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Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009<br />
<strong>Shares</strong> <strong>List</strong><br />
RGO.L 2 Ergo Group Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 70 50% 75% > 70 75%<br />
III.L 3i Group Plc UK 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 30000 35% 50% > 30000 75%<br />
3IN.L 3i Infrastructure Ltd UK 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
FOUR.L 4imprint Group Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 150 50% 75% > 150 75%<br />
SIXH.L 600 Group Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
888.L 888 Holdings Plc UK 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 6250 50% 60% > 6250 75%<br />
ABBY.L Abbey PLC UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
ABCA.L Abcam PLC UK 0 - 60 25% 60 - 350 40% 50% ay350 - 350 75% 75% > 350 75%<br />
AAIF.L Aberdeen Asian Income Fund UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
AAS.L Aberdeen Asian Smaller Comp Inv Tst UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
ADN.L Aberdeen Asset Management Plc UK 0 - 2400 15% 2400 - 7250 25% 30% 7250 - 15000 40% 55% > 15000 75%<br />
ABD.L Aberdeen New Dawn Inv Tst UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
ANW.L Aberdeen New Thai Inv Tst UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
ASL.L Aberforth Smaller Companies Tst UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
ABL.L Ablon Group UK 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75%<br />
ABRT.L Absolute Return Trust Ltd UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
ACL.L Acal Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
ACEX.L Accident Exchange Group Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
ACCS.L Accsys Technologies Plc UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
ACG.L Accuma Group Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
ACD.L Acencia Debt Ltd UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 3000 60% 75% > 3000 75%<br />
ACMG.L ACM Shipping plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
ACPC.L ACP Capital UK 0 - 50 25% 50 - 300 30% 40% 300 - 850 50% 75% > 850 75%<br />
ACTAq.L ACTA S.P.A. UK 0 - 100 25% 100 - 600 30% 40% 600 - 1800 50% 75% > 1800 75%<br />
AIT.L Active Capital Trust Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
ADML.L Admiral Group Plc UK 0 - 800 10% 800 - 2400 20% 25% 2400 - 4250 35% 50% > 4250 75%<br />
ADD.L Advance Developing Markets Tst Ord UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
ADU.L Advance UK Trust Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 350 50% 75% > 350 75%<br />
ASWA.L Advanced Computer Software UK 0 - 20 25% 20 - 100 30% 40% 100 - 1700 50% 75% > 1700 75%<br />
AMSU.L Advanced Medical Solutions Group UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2500 50% 75% > 2500 75%<br />
APCL.L Advanced Power Components Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
ADVG.L Adventis Group Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
AFN.L ADVFN Plc UK 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 4250 50% 75% > 4250 75%<br />
AAT.L AEA Technology Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
AEGS.L Aegis Group Plc UK 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 25000 35% 45% > 25000 75%<br />
AERL.L Aer Lingus Group (UK) UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
AI.L Aero Inventory Plc UK 0 - 200 25% 200 - 1200 40% 50% 1200 - 1500 60% 75% > 1500 75%<br />
IAEX.L AEX Tracker - IAEX UK 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75%<br />
AFEN.L AFC Energy UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 3500 50% 75% > 3500 75%<br />
AFRE.L Afren Plc UK 0 - 2500 20% 2500 - 15000 30% 40% 15000 - 55000 50% 60% > 55000 75%<br />
AAAM.L African Aura Resources Ltd UK 0 - 25 25% 25 - 150 30% 40% 150 - 4000 50% 75% > 4000 75%<br />
AFCR.L African Cons Resources UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 3000 50% 75% > 3000 75%<br />
ACU.L African Copper Plc UK 0 - 5000 25% 5000 - 15000 30% 40% 15000 - 25000 50% 75% > 25000 75%<br />
AFD.L African Diamonds Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
AFE.L African Eagle Resources Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 10000 50% 75% > 10000 75%<br />
AMIq.L African Minerals Ltd UK 0 - 500 20% 500 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
AGA.L AGA Rangemaster Group Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
AGGK.L Aggreko Plc UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 9250 35% 45% > 9250 75%<br />
AGTAR.L Agriterra Ltd UK 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 10000 60% 75% > 10000 75%<br />
AIP.L Air Partner Plc UK 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
AKR.L Akers Biosciences Inc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75%<br />
ALBH.L Albemarle & Bond Holdings UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
AXM.L Alexander Mining Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 4750 50% 75% > 4750 75%<br />
AXN.L Alexon Group Plc UK 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ALKN.L Alkane Energy Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2100 50% 75% > 2100 75%<br />
ALGP.L All Leisure Group UK 0 - 20 25% 20 - 100 30% 40% 100 - 150 50% 75% > 150 75%<br />
AGY.L Allergy Therapeutics Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1000 50% 75% > 1000 75%<br />
ALAPH.L Alliance Pharma plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 2400 50% 75% > 2400 75%<br />
ATST.L Alliance Trust Plc UK 0 - 2000 10% 2000 - 6000 20% 25% 6000 - 6000 75% 75% > 6000 75%<br />
AGLD.L Allied Gold Limited UK 0 - 100 25% 100 - 600 30% 40% 600 - 1400 50% 75% > 1400 75%<br />
ALBK.L Allied Irish Banks (LSE) UK 0 - 600 20% 600 - 3500 35% 50% 3500 - 25000 50% 75% > 25000 75%<br />
ALLA.L Allocate Software Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
ALPH.L Alpha Pyrenees Trust Ltd UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
ALQQ.L Alphameric Plc UK 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
ALN.L Alterian Plc UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
AIS.L Alternative Investment Strategies UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
ALTAN.L Alternative Networks Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 350 50% 75% > 350 75%<br />
ALRE.L Altona Resources Ltd UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 15000 50% 75% > 15000 75%<br />
ALUG.L Alumasc Group UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
AMBN.L Ambrian Capital Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 1600 50% 75% > 1600 75%<br />
AMEC.L Amec Plc UK 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 8750 35% 50% > 8750 75%<br />
AMER.L Amerisur Resources Plc UK 0 - 1000 25% 1000 - 6000 30% 40% 6000 - 15000 50% 75% > 15000 75%<br />
AFS.L Amiad Filtration Systems UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
AMNX.L Aminex Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 4000 50% 75% > 4000 75%<br />
AMO.L Amino Technologies Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75%<br />
AML.L Amlin Plc UK 0 - 2500 10% 2500 - 7500 20% 25% 7500 - 10000 35% 45% > 10000 75%<br />
AMAMP.L Amphion Innovations Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
A7L.L Amur Minerals UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75%<br />
AEN.L Andes Energia Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
ANTE.L Andor Technology Ltd UK 0 - 10 25% 10 - 60 30% 40% 60 - 550 50% 75% > 550 75%<br />
ANSY.L Andrews Sykes Group Plc UK 0 - 1.5 25% 1.5 - 5 30% 40% 5 - 7 50% 75% > 7 75%<br />
AYM.L Anglesey Mining Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
AOT.L Anglo & Overseas Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
AAL.L Anglo American Plc UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 40000 35% 50% > 40000 75%<br />
AAZ.L Anglo Asian UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
APF.L Anglo Pacific Group Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
ANEA.L Anglo-Eastern Plantations UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
AIE.L Anite Group Plc UK 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
ASM.L Antisoma Plc UK 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
ANTO.L Antofagasta Plc UK 0 - 800 5% 800 - 4750 10% 20% 4750 - 20000 25% 40% > 20000 75%<br />
ATV.L Antonov Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
AEY.L Antrim Energy UK 0 - 25 25% 25 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
AOR.L AorTech International Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 150 50% 75% > 150 75%<br />
FTG.L Apace Media Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 1900 50% 75% > 1900 75%<br />
AQP.L Aquarius Platinum Ltd UK 0 - 1500 20% 1500 - 9000 30% 40% 9000 - 15000 50% 60% > 15000 75%<br />
ARBB.L Arbuthnot Banking Group Plc UK 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75%<br />
ARCHu.L ARC Capital Holdings Ltd UK 0 - 100 25% 100 - 600 30% 40% 600 - 2750 50% 75% > 2750 75%<br />
ARL.L Archial Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 650 50% 75% > 650 75%<br />
AR.L Archipelago Resources Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2100 50% 75% > 2100 75%<br />
ARE.L Arena Leisure Plc UK 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
ARGOA.L Argo Group Limited UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
AGQ.L Arian Silver Corporation UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
AKT.L Ark Therapeutics Group Plc UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
ARM.L ARM Holdings Plc UK 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 40000 35% 45% > 40000 75%<br />
ARI.L Arriva Plc UK 0 - 800 15% 800 - 2400 25% 30% 2400 - 4250 40% 55% > 4250 75%<br />
ATS.L Artemis Alpha Trust Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
ASCR.L Ascent Resources PLC UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 25000 50% 75% > 25000 75%<br />
ASPL.L Aseana Properties Ltd UK 0 - 300 25% 300 - 900 40% 50% 900 - 1000 60% 75% > 1000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ASH.L Ashley House Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 950 50% 75% > 950 75%<br />
ASHM.L Ashmore Group UK 0 - 1000 20% 1000 - 3000 30% 40% 3000 - 4000 50% 60% > 4000 75%<br />
AHT.L Ashtead Group Plc UK 0 - 3750 15% 3750 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75%<br />
ADH.L Asia Digital Holdings Plc UK 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
ACHLA.L Asian Citrus Holdings Ltd UK 0 - 20 25% 20 - 100 30% 40% 100 - 350 50% 75% > 350 75%<br />
ASOS.L ASOS Plc UK 0 - 400 20% 400 - 2400 30% 40% 2400 - 3500 50% 60% > 3500 75%<br />
ASTO.L Assetco Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
ABF.L Associated British Foods Plc UK 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 7250 75% 75% > 7250 75%<br />
AGRP.L Assura Group UK 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
ATD.L Asterand Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75%<br />
AZN.L AstraZeneca Plc UK 0 - 350 5% 350 - 2100 10% 20% 2100 - 25000 25% 40% > 25000 75%<br />
ATH.L ATH Resources UK 0 - 30 25% 30 - 200 30% 40% 200 - 500 50% 75% > 500 75%<br />
ATKW.L Atkins WS Plc UK 0 - 600 15% 600 - 1800 25% 30% 1800 - 2200 40% 55% > 2200 75%<br />
AJG.L Atlantis Japan Growth Fund UK 0 - 10 25% 10 - 60 30% 40% 60 - 70 50% 75% > 70 75%<br />
ATLE.L Atlas Estates Ltd UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
AUG.L Augean Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
AUL.L Aurelian Oil & Gas Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 3250 50% 75% > 3250 75%<br />
AURT.L Aurora Investment Trust UK 0 - 10 25% 10 - 60 30% 40% 60 - 300 50% 75% > 300 75%<br />
AURU.L Aurum Mining Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75%<br />
AUALG.L Autologic Holdings Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
AUTN.L Autonomy Corp Plc UK 0 - 350 5% 350 - 2100 10% 20% 2100 - 7250 25% 40% > 7250 75%<br />
AVTG.L Avacta Group plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 8750 50% 75% > 8750 75%<br />
AVN.L Avanti Communications UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
ASG.L Avanti Screenmedia Group Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 850 50% 75% > 850 75%<br />
AVS.L Avesco Group Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 150 50% 75% > 150 75%<br />
AVV.L Aveva Group Plc UK 0 - 300 15% 300 - 900 25% 30% 900 - 1800 40% 55% > 1800 75%<br />
AVG.L Avingtrans PLC UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
AVE.L Avis Europe Plc UK 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
AVI.L Avisen Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
AV.L Aviva Plc UK 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 65000 35% 50% > 65000 75%<br />
AVM.L Avocet Mining Plc UK 0 - 600 25% 600 - 3500 40% 50% 3500 - 3750 60% 75% > 3750 75%<br />
AVON.L Avon Rubber Plc UK 0 - 20 25% 20 - 60 30% 40% 60 - 100 50% 75% > 100 75%<br />
ASD.L Axis-Shield Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
BAB.L Babcock International Group UK 0 - 450 10% 450 - 2750 20% 25% 2750 - 5000 35% 45% > 5000 75%<br />
BAES.L BAE Systems Plc UK 0 - 3000 5% 3000 - 20000 10% 20% 20000 - 85000 25% 40% > 85000 75%<br />
BGFD.L Baillie Gifford Japan Trust Plc UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
BGS.L Baillie Gifford Shin Nippon UK 0 - 20 25% 20 - 100 30% 40% 100 - 300 50% 75% > 300 75%<br />
BALF.L Balfour Beatty Plc UK 0 - 2300 10% 2300 - 7000 20% 25% 7000 - 15000 35% 45% > 15000 75%<br />
BTC.L Baltic Oil Terminals Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1100 50% 75% > 1100 75%<br />
SANq.L Banco Santander UK 0 - 1100 15% 1100 - 3250 25% 30% 3250 - 3250 75% 75% > 3250 75%<br />
BGO.L Bango Plc UK 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75%<br />
BKIR.L Bank Of Ireland (LSE) UK 0 - 1800 20% 1800 - 10000 35% 50% 10000 - 30000 50% 75% > 30000 75%<br />
BNKR.L Bankers Inv Tst UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
BARC.L Barclays Plc UK 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 400000 35% 50% > 400000 75%<br />
BEE.L Baring Emerging Europe Plc UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
BAG.L Barr (A.G.) Plc UK 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
BDEV.L Barratt Developments Plc UK 0 - 2300 10% 2300 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75%<br />
BNLN.L Bateman Litwin NV UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
BVC.L Batm Advanced Communications UK 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
BBA.L BBA Group Plc UK 0 - 1300 15% 1300 - 7750 25% 30% 7750 - 7750 75% 75% > 7750 75%<br />
BCBH.L BCB Holdings Ltd UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
BEZG.L Beazley Group Plc UK 0 - 1900 20% 1900 - 5750 30% 40% 5750 - 9750 50% 60% > 9750 75%<br />
BEG.L Begbies Traynor Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 850 60% 75% > 850 75%<br />
BVM.L Belgravium Technologies Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BWY.L Bellway Plc UK 0 - 450 10% 450 - 2750 20% 25% 2750 - 3750 35% 45% > 3750 75%<br />
BKGH.L Berkeley Group Holdings Plc UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 4750 35% 45% > 4750 75%<br />
BKY.L Berkeley Resources Limited UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
BZT.L Bezant Resources UK 0 - 300 25% 300 - 900 40% 50% 900 - 950 60% 75% > 950 75%<br />
BG.L BG Group Plc UK 0 - 900 5% 900 - 5500 10% 20% 5500 - 40000 25% 40% > 40000 75%<br />
BGBL.L Bglobal PLC UK 0 - 50 25% 50 - 300 30% 40% 300 - 1500 50% 75% > 1500 75%<br />
BHGGu.L BH Global Ltd - $ UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
BHGG.L BH Global Ltd - £ UK 0 - 150 20% 150 - 450 30% 40% 450 - 600 50% 60% > 600 75%<br />
BHGGx.L BH Global Ltd - Euro UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
BHMG.L BH Macro Ltd UK 0 - 400 20% 400 - 1200 30% 40% 1200 - 1200 75% 75% > 1200 75%<br />
BHMGx.L BH Macro Ltd - Euro UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
BLT.L BHP Billiton Plc UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 70000 35% 50% > 70000 75%<br />
BYG.L Big Yellow Group Plc UK 0 - 450 20% 450 - 2750 30% 40% 2750 - 3000 50% 60% > 3000 75%<br />
B4S.L Billing Service UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 2400 50% 75% > 2400 75%<br />
BII.L Biocompatibles International Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
BIIN.L Biofutures International Plc UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 1700 50% 75% > 1700 75%<br />
BIOQ.L Bioquell Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 100 50% 75% > 100 75%<br />
BIOGW.L Biotech Growth Trust Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75%<br />
BLKA.L Black Arrow Group Plc UK 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75%<br />
BKSA.L Black Sea Property Fund Ltd UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
BRCI.L Blackrock Commodities In UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
BRGE.L Blackrock Greater Euro Inv Tst UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
B8L.L Blackrock International Land (LSE) UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
BRLA.L Blackrock Latin American Tst UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
BRNS.L Blackrock New Energy Inv Trust UK 0 - 25 25% 25 - 150 30% 40% 150 - 2100 50% 75% > 2100 75%<br />
BRNE.L Blackrock New Energy Investment UK 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
BRSC.L Blackrock Smaller Comp Tst UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
BRWM.L Blackrock World Mining Trust UK 0 - 800 15% 800 - 2400 25% 30% 2400 - 3000 40% 55% > 3000 75%<br />
BSLA.L Blacks Leisure Group Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
BLCK.L Blackstar Investors Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 350 50% 75% > 350 75%<br />
BLVX.L Blavod Extreme Spirits Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 650 50% 75% > 650 75%<br />
BLNX.L Blinkx Plc UK 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
BLPU.L Bloomsbury Publishing Plc UK 0 - 150 25% 150 - 900 40% 50% 900 - 1000 60% 75% > 1000 75%<br />
BLP.L Blue Planet Euro Inv Trust UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
BBAY.L BlueBay Asset Management UK 0 - 250 25% 250 - 750 40% 50% 750 - 850 60% 75% > 850 75%<br />
BABS.L Bluecrest Allblue Fund Ltd UK 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
BOY.L Bodycote International UK 0 - 600 20% 600 - 3500 30% 40% 3500 - 6250 50% 60% > 6250 75%<br />
BDI.L Bond International Software UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
BOK.L Booker Group UK 0 - 2400 15% 2400 - 15000 25% 30% 15000 - 60000 40% 55% > 60000 75%<br />
BHY.L Boot (Henry) Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 750 50% 75% > 750 75%<br />
BSTH.L Borders & Southern Petroleum Plc UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
BVS.L Bovis Homes Group Plc UK 0 - 700 20% 700 - 2100 30% 40% 2100 - 2500 50% 60% > 2500 75%<br />
BLVN.L BowLeven Plc UK 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 10000 60% 75% > 10000 75%<br />
BP.L BP Plc UK 0 - 1800 5% 1800 - 10000 10% 20% 10000 - 200000 25% 40% > 200000 75%<br />
BPCB.L BPC Ltd UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 3500 50% 75% > 3500 75%<br />
BRDY.L Brady Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
BRMS.L Braemar Seascope Group Plc UK 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
BRR.L Braemore Resources Plc UK 0 - 2500 25% 2500 - 15000 30% 40% 15000 - 20000 50% 75% > 20000 75%<br />
BXBq.L Brambles Ltd UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
BRAL.L Bramdean Alternatives UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
BRAM.L Brammer Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
BRW.L Brewin Dolphin Holdings Plc UK 0 - 800 20% 800 - 2400 30% 40% 2400 - 3250 50% 60% > 3250 75%<br />
BRT.L Brightside Group Plc UK 0 - 20 25% 20 - 60 30% 40% 60 - 100 50% 75% > 100 75%<br />
BRM.L Brinkley Mining Plc UK 0 - 2500 25% 2500 - 7500 30% 40% 7500 - 7500 75% 75% > 7500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BRE.L Brit Insurance Holdings Plc UK 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 6750 40% 55% > 6750 75%<br />
BAY.L British Airways Plc UK 0 - 4750 10% 4750 - 30000 20% 25% 30000 - 65000 35% 50% > 65000 75%<br />
BATS.L British American Tobacco Plc UK 0 - 500 5% 500 - 3000 10% 20% 3000 - 25000 25% 40% > 25000 75%<br />
BSET.L British Assets Trust Plc UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
BTEM.L British Empire Secs and General Tst UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
BLND.L British Land Co Plc UK 0 - 1200 5% 1200 - 7250 10% 20% 7250 - 30000 25% 40% > 30000 75%<br />
BRPI.L British Polythene Industries UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
BPTR.L British Portfolio Trust Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 200 50% 75% > 200 75%<br />
BSY.L British Sky Broadcasting Plc UK 0 - 1600 5% 1600 - 9500 10% 20% 9500 - 30000 25% 40% > 30000 75%<br />
BVIC.L Britvic UK 0 - 900 15% 900 - 2750 25% 30% 2750 - 4500 40% 55% > 4500 75%<br />
BRK.L Brook MacDonald Group Plc UK 0 - 5 25% 5 - 30 30% 40% 30 - 60 50% 75% > 60 75%<br />
BWNG.L Brown (N) Group UK 0 - 700 20% 700 - 2100 30% 40% 2100 - 2750 50% 60% > 2750 75%<br />
BRU.L Brulines Holdings Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 250 50% 75% > 250 75%<br />
BUT.L Brunner Inv Tst UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
BTSM.L BSS Group Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
BT.L BT Group Plc UK 0 - 7500 5% 7500 - 45000 10% 20% 45000 - 200000 25% 40% > 200000 75%<br />
BGC.L BTG Plc UK 0 - 700 20% 700 - 2100 30% 40% 2100 - 3000 50% 60% > 3000 75%<br />
BNZL.L Bunzl Plc UK 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 8500 35% 50% > 8500 75%<br />
BRBY.L Burberry Group Plc UK 0 - 1700 5% 1700 - 10000 10% 20% 10000 - 15000 25% 40% > 15000 75%<br />
BRST.L Burst Media Corp UK 0 - 100 25% 100 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
BPG.L Business Post Group Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
BYOT.L Byotrol Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 500 50% 75% > 500 75%<br />
GCC.L C&C Group (LSE) UK 0 - 400 10% 400 - 2400 20% 25% 2400 - 10000 35% 50% > 10000 75%<br />
CW.L Cable & Wireless Plc UK 0 - 5250 5% 5250 - 30000 10% 20% 30000 - 70000 25% 40% > 70000 75%<br />
CBRY.L Cadbury Schweppes Plc UK 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 30000 35% 50% > 30000 75%<br />
CADP.L Cadogan Petroleum Plc UK 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
CNE.L Cairn Energy Plc UK 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 50% > 4000 75%<br />
CDN.L Caledon Resources Plc UK 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 6250 60% 75% > 6250 75%<br />
CLDN.L Caledonia Investments Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
TREE.L Cambium Global UK 0 - 50 25% 50 - 300 30% 40% 300 - 700 50% 75% > 700 75%<br />
CAMIN.L Camco International Ltd UK 0 - 100 25% 100 - 600 30% 40% 600 - 1800 50% 75% > 1800 75%<br />
CDI.L Candover Investments Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
CIU.L Cape Plc UK 0 - 800 20% 800 - 4750 30% 40% 4750 - 5500 50% 60% > 5500 75%<br />
CPI.L Capita Group Plc UK 0 - 1000 5% 1000 - 6000 10% 20% 6000 - 10000 25% 40% > 10000 75%<br />
CAL.L Capital & Regional Plc UK 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CGT.L Capital Gearing Trust UK 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75%<br />
CAPX.L CAP-XX Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 800 50% 75% > 800 75%<br />
C1Y.L Carclo Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
CUK.L Care UK Plc UK 0 - 90 25% 90 - 250 40% 50% 250 - 450 60% 75% > 450 75%<br />
CARE.L Carecapital Group UK 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
CTH.L Caretech Holdings Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 500 60% 75% > 500 75%<br />
CLLN.L Carillion Plc UK 0 - 1300 15% 1300 - 7750 25% 30% 7750 - 8250 40% 55% > 8250 75%<br />
CLNC.L Carlton Resources Plc UK 0 - 750 25% 750 - 2300 30% 40% 2300 - 4250 50% 75% > 4250 75%<br />
CARL.L Carluccio UK 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75%<br />
CCL.L Carnival Plc UK 0 - 350 5% 350 - 2100 10% 20% 2100 - 6250 25% 40% > 6250 75%<br />
CPTA.L Carpathian Plc UK 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
CATVU.L Carpetright Plc UK 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75%<br />
CPW.L Carphone Warehouse Group Plc UK 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75%<br />
CARS.L Carr’s Milling Industries UK 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75%<br />
CBOX.L Cashbox Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
CSH.L Caspian Holdings SA UK 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
CGS.L Castings Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
CACSU.L Castle Support Services Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 650 50% 75% > 650 75%<br />
CMX.L Catalyst Media Group Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
CTI.L Cathay International Holdings UK 0 - 30 25% 30 - 200 30% 40% 200 - 300 50% 75% > 300 75%<br />
CGL.L Catlin Group Ltd UK 0 - 900 10% 900 - 5500 20% 25% 5500 - 8500 35% 45% > 8500 75%<br />
CAEL_p.L Cazenove Absolute Equity Ltd UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
CLTV.L Cellcast Plc UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
CCP.L Celtic Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 60 75% 75% > 60 75%<br />
CNKS.L Cenkos Securities Ltd UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CEY.L Centamin Egypt Ltd UK 0 - 6750 20% 6750 - 20000 30% 40% 20000 - 20000 75% 75% > 20000 75%<br />
CAU.L Centaur Holdings Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
CFM.L Central African Mining & Exp UK 0 - 18750 20% 18750 - 55000 30% 40% 55000 - 85000 50% 60% > 85000 75%<br />
CRND.L Central Rand Gold Ltd UK 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 7250 60% 75% > 7250 75%<br />
CNA.L Centrica Plc UK 0 - 4000 5% 4000 - 25000 10% 20% 25000 - 80000 25% 40% > 80000 75%<br />
CFU.L Ceramic Fuel Cells Ltd UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 15000 50% 75% > 15000 75%<br />
CWR.L Ceres Power Holdings Plc UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CCT.L Character Group Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 800 50% 75% > 800 75%<br />
CHARC.L Chariot Oil and Gas Ltd UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3500 60% 75% > 3500 75%<br />
CHAR.L Charlemagne Capital Ltd UK 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
CAY.L Charles Stanley Group Plc UK 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
CHAT.L Charles Taylor Consulting Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
CHET.L Charter Pan-European Trust UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CHTR.L Charter Plc UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 6250 35% 45% > 6250 75%<br />
CHU.L Chaucer Holdings Plc UK 0 - 1400 20% 1400 - 8500 30% 40% 8500 - 15000 50% 60% > 15000 75%<br />
CHG.L Chemring Group Plc UK 0 - 200 15% 200 - 600 25% 30% 600 - 900 40% 55% > 900 75%<br />
CSN.L Chesnara Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
CHW.L Chime Communications Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
FXC.L China 25 Tracker - FXC UK 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
CBI.L China BioDiesel UK 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75%<br />
CGA.L China Gateway International UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
CGM.L China Goldmines PLC UK 0 - 30 25% 30 - 200 30% 40% 200 - 550 50% 75% > 550 75%<br />
CREO.L China Real Estate Opportunities UK 0 - 10 25% 10 - 60 30% 40% 60 - 250 50% 75% > 250 75%<br />
CHNS.L China Shoto Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 200 75% 75% > 200 75%<br />
CHLD.L Chloride Group UK 0 - 800 20% 800 - 4750 30% 40% 4750 - 5250 50% 60% > 5250 75%<br />
CHRX.L Chromex Mining Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
CHS.L Chrysalis Group Plc UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
CHLL.L Churchill Mining Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1200 50% 75% > 1200 75%<br />
CINE.L Cineworld Group Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
CINP.L Cinpart Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 1500 50% 75% > 1500 75%<br />
COPU.L Circle Oil Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 5500 50% 75% > 5500 75%<br />
CHY.L City Merchants High Yield Trust UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
CYNL.L City Natural Resources HI Y UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
CL<strong>IG</strong>.L City of London Investment GR UK 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75%<br />
CTY.L City of London Investment Trust UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
CCGP.L Claimar Care Group Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75%<br />
CPH.L Clapham House Group Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 250 50% 75% > 250 75%<br />
CCS.L Clarity Commerce Solutions Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 100 50% 75% > 100 75%<br />
CTO.L Clarke (Thomas) UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
CLKH.L Clarkson Hill Group Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 200 75% 75% > 200 75%<br />
CKN.L Clarkson Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
CEB.L Clean Energy Brazil Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75%<br />
CLCRK.L Clerkenwell Ventures Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
CLIE.L Climate Exchange Plc UK 0 - 100 20% 100 - 600 30% 40% 600 - 950 50% 60% > 950 75%<br />
CLCA.L Clinton Cards Plc UK 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
CWPR.L Clipper Windpower PLC UK 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75%<br />
CBRO.L Close Brothers Group Plc UK 0 - 500 15% 500 - 1500 25% 30% 1500 - 2200 40% 55% > 2200 75%<br />
CLEN.L Close Enhanced Commodities UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
CLSH.L CLS Holdings Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
CLUF.L Cluff Gold Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 1900 50% 75% > 1900 75%<br />
CZA.L Coal of Africa UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4500 60% 75% > 4500 75%<br />
COB.L Cobham Plc UK 0 - 4750 10% 4750 - 15000 20% 25% 15000 - 30000 35% 50% > 30000 75%<br />
CBRA.L Cobra Holdings Plc UK 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75%<br />
COHC.L Coffeheaven Plc UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 2750 50% 75% > 2750 75%<br />
COLL.L Colliers CRE Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
CLST.L Collins Stewart Plc UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2750 60% 75% > 2750 75%<br />
COLT.L Colt Telecom Group Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 2300 60% 75% > 2300 75%<br />
CMM.L Commoditrade Inc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 3500 50% 75% > 3500 75%<br />
CMS.L Communisis Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
CPG.L Compass Group Plc UK 0 - 3000 5% 3000 - 20000 10% 20% 20000 - 50000 25% 40% > 50000 75%<br />
CCC.L Computacenter Plc UK 0 - 300 20% 300 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75%<br />
CNCT.L Concurrent Technologies Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 500 50% 75% > 500 75%<br />
CNT.L Connaught Plc UK 0 - 600 20% 600 - 1800 30% 40% 1800 - 2300 50% 60% > 2300 75%<br />
CSRT.L Consort Medical UK 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
CFL.L Contentfilm PLC UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
CIC.L Conygar Investment Company UK 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
CKSN.L Cookson Group Plc UK 0 - 1900 25% 1900 - 10000 40% 50% 10000 - 20000 60% 75% > 20000 75%<br />
CRAU.L Corac Group Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 2100 50% 75% > 2100 75%<br />
COCRG.L Corin Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
CSLT.L Cosalt Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 3000 50% 75% > 3000 75%<br />
COSG.L Costain Group Plc UK 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
COVE.L Cove Energy Plc UK 0 - 50 25% 50 - 300 40% 50% 300 - 1750 60% 75% > 1750 75%<br />
DQ5.L CPL Resources UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
CWK.L Cranswick Plc UK 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
CRAW.L Crawshaw Group UK 0 - 25 25% 25 - 80 30% 40% 80 - 90 50% 75% > 90 75%<br />
CRHL LN Creat Resources Holdings Ltd UK 0 - 200 25% 200 - 1200 30% 40% 1200 - 3250 50% 75% > 3250 75%<br />
CRCRE.L Creston Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
CRH.L CRH (LSE) UK 0 - 600 5% 600 - 3500 10% 20% 3500 - 10000 25% 40% > 10000 75%<br />
CRDA.L Croda International UK 0 - 500 15% 500 - 1500 25% 30% 1500 - 2500 40% 55% > 2500 75%<br />
CSBq.L Crosby Capital Partners Inc UK 0 - 1500 25% 1500 - 4500 30% 40% 4500 - 4500 75% 75% > 4500 75%<br />
CRYG.L Cryo-Save Group NV UK 0 - 5 25% 5 - 30 30% 40% 30 - 80 50% 75% > 80 75%<br />
CSR.L CSR Plc UK 0 - 350 10% 350 - 2100 20% 25% 2100 - 5250 35% 45% > 5250 75%<br />
CSSS.L CSS Stellar Plc UK 0 - 300 25% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
CVSG.L CVS Group UK 0 - 250 25% 250 - 750 40% 50% 750 - 900 60% 75% > 900 75%<br />
CYAN.L Cyan Holdings UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 10000 50% 75% > 10000 75%<br />
CYHU.L Cybit Holding Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
CSWG.L Cyril Sweett Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 750 50% 75% > 750 75%<br />
DOO.L D1 Oils Plc UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
DJAN.L Daejan Holdings Plc UK 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75%<br />
DMGOa.L Daily Mail & General Trust UK 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 10000 35% 45% > 10000 75%<br />
DCG.L Dairy Crest Group Plc UK 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75%<br />
DAY.L Daisy Group Plc UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
DNX.L Dana Petroleum Plc UK 0 - 450 10% 450 - 2750 20% 25% 2750 - 3250 35% 45% > 3250 75%<br />
DAN.L Daniel Stewart Securities Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 4250 50% 75% > 4250 75%<br />
DTG.L Dart Group Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
DATA.L Datacash Group Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 350 60% 75% > 350 75%<br />
DTC.L DataTec Ltd UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
DAV.L Davenham Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1000 50% 75% > 1000 75%<br />
DVSG.L Davis Service Group Plc UK 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 4000 75% 75% > 4000 75%<br />
TRVT.L Dawnay Day Treveria Plc UK 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
DWN.L Dawson Holdings Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 900 50% 75% > 900 75%<br />
DINT.L Dawson International Plc UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
XGBP.L DB X-Trackers GBP MNY MRK UK 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75%<br />
DCC.L DCC Plc (LSE) UK 0 - 80 10% 80 - 500 20% 25% 500 - 1200 35% 50% > 1200 75%<br />
DCD.L DCD Media Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
DLAR.L De La Rue Plc UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 4250 35% 45% > 4250 75%<br />
DEB.L Debenhams UK 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 40000 35% 45% > 40000 75%<br />
DECP.L Dechra Pharmaceuticals Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 1100 60% 75% > 1100 75%<br />
DEEV.L Dee Valley Group Plc UK 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75%<br />
DLTA.L Delta Plc UK 0 - 700 20% 700 - 2100 30% 40% 2100 - 3750 50% 60% > 3750 75%<br />
DEMG.L Deltex Medical Group Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 1000 50% 75% > 1000 75%<br />
DLN.L Derwent London Plc UK 0 - 450 20% 450 - 2750 30% 40% 2750 - 3000 50% 60% > 3000 75%<br />
DES.L Desire Petroleum Plc UK 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
DLD.L Deutsche Land Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 6750 50% 75% > 6750 75%<br />
DEDE.L Develica Deutchland Ltd UK 0 - 14250 25% 14250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75%<br />
DSC.L Development Securities Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 450 60% 75% > 450 75%<br />
DVO.L Devro Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
DAB.L Dexion Absolute Ltd UK 0 - 4000 15% 4000 - 10000 25% 30% 10000 - 10000 75% 75% > 10000 75%<br />
DCL.L Dexion Commodities Ltd UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 3000 60% 75% > 3000 75%<br />
DEAL.L Dexion Equity Alternative LD UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
DTL.L Dexion Trading Ltd UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
DGE.L Diageo Plc UK 0 - 1000 5% 1000 - 6000 10% 20% 6000 - 35000 25% 40% > 35000 75%<br />
RXO.L Dialight Plc UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
D<strong>IG</strong>I.L Digital Marketing Group Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 450 50% 75% > 450 75%<br />
DTY.L Dignity Plc UK 0 - 350 20% 350 - 1100 30% 40% 1100 - 1400 50% 60% > 1400 75%<br />
DDT.L Dimension Data Holdings Plc UK 0 - 3750 20% 3750 - 10000 30% 40% 10000 - 20000 50% 60% > 20000 75%<br />
DPLM.L Diploma Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 1100 60% 75% > 1100 75%<br />
DISL.L Discover Leisure Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 6250 50% 75% > 6250 75%<br />
IDJG.L DJ Euro STOXX Growth - IDJG UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75%<br />
DJMC.L DJ Euro STOXX Mid Cap - DJMC UK 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75%<br />
IDVY.L DJ Euro STOXX Select Div - IDVY UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
DJSC.L DJ Euro STOXX Small Cap - DJSC UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
IDJV.L DJ Euro STOXX Value - IDJV UK 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
DMP1.L DM Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
DOLC.L Dolphin Capital Investors td UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 6500 50% 75% > 6500 75%<br />
DOPL.L Dominion Petroleum Ltd UK 0 - 100 25% 100 - 600 30% 40% 600 - 1900 50% 75% > 1900 75%<br />
DOPR.L Domino Printing Sciences UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
DOM.L Domino’s Pizza UK & IRL Plc UK 0 - 600 20% 600 - 1800 30% 40% 1800 - 3000 50% 60% > 3000 75%<br />
DGO.L Dragon Oil Plc UK 0 - 800 10% 800 - 4750 20% 25% 4750 - 8250 35% 45% > 8250 75%<br />
DUPD.L Dragon Ukrainian Properties UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
DRX.L Drax Group Plc UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75%<br />
DRV.L Driver Group Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 80 50% 75% > 80 75%<br />
SMDS.L DS Smith Plc UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 4750 60% 75% > 4750 75%<br />
DSGI.L DSG International UK 0 - 8250 15% 8250 - 50000 25% 30% 50000 - 80000 40% 55% > 80000 75%<br />
DTZ.L DTZ Holdings Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2300 60% 75% > 2300 75%<br />
D<strong>IG</strong>.L Dunedin Income Growth Inv Tst UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
DNDL.L Dunedin Smaller Companies Inv Tst UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
DNLM.L Dunelm Group UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1400 60% 75% > 1400 75%<br />
E2V.L E2V Technologies Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
EAGA.L EAGA Plc UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
DDIT.L Eaglet Investment Trust UK 0 - 200 25% 200 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
EPO.L Earthport Plc UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
EST.L Eastern European Trust UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
EMED.L Eastern Mediterranean Resources UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 6750 50% 75% > 6750 75%<br />
ELRq.L Eastern Platinum Ltd UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
EZJ.L easyJet Plc UK 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 9750 35% 45% > 9750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ECK.L Eckoh Technologies Plc UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
ECW.L Ecofin Water and Power Opp Plc UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
ECO.L EcoSecurities Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 4500 50% 75% > 4500 75%<br />
EDDR.L Edinburgh Dragon Trust Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
EDIN.L Edinburgh Inv Tst UK 0 - 1400 20% 1400 - 4250 30% 40% 4250 - 4250 75% 75% > 4250 75%<br />
EDNT.L Edinburgh New Income Trust UK 0 - 20 25% 20 - 60 30% 40% 60 - 80 50% 75% > 80 75%<br />
EUK.L Edinburgh UK Tracker Trust Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
EUS.L Edinburgh US Tracker Trust Plc UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
EWI.L Edinburgh Worldwide Inv Trust UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
EDD.L Education Development Int UK 0 - 50 25% 50 - 300 30% 40% 300 - 1700 50% 75% > 1700 75%<br />
EGRE.L Egdon Resources Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
ELCO.L Eleco UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
ELTA.L Electra Inv Tst UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
ELEG.L Electric and General Inv Tst UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
ELWO.L Electric Word PLC UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
ECM.L Electrocomponents Plc UK 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 7500 50% 60% > 7500 75%<br />
ELDA.L Electronic Data Process UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
ELM.L Elementis Plc UK 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
EBLZ.L Emblaze Ltd UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
EMPR.L Empresaria Group Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
EMEL.L Empyrean Energy Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 10000 50% 75% > 10000 75%<br />
EO.L Encore Oil Plc UK 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
EDA.L Endace Ltd UK 0 - 15 25% 15 - 90 30% 40% 90 - 150 50% 75% > 150 75%<br />
EGX.L Energetix Group Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 800 50% 75% > 800 75%<br />
EBG.L Energybuild Group Plc UK 0 - 150 25% 150 - 450 30% 40% 450 - 700 50% 75% > 700 75%<br />
ETI.L Enterprise Inns Plc UK 0 - 2300 15% 2300 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75%<br />
ENRE.L Environmant Recycling Tech UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 3250 50% 75% > 3250 75%<br />
ESOE.L EPE Special Opportunities UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
EROS.L Eros International Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1400 50% 75% > 1400 75%<br />
ESGq.L Eservglobal Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 1100 50% 75% > 1100 75%<br />
A<strong>IG</strong>A.L ETC Agriculture DJ-A<strong>IG</strong>CSM UK 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 30000 35% 45% > 30000 75%<br />
A<strong>IG</strong>C.L ETC All Commodities DJ-A<strong>IG</strong>SM UK 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75%<br />
ALMN.L ETC Aluminium UK 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75%<br />
OILB.L ETC Brent 1mth Oil Securities UK 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
COFF.L ETC Coffee UK 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 45000 35% 45% > 45000 75%<br />
COPA.L ETC Copper UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
CORN.L ETC Corn UK 0 - 14250 10% 14250 - 85000 20% 25% 85000 - 150000 35% 45% > 150000 75%<br />
COTN.L ETC Cotton UK 0 - 5250 15% 5250 - 30000 25% 30% 30000 - 55000 40% 55% > 55000 75%<br />
CRUD.L ETC Crude Oil UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75%<br />
A<strong>IG</strong>E.L ETC Energy DJ-A<strong>IG</strong>SM UK 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75%<br />
A<strong>IG</strong>X.L ETC Ex-Energy DJ-A<strong>IG</strong>SM ETC UK 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 15000 35% 45% > 15000 75%<br />
UGAS.L ETC Gasoline UK 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75%<br />
