK 15% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

BGS.L Baillie Gifford Shin Nippon UK 25% 0 - 20 25% 20 - 100 30% 40% 100 - 300 50% 75% > 300 75% 

BALF.L Balfour Beatty Plc UK 15% 0 - 2300 10% 2300 - 7000 20% 25% 7000 - 15000 35% 45% > 15000 75% 

BTC.L Baltic Oil Terminals Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 1100 50% 75% > 1100 75% 

SANq.L Banco Santander UK 10% 0 - 1100 15% 1100 - 3250 25% 30% 3250 - 3250 75% 75% > 3250 75% 

BGO.L Bango Plc UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75% 

BKIR.L Bank Of Ireland (LSE) UK 25% 0 - 1800 20% 1800 - 10000 30% 40% 10000 - 30000 50% 60% > 30000 75% 

BNKR.L Bankers Inv Tst UK 15% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

BEE.L Baring Emerging Europe Plc UK 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

BAG.L Barr (A.G.) Plc UK 35% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

BDEV.L Barratt Developments Plc UK 20% 0 - 2300 10% 2300 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75% 

BNLN.L Bateman Litwin NV UK 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

BVC.L Batm Advanced Communications UK 25% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

BBA.L BBA Group Plc UK 20% 0 - 1300 15% 1300 - 7750 25% 30% 7750 - 7750 75% 75% > 7750 75% 

BCBH.L BCB Holdings Ltd UK 45% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

BEZG.L Beazley Group Plc UK 20% 0 - 1900 20% 1900 - 5750 30% 40% 5750 - 9750 50% 60% > 9750 75% 

BEG.L Begbies Traynor Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 850 60% 75% > 850 75% 

BVM.L Belgravium Technologies Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

BWY.L Bellway Plc UK 20% 0 - 450 10% 450 - 2750 20% 25% 2750 - 3750 35% 45% > 3750 75% 

BKGH.L Berkeley Group Holdings Plc UK 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 4750 35% 45% > 4750 75% 

BKY.L Berkeley Resources Limited UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

BZT.L Bezant Resources UK 75% 0 - 300 25% 300 - 900 40% 50% 900 - 950 60% 75% > 950 75% 

BGBL.L Bglobal PLC UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 1500 50% 75% > 1500 75% 

BHGGu.L BH Global Ltd - $ UK 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

BHGG.L BH Global Ltd - £ UK 25% 0 - 150 20% 150 - 450 30% 40% 450 - 600 50% 60% > 600 75% 

BHGGx.L BH Global Ltd - Euro UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

BHMG.L BH Macro Ltd UK 25% 0 - 400 20% 400 - 1200 30% 40% 1200 - 1200 75% 75% > 1200 75% 

BHMGx.L BH Macro Ltd - Euro UK 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

BYG.L Big Yellow Group Plc UK 20% 0 - 450 20% 450 - 2750 30% 40% 2750 - 3000 50% 60% > 3000 75% 

B4S.L Billing Service UK 20% 0 - 500 25% 500 - 1500 30% 40% 1500 - 2400 50% 75% > 2400 75% 

BII.L Biocompatibles International Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 



(continued) 





BIIN.L Biofutures International Plc UK 75% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1700 50% 75% > 1700 75% 

BIOQ.L Bioquell Plc UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 100 50% 75% > 100 75% 

BIOGW.L Biotech Growth Trust Plc UK 25% 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75% 

BLKA.L Black Arrow Group Plc UK 75% 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75% 

BKSA.L Black Sea Property Fund Ltd UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

BRCI.L Blackrock Commodities In UK 15% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

BRGE.L Blackrock Greater Euro Inv Tst UK 15% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

B8L.L Blackrock International Land (LSE) UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

BRLA.L Blackrock Latin American Tst UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

BRNS.L Blackrock New Energy Inv Trust UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 2100 50% 75% > 2100 75% 

BRNE.L Blackrock New Energy Investment UK 20% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

BRSC.L Blackrock Smaller Comp Tst UK 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

BRWM.L Blackrock World Mining Trust UK 20% 0 - 800 15% 800 - 2400 25% 30% 2400 - 3000 40% 55% > 3000 75% 

BSLA.L Blacks Leisure Group Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

BLCK.L Blackstar Investors Plc UK 25% 0 - 20 25% 20 - 100 30% 40% 100 - 350 50% 75% > 350 75% 

BLVX.L Blavod Extreme Spirits Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 650 50% 75% > 650 75% 

BLNX.L Blinkx Plc UK 20% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

BLPU.L Bloomsbury Publishing Plc UK 25% 0 - 150 25% 150 - 900 40% 50% 900 - 1000 60% 75% > 1000 75% 

BLP.L Blue Planet Euro Inv Trust UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

BBAY.L BlueBay Asset Management UK 20% 0 - 250 25% 250 - 750 40% 50% 750 - 850 60% 75% > 850 75% 

BABS.L Bluecrest Allblue Fund Ltd UK 25% 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

BOY.L Bodycote International UK 20% 0 - 600 20% 600 - 3500 30% 40% 3500 - 6250 50% 60% > 6250 75% 

BDI.L Bond International Software UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

BOK.L Booker Group UK 25% 0 - 2400 15% 2400 - 15000 25% 30% 15000 - 60000 40% 55% > 60000 75% 

BHY.L Boot (Henry) Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 750 50% 75% > 750 75% 

BSTH.L Borders & Southern Petroleum Plc UK 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

BVS.L Bovis Homes Group Plc UK 20% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2500 50% 60% > 2500 75% 

BLVN.L BowLeven Plc UK 35% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 10000 60% 75% > 10000 75% 

BPCB.L BPC Ltd UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 3500 50% 75% > 3500 75% 

BRDY.L Brady Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

BRMS.L Braemar Seascope Group Plc UK 35% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

BRR.L Braemore Resources Plc UK 35% 0 - 2500 25% 2500 - 15000 30% 40% 15000 - 20000 50% 75% > 20000 75% 

BXBq.L Brambles Ltd UK 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

BRAL.L Bramdean Alternatives UK 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

BRAM.L Brammer Plc UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

BRW.L Brewin Dolphin Holdings Plc UK 20% 0 - 800 20% 800 - 2400 30% 40% 2400 - 3250 50% 60% > 3250 75% 

BRT.L Brightside Group Plc UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 100 50% 75% > 100 75% 

BRM.L Brinkley Mining Plc UK 45% 0 - 2500 25% 2500 - 7500 30% 40% 7500 - 7500 75% 75% > 7500 75% 

BRE.L Brit Insurance Holdings Plc UK 20% 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 6750 40% 55% > 6750 75% 

BSET.L British Assets Trust Plc UK 20% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

BTEM.L British Empire Secs and General Tst UK 20% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

BRPI.L British Polythene Industries UK 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

BPTR.L British Portfolio Trust Plc UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 200 50% 75% > 200 75% 

BVIC.L Britvic UK 20% 0 - 900 15% 900 - 2750 25% 30% 2750 - 4500 40% 55% > 4500 75% 

BRK.L Brook MacDonald Group Plc UK 75% 0 - 5 25% 5 - 30 30% 40% 30 - 60 50% 75% > 60 75% 

BWNG.L Brown (N) Group UK 20% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2750 50% 60% > 2750 75% 

BRU.L Brulines Holdings Plc UK 50% 0 - 10 25% 10 - 60 30% 40% 60 - 250 50% 75% > 250 75% 

BUT.L Brunner Inv Tst UK 30% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

BTSM.L BSS Group Plc UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

BGC.L BTG Plc UK 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 3000 50% 60% > 3000 75% 

BRST.L Burst Media Corp UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

BPG.L Business Post Group Plc UK 35% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

BYOT.L Byotrol Plc UK 45% 0 - 50 25% 50 - 300 30% 40% 300 - 500 50% 75% > 500 75% 

GCC.L C&C Group (LSE) UK 20% 0 - 400 10% 400 - 2400 20% 25% 2400 - 10000 35% 45% > 10000 75% 



(continued) 





CBRY.L Cadbury Schweppes Plc UK 5% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 30000 35% 50% > 30000 75% 

CADP.L Cadogan Petroleum Plc UK 35% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

CDN.L Caledon Resources Plc UK 35% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 6250 60% 75% > 6250 75% 

CLDN.L Caledonia Investments Plc UK 15% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

TREE.L Cambium Global UK 30% 0 - 50 25% 50 - 300 30% 40% 300 - 700 50% 75% > 700 75% 

CAMIN.L Camco International Ltd UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 1800 50% 75% > 1800 75% 

CDI.L Candover Investments Plc UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

CIU.L Cape Plc UK 35% 0 - 800 20% 800 - 4750 30% 40% 4750 - 5500 50% 60% > 5500 75% 

CAL.L Capital & Regional Plc UK 20% 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

CGT.L Capital Gearing Trust UK 45% 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75% 

CAPX.L CAP-XX Ltd UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 800 50% 75% > 800 75% 

C1Y.L Carclo Plc UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

CUK.L Care UK Plc UK 20% 0 - 90 25% 90 - 250 40% 50% 250 - 450 60% 75% > 450 75% 

CARE.L Carecapital Group UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

CTH.L Caretech Holdings Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 500 60% 75% > 500 75% 

CLLN.L Carillion Plc UK 15% 0 - 1300 15% 1300 - 7750 25% 30% 7750 - 8250 40% 55% > 8250 75% 

CLNC.L Carlton Resources Plc UK 75% 0 - 750 25% 750 - 2300 30% 40% 2300 - 4250 50% 75% > 4250 75% 

CARL.L Carluccio UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75% 

CPTA.L Carpathian Plc UK 20% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

CATVU.L Carpetright Plc UK 20% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75% 

CPW.L Carphone Warehouse Group Plc UK 20% 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75% 

CARS.L Carr’s Milling Industries UK 30% 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75% 

CBOX.L Cashbox Plc UK 45% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

CSH.L Caspian Holdings SA UK 75% 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

CGS.L Castings Plc UK 30% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

CACSU.L Castle Support Services Plc UK 50% 0 - 50 25% 50 - 300 30% 40% 300 - 650 50% 75% > 650 75% 

CMX.L Catalyst Media Group Plc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

CTI.L Cathay International Holdings UK 90% 0 - 30 25% 30 - 200 30% 40% 200 - 300 50% 75% > 300 75% 

CGL.L Catlin Group Ltd UK 25% 0 - 900 10% 900 - 5500 20% 25% 5500 - 8500 35% 45% > 8500 75% 

CAEL_p.L Cazenove Absolute Equity Ltd UK 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

CLTV.L Cellcast Plc UK 75% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

CIV1.L Celsis International Plc UK 50% 0 - 25 25% 25 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

CCP.L Celtic Plc UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 60 75% 75% > 60 75% 

CNKS.L Cenkos Securities Ltd UK 30% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CEY.L Centamin Egypt Ltd UK 25% 0 - 6750 20% 6750 - 20000 30% 40% 20000 - 20000 75% 75% > 20000 75% 

CAU.L Centaur Holdings Plc UK 20% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

CFM.L Central African Mining & Exp UK 25% 0 - 18750 20% 18750 - 55000 30% 40% 55000 - 85000 50% 60% > 85000 75% 

CRND.L Central Rand Gold Ltd UK 25% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 7250 60% 75% > 7250 75% 

CFU.L Ceramic Fuel Cells Ltd UK 35% 0 - 500 25% 500 - 3000 30% 40% 3000 - 15000 50% 75% > 15000 75% 

CWR.L Ceres Power Holdings Plc UK 35% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

CCT.L Character Group Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 800 50% 75% > 800 75% 

CHARC.L Chariot Oil and Gas Ltd UK 75% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3500 60% 75% > 3500 75% 

CHAR.L Charlemagne Capital Ltd UK 20% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

CAY.L Charles Stanley Group Plc UK 30% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

CHAT.L Charles Taylor Consulting Plc UK 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

CHET.L Charter Pan-European Trust UK 50% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CHTR.L Charter Plc UK 20% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6250 35% 45% > 6250 75% 

CHU.L Chaucer Holdings Plc UK 20% 0 - 1400 20% 1400 - 8500 30% 40% 8500 - 15000 50% 60% > 15000 75% 

CHG.L Chemring Group Plc UK 15% 0 - 200 15% 200 - 600 25% 30% 600 - 900 40% 55% > 900 75% 

CSN.L Chesnara Plc UK 15% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

CHW.L Chime Communications Plc UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

FXC.L China 25 Tracker - FXC UK 25% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

CBI.L China BioDiesel UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75% 

CGA.L China Gateway International UK 75% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 



(continued) 





CGM.L China Goldmines PLC UK 25% 0 - 30 25% 30 - 200 30% 40% 200 - 550 50% 75% > 550 75% 

CREO.L China Real Estate Opportunities UK 35% 0 - 10 25% 10 - 60 30% 40% 60 - 250 50% 75% > 250 75% 

CHNS.L China Shoto Plc UK 30% 0 - 30 25% 30 - 200 30% 40% 200 - 200 75% 75% > 200 75% 

CHLD.L Chloride Group UK 20% 0 - 800 20% 800 - 4750 30% 40% 4750 - 5250 50% 60% > 5250 75% 

CHRX.L Chromex Mining Plc UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

CHS.L Chrysalis Group Plc UK 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

CHLL.L Churchill Mining Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 1200 50% 75% > 1200 75% 

CINE.L Cineworld Group Plc UK 15% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

CINP.L Cinpart Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 1500 50% 75% > 1500 75% 

COPU.L Circle Oil Plc UK 20% 0 - 500 25% 500 - 3000 30% 40% 3000 - 5500 50% 75% > 5500 75% 

CHY.L City Merchants High Yield Trust UK 50% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

CYNL.L City Natural Resources HI Y UK 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

CLIG.L City of London Investment GR UK 35% 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75% 

CTY.L City of London Investment Trust UK 20% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

CCGP.L Claimar Care Group Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75% 

CPH.L Clapham House Group Plc UK 25% 0 - 20 25% 20 - 100 30% 40% 100 - 250 50% 75% > 250 75% 

CCS.L Clarity Commerce Solutions Plc UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 100 50% 75% > 100 75% 

CTO.L Clarke (Thomas) UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

CLKH.L Clarkson Hill Group Plc UK 75% 0 - 30 25% 30 - 200 30% 40% 200 - 200 75% 75% > 200 75% 

CKN.L Clarkson Plc UK 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

CEB.L Clean Energy Brazil Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75% 

CLCRK.L Clerkenwell Ventures Plc UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

CLIE.L Climate Exchange Plc UK 25% 0 - 100 20% 100 - 600 30% 40% 600 - 950 50% 60% > 950 75% 

CLCA.L Clinton Cards Plc UK 25% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

CWPR.L Clipper Windpower PLC UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75% 

CBRO.L Close Brothers Group Plc UK 20% 0 - 500 15% 500 - 1500 25% 30% 1500 - 2200 40% 55% > 2200 75% 

CLEN.L Close Enhanced Commodities UK 25% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

CLSH.L CLS Holdings Plc UK 20% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

CLUF.L Cluff Gold Ltd UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 1900 50% 75% > 1900 75% 

CZA.L Coal of Africa UK 20% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4500 60% 75% > 4500 75% 

CBRA.L Cobra Holdings Plc UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75% 

COHC.L Coffeheaven Plc UK 25% 0 - 300 25% 300 - 1800 30% 40% 1800 - 2750 50% 75% > 2750 75% 

COLL.L Colliers CRE Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

CLST.L Collins Stewart Plc UK 20% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2750 60% 75% > 2750 75% 

COLT.L Colt Telecom Group Plc UK 20% 0 - 600 25% 600 - 1800 40% 50% 1800 - 2300 60% 75% > 2300 75% 

CMM.L Commoditrade Inc UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 3500 50% 75% > 3500 75% 

CMS.L Communisis Plc UK 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

CCC.L Computacenter Plc UK 15% 0 - 300 20% 300 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75% 

CNCT.L Concurrent Technologies Plc UK 35% 0 - 100 25% 100 - 300 30% 40% 300 - 500 50% 75% > 500 75% 

CNT.L Connaught Plc UK 15% 0 - 600 20% 600 - 1800 30% 40% 1800 - 2300 50% 60% > 2300 75% 

CSRT.L Consort Medical UK 35% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

CFL.L Contentfilm PLC UK 45% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

CIC.L Conygar Investment Company UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

CKSN.L Cookson Group Plc UK 25% 0 - 1900 25% 1900 - 10000 40% 50% 10000 - 20000 60% 75% > 20000 75% 

CRAU.L Corac Group Plc UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 2100 50% 75% > 2100 75% 

COCRG.L Corin Group Plc UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

CSLT.L Cosalt Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 3000 50% 75% > 3000 75% 

COSG.L Costain Group Plc UK 25% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

DQ5.L CPL Resources UK 50% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

CWK.L Cranswick Plc UK 25% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

CRAW.L Crawshaw Group UK 25% 0 - 25 25% 25 - 80 30% 40% 80 - 90 50% 75% > 90 75% 

CRHL LN Creat Resources Holdings Ltd UK 45% 0 - 200 25% 200 - 1200 30% 40% 1200 - 3250 50% 75% > 3250 75% 

CRCRE.L Creston Plc UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

CRH.L CRH (LSE) UK 10% 0 - 600 5% 600 - 3500 10% 20% 3500 - 10000 25% 40% > 10000 75% 



(continued) 





CRDA.L Croda International UK 20% 0 - 500 15% 500 - 1500 25% 30% 1500 - 2500 40% 55% > 2500 75% 

CSBq.L Crosby Capital Partners Inc UK 75% 0 - 1500 25% 1500 - 4500 30% 40% 4500 - 4500 75% 75% > 4500 75% 

CRYG.L Cryo-Save Group NV UK 50% 0 - 50 25% 50 - 300 30% 40% 300 - 650 50% 75% > 650 75% 

CSR.L CSR Plc UK 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 5250 35% 45% > 5250 75% 

CSSS.L CSS Stellar Plc UK 75% 0 - 300 25% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

CVSG.L CVS Group UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 900 60% 75% > 900 75% 

CYAN.L Cyan Holdings UK 75% 0 - 500 25% 500 - 3000 30% 40% 3000 - 10000 50% 75% > 10000 75% 

CYHU.L Cybit Holding Plc UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

CSWG.L Cyril Sweett Group Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 750 50% 75% > 750 75% 

DOO.L D1 Oils Plc UK 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

DJAN.L Daejan Holdings Plc UK 75% 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75% 

DMGOa.L Daily Mail & General Trust UK 20% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 10000 35% 45% > 10000 75% 

DCG.L Dairy Crest Group Plc UK 20% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75% 

DAY.L Daisy Group Plc UK 20% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

DNX.L Dana Petroleum Plc UK 20% 0 - 450 10% 450 - 2750 20% 25% 2750 - 3250 35% 45% > 3250 75% 

DAN.L Daniel Stewart Securities Plc UK 35% 0 - 500 25% 500 - 3000 30% 40% 3000 - 4250 50% 75% > 4250 75% 

DTG.L Dart Group Plc UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

DATA.L Datacash Group Plc UK 25% 0 - 100 25% 100 - 300 40% 50% 300 - 350 60% 75% > 350 75% 

DTC.L DataTec Ltd UK 35% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

DAV.L Davenham Group Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 1000 50% 75% > 1000 75% 

DVSG.L Davis Service Group Plc UK 20% 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 4000 75% 75% > 4000 75% 

TRVT.L Dawnay Day Treveria Plc UK 25% 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

DWN.L Dawson Holdings Plc UK 20% 0 - 250 25% 250 - 750 30% 40% 750 - 900 50% 75% > 900 75% 

DINT.L Dawson International Plc UK 75% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

XGBP.L DB X-Trackers GBP MNY MRK UK 25% 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75% 

DCC.L DCC Plc (LSE) UK 15% 0 - 80 5% 80 - 500 10% 20% 500 - 1200 25% 40% > 1200 75% 

DCD.L DCD Media Plc UK 45% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

DLAR.L De La Rue Plc UK 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 4250 35% 45% > 4250 75% 

DEB.L Debenhams UK 20% 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 40000 35% 45% > 40000 75% 

DECP.L Dechra Pharmaceuticals Plc UK 20% 0 - 250 25% 250 - 750 40% 50% 750 - 1100 60% 75% > 1100 75% 

DEEV.L Dee Valley Group Plc UK 75% 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75% 

DLTA.L Delta Plc UK 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 3750 50% 60% > 3750 75% 

DEMG.L Deltex Medical Group Plc UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 1000 50% 75% > 1000 75% 

DLN.L Derwent London Plc UK 25% 0 - 450 20% 450 - 2750 30% 40% 2750 - 3000 50% 60% > 3000 75% 

DES.L Desire Petroleum Plc UK 25% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

DLD.L Deutsche Land Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 6750 50% 75% > 6750 75% 

DEDE.L Develica Deutchland Ltd UK 20% 0 - 14250 25% 14250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75% 

DSC.L Development Securities Plc UK 35% 0 - 100 25% 100 - 300 40% 50% 300 - 450 60% 75% > 450 75% 

DVO.L Devro Plc UK 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

DAB.L Dexion Absolute Ltd UK 20% 0 - 4000 15% 4000 - 10000 25% 30% 10000 - 10000 75% 75% > 10000 75% 

DCL.L Dexion Commodities Ltd UK 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 3000 60% 75% > 3000 75% 

DEAL.L Dexion Equity Alternative LD UK 15% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

DTL.L Dexion Trading Ltd UK 20% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

RXO.L Dialight Plc UK 30% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

DIGI.L Digital Marketing Group Plc UK 75% 0 - 25 25% 25 - 150 30% 40% 150 - 450 50% 75% > 450 75% 

DTY.L Dignity Plc UK 10% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1400 50% 60% > 1400 75% 

DDT.L Dimension Data Holdings Plc UK 20% 0 - 3750 20% 3750 - 10000 30% 40% 10000 - 20000 50% 60% > 20000 75% 

DPLM.L Diploma Plc UK 15% 0 - 250 25% 250 - 750 40% 50% 750 - 1100 60% 75% > 1100 75% 

DISL.L Discover Leisure Plc UK 75% 0 - 500 25% 500 - 3000 30% 40% 3000 - 6250 50% 75% > 6250 75% 

IDJG.L DJ Euro STOXX Growth - IDJG UK 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75% 

DJMC.L DJ Euro STOXX Mid Cap - DJMC UK 30% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75% 

IDVY.L DJ Euro STOXX Select Div - IDVY UK 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

DJSC.L DJ Euro STOXX Small Cap - DJSC UK 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

IDJV.L DJ Euro STOXX Value - IDJV UK 35% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 



(continued) 





DMP1.L DM Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

DOLC.L Dolphin Capital Investors td UK 25% 0 - 500 25% 500 - 3000 30% 40% 3000 - 6500 50% 75% > 6500 75% 

DOPL.L Dominion Petroleum Ltd UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 1900 50% 75% > 1900 75% 

DOPR.L Domino Printing Sciences UK 15% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

DOM.L Domino’s Pizza UK & IRL Plc UK 20% 0 - 600 20% 600 - 1800 30% 40% 1800 - 3000 50% 60% > 3000 75% 

DGO.L Dragon Oil Plc UK 25% 0 - 800 10% 800 - 4750 20% 25% 4750 - 8250 35% 45% > 8250 75% 

DUPD.L Dragon Ukrainian Properties UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

DRX.L Drax Group Plc UK 5% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75% 

DRV.L Driver Group Plc UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 80 50% 75% > 80 75% 

SMDS.L DS Smith Plc UK 20% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 4750 60% 75% > 4750 75% 

DSGI.L DSG International UK 25% 0 - 8250 15% 8250 - 50000 25% 30% 50000 - 80000 40% 55% > 80000 75% 

DTZ.L DTZ Holdings Plc UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2300 60% 75% > 2300 75% 

DIG.L Dunedin Income Growth Inv Tst UK 20% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

DNDL.L Dunedin Smaller Companies Inv Tst UK 50% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

DNLM.L Dunelm Group UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1400 60% 75% > 1400 75% 

E2V.L E2V Technologies Plc UK 35% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

EAGA.L EAGA Plc UK 20% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

DDIT.L Eaglet Investment Trust UK 25% 0 - 200 25% 200 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

EPO.L Earthport Plc UK 25% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

EST.L Eastern European Trust UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

EMED.L Eastern Mediterranean Resources UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 6750 50% 75% > 6750 75% 

ELRq.L Eastern Platinum Ltd UK 35% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

EZJ.L easyJet Plc UK 15% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 9750 35% 45% > 9750 75% 

ECK.L Eckoh Technologies Plc UK 75% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

ECW.L Ecofin Water and Power Opp Plc UK 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

ECO.L EcoSecurities Group Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 4500 50% 75% > 4500 75% 

EDDR.L Edinburgh Dragon Trust Plc UK 20% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

EDIN.L Edinburgh Inv Tst UK 20% 0 - 1400 20% 1400 - 4250 30% 40% 4250 - 4250 75% 75% > 4250 75% 

EDNT.L Edinburgh New Income Trust UK 45% 0 - 20 25% 20 - 60 30% 40% 60 - 80 50% 75% > 80 75% 

EUK.L Edinburgh UK Tracker Trust Plc UK 15% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

EUS.L Edinburgh US Tracker Trust Plc UK 30% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

EWI.L Edinburgh Worldwide Inv Trust UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

EDD.L Education Development Int UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 1700 50% 75% > 1700 75% 

EGRE.L Egdon Resources Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

ELCO.L Eleco UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

ELTA.L Electra Inv Tst UK 15% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

ELEG.L Electric and General Inv Tst UK 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

ELWO.L Electric Word PLC UK 35% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

ECM.L Electrocomponents Plc UK 20% 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 7500 50% 60% > 7500 75% 

ELDA.L Electronic Data Process UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

ELM.L Elementis Plc UK 20% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

EBLZ.L Emblaze Ltd UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

EMEN.L Emerald Energy Plc UK 25% 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 4000 75% 75% > 4000 75% 

EMPR.L Empresaria Group Plc UK 45% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

EMEL.L Empyrean Energy Plc UK 35% 0 - 250 25% 250 - 1500 30% 40% 1500 - 10000 50% 75% > 10000 75% 

EO.L Encore Oil Plc UK 35% 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

EDA.L Endace Ltd UK 25% 0 - 15 25% 15 - 90 30% 40% 90 - 150 50% 75% > 150 75% 

EGX.L Energetix Group Plc UK 75% 0 - 25 25% 25 - 150 30% 40% 150 - 800 50% 75% > 800 75% 

EBG.L Energybuild Group Plc UK 25% 0 - 150 25% 150 - 450 30% 40% 450 - 700 50% 75% > 700 75% 

ETI.L Enterprise Inns Plc UK 20% 0 - 2300 15% 2300 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75% 

ENRE.L Environmant Recycling Tech UK 35% 0 - 300 25% 300 - 1800 30% 40% 1800 - 3250 50% 75% > 3250 75% 

ESOE.L EPE Special Opportunities UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

EROS.L Eros International Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 1400 50% 75% > 1400 75% 

ESGq.L Eservglobal Ltd UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 1100 50% 75% > 1100 75% 



(continued) 





AIGA.L ETC Agriculture DJ-AIGCSM UK 15% 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 30000 35% 45% > 30000 75% 

AIGC.L ETC All Commodities DJ-AIGSM UK 15% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75% 

ALMN.L ETC Aluminium UK 15% 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75% 

OILB.L ETC Brent 1mth Oil Securities UK 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

COFF.L ETC Coffee UK 15% 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 45000 35% 45% > 45000 75% 

COPA.L ETC Copper UK 15% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

CORN.L ETC Corn UK 15% 0 - 14250 10% 14250 - 85000 20% 25% 85000 - 150000 35% 45% > 150000 75% 

COTN.L ETC Cotton UK 15% 0 - 5250 15% 5250 - 30000 25% 30% 30000 - 55000 40% 55% > 55000 75% 

CRUD.L ETC Crude Oil UK 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75% 

AIGE.L ETC Energy DJ-AIGSM UK 15% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75% 

AIGX.L ETC Ex-Energy DJ-AIGSM ETC UK 15% 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 15000 35% 45% > 15000 75% 

UGAS.L ETC Gasoline UK 15% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75% 

BULL.L ETC Gold UK 15% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75% 

GRNS.L ETC Grains DJ-AIGSM UK 15% 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 40000 35% 45% > 40000 75% 

HEAT.L ETC Heating Oil UK 15% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75% 

AIGI.L ETC Industrial Metals DJ-AIGSM UK 15% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75% 

HOGS.L ETC Lean Hogs UK 15% 0 - 7750 10% 7750 - 45000 20% 25% 45000 - 80000 35% 45% > 80000 75% 

LOIL.L ETC Lev Crude Oil UK 25% 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 30000 40% 55% > 30000 75% 

LBUL.L ETC Leveraged Gold UK 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

CATL.L ETC Live Cattle UK 15% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 15000 35% 45% > 15000 75% 

AIGL.L ETC Livestock DJ-AIGSM UK 15% 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 35000 35% 45% > 35000 75% 

NGAS.L ETC Natural Gas UK 15% 0 - 33250 10% 33250 - 200000 20% 25% 200000 - 350000 35% 45% > 350000 75% 

NICK.L ETC Nickel UK 15% 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75% 

AIGO.L ETC Petroleum DJ-AIGSM UK 15% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75% 

PHAU.L ETC Physical Gold UK 25% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

PHPD.L ETC Physical Palladium UK 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

PHPT.L ETC Physical Platinum UK 25% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

PHPM.L ETC Physical PM Basket UK 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

PHAG.L ETC Physical Silver UK 25% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75% 

AIGP.L ETC Precious Metals DJ-AIGSM UK 15% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75% 

SOIL.L ETC Short Crude Oil UK 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75% 

SLVR.L ETC Silver UK 25% 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75% 

AIGS.L ETC Softs DJ-AIGSM UK 15% 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 20000 35% 45% > 20000 75% 

SOYO.L ETC Soybean Oil UK 15% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75% 

SOYB.L ETC Soybeans UK 15% 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75% 

SUGA.L ETC Sugar UK 15% 0 - 900 10% 900 - 5500 20% 25% 5500 - 9000 35% 45% > 9000 75% 

WEAT.L ETC Wheat UK 15% 0 - 8750 10% 8750 - 55000 20% 25% 55000 - 90000 35% 45% > 90000 75% 

OILW.L ETC WTI 2mth Oil Securities UK 15% 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75% 

ZINC.L ETC Zinc UK 15% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75% 

IDEM.L ETF Emerging Markets UK 10% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

IEEM.L ETF MSCI Emerging Markets UK 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

LNGA.L ETFS Leveraged Natural Gas UK 25% 0 - 9750 15% 9750 - 60000 25% 30% 60000 - 100000 40% 55% > 100000 75% 

ERM.L Euromoney Institutional Investor UK 15% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

EOG.L Europa Oil and Gas Holdings Plc UK 75% 0 - 150 25% 150 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

EUNZ.L European Assets Trust NV UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 100 50% 75% > 100 75% 

EGUq.L European Goldfields Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 800 50% 75% > 800 75% 

EIIB.L European Islamic Investment Bank UK 40% 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

ENK.L European Nickel Plc UK 45% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

MPE.L Evans (M.P.) Group UK 15% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

EVG.L Evolution Group Plc UK 15% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 4750 50% 60% > 4750 75% 

FCAM.L F&C Asset Management Plc UK 20% 0 - 2100 15% 2100 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75% 

FCI.L F&C Capital & Income Inv Tst UK 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

FCPTL.L F&C Commercial Property Trust Ltd UK 20% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

FPERx.L F&C Private Equity Trust UK 75% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 



(continued) 





FCS.L F&C Smaller Companies Plc UK 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

FUS.L F&C UK Select Trust Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

FCSM.L F&C US Smaller Companies Plc UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

FRPG.L Fairpoint Group Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

FKL.L Falkland Island Holdings UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 90 50% 75% > 90 75% 

FOGL.L Falkland Oil & Gas Ltd UK 25% 0 - 75 25% 75 - 450 30% 40% 450 - 1300 50% 75% > 1300 75% 

FPM.L Faroe Petroleum Plc UK 25% 0 - 300 25% 300 - 900 40% 50% 900 - 1300 60% 75% > 1300 75% 

FENR.L Fenner Plc UK 20% 0 - 700 25% 700 - 2100 40% 50% 2100 - 3000 60% 75% > 3000 75% 

FXPO.L Ferrexpo Plc UK 25% 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 5000 50% 60% > 5000 75% 

FFA.L Ffastfill Plc UK 25% 0 - 500 25% 500 - 3000 30% 40% 3000 - 3250 50% 75% > 3250 75% 

FWEB.L Fiberweb Plc UK 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 4500 60% 75% > 4500 75% 

FAS.L Fidelity Asian Values Plc UK 35% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

FEV.L Fidelity European Values Plc UK 15% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

FJV.L Fidelity Japanese Values Plc UK 35% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

FSV.L Fidelity Special Values Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

FDSA.L Fidessa Group PLC UK 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

FLTR.L Filtrona Plc UK 20% 0 - 800 20% 800 - 2400 30% 40% 2400 - 3750 50% 60% > 3750 75% 

FTC.L Filtronic Plc UK 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

FDL.L Findel Plc UK 25% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

FGT.L Finsbury Growth & Income Trust Plc UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

FWPx.L Finsbury Worldwide Pharm Tst UK 15% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

FWP.L Finsbury Worldwide Pharm Tst UK 15% 0 - 200 25% 200 - 600 40% 50% 600 - 650 60% 75% > 650 75% 

FDI.L Firestone Diamonds Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 2000 50% 75% > 2000 75% 

FIAR.L First Artist Corporation UK 75% 0 - 25 25% 25 - 150 30% 40% 150 - 300 50% 75% > 300 75% 

FRST.L First Derivatives Plc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

FSTP.L First Property Group PLC UK 45% 0 - 100 25% 100 - 600 30% 40% 600 - 950 50% 75% > 950 75% 

FGP.L Firstgroup Plc UK 10% 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75% 

FCU.L Foreign & Colonial Eurotrust Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

FRCL.L Foreign & Colonial Investment Tst UK 15% 0 - 1900 15% 1900 - 5750 25% 30% 5750 - 6000 40% 55% > 6000 75% 

FTEFE.L Forte Energy NL UK 25% 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

FPT.L Forth Ports Plc UK 15% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

FOOI.L Fortune Oil Plc UK 20% 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

FIT.L Framlington Innovative Growth Tst UK 30% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

FCCN.L French Connection Group Plc UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

FRR.L Frontera Resources Corp UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 2200 50% 75% > 2200 75% 

FMLq.L Frontier Mining Ltd UK 75% 0 - 500 25% 500 - 3000 30% 40% 3000 - 15000 50% 75% > 15000 75% 

BRIC.L FTSE BRIC 50 UK 10% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

IUKP.L FTSE EPRA/NAREIT UK Property Fund UK 50% 0 - 900 10% 900 - 5500 20% 25% 5500 - 9000 35% 45% > 9000 75% 

IUKD.L FTSE UK Dividend Plus - IUKD UK 20% 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 15000 35% 45% > 15000 75% 

IGLT.L FTSE UK Gilt All Stocks - IGLT UK 10% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75% 

IEUR.L FTSEurofirst 80 - IEUR UK 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75% 

FSTA.L Fuller Smith & Turner UK 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

FUM.L Futura Medical Plc UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75% 

FGN.L Futuragene Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

FUTR.L Future Plc UK 25% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

FFY.L Fyffes UK 35% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

GAH.L Gable Holdings Inc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 800 50% 75% > 800 75% 

GAGO.L Galantas Gold Corp UK 35% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

GFRM.L Galiform Plc UK 20% 0 - 1600 15% 1600 - 9500 25% 30% 9500 - 20000 40% 55% > 20000 75% 

GON.L Galleon Holdings Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

GFRD.L Galliford Try Plc UK 20% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

GMG.L Game Group Plc UK 20% 0 - 2300 15% 2300 - 7000 25% 30% 7000 - 15000 40% 55% > 15000 75% 

GAW.L Games Workshop Group Plc UK 35% 0 - 10 25% 10 - 60 30% 40% 60 - 150 50% 75% > 150 75% 

GVCq.L Gaming VC Holdings SA UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 400 50% 75% > 400 75% 



(continued) 





ABAA.L Gartmore Asia Pacific Trust UK 45% 0 - 10 25% 10 - 30 30% 40% 30 - 50 50% 75% > 50 75% 

GEU.L Gartmore European Investment Tst UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

GMF.L Gartmore Fledgling Trust Plc UK 30% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

GGL.L Gartmore Global Trust Plc UK 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

GGOR.L Gartmore Growth Opportunities Plc UK 30% 0 - 5 25% 5 - 30 30% 40% 30 - 70 50% 75% > 70 75% 

GIR.L Gartmore Irish Growth Fund Plc UK 30% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

GAST.L Gas Turbine Efficiency Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 1200 50% 75% > 1200 75% 

GASL.L Gasol Plc UK 35% 0 - 500 25% 500 - 3000 30% 40% 3000 - 15000 50% 75% > 15000 75% 

GBGP.L GB Group Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

INXG.L GBP Index Linked Gilt - INXG UK 10% 0 - 900 10% 900 - 5500 20% 25% 5500 - 9000 35% 45% > 9000 75% 

GEMD.L Gem Diamonds UK 35% 0 - 600 20% 600 - 1800 30% 40% 1800 - 2100 50% 60% > 2100 75% 

GEM.L Gemfields UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 2000 50% 75% > 2000 75% 

GMX.L Genemedix Plc UK 75% 0 - 200 25% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75% 

GENE.L Genesis Emerging Markets Fund Ltd UK 25% 0 - 5 25% 5 - 30 30% 40% 30 - 100 50% 75% > 100 75% 

GTX.L Genetix Group Plc UK 45% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

GENS.L Genus Plc UK 15% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

GNG.L Geong International Ltd. UK 45% 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75% 

GPK.L Geopark Holdings Ltd UK 25% 0 - 15 25% 15 - 90 30% 40% 90 - 100 50% 75% > 100 75% 

GETM.L Getmobile UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

GKN.L GKN Plc UK 20% 0 - 8500 15% 8500 - 50000 25% 30% 50000 - 60000 40% 55% > 60000 75% 

GPNG.L Gladstone Pacific Nickel UK 45% 0 - 10 25% 10 - 60 30% 40% 60 - 100 50% 75% > 100 75% 

GLAD.L Gladstone Plc UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

GL9.L Glanbia (LSE) UK 25% 0 - 150 20% 150 - 900 30% 40% 900 - 2000 50% 60% > 2000 75% 

GLS.L Glasgow Income Trust UK 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

GCM.L Global Coal Management Plc UK 35% 0 - 400 25% 400 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

GBLE.L Global Energy Development Plc UK 45% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

GBPq.L Global Petroleum Ltd UK 25% 0 - 150 25% 150 - 900 30% 40% 900 - 2750 50% 75% > 2750 75% 

GO.L Globeop Financial Services UK 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

GLBS.L Globus Maritime Ltd UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 70 50% 75% > 70 75% 

GMA.L GMA Resources Plc UK 45% 0 - 500 25% 500 - 3000 30% 40% 3000 - 4000 50% 75% > 4000 75% 

GOG.L Go-Ahead Group Plc UK 20% 0 - 150 15% 150 - 900 25% 30% 900 - 1000 40% 55% > 1000 75% 

GOAL.L Goals Soccer Centres Plc UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

GOI.L GoIndustry Plc UK 35% 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

GOO.L Gold Oil Plc UK 20% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

GPRT.L GoldenPort Holdings Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

GSDO.L Goldman Sachs Dynamic Opps £ UK 20% 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

GSDOx.L Goldman Sachs Dynamic Opps € UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

GLDP.L Goldplat Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

GSD.L Goldshield Group Plc UK 25% 0 - 70 25% 70 - 200 40% 50% 200 - 300 60% 75% > 300 75% 

GDWN.L Goodwin Plc UK 35% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

GRF_u.L Grafton Group (LSE) UK 15% 0 - 200 20% 200 - 1200 30% 40% 1200 - 2750 50% 60% > 2750 75% 

GRI.L Grainger Trust Plc UK 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1600 60% 75% > 1600 75% 

GPE.L Graphite Enterprise Trust Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

GEECq.L Great Eastern Energ-GDR REGS UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 650 50% 75% > 650 75% 

GPOR.L Great Portland Estates Plc UK 20% 0 - 1000 20% 1000 - 6000 30% 40% 6000 - 8000 50% 60% > 8000 75% 

GNC.L Greencore Group (LSE) UK 25% 0 - 400 20% 400 - 2400 30% 40% 2400 - 2750 50% 60% > 2750 75% 

GNK.L Greene King Plc UK 20% 0 - 600 10% 600 - 3500 20% 25% 3500 - 5500 35% 45% > 5500 75% 

GKO.L Greenko Group Plc UK 50% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

GRG.L Greggs Plc UK 30% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1400 60% 75% > 1400 75% 

GHT.L Gresham Computing Plc UK 35% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

GFM.L Griffin Mining Ltd UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2300 50% 75% > 2300 75% 

GTL.L GTL Resources Plc UK 45% 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

GKP.L Gulf Keystone Petroleum Ltd UK 25% 0 - 2100 25% 2100 - 15000 40% 50% 15000 - 45000 60% 75% > 45000 75% 

GPX.L Gulfsands Petroleum Plc UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2750 60% 75% > 2750 75% 



(continued) 





GWP.L GW Pharmaceuticals Plc UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

HTGR.L H&T Group UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 650 60% 75% > 650 75% 

HAIK.L Haike Chemical Group Ltd UK 45% 0 - 50 25% 50 - 300 30% 40% 300 - 500 50% 75% > 500 75% 

HFD.L Halfords Group Plc UK 20% 0 - 700 15% 700 - 4250 25% 30% 4250 - 4250 75% 75% > 4250 75% 

HMS.L Hallin Marine Subsea Intl UK 25% 0 - 30 25% 30 - 200 30% 40% 200 - 500 50% 75% > 500 75% 

HLMA.L Halma Plc UK 20% 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 6000 50% 60% > 6000 75% 

HMB.L Hambledon Mining Plc UK 20% 0 - 500 25% 500 - 3000 30% 40% 3000 - 6750 50% 75% > 6750 75% 

HAMP.L Hampson Industries Plc UK 20% 0 - 500 25% 500 - 3000 40% 50% 3000 - 3750 60% 75% > 3750 75% 

HAMW.L Hamworthy KSE UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 1000 60% 75% > 1000 75% 

HAN.L Hansa Trust Plc UK 45% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

HSD.L Hansard Global Plc UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

HWH.L Hanson Westhouse Holding Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

HSTN.L Hansteen Holdings Plc UK 75% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

HDD.L Hardide UK 75% 0 - 500 25% 500 - 1500 30% 40% 1500 - 2000 50% 75% > 2000 75% 

HAOG.L Hardy Oil & Gas Plc UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

HDU.L Hardy Underwriting Group Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

HRGV.L Hargreaves Lansdown Plc UK 20% 0 - 800 20% 800 - 2400 30% 40% 2400 - 3750 50% 60% > 3750 75% 

HASE.L Hargreaves Services Plc UK 35% 0 - 100 25% 100 - 300 40% 50% 300 - 500 60% 75% > 500 75% 

HARH.L Harvard International Plc UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

HARV.L Harvey Nash Group Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75% 

HAVE.L Havelock Europa Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

HAYS.L Hays Plc UK 15% 0 - 4750 10% 4750 - 30000 20% 25% 30000 - 40000 35% 45% > 40000 75% 

HEAD.L Headlam Group Plc UK 15% 0 - 150 25% 150 - 450 40% 50% 450 - 850 60% 75% > 850 75% 

HCEG.L Healthcare Enterprise Group Plc UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 70 50% 75% > 70 75% 

HLO.L Healthcare Locums Plc UK 25% 0 - 600 20% 600 - 1800 30% 40% 1800 - 3250 50% 60% > 3250 75% 

HLS.L Helesi Plc UK 50% 0 - 25 25% 25 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

HLCL.L Helical Bar Plc UK 20% 0 - 300 25% 300 - 900 40% 50% 900 - 1500 60% 75% > 1500 75% 

HEGY.L Helius Energy Plc UK 50% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

HCLL.L Hellenic Carriers Ltd UK 50% 0 - 20 25% 20 - 60 30% 40% 60 - 100 50% 75% > 100 75% 

HHR.L Helphire Plc UK 15% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

HNE.L Henderson EuroTrust Plc UK 30% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

HFEL.L Henderson Far East Income Trust Ltd UK 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

HGGH.L Henderson Group Plc UK 20% 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 10000 40% 55% > 10000 75% 

HHI.L Henderson High Income Trust Plc UK 15% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

HPEQ.L Henderson Private Equity Invest UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75% 

HSL.L Henderson Smaller Companies Inv Tst UK 15% 0 - 300 25% 300 - 900 40% 50% 900 - 1100 60% 75% > 1100 75% 

HPI.L Henderson TR Pacific Investment Tst UK 20% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

HRI.L Herald Inv Tst UK 15% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

HOIL.L Heritage Oil Ltd UK 25% 0 - 300 10% 300 - 1800 20% 25% 1800 - 7250 35% 45% > 7250 75% 

HIGP.L Hertford International Group UK 50% 0 - 150 25% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

HHC.L Hexagon Human Capital PLC UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

HYWD.L Heywood Williams Group Plc UK 75% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

HGT.L HgCapital Trust Plc UK 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

HIF.L Hidefield Gold Plc UK 75% 0 - 500 25% 500 - 1500 30% 40% 1500 - 2300 50% 75% > 2300 75% 

HGM.L Highland Gold Mining Ltd UK 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 3500 60% 75% > 3500 75% 

HTIG.L Hightex Group Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 2400 50% 75% > 2400 75% 

HIK.L Hikma Pharmaceuticals UK 20% 0 - 400 20% 400 - 1200 30% 40% 1200 - 1400 50% 60% > 1400 75% 

HILS.L Hill & Smith Holdings Plc UK 15% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

HFG.L Hilton Food Group Ltd UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

HRCO.L Hirco PLC UK 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

HSX.L Hiscox Plc UK 25% 0 - 1100 15% 1100 - 3250 25% 30% 3250 - 6250 40% 55% > 6250 75% 

HMV.L HMV Group Plc UK 20% 0 - 2750 15% 2750 - 8250 25% 30% 8250 - 15000 40% 55% > 15000 75% 

HOCM.L Hochschild Mining Plc UK 20% 0 - 600 15% 600 - 3500 25% 30% 3500 - 5000 40% 55% > 5000 75% 

HRG.L Hogg Robinson Group Plc UK 25% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4750 60% 75% > 4750 75% 



(continued) 





HBR.L Holidaybreak Plc UK 15% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

HSV.L Homeserve Plc UK 20% 0 - 150 20% 150 - 450 30% 40% 450 - 700 50% 60% > 700 75% 

HRN.L Hornby Plc UK 35% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

HTT.L Hot Tuna International Plc UK 30% 0 - 500 25% 500 - 3000 30% 40% 3000 - 20000 50% 75% > 20000 75% 

HCOP.L Hotel Corp Plc/The UK 45% 0 - 5 25% 5 - 30 30% 40% 30 - 200 50% 75% > 200 75% 

HRO.L HR Owen Plc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75% 

HICL.L HSBC Infrastructure Co UK 10% 0 - 4500 20% 4500 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75% 

HTG.L Hunting Plc UK 20% 0 - 500 15% 500 - 1500 25% 30% 1500 - 2750 40% 55% > 2750 75% 

HNTS.L Huntsworth Plc UK 20% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

HCM.L Hutchison China Meditech Ltd UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 450 50% 75% > 450 75% 

HVX.L Huveaux Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75% 

HYC.L Hyder Consulting Plc UK 15% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

HYR.L Hydrodec Group Plc UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 1400 50% 75% > 1400 75% 

IBCX.L IBCX Euro Corporate Bond UK 25% 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75% 

IDLS.L Ideal Shopping UK 25% 0 - 30 25% 30 - 200 30% 40% 200 - 350 50% 75% > 350 75% 

IDOX.L IDOX UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2000 50% 75% > 2000 75% 

IFP.L IFG Group Plc UK 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

IGG.L IG Group Holdings Plc UK 20% 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75% 

IMG.L Imagination Technologies Group Plc UK 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1600 60% 75% > 1600 75% 

IMI.L IMI Plc UK 20% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 10000 35% 45% > 10000 75% 

IDH.L Immunodiagnostic Systems UK 35% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

IMM.L Immupharma Plc UK 75% 0 - 250 25% 250 - 1500 40% 50% 1500 - 2500 60% 75% > 2500 75% 

IMPX.L Impax Environmental Systems UK 25% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

IPX.L Impax Group Plc UK 35% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

IVO.L Imperial Innovations Group Plc UK 25% 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75% 

INCH.L Inchcape Plc UK 25% 0 - 29750 25% 29750 - 90000 40% 50% 90000 - 150000 60% 75% > 150000 75% 

IMED.L Independent Media Dist UK 45% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

INME.L Independent News & Media Plc (LSE) UK 25% 0 - 1800 20% 1800 - 5500 30% 40% 5500 - 7750 50% 60% > 7750 75% 

IRG.L Independent Resources Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

IGC.L India Capital Growth Fund LT UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 600 50% 75% > 600 75% 

ID2A.L IndigoVision Group Plc UK 35% 0 - 5 25% 5 - 30 30% 40% 30 - 50 50% 75% > 50 75% 

INDRE.L Individual Restaurant Co. Plc UK 75% 0 - 25 25% 25 - 150 30% 40% 150 - 300 50% 75% > 300 75% 

INDII.L Indus Gas Ltd UK 50% 0 - 200 25% 200 - 600 40% 50% 600 - 950 60% 75% > 950 75% 

INF.L Informa Plc UK 15% 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75% 

IGRE.L Ing Global Real Estate UK 50% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

IRET.L ING UK Real Estate Inc Trust UK 20% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

IMAC.L Ingenious Media Active Capital Ltd UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 600 75% 75% > 600 75% 

ILND.L Inland Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75% 

TIG.L Innovation Group Plc UK 25% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 15000 60% 75% > 15000 75% 

INNV.L Innovision Research & Technology UK 45% 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

INGG.L Inspired Gaming UK 75% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

ITL.L Intec Telecom Systems Plc UK 25% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 5500 60% 75% > 5500 75% 

ITAM.L Integrated Asset Management Plc UK 45% 0 - 30 25% 30 - 90 30% 40% 90 - 150 50% 75% > 150 75% 

IEN.L Intelligent Environments Group UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 800 50% 75% > 800 75% 

IGP.L Intercede Group UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

ISG.L Interior Services Group Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 550 50% 75% > 550 75% 

ICP.L Intermediate Capital Group Plc UK 20% 0 - 2000 25% 2000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

IBT.L International Biotechnology Tst UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

IFL.L International Ferro Metals UK 35% 0 - 2400 20% 2400 - 7250 30% 40% 7250 - 9250 50% 60% > 9250 75% 

IPF.L International Personal Finance UK 25% 0 - 1400 20% 1400 - 8500 30% 40% 8500 - 15000 50% 60% > 15000 75% 

INPP.L International Public Partner UK 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 4500 60% 75% > 4500 75% 

IRV.L Interserve Plc UK 20% 0 - 600 20% 600 - 3500 30% 40% 3500 - 3750 50% 60% > 3750 75% 

IAT.L INVESCO Asia TRUST UK 15% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

IEI.L INVESCO English and Int Tst UK 35% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 



(continued) 





IVI.L INVESCO Income Growth Trust Plc UK 30% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

IVPH.L INVESCO Perp Select Trust UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

IPU.L INVESCO Perp UK Smaller Cos UK 20% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

IPE.L INVESCO Perpetual European UK 25% 0 - 20 25% 20 - 60 30% 40% 60 - 100 50% 75% > 100 75% 

IPI.L Invesco UK Property Income Tst UK 75% 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

INVP.L Investec Plc UK 20% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 15000 35% 45% > 15000 75% 

IERE.L Invista European Real Estate Trust UK 50% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

IFD.L Invista Foundation Property Trust UK 20% 0 - 600 25% 600 - 1800 40% 50% 1800 - 3250 60% 75% > 3250 75% 

INRE.L Invista Real Estate UK 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

INVO.L Invocas Group Plc UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75% 

IOFI.L Iofina Plc UK 40% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

IOMG.L iomart Group Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 1500 50% 75% > 1500 75% 

IPO.L IP2IPO Group Plc UK 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

IPEL.L Ipellam Group Plc UK 75% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

IPSA.L IPSA Group Plc. UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 750 50% 75% > 750 75% 

IQE.L IQE Plc UK 20% 0 - 500 25% 500 - 3000 30% 40% 3000 - 9000 50% 75% > 9000 75% 

ICG_u.L Irish Cont Unit (LSE) UK 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

IPM.L Irish Life & Permanent (LSE) UK 25% 0 - 450 20% 450 - 2750 30% 40% 2750 - 9500 50% 60% > 9500 75% 

ISH.L Ishaan Real Estate Plc UK 50% 0 - 500 25% 500 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

IPT.L ISIS Property Ltd UK 50% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

IRP.L ISIS Property Trust 2 UK 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

ISLB.L Islamic Bank of Britain Plc UK 35% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

IGAS.L Island Gas Resources Plc UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 80 50% 75% > 80 75% 

IOG.L Island Oil & Gas Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 1100 50% 75% > 1100 75% 

ITE.L ITE Group Plc UK 20% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

IAE.L Ithaca Energy Plc UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 2000 50% 75% > 2000 75% 

ITM.L ITM Power Plc UK 25% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

ITV.L ITV Plc UK 15% 0 - 6500 10% 6500 - 40000 20% 25% 40000 - 90000 35% 45% > 90000 75% 

FSJ.L James Fisher & Sons Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

JHD.L James Halstead Plc UK 30% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

JAP.L Japanese Accelerated Perf Fund Ltd UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

JLT.L Jardine Lloyd Thompson Group Plc UK 15% 0 - 800 15% 800 - 2400 25% 30% 2400 - 3000 40% 55% > 3000 75% 

JRVS.L Jarvis Plc UK 25% 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

JLF.L Jelf Group PLC UK 50% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

JLEC.L Jersey Elec ‘A’ UK 45% 0 - 1 25% 1 - 3 30% 40% 3 - 3 75% 75% > 3 75% 

JSP.L Jessops Plc UK 75% 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

JHL.L Jetion Holdings Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 500 50% 75% > 500 75% 

JJB.L JJB Sports Plc UK 25% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 20000 60% 75% > 20000 75% 

JKX.L JKX Oil & Gas Plc UK 25% 0 - 600 20% 600 - 1800 30% 40% 1800 - 2750 50% 60% > 2750 75% 

JD.L John David Group Plc UK 35% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

MNZS.L John Menzies Plc UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

WG.L John Wood Group Plc UK 15% 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75% 

JSG.L Johnson Service Group Plc UK 20% 0 - 250 25% 250 - 1500 30% 40% 1500 - 3250 50% 75% > 3250 75% 

JPR.L Johnston Press Plc UK 20% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

JNYJ.L Journey Group Plc UK 35% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

JETi.L JP Morgan European Investment Trust UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

JAM.L JPM Flem American Inv Tst UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

JAI.L JPM Flem Asian Inv Tst UK 20% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

JMC.L JPM Flem Chinese UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

JCH.L JPM Flem Claverhouse IT Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

JMG.L JPM Flem Emerging Markets Inv Tst UK 20% 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75% 

JMGx.L JPM Flem Emerging Mkts Inv Subs UK 20% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

JFF.L JPM Flem Euro Fledgeling Inv Tst UK 15% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

JII.L JPM Flem Indian Inv Tst UK 20% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 



(continued) 





JPSx.L JPM Flem Jap Sml IT UK 50% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

JFJ.L JPM Flem Japanese Inv Tst UK 20% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

JPS.L JPM Flem Japanese Sm Co Inv Tst UK 15% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

JMF.L JPM Flem Mid Cap Inv Tst UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

JMO.L JPM Flem Overseas Inv Tst UK 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

JRS.L JPM Flem Russian Securities Plc UK 15% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

JMI.L JPM Flem Smaller Companies Inv Tst UK 30% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

JPU.L JPM Flem US Discover UK 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

JPIPu.L JPM Fleming Inc & Cap-U Inv Tst UK 45% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

JETx.L JPMorgan European Inv. Growth Trust UK 20% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

JIIx.L JPMorgan Indian Inv Trust PLC UK 75% 0 - 20 25% 20 - 100 30% 40% 100 - 250 50% 75% > 250 75% 

JSM.L JSM Indochina Ltd UK 10% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

JLP.L Jubilee Platinum Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 6750 50% 75% > 6750 75% 

JEO.L Jupiter Euro Opportunities Trust UK 15% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

JGC.L Jupiter Green Investment UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 350 50% 75% > 350 75% 

JPG.L Jupiter Primadona Growth UK 45% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

JSE_u.L Jupiter Second Enhanced I-U UK 45% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

JR.L Just Retirement Plc UK 25% 0 - 5750 25% 5750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

JZCP.L JZ Capital Partners Ltd UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

KBT.L K3 Business Technology Group Plc UK 30% 0 - 25 25% 25 - 80 30% 40% 80 - 100 50% 75% > 100 75% 

KAH.L Kalahari Minerals PLC UK 25% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

KBCAT.L KBC Advanced Technologies UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 700 50% 75% > 700 75% 

KLR.L Keller Group Plc UK 20% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75% 

JEV.L Kenmare Resources (UK) UK 25% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 6500 60% 75% > 6500 75% 

KEIFq.L Kenmore Euro UK 20% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

KENZ.L Kentz Corp Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 1700 50% 75% > 1700 75% 

KYGa.L Kerry Group (LSE) UK 10% 0 - 250 10% 250 - 1500 20% 25% 1500 - 1800 35% 45% > 1800 75% 

KESA.L Kesa Electricals Plc UK 20% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 20000 35% 45% > 20000 75% 

KWL.L Kewill Systems UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

KIT.L Keystone Inv Tst UK 30% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

KIE.L Kier Group Plc UK 15% 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

KSP.L Kingspan Group (LSE) UK 15% 0 - 80 10% 80 - 500 20% 25% 500 - 3000 35% 45% > 3000 75% 

KCOM.L Kingston Communications Plc UK 20% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

KGIq.L Kirkland Lake Gold Inc UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

KFX.L Kofax Plc UK 15% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

KDD.L Kopane Diamond Developments UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 10000 50% 75% > 10000 75% 

KSK.L KSK Power Ventur Plc UK 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

KUBCq.L Kubera Cross-Border Fund UK 50% 0 - 50 25% 50 - 300 30% 40% 300 - 4250 50% 75% > 4250 75% 

KYS.L Kyro Resources Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

LAD.L Ladbrokes PLC UK 15% 0 - 2100 10% 2100 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75% 

LGN.L Lagan Capital Plc UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

LRD.L Laird Group Plc UK 20% 0 - 700 20% 700 - 2100 30% 40% 2100 - 3250 50% 60% > 3250 75% 

LAM.L Lamprell Plc UK 25% 0 - 900 20% 900 - 5500 30% 40% 5500 - 5750 50% 60% > 5750 75% 

LRE.L Lancashire Holdings Ltd UK 10% 0 - 450 10% 450 - 2750 20% 25% 2750 - 5750 35% 45% > 5750 75% 

LKI.L Landkom International Plc UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2500 50% 75% > 2500 75% 

LND.L Landore Resources Ltd UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

LATC.L Latchways UK 25% 0 - 5 25% 5 - 20 30% 40% 20 - 30 50% 75% > 30 75% 

ALY.L Laura Ashley Holdings Plc UK 25% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

LVD.L Lavendon Group Plc UK 15% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

LWDB.L Law Debenture Corp Plc UK 25% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

LEAF.L Leaf Clean Energy Co. UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

LDP.L Leed Petroleum Plc UK 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

LEIS.L Leisure & Gaming Plc UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 1600 50% 75% > 1600 75% 

LGO.L Leni Gas & Oil Plc UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 15000 50% 75% > 15000 75% 



(continued) 





LID.L LiDCO Group Plc UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 650 50% 75% > 650 75% 

LGHT.L Lighthouse Group UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

LCT.L Lincat Group Plc UK 75% 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75% 

LIO.L Liontrust Asset Management Plc UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 850 60% 75% > 850 75% 

LIPX.L Lipoxen Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 3250 50% 75% > 3250 75% 

AUIV.L Livermore Investments Group Plc UK 35% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

LOG.L LogicaCMG Plc UK 15% 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 50000 35% 45% > 50000 75% 

LOK.L Lok’nStore Group Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

LMMT.L Lombard Medical Tech UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 5000 50% 75% > 5000 75% 

LAS.L London & Associated Properties Plc UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

LSP.L London & Stamford Property Ltd UK 35% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2300 50% 75% > 2300 75% 

LCG.L London Capital Group Holdings Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 750 60% 75% > 750 75% 

LSE.L London Stock Exchange Plc UK 15% 0 - 1200 20% 1200 - 3500 35% 50% 3500 - 6250 50% 75% > 6250 75% 

LONR.L Lonrho Africa Plc UK 35% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 20000 60% 75% > 20000 75% 

LZM.L Lonzim Plc UK 50% 0 - 50 25% 50 - 300 30% 40% 300 - 1600 50% 75% > 1600 75% 

LOOK.L Lookers Plc UK 25% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

LWB.L Low & Bonar Plc UK 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

LWI.L Lowland Investment Company Plc UK 35% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

LQDE.L LQDE USD Corporate Bond UK 25% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

LSL.L LSL Property UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1300 60% 75% > 1300 75% 

LMR.L Luminar Plc UK 20% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1500 60% 75% > 1500 75% 

LUP.L Lupus Capital Plc UK 20% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

LNFT.L Lyxor ETF India S&P CNX NIFTY UK 75% 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75% 

GBSx.L Lyxor Gold Bullion Securities UK 10% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

MEQ.L M&G Equity Inv Trust Plc UK 75% 0 - 200 25% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75% 

MPO.L Macau Property UK 15% 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75% 

MACF.L Macfarlane Group Plc UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

MAGM.L Maghreb Minerals Plc UK 75% 0 - 150 25% 150 - 900 30% 40% 900 - 3250 50% 75% > 3250 75% 

MAJE.L Majedie Investments Plc UK 35% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MJW.L Majestic Wine Plc UK 15% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

MSPS.L Managed Support Services Plc UK 20% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

NZX.L Management Consulting Group Plc UK 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 4000 60% 75% > 4000 75% 

MNL.L Manchester & London Inv Trust UK 25% 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75% 

MNGS.L Manganese Bronze Hldgs Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MANx.L Mano River Resources Inc UK 20% 0 - 250 25% 250 - 1500 30% 40% 1500 - 4000 50% 75% > 4000 75% 

MSLH.L Marshalls Plc UK 20% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

MARS.L Marston’s Plc UK 20% 0 - 1400 15% 1400 - 8500 25% 30% 8500 - 15000 40% 55% > 15000 75% 

MACP.L Martin Currie Pacific Trust Plc UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

MNP.L Martin Currie Portfolio Inv Tst UK 15% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

MRWN.L Marwyn Value Investors II Ltd UK 75% 0 - 35 25% 35 - 200 30% 40% 200 - 450 50% 75% > 450 75% 

MWB.L Marylebone Warwick Balfour Group UK 35% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

MTEC.L Matchtech Group Plc UK 30% 0 - 5 25% 5 - 30 30% 40% 30 - 200 50% 75% > 200 75% 

MPTR.L Matra Petroleum Plc UK 25% 0 - 750 25% 750 - 4500 30% 40% 4500 - 30000 50% 75% > 30000 75% 

MERE_p.L Matrix European Real Estate Fund UK 35% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

MTWL.L Mattioli Woods Plc UK 30% 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75% 

MXP.L Max Petroleum Plc UK 35% 0 - 4000 25% 4000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

MXM.L Maxima Holdings Plc UK 35% 0 - 10 25% 10 - 60 30% 40% 60 - 250 50% 75% > 250 75% 

MAYG.L May Gurney UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

MUBL.L MBL Group Plc UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

MCB.L Mcbride Plc UK 20% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75% 

MCKS.L Mckay Securities Plc UK 30% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

MDME.L MDM Engineering Group Ltd UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 80 50% 75% > 80 75% 

MDY.L MDY Healthcare Plc UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 90 50% 75% > 90 75% 

MERG.L Mears Group Plc UK 20% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1600 60% 75% > 1600 75% 



(continued) 





MEC.L Mecom Group UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2500 60% 75% > 2500 75% 

MEDIC.L Media Corporation Plc UK 75% 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

MLH.L Medical House Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

MDST.L Medicsight Plc UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 2750 60% 75% > 2750 75% 

MOG.L Mediterranean Oil & Gas Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 650 50% 75% > 650 75% 

MDWU.L Mediwatch Plc UK 35% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

MML.L Medusa Mining Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 900 50% 75% > 900 75% 

MGGT.L Meggitt Plc UK 15% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75% 

MJT.L Melchior Japan Invest Trust UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 1400 50% 75% > 1400 75% 