BULL.L ETC Gold UK 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75%<br />
GRNS.L ETC Grains DJ-A<strong>IG</strong>SM UK 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 40000 35% 45% > 40000 75%<br />
HEAT.L ETC Heating Oil UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75%<br />
A<strong>IG</strong>I.L ETC Industrial Metals DJ-A<strong>IG</strong>SM UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75%<br />
HOGS.L ETC Lean Hogs UK 0 - 7750 10% 7750 - 45000 20% 25% 45000 - 80000 35% 45% > 80000 75%<br />
LOIL.L ETC Lev Crude Oil UK 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 30000 40% 55% > 30000 75%<br />
LBUL.L ETC Leveraged Gold UK 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
CATL.L ETC Live Cattle UK 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 15000 35% 45% > 15000 75%<br />
A<strong>IG</strong>L.L ETC Livestock DJ-A<strong>IG</strong>SM UK 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 35000 35% 45% > 35000 75%<br />
NGAS.L ETC Natural Gas UK 0 - 33250 10% 33250 - 200000 20% 25% 200000 - 350000 35% 45% > 350000 75%<br />
NICK.L ETC Nickel UK 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75%<br />
A<strong>IG</strong>O.L ETC Petroleum DJ-A<strong>IG</strong>SM UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
PHAU.L ETC Physical Gold UK 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
PHPD.L ETC Physical Palladium UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
PHPT.L ETC Physical Platinum UK 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
PHPM.L ETC Physical PM Basket UK 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
PHAG.L ETC Physical Silver UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75%<br />
A<strong>IG</strong>P.L ETC Precious Metals DJ-A<strong>IG</strong>SM UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75%<br />
SOIL.L ETC Short Crude Oil UK 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75%<br />
SLVR.L ETC Silver UK 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75%<br />
A<strong>IG</strong>S.L ETC Softs DJ-A<strong>IG</strong>SM UK 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 20000 35% 45% > 20000 75%<br />
SOYO.L ETC Soybean Oil UK 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75%<br />
SOYB.L ETC Soybeans UK 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75%<br />
SUGA.L ETC Sugar UK 0 - 900 10% 900 - 5500 20% 25% 5500 - 9000 35% 45% > 9000 75%<br />
WEAT.L ETC Wheat UK 0 - 8750 10% 8750 - 55000 20% 25% 55000 - 90000 35% 45% > 90000 75%<br />
OILW.L ETC WTI 2mth Oil Securities UK 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75%<br />
ZINC.L ETC Zinc UK 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75%<br />
IDEM.L ETF Emerging Markets UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
IEEM.L ETF MSCI Emerging Markets UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
LNGA.L ETFS Leveraged Natural Gas UK 0 - 9750 15% 9750 - 60000 25% 30% 60000 - 100000 40% 55% > 100000 75%<br />
SUK2.L ETFX FTSE 100 UK 0 - 20 10% 20 - 120 20% 25% 120 - 200 35% 50% > 200 75%<br />
ENRC.L Eurasian Nat Res UK 0 - 900 10% 900 - 5500 20% 25% 5500 - 10000 35% 50% > 10000 75%<br />
ERM.L Euromoney Institutional Investor UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
EOG.L Europa Oil and Gas Holdings Plc UK 0 - 150 25% 150 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
EUNZ.L European Assets Trust NV UK 0 - 10 25% 10 - 60 30% 40% 60 - 100 50% 75% > 100 75%<br />
EGUq.L European Goldfields Ltd UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
EIIB.L European Islamic Investment Bank UK 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
ENK.L European Nickel Plc UK 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
MPE.L Evans (M.P.) Group UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
EVG.L Evolution Group Plc UK 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 4750 50% 60% > 4750 75%<br />
EXPN.L Experian Group Ltd UK 0 - 1800 5% 1800 - 10000 10% 20% 10000 - 20000 25% 40% > 20000 75%<br />
FCAM.L F&C Asset Management Plc UK 0 - 2100 15% 2100 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75%<br />
FCI.L F&C Capital & Income Inv Tst UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
FCPTL.L F&C Commercial Property Trust Ltd UK 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
FPERx.L F&C Private Equity Trust UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
FCS.L F&C Smaller Companies Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
FUS.L F&C UK Select Trust Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
FCSM.L F&C US Smaller Companies Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
FRPG.L Fairpoint Group Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
FKL.L Falkland Island Holdings UK 0 - 10 25% 10 - 60 30% 40% 60 - 90 50% 75% > 90 75%<br />
FOGL.L Falkland Oil & Gas Ltd UK 0 - 75 25% 75 - 450 30% 40% 450 - 1300 50% 75% > 1300 75%<br />
FPM.L Faroe Petroleum Plc UK 0 - 300 25% 300 - 900 40% 50% 900 - 1300 60% 75% > 1300 75%<br />
FENR.L Fenner Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 3000 60% 75% > 3000 75%<br />
FXPO.L Ferrexpo Plc UK 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 5000 50% 60% > 5000 75%<br />
FFA.L Ffastfill Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 3250 50% 75% > 3250 75%<br />
FWEB.L Fiberweb Plc UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 4500 60% 75% > 4500 75%<br />
FAS.L Fidelity Asian Values Plc UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
FEV.L Fidelity European Values Plc UK 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
FJV.L Fidelity Japanese Values Plc UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
FSV.L Fidelity Special Values Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
FDSA.L Fidessa Group PLC UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
FLTR.L Filtrona Plc UK 0 - 800 20% 800 - 2400 30% 40% 2400 - 3750 50% 60% > 3750 75%<br />
FTC.L Filtronic Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
FDL.L Findel Plc UK 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
FGT.L Finsbury Growth & Income Trust Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
FWP.L Finsbury Worldwide Pharm Tst UK 0 - 200 25% 200 - 600 40% 50% 600 - 650 60% 75% > 650 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
FWPx.L Finsbury Worldwide Pharm Tst UK 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
FDI.L Firestone Diamonds Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 2000 50% 75% > 2000 75%<br />
FIAR.L First Artist Corporation UK 0 - 25 25% 25 - 150 30% 40% 150 - 300 50% 75% > 300 75%<br />
FRST.L First Derivatives Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
FSTP.L First Property Group PLC UK 0 - 100 25% 100 - 600 30% 40% 600 - 950 50% 75% > 950 75%<br />
FGP.L Firstgroup Plc UK 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75%<br />
FCU.L Foreign & Colonial Eurotrust Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
FRCL.L Foreign & Colonial Investment Tst UK 0 - 1900 15% 1900 - 5750 25% 30% 5750 - 6000 40% 55% > 6000 75%<br />
FTEFE.L Forte Energy NL UK 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
FPT.L Forth Ports Plc UK 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
FOOI.L Fortune Oil Plc UK 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
FIT.L Framlington Innovative Growth Tst UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
FCCN.L French Connection Group Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
FRES.L Fresnillo Plc UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 5750 35% 50% > 5750 75%<br />
FP.L Friends Provident Plc UK 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 40000 35% 50% > 40000 75%<br />
FRR.L Frontera Resources Corp UK 0 - 50 25% 50 - 300 30% 40% 300 - 2200 50% 75% > 2200 75%<br />
FMLq.L Frontier Mining Ltd UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 15000 50% 75% > 15000 75%<br />
BRIC.L FTSE BRIC 50 UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
IUKP.L FTSE EPRA/NAREIT UK Property Fund UK 0 - 900 10% 900 - 5500 20% 25% 5500 - 9000 35% 45% > 9000 75%<br />
IUKD.L FTSE UK Dividend Plus - IUKD UK 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 15000 35% 45% > 15000 75%<br />
<strong>IG</strong>LT.L FTSE UK Gilt All Stocks - <strong>IG</strong>LT UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75%<br />
IEUR.L FTSEurofirst 80 - IEUR UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75%<br />
FSTA.L Fuller Smith & Turner UK 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
FUM.L Futura Medical Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75%<br />
FGN.L Futuragene Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
FUTR.L Future Plc UK 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
FFY.L Fyffes UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
GAH.L Gable Holdings Inc UK 0 - 250 25% 250 - 750 30% 40% 750 - 800 50% 75% > 800 75%<br />
GAGO.L Galantas Gold Corp UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
GFRM.L Galiform Plc UK 0 - 1600 15% 1600 - 9500 25% 30% 9500 - 20000 40% 55% > 20000 75%<br />
GON.L Galleon Holdings Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
GFRD.L Galliford Try Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 1000 75% 75% > 1000 75%<br />
GMG.L Game Group Plc UK 0 - 2300 15% 2300 - 7000 25% 30% 7000 - 15000 40% 55% > 15000 75%<br />
GAW.L Games Workshop Group Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 150 50% 75% > 150 75%<br />
GVCq.L Gaming VC Holdings SA UK 0 - 25 25% 25 - 150 30% 40% 150 - 400 50% 75% > 400 75%<br />
ABAA.L Gartmore Asia Pacific Trust UK 0 - 10 25% 10 - 30 30% 40% 30 - 50 50% 75% > 50 75%<br />
GEU.L Gartmore European Investment Tst UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
GMF.L Gartmore Fledgling Trust Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
GGL.L Gartmore Global Trust Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
GGOR.L Gartmore Growth Opportunities Plc UK 0 - 5 25% 5 - 30 30% 40% 30 - 70 50% 75% > 70 75%<br />
GIR.L Gartmore Irish Growth Fund Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
GAST.L Gas Turbine Efficiency Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1200 50% 75% > 1200 75%<br />
GASL.L Gasol Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 15000 50% 75% > 15000 75%<br />
GBGP.L GB Group Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
INXG.L GBP <strong>Index</strong> Linked Gilt - INXG UK 0 - 900 10% 900 - 5500 20% 25% 5500 - 9000 35% 45% > 9000 75%<br />
GEMD.L Gem Diamonds UK 0 - 600 20% 600 - 1800 30% 40% 1800 - 2100 50% 60% > 2100 75%<br />
GEM.L Gemfields UK 0 - 100 25% 100 - 600 30% 40% 600 - 2000 50% 75% > 2000 75%<br />
GMX.L Genemedix Plc UK 0 - 200 25% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75%<br />
GENE.L Genesis Emerging Markets Fund Ltd UK 0 - 5 25% 5 - 30 30% 40% 30 - 100 50% 75% > 100 75%<br />
GTX.L Genetix Group Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
GENS.L Genus Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
GNG.L Geong International Ltd. UK 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75%<br />
GPK.L Geopark Holdings Ltd UK 0 - 15 25% 15 - 90 30% 40% 90 - 100 50% 75% > 100 75%<br />
GETM.L Getmobile UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
GKN.L GKN Plc UK 0 - 8500 15% 8500 - 50000 25% 30% 50000 - 60000 40% 55% > 60000 75%<br />
GPNG.L Gladstone Pacific Nickel UK 0 - 10 25% 10 - 60 30% 40% 60 - 100 50% 75% > 100 75%<br />
GLAD.L Gladstone Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
GL9.L Glanbia (LSE) UK 0 - 150 20% 150 - 900 30% 40% 900 - 2000 50% 60% > 2000 75%<br />
GLS.L Glasgow Income Trust UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
GSK.L GlaxoSmithKline Plc UK 0 - 800 5% 800 - 4750 10% 20% 4750 - 60000 25% 40% > 60000 75%<br />
GCM.L Global Coal Management Plc UK 0 - 400 25% 400 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
GBLE.L Global Energy Development Plc UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
GBPq.L Global Petroleum Ltd UK 0 - 150 25% 150 - 900 30% 40% 900 - 2750 50% 75% > 2750 75%<br />
GO.L Globeop Financial Services UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
GLBS.L Globus Maritime Ltd UK 0 - 20 25% 20 - 60 30% 40% 60 - 70 50% 75% > 70 75%<br />
GMA.L GMA Resources Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 4000 50% 75% > 4000 75%<br />
GOG.L Go-Ahead Group Plc UK 0 - 150 15% 150 - 900 25% 30% 900 - 1000 40% 55% > 1000 75%<br />
GOAL.L Goals Soccer Centres Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
GOI.L GoIndustry Plc UK 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
GOO.L Gold Oil Plc UK 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
GPRT.L GoldenPort Holdings Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
GSDO.L Goldman Sachs Dynamic Opps £ UK 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
GSDOx.L Goldman Sachs Dynamic Opps € UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
GLDP.L Goldplat Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
GSD.L Goldshield Group Plc UK 0 - 70 25% 70 - 200 40% 50% 200 - 300 60% 75% > 300 75%<br />
GDWN.L Goodwin Plc UK 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
GRF_u.L Grafton Group (LSE) UK 0 - 200 20% 200 - 1200 35% 50% 1200 - 2750 50% 75% > 2750 75%<br />
GRI.L Grainger Trust Plc UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1600 60% 75% > 1600 75%<br />
GPE.L Graphite Enterprise Trust Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
GEECq.L Great Eastern Energ-GDR REGS UK 0 - 25 25% 25 - 150 30% 40% 150 - 650 50% 75% > 650 75%<br />
GPOR.L Great Portland Estates Plc UK 0 - 1000 20% 1000 - 6000 30% 40% 6000 - 8000 50% 60% > 8000 75%<br />
GNC.L Greencore Group (LSE) UK 0 - 400 20% 400 - 2400 35% 50% 2400 - 2750 50% 75% > 2750 75%<br />
GNK.L Greene King Plc UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 5500 35% 45% > 5500 75%<br />
GKO.L Greenko Group Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
GRG.L Greggs Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1400 60% 75% > 1400 75%<br />
GHT.L Gresham Computing Plc UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
GFM.L Griffin Mining Ltd UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2300 50% 75% > 2300 75%<br />
GFS.L Group 4 Securicor Plc UK 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 30000 35% 50% > 30000 75%<br />
GTL.L GTL Resources Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
GKP.L Gulf Keystone Petroleum Ltd UK 0 - 2100 25% 2100 - 15000 40% 50% 15000 - 45000 60% 75% > 45000 75%<br />
GPX.L Gulfsands Petroleum Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2750 60% 75% > 2750 75%<br />
GWP.L GW Pharmaceuticals Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
HTGR.L H&T Group UK 0 - 150 25% 150 - 450 40% 50% 450 - 650 60% 75% > 650 75%<br />
HAIK.L Haike Chemical Group Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 500 50% 75% > 500 75%<br />
HFD.L Halfords Group Plc UK 0 - 700 15% 700 - 4250 25% 30% 4250 - 4250 75% 75% > 4250 75%<br />
HMS.L Hallin Marine Subsea Intl UK 0 - 30 25% 30 - 200 30% 40% 200 - 500 50% 75% > 500 75%<br />
HLMA.L Halma Plc UK 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 6000 50% 60% > 6000 75%<br />
HMB.L Hambledon Mining Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 6750 50% 75% > 6750 75%<br />
HMSO.L Hammerson Plc UK 0 - 2300 10% 2300 - 15000 20% 25% 15000 - 20000 35% 50% > 20000 75%<br />
HAMP.L Hampson Industries Plc UK 0 - 500 25% 500 - 3000 40% 50% 3000 - 3750 60% 75% > 3750 75%<br />
HAMW.L Hamworthy KSE UK 0 - 200 25% 200 - 600 40% 50% 600 - 1000 60% 75% > 1000 75%<br />
HAN.L Hansa Trust Plc UK 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
HSD.L Hansard Global Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
HWH.L Hanson Westhouse Holding Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
HSTN.L Hansteen Holdings Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
HDD.L Hardide UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 2000 50% 75% > 2000 75%<br />
HAOG.L Hardy Oil & Gas Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
HDU.L Hardy Underwriting Group Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
HRGV.L Hargreaves Lansdown Plc UK 0 - 800 20% 800 - 2400 30% 40% 2400 - 3750 50% 60% > 3750 75%<br />
HASE.L Hargreaves Services Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 500 60% 75% > 500 75%<br />
HARH.L Harvard International Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
HARV.L Harvey Nash Group Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75%<br />
HAVE.L Havelock Europa Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
HAYS.L Hays Plc UK 0 - 4750 10% 4750 - 30000 20% 25% 30000 - 40000 35% 45% > 40000 75%<br />
HEAD.L Headlam Group Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 850 60% 75% > 850 75%<br />
HCEG.L Healthcare Enterprise Group Plc UK 0 - 20 25% 20 - 60 30% 40% 60 - 70 50% 75% > 70 75%<br />
HLO.L Healthcare Locums Plc UK 0 - 600 20% 600 - 1800 30% 40% 1800 - 3250 50% 60% > 3250 75%<br />
HLS.L Helesi Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
HLCL.L Helical Bar Plc UK 0 - 300 25% 300 - 900 40% 50% 900 - 1500 60% 75% > 1500 75%<br />
HEGY.L Helius Energy Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
HCLL.L Hellenic Carriers Ltd UK 0 - 20 25% 20 - 60 30% 40% 60 - 100 50% 75% > 100 75%<br />
HHR.L Helphire Plc UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
HNE.L Henderson EuroTrust Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
HFEL.L Henderson Far East Income Trust Ltd UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
HGGH.L Henderson Group Plc UK 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 10000 40% 55% > 10000 75%<br />
HHI.L Henderson High Income Trust Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
HPEQ.L Henderson Private Equity Invest UK 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75%<br />
HSL.L Henderson Smaller Companies Inv Tst UK 0 - 300 25% 300 - 900 40% 50% 900 - 1100 60% 75% > 1100 75%<br />
HPI.L Henderson TR Pacific Investment Tst UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
HRI.L Herald Inv Tst UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
HOIL.L Heritage Oil Ltd UK 0 - 300 10% 300 - 1800 20% 25% 1800 - 7250 35% 45% > 7250 75%<br />
H<strong>IG</strong>P.L Hertford International Group UK 0 - 150 25% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
HHC.L Hexagon Human Capital PLC UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
HGT.L HgCapital Trust Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
HIF.L Hidefield Gold Plc UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 2300 50% 75% > 2300 75%<br />
HGM.L Highland Gold Mining Ltd UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 3500 60% 75% > 3500 75%<br />
HT<strong>IG</strong>.L Hightex Group Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 2400 50% 75% > 2400 75%<br />
HIK.L Hikma Pharmaceuticals UK 0 - 400 20% 400 - 1200 30% 40% 1200 - 1400 50% 60% > 1400 75%<br />
HILS.L Hill & Smith Holdings Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
HFG.L Hilton Food Group Ltd UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
HRCO.L Hirco PLC UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
HSX.L Hiscox Plc UK 0 - 1100 15% 1100 - 3250 25% 30% 3250 - 6250 40% 55% > 6250 75%<br />
HMV.L HMV Group Plc UK 0 - 2750 15% 2750 - 8250 25% 30% 8250 - 15000 40% 55% > 15000 75%<br />
HOCM.L Hochschild Mining Plc UK 0 - 600 15% 600 - 3500 25% 30% 3500 - 5000 40% 55% > 5000 75%<br />
HRG.L Hogg Robinson Group Plc UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4750 60% 75% > 4750 75%<br />
HBR.L Holidaybreak Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
HOME.L Home Retail Group UK 0 - 1400 5% 1400 - 8500 10% 20% 8500 - 35000 25% 40% > 35000 75%<br />
HSV.L Homeserve Plc UK 0 - 150 20% 150 - 450 30% 40% 450 - 700 50% 60% > 700 75%<br />
HRN.L Hornby Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
HTT.L Hot Tuna International Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 20000 50% 75% > 20000 75%<br />
HCOP.L Hotel Corp Plc/The UK 0 - 5 25% 5 - 30 30% 40% 30 - 200 50% 75% > 200 75%<br />
HRO.L HR Owen Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75%<br />
HSBA.L HSBC Holdings Plc UK 0 - 1500 5% 1500 - 9000 10% 20% 9000 - 300000 25% 40% > 300000 75%<br />
HICL.L HSBC Infrastructure Co UK 0 - 4500 20% 4500 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75%<br />
HTG.L Hunting Plc UK 0 - 500 15% 500 - 1500 25% 30% 1500 - 2750 40% 55% > 2750 75%<br />
HNTS.L Huntsworth Plc UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
HCM.L Hutchison China Meditech Ltd UK 0 - 10 25% 10 - 60 30% 40% 60 - 450 50% 75% > 450 75%<br />
HVX.L Huveaux Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75%<br />
HYC.L Hyder Consulting Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
HYR.L Hydrodec Group Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 1400 50% 75% > 1400 75%<br />
IBCX.L IBCX Euro Corporate Bond UK 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75%<br />
IAP.L ICAP Plc UK 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 15000 35% 50% > 15000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
IDLS.L Ideal Shopping UK 0 - 30 25% 30 - 200 30% 40% 200 - 350 50% 75% > 350 75%<br />
IDOX.L IDOX UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2000 50% 75% > 2000 75%<br />
IFP.L IFG Group Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
<strong>IG</strong>G.L <strong>IG</strong> Group Holdings Plc UK 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75%<br />
IMG.L Imagination Technologies Group Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1600 60% 75% > 1600 75%<br />
IMI.L IMI Plc UK 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 10000 35% 45% > 10000 75%<br />
IDH.L Immunodiagnostic Systems UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
IMM.L Immupharma Plc UK 0 - 250 25% 250 - 1500 40% 50% 1500 - 2500 60% 75% > 2500 75%<br />
IMPX.L Impax Environmental Systems UK 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
IPX.L Impax Group Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
IVO.L Imperial Innovations Group Plc UK 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75%<br />
IMT.L Imperial Tobacco Group Plc UK 0 - 600 5% 600 - 3500 10% 20% 3500 - 15000 25% 40% > 15000 75%<br />
INCH.L Inchcape Plc UK 0 - 29750 25% 29750 - 90000 40% 50% 90000 - 150000 60% 75% > 150000 75%<br />
IMED.L Independent Media Dist UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
INME.L Independent News & Media Plc (LSE) UK 0 - 1800 20% 1800 - 5500 35% 50% 5500 - 7750 50% 75% > 7750 75%<br />
IRG.L Independent Resources Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
<strong>IG</strong>C.L India Capital Growth Fund LT UK 0 - 50 25% 50 - 300 30% 40% 300 - 600 50% 75% > 600 75%<br />
ID2A.L IndigoVision Group Plc UK 0 - 5 25% 5 - 30 30% 40% 30 - 50 50% 75% > 50 75%<br />
INDRE.L Individual Restaurant Co. Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 300 50% 75% > 300 75%<br />
INDII.L Indus Gas Ltd UK 0 - 200 25% 200 - 600 40% 50% 600 - 950 60% 75% > 950 75%<br />
INF.L Informa Plc UK 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75%<br />
<strong>IG</strong>RE.L Ing Global Real Estate UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
IRET.L ING UK Real Estate Inc Trust UK 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
IMAC.L Ingenious Media Active Capital Ltd UK 0 - 100 25% 100 - 600 30% 40% 600 - 600 75% 75% > 600 75%<br />
ILND.L Inland Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75%<br />
ISA.L Inmarsat Plc UK 0 - 1500 10% 1500 - 4500 20% 25% 4500 - 8500 35% 50% > 8500 75%<br />
T<strong>IG</strong>.L Innovation Group Plc UK 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 15000 60% 75% > 15000 75%<br />
INNV.L Innovision Research & Technology UK 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
INGG.L Inspired Gaming UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
ITL.L Intec Telecom Systems Plc UK 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 5500 60% 75% > 5500 75%<br />
ITAM.L Integrated Asset Management Plc UK 0 - 30 25% 30 - 90 30% 40% 90 - 150 50% 75% > 150 75%<br />
IEN.L Intelligent Environments Group UK 0 - 100 25% 100 - 600 30% 40% 600 - 800 50% 75% > 800 75%<br />
<strong>IG</strong>P.L Intercede Group UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
IHG.L Intercontinental Hotels Group Plc UK 0 - 600 5% 600 - 3500 10% 20% 3500 - 10000 25% 40% > 10000 75%<br />
ISG.L Interior Services Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 550 50% 75% > 550 75%<br />
ICP.L Intermediate Capital Group Plc UK 0 - 2000 25% 2000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
IBT.L International Biotechnology Tst UK 0 - 25 25% 25 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
IFL.L International Ferro Metals UK 0 - 2400 20% 2400 - 7250 30% 40% 7250 - 9250 50% 60% > 9250 75%<br />
IPF.L International Personal Finance UK 0 - 1400 20% 1400 - 8500 30% 40% 8500 - 15000 50% 60% > 15000 75%<br />
IPR.L International Power Plc UK 0 - 3000 5% 3000 - 20000 10% 20% 20000 - 40000 25% 40% > 40000 75%<br />
INPP.L International Public Partner UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 4500 60% 75% > 4500 75%<br />
IRV.L Interserve Plc UK 0 - 600 20% 600 - 3500 30% 40% 3500 - 3750 50% 60% > 3750 75%<br />
ITRK.L Intertek Group Plc UK 0 - 450 10% 450 - 2750 20% 25% 2750 - 4250 35% 50% > 4250 75%<br />
ISYS.L Invensys Plc UK 0 - 1800 5% 1800 - 10000 10% 20% 10000 - 25000 25% 40% > 25000 75%<br />
IAT.L INVESCO Asia TRUST UK 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
IEI.L INVESCO English and Int Tst UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
IVI.L INVESCO Income Growth Trust Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
IVPH.L INVESCO Perp Select Trust UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
IPU.L INVESCO Perp UK Smaller Cos UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
IPE.L INVESCO Perpetual European UK 0 - 20 25% 20 - 60 30% 40% 60 - 100 50% 75% > 100 75%<br />
IPI.L Invesco UK Property Income Tst UK 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
INVP.L Investec Plc UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 15000 35% 45% > 15000 75%<br />
IERE.L Invista European Real Estate Trust UK 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
IFD.L Invista Foundation Property Trust UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 3250 60% 75% > 3250 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
INRE.L Invista Real Estate UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
INVO.L Invocas Group Plc UK 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75%<br />
IOFI.L Iofina Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
IOMG.L iomart Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1500 50% 75% > 1500 75%<br />
IPO.L IP2IPO Group Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
IPEL.L Ipellam Group Plc UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
IPSA.L IPSA Group Plc. UK 0 - 50 25% 50 - 300 30% 40% 300 - 750 50% 75% > 750 75%<br />
IQE.L IQE Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 9000 50% 75% > 9000 75%<br />
ICG_u.L Irish Cont Unit (LSE) UK 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
IPM.L Irish Life & Permanent (LSE) UK 0 - 450 20% 450 - 2750 35% 50% 2750 - 9500 50% 75% > 9500 75%<br />
ISH.L Ishaan Real Estate Plc UK 0 - 500 25% 500 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
IPT.L ISIS Property Ltd UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
IRP.L ISIS Property Trust 2 UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
ISLB.L Islamic Bank of Britain Plc UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
<strong>IG</strong>AS.L Island Gas Resources Plc UK 0 - 20 25% 20 - 60 30% 40% 60 - 80 50% 75% > 80 75%<br />
IOG.L Island Oil & Gas Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1100 50% 75% > 1100 75%<br />
ITE.L ITE Group Plc UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
IAE.L Ithaca Energy Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 2000 50% 75% > 2000 75%<br />
ITM.L ITM Power Plc UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
ITV.L ITV Plc UK 0 - 6500 10% 6500 - 40000 20% 25% 40000 - 90000 35% 45% > 90000 75%<br />
FSJ.L James Fisher & Sons Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
JHD.L James Halstead Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
JAP.L Japanese Accelerated Perf Fund Ltd UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
JLT.L Jardine Lloyd Thompson Group Plc UK 0 - 800 15% 800 - 2400 25% 30% 2400 - 3000 40% 55% > 3000 75%<br />
JRVS.L Jarvis Plc UK 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
JLF.L Jelf Group PLC UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
JLEC.L Jersey Elec ‘A’ UK 0 - 1 25% 1 - 3 30% 40% 3 - 3 75% 75% > 3 75%<br />
JSP.L Jessops Plc UK 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
JHL.L Jetion Holdings Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 500 50% 75% > 500 75%<br />
JJB.L JJB Sports Plc UK 0 - 3250 25% 3250 - 20000 40% 50% 20000 - 25000 60% 75% > 25000 75%<br />
JKX.L JKX Oil & Gas Plc UK 0 - 600 20% 600 - 1800 30% 40% 1800 - 2750 50% 60% > 2750 75%<br />
JD.L John David Group Plc UK 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
MNZS.L John Menzies Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
WG.L John Wood Group Plc UK 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75%<br />
JMAT.L Johnson Matthey Plc UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 4750 35% 50% > 4750 75%<br />
JSG.L Johnson Service Group Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 3250 50% 75% > 3250 75%<br />
JPR.L Johnston Press Plc UK 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
JNYJ.L Journey Group Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
JETi.L JP Morgan European Investment Trust UK 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
JAM.L JPM Flem American Inv Tst UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
JAI.L JPM Flem Asian Inv Tst UK 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
JMC.L JPM Flem Chinese UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
JCH.L JPM Flem Claverhouse IT Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
JMG.L JPM Flem Emerging Markets Inv Tst UK 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75%<br />
JMGx.L JPM Flem Emerging Mkts Inv Subs UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
JFF.L JPM Flem Euro Fledgeling Inv Tst UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
JII.L JPM Flem Indian Inv Tst UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
JPSx.L JPM Flem Jap Sml IT UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
JFJ.L JPM Flem Japanese Inv Tst UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
JPS.L JPM Flem Japanese Sm Co Inv Tst UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
JMF.L JPM Flem Mid Cap Inv Tst UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
JMO.L JPM Flem Overseas Inv Tst UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
JRS.L JPM Flem Russian Securities Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
JMI.L JPM Flem Smaller Companies Inv Tst UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
JPU.L JPM Flem US Discover UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
JPIPu.L JPM Fleming Inc & Cap-U Inv Tst UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
JETx.L JPMorgan European Inv. Growth Trust UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
JIIx.L JPMorgan Indian Inv Trust PLC UK 0 - 20 25% 20 - 100 30% 40% 100 - 250 50% 75% > 250 75%<br />
JSM.L JSM Indochina Ltd UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
JLP.L Jubilee Platinum Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 6750 50% 75% > 6750 75%<br />
JEO.L Jupiter Euro Opportunities Trust UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
JGC.L Jupiter Green Investment UK 0 - 25 25% 25 - 150 30% 40% 150 - 350 50% 75% > 350 75%<br />
JPG.L Jupiter Primadona Growth UK 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
JSE_u.L Jupiter Second Enhanced I-U UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
JR.L Just Retirement Plc UK 0 - 5750 25% 5750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
JZCP.L JZ Capital Partners Ltd UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
KBT.L K3 Business Technology Group Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 100 50% 75% > 100 75%<br />
KAH.L Kalahari Minerals PLC UK 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
KAZ.L Kazakhmys Plc UK 0 - 900 10% 900 - 5500 20% 25% 5500 - 20000 35% 50% > 20000 75%<br />
KBCAT.L KBC Advanced Technologies UK 0 - 50 25% 50 - 300 30% 40% 300 - 700 50% 75% > 700 75%<br />
KLR.L Keller Group Plc UK 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75%<br />
JEV.L Kenmare Resources (UK) UK 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 6500 60% 75% > 6500 75%<br />
KEIFq.L Kenmore Euro UK 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
KENZ.L Kentz Corp Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 1700 50% 75% > 1700 75%<br />
KYGa.L Kerry Group (LSE) UK 0 - 250 10% 250 - 1500 20% 25% 1500 - 1800 35% 50% > 1800 75%<br />
KESA.L Kesa Electricals Plc UK 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 20000 35% 45% > 20000 75%<br />
KWL.L Kewill Systems UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
KIT.L Keystone Inv Tst UK 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
KIE.L Kier Group Plc UK 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
KGF.L Kingfisher Plc UK 0 - 4750 5% 4750 - 30000 10% 20% 30000 - 80000 25% 40% > 80000 75%<br />
KSP.L Kingspan Group (LSE) UK 0 - 80 10% 80 - 500 20% 25% 500 - 3000 35% 50% > 3000 75%<br />
KCOM.L Kingston Communications Plc UK 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
KGIq.L Kirkland Lake Gold Inc UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
KFX.L Kofax Plc UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
KDD.L Kopane Diamond Developments UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 10000 50% 75% > 10000 75%<br />
KSK.L KSK Power Ventur Plc UK 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
KUBCq.L Kubera Cross-Border Fund UK 0 - 50 25% 50 - 300 30% 40% 300 - 4250 50% 75% > 4250 75%<br />
KYS.L Kyro Resources Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
LAD.L Ladbrokes PLC UK 0 - 2100 10% 2100 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75%<br />
LGN.L Lagan Capital Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
LRD.L Laird Group Plc UK 0 - 700 20% 700 - 2100 30% 40% 2100 - 3250 50% 60% > 3250 75%<br />
LAM.L Lamprell Plc UK 0 - 900 20% 900 - 5500 30% 40% 5500 - 5750 50% 60% > 5750 75%<br />
LRE.L Lancashire Holdings Ltd UK 0 - 450 10% 450 - 2750 20% 25% 2750 - 5750 35% 45% > 5750 75%<br />
LAND.L Land Securities Group Plc UK 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 25000 35% 50% > 25000 75%<br />
LKI.L Landkom International Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2500 50% 75% > 2500 75%<br />
LND.L Landore Resources Ltd UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
LATC.L Latchways UK 0 - 5 25% 5 - 20 30% 40% 20 - 30 50% 75% > 30 75%<br />
ALY.L Laura Ashley Holdings Plc UK 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
LVD.L Lavendon Group Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
LWDB.L Law Debenture Corp Plc UK 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
LEAF.L Leaf Clean Energy Co. UK 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
LDP.L Leed Petroleum Plc UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
LGEN.L Legal & General Group Plc UK 0 - 13750 10% 13750 - 85000 20% 25% 85000 - 150000 35% 50% > 150000 75%<br />
LEIS.L Leisure & Gaming Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 1600 50% 75% > 1600 75%<br />
LGO.L Leni Gas & Oil Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 15000 50% 75% > 15000 75%<br />
LII.L Liberty International Plc UK 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 10000 35% 50% > 10000 75%<br />
LID.L LiDCO Group Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 650 50% 75% > 650 75%<br />
LGHT.L Lighthouse Group UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
LCT.L Lincat Group Plc UK 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75%<br />
LIO.L Liontrust Asset Management Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 850 60% 75% > 850 75%<br />
LIPX.L Lipoxen Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 3250 50% 75% > 3250 75%<br />
AUIV.L Livermore Investments Group Plc UK 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
LLOY.L Lloyds TSB Group Plc UK 0 - 9500 10% 9500 - 55000 20% 25% 55000 - 550000 35% 50% > 550000 75%<br />
LOG.L LogicaCMG Plc UK 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 50000 35% 45% > 50000 75%<br />
LOK.L Lok’nStore Group Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
LMMT.L Lombard Medical Tech UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 5000 50% 75% > 5000 75%<br />
LAS.L London & Associated Properties Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
LSP.L London & Stamford Property Ltd UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2300 50% 75% > 2300 75%<br />
LCG.L London Capital Group Holdings Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 750 60% 75% > 750 75%<br />
LSE.L London Stock Exchange Plc UK 0 - 1200 20% 1200 - 3500 35% 50% 3500 - 6250 50% 75% > 6250 75%<br />
LMI.L Lonmin Plc UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 7750 35% 50% > 7750 75%<br />
LONR.L Lonrho Africa Plc UK 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 20000 60% 75% > 20000 75%<br />
LZM.L Lonzim Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1600 50% 75% > 1600 75%<br />
LOOK.L Lookers Plc UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
LWB.L Low & Bonar Plc UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
LWI.L Lowland Investment Company Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
LQDE.L LQDE USD Corporate Bond UK 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
LSL.L LSL Property UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1300 60% 75% > 1300 75%<br />
LMR.L Luminar Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1500 60% 75% > 1500 75%<br />
LUP.L Lupus Capital Plc UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
LNFT.L Lyxor ETF India S&P CNX NIFTY UK 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75%<br />
GBSx.L Lyxor Gold Bullion Securities UK 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
MEQ.L M&G Equity Inv Trust Plc UK 0 - 200 25% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75%<br />
MPO.L Macau Property UK 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75%<br />
MACF.L Macfarlane Group Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
MAGM.L Maghreb Minerals Plc UK 0 - 150 25% 150 - 900 30% 40% 900 - 3250 50% 75% > 3250 75%<br />
MAJE.L Majedie Investments Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MJW.L Majestic Wine Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
EMG.L Man Group Plc UK 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 55000 35% 50% > 55000 75%<br />
MSPS.L Managed Support Services Plc UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
NZX.L Management Consulting Group Plc UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 4000 60% 75% > 4000 75%<br />
MNL.L Manchester & London Inv Trust UK 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75%<br />
MNGS.L Manganese Bronze Hldgs Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MKS.L Marks & Spencer Group Plc UK 0 - 2750 5% 2750 - 15000 10% 20% 15000 - 55000 25% 40% > 55000 75%<br />
MSLH.L Marshalls Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
MARS.L Marston’s Plc UK 0 - 1400 15% 1400 - 8500 25% 30% 8500 - 15000 40% 55% > 15000 75%<br />
MACP.L Martin Currie Pacific Trust Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
MNP.L Martin Currie Portfolio Inv Tst UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
MRWN.L Marwyn Value Investors II Ltd UK 0 - 35 25% 35 - 200 30% 40% 200 - 450 50% 75% > 450 75%<br />
MWB.L Marylebone Warwick Balfour Group UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
MTEC.L Matchtech Group Plc UK 0 - 5 25% 5 - 30 30% 40% 30 - 200 50% 75% > 200 75%<br />
MPTR.L Matra Petroleum Plc UK 0 - 750 25% 750 - 4500 30% 40% 4500 - 30000 50% 75% > 30000 75%<br />
MERE_p.L Matrix European Real Estate Fund UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
MTWL.L Mattioli Woods Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75%<br />
MXP.L Max Petroleum Plc UK 0 - 4000 25% 4000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
MXM.L Maxima Holdings Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 250 50% 75% > 250 75%<br />
MAYG.L May Gurney UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
MUBL.L MBL Group Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
MCB.L Mcbride Plc UK 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75%<br />
MCKS.L Mckay Securities Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
MDME.L MDM Engineering Group Ltd UK 0 - 20 25% 20 - 60 30% 40% 60 - 80 50% 75% > 80 75%<br />
MDY.L MDY Healthcare Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 90 50% 75% > 90 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
MERG.L Mears Group Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1600 60% 75% > 1600 75%<br />
MEC.L Mecom Group UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2500 60% 75% > 2500 75%<br />
MEDIC.L Media Corporation Plc UK 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
MLH.L Medical House Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
MDST.L Medicsight Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 2750 60% 75% > 2750 75%<br />
MOG.L Mediterranean Oil & Gas Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 650 50% 75% > 650 75%<br />
MDWU.L Mediwatch Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
MML.L Medusa Mining Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 900 50% 75% > 900 75%<br />
MGGT.L Meggitt Plc UK 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75%<br />
MJT.L Melchior Japan Invest Trust UK 0 - 100 25% 100 - 600 30% 40% 600 - 1400 50% 75% > 1400 75%<br />
MLO.L Melorio Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 750 50% 75% > 750 75%<br />
NYN.L Melrose Plc UK 0 - 900 15% 900 - 5500 25% 30% 5500 - 8000 40% 55% > 8000 75%<br />
MRS.L Melrose Resources Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MRCM.L Mercantile Investment Trust Plc UK 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75%<br />
MCTG.L Mercator Gold Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 5500 50% 75% > 5500 75%<br />
MRCH.L Merchants Trust Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
MRP.L Meridian Petroleum Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 650 50% 75% > 650 75%<br />
MRX.L Metalrax Group Plc UK 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
MTL.L Metals Exploration UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 3000 50% 75% > 3000 75%<br />
MTT.L Metal-Tech Ltd UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
METL.L Metro Baltic Horizons Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75%<br />
MPI.L Michael Page International Plc UK 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 10000 35% 45% > 10000 75%<br />
MCRO.L Micro Focus International Plc UK 0 - 700 15% 700 - 4250 25% 30% 4250 - 4750 40% 55% > 4750 75%<br />
MCGN.L Microgen Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 550 50% 75% > 550 75%<br />
MLC.L Millennium & Copthorne Hotels Plc UK 0 - 500 15% 500 - 3000 25% 30% 3000 - 3750 40% 55% > 3750 75%<br />
MINC.L Minco Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 850 50% 75% > 850 75%<br />
MIRL.L Minera IRL Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
MNR.L Minerva Plc UK 0 - 750 25% 750 - 4500 30% 40% 4500 - 8000 50% 75% > 8000 75%<br />
MPLS.L Minorplanet Systems Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
MLD.L Mirland Development Corp UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
MSY.L Misys Plc UK 0 - 2000 15% 2000 - 6000 25% 30% 6000 - 10000 40% 55% > 10000 75%<br />
MAB.L Mitchells & Butlers Plc UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75%<br />
MTO.L Mitie Group UK 0 - 1100 15% 1100 - 3250 25% 30% 3250 - 5500 40% 55% > 5500 75%<br />
GLEG.L MJ Gleeson Group Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MWG.L Modern Water Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 1000 50% 75% > 1000 75%<br />
MLIN.L Molins Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
MNDI.L Mondi (LSE) Plc UK 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 10000 35% 45% > 10000 75%<br />
MONY.L Moneysupermarket.com UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3500 60% 75% > 3500 75%<br />
MONI.L Monitise Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 15000 50% 75% > 15000 75%<br />
MNKS.L Monks Inv Tst UK 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
MONT.L Montanaro European Smaller Co UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
MTU.L Montanaro UK Smaller Cos Inv UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
MWJ.L Morant Wright Japan Trust UK 0 - 150 25% 150 - 900 40% 50% 900 - 1000 60% 75% > 1000 75%<br />
MGCR.L Morgan Crucible UK 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 6750 50% 60% > 6750 75%<br />
MGNS.L Morgan Sindall Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 550 60% 75% > 550 75%<br />
MRW.L Morrison WM Supermarkets UK 0 - 3500 5% 3500 - 20000 10% 20% 20000 - 50000 25% 40% > 50000 75%<br />
MOR.L Morse Plc UK 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
MRN.L Morson Group Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 100 50% 75% > 100 75%<br />
MOSB.L Moss Bros Group Plc UK 0 - 200 25% 200 - 600 30% 40% 600 - 850 50% 75% > 850 75%<br />
MTC.L Mothercare Plc UK 0 - 450 20% 450 - 1400 30% 40% 1400 - 1900 50% 60% > 1900 75%<br />
MOTI.L Motivcom Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
MCHL.L Mouchel Parkman Plc UK 0 - 400 20% 400 - 2400 30% 40% 2400 - 2750 50% 60% > 2750 75%<br />
MSTL.L MS International Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
IFFF.L MSCI AC Far East ex-Japan - IFFF UK 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
IBZL.L MSCI Brazil - IBZL UK 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75%<br />
IJPN.L MSCI Japan Fund - IJPN UK 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 15000 35% 45% > 15000 75%<br />
IKOR.L MSCI Korea - IKOR UK 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
ITWN.L MSCI Taiwan - ITWN UK 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75%<br />
ITKY.L MSCI Turkey - ITKY UK 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75%<br />
IWRD.L MSCI World - IWRD UK 0 - 700 10% 700 - 4250 20% 25% 4250 - 7000 35% 45% > 7000 75%<br />
MKLW.L Mucklow (A & J) Group Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
MUL.L Mulberry Group Plc UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
MUT.L Murray Income Trust Plc UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
MYI.L Murray International Trust Plc UK 0 - 200 20% 200 - 600 30% 40% 600 - 850 50% 60% > 850 75%<br />
TOPS_px.L MW Tops Ltd - EUR UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
TOPS_p.L MW Tops Ltd - GBP UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
MWA.L Mwana Africa Plc UK 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 20000 60% 75% > 20000 75%<br />
NAD.L Namakwa Diamonds Ltd UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
NBE.L Namibian Resources Plc UK 0 - 150 25% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
NANON.L Nanoco Group Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
NSN.L Natasa Mining Ltd UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
NEX.L National Express Group Plc UK 0 - 2100 10% 2100 - 6250 20% 25% 6250 - 9500 35% 45% > 9500 75%<br />
NG.L National Grid Plc UK 0 - 1700 5% 1700 - 10000 10% 20% 10000 - 35000 25% 40% > 35000 75%<br />
NPE.L Nautical Petroleum Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75%<br />
NUSM.L Nautilus Minerals Inc UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
NBPC.L Naya Bharat Property Co Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 650 50% 75% > 650 75%<br />
NBT.L NBT Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 150 50% 75% > 150 75%<br />
NCCG.L NCC Group Ltd UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
NEONF.L Neovia Financial Plc UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
NSR.L Nestor Healthcare Group Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75%<br />
NETC.L Netcall Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
NPT.L Netplay TV Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1400 50% 75% > 1400 75%<br />
NWKI.L Networkers International Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 500 50% 75% > 500 75%<br />
NEHE.L Neutrahealth Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
NBPO.L New Britain Palm Oil Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 650 50% 75% > 650 75%<br />
NII.L New India Inv Tst UK 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
NWRS.L New World Resources BV UK 0 - 450 15% 450 - 2750 25% 30% 2750 - 2750 75% 75% > 2750 75%<br />
NFC.L Next Fifteen Communications Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
NXT.L Next Plc UK 0 - 450 5% 450 - 2750 10% 20% 2750 - 9500 25% 40% > 9500 75%<br />
NEXMA.L Nexus Management Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 7750 50% 75% > 7750 75%<br />
NICL.L Nichols Plc UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
URU.L Niger Uranium Ltd UK 0 - 100 25% 100 - 600 30% 40% 600 - 4250 50% 75% > 4250 75%<br />
NGTE.L Nighthawk Energy Plc UK 0 - 3500 25% 3500 - 20000 40% 50% 20000 - 25000 60% 75% > 25000 75%<br />
HNN.L Norman Hay Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 80 75% 75% > 80 75%<br />
NOGO.L Norseman Gold Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 7000 50% 75% > 7000 75%<br />
NTAS.L North Atlantic Smaller Corp UK 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
NTA.L Northacre Plc UK 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75%<br />
NFDS.L Northern Foods Plc UK 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 7000 60% 75% > 7000 75%<br />
NOP.L Northern Petroleum Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
NTG.L Northgate Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 2100 75% 75% > 2100 75%<br />
NWG.L Northumbrian Water Group Plc UK 0 - 1700 15% 1700 - 5000 25% 30% 5000 - 7250 40% 55% > 7250 75%<br />
NVA.L Novae Group Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 550 60% 75% > 550 75%<br />
NOEN.L Novera UK 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75%<br />
NUM.L Numis Corp Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 400 60% 75% > 400 75%<br />
NVR.L Nviro Cleantech Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2750 50% 75% > 2750 75%<br />
NWF.L NWF Group Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 80 50% 75% > 80 75%<br />
NTX.L NXT Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
NYO.L Nyota Minerals Ltd UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 5500 50% 75% > 5500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
OAH.L Oak Holdings Plc UK 0 - 75 25% 75 - 250 30% 40% 250 - 250 75% 75% > 250 75%<br />
OBT.L Obtala Resources Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1600 50% 75% > 1600 75%<br />
OPT.L Ocean Power Technologies Inc UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
OCN.L Ocean Wilsons Holdings Ltd UK 0 - 5 25% 5 - 30 30% 40% 30 - 40 50% 75% > 40 75%<br />
OFF.L Office2office Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 800 50% 75% > 800 75%<br />
OPF.L Off-Plan Fund Ltd UK 0 - 20 25% 20 - 100 30% 40% 100 - 350 50% 75% > 350 75%<br />
OHM.L Offshore Hydrocarbon Mapping Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75%<br />
OEX.L Oilex NL UK 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75%<br />
OML.L Old Mutual Plc UK 0 - 9500 10% 9500 - 55000 20% 25% 55000 - 100000 35% 50% > 100000 75%<br />
OIH.L Omega Insurance Holdings Ltd UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 2000 60% 75% > 2000 75%<br />
OPD.L OPD Group Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
OPG.L OPG Power Ventures Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
OPSS.L OpSec Security Group Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
OPTS.L Optos Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
ORAC.L Ora Capital Partners PLC UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1500 60% 75% > 1500 75%<br />
OCH.L Orchid Developments Ltd UK 0 - 20 25% 20 - 100 30% 40% 100 - 750 50% 75% > 750 75%<br />
OGN.L Origin Enterprises Plc (LSE) UK 0 - 60 25% 60 - 200 30% 40% 200 - 200 75% 75% > 200 75%<br />
OR<strong>IG</strong>.L Origo Sino-India Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 200 75% 75% > 200 75%<br />
ORM.L Ormonde Mining PLC UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
ORPK.L Orpak System Ltd UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
OSUq.L Orsu Metals UK 0 - 300 25% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
OMH.L Osmetech Plc UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 6000 50% 75% > 6000 75%<br />
OVG.L Ovoca Gold PLC UK 0 - 100 25% 100 - 600 30% 40% 600 - 4500 50% 75% > 4500 75%<br />
OXA.L Oxford Advanced Surfaces Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
OXB.L Oxford Biomedica Plc UK 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
OCG.L Oxford Catalysts Group Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 800 50% 75% > 800 75%<br />
OX<strong>IG</strong>.L Oxford Instruments Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
OXS.L Oxus Gold Plc UK 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
PIC.L Pace Micro Technology Plc UK 0 - 700 15% 700 - 4250 25% 30% 4250 - 9250 40% 55% > 9250 75%<br />
PAXP.L Pacific Alliance Asia Opp Fd UK 0 - 30 25% 30 - 200 30% 40% 200 - 2750 50% 75% > 2750 75%<br />
PACL.L Pacific Alliance China Land Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 1500 50% 75% > 1500 75%<br />
PACA.L Pacific Assets Trust Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
PHI.L Pacific Horizon UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
PHU.L Pactolus Hungarian Property UK 0 - 20 25% 20 - 100 30% 40% 100 - 300 50% 75% > 300 75%<br />
PAP.L Paddy Power (LSE) UK 0 - 200 10% 200 - 600 20% 25% 600 - 900 35% 50% > 900 75%<br />
PAFR.L Pan African Resources Plc UK 0 - 1000 25% 1000 - 6000 30% 40% 6000 - 7000 50% 75% > 7000 75%<br />
PRER.L Pan Andean Resources Plc UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
PDF.L Pangea DiamondFields Inc UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 15000 50% 75% > 15000 75%<br />
PMR.L Panmure Gordon & Co Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 550 50% 75% > 550 75%<br />
PANI.L Pantheon Int Participations UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
PANR.L Pantheon Resources Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 850 50% 75% > 850 75%<br />
PARA.L Paragon Group of Cos Plc UK 0 - 900 20% 900 - 2750 30% 40% 2750 - 3500 50% 60% > 3500 75%<br />
PTY.L Parity Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 600 50% 75% > 600 75%<br />
PRKG.L Park Group PLC UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
PMG.L Parkmead Group Plc UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 5250 50% 75% > 5250 75%<br />
PGGO.L Partners Group Global Opportunities UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
PRTY.L PartyGaming Plc UK 0 - 350 20% 350 - 2100 30% 40% 2100 - 4250 50% 60% > 4250 75%<br />
PGD.L Patagonia Gold Plc UK 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
PTS.L Patsystems Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 1100 50% 75% > 1100 75%<br />
PAYP.L PayPoint Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PAYZ.L Payzone Plc UK 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
PSON.L Pearson Plc UK 0 - 1400 5% 1400 - 8500 10% 20% 8500 - 20000 25% 40% > 20000 75%<br />
PDG.L Pendragon Plc UK 0 - 3250 20% 3250 - 20000 30% 40% 20000 - 25000 50% 60% > 25000 75%<br />
PENG.L Peninsular Gold Ltd UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
PECO.L Penna Consulting Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 150 50% 75% > 150 75%<br />
PNN.L Pennon Group Plc UK 0 - 2000 10% 2000 - 6000 20% 25% 6000 - 8250 35% 45% > 8250 75%<br />
PLI.L Perpetual Income and Growth Inv Tst UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
PNG.L Persian Gold Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
PSN.L Persimmon Plc UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 15000 35% 45% > 15000 75%<br />
PGH.L Personal Group Holdings Plc UK 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
PDL.L Petra Diamonds Ltd UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
PET.L Petrel Resources Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 950 50% 75% > 950 75%<br />
PCI.L Petroceltic International Plc UK 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
PFC.L Petrofac Ltd UK 0 - 900 5% 900 - 5500 10% 20% 5500 - 10000 25% 40% > 10000 75%<br />
PELE.L Petrolatina Energy Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 900 50% 75% > 900 75%<br />
PTR.L Petroneft Resources Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75%<br />
POG.L Petropavlovsk Plc UK 0 - 300 10% 300 - 1800 20% 25% 1800 - 5500 35% 45% > 5500 75%<br />
PHIT.L Phoenix IT Group Ltd UK 0 - 200 25% 200 - 600 40% 50% 600 - 1200 60% 75% > 1200 75%<br />
PHOR.L Phorm Inc-Reg S UK 0 - 10 25% 10 - 60 30% 40% 60 - 350 50% 75% > 350 75%<br />
PHTM.L Photo-Me International Plc UK 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
PYM.L Phytopharm Plc UK 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
PILM.L Pilat Media Global Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 950 50% 75% > 950 75%<br />
PWS.L Pinewood Shepperton Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PHC.L Plant Health Care UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
POGL.L Plant Offshore Group Ltd UK 0 - 150 25% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
PLNT.L Plantic Tech UK 0 - 50 25% 50 - 300 30% 40% 300 - 1300 50% 75% > 1300 75%<br />
PLAq.L Platinum Australia Ltd UK 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75%<br />
PPN.L Platmin Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
PTEC.L Playtech Ltd UK 0 - 700 10% 700 - 4250 20% 25% 4250 - 9250 35% 45% > 9250 75%<br />
PLAZ.L Plaza UK 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
PLE.L Plethora Solutions Holdings UK 0 - 30 25% 30 - 200 30% 40% 200 - 400 50% 75% > 400 75%<br />
PLEX.L Plexus Holdings Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75%<br />
PMK.L Plus Markets Group PLC UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 5250 50% 75% > 5250 75%<br />
PTCL.L PNC Telecom Plc UK 0 - 1500 25% 1500 - 9000 30% 40% 9000 - 30000 50% 75% > 30000 75%<br />
POCH.L Pochins UK 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75%<br />
POLR.L Polar Capital Holdings Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
PCT.L Polar Capital Technology Trust Plc UK 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
3PO.L Polo Resources Ltd UK 0 - 500 20% 500 - 3000 24% 32% 3000 - 100000 40% 60% > 100000 75%<br />
PRTG.L Portland Gas Plc UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
PST.L Portrait Software Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75%<br />
PORV.L Porvair Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
PFLM.L Powerfilm Inc UK 0 - 50 25% 50 - 300 30% 40% 300 - 500 50% 75% > 500 75%<br />
POWR.L Powerflute Oyj UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
POPWR.L Powerleague Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
PRAP.L Praesepe Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
PEW.L Premier Energy & Water Trust UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
PFL.L Premier Farnell Plc UK 0 - 1700 20% 1700 - 5000 30% 40% 5000 - 7250 50% 60% > 7250 75%<br />
PFD.L Premier Foods Plc UK 0 - 3500 15% 3500 - 20000 25% 30% 20000 - 50000 40% 55% > 50000 75%<br />
PMO.L Premier Oil Plc UK 0 - 250 10% 250 - 1500 20% 25% 1500 - 3000 35% 45% > 3000 75%<br />
PRZ.L Prezzo Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75%<br />
PHP.L Primary Health Properties Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PCF.L Private & Commercial Finance Ltd UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
PEQ.L Private Equity Investor Plc UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
PBTY.L Probability Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 300 50% 75% > 300 75%<br />
PRODM.L Progressive Digital Media Group UK 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75%<br />
PTH.L Promethean Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 50 50% 75% > 50 75%<br />
PEJR.L Prospective Epicure Fund Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
PMHL.L Prosperity Minerals Holding UK 0 - 50 25% 50 - 300 30% 40% 300 - 2100 50% 75% > 2100 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
PSK.L Prostrakan Group Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
PRM.L Proteome Sciences Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
NTR.L Provexis PLC UK 0 - 1800 25% 1800 - 10000 40% 50% 10000 - 80000 60% 75% > 80000 75%<br />
PRR.L Providence Resources PLC UK 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 4250 50% 75% > 4250 75%<br />
PFG.L Provident Financial Plc UK 0 - 450 10% 450 - 2750 20% 25% 2750 - 3000 35% 45% > 3000 75%<br />
PRXN.L Proximagen Neuroscience Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75%<br />
PRU.L Prudential Plc UK 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 65000 35% 50% > 65000 75%<br />
PON.L Psion Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
PSPI.L Public Service Properties UK 0 - 50 25% 50 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
PUB.L Punch Taverns Plc UK 0 - 2750 20% 2750 - 15000 30% 40% 15000 - 25000 50% 60% > 25000 75%<br />
PURE.L Purecircle Ltd UK 0 - 75 20% 75 - 450 24% 32% 450 - 2200 40% 60% > 2200 75%<br />
PURI.L Puricore UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
PUDY.L Pursuit Dynamics Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 1200 60% 75% > 1200 75%<br />
PVCS.L PV Crystalox Solar UK 0 - 1800 20% 1800 - 5500 30% 40% 5500 - 9000 50% 60% > 9000 75%<br />
PZC.L PZ Cussons Plc UK 0 - 700 20% 700 - 2100 30% 40% 2100 - 2300 50% 60% > 2300 75%<br />
QQ.L Qinetiq UK 0 - 1900 15% 1900 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75%<br />
QFI.L Quadrise UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
QWIL.L Queen’s Walk Investment Ltd UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
QED.L Quintain Estates & Development Plc UK 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
REAH.L R.E.A. Holdings Plc UK 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
RAB.L RAB Capital Plc UK 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
RSS.L RAB Special Situations Co Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 850 50% 75% > 850 75%<br />
RMM.L Rambler Metals & Mining Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
RRS.L Randgold Resources Ltd UK 0 - 200 5% 200 - 1200 10% 20% 1200 - 2500 25% 40% > 2500 75%<br />
RNK.L Rank Group Plc UK 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
RAT.L Rathbone Brothers UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
RUS.L Raven Russia Ltd UK 0 - 1500 25% 1500 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
RAY.L Raymarine Plc UK 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
RCG.L RC Group Holdings Ltd UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
RTT.L RCM Tech Trust PLC UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
REO.L Real Estate Opportunities Ltd UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
RGD.L Real Good Food Co Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75%<br />
RB.L Reckitt Benckiser Plc UK 0 - 350 5% 350 - 2100 10% 20% 2100 - 10000 25% 40% > 10000 75%<br />
RECL.L Record PLC UK 0 - 150 25% 150 - 900 40% 50% 900 - 1100 60% 75% > 1100 75%<br />
RHL.L Redhall Group PLC UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
RDW.L Redrow Plc UK 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 4750 50% 60% > 4750 75%<br />
RED.L Redstone Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 3250 50% 75% > 3250 75%<br />
REL.L Reed Elsevier Plc UK 0 - 2100 5% 2100 - 15000 10% 20% 15000 - 40000 25% 40% > 40000 75%<br />
RPT.L Regal Petroleum Plc UK 0 - 1800 15% 1800 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75%<br />
RGM.L Regency Mines UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 7500 50% 75% > 7500 75%<br />
RGS.L Regenersis Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
RGU.L Regus Group Plc UK 0 - 2200 15% 2200 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75%<br />
RUG.L Renaissance US Growth Ord UK 0 - 5 25% 5 - 30 30% 40% 30 - 70 50% 75% > 70 75%<br />
SOLA.L Renesola Ltd UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1900 60% 75% > 1900 75%<br />
RQE.L ReNeuron Group Plc UK 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6500 60% 75% > 6500 75%<br />
RNWH.L Renew Holdings Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 2000 50% 75% > 2000 75%<br />
RERWE.L Renewable Energy Generation UK 0 - 75 25% 75 - 450 30% 40% 450 - 1000 50% 75% > 1000 75%<br />
REH.L Renewable Energy Hldgs UK 0 - 50 25% 50 - 300 30% 40% 300 - 800 50% 75% > 800 75%<br />
RPL.L Renewable Power & Light Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 800 50% 75% > 800 75%<br />
RSW.L Renishaw Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 800 60% 75% > 800 75%<br />
RNO.L Renold Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75%<br />
RNVO.L Renovo Group Plc UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
RBG.L Rensburg Sheppards Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
RTO.L Rentokil Initial Plc UK 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 40000 35% 50% > 40000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
RNOW.L Research Now Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
RSL.L Resolution Ltd UK 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
RTN.L Restaurant Group Plc UK 0 - 800 20% 800 - 2400 30% 40% 2400 - 4250 50% 60% > 4250 75%<br />
REX.L Rexam Plc UK 0 - 3000 5% 3000 - 20000 10% 20% 20000 - 30000 25% 40% > 30000 75%<br />
RGI.L RGI International Ltd UK 0 - 150 25% 150 - 900 40% 50% 900 - 1000 60% 75% > 1000 75%<br />
RHEP.L Rheochem Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 4000 50% 75% > 4000 75%<br />
RCDO.L Ricardo Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
RMV.L Rightmove Plc UK 0 - 700 15% 700 - 2100 25% 30% 2100 - 4000 40% 55% > 4000 75%<br />
RIO.L Rio Tinto Plc UK 0 - 400 10% 400 - 2400 20% 25% 2400 - 50000 35% 50% > 50000 75%<br />
RCP.L RIT Capital Partners Plc UK 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75%<br />
RM.L RM Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 1100 60% 75% > 1100 75%<br />
RWA.L Robert Walters Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 2100 60% 75% > 2100 75%<br />
RWD.L Robert Wiseman Dairies Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
RTS.L Robotic Technology Systems Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 600 50% 75% > 600 75%<br />
ROC.L Roc Oil Co Ltd UK 0 - 100 25% 100 - 600 30% 40% 600 - 950 50% 75% > 950 75%<br />
RKH.L Rockhopper Exploration Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1400 50% 75% > 1400 75%<br />
ROK.L ROK Plc UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
RR.L Rolls-Royce Group Plc UK 0 - 2100 5% 2100 - 15000 10% 20% 15000 - 45000 25% 40% > 45000 75%<br />
ROM.L Romag Holdings Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 450 50% 75% > 450 75%<br />
ROR.L Rotork Plc UK 0 - 400 15% 400 - 1200 25% 30% 1200 - 1500 40% 55% > 1500 75%<br />
RXP.L Roxi Petroleum Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 10000 50% 75% > 10000 75%<br />
RSA.L Royal & Sun Alliance Insurance UK 0 - 5250 5% 5250 - 30000 10% 20% 30000 - 70000 25% 40% > 70000 75%<br />
RBS.L Royal Bank of Scotland Group Plc UK 0 - 17500 10% 17500 - 100000 20% 25% 100000 - 650000 35% 50% > 650000 75%<br />
RDSa.L Royal Dutch Shell Plc - A UK 0 - 600 5% 600 - 3500 10% 20% 3500 - 20000 25% 40% > 20000 75%<br />
RDSb.L Royal Dutch Shell Plc - B UK 0 - 600 5% 600 - 3500 10% 20% 3500 - 25000 25% 40% > 25000 75%<br />
RPC.L RPC Group Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 900 60% 75% > 900 75%<br />
RPS.L RPS Group Plc UK 0 - 900 20% 900 - 2750 30% 40% 2750 - 4250 50% 60% > 4250 75%<br />
RUGB.L Rugby Estates Investment Trust Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
RUES.L Rugby Estates Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
RUR.L Rurelec Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 2000 50% 75% > 2000 75%<br />
RMLA.L Rusina Mining UK 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75%<br />
RWS.L RWS Holdings Plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
RYA.L Ryanair (LSE) UK 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 20000 35% 50% > 20000 75%<br />
IUSA.L S&P 500 <strong>Index</strong> Fund/UK - IUSA UK 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 15000 35% 45% > 15000 75%<br />
INRG.L S&P Global Clean Energy - INRG UK 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 15000 35% 45% > 15000 75%<br />
SAA.L Saatchi (M&C) UK 0 - 25 25% 25 - 150 30% 40% 150 - 350 50% 75% > 350 75%<br />
SAB.L SABMiller Plc UK 0 - 700 5% 700 - 4250 10% 20% 4250 - 15000 25% 40% > 15000 75%<br />
SAFE.L Safestore Holdings Ltd UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
SGE.L Sage Group Plc UK 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 30000 35% 50% > 30000 75%<br />
SAGS.L Sagentia Group Plc UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
SBRY.L Sainsbury’s Plc UK 0 - 3000 5% 3000 - 20000 10% 20% 20000 - 35000 25% 40% > 35000 75%<br />
SMDR.L Salamander Energy Ltd UK 0 - 500 20% 500 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
SLEN.L San Leon Energy UK 0 - 100 25% 100 - 600 30% 40% 600 - 600 75% 75% > 600 75%<br />
SANDxq.L Sandvine Corp UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
SLGa.L Sarantel Group Plc UK 0 - 200 25% 200 - 1200 30% 40% 1200 - 1500 50% 75% > 1500 75%<br />
SVS.L Savills Plc UK 0 - 900 20% 900 - 2750 30% 40% 2750 - 3500 50% 60% > 3500 75%<br />
SCPA.L Scapa Group Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75%<br />
SDP.L Schroder AsiaPacific Fund Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
SCF.L Schroder Income Growth Fund Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
SJG.L Schroder Japan Growth Fund Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
SOI.L Schroder Oriental Income Fund UK 0 - 300 25% 300 - 900 40% 50% 900 - 1400 60% 75% > 1400 75%<br />
SDU.L Schroder UK Growth Fund Plc UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
SCP.L Schroder UK Mid & Small Cap UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
SDR.L Schroders Plc UK 0 - 350 10% 350 - 2100 20% 25% 2100 - 2750 35% 50% > 2750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
SDRt.L Schroders Plc - Non Vtg UK 0 - 800 20% 800 - 2400 35% 50% 2400 - 2400 75% 75% > 2400 75%<br />
SSY.L SciSys Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
SWG.L Scott Wilson Group Plc UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 2300 60% 75% > 2300 75%<br />
SSE.L Scottish & Southern Energy Plc UK 0 - 900 5% 900 - 5500 10% 20% 5500 - 15000 25% 40% > 15000 75%<br />
SCAM.L Scottish American Investment Co Plc UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
SCIN.L Scottish Inv Tst UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
SMT.L Scottish Mortgage Inv Tst UK 0 - 600 20% 600 - 1800 30% 40% 1800 - 2200 50% 60% > 2200 75%<br />
SOST.L Scottish Oriental Smaller Co Tst UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
SCO.L Scotty Group Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 300 50% 75% > 300 75%<br />
SDL.L SDL Plc UK 0 - 300 25% 300 - 900 40% 50% 900 - 1400 60% 75% > 1400 75%<br />
SEAE.L SeaEnergy Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 2300 50% 75% > 2300 75%<br />
SESTS.L Securities Trust of Scotland Plc UK 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
SGRO.L Segro Plc UK 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 20000 35% 50% > 20000 75%<br />
SNR.L Senior Plc UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
SEPU.L Sepura Ltd UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
SRB.L Serabi Mining Plc UK 0 - 200 25% 200 - 1200 30% 40% 1200 - 4250 50% 75% > 4250 75%<br />
SRP.L Serco Group Plc UK 0 - 2100 10% 2100 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75%<br />
SQZ.L Serica Energy Plc UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
SVRP.L ServicePower Technologies Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75%<br />
SFR.L Severfield-Rowen Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1200 60% 75% > 1200 75%<br />
SVT.L Severn Trent Plc UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 6250 35% 50% > 6250 75%<br />
SHB.L Shaftesbury Plc UK 0 - 900 25% 900 - 5500 40% 50% 5500 - 6250 60% 75% > 6250 75%<br />
SKS.L Shanks Group Plc UK 0 - 1700 20% 1700 - 5000 30% 40% 5000 - 6000 50% 60% > 6000 75%<br />
SHAN.L Shanta Gold Ltd UK 0 - 100 25% 100 - 600 30% 40% 600 - 3750 50% 75% > 3750 75%<br />
SHRE.L Share Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
SHDP.L Shed Productions Ltd UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
SHP.L Shire Pharmaceuticals Plc UK 0 - 800 5% 800 - 4750 10% 20% 4750 - 10000 25% 40% > 10000 75%<br />
SHRS.L Shires Income Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
SHCA.L Shore Capital Group Plc UK 0 - 150 25% 150 - 900 30% 40% 900 - 1000 50% 75% > 1000 75%<br />
SHI.L S<strong>IG</strong> Plc UK 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 30000 35% 45% > 30000 75%<br />
S<strong>IG</strong>.L Signet Jewelers Ltd UK 0 - 90 15% 90 - 550 25% 30% 550 - 1300 40% 55% > 1300 75%<br />
SLN.L Silence Therapeutics PLC UK 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75%<br />
SILD.L Silverdell Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 1300 50% 75% > 1300 75%<br />
SPH.L Sinclair Pharma Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75%<br />
SITE.L Sinosoft Technology Plc UK 0 - 150 25% 150 - 450 30% 40% 450 - 750 50% 75% > 750 75%<br />
SXX.L Sirius Exploration Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 8750 50% 75% > 8750 75%<br />
SRSP.L Sirius Petroleum Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 7750 50% 75% > 7750 75%<br />
SKP.L Skyepharma Plc UK 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
SKYA.L Skywest Airlines Ltd (UK) UK 0 - 100 25% 100 - 600 30% 40% 600 - 1200 50% 75% > 1200 75%<br />
SLXX.L SLXX £ Corporate Bond UK 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75%<br />
SMTF.L SmartFocus Group Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 850 50% 75% > 850 75%<br />
SN.L Smith & Nephew Plc UK 0 - 1300 5% 1300 - 7750 10% 20% 7750 - 20000 25% 40% > 20000 75%<br />
SMIN.L Smiths Group Plc UK 0 - 900 5% 900 - 5500 10% 20% 5500 - 10000 25% 40% > 10000 75%<br />
SNWS.L Smiths News Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
SKG.L Smurfit Kappa plc (LSE) UK 0 - 250 10% 250 - 1500 20% 25% 1500 - 2300 35% 50% > 2300 75%<br />
SIA.L Soco International Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
SORA.L Software Radio Technology UK 0 - 100 25% 100 - 600 30% 40% 600 - 1300 50% 75% > 1300 75%<br />
SBDb.L Songbird Estates Plc UK 0 - 100000 25% 100000 - 300000 40% 50% 300000 - 300000 75% 75% > 300000 75%<br />
SOU.L Sound Oil PLC UK 0 - 1000 25% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
SBSC.L Source Bioscience Plc UK 0 - 150 25% 150 - 450 30% 40% 450 - 550 50% 75% > 550 75%<br />
SCHE.L Southern Cross Healthcare Limited UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3500 60% 75% > 3500 75%<br />
SPK.L SPARK Ventures Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 3250 50% 75% > 3250 75%<br />
SPNV.L Spazio Investment NV UK 0 - 25 25% 25 - 150 40% 50% 150 - 500 60% 75% > 500 75%<br />
SXS.L Spectris Plc UK 0 - 600 15% 600 - 1800 25% 30% 1800 - 2750 40% 55% > 2750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
SDY.L Speedy Hire Plc UK 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 10000 60% 75% > 10000 75%<br />
SDIC.L Speymill Deutsche Immobilien UK 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 5750 60% 75% > 5750 75%<br />
SYG.L Speymill Group Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
MCAU.L Speymill Macau Property Co UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
SPI.L Spice Holdings Plc UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 5000 60% 75% > 5000 75%<br />
SPX.L Spirax-Sarco Engineering Plc UK 0 - 200 20% 200 - 600 30% 40% 600 - 900 50% 60% > 900 75%<br />
SPT.L Spirent Plc UK 0 - 2400 20% 2400 - 7250 30% 40% 7250 - 9000 50% 60% > 9000 75%<br />
SPMG.L Sport Media Group UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 1600 50% 75% > 1600 75%<br />
ROD.L Sportech Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
SBT.L Sportingbet Plc UK 0 - 1400 20% 1400 - 8500 30% 40% 8500 - 10000 50% 60% > 10000 75%<br />
SPD.L Sports Direct International UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3750 60% 75% > 3750 75%<br />
SQS.L SQS Software Quality Systems UK 0 - 20 25% 20 - 100 30% 40% 100 - 200 50% 75% > 200 75%<br />
SEIT.L SR Europe Investment Trust UK 0 - 10 25% 10 - 60 30% 40% 60 - 150 50% 75% > 150 75%<br />
SSL.L SSL International Plc UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 4500 35% 45% > 4500 75%<br />
SIV.L St Ives Group Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
SJP.L St James’s Place Capital Plc UK 0 - 700 20% 700 - 2100 30% 40% 2100 - 3250 50% 60% > 3250 75%<br />
SMP.L ST Modwen Properties Plc UK 0 - 300 20% 300 - 1800 30% 40% 1800 - 2750 50% 60% > 2750 75%<br />
SGC.L Stagecoach Group Plc UK 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 20000 35% 45% > 20000 75%<br />
STAN.L Standard Chartered Plc UK 0 - 700 5% 700 - 4250 10% 20% 4250 - 40000 25% 40% > 40000 75%<br />
SLET.L Standard Life Equity Income UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
SLI.L Standard Life Inv Property Inc Tst UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
SL.L Standard Life Plc UK 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 25000 35% 50% > 25000 75%<br />
SLS.L Standard Life UK Smaller Co UK 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
SEO.L Stanelco Plc UK 0 - 34500 25% 34500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
SGI.L Stanley Gibbons Group Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
SVE.L Starvest Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
SOG.L Statpro Group Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 350 50% 75% > 350 75%<br />
STCM.L Steppe Cement UK 0 - 75 25% 75 - 450 30% 40% 450 - 1500 50% 75% > 1500 75%<br />
SEY.L Sterling Energy Plc UK 0 - 18500 25% 18500 - 100000 40% 50% 100000 - 150000 60% 75% > 150000 75%<br />
STHR.L SThree Plc UK 0 - 800 20% 800 - 2400 30% 40% 2400 - 2750 50% 60% > 2750 75%<br />
STOB.L Stobart Group Ltd UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
STIL.L Stratex International Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 1300 50% 75% > 1300 75%<br />
SE.L Stratic Energy Corp UK 0 - 200 25% 200 - 600 30% 40% 600 - 800 50% 75% > 800 75%<br />
STVG.L STV Group Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
STY.L Styles & Wood Group UK 0 - 100 25% 100 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
SKRS.L Sunkar Resources UK 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
SPGH.L Superglass Holdings Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 850 50% 75% > 850 75%<br />
SUH.L Sutton Harbour Holdings Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 70 50% 75% > 70 75%<br />
SVI.L SVG Capital Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1900 60% 75% > 1900 75%<br />
SVG.L SVM Global Fund Plc UK 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
SVUK.L SVM UK Active Fund Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
SWP.L SWP Group Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75%<br />
SIHL.L Symphony International UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
SYMU.L Symphony Plastic Technologies Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 1000 50% 75% > 1000 75%<br />
SYNG.L Synairgen Plc UK 0 - 25 25% 25 - 80 30% 40% 80 - 150 50% 75% > 150 75%<br />
DAU.L Synchronica Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 8500 50% 75% > 8500 75%<br />
SYND.L Syndicate Asset Management Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 25000 50% 75% > 25000 75%<br />
SYR.L Synergy Healthcare Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 800 60% 75% > 800 75%<br />
SYGR.L Syntopix Group Plc UK 0 - 5 25% 5 - 20 30% 40% 20 - 20 75% 75% > 20 75%<br />
SYS.L System C Helathcare Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 850 50% 75% > 850 75%<br />
SLV.L Syvania Resources Limited UK 0 - 150 25% 150 - 900 30% 40% 900 - 4250 50% 75% > 4250 75%<br />
TAIH.L Taihua Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
TALV.L Talvivaara Mining Co UK 0 - 350 15% 350 - 2100 25% 30% 2100 - 4000 40% 55% > 4000 75%<br />
TAN.L Tanfield Group Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 3500 60% 75% > 3500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TATNG.L Tangent Communications PLC UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
TNZ.L Tanzanite One Ltd UK 0 - 50 25% 50 - 300 30% 40% 300 - 750 50% 75% > 750 75%<br />
TIC_p.L Tapestry Investment Co UK 0 - 250 25% 250 - 1500 40% 50% 1500 - 1600 60% 75% > 1600 75%<br />
TRS.L Tarsus Group Plc UK 0 - 30 25% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
TATE.L Tate & Lyle Plc UK 0 - 2100 10% 2100 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75%<br />
TW.L Taylor Wimpy UK 0 - 20250 15% 20250 - 100000 25% 30% 100000 - 150000 40% 55% > 150000 75%<br />
TBK.L Ted Baker Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
TAP.L Teesland Advantage Prop Inc Trust UK 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
TGE.L TEG Group Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 200 75% 75% > 200 75%<br />
TCY.L Telecity Group Plc UK 0 - 700 15% 700 - 2100 25% 30% 2100 - 4000 40% 55% > 4000 75%<br />
TEP.L Telecom Plus Plc UK 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
TPH.L Telephonetics Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
TELF.L Telford Homes Plc UK 0 - 75 25% 75 - 450 30% 40% 450 - 850 50% 75% > 850 75%<br />
TELT.L Telit Communications Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75%<br />
TMP.L Templar Minerals UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 20000 50% 75% > 20000 75%<br />
TMPL.L Temple Bar Inv Tst UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
TEM.L Templeton Emerging Markets Inv Tst UK 0 - 2300 15% 2300 - 7000 25% 30% 7000 - 7000 75% 75% > 7000 75%<br />
TNO.L Tenon Group Plc UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
TCFD.L Terra Catalyst Fund UK 0 - 100 25% 100 - 600 30% 40% 600 - 2300 50% 75% > 2300 75%<br />
TEHI.L Terrace Hill Group Plc UK 0 - 150 25% 150 - 450 30% 40% 450 - 500 50% 75% > 500 75%<br />
TSCO.L Tesco Plc UK 0 - 2500 5% 2500 - 15000 10% 20% 15000 - 100000 25% 40% > 100000 75%<br />
TRM_pa.L Thames River Multi Hedge UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3750 60% 75% > 3750 75%<br />
TCG.L Thomas Cook Group UK 0 - 4000 10% 4000 - 10000 20% 25% 10000 - 25000 35% 50% > 25000 75%<br />
THRL.L Thor Mining PLC UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 1900 50% 75% > 1900 75%<br />
THT.L Thorntons Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
TFW.L Thorpe (F.W.) Plc UK 0 - 5 25% 5 - 20 30% 40% 20 - 30 50% 75% > 30 75%<br />
THRG.L Throgmorton Trust Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
TIK.L Tikit Group Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 100 50% 75% > 100 75%<br />
TIME.L Timestrip Plc UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 5000 50% 75% > 5000 75%<br />
TNCI.L Tinci Holdings Ltd UK 0 - 100 25% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
TSW.L Titan Europe Plc/Worcestershire UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
TMC.L Toledo Mining Corp Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 2200 50% 75% > 2200 75%<br />
TOMK.L Tomkins Plc UK 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 35000 35% 45% > 35000 75%<br />
TPT.L Topps Tiles Plc UK 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
TRK.L Torotrak Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
T7O.L Total Produce (LSE) UK 0 - 100 25% 100 - 600 30% 40% 600 - 650 50% 75% > 650 75%<br />
TTNM.L Tottenham Hotspur UK 0 - 50 25% 50 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
TOU.L Touch Group Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
TCHG.L Touchstone Group Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 90 50% 75% > 90 75%<br />
TMZ.L Toumaz Holdings Ltd UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2100 50% 75% > 2100 75%<br />
TOWR.L Tower Resources Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 25000 50% 75% > 25000 75%<br />
TCSC.L Town Centre Securities Plc UK 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
TRG.L TR European Growth Trust Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
TRY.L TR Property Inv Tst UK 0 - 1600 20% 1600 - 4750 30% 40% 4750 - 4750 75% 75% > 4750 75%<br />
TRYx.L TR Property Inv Tst Sigma UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
TREM.L Trading Emissions Plc UK 0 - 450 25% 450 - 2750 40% 50% 2750 - 3250 60% 75% > 3250 75%<br />
TFC.L Trafficmaster Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
TRT.L Transense Technologies Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75%<br />
TSG.L Trans-Siberian Gold Ltd UK 0 - 30 25% 30 - 90 30% 40% 90 - 100 50% 75% > 100 75%<br />
TPK.L Travis Perkins Plc UK 0 - 800 10% 800 - 4750 20% 25% 4750 - 9250 35% 45% > 9250 75%<br />
TRBG.L Tribal Group Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
TRFT.L Trifast Plc UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
TRC.L Trikona Trinity Capital Plc UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 3750 50% 75% > 3750 75%<br />
TNI.L Trinity Mirror Plc UK 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 5750 50% 60% > 5750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TPJ.L Triple Plate Junction PLC UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2750 50% 75% > 2750 75%<br />
TSTL.L Tristel Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
TTG.L TT electronics Plc UK 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
TT.L Tui Travel Plc UK 0 - 1900 10% 1900 - 10000 20% 25% 10000 - 20000 35% 50% > 20000 75%<br />
TLPR.L Tullett Prebon Plc UK 0 - 800 15% 800 - 4750 25% 30% 4750 - 5750 40% 55% > 5750 75%<br />
TLW.L Tullow Oil Plc UK 0 - 900 5% 900 - 5500 10% 20% 5500 - 15000 25% 40% > 15000 75%<br />
TBZA.L Turbo Power Systems UK 0 - 500 25% 500 - 1500 30% 40% 1500 - 1800 50% 75% > 1800 75%<br />
TWE.L Twenty UK 0 - 150 25% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
TXO.L TXO Plc UK 0 - 300 25% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
TYR.L Tyratech Inc UK 0 - 20 25% 20 - 60 30% 40% 60 - 60 75% 75% > 60 75%<br />
UBC.L UBC Media Group Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 1100 50% 75% > 1100 75%<br />
UKC.L UK Coal Plc UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4250 60% 75% > 4250 75%<br />
UKCM.L UK Commercial Property Trust Ltd UK 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 6750 60% 75% > 6750 75%<br />
ISF.L UK Top 100 Tracker - ISF UK 0 - 2000 5% 2000 - 10000 10% 20% 10000 - 20000 25% 40% > 20000 75%<br />
IMID.L UK Top 250 Tracker - MIDD UK 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75%<br />
UKR.L UKRProduct Group Ltd UK 0 - 30 25% 30 - 200 30% 40% 200 - 350 50% 75% > 350 75%<br />
UTV.L Ulster Television Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