MLO.L Melorio Plc UK 25% 0 - 20 25% 20 - 100 30% 40% 100 - 750 50% 75% > 750 75% 

NYN.L Melrose Plc UK 25% 0 - 900 15% 900 - 5500 25% 30% 5500 - 8000 40% 55% > 8000 75% 

MRS.L Melrose Resources Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MRCM.L Mercantile Investment Trust Plc UK 15% 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75% 

MCTG.L Mercator Gold Plc UK 50% 0 - 100 25% 100 - 600 30% 40% 600 - 5500 50% 75% > 5500 75% 

MRCH.L Merchants Trust Plc UK 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

MRP.L Meridian Petroleum Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 650 50% 75% > 650 75% 

MRX.L Metalrax Group Plc UK 25% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

MTL.L Metals Exploration UK 25% 0 - 300 25% 300 - 1800 30% 40% 1800 - 3000 50% 75% > 3000 75% 

MTT.L Metal-Tech Ltd UK 75% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

METL.L Metro Baltic Horizons Plc UK 75% 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75% 

MPI.L Michael Page International Plc UK 20% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 10000 35% 45% > 10000 75% 

MCRO.L Micro Focus International Plc UK 25% 0 - 700 15% 700 - 4250 25% 30% 4250 - 4750 40% 55% > 4750 75% 

MCGN.L Microgen Plc UK 45% 0 - 100 25% 100 - 300 30% 40% 300 - 550 50% 75% > 550 75% 

MLC.L Millennium & Copthorne Hotels Plc UK 20% 0 - 500 15% 500 - 3000 25% 30% 3000 - 3750 40% 55% > 3750 75% 

MINC.L Minco Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 850 50% 75% > 850 75% 

MIRL.L Minera IRL Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

MNR.L Minerva Plc UK 25% 0 - 750 25% 750 - 4500 30% 40% 4500 - 8000 50% 75% > 8000 75% 

MPLS.L Minorplanet Systems Plc UK 75% 0 - 75 25% 75 - 250 30% 40% 250 - 250 75% 75% > 250 75% 

MLD.L Mirland Development Corp UK 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

MSY.L Misys Plc UK 20% 0 - 2000 15% 2000 - 6000 25% 30% 6000 - 10000 40% 55% > 10000 75% 

MAB.L Mitchells & Butlers Plc UK 20% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75% 

MTO.L Mitie Group UK 20% 0 - 1100 15% 1100 - 3250 25% 30% 3250 - 5500 40% 55% > 5500 75% 

GLEG.L MJ Gleeson Group Plc UK 50% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MWG.L Modern Water Plc UK 75% 0 - 30 25% 30 - 200 30% 40% 200 - 1000 50% 75% > 1000 75% 

MLIN.L Molins Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

MNDI.L Mondi (LSE) Plc UK 25% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 10000 35% 45% > 10000 75% 

MONY.L Moneysupermarket.com UK 20% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3500 60% 75% > 3500 75% 

MONI.L Monitise Plc UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 15000 50% 75% > 15000 75% 

MNKS.L Monks Inv Tst UK 20% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

MONT.L Montanaro European Smaller Co UK 30% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

MTU.L Montanaro UK Smaller Cos Inv UK 30% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

MGCR.L Morgan Crucible UK 20% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 6750 50% 60% > 6750 75% 

MGNS.L Morgan Sindall Plc UK 15% 0 - 150 25% 150 - 450 40% 50% 450 - 550 60% 75% > 550 75% 

MOR.L Morse Plc UK 25% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

MRN.L Morson Group Plc UK 30% 0 - 25 25% 25 - 80 30% 40% 80 - 100 50% 75% > 100 75% 

MOSB.L Moss Bros Group Plc UK 35% 0 - 200 25% 200 - 600 30% 40% 600 - 850 50% 75% > 850 75% 

MTC.L Mothercare Plc UK 20% 0 - 450 20% 450 - 1400 30% 40% 1400 - 1900 50% 60% > 1900 75% 

MOTI.L Motivcom Plc UK 75% 0 - 25 25% 25 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

MCHL.L Mouchel Parkman Plc UK 20% 0 - 400 20% 400 - 2400 30% 40% 2400 - 2750 50% 60% > 2750 75% 

MSTL.L MS International Plc UK 45% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

IFFF.L MSCI AC Far East ex-Japan - IFFF UK 25% 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75% 

IBZL.L MSCI Brazil - IBZL UK 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75% 

IJPN.L MSCI Japan Fund - IJPN UK 15% 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 15000 35% 45% > 15000 75% 

IKOR.L MSCI Korea - IKOR UK 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 



(continued) 





ITWN.L MSCI Taiwan - ITWN UK 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75% 

ITKY.L MSCI Turkey - ITKY UK 25% 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75% 

IWRD.L MSCI World - IWRD UK 15% 0 - 700 10% 700 - 4250 20% 25% 4250 - 7000 35% 45% > 7000 75% 

MKLW.L Mucklow (A & J) Group Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

MUL.L Mulberry Group Plc UK 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

MUT.L Murray Income Trust Plc UK 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

MYI.L Murray International Trust Plc UK 25% 0 - 200 20% 200 - 600 30% 40% 600 - 850 50% 60% > 850 75% 

TOPS_px.L MW Tops Ltd - EUR UK 50% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

TOPS_p.L MW Tops Ltd - GBP UK 50% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

MWA.L Mwana Africa Plc UK 35% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 20000 60% 75% > 20000 75% 

NAD.L Namakwa Diamonds Ltd UK 50% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

NBE.L Namibian Resources Plc UK 75% 0 - 150 25% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

NANON.L Nanoco Group Plc UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

NSN.L Natasa Mining Ltd UK 45% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

NEX.L National Express Group Plc UK 20% 0 - 2100 10% 2100 - 6250 20% 25% 6250 - 9500 35% 45% > 9500 75% 

NPE.L Nautical Petroleum Plc UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75% 

NUSM.L Nautilus Minerals Inc UK 75% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

NBPC.L Naya Bharat Property Co Plc UK 75% 0 - 30 25% 30 - 200 30% 40% 200 - 650 50% 75% > 650 75% 

NBT.L NBT Plc UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 150 50% 75% > 150 75% 

NCCG.L NCC Group Ltd UK 15% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

NEONF.L Neovia Financial Plc UK 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

NSR.L Nestor Healthcare Group Plc UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75% 

NETC.L Netcall Plc UK 45% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

NPT.L Netplay TV Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 1400 50% 75% > 1400 75% 

NWKI.L Networkers International Plc UK 45% 0 - 30 25% 30 - 200 30% 40% 200 - 500 50% 75% > 500 75% 

NEHE.L Neutrahealth Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

NBPO.L New Britain Palm Oil Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 650 50% 75% > 650 75% 

NII.L New India Inv Tst UK 30% 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

NWRS.L New World Resources BV UK 25% 0 - 450 15% 450 - 2750 25% 30% 2750 - 2750 75% 75% > 2750 75% 

NFC.L Next Fifteen Communications Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

NEXMA.L Nexus Management Plc UK 20% 0 - 500 25% 500 - 3000 30% 40% 3000 - 7750 50% 75% > 7750 75% 

NICL.L Nichols Plc UK 30% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

URU.L Niger Uranium Ltd UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 4250 50% 75% > 4250 75% 

NGTE.L Nighthawk Energy Plc UK 25% 0 - 3500 25% 3500 - 20000 40% 50% 20000 - 25000 60% 75% > 25000 75% 

HNN.L Norman Hay Plc UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75% 

NOGO.L Norseman Gold Plc UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 7000 50% 75% > 7000 75% 

NTAS.L North Atlantic Smaller Corp UK 30% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

NTA.L Northacre Plc UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75% 

NFDS.L Northern Foods Plc UK 20% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 7000 60% 75% > 7000 75% 

NOP.L Northern Petroleum Plc UK 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

NTG.L Northgate Plc UK 20% 0 - 13000 25% 13000 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

NWG.L Northumbrian Water Group Plc UK 10% 0 - 1700 15% 1700 - 5000 25% 30% 5000 - 7250 40% 55% > 7250 75% 

NVA.L Novae Group Plc UK 15% 0 - 150 25% 150 - 450 40% 50% 450 - 550 60% 75% > 550 75% 

NOEN.L Novera UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75% 

NUM.L Numis Corp Plc UK 15% 0 - 100 25% 100 - 300 40% 50% 300 - 400 60% 75% > 400 75% 

NVR.L Nviro Cleantech Plc UK 15% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2750 50% 75% > 2750 75% 

NWF.L NWF Group Plc UK 45% 0 - 10 25% 10 - 60 30% 40% 60 - 80 50% 75% > 80 75% 

NTX.L NXT Plc UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

NYO.L Nyota Minerals Ltd UK 35% 0 - 250 25% 250 - 1500 30% 40% 1500 - 5500 50% 75% > 5500 75% 

OAH.L Oak Holdings Plc UK 75% 0 - 75 25% 75 - 250 30% 40% 250 - 250 75% 75% > 250 75% 

OBT.L Obtala Resources Plc UK 45% 0 - 50 25% 50 - 300 30% 40% 300 - 1600 50% 75% > 1600 75% 

OPT.L Ocean Power Technologies Inc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

OCN.L Ocean Wilsons Holdings Ltd UK 25% 0 - 5 25% 5 - 30 30% 40% 30 - 40 50% 75% > 40 75% 

OFF.L Office2office Plc UK 25% 0 - 30 25% 30 - 200 30% 40% 200 - 800 50% 75% > 800 75% 



(continued) 





OPF.L Off-Plan Fund Ltd UK 75% 0 - 20 25% 20 - 100 30% 40% 100 - 350 50% 75% > 350 75% 

OHM.L Offshore Hydrocarbon Mapping Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75% 

OEX.L Oilex NL UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75% 

OIH.L Omega Insurance Holdings Ltd UK 10% 0 - 500 25% 500 - 1500 40% 50% 1500 - 2000 60% 75% > 2000 75% 

OPD.L OPD Group Plc UK 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

OPG.L OPG Power Ventures Plc UK 50% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

OPSS.L OpSec Security Group Plc UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

OPTS.L Optos Plc UK 35% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

ORAC.L Ora Capital Partners PLC UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1500 60% 75% > 1500 75% 

OCH.L Orchid Developments Ltd UK 75% 0 - 20 25% 20 - 100 30% 40% 100 - 750 50% 75% > 750 75% 

OGN.L Origin Enterprises Plc (LSE) UK 35% 0 - 60 25% 60 - 200 30% 40% 200 - 200 75% 75% > 200 75% 

ORIG.L Origo Sino-India Plc UK 75% 0 - 30 25% 30 - 200 30% 40% 200 - 200 75% 75% > 200 75% 

ORM.L Ormonde Mining PLC UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

ORPK.L Orpak System Ltd UK 30% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

OSUq.L Orsu Metals UK 35% 0 - 300 25% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

OMH.L Osmetech Plc UK 35% 0 - 300 25% 300 - 1800 30% 40% 1800 - 6000 50% 75% > 6000 75% 

OVG.L Ovoca Gold PLC UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 4500 50% 75% > 4500 75% 

OXA.L Oxford Advanced Surfaces Group Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

OXB.L Oxford Biomedica Plc UK 20% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

OCG.L Oxford Catalysts Group Plc UK 35% 0 - 10 25% 10 - 60 30% 40% 60 - 800 50% 75% > 800 75% 

OXIG.L Oxford Instruments Plc UK 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

OXS.L Oxus Gold Plc UK 25% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

PIC.L Pace Micro Technology Plc UK 25% 0 - 700 15% 700 - 4250 25% 30% 4250 - 9250 40% 55% > 9250 75% 

PAXP.L Pacific Alliance Asia Opp Fd UK 25% 0 - 30 25% 30 - 200 30% 40% 200 - 2750 50% 75% > 2750 75% 

PACL.L Pacific Alliance China Land Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 1500 50% 75% > 1500 75% 

PACA.L Pacific Assets Trust Plc UK 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

PHI.L Pacific Horizon UK 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

PHU.L Pactolus Hungarian Property UK 45% 0 - 20 25% 20 - 100 30% 40% 100 - 300 50% 75% > 300 75% 

PAP.L Paddy Power (LSE) UK 15% 0 - 200 10% 200 - 600 20% 25% 600 - 900 35% 45% > 900 75% 

PAFR.L Pan African Resources Plc UK 20% 0 - 1000 25% 1000 - 6000 30% 40% 6000 - 7000 50% 75% > 7000 75% 

PRER.L Pan Andean Resources Plc UK 25% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

PDF.L Pangea DiamondFields Inc UK 50% 0 - 300 25% 300 - 1800 30% 40% 1800 - 15000 50% 75% > 15000 75% 

PMR.L Panmure Gordon & Co Plc UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 550 50% 75% > 550 75% 

PANI.L Pantheon Int Participations UK 35% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

PANR.L Pantheon Resources Plc UK 45% 0 - 50 25% 50 - 300 30% 40% 300 - 850 50% 75% > 850 75% 

PARA.L Paragon Group of Cos Plc UK 20% 0 - 900 20% 900 - 2750 30% 40% 2750 - 3500 50% 60% > 3500 75% 

PTY.L Parity Group Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 600 50% 75% > 600 75% 

PRKG.L Park Group PLC UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

PMG.L Parkmead Group Plc UK 75% 0 - 300 25% 300 - 1800 30% 40% 1800 - 5250 50% 75% > 5250 75% 

PGGO.L Partners Group Global Opportunities UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

PRTY.L PartyGaming Plc UK 25% 0 - 350 20% 350 - 2100 30% 40% 2100 - 4250 50% 60% > 4250 75% 

PGD.L Patagonia Gold Plc UK 25% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

PTS.L Patsystems Plc UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 1100 50% 75% > 1100 75% 

PAYP.L PayPoint Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

PAYZ.L Payzone Plc UK 45% 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

PDG.L Pendragon Plc UK 25% 0 - 3250 20% 3250 - 20000 30% 40% 20000 - 25000 50% 60% > 25000 75% 

PENG.L Peninsular Gold Ltd UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

PECO.L Penna Consulting Plc UK 25% 0 - 20 25% 20 - 100 30% 40% 100 - 150 50% 75% > 150 75% 

PNN.L Pennon Group Plc UK 15% 0 - 2000 10% 2000 - 6000 20% 25% 6000 - 8250 35% 45% > 8250 75% 

PLI.L Perpetual Income and Growth Inv Tst UK 20% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

PNG.L Persian Gold Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

PSN.L Persimmon Plc UK 20% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 15000 35% 45% > 15000 75% 

PGH.L Personal Group Holdings Plc UK 30% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

POG.L Peter Hambro Mining Plc UK 25% 0 - 300 10% 300 - 1800 20% 25% 1800 - 5500 35% 45% > 5500 75% 



(continued) 





PDL.L Petra Diamonds Ltd UK 50% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

PET.L Petrel Resources Plc UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 950 50% 75% > 950 75% 

PCI.L Petroceltic International Plc UK 35% 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

PELE.L Petrolatina Energy Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 900 50% 75% > 900 75% 

PTR.L Petroneft Resources Plc UK 25% 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75% 

PHIT.L Phoenix IT Group Ltd UK 15% 0 - 200 25% 200 - 600 40% 50% 600 - 1200 60% 75% > 1200 75% 

PHOR.L Phorm Inc-Reg S UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 350 50% 75% > 350 75% 

PHTM.L Photo-Me International Plc UK 35% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

PYM.L Phytopharm Plc UK 75% 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

PILM.L Pilat Media Global Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 950 50% 75% > 950 75% 

PWS.L Pinewood Shepperton Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

PHC.L Plant Health Care UK 35% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

POGL.L Plant Offshore Group Ltd UK 75% 0 - 150 25% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

PLNT.L Plantic Tech UK 90% 0 - 50 25% 50 - 300 30% 40% 300 - 1300 50% 75% > 1300 75% 

PLAq.L Platinum Australia Ltd UK 20% 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75% 

PPN.L Platmin Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

PTEC.L Playtech Ltd UK 25% 0 - 700 10% 700 - 4250 20% 25% 4250 - 9250 35% 45% > 9250 75% 

PLAZ.L Plaza UK 20% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

PLE.L Plethora Solutions Holdings UK 45% 0 - 30 25% 30 - 200 30% 40% 200 - 400 50% 75% > 400 75% 

PLEX.L Plexus Holdings Plc UK 35% 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75% 

PMK.L Plus Markets Group PLC UK 25% 0 - 300 25% 300 - 1800 30% 40% 1800 - 5250 50% 75% > 5250 75% 

PTCL.L PNC Telecom Plc UK 75% 0 - 1500 25% 1500 - 9000 30% 40% 9000 - 30000 50% 75% > 30000 75% 

POCH.L Pochins UK 75% 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75% 

POLR.L Polar Capital Holdings Plc UK 35% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

PCT.L Polar Capital Technology Trust Plc UK 20% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

3PO.L Polo Resources Ltd UK 25% 0 - 500 20% 500 - 3000 24% 32% 3000 - 100000 40% 60% > 100000 75% 

PRTG.L Portland Gas Plc UK 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

PST.L Portrait Software Plc UK 45% 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75% 

PORV.L Porvair Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

PFLM.L Powerfilm Inc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 500 50% 75% > 500 75% 

POWR.L Powerflute Oyj UK 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

POPWR.L Powerleague Group Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

PRAP.L Praesepe Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

PEW.L Premier Energy & Water Trust UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

PFL.L Premier Farnell Plc UK 20% 0 - 1700 20% 1700 - 5000 30% 40% 5000 - 7250 50% 60% > 7250 75% 

PFD.L Premier Foods Plc UK 20% 0 - 3500 15% 3500 - 20000 25% 30% 20000 - 50000 40% 55% > 50000 75% 

PMO.L Premier Oil Plc UK 20% 0 - 250 10% 250 - 1500 20% 25% 1500 - 3000 35% 45% > 3000 75% 

PRZ.L Prezzo Plc UK 38% 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75% 

PHP.L Primary Health Properties Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

PCF.L Private & Commercial Finance Ltd UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

PEQ.L Private Equity Investor Plc UK 15% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

PBTY.L Probability Plc UK 75% 0 - 20 25% 20 - 100 30% 40% 100 - 300 50% 75% > 300 75% 

PRODM.L Progressive Digital Media Group UK 50% 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75% 

PTH.L Promethean Plc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 50 50% 75% > 50 75% 

PEJR.L Prospective Epicure Fund Plc UK 50% 0 - 100 25% 100 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

PMHL.L Prosperity Minerals Holding UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 2100 50% 75% > 2100 75% 

PSK.L Prostrakan Group Plc UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

PRM.L Proteome Sciences Plc UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

NTR.L Provexis PLC UK 75% 0 - 1800 25% 1800 - 10000 40% 50% 10000 - 80000 60% 75% > 80000 75% 

PRR.L Providence Resources PLC UK 20% 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 4250 50% 75% > 4250 75% 

PFG.L Provident Financial Plc UK 15% 0 - 450 10% 450 - 2750 20% 25% 2750 - 3000 35% 45% > 3000 75% 

PRXN.L Proximagen Neuroscience Plc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75% 

PON.L Psion Plc UK 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

PSPI.L Public Service Properties UK 50% 0 - 50 25% 50 - 300 30% 40% 300 - 300 75% 75% > 300 75% 



(continued) 





PUB.L Punch Taverns Plc UK 20% 0 - 2750 20% 2750 - 15000 30% 40% 15000 - 25000 50% 60% > 25000 75% 

PURE.L Purecircle Ltd UK 20% 0 - 75 20% 75 - 450 24% 32% 450 - 2200 40% 60% > 2200 75% 

PURI.L Puricore UK 25% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

PUDY.L Pursuit Dynamics Plc UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 1200 60% 75% > 1200 75% 

PVCS.L PV Crystalox Solar UK 20% 0 - 1800 20% 1800 - 5500 30% 40% 5500 - 9000 50% 60% > 9000 75% 

PZC.L PZ Cussons Plc UK 20% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2300 50% 60% > 2300 75% 

QQ.L Qinetiq UK 15% 0 - 1900 15% 1900 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75% 

QFI.L Quadrise UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

QWIL.L Queen’s Walk Investment Ltd UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

QED.L Quintain Estates & Development Plc UK 25% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

REAH.L R.E.A. Holdings Plc UK 75% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

RAB.L RAB Capital Plc UK 20% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

RSS.L RAB Special Situations Co Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 850 50% 75% > 850 75% 

RMM.L Rambler Metals & Mining Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

RNK.L Rank Group Plc UK 20% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

RAT.L Rathbone Brothers UK 15% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

RUS.L Raven Russia Ltd UK 20% 0 - 1500 25% 1500 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

RAY.L Raymarine Plc UK 25% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

RCG.L RC Group Holdings Ltd UK 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

RTT.L RCM Tech Trust PLC UK 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

REO.L Real Estate Opportunities Ltd UK 75% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

RGD.L Real Good Food Co Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75% 

RECL.L Record PLC UK 25% 0 - 150 25% 150 - 900 40% 50% 900 - 1100 60% 75% > 1100 75% 

RHL.L Redhall Group PLC UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

RDW.L Redrow Plc UK 20% 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 4750 50% 60% > 4750 75% 

RED.L Redstone Plc UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 3250 50% 75% > 3250 75% 

RPT.L Regal Petroleum Plc UK 25% 0 - 1800 15% 1800 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75% 

RGM.L Regency Mines UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 7500 50% 75% > 7500 75% 

RGS.L Regenersis Plc UK 75% 0 - 25 25% 25 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

RGU.L Regus Group Plc UK 20% 0 - 2200 15% 2200 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75% 

RLX.L Relax Group Plc UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

RUG.L Renaissance US Growth Ord UK 45% 0 - 5 25% 5 - 30 30% 40% 30 - 70 50% 75% > 70 75% 

SOLA.L Renesola Ltd UK 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1900 60% 75% > 1900 75% 

RQE.L ReNeuron Group Plc UK 75% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6500 60% 75% > 6500 75% 

RNWH.L Renew Holdings Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 2000 50% 75% > 2000 75% 

RERWE.L Renewable Energy Generation UK 25% 0 - 75 25% 75 - 450 30% 40% 450 - 1000 50% 75% > 1000 75% 

REH.L Renewable Energy Hldgs UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 800 50% 75% > 800 75% 

RPL.L Renewable Power & Light Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 800 50% 75% > 800 75% 

RSW.L Renishaw Plc UK 15% 0 - 150 25% 150 - 450 40% 50% 450 - 800 60% 75% > 800 75% 

RNO.L Renold Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75% 

RNVO.L Renovo Group Plc UK 20% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

RBG.L Rensburg Sheppards Plc UK 30% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

RNOW.L Research Now Plc UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

RSL.L Resolution Ltd UK 25% 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

RTN.L Restaurant Group Plc UK 20% 0 - 800 20% 800 - 2400 30% 40% 2400 - 4250 50% 60% > 4250 75% 

RGI.L RGI International Ltd UK 25% 0 - 150 25% 150 - 900 40% 50% 900 - 1000 60% 75% > 1000 75% 

RHEP.L Rheochem Plc UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 4000 50% 75% > 4000 75% 

RCDO.L Ricardo Plc UK 30% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

RMV.L Rightmove Plc UK 25% 0 - 700 15% 700 - 2100 25% 30% 2100 - 4000 40% 55% > 4000 75% 

RCP.L RIT Capital Partners Plc UK 15% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75% 

RM.L RM Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 1100 60% 75% > 1100 75% 

RWA.L Robert Walters Plc UK 20% 0 - 400 25% 400 - 1200 40% 50% 1200 - 2100 60% 75% > 2100 75% 

RWD.L Robert Wiseman Dairies Plc UK 15% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

RTS.L Robotic Technology Systems Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75% 



(continued) 





ROC.L Roc Oil Co Ltd UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 950 50% 75% > 950 75% 

RKH.L Rockhopper Exploration Plc UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 1400 50% 75% > 1400 75% 

ROK.L ROK Plc UK 35% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

ROM.L Romag Holdings Plc UK 30% 0 - 30 25% 30 - 200 30% 40% 200 - 450 50% 75% > 450 75% 

ROR.L Rotork Plc UK 20% 0 - 400 15% 400 - 1200 25% 30% 1200 - 1500 40% 55% > 1500 75% 

RXP.L Roxi Petroleum Plc UK 45% 0 - 250 25% 250 - 1500 30% 40% 1500 - 10000 50% 75% > 10000 75% 

RPC.L RPC Group Plc UK 15% 0 - 200 25% 200 - 600 40% 50% 600 - 900 60% 75% > 900 75% 

RPS.L RPS Group Plc UK 20% 0 - 900 20% 900 - 2750 30% 40% 2750 - 4250 50% 60% > 4250 75% 

RUGB.L Rugby Estates Investment Trust Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

RUES.L Rugby Estates Plc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

RUR.L Rurelec Plc UK 50% 0 - 30 25% 30 - 200 30% 40% 200 - 2000 50% 75% > 2000 75% 

RMLA.L Rusina Mining UK 20% 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75% 

RWS.L RWS Holdings Plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

RYA.L Ryanair (LSE) UK 15% 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 20000 35% 45% > 20000 75% 

IUSA.L S&P 500 Index Fund/UK - IUSA UK 25% 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 15000 35% 45% > 15000 75% 

INRG.L S&P Global Clean Energy - INRG UK 25% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 15000 35% 45% > 15000 75% 

SAA.L Saatchi (M&C) UK 30% 0 - 25 25% 25 - 150 30% 40% 150 - 350 50% 75% > 350 75% 

SAFE.L Safestore Holdings Ltd UK 15% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

SAGS.L Sagentia Group Plc UK 75% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

SMDR.L Salamander Energy Ltd UK 25% 0 - 500 20% 500 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

SLEN.L San Leon Energy UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 600 75% 75% > 600 75% 

SANDxq.L Sandvine Corp UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

SLGa.L Sarantel Group Plc UK 75% 0 - 200 25% 200 - 1200 30% 40% 1200 - 1500 50% 75% > 1500 75% 

SVS.L Savills Plc UK 20% 0 - 900 20% 900 - 2750 30% 40% 2750 - 3500 50% 60% > 3500 75% 

SCPA.L Scapa Group Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75% 

SDP.L Schroder AsiaPacific Fund Plc UK 20% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

SCF.L Schroder Income Growth Fund Plc UK 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

SJG.L Schroder Japan Growth Fund Plc UK 20% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

SOI.L Schroder Oriental Income Fund UK 20% 0 - 300 25% 300 - 900 40% 50% 900 - 1400 60% 75% > 1400 75% 

SDU.L Schroder UK Growth Fund Plc UK 20% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

SCP.L Schroder UK Mid & Small Cap UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

SSY.L SciSys Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

SWG.L Scott Wilson Group Plc UK 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 2300 60% 75% > 2300 75% 

SCAM.L Scottish American Investment Co Plc UK 15% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

SCIN.L Scottish Inv Tst UK 15% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

SMT.L Scottish Mortgage Inv Tst UK 20% 0 - 600 20% 600 - 1800 30% 40% 1800 - 2200 50% 60% > 2200 75% 

SOST.L Scottish Oriental Smaller Co Tst UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

SCO.L Scotty Group Plc UK 75% 0 - 25 25% 25 - 150 30% 40% 150 - 300 50% 75% > 300 75% 

SDL.L SDL Plc UK 25% 0 - 300 25% 300 - 900 40% 50% 900 - 1400 60% 75% > 1400 75% 

SEAE.L SeaEnergy Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 2300 50% 75% > 2300 75% 

SESTS.L Securities Trust of Scotland Plc UK 15% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

SNR.L Senior Plc UK 20% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

SEPU.L Sepura Ltd UK 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

SRB.L Serabi Mining Plc UK 75% 0 - 200 25% 200 - 1200 30% 40% 1200 - 4250 50% 75% > 4250 75% 

SQZ.L Serica Energy Plc UK 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

SVRP.L ServicePower Technologies Plc UK 45% 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75% 

SFR.L Severfield-Rowen Plc UK 15% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1200 60% 75% > 1200 75% 

SHB.L Shaftesbury Plc UK 20% 0 - 900 25% 900 - 5500 40% 50% 5500 - 6250 60% 75% > 6250 75% 

SKS.L Shanks Group Plc UK 20% 0 - 1700 20% 1700 - 5000 30% 40% 5000 - 6000 50% 60% > 6000 75% 

SHAN.L Shanta Gold Ltd UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 3750 50% 75% > 3750 75% 

SHRE.L Share Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

SHDP.L Shed Productions Ltd UK 30% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

SHRS.L Shires Income Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

SHCA.L Shore Capital Group Plc UK 20% 0 - 150 25% 150 - 900 30% 40% 900 - 1000 50% 75% > 1000 75% 



(continued) 





SHI.L SIG Plc UK 20% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 30000 35% 45% > 30000 75% 

SIG.L Signet Jewelers Ltd UK 20% 0 - 90 15% 90 - 550 25% 30% 550 - 1300 40% 55% > 1300 75% 

SLN.L Silence Therapeutics PLC UK 25% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

SILD.L Silverdell Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 1300 50% 75% > 1300 75% 

SPH.L Sinclair Pharma Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75% 

SITE.L Sinosoft Technology Plc UK 45% 0 - 150 25% 150 - 450 30% 40% 450 - 750 50% 75% > 750 75% 

SXX.L Sirius Exploration Plc UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 8750 50% 75% > 8750 75% 

SRSP.L Sirius Petroleum Plc UK 75% 0 - 500 25% 500 - 3000 30% 40% 3000 - 7750 50% 75% > 7750 75% 

SKP.L Skyepharma Plc UK 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

SKYA.L Skywest Airlines Ltd (UK) UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75% 

SLXX.L SLXX £ Corporate Bond UK 25% 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75% 

SMTF.L SmartFocus Group Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 850 50% 75% > 850 75% 

SNWS.L Smiths News Plc UK 15% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

SKG.L Smurfit Kappa plc (LSE) UK 20% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2300 35% 45% > 2300 75% 

SIA.L Soco International Plc UK 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

SORA.L Software Radio Technology UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75% 

SBDb.L Songbird Estates Plc UK 20% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

SOU.L Sound Oil PLC UK 35% 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

SBSC.L Source Bioscience Plc UK 75% 0 - 150 25% 150 - 450 30% 40% 450 - 550 50% 75% > 550 75% 

SCHE.L Southern Cross Healthcare Limited UK 20% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3500 60% 75% > 3500 75% 

SPK.L SPARK Ventures Plc UK 25% 0 - 500 25% 500 - 3000 30% 40% 3000 - 3250 50% 75% > 3250 75% 

SPNV.L Spazio Investment NV UK 45% 0 - 25 25% 25 - 150 40% 50% 150 - 500 60% 75% > 500 75% 

SXS.L Spectris Plc UK 20% 0 - 600 15% 600 - 1800 25% 30% 1800 - 2750 40% 55% > 2750 75% 

SDY.L Speedy Hire Plc UK 20% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 10000 60% 75% > 10000 75% 

SDIC.L Speymill Deutsche Immobilien UK 20% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 5750 60% 75% > 5750 75% 

SYG.L Speymill Group Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

MCAU.L Speymill Macau Property Co UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

SPI.L Spice Holdings Plc UK 20% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 5000 60% 75% > 5000 75% 

SPX.L Spirax-Sarco Engineering Plc UK 15% 0 - 200 20% 200 - 600 30% 40% 600 - 900 50% 60% > 900 75% 

SPT.L Spirent Plc UK 20% 0 - 2400 20% 2400 - 7250 30% 40% 7250 - 9000 50% 60% > 9000 75% 

SPMG.L Sport Media Group UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 1600 50% 75% > 1600 75% 

ROD.L Sportech Plc UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

SBT.L Sportingbet Plc UK 25% 0 - 1400 20% 1400 - 8500 30% 40% 8500 - 10000 50% 60% > 10000 75% 

SPD.L Sports Direct International UK 20% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3750 60% 75% > 3750 75% 

SPGR.L Spring Group Plc UK 35% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

SQS.L SQS Software Quality Systems UK 30% 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75% 

SEIT.L SR Europe Investment Trust UK 25% 0 - 10 25% 10 - 60 30% 40% 60 - 150 50% 75% > 150 75% 

SSL.L SSL International Plc UK 15% 0 - 500 10% 500 - 3000 20% 25% 3000 - 4500 35% 45% > 4500 75% 

SIV.L St Ives Group Plc UK 20% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

SJP.L St James’s Place Capital Plc UK 20% 0 - 700 20% 700 - 2100 30% 40% 2100 - 3250 50% 60% > 3250 75% 

SMP.L ST Modwen Properties Plc UK 20% 0 - 300 20% 300 - 1800 30% 40% 1800 - 2750 50% 60% > 2750 75% 

SGC.L Stagecoach Group Plc UK 15% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 20000 35% 45% > 20000 75% 

SLET.L Standard Life Equity Income UK 15% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

SLI.L Standard Life Inv Property Inc Tst UK 15% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

SLS.L Standard Life UK Smaller Co UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

SEO.L Stanelco Plc UK 20% 0 - 34500 25% 34500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

SGI.L Stanley Gibbons Group Ltd UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

SVE.L Starvest Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

SOG.L Statpro Group Plc UK 25% 0 - 30 25% 30 - 200 30% 40% 200 - 350 50% 75% > 350 75% 

STCM.L Steppe Cement UK 35% 0 - 75 25% 75 - 450 30% 40% 450 - 1500 50% 75% > 1500 75% 

SEY.L Sterling Energy Plc UK 35% 0 - 18500 25% 18500 - 100000 40% 50% 100000 - 150000 60% 75% > 150000 75% 

STHR.L SThree Plc UK 20% 0 - 800 20% 800 - 2400 30% 40% 2400 - 2750 50% 60% > 2750 75% 

STOB.L Stobart Group Ltd UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

STIL.L Stratex International Plc UK 45% 0 - 250 25% 250 - 750 30% 40% 750 - 1300 50% 75% > 1300 75% 



(continued) 





SE.L Stratic Energy Corp UK 25% 0 - 200 25% 200 - 600 30% 40% 600 - 800 50% 75% > 800 75% 

STVG.L STV Group Plc UK 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

STY.L Styles & Wood Group UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

SKRS.L Sunkar Resources UK 50% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

SPGH.L Superglass Holdings Plc UK 50% 0 - 100 25% 100 - 600 30% 40% 600 - 850 50% 75% > 850 75% 

SUH.L Sutton Harbour Holdings Plc UK 30% 0 - 10 25% 10 - 60 30% 40% 60 - 70 50% 75% > 70 75% 

SVI.L SVG Capital Plc UK 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1900 60% 75% > 1900 75% 

SVG.L SVM Global Fund Plc UK 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

SVUK.L SVM UK Active Fund Plc UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

SWP.L SWP Group Plc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75% 

SIHL.L Symphony International UK 75% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

SYMU.L Symphony Plastic Technologies Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 1000 50% 75% > 1000 75% 

SYNG.L Synairgen Plc UK 75% 0 - 25 25% 25 - 80 30% 40% 80 - 150 50% 75% > 150 75% 

DAU.L Synchronica Plc UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 8500 50% 75% > 8500 75% 

SYND.L Syndicate Asset Management Plc UK 35% 0 - 500 25% 500 - 3000 30% 40% 3000 - 25000 50% 75% > 25000 75% 

SYR.L Synergy Healthcare Plc UK 20% 0 - 250 25% 250 - 750 40% 50% 750 - 800 60% 75% > 800 75% 

SYGR.L Syntopix Group Plc UK 75% 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75% 

SYS.L System C Helathcare Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 850 50% 75% > 850 75% 

SLV.L Syvania Resources Limited UK 50% 0 - 150 25% 150 - 900 30% 40% 900 - 4250 50% 75% > 4250 75% 

TAIH.L Taihua Plc UK 45% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

TALV.L Talvivaara Mining Co UK 35% 0 - 350 15% 350 - 2100 25% 30% 2100 - 4000 40% 55% > 4000 75% 

TAN.L Tanfield Group Plc UK 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 3500 60% 75% > 3500 75% 

TATNG.L Tangent Communications PLC UK 45% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

TNZ.L Tanzanite One Ltd UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 750 50% 75% > 750 75% 

TIC_p.L Tapestry Investment Co UK 35% 0 - 250 25% 250 - 1500 40% 50% 1500 - 1600 60% 75% > 1600 75% 

TRS.L Tarsus Group Plc UK 25% 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

TATE.L Tate & Lyle Plc UK 10% 0 - 2100 10% 2100 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75% 

TW.L Taylor Wimpy UK 25% 0 - 20250 15% 20250 - 100000 25% 30% 100000 - 150000 40% 55% > 150000 75% 

TBK.L Ted Baker Plc UK 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

TAP.L Teesland Advantage Prop Inc Trust UK 40% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

TGE.L TEG Group Plc UK 25% 0 - 30 25% 30 - 200 30% 40% 200 - 200 75% 75% > 200 75% 

TCY.L Telecity Group Plc UK 25% 0 - 700 15% 700 - 2100 25% 30% 2100 - 4000 40% 55% > 4000 75% 

TEP.L Telecom Plus Plc UK 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

TPH.L Telephonetics Plc UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

TELF.L Telford Homes Plc UK 75% 0 - 75 25% 75 - 450 30% 40% 450 - 850 50% 75% > 850 75% 

TELT.L Telit Communications Plc UK 45% 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75% 

TMP.L Templar Minerals UK 75% 0 - 500 25% 500 - 3000 30% 40% 3000 - 20000 50% 75% > 20000 75% 

TMPL.L Temple Bar Inv Tst UK 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

TEM.L Templeton Emerging Markets Inv Tst UK 20% 0 - 2300 15% 2300 - 7000 25% 30% 7000 - 7000 75% 75% > 7000 75% 

TNO.L Tenon Group Plc UK 50% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

TCFD.L Terra Catalyst Fund UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 2300 50% 75% > 2300 75% 

TEHI.L Terrace Hill Group Plc UK 25% 0 - 150 25% 150 - 450 30% 40% 450 - 500 50% 75% > 500 75% 

TRM_pa.L Thames River Multi Hedge UK 50% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3750 60% 75% > 3750 75% 

THRL.L Thor Mining PLC UK 75% 0 - 300 25% 300 - 1800 30% 40% 1800 - 1900 50% 75% > 1900 75% 

THT.L Thorntons Plc UK 15% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

TFW.L Thorpe (F.W.) Plc UK 45% 0 - 5 25% 5 - 20 30% 40% 20 - 30 50% 75% > 30 75% 

THRG.L Throgmorton Trust Plc UK 15% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

TIK.L Tikit Group Plc UK 30% 0 - 10 25% 10 - 60 30% 40% 60 - 100 50% 75% > 100 75% 

TIME.L Timestrip Plc UK 75% 0 - 300 25% 300 - 1800 30% 40% 1800 - 5000 50% 75% > 5000 75% 

TNCI.L Tinci Holdings Ltd UK 75% 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

TSW.L Titan Europe Plc/Worcestershire UK 35% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

TMC.L Toledo Mining Corp Plc UK 75% 0 - 50 25% 50 - 300 30% 40% 300 - 2200 50% 75% > 2200 75% 

TOMK.L Tomkins Plc UK 15% 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 35000 35% 45% > 35000 75% 

TPT.L Topps Tiles Plc UK 20% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 



(continued) 





TRK.L Torotrak Plc UK 25% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

T7O.L Total Produce (LSE) UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 650 50% 75% > 650 75% 

TTNM.L Tottenham Hotspur UK 35% 0 - 50 25% 50 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

TOU.L Touch Group Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

TCHG.L Touchstone Group Plc UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 90 50% 75% > 90 75% 

TMZ.L Toumaz Holdings Ltd UK 20% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2100 50% 75% > 2100 75% 

TOWR.L Tower Resources Plc UK 50% 0 - 250 25% 250 - 1500 30% 40% 1500 - 25000 50% 75% > 25000 75% 

TCSC.L Town Centre Securities Plc UK 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

TRG.L TR European Growth Trust Plc UK 15% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

TRY.L TR Property Inv Tst UK 20% 0 - 1600 20% 1600 - 4750 30% 40% 4750 - 4750 75% 75% > 4750 75% 

TRYx.L TR Property Inv Tst Sigma UK 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

TREM.L Trading Emissions Plc UK 20% 0 - 450 25% 450 - 2750 40% 50% 2750 - 3250 60% 75% > 3250 75% 

TFC.L Trafficmaster Plc UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

TRT.L Transense Technologies Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75% 

TSG.L Trans-Siberian Gold Ltd UK 75% 0 - 30 25% 30 - 90 30% 40% 90 - 100 50% 75% > 100 75% 

TPK.L Travis Perkins Plc UK 20% 0 - 800 10% 800 - 4750 20% 25% 4750 - 9250 35% 45% > 9250 75% 

TRBG.L Tribal Group Plc UK 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

TRFT.L Trifast Plc UK 35% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

TRC.L Trikona Trinity Capital Plc UK 25% 0 - 300 25% 300 - 1800 30% 40% 1800 - 3750 50% 75% > 3750 75% 

TNI.L Trinity Mirror Plc UK 20% 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 5750 50% 60% > 5750 75% 

TPJ.L Triple Plate Junction PLC UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2750 50% 75% > 2750 75% 

TSTL.L Tristel Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

TTG.L TT electronics Plc UK 25% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

TLPR.L Tullett Prebon Plc UK 20% 0 - 800 15% 800 - 4750 25% 30% 4750 - 5750 40% 55% > 5750 75% 

TBZA.L Turbo Power Systems UK 75% 0 - 500 25% 500 - 1500 30% 40% 1500 - 1800 50% 75% > 1800 75% 

TWE.L Twenty UK 75% 0 - 150 25% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

TXO.L TXO Plc UK 75% 0 - 300 25% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

TYR.L Tyratech Inc UK 75% 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75% 

UBC.L UBC Media Group Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 1100 50% 75% > 1100 75% 

UKC.L UK Coal Plc UK 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4250 60% 75% > 4250 75% 

UKCM.L UK Commercial Property Trust Ltd UK 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 6750 60% 75% > 6750 75% 

ISF.L UK Top 100 Tracker - ISF UK 5% 0 - 2000 5% 2000 - 10000 10% 20% 10000 - 20000 25% 40% > 20000 75% 

IMID.L UK Top 250 Tracker - MIDD UK 5% 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75% 

UKR.L UKRProduct Group Ltd UK 75% 0 - 30 25% 30 - 200 30% 40% 200 - 350 50% 75% > 350 75% 

UTV.L Ulster Television Plc UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

ULE.L Ultra Electronics Holdings UK 15% 0 - 250 15% 250 - 750 25% 30% 750 - 1100 40% 55% > 1100 75% 

ULT.L Ultrasis Plc UK 35% 0 - 2500 25% 2500 - 7500 30% 40% 7500 - 10000 50% 75% > 10000 75% 

UMC.L Umeco Plc UK 15% 0 - 150 25% 150 - 900 40% 50% 900 - 950 60% 75% > 950 75% 

UNUNI.L Uniq Plc UK 35% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

UTG.L Unite Group Plc UK 20% 0 - 900 20% 900 - 2750 30% 40% 2750 - 3500 50% 60% > 3500 75% 

UCP.L Unitech Corporate Parks UK 25% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 8500 60% 75% > 8500 75% 

UBM.L United Business Media Plc UK 15% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 9000 35% 45% > 9000 75% 

UCG.L United Carpets Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

UDG.L United Drug Plc UK 15% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

UNG.L Universe Group Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75% 

UME.L Uraguay Mineral Exploration UK 35% 0 - 25 25% 25 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

UML.L Uranium Ltd UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 350 50% 75% > 350 75% 

UZS.L Uranium Resources Plc UK 75% 0 - 250 25% 250 - 1500 30% 40% 1500 - 2300 50% 75% > 2300 75% 

UEM.L Utilico Emerging Utilities UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 1600 50% 75% > 1600 75% 

UTL.L Utilico Plc UK 50% 0 - 30 25% 30 - 200 30% 40% 200 - 350 50% 75% > 350 75% 

VPP.L Valiant Petroleum plc UK 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

VIN.L Value & Income Trust Plc UK 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

VML.L Vane Minerals Plc UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 1100 50% 75% > 1100 75% 

VTS.L Vantis Plc UK 30% 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75% 



(continued) 





VGMS.L Vatukoula Gold Mines Plc UK 35% 0 - 500 25% 500 - 3000 30% 40% 3000 - 75000 50% 75% > 75000 75% 

VEC.L Vectura Group Plc UK 15% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

VELO.L Velosi Ltd UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 450 50% 75% > 450 75% 

VEL.L Velti UK 30% 0 - 20 25% 20 - 100 30% 40% 100 - 450 50% 75% > 450 75% 

VER.L Vernalis Plc UK 20% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

VRP.L Verona Pharma PLC UK 25% 0 - 250 25% 250 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

VTU.L Vertu Motors Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 2200 50% 75% > 2200 75% 

VIY.L Vialogy Plc UK 35% 0 - 500 25% 500 - 3000 30% 40% 3000 - 25000 50% 75% > 25000 75% 

VOG.L Victoria Oil & Gas Plc UK 35% 0 - 14250 25% 14250 - 45000 40% 50% 45000 - 60000 60% 75% > 60000 75% 

VCP.L Victoria Plc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75% 

VCTX.L Victrex Plc UK 20% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

VOF.L Vietnam Opportunity Fund UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 4250 50% 75% > 4250 75% 

VNL..L Vinaland Ltd UK 25% 0 - 300 25% 300 - 1800 30% 40% 1800 - 7250 50% 75% > 7250 75% 

VDN.L Vindon Healthcare Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

VLK.L Vislink Plc UK 20% 0 - 100 25% 100 - 300 30% 40% 300 - 550 50% 75% > 550 75% 

VTC.L Vitec Group Plc UK 25% 0 - 100 25% 100 - 300 40% 50% 300 - 400 60% 75% > 400 75% 

VLX.L Volex Group Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75% 

VGAS.L Volga Gas UK 50% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

VLR.L Voller Energy Group UK 75% 0 - 300 25% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

VP.L Vp Plc UK 15% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

VTG.L VT Group Plc UK 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 5750 35% 45% > 5750 75% 

VYKE.L Vyke Communications Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75% 

SMWH.L W.H. Smith Plc UK 20% 0 - 900 15% 900 - 2750 25% 30% 2750 - 4000 40% 55% > 4000 75% 

WCW.L Walker Crips Weddle Beck Plc UK 75% 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75% 

WGB.L Walker Greenbank Plc UK 35% 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75% 

WNER.L Warner Estate Holdings Plc UK 20% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

WETI.L Weatherly International Plc UK 50% 0 - 500 25% 500 - 3000 30% 40% 3000 - 6750 50% 75% > 6750 75% 

WEBH.L Webis Holdings UK 75% 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

WEIR.L Weir Group Plc UK 20% 0 - 450 10% 450 - 2750 20% 25% 2750 - 6750 35% 45% > 6750 75% 

WSML.L Wellstream UK 20% 0 - 500 15% 500 - 3000 25% 30% 3000 - 3250 40% 55% > 3250 75% 

WAD.L West African Diamonds Plc UK 75% 0 - 100 25% 100 - 600 30% 40% 600 - 1000 50% 75% > 1000 75% 

WECC.L West China Cement Ltd UK 25% 0 - 25 25% 25 - 150 30% 40% 150 - 1100 50% 75% > 1100 75% 

WEST.L Western & Oriental Plc UK 45% 0 - 100 25% 100 - 600 30% 40% 600 - 1600 50% 75% > 1600 75% 

WTN.L Western Canadian Coal Corp UK 25% 0 - 30 25% 30 - 200 30% 40% 200 - 800 50% 75% > 800 75% 

JDW.L Wetherspoon (J.D.) Plc UK 20% 0 - 700 15% 700 - 4250 25% 30% 4250 - 4500 40% 55% > 4500 75% 

WHY.L White Young Green Plc UK 25% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

WICH.L Wichford Plc UK 20% 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

WMH.L William Hill Plc UK 20% 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75% 

WIL.L Wilmington Group Plc UK 35% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

WNN.L WIN Plc UK 75% 0 - 10 25% 10 - 60 30% 40% 60 - 250 50% 75% > 250 75% 

WIN.L Wincanton Plc UK 20% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

WTAN.L Witan Inv Tst UK 20% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

WIPA.L Witan Pacific Inv Tst UK 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

WLF.L Wolfson Microelectronics Plc UK 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 2000 60% 75% > 2000 75% 

WKP.L Workspace Group Plc UK 20% 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

WSPR.L Worldspreads Group Plc UK 25% 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75% 

WSPG.L WSP Group Plc UK 20% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

XAR.L Xaar Plc UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75% 

XCH.L Xchanging UK 25% 0 - 800 20% 800 - 2400 30% 40% 2400 - 3250 50% 60% > 3250 75% 

XGT.L XG Technology UK 45% 0 - 10 25% 10 - 60 30% 40% 60 - 70 50% 75% > 70 75% 

XPP.L XP Power Plc UK 30% 0 - 20 25% 20 - 100 30% 40% 100 - 250 50% 75% > 250 75% 

XPT.L Xploite Plc UK 25% 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75% 

XTR.L Xtract Energy Plc UK 35% 0 - 300 25% 300 - 1800 30% 40% 1800 - 25000 50% 75% > 25000 75% 

YRIq.L Yamana Gold Inc UK 35% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 



(continued) 





YELL.L Yell Group Plc UK 20% 0 - 4750 20% 4750 - 30000 30% 40% 30000 - 70000 50% 60% > 70000 75% 

YOU.L Yougov PLC UK 25% 0 - 50 25% 50 - 300 30% 40% 300 - 1000 50% 75% > 1000 75% 

YNGa.L Young & Co’s Brewery Plc UK 50% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

YSP.L Your Space Plc UK 75% 0 - 25 25% 25 - 150 30% 40% 150 - 250 50% 75% > 250 75% 

YULC.L Yule Catto & Co Plc UK 15% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

ZEN.L Zenergy Power Plc UK 35% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

ZTR.L Zetar Plc UK 75% 0 - 5 25% 5 - 30 30% 40% 30 - 100 50% 75% > 100 75% 

ZOX.L ZincOx Resources Plc UK 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

ZOO.L Zoo Digital Group Plc UK 75% 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

ZTF.L Zotefoams UK 50% 0 - 30 25% 30 - 200 30% 40% 200 - 300 50% 75% > 300 75% 

ABP.AX Abacus Property Group Australia 25% 0 - 27750 10% 27750 - 85000 20% 25% 85000 - 85000 75% 75% > 85000 75% 

ALR.AX Aberdeen Leaders Ltd. Australia 50% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

ABU.AX Abm Resources Nl Australia 45% 0 - 11000 25% 11000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

AII.AX Abra Mining Ltd. Australia 45% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

ACB.AX A-Cap Resources Ltd Australia 50% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

ACR.AX Acrux Ltd. Australia 40% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

ADA.AX Adacel Technologies Australia 45% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

ADU.AX Adamus Resources Ltd Australia 45% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

ABC.AX Adelaide Brighton Ltd. Australia 10% 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 20000 35% 45% > 20000 75% 

ABY.AX Aditja Birla Minerals Ltd. Australia 40% 0 - 1500 20% 1500 - 9000 30% 40% 9000 - 9750 50% 60% > 9750 75% 

ADY.AX Admiralty Resources NL Australia 40% 0 - 119000 25% 119000 - 350000 40% 50% 350000 - 350000 75% 75% > 350000 75% 

ADG.AX Adtrans Group Ltd. Australia 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

AED.AX AED Oil Ltd. Australia 30% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

AVE.AX Aevum Limited Australia 35% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

AIZ.AX Air New Zealand Limited Australia 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

AJL.AX AJ Lucas Group Ltd. Australia 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 1500 40% 55% > 1500 75% 

ACL.AX Alchemia Ltd. Australia 45% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

LEP.AX ALE Property Group Australia 35% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

ALS.AX Alesco Corp. Ltd. Australia 15% 0 - 200 15% 200 - 1200 25% 30% 1200 - 2200 40% 55% > 2200 75% 

ALK.AX Alkane Exploration Ltd. Australia 45% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

AGS.AX Alliance Resources Limited Australia 40% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

ALD.AX Allied Gold Ltd Australia 40% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

ALU.AX Altium Ltd. Australia 50% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

AWC.AX Alumina Ltd. Australia 15% 0 - 9000 10% 9000 - 55000 20% 25% 55000 - 95000 35% 45% > 95000 75% 

AMU.AX Amadeus Energy Ltd. Australia 40% 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

AHD.AX Amalgamated Holdings Ltd. Australia 30% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

AMH.AX AMCIL Ltd. Australia 50% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

AMM.AX Amcom Telecommunications Ltd Australia 40% 0 - 14000 25% 14000 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

AMC.AX Amcor Ltd. Australia 10% 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 25000 35% 50% > 25000 75% 

AEC.AX Ammtec Limited Australia 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

AGF.AX AMP Capital China Growth Fund Australia 45% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

AND.AX Andean Resources Limited Australia 30% 0 - 350 15% 350 - 2100 25% 30% 2100 - 2200 40% 55% > 2200 75% 

AAR.AX Anglo Australian Resources Nl Australia 45% 0 - 10750 25% 10750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

AGG.AX Anglogold Ashanti Ltd. Australia 35% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

ANN.AX Ansell Ltd. Australia 10% 0 - 300 10% 300 - 1800 20% 25% 1800 - 3750 35% 45% > 3750 75% 

AVM.AX Anvil Mining Ltd Australia 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

APE.AX AP Eagers Ltd. Australia 40% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

AXM.AX Apex Minerals Nl Australia 30% 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

APN.AX APN News & Media Ltd. Australia 10% 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75% 

APD.AX APN Property Group Ltd. Australia 40% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

AEZ.AX APN/UKA European Retail Trust Australia 45% 0 - 10250 25% 10250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

AQP.AX Aquarius Platinum Ltd. Australia 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 6000 35% 45% > 6000 75% 

AQA.AX Aquila Resources Ltd. Australia 15% 0 - 400 10% 400 - 2400 20% 25% 2400 - 3250 35% 45% > 3250 75% 

ARU.AX Arafura Resources Ltd Australia 40% 0 - 900 25% 900 - 2750 40% 50% 2750 - 3250 60% 75% > 3250 75% 



(continued) 





ARP.AX ARB Corp. Ltd. Australia 40% 0 - 60 25% 60 - 200 40% 50% 200 - 300 60% 75% > 300 75% 

AAD.AX Ardent Leisure Ltd Australia 25% 0 - 1000 15% 1000 - 3000 25% 30% 3000 - 3000 75% 75% > 3000 75% 

ARG.AX Argo Investments Ltd. Australia 35% 0 - 250 15% 250 - 750 25% 30% 750 - 800 40% 55% > 800 75% 

ARA.AX Ariadne Australia Ltd. Australia 50% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

ALL.AX Aristocrat Leisure Ltd. Australia 10% 0 - 700 10% 700 - 4250 20% 25% 4250 - 10000 35% 45% > 10000 75% 

AOE.AX Arrow Energy Ltd Australia 10% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75% 

APH.AX Ascent Pharmahealth Ltd Australia 45% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

AIO.AX Asciano Group Australia 50% 0 - 11250 15% 11250 - 70000 25% 30% 70000 - 100000 40% 55% > 100000 75% 

ASZ.AX Asg Group Limited Australia 20% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

APZ.AX Aspen Group Australia 40% 0 - 10250 25% 10250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

AJA.AX Astro Japan Property Trust Australia 25% 0 - 10750 20% 10750 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75% 

ATR.AX Astron Ltd. Australia 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

AGO.AX Atlas Iron Ltd Australia 25% 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 10000 35% 45% > 10000 75% 

AIA.AX Auckland Int Airport Limited Australia 35% 0 - 300 25% 300 - 900 40% 50% 900 - 1200 60% 75% > 1200 75% 

AUT.AX Aurora Oil and Gas Ltd Australia 20% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

ASL.AX Ausdrill Ltd. Australia 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 2500 60% 75% > 2500 75% 

AAX.AX Ausenco Ltd. Australia 50% 0 - 250 10% 250 - 1500 20% 25% 1500 - 4500 35% 45% > 4500 75% 

AWE.AX Aust. Worldwide Exploration Ltd. Australia 10% 0 - 4500 10% 4500 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75% 

ASB.AX Austal Ltd. Australia 30% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

AUN.AX Austar United Australia 30% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 15000 35% 45% > 15000 75% 

Communications Ltd. 

AUB.AX Austbrokers Holdings Limited Australia 35% 0 - 100 25% 100 - 300 40% 50% 300 - 500 60% 75% > 500 75% 

AEO.AX Austereo Group Ltd Australia 30% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

ANG.AX Austin Engineering Ltd Australia 50% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

APG.AX Austpac Resources Nl Australia 45% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

ALZ.AX Australand Property Group Australia 15% 0 - 17250 10% 17250 - 50000 20% 25% 50000 - 50000 75% 75% > 50000 75% 

ARH.AX Australasian Resources Ltd Australia 40% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

AAC.AX Australian Agricultural Co. Ltd. Australia 10% 0 - 500 15% 500 - 3000 25% 30% 3000 - 6250 40% 55% > 6250 75% 

AEU.AX Australian Education Trust Australia 40% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

AFI.AX Australian Foundation Australia 35% 0 - 400 15% 400 - 1200 25% 30% 1200 - 1400 40% 55% > 1400 75% 

Inv. Co. Ltd. 

AIX.AX Australian Infrastructure Fund Australia 10% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 10000 35% 45% > 10000 75% 

ALF.AX Australian Leaders Fund Australia 50% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

AUZ.AX Australian Mines Ltd Australia 45% 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

API.AX Australian Pharmaceutical Australia 35% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

Ind. Ltd. 

APA.AX Australian Pipeline Trust Australia 10% 0 - 900 10% 900 - 2750 20% 25% 2750 - 5000 35% 45% > 5000 75% 

ARW.AX Australian Renewable Fuels Ltd Australia 45% 0 - 12250 25% 12250 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

AUI.AX Australian United Inv. Co. Ltd. Australia 45% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

AVG.AX Australian Vintage Ltd Australia 40% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

AHE.AX Automotive Holdings Group Australia 35% 0 - 300 25% 300 - 900 40% 50% 900 - 1000 60% 75% > 1000 75% 

AVX.AX Avexa Ltd Australia 40% 0 - 26250 25% 26250 - 80000 40% 50% 80000 - 80000 75% 75% > 80000 75% 

AVJ.AX AVJennings Homes Ltd. Australia 50% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

AVO.AX Avoca Resources Ltd. Australia 10% 0 - 1300 15% 1300 - 4000 25% 30% 4000 - 5250 40% 55% > 5250 75% 

AWB.AX AWB Ltd. Australia 10% 0 - 2750 15% 2750 - 8250 25% 30% 8250 - 10000 40% 55% > 10000 75% 

BBI.AX Babcock & Brown Inf. Group Australia 20% 0 - 142250 25% 142250 - 450000 40% 50% 450000 - 450000 75% 75% > 450000 75% 

BOQ.AX Bank of Queensland Ltd. Australia 10% 0 - 200 10% 200 - 1200 20% 25% 1200 - 3750 35% 45% > 3750 75% 

BMN.AX Bannerman Resources Ltd. Australia 30% 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 4750 50% 60% > 4750 75% 

BPT.AX Beach Petroleum Ltd. Australia 10% 0 - 24250 10% 24250 - 75000 20% 25% 75000 - 75000 75% 75% > 75000 75% 

BCD.AX Beaconsfield Gold NL Australia 45% 0 - 8750 25% 8750 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

BEC.AX Becton Property Group Ltd. Australia 50% 0 - 10750 25% 10750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

BFG.AX Bell Financial Group Ltd. Australia 45% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

BEN.AX Bendigo & Adelaide Bank Ltd. Australia 10% 0 - 500 10% 500 - 3000 20% 25% 3000 - 6500 35% 45% > 6500 75% 

BDG.AX Bendigo Mining Ltd. Australia 40% 0 - 9750 25% 9750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

BLT.AX Benitec Ltd. Australia 45% 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

BKY.AX Berkeley Resources Ltd Australia 45% 0 - 500 25% 500 - 1500 40% 50% 1500 - 2000 60% 75% > 2000 75% 



(continued) 





BBG.AX Billabong International Ltd. Australia 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 7000 35% 45% > 7000 75% 

BNO.AX Bionomics Limited Australia 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

BTA.AX Biota Holdings Ltd. Australia 35% 0 - 1800 15% 1800 - 5500 25% 30% 5500 - 7000 40% 55% > 7000 75% 

BIS.AX Bisalloy Steel Group Ltd Australia 45% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

BLK.AX Blackham Resources Ltd Australia 50% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

BKL.AX Blackmores Ltd. Australia 35% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

BTR.AX Blackthorn Resources Ltd Australia 50% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

BUL.AX Blue Energy Ltd Australia 45% 0 - 12250 25% 12250 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

BLG.AX Bluglass Ltd Australia 50% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

BLY.AX Boart Longyear Ltd. Australia 30% 0 - 68750 20% 68750 - 200000 30% 40% 200000 - 300000 50% 60% > 300000 75% 

BOL.AX Boom Logistics Ltd. Australia 50% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

BLD.AX Boral Ltd. Australia 10% 0 - 800 10% 800 - 4750 20% 25% 4750 - 25000 35% 45% > 25000 75% 

BOC.AX Bougainville Copper Ltd. Australia 35% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

BGD.AX Boulder Steel Limited Australia 45% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 8500 60% 75% > 8500 75% 

BOW.AX Bow Energy Ltd Australia 50% 0 - 900 15% 900 - 5500 25% 30% 5500 - 7250 40% 55% > 7250 75% 

BKN.AX Bradken Ltd. Australia 10% 0 - 250 10% 250 - 1500 20% 25% 1500 - 5250 35% 45% > 5250 75% 

BDL.AX Brandrill Ltd Australia 50% 0 - 17500 25% 17500 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75% 

BRW.AX Breakaway Resources Ltd Australia 50% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

BRG.AX Breville Group Ltd Australia 40% 0 - 200 25% 200 - 1200 40% 50% 1200 - 1700 60% 75% > 1700 75% 

BKI.AX Brickworks Investment Co. Ltd. Australia 40% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

BKW.AX Brickworks Ltd. Australia 30% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

BRM.AX Brockman Resources Ltd Australia 35% 0 - 600 20% 600 - 1800 30% 40% 1800 - 3500 50% 60% > 3500 75% 

BSA.AX BSA Ltd Australia 45% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

BTT.AX BT Invesmtent Management Ltd Australia 30% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

BWP.AX Bunnings Warehouse Australia 15% 0 - 300 15% 300 - 1800 25% 30% 1800 - 5000 40% 55% > 5000 75% 

Property Trust 

BRU.AX Buru Energy Ltd Australia 35% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

CAB.AX Cabcharge Australia Ltd. Australia 30% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2750 35% 45% > 2750 75% 

CIX.AX Calliden Group Ltd. Australia 45% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

CTX.AX Caltex Ltd Australia 10% 0 - 200 10% 200 - 1200 20% 25% 1200 - 4500 35% 45% > 4500 75% 

CPB.AX Campbell Brothers Ltd. Australia 25% 0 - 50 10% 50 - 300 20% 25% 300 - 400 35% 45% > 400 75% 

CFE.AX Cape Lambert Iron Ore Ltd. Australia 40% 0 - 35750 25% 35750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

CNX.AX Carbon Energy Ltd Australia 35% 0 - 3750 10% 3750 - 10000 20% 25% 10000 - 15000 35% 45% > 15000 75% 

CDD.AX Cardno Ltd. Australia 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

CDP.AX Carindale Property Trust Australia 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

CIN.AX Carlton Investments Ltd. Australia 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

CVN.AX Carnarvon Petroleum Ltd Australia 30% 0 - 19250 15% 19250 - 60000 25% 30% 60000 - 60000 75% 75% > 60000 75% 

CWE.AX Carnegie Wave Energy Ltd Australia 40% 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

CPN.AX Carpathian Resources Ltd Australia 45% 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

CRZ.AX Carsales.com.au Australia 50% 0 - 1500 10% 1500 - 4500 20% 25% 4500 - 4500 75% 75% > 4500 75% 

CCV.AX Cash Converters Int Ltd Australia 40% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

CBH.AX CBH Resources Ltd. Australia 40% 0 - 22750 25% 22750 - 70000 40% 50% 70000 - 70000 75% 75% > 70000 75% 

CWP.AX Cedar Woods Properties Ltd. Australia 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

CST.AX Cellestis Ltd. Australia 35% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

CLT.AX Cellnet Group Ltd. Australia 45% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

CNT.AX Centamin Egypt Ltd. Australia 30% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

CEY.AX Centennial Coal Co. Ltd. Australia 15% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 20000 35% 45% > 20000 75% 

CTP.AX Central Petroleum Ltd Australia 45% 0 - 41500 25% 41500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

CIL.AX Centrebet International Limited Australia 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

CXM.AX Centrex Metals Ltd Australia 40% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

CNP.AX Centro Properties Group Australia 45% 0 - 43750 20% 43750 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75% 

CER.AX Centro Retail Group Australia 30% 0 - 80750 25% 80750 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75% 

CYA.AX Century Australia Investments Ltd Australia 45% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

CFU.AX Ceramic Fuel Cells Limited Australia 40% 0 - 23750 25% 23750 - 70000 40% 50% 70000 - 70000 75% 75% > 70000 75% 

CDI.AX Challenger Diversified Australia 35% 0 - 9250 25% 9250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 



(continued) 





Prop. Group 

CGF.AX Challenger Fin. Services Australia 15% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 15000 35% 45% > 15000 75% 

Group Ltd. 

CIF.AX Challenger Infrastructure Fund Australia 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

CWT.AX Challenger Wine Trust Australia 40% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

CHC.AX Charter Hall Group Australia 35% 0 - 3250 15% 3250 - 9750 25% 30% 9750 - 15000 40% 55% > 15000 75% 

CXS.AX Chemgenex Pharmaceuticals Ltd Australia 75% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

CHO.AX Choiseul Investments Ltd. Australia 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

CIR.AX Circadian Technologies Ltd. Australia 50% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

CGG.AX Citadel Resource Group Ltd Australia 45% 0 - 7250 25% 7250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

CTO.AX Citigold Corp. Ltd. Australia 35% 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

CVI.AX Cityview Corporation Ltd Australia 45% 0 - 354000 25% 354000 - 1000000 40% 50% 1000000 - 1000000 75% 75% > 1000000 75% 

CND.AX Clarius Group Ltd Australia 50% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

CSS.AX Clean Seas Tuna Australia 50% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

CUV.AX Clinuvel Pharmaceuticals Ltd. Australia 40% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

CLO.AX Clough Ltd. Australia 40% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

CLV.AX Clover Corp. Ltd. Australia 45% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

CMV.AX Cma Corporation Ltd Australia 40% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

COZ.AX Co2 Group Limited Australia 40% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

CNA.AX Coal & Allied Industries Ltd. Australia 35% 0 - 15 10% 15 - 90 20% 25% 90 - 200 35% 45% > 200 75% 

CZA.AX Coal of Africa Ltd Australia 30% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1400 60% 75% > 1400 75% 

COH.AX Cochlear Ltd. Australia 10% 0 - 70 10% 70 - 400 20% 25% 400 - 1600 35% 45% > 1600 75% 

COK.AX Cockatoo Coal Ltd Australia 35% 0 - 9250 25% 9250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

CDA.AX Codan Ltd. Australia 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

CXC.AX Coeur d’Alene Mining Australia 35% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

Corporation 

COF.AX Coffey International Ltd. Australia 35% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CLH.AX Collection House Ltd. Australia 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

CPA.AX Commonwealth Property Australia 15% 0 - 12750 10% 12750 - 40000 20% 25% 40000 - 45000 35% 45% > 45000 75% 

Office Fund 

CPU.AX Computershare Ltd. Australia 10% 0 - 200 10% 200 - 1200 20% 25% 1200 - 10000 35% 45% > 10000 75% 

CEU.AX ConnectEast Group Australia 15% 0 - 34500 10% 34500 - 100000 20% 25% 100000 - 100000 75% 75% > 100000 75% 

CQT.AX Conquest Mining Ltd Australia 35% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

CMJ.AX Consolidated Media Holdings Australia 10% 0 - 4250 10% 4250 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75% 

CBR.AX Constellation Brands, Inc Australia 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

CCQ.AX Contango Capital Partners Ltd Australia 45% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

CTN.AX Contango Microcap Limited Australia 45% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

COE.AX Cooper Energy Ltd Australia 35% 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

CXG.AX Coote Industrial Ltd Australia 40% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

CXP.AX Corporate Express Australia Ltd. Australia 10% 0 - 500 15% 500 - 1500 25% 30% 1500 - 2200 40% 55% > 2200 75% 

CXY.AX Cougar Energy Ltd Australia 45% 0 - 38500 25% 38500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

COU.AX Count Financial Ltd. Australia 50% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CYG.AX Coventry Group Ltd. Australia 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

CRG.AX Crane Group Ltd. Australia 10% 0 - 80 10% 80 - 500 20% 25% 500 - 1700 35% 45% > 1700 75% 

CCP.AX Credit Corp Group Ltd. Australia 35% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

CRE.AX Crescent Gold Ltd Australia 40% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

CMW.AX Cromwell Group Australia 35% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

CSW.AX CS Pl100 - World Water Trust Australia 50% 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

CSV.AX CSG Limited Australia 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

CSR.AX CSR Ltd. Australia 10% 0 - 5500 10% 5500 - 35000 20% 25% 35000 - 35000 75% 75% > 35000 75% 

CDU.AX Cudeco Ltd. Australia 30% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2100 35% 45% > 2100 75% 

CUE.AX Cue Energy Resources Ltd. Australia 50% 0 - 10750 25% 10750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

CUS.AX Customers Limited Australia 45% 0 - 800 15% 800 - 2400 25% 30% 2400 - 2400 75% 75% > 2400 75% 

CVC.AX CVC Ltd. Australia 40% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

DGR.AX D’Aguilar Gold Ltd Australia 45% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

DKS.AX Danks Holdings Ltd. Australia 50% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 



(continued) 





DTL.AX Data#3 Ltd Australia 40% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

DJS.AX David Jones Ltd. Australia 10% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 15000 35% 45% > 15000 75% 

DCG.AX Decmil Group Ltd Australia 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 2000 60% 75% > 2000 75% 

DYL.AX Deep Yellow Ltd. Australia 40% 0 - 8500 25% 8500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

DVN.AX Devine Ltd. Australia 40% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 

DXS.AX Dexus Property Group Australia 15% 0 - 26000 10% 26000 - 80000 20% 25% 80000 - 150000 35% 45% > 150000 75% 

DIO.AX Dioro Resources Ltd Australia 45% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

DML.AX Discovery Metals Ltd Australia 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

DUI.AX Diversified United Investment Ltd. Australia 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

DJW.AX Djerriwarrh Investments Ltd. Australia 40% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

DKN.AX Dkn Financial Group Ltd Australia 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

DOM.AX Dominion Mining Ltd. Australia 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 2300 40% 55% > 2300 75% 

DMP.AX Domino’s Pizza Enterprises Ltd. Australia 40% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

DOW.AX Downer EDI Ltd. Australia 10% 0 - 200 10% 200 - 1200 20% 25% 1200 - 7750 35% 45% > 7750 75% 

DMG.AX Dragon Mountain Gold Ltd. Australia 50% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

DLS.AX Drillsearch Energy Ltd Australia 40% 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 40000 60% 75% > 40000 75% 

DUE.AX DUET Group Australia 10% 0 - 3000 10% 3000 - 9000 20% 25% 9000 - 15000 35% 45% > 15000 75% 

DWS.AX Dws Advanced Business Australia 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

Solutions Ltd 

DYE.AX Dyesol Ltd Australia 40% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

ESG.AX Eastern Star Gas Limited Australia 30% 0 - 6000 10% 6000 - 20000 20% 25% 20000 - 20000 75% 75% > 20000 75% 

ERC.AX Eircom Holdings Ltd Australia 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 2500 60% 75% > 2500 75% 

ELD.AX Elders Ltd Australia 10% 0 - 81750 25% 81750 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75% 

EOS.AX Electro Optic Systems Holdings Ltd. Australia 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

EXR.AX Elixir Petroleum Ltd Australia 45% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

EHL.AX Emeco Holdings Ltd Australia 20% 0 - 1700 15% 1700 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75% 

ELI.AX Emerging Leaders Investments Ltd Australia 50% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

EGO.AX Empire Oil & Gas Nl Australia 45% 0 - 309000 25% 309000 - 950000 40% 50% 950000 - 950000 75% 75% > 950000 75% 

EMU.AX Emu Nickel NL Australia 45% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

ENE.AX Energy Developments Ltd. Australia 30% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

EME.AX Energy Metals Ltd Australia 45% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

ERA.AX Energy Resources Of Aust. Ltd. Australia 10% 0 - 30 10% 30 - 200 20% 25% 200 - 2750 35% 45% > 2750 75% 

EWC.AX Energy World Corporation Ltd Australia 20% 0 - 7500 15% 7500 - 25000 25% 30% 25000 - 25000 75% 75% > 25000 75% 

ENV.AX Envestra Ltd. Australia 10% 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

EQN.AX Equinox Minerals Ltd Australia 15% 0 - 700 10% 700 - 4250 20% 25% 4250 - 10000 35% 45% > 10000 75% 

EQT.AX Equity Trustees Limited Australia 40% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

ESV.AX Eservglobal Ltd. Australia 40% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

EPG.AX European Gas Ltd Australia 45% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4250 60% 75% > 4250 75% 

EZL.AX Euroz Limited Australia 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

EFG.AX Everest Financial Group Ltd Australia 35% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

EXM.AX Excalibur Mining Corporation Ltd Australia 45% 0 - 137250 25% 137250 - 400000 40% 50% 400000 - 400000 75% 75% > 400000 75% 

EXT.AX Extract Resources Ltd. Australia 30% 0 - 70 10% 70 - 400 20% 25% 400 - 3000 35% 45% > 3000 75% 

FXJ.AX Fairfax Media Ltd. Australia 10% 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 80000 35% 45% > 80000 75% 

FAN.AX Fantastic Holdings Ltd. Australia 40% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

FLX.AX Felix Resources Ltd. Australia 15% 0 - 350 20% 350 - 2100 30% 40% 2100 - 2500 50% 60% > 2500 75% 

FER.AX Fermiscan Holdings Limited Australia 45% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

FRS.AX Ferraus Ltd Australia 45% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

FPS.AX Fiducian Portfolio Services Ltd Australia 50% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

FRI.AX Finbar Group Ltd Australia 50% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

FSE.AX Firestone Energy Ltd Australia 45% 0 - 12250 25% 12250 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

FAR.AX First Australian Resources Ltd Australia 45% 0 - 46000 25% 46000 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

FPA.AX Fisher & Paykel Appliances Ltd Australia 35% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

FPH.AX Fisher & Paykel Healthcare Australia 35% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1300 60% 75% > 1300 75% 

FKP.AX FKP Property Group Australia 25% 0 - 5000 15% 5000 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75% 

FWD.AX Fleetwood Corp Ltd. Australia 30% 0 - 100 15% 100 - 600 25% 30% 600 - 950 40% 55% > 950 75% 



(continued) 





FBU.AX Fletcher Building Limited Australia 25% 0 - 150 10% 150 - 900 20% 25% 900 - 4750 35% 45% > 4750 75% 

FXL.AX Flexigroup Limited Australia 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

FLT.AX Flight Centre Ltd. Australia 10% 0 - 50 10% 50 - 300 20% 25% 300 - 2100 35% 45% > 2100 75% 

FMS.AX Flinders Mines Ltd Australia 45% 0 - 90250 20% 90250 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75% 

FML.AX Focus Minerals Ltd Australia 50% 0 - 106750 25% 106750 - 300000 40% 50% 300000 - 300000 75% 75% > 300000 75% 

FEA.AX Forest Enterprises Australia Ltd. Australia 40% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

FXR.AX Fox Resources Ltd Australia 50% 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

FNT.AX Frontier Resources Ltd Australia 45% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

FSA.AX FSA Group Limited Australia 45% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

FUN.AX Funtastic Ltd. Australia 45% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

GXY.AX Galaxy Resources Ltd Australia 50% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

GAP.AX Gale Pacific Ltd. Australia 45% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

GJT.AX Galileo Japan Trust Australia 45% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 6500 60% 75% > 6500 75% 

GBT.AX Gbst Holdings Limited Australia 50% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

GTG.AX Genetic Technologies Ltd. Australia 45% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

GDY.AX Geodynamics Ltd. Australia 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

GBG.AX Gindalbie Metals Ltd Australia 10% 0 - 1900 15% 1900 - 5750 25% 30% 5750 - 9500 40% 55% > 9500 75% 

GIR.AX Giralia Resources Nl Australia 35% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

GCS.AX Global Construction Services Ltd. Australia 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

GFE.AX Global Iron Ltd Australia 50% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

GMI.AX Global Mining Investments Limited Australia 35% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

GLB.AX Globe International Ltd. Australia 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

GBE.AX Globe Uranium Ltd Australia 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

GCL.AX Gloucester Coal Ltd. Australia 15% 0 - 150 10% 150 - 900 20% 25% 900 - 3000 35% 45% > 3000 75% 

GDN.AX Golden State Resources Australia 45% 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

GWR.AX Golden West Resources Limited Australia 40% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

GFF.AX Goodman Fielder Ltd. Australia 10% 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 40000 35% 45% > 40000 75% 

GMG.AX Goodman Group Australia 20% 0 - 31250 20% 31250 - 200000 30% 40% 200000 - 300000 50% 60% > 300000 75% 

GOW.AX Gowing Bros Ltd. Australia 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

GNC.AX Graincorp Ltd. Australia 30% 0 - 150 10% 150 - 900 20% 25% 900 - 2200 35% 45% > 2200 75% 

GRR.AX Grange Resources Limited. Australia 35% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

GRD.AX GRD Ltd. Australia 45% 0 - 35500 25% 35500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

GGG.AX Greenland Minerals & Energy Australia 40% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

GOZ.AX Growthpoint Properties Australia Australia 45% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

GUD.AX GUD Holdings Ltd. Australia 10% 0 - 90 10% 90 - 550 20% 25% 550 - 1100 35% 45% > 1100 75% 

GPG.AX Guinness Peat Group Plc. Australia 35% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

GNM.AX Gujarat NRE Resources Ltd Australia 40% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

GNS.AX Gunns Ltd. Australia 10% 0 - 2750 10% 2750 - 8250 20% 25% 8250 - 10000 35% 45% > 10000 75% 

GWT.AX GWA International Ltd. Australia 10% 0 - 800 10% 800 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

JHX.AX Hardie (James) Industries NV Australia 10% 0 - 300 10% 300 - 1800 20% 25% 1800 - 15000 35% 45% > 15000 75% 

HVN.AX Harvey Norman Holdings Ltd. Australia 10% 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 25000 35% 45% > 25000 75% 

HST.AX Hastie Group Ltd. Australia 30% 0 - 1500 15% 1500 - 4500 25% 30% 4500 - 7250 40% 55% > 7250 75% 

HDF.AX Hastings Diversified Utilities Fund Australia 10% 0 - 6000 15% 6000 - 20000 25% 30% 20000 - 20000 75% 75% > 20000 75% 

HHY.AX Hastings High Yield Fund Australia 40% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

HAV.AX Havilah Resources NL Australia 40% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

HSP.AX Healthscope Ltd. Australia 10% 0 - 450 10% 450 - 2750 20% 25% 2750 - 5750 35% 45% > 5750 75% 

HIN.AX HeartWare International Inc Australia 40% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

HSK.AX Heemskirk Consolidated Ltd Australia 45% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

HLX.AX Helix Resources Ltd Australia 45% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

HER.AX Herald Resources Limited Australia 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

HRR.AX Heron Resources Limited Australia 40% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

HAP.AX Hfa Accelerator Plus Ltd Australia 45% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

HFA.AX Hfa Holdings Limited Australia 50% 0 - 10250 25% 10250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

HNG.AX Hgl Ltd. Australia 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 



(continued) 





HIG.AX Highlands Pacific Ltd. Australia 45% 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

HEG.AX Hill End Gold Limited Australia 45% 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

HGO.AX Hillgrove Resources Ltd Australia 45% 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

HIL.AX Hills Industries Ltd. Australia 10% 0 - 600 25% 600 - 1800 40% 50% 1800 - 2300 60% 75% > 2300 75% 

HZN.AX Horizon Oil Limited Australia 40% 0 - 19500 25% 19500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

HHV.AX Hunter Hall Global Value Limited Australia 45% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

HHL.AX Hunter Hall International Ltd. Australia 35% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

HTA.AX Hutchison Telecomms. Australia Ltd. Australia 45% 0 - 9500 25% 9500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

HMC.AX Hydromet Corporation Ltd Australia 45% 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

ICN.AX Icon Energy Ltd Australia 45% 0 - 10250 20% 10250 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75% 

IDT.AX IDT Australia Ltd Australia 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

IIN.AX iiNET Ltd. Australia 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

ILU.AX Iluka Resources Ltd. Australia 10% 0 - 350 10% 350 - 2100 20% 25% 2100 - 10000 35% 45% > 10000 75% 

IMI.AX Im Medical Ltd Australia 50% 0 - 572750 25% 572750 - 1750000 40% 50% 1750000 - 1750000 75% 75% > 1750000 75% 

IMA.AX Image Resources Nl Australia 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

IMD.AX Imdex Limited Australia 40% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3500 60% 75% > 3500 75% 

IMF.AX IMF (Australia) Ltd Australia 40% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1800 60% 75% > 1800 75% 

IMP.AX Imperial Corporation Ltd Australia 45% 0 - 126000 25% 126000 - 400000 40% 50% 400000 - 400000 75% 75% > 400000 75% 

IXR.AX IMX Resources NL Australia 45% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

IPL.AX Incitec Pivot Ltd Australia 15% 0 - 6000 20% 6000 - 35000 35% 50% 35000 - 85000 50% 75% > 85000 75% 

IDG.AX Indago Resources Ltd Australia 45% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

IGO.AX Independence Group NL Australia 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2750 35% 45% > 2750 75% 

IRN.AX Indophil Resources Nl Australia 30% 0 - 1200 15% 1200 - 7250 25% 30% 7250 - 8250 40% 55% > 8250 75% 

IDL.AX Industrea Ltd Australia 40% 0 - 11250 15% 11250 - 35000 25% 30% 35000 - 35000 75% 75% > 35000 75% 

IFM.AX Infomedia Ltd. Australia 40% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

IIF.AX ING Industrial Fund Australia 25% 0 - 7500 20% 7500 - 25000 30% 40% 25000 - 40000 50% 60% > 40000 75% 

IOF.AX ING Office Fund Australia 15% 0 - 28750 10% 28750 - 85000 20% 25% 85000 - 85000 75% 75% > 85000 75% 

ILF.AX ING Real Estate Commun. Australia 45% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

Living Fund 

IEF.AX Ing Real Estate Entertainment Fund Australia 40% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

INP.AX Innamincka Petroleum Ltd Australia 45% 0 - 9000 25% 9000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

IGR.AX Integra Mining Ltd Australia 45% 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

IRI.AX Integrated Research Limited Australia 45% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

INT.AX Intermoco Ltd Australia 50% 0 - 50750 25% 50750 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

IGC.AX International Goldfields Ltd.. Australia 40% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

IAU.AX Intrepid Mines Ltd Australia 45% 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

IVC.AX Invocare Ltd. Australia 10% 0 - 70 15% 70 - 400 25% 30% 400 - 1300 40% 55% > 1300 75% 

IFL.AX IOOF Holdings Ltd. Australia 10% 0 - 100 10% 100 - 600 20% 25% 600 - 2500 35% 45% > 2500 75% 

IRE.AX Iress Market Technology Ltd. Australia 10% 0 - 70 10% 70 - 400 20% 25% 400 - 2750 35% 45% > 2750 75% 

IBC.AX Ironbark Capital Ltd. Australia 50% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

ISF.AX iSOFT Group Ltd Australia 25% 0 - 5000 15% 5000 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75% 

ISS.AX ISS Group Ltd Australia 50% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

JML.AX Jabiru Metals Ltd. Australia 40% 0 - 7250 20% 7250 - 20000 30% 40% 20000 - 20000 75% 75% > 20000 75% 

JBH.AX JB Hi-Fi Ltd. Australia 10% 0 - 60 10% 60 - 350 20% 25% 350 - 4500 35% 45% > 4500 75% 

JET.AX Jetset Travelworld Ltd Australia 40% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

KSC.AX K & S Corporation Ltd. Australia 40% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

KZL.AX Kagara Ltd. Australia 20% 0 - 9000 20% 9000 - 25000 30% 40% 25000 - 25000 75% 75% > 25000 75% 

KAR.AX Karoon Gas Australia Limited Australia 20% 0 - 150 10% 150 - 900 20% 25% 900 - 4750 35% 45% > 4750 75% 

KBC.AX Keybridge Capital Ltd Australia 40% 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

KYC.AX Keycorp Ltd. Australia 45% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

KIL.AX Kfm Diversified Infrastructure Australia 35% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

KMN.AX Kings Minerals Nl Australia 40% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

KCN.AX Kingsgate Consolidated Ltd. Australia 10% 0 - 100 10% 100 - 600 20% 25% 600 - 2400 35% 45% > 2400 75% 

LEG.AX Legend Mining Ltd Australia 45% 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

LLP.AX Lend Lease Primelife Ltd Australia 40% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 



(continued) 





LNC.AX Linc Energy Ltd Australia 25% 0 - 1300 10% 1300 - 4000 20% 25% 4000 - 6500 35% 45% > 6500 75% 

LRF.AX Linq Resources Fund Australia 35% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

LNN.AX Lion Nathan Ltd. Australia 10% 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 15000 35% 45% > 15000 75% 

LST.AX Lion Selection Ltd. Australia 35% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

LNG.AX Liquefied Natural Gas Limited Australia 45% 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 4500 75% 75% > 4500 75% 

LWB.AX Little World Beverages Ltd Australia 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

LCT.AX Living Cell Technologies Limited Australia 45% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

LDW.AX Ludowici Limited Australia 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

LYL.AX Lycopodium Ltd Australia 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

LYC.AX Lynas Corporation Ltd. Australia 40% 0 - 10250 20% 10250 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75% 

MSL.AX Mac Services Group Ltd Australia 35% 0 - 150 25% 150 - 450 40% 50% 450 - 750 60% 75% > 750 75% 

MCC.AX MacArthur Coal Ltd. Australia 15% 0 - 300 10% 300 - 1800 20% 25% 1800 - 7000 35% 45% > 7000 75% 

MAH.AX Macmahon Holdings Ltd. Australia 20% 0 - 19750 15% 19750 - 60000 25% 30% 60000 - 60000 75% 75% > 60000 75% 

MCW.AX Macquarie CountryWide Trust Australia 20% 0 - 14250 15% 14250 - 45000 25% 30% 45000 - 55000 40% 55% > 55000 75% 

MDT.AX Macquarie DDT Trust Australia 25% 0 - 31750 25% 31750 - 95000 40% 50% 95000 - 95000 75% 75% > 95000 75% 

MMG.AX Macquarie Media Group Ltd. Australia 20% 0 - 500 25% 500 - 1500 40% 50% 1500 - 2400 60% 75% > 2400 75% 

MOF.AX Macquarie Office Trust Australia 20% 0 - 71250 15% 71250 - 200000 25% 30% 200000 - 200000 75% 75% > 200000 75% 

MFG.AX Magellan Financial Group Australia 50% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

MFF.AX Magellan Flagship Fund Limited Australia 45% 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

MRU.AX Mantra Resources Ltd Australia 45% 0 - 150 25% 150 - 900 40% 50% 900 - 1000 60% 75% > 1000 75% 

MAE.AX Marion Energy Limited Australia 35% 0 - 5750 25% 5750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

MSF.AX Maryborough Sugar Factory Australia 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MXI.AX MaxiTRANS Industries Ltd. Australia 40% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

MMS.AX Mcmillan Shakespeare Ltd. Australia 40% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

MCP.AX McPherson’s Ltd. Australia 35% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

MML.AX Medusa Mining Ltd Australia 40% 0 - 250 15% 250 - 1500 25% 30% 1500 - 2300 40% 55% > 2300 75% 

MLB.AX Melbourne It Limited Australia 35% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

MRM.AX Mermaid Marine Australia Limited Australia 35% 0 - 600 15% 600 - 1800 25% 30% 1800 - 2000 40% 55% > 2000 75% 

MSB.AX Mesoblast Limited Australia 40% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

MBP.AX Metabolic Pharmaceuticals Ltd. Australia 45% 0 - 10000 25% 10000 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

MLS.AX Metals Australia Ltd Australia 45% 0 - 16000 25% 16000 - 50000 40% 50% 50000 - 50000 75% 75% > 50000 75% 

MLX.AX Metals X Ltd. Australia 35% 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

MTS.AX Metcash Ltd. Australia 10% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 20000 35% 45% > 20000 75% 

MEL.AX Metgasco Ltd Australia 40% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

MEO.AX Methanol Australia Limited Australia 40% 0 - 17250 25% 17250 - 50000 40% 50% 50000 - 50000 75% 75% > 50000 75% 

MLT.AX Milton Corporation Ltd. Australia 40% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

MRE.AX Minara Resources Ltd. Australia 10% 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 25000 35% 45% > 25000 75% 

MCR.AX Mincor Resources NL Australia 15% 0 - 1400 10% 1400 - 4250 20% 25% 4250 - 7250 35% 45% > 7250 75% 

MAK.AX Minemakers Ltd Australia 40% 0 - 10250 25% 10250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

MDL.AX Mineral Deposits Ltd. Australia 25% 0 - 1900 15% 1900 - 5750 25% 30% 5750 - 6750 40% 55% > 6750 75% 

MIN.AX Mineral Resources Limited Australia 30% 0 - 100 25% 100 - 300 40% 50% 300 - 500 60% 75% > 500 75% 

MLI.AX Mintails Limited Australia 45% 0 - 16000 25% 16000 - 50000 40% 50% 50000 - 50000 75% 75% > 50000 75% 

MBN.AX Mirabela Nickel Limited Australia 45% 0 - 450 20% 450 - 2750 30% 40% 2750 - 4500 50% 60% > 4500 75% 

MIR.AX Mirrabooka Investments Ltd. Australia 45% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

MGR.AX Mirvac Group Australia 15% 0 - 8250 20% 8250 - 50000 30% 40% 50000 - 95000 50% 60% > 95000 75% 

MIX.AX Mirvac Industrial Trust Australia 45% 0 - 14250 25% 14250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75% 

MRZ.AX Mirvac Real Estate Investment Trust Australia 50% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

MBT.AX Mission Biofuels Ltd Australia 45% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

MCU.AX Mitchell Communication Group Ltd. Australia 35% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

MMA.AX Mmc Contrarian Limited Australia 45% 0 - 38750 25% 38750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

MPO.AX Molopo Australia Ltd. Australia 30% 0 - 2000 20% 2000 - 6000 30% 40% 6000 - 6000 75% 75% > 6000 75% 

MOL.AX Moly Mines Ltd Australia 40% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 4250 50% 60% > 4250 75% 

MND.AX Monadelphous Group Ltd. Australia 10% 0 - 80 10% 80 - 500 20% 25% 500 - 1600 35% 45% > 1600 75% 

MOC.AX Mortgage Choice Ltd. Australia 35% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 



(continued) 





MOS.AX Mosaic Oil NL Australia 40% 0 - 41000 25% 41000 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

MGX.AX Mount Gibson Iron Ltd. Australia 15% 0 - 6500 10% 6500 - 20000 20% 25% 20000 - 35000 35% 45% > 35000 75% 

MUE.AX Multiplex European Property Fund Australia 45% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

MUN.AX Mundo Minerals Ltd Australia 45% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

MMX.AX Murchison Metals Ltd Australia 15% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 9250 35% 45% > 9250 75% 

NAM.AX Namoi Cotton Co-Operative Limited Australia 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

NAN.AX Nanosonics Ltd Australia 40% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

NHR.AX National Hire Group Ltd. Australia 40% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

NAV.AX Navigator Resources Ltd Australia 45% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

NVT.AX Navitas Ltd. Australia 25% 0 - 200 25% 200 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

NMS.AX Neptune Marine Services Ltd Australia 35% 0 - 4500 15% 4500 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75% 

NHC.AX New Hope Corp Ltd. Australia 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2000 35% 45% > 2000 75% 

NZO.AX New Zealand Oil & Gas Limited Australia 30% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

NEM.AX Newmont Mining Corp. Australia 15% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

NWSLV.AX News Corp Non-Vot Australia 10% 0 - 150 10% 150 - 900 20% 25% 900 - 3000 35% 45% > 3000 75% 

NWT.AX Newsat Ltd Australia 45% 0 - 997250 25% 997250 - 3000000 40% 50% 3000000 - 3000000 75% 75% > 3000000 75% 

NBS.AX Nexbis Ltd Australia 40% 0 - 8500 20% 8500 - 25000 30% 40% 25000 - 25000 75% 75% > 25000 75% 

NXS.AX Nexus Energy Ltd. Australia 50% 0 - 36500 20% 36500 - 100000 30% 40% 100000 - 100000 75% 75% > 100000 75% 

NGM.AX Ngm Resources Ltd Australia 45% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

NHF.AX Nib Holdings Limited Australia 30% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2500 60% 75% > 2500 75% 

NCK.AX Nick Scali Limited Australia 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

NDO.AX Nido Petroleum Limited Australia 35% 0 - 33750 25% 33750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

NKP.AX Nkwe Platinum Ltd Australia 45% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

NOD.AX Nomad Building Solutions Limited Australia 40% 0 - 600 20% 600 - 3500 30% 40% 3500 - 4500 50% 60% > 4500 75% 

NBL.AX Noni B Limited Australia 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

NFK.AX Norfolk Group Limited Australia 40% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

NEC.AX Northern Energy Corporation Ltd Australia 45% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

NFE.AX Northern Iron Ltd. Australia 35% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

NGF.AX Norton Gold fields Ltd Australia 45% 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

NRT.AX Novogen Ltd. Australia 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

NWH.AX NRW Holdings Ltd Australia 50% 0 - 350 15% 350 - 2100 25% 30% 2100 - 10000 40% 55% > 10000 75% 

NUF.AX Nufarm Ltd. Australia 10% 0 - 250 10% 250 - 1500 20% 25% 1500 - 8750 35% 45% > 8750 75% 

NPX.AX Nuplex Industries Limited. Australia 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

OAK.AX Oaks Hotels & Resorts Limited Australia 45% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

OKN.AX Oakton Ltd. Australia 30% 0 - 250 25% 250 - 750 40% 50% 750 - 1300 60% 75% > 1300 75% 

OGC.AX OceanaGold Corporation Australia 40% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

OEX.AX Oilex Ltd Australia 40% 0 - 5750 25% 5750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

OMH.AX Om Holdings Ltd Australia 15% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5500 35% 45% > 5500 75% 

ORD.AX Ord River Resources Ltd Australia 45% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

ORL.AX Orotongroup Ltd. Australia 45% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

OEL.AX Otto Energy Ltd Australia 45% 0 - 31000 25% 31000 - 95000 40% 50% 95000 - 95000 75% 75% > 95000 75% 

OZL.AX OZ Minerals Ltd Australia 25% 0 - 17250 10% 17250 - 100000 20% 25% 100000 - 150000 35% 45% > 150000 75% 

OZG.AX OZGrowth Ltd. Australia 50% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

PBG.AX Pacific Brands Ltd. Australia 20% 0 - 6750 15% 6750 - 20000 25% 30% 20000 - 35000 40% 55% > 35000 75% 

PRE.AX Pacrim Energy Ltd Australia 50% 0 - 69500 25% 69500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75% 

PDN.AX Paladin Energy Ltd. Australia 10% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75% 

PPP.AX Pan Pacific Petroleum Nl Australia 40% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

PNA.AX PanAust Ltd Australia 20% 0 - 40500 20% 40500 - 100000 30% 40% 100000 - 100000 75% 75% > 100000 75% 

PAN.AX Panoramic Resources Ltd Australia 20% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6500 35% 45% > 6500 75% 

PPX.AX PaperlinX Ltd. Australia 30% 0 - 2200 15% 2200 - 6500 25% 30% 6500 - 10000 40% 55% > 10000 75% 

PFL.AX Patties Foods Ltd Australia 40% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

PPC.AX Peet & Co. Ltd. Australia 35% 0 - 200 25% 200 - 600 40% 50% 600 - 1100 60% 75% > 1100 75% 

PEN.AX Peninsula Minerals Ltd Australia 45% 0 - 58250 25% 58250 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

PSH.AX Penrice Soda Holdings Ltd Australia 50% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 



(continued) 





PBA.AX Peoplebank Australia Ltd Australia 45% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

PNN.AX Pepinnini Minerals Ltd Australia 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

PLI.AX Peplin Inc - CDI Australia 50% 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

PEM.AX Perilya Ltd. Australia 40% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

PPT.AX Perpetual Trustees Australia Ltd. Australia 10% 0 - 30 10% 30 - 200 20% 25% 200 - 550 35% 45% > 550 75% 

PRU.AX Perseus Mining Ltd Australia 35% 0 - 800 25% 800 - 2400 40% 50% 2400 - 3250 60% 75% > 3250 75% 

PSA.AX Petsec Energy Ltd. Australia 40% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

PXS.AX Pharmaxis Ltd. Australia 30% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1900 60% 75% > 1900 75% 

POH.AX Phosphagenics Ltd. Australia 50% 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

POZ.AX Phosphate Australia Ltd Australia 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

PGA.AX Photon Group Ltd. Australia 35% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

PRC.AX Pike River Coal Limited Australia 45% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

PWK.AX Pipe Networks Ltd Australia 40% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

PTM.AX Platinum Asset Management Ltd Australia 10% 0 - 500 10% 500 - 1500 20% 25% 1500 - 2200 35% 45% > 2200 75% 

PLA.AX Platinum Australia Ltd. Australia 15% 0 - 1600 20% 1600 - 4750 30% 40% 4750 - 7750 50% 60% > 7750 75% 

PMC.AX Platinum Capital Ltd. Australia 45% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

PLV.AX Pluton Resources Ltd Australia 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

PMP.AX PMP Ltd. Australia 15% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3750 60% 75% > 3750 75% 

PVE.AX Po Valley Energy Limited Australia 50% 0 - 200 25% 200 - 600 40% 50% 600 - 950 60% 75% > 950 75% 

POL.AX Polaris Metals Nl Australia 50% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

PBD.AX Port Bouvard Ltd. Australia 45% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

POS.AX Poseidon Nickel Ltd Australia 45% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

PPS.AX Praemium Limited Australia 45% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

PDZ.AX Prairie Downs Metals Ltd Australia 50% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

PBT.AX Prana Biotechnology Limited Australia 45% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

PMV.AX Premier Investments Ltd. Australia 25% 0 - 100 20% 100 - 600 30% 40% 600 - 1100 50% 60% > 1100 75% 

PRV.AX Premium Investors Limited Australia 45% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

PRY.AX Primary Health Care Ltd. Australia 20% 0 - 200 10% 200 - 1200 20% 25% 1200 - 9250 35% 45% > 9250 75% 

PTN.AX Prime Retirement & Aged Care Australia 45% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

PRT.AX Prime Television Ltd. Australia 40% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

PAG.AX PrimeAg Australia Ltd Australia 35% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

PME.AX Pro Medicus Ltd. Australia 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

PBP.AX Probiotec Ltd Australia 40% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

PGL.AX Progen Pharmaceuticals Ltd. Australia 40% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

PRG.AX Programmed Maintenance Services Australia 30% 0 - 100 25% 100 - 600 40% 50% 600 - 950 60% 75% > 950 75% 

QHL.AX Quickstep Holdings Ltd Australia 45% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

RMS.AX Ramelius Resources Ltd Australia 35% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

RHC.AX Ramsay Health Care Ltd. Australia 10% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75% 

RRS.AX Range Resources Ltd Australia 45% 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

RCR.AX Rcr Tomlinson Limited Australia 40% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

REA.AX realestate.com.au Ltd. Australia 30% 0 - 350 15% 350 - 1100 25% 30% 1100 - 1100 75% 75% > 1100 75% 

RKN.AX Reckon Ltd. Australia 40% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

RNY.AX Reckson New York Property Trust Australia 45% 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

RED.AX Red 5 Ltd. Australia 45% 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

RFE.AX Red Fork Energy Ltd Australia 45% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

RHI.AX Red Hill Iron Ltd Australia 50% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

RDF.AX Redflex Holdings Ltd. Australia 30% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

REH.AX Reece Australia Ltd. Australia 35% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

RDR.AX Reed Resources Ltd Australia 45% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

RCT.AX Reef Casino Trust Australia 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

REX.AX Regional Express Holdings Limited Australia 40% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

RRL.AX Regis Resources Ltd Australia 50% 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

RSN.AX Renison Consolidated Mines Nl Australia 50% 0 - 77250 25% 77250 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75% 

RMD.AX Resmed Inc. Australia 10% 0 - 700 10% 700 - 4250 20% 25% 4250 - 8250 35% 45% > 8250 75% 



(continued) 





RSG.AX Resolute Mining Ltd. Australia 40% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

RES.AX Resource Generation Ltd Australia 45% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

RFG.AX Retail Food Group Australia 25% 0 - 90 25% 90 - 250 40% 50% 250 - 550 60% 75% > 550 75% 

REF.AX Reverse Corp Ltd. Australia 35% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

RWD.AX Reward Minerals Ltd Australia 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

RHG.AX RHG Ltd Australia 50% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

RIC.AX Ridley Corp. Ltd. Australia 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 2750 60% 75% > 2750 75% 

RCY.AX Rivercity Motorway Group Australia 35% 0 - 9000 25% 9000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

RIV.AX Riversdale Mining Limited Australia 10% 0 - 50 10% 50 - 300 20% 25% 300 - 3750 35% 45% > 3750 75% 

ROC.AX Roc Oil Co. Ltd. Australia 10% 0 - 13500 15% 13500 - 40000 25% 30% 40000 - 40000 75% 75% > 40000 75% 

ROK.AX Rock Building Society Ltd. Australia 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

RPX.AX Rp Data Ltd Australia 40% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

RHL.AX Ruralco Holdings Limited Australia 40% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

SAI.AX SAI Global Ltd. Australia 25% 0 - 150 15% 150 - 900 25% 30% 900 - 1800 40% 55% > 1800 75% 

SAE.AX Salianas Energy Ltd Australia 45% 0 - 7750 25% 7750 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

SLM.AX Salmat Ltd. Australia 30% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

SFR.AX Sandfire Resources NL Australia 75% 0 - 400 25% 400 - 2400 40% 50% 2400 - 4500 60% 75% > 4500 75% 

SND.AX Saunders International Limited Australia 50% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

SAV.AX Savcor Group Ltd. Australia 40% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

SFC.AX Schaffer Corp. Ltd. Australia 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

SDI.AX SDI Ltd. Australia 50% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

SDM.AX Sedgman Limited Australia 35% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

SEK.AX Seek Ltd. Australia 10% 0 - 450 10% 450 - 2750 20% 25% 2750 - 10000 35% 45% > 10000 75% 

SHV.AX Select Harvests Ltd. Australia 40% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

SEN.AX Senetas Corp. Ltd. Australia 45% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

SRV.AX Servcorp Ltd. Australia 40% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

SSM.AX Service Stream Ltd Australia 35% 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

SEV.AX Seven Network Ltd. Australia 10% 0 - 100 10% 100 - 600 20% 25% 600 - 2400 35% 45% > 2400 75% 

SIP.AX Sigma Pharmaceuticals Ltd. Australia 10% 0 - 11750 10% 11750 - 35000 20% 25% 35000 - 35000 75% 75% > 35000 75% 

SLX.AX Silex Systems Ltd. Australia 50% 0 - 80 15% 80 - 500 25% 30% 500 - 750 40% 55% > 750 75% 

SLR.AX Silver Lake Resources Limited Australia 45% 0 - 2750 20% 2750 - 8250 30% 40% 8250 - 8250 75% 75% > 8250 75% 

SGM.AX Sims Metal Management Ltd. Australia 10% 0 - 40 10% 40 - 250 20% 25% 250 - 3000 35% 45% > 3000 75% 

SGT.AX Singapore Telecommunications Ltd. Australia 5% 0 - 6500 10% 6500 - 20000 20% 25% 20000 - 20000 75% 75% > 20000 75% 

SGX.AX Sino Gold Ltd. Australia 10% 0 - 900 10% 900 - 5500 20% 25% 5500 - 8000 35% 45% > 8000 75% 

SIR.AX Sirius Resources Ltd Australia 50% 0 - 72750 25% 72750 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75% 

SRX.AX Sirtex Medical Ltd. Australia 40% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

SKE.AX Skilled Group Ltd. Australia 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

SKC.AX Sky City Entertainment Group Ltd Australia 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 3250 40% 55% > 3250 75% 

SKT.AX Sky Network Television Limited. Australia 35% 0 - 100 25% 100 - 300 40% 50% 300 - 500 60% 75% > 500 75% 

SGH.AX Slater & Gordon Ltd Australia 45% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

SMX.AX SMS Management & Technology Ltd. Australia 30% 0 - 100 15% 100 - 600 25% 30% 600 - 1500 40% 55% > 1500 75% 

SLA.AX Solagran Ltd Australia 45% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

SOE.AX Souls Private Equity Limited Australia 40% 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

SXE.AX Southern Cross Electrical Eng. Ltd Australia 40% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

SPN.AX SP Ausnet Australia 10% 0 - 12500 10% 12500 - 40000 20% 25% 40000 - 40000 75% 75% > 40000 75% 

SOT.AX SP Telemedia Ltd. Australia 40% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

SKI.AX Spark Infrastructure Group Australia 10% 0 - 5500 10% 5500 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75% 

STW.AX SPDR S&P/ASX 200 Fund Australia 35% 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75% 

SLF.AX SPDR S&P/ASX 200 Listed Property Australia 45% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

SFY.AX SPDR S&P/ASX 50 Fund Australia 40% 0 - 300 5% 300 - 1800 10% 20% 1800 - 3000 25% 40% > 3000 75% 

SFH.AX Specialty Fashion Group Ltd. Australia 40% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

SPH.AX Sphere Investments Limited Australia 40% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

SPT.AX Spotless Group Ltd. Australia 10% 0 - 300 15% 300 - 1800 25% 30% 1800 - 3000 40% 55% > 3000 75% 

SBM.AX St Barbara Ltd. Australia 10% 0 - 59000 15% 59000 - 200000 25% 30% 200000 - 200000 75% 75% > 200000 75% 



(continued) 





SPL.AX Starpharma Holdings Ltd. Australia 45% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

SRL.AX Straits Resources Ltd. Australia 30% 0 - 1100 15% 1100 - 6500 25% 30% 6500 - 10000 40% 55% > 10000 75% 

STX.AX Strike Oil Ltd Australia 45% 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

SRK.AX Strike Resources Ltd. Australia 40% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1900 60% 75% > 1900 75% 

STS.AX Structural Systems Ltd Australia 40% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

STU.AX Stuart Petroleum Ltd Australia 45% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

SGN.AX STW Communications Group Ltd. Australia 30% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

SMM.AX Summit Resources Ltd. Australia 40% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SDL.AX Sundance Resources Limited Australia 20% 0 - 74750 15% 74750 - 200000 25% 30% 200000 - 200000 75% 75% > 200000 75% 

SDG.AX Sunland Group Ltd Australia 50% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5750 60% 75% > 5750 75% 

SUL.AX Supa Cheap Auto Australia 25% 0 - 100 25% 100 - 600 40% 50% 600 - 650 60% 75% > 650 75% 

SWK.AX Swick Mining Services Ltd Australia 35% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

SLV.AX Sylvania Resources Ltd. Australia 40% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

SYM.AX Symex Holdings Ltd. Australia 45% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

TWO.AX Talent2 International Ltd. Australia 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

TLM.AX Talisman Resources Ltd Australia 50% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

TWD.AX Tamawood Limited Australia 50% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

TAM.AX Tanami Gold Nl Australia 40% 0 - 93000 25% 93000 - 300000 40% 50% 300000 - 300000 75% 75% > 300000 75% 

TAP.AX Tap Oil Ltd. Australia 35% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

TAS.AX Tasman Resources Ltd Australia 45% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

TGR.AX Tassal Group Ltd. Australia 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

TTS.AX Tatts Group Ltd Australia 10% 0 - 5000 10% 5000 - 15000 20% 25% 15000 - 30000 35% 45% > 30000 75% 

TNE.AX Technology One Ltd. Australia 35% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

TGG.AX Templeton Global Growth Fund Australia 40% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

TEN.AX Ten Network Holdings Ltd. Australia 10% 0 - 2000 10% 2000 - 6000 20% 25% 6000 - 8000 35% 45% > 8000 75% 

TZN.AX Terramin Australia Ltd. Australia 35% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

TFC.AX TFS Corporation Ltd Australia 35% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

THG.AX Thakral Holdings Group Australia 50% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

TRS.AX The Reject Shop Limited Australia 25% 0 - 90 25% 90 - 250 40% 50% 250 - 300 60% 75% > 300 75% 

TSM.AX Thinksmart Ltd Australia 45% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

THO.AX Thomas & Coffey Limited Australia 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

TGA.AX Thorn Group Ltd Australia 40% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

TGS.AX Tiger Resources Ltd Australia 45% 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

TSO.AX Tishman Speyer Office Fund Australia 25% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

TNG.AX TNG Ltd Australia 45% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

TOE.AX Toro Energy Ltd Australia 45% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 10000 60% 75% > 10000 75% 

TAL.AX Tower Australia Group Ltd Australia 10% 0 - 800 10% 800 - 2400 20% 25% 2400 - 4250 35% 45% > 4250 75% 

TWR.AX Tower Ltd. Australia 40% 0 - 200 25% 200 - 600 40% 50% 600 - 700 60% 75% > 700 75% 

TOX.AX Tox Free Solutions Ltd Australia 40% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

TGP.AX Trafalgar Corporate Group Ltd. Australia 45% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

TSI.AX Transfield Services Infra. Fund Australia 30% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

TSE.AX Transfield Services Ltd. Australia 10% 0 - 1100 15% 1100 - 6500 25% 30% 6500 - 9750 40% 55% > 9750 75% 

TPI.AX Transpacific Industries Group Ltd. Australia 50% 0 - 2500 10% 2500 - 7500 20% 25% 7500 - 15000 35% 45% > 15000 75% 

TRG.AX Treasury Group Ltd. Australia 35% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

TRO.AX Tri Origin Minerals Ltd Australia 45% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

TBR.AX Tribune Resources Nl Australia 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

TRY.AX Troy Resources Nl Australia 35% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

TRU.AX Trust Co. of Australia Ltd. Australia 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

TBG.AX Tutt Bryant Group Limited Australia 40% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

UNI.AX Unilife Medical Solutions Ltd Australia 40% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

UGL.AX United Group Ltd. Australia 10% 0 - 150 10% 150 - 900 20% 25% 900 - 3750 35% 45% > 3750 75% 

UMC.AX United Minerals Corporation Nl Australia 40% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3750 60% 75% > 3750 75% 

UBI.AX Universal Biosensors Inc. Australia 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

UNX.AX Uranex Nl Australia 45% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 



(continued) 





UXC.AX UXC Ltd. Australia 35% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

VPG.AX Valad Property Group Australia 30% 0 - 153750 25% 153750 - 450000 40% 50% 450000 - 450000 75% 75% > 450000 75% 

VTP.AX Van Eyk Three Pillars Ltd Australia 50% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

VMG.AX Vdm Group Limited Australia 35% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

VPE.AX Victoria Petroleum Nl Australia 40% 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

VBA.AX Virgin Blue Holdings Ltd. Australia 20% 0 - 50000 10% 50000 - 150000 20% 25% 150000 - 150000 75% 75% > 150000 75% 

VIR.AX Viridis Clean Energy Group Australia 45% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

VGH.AX Vision Group Holdings Ltd. Australia 40% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

WAM.AX Wam Capital Ltd. Australia 45% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

WHS.AX Warehouse Group Limited (The) Australia 40% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

WCB.AX Warrnambool Cheese & Butter Australia 35% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

SOL.AX Washington H Soul Pattinson Australia 30% 0 - 80 25% 80 - 250 40% 50% 250 - 400 60% 75% > 400 75% 

WTP.AX Watpac Limited Australia 35% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

WYL.AX Wattyl Ltd. Australia 35% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

WDS.AX WDS Ltd Australia 35% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

WFM.AX Webfirm Group Australia 50% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

WEB.AX Webjet Ltd. Australia 40% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

WBA.AX Webster Ltd Australia 35% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

WLL.AX Wellcom Group Limited Australia 50% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

WESN.AX Wesfarmers Ltd. Australia 10% 0 - 40 10% 40 - 250 20% 25% 250 - 2200 35% 45% > 2200 75% 

WAN.AX West Aust. Newspapers Holdings Ltd. Australia 10% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75% 

WSA.AX Western Areas NL Australia 10% 0 - 200 10% 200 - 1200 20% 25% 1200 - 4500 35% 45% > 4500 75% 

WGR.AX Westgold Resources Ltd Australia 45% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

WOTCA.AX Westpac Office Trust Australia 40% 0 - 12500 25% 12500 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

WEC.AX White Energy Company Limited Australia 35% 0 - 250 25% 250 - 750 40% 50% 750 - 1100 60% 75% > 1100 75% 

WHF.AX Whitefield Ltd. Australia 50% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

WHC.AX Whitehaven coal Ltd Australia 25% 0 - 700 15% 700 - 2100 25% 30% 2100 - 2500 40% 55% > 2500 75% 

WHG.AX WHK Group Ltd. Australia 35% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

WBB.AX Wide Bay Australia Ltd. Australia 35% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

WFL.AX Willmott Forests Ltd. Australia 45% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

WIG.AX Wilson HTM Investment Group Ltd Australia 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

WIL.AX Wilson Investment Fund Limited Australia 45% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

WTF.AX Wotif.com Holdings Ltd. Australia 10% 0 - 100 10% 100 - 600 20% 25% 600 - 2750 35% 45% > 2750 75% 

WWA.AX Wridgways Australia Ltd Australia 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

ZGL.AX Zicom Group Limited Australia 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

AGRV.VI Agrana Beteiligungs AG Austria 25% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

ATEC.VI A-Tec Industries AG Austria 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

ATRS.VI Atrium European Real Estate Ltd Austria 25% 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75% 

AVWI.VI AVW Invest Austria 75% 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 1 60% 75% > 1 75% 

BWTV.VI BWT AG Austria 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CAIV.VI CA Immobilien Anlagen AG Austria 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

CWTE.VI Christ Water Technology AG Austria 75% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

CONW.VI Conwert Immobilien Invest AG Austria 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

IMEA.VI Immoeast Immobilien Anlagen AG Austria 25% 0 - 3000 20% 3000 - 9000 30% 40% 9000 - 10000 50% 60% > 10000 75% 

IMFI.VI Immofinanz Immobilien Austria 25% 0 - 4750 20% 4750 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75% 

PALF.VI Palfinger AG Austria 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

POLV.VI Polytec Holding AG Austria 75% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

SMPV.VI Semperit AG Holding Austria 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

SIAG.VI Sparkassen Immobilien AG Austria 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

UNIQ.VI Uniqa Versicherungen AG Austria 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

AGFB.BR AGFA-Gevaert NV Belgium 25% 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 3750 40% 55% > 3750 75% 

BAR.BR Barco NV Belgium 25% 0 - 80 20% 80 - 250 30% 40% 250 - 250 75% 75% > 250 75% 

CMB.BR Compagnie Maritime Belge SA Belgium 25% 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

IETB.BR D’ieteren SA Belgium 45% 0 - 50 20% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 



(continued) 





EUAV.BR Euronav SA Belgium 25% 0 - 150 20% 150 - 450 30% 40% 450 - 700 50% 60% > 700 75% 

NYR.BR Nyrstar Belgium 45% 0 - 700 10% 700 - 2100 20% 25% 2100 - 4000 35% 45% > 4000 75% 

OPIN.BR Option NV Belgium 45% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

PUNC.BR Punch International Belgium 45% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

RHJI.BR RHJ International Belgium 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

TESB.BR Tessenderlo Chemie NV Belgium 25% 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

AGI.TO Alamos Gold Inc Canada 25% 0 - 15 25% 15 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

ALS.TO Altius Minerals Corp Canada 45% 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75% 

AQI.TO Aquiline Resources Inc Canada 35% 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75% 

ACMa.TO Astral Media Inc - NV - A Canada 25% 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75% 

ASY.V Avante Security Corp Canada 75% 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75% 

AZD.TO Azure Dynamics Corp Canada 50% 0 - 30 25% 30 - 200 40% 50% 200 - 5500 60% 75% > 5500 75% 

BA_u.TO Bell Aliant Regional Comm.s Fund Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1100 60% 75% > 1100 75% 

CFP.TO Canfor Corp Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1000 60% 75% > 1000 75% 

CAS.TO Cascades Inc Canada 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75% 

XIC.TO CDN S&P/TSX Capped Comp Fund Canada 25% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

CG.TO Centerra Gold Inc Canada 75% 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75% 

CHD.TO Chariot Resources Ltd Canada 75% 0 - 30 25% 30 - 200 40% 50% 200 - 5250 60% 75% > 5250 75% 

CCA.TO Cogeco Cable Inc Canada 45% 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75% 

CJRb.TO Corus Entertainment Inc - NV -B Canada 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

CR.TO Crew Energy Inc Canada 25% 0 - 15 15% 15 - 90 25% 30% 90 - 3250 40% 55% > 3250 75% 

DML.TO Denison Mines Corp Canada 25% 0 - 80 15% 80 - 500 25% 30% 500 - 15000 40% 55% > 15000 75% 

DM.TO Duluth Metals Ltd Canada 75% 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75% 

ELR.TO Eastern Platinum Ltd Canada 25% 0 - 100 20% 100 - 600 30% 40% 600 - 20000 50% 60% > 20000 75% 

ESI.TO Ensign Energy Services Canada 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2100 40% 55% > 2100 75% 

EQN.TO Equinox Minerals Ltd Canada 25% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

EGU.TO European Goldfields Ltd Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 2000 60% 75% > 2000 75% 

FO.V Falcon Oil & Gas Canada 75% 0 - 15 25% 15 - 90 40% 50% 90 - 3250 60% 75% > 3250 75% 

FIU.TO First Uranium Corp Canada 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75% 

FES.TO Flint Energy Services Ltd Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75% 

FSY.TO Forsys Metal Corporation Canada 25% 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75% 

GNA.TO Gerdau Ameristeel Corp Canada 25% 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75% 

GCD.TO Great Canadian Gaming Corp Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1100 60% 75% > 1100 75% 

GPR.TO Great Panther Resources Ltd Canada 75% 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75% 

HAT.V Hathor Exploration Ltd Canada 25% 0 - 15 25% 15 - 90 40% 50% 90 - 3000 60% 75% > 3000 75% 

HOC.TO Heritage Oil Corp Canada 75% 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

HEG.TO Homeland Energy Group Ltd Canada 45% 0 - 20 25% 20 - 100 40% 50% 100 - 4250 60% 75% > 4250 75% 

HNU.TO Horizons BetaPro Nymex NAT-A Canada 25% 0 - 350 25% 350 - 2100 40% 50% 2100 - 3500 60% 75% > 3500 75% 

HBM.TO Hudbay Minerals Inc Canada 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

IMG.TO Iamgold Corporation Canada 25% 0 - 60 20% 60 - 350 30% 40% 350 - 10000 50% 60% > 10000 75% 

IAG.TO Industrial Alliance Insurance Canada 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75% 

JIN.TO Jinshan Gold Mines Inc Canada 45% 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75% 

KAT.TO Katanga mining Ltd Canada 75% 0 - 20 25% 20 - 100 40% 50% 100 - 4250 60% 75% > 4250 75% 

KGI.TO Kirkland Lake Gold Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 700 60% 75% > 700 75% 

LAM.TO Laramide Rsources Ltd Canada 35% 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75% 

LB.TO Laurentian Bank of Canada Canada 25% 0 - 10 15% 10 - 60 25% 30% 60 - 650 40% 55% > 650 75% 

LUN.TO Lundin Mining Corporation Canada 25% 0 - 150 10% 150 - 900 20% 25% 900 - 35000 35% 45% > 35000 75% 

MMT.V Mart Resources Inc Canada 75% 0 - 30 25% 30 - 200 40% 50% 200 - 6250 60% 75% > 6250 75% 

MGA.TO Mega Uranium Ltd Canada 25% 0 - 20 25% 20 - 100 40% 50% 100 - 4000 60% 75% > 4000 75% 

MX.TO Methanex Corp Canada 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

NGX.TO Northgate Minerals Corp Canada 25% 0 - 15 25% 15 - 90 40% 50% 90 - 2500 60% 75% > 2500 75% 

OIL.V Oilexco Inc. Canada 35% 0 - 60 25% 60 - 350 40% 50% 350 - 10000 60% 75% > 10000 75% 

OPC.TO Opti Canada Inc (Can) Canada 25% 0 - 150 20% 150 - 900 30% 40% 900 - 30000 50% 60% > 30000 75% 

PSI.TO Pason System Inc (Can) Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75% 



(continued) 





PBG.TO Petrobank Energy and Resources Ltd Canada 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2400 35% 45% > 2400 75% 

PEY_u.TO Peyto Energy Trust Canada 35% 0 - 10 20% 10 - 60 30% 40% 60 - 2200 50% 60% > 2200 75% 

PNP.TO Pinetree Capital Ltd Canada 35% 0 - 15 25% 15 - 90 40% 50% 90 - 3500 60% 75% > 3500 75% 

QUA.TO Quadra Mining Ltd Canada 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75% 

QEC.TO Questerre Energy Corp Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75% 

RBI.TO Red Back Mining Inc Canada 25% 0 - 40 25% 40 - 250 40% 50% 250 - 8250 60% 75% > 8250 75% 

RUS.TO Russel Metals Inc Canada 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

SVY.TO Savanna Energy Services Corp Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75% 

S.TO Sherritt Intl Corp Canada 25% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

SLW.TO Silver Wheaton Corporation Canada 25% 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75% 

SVM.TO Silvercorp Metals Inc Canada 25% 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75% 

TML.TO Treasury Metals Inc Canada 75% 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75% 

X.TO TSX Group Inc. Canada 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

UUU.TO Uranium One Inc Canada 25% 0 - 150 15% 150 - 900 25% 30% 900 - 30000 40% 55% > 30000 75% 

U.TO Uranium Participation Corp Canada 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75% 

VNX.TO Verenex Energy Inc Canada 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1400 60% 75% > 1400 75% 

VT.TO Viterra Inc. Canada 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75% 

WTN.TO Western Canadian Coal Corp Canada 35% 0 - 150 20% 150 - 900 30% 40% 900 - 25000 50% 60% > 25000 75% 

WTE_u.TO Westshore Terminals Income Fund Canada 35% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

XE.V Xemplar Energy Corp Canada 75% 0 - 10 25% 10 - 60 40% 50% 60 - 1400 60% 75% > 1400 75% 

BOb.CO Bang & Olufsen A/S - B Shares Denmark 45% 0 - 250 20% 250 - 750 30% 40% 750 - 950 50% 60% > 950 75% 

TORM.CO Dampskibsselskabet Torm AS Denmark 25% 0 - 1000 20% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

OSTC.CO EAST ASIATIC Denmark 25% 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75% 

GN.CO GN Store Nord Denmark 15% 0 - 1100 15% 1100 - 3250 25% 30% 3250 - 4000 40% 55% > 4000 75% 

G3E.CO Greentech Energy Systems Denmark 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

JYSK.CO Jyske Bank Denmark 25% 0 - 150 15% 150 - 450 25% 30% 450 - 800 40% 55% > 800 75% 

NRDC.CO Nordicom AS Denmark 45% 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75% 

TDC.CO TDC A/S Denmark 15% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

AMEAS.HE Amer Sports OYJ Finland 25% 0 - 400 20% 400 - 1200 30% 40% 1200 - 1500 50% 60% > 1500 75% 

FLG1S.HE Finnlines OYJ Finland 45% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

HUH1V.HE Huhtamaki Oyj Finland 25% 0 - 300 20% 300 - 900 30% 40% 900 - 1700 50% 60% > 1700 75% 

KRA1V.HE Kemira OYJ Finland 25% 0 - 400 15% 400 - 1200 25% 30% 1200 - 1400 40% 55% > 1400 75% 

MRLBV.HE M-real Oyj Finland 25% 0 - 10250 20% 10250 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75% 

OKDBV.HE Oriola-KD Oyj Finland 25% 0 - 1000 20% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75% 

RAIVV.HE Raisio Plc Finland 45% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

RUG1V.HE Ruukki Group Finland 25% 0 - 350 20% 350 - 2100 30% 40% 2100 - 5500 50% 60% > 5500 75% 

STCBV.HE Stockman Oyj - B Finland 25% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75% 

UNR1V.HE Uponor Oyj Finland 15% 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

ADP.PA ADP Promesses France 25% 0 - 80 15% 80 - 250 25% 30% 250 - 450 40% 55% > 450 75% 

BTPP.PA Affine SA France 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

PHYP.PA Ales Groupe France 75% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

LTEN.PA Alten France 25% 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75% 

ALTT.PA Altran Technologies SA France 25% 0 - 2100 20% 2100 - 6250 30% 40% 6250 - 6250 75% 75% > 6250 75% 

ACNF.PA ANF SA France 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

APRL.PA April Group France 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

ARCH.PA Archos France 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

CEPFi.PA Areva SA France 25% 0 - 15 20% 15 - 50 30% 40% 50 - 50 75% 75% > 50 75% 

AKE.PA Arkema France 25% 0 - 350 10% 350 - 1100 20% 25% 1100 - 1400 35% 45% > 1400 75% 

ASY.PA Assystem France 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

ATAR.PA Atari France 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

ATOS.PA Atos Origin SA France 15% 0 - 250 10% 250 - 1500 20% 25% 1500 - 1500 75% 75% > 1500 75% 

DIKA.PA Audika France 25% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

AVQ.PA Avanquest Software France 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

AVOM.PA Avenir Telecom France 45% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 



(continued) 





BEVD.PA Belvedere SA France 45% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

CHBE.PA Beneteau France 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

BIOX.PA bioMerieux France 75% 0 - 60 15% 60 - 200 25% 30% 200 - 250 40% 55% > 250 75% 

BOIR.PA Boiron SA France 25% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

BOLL.PA Bollore France 25% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

BOND.PA Bonduelle S.C.A. France 25% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

BONG.PA Bongrain France 25% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

GPBN.PA Bourbon France 25% 0 - 350 15% 350 - 1100 25% 30% 1100 - 1100 75% 75% > 1100 75% 

FMTX.PA Boursorama France 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

BUL.PA Bull SA France 25% 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 4500 75% 75% > 4500 75% 

BVI.PA Bureau Veritas SA France 25% 0 - 200 10% 200 - 600 20% 25% 600 - 1100 35% 45% > 1100 75% 

CMAE.PA Camaieu France 25% 0 - 2 25% 2 - 6 40% 50% 6 - 6 75% 75% > 6 75% 

CNLP.PA Canal Plus France 15% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

CBLP.PA Carbone Lorraine France 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

CASP.PA Casino Guichard Perrachon SA France 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

ALCBO.PA CBo Territoria France 45% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

CGDM.PA Cegedim SA France 75% 0 - 5 25% 5 - 20 40% 50% 20 - 20 75% 75% > 20 75% 

CGR.PA Cegereal France 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

CEGI.PA Cegid France 45% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

CRIP.PA Chargeurs SA France 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

DIOR.PA Christian Dior SA France 25% 0 - 50 10% 50 - 300 20% 25% 300 - 1000 35% 45% > 1000 75% 

GEPH.PA Cie Generale de Geophysique France 25% 0 - 700 10% 700 - 4250 20% 25% 4250 - 7750 35% 45% > 7750 75% 

CMFP.PA Ciments Francais France 25% 0 - 25 15% 25 - 150 25% 30% 150 - 200 40% 55% > 200 75% 

CMIP.PA Club Mediterranee France 25% 0 - 400 20% 400 - 1200 30% 40% 1200 - 1200 75% 75% > 1200 75% 

CNPP.PA CNP Assurances France 35% 0 - 150 10% 150 - 450 20% 25% 450 - 650 35% 45% > 650 75% 

CDAF.PA Compagnie des Alpes France 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

PLOF.PA Compagnie Plastic-Omnium SA France 45% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

SIGF.PA CS Communication & Systemes France 75% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

DAST.PA Dassault Systemes S.A. France 15% 0 - 300 10% 300 - 900 20% 25% 900 - 1300 35% 45% > 1300 75% 

DBXSX.PA db x-trcks DJ ES 50 Short ETF France 25% 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75% 

DELX.PA Delachaux SA France 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

DBG.PA Derichebourg France 25% 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 4000 75% 75% > 4000 75% 

DVTM.PA Devoteam SA France 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

EEN.PA EDF Energies Nouvelles SA France 45% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75% 

FOUG.PA Eiffage France 15% 0 - 80 10% 80 - 500 20% 25% 500 - 700 35% 45% > 700 75% 

ENTC.PA Entrepose Contracting France 75% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

ERMT.PA Eramet SLN France 25% 0 - 20 10% 20 - 100 20% 25% 100 - 250 35% 45% > 250 75% 

ESSF.PA Esso SA Francaise France 75% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

MAUP.PA Etablissements Maurel et Prom France 25% 0 - 900 15% 900 - 2750 25% 30% 2750 - 2750 75% 75% > 2750 75% 

TAM.PA Etam Developpement SA France 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

ELER.PA Euler Hermes SA France 25% 0 - 40 15% 40 - 250 25% 30% 250 - 300 40% 55% > 300 75% 

EURA.PA Eurazeo France 35% 0 - 250 10% 250 - 750 20% 25% 750 - 750 75% 75% > 750 75% 

EDLP.PA Euro Disney SCA France 75% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

EUFI.PA Eurofins Scientific France 25% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