ULE.L Ultra Electronics Holdings UK 0 - 250 15% 250 - 750 25% 30% 750 - 1100 40% 55% > 1100 75%<br />
ULT.L Ultrasis Plc UK 0 - 2500 25% 2500 - 7500 30% 40% 7500 - 10000 50% 75% > 10000 75%<br />
UMC.L Umeco Plc UK 0 - 150 25% 150 - 900 40% 50% 900 - 950 60% 75% > 950 75%<br />
ULVR.L Unilever Plc UK 0 - 600 5% 600 - 3500 10% 20% 3500 - 20000 25% 40% > 20000 75%<br />
UNUNI.L Uniq Plc UK 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
UTG.L Unite Group Plc UK 0 - 900 20% 900 - 2750 30% 40% 2750 - 3500 50% 60% > 3500 75%<br />
UCP.L Unitech Corporate Parks UK 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 8500 60% 75% > 8500 75%<br />
UBM.L United Business Media Plc UK 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 9000 35% 45% > 9000 75%<br />
UCG.L United Carpets Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
UDG.L United Drug Plc UK 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
UU.L United Utilities Plc UK 0 - 2200 5% 2200 - 15000 10% 20% 15000 - 15000 75% 75% > 15000 75%<br />
UNG.L Universe Group Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 750 50% 75% > 750 75%<br />
UME.L Uraguay Mineral Exploration UK 0 - 25 25% 25 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
UML.L Uranium Ltd UK 0 - 25 25% 25 - 150 30% 40% 150 - 350 50% 75% > 350 75%<br />
UZS.L Uranium Resources Plc UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 2300 50% 75% > 2300 75%<br />
UEM.L Utilico Emerging Utilities UK 0 - 100 25% 100 - 600 30% 40% 600 - 1600 50% 75% > 1600 75%<br />
UTL.L Utilico Plc UK 0 - 30 25% 30 - 200 30% 40% 200 - 350 50% 75% > 350 75%<br />
VPP.L Valiant Petroleum plc UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
VIN.L Value & Income Trust Plc UK 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
VML.L Vane Minerals Plc UK 0 - 250 25% 250 - 750 30% 40% 750 - 1100 50% 75% > 1100 75%<br />
VTS.L Vantis Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 300 50% 75% > 300 75%<br />
VGMS.L Vatukoula Gold Mines Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 75000 50% 75% > 75000 75%<br />
VEC.L Vectura Group Plc UK 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
VED.L Vedanta Resources Plc UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 15000 35% 50% > 15000 75%<br />
VELO.L Velosi Ltd UK 0 - 10 25% 10 - 60 30% 40% 60 - 450 50% 75% > 450 75%<br />
VEL.L Velti UK 0 - 20 25% 20 - 100 30% 40% 100 - 450 50% 75% > 450 75%<br />
VER.L Vernalis Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
VRP.L Verona Pharma PLC UK 0 - 250 25% 250 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
VTU.L Vertu Motors Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 2200 50% 75% > 2200 75%<br />
VIY.L Vialogy Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 25000 50% 75% > 25000 75%<br />
VOG.L Victoria Oil & Gas Plc UK 0 - 14250 25% 14250 - 45000 40% 50% 45000 - 60000 60% 75% > 60000 75%<br />
VCP.L Victoria Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 30 75% 75% > 30 75%<br />
VCTX.L Victrex Plc UK 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
VOF.L Vietnam Opportunity Fund UK 0 - 100 25% 100 - 600 30% 40% 600 - 4250 50% 75% > 4250 75%<br />
VNL..L Vinaland Ltd UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 7250 50% 75% > 7250 75%<br />
VDN.L Vindon Healthcare Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
VMED.L Virgin Media UK UK 0 - 200 10% 200 - 1200 20% 25% 1200 - 3000 35% 45% > 3000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
VLK.L Vislink Plc UK 0 - 100 25% 100 - 300 30% 40% 300 - 550 50% 75% > 550 75%<br />
VTC.L Vitec Group Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 400 60% 75% > 400 75%<br />
VOD.L Vodafone Group Plc UK 0 - 7250 5% 7250 - 45000 10% 20% 45000 - 800000 25% 40% > 800000 75%<br />
VLX.L Volex Group Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 450 50% 75% > 450 75%<br />
VGAS.L Volga Gas UK 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
VLR.L Voller Energy Group UK 0 - 300 25% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
VP.L Vp Plc UK 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
VTG.L VT Group Plc UK 0 - 600 10% 600 - 3500 20% 25% 3500 - 5750 35% 45% > 5750 75%<br />
VYKE.L Vyke Communications Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 400 50% 75% > 400 75%<br />
SMWH.L W.H. Smith Plc UK 0 - 900 15% 900 - 2750 25% 30% 2750 - 4000 40% 55% > 4000 75%<br />
WCW.L Walker Crips Weddle Beck Plc UK 0 - 10 25% 10 - 30 30% 40% 30 - 40 50% 75% > 40 75%<br />
WGB.L Walker Greenbank Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 700 50% 75% > 700 75%<br />
WNER.L Warner Estate Holdings Plc UK 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
WETI.L Weatherly International Plc UK 0 - 500 25% 500 - 3000 30% 40% 3000 - 6750 50% 75% > 6750 75%<br />
WEBH.L Webis Holdings UK 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
WEIR.L Weir Group Plc UK 0 - 450 10% 450 - 2750 20% 25% 2750 - 6750 35% 45% > 6750 75%<br />
WSML.L Wellstream UK 0 - 500 15% 500 - 3000 25% 30% 3000 - 3250 40% 55% > 3250 75%<br />
WAD.L West African Diamonds Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1000 50% 75% > 1000 75%<br />
WECC.L West China Cement Ltd UK 0 - 25 25% 25 - 150 30% 40% 150 - 1100 50% 75% > 1100 75%<br />
WEST.L Western & Oriental Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1600 50% 75% > 1600 75%<br />
WTN.L Western Canadian Coal Corp UK 0 - 30 25% 30 - 200 30% 40% 200 - 800 50% 75% > 800 75%<br />
JDW.L Wetherspoon (J.D.) Plc UK 0 - 700 15% 700 - 4250 25% 30% 4250 - 4500 40% 55% > 4500 75%<br />
WTB.L Whitbread Plc UK 0 - 500 10% 500 - 3000 20% 25% 3000 - 5750 35% 50% > 5750 75%<br />
WHY.L White Young Green Plc UK 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
WICH.L Wichford Plc UK 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
WMH.L William Hill Plc UK 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75%<br />
WIL.L Wilmington Group Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
WNN.L WIN Plc UK 0 - 10 25% 10 - 60 30% 40% 60 - 250 50% 75% > 250 75%<br />
WIN.L Wincanton Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
WTAN.L Witan Inv Tst UK 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
WIPA.L Witan Pacific Inv Tst UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
WLF.L Wolfson Microelectronics Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 2000 60% 75% > 2000 75%<br />
WOS.L Wolseley Plc UK 0 - 700 10% 700 - 4250 20% 25% 4250 - 10000 35% 50% > 10000 75%<br />
WKP.L Workspace Group Plc UK 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
WSPR.L Worldspreads Group Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 200 50% 75% > 200 75%<br />
WPP.L WPP Group Plc UK 0 - 1900 5% 1900 - 10000 10% 20% 10000 - 40000 25% 40% > 40000 75%<br />
WSPG.L WSP Group Plc UK 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
XAR.L Xaar Plc UK 0 - 50 25% 50 - 300 30% 40% 300 - 350 50% 75% > 350 75%<br />
XCH.L Xchanging UK 0 - 800 20% 800 - 2400 30% 40% 2400 - 3250 50% 60% > 3250 75%<br />
XGT.L XG Technology UK 0 - 10 25% 10 - 60 30% 40% 60 - 70 50% 75% > 70 75%<br />
XPP.L XP Power Plc UK 0 - 20 25% 20 - 100 30% 40% 100 - 250 50% 75% > 250 75%<br />
XPT.L Xploite Plc UK 0 - 100 25% 100 - 600 30% 40% 600 - 1100 50% 75% > 1100 75%<br />
XTA.L Xstrata Plc UK 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 100000 35% 50% > 100000 75%<br />
XTR.L Xtract Energy Plc UK 0 - 300 25% 300 - 1800 30% 40% 1800 - 25000 50% 75% > 25000 75%<br />
YRIq.L Yamana Gold Inc UK 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
YELL.L Yell Group Plc UK 0 - 4750 20% 4750 - 30000 30% 40% 30000 - 70000 50% 60% > 70000 75%<br />
YOU.L Yougov PLC UK 0 - 50 25% 50 - 300 30% 40% 300 - 1000 50% 75% > 1000 75%<br />
YNGa.L Young & Co’s Brewery Plc UK 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
YSP.L Your Space Plc UK 0 - 25 25% 25 - 150 30% 40% 150 - 250 50% 75% > 250 75%<br />
YULC.L Yule Catto & Co Plc UK 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
ZEN.L Zenergy Power Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
ZTR.L Zetar Plc UK 0 - 5 25% 5 - 30 30% 40% 30 - 100 50% 75% > 100 75%<br />
ZOX.L ZincOx Resources Plc UK 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
ZOO.L Zoo Digital Group Plc UK 0 - 50 25% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ZTF.L Zotefoams UK 0 - 30 25% 30 - 200 30% 40% 200 - 300 50% 75% > 300 75%<br />
ABP.AX Abacus Property Group Australia 0 - 27750 10% 27750 - 85000 20% 25% 85000 - 85000 75% 75% > 85000 75%<br />
ALR.AX Aberdeen Leaders Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
ABU.AX Abm Resources Nl Australia 0 - 11000 25% 11000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
AII.AX Abra Mining Ltd. Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
ACB.AX A-Cap Resources Ltd Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
ACR.AX Acrux Ltd. Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
ADA.AX Adacel Technologies Australia 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
ADU.AX Adamus Resources Ltd Australia 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
ABC.AX Adelaide Brighton Ltd. Australia 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 20000 35% 45% > 20000 75%<br />
ABY.AX Aditja Birla Minerals Ltd. Australia 0 - 1500 20% 1500 - 9000 30% 40% 9000 - 9750 50% 60% > 9750 75%<br />
ADY.AX Admiralty Resources NL Australia 0 - 119000 25% 119000 - 350000 40% 50% 350000 - 350000 75% 75% > 350000 75%<br />
ADG.AX Adtrans Group Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
AED.AX AED Oil Ltd. Australia 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
AVE.AX Aevum Limited Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
AIZ.AX Air New Zealand Limited Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
AJL.AX AJ Lucas Group Ltd. Australia 0 - 200 15% 200 - 1200 25% 30% 1200 - 1500 40% 55% > 1500 75%<br />
ACL.AX Alchemia Ltd. Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
LEP.AX ALE Property Group Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
ALS.AX Alesco Corp. Ltd. Australia 0 - 200 15% 200 - 1200 25% 30% 1200 - 2200 40% 55% > 2200 75%<br />
ALK.AX Alkane Exploration Ltd. Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
AGS.AX Alliance Resources Limited Australia 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
ALD.AX Allied Gold Ltd Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
ALU.AX Altium Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
AWC.AX Alumina Ltd. Australia 0 - 9000 10% 9000 - 55000 20% 25% 55000 - 95000 35% 45% > 95000 75%<br />
AMU.AX Amadeus Energy Ltd. Australia 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
AHD.AX Amalgamated Holdings Ltd. Australia 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
AMH.AX AMCIL Ltd. Australia 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
AMM.AX Amcom Telecommunications Ltd Australia 0 - 14000 25% 14000 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
AMC.AX Amcor Ltd. Australia 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 25000 35% 50% > 25000 75%<br />
AEC.AX Ammtec Limited Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
AGF.AX AMP Capital China Growth Fund Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
AMP.AX AMP Ltd. Australia 0 - 1400 5% 1400 - 8500 10% 20% 8500 - 40000 25% 40% > 40000 75%<br />
AND.AX Andean Resources Limited Australia 0 - 350 15% 350 - 2100 25% 30% 2100 - 2200 40% 55% > 2200 75%<br />
AAR.AX Anglo Australian Resources Nl Australia 0 - 10750 25% 10750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
AGG.AX Anglogold Ashanti Ltd. Australia 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
ANN.AX Ansell Ltd. Australia 0 - 300 10% 300 - 1800 20% 25% 1800 - 3750 35% 45% > 3750 75%<br />
AVM.AX Anvil Mining Ltd Australia 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
APE.AX AP Eagers Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
AXM.AX Apex Minerals Nl Australia 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
APN.AX APN News & Media Ltd. Australia 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75%<br />
APD.AX APN Property Group Ltd. Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
AEZ.AX APN/UKA European Retail Trust Australia 0 - 10250 25% 10250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
AQP.AX Aquarius Platinum Ltd. Australia 0 - 200 10% 200 - 1200 20% 25% 1200 - 6000 35% 45% > 6000 75%<br />
AQA.AX Aquila Resources Ltd. Australia 0 - 400 10% 400 - 2400 20% 25% 2400 - 3250 35% 45% > 3250 75%<br />
ARU.AX Arafura Resources Ltd Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 3250 60% 75% > 3250 75%<br />
ARP.AX ARB Corp. Ltd. Australia 0 - 60 25% 60 - 200 40% 50% 200 - 300 60% 75% > 300 75%<br />
AAD.AX Ardent Leisure Ltd Australia 0 - 1000 15% 1000 - 3000 25% 30% 3000 - 3000 75% 75% > 3000 75%<br />
ARG.AX Argo Investments Ltd. Australia 0 - 250 15% 250 - 750 25% 30% 750 - 800 40% 55% > 800 75%<br />
ARA.AX Ariadne Australia Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
ALL.AX Aristocrat Leisure Ltd. Australia 0 - 700 10% 700 - 4250 20% 25% 4250 - 10000 35% 45% > 10000 75%<br />
AOE.AX Arrow Energy Ltd Australia 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75%<br />
APH.AX Ascent Pharmahealth Ltd Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
AIO.AX Asciano Group Australia 0 - 11250 15% 11250 - 70000 25% 30% 70000 - 100000 40% 55% > 100000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ASZ.AX Asg Group Limited Australia 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
APZ.AX Aspen Group Australia 0 - 10250 25% 10250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
AJA.AX Astro Japan Property Trust Australia 0 - 10750 20% 10750 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75%<br />
ATR.AX Astron Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
ASX.AX ASX Ltd. Australia 0 - 100 10% 100 - 600 20% 25% 600 - 4500 35% 50% > 4500 75%<br />
AGO.AX Atlas Iron Ltd Australia 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 10000 35% 45% > 10000 75%<br />
AIA.AX Auckland Int Airport Limited Australia 0 - 300 25% 300 - 900 40% 50% 900 - 1200 60% 75% > 1200 75%<br />
AUT.AX Aurora Oil and Gas Ltd Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
ASL.AX Ausdrill Ltd. Australia 0 - 450 25% 450 - 1400 40% 50% 1400 - 2500 60% 75% > 2500 75%<br />
AAX.AX Ausenco Ltd. Australia 0 - 250 10% 250 - 1500 20% 25% 1500 - 4500 35% 45% > 4500 75%<br />
AWE.AX Aust. Worldwide Exploration Ltd. Australia 0 - 4500 10% 4500 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75%<br />
ASB.AX Austal Ltd. Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
AUN.AX Austar United Communications Ltd. Australia 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 15000 35% 45% > 15000 75%<br />
AUB.AX Austbrokers Holdings Limited Australia 0 - 100 25% 100 - 300 40% 50% 300 - 500 60% 75% > 500 75%<br />
AEO.AX Austereo Group Ltd Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
ANG.AX Austin Engineering Ltd Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
APG.AX Austpac Resources Nl Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
ALZ.AX Australand Property Group Australia 0 - 17250 10% 17250 - 50000 20% 25% 50000 - 50000 75% 75% > 50000 75%<br />
ARH.AX Australasian Resources Ltd Australia 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
ANZ.AX Australia & NZ Banking Group Ltd. Australia 0 - 400 5% 400 - 2400 10% 20% 2400 - 55000 25% 40% > 55000 75%<br />
AAC.AX Australian Agricultural Co. Ltd. Australia 0 - 500 15% 500 - 3000 25% 30% 3000 - 6250 40% 55% > 6250 75%<br />
AEU.AX Australian Education Trust Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
AFI.AX Australian Foundation Inv. Co. Ltd. Australia 0 - 400 15% 400 - 1200 25% 30% 1200 - 1400 40% 55% > 1400 75%<br />
AGK.AX Australian Gas Light Co. Ltd. Australia 0 - 450 10% 450 - 2750 20% 25% 2750 - 8250 35% 50% > 8250 75%<br />
AIX.AX Australian Infrastructure Fund Australia 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 10000 35% 45% > 10000 75%<br />
ALF.AX Australian Leaders Fund Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
AUZ.AX Australian Mines Ltd Australia 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
API.AX Australian Pharmaceutical Ind. Ltd. Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
APA.AX Australian Pipeline Trust Australia 0 - 900 10% 900 - 2750 20% 25% 2750 - 5000 35% 45% > 5000 75%<br />
ARW.AX Australian Renewable Fuels Ltd Australia 0 - 12250 25% 12250 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
AUI.AX Australian United Inv. Co. Ltd. Australia 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
AVG.AX Australian Vintage Ltd Australia 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
AHE.AX Automotive Holdings Group Australia 0 - 300 25% 300 - 900 40% 50% 900 - 1000 60% 75% > 1000 75%<br />
AVX.AX Avexa Ltd Australia 0 - 26250 25% 26250 - 80000 40% 50% 80000 - 80000 75% 75% > 80000 75%<br />
AVJ.AX AVJennings Homes Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
AVO.AX Avoca Resources Ltd. Australia 0 - 1300 15% 1300 - 4000 25% 30% 4000 - 5250 40% 55% > 5250 75%<br />
AWB.AX AWB Ltd. Australia 0 - 2750 15% 2750 - 8250 25% 30% 8250 - 10000 40% 55% > 10000 75%<br />
AXA.AX AXA Asia Pacific Holdings Ltd. Australia 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 20000 35% 50% > 20000 75%<br />
BBI.AX Babcock & Brown Inf. Group Australia 0 - 142250 25% 142250 - 450000 40% 50% 450000 - 450000 75% 75% > 450000 75%<br />
BOQ.AX Bank of Queensland Ltd. Australia 0 - 200 10% 200 - 1200 20% 25% 1200 - 3750 35% 45% > 3750 75%<br />
BMN.AX Bannerman Resources Ltd. Australia 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 4750 50% 60% > 4750 75%<br />
BPT.AX Beach Petroleum Ltd. Australia 0 - 24250 10% 24250 - 75000 20% 25% 75000 - 75000 75% 75% > 75000 75%<br />
BCD.AX Beaconsfield Gold NL Australia 0 - 8750 25% 8750 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
BEC.AX Becton Property Group Ltd. Australia 0 - 10750 25% 10750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
BFG.AX Bell Financial Group Ltd. Australia 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
BEN.AX Bendigo & Adelaide Bank Ltd. Australia 0 - 500 10% 500 - 3000 20% 25% 3000 - 6500 35% 45% > 6500 75%<br />
BDG.AX Bendigo Mining Ltd. Australia 0 - 9750 25% 9750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
BLT.AX Benitec Ltd. Australia 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
BKY.AX Berkeley Resources Ltd Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 2000 60% 75% > 2000 75%<br />
BHP.AX BHP Billiton Ltd. Australia 0 - 450 10% 450 - 2750 20% 25% 2750 - 80000 35% 50% > 80000 75%<br />
BBG.AX Billabong International Ltd. Australia 0 - 600 10% 600 - 3500 20% 25% 3500 - 7000 35% 45% > 7000 75%<br />
BNO.AX Bionomics Limited Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
BTA.AX Biota Holdings Ltd. Australia 0 - 1800 15% 1800 - 5500 25% 30% 5500 - 7000 40% 55% > 7000 75%<br />
BIS.AX Bisalloy Steel Group Ltd Australia 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BLK.AX Blackham Resources Ltd Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
BKL.AX Blackmores Ltd. Australia 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
BTR.AX Blackthorn Resources Ltd Australia 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
BUL.AX Blue Energy Ltd Australia 0 - 12250 25% 12250 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
BSL.AX BlueScope Steel Ltd. Australia 0 - 6250 5% 6250 - 40000 10% 20% 40000 - 100000 25% 40% > 100000 75%<br />
BLG.AX Bluglass Ltd Australia 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
BLY.AX Boart Longyear Ltd. Australia 0 - 68750 20% 68750 - 200000 30% 40% 200000 - 300000 50% 60% > 300000 75%<br />
BOL.AX Boom Logistics Ltd. Australia 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
BLD.AX Boral Ltd. Australia 0 - 800 10% 800 - 4750 20% 25% 4750 - 25000 35% 45% > 25000 75%<br />
BOC.AX Bougainville Copper Ltd. Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
BGD.AX Boulder Steel Limited Australia 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 8500 60% 75% > 8500 75%<br />
BOW.AX Bow Energy Ltd Australia 0 - 900 15% 900 - 5500 25% 30% 5500 - 7250 40% 55% > 7250 75%<br />
BKN.AX Bradken Ltd. Australia 0 - 250 10% 250 - 1500 20% 25% 1500 - 5250 35% 45% > 5250 75%<br />
BXB.AX Brambles Ltd. Australia 0 - 600 5% 600 - 3500 10% 20% 3500 - 35000 25% 40% > 35000 75%<br />
BDL.AX Brandrill Ltd Australia 0 - 17500 25% 17500 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75%<br />
BRW.AX Breakaway Resources Ltd Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
BRG.AX Breville Group Ltd Australia 0 - 200 25% 200 - 1200 40% 50% 1200 - 1700 60% 75% > 1700 75%<br />
BKI.AX Brickworks Investment Co. Ltd. Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
BKW.AX Brickworks Ltd. Australia 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
BRM.AX Brockman Resources Ltd Australia 0 - 600 20% 600 - 1800 30% 40% 1800 - 3500 50% 60% > 3500 75%<br />
BSA.AX BSA Ltd Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
BTT.AX BT Invesmtent Management Ltd Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
BWP.AX Bunnings Warehouse Property Trust Australia 0 - 300 15% 300 - 1800 25% 30% 1800 - 5000 40% 55% > 5000 75%<br />
BRU.AX Buru Energy Ltd Australia 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CAB.AX Cabcharge Australia Ltd. Australia 0 - 200 10% 200 - 1200 20% 25% 1200 - 2750 35% 45% > 2750 75%<br />
CIX.AX Calliden Group Ltd. Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
CTX.AX Caltex Ltd Australia 0 - 200 10% 200 - 1200 20% 25% 1200 - 4500 35% 45% > 4500 75%<br />
CPB.AX Campbell Brothers Ltd. Australia 0 - 50 10% 50 - 300 20% 25% 300 - 400 35% 45% > 400 75%<br />
CFE.AX Cape Lambert Iron Ore Ltd. Australia 0 - 35750 25% 35750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
CNX.AX Carbon Energy Ltd Australia 0 - 3750 10% 3750 - 10000 20% 25% 10000 - 15000 35% 45% > 15000 75%<br />
CDD.AX Cardno Ltd. Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
CDP.AX Carindale Property Trust Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
CIN.AX Carlton Investments Ltd. Australia 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
CVN.AX Carnarvon Petroleum Ltd Australia 0 - 19250 15% 19250 - 60000 25% 30% 60000 - 60000 75% 75% > 60000 75%<br />
CWE.AX Carnegie Wave Energy Ltd Australia 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
CPN.AX Carpathian Resources Ltd Australia 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
CRZ.AX Carsales.com.au Australia 0 - 1500 10% 1500 - 4500 20% 25% 4500 - 4500 75% 75% > 4500 75%<br />
CCV.AX Cash Converters Int Ltd Australia 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
CBH.AX CBH Resources Ltd. Australia 0 - 22750 25% 22750 - 70000 40% 50% 70000 - 70000 75% 75% > 70000 75%<br />
CWP.AX Cedar Woods Properties Ltd. Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
CST.AX Cellestis Ltd. Australia 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
CLT.AX Cellnet Group Ltd. Australia 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CNT.AX Centamin Egypt Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
CEY.AX Centennial Coal Co. Ltd. Australia 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 20000 35% 45% > 20000 75%<br />
CTP.AX Central Petroleum Ltd Australia 0 - 41500 25% 41500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
CIL.AX Centrebet International Limited Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
CXM.AX Centrex Metals Ltd Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
CNP.AX Centro Properties Group Australia 0 - 43750 20% 43750 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75%<br />
CER.AX Centro Retail Group Australia 0 - 80750 25% 80750 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75%<br />
CYA.AX Century Australia Investments Ltd Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
CFU.AX Ceramic Fuel Cells Limited Australia 0 - 23750 25% 23750 - 70000 40% 50% 70000 - 70000 75% 75% > 70000 75%<br />
CFX.AX CFS Retail Property Trust Australia 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 45000 35% 50% > 45000 75%<br />
CDI.AX Challenger Diversified Prop. Group Australia 0 - 9250 25% 9250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
CGF.AX Challenger Fin. Services Group Ltd. Australia 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 15000 35% 45% > 15000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
CIF.AX Challenger Infrastructure Fund Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
CWT.AX Challenger Wine Trust Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
CHC.AX Charter Hall Group Australia 0 - 3250 15% 3250 - 9750 25% 30% 9750 - 15000 40% 55% > 15000 75%<br />
CXS.AX Chemgenex Pharmaceuticals Ltd Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
CHO.AX Choiseul Investments Ltd. Australia 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
CIR.AX Circadian Technologies Ltd. Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
CGG.AX Citadel Resource Group Ltd Australia 0 - 7250 25% 7250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
CTO.AX Citigold Corp. Ltd. Australia 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
CVI.AX Cityview Corporation Ltd Australia 0 - 354000 25% 354000 - 1000000 40% 50% 1000000 - 1000000 75% 75% > 1000000 75%<br />
CND.AX Clarius Group Ltd Australia 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CSS.AX Clean Seas Tuna Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
CUV.AX Clinuvel Pharmaceuticals Ltd. Australia 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75%<br />
CLO.AX Clough Ltd. Australia 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
CLV.AX Clover Corp. Ltd. Australia 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
CMV.AX Cma Corporation Ltd Australia 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
COZ.AX Co2 Group Limited Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
CNA.AX Coal & Allied Industries Ltd. Australia 0 - 15 10% 15 - 90 20% 25% 90 - 200 35% 45% > 200 75%<br />
CZA.AX Coal of Africa Ltd Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1400 60% 75% > 1400 75%<br />
CCL.AX Coca-Cola Amatil Ltd. Australia 0 - 450 10% 450 - 2750 20% 25% 2750 - 15000 35% 50% > 15000 75%<br />
COH.AX Cochlear Ltd. Australia 0 - 70 10% 70 - 400 20% 25% 400 - 1600 35% 45% > 1600 75%<br />
COK.AX Cockatoo Coal Ltd Australia 0 - 9250 25% 9250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
CDA.AX Codan Ltd. Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
CXC.AX Coeur d’Alene Mining Corporation Australia 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
COF.AX Coffey International Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CLH.AX Collection House Ltd. Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
CBA.AX Commonwealth Bank of Australia Australia 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
CPA.AX Commonwealth Property Office Fund Australia 0 - 12750 10% 12750 - 40000 20% 25% 40000 - 45000 35% 45% > 45000 75%<br />
CPU.AX Computershare Ltd. Australia 0 - 200 10% 200 - 1200 20% 25% 1200 - 10000 35% 45% > 10000 75%<br />
CEU.AX ConnectEast Group Australia 0 - 34500 10% 34500 - 100000 20% 25% 100000 - 100000 75% 75% > 100000 75%<br />
CQT.AX Conquest Mining Ltd Australia 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CMJ.AX Consolidated Media Holdings Australia 0 - 4250 10% 4250 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75%<br />
CBR.AX Constellation Brands, Inc Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
CCQ.AX Contango Capital Partners Ltd Australia 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
CTN.AX Contango Microcap Limited Australia 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
COE.AX Cooper Energy Ltd Australia 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CXG.AX Coote Industrial Ltd Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
CXP.AX Corporate Express Australia Ltd. Australia 0 - 500 15% 500 - 1500 25% 30% 1500 - 2200 40% 55% > 2200 75%<br />
CXY.AX Cougar Energy Ltd Australia 0 - 38500 25% 38500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
COU.AX Count Financial Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CYG.AX Coventry Group Ltd Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
CRG.AX Crane Group Ltd. Australia 0 - 80 10% 80 - 500 20% 25% 500 - 1700 35% 45% > 1700 75%<br />
CCP.AX Credit Corp Group Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
CRE.AX Crescent Gold Ltd Australia 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
CMW.AX Cromwell Group Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
CWN.AX Crown Ltd Australia 0 - 300 10% 300 - 1800 20% 25% 1800 - 10000 35% 50% > 10000 75%<br />
CSW.AX CS Pl100 - World Water Trust Australia 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CSV.AX CSG Limited Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
CSL.AX CSL Ltd./Australia Australia 0 - 250 5% 250 - 1500 10% 20% 1500 - 20000 25% 40% > 20000 75%<br />
CSR.AX CSR Ltd. Australia 0 - 5500 10% 5500 - 35000 20% 25% 35000 - 35000 75% 75% > 35000 75%<br />
CDU.AX Cudeco Ltd. Australia 0 - 250 10% 250 - 1500 20% 25% 1500 - 2100 35% 45% > 2100 75%<br />
CUE.AX Cue Energy Resources Ltd. Australia 0 - 10750 25% 10750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
CUS.AX Customers Limited Australia 0 - 800 15% 800 - 2400 25% 30% 2400 - 2400 75% 75% > 2400 75%<br />
CVC.AX CVC Ltd. Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
DGR.AX D’Aguilar Gold Ltd Australia 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
DKS.AX Danks Holdings Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
DTL.AX Data#3 Ltd Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
DJS.AX David Jones Ltd. Australia 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 15000 35% 45% > 15000 75%<br />
DCG.AX Decmil Group Ltd Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 2000 60% 75% > 2000 75%<br />
DYL.AX Deep Yellow Ltd. Australia 0 - 8500 25% 8500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
DVN.AX Devine Ltd. Australia 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
DXS.AX Dexus Property Group Australia 0 - 26000 10% 26000 - 80000 20% 25% 80000 - 150000 35% 45% > 150000 75%<br />
DIO.AX Dioro Resources Ltd Australia 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75%<br />
DML.AX Discovery Metals Ltd Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
DUI.AX Diversified United Investment Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
DJW.AX Djerriwarrh Investments Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
DKN.AX Dkn Financial Group Ltd Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
DOM.AX Dominion Mining Ltd. Australia 0 - 200 15% 200 - 1200 25% 30% 1200 - 2300 40% 55% > 2300 75%<br />
DMP.AX Domino’s Pizza Enterprises Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
DOW.AX Downer EDI Ltd. Australia 0 - 200 10% 200 - 1200 20% 25% 1200 - 7750 35% 45% > 7750 75%<br />
DMG.AX Dragon Mountain Gold Ltd. Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
DLS.AX Drillsearch Energy Ltd Australia 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 40000 60% 75% > 40000 75%<br />
DUE.AX DUET Group Australia 0 - 3000 10% 3000 - 9000 20% 25% 9000 - 15000 35% 45% > 15000 75%<br />
DWS.AX Dws Advanced Business Solutions Ltd Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
DYE.AX Dyesol Ltd Australia 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
ESG.AX Eastern Star Gas Limited Australia 0 - 6000 10% 6000 - 20000 20% 25% 20000 - 20000 75% 75% > 20000 75%<br />
ERC.AX Eircom Holdings Ltd Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 2500 60% 75% > 2500 75%<br />
ELD.AX Elders Ltd Australia 0 - 81750 25% 81750 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75%<br />
EOS.AX Electro Optic Systems Holdings Ltd. Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
EXR.AX Elixir Petroleum Ltd Australia 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
EHL.AX Emeco Holdings Ltd Australia 0 - 1700 15% 1700 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75%<br />
ELI.AX Emerging Leaders Investments Ltd Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
EGO.AX Empire Oil & Gas Nl Australia 0 - 309000 25% 309000 - 950000 40% 50% 950000 - 950000 75% 75% > 950000 75%<br />
EMU.AX Emu Nickel NL Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
ENE.AX Energy Developments Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
EME.AX Energy Metals Ltd Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
ERA.AX Energy Resources Of Aust. Ltd. Australia 0 - 30 10% 30 - 200 20% 25% 200 - 2750 35% 45% > 2750 75%<br />
EWC.AX Energy World Corporation Ltd Australia 0 - 7500 15% 7500 - 25000 25% 30% 25000 - 25000 75% 75% > 25000 75%<br />
ENV.AX Envestra Ltd. Australia 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
EQN.AX Equinox Minerals Ltd Australia 0 - 700 10% 700 - 4250 20% 25% 4250 - 10000 35% 45% > 10000 75%<br />
EQT.AX Equity Trustees Limited Australia 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
ESV.AX Eservglobal Ltd. Australia 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
EPG.AX European Gas Ltd Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4250 60% 75% > 4250 75%<br />
EZL.AX Euroz Limited Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
EFG.AX Everest Financial Group Ltd Australia 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
EXM.AX Excalibur Mining Corporation Ltd Australia 0 - 137250 25% 137250 - 400000 40% 50% 400000 - 400000 75% 75% > 400000 75%<br />
EXT.AX Extract Resources Ltd. Australia 0 - 70 10% 70 - 400 20% 25% 400 - 3000 35% 45% > 3000 75%<br />
FXJ.AX Fairfax Media Ltd. Australia 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 80000 35% 45% > 80000 75%<br />
FAN.AX Fantastic Holdings Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
FLX.AX Felix Resources Ltd. Australia 0 - 350 20% 350 - 2100 30% 40% 2100 - 2500 50% 60% > 2500 75%<br />
FER.AX Fermiscan Holdings Limited Australia 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
FRS.AX Ferraus Ltd Australia 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
FPS.AX Fiducian Portfolio Services Ltd Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
FRI.AX Finbar Group Ltd Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
FSE.AX Firestone Energy Ltd Australia 0 - 12250 25% 12250 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
FAR.AX First Australian Resources Ltd Australia 0 - 46000 25% 46000 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
FPA.AX Fisher & Paykel Appliances Ltd Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
FPH.AX Fisher & Paykel Healthcare Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1300 60% 75% > 1300 75%<br />
FKP.AX FKP Property Group Australia 0 - 5000 15% 5000 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
FWD.AX Fleetwood Corp Ltd. Australia 0 - 100 15% 100 - 600 25% 30% 600 - 950 40% 55% > 950 75%<br />
FBU.AX Fletcher Building Limited Australia 0 - 150 10% 150 - 900 20% 25% 900 - 4750 35% 45% > 4750 75%<br />
FXL.AX Flexigroup Limited Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
FLT.AX Flight Centre Ltd. Australia 0 - 50 10% 50 - 300 20% 25% 300 - 2100 35% 45% > 2100 75%<br />
FMS.AX Flinders Mines Ltd Australia 0 - 90250 20% 90250 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75%<br />
FML.AX Focus Minerals Ltd Australia 0 - 106750 25% 106750 - 300000 40% 50% 300000 - 300000 75% 75% > 300000 75%<br />
FEA.AX Forest Enterprises Australia Ltd. Australia 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
FMG.AX Fortescue Metals Group Ltd. Australia 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 45000 35% 50% > 45000 75%<br />
FGL.AX Foster’s Group Ltd. Australia 0 - 3500 5% 3500 - 20000 10% 20% 20000 - 45000 25% 40% > 45000 75%<br />
FXR.AX Fox Resources Ltd Australia 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
FNT.AX Frontier Resources Ltd Australia 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
FSA.AX FSA Group Limited Australia 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
FUN.AX Funtastic Ltd. Australia 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
GXY.AX Galaxy Resources Ltd Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
GAP.AX Gale Pacific Ltd. Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
GJT.AX Galileo Japan Trust Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 6500 60% 75% > 6500 75%<br />
GBT.AX Gbst Holdings Limited Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
GTG.AX Genetic Technologies Ltd. Australia 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
GDY.AX Geodynamics Ltd. Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
GBG.AX Gindalbie Metals Ltd Australia 0 - 1900 15% 1900 - 5750 25% 30% 5750 - 9500 40% 55% > 9500 75%<br />
GIR.AX Giralia Resources Nl Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
GCS.AX Global Construction Services Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
GFE.AX Global Iron Ltd Australia 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
GMI.AX Global Mining Investments Limited Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
GLB.AX Globe International Ltd. Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
GBE.AX Globe Uranium Ltd Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
GCL.AX Gloucester Coal Ltd. Australia 0 - 150 10% 150 - 900 20% 25% 900 - 3000 35% 45% > 3000 75%<br />
GDN.AX Golden State Resources Australia 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
GWR.AX Golden West Resources Limited Australia 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
GFF.AX Goodman Fielder Ltd. Australia 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 40000 35% 45% > 40000 75%<br />
GMG.AX Goodman Group Australia 0 - 31250 20% 31250 - 200000 30% 40% 200000 - 300000 50% 60% > 300000 75%<br />
GOW.AX Gowing Bros Ltd. Australia 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
GPT.AX GPT Group Australia 0 - 32000 10% 32000 - 200000 20% 25% 200000 - 500000 35% 50% > 500000 75%<br />
GNC.AX Graincorp Ltd. Australia 0 - 150 10% 150 - 900 20% 25% 900 - 2200 35% 45% > 2200 75%<br />
GRR.AX Grange Resources Limited. Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
GRD.AX GRD Ltd. Australia 0 - 35500 25% 35500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
GGG.AX Greenland Minerals & Energy Australia 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
GOZ.AX Growthpoint Properties Australia Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
GUD.AX GUD Holdings Ltd. Australia 0 - 90 10% 90 - 550 20% 25% 550 - 1100 35% 45% > 1100 75%<br />
GPG.AX Guinness Peat Group Plc. Australia 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
GNM.AX Gujarat NRE Resources Ltd Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
GNS.AX Gunns Ltd. Australia 0 - 2750 10% 2750 - 8250 20% 25% 8250 - 10000 35% 45% > 10000 75%<br />
GWT.AX GWA International Ltd. Australia 0 - 800 10% 800 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
JHX.AX Hardie (James) Industries NV Australia 0 - 300 10% 300 - 1800 20% 25% 1800 - 15000 35% 45% > 15000 75%<br />
HVN.AX Harvey Norman Holdings Ltd. Australia 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 25000 35% 45% > 25000 75%<br />
HST.AX Hastie Group Ltd. Australia 0 - 1500 15% 1500 - 4500 25% 30% 4500 - 7250 40% 55% > 7250 75%<br />
HDF.AX Hastings Diversified Utilities Fund Australia 0 - 6000 15% 6000 - 20000 25% 30% 20000 - 20000 75% 75% > 20000 75%<br />
HHY.AX Hastings High Yield Fund Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
HAV.AX Havilah Resources NL Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
HSP.AX Healthscope Ltd. Australia 0 - 450 10% 450 - 2750 20% 25% 2750 - 5750 35% 45% > 5750 75%<br />
HIN.AX HeartWare International Inc Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
HSK.AX Heemskirk Consolidated Ltd Australia 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
HLX.AX Helix Resources Ltd Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
HER.AX Herald Resources Limited Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
HRR.AX Heron Resources Limited Australia 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
HAP.AX Hfa Accelerator Plus Ltd Australia 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
HFA.AX Hfa Holdings Limited Australia 0 - 10250 25% 10250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
HNG.AX Hgl Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
H<strong>IG</strong>.AX Highlands Pacific Ltd. Australia 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
HEG.AX Hill End Gold Limited Australia 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
HGO.AX Hillgrove Resources Ltd Australia 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
HIL.AX Hills Industries Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 2300 60% 75% > 2300 75%<br />
HZN.AX Horizon Oil Limited Australia 0 - 19500 25% 19500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
HHV.AX Hunter Hall Global Value Limited Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
HHL.AX Hunter Hall International Ltd. Australia 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
HTA.AX Hutchison Telecomms. Australia Ltd. Australia 0 - 9500 25% 9500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
HMC.AX Hydromet Corporation Ltd Australia 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
ICN.AX Icon Energy Ltd Australia 0 - 10250 20% 10250 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75%<br />
IDT.AX IDT Australia Ltd Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
IIN.AX iiNET Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
ILU.AX Iluka Resources Ltd. Australia 0 - 350 10% 350 - 2100 20% 25% 2100 - 10000 35% 45% > 10000 75%<br />
IMI.AX Im Medical Ltd Australia 0 - 572750 25% 572750 - 1750000 40% 50% 1750000 - 1750000 75% 75% > 1750000 75%<br />
IMA.AX Image Resources Nl Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
IMD.AX Imdex Limited Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3500 60% 75% > 3500 75%<br />
IMF.AX IMF (Australia) Ltd Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1800 60% 75% > 1800 75%<br />
IMP.AX Imperial Corporation Ltd Australia 0 - 126000 25% 126000 - 400000 40% 50% 400000 - 400000 75% 75% > 400000 75%<br />
IXR.AX IMX Resources NL Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
IPL.AX Incitec Pivot Ltd Australia 0 - 6000 20% 6000 - 35000 35% 50% 35000 - 85000 50% 75% > 85000 75%<br />
IDG.AX Indago Resources Ltd Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
<strong>IG</strong>O.AX Independence Group NL Australia 0 - 200 10% 200 - 1200 20% 25% 1200 - 2750 35% 45% > 2750 75%<br />
IRN.AX Indophil Resources Nl Australia 0 - 1200 15% 1200 - 7250 25% 30% 7250 - 8250 40% 55% > 8250 75%<br />
IDL.AX Industrea Ltd Australia 0 - 11250 15% 11250 - 35000 25% 30% 35000 - 35000 75% 75% > 35000 75%<br />
IFM.AX Infomedia Ltd. Australia 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
IIF.AX ING Industrial Fund Australia 0 - 7500 20% 7500 - 25000 30% 40% 25000 - 40000 50% 60% > 40000 75%<br />
IOF.AX ING Office Fund Australia 0 - 28750 10% 28750 - 85000 20% 25% 85000 - 85000 75% 75% > 85000 75%<br />
ILF.AX ING Real Estate Commun. Living Fund Australia 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
IEF.AX Ing Real Estate Entertainment Fund Australia 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
INP.AX Innamincka Petroleum Ltd Australia 0 - 9000 25% 9000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
IAG.AX Insurance Australia Group Ltd. Australia 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 35000 35% 50% > 35000 75%<br />
<strong>IG</strong>R.AX Integra Mining Ltd Australia 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
IRI.AX Integrated Research Limited Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
INT.AX Intermoco Ltd Australia 0 - 50750 25% 50750 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
<strong>IG</strong>C.AX International Goldfields Ltd.. Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
IAU.AX Intrepid Mines Ltd Australia 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
IVC.AX Invocare Ltd. Australia 0 - 70 15% 70 - 400 25% 30% 400 - 1300 40% 55% > 1300 75%<br />