ETL.PA Eutelsat Communications France 10% 0 - 500 10% 500 - 1500 20% 25% 1500 - 1900 35% 45% > 1900 75% 

EXEP.PA Exel Industries France 45% 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75% 

FAIP.PA Faiveley SA France 25% 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

EPED.PA Faurecia France 25% 0 - 350 15% 350 - 1100 25% 30% 1100 - 1800 40% 55% > 1800 75% 

LBCP.PA Fimalac France 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

EPMF.PA Financiere de L’Odet France 75% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

LINP.PA Finatis SA France 75% 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75% 

FLMI.PA Fleury Michon SA France 75% 0 - 7.5 25% 7.5 - 20 40% 50% 20 - 20 75% 75% > 20 75% 

GFLO.PA Flo Groupe France 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

FONC.PA Fonciere des 6 et 7 Arrondissements France 25% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 



(continued) 





FDR.PA Fonciere des Regions France 25% 0 - 150 10% 150 - 450 20% 25% 450 - 750 35% 45% > 750 75% 

GLFT.PA GameLoft France 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

GAUM.PA Gaumont SA France 75% 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75% 

GECM.PA Gecimed France 40% 0 - 150 25% 150 - 450 40% 50% 450 - 700 60% 75% > 700 75% 

GFCP.PA Gecina SA France 25% 0 - 100 10% 100 - 300 20% 25% 300 - 550 35% 45% > 550 75% 

GTO.PA Gemalto France 25% 0 - 400 10% 400 - 1200 20% 25% 1200 - 1700 35% 45% > 1700 75% 

GFIP.PA GFI Informatique France 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

GIFP.PA GIFI France 75% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

GLTN.PA GL Events France 45% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

GPAS.PA Groupe Ares France 75% 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

CITT.PA Groupe Crit France 75% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

GETP.PA Groupe Eurotunnel SA France 20% 0 - 1700 20% 1700 - 5000 30% 40% 5000 - 5000 75% 75% > 5000 75% 

GULN.PA Groupe Guillin France 75% 0 - 1 25% 1 - 3 40% 50% 3 - 3 75% 75% > 3 75% 

OPEN.PA Groupe Open France 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

PARP.PA Groupe Partouche France 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

TERI.PA Groupe Steria Sca France 25% 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75% 

VIA.PA Groupe Vial France 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

GRBT.PA Guerbet France 25% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

GUYG.PA Guyenne et Gascogne SA France 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

HRMJ.PA Harmony Gold Mining Company Ltd France 25% 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75% 

PYHE.PA Haulotte Group France 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

EURC.PA Havas SA France 25% 0 - 1700 20% 1700 - 5000 30% 40% 5000 - 8500 50% 60% > 8500 75% 

HRMS.PA Hermes International France 15% 0 - 50 10% 50 - 300 20% 25% 300 - 600 35% 45% > 600 75% 

HIGH.PA High Co France 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

HIMD.PA Hi-Media SA France 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

ICAD.PA ICADE EMGP France 25% 0 - 50 15% 50 - 300 25% 30% 300 - 300 75% 75% > 300 75% 

ILD.PA Iliad SA France 25% 0 - 100 10% 100 - 300 20% 25% 300 - 500 35% 45% > 500 75% 

IMTP.PA Imerys France 35% 0 - 70 10% 70 - 400 20% 25% 400 - 800 35% 45% > 800 75% 

ITMT.PA IMS-Intl Metal Service France 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

INGC.PA Ingenico France 20% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

IPAR.PA Inter Parfums SA France 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

IPN.PA Ipsen SA France 10% 0 - 300 15% 300 - 900 25% 30% 900 - 900 75% 75% > 900 75% 

ISOS.PA Ipsos France 35% 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

JCDX.PA JC Decaux SA France 20% 0 - 150 10% 150 - 900 20% 25% 900 - 2100 35% 45% > 2100 75% 

KOF.PA Kaufman & Broad SA France 75% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

LOIM.PA Klepierre France 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3000 35% 45% > 3000 75% 

KORI.PA Korian France 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

LPER.PA Laurent-Perrier France 25% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

LDCP.PA LDC France 25% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

LECS.PA Lectra France 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

LEGD.PA Legrand Promesses France 20% 0 - 300 10% 300 - 1800 20% 25% 1800 - 2300 35% 45% > 2300 75% 

LDSV.PA Linedata Services France 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

GFII.PA LISI France 25% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

LOCI.PA Locindus France 75% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

LYXRIO.PA Lyxor ETF Brazil Ibovespa France 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

CAC.PA Lyxor ETF CAC40 France 25% 0 - 300 5% 300 - 1800 10% 20% 1800 - 3000 25% 40% > 3000 75% 

MSE.PA Lyxor ETF DJ Euro Stoxx 50 France 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

SEL.PA Lyxor ETF DJ Stoxx Select Div 30 France 25% 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75% 

HK.PA Lyxor ETF HSI EURO France 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75% 

KRW.PA Lyxor ETF Korea EURO France 25% 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75% 

LVC.PA Lyxor ETF Leveraged CAC40 France 25% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 15000 35% 45% > 15000 75% 

INR.PA Lyxor ETF MSCI India France 25% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75% 

MMTP.PA M6 Metropole Television France 10% 0 - 600 15% 600 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75% 

MFCP.PA Maisons France Confort France 45% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 



(continued) 





MANP.PA Manitou BF SA France 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

MATP.PA Manutan (Societe) France 75% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

IAM.PA Maroc Telecom France 10% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MEET.PA Meetic France 25% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

MERY.PA Mercialys SA France 25% 0 - 450 20% 450 - 1400 30% 40% 1400 - 1400 75% 75% > 1400 75% 

MTGC.PA Metrologic Group France 75% 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75% 

MDLB.PA Modelabs Group France 75% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

MNTP.PA Montupet France 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MBRI.PA Mr Bricolage France 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

CNAT.PA Natixis France 20% 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 55000 35% 45% > 55000 75% 

NPOS.PA Neopost SA France 25% 0 - 200 10% 200 - 600 20% 25% 600 - 600 75% 75% > 600 75% 

NEXS.PA Nexans SPA France 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 1300 35% 45% > 1300 75% 

NEXI.PA Nexity France 15% 0 - 400 15% 400 - 1200 25% 30% 1200 - 1200 75% 75% > 1200 75% 

NXTV.PA NextRadioTV France 75% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

NCOX.PA Nicox SA France 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

GNDP.PA Norbert Dentressangle France 75% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

SONO.PA NRJ Group France 35% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

NYX.PA NYSE Euronext France 15% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

ORCO.PA Orco Property Group France 25% 0 - 200 25% 200 - 600 40% 50% 600 - 650 60% 75% > 650 75% 

ORP.PA Orpea France 35% 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75% 

PAJ.PA PagesJaunes Groupe SA France 15% 0 - 500 10% 500 - 3000 20% 25% 3000 - 3750 35% 45% > 3750 75% 

PARF.PA Paref France 75% 0 - 3 25% 3 - 9 40% 50% 9 - 9 75% 75% > 9 75% 

PRI.PA Paris RE Holdings Ltd France 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

PARRO.PA Parrot SA France 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

PVAC.PA Pierre & Vacances France 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

DEJX.PA Piscines Desjoyaux SA France 75% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

PSBP.PA PSB Industries France 25% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

PUBP.PA Publicis Groupe France 15% 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75% 

GENC.PA Rallye SA France 25% 0 - 150 20% 150 - 450 30% 40% 450 - 550 50% 60% > 550 75% 

RXPA.PA Recylex SA France 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

RCOP.PA Remy Cointreau SA France 15% 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

RXL.PA Rexel SA France 25% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75% 

RHA.PA Rhodia SA France 25% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 8750 35% 45% > 8750 75% 

RUBF.PA Rubis France 25% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

SAF.PA Safran SA France 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 3500 35% 45% > 3500 75% 

S1A.PA Saft Groupe SA France 25% 0 - 100 20% 100 - 300 30% 40% 300 - 400 50% 60% > 400 75% 

STDM.PA Sartorius Stedim Biotech France 45% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

SLBP.PA Schlumberger Ltd (Fr) France 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

SCOR.PA SCOR SE (Fr) France 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 3000 35% 45% > 3000 75% 

SEBF.PA SEB SA France 25% 0 - 90 15% 90 - 250 25% 30% 250 - 450 40% 55% > 450 75% 

CCHE.PA Seche Environnement SA France 45% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

SECH.PA Sechilienne-Sidec France 35% 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

SLGC.PA SeLoger.com France 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

VORP.PA Sequana Capital France 45% 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

SESFd.PA SES Global-FDR France 15% 0 - 800 10% 800 - 2400 20% 25% 2400 - 4250 35% 45% > 4250 75% 

BX4.PA SGAM ETF XBEAR CAC40 France 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

BXX.PA SGAM ETF XBEAR STXX 50 France 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75% 

SILP.PA SILIC SA France 35% 0 - 70 20% 70 - 200 30% 40% 200 - 200 75% 75% > 200 75% 

BICP.PA Societe BIC SA France 10% 0 - 250 15% 250 - 750 25% 30% 750 - 750 75% 75% > 750 75% 

APRR.PA Societe des Autoroutes (SAPRR) France 10% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

FFPP.PA Societe Fonciere France 25% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

IISP.PA Societe pour l’Informatique Ind France 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

EXHO.PA Sodexo France 15% 0 - 300 10% 300 - 1800 20% 25% 1800 - 2500 35% 45% > 2500 75% 

SOIT.PA SOITEC France 25% 0 - 700 10% 700 - 4250 20% 25% 4250 - 6750 35% 45% > 6750 75% 



(continued) 





SOPR.PA Sopra Group France 25% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

SPEP.PA Sperian Protection France 25% 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

SPIS.PA Spir Communication France 45% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

GENP.PA Stallergenes France 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

LAEP.PA Ste Ind d’Aviation Latecoere France 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

STF.PA STEF-TFE France 25% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

SPLV.PA Sucriere de Pithiviers-Le-Vieil France 75% 0 - 3 25% 3 - 9 40% 50% 9 - 9 75% 75% > 9 75% 

SWOR.PA Sword Group France 25% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

SDGI.PA Synergie SA France 25% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

TECF.PA Technip SA France 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 4000 35% 45% > 4000 75% 

ROCH.PA Teleperformance France 15% 0 - 500 15% 500 - 1500 25% 30% 1500 - 1500 75% 75% > 1500 75% 

TFFP.PA Television Francaise 1 France 15% 0 - 450 10% 450 - 2750 20% 25% 2750 - 4750 35% 45% > 4750 75% 

TESI.PA Tessi SA France 75% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

TCFP.PA Thales SA France 10% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3000 35% 45% > 3000 75% 

TEO.PA Theolia France 25% 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

THHG.PA Thermador Groupe France 75% 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75% 

TMS.PA Thomson France 25% 0 - 7750 20% 7750 - 45000 30% 40% 45000 - 45000 75% 75% > 45000 75% 

TEFE.PA Tonnellerie Francois Freres France 75% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

EGAB.PA Total Gabon France 35% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

TGEL.PA Toupargel Groupe France 75% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

TRNG.PA Transgene SA France 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

TRIA.PA Trigano SA France 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

L3C.PA U10 France 75% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

UBIP.PA UBISOFT Entertainment France 15% 0 - 450 10% 450 - 2750 20% 25% 2750 - 3500 35% 45% > 3500 75% 

UFFP.PA Union Financiere de France BQE SA France 25% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

VLOF.PA Valeo SA France 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 4000 35% 45% > 4000 75% 

VCTP.PA Vicat France 75% 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

VEIL.PA Viel et Compagnie France 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

VILM.PA Vilmorin & Cie France 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

VIRB.PA Virbac SA France 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

VMMP.PA VM Materiaux SA France 75% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

VRKP.PA Vranken - Pommery Monopole France 75% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

MWDP.PA Wendel Investissement France 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 1700 35% 45% > 1700 75% 

ZODC.PA Zodiac SA France 15% 0 - 350 10% 350 - 1100 20% 25% 1100 - 1400 35% 45% > 1400 75% 

UUUG.DE 3U Telecom AG Germany 75% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

VSCG.DE 4SC AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

AAQG.DE AAP Implantate AG Germany 75% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

ARLG.DE Aareal Bank AG Germany 25% 0 - 200 15% 200 - 600 25% 30% 600 - 1100 40% 55% > 1100 75% 

APME.DE AD Pepper Media NV Germany 75% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

LKIGn.DE Adlink Internet Media AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

ADAG.DE ADVA AG Optical Networking Germany 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

AVTE.DE Advanced Vision Technology Ltd Germany 75% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

IREG.DE AIG International Real Estate KGaA Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

AB1.DE Air Berlin Plc Germany 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

AIXGn.DE Aixtron AG Germany 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 4250 35% 45% > 4250 75% 

AS1Gn.DE Aleo Solar AG Germany 45% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

AOXG.DE Alstria Office REIT-AG Germany 50% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

ALTG.DE Altana AG Germany 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

AMDG.DE Amadeus Fire AG Germany 45% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

AJAG.DE Analytik Jena AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

RBXG.DE ARBOmedia AG Germany 75% 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 0.5 60% 75% > 0.5 75% 

AROG.DE Arcandor AG Germany 25% 0 - 9250 25% 9250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

AQUG.DE Arques Industries AG Germany 45% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

AAGGn.DE Articon-Integralis AG Germany 75% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 



(continued) 





ACWG.DE AS Creation Tapeten Germany 75% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

AOFG.DE Atoss Software AG Germany 75% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

ABEGk.DE Augusta Technologie AG Germany 75% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

ATSV.DE Austria Technologie & Systemtechnik Germany 75% 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 9 60% 75% > 9 75% 

AWDG.DE AWD Holding AG Germany 35% 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 7 60% 75% > 7 75% 

SPRGn.DE Axel Springer AG Germany 35% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

BLMG.DE Baader Wertpapierhandelsbank AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

BADG.DE Balda AG Germany 45% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

BSLG.DE Basler AG Germany 75% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

B5AG.DE Bauer AG Germany 25% 0 - 100 20% 100 - 300 30% 40% 300 - 450 50% 60% > 450 75% 

BVHG.DE Bau-Verein zu Hamburg AG Germany 75% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

BMWG_p.DE Bayerische Motoren Werke 3 - Pfd Germany 25% 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

BYWGnx.DE BayWa - B Warenvermit Germany 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

USEG.DE Beate Uhse AG Germany 75% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

BC8G.DE Bechtle AG Germany 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

BDTG.DE Bertrandt AG Germany 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

BSSG.DE Beta Systems Software AG Germany 75% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

GBFG.DE Bilfinger Berger AG Germany 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 1800 35% 45% > 1800 75% 

BIBG.DE Biolitec AG Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

BIOG.DE Biotest AG Germany 35% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

BIOG_p.DE Biotest AG - Vorz Germany 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

BTBGk.DE BMP AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

BSYG.DE Boewe Systec AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

COKG.DE Cancom IT Systeme AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

AFXG.DE Carl Zeiss Meditec AG Germany 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

SGSG.DE cash.life AG Germany 75% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

O2C.DE CAT Oil AG Germany 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

CCRG.DE CCR Logistics Systems AG Germany 75% 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 1 60% 75% > 1 75% 

CEAG.DE CEAG AG Germany 75% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

CLSGn.DE Celesio AG Germany 25% 0 - 400 10% 400 - 1200 20% 25% 1200 - 2300 35% 45% > 2300 75% 

CSHG.DE Cenit AG Germany 75% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

CEVG.DE CENTROTEC Sustainable AG Germany 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

CTNG.DE Centrotherm Photovoltaics AG Germany 25% 0 - 80 15% 80 - 500 25% 30% 500 - 500 75% 75% > 500 75% 

CWCG.DE CeWe Color Holding AG Germany 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

KBUG.DE Colonia Real Estate AG Germany 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CMBGn.DE ComBOTS AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

CDBG.DE Comdirect Bank AG Germany 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

CGYG.DE Conergy AG Germany 25% 0 - 13250 25% 13250 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

CONG.DE Continental AG Germany 10% 0 - 50 10% 50 - 300 20% 25% 300 - 1200 35% 45% > 1200 75% 

CE2G.DE CropEnergies AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

EVDG.DE CTS Eventim AG Germany 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

BOHG.DE Curanum AG Germany 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

LOIG.DE D Logistics AG Germany 75% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

DSJG.DE D+S europe AG Germany 25% 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 2 60% 75% > 2 75% 

DRNG.DE DAB Bank AG Germany 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

DAMG.DE Data Modul AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

GDAXIEX.DE DAX DE Tracker - DAXEX Germany 25% 0 - 200 5% 200 - 1200 10% 20% 1200 - 2000 25% 40% > 2000 75% 

ERMGk.DE DEAG Deutsche Entertainment Germany 45% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

D9CGn.DE Demag Cranes AG Germany 15% 0 - 200 15% 200 - 600 25% 30% 600 - 850 40% 55% > 850 75% 

DBAG.DE Deutsche Beteiligungs AG Germany 15% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

DEQGn.DE Deutsche Euroshop AG Germany 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

DPBGn.DE Deutsche Postbank AG Germany 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

DWNG.DE Deutsche Wohnen AG Br Germany 15% 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

DEZG.DE Deutz AG Germany 15% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 



(continued) 





EFFG.DE DEWB Deutsche Eff & Wechsel-Beteil Germany 75% 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

DLGS.DE Dialog Semiconductor PLC Germany 75% 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75% 

DAZG.DE DIC Asset AG Germany 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

STX50EEX.DE DJ Euro Stoxx 50 (DE) Germany 20% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

SX7PEX.DE DJ Stoxx 600 Banks (DE) Germany 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

SXOPEX.DE DJ Stoxx 600 Construction (DE) Germany 75% 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75% 

SXDPEX.DE DJ Stoxx 600 Healthcare (DE) Germany 75% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75% 

DOHG.DE Douglas Holding AG Germany 10% 0 - 100 15% 100 - 300 25% 30% 300 - 450 40% 55% > 450 75% 

HNLG.DE Dr Hoenle AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

DRWG_p.DE Draegerwerk AG - Vorz Germany 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

DRIG.DE Drillisch AG Germany 15% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

DUEG.DE Duerr AG Germany 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

DYKG.DE Dyckerhoff AG Germany 75% 0 - 7.5 25% 7.5 - 20 40% 50% 20 - 20 75% 75% > 20 75% 

DYKG_p.DE Dyckerhoff AG - Pfd Germany 45% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

EONGn.DE E.ON AG Germany 5% 0 - 400 10% 400 - 2400 20% 25% 2400 - 45000 35% 50% > 45000 75% 

EUZG.DE Eckert & Ziegler AG Germany 75% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

EEXG.DE Elexis AG Germany 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

ELGG.DE Elmos Semiconductor AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

ZILGn.DE ElringKlinger AG Germany 25% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75% 

EV4G.DE EM.TV 3 AG Germany 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

EPCGn.DE Epcos AG Germany 25% 0 - 0.15 25% 0.15 - 0.9 40% 50% 0.9 - 30 60% 75% > 30 75% 

ECXG.DE Epigenomics AG Germany 75% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

ESCG.DE Escada AG Germany 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

EUCG.DE Euromicron AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

EAD.DE European Aero Defence & Space (Ger) Germany 15% 0 - 300 5% 300 - 900 10% 20% 900 - 900 75% 75% > 900 75% 

EVTG.DE Evotec AG Germany 25% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

FAAS.DE Fabasoft AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

FIEG.DE Fielmann AG Germany 25% 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

FJHG.DE FJH AG Germany 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

FXXGn.DE Fluxx AG Germany 75% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

FSY.DE Forsys Metal Corporation Germany 35% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

FEVG.DE FORTEC Elektronik AG Germany 75% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

FMI1.DE Fortune Management, Inc. Germany 25% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

FRAG.DE Fraport AG Frankfurt Airport Serv Germany 25% 0 - 100 10% 100 - 600 20% 25% 600 - 850 35% 45% > 850 75% 

FNTGn.DE Freenet AG Germany 25% 0 - 700 15% 700 - 2100 25% 30% 2100 - 2750 40% 55% > 2750 75% 

FREG.DE Fresenius AG Germany 25% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

FMEG_p.DE Fresenius Medical Care AG -Pfd Germany 75% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

FPEG_p.DE Fuchs Petrolub 3 AG- Pfd Germany 25% 0 - 60 20% 60 - 200 30% 40% 200 - 200 75% 75% > 200 75% 

FPEG.DE Fuchs Petrolub AG Germany 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

FEWG.DE Funkwerk AG Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

GFJG.DE Gagfah SA Germany 25% 0 - 1300 15% 1300 - 4000 25% 30% 4000 - 4000 75% 75% > 4000 75% 

G1AG.DE GEA Group AG Germany 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75% 

GXIG.O Gerresheimer Germany 25% 0 - 150 15% 150 - 450 25% 30% 450 - 850 40% 55% > 850 75% 

GWIG.DE Gerry Weber International AG Germany 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

GSCG.DE Gesco AG Germany 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

GFKG.DE GFK AG Germany 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

GFTG.DE GFT Technologies AG Germany 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

GILG.DE Gildemeister AG Germany 25% 0 - 600 15% 600 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75% 

GPCG.DE GPC Biotech AG Germany 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

GMMG.DE Grammer AG Germany 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

GKRG.DE Graphit Kropfmuehl AG Germany 75% 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 1 60% 75% > 1 75% 

GKLG.DE Grenkeleasing AG Germany 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

WASG.DE H&R WASAG AG Germany 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

HAWG.DE Hawesko Holding AG Germany 45% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 



(continued) 





HXCIGn.DE HCI Capital AG Germany 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

HEIG.DE HeidelbergCement AG Germany 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 1400 35% 45% > 1400 75% 

HDDG.DE Heidelberger Druckmaschinen Germany 25% 0 - 500 15% 500 - 1500 25% 30% 1500 - 2300 40% 55% > 2300 75% 

HRWG.DE Heiler Software AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

HNKG.DE Henkel KGaA Germany 25% 0 - 300 15% 300 - 900 25% 30% 900 - 950 40% 55% > 950 75% 

HLGZ.DE Highlight Communications AG Germany 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

HOTG.DE Hochtief AG Germany 10% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2400 35% 45% > 2400 75% 

HWSG.DE Hoeft & Wessel AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

BOSG.DE Hugo Boss AG Germany 35% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

BOSG_p.DE Hugo Boss AG - Prf Germany 25% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

HRXG.DE Hypo Real Estate Holding AG Germany 25% 0 - 4500 20% 4500 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75% 

IBBGn.DE IBS AG Germany 75% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

IDRG.DE IDS Scheer AG Germany 25% 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75% 

IKBG.DE IKB Deutsche Industriebank AG Germany 45% 0 - 0.2 25% 0.2 - 1 40% 50% 1 - 50 60% 75% > 50 75% 

INHG.DE Indus Holding AG Germany 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

IFXGn.DE Infineon Technologies AG Germany 25% 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 100000 40% 55% > 100000 75% 

IXXG.DE Init Innovation In Traffic Systems Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

ISHGk.DE Intershop Communications AG Germany 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

ISRG.DE Isra Vision AG Germany 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

ILHG.DE Itelligence AG Germany 75% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

IVGG.DE IVG Immobilien AG Germany 25% 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75% 

IVUG.DE IVU Traffic Technologies AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

JENG.DE Jenoptik AG Germany 10% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

JI4G.DE Jerini AG Germany 25% 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 10 60% 75% > 10 75% 

JTTG.DE Jetter AG Germany 75% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

JUNG_p.DE Jungheinrich AG - Pfd Germany 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

KCOGn.DE Kloeckner & Co AG Germany 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 4000 35% 45% > 4000 75% 

KLKG.DE Kloeckner-Werke AG Germany 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

SKBG.DE Koenig & Bauer AG Germany 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

KBCG.DE Kontron AG Germany 25% 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

KRNG.DE Krones AG Germany 15% 0 - 200 15% 200 - 600 25% 30% 600 - 600 75% 75% > 600 75% 

KU2G.DE KUKA AG Germany 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

KWSG.DE KWS Saat AG Germany 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

LXSG.DE Lanxess AG Germany 15% 0 - 400 10% 400 - 2400 20% 25% 2400 - 2750 35% 45% > 2750 75% 

LEIG.DE Leifheit AG Germany 75% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

LEOGn.DE Leoni AG Germany 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

LIOG.DE Lion Bioscience AG Germany 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

L1OG.DE Lloyd Fonds AG Germany 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

LOEG.DE Loewe AG Germany 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

LPKG.DE LPKF Laser & Electronics AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

ECKG.DE Ludwig Beck Am Rathauseck Germany 75% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

LKOHy.DE LUKOIL-Spons ADR Germany 75% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

LCYE.DE Lycos Europe NV Germany 45% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

MGXGn.DE Magix AG Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

MANG_p.DE MAN AG - Vorz Germany 35% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

M5ZG.DE Manz Automation AG Germany 25% 0 - 50 20% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75% 

MKAG.DE Marseille-Kliniken AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

MZXG.DE MasterFlex AG Germany 75% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

MDAXIEX.DE MDAX DE Tracker - MDAXEX Germany 25% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

MEDG.DE Mediclin AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MDGGn.DE Medigene AG Germany 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

MDNG.DE Medion AG Germany 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MUMG.DE Mensch und Maschine Software AG Germany 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

MLPG.DE MLP AG Germany 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 



(continued) 





MORG.DE Morphosys AG Germany 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

MPCG.DE MPC Muenchmeyer Petersen Germany 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

Capital AG 

MTXGn.DE MTU Aero Engines AG Germany 25% 0 - 150 10% 150 - 900 20% 25% 900 - 1600 35% 45% > 1600 75% 

MUBG.DE Muehlbauer Holding AG & Co KGaA Germany 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

MVVGn.DE MVV Energie AG Germany 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MWBG.DE MWB Wertpapierhandelshaus AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

NEKG.DE Nemetschek AG Germany 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

NXUG.DE Nexus AG Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

NAFG.DE Norddeutsche Affinerie AG Germany 25% 0 - 300 15% 300 - 900 25% 30% 900 - 1100 40% 55% > 1100 75% 

NDXGk.DE Nordex AG Germany 25% 0 - 350 15% 350 - 1100 25% 30% 1100 - 1400 40% 55% > 1400 75% 

OHBG.DE OHB Technology AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

OHTI.DE Orad Hi-Tech Systems Ltd Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

O4BG.DE OVB Holding AG Germany 35% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

PUIG.DE P&I Personal & Informatik AG Germany 45% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

PA8G.DE Paion AG Germany 75% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

PGNG.DE Paragon AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

P1ZGn.DE Patrizia Immobilien AG Germany 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

PCWG.DE PC-Ware AG Germany 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

PV.DE Pfeiffer Vacuum Technology AG Germany 25% 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

PFDGn.DE Pfleiderer AG Germany 25% 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75% 

PS4G.DE Phoenix SonnenStrom AG Germany 25% 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

PNEGnk.DE Plambeck Neue Energien AG - Reg Germany 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

PSTG.DE Plasmaselect AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

PSHG_p.DE Porsche AG Germany 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 4250 35% 45% > 4250 75% 

PRAG.DE Praktiker Bau & Heimwerkermaerkte Germany 25% 0 - 500 15% 500 - 1500 25% 30% 1500 - 2500 40% 55% > 2500 75% 

P4TG.DE Primion Technology AG Germany 75% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

PMMG.DE Procon Multimedia AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

PWOG.DE Progress-Werk Oberkirch AG Germany 75% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

PSMG_p.DE ProSiebenSat.1 Media AG Germany 25% 0 - 600 15% 600 - 3500 25% 30% 3500 - 6250 40% 55% > 6250 75% 

PSAGn.DE PSI AG Gesellschaft Fuer Produkte Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

PUSG.DE Pulsion Medical Systems AG Germany 75% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

PUMG.DE Puma AG Rudolf Dassler Sport Germany 25% 0 - 50 10% 50 - 150 20% 25% 150 - 200 35% 45% > 200 75% 

TPEG.DE PVA TePla AG Germany 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

QCEG.DE Q-Cells AG Germany 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 8500 35% 45% > 8500 75% 

QGEN.DE Qiagen NV Germany 10% 0 - 800 10% 800 - 2400 20% 25% 2400 - 4250 35% 45% > 4250 75% 

QSCG.DE QSC AG Germany 15% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

RSLG.DE R Stahl AG Germany 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

RAAG.DE Rational AG Germany 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

RTCG.DE REALTECH AG Germany 75% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

HRPG.DE Reinecke & Pohl Sun Energy AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

RPWGn.DE REpower Systems AG Germany 25% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

RHMG.DE Rheinmetall AG Germany 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 1200 75% 75% > 1200 75% 

RHKG.DE Rhoen Klinikum AG Germany 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2300 35% 45% > 2300 75% 

RSTI.DE Rofin-Sinar Technologies Germany 25% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

RWDG.DE Rohwedder AG Germany 75% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

R8RG.DE Roth & Rau AG Germany 25% 0 - 100 15% 100 - 300 25% 30% 300 - 600 40% 55% > 600 75% 

RUKG.DE Ruecker AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

RWEG_p.DE RWE AG - Non Vtg Germany 25% 0 - 150 15% 150 - 450 25% 30% 450 - 450 75% 75% > 450 75% 

S4X.DE SAF AG Germany 75% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

SFQN.DE SAF Holland SA Germany 75% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

SCPH.DE Sanochemia Pharmazeutika AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SATG.DE Sartorius AG Germany 75% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

SATG_p.DE Sartorius AG - Vorz Germany 45% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

SHTG.DE Schlott Gruppe AG Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 



(continued) 





SB1Gn.DE Schmack Biogas AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SCMM.DE SCM Microsystems Inc Germany 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

YSNG.DE Secunet Security AG Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

SGCG.DE SGL Carbon AG Germany 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2100 35% 45% > 2100 75% 

SHSGk.DE SHS Informationssysteme AG Germany 25% 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75% 

SISG.DE Silicon Sensor International AG Germany 45% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

SNGG.DE Singulus Technologies Germany 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

SZZG.DE Sinnerschrader AG Germany 75% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

SIXG.DE Sixt AG Germany 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

SIXG_p.DE Sixt AG - Pfd Germany 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

SKYDn.DE Sky Deutschland AG Germany 25% 0 - 3000 20% 3000 - 9000 30% 40% 9000 - 15000 50% 60% > 15000 75% 

S92G.DE SMA Solar Technology Germany 50% 0 - 150 15% 150 - 450 25% 30% 450 - 450 75% 75% > 450 75% 

SM7.DE Smartrac NV Germany 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SYTG.DE Softing AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

FTMG.DE SoftM Software und Beratung Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SOWG.DE Software AG Germany 25% 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75% 

S2MG.DE Solar Millenium AG Germany 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

SFXG.DE Solar-Fabrik AG Germany 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SV7G.DE Solarvalue AG Germany 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

SWVG.DE Solarworld AG Germany 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 7750 35% 45% > 7750 75% 

SOOG.DE Solon AG Fuer Solartechnik Germany 25% 0 - 150 20% 150 - 450 30% 40% 450 - 850 50% 60% > 850 75% 

SPME.DE Splendid Medien AG Germany 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

STAGn.DE Stada Arzneimittel AG Germany 10% 0 - 350 10% 350 - 2100 20% 25% 2100 - 2750 35% 45% > 2750 75% 

SBSG.DE Stratec Biomedical Systems Germany 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

SZUG.DE Suedzucker AG Germany 25% 0 - 500 10% 500 - 1500 20% 25% 1500 - 2200 35% 45% > 2200 75% 

SMHG.DE Suess Microtec Germany 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

SWWG.DE Sunways AG Germany 75% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

SURG.DE Surteco AG Germany 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SY1G.DE Symrise AG Germany 25% 0 - 700 15% 700 - 2100 25% 30% 2100 - 2100 75% 75% > 2100 75% 

PCSG.DE Synaxon AG Germany 75% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

SYSG.DE Syskoplan AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SYZG.DE Syzygy AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

TEGG.DE TAG Tegernsee Immobilien & Beteil Germany 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

TTKG.DE Takkt AG Germany 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

TDSG.DE TDS Informationstechnologie AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

TGTG.DE Telegate AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

TELP.DE Teleplan International NV Germany 75% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

TLIG.DE Teles AG Germany 75% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

TGHG.DE Thiel Logistik AG Germany 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

T3CGn.DE Thielert AG Germany 75% 0 - 0.1 25% 0.1 - 0.6 40% 50% 0.6 - 20 60% 75% > 20 75% 

TIMGn.DE Tipp24 AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

TGMG.DE Tognum AG Germany 25% 0 - 400 15% 400 - 2400 25% 30% 2400 - 2500 40% 55% > 2500 75% 

TFAG.DE Tomorrow Focus AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

TPNG.DE Triplan AG Germany 75% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

TUIGn.DE TUI AG Germany 25% 0 - 700 10% 700 - 4250 20% 25% 4250 - 10000 35% 45% > 10000 75% 

UMS.DE UMS United Medical Systems Int Germany 75% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

UTDI.DE United Internet AG Germany 25% 0 - 450 10% 450 - 2750 20% 25% 2750 - 3250 35% 45% > 3250 75% 

OSPGk.DE USU Software AG Germany 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

VACS.DE Valor Computerized Systems Germany 75% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

VBHG.DE VBH Holding AG Germany 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

VIBG_p.DE Villeroy & Boch AG - Pfd Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

V6CG.DE Viscom AG Germany 75% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

VIVG.DE Vivacon AG Germany 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

RTZR.DE VIZRT Ltd Germany 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 



(continued) 





VOWG_p.DE Volkswagen AG - Pfd Germany 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2200 35% 45% > 2200 75% 

VOSG.DE Vossloh AG Germany 10% 0 - 90 15% 90 - 250 25% 30% 250 - 300 40% 55% > 300 75% 

WCHG.DE Wacker Chemie AG Germany 10% 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75% 

WACGn.DE Wacker Construction Germany 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

WSUG.DE Washtec AG Germany 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

WLTG.DE Wavelight Laser Technologie AG Germany 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

WING.DE Wincor Nixdorf AG Germany 25% 0 - 150 10% 150 - 900 20% 25% 900 - 900 75% 75% > 900 75% 

WDIG.DE Wire Card AG Germany 25% 0 - 500 15% 500 - 1500 25% 30% 1500 - 2100 40% 55% > 2100 75% 

WZM.DE Wizcom Technologies Ltd Germany 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

ZPFG.DE Zapf Creation AG Germany 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

ZO1G.DE zooplus AG Germany 75% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

AGNr.AT Aegean Airlines SA Greece 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

GCEr.AT Aegek SA Greece 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

AGBr.AT Agricultural Bank of Greece Greece 15% 0 - 2200 20% 2200 - 6500 35% 50% 6500 - 6500 75% 75% > 6500 75% 

ALAr.AT Alapis Holding Industrial Greece 20% 0 - 20750 15% 20750 - 60000 25% 30% 60000 - 60000 75% 75% > 60000 75% 

AETF20.AT Alpha ETF Athex 20 Greece 25% 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 50% > 8000 75% 

ANKr.AT Anek Lines SA Greece 25% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

AMBr.AT Aspis Bank SA Greece 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

PALr.AT Astir Palace Hotel SA Greece 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

AMCr.AT Athens Medical Center SA Greece 15% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

AUTr.AT Autohellas Greece 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

VOVr.AT Babis Vovos Int Construction Greece 40% 0 - 800 20% 800 - 2400 30% 40% 2400 - 3000 50% 60% > 3000 75% 

BOAr.AT Bank Of Attica Greece 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

BOGr.AT Bank of Greece Greece 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

ALBr.AT Biokarpet SA Greece 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

CARr.AT Cardassilaris C & Sons Greece 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

CORr.AT Corinth Pipeworks SA Greece 25% 0 - 200 20% 200 - 1200 30% 40% 1200 - 4250 50% 60% > 4250 75% 

HYGr.AT Diagnostic & Therapeutic Greece 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

DIXr.AT Dias Aquaculture SA Greece 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

EGNr.AT Egnatia Bank SA Greece 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

ELCr.AT Elektroniki Athinon SA Greece 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

VAL.AT Elval Aluminium Process Co Greece 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

CBGr.AT Emporiki Bank of Greece SA Greece 15% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

EUPr.AT Eurobank Properties Real Est Greece 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

EBIr.AT Eurobrokers SA Greece 50% 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75% 

EYDr.AT EYDAP Athens Water Greece 20% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

Supply & Sewage 

ESKr.AT FG Europe SA Greece 25% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

FOLr.AT Folli-Follie Greece 40% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

FORr.AT Forthnet Greece 25% 0 - 1900 20% 1900 - 5750 30% 40% 5750 - 5750 75% 75% > 5750 75% 

FRLr.AT Fourlis Group Greece 15% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

FRIr.AT Frigoglass SA Greece 15% 0 - 150 25% 150 - 450 40% 50% 450 - 500 60% 75% > 500 75% 

HRMr.AT GEK Group of Cos SA Greece 15% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

GHBr.AT Geniki Bank Greece 25% 0 - 8500 25% 8500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

XAKO.AT Halcor Greece 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

HCAr.AT Hellenic Cables SA Greece 25% 0 - 60 25% 60 - 350 40% 50% 350 - 450 60% 75% > 450 75% 

HDFr.AT Hellenic Duty Free Shops SA Greece 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

EXCr.AT Hellenic Exchanges SA Greece 15% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

HEPr.AT Hellenic Petroleum SA Greece 10% 0 - 600 20% 600 - 1800 35% 50% 1800 - 1800 75% 75% > 1800 75% 

HELr.AT Hellenic Technodomiki Tev SA Greece 15% 0 - 1100 20% 1100 - 3250 35% 50% 3250 - 3250 75% 75% > 3250 75% 

HERr.AT Heracles General Cement Co Greece 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

KLUr.AT I.Kloukinas I.Lappas Greece 50% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

IASr.AT Iaso SA Greece 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

INRr.AT Intracom SA Greece 15% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

AVAr.AT J&P-Avax SA Greece 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 



(continued) 





BABr.AT Jumbo Greece 15% 0 - 300 20% 300 - 900 30% 40% 900 - 1100 50% 60% > 1100 75% 

KLEr.AT Kleeman Hellas SA Greece 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

KOUr.AT Koumbas Synergy Group SA Greece 75% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

KRIr.AT Kri-Kri Milk Industry SA Greece 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

DOLr.AT Lambrakis Press SA Greece 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

LMDr.AT Lamda Developments Greece 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

LPHr.AT Lavipharm S.A. Greece 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

MTKr.AT Metka SA Greece 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

MICr.AT Michaniki SA Greece 45% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

MILr.AT Minoan Lines Shipping SA Greece 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

NIRr.AT Nireus Aquaculture SA Greece 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

PASr.AT Pasal Real Estate Development Greece 75% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

OLPr.AT Piraeus Port Authority Greece 45% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

PLAr.AT Plaisio Computers Greece 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

PLAKR.AT Plastika Kritis SA Greece 75% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

REVr.AT Revoil SA Greece 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

BARr.AT S&B Industrial Minerals SA Greece 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

SRSr.AT Sarantis SA Greece 45% 0 - 250 25% 250 - 750 40% 50% 750 - 1100 60% 75% > 1100 75% 

SATr.AT Sato SA Greece 75% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

SCIr.AT Sciens International Investments Greece 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

SID.AT Sidenor Steel Prod & Manufacturing Greece 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

LDSr.AT Singularlogic SA Greece 25% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

SPDr.AT Sprider Stores SA Greece 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

TELr.AT Teletypos Mega Channel Greece 45% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

TENr.AT Terna Energy SA Greece 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

OLTr.AT Thessaloniki Ports Greece 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

TWSr.AT Thessaloniki Water Supply & Sewage Greece 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

PREr.AT Trastor Real Estate Investment Greece 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

VIVr.AT Vivartia S.A. Greece 45% 0 - 20 25% 20 - 100 40% 50% 100 - 250 60% 75% > 250 75% 

2018.HK AAC Acoustic Technologies Holdings Hong Kong 25% 0 - 1100 20% 1100 - 6500 30% 40% 6500 - 8750 50% 60% > 8750 75% 

3383.HK Agile Property Holdings Ltd Hong Kong 25% 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 150000 35% 45% > 150000 75% 

0753.HK Air China Limited-H Hong Kong 25% 0 - 12250 10% 12250 - 75000 20% 25% 75000 - 100000 35% 45% > 100000 75% 

0538.HK Ajisen China Holdings Ltd Hong Kong 25% 0 - 400 20% 400 - 2400 30% 40% 2400 - 10000 50% 60% > 10000 75% 

1688.HK Alibaba.com Ltd Hong Kong 10% 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 65000 35% 45% > 65000 75% 

2600.HK Aluminium Corporation of China Hong Kong 25% 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 400000 35% 45% > 400000 75% 

2300.HK AMVIG Holdings Ltd Hong Kong 10% 0 - 100 25% 100 - 600 40% 50% 600 - 4250 60% 75% > 4250 75% 

0347.HK Angang Steel Co Ltd-H Hong Kong 25% 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 100000 35% 45% > 100000 75% 

0914.HK Anhui Conch Cement Co Ltd-H Hong Kong 25% 0 - 700 10% 700 - 4250 20% 25% 4250 - 20000 35% 45% > 20000 75% 

2020.HK Anta Sports Products Ltd Hong Kong 10% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 35000 35% 45% > 35000 75% 

0522.HK ASM Pacific Technology Ltd Hong Kong 10% 0 - 450 15% 450 - 2750 25% 30% 2750 - 3500 40% 55% > 3500 75% 

3988.HK Bank of China Hong Kong 10% 0 - 29750 10% 29750 - 200000 20% 25% 200000 - 2500000 35% 45% > 2500000 75% 

3328.HK Bank Of Communications Co-H Hong Kong 10% 0 - 8500 10% 8500 - 50000 20% 25% 50000 - 350000 35% 45% > 350000 75% 

0023.HK Bank of East Asia Ltd Hong Kong 10% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 45000 35% 45% > 45000 75% 

0694.HK Beijing Capital Intl Airpo-H Hong Kong 25% 0 - 2200 15% 2200 - 15000 25% 30% 15000 - 50000 40% 55% > 50000 75% 

0392.HK Beijing Enterprises Holdings Ltd Hong Kong 10% 0 - 450 10% 450 - 2750 20% 25% 2750 - 10000 35% 45% > 10000 75% 

0588.HK Beijing North Star Hong Kong 25% 0 - 8000 20% 8000 - 50000 30% 40% 50000 - 50000 75% 75% > 50000 75% 

1880.HK Belle International Holdings Ltd Hong Kong 10% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 90000 35% 45% > 90000 75% 

2388.HK BOC Hong Kong Holdings Ltd Hong Kong 10% 0 - 7750 10% 7750 - 45000 20% 25% 45000 - 150000 35% 45% > 150000 75% 

3998.HK Bosideng International Holdings Ltd Hong Kong 25% 0 - 17250 20% 17250 - 50000 30% 40% 50000 - 80000 50% 60% > 80000 75% 

1114.HK Brilliance China Automotive Ltd Hong Kong 25% 0 - 44250 15% 44250 - 150000 25% 30% 150000 - 250000 40% 55% > 250000 75% 

1211.HK Byd Co Ltd Hong Kong 25% 0 - 450 20% 450 - 2750 30% 40% 2750 - 35000 50% 60% > 35000 75% 

0285.HK BYD Electronic International Co Ltd Hong Kong 25% 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 35000 50% 60% > 35000 75% 

1224.HK C C Land Holding Ltd Hong Kong 25% 0 - 5250 10% 5250 - 30000 20% 25% 30000 - 200000 35% 45% > 200000 75% 

0341.HK Cafe de Coral Holdings Ltd Hong Kong 10% 0 - 350 20% 350 - 2100 30% 40% 2100 - 4250 50% 60% > 4250 75% 



(continued) 





0293.HK Cathay Pacific Airways Ltd Hong Kong 10% 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 30000 35% 45% > 30000 75% 

2778.HK Champion REIT Hong Kong 25% 0 - 11250 15% 11250 - 35000 25% 30% 35000 - 65000 40% 55% > 65000 75% 

0682.HK Chaoda Modern Agriculture Holdings Hong Kong 25% 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 70000 35% 45% > 70000 75% 

1038.HK Cheung Kong Infrastructure Holdings Hong Kong 10% 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 9250 40% 55% > 9250 75% 

0606.HK China Agri-Industries Holdings Ltd Hong Kong 10% 0 - 8000 15% 8000 - 50000 25% 30% 50000 - 50000 75% 75% > 50000 75% 

3983.HK China Bluechemical Hong Kong 10% 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 50000 40% 55% > 50000 75% 

0998.HK China Citic Bank Hong Kong 10% 0 - 24750 10% 24750 - 150000 20% 25% 150000 - 300000 35% 45% > 300000 75% 

1898.HK China Coal Energy Co - H Hong Kong 25% 0 - 5500 10% 5500 - 35000 20% 25% 35000 - 200000 35% 45% > 200000 75% 

1800.HK China Communications Const-H Hong Kong 25% 0 - 7250 10% 7250 - 45000 20% 25% 45000 - 150000 35% 45% > 150000 75% 

0552.HK China Communications Servi-H Hong Kong 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 100000 35% 45% > 100000 75% 

0939.HK China Construction Bank Hong Kong 10% 0 - 20250 10% 20250 - 100000 20% 25% 100000 - 3000000 35% 45% > 3000000 75% 

1919.HK China Cosco Holdings-H Hong Kong 25% 0 - 12250 10% 12250 - 75000 20% 25% 75000 - 250000 35% 45% > 250000 75% 

3818.HK China Dongxiang Group Co Hong Kong 10% 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 100000 35% 45% > 100000 75% 

0670.HK China Eastern Airlines Corporation Hong Kong 25% 0 - 17000 15% 17000 - 50000 25% 30% 50000 - 95000 40% 55% > 95000 75% 

0165.HK China Everbright Ltd Hong Kong 10% 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 35000 35% 45% > 35000 75% 

0506.HK China Foods Ltd Hong Kong 10% 0 - 1500 20% 1500 - 9000 30% 40% 9000 - 15000 50% 60% > 15000 75% 

0910.HK China Grand Forestry Resources Hong Kong 25% 0 - 181750 20% 181750 - 550000 30% 40% 550000 - 550000 75% 75% > 550000 75% 

0658.HK China High Speed Transmission Equip Hong Kong 25% 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 40000 35% 45% > 40000 75% 

1886.HK China Huiyuan Juice Group Hong Kong 25% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75% 

2628.HK China Life Insurance Hong Kong 10% 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 300000 35% 45% > 300000 75% 

2319.HK China Mengniu Dairy Co Ltd Hong Kong 10% 0 - 4250 15% 4250 - 25000 25% 30% 25000 - 50000 40% 55% > 50000 75% 

3968.HK China Merchants Bank Co. Hong Kong 25% 0 - 4750 10% 4750 - 30000 20% 25% 30000 - 250000 35% 45% > 250000 75% 

0144.HK China Merchants Holdings Int Hong Kong 25% 0 - 2400 10% 2400 - 15000 20% 25% 15000 - 45000 35% 45% > 45000 75% 

0340.HK China Mining Resources Group Hong Kong 25% 0 - 101000 20% 101000 - 300000 30% 40% 300000 - 450000 50% 60% > 450000 75% 

0941.HK China Mobile Hong Kong Ltd Hong Kong 10% 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 150000 35% 45% > 150000 75% 

3993.HK China Molybdenum Hong Kong 25% 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75% 

3323.HK China National Building Mat Co Hong Kong 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 90000 35% 45% > 90000 75% 

0603.HK China Oil and Gas Group Ltd Hong Kong 25% 0 - 44500 25% 44500 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

2883.HK China Oilfield Services-H Hong Kong 25% 0 - 2300 10% 2300 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75% 

0581.HK China Oriental Group Co Ltd Hong Kong 25% 0 - 800 25% 800 - 4750 40% 50% 4750 - 7250 60% 75% > 7250 75% 

0688.HK China O’seas Land & Investment Ltd. Hong Kong 10% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 150000 35% 45% > 150000 75% 

0386.HK China Petroleum (Sinopec) Hong Kong 10% 0 - 18500 10% 18500 - 100000 20% 25% 100000 - 1000000 35% 45% > 1000000 75% 

2380.HK China Power International Dev Hong Kong 25% 0 - 13000 20% 13000 - 40000 30% 40% 40000 - 70000 50% 60% > 70000 75% 

0735.HK China Power New Energy Hong Kong 25% 0 - 71750 20% 71750 - 450000 30% 40% 450000 - 450000 75% 75% > 450000 75% 

1094.HK China Public Procurement Ltd Hong Kong 25% 0 - 55000 20% 55000 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75% 

1186.HK China Railway Construction Corp Hong Kong 10% 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 95000 35% 45% > 95000 75% 

0390.HK China Railway Group Hong Kong 10% 0 - 5250 10% 5250 - 30000 20% 25% 30000 - 150000 35% 45% > 150000 75% 

8089.HK China Railway Logistics Ltd Hong Kong 25% 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 30000 60% 75% > 30000 75% 

0836.HK China Res. Power Holdings Co. Ltd. Hong Kong 10% 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 45000 35% 45% > 45000 75% 

0291.HK China Resources Enterprise Hong Kong 25% 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 40000 35% 45% > 40000 75% 

1109.HK China Resources Land Ltd. Hong Kong 10% 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75% 

2866.HK China Shipping Container-H Hong Kong 25% 0 - 30500 10% 30500 - 200000 20% 25% 200000 - 400000 35% 45% > 400000 75% 

1138.HK China Shipping Development-H Hong Kong 25% 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 90000 35% 45% > 90000 75% 

0155.HK China Solar Energy Holdings Ltd Hong Kong 25% 0 - 139250 25% 139250 - 400000 40% 50% 400000 - 550000 60% 75% > 550000 75% 

0966.HK China Taiping Insurance Holdings Hong Kong 25% 0 - 900 15% 900 - 5500 25% 30% 5500 - 15000 40% 55% > 15000 75% 

0728.HK China Telecom Corp Ltd-H Hong Kong 10% 0 - 31250 10% 31250 - 200000 20% 25% 200000 - 600000 35% 45% > 600000 75% 

0308.HK China Travel Intl Hong Kong 25% 0 - 78500 15% 78500 - 250000 25% 30% 250000 - 250000 75% 75% > 250000 75% 

0762.HK China Unicom Ltd Hong Kong 10% 0 - 8750 10% 8750 - 55000 20% 25% 55000 - 200000 35% 45% > 200000 75% 

1068.HK China Yurun Food Group Ltd Hong Kong 10% 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 60000 35% 45% > 60000 75% 

1333.HK China Zhongwang Holdings Ltd Hong Kong 10% 0 - 2100 10% 2100 - 15000 20% 25% 15000 - 150000 35% 45% > 150000 75% 

1111.HK Chong Hing Bank Ltd Hong Kong 10% 0 - 70 25% 70 - 400 40% 50% 400 - 650 60% 75% > 650 75% 

0267.HK Citic Pacific Ltd Hong Kong 25% 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 70000 35% 45% > 70000 75% 

1205.HK CITIC Resources Holdings Ltd Hong Kong 25% 0 - 9750 10% 9750 - 60000 20% 25% 60000 - 150000 35% 45% > 150000 75% 

0002.HK CLP Holdings Ltd Hong Kong 10% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75% 



(continued) 





0883.HK CNOOC Ltd Hong Kong 25% 0 - 11750 10% 11750 - 70000 20% 25% 70000 - 550000 35% 45% > 550000 75% 

0135.HK CNPC (Hong Kong) Ltd. Hong Kong 10% 0 - 7500 10% 7500 - 45000 20% 25% 45000 - 100000 35% 45% > 100000 75% 

2007.HK Country Garden Holdings Co. Hong Kong 25% 0 - 16750 10% 16750 - 100000 20% 25% 100000 - 250000 35% 45% > 250000 75% 

8088.HK Crosby Capital Ltd Hong Kong 40% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 9750 60% 75% > 9750 75% 

2827.HK CSI300 China Tracker Hong Kong 25% 0 - 2200 15% 2200 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75% 

2356.HK Dah Sing Banking Group Ltd Hong Kong 25% 0 - 600 20% 600 - 3500 30% 40% 3500 - 10000 50% 60% > 10000 75% 

0440.HK Dah Sing Financial Holdings Ltd Hong Kong 25% 0 - 50 20% 50 - 300 30% 40% 300 - 2750 50% 60% > 2750 75% 

0210.HK Daphne International Holdings Ltd Hong Kong 25% 0 - 800 20% 800 - 4750 30% 40% 4750 - 25000 50% 60% > 25000 75% 

0991.HK Datang Intl Power Gen Co-H Hong Kong 25% 0 - 7750 10% 7750 - 45000 20% 25% 45000 - 150000 35% 45% > 150000 75% 

0203.HK Denway Motors Ltd Hong Kong 25% 0 - 13250 10% 13250 - 80000 20% 25% 80000 - 150000 35% 45% > 150000 75% 

0489.HK Dongfeng Motor Grp Co Ltd-H Hong Kong 25% 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 150000 35% 45% > 150000 75% 

0717.HK Emperor Capital Group Ltd Hong Kong 25% 0 - 19500 25% 19500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

0330.HK Esprit Holdings Ltd Hong Kong 10% 0 - 800 10% 800 - 4750 20% 25% 4750 - 40000 35% 45% > 40000 75% 

0142.HK First Pacific Co Hong Kong 10% 0 - 900 20% 900 - 5500 30% 40% 5500 - 30000 50% 60% > 30000 75% 

0038.HK First Tractor Co Hong Kong 25% 0 - 4500 20% 4500 - 25000 30% 40% 25000 - 40000 50% 60% > 40000 75% 

0656.HK Fosun International Hong Kong 25% 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 65000 35% 45% > 65000 75% 

2038.HK Foxconn International Hldgs Hong Kong 25% 0 - 11000 10% 11000 - 65000 20% 25% 65000 - 100000 35% 45% > 100000 75% 

0817.HK Franshion Properties China Ltd Hong Kong 25% 0 - 22750 10% 22750 - 150000 20% 25% 150000 - 200000 35% 45% > 200000 75% 

2823.HK FTSE/Xinhua China Tracker - 2823 Hong Kong 10% 0 - 9250 5% 9250 - 55000 10% 20% 55000 - 95000 25% 40% > 95000 75% 

0027.HK Galaxy Entertainment Group Ltd Hong Kong 25% 0 - 11500 15% 11500 - 70000 25% 30% 70000 - 85000 40% 55% > 85000 75% 

0393.HK Glorious Sun Enterprises Ltd. Hong Kong 25% 0 - 500 25% 500 - 3000 40% 50% 3000 - 4500 60% 75% > 4500 75% 

3308.HK Golden Eagle Retail Group Ltd Hong Kong 10% 0 - 500 15% 500 - 3000 25% 30% 3000 - 20000 40% 55% > 20000 75% 

0493.HK Gome Electrical Appliances Hong Kong 25% 0 - 57250 20% 57250 - 350000 30% 40% 350000 - 550000 50% 60% > 550000 75% 

0041.HK Great Eagle Holdings Ltd Hong Kong 10% 0 - 250 20% 250 - 1500 30% 40% 1500 - 6250 50% 60% > 6250 75% 

3900.HK Greentown China Holdings Ltd Hong Kong 25% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 30000 35% 45% > 30000 75% 

0270.HK Guangdong Investment Ltd. Hong Kong 10% 0 - 9000 15% 9000 - 25000 25% 30% 25000 - 50000 40% 55% > 50000 75% 

0525.HK Guangshen Railway Co Ltd-H Hong Kong 10% 0 - 3500 20% 3500 - 20000 30% 40% 20000 - 35000 50% 60% > 35000 75% 

0123.HK Guangzhou Investment Co Ltd Hong Kong 25% 0 - 81500 10% 81500 - 250000 20% 25% 250000 - 400000 35% 45% > 400000 75% 

2777.HK Guangzhou R&F Properties - H Hong Kong 25% 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75% 

0053.HK Guoco Group Ltd Hong Kong 10% 0 - 400 20% 400 - 1200 30% 40% 1200 - 1200 75% 75% > 1200 75% 

1052.HK GZI Transportation Ltd Hong Kong 10% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

0010.HK Hang Lung Group Ltd Hong Kong 10% 0 - 450 15% 450 - 2750 25% 30% 2750 - 6000 40% 55% > 6000 75% 

1133.HK Harbin Power Equipment Co Ltd Hong Kong 25% 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 55000 35% 45% > 55000 75% 

0097.HK Henderson Investment Ltd Hong Kong 25% 0 - 75750 20% 75750 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75% 

1044.HK Hengan International Group Co Ltd Hong Kong 25% 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75% 

1393.HK Hidili Industry International Dev Hong Kong 25% 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 150000 35% 45% > 150000 75% 

0190.HK HKC Holdings Ltd Hong Kong 25% 0 - 78750 20% 78750 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75% 

0480.HK HKR International Ltd Hong Kong 25% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

0003.HK Hong Kong & China Gas Hong Kong 10% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 40000 35% 45% > 40000 75% 

0045.HK Hong Kong & Shanghai Hotels Hong Kong 10% 0 - 300 25% 300 - 1800 40% 50% 1800 - 6000 60% 75% > 6000 75% 

0044.HK Hong Kong Aircraft Engineerg Co Ltd Hong Kong 10% 0 - 40 20% 40 - 250 30% 40% 250 - 1100 50% 60% > 1100 75% 

0388.HK Hong Kong Exch & Clearing Hong Kong 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 50000 35% 45% > 50000 75% 

0006.HK HongKong Electric Holdings Hong Kong 10% 0 - 1900 10% 1900 - 10000 20% 25% 10000 - 20000 35% 45% > 20000 75% 

0737.HK Hopewell Highway Infrastructure Ltd Hong Kong 10% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 10000 60% 75% > 10000 75% 

0054.HK Hopewell Holdings Ltd Hong Kong 10% 0 - 1100 15% 1100 - 6500 25% 30% 6500 - 10000 40% 55% > 10000 75% 

0754.HK Hopson Development Holdings Hong Kong 25% 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 60000 35% 45% > 60000 75% 

0005.HK HSBC Holdings Plc (Hk Reg) Hong Kong 10% 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 200000 35% 45% > 200000 75% 

0336.HK Huabao International Holdings Ltd Hong Kong 10% 0 - 900 15% 900 - 5500 25% 30% 5500 - 35000 40% 55% > 35000 75% 

1071.HK Huadian Power International Corp Hong Kong 25% 0 - 8500 15% 8500 - 50000 25% 30% 50000 - 80000 40% 55% > 80000 75% 

0902.HK Huaneng Power Intl Inc-H Hong Kong 10% 0 - 5500 10% 5500 - 35000 20% 25% 35000 - 200000 35% 45% > 200000 75% 

2332.HK Hutchison Telecom Hong Kong 25% 0 - 22000 20% 22000 - 65000 30% 40% 65000 - 80000 50% 60% > 80000 75% 

215.HK Hutchison Telecommunications Hong Kong 25% 0 - 15000 20% 15000 - 45000 30% 40% 45000 - 60000 50% 60% > 60000 75% 

0014.HK Hysan Development Co Ltd Hong Kong 10% 0 - 1200 15% 1200 - 7250 25% 30% 7250 - 10000 40% 55% > 10000 75% 

0585.HK Imagi International Holdings Ltd Hong Kong 25% 0 - 80000 25% 80000 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75% 



(continued) 





1398.HK Ind & Comm Bank of China Hong Kong 10% 0 - 21500 10% 21500 - 150000 20% 25% 150000 - 2250000 35% 45% > 2250000 75% 

0349.HK Indust. & Comm. BoC (Asia) Ltd. Hong Kong 10% 0 - 400 15% 400 - 2400 25% 30% 2400 - 10000 40% 55% > 10000 75% 

1833.HK Intime Department Store Group Co Hong Kong 25% 0 - 900 20% 900 - 5500 30% 40% 5500 - 20000 50% 60% > 20000 75% 

0177.HK Jiangsu Express Co Ltd-H Hong Kong 10% 0 - 1300 15% 1300 - 7750 25% 30% 7750 - 45000 40% 55% > 45000 75% 

0358.HK Jiangxi Copper Company Ltd-H Hong Kong 25% 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 150000 35% 45% > 150000 75% 

0179.HK Johnson Electric Holdings Ltd Hong Kong 25% 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 75000 40% 55% > 75000 75% 

0173.HK K Wah International Holdings Ltd Hong Kong 25% 0 - 6750 15% 6750 - 40000 25% 30% 40000 - 60000 40% 55% > 60000 75% 

0683.HK Kerry Properties Ltd Hong Kong 25% 0 - 450 10% 450 - 2750 20% 25% 2750 - 20000 35% 45% > 20000 75% 

0148.HK Kingboard Chemical Holdings Ltd Hong Kong 25% 0 - 900 15% 900 - 5500 25% 30% 5500 - 10000 40% 55% > 10000 75% 

1888.HK Kingboard Laminates Holdings Ltd Hong Kong 25% 0 - 450 20% 450 - 2750 30% 40% 2750 - 15000 50% 60% > 15000 75% 

0034.HK Kowloon Development Co Ltd Hong Kong 25% 0 - 1000 20% 1000 - 6000 30% 40% 6000 - 10000 50% 60% > 10000 75% 

2314.HK Lee & Man Paper Manufacturing Ltd Hong Kong 25% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 25000 35% 45% > 25000 75% 

0992.HK Lenovo Group Ltd Hong Kong 25% 0 - 23250 10% 23250 - 150000 20% 25% 150000 - 300000 35% 45% > 300000 75% 

0221.HK Leroi Holdings Ltd Hong Kong 25% 0 - 35500 25% 35500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

0494.HK Li & Fung Ltd Hong Kong 25% 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 60000 35% 45% > 60000 75% 

2331.HK Li Ning Co Ltd Hong Kong 10% 0 - 800 10% 800 - 4750 20% 25% 4750 - 25000 35% 45% > 25000 75% 

1212.HK Lifestyle International Holdings Hong Kong 10% 0 - 250 20% 250 - 1500 30% 40% 1500 - 9000 50% 60% > 9000 75% 

0823.HK Link REIT Hong Kong 10% 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 45000 35% 45% > 45000 75% 

3339.HK Lonking Holdings Ltd Hong Kong 25% 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 45000 50% 60% > 45000 75% 

0323.HK Maanshan Iron & Steel-H Hong Kong 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 150000 35% 45% > 150000 75% 

0848.HK Maoye International Holdings Hong Kong 25% 0 - 8750 15% 8750 - 55000 25% 30% 55000 - 80000 40% 55% > 80000 75% 

0200.HK Melco International Development Ltd Hong Kong 25% 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 75000 35% 45% > 75000 75% 

1200.HK Midland Holdings Ltd Hong Kong 25% 0 - 1700 15% 1700 - 10000 25% 30% 10000 - 45000 40% 55% > 45000 75% 

0425.HK Minth Group Ltd Hong Kong 10% 0 - 600 20% 600 - 3500 30% 40% 3500 - 9500 50% 60% > 9500 75% 

2801.HK MSCI China Tracker - 2801 Hong Kong 25% 0 - 6250 10% 6250 - 40000 20% 25% 40000 - 65000 35% 45% > 65000 75% 

0066.HK MTR Corp Hong Kong 10% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75% 

0917.HK New World China Land Ltd Hong Kong 25% 0 - 1600 20% 1600 - 9500 30% 40% 9500 - 30000 50% 60% > 30000 75% 

0276.HK New World CyberBase Ltd Hong Kong 25% 0 - 15500 10% 15500 - 95000 20% 25% 95000 - 200000 35% 45% > 200000 75% 

0825.HK New World Department Store China Hong Kong 25% 0 - 600 20% 600 - 3500 30% 40% 3500 - 15000 50% 60% > 15000 75% 

0017.HK New World Development Ltd Hong Kong 25% 0 - 2000 10% 2000 - 10000 20% 25% 10000 - 65000 35% 45% > 65000 75% 

2689.HK Nine Dragons Paper Holdings Ltd Hong Kong 25% 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 95000 35% 45% > 95000 75% 

0659.HK NWS Holdings Ltd Hong Kong 10% 0 - 450 25% 450 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

0316.HK Orient Overseas International Ltd Hong Kong 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 9500 40% 55% > 9500 75% 

2343.HK Pacific Basin Shipping Ltd. Hong Kong 25% 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 150000 35% 45% > 150000 75% 

3368.HK Parkson Retail Group Ltd Hong Kong 10% 0 - 700 10% 700 - 4250 20% 25% 4250 - 30000 35% 45% > 30000 75% 

8.HK PCCW Ltd Hong Kong 10% 0 - 63250 15% 63250 - 200000 25% 30% 200000 - 200000 75% 75% > 200000 75% 

0857.HK Petrochina Co Ltd-H Hong Kong 10% 0 - 13750 10% 13750 - 85000 20% 25% 85000 - 700000 35% 45% > 700000 75% 

2328.HK PICC Property & Casualty -H Hong Kong 25% 0 - 5500 10% 5500 - 35000 20% 25% 35000 - 200000 35% 45% > 200000 75% 

2318.HK Ping An Insurance Group Co-H Hong Kong 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 65000 35% 45% > 65000 75% 

0119.HK Poly (HK) Investment Ltd Hong Kong 25% 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 80000 35% 45% > 80000 75% 

0208.HK Polytec Asset Holdings Ltd Hong Kong 25% 0 - 46500 20% 46500 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75% 

0589.HK Ports Design Ltd Hong Kong 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 10000 40% 55% > 10000 75% 

3813.HK Pou Cheng International Holdings Hong Kong 25% 0 - 16500 20% 16500 - 50000 30% 40% 50000 - 55000 50% 60% > 55000 75% 

0555.HK REXLot Holdings Ltd Hong Kong 25% 0 - 69000 20% 69000 - 200000 30% 40% 200000 - 250000 50% 60% > 250000 75% 

1098.HK Road King Infrastructure Ltd Hong Kong 25% 0 - 450 25% 450 - 2750 40% 50% 2750 - 5500 60% 75% > 5500 75% 

3938.HK Samling Global Ltd Hong Kong 25% 0 - 33250 25% 33250 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

0531.HK Samson Holding Ltd Hong Kong 25% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 10000 60% 75% > 10000 75% 

0981.HK Semiconductor Manufacturing Hong Kong 25% 0 - 202500 15% 202500 - 600000 25% 30% 600000 - 600000 75% 75% > 600000 75% 

0337.HK SGP Land Holdings Hong Kong 25% 0 - 900 20% 900 - 5500 30% 40% 5500 - 20000 50% 60% > 20000 75% 

2727.HK Shanghai Electric Grp Co L-H Hong Kong 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 250000 35% 45% > 250000 75% 

0363.HK Shanghai Industrial Hldgs Ltd Hong Kong 10% 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75% 

0069.HK Shangri-La Asia Ltd Hong Kong 10% 0 - 1200 15% 1200 - 7250 25% 30% 7250 - 20000 40% 55% > 20000 75% 

0152.HK Shenzhen International Holdings Hong Kong 25% 0 - 210250 10% 210250 - 650000 20% 25% 650000 - 750000 35% 45% > 750000 75% 

0604.HK Shenzhen Investment Ltd Hong Kong 25% 0 - 15500 10% 15500 - 95000 20% 25% 95000 - 150000 35% 45% > 150000 75% 



(continued) 





0813.HK Shimao Property Holdings Ltd Hong Kong 25% 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 150000 35% 45% > 150000 75% 

0697.HK Shougang Concord Int Ent Hong Kong 25% 0 - 85000 10% 85000 - 500000 20% 25% 500000 - 750000 35% 45% > 750000 75% 

0983.HK Shui On Construction & Materials Hong Kong 25% 0 - 300 20% 300 - 1800 30% 40% 1800 - 9750 50% 60% > 9750 75% 

0272.HK Shui On Land Ltd Hong Kong 25% 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 250000 35% 45% > 250000 75% 

0242.HK Shun Tak Holdings Ltd Hong Kong 25% 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 75000 35% 45% > 75000 75% 

0171.HK Silver Grant Intl Hong Kong 10% 0 - 18750 25% 18750 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75% 

0083.HK Sino Land Co Hong Kong 25% 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 75000 35% 45% > 75000 75% 

0297.HK Sinofert Holdings Ltd. Hong Kong 10% 0 - 7250 10% 7250 - 45000 20% 25% 45000 - 150000 35% 45% > 150000 75% 

3377.HK Sino-Ocean Land Holdings Ltd Hong Kong 25% 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 150000 35% 45% > 150000 75% 

0338.HK Sinopec Shanghai Petrochem-H Hong Kong 10% 0 - 14750 10% 14750 - 90000 20% 25% 90000 - 200000 35% 45% > 200000 75% 

1033.HK Sinopec Yizheng Chemical Fibre Co Hong Kong 25% 0 - 25250 15% 25250 - 150000 25% 30% 150000 - 150000 75% 75% > 150000 75% 

0598.HK Sinotrans Limited-H Hong Kong 25% 0 - 6750 20% 6750 - 40000 30% 40% 40000 - 60000 50% 60% > 60000 75% 

0368.HK Sinotrans Shipping Ltd Hong Kong 25% 0 - 3250 20% 3250 - 20000 30% 40% 20000 - 65000 50% 60% > 65000 75% 

3808.HK Sinotruk Hong Kong Ltd Hong Kong 10% 0 - 1100 15% 1100 - 6500 25% 30% 6500 - 25000 40% 55% > 25000 75% 

0410.HK Soho China Ltd Hong Kong 10% 0 - 8250 10% 8250 - 50000 20% 25% 50000 - 100000 35% 45% > 100000 75% 

0678.HK Star Cruises Ltd Hong Kong 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 5250 60% 75% > 5250 75% 

1836.HK Stella International Holdings Ltd Hong Kong 10% 0 - 200 25% 200 - 1200 40% 50% 1200 - 2750 60% 75% > 2750 75% 

0086.HK Sun Hung Kai & Co Ltd Hong Kong 25% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

0016.HK Sun Hung Kai Properties Ltd Hong Kong 10% 0 - 350 10% 350 - 2100 20% 25% 2100 - 40000 35% 45% > 40000 75% 

0087.HK Swire Pacific Ltd Hong Kong 10% 0 - 600 25% 600 - 1800 40% 50% 1800 - 3000 60% 75% > 3000 75% 

0019.HK Swire Pacific Ltd Hong Kong 10% 0 - 200 10% 200 - 1200 20% 25% 1200 - 15000 35% 45% > 15000 75% 

1070.HK TCL Multimedia Technology Hong Kong 25% 0 - 400 25% 400 - 2400 40% 50% 2400 - 10000 60% 75% > 10000 75% 

0669.HK Techtronic Industries Co. Hong Kong 25% 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 55000 35% 45% > 55000 75% 

0511.HK Television Broadcasts Ltd Hong Kong 10% 0 - 400 20% 400 - 2400 30% 40% 2400 - 3500 50% 60% > 3500 75% 

0700.HK Tencent Holdings Ltd Hong Kong 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 25000 35% 45% > 25000 75% 

0321.HK Texwinca Holdings Ltd Hong Kong 25% 0 - 350 25% 350 - 2100 40% 50% 2100 - 8250 60% 75% > 8250 75% 

0882.HK Tianjin Development Hldgs Hong Kong 25% 0 - 2300 20% 2300 - 15000 30% 40% 15000 - 25000 50% 60% > 25000 75% 

0322.HK Tingyi Cayman Islands Holding Corp Hong Kong 10% 0 - 700 10% 700 - 4250 20% 25% 4250 - 25000 35% 45% > 25000 75% 

0903.HK TPV Technology Ltd Hong Kong 25% 0 - 900 20% 900 - 5500 30% 40% 5500 - 30000 50% 60% > 30000 75% 

2800.HK Tracker Fund of Hong Kong Hong Kong 10% 0 - 6000 5% 6000 - 35000 10% 20% 35000 - 60000 25% 40% > 60000 75% 

0536.HK Tradelink Electronic Commerce Hong Kong 50% 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

0062.HK Transport International Holdings Hong Kong 50% 0 - 100 25% 100 - 300 40% 50% 300 - 450 60% 75% > 450 75% 

0168.HK Tsingtao Brewery Co Ltd-H Hong Kong 10% 0 - 200 15% 200 - 1200 25% 30% 1200 - 8250 40% 55% > 8250 75% 

2945.HK Uni-Bio Science Group Ltd Hong Kong 25% 0 - 49000 25% 49000 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

0220.HK Uni-President China Holdings Ltd Hong Kong 10% 0 - 800 20% 800 - 4750 30% 40% 4750 - 20000 50% 60% > 20000 75% 

0467.HK United Energy Group Ltd Hong Kong 25% 0 - 4000 25% 4000 - 25000 40% 50% 25000 - 55000 60% 75% > 55000 75% 

0303.HK VTech Holdings Ltd Hong Kong 25% 0 - 150 20% 150 - 900 30% 40% 900 - 2200 50% 60% > 2200 75% 

0151.HK Want Want China Holdings Ltd Hong Kong 10% 0 - 12000 10% 12000 - 70000 20% 25% 70000 - 100000 35% 45% > 100000 75% 

2698.HK Weiqiao Textile Co Ltd-H Hong Kong 25% 0 - 1400 20% 1400 - 8500 30% 40% 8500 - 25000 50% 60% > 25000 75% 

0004.HK Wharf Holdings Ltd Hong Kong 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 25000 35% 45% > 25000 75% 

0020.HK Wheelock & Co Ltd Hong Kong 25% 0 - 300 20% 300 - 1800 30% 40% 1800 - 4250 50% 60% > 4250 75% 

0049.HK Wheelock Properties Ltd Hong Kong 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 2000 60% 75% > 2000 75% 

0302.HK Wing Hang Bank Ltd Hong Kong 10% 0 - 70 15% 70 - 400 25% 30% 400 - 3250 40% 55% > 3250 75% 

2688.HK Xinao Gas Holdings Ltd Hong Kong 25% 0 - 500 20% 500 - 3000 30% 40% 3000 - 10000 50% 60% > 10000 75% 

1899.HK Xingda International Holdings Ltd Hong Kong 25% 0 - 10250 20% 10250 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75% 

0868.HK Xinyi Glass Holdings Co Ltd Hong Kong 25% 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 60000 35% 45% > 60000 75% 

3389.HK Xinyu Hengdeli Holdings ltd Hong Kong 25% 0 - 3500 25% 3500 - 20000 40% 50% 20000 - 65000 60% 75% > 65000 75% 

1171.HK Yanzhou Coal Mining Co-H Hong Kong 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 150000 35% 45% > 150000 75% 

0551.HK Yue Yuen Industrial Holdings Hong Kong 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 20000 35% 45% > 20000 75% 

0576.HK Zhejiang Expressway Co-H Hong Kong 10% 0 - 900 10% 900 - 5500 20% 25% 5500 - 65000 35% 45% > 65000 75% 

2899.HK Zijin Mining Group Co Ltd - H Hong Kong 25% 0 - 12500 10% 12500 - 75000 20% 25% 75000 - 200000 35% 45% > 200000 75% 

0763.HK ZTE Corp-H Hong Kong 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 15000 35% 45% > 15000 75% 

AFIDLq.L AFI Developments (GDR) IOB 25% 0 - 250 25% 250 - 750 40% 50% 750 - 1000 60% 75% > 1000 75% 

SSAq.L AFK Sistema - GDR IOB 25% 0 - 40 15% 40 - 250 25% 30% 250 - 2750 40% 55% > 2750 75% 



(continued) 





COMIq.L Commercial International Bank - GDR IOB 25% 0 - 30 25% 30 - 200 40% 50% 200 - 300 60% 75% > 300 75% 

HK1q.L Evraz Group SA IOB 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75% 

GAZPq.L Gazprom (Lon ADR) IOB 25% 0 - 300 10% 300 - 1800 20% 25% 1800 - 65000 35% 45% > 65000 75% 

SIBNq.L Gazprom Neft - ADR IOB 25% 0 - 15 20% 15 - 90 30% 40% 90 - 550 50% 60% > 550 75% 

HSBKq.L Halyk Savings Bank - GDR IOB 25% 0 - 60 25% 60 - 350 40% 50% 350 - 850 60% 75% > 850 75% 

INTEq.L Integra Group Hold GDR IOB 25% 0 - 90 20% 90 - 550 30% 40% 550 - 3250 50% 60% > 3250 75% 

INVBq.L Investcorp Bank GDR IOB 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

KZGq.L KazakhGold Corp IOB 25% 0 - 40 25% 40 - 250 40% 50% 250 - 450 60% 75% > 450 75% 

KKGByq.L Kazkommertsbank - GDR IOB 25% 0 - 40 25% 40 - 250 40% 50% 250 - 400 60% 75% > 400 75% 

KMGq.L Kazmunaigas Exploration GDR IOB 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

LKOHyq.L Lukoil (Lon ADR) IOB 25% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

MAHMq.L Mahindra & Mahindra Ltd - Lon GDR IOB 25% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

NKELyq.L MMC Norilsk Nickel - ADR IOB 25% 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75% 

NVTKq.L NovaTek OAO -GDR IOB 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

NLMKq.L Novolipetsk Steel IOB 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75% 

OCICq.L Orascom Construction IOB 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

ORTEq.L Orascom Telecom IOB 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2300 35% 45% > 2300 75% 

PKGPq.L PIK Group - GDR IOB 25% 0 - 80 25% 80 - 500 40% 50% 500 - 2500 60% 75% > 2500 75% 

PMTLq.L Polymetal Regs GDR IOB 25% 0 - 30 25% 30 - 200 40% 50% 200 - 800 60% 75% > 800 75% 

PLZLq.L Polyus Gold ADR IOB 40% 0 - 7.5 15% 7.5 - 50 25% 30% 50 - 1400 40% 55% > 1400 75% 

RELIq.L Reliance Inds GDR IOB 25% 0 - 15 10% 15 - 90 20% 25% 90 - 800 35% 45% > 800 75% 

ROSNq.L Rosneft Oil Co - (Lon GDR) W/I IOB 25% 0 - 300 10% 300 - 1800 20% 25% 1800 - 65000 35% 45% > 65000 75% 

ROSyq.L Rostelecom - ADR IOB 25% 0 - 2 25% 2 - 10 40% 50% 10 - 70 60% 75% > 70 75% 

0593xq.L Samsung Electronics - (Lon GDR) IOB 25% 0 - 3 10% 3 - 20 20% 25% 20 - 250 35% 45% > 250 75% 

CHMFq.L Severstal IOB 25% 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75% 

HALSq.L Sistema Hals GDR IOB 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

SBIq.L State Bank Of India GDR IOB 25% 0 - 20 15% 20 - 100 25% 30% 100 - 400 40% 55% > 400 75% 

SNGSyq.L Surgutneftengaz - ADR IOB 25% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

TATNxq.L Tatneft - ADR IOB 25% 0 - 10 25% 10 - 60 40% 50% 60 - 2500 60% 75% > 2500 75% 

URKAq.L Uralkali (Lon ADR) IOB 25% 0 - 30 15% 30 - 200 25% 30% 200 - 6250 40% 55% > 6250 75% 

VICOq.L Vimetco NV (GDR) IOB 25% 0 - 100 25% 100 - 600 40% 50% 600 - 1300 60% 75% > 1300 75% 

VTBRq.L VTB Bank Gdr IOB 25% 0 - 700 10% 700 - 4250 20% 25% 4250 - 25000 35% 45% > 25000 75% 

ABBY.I Abbey Plc (ISEQ) Ireland 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

AERL.I Aer Lingus Group (ISEQ) Ireland 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 4250 60% 75% > 4250 75% 

A9I.I AGI Therapeutics Ltd (ISEQ) Ireland 75% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

AMNX.I Aminex Plc (ISEQ) Ireland 75% 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

B8L.I Blackrock International Land (ISEQ) Ireland 35% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

BOCA.I Boundary (ISEQ) Ireland 75% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

DQ5.I CPL Resources Plc (ISEQ) Ireland 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

DLE.I Datalex Plc (ISEQ) Ireland 75% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

DQ7.I Donegal Creameries Plc (ISEQ) Ireland 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

FFY.I Fyffes Plc (ISEQ) Ireland 35% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

GRF_u.I Grafton Group Plc (ISEQ) Ireland 15% 0 - 200 20% 200 - 1200 35% 50% 1200 - 2750 50% 75% > 2750 75% 

ICON.I Icon Plc (ISEQ) Ireland 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

IFG.I IFG Group Plc (ISEQ) Ireland 35% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

ICG_u.I Irish Continental Group Plc (ISEQ) Ireland 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

JEV.I Kenmare Resources Plc (ISEQ) Ireland 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MCI.I McInerney Holdings Plc (ISEQ) Ireland 45% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

NORK.I Norkom Group (ISEQ) Ireland 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

OGN.I Origin Enterprises PLC Ireland 35% 0 - 60 25% 60 - 350 40% 50% 350 - 550 60% 75% > 550 75% 

ORM.I Ormonde Mining Plc (ISEQ) Ireland 75% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

OVG.I Ovoca Gold Plc (ISEQ) Ireland 75% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

PCI.I Petroceltic Int. Plc. (ISEQ) Ireland 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

PTR.I Petroneft Resources Plc Ireland 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 



(continued) 





PACC.I Prime Active Capital Ireland 75% 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

PRR.I Providence Resources Plc (ISEQ) Ireland 45% 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

SSV.I Siteserv PLC Ireland 75% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

THF.I Thirdforce Plc (ISEQ) Ireland 45% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

T7O.I Total Produce (ISEQ) Ireland 35% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4750 60% 75% > 4750 75% 

TLW.I Tullow Oil (ISEQ) Ireland 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

TVCH.I TVC Holdings Plc (ISEQ) Ireland 75% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

UDG.I United Drug Plc (ISEQ) Ireland 15% 0 - 500 20% 500 - 1500 35% 50% 1500 - 2400 50% 75% > 2400 75% 

VERI.I Veris Plc Ireland 25% 0 - 50 25% 50 - 300 40% 50% 300 - 400 60% 75% > 400 75% 

WSPR.I Worldspreads Group Plc (ISEQ) Ireland 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

ZMNO.I Zamano Plc (ISEQ) Ireland 75% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

ACE.MI ACEA SpA Italy 25% 0 - 600 15% 600 - 1800 25% 30% 1800 - 3000 40% 55% > 3000 75% 

ACO.MI Acotel Group SpA Italy 45% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

AA4.MI Actelios S.p.A. Italy 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

AEDI.MI Aedes SPA Italy 75% 0 - 25000 25% 25000 - 75000 40% 50% 75000 - 75000 75% 75% > 75000 75% 

BW1.MI AICON SpA Italy 45% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

ARN.MI Alerion Industries SpA Italy 25% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

AMPF.MI Amplifon SpA Italy 25% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75% 

AP.MI Antichi Pellettieri SpA Italy 45% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

APP.MI Apulia Pronto Prestito SpA Italy 45% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 

MOED.MI Arnoldo Mondadori Editore SpA Italy 15% 0 - 3750 20% 3750 - 10000 35% 50% 10000 - 10000 75% 75% > 10000 75% 

AST.MI Astaldi SpA Italy 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

ATMI.MI Autostrada Torino-Milano SpA Italy 25% 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

AZMT.MI Azimut Holding SpA Italy 25% 0 - 600 15% 600 - 1800 25% 30% 1800 - 3250 40% 55% > 3250 75% 

CRGI.MI Banca Carige SpA Italy 15% 0 - 4500 15% 4500 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75% 

BFE.MI Banca Finnat Euramerica SpA Italy 25% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

BGN.MI Banca Generali SpA Italy 25% 0 - 400 20% 400 - 1200 30% 40% 1200 - 1800 50% 60% > 1800 75% 

IF.MI Banca IFIS SpA Italy 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

BIM.MI Banca Intermobiliare SpA Italy 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

BIL.MI Banca Italease Italy 25% 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 4750 50% 60% > 4750 75% 

PCVI.MI Banca Piccolo Credito Valtellinese Italy 25% 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75% 

PEL.MI Banca Popolare dell’Etruria Italy 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

PRO.MI Banca Profilo SpA Italy 45% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

DESI.MI Banco Desio E Della Brianza Italy 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

BCNT.MI BasicNet SpA Italy 45% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

BTGI.MI Bastogi SpA Italy 75% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

BET.MI Bee Team Italy 75% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

BE.MI Beghelli Italy 25% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

BNG.MI Benetton Group SpA Italy 25% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1500 50% 60% > 1500 75% 

BNSI.MI Beni Stabili SpA Italy 25% 0 - 3250 20% 3250 - 9750 30% 40% 9750 - 10000 50% 60% > 10000 75% 

BIA.MI Bialetti Industrie SpA Italy 75% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

BSS.MI Biesse SpA Italy 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

BFFI.MI Bonifica Terreni Ferraresi Italy 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

BRBI.MI Brembo SpA Italy 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

BRUI.MI Brioschi Finanziaria SpA Italy 25% 0 - 11000 25% 11000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

BVIT.MI Buongiorno SpA Italy 45% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

BZUr.MI Buzzi Unicem Spa-RNC Italy 25% 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 

CAI.MI Cairo Communication SpA Italy 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

CED.MI Caltagirone Editore SpA Italy 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CAMI.MI Cam Finanziaria SpA Italy 25% 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

CARRA.MI Carraro Spa Italy 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CASS.MI Cattolica di Assicurazioni Scrl Italy 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

CEMI.MI Cementir SpA Italy 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

CHL.MI Centro HL Distribuzione Spa Italy 45% 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 



(continued) 





COFI.MI Cofide SpA Italy 25% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

COPR.MI Conafi Prestito SpA Italy 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

EMBI.MI Credito Emiliano SpA Italy 25% 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 4000 75% 75% > 4000 75% 

DA.MI Dada SpA Italy 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

B7C.MI D’Amico International Shipping Italy 25% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 

DANIr.MI Danieli & Co - RNC Italy 25% 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75% 

DANI.MI Danieli & Co SpA Italy 25% 0 - 350 15% 350 - 1100 25% 30% 1100 - 1100 75% 75% > 1100 75% 

DAL.MI Datalogic Italy 45% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

DEA.MI DeA Capital SpA Italy 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

DIAS.MI DiaSorin Italy 45% 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75% 

DMT.MI Digital Multimedia Technologies SpA Italy 45% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

EDN.MI Edison SpA Italy 10% 0 - 5500 15% 5500 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75% 

EDNr.MI Edison SpA RNC Italy 15% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

EEMS.MI EEMS Italia SpA Italy 45% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

ELEN.MI El.En. SpA Italy 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

ELC.MI Elica Spa Italy 45% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

ENG.MI Engineering Ingegneria Informatica Italy 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

EN.MI Enia SpA Italy 25% 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75% 

ENRT.MI ERG Renew SpA Italy 45% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

ERG.MI ERG SpA Italy 10% 0 - 450 10% 450 - 2750 20% 25% 2750 - 2750 75% 75% > 2750 75% 

PRT.MI Esprinet SpA Italy 25% 0 - 450 20% 450 - 1400 30% 40% 1400 - 1400 75% 75% > 1400 75% 

EUT.MI Eutelia Italy 45% 0 - 800 25% 800 - 2400 40% 50% 2400 - 3000 60% 75% > 3000 75% 

EXOR.MI Exor SpA Italy 25% 0 - 450 15% 450 - 1400 25% 30% 1400 - 1900 40% 55% > 1900 75% 

EXOR_p.MI Exor SpA - Prf Italy 45% 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75% 

XPR.MI Exprevia SpA Italy 45% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

FWB.MI Fastweb Italy 15% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75% 

FIAr.MI Fiat SpA - RNC Italy 10% 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 3500 75% 75% > 3500 75% 

FIA_p.MI Fiat SpA -PFD Italy 10% 0 - 1300 15% 1300 - 4000 25% 30% 4000 - 4000 75% 75% > 4000 75% 

FIMI.MI Fiera Milano SpA Italy 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

FOSAr.MI Fondiaria-Sai SpA - RNC Italy 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75% 

GEMI.MI Gemina SpA Italy 25% 0 - 4250 20% 4250 - 15000 30% 40% 15000 - 20000 50% 60% > 20000 75% 

GRAN.MI GranitiFiandre SpA Italy 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

ESPI.MI Gruppo Editoriale L’Espresso SpA Italy 15% 0 - 2500 20% 2500 - 7500 30% 40% 7500 - 7500 75% 75% > 7500 75% 

HRA.MI Hera SpA Italy 25% 0 - 1900 15% 1900 - 5750 25% 30% 5750 - 8500 40% 55% > 8500 75% 

VVE.MI I Viaggi del Ventaglio Italy 45% 0 - 10000 25% 10000 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

S24.MI Il Sole 24 Ore Italy 45% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

IGD.MI Immobiliare Grande Distribuzione Italy 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

IMSI.MI Immsi SpA Italy 25% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

IND.MI Indesit Co Spa Italy 25% 0 - 600 15% 600 - 1800 25% 30% 1800 - 3250 40% 55% > 3250 75% 

IMAI.MI Industria Macchine Automatiche SpA Italy 35% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

TEKI.MI Intek Spa Italy 25% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

ITPG.MI Interpump SpA Italy 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

ISPn.MI Intesa Sanpaulo RNC Italy 25% 0 - 4750 10% 4750 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75% 

IRD.MI Iride SpA Italy 25% 0 - 4000 15% 4000 - 10000 25% 30% 10000 - 10000 75% 75% > 10000 75% 

IGS.MI Isagro SpA Italy 45% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

ITAIn.MI Italcementi SpA - RNC Italy 25% 0 - 500 15% 500 - 1500 25% 30% 1500 - 2750 40% 55% > 2750 75% 

ITMI.MI Italmobiliare SpA Italy 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

ITMIr.MI Italmobiliare SpA - RNC Italy 25% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

JUVE.MI Juventus FC Italy 25% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 

KRS.MI Kerself Italy 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

KME.MI KME Group Italy 25% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

MTCM.MI Maire Tecnimont SpA Italy 45% 0 - 1500 15% 1500 - 9000 25% 30% 9000 - 9000 75% 75% > 9000 75% 

MACA.MI Management & Capitali SpA Italy 45% 0 - 13500 25% 13500 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

MBFG.MI Mariella Burani SpA Italy 25% 0 - 7.5 25% 7.5 - 50 40% 50% 50 - 1800 60% 75% > 1800 75% 



(continued) 





MARR.MI MARR SpA Italy 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

ADMI.MI Milano Assicurazioni Italy 15% 0 - 5000 20% 5000 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75% 

ADMIr.MI Milano Assicurazioni RNC Italy 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

MIRT.MI Mirato SpA Italy 75% 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75% 

MTTI.MI Mittel SpA Italy 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

MTV.MI Mondo TV SpA Italy 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

MOL.MI MutuiOnline SpA Italy 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

NICE.MI Nice Spa Italy 45% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

PAGR.MI Panariagroup Industrie Ceramiche Italy 45% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

PIA.MI Piaggio & C SpA Italy 25% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

PNNI.MI Pininfarina SpA Italy 75% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

PCRE.MI Pirelli & C Real Estate SpA Italy 25% 0 - 18500 25% 18500 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75% 

PECIn.MI Pirelli & C SpA - RNC Italy 15% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

PFGI.MI Poltrona Frau SpA Italy 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

PRNI.MI Premuda SpA Italy 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

PRII.MI Prima Industrie SpA Italy 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

RCSM.MI RCS MediaGroup SpA Italy 25% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 

RDB.MI RDB SpA Italy 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

RECI.MI Recordati SpA Italy 25% 0 - 1600 20% 1600 - 4750 30% 40% 4750 - 4750 75% 75% > 4750 75% 

RDM.MI Reno de Medici (It) Italy 45% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

REY.MI Reply SpA Italy 45% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

RN.MI Risanamento SpA Italy 90% 0 - 5000 20% 5000 - 15000 30% 40% 15000 - 20000 50% 60% > 20000 75% 

SABF.MI Sabaf SpA Italy 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

SAEI.MI SAES Getters SpA Italy 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

SFLG.MI Safilo Group SpA Italy 25% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

SRS.MI Saras SpA Italy 10% 0 - 2300 10% 2300 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75% 

SAVE.MI SAVE SpA Italy 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

PGIT.MI Seat Pagine Gialle SpA Italy 10% 0 - 52250 25% 52250 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

SNAI.MI Snai Spa Italy 25% 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75% 

SIAI.MI Snia Spa Italy 75% 0 - 25 25% 25 - 150 40% 50% 150 - 3750 60% 75% > 3750 75% 

SIS.MI Societa Iniziative Autostradali Italy 25% 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75% 

SGFI.MI Sogefi SpA Italy 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

SORN.MI Sorin SpA Italy 25% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

STEP.MI Stefanel Italy 45% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

TCM.MI Telecom Italia Media SpA Italy 25% 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

TLITn.MI Telecom Italia RNC Italy 10% 0 - 13500 10% 13500 - 80000 20% 25% 80000 - 150000 35% 45% > 150000 75% 

TIS.MI Tiscali SpA Italy 50% 0 - 23750 20% 23750 - 70000 30% 40% 70000 - 70000 75% 75% > 70000 75% 

TOD.MI Tod’s SpA Italy 25% 0 - 150 15% 150 - 450 25% 30% 450 - 450 75% 75% > 450 75% 

TFI.MI Trevi Finanziaria Spa Italy 25% 0 - 300 15% 300 - 900 25% 30% 900 - 1300 40% 55% > 1300 75% 

CRDIr.MI Unicredit SpA - RNC Italy 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

UNPI_p.MI Unipol SpA - Pfd Italy 25% 0 - 11750 15% 11750 - 35000 25% 30% 35000 - 35000 75% 75% > 35000 75% 

VIAI.MI Vianini Lavore SpA Italy 45% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

VITI.MI Vittoria Assicurazioni SpA Italy 35% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

8341.T 77 Bank Ltd Japan 25% 0 - 80000 15% 80000 - 475000 25% 30% 475000 - 500000 40% 55% > 500000 75% 

8572.T Acom Co Ltd Japan 25% 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 200000 40% 55% > 200000 75% 

4401.T ADEKA Corp Japan 25% 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 220000 40% 55% > 220000 75% 

6857.T Advantest Corp Japan 10% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1000000 35% 45% > 1000000 75% 

8570.T Aeon Credit Service Co Ltd Japan 25% 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 325000 40% 55% > 325000 75% 

8905.T Aeon Mall Co Ltd Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 275000 35% 45% > 275000 75% 

5482.T Aichi Steel Corp Japan 25% 0 - 20000 25% 20000 - 120000 40% 50% 120000 - 140000 60% 75% > 140000 75% 

8515.T Aiful Corp Japan 25% 0 - 625000 15% 625000 - 4000000 25% 30% 4000000 - 4000000 75% 75% > 4000000 75% 

8761.T Aioi Insurance Co Ltd Japan 25% 0 - 60000 15% 60000 - 350000 25% 30% 350000 - 825000 40% 55% > 825000 75% 

4088.T Air Water Inc Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 400000 35% 45% > 400000 75% 

7259.T Aisin Seiki Co Ltd Japan 25% 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 825000 35% 45% > 825000 75% 



(continued) 





2802.T Ajinomoto Co Inc Japan 10% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1500000 35% 45% > 1500000 75% 

2784.T Alfresa Holdings Corp Japan 25% 0 - 25000 15% 25000 - 75000 25% 30% 75000 - 75000 75% 75% > 75000 75% 

9202.T All Nippon Airways Co Ltd Japan 10% 0 - 550000 10% 550000 - 3500000 20% 25% 3500000 - 6000000 35% 45% > 6000000 75% 

6770.T Alps Electric Co Ltd Japan 10% 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 1000000 35% 45% > 1000000 75% 

6113.T Amada Co Ltd Japan 25% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1000000 35% 45% > 1000000 75% 

8219.T Aoyama Trading Co Ltd Japan 25% 0 - 1500 25% 1500 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

8304.T Aozora Bank Ltd Japan 25% 0 - 725000 15% 725000 - 2000000 25% 30% 2000000 - 2000000 75% 75% > 2000000 75% 

2502.T Asahi Breweries Ltd Japan 10% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 1000000 35% 45% > 1000000 75% 

9747.T Asatsu-DK Inc Japan 25% 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 60000 50% 60% > 60000 75% 

7936.T Asics Corp Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 450000 35% 45% > 450000 75% 

4503.T Astellas Pharma Inc Japan 10% 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 975000 35% 45% > 975000 75% 

9832.T Autobacs Seven Co Ltd Japan 25% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

8388.T Awa Bank Ltd/The Japan 25% 0 - 25000 25% 25000 - 75000 40% 50% 75000 - 130000 60% 75% > 130000 75% 

8369.T Bank of Kyoto Ltd/The Japan 25% 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 500000 35% 45% > 500000 75% 

8522.T Bank of Nagoya Ltd/The Japan 25% 0 - 25000 20% 25000 - 150000 30% 40% 150000 - 210000 50% 60% > 210000 75% 

9783.T Benesse Corp Japan 25% 0 - 9000 25% 9000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

6448.T Brother Industries Ltd Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 475000 35% 45% > 475000 75% 

7751.T Canon Inc Japan 10% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 2500000 35% 45% > 2500000 75% 

8060.T Canon Marketing Japan Inc Japan 25% 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 230000 40% 55% > 230000 75% 

9697.T Capcom Co Ltd Japan 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 450000 35% 45% > 450000 75% 

6952.T Casio Computer Co Ltd Japan 10% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 1000000 35% 45% > 1000000 75% 

4044.T Central Glass Co Ltd Japan 25% 0 - 40000 15% 40000 - 240000 25% 30% 240000 - 550000 40% 55% > 550000 75% 

8331.T Chiba Bank Ltd Japan 10% 0 - 100000 10% 100000 - 600000 20% 25% 600000 - 1500000 35% 45% > 1500000 75% 

6366.T Chiyoda Corp Japan 10% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1000000 35% 45% > 1000000 75% 

4519.T Chugai Pharmaceutical Co Ltd Japan 10% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 950000 35% 45% > 950000 75% 

8382.T Chugoku Bank Ltd/The Japan 25% 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 160000 50% 60% > 160000 75% 

9504.T Chugoku Electric Power Co Inc/The Japan 25% 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 250000 35% 45% > 250000 75% 

7762.T Citizen Watch Co Ltd Japan 10% 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 1500000 35% 45% > 1500000 75% 

6796.T Clarion Co Ltd Japan 25% 0 - 725000 20% 725000 - 2000000 30% 40% 2000000 - 2000000 75% 75% > 2000000 75% 

2579.T Coca-Cola West Co Ltd Japan 25% 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 140000 40% 55% > 140000 75% 

1721.T COMSYS Holdings Corp Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 500000 35% 45% > 500000 75% 

5007.T Cosmo Oil Co Ltd Japan 25% 0 - 275000 10% 275000 - 825000 20% 25% 825000 - 1500000 35% 45% > 1500000 75% 

8253.T Credit Saison Co Ltd Japan 10% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 1500000 35% 45% > 1500000 75% 

9737.T CSK Holdings Corp Japan 10% 0 - 160000 20% 160000 - 950000 30% 40% 950000 - 950000 75% 75% > 950000 75% 

4202.T Daicel Chemical Industries Ltd Japan 25% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 900000 35% 45% > 900000 75% 

5471.T Daido Steel Co Ltd Japan 25% 0 - 110000 10% 110000 - 650000 20% 25% 650000 - 1000000 35% 45% > 1000000 75% 

6383.T Daifuku Co Ltd Japan 25% 0 - 25000 20% 25000 - 150000 30% 40% 150000 - 250000 50% 60% > 250000 75% 

7262.T Daihatsu Motor Co Ltd Japan 25% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 825000 35% 45% > 825000 75% 

9132.T Daiichi Chuo Kisen Kaisha Japan 25% 0 - 70000 15% 70000 - 425000 25% 30% 425000 - 1500000 40% 55% > 1500000 75% 

4568.T Daiichi Sankyo Co Ltd Japan 10% 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 1500000 35% 45% > 1500000 75% 

6367.T Daikin Industries Ltd Japan 10% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 750000 35% 45% > 750000 75% 

7735.T Dainippon Screen Manufacturing Co Japan 25% 0 - 130000 10% 130000 - 775000 20% 25% 775000 - 2000000 35% 45% > 2000000 75% 

4506.T Dainippon Sumitomo Pharma Co Ltd Japan 10% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 525000 35% 45% > 525000 75% 

3880.T Daio Paper Corp Japan 25% 0 - 9000 20% 9000 - 55000 30% 40% 55000 - 95000 50% 60% > 95000 75% 

9793.T Daiseki Co Ltd Japan 25% 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 130000 40% 55% > 130000 75% 

8324.T Daishi Bank Ltd/The Japan 25% 0 - 50000 20% 50000 - 150000 30% 40% 150000 - 210000 50% 60% > 210000 75% 

1878.T Daito Trust Construction Co Ltd Japan 25% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 180000 35% 45% > 180000 75% 

2432.T Dena Co Ltd Japan 25% 0 - 60 10% 60 - 400 20% 25% 400 - 2000 35% 45% > 2000 75% 

4061.T Denki Kagaku Kogyo K K Japan 10% 0 - 250000 10% 250000 - 1500000 20% 25% 1500000 - 3000000 35% 45% > 3000000 75% 

4324.T Dentsu Inc Japan 25% 0 - 50000 25% 50000 - 300000 40% 50% 300000 - 475000 60% 75% > 475000 75% 

4631.T DIC Corp Japan 25% 0 - 525000 15% 525000 - 1500000 25% 30% 1500000 - 1500000 75% 75% > 1500000 75% 

6146.T Disco Corp Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 160000 35% 45% > 160000 75% 

7532.T Don Quijote Co Ltd Japan 25% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 180000 35% 45% > 180000 75% 

5714.T DOWA HOLDINGS CO LTD Japan 10% 0 - 120000 10% 120000 - 725000 20% 25% 725000 - 1500000 35% 45% > 1500000 75% 



(continued) 





4665.T Duskin Co Ltd Japan 25% 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 50000 50% 60% > 50000 75% 

9020.T East Japan Railway Co Japan 25% 0 - 25000 25% 25000 - 150000 40% 50% 150000 - 825000 60% 75% > 825000 75% 

6361.T Ebara Corp Japan 25% 0 - 275000 10% 275000 - 1500000 20% 25% 1500000 - 2500000 35% 45% > 2500000 75% 

2730.T EDION Corp Japan 25% 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 450000 40% 55% > 450000 75% 

9513.T Electric Power Development Co Ltd Japan 25% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 250000 35% 45% > 250000 75% 

6665.T Elpida Memory Inc Japan 25% 0 - 20000 15% 20000 - 120000 25% 30% 120000 - 1500000 40% 55% > 1500000 75% 

2206.T Ezaki Glico Co Ltd Japan 25% 0 - 9000 25% 9000 - 55000 40% 50% 55000 - 60000 60% 75% > 60000 75% 

8028.T FamilyMart Co Ltd Japan 25% 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 325000 35% 45% > 325000 75% 

9983.T Fast Retailing Co Ltd Japan 10% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 375000 35% 45% > 375000 75% 

6504.T Fuji Electric Holdings Co Ltd Japan 10% 0 - 800000 10% 800000 - 2500000 20% 25% 2500000 - 3500000 35% 45% > 3500000 75% 

8763.T Fuji Fire & Marine Insurance Co Ltd Japan 25% 0 - 500000 15% 500000 - 1500000 25% 30% 1500000 - 3000000 40% 55% > 3000000 75% 

7270.T Fuji Heavy Industries Ltd Japan 10% 0 - 350000 10% 350000 - 2000000 20% 25% 2000000 - 3000000 35% 45% > 3000000 75% 

4676.T Fuji Media Holdings Inc Japan 25% 0 - 100 10% 100 - 600 20% 25% 600 - 4000 35% 45% > 4000 75% 

5803.T Fujikura Ltd Japan 10% 0 - 80000 10% 80000 - 475000 20% 25% 475000 - 2000000 35% 45% > 2000000 75% 

8354.T Fukuoka Financial Group Inc Japan 25% 0 - 140000 10% 140000 - 850000 20% 25% 850000 - 1500000 35% 45% > 1500000 75% 

5715.T Furukawa Co Ltd Japan 25% 0 - 375000 20% 375000 - 1000000 30% 40% 1000000 - 1000000 75% 75% > 1000000 75% 

5801.T Furukawa Electric Co Ltd Japan 10% 0 - 190000 10% 190000 - 1000000 20% 25% 1000000 - 5000000 35% 45% > 5000000 75% 

6986.T Futaba Corp/Chiba Japan 25% 0 - 2000 20% 2000 - 10000 30% 40% 10000 - 70000 50% 60% > 70000 75% 

7241.T Futaba Industrial Co Ltd Japan 25% 0 - 60000 20% 60000 - 350000 30% 40% 350000 - 550000 50% 60% > 550000 75% 

6457.T Glory Ltd Japan 25% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

6674.T GS Yuasa Corp Japan 10% 0 - 180000 10% 180000 - 1000000 20% 25% 1000000 - 4000000 35% 45% > 4000000 75% 

8334.T Gunma Bank Ltd/The Japan 25% 0 - 50000 15% 50000 - 300000 25% 30% 300000 - 625000 40% 55% > 625000 75% 

3002.T Gunze Ltd Japan 25% 0 - 40000 20% 40000 - 240000 30% 40% 240000 - 450000 50% 60% > 450000 75% 

8242.T H2O Retailing Corp Japan 25% 0 - 30000 20% 30000 - 180000 30% 40% 180000 - 325000 50% 60% > 325000 75% 

8359.T Hachijuni Bank Ltd/The Japan 25% 0 - 90000 15% 90000 - 275000 25% 30% 275000 - 525000 40% 55% > 525000 75% 

2433.T Hakuhodo DY Holdings Inc Japan 25% 0 - 2500 20% 2500 - 15000 30% 40% 15000 - 25000 50% 60% > 25000 75% 

6965.T Hamamatsu Photonics KK Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 180000 35% 45% > 180000 75% 

9042.T Hankyu Hanshin Holdings Inc Japan 25% 0 - 200000 10% 200000 - 600000 20% 25% 600000 - 1000000 35% 45% > 1000000 75% 

8078.T Hanwa Co Ltd Japan 25% 0 - 50000 15% 50000 - 300000 25% 30% 300000 - 575000 40% 55% > 575000 75% 

1808.T Haseko Corp Japan 25% 0 - 1250000 10% 1250000 - 7500000 20% 25% 7500000 - 15000000 35% 45% > 15000000 75% 

8803.T Heiwa Real Estate Co Ltd Japan 10% 0 - 80000 20% 80000 - 240000 30% 40% 240000 - 425000 50% 60% > 425000 75% 

8394.T Higo Bank Ltd/The Japan 25% 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 140000 50% 60% > 140000 75% 

9435.T Hikari Tsushin Inc Japan 25% 0 - 8000 15% 8000 - 50000 25% 30% 50000 - 120000 40% 55% > 120000 75% 

7205.T Hino Motors Ltd Japan 10% 0 - 100000 10% 100000 - 600000 20% 25% 600000 - 1500000 35% 45% > 1500000 75% 

6806.T Hirose Electric Co Ltd Japan 25% 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 65000 35% 45% > 65000 75% 

8379.T Hiroshima Bank Ltd/The Japan 25% 0 - 190000 20% 190000 - 575000 30% 40% 575000 - 575000 75% 75% > 575000 75% 

4530.T Hisamitsu Pharmaceutical Co Inc Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 140000 35% 45% > 140000 75% 

5812.T Hitachi Cable Ltd Japan 25% 0 - 120000 20% 120000 - 350000 30% 40% 350000 - 575000 50% 60% > 575000 75% 

8586.T Hitachi Capital Corp Japan 25% 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 150000 50% 60% > 150000 75% 

4217.T Hitachi Chemical Co Ltd Japan 25% 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 425000 35% 45% > 425000 75% 

6305.T Hitachi Construction Machine Japan 25% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1000000 35% 45% > 1000000 75% 

8036.T Hitachi High-Technologies Corp Japan 25% 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 190000 40% 55% > 190000 75% 

6581.T Hitachi Koki Co Ltd Japan 25% 0 - 8000 15% 8000 - 50000 25% 30% 50000 - 190000 40% 55% > 190000 75% 

6501.T Hitachi Ltd Japan 10% 0 - 475000 10% 475000 - 3000000 20% 25% 3000000 - 10000000 35% 45% > 10000000 75% 

5486.T Hitachi Metals Ltd Japan 25% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 900000 35% 45% > 900000 75% 

7004.T Hitachi Zosen Corp Japan 25% 0 - 1250000 15% 1250000 - 4000000 25% 30% 4000000 - 4000000 75% 75% > 4000000 75% 

9509.T Hokkaido Electric Power Co Inc Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 275000 35% 45% > 275000 75% 

8363.T Hokkoku Bank Ltd/The Japan 25% 0 - 40000 25% 40000 - 120000 40% 50% 120000 - 120000 75% 75% > 120000 75% 

3865.T Hokuetsu Paper Mills Ltd Japan 10% 0 - 30000 15% 30000 - 180000 25% 30% 180000 - 400000 40% 55% > 400000 75% 

8377.T Hokuhoku Financial Group Inc Japan 25% 0 - 375000 15% 375000 - 1000000 25% 30% 1000000 - 1000000 75% 75% > 1000000 75% 

9505.T Hokuriku Electric Power Co Japan 25% 0 - 35000 10% 35000 - 110000 20% 25% 110000 - 170000 35% 45% > 170000 75% 

7267.T Honda Motor Co Ltd Japan 10% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 4500000 35% 45% > 4500000 75% 

6856.T Horiba Ltd Japan 25% 0 - 7000 15% 7000 - 40000 25% 30% 40000 - 120000 40% 55% > 120000 75% 

6804.T Hosiden Corp Japan 25% 0 - 1500 25% 1500 - 5000 40% 50% 5000 - 6000 60% 75% > 6000 75% 



(continued) 





2810.T House Foods Corp Japan 25% 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 180000 40% 55% > 180000 75% 

8368.T Hyakugo Bank Ltd/The Japan 25% 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 180000 50% 60% > 180000 75% 

8386.T Hyakujushi Bank Ltd/The Japan 25% 0 - 40000 25% 40000 - 120000 40% 50% 120000 - 140000 60% 75% > 140000 75% 

4062.T Ibiden Co Ltd Japan 25% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 725000 35% 45% > 725000 75% 

5019.T Idemitsu Kosan Co Ltd Japan 25% 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 65000 35% 45% > 65000 75% 

3099.T Isetan Mitsukoshi Holdings Japan 25% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 1000000 35% 45% > 1000000 75% 

7013.T Ishikawajima-Harima Heavy Inds Japan 10% 0 - 800000 10% 800000 - 5000000 20% 25% 5000000 - 5000000 75% 75% > 5000000 75% 

7202.T Isuzu Motors Ltd Japan 10% 0 - 725000 10% 725000 - 4500000 20% 25% 4500000 - 10000000 35% 45% > 10000000 75% 

3626.T IT Holdings Corp Japan 25% 0 - 120000 10% 120000 - 350000 20% 25% 350000 - 350000 75% 75% > 350000 75% 

2593.T Ito En Ltd Japan 25% 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 150000 40% 55% > 150000 75% 

4739.T Itochu Techno-Solutions Corp Japan 25% 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 70000 40% 55% > 70000 75% 

8385.T Iyo Bank Ltd/The Japan 25% 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 220000 50% 60% > 220000 75% 

8273.T Izumi Co Ltd Japan 25% 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 85000 50% 60% > 85000 75% 

3086.T J Front Retailing Co Ltd Japan 25% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1500000 35% 45% > 1500000 75% 

8595.T Jafco Co Ltd Japan 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 140000 35% 45% > 140000 75% 

9205.T Japan Airlines Corp Japan 10% 0 - 925000 10% 925000 - 3000000 20% 25% 3000000 - 3500000 35% 45% > 3500000 75% 

9706.T Japan Airport Terminal Co Ltd Japan 25% 0 - 5000 20% 5000 - 30000 30% 40% 30000 - 75000 50% 60% > 75000 75% 

1662.T Japan Petroleum Exploration Co Japan 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 95000 35% 45% > 95000 75% 

8511.T Japan Securities Finance Co Ltd Japan 25% 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 300000 40% 55% > 300000 75% 

5631.T Japan Steel Works Ltd Japan 10% 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 3000000 35% 45% > 3000000 75% 

2914.T Japan Tobacco Inc Japan 10% 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 45% > 15000 75% 

5411.T JFE Holdings Inc Japan 10% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 1500000 35% 45% > 1500000 75% 

1963.T JGC Corp Japan 10% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 1000000 35% 45% > 1000000 75% 

8333.T Joyo Bank Ltd/The Japan 25% 0 - 70000 15% 70000 - 425000 25% 30% 425000 - 750000 40% 55% > 750000 75% 

5938.T JS Group Corp Japan 25% 0 - 9000 10% 9000 - 55000 20% 25% 55000 - 525000 35% 45% > 525000 75% 

4185.T JSR Corp Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 775000 35% 45% > 775000 75% 

6473.T JTEKT Corp Japan 10% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 1000000 35% 45% > 1000000 75% 

8356.T Juroku Bank Ltd/The Japan 25% 0 - 50000 25% 50000 - 150000 40% 50% 150000 - 220000 60% 75% > 220000 75% 

8703.T kabu.com Securities Co Ltd Japan 25% 0 - 80 25% 80 - 500 40% 50% 500 - 2000 60% 75% > 2000 75% 

2811.T Kagome Co Ltd Japan 25% 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 70000 50% 60% > 70000 75% 

8390.T Kagoshima Bank Ltd/The Japan 25% 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 160000 50% 60% > 160000 75% 

1812.T Kajima Corp Japan 10% 0 - 525000 10% 525000 - 1500000 20% 25% 1500000 - 2500000 35% 45% > 2500000 75% 

4521.T Kaken Pharmaceutical Co Ltd Japan 25% 0 - 45000 20% 45000 - 140000 30% 40% 140000 - 210000 50% 60% > 210000 75% 

9364.T Kamigumi Co Ltd Japan 25% 0 - 30000 15% 30000 - 180000 25% 30% 180000 - 475000 40% 55% > 475000 75% 

4118.T Kaneka Corp Japan 25% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 800000 35% 45% > 800000 75% 

4613.T Kansai Paint Co Ltd Japan 25% 0 - 20000 15% 20000 - 120000 25% 30% 120000 - 425000 40% 55% > 425000 75% 

7012.T Kawasaki Heavy Industries Ltd Japan 10% 0 - 625000 10% 625000 - 4000000 20% 25% 4000000 - 9500000 35% 45% > 9500000 75% 

9107.T Kawasaki Kisen Kaisha Ltd Japan 10% 0 - 375000 10% 375000 - 2500000 20% 25% 2500000 - 4500000 35% 45% > 4500000 75% 

9433.T KDDI Corp Japan 10% 0 - 300 10% 300 - 2000 20% 25% 2000 - 9000 35% 45% > 9000 75% 

9045.T Keihan Electric Railway Co Ltd Japan 25% 0 - 40000 25% 40000 - 120000 40% 50% 120000 - 120000 75% 75% > 120000 75% 

7251.T Keihin Corp Japan 25% 0 - 1500 15% 1500 - 9000 25% 30% 9000 - 230000 40% 55% > 230000 75% 

9006.T Keihin Electric Express Railway Co Japan 25% 0 - 40000 15% 40000 - 240000 25% 30% 240000 - 375000 40% 55% > 375000 75% 

9008.T Keio Corp Japan 10% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 650000 35% 45% > 650000 75% 

9009.T Keisei Electric Railway Co Ltd Japan 10% 0 - 45000 15% 45000 - 275000 25% 30% 275000 - 500000 40% 55% > 500000 75% 

8544.T Keiyo Bank Ltd/The Japan 25% 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 230000 50% 60% > 230000 75% 

2801.T Kikkoman Corp Japan 10% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 475000 35% 45% > 475000 75% 

1944.T Kinden Corp Japan 25% 0 - 6000 25% 6000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

9041.T Kintetsu Corp Japan 25% 0 - 400000 10% 400000 - 1000000 20% 25% 1000000 - 1500000 35% 45% > 1500000 75% 

4547.T Kissei Pharmaceutical Co Ltd Japan 25% 0 - 15000 20% 15000 - 45000 30% 40% 45000 - 70000 50% 60% > 70000 75% 

8415.T Kiyo Holdings Inc Japan 25% 0 - 600000 25% 600000 - 2000000 40% 50% 2000000 - 2000000 75% 75% > 2000000 75% 

4967.T Kobayashi Pharmaceutical Co Ltd Japan 25% 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 70000 40% 55% > 70000 75% 

7276.T Koito Manufacturing Co Ltd Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 525000 35% 45% > 525000 75% 

7984.T Kokuyo Co Ltd Japan 25% 0 - 7000 20% 7000 - 40000 30% 40% 40000 - 110000 50% 60% > 110000 75% 

6301.T Komatsu Ltd Japan 10% 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 4500000 35% 45% > 4500000 75% 



(continued) 





8218.T Komeri Co Ltd Japan 25% 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 65000 50% 60% > 65000 75% 

6349.T Komori Corp Japan 25% 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 200000 40% 55% > 200000 75% 

9766.T Konami Corp Japan 10% 0 - 8000 10% 8000 - 50000 20% 25% 50000 - 500000 35% 45% > 500000 75% 

4902.T Konica Minolta Holdings Inc Japan 10% 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 2000000 35% 45% > 2000000 75% 

4922.T Kose Corp Japan 25% 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 100000 40% 55% > 100000 75% 

8282.T K’s Holdings Corp Japan 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 170000 35% 45% > 170000 75% 

1861.T Kumagai Gumi Co Ltd Japan 25% 0 - 400000 25% 400000 - 1000000 40% 50% 1000000 - 1000000 75% 75% > 1000000 75% 

3405.T Kuraray Co Ltd Japan 10% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 1000000 35% 45% > 1000000 75% 

6370.T Kurita Water Industries Ltd Japan 25% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 425000 35% 45% > 425000 75% 

1951.T Kyowa Exeo Corp Japan 25% 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 220000 40% 55% > 220000 75% 

4151.T Kyowa Hakko Kogyo Co Ltd Japan 10% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 525000 35% 45% > 525000 75% 

9508.T Kyushu Electric Power Co Inc Japan 25% 0 - 80000 10% 80000 - 240000 20% 25% 240000 - 450000 35% 45% > 450000 75% 

2651.T Lawson Inc Japan 25% 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 300000 35% 45% > 300000 75% 

8848.T Leopalace21 Corp Japan 25% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 550000 35% 45% > 550000 75% 

7966.T Lintec Corp Japan 25% 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 140000 40% 55% > 140000 75% 

4912.T Lion Corp Japan 25% 0 - 50000 20% 50000 - 150000 30% 40% 150000 - 300000 50% 60% > 300000 75% 

6592.T Mabuchi Motor Co Ltd Japan 25% 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 70000 40% 55% > 70000 75% 

6586.T Makita Corp Japan 25% 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 400000 35% 45% > 400000 75% 

8252.T Marui Co Ltd Japan 10% 0 - 80000 10% 80000 - 475000 20% 25% 475000 - 900000 35% 45% > 900000 75% 

5463.T Maruichi Steel Tube Ltd Japan 25% 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 120000 40% 55% > 120000 75% 

8628.T Matsui Securities Co Ltd Japan 25% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 575000 35% 45% > 575000 75% 

3088.T Matsumotokiyoshi Holdings Co Ltd Japan 25% 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 110000 40% 55% > 110000 75% 

6991.T Matsushita Electric Works Ltd Japan 10% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 950000 35% 45% > 950000 75% 

7261.T Mazda Motor Corp Japan 10% 0 - 625000 10% 625000 - 4000000 20% 25% 4000000 - 8500000 35% 45% > 8500000 75% 

7459.T Mediceo Paltac Holdings Co Ltd Japan 25% 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 325000 35% 45% > 325000 75% 

6508.T Meidensha Corp Japan 10% 0 - 275000 10% 275000 - 1500000 20% 25% 1500000 - 2500000 35% 45% > 2500000 75% 

9744.T Meitec Corp Japan 25% 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 110000 40% 55% > 110000 75% 

8766.T Millea Holdings Inc Japan 10% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 2000000 35% 45% > 2000000 75% 

6479.T Minebea Co Ltd Japan 10% 0 - 80000 10% 80000 - 475000 20% 25% 475000 - 1000000 35% 45% > 1000000 75% 

4544.T Miraca Holdings Inc Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 150000 35% 45% > 150000 75% 

9962.T MISUMI Group Inc Japan 25% 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 150000 40% 55% > 150000 75% 

8058.T Mitsubishi Corp Japan 10% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 5500000 35% 45% > 5500000 75% 

8802.T Mitsubishi Estate Co Ltd Japan 10% 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 4000000 35% 45% > 4000000 75% 

4182.T Mitsubishi Gas Chemical Co Inc Japan 25% 0 - 130000 10% 130000 - 775000 20% 25% 775000 - 1000000 35% 45% > 1000000 75% 

9301.T Mitsubishi Logistics Corp Japan 10% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 400000 35% 45% > 400000 75% 

5711.T Mitsubishi Materials Corp Japan 10% 0 - 525000 10% 525000 - 3000000 20% 25% 3000000 - 5500000 35% 45% > 5500000 75% 

7211.T Mitsubishi Motors Corp Japan 10% 0 - 950000 10% 950000 - 5500000 20% 25% 5500000 - 10000000 35% 45% > 10000000 75% 

3864.T Mitsubishi Paper Mills Ltd Japan 25% 0 - 600000 20% 600000 - 2000000 30% 40% 2000000 - 2000000 75% 75% > 2000000 75% 

3404.T Mitsubishi Rayon Co Ltd Japan 10% 0 - 475000 10% 475000 - 1500000 20% 25% 1500000 - 2500000 35% 45% > 2500000 75% 

4508.T Mitsubishi Tanabe Pharma Corp Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 700000 35% 45% > 700000 75% 

8306.T Mitsubishi UFJ Financial Group Inc Japan 10% 0 - 275000 10% 275000 - 1500000 20% 25% 1500000 - 40000000 35% 45% > 40000000 75% 

8593.T Mitsubishi UFJ Lease & Finance Co Japan 25% 0 - 9000 10% 9000 - 55000 20% 25% 55000 - 150000 35% 45% > 150000 75% 

8031.T Mitsui & Co Ltd Japan 10% 0 - 90000 10% 90000 - 550000 20% 25% 550000 - 6500000 35% 45% > 6500000 75% 

4183.T Mitsui Chemicals Inc Japan 10% 0 - 300000 10% 300000 - 2000000 20% 25% 2000000 - 3500000 35% 45% > 3500000 75% 

7003.T Mitsui Engineering & Shipbuilding Japan 10% 0 - 600000 10% 600000 - 2000000 20% 25% 2000000 - 3000000 35% 45% > 3000000 75% 

5706.T Mitsui Mining & Smelting Co Ltd Japan 10% 0 - 325000 10% 325000 - 2000000 20% 25% 2000000 - 2500000 35% 45% > 2500000 75% 

6767.T Mitsumi Electric Co Ltd Japan 10% 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 550000 35% 45% > 550000 75% 

8411.T Mizuho Financial Group Inc Japan 25% 0 - 750000 25% 750000 - 4500000 40% 50% 4500000 - 100000000 60% 75% > 100000000 75% 

8607.T Mizuho Investors Securities Co Ltd Japan 25% 0 - 475000 25% 475000 - 1500000 40% 50% 1500000 - 1500000 75% 75% > 1500000 75% 

8606.T Mizuho Securities Co Ltd Japan 10% 0 - 190000 10% 190000 - 1000000 20% 25% 1000000 - 2000000 35% 45% > 2000000 75% 

8404.T Mizuho Trust & Banking Co Ltd Japan 10% 0 - 1425000 10% 1425000 - 4500000 20% 25% 4500000 - 4500000 75% 75% > 4500000 75% 

4534.T Mochida Pharmaceutical Co Ltd Japan 25% 0 - 10000 20% 10000 - 60000 30% 40% 60000 - 85000 50% 60% > 85000 75% 

8698.T Monex Group Inc Japan 25% 0 - 100 20% 100 - 600 30% 40% 600 - 4000 50% 60% > 4000 75% 

6141.T Mori Seiki Co Ltd Japan 25% 0 - 1500 25% 1500 - 9000 40% 50% 9000 - 10000 60% 75% > 10000 75% 



(continued) 





8336.T Musashino Bank Ltd/The Japan 25% 0 - 6000 20% 6000 - 35000 30% 40% 35000 - 35000 75% 75% > 35000 75% 

6268.T Nabtesco Corp Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 425000 35% 45% > 425000 75% 

6474.T Nachi-Fujikoshi Corp Japan 25% 0 - 70000 20% 70000 - 425000 30% 40% 425000 - 450000 50% 60% > 450000 75% 

8012.T Nagase & Co Ltd Japan 25% 0 - 10000 20% 10000 - 60000 30% 40% 60000 - 100000 50% 60% > 100000 75% 

9048.T Nagoya Railroad Co Ltd Japan 25% 0 - 350000 20% 350000 - 1000000 30% 40% 1000000 - 1000000 75% 75% > 1000000 75% 

7832.T Namco Bandai Holdings Inc Japan 25% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 500000 35% 45% > 500000 75% 

6723.T NEC Electronics Corp Japan 25% 0 - 8000 10% 8000 - 50000 20% 25% 50000 - 475000 35% 45% > 475000 75% 

7518.T NET One Systems Co Ltd Japan 25% 0 - 20 15% 20 - 100 25% 30% 100 - 2000 40% 55% > 2000 75% 

5333.T NGK Insulators Ltd Japan 10% 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 1500000 35% 45% > 1500000 75% 

5334.T NGK Spark Plug Co Ltd Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 575000 35% 45% > 575000 75% 

5991.T NHK Spring Co Ltd Japan 25% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 650000 35% 45% > 650000 75% 

6996.T Nichicon Corp Japan 25% 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 275000 40% 55% > 275000 75% 

2871.T Nichirei Corp Japan 10% 0 - 100000 15% 100000 - 600000 25% 30% 600000 - 625000 40% 55% > 625000 75% 

7988.T Nifco Inc/Japan Japan 25% 0 - 1500 15% 1500 - 9000 25% 30% 9000 - 170000 40% 55% > 170000 75% 

6849.T Nihon Kohden Corp Japan 25% 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 190000 40% 55% > 190000 75% 

8056.T Nihon Unisys Ltd Japan 25% 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 275000 40% 55% > 275000 75% 

7974.T Nintendo Ltd Japan 25% 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 20000 35% 45% > 20000 75% 

5214.T Nippon Electric Glass Co Ltd Japan 25% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 2500000 35% 45% > 2500000 75% 

9062.T Nippon Express Co Ltd Japan 10% 0 - 250000 10% 250000 - 1500000 20% 25% 1500000 - 2000000 35% 45% > 2000000 75% 

4272.T Nippon Kayaku Co Ltd Japan 10% 0 - 15000 15% 15000 - 90000 25% 30% 90000 - 425000 40% 55% > 425000 75% 

5701.T Nippon Light Metal Co Ltd Japan 10% 0 - 975000 20% 975000 - 3000000 30% 40% 3000000 - 3000000 75% 75% > 3000000 75% 

2282.T Nippon Meat Packers Inc Japan 10% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 675000 35% 45% > 675000 75% 

5016.T Nippon Mining Holdings Inc Japan 10% 0 - 240000 10% 240000 - 1500000 20% 25% 1500000 - 3500000 35% 45% > 3500000 75% 

4612.T Nippon Paint Co Ltd Japan 25% 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 275000 50% 60% > 275000 75% 

3893.T Nippon Paper Group Japan 25% 0 - 20000 25% 20000 - 120000 40% 50% 120000 - 300000 60% 75% > 300000 75% 

5202.T Nippon Sheet Glass Co Ltd Japan 10% 0 - 300000 10% 300000 - 2000000 20% 25% 2000000 - 4500000 35% 45% > 4500000 75% 

4114.T Nippon Shokubai Co Ltd Japan 25% 0 - 25000 15% 25000 - 150000 25% 30% 150000 - 350000 40% 55% > 350000 75% 

4041.T Nippon Soda Co Ltd Japan 25% 0 - 25000 15% 25000 - 150000 25% 30% 150000 - 475000 40% 55% > 475000 75% 

5401.T Nippon Steel Corp Japan 10% 0 - 425000 10% 425000 - 2500000 20% 25% 2500000 - 20000000 35% 45% > 20000000 75% 

1332.T Nippon Suisan Kaisha Ltd Japan 10% 0 - 170000 15% 170000 - 500000 25% 30% 500000 - 925000 40% 55% > 925000 75% 

9432.T Nippon Telegraph & Telephone Corp Japan 25% 0 - 35000 25% 35000 - 210000 40% 50% 210000 - 1500000 60% 75% > 1500000 75% 

9404.T Nippon Television Network Corp Japan 25% 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 30000 40% 55% > 30000 75% 

9101.T Nippon Yusen KK Japan 10% 0 - 400000 10% 400000 - 2500000 20% 25% 2500000 - 5000000 35% 45% > 5000000 75% 

8754.T Nipponkoa Insurance Co Ltd Japan 25% 0 - 100000 10% 100000 - 600000 20% 25% 600000 - 1000000 35% 45% > 1000000 75% 

8086.T Nipro Corp Japan 25% 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 140000 40% 55% > 140000 75% 

1820.T Nishimatsu Construction Co Ltd Japan 25% 0 - 325000 20% 325000 - 2000000 30% 40% 2000000 - 3000000 50% 60% > 3000000 75% 

8327.T Nishi-Nippon City Bank Ltd/The Japan 25% 0 - 120000 20% 120000 - 725000 30% 40% 725000 - 725000 75% 75% > 725000 75% 

9031.T Nishi-Nippon Railroad Co Ltd Japan 25% 0 - 190000 25% 190000 - 575000 40% 50% 575000 - 575000 75% 75% > 575000 75% 