IFL.AX IOOF Holdings Ltd. Australia 0 - 100 10% 100 - 600 20% 25% 600 - 2500 35% 45% > 2500 75%<br />
IRE.AX Iress Market Technology Ltd. Australia 0 - 70 10% 70 - 400 20% 25% 400 - 2750 35% 45% > 2750 75%<br />
IBC.AX Ironbark Capital Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
ISF.AX iSOFT Group Ltd Australia 0 - 5000 15% 5000 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75%<br />
ISS.AX ISS Group Ltd Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
JML.AX Jabiru Metals Ltd. Australia 0 - 7250 20% 7250 - 20000 30% 40% 20000 - 20000 75% 75% > 20000 75%<br />
JBH.AX JB Hi-Fi Ltd. Australia 0 - 60 10% 60 - 350 20% 25% 350 - 4500 35% 45% > 4500 75%<br />
JET.AX Jetset Travelworld Ltd Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
KSC.AX K & S Corporation Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
KZL.AX Kagara Ltd. Australia 0 - 9000 20% 9000 - 25000 30% 40% 25000 - 25000 75% 75% > 25000 75%<br />
KAR.AX Karoon Gas Australia Limited Australia 0 - 150 10% 150 - 900 20% 25% 900 - 4750 35% 45% > 4750 75%<br />
KBC.AX Keybridge Capital Ltd Australia 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
KYC.AX Keycorp Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
KIL.AX Kfm Diversified Infrastructure Australia 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
KMN.AX Kings Minerals Nl Australia 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
KCN.AX Kingsgate Consolidated Ltd. Australia 0 - 100 10% 100 - 600 20% 25% 600 - 2400 35% 45% > 2400 75%<br />
LEG.AX Legend Mining Ltd Australia 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
LEI.AX Leighton Holdings Ltd. Australia 0 - 30 5% 30 - 200 10% 20% 200 - 4500 25% 40% > 4500 75%<br />
LLC.AX Lend Lease Corp. Ltd. Australia 0 - 600 10% 600 - 3500 20% 25% 3500 - 8500 35% 50% > 8500 75%<br />
LLP.AX Lend Lease Primelife Ltd Australia 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
LGL.AX Lihir Gold Ltd. Australia 0 - 6500 10% 6500 - 40000 20% 25% 40000 - 95000 35% 50% > 95000 75%<br />
LNC.AX Linc Energy Ltd Australia 0 - 1300 10% 1300 - 4000 20% 25% 4000 - 6500 35% 45% > 6500 75%<br />
LRF.AX Linq Resources Fund Australia 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
LNN.AX Lion Nathan Ltd. Australia 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 15000 35% 45% > 15000 75%<br />
LST.AX Lion Selection Ltd. Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
LNG.AX Liquefied Natural Gas Limited Australia 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 4500 75% 75% > 4500 75%<br />
LWB.AX Little World Beverages Ltd Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
LCT.AX Living Cell Technologies Limited Australia 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
LDW.AX Ludowici Limited Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
LYL.AX Lycopodium Ltd Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
LYC.AX Lynas Corporation Ltd. Australia 0 - 10250 20% 10250 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75%<br />
MSL.AX Mac Services Group Ltd Australia 0 - 150 25% 150 - 450 40% 50% 450 - 750 60% 75% > 750 75%<br />
MCC.AX MacArthur Coal Ltd. Australia 0 - 300 10% 300 - 1800 20% 25% 1800 - 7000 35% 45% > 7000 75%<br />
MAH.AX Macmahon Holdings Ltd. Australia 0 - 19750 15% 19750 - 60000 25% 30% 60000 - 60000 75% 75% > 60000 75%<br />
MAP.AX Macquarie Airports Management Ltd. Australia 0 - 4000 10% 4000 - 25000 20% 25% 25000 - 25000 75% 75% > 25000 75%<br />
MCW.AX Macquarie CountryWide Trust Australia 0 - 14250 15% 14250 - 45000 25% 30% 45000 - 55000 40% 55% > 55000 75%<br />
MDT.AX Macquarie DDT Trust Australia 0 - 31750 25% 31750 - 95000 40% 50% 95000 - 95000 75% 75% > 95000 75%<br />
MQG.AX Macquarie Group Ltd Australia 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 50% > 10000 75%<br />
M<strong>IG</strong>.AX Macquarie Infrastructure Group Australia 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 60000 35% 50% > 60000 75%<br />
MMG.AX Macquarie Media Group Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 2400 60% 75% > 2400 75%<br />
MOF.AX Macquarie Office Trust Australia 0 - 71250 15% 71250 - 200000 25% 30% 200000 - 200000 75% 75% > 200000 75%<br />
MFG.AX Magellan Financial Group Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
MFF.AX Magellan Flagship Fund Limited Australia 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
MRU.AX Mantra Resources Ltd Australia 0 - 150 25% 150 - 900 40% 50% 900 - 1000 60% 75% > 1000 75%<br />
MAE.AX Marion Energy Limited Australia 0 - 5750 25% 5750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
MSF.AX Maryborough Sugar Factory Australia 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MXI.AX MaxiTRANS Industries Ltd. Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
MMS.AX Mcmillan Shakespeare Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
MCP.AX McPherson’s Ltd. Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
MML.AX Medusa Mining Ltd Australia 0 - 250 15% 250 - 1500 25% 30% 1500 - 2300 40% 55% > 2300 75%<br />
MLB.AX Melbourne It Limited Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
MRM.AX Mermaid Marine Australia Limited Australia 0 - 600 15% 600 - 1800 25% 30% 1800 - 2000 40% 55% > 2000 75%<br />
MSB.AX Mesoblast Limited Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
MBP.AX Metabolic Pharmaceuticals Ltd. Australia 0 - 10000 25% 10000 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
MLS.AX Metals Australia Ltd Australia 0 - 16000 25% 16000 - 50000 40% 50% 50000 - 50000 75% 75% > 50000 75%<br />
MLX.AX Metals X Ltd. Australia 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
MTS.AX Metcash Ltd. Australia 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 20000 35% 45% > 20000 75%<br />
MEL.AX Metgasco Ltd Australia 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
MEO.AX Methanol Australia Limited Australia 0 - 17250 25% 17250 - 50000 40% 50% 50000 - 50000 75% 75% > 50000 75%<br />
MLT.AX Milton Corporation Ltd. Australia 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
MRE.AX Minara Resources Ltd. Australia 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 25000 35% 45% > 25000 75%<br />
MCR.AX Mincor Resources NL Australia 0 - 1400 10% 1400 - 4250 20% 25% 4250 - 7250 35% 45% > 7250 75%<br />
MAK.AX Minemakers Ltd Australia 0 - 10250 25% 10250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
MDL.AX Mineral Deposits Ltd. Australia 0 - 1900 15% 1900 - 5750 25% 30% 5750 - 6750 40% 55% > 6750 75%<br />
MIN.AX Mineral Resources Limited Australia 0 - 100 25% 100 - 300 40% 50% 300 - 500 60% 75% > 500 75%<br />
MLI.AX Mintails Limited Australia 0 - 16000 25% 16000 - 50000 40% 50% 50000 - 50000 75% 75% > 50000 75%<br />
MBN.AX Mirabela Nickel Limited Australia 0 - 450 20% 450 - 2750 30% 40% 2750 - 4500 50% 60% > 4500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
MIR.AX Mirrabooka Investments Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
MGR.AX Mirvac Group Australia 0 - 8250 20% 8250 - 50000 30% 40% 50000 - 95000 50% 60% > 95000 75%<br />
MIX.AX Mirvac Industrial Trust Australia 0 - 14250 25% 14250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75%<br />
MRZ.AX Mirvac Real Estate Investment Trust Australia 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
MBT.AX Mission Biofuels Ltd Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
MCU.AX Mitchell Communication Group Ltd. Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
MMA.AX Mmc Contrarian Limited Australia 0 - 38750 25% 38750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
MPO.AX Molopo Australia Ltd. Australia 0 - 2000 20% 2000 - 6000 30% 40% 6000 - 6000 75% 75% > 6000 75%<br />
MOL.AX Moly Mines Ltd Australia 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 4250 50% 60% > 4250 75%<br />
MND.AX Monadelphous Group Ltd. Australia 0 - 80 10% 80 - 500 20% 25% 500 - 1600 35% 45% > 1600 75%<br />
MOC.AX Mortgage Choice Ltd. Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
MOS.AX Mosaic Oil NL Australia 0 - 41000 25% 41000 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
MGX.AX Mount Gibson Iron Ltd. Australia 0 - 6500 10% 6500 - 20000 20% 25% 20000 - 35000 35% 45% > 35000 75%<br />
MUE.AX Multiplex European Property Fund Australia 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
MUN.AX Mundo Minerals Ltd Australia 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
MMX.AX Murchison Metals Ltd Australia 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 9250 35% 45% > 9250 75%<br />
NAM.AX Namoi Cotton Co-Operative Limited Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
NAN.AX Nanosonics Ltd Australia 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
NAB.AX National Australia Bank Ltd. Australia 0 - 250 5% 250 - 1500 10% 20% 1500 - 45000 25% 40% > 45000 75%<br />
NHR.AX National Hire Group Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
NAV.AX Navigator Resources Ltd Australia 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
NVT.AX Navitas Ltd. Australia 0 - 200 25% 200 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
NMS.AX Neptune Marine Services Ltd Australia 0 - 4500 15% 4500 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75%<br />
NHC.AX New Hope Corp Ltd. Australia 0 - 250 10% 250 - 1500 20% 25% 1500 - 2000 35% 45% > 2000 75%<br />
NZO.AX New Zealand Oil & Gas Limited Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
NCM.AX Newcrest Mining Ltd. Australia 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
NEM.AX Newmont Mining Corp. Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
NWSLV.AX News Corp Non-Vot Australia 0 - 150 10% 150 - 900 20% 25% 900 - 3000 35% 45% > 3000 75%<br />
NWS.AX News Corp Vot Australia 0 - 300 5% 300 - 1800 10% 20% 1800 - 10000 25% 40% > 10000 75%<br />
NWT.AX Newsat Ltd Australia 0 - 997250 25% 997250 - 3000000 40% 50% 3000000 - 3000000 75% 75% > 3000000 75%<br />
NBS.AX Nexbis Ltd Australia 0 - 8500 20% 8500 - 25000 30% 40% 25000 - 25000 75% 75% > 25000 75%<br />
NXS.AX Nexus Energy Ltd. Australia 0 - 36500 20% 36500 - 100000 30% 40% 100000 - 100000 75% 75% > 100000 75%<br />
NGM.AX Ngm Resources Ltd Australia 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
NHF.AX Nib Holdings Limited Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2500 60% 75% > 2500 75%<br />
NCK.AX Nick Scali Limited Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
NDO.AX Nido Petroleum Limited Australia 0 - 33750 25% 33750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
NKP.AX Nkwe Platinum Ltd Australia 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
NOD.AX Nomad Building Solutions Limited Australia 0 - 600 20% 600 - 3500 30% 40% 3500 - 4500 50% 60% > 4500 75%<br />
NBL.AX Noni B Limited Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
NFK.AX Norfolk Group Limited Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
NEC.AX Northern Energy Corporation Ltd Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
NFE.AX Northern Iron Ltd. Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
NGF.AX Norton Gold fields Ltd Australia 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
NRT.AX Novogen Ltd. Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
NWH.AX NRW Holdings Ltd Australia 0 - 350 15% 350 - 2100 25% 30% 2100 - 10000 40% 55% > 10000 75%<br />
NUF.AX Nufarm Ltd. Australia 0 - 250 10% 250 - 1500 20% 25% 1500 - 8750 35% 45% > 8750 75%<br />
NPX.AX Nuplex Industries Limited. Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
OAK.AX Oaks Hotels & Resorts Limited Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
OKN.AX Oakton Ltd. Australia 0 - 250 25% 250 - 750 40% 50% 750 - 1300 60% 75% > 1300 75%<br />
OGC.AX OceanaGold Corporation Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
OSH.AX Oil Search Ltd. Australia 0 - 1100 5% 1100 - 6500 10% 20% 6500 - 30000 25% 40% > 30000 75%<br />
OEX.AX Oilex Ltd Australia 0 - 5750 25% 5750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
OMH.AX Om Holdings Ltd Australia 0 - 500 10% 500 - 3000 20% 25% 3000 - 5500 35% 45% > 5500 75%<br />
OST.AX OneSteel Ltd. Australia 0 - 1600 5% 1600 - 9500 10% 20% 9500 - 45000 25% 40% > 45000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ORD.AX Ord River Resources Ltd Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
ORI.AX Orica Ltd. Australia 0 - 100 5% 100 - 600 10% 20% 600 - 7500 25% 40% > 7500 75%<br />
ORG.AX Origin Energy Ltd. Australia 0 - 200 5% 200 - 1200 10% 20% 1200 - 15000 25% 40% > 15000 75%<br />
ORL.AX Orotongroup Ltd. Australia 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
OEL.AX Otto Energy Ltd Australia 0 - 31000 25% 31000 - 95000 40% 50% 95000 - 95000 75% 75% > 95000 75%<br />
OZL.AX OZ Minerals Ltd Australia 0 - 17250 10% 17250 - 100000 20% 25% 100000 - 150000 35% 45% > 150000 75%<br />
OZG.AX OZGrowth Ltd. Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
PBG.AX Pacific Brands Ltd. Australia 0 - 6750 15% 6750 - 20000 25% 30% 20000 - 35000 40% 55% > 35000 75%<br />
PRE.AX Pacrim Energy Ltd Australia 0 - 69500 25% 69500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75%<br />
PDN.AX Paladin Energy Ltd. Australia 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75%<br />
PPP.AX Pan Pacific Petroleum Nl Australia 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
PNA.AX PanAust Ltd Australia 0 - 40500 20% 40500 - 100000 30% 40% 100000 - 100000 75% 75% > 100000 75%<br />
PAN.AX Panoramic Resources Ltd Australia 0 - 600 10% 600 - 3500 20% 25% 3500 - 6500 35% 45% > 6500 75%<br />
PPX.AX PaperlinX Ltd. Australia 0 - 2200 15% 2200 - 6500 25% 30% 6500 - 10000 40% 55% > 10000 75%<br />
PFL.AX Patties Foods Ltd Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
PPC.AX Peet & Co. Ltd. Australia 0 - 200 25% 200 - 600 40% 50% 600 - 1100 60% 75% > 1100 75%<br />
PEN.AX Peninsula Minerals Ltd Australia 0 - 58250 25% 58250 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
PSH.AX Penrice Soda Holdings Ltd Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
PBA.AX Peoplebank Australia Ltd Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
PNN.AX Pepinnini Minerals Ltd Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
PLI.AX Peplin Inc - CDI Australia 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
PEM.AX Perilya Ltd. Australia 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
PPT.AX Perpetual Trustees Australia Ltd. Australia 0 - 30 10% 30 - 200 20% 25% 200 - 550 35% 45% > 550 75%<br />
PRU.AX Perseus Mining Ltd Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 3250 60% 75% > 3250 75%<br />
PSA.AX Petsec Energy Ltd. Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
PXS.AX Pharmaxis Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1900 60% 75% > 1900 75%<br />
POH.AX Phosphagenics Ltd. Australia 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
POZ.AX Phosphate Australia Ltd Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
PGA.AX Photon Group Ltd. Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
PRC.AX Pike River Coal Limited Australia 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
PWK.AX Pipe Networks Ltd Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
PTM.AX Platinum Asset Management Ltd Australia 0 - 500 10% 500 - 1500 20% 25% 1500 - 2200 35% 45% > 2200 75%<br />
PLA.AX Platinum Australia Ltd. Australia 0 - 1600 20% 1600 - 4750 30% 40% 4750 - 7750 50% 60% > 7750 75%<br />
PMC.AX Platinum Capital Ltd. Australia 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
PLV.AX Pluton Resources Ltd Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
PMP.AX PMP Ltd. Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3750 60% 75% > 3750 75%<br />
PVE.AX Po Valley Energy Limited Australia 0 - 200 25% 200 - 600 40% 50% 600 - 950 60% 75% > 950 75%<br />
POL.AX Polaris Metals Nl Australia 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75%<br />
PBD.AX Port Bouvard Ltd. Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
POS.AX Poseidon Nickel Ltd Australia 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
PPS.AX Praemium Limited Australia 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75%<br />
PDZ.AX Prairie Downs Metals Ltd Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
PBT.AX Prana Biotechnology Limited Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
PMV.AX Premier Investments Ltd. Australia 0 - 100 20% 100 - 600 30% 40% 600 - 1100 50% 60% > 1100 75%<br />
PRV.AX Premium Investors Limited Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
PRY.AX Primary Health Care Ltd. Australia 0 - 200 10% 200 - 1200 20% 25% 1200 - 9250 35% 45% > 9250 75%<br />
PTN.AX Prime Retirement & Aged Care Australia 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
PRT.AX Prime Television Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
PAG.AX PrimeAg Australia Ltd Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
PME.AX Pro Medicus Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
PBP.AX Probiotec Ltd Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
PGL.AX Progen Pharmaceuticals Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
PRG.AX Programmed Maintenance Services Australia 0 - 100 25% 100 - 600 40% 50% 600 - 950 60% 75% > 950 75%<br />
QAN.AX Qantas Airways Ltd. Australia 0 - 7250 5% 7250 - 45000 10% 20% 45000 - 70000 25% 40% > 70000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
QBE.AX QBE Insurance Group Ltd. Australia 0 - 200 5% 200 - 1200 10% 20% 1200 - 25000 25% 40% > 25000 75%<br />
QHL.AX Quickstep Holdings Ltd Australia 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
RMS.AX Ramelius Resources Ltd Australia 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
RHC.AX Ramsay Health Care Ltd. Australia 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75%<br />
RRS.AX Range Resources Ltd Australia 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
RCR.AX Rcr Tomlinson Limited Australia 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
REA.AX realestate.com.au Ltd. Australia 0 - 350 15% 350 - 1100 25% 30% 1100 - 1100 75% 75% > 1100 75%<br />
RKN.AX Reckon Ltd. Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
RNY.AX Reckson New York Property Trust Australia 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
RED.AX Red 5 Ltd. Australia 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
RFE.AX Red Fork Energy Ltd Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
RHI.AX Red Hill Iron Ltd Australia 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
RDF.AX Redflex Holdings Ltd. Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
REH.AX Reece Australia Ltd. Australia 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
RDR.AX Reed Resources Ltd Australia 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
RCT.AX Reef Casino Trust Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
REX.AX Regional Express Holdings Limited Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
RRL.AX Regis Resources Ltd Australia 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
RSN.AX Renison Consolidated Mines Nl Australia 0 - 77250 25% 77250 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75%<br />
RMD.AX Resmed Inc. Australia 0 - 700 10% 700 - 4250 20% 25% 4250 - 8250 35% 45% > 8250 75%<br />
RSG.AX Resolute Mining Ltd. Australia 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
RES.AX Resource Generation Ltd Australia 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
RFG.AX Retail Food Group Australia 0 - 90 25% 90 - 250 40% 50% 250 - 550 60% 75% > 550 75%<br />
REF.AX Reverse Corp Ltd. Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
RWD.AX Reward Minerals Ltd Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
RHG.AX RHG Ltd Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
RIC.AX Ridley Corp. Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 2750 60% 75% > 2750 75%<br />
RIO.AX Rio Tinto Ltd. Australia 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
RCY.AX Rivercity Motorway Group Australia 0 - 9000 25% 9000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
RIV.AX Riversdale Mining Limited Australia 0 - 50 10% 50 - 300 20% 25% 300 - 3750 35% 45% > 3750 75%<br />
ROC.AX Roc Oil Co. Ltd. Australia 0 - 13500 15% 13500 - 40000 25% 30% 40000 - 40000 75% 75% > 40000 75%<br />
ROK.AX Rock Building Society Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
RPX.AX Rp Data Ltd Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
RHL.AX Ruralco Holdings Limited Australia 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SAI.AX SAI Global Ltd. Australia 0 - 150 15% 150 - 900 25% 30% 900 - 1800 40% 55% > 1800 75%<br />
SAE.AX Salianas Energy Ltd Australia 0 - 7750 25% 7750 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
SLM.AX Salmat Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
SFR.AX Sandfire Resources NL Australia 0 - 400 25% 400 - 2400 40% 50% 2400 - 4500 60% 75% > 4500 75%<br />
STO.AX Santos Ltd. Australia 0 - 250 5% 250 - 1500 10% 20% 1500 - 25000 25% 40% > 25000 75%<br />
SND.AX Saunders International Limited Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
SAV.AX Savcor Group Ltd. Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
SFC.AX Schaffer Corp. Ltd. Australia 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
SDI.AX SDI Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
SDM.AX Sedgman Limited Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
SEK.AX Seek Ltd. Australia 0 - 450 10% 450 - 2750 20% 25% 2750 - 10000 35% 45% > 10000 75%<br />
SHV.AX Select Harvests Ltd. Australia 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
SEN.AX Senetas Corp. Ltd. Australia 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
SRV.AX Servcorp Ltd. Australia 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
SSM.AX Service Stream Ltd Australia 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
SEV.AX Seven Network Ltd. Australia 0 - 100 10% 100 - 600 20% 25% 600 - 2400 35% 45% > 2400 75%<br />
SIP.AX Sigma Pharmaceuticals Ltd. Australia 0 - 11750 10% 11750 - 35000 20% 25% 35000 - 35000 75% 75% > 35000 75%<br />
SLX.AX Silex Systems Ltd. Australia 0 - 80 15% 80 - 500 25% 30% 500 - 750 40% 55% > 750 75%<br />
SLR.AX Silver Lake Resources Limited Australia 0 - 2750 20% 2750 - 8250 30% 40% 8250 - 8250 75% 75% > 8250 75%<br />
SGM.AX Sims Metal Management Ltd. Australia 0 - 40 10% 40 - 250 20% 25% 250 - 3000 35% 45% > 3000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
SGT.AX Singapore Telecommunications Ltd. Australia 0 - 6500 10% 6500 - 20000 20% 25% 20000 - 20000 75% 75% > 20000 75%<br />
SGX.AX Sino Gold Ltd. Australia 0 - 900 10% 900 - 5500 20% 25% 5500 - 8000 35% 45% > 8000 75%<br />
SIR.AX Sirius Resources Ltd Australia 0 - 72750 25% 72750 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75%<br />
SRX.AX Sirtex Medical Ltd. Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
SKE.AX Skilled Group Ltd. Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
SKC.AX Sky City Entertainment Group Ltd Australia 0 - 200 15% 200 - 1200 25% 30% 1200 - 3250 40% 55% > 3250 75%<br />
SKT.AX Sky Network Television Limited. Australia 0 - 100 25% 100 - 300 40% 50% 300 - 500 60% 75% > 500 75%<br />
SGH.AX Slater & Gordon Ltd Australia 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
SMX.AX SMS Management & Technology Ltd. Australia 0 - 100 15% 100 - 600 25% 30% 600 - 1500 40% 55% > 1500 75%<br />
SLA.AX Solagran Ltd Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
SHL.AX Sonic Healthcare Ltd. Australia 0 - 150 10% 150 - 900 20% 25% 900 - 9000 35% 50% > 9000 75%<br />
SOE.AX Souls Private Equity Limited Australia 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
SXE.AX Southern Cross Electrical Eng. Ltd Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
SPN.AX SP Ausnet Australia 0 - 12500 10% 12500 - 40000 20% 25% 40000 - 40000 75% 75% > 40000 75%<br />
SOT.AX SP Telemedia Ltd. Australia 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
SKI.AX Spark Infrastructure Group Australia 0 - 5500 10% 5500 - 15000 20% 25% 15000 - 20000 35% 45% > 20000 75%<br />
STW.AX SPDR S&P/ASX 200 Fund Australia 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75%<br />
SLF.AX SPDR S&P/ASX 200 <strong>List</strong>ed Property Australia 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
SFY.AX SPDR S&P/ASX 50 Fund Australia 0 - 300 5% 300 - 1800 10% 20% 1800 - 3000 25% 40% > 3000 75%<br />
SFH.AX Specialty Fashion Group Ltd. Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
SPH.AX Sphere Investments Limited Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
SPT.AX Spotless Group Ltd. Australia 0 - 300 15% 300 - 1800 25% 30% 1800 - 3000 40% 55% > 3000 75%<br />
SBM.AX St Barbara Ltd. Australia 0 - 59000 15% 59000 - 200000 25% 30% 200000 - 200000 75% 75% > 200000 75%<br />
SPL.AX Starpharma Holdings Ltd. Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
SGP.AX Stockland Australia 0 - 1400 5% 1400 - 8500 10% 20% 8500 - 70000 25% 40% > 70000 75%<br />
SRL.AX Straits Resources Ltd. Australia 0 - 1100 15% 1100 - 6500 25% 30% 6500 - 10000 40% 55% > 10000 75%<br />
STX.AX Strike Oil Ltd Australia 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
SRK.AX Strike Resources Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1900 60% 75% > 1900 75%<br />
STS.AX Structural Systems Ltd Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
STU.AX Stuart Petroleum Ltd Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
SGN.AX STW Communications Group Ltd. Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
SMM.AX Summit Resources Ltd. Australia 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SUN.AX Suncorp-Metway Ltd. Australia 0 - 1100 5% 1100 - 6500 10% 20% 6500 - 30000 25% 40% > 30000 75%<br />
SDL.AX Sundance Resources Limited Australia 0 - 74750 15% 74750 - 200000 25% 30% 200000 - 200000 75% 75% > 200000 75%<br />
SDG.AX Sunland Group Ltd Australia 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5750 60% 75% > 5750 75%<br />
SUL.AX Supa Cheap Auto Australia 0 - 100 25% 100 - 600 40% 50% 600 - 650 60% 75% > 650 75%<br />
SWK.AX Swick Mining Services Ltd Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
SLV.AX Sylvania Resources Ltd. Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
SYM.AX Symex Holdings Ltd. Australia 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
TAH.AX TABCORP Holdings Ltd. Australia 0 - 800 10% 800 - 4750 20% 25% 4750 - 15000 35% 50% > 15000 75%<br />
TWO.AX Talent2 International Ltd. Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
TLM.AX Talisman Resources Ltd Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
TWD.AX Tamawood Limited Australia 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
TAM.AX Tanami Gold Nl Australia 0 - 93000 25% 93000 - 300000 40% 50% 300000 - 300000 75% 75% > 300000 75%<br />
TAP.AX Tap Oil Ltd. Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
TAS.AX Tasman Resources Ltd Australia 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
TGR.AX Tassal Group Ltd. Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
TTS.AX Tatts Group Ltd Australia 0 - 5000 10% 5000 - 15000 20% 25% 15000 - 30000 35% 45% > 30000 75%<br />
TNE.AX Technology One Ltd. Australia 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
TEL.AX Telecom Corp. of New Zealand Ltd. Australia 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 25000 35% 50% > 25000 75%<br />
TLS.AX Telstra Corp Ltd. Australia 0 - 6000 5% 6000 - 35000 10% 20% 35000 - 350000 25% 40% > 350000 75%<br />
TGG.AX Templeton Global Growth Fund Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
TEN.AX Ten Network Holdings Ltd. Australia 0 - 2000 10% 2000 - 6000 20% 25% 6000 - 8000 35% 45% > 8000 75%<br />
TZN.AX Terramin Australia Ltd. Australia 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TFC.AX TFS Corporation Ltd Australia 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
THG.AX Thakral Holdings Group Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
TRS.AX The Reject Shop Limited Australia 0 - 90 25% 90 - 250 40% 50% 250 - 300 60% 75% > 300 75%<br />
TSM.AX Thinksmart Ltd Australia 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
THO.AX Thomas & Coffey Limited Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
TGA.AX Thorn Group Ltd Australia 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
TGS.AX Tiger Resources Ltd Australia 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
TSO.AX Tishman Speyer Office Fund Australia 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
TNG.AX TNG Ltd Australia 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
TOL.AX Toll Holdings Ltd. Australia 0 - 450 5% 450 - 2750 10% 20% 2750 - 20000 25% 40% > 20000 75%<br />
TOE.AX Toro Energy Ltd Australia 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 10000 60% 75% > 10000 75%<br />
TAL.AX Tower Australia Group Ltd Australia 0 - 800 10% 800 - 2400 20% 25% 2400 - 4250 35% 45% > 4250 75%<br />
TWR.AX Tower Ltd. Australia 0 - 200 25% 200 - 600 40% 50% 600 - 700 60% 75% > 700 75%<br />
TOX.AX Tox Free Solutions Ltd Australia 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
TGP.AX Trafalgar Corporate Group Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
TSI.AX Transfield Services Infra. Fund Australia 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
TSE.AX Transfield Services Ltd. Australia 0 - 1100 15% 1100 - 6500 25% 30% 6500 - 9750 40% 55% > 9750 75%<br />
TPI.AX Transpacific Industries Group Ltd. Australia 0 - 2500 10% 2500 - 7500 20% 25% 7500 - 15000 35% 45% > 15000 75%<br />
TCL.AX Transurban Group Australia 0 - 2300 10% 2300 - 7000 20% 25% 7000 - 15000 35% 50% > 15000 75%<br />
TRG.AX Treasury Group Ltd. Australia 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
TRO.AX Tri Origin Minerals Ltd Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
TBR.AX Tribune Resources Nl Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
TRY.AX Troy Resources Nl Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
TRU.AX Trust Co. of Australia Ltd. Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
TBG.AX Tutt Bryant Group Limited Australia 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
UNI.AX Unilife Medical Solutions Ltd Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
UGL.AX United Group Ltd. Australia 0 - 150 10% 150 - 900 20% 25% 900 - 3750 35% 45% > 3750 75%<br />
UMC.AX United Minerals Corporation Nl Australia 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3750 60% 75% > 3750 75%<br />
UBI.AX Universal Biosensors Inc. Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
UNX.AX Uranex Nl Australia 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
UXC.AX UXC Ltd. Australia 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
VPG.AX Valad Property Group Australia 0 - 153750 25% 153750 - 450000 40% 50% 450000 - 450000 75% 75% > 450000 75%<br />
VTP.AX Van Eyk Three Pillars Ltd Australia 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
VMG.AX Vdm Group Limited Australia 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
VPE.AX Victoria Petroleum Nl Australia 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
VBA.AX Virgin Blue Holdings Ltd. Australia 0 - 50000 10% 50000 - 150000 20% 25% 150000 - 150000 75% 75% > 150000 75%<br />
VIR.AX Viridis Clean Energy Group Australia 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
VGH.AX Vision Group Holdings Ltd. Australia 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
WAM.AX Wam Capital Ltd. Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
WHS.AX Warehouse Group Limited (The) Australia 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
WCB.AX Warrnambool Cheese & Butter Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
SOL.AX Washington H Soul Pattinson Australia 0 - 80 25% 80 - 250 40% 50% 250 - 400 60% 75% > 400 75%<br />
WTP.AX Watpac Limited Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
WYL.AX Wattyl Ltd. Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
WDS.AX WDS Ltd Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
WFM.AX Webfirm Group Australia 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
WEB.AX Webjet Ltd. Australia 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
WBA.AX Webster Ltd Australia 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
WLL.AX Wellcom Group Limited Australia 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
WES.AX Wesfarmers Ltd. Australia 0 - 150 5% 150 - 900 10% 20% 900 - 20000 25% 40% > 20000 75%<br />
WESN.AX Wesfarmers Ltd. Australia 0 - 40 10% 40 - 250 20% 25% 250 - 2200 35% 45% > 2200 75%<br />
WAN.AX West Aust. Newspapers Holdings Ltd. Australia 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75%<br />
WSA.AX Western Areas NL Australia 0 - 200 10% 200 - 1200 20% 25% 1200 - 4500 35% 45% > 4500 75%<br />
WDC.AX Westfield Group Australia 0 - 1200 5% 1200 - 7250 10% 20% 7250 - 55000 25% 40% > 55000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
WGR.AX Westgold Resources Ltd Australia 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
WBC.AX Westpac Banking Corp. Australia 0 - 400 5% 400 - 2400 10% 20% 2400 - 45000 25% 40% > 45000 75%<br />
WOTCA.AX Westpac Office Trust Australia 0 - 12500 25% 12500 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
WEC.AX White Energy Company Limited Australia 0 - 250 25% 250 - 750 40% 50% 750 - 1100 60% 75% > 1100 75%<br />
WHF.AX Whitefield Ltd. Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
WHC.AX Whitehaven coal Ltd Australia 0 - 700 15% 700 - 2100 25% 30% 2100 - 2500 40% 55% > 2500 75%<br />
WHG.AX WHK Group Ltd. Australia 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
WBB.AX Wide Bay Australia Ltd. Australia 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
WFL.AX Willmott Forests Ltd. Australia 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
W<strong>IG</strong>.AX Wilson HTM Investment Group Ltd Australia 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
WIL.AX Wilson Investment Fund Limited Australia 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
WPL.AX Woodside Petroleum Ltd. Australia 0 - 70 5% 70 - 400 10% 20% 400 - 10000 25% 40% > 10000 75%<br />
WOW.AX Woolworths Ltd. Australia 0 - 250 5% 250 - 1500 10% 20% 1500 - 20000 25% 40% > 20000 75%<br />
WOR.AX WorleyParsons Ltd. Australia 0 - 50 5% 50 - 300 10% 20% 300 - 6000 25% 40% > 6000 75%<br />
WTF.AX Wotif.com Holdings Ltd. Australia 0 - 100 10% 100 - 600 20% 25% 600 - 2750 35% 45% > 2750 75%<br />
WWA.AX Wridgways Australia Ltd Australia 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
ZGL.AX Zicom Group Limited Australia 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
AGRV.VI Agrana Beteiligungs AG Austria 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
ANDR.VI Andritz AG Austria 0 - 250 10% 250 - 750 20% 25% 750 - 750 75% 75% > 750 75%<br />
ATEC.VI A-Tec Industries AG Austria 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
ATRS.VI Atrium European Real Estate Ltd Austria 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75%<br />
AUAV.VI Austrian Airlines Austria 0 - 300 20% 300 - 900 35% 50% 900 - 900 75% 75% > 900 75%<br />
AVWI.VI AVW Invest Austria 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 1 60% 75% > 1 75%<br />
BWIN.VI BetandWin.com Int Entertainment Austria 0 - 300 10% 300 - 900 20% 25% 900 - 900 75% 75% > 900 75%<br />
BWTV.VI BWT AG Austria 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CAIV.VI CA Immobilien Anlagen AG Austria 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
CWTE.VI Christ Water Technology AG Austria 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CONW.VI Conwert Immobilien Invest AG Austria 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
ERST.VI Erste Bank der Oesterreichischen Austria 0 - 400 10% 400 - 2400 20% 25% 2400 - 7250 35% 50% > 7250 75%<br />
EVNV.VI EVN AG Austria 0 - 700 20% 700 - 2100 35% 50% 2100 - 2100 75% 75% > 2100 75%<br />
VIEV.VI Flughafen Wien AG Austria 0 - 150 20% 150 - 450 35% 50% 450 - 450 75% 75% > 450 75%<br />
IMEA.VI Immoeast Immobilien Anlagen AG Austria 0 - 3000 20% 3000 - 9000 30% 40% 9000 - 10000 50% 60% > 10000 75%<br />
IMFI.VI Immofinanz Immobilien Austria 0 - 4750 20% 4750 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75%<br />
ICEL.VI Intercell AG Austria 0 - 100 10% 100 - 600 20% 25% 600 - 800 35% 50% > 800 75%<br />
MMKV.VI Mayr-Melnhof Karton AG Austria 0 - 80 20% 80 - 250 35% 50% 250 - 250 75% 75% > 250 75%<br />
POST.VI Oesterreichische Post AG Austria 0 - 450 10% 450 - 1400 20% 25% 1400 - 1400 75% 75% > 1400 75%<br />
OMVV.VI OMV AG Austria 0 - 400 10% 400 - 2400 20% 25% 2400 - 3250 35% 50% > 3250 75%<br />
PALF.VI Palfinger AG Austria 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
POLV.VI Polytec Holding AG Austria 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
RIBH.VI Raiffeisen Int Bank Holding Austria 0 - 200 10% 200 - 1200 20% 25% 1200 - 1800 35% 50% > 1800 75%<br />
RHIV.VI RHI AG Austria 0 - 400 20% 400 - 1200 35% 50% 1200 - 1200 75% 75% > 1200 75%<br />
SBOE.VI Schoeller-Bleckmann Oilfield Austria 0 - 150 20% 150 - 450 35% 50% 450 - 450 75% 75% > 450 75%<br />
SMPV.VI Semperit AG Holding Austria 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
SIAG.VI Sparkassen Immobilien AG Austria 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
STRV.VI Strabag SE Austria 0 - 150 10% 150 - 900 20% 25% 900 - 1100 35% 50% > 1100 75%<br />
TELA.VI Telekom Austria AG Austria 0 - 700 10% 700 - 4250 20% 25% 4250 - 5250 35% 50% > 5250 75%<br />
UNIQ.VI Uniqa Versicherungen AG Austria 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
VERB.VI Verbund Oest Elek Austria 0 - 150 10% 150 - 900 20% 25% 900 - 1000 35% 50% > 1000 75%<br />
V<strong>IG</strong>R.VI Vienna Insurance Group Austria 0 - 200 10% 200 - 600 20% 25% 600 - 800 35% 50% > 800 75%<br />
VOES.VI Voestalpine Austria 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 50% > 5000 75%<br />
WBSV.VI Wienerberger AG Austria 0 - 600 10% 600 - 3500 20% 25% 3500 - 4000 35% 50% > 4000 75%<br />
ACKB.BR Ackermans & van Haaren NV Belgium 0 - 150 20% 150 - 450 35% 50% 450 - 450 75% 75% > 450 75%<br />
AGFB.BR AGFA-Gevaert NV Belgium 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 3750 40% 55% > 3750 75%<br />
ABI.BR Anheuser-Busch InBev NV Belgium 0 - 350 10% 350 - 2100 20% 25% 2100 - 15000 35% 50% > 15000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BAR.BR Barco NV Belgium 0 - 80 20% 80 - 250 30% 40% 250 - 250 75% 75% > 250 75%<br />
BEFB.BR Befimmo S.C.A. Belgium 0 - 50 20% 50 - 150 35% 50% 150 - 150 75% 75% > 150 75%<br />
BEKB.BR Bekaert SA Belgium 0 - 60 10% 60 - 350 20% 25% 350 - 400 35% 50% > 400 75%<br />
BCOM.BR Belgacom SA Belgium 0 - 300 5% 300 - 1800 10% 20% 1800 - 3750 25% 40% > 3750 75%<br />
NAT.BR CNP-CIE Natle A Portefeuille Belgium 0 - 150 10% 150 - 450 20% 25% 450 - 450 75% 75% > 450 75%<br />
COFB.BR Cofinimmo Belgium 0 - 70 10% 70 - 200 20% 25% 200 - 200 75% 75% > 200 75%<br />
COLR.BR Colruyt SA Belgium 0 - 70 10% 70 - 200 20% 25% 200 - 350 35% 50% > 350 75%<br />
CMB.BR Compagnie Maritime Belge SA Belgium 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
DELB.BR Delhaize Group Belgium 0 - 150 5% 150 - 900 10% 20% 900 - 2200 25% 40% > 2200 75%<br />
DEXI.BR Dexia (Belgium) Belgium 0 - 1900 10% 1900 - 10000 20% 25% 10000 - 25000 35% 50% > 25000 75%<br />
IETB.BR D’ieteren SA Belgium 0 - 50 20% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
EUAV.BR Euronav SA Belgium 0 - 150 20% 150 - 450 30% 40% 450 - 700 50% 60% > 700 75%<br />
FOR.BR Fortis (Belgian) Belgium 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 100000 35% 50% > 100000 75%<br />
GBLB.BR Groupe Bruxelles Lambert SA Belgium 0 - 200 10% 200 - 600 20% 25% 600 - 1000 35% 50% > 1000 75%<br />
KBC.BR KBC Groep NV Belgium 0 - 400 10% 400 - 2400 20% 25% 2400 - 9000 35% 50% > 9000 75%<br />
MSTAR.BR Mobistar SA Belgium 0 - 200 10% 200 - 600 20% 25% 600 - 950 35% 50% > 950 75%<br />
NYR.BR Nyrstar Belgium 0 - 700 10% 700 - 2100 20% 25% 2100 - 4000 35% 45% > 4000 75%<br />
OMEP.BR Omega Pharma SA Belgium 0 - 300 20% 300 - 900 35% 50% 900 - 900 75% 75% > 900 75%<br />
OPIN.BR Option NV Belgium 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
PUNC.BR Punch International Belgium 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
RHJI.BR RHJ International Belgium 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
SOLB.BR Solvay SA Belgium 0 - 100 5% 100 - 600 10% 20% 600 - 1500 25% 40% > 1500 75%<br />
TNET.BR Telenet Group Holding Belgium 0 - 350 10% 350 - 1100 20% 25% 1100 - 1300 35% 50% > 1300 75%<br />
TESB.BR Tessenderlo Chemie NV Belgium 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
UCB.BR UCB SA Belgium 0 - 350 10% 350 - 1100 20% 25% 1100 - 1900 35% 50% > 1900 75%<br />
UMI.BR Umicore Belgium 0 - 600 10% 600 - 3500 20% 25% 3500 - 3750 35% 50% > 3750 75%<br />
AGU.TO Agrium Inc Canada 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 50% > 5250 75%<br />
AGI.TO Alamos Gold Inc Canada 0 - 15 25% 15 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
ALS.TO Altius Minerals Corp Canada 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75%<br />
AQI.TO Aquiline Resources Inc Canada 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75%<br />
ACMa.TO Astral Media Inc - NV - A Canada 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75%<br />
ASY.V Avante Security Corp Canada 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75%<br />
AZD.TO Azure Dynamics Corp Canada 0 - 30 25% 30 - 200 40% 50% 200 - 5500 60% 75% > 5500 75%<br />
BMO.TO Bank of Montreal Canada 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
BNS.TO Bank of Nova Scotia Canada 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
ABX.TO Barrick Gold Corp (Can) Canada 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
BCE.TO BCE Inc (Can) Canada 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
BA_u.TO Bell Aliant Regional Comm.s Fund Canada 0 - 10 25% 10 - 60 40% 50% 60 - 1100 60% 75% > 1100 75%<br />
BVF.TO Biovail Corp (Can) Canada 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 50% > 3250 75%<br />
BBDb.TO Bombardier Inc Canada 0 - 250 10% 250 - 1500 20% 25% 1500 - 45000 35% 50% > 45000 75%<br />
CCO.TO Cameco Corp (Can) Canada 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 50% > 6000 75%<br />
CM.TO Canadian Imperial Bank of Commerce Canada 0 - 50 5% 50 - 300 10% 20% 300 - 9250 25% 40% > 9250 75%<br />
CNR.TO Canadian National Railway Co Canada 0 - 30 5% 30 - 200 10% 20% 200 - 5500 25% 40% > 5500 75%<br />
CNQ.TO Canadian Natural Resources Ltd Canada 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 50% > 10000 75%<br />
COS_u.TO Canadian Oil Sands Trust Canada 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 50% > 8000 75%<br />
CP.TO Canadian Pacific Railway Ltd Canada 0 - 20 5% 20 - 100 10% 20% 100 - 3500 25% 40% > 3500 75%<br />
CFP.TO Canfor Corp Canada 0 - 10 25% 10 - 60 40% 50% 60 - 1000 60% 75% > 1000 75%<br />
CAS.TO Cascades Inc Canada 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75%<br />
XIC.TO CDN S&P/TSX Capped Comp Fund Canada 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
CG.TO Centerra Gold Inc Canada 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75%<br />
CHD.TO Chariot Resources Ltd Canada 0 - 30 25% 30 - 200 40% 50% 200 - 5250 60% 75% > 5250 75%<br />
CCA.TO Cogeco Cable Inc Canada 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75%<br />
CJRb.TO Corus Entertainment Inc - NV -B Canada 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
CR.TO Crew Energy Inc Canada 0 - 15 15% 15 - 90 25% 30% 90 - 3250 40% 55% > 3250 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
DML.TO Denison Mines Corp Canada 0 - 80 15% 80 - 500 25% 30% 500 - 15000 40% 55% > 15000 75%<br />
DM.TO Duluth Metals Ltd Canada 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75%<br />
ELR.TO Eastern Platinum Ltd Canada 0 - 100 20% 100 - 600 30% 40% 600 - 20000 50% 60% > 20000 75%<br />
ENB.TO Enbridge Inc Canada 0 - 20 5% 20 - 100 10% 20% 100 - 4250 25% 40% > 4250 75%<br />
ECA.TO EnCana Corp(Can) Canada 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 50% > 10000 75%<br />
ESI.TO Ensign Energy Services Canada 0 - 10 15% 10 - 60 25% 30% 60 - 2100 40% 55% > 2100 75%<br />
EQN.TO Equinox Minerals Ltd Canada 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
EGU.TO European Goldfields Ltd Canada 0 - 10 25% 10 - 60 40% 50% 60 - 2000 60% 75% > 2000 75%<br />
FO.V Falcon Oil & Gas Canada 0 - 15 25% 15 - 90 40% 50% 90 - 3250 60% 75% > 3250 75%<br />