4021.T Nissan Chemical Industries Ltd Japan 10% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 600000 35% 45% > 600000 75% 

7201.T Nissan Motor Co Ltd Japan 10% 0 - 240000 10% 240000 - 1500000 20% 25% 1500000 - 15000000 35% 45% > 15000000 75% 

8759.T Nissay Dowa General Insurance Co Japan 25% 0 - 30000 20% 30000 - 180000 30% 40% 180000 - 325000 50% 60% > 325000 75% 

7915.T Nissha Printing Co Ltd Japan 25% 0 - 9000 10% 9000 - 55000 20% 25% 55000 - 160000 35% 45% > 160000 75% 

2602.T Nisshin Oillio Group Ltd Japan 10% 0 - 60000 15% 60000 - 350000 25% 30% 350000 - 450000 40% 55% > 450000 75% 

2002.T Nisshin Seifun Group Inc Japan 10% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 425000 35% 45% > 425000 75% 

5407.T Nisshin Steel Co Ltd Japan 25% 0 - 800000 10% 800000 - 2500000 20% 25% 2500000 - 3000000 35% 45% > 3000000 75% 

3105.T Nisshinbo Holdings Inc Japan 10% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 875000 35% 45% > 875000 75% 

2897.T NISSIN FOODS HOLDINGS CO LTD Japan 25% 0 - 40000 10% 40000 - 120000 20% 25% 120000 - 230000 35% 45% > 230000 75% 

7230.T Nissin Kogyo Co Ltd Japan 25% 0 - 2500 15% 2500 - 15000 25% 30% 15000 - 170000 40% 55% > 170000 75% 

9843.T Nitori Co Ltd Japan 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 170000 35% 45% > 170000 75% 

3110.T Nitto Boseki Co Ltd Japan 25% 0 - 130000 20% 130000 - 400000 30% 40% 400000 - 550000 50% 60% > 550000 75% 

7240.T NOK Corp Japan 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 450000 35% 45% > 450000 75% 

8604.T Nomura Holdings Inc Japan 25% 0 - 200000 10% 200000 - 1000000 20% 25% 1000000 - 20000000 35% 45% > 20000000 75% 

3231.T Nomura Real Estate Holdings Inc Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 500000 35% 45% > 500000 75% 

4307.T Nomura Research Institute Ltd Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 300000 35% 45% > 300000 75% 



(continued) 





1615.T Nomura TOPIX Banks ETF Japan 10% 0 - 950000 10% 950000 - 5500000 20% 25% 5500000 - 9500000 35% 45% > 9500000 75% 

2051.T Nosan Corporation Japan 75% 0 - 475000 25% 475000 - 1500000 40% 50% 1500000 - 1500000 75% 75% > 1500000 75% 

6471.T NSK Ltd Japan 10% 0 - 140000 10% 140000 - 850000 20% 25% 850000 - 2500000 35% 45% > 2500000 75% 

6472.T NTN Corp Japan 10% 0 - 325000 10% 325000 - 975000 20% 25% 975000 - 1500000 35% 45% > 1500000 75% 

9437.T NTT DoCoMo Inc Japan 10% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 40000 35% 45% > 40000 75% 

8933.T NTT Urban Development Corp Japan 25% 0 - 70 10% 70 - 400 20% 25% 400 - 5000 35% 45% > 5000 75% 

1802.T Obayashi Corp Japan 10% 0 - 230000 10% 230000 - 1500000 20% 25% 1500000 - 2000000 35% 45% > 2000000 75% 

4684.T Obic Co Ltd Japan 25% 0 - 200 15% 200 - 1000 25% 30% 1000 - 15000 40% 55% > 15000 75% 

9007.T Odakyu Electric Railway Co Ltd Japan 10% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 725000 35% 45% > 725000 75% 

8361.T Ogaki Kyoritsu Bank Ltd/The Japan 25% 0 - 350000 20% 350000 - 1000000 30% 40% 1000000 - 1000000 75% 75% > 1000000 75% 

3861.T OJI Paper Co Ltd Japan 10% 0 - 170000 10% 170000 - 1000000 20% 25% 1000000 - 2000000 35% 45% > 2000000 75% 

8609.T Okasan Securities Group Inc Japan 25% 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 170000 50% 60% > 170000 75% 

6703.T Oki Electric Industry Co Ltd Japan 10% 0 - 1575000 15% 1575000 - 4500000 25% 30% 4500000 - 4500000 75% 75% > 4500000 75% 

6103.T OKUMA Corp Japan 25% 0 - 120000 15% 120000 - 350000 25% 30% 350000 - 725000 40% 55% > 725000 75% 

1833.T Okumura Corp Japan 25% 0 - 35000 20% 35000 - 210000 30% 40% 210000 - 220000 50% 60% > 220000 75% 

7733.T Olympus Corp Japan 10% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1000000 35% 45% > 1000000 75% 

6645.T Omron Corp Japan 25% 0 - 1500 25% 1500 - 9000 40% 50% 9000 - 15000 60% 75% > 15000 75% 

4528.T Ono Pharmaceutical Co Ltd Japan 25% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

8016.T Onward Holdings Co Ltd Japan 25% 0 - 25000 15% 25000 - 150000 25% 30% 150000 - 350000 40% 55% > 350000 75% 

4716.T Oracle Corp Japan Japan 25% 0 - 20000 15% 20000 - 60000 25% 30% 60000 - 75000 40% 55% > 75000 75% 

4661.T Oriental Land Co Ltd Japan 25% 0 - 25000 10% 25000 - 75000 20% 25% 75000 - 110000 35% 45% > 110000 75% 

9532.T Osaka Gas Co Ltd Japan 10% 0 - 475000 10% 475000 - 3000000 20% 25% 3000000 - 3000000 75% 75% > 3000000 75% 

5726.T OSAKA Titanium Technologies Co Japan 25% 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 85000 40% 55% > 85000 75% 

6136.T OSG Corp Japan 25% 0 - 10000 20% 10000 - 60000 30% 40% 60000 - 140000 50% 60% > 140000 75% 

4768.T Otsuka Corp Japan 25% 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 55000 40% 55% > 55000 75% 

5541.T Pacific Metals Co Ltd Japan 25% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 2000000 35% 45% > 2000000 75% 

6752.T Panasonic Corp Japan 10% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 4000000 35% 45% > 4000000 75% 

4666.T Park24 Co Ltd Japan 25% 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 190000 50% 60% > 190000 75% 

6773.T Pioneer Corp Japan 10% 0 - 200000 15% 200000 - 1000000 25% 30% 1000000 - 2000000 40% 55% > 2000000 75% 

2685.T Point Inc Japan 25% 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 70000 35% 45% > 70000 75% 

8574.T Promise Co Ltd Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 575000 35% 45% > 575000 75% 

2809.T QP Corp Japan 25% 0 - 20000 15% 20000 - 120000 25% 30% 120000 - 300000 40% 55% > 300000 75% 

3941.T Rengo Co Ltd Japan 25% 0 - 100000 10% 100000 - 600000 20% 25% 600000 - 950000 35% 45% > 950000 75% 

5947.T Rinnai Corp Japan 25% 0 - 8000 15% 8000 - 50000 25% 30% 50000 - 80000 40% 55% > 80000 75% 

4527.T Rohto Pharmaceutical Co Ltd Japan 25% 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

7453.T Ryohin Keikaku Co Ltd Japan 25% 0 - 15000 15% 15000 - 45000 25% 30% 45000 - 85000 40% 55% > 85000 75% 

8381.T San-In Godo Bank Ltd/The Japan 25% 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 140000 50% 60% > 140000 75% 

6707.T Sanken Electric Co Ltd Japan 25% 0 - 45000 20% 45000 - 275000 30% 40% 275000 - 350000 50% 60% > 350000 75% 

6417.T Sankyo Co Ltd Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 200000 35% 45% > 200000 75% 

9065.T Sankyu Inc Japan 25% 0 - 30000 15% 30000 - 180000 25% 30% 180000 - 650000 40% 55% > 650000 75% 

4536.T Santen Pharmaceutical Co Ltd Japan 25% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

5929.T Sanwa Holdings Corp Japan 25% 0 - 25000 20% 25000 - 150000 30% 40% 150000 - 240000 50% 60% > 240000 75% 

6764.T Sanyo Electric Co Ltd Japan 10% 0 - 575000 10% 575000 - 3500000 20% 25% 3500000 - 20000000 35% 45% > 20000000 75% 

5481.T Sanyo Special Steel Co Ltd Japan 25% 0 - 50000 15% 50000 - 300000 25% 30% 300000 - 525000 40% 55% > 525000 75% 

8328.T Sapporo Hokuyo Holdings Inc Japan 25% 0 - 50000 25% 50000 - 300000 40% 50% 300000 - 500000 60% 75% > 500000 75% 

2501.T Sapporo Holdings Ltd Japan 10% 0 - 40000 15% 40000 - 240000 25% 30% 240000 - 550000 40% 55% > 550000 75% 

8473.T SBI Holdings Inc/Japan Japan 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 75000 35% 45% > 75000 75% 

6460.T Sega Sammy Holdings Ltd Japan 25% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 550000 35% 45% > 550000 75% 

6724.T Seiko Epson Corp Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 525000 35% 45% > 525000 75% 

9076.T Seino Holdings Corp Japan 25% 0 - 15000 15% 15000 - 90000 25% 30% 90000 - 400000 40% 55% > 400000 75% 

4204.T Sekisui Chemical Co Ltd Japan 25% 0 - 90000 10% 90000 - 550000 20% 25% 550000 - 1000000 35% 45% > 1000000 75% 

3382.T Seven & I Holdings Co Ltd Japan 10% 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 2000000 35% 45% > 2000000 75% 

8366.T Shiga Bank Ltd/The Japan 25% 0 - 25000 20% 25000 - 75000 30% 40% 75000 - 140000 50% 60% > 140000 75% 

9507.T Shikoku Electric Power Co Inc Japan 25% 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 190000 35% 45% > 190000 75% 



(continued) 





6222.T Shima Seiki Manufacturing Ltd Japan 25% 0 - 1500 25% 1500 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

8184.T Shimachu Co Ltd Japan 25% 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 130000 40% 55% > 130000 75% 

7701.T Shimadzu Corp Japan 25% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 600000 35% 45% > 600000 75% 

8227.T Shimamura Co Ltd Japan 25% 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 85000 35% 45% > 85000 75% 

7309.T Shimano Inc Japan 25% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

1803.T Shimizu Corp Japan 10% 0 - 375000 10% 375000 - 1000000 20% 25% 1000000 - 1500000 35% 45% > 1500000 75% 

4063.T Shin-Etsu Chemical Co Ltd Japan 10% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 1000000 35% 45% > 1000000 75% 

6967.T Shinko Electric Industries Co Ltd Japan 25% 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 650000 35% 45% > 650000 75% 

8303.T Shinsei Bank Ltd Japan 10% 0 - 1025000 10% 1025000 - 6000000 20% 25% 6000000 - 6500000 35% 45% > 6500000 75% 

4507.T Shionogi & Co Ltd Japan 10% 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 975000 35% 45% > 975000 75% 

8355.T Shizuoka Bank Ltd Japan 10% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 800000 35% 45% > 800000 75% 

4004.T Showa Denko KK Japan 10% 0 - 725000 10% 725000 - 4500000 20% 25% 4500000 - 7000000 35% 45% > 7000000 75% 

5002.T Showa Shell Sekiyu KK Japan 10% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 900000 35% 45% > 900000 75% 

9412.T SKY Perfect JSAT Holdings Inc. Japan 10% 0 - 200 20% 200 - 1000 30% 40% 1000 - 3000 50% 60% > 3000 75% 

2331.T Sohgo Security Services Co Ltd Japan 25% 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 120000 50% 60% > 120000 75% 

2768.T Sojitz Corp Japan 10% 0 - 800000 10% 800000 - 5000000 20% 25% 5000000 - 7500000 35% 45% > 7500000 75% 

6758.T Sony Corp Japan 10% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 3500000 35% 45% > 3500000 75% 

8729.T Sony Financial Holdings Inc Japan 25% 0 - 30 10% 30 - 200 20% 25% 200 - 4000 35% 45% > 4000 75% 

9684.T Square Enix Co. Ltd Japan 25% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 425000 35% 45% > 425000 75% 

6923.T Stanley Electric Co Ltd Japan 25% 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 550000 35% 45% > 550000 75% 

7649.T Sugi Holdings Co Ltd Japan 25% 0 - 7000 15% 7000 - 40000 25% 30% 40000 - 120000 40% 55% > 120000 75% 

3436.T Sumco Corp. Japan 25% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1000000 35% 45% > 1000000 75% 

4203.T Sumitomo Bakelite Co Ltd Japan 25% 0 - 90000 15% 90000 - 550000 25% 30% 550000 - 550000 75% 75% > 550000 75% 

1911.T Sumitomo Forestry Co Ltd Japan 25% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

6302.T Sumitomo Heavy Industries Ltd Japan 10% 0 - 230000 10% 230000 - 1500000 20% 25% 1500000 - 3000000 35% 45% > 3000000 75% 

5713.T Sumitomo Metal Mining Co Ltd Japan 10% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 4000000 35% 45% > 4000000 75% 

8316.T Sumitomo Mitsui Financial Group Inc Japan 25% 0 - 40000 25% 40000 - 240000 40% 50% 240000 - 6000000 60% 75% > 6000000 75% 

5232.T Sumitomo Osaka Cement Co Ltd Japan 10% 0 - 625000 10% 625000 - 2000000 20% 25% 2000000 - 2500000 35% 45% > 2500000 75% 

5110.T Sumitomo Rubber Industries Inc Japan 25% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 825000 35% 45% > 825000 75% 

9303.T Sumitomo Warehouse Co Ltd/The Japan 25% 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 240000 50% 60% > 240000 75% 

9989.T Sundrug Co Ltd Japan 25% 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 120000 40% 55% > 120000 75% 

8358.T Suruga Bank Ltd Japan 25% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 475000 35% 45% > 475000 75% 

9987.T Suzuken Co Ltd Japan 25% 0 - 50000 15% 50000 - 150000 25% 30% 150000 - 150000 75% 75% > 150000 75% 

6869.T Sysmex Corp Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 110000 35% 45% > 110000 75% 

6395.T Tadano Ltd Japan 25% 0 - 25000 20% 25000 - 150000 30% 40% 150000 - 180000 50% 60% > 180000 75% 

5233.T Taiheiyo Cement Corp Japan 10% 0 - 1050000 10% 1050000 - 3000000 20% 25% 3000000 - 5500000 35% 45% > 5500000 75% 

1801.T Taisei Corp Japan 10% 0 - 775000 10% 775000 - 2500000 20% 25% 2500000 - 2500000 75% 75% > 2500000 75% 

4535.T Taisho Pharmaceutical Co Ltd Japan 25% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 275000 35% 45% > 275000 75% 

4091.T Taiyo Nippon Sanso Corp Japan 25% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 775000 35% 45% > 775000 75% 

6976.T Taiyo Yuden Co Ltd Japan 10% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 1000000 35% 45% > 1000000 75% 

2531.T Takara Holdings Inc Japan 25% 0 - 30000 15% 30000 - 180000 25% 30% 180000 - 375000 40% 55% > 375000 75% 

8233.T Takashimaya Co Ltd Japan 10% 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 1000000 35% 45% > 1000000 75% 

7312.T Takata Corp Japan 25% 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 200000 40% 55% > 200000 75% 

4502.T Takeda Pharmaceutical Co Ltd Japan 10% 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 1500000 35% 45% > 1500000 75% 

8564.T Takefuji Corp Japan 25% 0 - 130000 15% 130000 - 775000 25% 30% 775000 - 1500000 40% 55% > 1500000 75% 

3401.T Teijin Ltd Japan 10% 0 - 375000 10% 375000 - 2500000 20% 25% 2500000 - 3000000 35% 45% > 3000000 75% 

4543.T Terumo Corp Japan 10% 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 400000 35% 45% > 400000 75% 

6481.T THK Co Ltd Japan 25% 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 375000 35% 45% > 375000 75% 

4045.T Toagosei Co Ltd Japan 25% 0 - 45000 20% 45000 - 275000 30% 40% 275000 - 325000 50% 60% > 325000 75% 

9001.T Tobu Railway Co Ltd Japan 10% 0 - 150000 10% 150000 - 900000 20% 25% 900000 - 900000 75% 75% > 900000 75% 

1860.T Toda Corp Japan 25% 0 - 60000 20% 60000 - 180000 30% 40% 180000 - 350000 50% 60% > 350000 75% 

9602.T Toho Co Ltd/Tokyo Japan 10% 0 - 4000 10% 4000 - 25000 20% 25% 25000 - 275000 35% 45% > 275000 75% 

9533.T Toho Gas Co Ltd Japan 25% 0 - 80000 15% 80000 - 475000 25% 30% 475000 - 600000 40% 55% > 600000 75% 

8129.T Toho Holdings Co Ltd Japan 25% 0 - 1500 20% 1500 - 9000 30% 40% 9000 - 90000 50% 60% > 90000 75% 



(continued) 





5727.T Toho Titanium Co Ltd Japan 25% 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 85000 50% 60% > 85000 75% 

5707.T Toho Zinc Co Ltd Japan 25% 0 - 80000 15% 80000 - 475000 25% 30% 475000 - 1000000 40% 55% > 1000000 75% 

5301.T Tokai Carbon Co Ltd Japan 10% 0 - 110000 10% 110000 - 650000 20% 25% 650000 - 1500000 35% 45% > 1500000 75% 

6995.T Tokai Rika Co Ltd Japan 25% 0 - 4000 10% 4000 - 25000 20% 25% 25000 - 275000 35% 45% > 275000 75% 

8616.T Tokai Tokyo Financial Holdings Inc Japan 25% 0 - 70000 20% 70000 - 425000 30% 40% 425000 - 450000 50% 60% > 450000 75% 

4043.T Tokuyama Corp Japan 25% 0 - 210000 10% 210000 - 1500000 20% 25% 1500000 - 1500000 75% 75% > 1500000 75% 

9401.T Tokyo Broadcasting System Inc Japan 25% 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 130000 40% 55% > 130000 75% 

9681.T Tokyo Dome Corp Japan 10% 0 - 90000 20% 90000 - 275000 30% 40% 275000 - 425000 50% 60% > 425000 75% 

9501.T Tokyo Electric Power Co Inc Japan 10% 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 2000000 35% 45% > 2000000 75% 

4186.T Tokyo Ohka Kogyo Co Ltd Japan 25% 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 110000 40% 55% > 110000 75% 

7729.T Tokyo Seimitsu Co Ltd Japan 25% 0 - 2500 20% 2500 - 15000 30% 40% 15000 - 100000 50% 60% > 100000 75% 

5423.T Tokyo Steel Manufacturing Co Ltd Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 600000 35% 45% > 600000 75% 

8112.T Tokyo Style Co Ltd Japan 25% 0 - 9000 25% 9000 - 55000 40% 50% 55000 - 90000 60% 75% > 90000 75% 

8804.T Tokyo Tatemono Co Ltd Japan 25% 0 - 150000 10% 150000 - 900000 20% 25% 900000 - 3000000 35% 45% > 3000000 75% 

8339.T Tokyo Tomin Bank Ltd/The Japan 25% 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 65000 50% 60% > 65000 75% 

9005.T Tokyu Corp Japan 10% 0 - 300000 10% 300000 - 900000 20% 25% 900000 - 1500000 35% 45% > 1500000 75% 

8815.T Tokyu Land Corp Japan 10% 0 - 180000 10% 180000 - 1000000 20% 25% 1000000 - 3500000 35% 45% > 3500000 75% 

5012.T TonenGeneral Sekiyu KK Japan 25% 0 - 80000 10% 80000 - 240000 20% 25% 240000 - 450000 35% 45% > 450000 75% 

7231.T Topy Industries Ltd Japan 10% 0 - 60000 20% 60000 - 350000 30% 40% 350000 - 450000 50% 60% > 450000 75% 

6588.T Toshiba TEC Corp Japan 25% 0 - 30000 20% 30000 - 180000 30% 40% 180000 - 350000 50% 60% > 350000 75% 

4042.T Tosoh Corp Japan 10% 0 - 375000 10% 375000 - 2500000 20% 25% 2500000 - 3500000 35% 45% > 3500000 75% 

5332.T TOTO Ltd Japan 10% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 850000 35% 45% > 850000 75% 

5901.T Toyo Seikan Kaisha Ltd Japan 10% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 425000 35% 45% > 425000 75% 

2875.T Toyo Suisan Kaisha Ltd Japan 25% 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 425000 35% 45% > 425000 75% 

3101.T Toyobo Co Ltd Japan 10% 0 - 850000 15% 850000 - 2500000 25% 30% 2500000 - 2500000 75% 75% > 2500000 75% 

7282.T Toyoda Gosei Co Ltd Japan 25% 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 350000 35% 45% > 350000 75% 

7221.T Toyota Auto Body Co Ltd Japan 25% 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 130000 40% 55% > 130000 75% 

3116.T Toyota Boshoku Corp Japan 25% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 525000 35% 45% > 525000 75% 

6201.T Toyota Industries Corp Japan 25% 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 300000 35% 45% > 300000 75% 

7203.T Toyota Motor Corp Japan 10% 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 5000000 35% 45% > 5000000 75% 

8015.T Toyota Tsusho Corp Japan 10% 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 625000 35% 45% > 625000 75% 

9715.T Trans Cosmos Inc Japan 25% 0 - 5000 20% 5000 - 30000 30% 40% 30000 - 95000 50% 60% > 95000 75% 

4704.T Trend Micro Inc Japan 10% 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 425000 35% 45% > 425000 75% 

4540.T Tsumura & Co Japan 25% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 180000 35% 45% > 180000 75% 

9409.T TV Asahi Corp Japan 25% 0 - 20 25% 20 - 100 40% 50% 100 - 800 60% 75% > 800 75% 

4208.T Ube Industries Ltd/Japan Japan 10% 0 - 450000 10% 450000 - 2500000 20% 25% 2500000 - 4500000 35% 45% > 4500000 75% 

6728.T Ulvac Inc Japan 25% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 300000 35% 45% > 300000 75% 

8113.T Unicharm Corp Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 180000 35% 45% > 180000 75% 

3103.T Unitika Ltd Japan 10% 0 - 1375000 20% 1375000 - 4000000 30% 40% 4000000 - 4000000 75% 75% > 4000000 75% 

8270.T Uny Co Ltd Japan 25% 0 - 35000 15% 35000 - 210000 25% 30% 210000 - 475000 40% 55% > 475000 75% 

6925.T Ushio Inc Japan 25% 0 - 8000 10% 8000 - 50000 20% 25% 50000 - 275000 35% 45% > 275000 75% 

4732.T USS Co Ltd Japan 25% 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 50000 40% 55% > 50000 75% 

3591.T Wacoal Holdings Corp Japan 25% 0 - 8000 20% 8000 - 50000 30% 40% 50000 - 130000 50% 60% > 130000 75% 

2267.T Yakult Honsha Co Ltd Japan 25% 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 230000 35% 45% > 230000 75% 

8418.T Yamaguchi Financial Group Inc Japan 25% 0 - 15000 15% 15000 - 90000 25% 30% 90000 - 325000 40% 55% > 325000 75% 

7951.T Yamaha Corp Japan 10% 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 525000 35% 45% > 525000 75% 

7272.T Yamaha Motor Co Ltd Japan 25% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 875000 35% 45% > 875000 75% 

6845.T Yamatake Corp Japan 25% 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 180000 40% 55% > 180000 75% 

9064.T Yamato Holdings Co Ltd Japan 10% 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 1000000 35% 45% > 1000000 75% 

5444.T Yamato Kogyo Co Ltd Japan 25% 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 170000 35% 45% > 170000 75% 

2212.T Yamazaki Baking Co Ltd Japan 25% 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 400000 35% 45% > 400000 75% 

6506.T Yaskawa Electric Corp Japan 10% 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1500000 35% 45% > 1500000 75% 

5451.T Yodogawa Steel Works Ltd Japan 25% 0 - 15000 25% 15000 - 90000 40% 50% 90000 - 170000 60% 75% > 170000 75% 

6841.T Yokogawa Electric Corp Japan 10% 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 950000 35% 45% > 950000 75% 



(continued) 





5101.T Yokohama Rubber Co Ltd Japan 10% 0 - 80000 10% 80000 - 475000 20% 25% 475000 - 950000 35% 45% > 950000 75% 

9861.T Yoshinoya Holdings Co Ltd Japan 25% 0 - 80 25% 80 - 500 40% 50% 500 - 700 60% 75% > 700 75% 

4205.T Zeon Corp Japan 25% 0 - 45000 15% 45000 - 275000 25% 30% 275000 - 650000 40% 55% > 650000 75% 

AALB.AS Aalberts Industries Netherlands 25% 0 - 600 10% 600 - 1800 20% 25% 1800 - 3500 35% 45% > 3500 75% 

AMG.AS Advanced Metallurgical Netherlands 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

ATV.AS Antonov Plc Netherlands 25% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

ASMI.AS ASM International NV Netherlands 25% 0 - 300 15% 300 - 900 25% 30% 900 - 1300 40% 55% > 1300 75% 

BINCK.AS BinckBank NV Netherlands 25% 0 - 1000 15% 1000 - 3000 25% 30% 3000 - 3000 75% 75% > 3000 75% 

CRCL.AS Crucell NV Netherlands 25% 0 - 450 15% 450 - 1400 25% 30% 1400 - 1700 40% 55% > 1700 75% 

CSMNc.AS CSM Netherlands 15% 0 - 600 15% 600 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75% 

EUEA.AS DJ Euro STOXX 50 - ETF Netherlands 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

DRAK.AS Draka Holding Netherlands 15% 0 - 250 15% 250 - 750 25% 30% 750 - 1100 40% 55% > 1100 75% 

ECT.AS Eurocastle Investment Ltd Netherlands 45% 0 - 9500 25% 9500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

HEIJ.AS Heijmans NV Netherlands 25% 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

HEIO.AS Heineken Holding NV Netherlands 15% 0 - 450 10% 450 - 1400 20% 25% 1400 - 2100 35% 45% > 2100 75% 

IMUN.AS Imtech NV Netherlands 15% 0 - 400 10% 400 - 1200 20% 25% 1200 - 2300 35% 45% > 2300 75% 

INNC.AS InnoConcepts NV Netherlands 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

KARD.AS Kardan NV Netherlands 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

KKR.AS KKR Private Equity Investors LP Netherlands 25% 0 - 20 25% 20 - 100 40% 50% 100 - 800 60% 75% > 800 75% 

VOPA.AS Koninklijke Vopak NV Netherlands 15% 0 - 200 10% 200 - 600 20% 25% 600 - 850 35% 45% > 850 75% 

BSWSc.AS Koninklijke Wessanen NV Netherlands 15% 0 - 2750 20% 2750 - 8250 30% 40% 8250 - 8250 75% 75% > 8250 75% 

LOG.AS LogicaCMG Plc Netherlands 15% 0 - 4750 15% 4750 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75% 

MEDIQ.AS Mediq NV Netherlands 25% 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75% 

NEPL.AS NR Nordic & Russia Properties Netherlands 50% 0 - 70 25% 70 - 200 40% 50% 200 - 400 60% 75% > 400 75% 

NUTR.AS Nutreco Holding NV Netherlands 15% 0 - 150 10% 150 - 900 20% 25% 900 - 1200 35% 45% > 1200 75% 

OCEN.AS OCE NV Netherlands 25% 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75% 

OCTO.AS Octoplus Netherlands 75% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

PHAR.AS Pharming Group NV Netherlands 45% 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

PEPR.AS Prologis European Properties Netherlands 25% 0 - 800 20% 800 - 2400 30% 40% 2400 - 2500 50% 60% > 2500 75% 

RDSb.AS Royal Dutch Shell B Netherlands 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SR.AS SNS Reaal Netherlands 25% 0 - 800 10% 800 - 4750 20% 25% 4750 - 6750 35% 45% > 6750 75% 

AEXT.AS Streettracks AEX Index ETF Netherlands 10% 0 - 150 5% 150 - 900 10% 20% 900 - 1500 25% 40% > 1500 75% 

TLGNc.AS Telegraaf Media Groep NV Netherlands 15% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

NTCN.AS Ten Cate NV Netherlands 25% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

TFG.AS Tetragon Financial Group Ltd Netherlands 50% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

UNI4.AS Unit 4 Agresso NV Netherlands 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

USGP.AS USG People NV Netherlands 25% 0 - 300 10% 300 - 1800 20% 25% 1800 - 2400 35% 45% > 2400 75% 

VDMN.AS Van der Moolen Holding NV Netherlands 25% 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

VASN.AS Vastned Retail NV Netherlands 15% 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

WAVIN.AS Wavin NV Netherlands 15% 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

AKER.OL Aker ASA Norway 10% 0 - 350 15% 350 - 1100 25% 30% 1100 - 1100 75% 75% > 1100 75% 

ATEA.OL Atea ASA Norway 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

BIRD.OL Birdstep Technology ASA Norway 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

CRU.OL Crew Gold Corporation Norway 25% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 5250 60% 75% > 5250 75% 

EDBASA.OL EDB Business Partner ASA Norway 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

ECHEM.OL Eitzen Chemical ASA Norway 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

EKO.OL Ekornes ASA Norway 25% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

FUNCOM.OL Funcom Norway 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

GOL.OL Golar LNG Ltd Norway 25% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

IOX.OL Interoil Exploration & Production Norway 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

ITXX.OL Intex Resources ASA Norway 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

JINS.OL Jinhui Shipping & Trans Norway 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

LSG.OL Leroy Seafood Group Norway 25% 0 - 80 20% 80 - 250 30% 40% 250 - 450 50% 60% > 450 75% 

NSG.OL Norske Skogindustrier ASA Norway 15% 0 - 2300 20% 2300 - 7000 35% 50% 7000 - 10000 50% 75% > 10000 75% 



(continued) 





NAUR.OL Northland Resources Inc Norway 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

NOR.OL Norwegian Energy Company ASA Norway 25% 0 - 500 20% 500 - 3000 30% 40% 3000 - 3500 50% 60% > 3500 75% 

NPRO.OL Norwegian Property ASA Norway 25% 0 - 4000 20% 4000 - 10000 30% 40% 10000 - 15000 50% 60% > 15000 75% 

PAR.OL PA Resources AB Norway 25% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

PDR.OL Petrolia Drilling ASA Norway 25% 0 - 25750 25% 25750 - 75000 40% 50% 75000 - 75000 75% 75% > 75000 75% 

PRODP.OL Prosafe Production Public Limited Norway 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

RXT.OL Reservoir Explor Tech Norway 35% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

SBX.OL Seabird Exploration Ltd Norway 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

SIOFF.OL Siem Offshore Inc Norway 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3250 60% 75% > 3250 75% 

STP.OL StepStone ASA Norway 75% 0 - 9750 25% 9750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

SNI.OL Stolt Nielsen SA Norway 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

TLX.OL TeleComputing ASA Norway 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

TOM.OL Tomra Systems ASA Norway 25% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75% 

VEI.OL Veidekke ASA Norway 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

BBPI.LS Banco BPI SA Portugal 10% 0 - 4500 20% 4500 - 15000 35% 50% 15000 - 15000 75% 75% > 15000 75% 

SANT.LS Banco Santander Central Hisp (Por) Portugal 75% 0 - 250 5% 250 - 750 10% 20% 750 - 750 75% 75% > 750 75% 

BNF.LS Banif SGPS SA Portugal 45% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

CPR.LS Cimpor-Cimentos De Portugal Portugal 10% 0 - 1900 20% 1900 - 5750 35% 50% 5750 - 5750 75% 75% > 5750 75% 

CFN.LS Cofina Portugal 45% 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

CORA.LS Corticeira Amorim SA Portugal 75% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

ESFN.LS Espirito Santo Financial - Reg Portugal 75% 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75% 

ESF.LS Espirito Santo Financial SA Portugal 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

FINB.LS Finibanco Holding SGPS SA Portugal 75% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

SCOAE.LS Grupo Soares Da Costa SGPS Portugal 50% 0 - 10000 20% 10000 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75% 

IBS.LS Ibersol SGPS SA Portugal 45% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

IMPA.LS Impresa SGPS Portugal 45% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

INA.LS Inapa-Invest Particip Gesta Portugal 45% 0 - 17500 25% 17500 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75% 

MARTI.LS Martifer SGPS SA Portugal 50% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

MOTA.LS Mota Engil SGPS SA Portugal 10% 0 - 1600 20% 1600 - 4750 35% 50% 4750 - 4750 75% 75% > 4750 75% 

NBA.LS Novabase SGPS SA Portugal 45% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

RENE.LS Redes Energeticas Nacionais SA Portugal 10% 0 - 4000 20% 4000 - 10000 35% 50% 10000 - 10000 75% 75% > 10000 75% 

SVA.LS SAG GEST-Solucoes Portugal 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

Automovel Globais 

SONAC.LS Sonae Capital SGPS SA Portugal 50% 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

SML.LS Sumol + Compal SA Portugal 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

ADVA.SI Advanced Holdings Ltd Singapore 30% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

AEM.SI AEM Holdings Ltd Singapore 35% 0 - 28250 25% 28250 - 85000 40% 50% 85000 - 85000 75% 75% > 85000 75% 

AGRN.SI Allgreen Properties Ltd Singapore 15% 0 - 18250 15% 18250 - 55000 25% 30% 55000 - 55000 75% 75% > 55000 75% 

AMRA.SI Amara Holdings Ltd Singapore 20% 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

AEMN.SI Ascendas Real Estate Inv Trust Singapore 15% 0 - 8250 10% 8250 - 25000 20% 25% 25000 - 35000 35% 45% > 35000 75% 

AEHL.SI Asia Enterprises Holding Ltd Singapore 25% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

ASEN.SI Asia Environment Holdings Ltd Singapore 35% 0 - 7250 25% 7250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

ASFP.SI Asia Food & Properties Ltd Singapore 30% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

APBB.SI Asia Pacific Breweries Ltd Singapore 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

ASPW.SI Asia Power Corp Ltd Singapore 30% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

ASLM.SI ASL Marine Holdings Ltd Singapore 15% 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

AUSG.SI Ausgroup Limited Singapore 30% 0 - 31500 20% 31500 - 95000 30% 40% 95000 - 95000 75% 75% > 95000 75% 

AUSN.SI Aussino Group Ltd Singapore 30% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

AVJH.SI AVJennings Ltd Singapore 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

AZTS.SI Aztech Systems Ltd Singapore 25% 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

BANY.SI Banyan Tree Holdings Ltd Singapore 20% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 8000 60% 75% > 8000 75% 

PTBL.SI Berlian Laju Tanker Singapore 30% 0 - 45000 25% 45000 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

BEST.SI Best World International Singapore 35% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

BEYT.SI Beyonics Technology Ltd Singapore 25% 0 - 15250 25% 15250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75% 

BIOS.SI Biosensors Intl Singapore 20% 0 - 36750 20% 36750 - 100000 30% 40% 100000 - 100000 75% 75% > 100000 75% 



(continued) 





BIOT.SI Bio-Treat Tech Singapore 30% 0 - 54750 25% 54750 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

BVHS.SI Bonvests Holdings Ltd Singapore 20% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

BTSS.SI Boustead Singapore Ltd Singapore 15% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

BWRL.SI Bright World Singapore 25% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

BSES.SI Bukit Sembawang Singapore 20% 0 - 300 25% 300 - 900 40% 50% 900 - 1500 60% 75% > 1500 75% 

CGTE.SI C&G Industrial Holdings Ltd Singapore 30% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

COPT.SI C&O Pharmaceutical Singapore 30% 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

CMIT.SI Cambridge Industrial Trust Singapore 15% 0 - 20250 25% 20250 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

CACT.SI CapitaCommercial Trust Singapore 15% 0 - 23500 10% 23500 - 70000 20% 25% 70000 - 80000 35% 45% > 80000 75% 

CRCT.SI CapitaRetail China Trust Singapore 15% 0 - 8750 25% 8750 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

CDLT.SI CDL Hospitality Singapore 15% 0 - 5750 15% 5750 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75% 

CNER.SI Centillion Environment & Recycling Singapore 30% 0 - 350750 25% 350750 - 1000000 40% 50% 1000000 - 1000000 75% 75% > 1000000 75% 

CERE.SI Cerebos Pacific Ltd Singapore 15% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CHOF.SI CH Offshore Ltd Singapore 20% 0 - 15250 25% 15250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75% 

CSMF.SI Chartered Semiconductor Manuf Singapore 15% 0 - 9000 25% 9000 - 25000 40% 50% 25000 - 30000 60% 75% > 30000 75% 

CHEL.SI Chemoil Energy Ltd Singapore 15% 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

CNAO.SI China Aviation Oil Singapore Singapore 15% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

CBRG.SI China Bearing Singapore Ltd Singapore 30% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

CHDA.SI China Dairy Group Singapore 30% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

CENR.SI China Energy Ltd Singapore 25% 0 - 42000 20% 42000 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75% 

CEGL.SI China Essence Singapore 25% 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

CNFG.SI China Fishery Group Ltd. Singapore 20% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 

CHFL.SI China Flexible Packaging Holdings Singapore 30% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

CHXS.SI China Hongxing Singapore 25% 0 - 98250 20% 98250 - 300000 30% 40% 300000 - 300000 75% 75% > 300000 75% 

CKFC.SI China Kangda Food Co Ltd Singapore 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

CHNM.SI China Milk Products Singapore 20% 0 - 23500 25% 23500 - 70000 40% 50% 70000 - 70000 75% 75% > 70000 75% 

CPHL.SI China Paper Holdings Singapore 30% 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

CSKY.SI China Sky Chemic Singapore 25% 0 - 38250 25% 38250 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

CESE.SI Chip Eng Seng Corp Ltd Singapore 15% 0 - 17750 25% 17750 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75% 

CHHS.SI Chuan Hup Holdings Ltd Singapore 20% 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

CITY.SI Cityspring Infra Trust Singapore 15% 0 - 20250 25% 20250 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

CRMG.SI Courage Marine Group Ltd Singapore 20% 0 - 19750 25% 19750 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

CREA.SI Creative Technology Ltd Singapore 15% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

CSCH.SI CSC Holdings Ltd Singapore 15% 0 - 89750 25% 89750 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75% 

CSES.SI CSE Global Singapore 15% 0 - 5750 20% 5750 - 15000 30% 40% 15000 - 20000 50% 60% > 20000 75% 

DAIR.SI Dairy Farm International Holdings Singapore 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

DATA.SI Datapulse Technology Lyd Singapore 25% 0 - 37750 25% 37750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

DELO.SI Delong Holdings Ltd Singapore 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

DESS.SI Design Studio Furniture MFGR Singapore 50% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

DMXT.SI DMX Technologies Group Ltd Singapore 30% 0 - 72500 25% 72500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75% 

ECSH.SI ECS Holdings Ltd Singapore 25% 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

EDMI.SI EDMI Ltd Singapore 30% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

ELPZ.SI Ellipsiz Ltd Singapore 30% 0 - 128000 25% 128000 - 400000 40% 50% 400000 - 400000 75% 75% > 400000 75% 

EHHL.SI Enviro-Hub Singapore 35% 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

EPIL.SI Epure International Ltd Singapore 20% 0 - 29000 20% 29000 - 85000 30% 40% 85000 - 85000 75% 75% > 85000 75% 

EQCR.SI Equation Corp Ltd Singapore 30% 0 - 38750 25% 38750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

EYSI.SI Eu Yan Sang International Singapore 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

EUCN.SI Eucon Holding Ltd Singapore 35% 0 - 6000 25% 6000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

EUNG.SI euNetworks Group Singapore 35% 0 - 225500 25% 225500 - 700000 40% 50% 700000 - 700000 75% 75% > 700000 75% 

EZHL.SI Ezion Holdings Ltd Singapore 20% 0 - 29250 20% 29250 - 90000 30% 40% 90000 - 90000 75% 75% > 90000 75% 

EZRA.SI Ezra Holdings Lt Singapore 25% 0 - 13000 10% 13000 - 40000 20% 25% 40000 - 65000 35% 45% > 65000 75% 

FBCH.SI FabChem China Ltd. Singapore 30% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

FEGL.SI Falcon Energy Group Ltd. Singapore 20% 0 - 26000 25% 26000 - 80000 40% 50% 80000 - 80000 75% 75% > 80000 75% 

FEDL.SI Federal International 2000 Ltd Singapore 25% 0 - 67000 25% 67000 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75% 



(continued) 





FRLD.SI First Resources Ltd Singapore 25% 0 - 24000 20% 24000 - 70000 30% 40% 70000 - 70000 75% 75% > 70000 75% 

FSLT.SI First Ship Lease Trust Singapore 25% 0 - 9750 25% 9750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

FJBN.SI FJ Benjamin Singapore 30% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

FEMP.SI Food Empire Holdings Ltd Singapore 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

FCRT.SI Frasers Centrepoint Trust Singapore 15% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

FLEH.SI Freight Links Express Holdings Singapore 30% 0 - 109000 25% 109000 - 350000 40% 50% 350000 - 350000 75% 75% > 350000 75% 

CFTS.SI FTSE CIMB ASEAN 40 Singapore 30% 0 - 900 10% 900 - 5500 20% 25% 5500 - 9000 35% 45% > 9000 75% 

FULL.SI Full Apex Holdings Ltd Singapore 25% 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

FUNG.SI Fung Choi Singapore 35% 0 - 8500 25% 8500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

GLVT.SI Gallant Venture Ltd Singapore 25% 0 - 17750 25% 17750 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75% 

GEMS.SI Gems TV Singapore 35% 0 - 39000 25% 39000 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

GLNV.SI Global Investments Ltd Singapore 35% 0 - 10750 25% 10750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

GTCL.SI Global Testing Corp. Singapore 30% 0 - 38000 25% 38000 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

GPAK.SI Goodpack Ltd Singapore 15% 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

GELA.SI Great Eastern Holdings Ltd Singapore 20% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

GUOC.SI Guocoland Ltd Singapore 20% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 4250 60% 75% > 4250 75% 

GUCL.SI Guocoleisure Ltd Singapore 25% 0 - 23000 25% 23000 - 70000 40% 50% 70000 - 70000 75% 75% > 70000 75% 

GTGS.SI Guthrie GTS Ltd Singapore 20% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

HPAR.SI Haw Par Corp Ltd Singapore 15% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

HNGX.SI Hengxin Tech Ltd Singapore 30% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

HGMM.SI HG Metal Manufacturing Ltd Singapore 25% 0 - 90500 25% 90500 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75% 

HSEN.SI Hiap Seng Engineering Ltd Singapore 25% 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

HIPI.SI HI-P Intl Ltd Singapore 15% 0 - 6000 25% 6000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

HBEE.SI Ho Bee Investments Ltd Singapore 15% 0 - 11500 15% 11500 - 35000 25% 30% 35000 - 35000 75% 75% > 35000 75% 

HONG.SI Hong Fok Corp Ltd Singapore 20% 0 - 12250 20% 12250 - 35000 30% 40% 35000 - 35000 75% 75% > 35000 75% 

HLAA.SI Hong Leong Asia Singapore 20% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

HLSF.SI Hong Leong Finance Ltd Singapore 15% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

HGUO.SI Hongguo Intl Ltd Singapore 25% 0 - 56750 25% 56750 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

HPPS.SI Hotel Properties Singapore 15% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

HTLH.SI HTL International Holdings Ltd Singapore 35% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

HUPS.SI Hupsteel Ltd Singapore 20% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

HYFL.SI Hyflux Ltd Singapore 15% 0 - 3250 20% 3250 - 9750 30% 40% 9750 - 9750 75% 75% > 9750 75% 

IFAR.SI Indofood Agri Resources Ltd Singapore 25% 0 - 13000 10% 13000 - 80000 20% 25% 80000 - 100000 35% 45% > 100000 75% 

INFN.SI Infinio Group Ltd Singapore 30% 0 - 74500 25% 74500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75% 

INNV.SI Innovalues Limited Singapore 30% 0 - 15000 25% 15000 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75% 

INTR.SI Interra Resources Ltd. Singapore 30% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

JADA.SI Jadason Enterprises Ltd Singapore 30% 0 - 12750 25% 12750 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

JADE.SI Jade Technologies Holdings Ltd Singapore 30% 0 - 202000 25% 202000 - 600000 40% 50% 600000 - 600000 75% 75% > 600000 75% 

JSH.SI Jardine Strategic Holdings Ltd Singapore 10% 0 - 250 20% 250 - 750 35% 50% 750 - 950 50% 75% > 950 75% 

JUTN.SI Jiutian Chemical Singapore 30% 0 - 100250 20% 100250 - 300000 30% 40% 300000 - 300000 75% 75% > 300000 75% 

KMAR.SI K1 Ventures Ltd Singapore 20% 0 - 43250 25% 43250 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

KLAN.SI Keppel Land Ltd Singapore 15% 0 - 8250 10% 8250 - 50000 20% 25% 50000 - 70000 35% 45% > 70000 75% 

KTEL.SI Keppel Telecom & Transport Singapore 25% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

KEHS.SI Kim Eng Holdings Ltd Singapore 15% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

KASA.SI K-REIT Asia Singapore 15% 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

KSTL.SI KS Energy Singapore 20% 0 - 6750 20% 6750 - 20000 30% 40% 20000 - 20000 75% 75% > 20000 75% 

LHCF.SI Li Heng Chemical Fibre Tech Singapore 25% 0 - 49500 20% 49500 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75% 

LIBG.SI Lian Beng Group Ltd Singapore 30% 0 - 71500 25% 71500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75% 

LWGL.SI Lizhong Wheel Group Ltd Singapore 30% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

LMAI.SI LMA Internationa Singapore 30% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 

LOHO.SI Longcheer Holdings Singapore 15% 0 - 14000 25% 14000 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

LVIS.SI Lottvision Ltd Singapore 35% 0 - 43000 25% 43000 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

LKH.SI Low Keng Huat Singapore Ltd Singapore 20% 0 - 12500 25% 12500 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

LUYE.SI Luye Pharma Group Ltd Singapore 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 



(continued) 





LUZH.SI Luzhou Bio-Chem Singapore 30% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

LASI.SI Lyxor ETF China Enterprise HSCEI Singapore 25% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75% 

LCRB.SI Lyxor ETF Commodities CRB Singapore 25% 0 - 6750 10% 6750 - 40000 20% 25% 40000 - 70000 35% 45% > 70000 75% 

LHSI.SI Lyxor ETF HSI EURO Singapore 25% 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 60000 35% 45% > 60000 75% 

LNFU.SI Lyxor ETF India S&P CNX NIFTY Singapore 30% 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75% 

LJPN.SI Lyxor ETF Japan Topix Singapore 25% 0 - 8500 10% 8500 - 50000 20% 25% 50000 - 85000 35% 45% > 85000 75% 

LKRW.SI Lyxor ETF Korea EURO Singapore 25% 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 45000 35% 45% > 45000 75% 

LAEJ.SI Lyxor ETF MSCI AC Asia Pacific Singapore 25% 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 45000 35% 45% > 45000 75% 

LTWN.SI Lyxor ETF MSCI Taiwan Singapore 25% 0 - 19500 10% 19500 - 100000 20% 25% 100000 - 200000 35% 45% > 200000 75% 

MIIF.SI Macquarie Intl I Singapore 15% 0 - 40750 25% 40750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

MAGN.SI Magnus Energy Group Ltd Singapore 30% 0 - 67500 25% 67500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75% 

MOIL.SI Mandarin Oriental International Ltd Singapore 20% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

MAPL.SI Mapletree Logistics Trust Singapore 15% 0 - 5750 25% 5750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

MCRS.SI MCL Land Ltd Singapore 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

MRNG.SI Mediaring Ltd Singapore 30% 0 - 86500 25% 86500 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75% 

MEMT.SI Memtech International Ltd Singapore 30% 0 - 9250 25% 9250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

MTHL.SI Metro Holdings Ltd. Singapore 20% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

MFSO.SI MFS Technology Singapore 25% 0 - 14000 25% 14000 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

MIDA.SI Midas Holdings Singapore 20% 0 - 28000 15% 28000 - 85000 25% 30% 85000 - 95000 40% 55% > 95000 75% 

MIEL.SI Mirach Energy Ltd Singapore 35% 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

MONE.SI MobileOne Ltd Singapore 15% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

INDI.SI MSCI India - INDIA Singapore 25% 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 30000 35% 45% > 30000 75% 

NTYO.SI New Toyo International Holdings Singapore 30% 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75% 

OCGL.SI Oceanus Group Ltd Singapore 20% 0 - 62000 20% 62000 - 200000 30% 40% 200000 - 200000 75% 75% > 200000 75% 

ORCH.SI Orchard Parade Holdings Ltd Singapore 20% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

OSIL.SI OSIM International Ltd Singapore 35% 0 - 21000 25% 21000 - 65000 40% 50% 65000 - 65000 75% 75% > 65000 75% 

OUEH.SI Ouhua Energy Holdings Ltd Singapore 30% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

OVES.SI Overseas Union Enterprise Ltd Singapore 30% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

PACF.SI Pac Andes Holdings Ltd. Singapore 15% 0 - 85750 20% 85750 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75% 

PFST.SI Pacific Shipping Trust Singapore 25% 0 - 15000 25% 15000 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75% 

PNHG.SI Pan Hong Property Group Ltd. Singapore 30% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

PARM.SI Parkway Holdings Ltd Singapore 15% 0 - 5500 15% 5500 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75% 

PPFH.SI People’s Food Holdings Ltd Singapore 20% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 6500 60% 75% > 6500 75% 

PEFO.SI Petra Foods Ltd Singapore 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

PINE.SI Pine Agritech Ltd Singapore 20% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

RLSE.SI Raffles Education Corp Ltd Singapore 15% 0 - 45250 10% 45250 - 150000 20% 25% 150000 - 150000 75% 75% > 150000 75% 

RAFG.SI Raffles Medical Group Ltd Singapore 15% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

REPL.SI Reyoung Pharm Singapore 30% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

RIMT.SI Rickmers Maritime Singapore 15% 0 - 17500 25% 17500 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75% 

ROTE.SI Rotary Engineering Ltd. Singapore 20% 0 - 18750 20% 18750 - 55000 30% 40% 55000 - 55000 75% 75% > 55000 75% 

SAMU.SI Samudera Shipping Line Ltd Singapore 30% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

SARI.SI Sarin Tech Ltd Singapore 30% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

SBVV.SI SBS Transit Ltd Singapore 20% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

SCGO.SI SC Global Developments Ltd Singapore 20% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

SHNG.SI Shangri-La Asia Ltd Singapore 25% 0 - 100 15% 100 - 300 25% 30% 300 - 300 75% 75% > 300 75% 

SIAE.SI SIA Engineering Singapore 10% 0 - 1500 20% 1500 - 4500 35% 50% 4500 - 4500 75% 75% > 4500 75% 

SIHP.SI Sihuan Pharmaceutical Hldgs Singapore 20% 0 - 24500 25% 24500 - 75000 40% 50% 75000 - 75000 75% 75% > 75000 75% 

SLVX.SI Silverlake Axis Ltd Singapore 30% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

SGHC.SI Sin Ghee Huat Corp Ltd Singapore 30% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

SHDS.SI Sing Holdings Ltd Singapore 30% 0 - 33750 25% 33750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

SINV.SI Sing Investments & Finance Singapore 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

SIAT.SI Singapore Airport Terminal Services Singapore 15% 0 - 10750 20% 10750 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75% 

SLND.SI Singapore Land Ltd Singapore 15% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1300 60% 75% > 1300 75% 

SPOS.SI Singapore Post Ltd Singapore 15% 0 - 25250 20% 25250 - 75000 30% 40% 75000 - 75000 75% 75% > 75000 75% 



(continued) 





SNTH.SI Sino Techfibre Ltd Singapore 20% 0 - 31750 25% 31750 - 95000 40% 50% 95000 - 95000 75% 75% > 95000 75% 

SOET.SI Sino-Environment Holdings Ltd Singapore 20% 0 - 59500 25% 59500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75% 

SINO.SI Sinomem Technolgies Singapore 30% 0 - 37500 20% 37500 - 100000 30% 40% 100000 - 100000 75% 75% > 100000 75% 

SNSR.SI Sinostar PEC Holdings Ltd Singapore 35% 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

SINW.SI Sinwa Ltd Singapore 30% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

SCPS.SI Sky China Petrol Singapore 25% 0 - 17750 25% 17750 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75% 

SMBU.SI SMB United Ltd Singapore 25% 0 - 11000 25% 11000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

SMRT.SI Smrt Corp Ltd Singapore 15% 0 - 14000 20% 14000 - 40000 35% 50% 40000 - 40000 75% 75% > 40000 75% 

SPAU.SI SP Ausnet Singapore 20% 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75% 

SGLD.SI SPDR Gold Trust Singapore 25% 0 - 70 10% 70 - 400 20% 25% 400 - 700 35% 45% > 700 75% 

SSHL.SI SSH Corp Ltd Singapore 25% 0 - 26500 25% 26500 - 80000 40% 50% 80000 - 80000 75% 75% > 80000 75% 

SFLD.SI Stamford Land Corp Ltd Singapore 20% 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

STAS.SI Stamford Tyres Corp Ltd Singapore 30% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

SARC.SI Star Cruises Ltd Singapore 25% 0 - 48000 20% 48000 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75% 

STHL.SI Starhill Global REIT Singapore 20% 0 - 33500 25% 33500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75% 

STTS.SI STATS ChipPAC Ltd Singapore 15% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 4500 60% 75% > 4500 75% 

STRL.SI Straits Asia Resources Ltd Singapore 20% 0 - 10750 10% 10750 - 65000 20% 25% 65000 - 100000 35% 45% > 100000 75% 

STCM.SI Straits Trading Co Ltd Singapore 20% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

STTF.SI streetTRACKS STIFund Singapore 15% 0 - 8750 10% 8750 - 55000 20% 25% 55000 - 90000 35% 50% > 90000 75% 

STXPx.SI STX Pan Ocean Co Singapore 20% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

SETG.SI Sun East Group Ltd Singapore 35% 0 - 14750 25% 14750 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75% 

SUND.SI Sunningdale Tech Ltd Singapore 30% 0 - 56500 25% 56500 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

SUNP.SI Sunpower Group Ltd Singapore 30% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

SRAY.SI Sunray Holdings Ltd Singapore 30% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

SUNT.SI Suntec Real Estate Investment Trust Singapore 15% 0 - 22500 15% 22500 - 70000 25% 30% 70000 - 70000 75% 75% > 70000 75% 

SVCH.SI Sunvic Chemical Holdings Singapore 25% 0 - 20250 25% 20250 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

SCOF.SI Super Coffeemix MFG Ltd Singapore 20% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

SWBR.SI Swiber Holdings Ltd Singapore 25% 0 - 24750 20% 24750 - 75000 30% 40% 75000 - 75000 75% 75% > 75000 75% 

SWIS.SI Swissco International Ltd Singapore 25% 0 - 8500 25% 8500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

SYFH.SI Synear Food Holdings Ltd Singapore 25% 0 - 68750 20% 68750 - 200000 30% 40% 200000 - 200000 75% 75% > 200000 75% 

TAIS.SI Tai Sin Electric Cables Singapore 30% 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75% 

TCIL.SI Tan Chong International Ltd Singapore 20% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

TAT.SI Tat Hong Holdings Ltd. Singapore 20% 0 - 15250 25% 15250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75% 

TBEV.SI Thai Beverage PCL Singapore 15% 0 - 96250 25% 96250 - 300000 40% 50% 300000 - 300000 75% 75% > 300000 75% 

THOM.SI Thomson Medical Centre Ltd. Singapore 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

TION.SI Tiong Woon Corp Singapore 25% 0 - 25250 20% 25250 - 75000 30% 40% 75000 - 75000 75% 75% > 75000 75% 

TPVH.SI TPV Technology Ltd Singapore 30% 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75% 

TSHS.SI Tuan Sing Holdings Ltd Singapore 25% 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

UMSH.SI UMS Holdings Ltd Singapore 30% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

UAFC.SI Uni Asia Financial Singapore 50% 0 - 14000 25% 14000 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

UTES.SI United Engineers Ltd Singapore 15% 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75% 

UFSL.SI United Fiber System Ltd Singapore 30% 0 - 362750 25% 362750 - 1000000 40% 50% 1000000 - 1000000 75% 75% > 1000000 75% 

UICS.SI United Industrial Corp Ltd Singapore 15% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

UTOS.SI United Overseas Land Ltd Singapore 15% 0 - 600 20% 600 - 3500 30% 40% 3500 - 7500 50% 60% > 7500 75% 

UOKH.SI UOB-Kay Hian Holdings Ltd Singapore 20% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

VENM.SI Venture Corp Ltd Singapore 15% 0 - 300 15% 300 - 1800 25% 30% 1800 - 5250 40% 55% > 5250 75% 

WEAS.SI WBL Corp Ltd Singapore 20% 0 - 150 25% 150 - 450 40% 50% 450 - 900 60% 75% > 900 75% 

WPSL.SI Wheelock Properties S Ltd Singapore 15% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75% 

WTHS.SI Wing Tai Holdings Ltd Singapore 15% 0 - 5500 20% 5500 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75% 

YAZG.SI Yangzijiang Shipbuilding Holdings Singapore 20% 0 - 22000 10% 22000 - 65000 20% 25% 65000 - 100000 35% 45% > 100000 75% 

YNLG.SI Yanlord Land Group Ltd Singapore 15% 0 - 9250 10% 9250 - 55000 20% 25% 55000 - 70000 35% 45% > 70000 75% 

YNAM.SI Yongnam Holdings Ltd Singapore 20% 0 - 78500 20% 78500 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75% 

ASAJ.J ABSA Group Ltd South Africa 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 10000 35% 45% > 10000 75% 

ACPJ.J Acucap Properties Ltd South Africa 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 



(continued) 





AIPJ.J Adcock Ingram Holdings Ltd South Africa 25% 0 - 500 20% 500 - 1500 30% 40% 1500 - 2200 50% 60% > 2200 75% 

ADRJ.J Adcorp Holdings Ltd South Africa 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

AFEJ.J Aeci Ltd South Africa 10% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

AFRJ.J Afgri Ltd South Africa 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

AFXJ.J African Oxygen Ltd South Africa 10% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1800 60% 75% > 1800 75% 

ATNJ.J Allied Electronics Corp Ltd South Africa 25% 0 - 200 25% 200 - 600 40% 50% 600 - 650 60% 75% > 650 75% 

ATNPp.J Allied Electronics Corp Ltd - Pref South Africa 20% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1300 60% 75% > 1300 75% 

ALTJ.J Allied Technologies Ltd South Africa 20% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

ARTJ.J Argent Industrial Limited South Africa 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

ARLJ.J Astral Foods Ltd South Africa 10% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

APKJ.J Astrapak Ltd South Africa 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

AEGJ.J Aveng Ltd South Africa 10% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 15000 35% 45% > 15000 75% 

AVIJ.J AVI Ltd South Africa 15% 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 4750 50% 60% > 4750 75% 

BAWJ.J Barloworld Ltd South Africa 10% 0 - 500 10% 500 - 3000 20% 25% 3000 - 8250 35% 45% > 8250 75% 

BSRJ.J Basil Read Holdings Ltd South Africa 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

BILJ.J BHP Billiton PLC (SA) South Africa 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 20000 35% 45% > 20000 75% 

BVTJ.J Bidvest Group Ltd South Africa 10% 0 - 1100 10% 1100 - 3250 20% 25% 3250 - 5500 35% 45% > 5500 75% 

BATJ.J Brait SA South Africa 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

BTIJ.J British American Tobacco PLC South Africa 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 4000 35% 45% > 4000 75% 

BCXJ.J Business Connexion Group Ltd South Africa 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

CPLJ.J Capital Property Fund South Africa 25% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

CPIJ.J Capitec Bank Holdings Ltd South Africa 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

CATJ.J Caxton & CTP Publishers & Printers South Africa 20% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

CLHJ.J City Lodge Hotels Ltd South Africa 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CLSJ.J Clicks Group Ltd South Africa 15% 0 - 500 20% 500 - 3000 30% 40% 3000 - 4250 50% 60% > 4250 75% 

CFRJ.J Compagnie Financiere Richemont AG South Africa 10% 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 60000 35% 45% > 60000 75% 

CMLJ.J Coronation Fund Managers Ltd South Africa 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 2500 60% 75% > 2500 75% 

DTCJ.J DataTec Ltd South Africa 25% 0 - 300 20% 300 - 1800 30% 40% 1800 - 2750 50% 60% > 2750 75% 

DDTJ.J Dimension Data Holdings Plc - (SA) South Africa 15% 0 - 4750 20% 4750 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75% 

DSYJ.J Discovery Holdings Ltd South Africa 10% 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 7000 40% 55% > 7000 75% 

DRDJ.J DRDGOLD Ltd - (SA) South Africa 25% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 

EMIJ.J Emira Property Fund South Africa 25% 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

EQSJ.J Eqstra Holdings Ltd South Africa 25% 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

EXXJ.J Exxaro Resources Ltd South Africa 10% 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75% 

FSRJ.J FirstRand Ltd South Africa 10% 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 85000 35% 45% > 85000 75% 

FOSJ.J Foschini Ltd South Africa 10% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 6750 35% 45% > 6750 75% 

FWDJ.J Freeworld Coatings Ltd South Africa 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

GIJJ.J Gijima Ast Group Ltd South Africa 25% 0 - 11250 25% 11250 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75% 

GFIJ.J Gold Fields Ltd South Africa 15% 0 - 600 10% 600 - 3500 20% 25% 3500 - 15000 35% 45% > 15000 75% 

GDFJ.J Gold Reef Resorts Ltd South Africa 20% 0 - 700 25% 700 - 2100 40% 50% 2100 - 3250 60% 75% > 3250 75% 

GNDJ.J Grindrod Ltd South Africa 10% 0 - 1400 20% 1400 - 4250 30% 40% 4250 - 7250 50% 60% > 7250 75% 

GRFJ.J Group Five Ltd - (SA) South Africa 20% 0 - 450 20% 450 - 1400 30% 40% 1400 - 1600 50% 60% > 1600 75% 

GRTJ.J Growthpoint Properties Ltd South Africa 10% 0 - 2500 15% 2500 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75% 

HARJ.J Harmony Gold Mining Co Ltd South Africa 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 10000 35% 45% > 10000 75% 

HVLJ.J Highveld Steel and Vanadium Corp South Africa 10% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

HPAJ.J Hospitality Property Fund Ltd South Africa 25% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

HDCJ.J Hudaco Industries Ltd South Africa 15% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

HLMJ.J Hulamin Ltd South Africa 25% 0 - 400 20% 400 - 2400 30% 40% 2400 - 4750 50% 60% > 4750 75% 

HYPJ.J Hyprop Investments Ltd South Africa 15% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

ILAJ.J Iliad Africa Ltd South Africa 20% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

ILVJ.J Illovo Sugar Ltd South Africa 20% 0 - 500 20% 500 - 1500 30% 40% 1500 - 2200 50% 60% > 2200 75% 

IMPJ.J Impala Platinum Holdings Ltd South Africa 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 15000 35% 45% > 15000 75% 

IPLJ.J Imperial Holdings Ltd South Africa 10% 0 - 800 10% 800 - 4750 20% 25% 4750 - 6000 35% 45% > 6000 75% 

INLJ.J Investec Ltd South Africa 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 7250 35% 45% > 7250 75% 



(continued) 





INPJ.J Investec Plc South Africa 10% 0 - 800 10% 800 - 4750 20% 25% 4750 - 9750 35% 45% > 9750 75% 

JDGJ.J JD Group Ltd South Africa 15% 0 - 1000 15% 1000 - 3000 25% 30% 3000 - 5500 40% 55% > 5500 75% 

KAPJ.J Kap International Holdings Ltd South Africa 25% 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75% 

KEHJ.J Keaton Energy Holdings Ltd South Africa 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

KIOJ.J Kumba Iron Ore Limited South Africa 10% 0 - 300 10% 300 - 1800 20% 25% 1800 - 2400 35% 45% > 2400 75% 

LEWJ.J Lewis Group Ltd South Africa 15% 0 - 400 20% 400 - 1200 30% 40% 1200 - 2200 50% 60% > 2200 75% 

LBHJ.J Liberty Holdings South Africa 50% 0 - 200 20% 200 - 1200 30% 40% 1200 - 2200 50% 60% > 2200 75% 

LBTJ.J Liberty International PLC South Africa 10% 0 - 300 10% 300 - 1800 20% 25% 1800 - 8000 35% 45% > 8000 75% 

LONJ.J Lonmin Plc (SA) South Africa 15% 0 - 300 15% 300 - 900 25% 30% 900 - 1200 40% 55% > 1200 75% 

MKLJ.J Makalani Holdings Ltd South Africa 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

MSMJ.J Massmart Holdings Ltd South Africa 10% 0 - 700 10% 700 - 4250 20% 25% 4250 - 5500 35% 45% > 5500 75% 

MDCJ.J Medi-Clinic Corp Ltd South Africa 10% 0 - 400 20% 400 - 2400 30% 40% 2400 - 2750 50% 60% > 2750 75% 

MRFJ.J Merafe Resources Ltd South Africa 25% 0 - 30500 25% 30500 - 90000 40% 50% 90000 - 90000 75% 75% > 90000 75% 

MTXJ.J Metorex Ltd South Africa 50% 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75% 

METJ.J Metropolitan Holdings Ltd South Africa 15% 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 8000 50% 60% > 8000 75% 

MNDJ.J Mondi (SA) Plc South Africa 10% 0 - 300 15% 300 - 1800 25% 30% 1800 - 4250 40% 55% > 4250 75% 

MNPJ.J Mondi (UK) Plc South Africa 10% 0 - 500 15% 500 - 3000 25% 30% 3000 - 4250 40% 55% > 4250 75% 

MPCJ.J Mr Price Group Ltd South Africa 10% 0 - 1000 20% 1000 - 3000 30% 40% 3000 - 3750 50% 60% > 3750 75% 

MTNJ.J MTN Group Ltd South Africa 10% 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 35000 35% 45% > 35000 75% 

MURJ.J Murray & Roberts Holdings Ltd South Africa 10% 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 9750 35% 45% > 9750 75% 

MSTJ.J Mustek Ltd South Africa 25% 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75% 

MVGJ.J Mvelaphanda Group Ltd South Africa 15% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

MVLJ.J Mvelaphanda Resources Ltd South Africa 25% 0 - 600 25% 600 - 3500 40% 50% 3500 - 3750 60% 75% > 3750 75% 

NPKJ.J Nampak Ltd South Africa 20% 0 - 3250 20% 3250 - 9750 30% 40% 9750 - 9750 75% 75% > 9750 75% 

NPNJn.J Naspers Ltd South Africa 10% 0 - 500 10% 500 - 3000 20% 25% 3000 - 9750 35% 45% > 9750 75% 

NEDJ.J Nedbank Group Ltd South Africa 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 6000 35% 45% > 6000 75% 

NTCJ.J Network Healthcare Holdings Ltd South Africa 10% 0 - 2750 15% 2750 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75% 

GLDJ.J NewGold Issuer Ltd South Africa 20% 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 15000 35% 45% > 15000 75% 

NHMJ.J Northam Platinum Ltd South Africa 25% 0 - 700 20% 700 - 2100 30% 40% 2100 - 3250 50% 60% > 3250 75% 

OCEJ.J Oceana Group Ltd South Africa 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

OMLJ.J Old Mutual PLC South Africa 10% 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 150000 35% 45% > 150000 75% 

OMNJ.J Omnia Holdings Ltd South Africa 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

PAMJ.J Palabora Mining Co Ltd South Africa 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

PAPJ.J Pangbourne Properties Ltd South Africa 15% 0 - 4500 20% 4500 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75% 

PHMJ.J Phumelela Gaming & Leisure South Africa 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

PWKJ.J Pick’n Pay Holdings Ltd South Africa 10% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

PIKJ.J Pick’n Pay Stores Ltd South Africa 10% 0 - 500 15% 500 - 3000 25% 30% 3000 - 4750 40% 55% > 4750 75% 

PPCJ.J Pretoria Portland Cement Co Ltd South Africa 10% 0 - 800 10% 800 - 4750 20% 25% 4750 - 10000 35% 45% > 10000 75% 

PSGJ.J PSG Group Ltd South Africa 15% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

RBWJ.J Rainbow Chicken Ltd South Africa 20% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

RBXJ.J Raubex Group Ltd South Africa 25% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

RAHJ.J Real Africa Holdings Ltd South Africa 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

RDFJ.J Redefine Income Fund Ltd South Africa 15% 0 - 17250 20% 17250 - 50000 30% 40% 50000 - 50000 75% 75% > 50000 75% 

REIJ.J Reinet Investments SCA South Africa 20% 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 30000 75% 75% > 30000 75% 

REMJ.J Remgro Ltd South Africa 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 6750 35% 45% > 6750 75% 

RESJ.J Resilient Property Income Fund Ltd South Africa 25% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

RLOJ.J Reunert Ltd South Africa 15% 0 - 350 20% 350 - 2100 30% 40% 2100 - 2200 50% 60% > 2200 75% 

RMHJ.J RMB Holdings Ltd South Africa 10% 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 10000 40% 55% > 10000 75% 

SABJ.J SABMiller PLC (SA) South Africa 10% 0 - 700 10% 700 - 4250 20% 25% 4250 - 9750 35% 45% > 9750 75% 

SLMJ.J Sanlam Ltd South Africa 10% 0 - 4000 10% 4000 - 25000 20% 25% 25000 - 30000 35% 45% > 30000 75% 

SNTJ.J Santam Ltd South Africa 15% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

SAPJ.J Sappi Ltd South Africa 10% 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 8250 40% 55% > 8250 75% 

SOLJ.J Sasol Ltd South Africa 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 10000 35% 45% > 10000 75% 

STX40J.J Satrix 40 South Africa 15% 0 - 1400 5% 1400 - 8500 10% 20% 8500 - 15000 25% 40% > 15000 75% 



(continued) 





STXFINJ.J Satrix FINI South Africa 10% 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75% 

STXINDJ.J Satrix INDI South Africa 10% 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 20000 35% 45% > 20000 75% 

STXRESJ.J Satrix Resi South Africa 25% 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75% 

SHPJ.J Shoprite Holdings Ltd South Africa 10% 0 - 500 10% 500 - 3000 20% 25% 3000 - 10000 35% 45% > 10000 75% 

SIMJ.J Simmer & Jack Mines Ltd South Africa 25% 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75% 

SPPJ.J Spar Group Ltd South Africa 10% 0 - 2000 20% 2000 - 6000 30% 40% 6000 - 6000 75% 75% > 6000 75% 

SBKJ.J Standard Bank Group Ltd South Africa 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 30000 35% 45% > 30000 75% 

SSKJ.J Stefanutti & Bressan Ltd South Africa 25% 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75% 

SHFJ.J Steinhoff International Holdings South Africa 10% 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 25000 35% 45% > 25000 75% 

SUIJ.J Sun International Ltd South Africa 15% 0 - 450 20% 450 - 1400 30% 40% 1400 - 1400 75% 75% > 1400 75% 

SPGJ.J Super Group Ltd South Africa 25% 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

UUUJ.J SXR Uranium One Inc South Africa 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

SYCJ.J Sycom Property Fund South Africa 15% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

TKGJ.J Telkom SA Ltd South Africa 10% 0 - 800 20% 800 - 4750 30% 40% 4750 - 15000 50% 60% > 15000 75% 

TBSJ.J Tiger Brands Ltd South Africa 10% 0 - 250 10% 250 - 1500 20% 25% 1500 - 4500 35% 45% > 4500 75% 

TONJ.J Tongaat-Hulett Group Ltd South Africa 10% 0 - 900 15% 900 - 2750 25% 30% 2750 - 3500 40% 55% > 3500 75% 

TSXJ.J Trans Hex Group Ltd South Africa 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

TREJ.J Trencor Ltd South Africa 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

TRUJ.J Truworths International Ltd South Africa 10% 0 - 600 10% 600 - 3500 20% 25% 3500 - 15000 35% 45% > 15000 75% 

VODJ.J Vodacom Group (Pty) Ltd South Africa 10% 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 10000 35% 45% > 10000 75% 

VOXJ.J Vox Telecom Ltd South Africa 25% 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75% 

WBOJ.J Wilson Bayly Holmes-Ovcon Ltd South Africa 20% 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75% 

WHLJ.J Woolworths Holdings Ltd South Africa 10% 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 20000 35% 45% > 20000 75% 

ADZ.MC Adolfo Dominguez Spain 45% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

AFRA.MC Afirma Grupo Immobiliario Sa Spain 35% 0 - 7750 25% 7750 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75% 

AGS.MC Aguas de Barcelona Spain 35% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

APE.MC Amper SA Spain 50% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

A3TV.MC Antena 3 de Television SA Spain 20% 0 - 450 15% 450 - 2750 25% 30% 2750 - 2750 75% 75% > 2750 75% 

AVZ.MC Avanzit S.A. Spain 25% 0 - 7000 20% 7000 - 20000 30% 40% 20000 - 20000 75% 75% > 20000 75% 

AZK.MC Azkoyen SA Spain 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

BVA.MC Banco de Valencia SA Spain 25% 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 3250 75% 75% > 3250 75% 

GUI.MC Banco Guipuzcoano SA Spain 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

PAS.MC Banco Pastor SA Spain 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

BDL.MC Baron de Ley Spain 25% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

BMA.MC Befesa Medio Ambiente SA Spain 75% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

CAHM.MC Caja de Ahorros del Mediterraneo Spain 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

CPF.MC Campofrio Alimentacion SA Spain 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

CPLN.MC Cementos Portland Valderrivas SA Spain 25% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

CEP.MC Cia Espanola de Petroleos Spain 35% 0 - 40 10% 40 - 250 20% 25% 250 - 4000 35% 45% > 4000 75% 

CIEA.MC Cie Automotive SA Spain 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

CLEO.MC Cleop-Cia Levantina EDF OP Spain 75% 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75% 

CBAV.MC Clinica Baviera Spain 45% 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75% 

CDRE.MC Codere SA Spain 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

CAF.MC Construcciones y Auxiliar de Ferro Spain 25% 0 - 30 20% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

DERM.MC Corp Dermoestetica Spain 25% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

ALB.MC Corp Financiera Alba Spain 25% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

DIN.MC Dinamia Spain 45% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

MDF.MC Duro Felguera SA Spain 25% 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75% 

EVA.MC Ebro Puleva SA Spain 10% 0 - 300 15% 300 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75% 

ENOR.MC Electrificaciones del Norte Spain 25% 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

ECR.MC Ercros SA Spain 25% 0 - 45750 25% 45750 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75% 

EAD.MC European Aero Defence & Space (Sp) Spain 35% 0 - 200 5% 200 - 600 10% 20% 600 - 600 75% 75% > 600 75% 

FAE.MC FAES FARMA SA Spain 25% 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75% 

FRS.MC Fersa Energias Renovables Spain 25% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 



(continued) 





FLUI.MC Fluidra SA Spain 45% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

FUNE.MC Funespana SA Spain 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

GALQ.MC General de Alquiler de Maquinaria Spain 45% 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

GCO.MC Grupo Catalana Occidente Spain 20% 0 - 150 20% 150 - 450 30% 40% 450 - 900 50% 60% > 900 75% 

ENC.MC Grupo Empresarial Ence SA Spain 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

IBG.MC Iberpapel Gestion SA Spain 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

IBES.MC Inbesos SA Spain 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

IDO.MC Indo Internacional SA Spain 75% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

INY.MC Informes y Proyectos SA Spain 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

COL.MC Inmobiliaria Colonial Spain 75% 0 - 58750 20% 58750 - 200000 30% 40% 200000 - 200000 75% 75% > 200000 75% 

JAZ.MC Jazztel Plc Spain 25% 0 - 46500 15% 46500 - 150000 25% 30% 150000 - 150000 75% 75% > 150000 75% 

ALM.MC Laboratorios Almirall SA Spain 25% 0 - 400 15% 400 - 1200 25% 30% 1200 - 2000 40% 55% > 2000 75% 

LGT.MC Lingotes Especiales SA Spain 75% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

MLX.MC Mecalux SA Spain 25% 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75% 

MVC.MC Metrovacesa SA Spain 35% 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

MCM.MC Miquel y Costas Spain 75% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

MTBA.MC Montebalito SA Spain 45% 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75% 

NATR.MC Natra SA Spain 75% 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75% 

NATE.MC Natraceutical SA Spain 75% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

NHH.MC NH Hoteles SA Spain 20% 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 5250 40% 55% > 5250 75% 

NEA.MC Nicolas Correa SA Spain 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

PYCE.MC Papeles y Cartones de Europa (Sp) Spain 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

PVA.MC Pescanova SA Spain 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

PRIM.MC Prim SA Spain 45% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

PRS.MC Promotora de Informaciones SA Spain 25% 0 - 1500 15% 1500 - 4500 25% 30% 4500 - 7250 40% 55% > 7250 75% 

PSG.MC Prosegur Cia de Seguridad SA Spain 25% 0 - 80 15% 80 - 500 25% 30% 500 - 750 40% 55% > 750 75% 

PUL.MC Puleva Biotech SA Spain 45% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

RLIA.MC Realia Business SA Spain 25% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

RDM.MC Reno de Medici (Sp) Spain 45% 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75% 

REN.MC Renta Corp Real Estate SA Spain 45% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

REYU.MC Reyal Urbis SA Spain 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

SPSL.MC Service Point Solutions SA Spain 45% 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75% 

SNCE.MC SNIACE Spain 45% 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75% 

SOL.MC Sol Melia SA Spain 25% 0 - 500 20% 500 - 1500 30% 40% 1500 - 2200 50% 60% > 2200 75% 

SLRS.MC Solaria Energia y Medio Ambiente Spain 25% 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 4500 75% 75% > 4500 75% 

SOS.MC SOS Cuetara SA Spain 25% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75% 

TVX.MC Tavex Algodonera SA Spain 45% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

TECM.MC Telecomunicaciones y Energia Spain 45% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

TUBA.MC Tubacex SA Spain 20% 0 - 900 20% 900 - 2750 30% 40% 2750 - 3250 50% 60% > 3250 75% 

TUR.MC Tubos Reunidos SA Spain 25% 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75% 

UPL.MC Unipapel SA Spain 75% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

URA.MC Uralita SA Spain 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

UBS.MC Urbas Proyectos Urbanisticos SA Spain 45% 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

VTSG.MC Vertice Trescientos Sesenta Spain 45% 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75% 

VID.MC Vidrala SA Spain 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

VIS.MC Viscofan SA Spain 25% 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75% 

VOC.MC Vocento SA Spain 25% 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75% 

VULG.MC Vueling Airlines SA Spain 25% 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75% 

ZOT.MC Zardoya-Otis SA Spain 15% 0 - 300 15% 300 - 900 25% 30% 900 - 1200 40% 55% > 1200 75% 

ZEL.MC Zeltia SA Spain 25% 0 - 1700 15% 1700 - 5000 25% 30% 5000 - 7250 40% 55% > 7250 75% 

AOILsdb.ST Alliance Oil Company Ltd - SDR Sweden 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 5250 60% 75% > 5250 75% 

ALIVsdb.ST Autoliv Inc Sweden 25% 0 - 400 10% 400 - 1200 20% 25% 1200 - 1800 35% 45% > 1800 75% 

AXFO.ST Axfood AB Sweden 25% 0 - 150 20% 150 - 450 30% 40% 450 - 550 50% 60% > 550 75% 

BETSb.ST Betsson AB Sweden 25% 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75% 



(continued) 





BINV.ST BioInvent International AB Sweden 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

CAST.ST Castellum AB Sweden 25% 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 3750 40% 55% > 3750 75% 

CCORb.ST Concordia Maritime Sweden 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

EKTAb.ST Elekta AB Sweden 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 3500 35% 45% > 3500 75% 

ENEA.ST Enea AB Sweden 35% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

ENRO.ST Eniro AB Sweden 25% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 10000 60% 75% > 10000 75% 

FABG.ST Fabege AB Sweden 25% 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75% 

GUNN.ST Gunnebo AB Sweden 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

HAKN.ST Hakon Invest AB Sweden 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

HEXAb.ST Hexagon AB Sweden 25% 0 - 1000 10% 1000 - 3000 20% 25% 3000 - 5750 35% 45% > 5750 75% 

HIQ.ST HIQ International AB Sweden 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

HOLMb.ST Holmen AB Sweden 25% 0 - 300 10% 300 - 900 20% 25% 900 - 1700 35% 45% > 1700 75% 

HUFVc.ST Hufvudstaden AB Sweden 25% 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75% 

HUSQa.ST Husqvarna AB-A Sweden 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

HUSQb.ST Husqvarna AB-B Sweden 25% 0 - 1900 10% 1900 - 10000 20% 25% 10000 - 10000 75% 75% > 10000 75% 

IBSb.ST IBS AB Sweden 35% 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75% 

IFSb.ST Industrial & Financial Systems Sweden 35% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

INDUa.ST Industrivarden AB - A Sweden 25% 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75% 

INDUc.ST Industrivarden AB - C Sweden 25% 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75% 

IJ.ST Intrum Justitia AB Sweden 25% 0 - 500 15% 500 - 1500 25% 30% 1500 - 1900 40% 55% > 1900 75% 

INVEa.ST Investor AB - A Sweden 25% 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75% 

JM.ST JM AB Sweden 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 4000 35% 45% > 4000 75% 

KINVb.ST Kinnevik Investment AB Sweden 25% 0 - 800 10% 800 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

KLOV.ST Klovern AB Sweden 25% 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75% 

KLED.ST Kungsleden AB Sweden 25% 0 - 1000 15% 1000 - 3000 25% 30% 3000 - 3750 40% 55% > 3750 75% 

LBI.ST LBI International AB Sweden 25% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

LIAB.ST Lindab Intl AB Sweden 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

LOOMb.ST Loomis AB-B Sweden 10% 0 - 450 20% 450 - 1400 30% 40% 1400 - 1800 50% 60% > 1800 75% 

LUNDb.ST Lundbergforetagen AB Sweden 25% 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75% 

LUMIsdb.ST Lundin Mining Corp Sweden 25% 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 30000 35% 45% > 30000 75% 

MEDAa.ST Meda AB A shs Sweden 25% 0 - 1800 10% 1800 - 5500 20% 25% 5500 - 6250 35% 45% > 6250 75% 

MTROsdba.ST Metro International - A Sweden 25% 0 - 12750 25% 12750 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

MTROsdbb.ST Metro International SA Sweden 25% 0 - 13250 25% 13250 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75% 

MICsdb.ST Millicom Internetional Cell Sweden 25% 0 - 150 10% 150 - 900 20% 25% 900 - 1200 35% 45% > 1200 75% 

MTRS.ST Munters AB Sweden 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

NISCb.ST Niscayah Group AB Sweden 25% 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 4750 50% 60% > 4750 75% 

NOBI.ST Nobia AB Sweden 25% 0 - 600 20% 600 - 1800 30% 40% 1800 - 2000 50% 60% > 2000 75% 

OLDM.ST Old Mutual Plc (Swe) Sweden 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

ORES.ST Oresund Investment AB Sweden 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

ORIsdb.ST Oriflame Cosmetics SA Sweden 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 1300 35% 45% > 1300 75% 

PREC.ST Precise Biometrics AB Sweden 75% 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 10000 60% 75% > 10000 75% 

QMED.ST Q-Med AB Sweden 25% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

RATOb.ST Ratos AB Sweden 25% 0 - 350 15% 350 - 1100 25% 30% 1100 - 1200 40% 55% > 1200 75% 

SAS.ST SAS AB Sweden 25% 0 - 19750 25% 19750 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75% 

SCVa.ST Scania AB - A Sweden 25% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

SEMC.ST Semcon AB Sweden 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

SIGMb.ST Sigma AB Sweden 25% 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75% 

SKISb.ST SkiStar AB Sweden 35% 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75% 

SSABb.ST Ssab Svenskt Stal AB Sweden 25% 0 - 1200 10% 1200 - 3500 20% 25% 3500 - 3500 75% 75% > 3500 75% 

STEa.ST Stora Enso Oyj - A (Swe) Sweden 75% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 

STEr.ST Stora Enso Oyj - R (Swe) Sweden 75% 0 - 2200 15% 2200 - 6500 25% 30% 6500 - 6750 40% 55% > 6750 75% 

TIEN.ST Tietoenator (Swe) Sweden 35% 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75% 

TRAD.ST TradeDoubler AB Sweden 35% 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75% 

TWWsdbb.ST Transcom WorldWide SA Sweden 25% 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75% 



(continued) 





TRELb.ST Trelleborg AB Sweden 25% 0 - 1900 15% 1900 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75% 

UNIBsdb.ST Unibet Group Plc Sweden 35% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

VOLVa.ST Volvo AB - A Sweden 25% 0 - 1700 15% 1700 - 5000 25% 30% 5000 - 5000 75% 75% > 5000 75% 

WALLb.ST Wallenstam Byggnads AB Sweden 35% 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75% 

WIHL.ST Wihlborgs Fastigheter AB Sweden 25% 0 - 250 20% 250 - 750 30% 40% 750 - 800 50% 60% > 800 75% 

ASCN.S Ascom Holding AG Switzerland 25% 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75% 

BARN.S Barry Callebaut AG Switzerland 15% 0 - 30 20% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75% 

BSLN.S Basilea Pharmaceutica Switzerland 10% 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75% 

BKWN.S BKW FMB Energie AG Switzerland 25% 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75% 

BCHN.S Burckhardt Compression Switzerland 25% 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

CLN.VX Clariant AG Switzerland 15% 0 - 1800 10% 1800 - 5500 20% 25% 5500 - 10000 35% 45% > 10000 75% 

DUFN.S Dufry Group Switzerland 25% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

EMSN.VX EMS-Chemie Holding AG Switzerland 25% 0 - 80 20% 80 - 250 30% 40% 250 - 250 75% 75% > 250 75% 

GIVN.VX Givaudan Switzerland 15% 0 - 20 10% 20 - 100 20% 25% 100 - 250 35% 45% > 250 75% 

HELN.S Helvetia Holding AG Switzerland 25% 0 - 20 15% 20 - 60 25% 30% 60 - 80 40% 55% > 80 75% 

IFCN.S Inficon Holding AG Switzerland 10% 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75% 

KUD.VX Kudelski SA Switzerland 15% 0 - 700 15% 700 - 2100 25% 30% 2100 - 2100 75% 75% > 2100 75% 

KNIN.VX Kuehne & Nagel Int AG Switzerland 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 1500 35% 45% > 1500 75% 

LISP.S Lindt & Spruengli AG Switzerland 25% 0 - 7.5 15% 7.5 - 20 25% 30% 20 - 20 75% 75% > 20 75% 

LONN.VX Lonza Group AG Switzerland 15% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

MBTN.S Meyer Burger Technology AG Switzerland 25% 0 - 50 15% 50 - 150 25% 30% 150 - 150 75% 75% > 150 75% 

OERL.VX OC Oerlikon Corp Switzerland 25% 0 - 150 15% 150 - 450 25% 30% 450 - 450 75% 75% > 450 75% 

PPHN.VX Petroplus Holdings AG Switzerland 25% 0 - 600 10% 600 - 3500 20% 25% 3500 - 4500 35% 45% > 4500 75% 

SCHN.S Schindler Holding AG Switzerland 15% 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75% 

SGSN.VX SGS SA Switzerland 15% 0 - 15 10% 15 - 90 20% 25% 90 - 100 35% 45% > 100 75% 

SIK.S Sika AG Switzerland 25% 0 - 10 15% 10 - 30 25% 30% 30 - 30 75% 75% > 30 75% 

TEMN.S Temenos Group AG Switzerland 25% 0 - 600 15% 600 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75% 

VATN.S Valiant Holding AG Switzerland 10% 0 - 90 20% 90 - 250 30% 40% 250 - 250 75% 75% > 250 75% 

ROL.S Von Roll Holding AG Switzerland 25% 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75% 

COMS.O 3Com Corp USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

NDN 99 Cents Only Stores USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

AIR AAR Corp USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

AAN Aaron Rents Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

ABB ABB Ltd ADR USA 15% 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75% 

ABWTQ.PK Abitibibowater Inc USA 25% 0 - 20 25% 20 - 100 40% 50% 100 - 4250 60% 75% > 4250 75% 

ABII.O Abraxis Bioscience Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75% 

ACN Accenture Ltd USA 10% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

ABD ACCO Brands Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75% 

ACE ACE Ltd USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 15000 35% 45% > 15000 75% 

ACGY.O Acergy ADR USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75% 

ACOR.O Acorda Therapeutics Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 3000 40% 55% > 3000 75% 

ATU Actuant Corp USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

AYI Acuity Brands Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

ACXM.O Acxiom Corp USA 15% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

ADX Adams Express USA 15% 0 - 10 25% 10 - 60 40% 50% 60 - 700 60% 75% > 700 75% 

ADPT.O Adaptec Inc USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75% 

ADCT.O ADC Telecommunications Inc USA 15% 0 - 70 15% 70 - 400 25% 30% 400 - 9750 40% 55% > 9750 75% 

ASF Administaff Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

ADTN.O Adtran Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

AEA Advance America Cash Adv. Centers USA 35% 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75% 

AAP Advance Auto Parts USA 15% 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75% 

AEIS.O Advanced Energy Industries Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75% 

ADVS.O Advent Software Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75% 

ACM Aecom Technology Corp USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 



(continued) 





ANW Aegean Marine Petroleum USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

AEG Aegon NV ADR USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75% 

ARO Aeropostale Inc USA 25% 0 - 90 10% 90 - 550 20% 25% 550 - 6750 35% 45% > 6750 75% 

AVAV.O Aerovironment Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

AMG Affiliated Managers Group USA 35% 0 - 25 10% 25 - 150 20% 25% 150 - 4250 35% 45% > 4250 75% 

AGCO AGCO Corp USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

AEM Agnico-Eagle Mines Ltd USA 25% 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75% 

AGU Agrium Inc USA 20% 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75% 

AYR Aircastle USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2300 50% 60% > 2300 75% 

AMCN.O Airmedia Group Inc ADR USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75% 

AAI Airtran Holdings Inc USA 25% 0 - 70 15% 70 - 400 25% 30% 400 - 10000 40% 55% > 10000 75% 

AIXG.O Aixtron ADR USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 550 50% 60% > 550 75% 

AKRX.O Akorn Inc USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 5000 60% 75% > 5000 75% 

ALK Alaska Air Group Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

AIN Albany Intl Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

AMRI.O Albany Molecular Research Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 700 60% 75% > 700 75% 

ALB Albemarle Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

ACV Alberto-Culver Co USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

ALU Alcatel-Lucent (US) USA 20% 0 - 300 10% 300 - 1800 20% 25% 1800 - 60000 35% 45% > 60000 75% 

ACL Alcon Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

ALEX.K Alexander & Baldwin Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75% 

ALX Alexander’s Inc USA 20% 0 - 10 20% 10 - 60 30% 40% 60 - 80 50% 60% > 80 75% 

ALXN.O Alexion Pharmaceuticals Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

ALGN.O Align Technology Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

ALKS.O Alkermes Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

ALGT.O Allegiant Travel Company USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2000 40% 55% > 2000 75% 

ALE Allete Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75% 

ADS Alliance Data Systems Corp USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 5250 35% 45% > 5250 75% 

AOI Alliance One International inc USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75% 

ARLP.O Alliance Resource Partners LP USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 550 50% 60% > 550 75% 

AB AllianceBernstein Holding LP USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

LNT Alliant Energy Corp USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

ATK Alliant Techsystems Inc USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

AZ Allianz - ADR USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

ALD Allied Capital Corp USA 25% 0 - 60 25% 60 - 350 40% 50% 350 - 10000 60% 75% > 10000 75% 

MDRX.O Allscripts-Misys Healthcare USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 8750 35% 45% > 8750 75% 

AFAM.O Almost Family Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75% 

ALNY.O Alnylam Pharmaceutical Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

ALJ Alon USA Energy nc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75% 

ANR Alpha Natural Resources USA 25% 0 - 100 10% 100 - 600 20% 25% 600 - 7250 35% 45% > 7250 75% 

ASPS.O Altisource Portfolio Solutions USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75% 

AWC Alumina Ltd USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75% 

ACH Aluminum Corporation of China TD USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

AMRN.O Amarin Corporation Plc - ADR USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 90 60% 75% > 90 75% 

AMB AMB Property Corp USA 25% 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75% 

ABK AMBAC Financial Group Inc USA 25% 0 - 350 25% 350 - 2100 40% 50% 2100 - 30000 60% 75% > 30000 75% 

ACO AMCOL International Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75% 

DOX Amdocs Ltd USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

AMED.O Amedisys Inc USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 2750 50% 60% > 2750 75% 

UHAL.O Amerco USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 200 50% 60% > 200 75% 

AMX America Movil SA de CV USA 10% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

AXL American Axle & MFG Holdings USA 25% 0 - 200 25% 200 - 1200 40% 50% 1200 - 5500 60% 75% > 5500 75% 

ACC American Campus Communities USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

ACAS.O American Capital Stratagies USA 25% 0 - 200 25% 200 - 1200 40% 50% 1200 - 20000 60% 75% > 20000 75% 



(continued) 





ADY American Dairy Inc USA 10% 0 - 10 20% 10 - 60 30% 40% 60 - 60 75% 75% > 60 75% 

AEO American Eagle Outfitters USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 45% > 20000 75% 

AFG American Financial Group Inc USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

AM American Greetings Corp USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75% 

HWAY.O American Healthways Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

AHMIQ.PK American Home Mrtg USA 75% 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75% 

AMMD.O American Medical System Hldgs USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

ANAT.O American National Insurance Co. USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 350 40% 55% > 350 75% 

AOB American Oriental Bio Inc USA 25% 0 - 40 20% 40 - 250 30% 40% 250 - 7250 50% 60% > 7250 75% 

ARP American Reprographics Co USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75% 

AWR American Sates Water Co USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 650 40% 55% > 650 75% 

ASEI.O American Science & Engineering USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 550 40% 55% > 550 75% 

AMSC.O American Superconductor Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

AWK American Water Works Co Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75% 

ACF AmeriCredit Corp USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75% 

AGP Amerigroup Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

AMTD.O Ameritrade Holding Corp USA 20% 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75% 

AME Ametek Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

AMKR.O Amkor Technology Inc USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

AMR AMR Corp USA 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 30000 35% 45% > 30000 75% 

AMSG.O Amsurg Corp USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

AMLN.O Amylin Pharmaceuticals Inc USA 20% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

ANPI.O Angiotech Pharmaceuticals Inc USA 25% 0 - 40 25% 40 - 250 40% 50% 250 - 8500 60% 75% > 8500 75% 

AAUKY.PK Anglo American Plc ADR USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

AU AngloGold Ashanti Ltd USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 15000 35% 45% > 15000 75% 

NLY Annaly Mortgage Management Inc USA 20% 0 - 350 20% 350 - 2100 30% 40% 2100 - 55000 50% 60% > 55000 75% 

ANN AnnTaylor Stores Corp USA 25% 0 - 70 15% 70 - 400 25% 30% 400 - 5750 40% 55% > 5750 75% 

ANO Anooraq Resources corp USA 45% 0 - 10 25% 10 - 60 40% 50% 60 - 1000 60% 75% > 1000 75% 

ANSS.O ANSYS Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

ANH Anworth Mortgage Asset Corporation USA 25% 0 - 40 25% 40 - 250 40% 50% 250 - 7750 60% 75% > 7750 75% 

AINV.O Apollo Investment Corp USA 20% 0 - 70 15% 70 - 400 25% 30% 400 - 15000 40% 55% > 15000 75% 

APWR.O A-Power Energy Generation USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 3250 50% 60% > 3250 75% 

AIT Applied Industrial Technologies Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75% 

AMCC.O Applied Micro Circuits Corp USA 25% 0 - 25 15% 25 - 150 25% 30% 150 - 4500 40% 55% > 4500 75% 

WTR Aqua America Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

ARB Arbitron Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

ACGL.O Arch Capital Group Ltd USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

ARJ Arch Chemicals Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 750 40% 55% > 750 75% 

ACI Arch Coal Inc USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 15000 35% 45% > 15000 75% 

ARNA.O Arena Pharma Inc USA 25% 0 - 70 20% 70 - 400 30% 40% 400 - 9250 50% 60% > 9250 75% 

ARD Arena Resources Inc USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75% 

AGII.O Argo Group International USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75% 

STST.O Argon ST Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 550 50% 60% > 550 75% 

ARBA.O Ariba Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

ARMH.O ARM Holdings Plc USA 15% 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75% 

ARRS.O Arris Group Inc USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75% 

ARW Arrow Electronics Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75% 

AJG Arthur J Gallagher & Co USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

ARUN.O Aruba Networks Inc. USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5000 40% 55% > 5000 75% 

ARM ArvinMeritor Inc USA 25% 0 - 50 25% 50 - 300 40% 50% 300 - 7500 60% 75% > 7500 75% 

ASA ASA Bermuda Ltd USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 250 50% 60% > 250 75% 

ASCMA.O Ascent Media Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75% 

AHT Ashford Hospitality Trust USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 4000 50% 60% > 4000 75% 

ASH Ashland Inc USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 7500 35% 45% > 7500 75% 



(continued) 





ASMI.O ASM Intl (US) USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75% 

ASML.O ASML Holding (US) USA 15% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

AHL Aspen Insurance Holdings Ltd USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

ASBC.O Associated Banc-Corp USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

AGO Assured Guaranty Ltd USA 25% 0 - 50 15% 50 - 300 25% 30% 300 - 9750 40% 55% > 9750 75% 

ASTE.O Astec Industries Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

AZN AsteraZeneca - ADR USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

AF Astoria Financial Corp USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8750 35% 45% > 8750 75% 

ATHN.O Athenahealth Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

ATHR.O Atheros Communications USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 6250 35% 45% > 6250 75% 

ATLS.O Atlas America Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

ATML.O Atmel Corp USA 25% 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75% 

ATMI.O ATMI Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75% 

ATO Atmos Energy Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

ATW Atwood Oceanics Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

AUO AU Optronics Corp USA 15% 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75% 

AZK Aurizon Mines Ltd USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75% 

ALV Autoliv Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75% 

AUXL.O Auxilium Pharma Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2300 35% 45% > 2300 75% 

AVNR.O AVANIR Pharmaceuticals USA 75% 0 - 30 25% 30 - 200 40% 50% 200 - 5500 60% 75% > 5500 75% 

AVID.O Avid Technology Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75% 

AVT Avnet Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

AVCT.O Avocent Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

AVX AVX Corp USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75% 

AXS Axis Capital USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75% 

BEZ Baldor Electric Co USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

BLDP.O Ballard Power Systems Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 950 60% 75% > 950 75% 

BYI Bally Technologies Inc USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

BBV Banco Bilbao Vizcaya ADR USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

BBD Banco Bradesco SA USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 45000 35% 45% > 45000 75% 

ITUB.N Banco Itau Holding Fin ADR USA 25% 0 - 300 10% 300 - 1800 20% 25% 1800 - 55000 35% 45% > 55000 75% 

BMA Banco Macro SA ADR USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75% 

STD Banco Santander SA USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

CIB Bancolombia SA ADR USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

TBBK Bancorp Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

BXS Bancorpsouth Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

BOH Bank of Hawaii USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

IRE.N Bank of Ireland ADR USA 25% 0 - 20 25% 20 - 100 40% 50% 100 - 3500 60% 75% > 3500 75% 

CSJ Barclays Credit Bond Fund USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

BCS Barclays Plc ADR USA 15% 0 - 100 25% 100 - 600 40% 50% 600 - 25000 60% 75% > 25000 75% 

TIP Barclays TIPS Fund USA 10% 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75% 

BKS Barnes & Noble Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

B Barnes Group Inc USA 20% 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75% 

ABX Barrick Gold Corp USA 15% 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 45% > 50000 75% 

BAS Basic Energy Services USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75% 

BCE BCE Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

BECN.O Beacon Roofing Supply Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75% 

BGPTQ.PK BearingPoint Inc USA 10% 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75% 

BZH Beazer Homes USA Inc USA 25% 0 - 60 25% 60 - 350 40% 50% 350 - 4000 60% 75% > 4000 75% 

BEBE.O Bebe Stores Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75% 

BEC Beckman Coulter USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

BDC Belden CDT Inc USA 20% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

BHE Benchmark Electronics Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75% 

BRKb Berkshire Hathaway B USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 150 35% 45% > 150 75% 



(continued) 





BRY Berry Petroleum Company USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

BGCP.O BGC Partners Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1500 60% 75% > 1500 75% 

BBL BHP Billiton ADR USA 10% 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75% 

BHP Billiton ADR USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

BCRX.O Biocryst Pharma Inc USA 50% 0 - 40 20% 40 - 250 30% 40% 250 - 3750 50% 60% > 3750 75% 

BMRN.O BioMarin Pharmaceuticals Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75% 

BBH Biotech HOLDRs Trust USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

BVF Biovail Corp USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

BJ BJ’s Wholesale Club Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 5500 35% 45% > 5500 75% 

BBOX.O Black Box Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75% 

BLKB.O Blackbaud, Inc. USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

BBBB.O Blackboard Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75% 

BLK BlackRock Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

BGY Blackrock International Growth USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1800 40% 55% > 1800 75% 

BLW Blackrock Ltd Duration Inc USA 75% 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75% 

BCF Blackrock Real Asset Equity USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75% 

BX Blackstone Group USA 20% 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75% 

BBI Blockbuster Inc USA 25% 0 - 90 25% 90 - 550 40% 50% 550 - 10000 60% 75% > 10000 75% 

BCSI.O Blue Coat Systems Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 3250 40% 55% > 3250 75% 

BOKF.O Bok Financial Corp USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75% 

BWA BorgWarner Inc USA 20% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

BYD Boyd Gaming Corp USA 25% 0 - 50 15% 50 - 300 25% 30% 300 - 8500 40% 55% > 8500 75% 

BP BP - ADR USA 10% 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75% 

BPZ BPZ Resources Inc USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75% 

BRC Brady Corporation USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75% 

BDN Brandywine Realty Trust USA 25% 0 - 90 15% 90 - 550 25% 30% 550 - 15000 40% 55% > 15000 75% 

BRE BRE Properties Inc USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 5250 35% 45% > 5250 75% 

PDA BRF-Brasil Foods SA ADR USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75% 

BGG Briggs & Stratton USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

CELL.O Brightpoint Inc USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

EAT Brinker International Inc USA 20% 0 - 80 10% 80 - 500 20% 25% 500 - 10000 35% 45% > 10000 75% 

BCO Brink’s Co USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2300 35% 45% > 2300 75% 

CFL Brinks Home Security Holding USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75% 

BRS Bristow Group Inc USA 20% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

BR Broadridge Financial Solutions USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

BRCD.O Brocade Communications Systems Inc USA 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 40000 35% 45% > 40000 75% 

BKD Brookdale Senior Living Inc USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

BAM Brookfield Asset Management Inc USA 15% 0 - 50 10% 50 - 300 20% 25% 300 - 9000 35% 45% > 9000 75% 

BIP Brookfield Infrastructure Partners USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

BPO Brookfield Properties Corp USA 20% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

BRO Brown & Brown Inc USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

BWS Brown Shoe Company USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75% 

BRKR.O Bruker Corp USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75% 

BC Brunswick Corp USA 25% 0 - 40 15% 40 - 250 25% 30% 250 - 7250 40% 55% > 7250 75% 

BT BT Group Plc ADR USA 10% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

BPL Buckeye Partners LP USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1000 35% 45% > 1000 75% 

BKE Buckle Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 4500 35% 45% > 4500 75% 

BUCY.O Bucyrus International Inc USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 7500 35% 45% > 7500 75% 

BWLD.O Buffalo Wild Wings Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 1800 40% 55% > 1800 75% 

BG Bunge Limited USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75% 

BKC Burger King Holdings USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

CAB Cabelas Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

CVC Cablevision Systems Corp USA 15% 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75% 

CBT Cabot Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 



(continued) 





CCMP.O Cabot Microelectronics Corp USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

CACI.K CACI International Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75% 

CBY Cadbury Schweppes ADR USA 10% 0 - 10 25% 10 - 60 40% 50% 60 - 2300 60% 75% > 2300 75% 

CDNS.O Cadence Design Systems Inc USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

CDZI.O Cadiz Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 350 60% 75% > 350 75% 

CALM.O Cal Maine Foods Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75% 

CSQ Calamos Strategic Tot Rtn Fund USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2300 50% 60% > 2300 75% 

CCC Calgon Carbon Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

CWT California Water Service Group USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 700 40% 55% > 700 75% 

ELY Callaway Golf Co USA 15% 0 - 30 20% 30 - 200 30% 40% 200 - 6000 50% 60% > 6000 75% 

CLMT.O Calumet Specialty Products USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75% 

CPT Camden Property Trust USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 6500 35% 45% > 6500 75% 

CCJ Cameco Corp USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

CNI Canadian National Railway Co (US) USA 10% 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75% 

CNQ Canadian Natural Resources (US) USA 15% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

CP Canadian Pacific Railway Ltd (US) USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

CSIQ.O Canadian Solar Inc USA 25% 0 - 40 15% 40 - 250 25% 30% 250 - 3500 40% 55% > 3500 75% 

CAJ Canon Inc ADR USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

CPLA.O Capella Education Co USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75% 

CSE Capitalsource Inc USA 25% 0 - 100 20% 100 - 600 30% 40% 600 - 20000 50% 60% > 20000 75% 

CFFN.O Capitol Federal Financial USA 10% 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75% 

CMO Capstead Mortgage Corp USA 25% 0 - 20 25% 20 - 100 40% 50% 100 - 3750 60% 75% > 3750 75% 

CPST.O Capstone Turbine Corp USA 25% 0 - 90 20% 90 - 550 30% 40% 550 - 20000 50% 60% > 20000 75% 

CAH Cardinal Health Inc USA 10% 0 - 80 20% 80 - 500 35% 50% 500 - 15000 50% 75% > 15000 75% 

CRME.O Cardiome Pharma Corporation USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2400 50% 60% > 2400 75% 

CECO.O Career Education Corp USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75% 

KMX Carmax Inc USA 15% 0 - 90 10% 90 - 550 20% 25% 550 - 20000 35% 45% > 20000 75% 

CRS Carpenter Technology Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

CASY.O Casey’s General Stores Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

CSH Cash America Intl Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75% 

CATY.O Cathay General Bancorp USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 4000 50% 60% > 4000 75% 

CTR Cato Corp-CL A USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75% 

CAVM.O Cavium Networks Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

CBEY.O Cbeyond, Inc. USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75% 

CBL CBL & Associates Properties Inc USA 25% 0 - 100 25% 100 - 600 40% 50% 600 - 15000 60% 75% > 15000 75% 

CBRL.O CBRL Group Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2300 40% 55% > 2300 75% 

CBSa CBS Corp-CL A USA 20% 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75% 

CHINA.O CDC Corp USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 6750 50% 60% > 6750 75% 

CEC CEC Entertainment Inc USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75% 

CE Celanese Corp USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

CRA.O Celera Genomics Group - Applera USA 20% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

CLS Celestica Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

CTIC.O Cell Therapeutics Inc USA 25% 0 - 700 25% 700 - 4250 40% 50% 4250 - 55000 60% 75% > 55000 75% 

CX Cemex SA de CV USA 20% 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 45% > 50000 75% 

CNC Centene Corporation USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

CYCL.O Centennial Communications CP USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75% 

CEDC.O Central Euro Distribution USA 20% 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75% 

CEE Central Europe & Russia Fund USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 400 50% 60% > 400 75% 

CETV.O Central European Media USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75% 

CEF Central Fund Canada Cl A USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

CENX.O Century Aluminium Co USA 25% 0 - 150 25% 150 - 900 40% 50% 900 - 7500 60% 75% > 7500 75% 

CPHD.O Cepheid Inc USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 3500 40% 55% > 3500 75% 

CRDN.O Ceradyne Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

CRNT.O Ceragon Networks Ltd USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 750 60% 75% > 750 75% 



(continued) 





GIB CGI Group Inc USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75% 

CHG CH Energy Group Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75% 

CRL Charles River Labs USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

GTLS.O Chart Industries Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75% 

CHRT.O Chartered Semiconductor Manu USA 35% 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

CHTT.O Chattem Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75% 

CKP Checkpoint Systems USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

CHE Chemed Corp USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1000 35% 45% > 1000 75% 

LNG Cheniere Energy Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75% 

CBI Chicago Bridge & Iron USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

CHS Chico’s FAS Inc USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 45% > 20000 75% 

PLCE.O Childrens Place Retail Stores USA 20% 0 - 25 15% 25 - 150 25% 30% 150 - 2750 40% 55% > 2750 75% 

CIM Chimera Investment Corp USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 45000 35% 45% > 45000 75% 

FXI China 25 Index Fund - FXI USA 15% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

STV China Digital TV Holding ADR USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75% 

CHN China Fund, Inc. USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75% 

LFC China Life Insurance Co Ltd USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

CMED.O China Medical Tech-Spon ADR USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3250 50% 60% > 3250 75% 

CHL China Mobile ADR USA 10% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

SNP China Petroleum & Chem Corp USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

ZNH China Southern Air ADR USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75% 

CSUN.O China Sunergy Company Ltd USA 25% 0 - 25 20% 25 - 150 30% 40% 150 - 4500 50% 60% > 4500 75% 

CHU China Unicom ADR USA 15% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

CMG Chipotle Mexican Grill USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 1500 35% 45% > 1500 75% 

CQB Chiquita Brands Intl USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75% 

CHH Choice Hotels International Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75% 

CHD Church & Dwight Co Inc USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

BVN CIA De Midas Buenaventura ADR USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

SID CIA Siderurgica Adr USA 15% 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75% 

CBR CIBER INC USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75% 

CGV Cie Generale de Geophysique - ADR USA 20% 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75% 

XEC Cimarex Energy Co USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

CCTYQ.PK Circuit City Stores Inc USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 6250 60% 75% > 6250 75% 

CRUS.O Cirrus Logic Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2300 50% 60% > 2300 75% 

CIT CIT Group Inc USA 25% 0 - 1300 25% 1300 - 7750 40% 50% 7750 - 40000 60% 75% > 40000 75% 

EEB Claymore/BNY BRIC ETF USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

CLNE.O Clean Energy Fuels Corp USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 3250 40% 55% > 3250 75% 

CLWR.O Clearwire Corp USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75% 

CLF Cliffs Natural Resources Inc USA 25% 0 - 150 15% 150 - 900 25% 30% 900 - 15000 40% 55% > 15000 75% 

GLV Clough Global Allocation Fund USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75% 

GLQ Clough Global Equity Fund USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75% 

GLO Clough Global Opportunities Fund USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75% 

CNA CNA Financial Corp USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

CNH CNH Global NV USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

CEO CNOOC Ltd USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

CDE Coeur d’Alene Mines Corp USA 25% 0 - 50 25% 50 - 300 40% 50% 300 - 7500 60% 75% > 7500 75% 

COGT.O Cogent Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75% 

CGNX.O Cognex Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

ICF Cohen & Steers Realty Majors - ICF USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75% 

COHR.O Coherent Inc USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75% 

COHU.O Cohu Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75% 

CWTR.O Coldwater Creek USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

CBCGQ.PK Colonial Bancgroup USA 35% 0 - 150 25% 150 - 900 40% 50% 900 - 20000 60% 75% > 20000 75% 

CLP Colonial Properties Trust USA 25% 0 - 25 20% 25 - 150 30% 40% 150 - 4500 50% 60% > 4500 75% 



(continued) 





COLM.O Columbia Sportswear Co USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75% 

CMCSK.O Comcast Corp USA 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 45% > 35000 75% 

FIX Comfort Systems USA USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75% 

CBSH.O Commerce Bancshares Inc. USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

CMC Commercial Metals Co USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 8750 35% 45% > 8750 75% 

NNN Commercial Net Lease Realty USA 20% 0 - 40 20% 40 - 250 30% 40% 250 - 8000 50% 60% > 8000 75% 

CTV CommScope Inc USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 9250 35% 45% > 9250 75% 

CVLT.O Commvault Sys USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75% 

ABV Companhia de Bebidas das Americas USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

CMP.N Compass Minerals International Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3250 35% 45% > 3250 75% 

SCOR.O Comscore Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 850 50% 60% > 850 75% 

CRK Comstock USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

CMTL.O Comtech Telecommunications USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 60 75% 75% > 60 75% 

CXO Concho Resources USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

CNQR.O Concur Tech USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

CONN.O Conn’s Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75% 

CNO Conseco Inc USA 25% 0 - 150 25% 150 - 900 40% 50% 900 - 20000 60% 75% > 20000 75% 

XLY.A Consumer Discretionary Select USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

MCF Contango Oil & Gas Company USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75% 

CAL Continental Airlines Inc USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 15000 35% 45% > 15000 75% 

CLR Continental Resources Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

CNW Con-Way Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 5000 35% 45% > 5000 75% 

COO Cooper Cos Inc USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

CBE Cooper Industries Ltd USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

CTB Cooper Tire & Rubber Co USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

CPRT.O Copart Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

CLB Core Laboratories USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75% 

COCO.O Corinthian Colleges Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75% 

CPO Corn Products International Inc USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

EXBD.O Corporate Executive Board Co USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

OFC Corporate Office Properties Trust USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

CXW Corrections Corp of America USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

CRVL.O Corvel Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75% 

CZZ Cosan Limited USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75% 

COT Cott Corp USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 5750 60% 75% > 5750 75% 

CUZ Cousins Properties Inc USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75% 

CVD Covance Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

CVA Covanta Holding Corp USA 15% 0 - 50 10% 50 - 300 20% 25% 300 - 8750 35% 45% > 8750 75% 

COV Covidien Ltd USA 10% 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75% 

CR Crane Co USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

BAP Credicorp Limited USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75% 

CS Credit Suisse Group ADR USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75% 

CREE.O Cree Inc USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75% 

CRESY.O Cresud S.A._Spons ADR USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75% 

CRH CRH (ADR) USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75% 

CROX.O Crocs Inc USA 25% 0 - 80 20% 80 - 500 30% 40% 500 - 8500 50% 60% > 8500 75% 

CCI Crown Castle International Corp USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

CRXL.O Crucell USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75% 

KRY Crystallex Intl Corp USA 25% 0 - 15 25% 15 - 90 40% 50% 90 - 3250 60% 75% > 3250 75% 

CSGS.O CSG Systems International USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

CTRP.O Ctrip.com International Ltd USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 45% > 6750 75% 

CUB Cubic Corporation USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75% 

CBST.O Cubist Pharm USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

CFR Cullen/Frost Bankers Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 



(continued) 





FXE CurrencyShares Euro Trust USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

FXY CurrencyShares Japanese Yen Trust USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

CW Curtiss-Wright Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75% 

CUTR.O Cutera INC USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

CVI CVR Energy Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

CYBX.O Cyberonics Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75% 

CYBS.O Cybersource Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

CYMI.O Cymer Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75% 

CY Cypress Semiconductor Corp USA 20% 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75% 

DAI DaimlerChrysler ADR USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

DAKT.O Daktronics Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75% 

DAR Darling International Inc USA 25% 0 - 25 15% 25 - 150 25% 30% 150 - 4750 40% 55% > 4750 75% 

DPM DCP Midstream Partners USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75% 

DCT DCT Industrial Trust USA 25% 0 - 90 20% 90 - 550 30% 40% 550 - 20000 50% 60% > 20000 75% 

DECK.O Deckers Outdoor Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 1300 35% 45% > 1300 75% 

DCGN.O Decode Genetics Inc USA 75% 0 - 25 25% 25 - 150 40% 50% 150 - 4750 60% 75% > 4750 75% 

DLM Del Monte Foods Co USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75% 

DAL Delta Air Lines Inc USA 25% 0 - 300 10% 300 - 1800 20% 25% 1800 - 60000 35% 45% > 60000 75% 

DPTR.O Delta Petroleum Corporation USA 25% 0 - 150 25% 150 - 900 40% 50% 900 - 30000 60% 75% > 30000 75% 

DEL Deltic Timber Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 300 50% 60% > 300 75% 

DLX Deluxe Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75% 

DNDN.O Dendreon Corp USA 25% 0 - 150 25% 150 - 900 40% 50% 900 - 10000 60% 75% > 10000 75% 

DB Deutsche Bank ADR USA 10% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

DT Deutsche Telekom ADR USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75% 

DDR Developers Diversified Realty Corp USA 25% 0 - 150 25% 150 - 900 40% 50% 900 - 15000 60% 75% > 15000 75% 

DRH DiamondRock Hospitality Company USA 25% 0 - 50 25% 50 - 300 40% 50% 300 - 10000 60% 75% > 10000 75% 

DIA DIAMONDS Trust Series I USA 15% 0 - 150 5% 150 - 900 10% 20% 900 - 1500 25% 40% > 1500 75% 

DSX Diana Shipping Inc USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75% 

DKS Dick’s Sporting Goods Inc USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 8750 35% 45% > 8750 75% 

DBD Diebold Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75% 

DLR Digital Realty Trust USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 7500 35% 45% > 7500 75% 

DRIV.O Digital River Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

DDS Dillard’s Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

DCOM.O Dime Community Bancshares USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75% 

DIN Dineequity Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75% 

DIOD.O Diodes USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75% 

DNEX.O Dionex Corp USA 10% 0 - 10 15% 10 - 60 25% 30% 60 - 550 40% 55% > 550 75% 

ERY Direxion Energy Bear 3X USA 25% 0 - 70 15% 70 - 400 25% 30% 400 - 700 40% 55% > 700 75% 

FAZ Direxion Financial Bear 3X USA 35% 0 - 700 25% 700 - 4250 40% 50% 4250 - 7000 60% 75% > 7000 75% 

FAS Direxion Financial Bull 3X USA 35% 0 - 200 25% 200 - 1200 40% 50% 1200 - 2000 60% 75% > 2000 75% 

BGU Direxion Large Cap Bull 3X USA 30% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75% 

DISCK.O Discovery Communications Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

DISCA.O Discovery Holding Co USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 8750 35% 45% > 8750 75% 

IAI DJ US Broker-Dealers Index USA 50% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

IYE DJ US Energy Sector Ind Fund - IYE USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75% 

IYR DJ US Real Estate Index Fund - IYR USA 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

IYT DJ US Transportation Average Ind Fd USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75% 

IDU DJ US Utilities Sector Fund - IDU USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

DM Dolan Media Co USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75% 

DLB Dolby Laboratories Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

DTG Dollar Thrifty Automotive USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 2200 50% 60% > 2200 75% 

DLTR.O Dollar Tree Stores Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75% 

DCI Donaldson Co Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75% 

DRL Doral Financial Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1500 60% 75% > 1500 75% 



(continued) 





DBTK.O Double-Take Solutions Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 750 60% 75% > 750 75% 

DEI Douglas Emmett Inc USA 20% 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75% 

DPL DPL Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

DROOY.O DRDGOLD Ltd - (US) USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75% 

DWA.O DreamWorks Animation SKG Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

DBRN.O Dress Barn Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

DRC Dresser-Rand Group Inc. USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

DRQ Dril-Quip USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75% 

DRYS.O DryShips Inc USA 25% 0 - 800 25% 800 - 4750 40% 50% 4750 - 25000 60% 75% > 25000 75% 

DST DST Systems Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

DTSI.O DTS Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

DRE Duke Realty Corp USA 25% 0 - 150 15% 150 - 900 25% 30% 900 - 20000 40% 55% > 20000 75% 

DFT.N DuPont Fabros Technology USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2200 50% 60% > 2200 75% 

DY Dycom Industries Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

EGLE.O Eagle Bulk Shipping Inc USA 25% 0 - 80 20% 80 - 500 30% 40% 500 - 6250 50% 60% > 6250 75% 

EXP Eagle Materials Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

EROC.O Eagle Rock Energy Partners USA 20% 0 - 10 25% 10 - 60 40% 50% 60 - 2400 60% 75% > 2400 75% 

ELNK.O Earthlink Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

EWBC.O East West Bancorp Inc USA 25% 0 - 40 15% 40 - 250 25% 30% 250 - 7000 40% 55% > 7000 75% 

EV Eaton Vance Corp USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75% 

ETG Eaton Vance tax advantage fund USA 10% 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75% 

ETW Eaton Vance Tax Man Glbl USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75% 

EVT Eaton Vance Tax-Adv Dvd Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75% 

EXG Eaton Vance Tax-Managed USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

EBGMY.PK Ebay GMarkets Co Ltd USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75% 

ELON.O Echelon Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75% 

SATS.O EchoStar Holding Corporation USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

EW Edwards Lifesciences Corp USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 2300 35% 45% > 2300 75% 

EJ E-House China Holdings Ltd USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75% 

EE El Paso Electric Co USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

ELN Elan Corp ADR USA 20% 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75% 

EGO Eldorado Gold Corporation USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

EFII.O Electronics for Imaging USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75% 

RDEN.O Elizabeth Arden, Inc. USA 50% 0 - 10 25% 10 - 60 40% 50% 60 - 750 60% 75% > 750 75% 

EME EMCOR Group In USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

EMKR.O Emcore Corp USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 6500 60% 75% > 6500 75% 

HLTH.O Emdeon Corp USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

EMS Emergency Medical Services USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75% 

ERJ Empresa Brasileira de Aeronautica USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

ICA Empresas ICA S.A.B. de C.V. ADR USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2100 50% 60% > 2100 75% 

ELX Emulex Corp USA 15% 0 - 70 15% 70 - 400 25% 30% 400 - 8000 40% 55% > 8000 75% 

EEQ Enbridge Energy Management LLC USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 250 50% 60% > 250 75% 

ECA EnCana Corp USA 15% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

EAC Encore Acquisition Co USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

WIRE.O Encore Wire Corporation USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75% 

EOC Endesa Chile USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 700 40% 55% > 700 75% 

ENDP.O Endo Pharmaceuticals Holdings Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8750 35% 45% > 8750 75% 

HEV.O Ener1, Inc. USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75% 

EGN Energen Corp USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

ENR Energizer Holdings Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

ENER.O Energy Conversion Devices Inc USA 25% 0 - 70 20% 70 - 400 30% 40% 400 - 4500 50% 60% > 4500 75% 

ETP Energy Transfer Partners, L.P. USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

EXXI.O Energy XXI (Bermuda) Ltd USA 25% 0 - 40 25% 40 - 250 40% 50% 250 - 7750 60% 75% > 7750 75% 

ERF Enerplus Resources Fund USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 



(continued) 





ENI Enersis SA/Chile USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

ENS EnerSys USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

E Eni spa - ADR USA 10% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

NPO Enpro Industries Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

ENTG.O Entegris Inc USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 5000 50% 60% > 5000 75% 

EPD Enterprise Products Partners USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

EPR Entertainment Properties Trust USA 25% 0 - 25 25% 25 - 150 40% 50% 150 - 3500 60% 75% > 3500 75% 

ENZN.O Enzon Pharmaceuticals Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75% 

EPIC.O Epicor Software Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

EPIQ.O Epiq Systems Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75% 

EQIX.O Equinix Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 3750 35% 45% > 3750 75% 

ELS Equity Lifestyle Properties Inc USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

EQY Equity One Inc USA 20% 0 - 15 15% 15 - 90 25% 30% 90 - 2400 40% 55% > 2400 75% 

ERES.O eResearch Technology Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75% 

ERIC.O Ericsson ADR USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75% 

ESE ESCO Technologies Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75% 

ESS Essex Property Trust Inc USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 2750 35% 45% > 2750 75% 

ESL Esterline Tech Corp USA 20% 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75% 

ETH Ethan Allen Interiors Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2100 50% 60% > 2100 75% 

EEFT.O Euronet Worldwide Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75% 

RE Everest Re Group Ltd USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

ESLR.O Evergreen Solar nc USA 25% 0 - 200 20% 200 - 1200 30% 40% 1200 - 20000 50% 60% > 20000 75% 

EXAR.O Exar Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75% 

EXM Excel Maritime Carriers Ltd USA 25% 0 - 50 15% 50 - 300 25% 30% 300 - 7250 40% 55% > 7250 75% 

XCO EXCO Resources Inc USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

EXEL.O Exelixis Inc USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 6000 40% 55% > 6000 75% 

XIDE.O Exide Technologies USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4500 40% 55% > 4500 75% 

EXH Exterran Holdings Inc USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

EXR Extra Space Storage Inc USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

EZPW.O EZCORP, Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75% 

FNB F.N.B Corp USA 75% 0 - 25 15% 25 - 150 25% 30% 150 - 4500 40% 55% > 4500 75% 

FFIV.O F5 Networks Inc USA 15% 0 - 50 10% 50 - 300 20% 25% 300 - 7750 35% 45% > 7750 75% 

FDS Factset Research Systems Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75% 

FICO.K Fair Isaac Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75% 

FCS Fairchild Semiconductor USA 20% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

FFH Fairfax Financial Holdings USA 75% 0 - 10 10% 10 - 60 20% 25% 60 - 250 35% 45% > 250 75% 

FALC.O Falconstore Software USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75% 

FNM Fannie Mae USA 25% 0 - 1900 25% 1900 - 10000 40% 50% 10000 - 350000 60% 75% > 350000 75% 

FRT Federal Realty Invs Trust USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 6000 35% 45% > 6000 75% 

FEIC.O FEI Co USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

FCH FelCor Lodging Trust Inc USA 25% 0 - 25 25% 25 - 150 40% 50% 150 - 4500 60% 75% > 4500 75% 

FNF Fidelity National Financial Inc USA 25% 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75% 

FNSRD.O Finisar Corp USA 25% 0 - 70 20% 70 - 400 30% 40% 400 - 15000 50% 60% > 15000 75% 

FINL.O Finish Line USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75% 

FAF First American Corp USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

FBP First Bancorp Puerto Rico USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75% 

FCFS.O First Cash Financial Services Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75% 

FR First Industrial Realty Trust, Inc. USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 4500 50% 60% > 4500 75% 

FMD First Marblehead Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 2100 60% 75% > 2100 75% 

FNFG.O First Niagara Financial Group USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 15000 35% 45% > 15000 75% 

FMER.O FirstMerit Corp USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

FLTWQ.PK Fleetwood Enterprises USA 25% 0 - 60 25% 60 - 350 40% 50% 350 - 10000 60% 75% > 10000 75% 

FLO Flowers Foods Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

FMCN.O Focus Media Holding USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 



(continued) 





FMX Fomento Economico Mexicano USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

FL Foot Locker Inc USA 20% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

FRPT.O Force Protection Inc USA 25% 0 - 40 20% 40 - 250 30% 40% 250 - 7000 50% 60% > 7000 75% 

FST Forest Oil Corp USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75% 

FORM.O Formfactor Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

FIG Fortress Investment Group USA 25% 0 - 100 25% 100 - 600 40% 50% 600 - 15000 60% 75% > 15000 75% 

FWRD.O Forward Air Corporation USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

FOSL.O Fossil Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

FTE France Telecom SA USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

FELE.O Franklin Electric Co. Inc. USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 700 40% 55% > 700 75% 

FSP Franklin Street Properties Corp USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75% 

FRE Freddie Mac USA 25% 0 - 1000 25% 1000 - 6000 40% 50% 6000 - 200000 60% 75% > 200000 75% 

FRED.O Fred’s Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

RAIL.O Freightcar America Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75% 

FDP Fresh Del Monte Produce Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2400 35% 45% > 2400 75% 

FRG Fronteer Development Group USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2100 50% 60% > 2100 75% 

FTO Frontier Oil Corp USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75% 

FRO Frontline Ltd USA 20% 0 - 30 20% 30 - 200 30% 40% 200 - 5750 50% 60% > 5750 75% 

FCN FTI Consulting Inc. USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

FSYS.O Fuel Systems Solutions Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 1800 40% 55% > 1800 75% 

FTEK.O Fuel Tech Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 950 50% 60% > 950 75% 

FCEL.O FuelCell Energy Inc USA 25% 0 - 25 20% 25 - 150 30% 40% 150 - 4500 50% 60% > 4500 75% 

FUL Fuller Co. (H.B) USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1800 40% 55% > 1800 75% 

FUQI.O Fuqi International Inc USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 2750 40% 55% > 2750 75% 

GDV Gabelli Dividend & Income Trust USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75% 

GAB Gabelli Equity Trust USA 20% 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75% 

GFA Gafisa SA-ADR USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

GRS Gammon Gold Inc USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75% 

GDI Gardner Denver USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

IT Gartner Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75% 

GMT GATX Corp USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

GNK Genco Shipping USA 25% 0 - 40 15% 40 - 250 25% 30% 250 - 3250 40% 55% > 3250 75% 

GAM General American Investors Co Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75% 

BGC General Cable Corporation USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

GGWPQ.PK General Growth Properties Inc USA 25% 0 - 150 25% 150 - 900 40% 50% 900 - 30000 60% 75% > 30000 75% 

GMR General Maritime Corp USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 4000 50% 60% > 4000 75% 

GMO General Moly Inc USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75% 

GNBT.O Generex Biotechnology Corp USA 50% 0 - 50 25% 50 - 300 40% 50% 300 - 300 75% 75% > 300 75% 

GCO Genesco Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75% 

GWR Genesee & Wyoming Inc. USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75% 

G Genpact Ltd USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

GPRO.O Gen-Probe Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

GNTX.O Gentex Corp USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75% 

GTIV.O Gentiva Health Services USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75% 

GGB Gerdau SA ADR USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 45% > 40000 75% 

GERN.O Geron Corp USA 25% 0 - 60 15% 60 - 350 25% 30% 350 - 9000 40% 55% > 9000 75% 

GTY Getty Realty Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 650 60% 75% > 650 75% 

GFIG.O GFI Group Inc USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75% 

GA Giant Interactive Group ADR USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 2750 50% 60% > 2750 75% 

GIGM.O Gigamedia Ltd USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 4000 50% 60% > 4000 75% 

GIL Gildan Activewear USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 6750 35% 45% > 6750 75% 

GIVN.O Given Imaging Ltd USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75% 

GSK GlaxoSmithKline ADR USA 10% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

GLG GLG Partners Inc. USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 5500 50% 60% > 5500 75% 



(continued) 





GLBL.O Global Industries Ltd USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75% 