FM.TO First Quantum Minerals Canada 0 - 20 20% 20 - 100 35% 50% 100 - 3750 50% 75% > 3750 75%<br />
FIU.TO First Uranium Corp Canada 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75%<br />
FES.TO Flint Energy Services Ltd Canada 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75%<br />
FSY.TO Forsys Metal Corporation Canada 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75%<br />
WN.TO George Weston Ltd Canada 0 - 10 10% 10 - 60 20% 25% 60 - 600 35% 50% > 600 75%<br />
GNA.TO Gerdau Ameristeel Corp Canada 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75%<br />
GCD.TO Great Canadian Gaming Corp Canada 0 - 10 25% 10 - 60 40% 50% 60 - 1100 60% 75% > 1100 75%<br />
GPR.TO Great Panther Resources Ltd Canada 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75%<br />
HAT.V Hathor Exploration Ltd Canada 0 - 15 25% 15 - 90 40% 50% 90 - 3000 60% 75% > 3000 75%<br />
HOC.TO Heritage Oil Corp Canada 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
HEG.TO Homeland Energy Group Ltd Canada 0 - 20 25% 20 - 100 40% 50% 100 - 4250 60% 75% > 4250 75%<br />
HNU.TO Horizons BetaPro Nymex NAT-A Canada 0 - 350 25% 350 - 2100 40% 50% 2100 - 3500 60% 75% > 3500 75%<br />
HBM.TO Hudbay Minerals Inc Canada 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
HSE.TO Husky Energy Inc Canada 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 50% > 6000 75%<br />
IMG.TO Iamgold Corporation Canada 0 - 60 20% 60 - 350 30% 40% 350 - 10000 50% 60% > 10000 75%<br />
IMO.TO Imperial Oil Ltd Canada 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 50% > 4500 75%<br />
IAG.TO Industrial Alliance Insurance Canada 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75%<br />
IMN.TO Inmet Mining Corporation Canada 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 50% > 2400 75%<br />
JIN.TO Jinshan Gold Mines Inc Canada 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75%<br />
KAT.TO Katanga mining Ltd Canada 0 - 20 25% 20 - 100 40% 50% 100 - 4250 60% 75% > 4250 75%<br />
K.TO Kinross Gold Corp (Can) Canada 0 - 90 5% 90 - 550 10% 20% 550 - 20000 25% 40% > 20000 75%<br />
KGI.TO Kirkland Lake Gold Canada 0 - 10 25% 10 - 60 40% 50% 60 - 700 60% 75% > 700 75%<br />
LAM.TO Laramide Rsources Ltd Canada 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75%<br />
LB.TO Laurentian Bank of Canada Canada 0 - 10 15% 10 - 60 25% 30% 60 - 650 40% 55% > 650 75%<br />
L.TO Loblaw Cos Ltd Canada 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 50% > 1900 75%<br />
LUN.TO Lundin Mining Corporation Canada 0 - 150 10% 150 - 900 20% 25% 900 - 35000 35% 45% > 35000 75%<br />
MGa.TO Magna International Inc. Canada 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 50% > 1700 75%<br />
MFC.TO Manulife Financial Corp (Can) Canada 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 50% > 40000 75%<br />
MMT.V Mart Resources Inc Canada 0 - 30 25% 30 - 200 40% 50% 200 - 6250 60% 75% > 6250 75%<br />
MDS.TO MDS Inc Canada 0 - 10 20% 10 - 60 35% 50% 60 - 2300 50% 75% > 2300 75%<br />
MRS.V Medoro Resources Ltd Canada 0 - 10 25% 10 - 60 40% 50% 60 - 2100 60% 75% > 2100 75%<br />
MGA.TO Mega Uranium Ltd Canada 0 - 20 25% 20 - 100 40% 50% 100 - 4000 60% 75% > 4000 75%<br />
MX.TO Methanex Corp Canada 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
NA.TO National Bank Of Canada Canada 0 - 20 5% 20 - 100 10% 20% 100 - 4000 25% 40% > 4000 75%<br />
NGX.TO Northgate Minerals Corp Canada 0 - 15 25% 15 - 90 40% 50% 90 - 2500 60% 75% > 2500 75%<br />
OIL.V Oilexco Inc. Canada 0 - 60 25% 60 - 350 40% 50% 350 - 10000 60% 75% > 10000 75%<br />
OPC.TO Opti Canada Inc (Can) Canada 0 - 150 20% 150 - 900 30% 40% 900 - 30000 50% 60% > 30000 75%<br />
PSI.TO Pason System Inc (Can) Canada 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75%<br />
PWT_u.TO Penn West Energy Trust Canada 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 50% > 6000 75%<br />
PBG.TO Petrobank Energy and Resources Ltd Canada 0 - 15 10% 15 - 90 20% 25% 90 - 2400 35% 45% > 2400 75%<br />
PEY_u.TO Peyto Energy Trust Canada 0 - 10 20% 10 - 60 30% 40% 60 - 2200 50% 60% > 2200 75%<br />
PNP.TO Pinetree Capital Ltd Canada 0 - 15 25% 15 - 90 40% 50% 90 - 3500 60% 75% > 3500 75%<br />
POT.TO Potash Corp of Saskatchewan (Can) Canada 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 50% > 6250 75%<br />
QUA.TO Quadra Mining Ltd Canada 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75%<br />
QEC.TO Questerre Energy Corp Canada 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
RBI.TO Red Back Mining Inc Canada 0 - 40 25% 40 - 250 40% 50% 250 - 8250 60% 75% > 8250 75%<br />
RIM.TO Research In Motion Ltd (Can) Canada 0 - 50 10% 50 - 300 20% 25% 300 - 8750 35% 50% > 8750 75%<br />
RCIb.TO Rogers Communications - NV - B Canada 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
RY.TO Royal Bank of Canada Canada 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
RUS.TO Russel Metals Inc Canada 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
SVY.TO Savanna Energy Services Corp Canada 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75%<br />
SJRb.TO Shaw Communications Inc - NV - B Canada 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 50% > 5750 75%<br />
S.TO Sherritt Intl Corp Canada 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
SC.TO Shoppers Drug Mart Corp Canada 0 - 25 5% 25 - 150 10% 20% 150 - 4500 25% 40% > 4500 75%<br />
SLW.TO Silver Wheaton Corporation Canada 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75%<br />
SVM.TO Silvercorp Metals Inc Canada 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75%<br />
SLF.TO Sun Life Financial Inc Canada 0 - 50 10% 50 - 300 20% 25% 300 - 9000 35% 50% > 9000 75%<br />
SU.TO Suncor Energy Inc (Can) Canada 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 50% > 30000 75%<br />
TLM.TO Talisman Energy (Can) Canada 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 50% > 25000 75%<br />
TCKb.TO Teck Cominco Ltd Canada 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 50% > 50000 75%<br />
T.TO TELUS Corp (Can) Canada 0 - 20 5% 20 - 100 10% 20% 100 - 4000 25% 40% > 4000 75%<br />
TRI.TO Thomson Reuters Corp Canada 0 - 40 5% 40 - 250 10% 20% 250 - 7000 25% 40% > 7000 75%<br />
TD.TO Toronto-Dominion Bank Canada 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
TA.TO TransAlta Corp Canada 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 50% > 4500 75%<br />
TRP.TO TransCanada Corp Canada 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
TML.TO Treasury Metals Inc Canada 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75%<br />
X.TO TSX Group Inc. Canada 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
UUU.TO Uranium One Inc Canada 0 - 150 15% 150 - 900 25% 30% 900 - 30000 40% 55% > 30000 75%<br />
U.TO Uranium Participation Corp Canada 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75%<br />
VNX.TO Verenex Energy Inc Canada 0 - 10 25% 10 - 60 40% 50% 60 - 1400 60% 75% > 1400 75%<br />
VT.TO Viterra Inc. Canada 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75%<br />
WTN.TO Western Canadian Coal Corp Canada 0 - 150 20% 150 - 900 30% 40% 900 - 25000 50% 60% > 25000 75%<br />
WTE_u.TO Westshore Terminals Income Fund Canada 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
XE.V Xemplar Energy Corp Canada 0 - 10 25% 10 - 60 40% 50% 60 - 1400 60% 75% > 1400 75%<br />
YRI.TO Yamana Gold Inc Canada 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 50% > 30000 75%<br />
MAERSKa.CO AP Moller - Maersk A Denmark 0 - 3 10% 3 - 9 20% 25% 9 - 9 75% 75% > 9 75%<br />
MAERSKb.CO AP Moller - Maersk B Denmark 0 - 2 5% 2 - 10 10% 20% 10 - 50 25% 40% > 50 75%<br />
BOb.CO Bang & Olufsen A/S - B <strong>Shares</strong> Denmark 0 - 250 20% 250 - 750 30% 40% 750 - 950 50% 60% > 950 75%<br />
CARLb.CO Carlsberg AS-B Denmark 0 - 250 10% 250 - 1500 20% 25% 1500 - 4250 35% 50% > 4250 75%<br />
COLOb.CO Coloplast A/S Denmark 0 - 70 10% 70 - 200 20% 25% 200 - 300 35% 50% > 300 75%<br />
DNORD.CO D/S Norden Denmark 0 - 250 10% 250 - 1500 20% 25% 1500 - 1900 35% 50% > 1900 75%<br />
TORM.CO Dampskibsselskabet Torm AS Denmark 0 - 1000 20% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
DCO.CO Danisco A/S Denmark 0 - 150 10% 150 - 900 20% 25% 900 - 1400 35% 50% > 1400 75%<br />
DANSKE.CO Danske Bank A/S Denmark 0 - 600 10% 600 - 3500 20% 25% 3500 - 15000 35% 50% > 15000 75%<br />
DSV.CO DSV A/S Denmark 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 7000 35% 50% > 7000 75%<br />
OSTC.CO EAST ASIATIC Denmark 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75%<br />
FLS.CO FLSmidth & Co A/S Denmark 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 50% > 3000 75%<br />
GEN.CO Genmab AS Denmark 0 - 300 10% 300 - 1800 20% 25% 1800 - 1800 75% 75% > 1800 75%<br />
GN.CO GN Store Nord Denmark 0 - 1100 15% 1100 - 3250 25% 30% 3250 - 4000 40% 55% > 4000 75%<br />
G3E.CO Greentech Energy Systems Denmark 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
LUN.CO H Lundbeck A/S Denmark 0 - 500 10% 500 - 1500 20% 25% 1500 - 2100 35% 50% > 2100 75%<br />
JYSK.CO Jyske Bank Denmark 0 - 150 15% 150 - 450 25% 30% 450 - 800 40% 55% > 800 75%<br />
NDA.CO Nordea (Danish) Denmark 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 9500 35% 50% > 9500 75%<br />
NRDC.CO Nordicom AS Denmark 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75%<br />
NOVOb.CO Novo-Nordisk A/S Denmark 0 - 250 5% 250 - 1500 10% 20% 1500 - 7500 25% 40% > 7500 75%<br />
NZYMb.CO Novozymes A/S Denmark 0 - 150 10% 150 - 450 20% 25% 450 - 900 35% 50% > 900 75%<br />
SYDB.CO Sydbank A/S Denmark 0 - 300 10% 300 - 900 20% 25% 900 - 1300 35% 50% > 1300 75%<br />
TDC.CO TDC A/S Denmark 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
TOP.CO Topdanmark A/S Denmark 0 - 100 10% 100 - 300 20% 25% 300 - 300 75% 75% > 300 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TRYG.CO Trygvesta AS Denmark 0 - 100 10% 100 - 300 20% 25% 300 - 400 35% 50% > 400 75%<br />
VWS.CO Vestas Wind Systems A/S Denmark 0 - 200 10% 200 - 1200 20% 25% 1200 - 9000 35% 50% > 9000 75%<br />
WDH.CO William Demant Holding Denmark 0 - 100 10% 100 - 600 20% 25% 600 - 600 75% 75% > 600 75%<br />
AMEAS.HE Amer Sports OYJ Finland 0 - 400 20% 400 - 1200 30% 40% 1200 - 1500 50% 60% > 1500 75%<br />
CGCBV.HE Cargotec Corp Finland 0 - 80 10% 80 - 500 20% 25% 500 - 1000 35% 50% > 1000 75%<br />
ELI1V.HE Elisa OYJ Finland 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 50% > 4000 75%<br />
FLG1S.HE Finnlines OYJ Finland 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
FUM1V.HE Fortum Oyj Finland 0 - 500 5% 500 - 3000 10% 20% 3000 - 10000 25% 40% > 10000 75%<br />
HUH1V.HE Huhtamaki Oyj Finland 0 - 300 20% 300 - 900 30% 40% 900 - 1700 50% 60% > 1700 75%<br />
KRA1V.HE Kemira OYJ Finland 0 - 400 15% 400 - 1200 25% 30% 1200 - 1400 40% 55% > 1400 75%<br />
KESBV.HE Kesko OYJ Finland 0 - 300 10% 300 - 900 20% 25% 900 - 1700 35% 50% > 1700 75%<br />
KNEBV.HE Kone OYJ Finland 0 - 300 10% 300 - 1800 20% 25% 1800 - 3250 35% 50% > 3250 75%<br />
KCR1V.HE Konecranes OYJ Finland 0 - 150 10% 150 - 900 20% 25% 900 - 2300 35% 50% > 2300 75%<br />
MEO1V.HE Metso Oyj Finland 0 - 300 5% 300 - 1800 10% 20% 1800 - 6500 25% 40% > 6500 75%<br />
MRLBV.HE M-real Oyj Finland 0 - 10250 20% 10250 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75%<br />
NES1V.HE Neste Oil OYJ Finland 0 - 900 10% 900 - 5500 20% 25% 5500 - 5750 35% 50% > 5750 75%<br />
NOK1V.HE Nokia (Fin) Finland 0 - 1100 5% 1100 - 6500 10% 20% 6500 - 100000 25% 40% > 100000 75%<br />
NRE1V.HE Nokian Renkaat OYJ Finland 0 - 400 10% 400 - 2400 20% 25% 2400 - 4750 35% 50% > 4750 75%<br />
NDA1V.HE Nordea (Finnish) Finland 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 9500 35% 50% > 9500 75%<br />
OKDBV.HE Oriola-KD Oyj Finland 0 - 1000 20% 1000 - 3000 30% 40% 3000 - 3000 75% 75% > 3000 75%<br />
OUT1V.HE Outokumpu OYJ Finland 0 - 300 5% 300 - 1800 10% 20% 1800 - 7000 25% 40% > 7000 75%<br />
OTE1V.HE Outotec OYJ Finland 0 - 300 10% 300 - 1800 20% 25% 1800 - 2100 35% 50% > 2100 75%<br />
RAIVV.HE Raisio Plc Finland 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
RTRKS.HE Rautaruukki Oyj Finland 0 - 500 10% 500 - 3000 20% 25% 3000 - 3750 35% 50% > 3750 75%<br />
RUG1V.HE Ruukki Group Finland 0 - 350 20% 350 - 2100 30% 40% 2100 - 5500 50% 60% > 5500 75%<br />
SAMAS.HE Sampo Oyj Finland 0 - 450 5% 450 - 2750 10% 20% 2750 - 9750 25% 40% > 9750 75%<br />
SAA1V.HE Sanoma-WSOY Oyj Finland 0 - 100 10% 100 - 600 20% 25% 600 - 1400 35% 50% > 1400 75%<br />
STCBV.HE Stockman Oyj - B Finland 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75%<br />
STERV.HE Stora Enso (Fin) Finland 0 - 1800 5% 1800 - 10000 10% 20% 10000 - 30000 25% 40% > 30000 75%<br />
TLS1V.HE Teliasonera (Fin) Finland 0 - 2500 10% 2500 - 7500 20% 25% 7500 - 7500 75% 75% > 7500 75%<br />
TIE1V.HE Tietoenator (Fin) Finland 0 - 250 10% 250 - 1500 20% 25% 1500 - 2400 35% 50% > 2400 75%<br />
UPM1V.HE UPM-Kymmene Oyj Finland 0 - 700 5% 700 - 4250 10% 20% 4250 - 20000 25% 40% > 20000 75%<br />
UNR1V.HE Uponor Oyj Finland 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
YTY1V.HE YIT OYJ Finland 0 - 300 10% 300 - 1800 20% 25% 1800 - 3750 35% 50% > 3750 75%<br />
ACCP.PA Accor SA France 0 - 300 5% 300 - 1800 10% 20% 1800 - 6500 25% 40% > 6500 75%<br />
ADP.PA ADP Promesses France 0 - 80 15% 80 - 250 25% 30% 250 - 450 40% 55% > 450 75%<br />
BTPP.PA Affine SA France 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
AIRF.PA Air France-KLM France 0 - 700 5% 700 - 4250 10% 20% 4250 - 15000 25% 40% > 15000 75%<br />
AIRP.PA Air Liquide France 0 - 150 5% 150 - 900 10% 20% 900 - 4750 25% 40% > 4750 75%<br />
ALUA.PA Alcatel - Lucent France 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 100000 35% 50% > 100000 75%<br />
PHYP.PA Ales Groupe France 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
ALSO.PA Alstom RGPT France 0 - 200 5% 200 - 1200 10% 20% 1200 - 7750 25% 40% > 7750 75%<br />
LTEN.PA Alten France 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75%<br />
ALTT.PA Altran Technologies SA France 0 - 2100 20% 2100 - 6250 30% 40% 6250 - 6250 75% 75% > 6250 75%<br />
ACNF.PA ANF SA France 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
APRL.PA April Group France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
ARCH.PA Archos France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
CEPFi.PA Areva SA France 0 - 15 20% 15 - 50 30% 40% 50 - 50 75% 75% > 50 75%<br />
AKE.PA Arkema France 0 - 350 10% 350 - 1100 20% 25% 1100 - 1400 35% 45% > 1400 75%<br />
ASY.PA Assystem France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
ATAR.PA Atari France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
ATOS.PA Atos Origin SA France 0 - 250 10% 250 - 1500 20% 25% 1500 - 1500 75% 75% > 1500 75%<br />
DIKA.PA Audika France 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
AVQ.PA Avanquest Software France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
AVOM.PA Avenir Telecom France 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
AXAF.PA AXA SA France 0 - 700 5% 700 - 4250 10% 20% 4250 - 50000 25% 40% > 50000 75%<br />
BEVD.PA Belvedere SA France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
CHBE.PA Beneteau France 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
BIOX.PA bioMerieux France 0 - 60 15% 60 - 200 25% 30% 200 - 250 40% 55% > 250 75%<br />
BNPP.PA BNP Paribas France 0 - 200 5% 200 - 1200 10% 20% 1200 - 25000 25% 40% > 25000 75%<br />
BOIR.PA Boiron SA France 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
BOLL.PA Bollore France 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
BOND.PA Bonduelle S.C.A. France 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
BONG.PA Bongrain France 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
GPBN.PA Bourbon France 0 - 350 15% 350 - 1100 25% 30% 1100 - 1100 75% 75% > 1100 75%<br />
FMTX.PA Boursorama France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
BOUY.PA Bouygues France 0 - 350 5% 350 - 2100 10% 20% 2100 - 8000 25% 40% > 8000 75%<br />
BUL.PA Bull SA France 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 4500 75% 75% > 4500 75%<br />
BVI.PA Bureau Veritas SA France 0 - 200 10% 200 - 600 20% 25% 600 - 1100 35% 45% > 1100 75%<br />
CMAE.PA Camaieu France 0 - 2 25% 2 - 6 40% 50% 6 - 6 75% 75% > 6 75%<br />
CNLP.PA Canal Plus France 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
CAPP.PA CapGemini SA France 0 - 300 5% 300 - 1800 10% 20% 1800 - 6000 25% 40% > 6000 75%<br />
CBLP.PA Carbone Lorraine France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
CARR.PA Carrefour SA France 0 - 350 5% 350 - 2100 10% 20% 2100 - 15000 25% 40% > 15000 75%<br />
CASP.PA Casino Guichard Perrachon SA France 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
ALCBO.PA CBo Territoria France 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CGDM.PA Cegedim SA France 0 - 5 25% 5 - 20 40% 50% 20 - 20 75% 75% > 20 75%<br />
CGR.PA Cegereal France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
CEGI.PA Cegid France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
CRIP.PA Chargeurs SA France 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
DIOR.PA Christian Dior SA France 0 - 50 10% 50 - 300 20% 25% 300 - 1000 35% 45% > 1000 75%<br />
GEPH.PA Cie Generale de Geophysique France 0 - 700 10% 700 - 4250 20% 25% 4250 - 7750 35% 45% > 7750 75%<br />
ESSI.PA Cie Generale d’Optique Essilor Int France 0 - 300 5% 300 - 1800 10% 20% 1800 - 3250 25% 40% > 3250 75%<br />
CMFP.PA Ciments Francais France 0 - 25 15% 25 - 150 25% 30% 150 - 200 40% 55% > 200 75%<br />
CMIP.PA Club Mediterranee France 0 - 400 20% 400 - 1200 30% 40% 1200 - 1200 75% 75% > 1200 75%<br />
CNPP.PA CNP Assurances France 0 - 150 10% 150 - 450 20% 25% 450 - 650 35% 45% > 650 75%<br />
CDAF.PA Compagnie des Alpes France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
PLOF.PA Compagnie Plastic-Omnium SA France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
CAGR.PA Credit Agricole SA France 0 - 900 10% 900 - 5500 20% 25% 5500 - 30000 35% 50% > 30000 75%<br />
S<strong>IG</strong>F.PA CS Communication & Systemes France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
DAST.PA Dassault Systemes S.A. France 0 - 300 10% 300 - 900 20% 25% 900 - 1300 35% 45% > 1300 75%<br />
DBXSX.PA db x-trcks DJ ES 50 Short ETF France 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75%<br />
DELX.PA Delachaux SA France 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
DBG.PA Derichebourg France 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 4000 75% 75% > 4000 75%<br />
DVTM.PA Devoteam SA France 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
EDF.PA EDF France 0 - 300 5% 300 - 1800 10% 20% 1800 - 8000 25% 40% > 8000 75%<br />
EEN.PA EDF Energies Nouvelles SA France 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75%<br />
FOUG.PA Eiffage France 0 - 80 10% 80 - 500 20% 25% 500 - 700 35% 45% > 700 75%<br />
ENTC.PA Entrepose Contracting France 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
ERMT.PA Eramet SLN France 0 - 20 10% 20 - 100 20% 25% 100 - 250 35% 45% > 250 75%<br />
ESSF.PA Esso SA Francaise France 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
MAUP.PA Etablissements Maurel et Prom France 0 - 900 15% 900 - 2750 25% 30% 2750 - 2750 75% 75% > 2750 75%<br />
TAM.PA Etam Developpement SA France 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
ELER.PA Euler Hermes SA France 0 - 40 15% 40 - 250 25% 30% 250 - 300 40% 55% > 300 75%<br />
EURA.PA Eurazeo France 0 - 250 10% 250 - 750 20% 25% 750 - 750 75% 75% > 750 75%<br />
EDLP.PA Euro Disney SCA France 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
EUFI.PA Eurofins Scientific France 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
EAD.PA European Aero Defence & Space (Fr) France 0 - 800 5% 800 - 4750 10% 20% 4750 - 15000 25% 40% > 15000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ETL.PA Eutelsat Communications France 0 - 500 10% 500 - 1500 20% 25% 1500 - 1900 35% 45% > 1900 75%<br />
EXEP.PA Exel Industries France 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75%<br />
FAIP.PA Faiveley SA France 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
EPED.PA Faurecia France 0 - 350 15% 350 - 1100 25% 30% 1100 - 1800 40% 55% > 1800 75%<br />
LBCP.PA Fimalac France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
EPMF.PA Financiere de L’Odet France 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
LINP.PA Finatis SA France 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75%<br />
FLMI.PA Fleury Michon SA France 0 - 7.5 25% 7.5 - 20 40% 50% 20 - 20 75% 75% > 20 75%<br />
GFLO.PA Flo Groupe France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
FONC.PA Fonciere des 6 et 7 Arrondissements France 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
FDR.PA Fonciere des Regions France 0 - 150 10% 150 - 450 20% 25% 450 - 750 35% 45% > 750 75%<br />
FTE.PA France Telecom SA France 0 - 600 5% 600 - 3500 10% 20% 3500 - 50000 25% 40% > 50000 75%<br />
GLFT.PA GameLoft France 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
GAUM.PA Gaumont SA France 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75%<br />
GSZ.PA GDF Suez France 0 - 350 5% 350 - 2100 10% 20% 2100 - 25000 25% 40% > 25000 75%<br />
GECM.PA Gecimed France 0 - 150 25% 150 - 450 40% 50% 450 - 700 60% 75% > 700 75%<br />
GFCP.PA Gecina SA France 0 - 100 10% 100 - 300 20% 25% 300 - 550 35% 45% > 550 75%<br />
GTO.PA Gemalto France 0 - 400 10% 400 - 1200 20% 25% 1200 - 1700 35% 45% > 1700 75%<br />
GFIP.PA GFI Informatique France 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
GIFP.PA GIFI France 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
GLTN.PA GL Events France 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
GPAS.PA Groupe Ares France 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
CITT.PA Groupe Crit France 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
DANO.PA Groupe Danone France 0 - 300 5% 300 - 1800 10% 20% 1800 - 15000 25% 40% > 15000 75%<br />
GETP.PA Groupe Eurotunnel SA France 0 - 1700 20% 1700 - 5000 30% 40% 5000 - 5000 75% 75% > 5000 75%<br />
GULN.PA Groupe Guillin France 0 - 1 25% 1 - 3 40% 50% 3 - 3 75% 75% > 3 75%<br />
OPEN.PA Groupe Open France 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
PARP.PA Groupe Partouche France 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
TERI.PA Groupe Steria Sca France 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75%<br />
VIA.PA Groupe Vial France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
GRBT.PA Guerbet France 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
GUYG.PA Guyenne et Gascogne SA France 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
HRMJ.PA Harmony Gold Mining Company Ltd France 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75%<br />
PYHE.PA Haulotte Group France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
EURC.PA Havas SA France 0 - 1700 20% 1700 - 5000 30% 40% 5000 - 8500 50% 60% > 8500 75%<br />
HRMS.PA Hermes International France 0 - 50 10% 50 - 300 20% 25% 300 - 600 35% 45% > 600 75%<br />
H<strong>IG</strong>H.PA High Co France 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
HIMD.PA Hi-Media SA France 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
ICAD.PA ICADE EMGP France 0 - 50 15% 50 - 300 25% 30% 300 - 300 75% 75% > 300 75%<br />
ILD.PA Iliad SA France 0 - 100 10% 100 - 300 20% 25% 300 - 500 35% 45% > 500 75%<br />
IMTP.PA Imerys France 0 - 70 10% 70 - 400 20% 25% 400 - 800 35% 45% > 800 75%<br />
ITMT.PA IMS-Intl Metal Service France 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
INGC.PA Ingenico France 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
IPAR.PA Inter Parfums SA France 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
IPN.PA Ipsen SA France 0 - 300 15% 300 - 900 25% 30% 900 - 900 75% 75% > 900 75%<br />
ISOS.PA Ipsos France 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
JCDX.PA JC Decaux SA France 0 - 150 10% 150 - 900 20% 25% 900 - 2100 35% 45% > 2100 75%<br />
KOF.PA Kaufman & Broad SA France 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
LOIM.PA Klepierre France 0 - 350 10% 350 - 2100 20% 25% 2100 - 3000 35% 45% > 3000 75%<br />
KORI.PA Korian France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
LAFP.PA Lafarge SA France 0 - 200 5% 200 - 1200 10% 20% 1200 - 8000 25% 40% > 8000 75%<br />
LAGA.PA Lagardere SCA France 0 - 350 5% 350 - 2100 10% 20% 2100 - 3750 25% 40% > 3750 75%<br />
LPER.PA Laurent-Perrier France 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
LDCP.PA LDC France 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
LECS.PA Lectra France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
LEGD.PA Legrand Promesses France 0 - 300 10% 300 - 1800 20% 25% 1800 - 2300 35% 45% > 2300 75%<br />
LDSV.PA Linedata Services France 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
GFII.PA LISI France 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
LOCI.PA Locindus France 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
OREP.PA L’Oreal SA France 0 - 150 5% 150 - 900 10% 20% 900 - 5250 25% 40% > 5250 75%<br />
LVMH.PA LVMH Moet Hennessy Louis Vuitton SA France 0 - 150 5% 150 - 900 10% 20% 900 - 6500 25% 40% > 6500 75%<br />
LYXRIO.PA Lyxor ETF Brazil Ibovespa France 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
CAC.PA Lyxor ETF CAC40 France 0 - 300 5% 300 - 1800 10% 20% 1800 - 3000 25% 40% > 3000 75%<br />
MSE.PA Lyxor ETF DJ Euro Stoxx 50 France 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
SEL.PA Lyxor ETF DJ Stoxx Select Div 30 France 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75%<br />
HK.PA Lyxor ETF HSI EURO France 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75%<br />
KRW.PA Lyxor ETF Korea EURO France 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75%<br />
LVC.PA Lyxor ETF Leveraged CAC40 France 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 15000 35% 45% > 15000 75%<br />
INR.PA Lyxor ETF MSCI India France 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 45% > 10000 75%<br />
MMTP.PA M6 Metropole Television France 0 - 600 15% 600 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75%<br />
MFCP.PA Maisons France Confort France 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
MANP.PA Manitou BF SA France 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
MATP.PA Manutan (Societe) France 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
IAM.PA Maroc Telecom France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MEET.PA Meetic France 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
MERY.PA Mercialys SA France 0 - 450 20% 450 - 1400 30% 40% 1400 - 1400 75% 75% > 1400 75%<br />
MTGC.PA Metrologic Group France 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75%<br />
MICP.PA Michelin France 0 - 200 5% 200 - 1200 10% 20% 1200 - 5500 25% 40% > 5500 75%<br />
MDLB.PA Modelabs Group France 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
MNTP.PA Montupet France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MBRI.PA Mr Bricolage France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
CNAT.PA Natixis France 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 55000 35% 45% > 55000 75%<br />
NPOS.PA Neopost SA France 0 - 200 10% 200 - 600 20% 25% 600 - 600 75% 75% > 600 75%<br />
NEXS.PA Nexans SPA France 0 - 200 10% 200 - 1200 20% 25% 1200 - 1300 35% 45% > 1300 75%<br />
NEXI.PA Nexity France 0 - 400 15% 400 - 1200 25% 30% 1200 - 1200 75% 75% > 1200 75%<br />
NXTV.PA NextRadioTV France 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
NCOX.PA Nicox SA France 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
GNDP.PA Norbert Dentressangle France 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
SONO.PA NRJ Group France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
NYX.PA NYSE Euronext France 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
ORCO.PA Orco Property Group France 0 - 200 25% 200 - 600 40% 50% 600 - 650 60% 75% > 650 75%<br />
ORP.PA Orpea France 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75%<br />
PAJ.PA PagesJaunes Groupe SA France 0 - 500 10% 500 - 3000 20% 25% 3000 - 3750 35% 45% > 3750 75%<br />
PARF.PA Paref France 0 - 3 25% 3 - 9 40% 50% 9 - 9 75% 75% > 9 75%<br />
PRI.PA Paris RE Holdings Ltd France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
PARRO.PA Parrot SA France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
PERP.PA Pernod-Ricard SA France 0 - 200 5% 200 - 1200 10% 20% 1200 - 6500 25% 40% > 6500 75%<br />
PEUP.PA Peugeot SA France 0 - 500 5% 500 - 3000 10% 20% 3000 - 10000 25% 40% > 10000 75%<br />
PVAC.PA Pierre & Vacances France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
DEJX.PA Piscines Desjoyaux SA France 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
PRTP.PA PPR SA France 0 - 150 5% 150 - 900 10% 20% 900 - 3500 25% 40% > 3500 75%<br />
PSBP.PA PSB Industries France 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
PUBP.PA Publicis Groupe France 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75%<br />
GENC.PA Rallye SA France 0 - 150 20% 150 - 450 30% 40% 450 - 550 50% 60% > 550 75%<br />
RXPA.PA Recylex SA France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
RCOP.PA Remy Cointreau SA France 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
RENA.PA Renault SA France 0 - 350 10% 350 - 2100 20% 25% 2100 - 15000 35% 50% > 15000 75%<br />
RXL.PA Rexel SA France 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
RHA.PA Rhodia SA France 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 8750 35% 45% > 8750 75%<br />
RUBF.PA Rubis France 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SAF.PA Safran SA France 0 - 400 10% 400 - 2400 20% 25% 2400 - 3500 35% 45% > 3500 75%<br />
S1A.PA Saft Groupe SA France 0 - 100 20% 100 - 300 30% 40% 300 - 400 50% 60% > 400 75%<br />
SGOB.PA Saint-Gobain France 0 - 350 5% 350 - 2100 10% 20% 2100 - 15000 25% 40% > 15000 75%<br />
SASY.PA Sanofi-Aventis France 0 - 250 5% 250 - 1500 10% 20% 1500 - 20000 25% 40% > 20000 75%<br />
STDM.PA Sartorius Stedim Biotech France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
SLBP.PA Schlumberger Ltd (Fr) France 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
SCHN.PA Schneider Electric SA France 0 - 150 5% 150 - 900 10% 20% 900 - 6250 25% 40% > 6250 75%<br />
SCOR.PA SCOR SE (Fr) France 0 - 400 10% 400 - 2400 20% 25% 2400 - 3000 35% 45% > 3000 75%<br />
SEBF.PA SEB SA France 0 - 90 15% 90 - 250 25% 30% 250 - 450 40% 55% > 450 75%<br />
CCHE.PA Seche Environnement SA France 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SECH.PA Sechilienne-Sidec France 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
SLGC.PA SeLoger.com France 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
VORP.PA Sequana Capital France 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
SESFd.PA SES Global-FDR France 0 - 800 10% 800 - 2400 20% 25% 2400 - 4250 35% 45% > 4250 75%<br />
BX4.PA SGAM ETF XBEAR CAC40 France 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
BXX.PA SGAM ETF XBEAR STXX 50 France 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75%<br />
SILP.PA SILIC SA France 0 - 70 20% 70 - 200 30% 40% 200 - 200 75% 75% > 200 75%<br />
BICP.PA Societe BIC SA France 0 - 250 15% 250 - 750 25% 30% 750 - 750 75% 75% > 750 75%<br />
APRR.PA Societe des Autoroutes (SAPRR) France 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
FFPP.PA Societe Fonciere France 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
SOGN.PA Societe Generale France 0 - 200 5% 200 - 1200 10% 20% 1200 - 20000 25% 40% > 20000 75%<br />
IISP.PA Societe pour l’Informatique Ind France 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
EXHO.PA Sodexo France 0 - 300 10% 300 - 1800 20% 25% 1800 - 2500 35% 45% > 2500 75%<br />
SOIT.PA SOITEC France 0 - 700 10% 700 - 4250 20% 25% 4250 - 6750 35% 45% > 6750 75%<br />
SOPR.PA Sopra Group France 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
SPEP.PA Sperian Protection France 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
SPIS.PA Spir Communication France 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
GENP.PA Stallergenes France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
LAEP.PA Ste Ind d’Aviation Latecoere France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
STF.PA STEF-TFE France 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
STM.PA STMicro (Fr) France 0 - 1800 5% 1800 - 10000 10% 20% 10000 - 25000 25% 40% > 25000 75%<br />
SPLV.PA Sucriere de Pithiviers-Le-Vieil France 0 - 3 25% 3 - 9 40% 50% 9 - 9 75% 75% > 9 75%<br />
SEVI.PA Suez Environment SA France 0 - 800 10% 800 - 4750 20% 25% 4750 - 5500 35% 50% > 5500 75%<br />
SWOR.PA Sword Group France 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
SDGI.PA Synergie SA France 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
TECF.PA Technip SA France 0 - 250 10% 250 - 1500 20% 25% 1500 - 4000 35% 45% > 4000 75%<br />
ROCH.PA Teleperformance France 0 - 500 15% 500 - 1500 25% 30% 1500 - 1500 75% 75% > 1500 75%<br />
TFFP.PA Television Francaise 1 France 0 - 450 10% 450 - 2750 20% 25% 2750 - 4750 35% 45% > 4750 75%<br />
TESI.PA Tessi SA France 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
TCFP.PA Thales SA France 0 - 350 10% 350 - 2100 20% 25% 2100 - 3000 35% 45% > 3000 75%<br />
TEO.PA Theolia France 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
THHG.PA Thermador Groupe France 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75%<br />
TMS.PA Thomson France 0 - 7750 20% 7750 - 45000 30% 40% 45000 - 45000 75% 75% > 45000 75%<br />
TEFE.PA Tonnellerie Francois Freres France 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
EGAB.PA Total Gabon France 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
TOTF.PA Total SA France 0 - 250 5% 250 - 1500 10% 20% 1500 - 35000 25% 40% > 35000 75%<br />
TGEL.PA Toupargel Groupe France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
TRNG.PA Transgene SA France 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
TRIA.PA Trigano SA France 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
L3C.PA U10 France 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
UBIP.PA UBISOFT Entertainment France 0 - 450 10% 450 - 2750 20% 25% 2750 - 3500 35% 45% > 3500 75%<br />
UNBP.PA Unibail France 0 - 80 5% 80 - 500 10% 20% 500 - 1900 25% 40% > 1900 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
UFFP.PA Union Financiere de France BQE SA France 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
VLOF.PA Valeo SA France 0 - 600 10% 600 - 3500 20% 25% 3500 - 4000 35% 45% > 4000 75%<br />
VLLP.PA Vallourec France 0 - 100 5% 100 - 600 10% 20% 600 - 2750 25% 40% > 2750 75%<br />
VIE.PA Veolia Environnement France 0 - 450 5% 450 - 2750 10% 20% 2750 - 9750 25% 40% > 9750 75%<br />
VCTP.PA Vicat France 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
VEIL.PA Viel et Compagnie France 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
VILM.PA Vilmorin & Cie France 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SGEF.PA Vinci SA France 0 - 300 5% 300 - 1800 10% 20% 1800 - 10000 25% 40% > 10000 75%<br />
VIRB.PA Virbac SA France 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
VIV.PA Vivendi SA France 0 - 600 5% 600 - 3500 10% 20% 3500 - 30000 25% 40% > 30000 75%<br />
VMMP.PA VM Materiaux SA France 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
VRKP.PA Vranken - Pommery Monopole France 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
MWDP.PA Wendel Investissement France 0 - 250 10% 250 - 1500 20% 25% 1500 - 1700 35% 45% > 1700 75%<br />
ZODC.PA Zodiac SA France 0 - 350 10% 350 - 1100 20% 25% 1100 - 1400 35% 45% > 1400 75%<br />
UUUG.DE 3U Telecom AG Germany 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
VSCG.DE 4SC AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
AAQG.DE AAP Implantate AG Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
ARLG.DE Aareal Bank AG Germany 0 - 200 15% 200 - 600 25% 30% 600 - 1100 40% 55% > 1100 75%<br />
APME.DE AD Pepper Media NV Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
ADSG.DE Adidas-Salomon AG Germany 0 - 350 5% 350 - 2100 10% 20% 2100 - 7250 25% 40% > 7250 75%<br />
LK<strong>IG</strong>n.DE Adlink Internet Media AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
ADAG.DE ADVA AG Optical Networking Germany 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
AVTE.DE Advanced Vision Technology Ltd Germany 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
IREG.DE A<strong>IG</strong> International Real Estate KGaA Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
AB1.DE Air Berlin Plc Germany 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
AIXGn.DE Aixtron AG Germany 0 - 500 10% 500 - 3000 20% 25% 3000 - 4250 35% 45% > 4250 75%<br />
AS1Gn.DE Aleo Solar AG Germany 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
ALVG.DE Allianz AG Germany 0 - 150 10% 150 - 900 20% 25% 900 - 15000 35% 50% > 15000 75%<br />
AOXG.DE Alstria Office REIT-AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
ALTG.DE Altana AG Germany 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
AMDG.DE Amadeus Fire AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
AJAG.DE Analytik Jena AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
RBXG.DE ARBOmedia AG Germany 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 0.5 60% 75% > 0.5 75%<br />
AROG.DE Arcandor AG Germany 0 - 9250 25% 9250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
AQUG.DE Arques Industries AG Germany 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
AAGGn.DE Articon-Integralis AG Germany 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
ACWG.DE AS Creation Tapeten Germany 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
AOFG.DE Atoss Software AG Germany 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
ABEGk.DE Augusta Technologie AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
ATSV.DE Austria Technologie & Systemtechnik Germany 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 9 60% 75% > 9 75%<br />
AWDG.DE AWD Holding AG Germany 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 7 60% 75% > 7 75%<br />
SPRGn.DE Axel Springer AG Germany 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
BLMG.DE Baader Wertpapierhandelsbank AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
BADG.DE Balda AG Germany 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
BASF.DE BASF AG Germany 0 - 300 5% 300 - 1800 10% 20% 1800 - 25000 25% 40% > 25000 75%<br />
BSLG.DE Basler AG Germany 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
B5AG.DE Bauer AG Germany 0 - 100 20% 100 - 300 30% 40% 300 - 450 50% 60% > 450 75%<br />
BVHG.DE Bau-Verein zu Hamburg AG Germany 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
BAYGn.DE Bayer AG Germany 0 - 250 5% 250 - 1500 10% 20% 1500 - 25000 25% 40% > 25000 75%<br />
BMWG_p.DE Bayerische Motoren Werke 3 - Pfd Germany 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
BMWG.DE Bayerische Motoren Werke AG Germany 0 - 350 5% 350 - 2100 10% 20% 2100 - 15000 25% 40% > 15000 75%<br />
BYWGnx.DE BayWa - B Warenvermit Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
USEG.DE Beate Uhse AG Germany 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
BC8G.DE Bechtle AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BE<strong>IG</strong>.DE Beiersdorf AG Germany 0 - 300 5% 300 - 1800 10% 20% 1800 - 3500 25% 40% > 3500 75%<br />
BDTG.DE Bertrandt AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
BSSG.DE Beta Systems Software AG Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
GBFG.DE Bilfinger Berger AG Germany 0 - 250 10% 250 - 1500 20% 25% 1500 - 1800 35% 45% > 1800 75%<br />
BIBG.DE Biolitec AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
BIOG.DE Biotest AG Germany 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
BIOG_p.DE Biotest AG - Vorz Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
BTBGk.DE BMP AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
BSYG.DE Boewe Systec AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
COKG.DE Cancom IT Systeme AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
AFXG.DE Carl Zeiss Meditec AG Germany 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
SGSG.DE cash.life AG Germany 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
O2C.DE CAT Oil AG Germany 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CCRG.DE CCR Logistics Systems AG Germany 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 1 60% 75% > 1 75%<br />
CEAG.DE CEAG AG Germany 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
CLSGn.DE Celesio AG Germany 0 - 400 10% 400 - 1200 20% 25% 1200 - 2300 35% 45% > 2300 75%<br />
CSHG.DE Cenit AG Germany 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
CEVG.DE CENTROTEC Sustainable AG Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
CTNG.DE Centrotherm Photovoltaics AG Germany 0 - 80 15% 80 - 500 25% 30% 500 - 500 75% 75% > 500 75%<br />
CWCG.DE CeWe Color Holding AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
KBUG.DE Colonia Real Estate AG Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CMBGn.DE ComBOTS AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
CDBG.DE Comdirect Bank AG Germany 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CBKG.DE Commerzbank AG Germany 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 60000 35% 50% > 60000 75%<br />
CGYG.DE Conergy AG Germany 0 - 13250 25% 13250 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
CONG.DE Continental AG Germany 0 - 50 10% 50 - 300 20% 25% 300 - 1200 35% 45% > 1200 75%<br />
CE2G.DE CropEnergies AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
EVDG.DE CTS Eventim AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
BOHG.DE Curanum AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
LO<strong>IG</strong>.DE D Logistics AG Germany 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
DSJG.DE D+S europe AG Germany 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 2 60% 75% > 2 75%<br />
DRNG.DE DAB Bank AG Germany 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
DA<strong>IG</strong>n.DE DaimlerChrysler AG Germany 0 - 350 5% 350 - 2100 10% 20% 2100 - 40000 25% 40% > 40000 75%<br />
DAMG.DE Data Modul AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
GDAXIEX.DE DAX DE Tracker - DAXEX Germany 0 - 200 5% 200 - 1200 10% 20% 1200 - 2000 25% 40% > 2000 75%<br />
ERMGk.DE DEAG Deutsche Entertainment Germany 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
D9CGn.DE Demag Cranes AG Germany 0 - 200 15% 200 - 600 25% 30% 600 - 850 40% 55% > 850 75%<br />
DBKGn.DE Deutsche Bank AG Germany 0 - 250 10% 250 - 1500 20% 25% 1500 - 40000 35% 50% > 40000 75%<br />
DBAG.DE Deutsche Beteiligungs AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
DB1Gn.DE Deutsche Boerse AG Germany 0 - 200 5% 200 - 1200 10% 20% 1200 - 8000 25% 40% > 8000 75%<br />
DEQGn.DE Deutsche Euroshop AG Germany 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
LHAG.DE Deutsche Lufthansa AG Germany 0 - 1000 5% 1000 - 6000 10% 20% 6000 - 20000 25% 40% > 20000 75%<br />
DPWGn.DE Deutsche Post AG Germany 0 - 900 5% 900 - 5500 10% 20% 5500 - 30000 25% 40% > 30000 75%<br />
DPBGn.DE Deutsche Postbank AG Germany 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
DTEGn.DE Deutsche Telekom AG Germany 0 - 1200 5% 1200 - 7250 10% 20% 7250 - 100000 25% 40% > 100000 75%<br />
DWNG.DE Deutsche Wohnen AG Br Germany 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
DEZG.DE Deutz AG Germany 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
EFFG.DE DEWB Deutsche Eff & Wechsel-Beteil Germany 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
DLGS.DE Dialog Semiconductor PLC Germany 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75%<br />
DAZG.DE DIC Asset AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
STX50EEX.DE DJ Euro Stoxx 50 (DE) Germany 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
SX7PEX.DE DJ Stoxx 600 Banks (DE) Germany 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
SXOPEX.DE DJ Stoxx 600 Construction (DE) Germany 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75%<br />
SXDPEX.DE DJ Stoxx 600 Healthcare (DE) Germany 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
DOHG.DE Douglas Holding AG Germany 0 - 100 15% 100 - 300 25% 30% 300 - 450 40% 55% > 450 75%<br />
HNLG.DE Dr Hoenle AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
DRWG_p.DE Draegerwerk AG - Vorz Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
DR<strong>IG</strong>.DE Drillisch AG Germany 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
DUEG.DE Duerr AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
DYKG.DE Dyckerhoff AG Germany 0 - 7.5 25% 7.5 - 20 40% 50% 20 - 20 75% 75% > 20 75%<br />
DYKG_p.DE Dyckerhoff AG - Pfd Germany 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
EONGn.DE E.ON AG Germany 0 - 400 10% 400 - 2400 20% 25% 2400 - 45000 35% 50% > 45000 75%<br />
EUZG.DE Eckert & Ziegler AG Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
EEXG.DE Elexis AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
ELGG.DE Elmos Semiconductor AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
ZILGn.DE ElringKlinger AG Germany 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75%<br />
EV4G.DE EM.TV 3 AG Germany 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
EPCGn.DE Epcos AG Germany 0 - 0.15 25% 0.15 - 0.9 40% 50% 0.9 - 30 60% 75% > 30 75%<br />
ECXG.DE Epigenomics AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
ESCG.DE Escada AG Germany 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
EUCG.DE Euromicron AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
EAD.DE European Aero Defence & Space (Ger) Germany 0 - 800 5% 800 - 2400 10% 20% 2400 - 2400 75% 75% > 2400 75%<br />
EVTG.DE Evotec AG Germany 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
FAAS.DE Fabasoft AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
FIEG.DE Fielmann AG Germany 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
FJHG.DE FJH AG Germany 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
FXXGn.DE Fluxx AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
FSY.DE Forsys Metal Corporation Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
FEVG.DE FORTEC Elektronik AG Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
FMI1.DE Fortune Management, Inc. Germany 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
FRAG.DE Fraport AG Frankfurt Airport Serv Germany 0 - 100 10% 100 - 600 20% 25% 600 - 850 35% 45% > 850 75%<br />
FNTGn.DE Freenet AG Germany 0 - 700 15% 700 - 2100 25% 30% 2100 - 2750 40% 55% > 2750 75%<br />
FREG.DE Fresenius AG Germany 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
FREG_p.DE Fresenius AG - Pfd Germany 0 - 300 5% 300 - 1800 10% 20% 1800 - 2750 25% 40% > 2750 75%<br />
FMEG.DE Fresenius Medical Care AG Germany 0 - 350 5% 350 - 2100 10% 20% 2100 - 5750 25% 40% > 5750 75%<br />
FMEG_p.DE Fresenius Medical Care AG -Pfd Germany 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
FPEG_p.DE Fuchs Petrolub 3 AG- Pfd Germany 0 - 60 20% 60 - 200 30% 40% 200 - 200 75% 75% > 200 75%<br />
FPEG.DE Fuchs Petrolub AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
FEWG.DE Funkwerk AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
GFJG.DE Gagfah SA Germany 0 - 1300 15% 1300 - 4000 25% 30% 4000 - 4000 75% 75% > 4000 75%<br />
G1AG.DE GEA Group AG Germany 0 - 600 10% 600 - 3500 20% 25% 3500 - 6000 35% 45% > 6000 75%<br />
GX<strong>IG</strong>.O Gerresheimer Germany 0 - 150 15% 150 - 450 25% 30% 450 - 850 40% 55% > 850 75%<br />
GW<strong>IG</strong>.DE Gerry Weber International AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
GSCG.DE Gesco AG Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
GFKG.DE GFK AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
GFTG.DE GFT Technologies AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
GILG.DE Gildemeister AG Germany 0 - 600 15% 600 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75%<br />
GPCG.DE GPC Biotech AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
GMMG.DE Grammer AG Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
GKRG.DE Graphit Kropfmuehl AG Germany 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 1 60% 75% > 1 75%<br />
GKLG.DE Grenkeleasing AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
WASG.DE H&R WASAG AG Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
HNRGn.DE Hannover Rueckversicherung AG Germany 0 - 350 10% 350 - 2100 20% 25% 2100 - 2750 35% 50% > 2750 75%<br />
HAWG.DE Hawesko Holding AG Germany 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
HXC<strong>IG</strong>n.DE HCI Capital AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
HE<strong>IG</strong>.DE HeidelbergCement AG Germany 0 - 200 10% 200 - 1200 20% 25% 1200 - 1400 35% 45% > 1400 75%<br />
HDDG.DE Heidelberger Druckmaschinen Germany 0 - 500 15% 500 - 1500 25% 30% 1500 - 2300 40% 55% > 2300 75%<br />
HRWG.DE Heiler Software AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
HNKG.DE Henkel KGaA Germany 0 - 300 15% 300 - 900 25% 30% 900 - 950 40% 55% > 950 75%<br />
HNKG_p.DE Henkel KGaA - Vorz Germany 0 - 400 5% 400 - 2400 10% 20% 2400 - 5000 25% 40% > 5000 75%<br />
HLGZ.DE Highlight Communications AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
HOTG.DE Hochtief AG Germany 0 - 200 10% 200 - 1200 20% 25% 1200 - 2400 35% 45% > 2400 75%<br />
HWSG.DE Hoeft & Wessel AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
BOSG.DE Hugo Boss AG Germany 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
HRXG.DE Hypo Real Estate Holding AG Germany 0 - 4500 20% 4500 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75%<br />
IBBGn.DE IBS AG Germany 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
IDRG.DE IDS Scheer AG Germany 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75%<br />
IKBG.DE IKB Deutsche Industriebank AG Germany 0 - 0.2 25% 0.2 - 1 40% 50% 1 - 50 60% 75% > 50 75%<br />
INHG.DE Indus Holding AG Germany 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
IFXGn.DE Infineon Technologies AG Germany 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 100000 40% 55% > 100000 75%<br />
IXXG.DE Init Innovation In Traffic Systems Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
ISHGk.DE Intershop Communications AG Germany 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
ISRG.DE Isra Vision AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
ILHG.DE Itelligence AG Germany 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
IVGG.DE IVG Immobilien AG Germany 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75%<br />
IVUG.DE IVU Traffic Technologies AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
JENG.DE Jenoptik AG Germany 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
JI4G.DE Jerini AG Germany 0 - 0.05 25% 0.05 - 0.3 40% 50% 0.3 - 10 60% 75% > 10 75%<br />
JTTG.DE Jetter AG Germany 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
JUNG_p.DE Jungheinrich AG - Pfd Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SDFG.DE K+S AG Germany 0 - 300 10% 300 - 1800 20% 25% 1800 - 8250 35% 50% > 8250 75%<br />
KCOGn.DE Kloeckner & Co AG Germany 0 - 600 10% 600 - 3500 20% 25% 3500 - 4000 35% 45% > 4000 75%<br />
KLKG.DE Kloeckner-Werke AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
SKBG.DE Koenig & Bauer AG Germany 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
KBCG.DE Kontron AG Germany 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
KRNG.DE Krones AG Germany 0 - 200 15% 200 - 600 25% 30% 600 - 600 75% 75% > 600 75%<br />
KU2G.DE KUKA AG Germany 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
KWSG.DE KWS Saat AG Germany 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
LXSG.DE Lanxess AG Germany 0 - 400 10% 400 - 2400 20% 25% 2400 - 2750 35% 45% > 2750 75%<br />
LE<strong>IG</strong>.DE Leifheit AG Germany 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
LEOGn.DE Leoni AG Germany 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
LING.DE Linde AG Germany 0 - 150 5% 150 - 900 10% 20% 900 - 4250 25% 40% > 4250 75%<br />
LIOG.DE Lion Bioscience AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
L1OG.DE Lloyd Fonds AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
LOEG.DE Loewe AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
LPKG.DE LPKF Laser & Electronics AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
ECKG.DE Ludwig Beck Am Rathauseck Germany 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
LKOHy.DE LUKOIL-Spons ADR Germany 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
LCYE.DE Lycos Europe NV Germany 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
MGXGn.DE Magix AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
MANG.DE MAN AG Germany 0 - 200 5% 200 - 1200 10% 20% 1200 - 5750 25% 40% > 5750 75%<br />
MANG_p.DE MAN AG - Vorz Germany 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
M5ZG.DE Manz Automation AG Germany 0 - 50 20% 50 - 150 30% 40% 150 - 150 75% 75% > 150 75%<br />
MKAG.DE Marseille-Kliniken AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
MZXG.DE MasterFlex AG Germany 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
MDAXIEX.DE MDAX DE Tracker - MDAXEX Germany 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
MEDG.DE Mediclin AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MDGGn.DE Medigene AG Germany 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
MDNG.DE Medion AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MUMG.DE Mensch und Maschine Software AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
MRCG.DE Merck KGaA Germany 0 - 200 5% 200 - 1200 10% 20% 1200 - 2400 25% 40% > 2400 75%<br />
MEOG.DE Metro AG Germany 0 - 300 5% 300 - 1800 10% 20% 1800 - 5250 25% 40% > 5250 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
MLPG.DE MLP AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
MORG.DE Morphosys AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
MPCG.DE MPC Muenchmeyer Petersen Capital AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300<br />
75%<br />
MTXGn.DE MTU Aero Engines AG Germany 0 - 150 10% 150 - 900 20% 25% 900 - 1600 35% 45% > 1600 75%<br />
MUBG.DE Muehlbauer Holding AG & Co KGaA Germany 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
MUVGn.DE Muenchener Rueckversicherungs AG Germany 0 - 100 5% 100 - 600 10% 20% 600 - 5500 25% 40% > 5500 75%<br />
MVVGn.DE MVV Energie AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MWBG.DE MWB Wertpapierhandelshaus AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
NEKG.DE Nemetschek AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
NXUG.DE Nexus AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
NAFG.DE Norddeutsche Affinerie AG Germany 0 - 300 15% 300 - 900 25% 30% 900 - 1100 40% 55% > 1100 75%<br />
NDXGk.DE Nordex AG Germany 0 - 350 15% 350 - 1100 25% 30% 1100 - 1400 40% 55% > 1400 75%<br />
OHBG.DE OHB Technology AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
OHTI.DE Orad Hi-Tech Systems Ltd Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
O4BG.DE OVB Holding AG Germany 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
PU<strong>IG</strong>.DE P&I Personal & Informatik AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
PA8G.DE Paion AG Germany 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
PGNG.DE Paragon AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
P1ZGn.DE Patrizia Immobilien AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
PCWG.DE PC-Ware AG Germany 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
PV.DE Pfeiffer Vacuum Technology AG Germany 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
PFDGn.DE Pfleiderer AG Germany 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75%<br />
PS4G.DE Phoenix SonnenStrom AG Germany 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
PNEGnk.DE Plambeck Neue Energien AG - Reg Germany 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
PSTG.DE Plasmaselect AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PSHG_p.DE Porsche AG Germany 0 - 200 10% 200 - 1200 20% 25% 1200 - 4250 35% 45% > 4250 75%<br />
PRAG.DE Praktiker Bau & Heimwerkermaerkte Germany 0 - 500 15% 500 - 1500 25% 30% 1500 - 2500 40% 55% > 2500 75%<br />
P4TG.DE Primion Technology AG Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
PMMG.DE Procon Multimedia AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
PWOG.DE Progress-Werk Oberkirch AG Germany 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
PSMG_p.DE ProSiebenSat.1 Media AG Germany 0 - 600 15% 600 - 3500 25% 30% 3500 - 6250 40% 55% > 6250 75%<br />
PSAGn.DE PSI AG Gesellschaft Fuer Produkte Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
PUSG.DE Pulsion Medical Systems AG Germany 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
PUMG.DE Puma AG Rudolf Dassler Sport Germany 0 - 50 10% 50 - 150 20% 25% 150 - 200 35% 45% > 200 75%<br />
TPEG.DE PVA TePla AG Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
QCEG.DE Q-Cells AG Germany 0 - 400 10% 400 - 2400 20% 25% 2400 - 8500 35% 45% > 8500 75%<br />
QGEN.DE Qiagen NV Germany 0 - 800 10% 800 - 2400 20% 25% 2400 - 4250 35% 45% > 4250 75%<br />
QSCG.DE QSC AG Germany 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
RSLG.DE R Stahl AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
RAAG.DE Rational AG Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
RTCG.DE REALTECH AG Germany 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
HRPG.DE Reinecke & Pohl Sun Energy AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
RPWGn.DE REpower Systems AG Germany 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
RHMG.DE Rheinmetall AG Germany 0 - 200 10% 200 - 1200 20% 25% 1200 - 1200 75% 75% > 1200 75%<br />
RHKG.DE Rhoen Klinikum AG Germany 0 - 250 10% 250 - 1500 20% 25% 1500 - 2300 35% 45% > 2300 75%<br />
RSTI.DE Rofin-Sinar Technologies Germany 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
RWDG.DE Rohwedder AG Germany 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
R8RG.DE Roth & Rau AG Germany 0 - 100 15% 100 - 300 25% 30% 300 - 600 40% 55% > 600 75%<br />
RUKG.DE Ruecker AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
RWEG.DE RWE AG Germany 0 - 200 5% 200 - 1200 10% 20% 1200 - 10000 25% 40% > 10000 75%<br />
RWEG_p.DE RWE AG - Non Vtg Germany 0 - 150 15% 150 - 450 25% 30% 450 - 450 75% 75% > 450 75%<br />
S4X.DE SAF AG Germany 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
SFQN.DE SAF Holland SA Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
SZGG.DE Salzgitter AG Germany 0 - 150 10% 150 - 900 20% 25% 900 - 3000 35% 50% > 3000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
SCPH.DE Sanochemia Pharmazeutika AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SAPG.DE SAP AG (Ger) Germany 0 - 350 5% 350 - 2100 10% 20% 2100 - 25000 25% 40% > 25000 75%<br />
SATG.DE Sartorius AG Germany 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
SATG_p.DE Sartorius AG - Vorz Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SHTG.DE Schlott Gruppe AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SB1Gn.DE Schmack Biogas AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SCMM.DE SCM Microsystems Inc Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
YSNG.DE Secunet Security AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SGCG.DE SGL Carbon AG Germany 0 - 200 10% 200 - 1200 20% 25% 1200 - 2100 35% 45% > 2100 75%<br />
SHSGk.DE SHS Informationssysteme AG Germany 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75%<br />
SIEGn.DE Siemens AG Germany 0 - 200 5% 200 - 1200 10% 20% 1200 - 20000 25% 40% > 20000 75%<br />
SISG.DE Silicon Sensor International AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SNGG.DE Singulus Technologies Germany 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
SZZG.DE Sinnerschrader AG Germany 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
SIXG.DE Sixt AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SIXG_p.DE Sixt AG - Pfd Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
SKYDn.DE Sky Deutschland AG Germany 0 - 3000 20% 3000 - 9000 30% 40% 9000 - 15000 50% 60% > 15000 75%<br />
S92G.DE SMA Solar Technology Germany 0 - 150 15% 150 - 450 25% 30% 450 - 450 75% 75% > 450 75%<br />
SM7.DE Smartrac NV Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SYTG.DE Softing AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
FTMG.DE SoftM Software und Beratung Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SOWG.DE Software AG Germany 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75%<br />
S2MG.DE Solar Millenium AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SFXG.DE Solar-Fabrik AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SV7G.DE Solarvalue AG Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
SWVG.DE Solarworld AG Germany 0 - 600 10% 600 - 3500 20% 25% 3500 - 7750 35% 45% > 7750 75%<br />
SOOG.DE Solon AG Fuer Solartechnik Germany 0 - 150 20% 150 - 450 30% 40% 450 - 850 50% 60% > 850 75%<br />
SPME.DE Splendid Medien AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
STAGn.DE Stada Arzneimittel AG Germany 0 - 350 10% 350 - 2100 20% 25% 2100 - 2750 35% 45% > 2750 75%<br />
SBSG.DE Stratec Biomedical Systems Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
SZUG.DE Suedzucker AG Germany 0 - 500 10% 500 - 1500 20% 25% 1500 - 2200 35% 45% > 2200 75%<br />
SMHG.DE Suess Microtec Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
SWWG.DE Sunways AG Germany 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
SURG.DE Surteco AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SY1G.DE Symrise AG Germany 0 - 700 15% 700 - 2100 25% 30% 2100 - 2100 75% 75% > 2100 75%<br />
PCSG.DE Synaxon AG Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
SYSG.DE Syskoplan AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SYZG.DE Syzygy AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
TEGG.DE TAG Tegernsee Immobilien & Beteil Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
TTKG.DE Takkt AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
TDSG.DE TDS Informationstechnologie AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
TGTG.DE Telegate AG Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
TELP.DE Teleplan International NV Germany 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
TL<strong>IG</strong>.DE Teles AG Germany 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
TGHG.DE Thiel Logistik AG Germany 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
T3CGn.DE Thielert AG Germany 0 - 0.1 25% 0.1 - 0.6 40% 50% 0.6 - 20 60% 75% > 20 75%<br />
TKAG.DE ThyssenKrupp AG Germany 0 - 500 5% 500 - 3000 10% 20% 3000 - 20000 25% 40% > 20000 75%<br />
TIMGn.DE Tipp24 AG Germany 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75%<br />
TGMG.DE Tognum AG Germany 0 - 400 15% 400 - 2400 25% 30% 2400 - 2500 40% 55% > 2500 75%<br />
TFAG.DE Tomorrow Focus AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
TPNG.DE Triplan AG Germany 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
TU<strong>IG</strong>n.DE TUI AG Germany 0 - 700 10% 700 - 4250 20% 25% 4250 - 10000 35% 45% > 10000 75%<br />
UMS.DE UMS United Medical Systems Int Germany 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
UTDI.DE United Internet AG Germany 0 - 450 10% 450 - 2750 20% 25% 2750 - 3250 35% 45% > 3250 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
OSPGk.DE USU Software AG Germany 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
VACS.DE Valor Computerized Systems Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
VBHG.DE VBH Holding AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
VIBG_p.DE Villeroy & Boch AG - Pfd Germany 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
V6CG.DE Viscom AG Germany 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
VIVG.DE Vivacon AG Germany 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
RTZR.DE VIZRT Ltd Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
VOWG.DE Volkswagen AG Germany 0 - 90 10% 90 - 550 20% 25% 550 - 2400 35% 50% > 2400 75%<br />
VOWG_p.DE Volkswagen AG - Pfd Germany 0 - 200 10% 200 - 1200 20% 25% 1200 - 2200 35% 45% > 2200 75%<br />
VOSG.DE Vossloh AG Germany 0 - 90 15% 90 - 250 25% 30% 250 - 300 40% 55% > 300 75%<br />
WCHG.DE Wacker Chemie AG Germany 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75%<br />
WACGn.DE Wacker Construction Germany 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
WSUG.DE Washtec AG Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
WING.DE Wincor Nixdorf AG Germany 0 - 150 10% 150 - 900 20% 25% 900 - 900 75% 75% > 900 75%<br />
WD<strong>IG</strong>.DE Wire Card AG Germany 0 - 500 15% 500 - 1500 25% 30% 1500 - 2100 40% 55% > 2100 75%<br />
WZM.DE Wizcom Technologies Ltd Germany 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
ZPFG.DE Zapf Creation AG Germany 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
ZO1G.DE zooplus AG Germany 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
AGNr.AT Aegean Airlines SA Greece 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
GCEr.AT Aegek SA Greece 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
AGBr.AT Agricultural Bank of Greece Greece 0 - 2200 20% 2200 - 6500 35% 50% 6500 - 6500 75% 75% > 6500 75%<br />
ALAr.AT Alapis Holding Industrial Greece 0 - 20750 15% 20750 - 60000 25% 30% 60000 - 60000 75% 75% > 60000 75%<br />
ACBr.AT Alpha Bank AE Greece 0 - 900 10% 900 - 5500 20% 25% 5500 - 9250 35% 50% > 9250 75%<br />
AETF20.AT Alpha ETF Athex 20 Greece 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 50% > 8000 75%<br />
ANKr.AT Anek Lines SA Greece 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
AMBr.AT Aspis Bank SA Greece 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
PALr.AT Astir Palace Hotel SA Greece 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
AMCr.AT Athens Medical Center SA Greece 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
AUTr.AT Autohellas Greece 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
VOVr.AT Babis Vovos Int Construction Greece 0 - 800 20% 800 - 2400 30% 40% 2400 - 3000 50% 60% > 3000 75%<br />
BOAr.AT Bank Of Attica Greece 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
BOCr.AT Bank of Cyprus Public Co. Greece 0 - 1900 10% 1900 - 10000 20% 25% 10000 - 15000 35% 50% > 15000 75%<br />
BOGr.AT Bank of Greece Greece 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
ALBr.AT Biokarpet SA Greece 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
CARr.AT Cardassilaris C & Sons Greece 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
HLBr.AT Coca Cola Hellenic Bottling Co SA Greece 0 - 300 10% 300 - 1800 20% 25% 1800 - 2100 35% 50% > 2100 75%<br />
CORr.AT Corinth Pipeworks SA Greece 0 - 200 20% 200 - 1200 30% 40% 1200 - 4250 50% 60% > 4250 75%<br />
HYGr.AT Diagnostic & Therapeutic Greece 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
DIXr.AT Dias Aquaculture SA Greece 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
EFGr.AT EFG Eurobank Ergasias SA Greece 0 - 1100 10% 1100 - 3250 20% 25% 3250 - 5250 35% 50% > 5250 75%<br />
EGNr.AT Egnatia Bank SA Greece 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
ELCr.AT Elektroniki Athinon SA Greece 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
VAL.AT Elval Aluminium Process Co Greece 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
CBGr.AT Emporiki Bank of Greece SA Greece 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
EUPr.AT Eurobank Properties Real Est Greece 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
EBIr.AT Eurobrokers SA Greece 0 - 25 25% 25 - 80 40% 50% 80 - 80 75% 75% > 80 75%<br />
EYDr.AT EYDAP Athens Water Supply & Sewage Greece 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
ESKr.AT FG Europe SA Greece 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
FOLr.AT Folli-Follie Greece 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
FORr.AT Forthnet Greece 0 - 1900 20% 1900 - 5750 30% 40% 5750 - 5750 75% 75% > 5750 75%<br />
FRLr.AT Fourlis Group Greece 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
FRIr.AT Frigoglass SA Greece 0 - 150 25% 150 - 450 40% 50% 450 - 500 60% 75% > 500 75%<br />
HRMr.AT GEK Group of Cos SA Greece 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
GHBr.AT Geniki Bank Greece 0 - 8500 25% 8500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
XAKO.AT Halcor Greece 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
HCAr.AT Hellenic Cables SA Greece 0 - 60 25% 60 - 350 40% 50% 350 - 450 60% 75% > 450 75%<br />
HDFr.AT Hellenic Duty Free Shops SA Greece 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
EXCr.AT Hellenic Exchanges SA Greece 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
HEPr.AT Hellenic Petroleum SA Greece 0 - 600 20% 600 - 1800 35% 50% 1800 - 1800 75% 75% > 1800 75%<br />
HELr.AT Hellenic Technodomiki Tev SA Greece 0 - 1100 20% 1100 - 3250 35% 50% 3250 - 3250 75% 75% > 3250 75%<br />
OTEr.AT Hellenic Telecomms Organization Greece 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 7250 35% 50% > 7250 75%<br />
HERr.AT Heracles General Cement Co Greece 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
KLUr.AT I.Kloukinas I.Lappas Greece 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
IASr.AT Iaso SA Greece 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
INRr.AT Intracom SA Greece 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
INLr.AT Intralot SA-Integrated Lott Sys Greece 0 - 900 20% 900 - 2750 35% 50% 2750 - 2750 75% 75% > 2750 75%<br />
AVAr.AT J&P-Avax SA Greece 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
BABr.AT Jumbo Greece 0 - 300 20% 300 - 900 30% 40% 900 - 1100 50% 60% > 1100 75%<br />
KLEr.AT Kleeman Hellas SA Greece 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
KOUr.AT Koumbas Synergy Group SA Greece 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
KRIr.AT Kri-Kri Milk Industry SA Greece 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
DOLr.AT Lambrakis Press SA Greece 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
LMDr.AT Lamda Developments Greece 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
LPHr.AT Lavipharm S.A. Greece 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
MRFr.AT Marfin Financial Group SA Greece 0 - 900 10% 900 - 5500 20% 25% 5500 - 8250 35% 50% > 8250 75%<br />
MRBr.AT Marfin Popular Bank Greece 0 - 4500 10% 4500 - 15000 20% 25% 15000 - 25000 35% 50% > 25000 75%<br />
MTKr.AT Metka SA Greece 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
MICr.AT Michaniki SA Greece 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
MILr.AT Minoan Lines Shipping SA Greece 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
MORr.AT Motor Oil Hellas Corinth Refineries Greece 0 - 350 20% 350 - 1100 35% 50% 1100 - 1100 75% 75% > 1100 75%<br />
MYTr.AT Mytilineos Holdings SA Greece 0 - 800 20% 800 - 2400 35% 50% 2400 - 2400 75% 75% > 2400 75%<br />
NBGr.AT National Bank of Greece SA Greece 0 - 500 10% 500 - 3000 20% 25% 3000 - 10000 35% 50% > 10000 75%<br />
NIRr.AT Nireus Aquaculture SA Greece 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
OPAr.AT OPAP SA Greece 0 - 600 10% 600 - 3500 20% 25% 3500 - 4000 35% 50% > 4000 75%<br />
PASr.AT Pasal Real Estate Development Greece 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
BOPr.AT Piraeus Bank SA Greece 0 - 600 10% 600 - 3500 20% 25% 3500 - 6250 35% 50% > 6250 75%<br />
OLPr.AT Piraeus Port Authority Greece 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
PLAr.AT Plaisio Computers Greece 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
PLAKR.AT Plastika Kritis SA Greece 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
GPSr.AT Postal Savings Bank Greece 0 - 600 10% 600 - 1800 20% 25% 1800 - 3500 35% 50% > 3500 75%<br />
DEHr.AT Public Power Corp Greece 0 - 600 10% 600 - 1800 20% 25% 1800 - 3500 35% 50% > 3500 75%<br />
REVr.AT Revoil SA Greece 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
BARr.AT S&B Industrial Minerals SA Greece 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
SRSr.AT Sarantis SA Greece 0 - 250 25% 250 - 750 40% 50% 750 - 1100 60% 75% > 1100 75%<br />
SATr.AT Sato SA Greece 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
SCIr.AT Sciens International Investments Greece 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
SID.AT Sidenor Steel Prod & Manufacturing Greece 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
LDSr.AT Singularlogic SA Greece 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
SPDr.AT Sprider Stores SA Greece 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
TELr.AT Teletypos Mega Channel Greece 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
TENr.AT Terna Energy SA Greece 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
OLTr.AT Thessaloniki Ports Greece 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
TWSr.AT Thessaloniki Water Supply & Sewage Greece 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
TTNr.AT Titan Cement Co SA Greece 0 - 300 20% 300 - 900 35% 50% 900 - 900 75% 75% > 900 75%<br />
PREr.AT Trastor Real Estate Investment Greece 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
VIO.AT Viohalco Greece 0 - 250 20% 250 - 750 35% 50% 750 - 750 75% 75% > 750 75%<br />
VIVr.AT Vivartia S.A. Greece 0 - 20 25% 20 - 100 40% 50% 100 - 250 60% 75% > 250 75%<br />
2018.HK AAC Acoustic Technologies Holdings Hong Kong 0 - 1100 20% 1100 - 6500 30% 40% 6500 - 8750 50% 60% > 8750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
3383.HK Agile Property Holdings Ltd Hong Kong 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 150000 35% 45% > 150000 75%<br />
0753.HK Air China Limited-H Hong Kong 0 - 12250 10% 12250 - 75000 20% 25% 75000 - 100000 35% 45% > 100000 75%<br />
0538.HK Ajisen China Holdings Ltd Hong Kong 0 - 400 20% 400 - 2400 30% 40% 2400 - 10000 50% 60% > 10000 75%<br />
1688.HK Alibaba.com Ltd Hong Kong 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 65000 35% 45% > 65000 75%<br />
2600.HK Aluminium Corporation of China Hong Kong 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 400000 35% 45% > 400000 75%<br />
2300.HK AMV<strong>IG</strong> Holdings Ltd Hong Kong 0 - 100 25% 100 - 600 40% 50% 600 - 4250 60% 75% > 4250 75%<br />
0347.HK Angang Steel Co Ltd-H Hong Kong 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 100000 35% 45% > 100000 75%<br />
0914.HK Anhui Conch Cement Co Ltd-H Hong Kong 0 - 700 10% 700 - 4250 20% 25% 4250 - 20000 35% 45% > 20000 75%<br />
2020.HK Anta Sports Products Ltd Hong Kong 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 35000 35% 45% > 35000 75%<br />
0522.HK ASM Pacific Technology Ltd Hong Kong 0 - 450 15% 450 - 2750 25% 30% 2750 - 3500 40% 55% > 3500 75%<br />
3988.HK Bank of China Hong Kong 0 - 29750 10% 29750 - 200000 20% 25% 200000 - 2500000 35% 45% > 2500000 75%<br />
3328.HK Bank Of Communications Co-H Hong Kong 0 - 8500 10% 8500 - 50000 20% 25% 50000 - 350000 35% 45% > 350000 75%<br />
0023.HK Bank of East Asia Ltd Hong Kong 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 45000 35% 45% > 45000 75%<br />
0694.HK Beijing Capital Intl Airpo-H Hong Kong 0 - 2200 15% 2200 - 15000 25% 30% 15000 - 50000 40% 55% > 50000 75%<br />
0392.HK Beijing Enterprises Holdings Ltd Hong Kong 0 - 450 10% 450 - 2750 20% 25% 2750 - 10000 35% 45% > 10000 75%<br />
0588.HK Beijing North Star Hong Kong 0 - 8000 20% 8000 - 50000 30% 40% 50000 - 50000 75% 75% > 50000 75%<br />
1880.HK Belle International Holdings Ltd Hong Kong 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 90000 35% 45% > 90000 75%<br />
2388.HK BOC Hong Kong Holdings Ltd Hong Kong 0 - 7750 10% 7750 - 45000 20% 25% 45000 - 150000 35% 45% > 150000 75%<br />
3998.HK Bosideng International Holdings Ltd Hong Kong 0 - 17250 20% 17250 - 50000 30% 40% 50000 - 80000 50% 60% > 80000 75%<br />
1114.HK Brilliance China Automotive Ltd Hong Kong 0 - 44250 15% 44250 - 150000 25% 30% 150000 - 250000 40% 55% > 250000 75%<br />
1211.HK Byd Co Ltd Hong Kong 0 - 450 20% 450 - 2750 30% 40% 2750 - 35000 50% 60% > 35000 75%<br />
0285.HK BYD Electronic International Co Ltd Hong Kong 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 35000 50% 60% > 35000 75%<br />
1224.HK C C Land Holding Ltd Hong Kong 0 - 5250 10% 5250 - 30000 20% 25% 30000 - 200000 35% 45% > 200000 75%<br />
0341.HK Cafe de Coral Holdings Ltd Hong Kong 0 - 350 20% 350 - 2100 30% 40% 2100 - 4250 50% 60% > 4250 75%<br />
0293.HK Cathay Pacific Airways Ltd Hong Kong 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 30000 35% 45% > 30000 75%<br />
2778.HK Champion REIT Hong Kong 0 - 11250 15% 11250 - 35000 25% 30% 35000 - 65000 40% 55% > 65000 75%<br />
0682.HK Chaoda Modern Agriculture Holdings Hong Kong 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 70000 35% 45% > 70000 75%<br />
0001.HK Cheung Kong Holdings Ltd Hong Kong 0 - 300 5% 300 - 1800 10% 20% 1800 - 25000 25% 40% > 25000 75%<br />
1038.HK Cheung Kong Infrastructure Holdings Hong Kong 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 9250 40% 55% > 9250 75%<br />
0606.HK China Agri-Industries Holdings Ltd Hong Kong 0 - 8000 15% 8000 - 50000 25% 30% 50000 - 50000 75% 75% > 50000 75%<br />
3983.HK China Bluechemical Hong Kong 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 50000 40% 55% > 50000 75%<br />
0998.HK China Citic Bank Hong Kong 0 - 24750 10% 24750 - 150000 20% 25% 150000 - 300000 35% 45% > 300000 75%<br />
1898.HK China Coal Energy Co - H Hong Kong 0 - 5500 10% 5500 - 35000 20% 25% 35000 - 200000 35% 45% > 200000 75%<br />
1800.HK China Communications Const-H Hong Kong 0 - 7250 10% 7250 - 45000 20% 25% 45000 - 150000 35% 45% > 150000 75%<br />
0552.HK China Communications Servi-H Hong Kong 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 100000 35% 45% > 100000 75%<br />
0939.HK China Construction Bank Hong Kong 0 - 20250 10% 20250 - 100000 20% 25% 100000 - 3000000 35% 45% > 3000000 75%<br />
1919.HK China Cosco Holdings-H Hong Kong 0 - 12250 10% 12250 - 75000 20% 25% 75000 - 250000 35% 45% > 250000 75%<br />
3818.HK China Dongxiang Group Co Hong Kong 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 100000 35% 45% > 100000 75%<br />
0670.HK China Eastern Airlines Corporation Hong Kong 0 - 17000 15% 17000 - 50000 25% 30% 50000 - 95000 40% 55% > 95000 75%<br />
0165.HK China Everbright Ltd Hong Kong 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 35000 35% 45% > 35000 75%<br />
0506.HK China Foods Ltd Hong Kong 0 - 1500 20% 1500 - 9000 30% 40% 9000 - 15000 50% 60% > 15000 75%<br />
0910.HK China Grand Forestry Resources Hong Kong 0 - 181750 20% 181750 - 550000 30% 40% 550000 - 550000 75% 75% > 550000 75%<br />
0658.HK China High Speed Transmission Equip Hong Kong 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 40000 35% 45% > 40000 75%<br />
1886.HK China Huiyuan Juice Group Hong Kong 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75%<br />
2628.HK China Life Insurance Hong Kong 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 300000 35% 45% > 300000 75%<br />
2319.HK China Mengniu Dairy Co Ltd Hong Kong 0 - 4250 15% 4250 - 25000 25% 30% 25000 - 50000 40% 55% > 50000 75%<br />
3968.HK China Merchants Bank Co. Hong Kong 0 - 4750 10% 4750 - 30000 20% 25% 30000 - 250000 35% 45% > 250000 75%<br />
0144.HK China Merchants Holdings Int Hong Kong 0 - 2400 10% 2400 - 15000 20% 25% 15000 - 45000 35% 45% > 45000 75%<br />
0340.HK China Mining Resources Group Hong Kong 0 - 101000 20% 101000 - 300000 30% 40% 300000 - 450000 50% 60% > 450000 75%<br />
0941.HK China Mobile Hong Kong Ltd Hong Kong 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 150000 35% 45% > 150000 75%<br />
3993.HK China Molybdenum Hong Kong 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75%<br />
3323.HK China National Building Mat Co Hong Kong 0 - 600 10% 600 - 3500 20% 25% 3500 - 90000 35% 45% > 90000 75%<br />
0603.HK China Oil and Gas Group Ltd Hong Kong 0 - 44500 25% 44500 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
2883.HK China Oilfield Services-H Hong Kong 0 - 2300 10% 2300 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
0581.HK China Oriental Group Co Ltd Hong Kong 0 - 800 25% 800 - 4750 40% 50% 4750 - 7250 60% 75% > 7250 75%<br />
0688.HK China O’seas Land & Investment Ltd. Hong Kong 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 150000 35% 45% > 150000 75%<br />
0386.HK China Petroleum (Sinopec) Hong Kong 0 - 18500 10% 18500 - 100000 20% 25% 100000 - 1000000 35% 45% > 1000000 75%<br />
2380.HK China Power International Dev Hong Kong 0 - 13000 20% 13000 - 40000 30% 40% 40000 - 70000 50% 60% > 70000 75%<br />
0735.HK China Power New Energy Hong Kong 0 - 71750 20% 71750 - 450000 30% 40% 450000 - 450000 75% 75% > 450000 75%<br />
1094.HK China Public Procurement Ltd Hong Kong 0 - 55000 20% 55000 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75%<br />
1186.HK China Railway Construction Corp Hong Kong 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 95000 35% 45% > 95000 75%<br />
0390.HK China Railway Group Hong Kong 0 - 5250 10% 5250 - 30000 20% 25% 30000 - 150000 35% 45% > 150000 75%<br />
8089.HK China Railway Logistics Ltd Hong Kong 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 30000 60% 75% > 30000 75%<br />
0836.HK China Res. Power Holdings Co. Ltd. Hong Kong 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 45000 35% 45% > 45000 75%<br />
0291.HK China Resources Enterprise Hong Kong 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 40000 35% 45% > 40000 75%<br />
1109.HK China Resources Land Ltd. Hong Kong 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75%<br />
1088.HK China Shenhua Energy Co - H Hong Kong 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 150000 35% 50% > 150000 75%<br />
2866.HK China Shipping Container-H Hong Kong 0 - 30500 10% 30500 - 200000 20% 25% 200000 - 400000 35% 45% > 400000 75%<br />
1138.HK China Shipping Development-H Hong Kong 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 90000 35% 45% > 90000 75%<br />
0155.HK China Solar Energy Holdings Ltd Hong Kong 0 - 139250 25% 139250 - 400000 40% 50% 400000 - 550000 60% 75% > 550000 75%<br />
0966.HK China Taiping Insurance Holdings Hong Kong 0 - 900 15% 900 - 5500 25% 30% 5500 - 15000 40% 55% > 15000 75%<br />
0728.HK China Telecom Corp Ltd-H Hong Kong 0 - 31250 10% 31250 - 200000 20% 25% 200000 - 600000 35% 45% > 600000 75%<br />
0308.HK China Travel Intl Hong Kong 0 - 78500 15% 78500 - 250000 25% 30% 250000 - 250000 75% 75% > 250000 75%<br />
0762.HK China Unicom Ltd Hong Kong 0 - 8750 10% 8750 - 55000 20% 25% 55000 - 200000 35% 45% > 200000 75%<br />
1068.HK China Yurun Food Group Ltd Hong Kong 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 60000 35% 45% > 60000 75%<br />
1333.HK China Zhongwang Holdings Ltd Hong Kong 0 - 2100 10% 2100 - 15000 20% 25% 15000 - 150000 35% 45% > 150000 75%<br />
1111.HK Chong Hing Bank Ltd Hong Kong 0 - 70 25% 70 - 400 40% 50% 400 - 650 60% 75% > 650 75%<br />
0267.HK Citic Pacific Ltd Hong Kong 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 70000 35% 45% > 70000 75%<br />
1205.HK CITIC Resources Holdings Ltd Hong Kong 0 - 9750 10% 9750 - 60000 20% 25% 60000 - 150000 35% 45% > 150000 75%<br />
0002.HK CLP Holdings Ltd Hong Kong 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75%<br />
0883.HK CNOOC Ltd Hong Kong 0 - 11750 10% 11750 - 70000 20% 25% 70000 - 550000 35% 45% > 550000 75%<br />
0135.HK CNPC (Hong Kong) Ltd. Hong Kong 0 - 7500 10% 7500 - 45000 20% 25% 45000 - 100000 35% 45% > 100000 75%<br />
1199.HK COSCO Pacific Ltd Hong Kong 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 50000 35% 50% > 50000 75%<br />
2007.HK Country Garden Holdings Co. Hong Kong 0 - 16750 10% 16750 - 100000 20% 25% 100000 - 250000 35% 45% > 250000 75%<br />
8088.HK Crosby Capital Ltd Hong Kong 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 9750 60% 75% > 9750 75%<br />
2827.HK CSI300 China Tracker Hong Kong 0 - 2200 15% 2200 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75%<br />
2356.HK Dah Sing Banking Group Ltd Hong Kong 0 - 600 20% 600 - 3500 30% 40% 3500 - 10000 50% 60% > 10000 75%<br />
0440.HK Dah Sing Financial Holdings Ltd Hong Kong 0 - 50 20% 50 - 300 30% 40% 300 - 2750 50% 60% > 2750 75%<br />
0210.HK Daphne International Holdings Ltd Hong Kong 0 - 800 20% 800 - 4750 30% 40% 4750 - 25000 50% 60% > 25000 75%<br />
0991.HK Datang Intl Power Gen Co-H Hong Kong 0 - 7750 10% 7750 - 45000 20% 25% 45000 - 150000 35% 45% > 150000 75%<br />
0203.HK Denway Motors Ltd Hong Kong 0 - 13250 10% 13250 - 80000 20% 25% 80000 - 150000 35% 45% > 150000 75%<br />
0489.HK Dongfeng Motor Grp Co Ltd-H Hong Kong 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 150000 35% 45% > 150000 75%<br />
0717.HK Emperor Capital Group Ltd Hong Kong 0 - 19500 25% 19500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
0330.HK Esprit Holdings Ltd Hong Kong 0 - 800 10% 800 - 4750 20% 25% 4750 - 40000 35% 45% > 40000 75%<br />
0142.HK First Pacific Co Hong Kong 0 - 900 20% 900 - 5500 30% 40% 5500 - 30000 50% 60% > 30000 75%<br />
0038.HK First Tractor Co Hong Kong 0 - 4500 20% 4500 - 25000 30% 40% 25000 - 40000 50% 60% > 40000 75%<br />
0656.HK Fosun International Hong Kong 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 65000 35% 45% > 65000 75%<br />
2038.HK Foxconn International Hldgs Hong Kong 0 - 11000 10% 11000 - 65000 20% 25% 65000 - 100000 35% 45% > 100000 75%<br />
0817.HK Franshion Properties China Ltd Hong Kong 0 - 22750 10% 22750 - 150000 20% 25% 150000 - 200000 35% 45% > 200000 75%<br />
2823.HK FTSE/Xinhua China Tracker - 2823 Hong Kong 0 - 9250 5% 9250 - 55000 10% 20% 55000 - 95000 25% 40% > 95000 75%<br />
0027.HK Galaxy Entertainment Group Ltd Hong Kong 0 - 11500 15% 11500 - 70000 25% 30% 70000 - 85000 40% 55% > 85000 75%<br />
0393.HK Glorious Sun Enterprises Ltd. Hong Kong 0 - 500 25% 500 - 3000 40% 50% 3000 - 4500 60% 75% > 4500 75%<br />
3308.HK Golden Eagle Retail Group Ltd Hong Kong 0 - 500 15% 500 - 3000 25% 30% 3000 - 20000 40% 55% > 20000 75%<br />
0493.HK Gome Electrical Appliances Hong Kong 0 - 57250 20% 57250 - 350000 30% 40% 350000 - 550000 50% 60% > 550000 75%<br />
0041.HK Great Eagle Holdings Ltd Hong Kong 0 - 250 20% 250 - 1500 30% 40% 1500 - 6250 50% 60% > 6250 75%<br />
3900.HK Greentown China Holdings Ltd Hong Kong 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 30000 35% 45% > 30000 75%<br />
0270.HK Guangdong Investment Ltd. Hong Kong 0 - 9000 15% 9000 - 25000 25% 30% 25000 - 50000 40% 55% > 50000 75%<br />
0525.HK Guangshen Railway Co Ltd-H Hong Kong 0 - 3500 20% 3500 - 20000 30% 40% 20000 - 35000 50% 60% > 35000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
0123.HK Guangzhou Investment Co Ltd Hong Kong 0 - 81500 10% 81500 - 250000 20% 25% 250000 - 400000 35% 45% > 400000 75%<br />
2777.HK Guangzhou R&F Properties - H Hong Kong 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 100000 35% 45% > 100000 75%<br />
0053.HK Guoco Group Ltd Hong Kong 0 - 400 20% 400 - 1200 30% 40% 1200 - 1200 75% 75% > 1200 75%<br />
1052.HK GZI Transportation Ltd Hong Kong 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
0010.HK Hang Lung Group Ltd Hong Kong 0 - 450 15% 450 - 2750 25% 30% 2750 - 6000 40% 55% > 6000 75%<br />
0101.HK Hang Lung Properties Ltd Hong Kong 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 40000 35% 50% > 40000 75%<br />
0011.HK Hang Seng Bank Ltd Hong Kong 0 - 900 5% 900 - 5500 10% 20% 5500 - 20000 25% 40% > 20000 75%<br />
1133.HK Harbin Power Equipment Co Ltd Hong Kong 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 55000 35% 45% > 55000 75%<br />
0097.HK Henderson Investment Ltd Hong Kong 0 - 75750 20% 75750 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75%<br />
0012.HK Henderson Land Development Co Ltd Hong Kong 0 - 600 10% 600 - 3500 20% 25% 3500 - 20000 35% 50% > 20000 75%<br />
1044.HK Hengan International Group Co Ltd Hong Kong 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75%<br />
1393.HK Hidili Industry International Dev Hong Kong 0 - 1400 10% 1400 - 8500 20% 25% 8500 - 150000 35% 45% > 150000 75%<br />
0190.HK HKC Holdings Ltd Hong Kong 0 - 78750 20% 78750 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75%<br />
0480.HK HKR International Ltd Hong Kong 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
0003.HK Hong Kong & China Gas Hong Kong 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 40000 35% 45% > 40000 75%<br />
0045.HK Hong Kong & Shanghai Hotels Hong Kong 0 - 300 25% 300 - 1800 40% 50% 1800 - 6000 60% 75% > 6000 75%<br />
0044.HK Hong Kong Aircraft Engineerg Co Ltd Hong Kong 0 - 40 20% 40 - 250 30% 40% 250 - 1100 50% 60% > 1100 75%<br />