GPN Global Payments Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

GSOL.O Global Sources Limited USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75% 

GLUU.O Glu Mobile Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75% 

GMXR.O GMX Resources Inc USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 2500 50% 60% > 2500 75% 

GOL Gol Linhas Aeras Intel-ADR USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 3500 40% 55% > 3500 75% 

GLNG.O Golar LNG Ltd USA 20% 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75% 

GFI Gold Fields Ltd USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75% 

GG Goldcorp Inc USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 45000 35% 45% > 45000 75% 

GSS Golden Star Resources Ltd USA 25% 0 - 70 15% 70 - 400 25% 30% 400 - 15000 40% 55% > 15000 75% 

GDP Goodrich Petroleum Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

GGG Graco Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

GTI Graftech International Ltd USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

GTE Gran Tierra Energy Inc USA 25% 0 - 40 15% 40 - 250 25% 30% 250 - 7750 40% 55% > 7750 75% 

LOPE.O Grand Canyon Education, Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

GVA Granite Construction Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

GAP Great Atlantic & Pacific Tea Co USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75% 

GXP Great Plains Energy Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75% 

GCH Greater China Fund USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 500 60% 75% > 500 75% 

GMCR.O Green Mountain Coffee Roasters USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75% 

GHL Greenhill & Co Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75% 

GEF Greif Inc USA 40% 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75% 

ASR Grupo Aeroportuario Sureste ADR USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 750 40% 55% > 750 75% 

SIM Grupo Simec, S.A. de C.V. USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

TV Grupo Televisa SA USA 15% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

GSIC.O GSI Commerce USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75% 

GES Guess ? Inc USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75% 

GLF Gulfmark Offshore Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

GU Gushan Environmental Energy ADR USA 25% 0 - 20 25% 20 - 100 40% 50% 100 - 4250 60% 75% > 4250 75% 

GYMB.O Gymboree Corp USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 3000 35% 45% > 3000 75% 

HAE Haemonetics Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75% 

HAIN.O Hain Celestial Griup Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1800 40% 55% > 1800 75% 

HALO.O Halozyme Therapeutics, Inc. USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75% 

HBI Hanesbrands, Inc. USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

THG Hanover Insurance Group USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

HLIT.O Harmonic Inc USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75% 

HMY Harmony Gold Mining Co Ltd USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

HPOL.O Harris Interactive Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 650 60% 75% > 650 75% 

HSTX.O Harris Stratex Networks USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75% 

HWD Harry Winston Diamond Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75% 

HSC Harsco Corp USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

HHS Harte-Hanks Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75% 

HTE Harvest Energy Trust USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5750 40% 55% > 5750 75% 

HTS Hatteras Financial Corp USA 50% 0 - 20 25% 20 - 100 40% 50% 100 - 3500 60% 75% > 3500 75% 

HE Hawaiian Electric Industries Inc USA 10% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

HDB HDFC Bank Ltd USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

HW Headwaters Inc USA 25% 0 - 25 20% 25 - 150 30% 40% 150 - 4750 50% 60% > 4750 75% 

HMA Health Management Associates Inc USA 25% 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75% 

HNT Health Net Inc USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

HR Healthcare Realty Trust Inc USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

HCSG.O Healthcare Services Group USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75% 

HLS Healthsouth Corp USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

HS Healthspring Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 2300 40% 55% > 2300 75% 

HL Hecla Mining Co USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 25000 35% 45% > 25000 75% 



(continued) 





HEI Heico Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 750 40% 55% > 750 75% 

HLX Helix Energy Solutions Group USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75% 

HP Helmerich & Payne Inc USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

HEB Hemispherx Biopharma Inc USA 50% 0 - 15 25% 15 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

HLF Herbalife Ltd USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

HERO.O Hercules Offshore Inc USA 25% 0 - 70 20% 70 - 400 30% 40% 400 - 9500 50% 60% > 9500 75% 

MLHR.O Herman Miller Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75% 

HTZ Hertz Global Holdings, Inc. USA 25% 0 - 100 15% 100 - 600 25% 30% 600 - 20000 40% 55% > 20000 75% 

HEW Hewitt Associates Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

HXL Hexcel Corp USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

HIBB.O Hibbett Sporting Goods Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75% 

HIW Highwoods Properties Inc USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75% 

HI Hillenbrand Inc USA 10% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

HRC Hill-Rom Holdings Inc USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

HIMX.O Himax Technologies Inc. USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75% 

HIT Hitachi Ltd - ADR USA 10% 0 - 10 20% 10 - 60 30% 40% 60 - 500 50% 60% > 500 75% 

HNI HNI Corp USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75% 

HOC Holly Corp USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

HMIN.O Home Inns & Hotels Management USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

HME Home Properties Inc USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 3250 35% 45% > 3250 75% 

HXM Homex Development USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

HMC Honda Motor Co USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

HOS Hornbeck Offshore Services USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75% 

HPT Hospitality Properties Trust USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75% 

HOTT.O HOT Topic Inc USA 25% 0 - 40 20% 40 - 250 30% 40% 250 - 4500 50% 60% > 4500 75% 

HOV Hovnanian Enterprises Inc USA 25% 0 - 80 20% 80 - 500 30% 40% 500 - 6250 50% 60% > 6250 75% 

HBC HSBC Holdings PLC USA 15% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

HNP Huaneng Power International Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

HUBb Hubbell Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75% 

HHGP.O Hudson Highland Group Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 700 60% 75% > 700 75% 

HGT Hugoton Royalty USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

HGSI.O Human Genome Sciences Inc USA 25% 0 - 200 25% 200 - 1200 40% 50% 1200 - 15000 60% 75% > 15000 75% 

HUN Huntsman USA 25% 0 - 100 15% 100 - 600 25% 30% 600 - 25000 40% 55% > 25000 75% 

HURN.O Huron Consultancy Group USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 2200 60% 75% > 2200 75% 

HTHKY.PK Hutchison Telecommun ADR USA 50% 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75% 

HTX Hutchison Telecommunications - ADR USA 15% 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75% 

IAG Iamgold Corporation USA 20% 0 - 80 20% 80 - 500 30% 40% 500 - 15000 50% 60% > 15000 75% 

HYG iBoxx $ High Yield Corp Bond USA 10% 0 - 20 10% 20 - 100 20% 25% 100 - 200 35% 45% > 200 75% 

LQD iBoxx $ Inv Grade Corp Bond USA 10% 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75% 

IBN ICICI Bank Ltd ADR USA 25% 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75% 

ICLR.O Icon Plc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

ICON.O Iconix Brand Group Inc USA 25% 0 - 25 20% 25 - 150 30% 40% 150 - 4750 50% 60% > 4750 75% 

IDARQ.PK Idearc Inc USA 10% 0 - 30 25% 30 - 200 40% 50% 200 - 5500 60% 75% > 5500 75% 

IDIX.O Idenix Pharmaceuticals Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75% 

IEX IDEX Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

IDXX.O IDEXX Laboratories Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75% 

IHS IHS Inc-Class A USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75% 

IIVI.O II-VI Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 850 40% 55% > 850 75% 

IMN Imation Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

IMAX.O Imax Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75% 

BLUD.O Immucor Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

IFN India Fund Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

IDMCQ.PK IndyMac Bancorp USA 75% 0 - 15 25% 15 - 90 40% 50% 90 - 2750 60% 75% > 2750 75% 

NRGY.O Inergy LP USA 35% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 



(continued) 





IFNNY.PK Infineon Tech ADR USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5000 40% 55% > 5000 75% 

INFN.O Infinera Corporation USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 3250 40% 55% > 3250 75% 

INFA.O Informatica Corp USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 45% > 6750 75% 

INSP.O Infospace Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75% 

IGD ING Global Equity USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75% 

ING ING Groep NV USA 25% 0 - 50 15% 50 - 300 25% 30% 300 - 9000 40% 55% > 9000 75% 

IR Ingersoll-Rand Co Ltd USA 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 30000 35% 45% > 30000 75% 

IM Ingram Micro Inc USA 15% 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75% 

IRC Inland Real Estate Corp USA 20% 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75% 

IO Input/Output USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 6750 50% 60% > 6750 75% 

INSU.O Insituform Technologies Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75% 

ISPH.O Inspire Pharmaceuticals Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75% 

IART.O Integra LifeSciences Holdings Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75% 

IDTI.O Integrated Device Technology Inc USA 15% 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75% 

IBKR.O Interactive Brokers Group Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

IDC Interactive Data Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

IDCC.O Interdigital Communications Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

IFSIA.O Interface Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2200 50% 60% > 2200 75% 

ITMN.O InterMune Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2300 40% 55% > 2300 75% 

IBOC.O International Bancshares Corp USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

ICO International Coal Group Plc USA 25% 0 - 50 15% 50 - 300 25% 30% 300 - 9750 40% 55% > 9750 75% 

IRF International Rectifier Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75% 

ISCA.O International Speedway Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75% 

IIJI.O Internet Initiative Japan Inc USA 35% 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75% 

IOC InterOil Corporation USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75% 

ISIL.O Intersil Corp USA 15% 0 - 100 10% 100 - 600 20% 25% 600 - 10000 35% 45% > 10000 75% 

IPI Intrepid Potash USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

IVC Invacare Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75% 

VTIV.O Inventiv Health Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

IMA Inverness Medical Innovation USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

ITG Investment Technology Group Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

ISBC.O Investors Bancorp Inc USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75% 

IRET.O Investors Real Estate Trust USA 10% 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

OIL iPath GS Crude Oil Total Return ETN USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 400 35% 45% > 400 75% 

ISLN.O Isilon Systems Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 650 60% 75% > 650 75% 

ISIS.O Isis Pharmaceuticals Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

ITC ITC Holdings Corp USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75% 

ITRI.O Itron Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

ESI ITT Educational Services Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 3750 35% 45% > 3750 75% 

IVAN.O Ivanhoe Energy Inc USA 25% 0 - 20 25% 20 - 100 40% 50% 100 - 3500 60% 75% > 3500 75% 

IVN Ivanhoe Mines Ltd/CA USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

XXIA.O Ixia USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 850 60% 75% > 850 75% 

JCG J Crew Group Inc USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 6250 35% 45% > 6250 75% 

JJSF.O J&J Snack Foods Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75% 

JCOM.O j2 Global Communications Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75% 

JASO.O JA Solar Holdings USA 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 15000 40% 55% > 15000 75% 

JKHY.O Jack Henry & Associates Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

JACK.O Jack in the Box USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

JRCC.O James River Coal Co USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 2750 50% 60% > 2750 75% 

JAH Jarden Corp USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

JEF Jefferies Group Inc USA 20% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

JBLU.O JetBlue Airways Corp USA 20% 0 - 200 10% 200 - 1200 20% 25% 1200 - 30000 35% 45% > 30000 75% 

JAS Jo-Ann Stores Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

JWa John Wiley & Sons USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75% 



(continued) 





JNY Jones Apparel Group Inc USA 25% 0 - 50 15% 50 - 300 25% 30% 300 - 8500 40% 55% > 8500 75% 

JLL Jones Lang Lasalle USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75% 

KALU.O Kaiser Aluminium Corporation USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75% 

KAMN.O Kaman Corporation USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75% 

KDN Kaydon Corp USA 20% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

KBR KBR Inc USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

KBE KBW Bank ETF USA 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

KRE KBW Regional Banking ETF USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

KRNY.O Kearny Financial Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75% 

KEME.OB Kemet Corp USA 25% 0 - 15 25% 15 - 90 40% 50% 90 - 2500 60% 75% > 2500 75% 

KNDL.O Kendle International Inc. USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75% 

KMT Kennametal Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

KEG Key Energy Services Inc USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75% 

KRC Kilroy Realty Corp USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75% 

KND Kindred Health USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75% 

KCI Kinetic Concepts Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

KGC Kinross Gold Corp USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 35000 35% 45% > 35000 75% 

KEX Kirby Corp USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

NITE.O Knight Capital Group Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75% 

KONG.O Kongzhong Corp ADR USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

KB Kookmin Bank - ADR USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

KFY Korn/Ferry International USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75% 

KKD Krispy Kreme Doughnuts Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 2000 60% 75% > 2000 75% 

KSWS.O K-Swiss Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75% 

KYO Kyocera Corp ADR USA 10% 0 - 10 20% 10 - 60 30% 40% 60 - 150 50% 60% > 150 75% 

LAB LaBranche & Co Inc USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75% 

LTS Ladenburg Thalmann Financial USA 45% 0 - 10 25% 10 - 60 40% 50% 60 - 1500 60% 75% > 1500 75% 

LDSH.O Ladish Co., Inc. USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75% 

LAMR.O Lamar Advertising Co USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

LANC.O Lancaster Colony Corp USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75% 

LNCE.O Lance Inc. USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 850 40% 55% > 850 75% 

LSTR.O Landstar System Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

LVS Las Vegas Sands Corp USA 25% 0 - 1000 20% 1000 - 6000 30% 40% 6000 - 65000 50% 60% > 65000 75% 

LHO LaSalle Hotel Properties USA 25% 0 - 40 20% 40 - 250 30% 40% 250 - 6250 50% 60% > 6250 75% 

LWSN.O Lawson Software USA 20% 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75% 

LGI Lazard Global Total Return & Income USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75% 

LAZ Lazard Ltd USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

LCAV.O LCA-Vision Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1300 60% 75% > 1300 75% 

LDK LDK Solar Co Ltd ADR USA 25% 0 - 100 15% 100 - 600 25% 30% 600 - 10000 40% 55% > 10000 75% 

LEAP.O Leap Wireless Intl Inc USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 7750 35% 45% > 7750 75% 

LF Leapfrog Enterprises Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75% 

LEARQ.PK Lear Corp USA 25% 0 - 200 25% 200 - 1200 40% 50% 1200 - 7750 60% 75% > 7750 75% 

TLT Lehman 20+ Yr T Bond Fund - TLT USA 10% 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75% 

IEF Lehman 7-10 Yr T Bond Fund - IEF USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75% 

LPS.N Lenders Processing Services USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

LII Lennox International Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

LVLT.O Level 3 Communications Inc USA 25% 0 - 350 15% 350 - 2100 25% 30% 2100 - 70000 40% 55% > 70000 75% 

LXRX.O Lexicon Pharmaceuticals USA 50% 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75% 

LXP Lexington Corporate Prop Trust USA 25% 0 - 40 20% 40 - 250 30% 40% 250 - 8000 50% 60% > 8000 75% 

LPL LG.Philips LCD Co Ltd USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75% 

USA Liberty All Star USA 15% 0 - 15 20% 15 - 90 30% 40% 90 - 2750 50% 60% > 2750 75% 

LBTYK.O Liberty Global - C USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

LRY Liberty Property Trust USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

LTM Life Time Fitness Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 



(continued) 





LPNT.O LifePoint Hospitals Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

LIHR.O Lihir Gold Ltd ADR USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

LNCR.O Lincare Holdings Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

LINC.O Lincoln Educational USA 40% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

LNN Lindsay Manufacturing Co USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75% 

LINE.O Linn Energy LLC USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

LGF Lions Gate Entertainment Corp USA 15% 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75% 

LFUS.O Littlefuse Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75% 

LYV Live Nation Inc USA 25% 0 - 25 15% 25 - 150 25% 30% 150 - 4500 40% 55% > 4500 75% 

LIZ Liz Claiborne Inc USA 25% 0 - 70 20% 70 - 400 30% 40% 400 - 9500 50% 60% > 9500 75% 

LKQX.O LKQ Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

LYG Lloyds Banking Group ADR USA 25% 0 - 40 25% 40 - 250 40% 50% 250 - 8250 60% 75% > 8250 75% 

SCD LMP Capital and Income Fund USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

LFT Longtop Financial ADR USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

LXU LSB Industries, Inc. USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 950 50% 60% > 950 75% 

LUFK.O Lufkin Ind Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

LULU.O Lululemon Athletica Inc USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

LUNMF.PK Lundin Mining Corporation USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1400 60% 75% > 1400 75% 

LUX Luxottica Group USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75% 

MAC Macerich Co USA 25% 0 - 90 20% 90 - 550 30% 40% 550 - 8000 50% 60% > 8000 75% 

CLI Mack Cali Realty Corp USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 7750 35% 45% > 7750 75% 

MGU Macquarie Global Infr Tot Rt USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

MGLN.O Magellan Health USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75% 

MGA Magna International Inc - Cl A USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

MANH.O Manhattan Associates Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 900 50% 60% > 900 75% 

MTW Manitowoc Company Inc USA 25% 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75% 

MAN Manpower Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

MANT.O ManTech International Corp USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

MFC Manulife Financial Corp USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

MKL Markel Corporation USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 250 35% 45% > 250 75% 

MOO Market Vectors Agribusiness ETF USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 250 35% 45% > 250 75% 

GDX Market Vectors Gold Miners ETF USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

RSX Market Vectors Russia ETF USA 60% 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75% 

MATK.O Martek Biosciences Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

MLM Martin Marietta Materials Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

MVL Marvel Entertainment Inc USA 15% 0 - 30 15% 30 - 200 25% 30% 200 - 5750 40% 55% > 5750 75% 

MASI.O Masimo Corp USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

MTZ MasTec Inc USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

MXGL.O Max Capital Group Ltd USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

MXWL.O Maxwell Technologies Inc. USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

MNI McClatchy Co - A USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 6000 60% 75% > 6000 75% 

MDR McDermott International Inc USA 25% 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75% 

MDC MDC Holdings Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

MDU MDU Resources Group Inc USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

MJN Mead Johnson Nutrition Co USA 10% 0 - 10 15% 10 - 60 25% 30% 60 - 60 75% 75% > 60 75% 

MTL Mechel OAO USA 25% 0 - 100 20% 100 - 600 30% 40% 600 - 25000 50% 60% > 25000 75% 

MDCO.O Medicines Co USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75% 

MRX Medicis Pharmaceutical Corp USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75% 

MDVN.O Medivation Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75% 

MPEL.O Melco PBL Entertainment ADR USA 25% 0 - 100 15% 100 - 600 25% 30% 600 - 20000 40% 55% > 20000 75% 

MW Men’s Wearhouse Inc USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

MENT.O Mentor Graphics Corp USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

MELI.O Mercadolibre Inc. USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

MRCY.O Mercury Computer Systems Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75% 



(continued) 





MCY Mercury General Corp USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75% 

VIVO.O Meridian Bioscience Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75% 

MMSI.O Merit Medical Systems Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75% 

MTH Meritage Homes Corp USA 25% 0 - 25 15% 25 - 150 25% 30% 150 - 3250 40% 55% > 3250 75% 

MEI Methode Electronics Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

MTD Mettler Toledo International Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75% 

MXF Mexico Fund Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75% 

MF MF Global Ltd USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

MFA MFA Mortgage Investments Inc USA 25% 0 - 150 25% 150 - 900 40% 50% 900 - 25000 60% 75% > 25000 75% 

MTG MGIC Investment Corp USA 25% 0 - 100 25% 100 - 600 40% 50% 600 - 15000 60% 75% > 15000 75% 

MGM MGM Mirage USA 20% 0 - 600 25% 600 - 3500 40% 50% 3500 - 45000 60% 75% > 45000 75% 

MCRS.O MICROS Systems Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

MSCC.O Microsemi Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

MSTR.O MicroStrategy Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 550 40% 55% > 550 75% 

MAA Mid-America Apartment USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 2750 35% 45% > 2750 75% 

Communities 

MIDD.O Middleby Corp USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75% 

MWYGQ.PK Midway Games Inc USA 75% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

MR Mindray Medical Intl ADR USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

MIR Mirant Corp USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

MT Mittal Steel Co NV USA 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 45% > 35000 75% 

MFG Mizuho Financial Group Inc USA 10% 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75% 

MINI.O Mobile Mini Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

MBT Mobile Telesystems OJSC USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8750 35% 45% > 8750 75% 

MHK Mohawk Industries Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 6750 35% 45% > 6750 75% 

MPWR.O Mononlithic Power Systems Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75% 

MRH Montpelier Re Holdings Ltd USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

MOGa MOOG INC USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 800 40% 55% > 800 75% 

APF Morgan Stanley Asia Pacific Fund USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75% 

CAF Morgan Stanley China A Share Fund USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

MHGC.O Morgans Hotel Group USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75% 

MORN.O Morningstar Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 850 40% 55% > 850 75% 

MOS Mosaic Co USA 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 45% > 35000 75% 

MTLQQ.PK Motors Liquidation Co. USA 25% 0 - 1200 25% 1200 - 7250 40% 50% 7250 - 60000 60% 75% > 60000 75% 

MSM MSC Industrial Direct Co USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

EWA MSCI Australia Index Fund - EWA USA 15% 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75% 

EWZ MSCI Brazil Index Fund - EWZ USA 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75% 

EFA MSCI EAFE Index Fund - EFA USA 15% 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75% 

EEM MSCI Emerging Markets Fund - EEM USA 10% 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75% 

EDD MSCI Emerging Mkts Domestic Debt USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75% 

EWH MSCI Hong Kong Index Fund - EWH USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

EWJ MSCI Japan Index Fund - EWJ USA 15% 0 - 700 10% 700 - 4250 20% 25% 4250 - 7000 35% 45% > 7000 75% 

EWM MSCI Malaysia Index Fund - EWM USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75% 

EWW MSCI Mexico Investable Mkt - EWW USA 15% 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75% 

EWS MSCI Singapore Index Fund - EWS USA 15% 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75% 

EWY MSCI South Korea Index Fund - EWY USA 10% 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75% 

EWD MSCI Sweden Index Fund - EWD USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

EWT MSCI Taiwan Index Fund - EWT USA 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

MTSC.O MTS Systems Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75% 

MLI Mueller Industries Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

MWA Mueller Water Products Inc-A USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 6250 40% 55% > 6250 75% 

MYGN.O Myriad Genetics Inc USA 15% 0 - 50 15% 50 - 300 25% 30% 300 - 9500 40% 55% > 9500 75% 

MYRX.O Myriad Pharmaceuticals Inc USA 15% 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75% 

QQQQ.O N100 Tracking Stock - QQQQ USA 10% 0 - 400 5% 400 - 2400 10% 20% 2400 - 4000 25% 40% > 4000 75% 

NABI.O Nabi Biopharmaceuticals USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1000 60% 75% > 1000 75% 



(continued) 





NLC Nalco Holding Co USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75% 

NARA.O Nara Bancorp Inc USA 35% 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75% 

IBB.O Nasdaq Biotechnology Index Fund USA 10% 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75% 

NAFC.O Nash Finch Co USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 850 50% 60% > 850 75% 

NTG NATCO Group USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75% 

NBG National Bank Of Greece - ADR USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75% 

FIZZ.O National Beverage Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75% 

NFG National Fuel Gas Co USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2300 35% 45% > 2300 75% 

NGG National Grid USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 900 35% 45% > 900 75% 

NHI National Health Investors Inc USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75% 

NPBC.O National Penn Bancshares Inc. USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 6750 40% 55% > 6750 75% 

NHP Nationwide Health Properties Inc USA 25% 0 - 60 20% 60 - 350 30% 40% 350 - 10000 50% 60% > 10000 75% 

NM Navios Maritime Holdings Inc USA 25% 0 - 40 20% 40 - 250 30% 40% 250 - 7250 50% 60% > 7250 75% 

NAV Navistar International Corp USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

NTY NBTY Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

NCS NCI Building Systems Inc USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 2000 60% 75% > 2000 75% 

NCR NCR Corp USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

NKTR.O Nektar Therapeutics USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

NNI Nelnet USA 20% 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75% 

NTES.O Netease.com USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

NZ Netezza Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75% 

NFLX.O NetFlix Inc USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 5750 35% 45% > 5750 75% 

NTGR.O NETGEAR, Inc. USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

NETL.O Netlogic Microsystems USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2200 35% 45% > 2200 75% 

NSR Neustar Inc Class A USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

GF New Germany Fund Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75% 

NGD New Gold Inc USA 25% 0 - 40 15% 40 - 250 25% 30% 250 - 7250 40% 55% > 7250 75% 

NJR New Jersey Resources Corporation USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

EDU New Oriental Education USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2400 35% 45% > 2400 75% 

NYB New York Community Bancorp Inc USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

NWS.O News Corp Cl B USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

NXY Nexen Inc USA 20% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

NFJ NFJ Dvd Interest & PR Strat USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

NICE.O NICE Systems Ltd USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75% 

NCV Nicholas-Applegate Cvt & Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75% 

NAI Nicholas-Applegate Int. & Prem. Fnd USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75% 

NTT Nippon Telegraph & Telephone Corp USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

NSANY.PK Nissan Motor Co Ltd USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 2100 40% 55% > 2100 75% 

NE Noble Corp USA 20% 0 - 200 10% 200 - 1200 20% 25% 1200 - 25000 35% 45% > 25000 75% 

NOK Nokia ADR USA 10% 0 - 500 10% 500 - 3000 20% 25% 3000 - 100000 35% 45% > 100000 75% 

PAL North American Palladium Ltd USA 75% 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75% 

NAK Northern Dynasty Minerals USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75% 

NXG Northgate Minerals Corp USA 25% 0 - 60 15% 60 - 350 25% 30% 350 - 10000 40% 55% > 10000 75% 

NG Novagold Resources Inc. (US) USA 25% 0 - 50 20% 50 - 300 30% 40% 300 - 9500 50% 60% > 9500 75% 

NVS Novartis AG USA 10% 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75% 

NVTL.O Novatel Wireless Inc USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 3000 50% 60% > 3000 75% 

NVAX.O Novavax Inc USA 50% 0 - 150 25% 150 - 900 40% 50% 900 - 9000 60% 75% > 9000 75% 

NPSP.O NPS Pharmaceuticals Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1700 60% 75% > 1700 75% 

NRG NRG Energy USA 25% 0 - 90 10% 90 - 550 20% 25% 550 - 20000 35% 45% > 20000 75% 

NST NSTAR USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

NTLS.O NTELOS Holdings Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

DCM NTT DoCoMo Inc USA 10% 0 - 10 15% 10 - 60 25% 30% 60 - 2300 40% 55% > 2300 75% 

NUS Nu Skin Enterprises, Inc. USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75% 

NUAN.O Nuance Communications Inc USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 



(continued) 





NS Nustar Energy LP USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 850 35% 45% > 850 75% 

NTRI.O Nutri System Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75% 

NUVA.O NUVasive Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

JSN Nuveen Equity Prem Fund USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 950 50% 60% > 950 75% 

NVE NV Energy Inc USA 15% 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75% 

NVR NVR Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 450 35% 45% > 450 75% 

OTODQ.PK O2Diesel Corporation USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75% 

OII Oceaneering International Inc USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

OZM Och-Ziff Capital Management USA 50% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

OCLR.O Oclaro Inc USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 5500 60% 75% > 5500 75% 

OCN Ocwen Financial Corp USA 15% 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75% 

ODSY.O Odyssey Healthcare Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75% 

OMEX.O Odyssey Marine Exploration Inc USA 25% 0 - 15 25% 15 - 90 40% 50% 90 - 3250 60% 75% > 3250 75% 

ORH Odyssey Re Holdings Corp USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

OMX OfficeMax Inc USA 25% 0 - 50 15% 50 - 300 25% 30% 300 - 7750 40% 55% > 7750 75% 

OGE OGE Energy Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

OIH Oil Service HOLDRs Trust USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

OIS Oil States International Inc USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

BQI Oilsands Quest Inc USA 25% 0 - 60 20% 60 - 350 30% 40% 350 - 10000 50% 60% > 10000 75% 

ODFL.O Old Dominion Freight Line USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

ORI Old Republic International Corp USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

OLN Olin Corp USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75% 

OMG OM Group Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

OHI Omega Healthcare Investors Inc USA 25% 0 - 40 25% 40 - 250 40% 50% 250 - 7000 60% 75% > 7000 75% 

OCR Omnicare Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75% 

OMTR.O Omniture Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

OVTI.O Omnivision Technologies Inc USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75% 

ONNN.O ON Semiconductor Corp USA 20% 0 - 250 10% 250 - 1500 20% 25% 1500 - 40000 35% 45% > 40000 75% 

OKE Oneok Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

ONXX.O Onyx Pharmaceuticals Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

OTEX.O Open Text Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

OPWV.O Openwave Systems Inc USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75% 

OXPS.O OptionsXpress Holdings Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

ORA Oramat Technologies Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75% 

OEH Orient Express Hotels Ltd USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75% 

IX ORIX Corporation - ADR USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75% 

OSK Oshkosh Truck Corp USA 20% 0 - 50 20% 50 - 300 30% 40% 300 - 9000 50% 60% > 9000 75% 

OSIP.O OSI Pharmaceuticals Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 5750 35% 45% > 5750 75% 

OSG Overseas Shipholding Group USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 2750 35% 45% > 2750 75% 

OSTK.O Overstock.com Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75% 

OMI Owens & Minor Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

OC Owens Corning Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75% 

PEIX.O Pacific Ethanol USA 25% 0 - 15 25% 15 - 90 40% 50% 90 - 3000 60% 75% > 3000 75% 

PKG Packaging Corp of America USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75% 

PTIE.O Pain Therapeutics Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 950 60% 75% > 950 75% 

PALM.O Palm Inc USA 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 15000 35% 45% > 15000 75% 

PAAS.O PAN American Silver Corp USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

PC Panasonic Corp USA 10% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

PNRA.O Panera Bread Co USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3000 35% 45% > 3000 75% 

PZZA.O Papa John’s International Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75% 

PRX Par Pharmaceutical Cos Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75% 

PRGN.O Paragon Shipping Inc Cl A USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 4250 50% 60% > 4250 75% 

PMTC.O Parametric Technology Corp USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75% 

PRXL.O PAREXEL International Corp USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75% 



(continued) 





PKD Parker Drilling Co. USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5000 40% 55% > 5000 75% 

PRE PartnerRe Ltd USA 10% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

PTI Patni Computer Systems ADR USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75% 

PCX Patriot Coal Corp USA 25% 0 - 150 20% 150 - 900 30% 40% 900 - 9000 50% 60% > 9000 75% 

PTEN.O Patterson-UTI Energy Inc USA 20% 0 - 150 10% 150 - 900 20% 25% 900 - 15000 35% 45% > 15000 75% 

PSS Payless ShoeSource, Inc. USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 6500 35% 45% > 6500 75% 

PDLI.O PDL BioPharma Inc USA 15% 0 - 60 25% 60 - 350 40% 50% 350 - 10000 60% 75% > 10000 75% 

PGH Pengrowth Energy Trust USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75% 

PENN.O Penn National Gaming Inc USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

PVA Penn Virginia Corp USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

PWE Penn West Energy Trust (US) USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

PAG Penske Automotive Group USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

PNR Pentair Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

PBY PEP Boys - Manny Moe & Jack USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75% 

PAS PepsiAmericas Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

PWRD.O Perfect World USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 4000 35% 45% > 4000 75% 

PBT Permain Basin Royalty Trust USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75% 

PER Perot Systems Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

PRGO.O Perrigo Co USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

PZE Petrobras Energia USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75% 

PTR PetroChina Co Ltd USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75% 

HK Petrohawk Energy Corp USA 25% 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75% 

PBR Petroleo Brasileiro SA USA 15% 0 - 400 10% 400 - 2400 20% 25% 2400 - 95000 35% 45% > 95000 75% 

PBRa Petroleo Brasileiro SA - A USA 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 45000 35% 45% > 45000 75% 

PEO Petroleum & Resources Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75% 

PQ Petroquest Energy Inc USA 25% 0 - 40 25% 40 - 250 40% 50% 250 - 6250 60% 75% > 6250 75% 

PETM.O Petsmart Inc USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

PFCB.O PF Chang’s China Bistro Inc USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 2300 40% 55% > 2300 75% 

PPH Pharmaceutical HOLDRs Trust USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75% 

PFWD.O Phase Forward Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75% 

PHH PHH Corp USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

PHG Philips ADR USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

PVH Phillips-Van Heusen USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

PNX Phoenix Companies Inc USA 25% 0 - 40 25% 40 - 250 40% 50% 250 - 7250 60% 75% > 7250 75% 

PICO.O Pico Holindgs Inc USA 20% 0 - 10 20% 10 - 60 30% 40% 60 - 450 50% 60% > 450 75% 

PCN Pimco Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75% 

PTY Pimco Corporate Opportunity USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

PHK Pimco High Income Fund USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 3500 40% 55% > 3500 75% 

PML Pimco Municipal Income Fund II USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 500 60% 75% > 500 75% 

PNK Pinnacle Entertainment Inc USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75% 

PDC Pioneer Drilling Company USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

PJC Piper Jaffray Cos USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75% 

PAA Plains All Amer Pipeline LP USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

PXP Plains Exploration & Production Co. USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

PLT Plantronics Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75% 

PTP Platinum Underwriters Hldgs USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

PLXS.O Plexus Corp USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

PMCS.O PMC - Sierra Inc USA 20% 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 45% > 20000 75% 

PMI PMI Group Inc USA 25% 0 - 70 25% 70 - 400 40% 50% 400 - 8250 60% 75% > 8250 75% 

PII Polaris Industries Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

PLCM.O Polycom Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 45% > 6750 75% 

POL PolyOne Corporation USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75% 

POOL.O Pool Corp USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

PRAA.O Portfolio Recovery USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 650 40% 55% > 650 75% 



(continued) 





POR Portland General Electric Co USA 10% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

PKX POSCO USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

PPS Post Properties Inc USA 25% 0 - 25 15% 25 - 150 25% 30% 150 - 4500 40% 55% > 4500 75% 

POT Potash Corp of Saskatchewan USA 15% 0 - 200 10% 200 - 1200 20% 25% 1200 - 30000 35% 45% > 30000 75% 

PCH Potlatch Corp USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

DBA PowerShares DB Agriculture Fund USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75% 

DBC PowerShares DB Commodity Tracking USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75% 

DGZ PowerShares DB Gold Short USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

PIO PowerShares Global Water Portfolio USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

PHO PowerShares Water Res Portfolio USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

PBW Powershares WilderHill Clean Energy USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75% 

PDS Precision Drilling Corp USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

PGI Premiere Global Services Inc USA 20% 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75% 

PCLN.O Priceline.com Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75% 

PDE Pride International Inc USA 20% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

PVTB.O Privatebancorp Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

PRA Proassurance Corp USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75% 

PGNX.O Progenics Pharmaceuticals, Inc. USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 850 60% 75% > 850 75% 

PRGS.O Progress Software Corp USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

SEF ProShares Short Financials USA 50% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

SH ProShares Short S&P500 USA 10% 0 - 70 10% 70 - 400 20% 25% 400 - 700 35% 45% > 700 75% 

PVX Provident Energy Trust USA 15% 0 - 30 15% 30 - 200 25% 30% 200 - 6250 40% 55% > 6250 75% 

PUK Prudential Plc - ADR USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

PSB PS Business Parks Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 850 35% 45% > 850 75% 

PSSI.O PSS World Medical Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

PSYS.O Psychiatric Solutions Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

QMNDQ.PK Qimonda AG USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1300 60% 75% > 1300 75% 

QSII.O Quality Systems Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

NX Quanex Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

QSFT.O Quest Software Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

QCOR.O Questcor Pharmaceuticals USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75% 

QDEL.O Quidel Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2300 50% 60% > 2300 75% 

ZQK Quiksilver Inc USA 25% 0 - 40 25% 40 - 250 40% 50% 250 - 8250 60% 75% > 8250 75% 

KWK Quiksilver Resources Inc USA 25% 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75% 

SQM.N Quimica Y Minera SA ADR USA 25% 0 - 25 20% 25 - 150 30% 40% 150 - 4750 50% 60% > 4750 75% 

RAX Rackspace Hosting inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

RDN Radian Group Inc USA 25% 0 - 60 25% 60 - 350 40% 50% 350 - 8250 60% 75% > 8250 75% 

RAH Ralcorp Holdings USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

RMBS.O Rambus Inc USA 25% 0 - 70 15% 70 - 400 25% 30% 400 - 10000 40% 55% > 10000 75% 

RPT Ramco-Gershenson Properties USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75% 

GOLD.O Rangold Resources Ltd ADR USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

RZ Raser Technologies Inc USA 25% 0 - 25 25% 25 - 150 40% 50% 150 - 4500 60% 75% > 4500 75% 

RJF Raymond James Financial Inc USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 9000 35% 45% > 9000 75% 

RYN Rayonier Inc USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 8000 35% 45% > 8000 75% 

RNWK.O RealNetworks Inc USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75% 

O Realty Income Corp USA 25% 0 - 60 20% 60 - 350 30% 40% 350 - 10000 50% 60% > 10000 75% 

RWT Redwood Trust Inc USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 6000 50% 60% > 6000 75% 

RGC Regal Ent Group - A USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

RBC Regal-Beloit Corporation USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75% 

REG Regency Centers Corp USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 8000 35% 45% > 8000 75% 

REGN.O Regeneron Pharmaceuticals Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

RKH Regional Bank HOLDRs Trust USA 25% 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75% 

RHB Rehabcare Group Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 900 50% 60% > 900 75% 

RS Reliance Steel & Aluminium Co USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 



(continued) 





RRI Reliant Energy Inc USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75% 

RNR RenaissanceRe Holdings Ltd USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

SOL Renesola Ltd USA 25% 0 - 60 20% 60 - 350 30% 40% 350 - 6750 50% 60% > 6750 75% 

RCII.O Rent-A-Center Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

RTK Rentech Inc USA 25% 0 - 100 25% 100 - 600 40% 50% 600 - 20000 60% 75% > 20000 75% 

REP Repsol YPF ADR USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

RMD Resmed Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

RECN.O Resources Connection Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75% 

REV Revlon Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75% 

RFMD.O RF Micro Devices Inc USA 25% 0 - 150 15% 150 - 900 25% 30% 900 - 25000 40% 55% > 25000 75% 

RNOW.O Rightnow Technologies Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75% 

RTP Rio Tinto ADR USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

RMG Riskmetrics Group Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

RBA.N Ritchie Bros Auctioneers USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

RAD Rite Aid Corp USA 25% 0 - 200 20% 200 - 1200 30% 40% 1200 - 40000 50% 60% > 40000 75% 

RVBD.O Riverbed Technology Inc USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 7000 35% 45% > 7000 75% 

RBN Robbins & Myers Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

RKT.N Rock-Tenn Company USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

ROC Rockwood Holdings Inc USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75% 

RSTI.O Rofin-Sinar Technologies Inc USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75% 

ROG Rogers Corporation USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 850 50% 60% > 850 75% 

ROP Roper Industries Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

ROSE.O Rosetta Resources USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75% 

ROVI.O Rovi Corp USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75% 

RY.N Royal Bank of Canada - ADR USA 10% 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75% 

RBS Royal Bank Of Scotland - ADR USA 25% 0 - 15 25% 15 - 90 40% 50% 90 - 2500 60% 75% > 2500 75% 

RCL Royal Caribbean Cruises Ltd USA 20% 0 - 150 15% 150 - 900 25% 30% 900 - 20000 40% 55% > 20000 75% 

RDSa Royal Dutch A share ADR USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

RDSb Royal Dutch B share ADR USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

RGLD.O Royal Gold Inc USA 25% 0 - 20 25% 20 - 100 40% 50% 100 - 4000 60% 75% > 4000 75% 

RPM RPM International Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

RRR RSC Holdings Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75% 

RTI RTI International Metals Inc USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 2300 50% 60% > 2300 75% 

RT Ruby Tuesday Inc USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 5750 50% 60% > 5750 75% 

RDK Ruddick Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

IWO Russell 2000 Growth Ind Fund - IWO USA 15% 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75% 

IWM Russell 2000 Index Fund - IWM USA 15% 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75% 

RYL Ryland Group Inc USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 4500 35% 45% > 4500 75% 

IJJ S&P 400/BARRA Value Fund - IJJ USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

IVV S&P 500 Index Fund/US - IVV USA 10% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

VXX S&P 500 VIX short term futures USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75% 

IEV S&P Europe 350 Index Fund - IEV USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75% 

IOO S&P Global 100 Index Fund - IOO USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

GSG S&P GSCI Commodity-Indexed Trust USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75% 

ILF S&P Latin America 40 Index - ILF USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75% 

IGE S&P North American Nat Res - IGE USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75% 

SONE.O S1 Corporation USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75% 

SAFT.O Safety Insurance Group Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 450 50% 60% > 450 75% 

SAI SAIC Inc USA 10% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

SKS Saks Inc USA 25% 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75% 

SJT San Juan Basin Royalty Trust USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

SAFM.O Sanderson Farms Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75% 

SD Sandridge Energy USA 25% 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75% 

SGMO.O Sangamo Biosciences Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75% 



(continued) 





SANM.O Sanmina-SCI Corp USA 25% 0 - 20 25% 20 - 100 40% 50% 100 - 3750 60% 75% > 3750 75% 

SNY Sanofi_Aventis ADR USA 10% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

SAP SAP AG (US) USA 10% 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75% 

SAPE.O Sapient Corp USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75% 

SPP Sappi Limited USA 20% 0 - 10 25% 10 - 60 40% 50% 60 - 950 60% 75% > 950 75% 

SSL Sasol Ltd - ADR USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

SAY Satyam Computer Services Ltd USA 25% 0 - 100 25% 100 - 600 40% 50% 600 - 20000 60% 75% > 20000 75% 

BFS Saul Centers Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75% 

SVNT.O Savient Pharmaceuticals Inc USA 25% 0 - 60 20% 60 - 350 30% 40% 350 - 6250 50% 60% > 6250 75% 

SVVS.O Savvis Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75% 

SBAC.O SBA Communications USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

SCSC.O Scansource Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

SCHN.O Schnitzer Steel Industries Inc USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 2200 35% 45% > 2200 75% 

SCHL.O Scholastic Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

SCHS.O School Specialty Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 850 50% 60% > 850 75% 

SGMS.O Scientific Games Corp USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

SMG Scotts Miracle-Gro Co USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

GCS Scudder Global Commodities USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

Stk Fund 

SA Seabridge Gold Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75% 

CKH Seacor Holdings Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1000 35% 45% > 1000 75% 

HAWK.O Seahawk Drilling Inc USA 50% 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75% 

SSW Seaspan Corp USA 25% 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75% 

SCSS.O Select Comfort Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75% 

SIGI.O Selective Insurance Group USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

SMH Semiconductor HOLDRs Trust USA 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75% 

SMI Semiconductor Manufacturing ADR USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75% 

SMTC.O Semtech Corp USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

SNH Senior Housing Properties Trust USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

SEPR.O Sepracor Inc USA 15% 0 - 70 20% 70 - 400 30% 40% 400 - 10000 50% 60% > 10000 75% 

SQNM.O Sequenom Inc USA 25% 0 - 200 25% 200 - 1200 40% 50% 1200 - 6000 60% 75% > 6000 75% 

SCI Service Corp Intl USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

SNDA.O Shanda Interactive Ent USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

SHAW Shaw Group Inc USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 8250 35% 45% > 8250 75% 

SDTH.O Shengdatech Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75% 

SHG Shinhan Financial USA 20% 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75% 

SFL Ship Finance International Ltd USA 25% 0 - 15 25% 15 - 90 40% 50% 90 - 3000 60% 75% > 3000 75% 

SI Siemens AG (ADR) USA 10% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

SWIR.O Sierra Wireless Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

SIMG.O Silicon Image Inc USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75% 

SLAB.O Silicon Laboratories Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 4500 35% 45% > 4500 75% 

SSTI.O Silicon Storage Technology Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1100 60% 75% > 1100 75% 

SPIL.O Siliconware Precision Inds USA 20% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

SLV Silver SLV Trust USA 15% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75% 

SSRI.O Silver Standard Resources Inc USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 5250 60% 75% > 5250 75% 

SLW Silver Wheaton Corporation (US) USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75% 

SSD Simpson Manufacturing Co Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75% 

SMS Sims Group Limited USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

SINA.O Sina Corp USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 5500 35% 45% > 5500 75% 

SHI Sinopec ADR USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 250 50% 60% > 250 75% 

SIRI.O Sirius Satellite Radio Inc USA 25% 0 - 1500 25% 1500 - 9000 40% 50% 9000 - 300000 60% 75% > 300000 75% 

SIRO.O Sirona Dental Systems Inc. USA 10% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

SKM SK Telecom Co Ltd USA 10% 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75% 

SKX Skechers USA Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

SKIL.O SkillSoft PLC USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 



(continued) 





SKY Skyline Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75% 

SKYW.O Skywest Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75% 

SWKS.O Skyworks Solutions Inc USA 25% 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 45% > 15000 75% 

SLG SL Green Realty Corp USA 25% 0 - 100 15% 100 - 600 25% 30% 600 - 7750 40% 55% > 7750 75% 

AOS Smith (A.O) Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75% 

SFD Smithfield Foods Inc USA 20% 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75% 

SOHU.O Sohu.com Inc USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 3750 35% 45% > 3750 75% 

SOLF.O Solarfun Power Holdings USA 25% 0 - 40 20% 40 - 250 30% 40% 250 - 6250 50% 60% > 6250 75% 

SLH Solera Holdings USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

SONC.O Sonic Corp USA 15% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

SON Sonoco Products Co USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

SONO.O Sonosite Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75% 

SONS.O Sonus Networks Inc USA 25% 0 - 50 20% 50 - 300 30% 40% 300 - 10000 50% 60% > 10000 75% 

SNE Sony Corp USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

BID Sotheby’s Holdings USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

TSFG.O South Financial Group Inc USA 35% 0 - 70 25% 70 - 400 40% 50% 400 - 15000 60% 75% > 15000 75% 

SJI South Jersey Industries Inc. USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

PCU Southern Peru Copper Corp USA 15% 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75% 

SWX Southwest Gas Corporation USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75% 

SSS Sovran Self Storage Inc USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75% 

JNK SPDR Barclays Capital Bond ETF USA 10% 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75% 

XLE SPDR Energy Select Sector SPDR USA 25% 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75% 

Fund 

XLF SPDR Fin Select Sector SPDR Fund USA 15% 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75% 

GLD SPDR Gold Trust USA 10% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

XLB SPDR Materials Select Sector Fund USA 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75% 

MDY SPDR Midcap Trust Series 1 USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

XHB SPDR S&P Homebuilders ETF USA 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75% 

XME SPDR S&P Metals & Mining ETF USA 25% 0 - 80 10% 80 - 500 20% 25% 500 - 800 35% 45% > 800 75% 

XOP SPDR S&P Oil and Gas USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75% 

XRT SPDR S&P Retail ETF USA 10% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

XLK SPDR Technology Select Sector Fund USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

SPY SPDR Trust Series 1 USA 10% 0 - 150 5% 150 - 900 10% 20% 900 - 1500 25% 40% > 1500 75% 

SPR Spirit Aerosystems USA 10% 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75% 

SPW SPX Corp USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

SRX SRA International Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75% 

SM St Mary Land & Exploration Co USA 20% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

SFG Stancorp Financial Group USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

SMSC.O Standard Microsystems Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75% 

SPF Standard-Pacific Corp USA 25% 0 - 50 20% 50 - 300 30% 40% 300 - 9000 50% 60% > 9000 75% 

SBLK.O Star Bulk Carriers Corp USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75% 

STAR.O Starent Networks Corp USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75% 

STO Statoil ASA USA 10% 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 45% > 6750 75% 

SCS Steelcase Inc - Cl A USA 15% 0 - 15 20% 15 - 90 30% 40% 90 - 3000 50% 60% > 3000 75% 

STNR.O Steiner Leisure USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 450 50% 60% > 450 75% 

STE Steris Corp USA 10% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

SBIB.O Sterling Bancshares, Inc. USA 25% 0 - 25 15% 25 - 150 25% 30% 150 - 4750 40% 55% > 4750 75% 

STSA.O Sterling Financial Corp/WA USA 35% 0 - 30 25% 30 - 200 40% 50% 200 - 5000 60% 75% > 5000 75% 

SLT Sterlite Industries USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75% 

SHOO.O Steven Madden Ltd USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

SWC Stillwater Mining Co USA 25% 0 - 25 15% 25 - 150 25% 30% 150 - 4750 40% 55% > 4750 75% 

STM STMicro ADR USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75% 

SGY Stone Energy Corp USA 25% 0 - 50 20% 50 - 300 30% 40% 300 - 4750 50% 60% > 4750 75% 

BEE Strategic Hotels & Resorts USA 25% 0 - 50 25% 50 - 300 40% 50% 300 - 7500 60% 75% > 7500 75% 

STU Student Loan Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 250 50% 60% > 250 75% 



(continued) 





SUF SulphCo. Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 2000 60% 75% > 2000 75% 

FGF SunAmerica Focused Alpha Gr Fund USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75% 

FGI SunAmerica Focused Alpha USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75% 

Large-Cap 

SU Suncor Energy Inc USA 15% 0 - 300 10% 300 - 1800 20% 25% 1800 - 55000 35% 45% > 55000 75% 

SPWRA.O SunPower Corp USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 5500 35% 45% > 5500 75% 

STP Suntech Power Holdings ADR USA 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 15000 40% 55% > 15000 75% 

SPN Superior Energy Services Inc USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75% 

SUP Superior Industries International USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

SRDX.O SurModics Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75% 

SFY Swift Energy Co USA 20% 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75% 

SWZ Swiss Helvatia Fund USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75% 

SWS SWS Group Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75% 

SY Sybase Inc USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

SCMR.O Sycamore Networks Inc USA 20% 0 - 15 20% 15 - 90 30% 40% 90 - 2750 50% 60% > 2750 75% 

SMA Symmetry Medical Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75% 

SYNA.O Synaptics Inc USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 3500 35% 45% > 3500 75% 

SYT Syngenta AG ADR USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

SVR Syniverse Holdings Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

SNPS.O Synopsys Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

SNV Synovus Financial Corp USA 25% 0 - 150 20% 150 - 900 30% 40% 900 - 25000 50% 60% > 25000 75% 

SYNT.O Syntel Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75% 

SYX Systemax Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75% 

TFC Taiwan Greater China Fund USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75% 

TSM Taiwan Semiconductors USA 15% 0 - 500 10% 500 - 3000 20% 25% 3000 - 95000 35% 45% > 95000 75% 

TTWO.O Take-Two Interactive Software Inc USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 8000 35% 45% > 8000 75% 

TAL TAL International Group Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75% 

TLM Talisman Energy USA 15% 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75% 

TAMUS Tam ADR USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

SKT Tanger Factory Outlet Centrs USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

TASR.O Taser International Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2400 50% 60% > 2400 75% 

TCL Tata Communications ADR USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75% 

TTM Tata Motors Ltd - ADR USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75% 

TCO Taubman Centers Inc USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 5250 35% 45% > 5250 75% 

TBSI.O TBS International Ltd USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 1800 50% 60% > 1800 75% 

TCB TCF Financial Corporation USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

TECD.O Tech Data Corp USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

TECH.O Techne Corp USA 10% 0 - 10 10% 10 - 60 20% 25% 60 - 900 35% 45% > 900 75% 

TCK Teck Cominco Ltd USA 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 40000 40% 55% > 40000 75% 

TK Teekay Shipping Corp USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

TRC Tejon Ranch Co USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75% 

TKLC.O Tekelec USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

TNE Tele Norte ADR USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75% 

NZT Telecom New Zealand ADR USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 950 50% 60% > 950 75% 

TBH Telecomunicacoes Brasileiras SA USA 25% 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75% 

TDY Teledyne Technologies Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75% 

TFX Teleflex Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

TMX Telefonos de Mexico SA de CV USA 10% 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75% 

TTEC.O Teletech Holdings Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75% 

TU TELUS Corp USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 800 40% 55% > 800 75% 

TIN Temple-Inland Inc USA 25% 0 - 80 15% 80 - 500 25% 30% 500 - 10000 40% 55% > 10000 75% 

TDF Templeton Dragon Fund Inc USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 550 50% 60% > 550 75% 

TPX Tempur-Pedic International USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

TS Tenaris ADR USA 15% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

TEN Tenneco Automotive Inc USA 25% 0 - 30 25% 30 - 200 40% 50% 200 - 4750 60% 75% > 4750 75% 



(continued) 





TEX Terex Corp USA 20% 0 - 90 15% 90 - 550 25% 30% 550 - 10000 40% 55% > 10000 75% 

TX Ternium SA - ADR USA 20% 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75% 

TRA Terra Industries Inc USA 20% 0 - 50 10% 50 - 300 20% 25% 300 - 9000 35% 45% > 9000 75% 

TSRA.O Tessera Technologies Inc USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

TTEK.O Tetra Tech Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

TTI Tetra Technologies Inc USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75% 

TXI Texas Industries Inc USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

ANDE.O The Andersons Inc. USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75% 

LG The Laclede Group, Inc. USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 900 40% 55% > 900 75% 

JOE The St Joe Company USA 15% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

NCTY.O The9 Limited USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75% 

TNB Thomas & Betts Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

THO Thor Industries Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

THOR.O Thoratec Corp USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

THQI.O THQ Inc USA 25% 0 - 40 20% 40 - 250 30% 40% 250 - 6750 50% 60% > 6750 75% 

TIBX.O TIBCO Software Inc USA 15% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

TKTM.O Ticketmaster Entertainment Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75% 

TDW Tidewater Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75% 

THI Tim Hortons Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

TSU TIM Participacoes ADR USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

TBL Timberland Co USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 2100 40% 55% > 2100 75% 

TWC Time Warner Cable USA 10% 0 - 100 20% 100 - 600 35% 50% 600 - 20000 50% 75% > 20000 75% 

TWTC.O Time Warner Telecom Inc USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75% 

TKR Timken Co USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75% 

TWI Titan International Inc USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 2750 50% 60% > 2750 75% 

TIVO.O Tivo Inc USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

TOL Toll Brothers Inc USA 15% 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 45% > 15000 75% 

TR Tootsie Roll Industries Inc USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75% 

TTC Toro Co USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

TOT Total SA USA 10% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

TM Toyota Motor Corp USA 10% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

TSCO.O Tractor Supply Co USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

TRAD.O Tradestation USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

TRH Transatlantic Holdings Inc USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

TDG Transdigm Group Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

RIG Transocean Inc USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

TG Tredegar Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75% 

TY Tri Continental Corp USA 15% 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75% 

TRMA.O Trico Marine Services USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75% 

TRID.O Trident Microsystems Inc USA 25% 0 - 20 25% 20 - 100 40% 50% 100 - 3500 60% 75% > 3500 75% 

TRMB.O Trimble Navigation Ltd USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

TSL Trina Solar Limited USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 3000 40% 55% > 3000 75% 

TRIB.O Trinity Biotech (US) USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

TRN Trinity Industries USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

TQNT.O Triquint Semiconductor Inc USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

TGI Triumph Group Inc USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 900 40% 55% > 900 75% 

TIV Tri-Valley Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75% 

TRLG.O True Religion Apparel Inc USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75% 

TRST.O Trustco Bank Corp NY USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2100 50% 60% > 2100 75% 

TRW TRW Automotive Holdings Corp USA 25% 0 - 40 20% 40 - 250 30% 40% 250 - 7500 50% 60% > 7500 75% 

TUP Tupperware Corp USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

TKC Turkcell Iletisim Hizmet AS USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

TPC Tutor Perini Corp USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

TEL Tyco Electronics Ltd USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75% 



(continued) 





TYC Tyco International Ltd USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75% 

UAUA.O UAL Corporation USA 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 15000 40% 55% > 15000 75% 

UBS UBS AG ADR USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

UCBH.O UCBH Holdings Inc USA 25% 0 - 90 25% 90 - 550 40% 50% 550 - 10000 60% 75% > 10000 75% 

UGI UGI Corp USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75% 

UIL UIL Holdings Corp USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

ULTI.O Ultimate Software USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

UYM Ultra Basic Materials ProShares USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

DDM Ultra DJ30 ProShares USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

UYG Ultra Financials ProShares USA 25% 0 - 2100 20% 2100 - 15000 30% 40% 15000 - 20000 50% 60% > 20000 75% 

DIG Ultra Oil & Gas ProShares USA 25% 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75% 

UPL Ultra Petroleum Corp USA 20% 0 - 50 20% 50 - 300 30% 40% 300 - 9250 50% 60% > 9250 75% 

QLD Ultra QQQ ProShares USA 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75% 

URE Ultra Real Estate ProShares USA 25% 0 - 800 20% 800 - 4750 30% 40% 4750 - 8000 50% 60% > 8000 75% 

SSO Ultra S&P500 ProShares USA 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

TBT UltraShort 20+ Yr Treasury Bond USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

FXP UltraShort China 25 ProShares USA 25% 0 - 80 15% 80 - 500 25% 30% 500 - 800 40% 55% > 800 75% 

SCO UltraShort DJ-AIG Crude ProShares USA 25% 0 - 40 15% 40 - 250 25% 30% 250 - 400 40% 55% > 400 75% 

DXD UltraShort Dow30 ProShares USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

SKF UltraShort Financials ProShares USA 25% 0 - 600 20% 600 - 3500 30% 40% 3500 - 6000 50% 60% > 6000 75% 

EEV UltraShort MSCI Emerging Markets USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75% 

DUG UltraShort Oil & Gas ProShares USA 25% 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75% 

QID UltraShort QQQ ProShares USA 25% 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75% 

SRS UltraShort Real Estate ProShares USA 35% 0 - 800 20% 800 - 4750 30% 40% 4750 - 8000 50% 60% > 8000 75% 

TWM UltraShort Russell2000 ProShares USA 25% 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75% 

SDS UltraShort S&P500 ProShares USA 25% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

UMPQ.O Umpqua Holdings Corporation USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

UA Under Armour Inc USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

UN Unilever NV ADR USA 10% 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75% 

UNS Unisource Energy USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

UIS Unisys Corp USA 25% 0 - 150 25% 150 - 900 40% 50% 900 - 25000 60% 75% > 25000 75% 

UNT Unit Corporation USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

UCBI.O United Community Banks Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75% 

UDR United Dominion Realty Trust Inc USA 20% 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 45% > 15000 75% 

UMC United Microelectronics Corp USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75% 

UNTD.O United Online Inc USA 15% 0 - 20 15% 20 - 100 25% 30% 100 - 3500 40% 55% > 3500 75% 

URI United Rental USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5750 40% 55% > 5750 75% 

UNG United States Natural Gas Fund LP USA 25% 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75% 

USO United States Oil Fund LP USA 15% 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75% 

USTR.O United Stationers Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75% 

UTHR.O United Therapeutics Corp USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

UVV Universal Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75% 

PANL.O Universal Display Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

UFPI.O Universal Forest Products Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75% 

UHS Universal Health Services - B USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75% 

URS URS Corporation USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

LCC US Airways Group Inc USA 25% 0 - 200 20% 200 - 1200 30% 40% 1200 - 15000 50% 60% > 15000 75% 

USM US Cellular Corp USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 750 40% 55% > 750 75% 

USNA.O USANA Health Sciences Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 300 50% 60% > 300 75% 

USU USEC Inc USA 25% 0 - 80 15% 80 - 500 25% 30% 500 - 10000 40% 55% > 10000 75% 

USG USG Corp USA 20% 0 - 40 15% 40 - 250 25% 30% 250 - 8250 40% 55% > 8250 75% 

YSI U-Store-It Trust USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75% 

UTIW.O UTI Worldwide Inc USA 15% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

XLU Utilities Select Sector SPDR USA 10% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 



(continued) 





MTN Vail Resorts USA 20% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

VALE Vale SA USA 25% 0 - 800 10% 800 - 4750 20% 25% 4750 - 150000 35% 45% > 150000 75% 

VALEp Vale SA - Pref USA 10% 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 45% > 50000 75% 

VRX Valeant Pharmaceuticals Inte USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

VHI Valhi Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 350 60% 75% > 350 75% 

VR Validus Holdings Ltd USA 20% 0 - 10 15% 10 - 60 25% 30% 60 - 60 75% 75% > 60 75% 

VLY Valley National Bancorp USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75% 

VMI Valmont Industries Inc USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75% 

VAL Valspar Corp USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

VCLK.O Valueclick Inc USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75% 

VVR Van Kampen Senior Income Trust USA 25% 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75% 

VWO Vanguard Emerging Markets - ETF USA 15% 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75% 

VARI.O Varian Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75% 

VSEA.O Varian Semiconductor USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

VDSI.O Vasco Data Security USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75% 

WOOF.O VCA Antech Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

VGR Vector Group Plc USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75% 

VVC Vectren Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75% 

VSUNQ.PK VeraSun Energy Corp USA 75% 0 - 15 25% 15 - 90 40% 50% 90 - 2500 60% 75% > 2500 75% 

PAY Verifone Holdings Inc USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 5500 50% 60% > 5500 75% 

VRGY.O Verigy Ltd USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 3000 40% 55% > 3000 75% 

VIA Viacom Inc USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 500 50% 60% > 500 75% 

VVI Viad Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75% 

VIP Vimpel-Communications USA 25% 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75% 

VMED.O Virgin Media Inc USA 25% 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75% 

VPHM.O Viropharma Inc USA 25% 0 - 40 15% 40 - 250 25% 30% 250 - 7750 40% 55% > 7750 75% 

V Visa Inc USA 10% 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 45% > 40000 75% 

VSH Vishay Intertechnology Inc USA 20% 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75% 

VISN.O VisionChina Media Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75% 

VPRT.O Vistaprint USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75% 

VIV Vivo Participacoes SA USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

VVUS.O Vivus Inc USA 50% 0 - 15 25% 15 - 90 40% 50% 90 - 90 75% 75% > 90 75% 

VMW VMware Inc USA 25% 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75% 

VOCS.O Vocus Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

VOD Vodafone Group - ADR USA 10% 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75% 

VOLC.O Volcano Corp USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2100 40% 55% > 2100 75% 

WTI W&T Offshore Inc USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75% 

WAB Wabtec Corp USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75% 

WDR Waddell & Reed Financial Inc USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75% 

WLT Walter Industries Inc USA 25% 0 - 60 10% 60 - 350 20% 25% 350 - 5250 35% 45% > 5250 75% 

WRC Warnaco Group, Inc. USA 25% 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75% 

WMG Warner Music Group Corp USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75% 

WFSL.O Washington Federal Inc USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

WRE Washington Real Estate USA 20% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

WCN Waste Communications Inc USA 15% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

WSO Watsco Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75% 

WW Watson Wyatt Worldwide Inc USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75% 

WTS Watts Water Technologies Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75% 

WPP Wausau Paper Corp USA 15% 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75% 

WFT Weatherford International Ltd USA 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 70000 35% 45% > 70000 75% 

WBMD.O WEBMD Health Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75% 

WBSN.O Websense Inc USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75% 

WBS Webster Financial Corp USA 25% 0 - 30 20% 30 - 200 30% 40% 200 - 6000 50% 60% > 6000 75% 

WTW Weight Watchers International Inc USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75% 



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WRI Weingarten Realty Investors USA 25% 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75% 

WCG WellCare Health Plans Inc USA 25% 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75% 

WEN Wendy’s International Inc USA 20% 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 45% > 40000 75% 

WCC Wesco International Inc USA 20% 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75% 

WABC.O Westamerica Bancorporation USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75% 

WR Westar Energy Inc USA 15% 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75% 

WNR Western Refining Inc USA 25% 0 - 60 15% 60 - 350 25% 30% 350 - 8750 40% 55% > 8750 75% 

WLK Westlake Chemical Corp USA 15% 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75% 

WWOZ.OB Westwood One USA 25% 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75% 

WTM White Mountains Insurance USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 250 35% 45% > 250 75% 

WLL Whiting Petroleum Corporation USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 5000 35% 45% > 5000 75% 

WG Willbros Group Inc USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75% 

WSM Williams-Sonoma Inc USA 20% 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75% 

WSH Willis Group Holdings Ltd USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75% 

WL Wilmington Trust Corp USA 25% 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75% 

WBD Wimm-Bill-Dann Foods USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 850 35% 45% > 850 75% 

WGO Winnebago Ind USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75% 

WTFC.O Wintrust Financial Corp USA 35% 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75% 

WIT Wipro Ltd - ADR USA 15% 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75% 

WNS WM Holdings Ltd USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75% 

WMS.N WMS Industries USA 25% 0 - 40 10% 40 - 250 20% 25% 250 - 5000 35% 45% > 5000 75% 

WGOV.O Woodward Governor USA 20% 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75% 

WRLD.O World Acceptance Corp USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75% 

INT World Fuel Services Corp USA 25% 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75% 

WOR Worthington Industries USA 25% 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75% 

WPPGY.O Wpp Group ADR USA 25% 0 - 10 15% 10 - 60 25% 30% 60 - 850 40% 55% > 850 75% 

WX Wuxi Pharmatech Inc ADR USA 25% 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75% 

AUY Yamana Gold Inc USA 25% 0 - 350 10% 350 - 2100 20% 25% 2100 - 65000 35% 45% > 65000 75% 

YGE Yingli Green Energy ADR USA 25% 0 - 200 15% 200 - 1200 25% 30% 1200 - 15000 40% 55% > 15000 75% 

YRCW.O YRC Worldwide Inc USA 25% 0 - 150 25% 150 - 900 40% 50% 900 - 6000 60% 75% > 6000 75% 

ZLC Zale Corp USA 25% 0 - 20 25% 20 - 100 40% 50% 100 - 3250 60% 75% > 3250 75% 

ZBRA.O Zebra Technologies Corp USA 15% 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75% 

ZNT Zenith National Insurance Corp USA 25% 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75% 

ZOLL.O Zoll Medical Corporation USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75% 

ZOLT.O Zoltec Companies Inc USA 25% 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75% 

ZRAN.O Zoran Corp USA 25% 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75% 

ZGEN.O Zymogenetics Inc USA 25% 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75%

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