0388.HK Hong Kong Exch & Clearing Hong Kong 0 - 400 10% 400 - 2400 20% 25% 2400 - 50000 35% 45% > 50000 75%<br />
0006.HK HongKong Electric Holdings Hong Kong 0 - 1900 10% 1900 - 10000 20% 25% 10000 - 20000 35% 45% > 20000 75%<br />
0737.HK Hopewell Highway Infrastructure Ltd Hong Kong 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 10000 60% 75% > 10000 75%<br />
0054.HK Hopewell Holdings Ltd Hong Kong 0 - 1100 15% 1100 - 6500 25% 30% 6500 - 10000 40% 55% > 10000 75%<br />
0754.HK Hopson Development Holdings Hong Kong 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 60000 35% 45% > 60000 75%<br />
0005.HK HSBC Holdings Plc (Hk Reg) Hong Kong 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 200000 35% 45% > 200000 75%<br />
0336.HK Huabao International Holdings Ltd Hong Kong 0 - 900 15% 900 - 5500 25% 30% 5500 - 35000 40% 55% > 35000 75%<br />
1071.HK Huadian Power International Corp Hong Kong 0 - 8500 15% 8500 - 50000 25% 30% 50000 - 80000 40% 55% > 80000 75%<br />
0902.HK Huaneng Power Intl Inc-H Hong Kong 0 - 5500 10% 5500 - 35000 20% 25% 35000 - 200000 35% 45% > 200000 75%<br />
2332.HK Hutchison Telecom Hong Kong 0 - 22000 20% 22000 - 65000 30% 40% 65000 - 80000 50% 60% > 80000 75%<br />
215.HK Hutchison Telecommunications Hong Kong 0 - 15000 20% 15000 - 45000 30% 40% 45000 - 60000 50% 60% > 60000 75%<br />
0013.HK Hutchison Whampoa Ltd Hong Kong 0 - 600 5% 600 - 3500 10% 20% 3500 - 45000 25% 40% > 45000 75%<br />
0014.HK Hysan Development Co Ltd Hong Kong 0 - 1200 15% 1200 - 7250 25% 30% 7250 - 10000 40% 55% > 10000 75%<br />
0585.HK Imagi International Holdings Ltd Hong Kong 0 - 80000 25% 80000 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75%<br />
1398.HK Ind & Comm Bank of China Hong Kong 0 - 21500 10% 21500 - 150000 20% 25% 150000 - 2250000 35% 45% > 2250000 75%<br />
0349.HK Indust. & Comm. BoC (Asia) Ltd. Hong Kong 0 - 400 15% 400 - 2400 25% 30% 2400 - 10000 40% 55% > 10000 75%<br />
1833.HK Intime Department Store Group Co Hong Kong 0 - 900 20% 900 - 5500 30% 40% 5500 - 20000 50% 60% > 20000 75%<br />
0177.HK Jiangsu Express Co Ltd-H Hong Kong 0 - 1300 15% 1300 - 7750 25% 30% 7750 - 45000 40% 55% > 45000 75%<br />
0358.HK Jiangxi Copper Company Ltd-H Hong Kong 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 150000 35% 45% > 150000 75%<br />
0179.HK Johnson Electric Holdings Ltd Hong Kong 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 75000 40% 55% > 75000 75%<br />
0173.HK K Wah International Holdings Ltd Hong Kong 0 - 6750 15% 6750 - 40000 25% 30% 40000 - 60000 40% 55% > 60000 75%<br />
0683.HK Kerry Properties Ltd Hong Kong 0 - 450 10% 450 - 2750 20% 25% 2750 - 20000 35% 45% > 20000 75%<br />
0148.HK Kingboard Chemical Holdings Ltd Hong Kong 0 - 900 15% 900 - 5500 25% 30% 5500 - 10000 40% 55% > 10000 75%<br />
1888.HK Kingboard Laminates Holdings Ltd Hong Kong 0 - 450 20% 450 - 2750 30% 40% 2750 - 15000 50% 60% > 15000 75%<br />
0034.HK Kowloon Development Co Ltd Hong Kong 0 - 1000 20% 1000 - 6000 30% 40% 6000 - 10000 50% 60% > 10000 75%<br />
2314.HK Lee & Man Paper Manufacturing Ltd Hong Kong 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 25000 35% 45% > 25000 75%<br />
0992.HK Lenovo Group Ltd Hong Kong 0 - 23250 10% 23250 - 150000 20% 25% 150000 - 300000 35% 45% > 300000 75%<br />
0221.HK Leroi Holdings Ltd Hong Kong 0 - 35500 25% 35500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
0494.HK Li & Fung Ltd Hong Kong 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 60000 35% 45% > 60000 75%<br />
2331.HK Li Ning Co Ltd Hong Kong 0 - 800 10% 800 - 4750 20% 25% 4750 - 25000 35% 45% > 25000 75%<br />
1212.HK Lifestyle International Holdings Hong Kong 0 - 250 20% 250 - 1500 30% 40% 1500 - 9000 50% 60% > 9000 75%<br />
0823.HK Link REIT Hong Kong 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 45000 35% 45% > 45000 75%<br />
3339.HK Lonking Holdings Ltd Hong Kong 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 45000 50% 60% > 45000 75%<br />
0323.HK Maanshan Iron & Steel-H Hong Kong 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 150000 35% 45% > 150000 75%<br />
0848.HK Maoye International Holdings Hong Kong 0 - 8750 15% 8750 - 55000 25% 30% 55000 - 80000 40% 55% > 80000 75%<br />
0200.HK Melco International Development Ltd Hong Kong 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 75000 35% 45% > 75000 75%<br />
1200.HK Midland Holdings Ltd Hong Kong 0 - 1700 15% 1700 - 10000 25% 30% 10000 - 45000 40% 55% > 45000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
0425.HK Minth Group Ltd Hong Kong 0 - 600 20% 600 - 3500 30% 40% 3500 - 9500 50% 60% > 9500 75%<br />
2801.HK MSCI China Tracker - 2801 Hong Kong 0 - 6250 10% 6250 - 40000 20% 25% 40000 - 65000 35% 45% > 65000 75%<br />
0066.HK MTR Corp Hong Kong 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75%<br />
0917.HK New World China Land Ltd Hong Kong 0 - 1600 20% 1600 - 9500 30% 40% 9500 - 30000 50% 60% > 30000 75%<br />
0276.HK New World CyberBase Ltd Hong Kong 0 - 15500 10% 15500 - 95000 20% 25% 95000 - 200000 35% 45% > 200000 75%<br />
0825.HK New World Department Store China Hong Kong 0 - 600 20% 600 - 3500 30% 40% 3500 - 15000 50% 60% > 15000 75%<br />
0017.HK New World Development Ltd Hong Kong 0 - 2000 10% 2000 - 10000 20% 25% 10000 - 65000 35% 45% > 65000 75%<br />
2689.HK Nine Dragons Paper Holdings Ltd Hong Kong 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 95000 35% 45% > 95000 75%<br />
0659.HK NWS Holdings Ltd Hong Kong 0 - 450 25% 450 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
0316.HK Orient Overseas International Ltd Hong Kong 0 - 200 15% 200 - 1200 25% 30% 1200 - 9500 40% 55% > 9500 75%<br />
2343.HK Pacific Basin Shipping Ltd. Hong Kong 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 150000 35% 45% > 150000 75%<br />
3368.HK Parkson Retail Group Ltd Hong Kong 0 - 700 10% 700 - 4250 20% 25% 4250 - 30000 35% 45% > 30000 75%<br />
8.HK PCCW Ltd Hong Kong 0 - 63250 15% 63250 - 200000 25% 30% 200000 - 200000 75% 75% > 200000 75%<br />
0857.HK Petrochina Co Ltd-H Hong Kong 0 - 13750 10% 13750 - 85000 20% 25% 85000 - 700000 35% 45% > 700000 75%<br />
2328.HK PICC Property & Casualty -H Hong Kong 0 - 5500 10% 5500 - 35000 20% 25% 35000 - 200000 35% 45% > 200000 75%<br />
2318.HK Ping An Insurance Group Co-H Hong Kong 0 - 600 10% 600 - 3500 20% 25% 3500 - 65000 35% 45% > 65000 75%<br />
0119.HK Poly (HK) Investment Ltd Hong Kong 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 80000 35% 45% > 80000 75%<br />
0208.HK Polytec Asset Holdings Ltd Hong Kong 0 - 46500 20% 46500 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75%<br />
0589.HK Ports Design Ltd Hong Kong 0 - 200 15% 200 - 1200 25% 30% 1200 - 10000 40% 55% > 10000 75%<br />
3813.HK Pou Cheng International Holdings Hong Kong 0 - 16500 20% 16500 - 50000 30% 40% 50000 - 55000 50% 60% > 55000 75%<br />
0555.HK REXLot Holdings Ltd Hong Kong 0 - 69000 20% 69000 - 200000 30% 40% 200000 - 250000 50% 60% > 250000 75%<br />
1098.HK Road King Infrastructure Ltd Hong Kong 0 - 450 25% 450 - 2750 40% 50% 2750 - 5500 60% 75% > 5500 75%<br />
3938.HK Samling Global Ltd Hong Kong 0 - 33250 25% 33250 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
0531.HK Samson Holding Ltd Hong Kong 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 10000 60% 75% > 10000 75%<br />
0981.HK Semiconductor Manufacturing Hong Kong 0 - 202500 15% 202500 - 600000 25% 30% 600000 - 600000 75% 75% > 600000 75%<br />
0337.HK SGP Land Holdings Hong Kong 0 - 900 20% 900 - 5500 30% 40% 5500 - 20000 50% 60% > 20000 75%<br />
2727.HK Shanghai Electric Grp Co L-H Hong Kong 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 250000 35% 45% > 250000 75%<br />
0363.HK Shanghai Industrial Hldgs Ltd Hong Kong 0 - 900 10% 900 - 5500 20% 25% 5500 - 15000 35% 45% > 15000 75%<br />
0069.HK Shangri-La Asia Ltd Hong Kong 0 - 1200 15% 1200 - 7250 25% 30% 7250 - 20000 40% 55% > 20000 75%<br />
0152.HK Shenzhen International Holdings Hong Kong 0 - 210250 10% 210250 - 650000 20% 25% 650000 - 750000 35% 45% > 750000 75%<br />
0604.HK Shenzhen Investment Ltd Hong Kong 0 - 15500 10% 15500 - 95000 20% 25% 95000 - 150000 35% 45% > 150000 75%<br />
0813.HK Shimao Property Holdings Ltd Hong Kong 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 150000 35% 45% > 150000 75%<br />
0697.HK Shougang Concord Int Ent Hong Kong 0 - 85000 10% 85000 - 500000 20% 25% 500000 - 750000 35% 45% > 750000 75%<br />
0983.HK Shui On Construction & Materials Hong Kong 0 - 300 20% 300 - 1800 30% 40% 1800 - 9750 50% 60% > 9750 75%<br />
0272.HK Shui On Land Ltd Hong Kong 0 - 3250 10% 3250 - 20000 20% 25% 20000 - 250000 35% 45% > 250000 75%<br />
0242.HK Shun Tak Holdings Ltd Hong Kong 0 - 3750 10% 3750 - 25000 20% 25% 25000 - 75000 35% 45% > 75000 75%<br />
0171.HK Silver Grant Intl Hong Kong 0 - 18750 25% 18750 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75%<br />
0083.HK Sino Land Co Hong Kong 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 75000 35% 45% > 75000 75%<br />
0297.HK Sinofert Holdings Ltd. Hong Kong 0 - 7250 10% 7250 - 45000 20% 25% 45000 - 150000 35% 45% > 150000 75%<br />
3377.HK Sino-Ocean Land Holdings Ltd Hong Kong 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 150000 35% 45% > 150000 75%<br />
0338.HK Sinopec Shanghai Petrochem-H Hong Kong 0 - 14750 10% 14750 - 90000 20% 25% 90000 - 200000 35% 45% > 200000 75%<br />
1033.HK Sinopec Yizheng Chemical Fibre Co Hong Kong 0 - 25250 15% 25250 - 150000 25% 30% 150000 - 150000 75% 75% > 150000 75%<br />
0598.HK Sinotrans Limited-H Hong Kong 0 - 6750 20% 6750 - 40000 30% 40% 40000 - 60000 50% 60% > 60000 75%<br />
0368.HK Sinotrans Shipping Ltd Hong Kong 0 - 3250 20% 3250 - 20000 30% 40% 20000 - 65000 50% 60% > 65000 75%<br />
3808.HK Sinotruk Hong Kong Ltd Hong Kong 0 - 1100 15% 1100 - 6500 25% 30% 6500 - 25000 40% 55% > 25000 75%<br />
0410.HK Soho China Ltd Hong Kong 0 - 8250 10% 8250 - 50000 20% 25% 50000 - 100000 35% 45% > 100000 75%<br />
0678.HK Star Cruises Ltd Hong Kong 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 5250 60% 75% > 5250 75%<br />
1836.HK Stella International Holdings Ltd Hong Kong 0 - 200 25% 200 - 1200 40% 50% 1200 - 2750 60% 75% > 2750 75%<br />
0086.HK Sun Hung Kai & Co Ltd Hong Kong 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
0016.HK Sun Hung Kai Properties Ltd Hong Kong 0 - 350 10% 350 - 2100 20% 25% 2100 - 40000 35% 45% > 40000 75%<br />
0019.HK Swire Pacific Ltd Hong Kong 0 - 200 10% 200 - 1200 20% 25% 1200 - 15000 35% 45% > 15000 75%<br />
0087.HK Swire Pacific Ltd Hong Kong 0 - 600 25% 600 - 1800 40% 50% 1800 - 3000 60% 75% > 3000 75%<br />
1070.HK TCL Multimedia Technology Hong Kong 0 - 400 25% 400 - 2400 40% 50% 2400 - 10000 60% 75% > 10000 75%<br />
0669.HK Techtronic Industries Co. Hong Kong 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 55000 35% 45% > 55000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
0511.HK Television Broadcasts Ltd Hong Kong 0 - 400 20% 400 - 2400 30% 40% 2400 - 3500 50% 60% > 3500 75%<br />
0700.HK Tencent Holdings Ltd Hong Kong 0 - 400 10% 400 - 2400 20% 25% 2400 - 25000 35% 45% > 25000 75%<br />
0321.HK Texwinca Holdings Ltd Hong Kong 0 - 350 25% 350 - 2100 40% 50% 2100 - 8250 60% 75% > 8250 75%<br />
0882.HK Tianjin Development Hldgs Hong Kong 0 - 2300 20% 2300 - 15000 30% 40% 15000 - 25000 50% 60% > 25000 75%<br />
0322.HK Tingyi Cayman Islands Holding Corp Hong Kong 0 - 700 10% 700 - 4250 20% 25% 4250 - 25000 35% 45% > 25000 75%<br />
0903.HK TPV Technology Ltd Hong Kong 0 - 900 20% 900 - 5500 30% 40% 5500 - 30000 50% 60% > 30000 75%<br />
2800.HK Tracker Fund of Hong Kong Hong Kong 0 - 6000 5% 6000 - 35000 10% 20% 35000 - 60000 25% 40% > 60000 75%<br />
0536.HK Tradelink Electronic Commerce Hong Kong 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
0062.HK Transport International Holdings Hong Kong 0 - 100 25% 100 - 300 40% 50% 300 - 450 60% 75% > 450 75%<br />
0168.HK Tsingtao Brewery Co Ltd-H Hong Kong 0 - 200 15% 200 - 1200 25% 30% 1200 - 8250 40% 55% > 8250 75%<br />
0220.HK Uni-President China Holdings Ltd Hong Kong 0 - 800 20% 800 - 4750 30% 40% 4750 - 20000 50% 60% > 20000 75%<br />
0467.HK United Energy Group Ltd Hong Kong 0 - 4000 25% 4000 - 25000 40% 50% 25000 - 55000 60% 75% > 55000 75%<br />
0303.HK VTech Holdings Ltd Hong Kong 0 - 150 20% 150 - 900 30% 40% 900 - 2200 50% 60% > 2200 75%<br />
0151.HK Want Want China Holdings Ltd Hong Kong 0 - 12000 10% 12000 - 70000 20% 25% 70000 - 100000 35% 45% > 100000 75%<br />
2698.HK Weiqiao Textile Co Ltd-H Hong Kong 0 - 1400 20% 1400 - 8500 30% 40% 8500 - 25000 50% 60% > 25000 75%<br />
0004.HK Wharf Holdings Ltd Hong Kong 0 - 500 10% 500 - 3000 20% 25% 3000 - 25000 35% 45% > 25000 75%<br />
0020.HK Wheelock & Co Ltd Hong Kong 0 - 300 20% 300 - 1800 30% 40% 1800 - 4250 50% 60% > 4250 75%<br />
0049.HK Wheelock Properties Ltd Hong Kong 0 - 400 25% 400 - 1200 40% 50% 1200 - 2000 60% 75% > 2000 75%<br />
0302.HK Wing Hang Bank Ltd Hong Kong 0 - 70 15% 70 - 400 25% 30% 400 - 3250 40% 55% > 3250 75%<br />
2688.HK Xinao Gas Holdings Ltd Hong Kong 0 - 500 20% 500 - 3000 30% 40% 3000 - 10000 50% 60% > 10000 75%<br />
1899.HK Xingda International Holdings Ltd Hong Kong 0 - 10250 20% 10250 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75%<br />
0868.HK Xinyi Glass Holdings Co Ltd Hong Kong 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 60000 35% 45% > 60000 75%<br />
3389.HK Xinyu Hengdeli Holdings ltd Hong Kong 0 - 3500 25% 3500 - 20000 40% 50% 20000 - 65000 60% 75% > 65000 75%<br />
1171.HK Yanzhou Coal Mining Co-H Hong Kong 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 150000 35% 45% > 150000 75%<br />
0551.HK Yue Yuen Industrial Holdings Hong Kong 0 - 400 10% 400 - 2400 20% 25% 2400 - 20000 35% 45% > 20000 75%<br />
0576.HK Zhejiang Expressway Co-H Hong Kong 0 - 900 10% 900 - 5500 20% 25% 5500 - 65000 35% 45% > 65000 75%<br />
2899.HK Zijin Mining Group Co Ltd - H Hong Kong 0 - 12500 10% 12500 - 75000 20% 25% 75000 - 200000 35% 45% > 200000 75%<br />
0763.HK ZTE Corp-H Hong Kong 0 - 350 10% 350 - 2100 20% 25% 2100 - 15000 35% 45% > 15000 75%<br />
AFIDLq.L AFI Developments (GDR) IOB 0 - 250 25% 250 - 750 40% 50% 750 - 1000 60% 75% > 1000 75%<br />
SSAq.L AFK Sistema - GDR IOB 0 - 40 15% 40 - 250 25% 30% 250 - 2750 40% 55% > 2750 75%<br />
COMIq.L Commercial International Bank - GDR IOB 0 - 30 25% 30 - 200 40% 50% 200 - 300 60% 75% > 300 75%<br />
HK1q.L Evraz Group SA IOB 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75%<br />
GAZPq.L Gazprom (Lon ADR) IOB 0 - 300 10% 300 - 1800 20% 25% 1800 - 65000 35% 45% > 65000 75%<br />
SIBNq.L Gazprom Neft - ADR IOB 0 - 15 20% 15 - 90 30% 40% 90 - 550 50% 60% > 550 75%<br />
HSBKq.L Halyk Savings Bank - GDR IOB 0 - 60 25% 60 - 350 40% 50% 350 - 850 60% 75% > 850 75%<br />
INTEq.L Integra Group Hold GDR IOB 0 - 90 20% 90 - 550 30% 40% 550 - 3250 50% 60% > 3250 75%<br />
INVBq.L Investcorp Bank GDR IOB 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
KZGq.L KazakhGold Corp IOB 0 - 40 25% 40 - 250 40% 50% 250 - 450 60% 75% > 450 75%<br />
KKGByq.L Kazkommertsbank - GDR IOB 0 - 40 25% 40 - 250 40% 50% 250 - 400 60% 75% > 400 75%<br />
KMGq.L Kazmunaigas Exploration GDR IOB 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
LKOHyq.L Lukoil (Lon ADR) IOB 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
MAHMq.L Mahindra & Mahindra Ltd - Lon GDR IOB 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
NKELyq.L MMC Norilsk Nickel - ADR IOB 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75%<br />
NVTKq.L NovaTek OAO -GDR IOB 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
NLMKq.L Novolipetsk Steel IOB 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75%<br />
OCICq.L Orascom Construction IOB 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
ORTEq.L Orascom Telecom IOB 0 - 15 10% 15 - 90 20% 25% 90 - 2300 35% 45% > 2300 75%<br />
PKGPq.L PIK Group - GDR IOB 0 - 80 25% 80 - 500 40% 50% 500 - 2500 60% 75% > 2500 75%<br />
PMTLq.L Polymetal Regs GDR IOB 0 - 30 25% 30 - 200 40% 50% 200 - 800 60% 75% > 800 75%<br />
PLZLq.L Polyus Gold ADR IOB 0 - 7.5 15% 7.5 - 50 25% 30% 50 - 1400 40% 55% > 1400 75%<br />
RELIq.L Reliance Inds GDR IOB 0 - 15 10% 15 - 90 20% 25% 90 - 800 35% 45% > 800 75%<br />
ROSNq.L Rosneft Oil Co - (Lon GDR) W/I IOB 0 - 300 10% 300 - 1800 20% 25% 1800 - 65000 35% 45% > 65000 75%<br />
ROSyq.L Rostelecom - ADR IOB 0 - 2 25% 2 - 10 40% 50% 10 - 70 60% 75% > 70 75%<br />
0593xq.L Samsung Electronics - (Lon GDR) IOB 0 - 3 10% 3 - 20 20% 25% 20 - 250 35% 45% > 250 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
CHMFq.L Severstal IOB 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75%<br />
HALSq.L Sistema Hals GDR IOB 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
SBIq.L State Bank Of India GDR IOB 0 - 20 15% 20 - 100 25% 30% 100 - 400 40% 55% > 400 75%<br />
SNGSyq.L Surgutneftengaz - ADR IOB 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
TATNxq.L Tatneft - ADR IOB 0 - 10 25% 10 - 60 40% 50% 60 - 2500 60% 75% > 2500 75%<br />
URKAq.L Uralkali (Lon ADR) IOB 0 - 30 15% 30 - 200 25% 30% 200 - 6250 40% 55% > 6250 75%<br />
VICOq.L Vimetco NV (GDR) IOB 0 - 100 25% 100 - 600 40% 50% 600 - 1300 60% 75% > 1300 75%<br />
VTBRq.L VTB Bank Gdr IOB 0 - 700 10% 700 - 4250 20% 25% 4250 - 25000 35% 45% > 25000 75%<br />
ABBY.I Abbey Plc (ISEQ) Ireland 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
AERL.I Aer Lingus Group (ISEQ) Ireland 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 4250 60% 75% > 4250 75%<br />
A9I.I AGI Therapeutics Ltd (ISEQ) Ireland 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
ALBK.I Allied Irish Banks Plc (ISEQ) Ireland 0 - 600 20% 600 - 3500 35% 50% 3500 - 25000 50% 75% > 25000 75%<br />
AMNX.I Aminex Plc (ISEQ) Ireland 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
ARYN.I Aryzta AG Ireland 0 - 200 10% 200 - 600 20% 25% 600 - 750 35% 50% > 750 75%<br />
BKIR.I Bank of Ireland (ISEQ) Ireland 0 - 1800 20% 1800 - 10000 35% 50% 10000 - 30000 50% 75% > 30000 75%<br />
B8L.I Blackrock International Land (ISEQ) Ireland 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75%<br />
BOCA.I Boundary (ISEQ) Ireland 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75%<br />
GCC.I C&C Group Plc (ISEQ) Ireland 0 - 400 10% 400 - 2400 20% 25% 2400 - 10000 35% 50% > 10000 75%<br />
DQ5.I CPL Resources Plc (ISEQ) Ireland 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
CRH.I CRH Plc (ISEQ) Ireland 0 - 600 5% 600 - 3500 10% 20% 3500 - 10000 25% 40% > 10000 75%<br />
DLE.I Datalex Plc (ISEQ) Ireland 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
DCC.I DCC Plc (ISEQ) Ireland 0 - 80 10% 80 - 500 20% 25% 500 - 1200 35% 50% > 1200 75%<br />
DQ7.I Donegal Creameries Plc (ISEQ) Ireland 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
DGO.I Dragon Oil Plc (ISEQ) Ireland 0 - 250 20% 250 - 750 35% 50% 750 - 750 75% 75% > 750 75%<br />
ELN.I Elan Corp Plc (ISEQ) Ireland 0 - 250 20% 250 - 1500 35% 50% 1500 - 1600 50% 75% > 1600 75%<br />
FBD.I FBD Holdings Plc (ISEQ) Ireland 0 - 250 20% 250 - 750 35% 50% 750 - 750 75% 75% > 750 75%<br />
FFY.I Fyffes Plc (ISEQ) Ireland 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
GL9.I Glanbia Plc (ISEQ) Ireland 0 - 150 20% 150 - 900 35% 50% 900 - 2000 50% 75% > 2000 75%<br />
GRF_u.I Grafton Group Plc (ISEQ) Ireland 0 - 200 20% 200 - 1200 35% 50% 1200 - 2750 50% 75% > 2750 75%<br />
GNC.I Greencore Group Plc (ISEQ) Ireland 0 - 400 20% 400 - 2400 35% 50% 2400 - 2750 50% 75% > 2750 75%<br />
ICON.I Icon Plc (ISEQ) Ireland 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
IFG.I IFG Group Plc (ISEQ) Ireland 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
INME.I Independent News & Media Plc (ISEQ) Ireland 0 - 1800 20% 1800 - 5500 35% 50% 5500 - 7750 50% 75% > 7750 75%<br />
ICG_u.I Irish Continental Group Plc (ISEQ) Ireland 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
IPM.I Irish Life & Permanent Plc (ISEQ) Ireland 0 - 450 20% 450 - 2750 35% 50% 2750 - 9500 50% 75% > 9500 75%<br />
IETF.I Irish Top 20 Tracker - IETF Ireland 0 - 1200 10% 1200 - 7250 20% 25% 7250 - 10000 35% 50% > 10000 75%<br />
JEV.I Kenmare Resources Plc (ISEQ) Ireland 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
KYGa.I Kerry Group Plc (ISEQ) Ireland 0 - 250 10% 250 - 1500 20% 25% 1500 - 1800 35% 50% > 1800 75%<br />
KSP.I Kingspan Group Plc (ISEQ) Ireland 0 - 80 10% 80 - 500 20% 25% 500 - 3000 35% 50% > 3000 75%<br />
MCI.I McInerney Holdings Plc (ISEQ) Ireland 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
NORK.I Norkom Group (ISEQ) Ireland 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
OGN.I Origin Enterprises PLC Ireland 0 - 60 25% 60 - 350 40% 50% 350 - 550 60% 75% > 550 75%<br />
ORM.I Ormonde Mining Plc (ISEQ) Ireland 0 - 250 25% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
OVG.I Ovoca Gold Plc (ISEQ) Ireland 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
PAP.I Paddy Power Plc (ISEQ) Ireland 0 - 200 10% 200 - 600 20% 25% 600 - 900 35% 50% > 900 75%<br />
PCI.I Petroceltic Int. Plc. (ISEQ) Ireland 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
PTR.I Petroneft Resources Plc Ireland 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PACC.I Prime Active Capital Ireland 0 - 30 25% 30 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
PRR.I Providence Resources Plc (ISEQ) Ireland 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
RYA.I Ryanair Holdings Plc (ISEQ) Ireland 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 20000 35% 50% > 20000 75%<br />
SSV.I Siteserv PLC Ireland 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
SKG.I Smurfit Kappa Plc Ireland 0 - 250 10% 250 - 1500 20% 25% 1500 - 2300 35% 50% > 2300 75%<br />
THF.I Thirdforce Plc (ISEQ) Ireland 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
T7O.I Total Produce (ISEQ) Ireland 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4750 60% 75% > 4750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TLW.I Tullow Oil (ISEQ) Ireland 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
TVCH.I TVC Holdings Plc (ISEQ) Ireland 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
UDG.I United Drug Plc (ISEQ) Ireland 0 - 500 20% 500 - 1500 35% 50% 1500 - 2400 50% 75% > 2400 75%<br />
VERI.I Veris Plc Ireland 0 - 50 25% 50 - 300 40% 50% 300 - 400 60% 75% > 400 75%<br />
WSPR.I Worldspreads Group Plc (ISEQ) Ireland 0 - 50 25% 50 - 150 30% 40% 150 -200 75% 75% > 200 75%<br />
ZMNO.I Zamano Plc (ISEQ) Ireland 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
A2.MI A2A SpA Italy 0 - 7000 5% 7000 - 40000 10% 20% 40000 - 70000 25% 40% > 70000 75%<br />
ACE.MI ACEA SpA Italy 0 - 600 15% 600 - 1800 25% 30% 1800 - 3000 40% 55% > 3000 75%<br />
ACO.MI Acotel Group SpA Italy 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
AA4.MI Actelios S.p.A. Italy 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
AEDI.MI Aedes SPA Italy 0 - 25000 25% 25000 - 75000 40% 50% 75000 - 75000 75% 75% > 75000 75%<br />
BW1.MI AICON SpA Italy 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
ARN.MI Alerion Industries SpA Italy 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
AMPF.MI Amplifon SpA Italy 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75%<br />
STS.MI Ansaldo STS SpA Italy 0 - 700 10% 700 - 2100 20% 25% 2100 - 2500 35% 50% > 2500 75%<br />
AP.MI Antichi Pellettieri SpA Italy 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
APP.MI Apulia Pronto Prestito SpA Italy 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
MOED.MI Arnoldo Mondadori Editore SpA Italy 0 - 3750 20% 3750 - 10000 35% 50% 10000 - 10000 75% 75% > 10000 75%<br />
GASI.MI Assicurazioni Generali SpA Italy 0 - 700 5% 700 - 4250 10% 20% 4250 - 30000 25% 40% > 30000 75%<br />
AST.MI Astaldi SpA Italy 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
ATL.MI Atlantia SpA Italy 0 - 700 5% 700 - 4250 10% 20% 4250 - 15000 25% 40% > 15000 75%<br />
AGL.MI Autogrill SpA Italy 0 - 1400 10% 1400 - 4250 20% 25% 4250 - 7750 35% 50% > 7750 75%<br />
ATMI.MI Autostrada Torino-Milano SpA Italy 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
AZMT.MI Azimut Holding SpA Italy 0 - 600 15% 600 - 1800 25% 30% 1800 - 3250 40% 55% > 3250 75%<br />
CRGI.MI Banca Carige SpA Italy 0 - 4500 15% 4500 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75%<br />
BFE.MI Banca Finnat Euramerica SpA Italy 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
BGN.MI Banca Generali SpA Italy 0 - 400 20% 400 - 1200 30% 40% 1200 - 1800 50% 60% > 1800 75%<br />
IF.MI Banca IFIS SpA Italy 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
BIM.MI Banca Intermobiliare SpA Italy 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
BIL.MI Banca Italease Italy 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 4750 50% 60% > 4750 75%<br />
BMPS.MI Banca Monte dei Paschi di Siena SpA Italy 0 - 8000 5% 8000 - 50000 10% 20% 50000 - 90000 25% 40% > 90000 75%<br />
PCVI.MI Banca Piccolo Credito Valtellinese Italy 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75%<br />
PEL.MI Banca Popolare dell’Etruria Italy 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
PMII.MI Banca Popolare di Milano SCRL Italy 0 - 1300 5% 1300 - 7750 10% 20% 7750 - 15000 25% 40% > 15000 75%<br />
PRO.MI Banca Profilo SpA Italy 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
DESI.MI Banco Desio E Della Brianza Italy 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
BAPO.MI Banco Popolare SpA Italy 0 - 1700 5% 1700 - 10000 10% 20% 10000 - 40000 25% 40% > 40000 75%<br />
BCNT.MI BasicNet SpA Italy 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
BTGI.MI Bastogi SpA Italy 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
BET.MI Bee Team Italy 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
BE.MI Beghelli Italy 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
BNG.MI Benetton Group SpA Italy 0 - 350 20% 350 - 1100 30% 40% 1100 - 1500 50% 60% > 1500 75%<br />
BNSI.MI Beni Stabili SpA Italy 0 - 3250 20% 3250 - 9750 30% 40% 9750 - 10000 50% 60% > 10000 75%<br />
BIA.MI Bialetti Industrie SpA Italy 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
BSS.MI Biesse SpA Italy 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
BFFI.MI Bonifica Terreni Ferraresi Italy 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
BRBI.MI Brembo SpA Italy 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
BRUI.MI Brioschi Finanziaria SpA Italy 0 - 11000 25% 11000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
BULG.MI Bulgari SpA Italy 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75%<br />
BVIT.MI Buongiorno SpA Italy 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
BZU.MI Buzzi Unicem Spa Italy 0 - 900 10% 900 - 5500 20% 25% 5500 - 6000 35% 50% > 6000 75%<br />
BZUr.MI Buzzi Unicem Spa-RNC Italy 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
CAI.MI Cairo Communication SpA Italy 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
CED.MI Caltagirone Editore SpA Italy 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
CAMI.MI Cam Finanziaria SpA Italy 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CARRA.MI Carraro Spa Italy 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CASS.MI Cattolica di Assicurazioni Scrl Italy 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CEMI.MI Cementir SpA Italy 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
CHL.MI Centro HL Distribuzione Spa Italy 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CIRX.MI CIR-Compagnie Industriali Riunite Italy 0 - 4000 10% 4000 - 10000 20% 25% 10000 - 15000 35% 50% > 15000 75%<br />
COFI.MI Cofide SpA Italy 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
COPR.MI Conafi Prestito SpA Italy 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
EMBI.MI Credito Emiliano SpA Italy 0 - 1300 20% 1300 - 4000 30% 40% 4000 - 4000 75% 75% > 4000 75%<br />
DA.MI Dada SpA Italy 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
B7C.MI D’Amico International Shipping Italy 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
DANIr.MI Danieli & Co - RNC Italy 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75%<br />
DANI.MI Danieli & Co SpA Italy 0 - 350 15% 350 - 1100 25% 30% 1100 - 1100 75% 75% > 1100 75%<br />
DAL.MI Datalogic Italy 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CPRI.MI Davide Campari-Milano SpA Italy 0 - 1600 10% 1600 - 4750 20% 25% 4750 - 4750 75% 75% > 4750 75%<br />
DEA.MI DeA Capital SpA Italy 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
DIAS.MI DiaSorin Italy 0 - 200 20% 200 - 600 30% 40% 600 - 600 75% 75% > 600 75%<br />
DMT.MI Digital Multimedia Technologies SpA Italy 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
EDN.MI Edison SpA Italy 0 - 5500 15% 5500 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75%<br />
EDNr.MI Edison SpA RNC Italy 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
EEMS.MI EEMS Italia SpA Italy 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
ELEN.MI El.En. SpA Italy 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
ELC.MI Elica Spa Italy 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
ENEI.MI Enel SpA Italy 0 - 2750 5% 2750 - 15000 10% 20% 15000 - 250000 25% 40% > 250000 75%<br />
ENG.MI Engineering Ingegneria Informatica Italy 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
ENI.MI ENI SpA Italy 0 - 700 5% 700 - 4250 10% 20% 4250 - 150000 25% 40% > 150000 75%<br />
EN.MI Enia SpA Italy 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75%<br />
ENRT.MI ERG Renew SpA Italy 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
ERG.MI ERG SpA Italy 0 - 450 10% 450 - 2750 20% 25% 2750 - 2750 75% 75% > 2750 75%<br />
PRT.MI Esprinet SpA Italy 0 - 450 20% 450 - 1400 30% 40% 1400 - 1400 75% 75% > 1400 75%<br />
EUT.MI Eutelia Italy 0 - 800 25% 800 - 2400 40% 50% 2400 - 3000 60% 75% > 3000 75%<br />
EXOR.MI Exor SpA Italy 0 - 450 15% 450 - 1400 25% 30% 1400 - 1900 40% 55% > 1900 75%<br />
EXOR_p.MI Exor SpA - Prf Italy 0 - 800 20% 800 - 2400 30% 40% 2400 - 2400 75% 75% > 2400 75%<br />
XPR.MI Exprevia SpA Italy 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
FWB.MI Fastweb Italy 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75%<br />
FIA.MI Fiat SpA Italy 0 - 1300 5% 1300 - 7750 10% 20% 7750 - 100000 25% 40% > 100000 75%<br />
FIAr.MI Fiat SpA - RNC Italy 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 3500 75% 75% > 3500 75%<br />
FIA_p.MI Fiat SpA -PFD Italy 0 - 1300 15% 1300 - 4000 25% 30% 4000 - 4000 75% 75% > 4000 75%<br />
FIMI.MI Fiera Milano SpA Italy 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
SIFI.MI Finmeccanica SpA Italy 0 - 1000 5% 1000 - 6000 10% 20% 6000 - 20000 25% 40% > 20000 75%<br />
FOSA.MI Fondiaria-Sai SpA Italy 0 - 800 10% 800 - 4750 20% 25% 4750 - 4750 75% 75% > 4750 75%<br />
FOSAr.MI Fondiaria-Sai SpA - RNC Italy 0 - 700 20% 700 - 2100 30% 40% 2100 - 2100 75% 75% > 2100 75%<br />
GEMI.MI Gemina SpA Italy 0 - 4250 20% 4250 - 15000 30% 40% 15000 - 20000 50% 60% > 20000 75%<br />
GEO.MI Geox SpA Italy 0 - 1900 10% 1900 - 5750 20% 25% 5750 - 5750 75% 75% > 5750 75%<br />
GRAN.MI GranitiFiandre SpA Italy 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
ESPI.MI Gruppo Editoriale L’Espresso SpA Italy 0 - 2500 20% 2500 - 7500 30% 40% 7500 - 7500 75% 75% > 7500 75%<br />
HRA.MI Hera SpA Italy 0 - 1900 15% 1900 - 5750 25% 30% 5750 - 8500 40% 55% > 8500 75%<br />
VVE.MI I Viaggi del Ventaglio Italy 0 - 10000 25% 10000 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
S24.MI Il Sole 24 Ore Italy 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
<strong>IG</strong>D.MI Immobiliare Grande Distribuzione Italy 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
IMSI.MI Immsi SpA Italy 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
IPGI.MI Impregilo SpA Italy 0 - 3000 5% 3000 - 20000 10% 20% 20000 - 30000 25% 40% > 30000 75%<br />
IND.MI Indesit Co Spa Italy 0 - 600 15% 600 - 1800 25% 30% 1800 - 3250 40% 55% > 3250 75%<br />
IMAI.MI Industria Macchine Automatiche SpA Italy 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TEKI.MI Intek Spa Italy 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75%<br />
ITPG.MI Interpump SpA Italy 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
ISP.MI Intesa Sanpaolo SpA Italy 0 - 3750 5% 3750 - 25000 10% 20% 25000 - 350000 25% 40% > 350000 75%<br />
ISPn.MI Intesa Sanpaulo RNC Italy 0 - 4750 10% 4750 - 15000 20% 25% 15000 - 25000 35% 45% > 25000 75%<br />
IRD.MI Iride SpA Italy 0 - 4000 15% 4000 - 10000 25% 30% 10000 - 10000 75% 75% > 10000 75%<br />
<strong>IG</strong>S.MI Isagro SpA Italy 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
ITAI.MI Italcementi SpA Italy 0 - 1100 10% 1100 - 3250 20% 25% 3250 - 4000 35% 50% > 4000 75%<br />
ITAIn.MI Italcementi SpA - RNC Italy 0 - 500 15% 500 - 1500 25% 30% 1500 - 2750 40% 55% > 2750 75%<br />
ITMI.MI Italmobiliare SpA Italy 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
ITMIr.MI Italmobiliare SpA - RNC Italy 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
JUVE.MI Juventus FC Italy 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
KRS.MI Kerself Italy 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
KME.MI KME Group Italy 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
LTO.MI Lottomatica SpA Italy 0 - 700 10% 700 - 2100 20% 25% 2100 - 3250 35% 50% > 3250 75%<br />
LUX.MI Luxottica Group SpA Italy 0 - 500 5% 500 - 3000 10% 20% 3000 - 5250 25% 40% > 5250 75%<br />
MTCM.MI Maire Tecnimont SpA Italy 0 - 1500 15% 1500 - 9000 25% 30% 9000 - 9000 75% 75% > 9000 75%<br />
MACA.MI Management & Capitali SpA Italy 0 - 13500 25% 13500 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
MARR.MI MARR SpA Italy 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
MS.MI Mediaset SpA Italy 0 - 2400 5% 2400 - 15000 10% 20% 15000 - 35000 25% 40% > 35000 75%<br />
MDBI.MI Mediobanca SpA Italy 0 - 1200 5% 1200 - 7250 10% 20% 7250 - 15000 25% 40% > 15000 75%<br />
MED.MI Mediolanum SpA Italy 0 - 2200 10% 2200 - 6500 20% 25% 6500 - 8000 35% 50% > 8000 75%<br />
ADMI.MI Milano Assicurazioni Italy 0 - 5000 20% 5000 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75%<br />
ADMIr.MI Milano Assicurazioni RNC Italy 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
MIRT.MI Mirato SpA Italy 0 - 2100 25% 2100 - 6250 40% 50% 6250 - 6250 75% 75% > 6250 75%<br />
MTTI.MI Mittel SpA Italy 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
MTV.MI Mondo TV SpA Italy 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
MOL.MI MutuiOnline SpA Italy 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
NICE.MI Nice Spa Italy 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
PAGR.MI Panariagroup Industrie Ceramiche Italy 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PLT.MI Parmalat Italy 0 - 5500 5% 5500 - 35000 10% 20% 35000 - 80000 25% 40% > 80000 75%<br />
PIA.MI Piaggio & C SpA Italy 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
PNNI.MI Pininfarina SpA Italy 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
PCRE.MI Pirelli & C Real Estate SpA Italy 0 - 18500 25% 18500 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75%<br />
PECI.MI Pirelli & C SpA Italy 0 - 33000 10% 33000 - 200000 20% 25% 200000 - 250000 35% 50% > 250000 75%<br />
PECIn.MI Pirelli & C SpA - RNC Italy 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
PFGI.MI Poltrona Frau SpA Italy 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
PRNI.MI Premuda SpA Italy 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
PRII.MI Prima Industrie SpA Italy 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PRY.MI Prysmian Spa Italy 0 - 800 5% 800 - 4750 10% 20% 4750 - 9500 25% 40% > 9500 75%<br />
RCSM.MI RCS MediaGroup SpA Italy 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
RDB.MI RDB SpA Italy 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
RECI.MI Recordati SpA Italy 0 - 1600 20% 1600 - 4750 30% 40% 4750 - 4750 75% 75% > 4750 75%<br />
RDM.MI Reno de Medici (It) Italy 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
REY.MI Reply SpA Italy 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
RN.MI Risanamento SpA Italy 0 - 5000 20% 5000 - 15000 30% 40% 15000 - 20000 50% 60% > 20000 75%<br />
SABF.MI Sabaf SpA Italy 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
SAEI.MI SAES Getters SpA Italy 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
SFLG.MI Safilo Group SpA Italy 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
SPMI.MI Saipem SpA Italy 0 - 600 5% 600 - 3500 10% 20% 3500 - 20000 25% 40% > 20000 75%<br />
SRS.MI Saras SpA Italy 0 - 2300 10% 2300 - 15000 20% 25% 15000 - 15000 75% 75% > 15000 75%<br />
SAVE.MI SAVE SpA Italy 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
PGIT.MI Seat Pagine Gialle SpA Italy 0 - 52250 25% 52250 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
SNAI.MI Snai Spa Italy 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75%<br />
SRG.MI Snam Rete Gas SpA Italy 0 - 3500 5% 3500 - 20000 10% 20% 20000 - 50000 25% 40% > 50000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
SIAI.MI Snia Spa Italy 0 - 25 25% 25 - 150 40% 50% 150 - 3750 60% 75% > 3750 75%<br />
SIS.MI Societa Iniziative Autostradali Italy 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75%<br />
SGFI.MI Sogefi SpA Italy 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
SORN.MI Sorin SpA Italy 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
STEP.MI Stefanel Italy 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
STM.MI STMicro (It) Italy 0 - 1800 5% 1800 - 10000 10% 20% 10000 - 25000 25% 40% > 25000 75%<br />
TCM.MI Telecom Italia Media SpA Italy 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
TLITn.MI Telecom Italia RNC Italy 0 - 13500 10% 13500 - 80000 20% 25% 80000 - 150000 35% 45% > 150000 75%<br />
TLIT.MI Telecom Italia SpA Italy 0 - 9500 5% 9500 - 55000 10% 20% 55000 - 450000 25% 40% > 450000 75%<br />
TENR.MI Tenaris S.A. Italy 0 - 1000 5% 1000 - 6000 10% 20% 6000 - 20000 25% 40% > 20000 75%<br />
TRN.MI Terna SpA Italy 0 - 4250 5% 4250 - 25000 10% 20% 25000 - 55000 25% 40% > 55000 75%<br />
TIS.MI Tiscali SpA Italy 0 - 1000 20% 1000 - 6000 30% 40% 6000 - 60000 75% 75% > 60000 75%<br />
TOD.MI Tod’s SpA Italy 0 - 150 15% 150 - 450 25% 30% 450 - 450 75% 75% > 450 75%<br />
TFI.MI Trevi Finanziaria Spa Italy 0 - 300 15% 300 - 900 25% 30% 900 - 1300 40% 55% > 1300 75%<br />
CRDI.MI Unicredit SpA Italy 0 - 4500 5% 4500 - 30000 10% 20% 30000 - 1500000 25% 40% > 1500000 75%<br />
CRDIr.MI Unicredit SpA - RNC Italy 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
UBI.MI Unione di Banche Italiane Italy 0 - 1100 5% 1100 - 6500 10% 20% 6500 - 15000 25% 40% > 15000 75%<br />
UNPI.MI Unipol SpA Italy 0 - 12500 10% 12500 - 40000 20% 25% 40000 - 40000 75% 75% > 40000 75%<br />
UNPI_p.MI Unipol SpA - Pfd Italy 0 - 11750 15% 11750 - 35000 25% 30% 35000 - 35000 75% 75% > 35000 75%<br />
VIAI.MI Vianini Lavore SpA Italy 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
VITI.MI Vittoria Assicurazioni SpA Italy 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
8341.T 77 Bank Ltd Japan 0 - 80000 15% 80000 - 475000 25% 30% 475000 - 500000 40% 55% > 500000 75%<br />
8572.T Acom Co Ltd Japan 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 200000 40% 55% > 200000 75%<br />
4401.T ADEKA Corp Japan 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 220000 40% 55% > 220000 75%<br />
6857.T Advantest Corp Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1000000 35% 45% > 1000000 75%<br />
8267.T Aeon Co Ltd Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1500000 35% 50% > 1500000 75%<br />
8570.T Aeon Credit Service Co Ltd Japan 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 325000 40% 55% > 325000 75%<br />
8905.T Aeon Mall Co Ltd Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 275000 35% 45% > 275000 75%<br />
5482.T Aichi Steel Corp Japan 0 - 20000 25% 20000 - 120000 40% 50% 120000 - 140000 60% 75% > 140000 75%<br />
8515.T Aiful Corp Japan 0 - 625000 15% 625000 - 4000000 25% 30% 4000000 - 4000000 75% 75% > 4000000 75%<br />
8761.T Aioi Insurance Co Ltd Japan 0 - 60000 15% 60000 - 350000 25% 30% 350000 - 825000 40% 55% > 825000 75%<br />
4088.T Air Water Inc Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 400000 35% 45% > 400000 75%<br />
7259.T Aisin Seiki Co Ltd Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 825000 35% 45% > 825000 75%<br />
2802.T Ajinomoto Co Inc Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1500000 35% 45% > 1500000 75%<br />
2784.T Alfresa Holdings Corp Japan 0 - 25000 15% 25000 - 75000 25% 30% 75000 - 75000 75% 75% > 75000 75%<br />
9202.T All Nippon Airways Co Ltd Japan 0 - 550000 10% 550000 - 3500000 20% 25% 3500000 - 6000000 35% 45% > 6000000 75%<br />
6770.T Alps Electric Co Ltd Japan 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 1000000 35% 45% > 1000000 75%<br />
6113.T Amada Co Ltd Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1000000 35% 45% > 1000000 75%<br />
8219.T Aoyama Trading Co Ltd Japan 0 - 1500 25% 1500 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
8304.T Aozora Bank Ltd Japan 0 - 725000 15% 725000 - 2000000 25% 30% 2000000 - 2000000 75% 75% > 2000000 75%<br />
2502.T Asahi Breweries Ltd Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 1000000 35% 45% > 1000000 75%<br />
5201.T Asahi Glass Co Ltd Japan 0 - 130000 10% 130000 - 775000 20% 25% 775000 - 3500000 35% 50% > 3500000 75%<br />
3407.T Asahi Kasei Corp Japan 0 - 300000 10% 300000 - 2000000 20% 25% 2000000 - 3000000 35% 50% > 3000000 75%<br />
9747.T Asatsu-DK Inc Japan 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 60000 50% 60% > 60000 75%<br />
7936.T Asics Corp Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 450000 35% 45% > 450000 75%<br />
4503.T Astellas Pharma Inc Japan 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 975000 35% 45% > 975000 75%<br />
9832.T Autobacs Seven Co Ltd Japan 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
8388.T Awa Bank Ltd/The Japan 0 - 25000 25% 25000 - 75000 40% 50% 75000 - 130000 60% 75% > 130000 75%<br />
8369.T Bank of Kyoto Ltd/The Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 500000 35% 45% > 500000 75%<br />
8522.T Bank of Nagoya Ltd/The Japan 0 - 25000 20% 25000 - 150000 30% 40% 150000 - 210000 50% 60% > 210000 75%<br />
8332.T Bank of Yokohama Ltd Japan 0 - 300000 10% 300000 - 2000000 20% 25% 2000000 - 3000000 35% 50% > 3000000 75%<br />
9783.T Benesse Corp Japan 0 - 9000 25% 9000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
5108.T Bridgestone Corp Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 2000000 35% 50% > 2000000 75%<br />
6448.T Brother Industries Ltd Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 475000 35% 45% > 475000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
7751.T Canon Inc Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 2500000 35% 45% > 2500000 75%<br />
8060.T Canon Marketing Japan Inc Japan 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 230000 40% 55% > 230000 75%<br />
9697.T Capcom Co Ltd Japan 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 450000 35% 45% > 450000 75%<br />
6952.T Casio Computer Co Ltd Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 1000000 35% 45% > 1000000 75%<br />
4044.T Central Glass Co Ltd Japan 0 - 40000 15% 40000 - 240000 25% 30% 240000 - 550000 40% 55% > 550000 75%<br />
9022.T Central Japan Railway Co Japan 0 - 200 5% 200 - 1000 10% 20% 1000 - 3000 25% 40% > 3000 75%<br />
8331.T Chiba Bank Ltd Japan 0 - 100000 10% 100000 - 600000 20% 25% 600000 - 1500000 35% 45% > 1500000 75%<br />
6366.T Chiyoda Corp Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1000000 35% 45% > 1000000 75%<br />
9502.T Chubu Electric Power Co Inc Japan 0 - 70000 5% 70000 - 425000 10% 20% 425000 - 800000 25% 40% > 800000 75%<br />
4519.T Chugai Pharmaceutical Co Ltd Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 950000 35% 45% > 950000 75%<br />
8382.T Chugoku Bank Ltd/The Japan 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 160000 50% 60% > 160000 75%<br />
9504.T Chugoku Electric Power Co Inc/The Japan 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 250000 35% 45% > 250000 75%<br />
7762.T Citizen Watch Co Ltd Japan 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 1500000 35% 45% > 1500000 75%<br />
6796.T Clarion Co Ltd Japan 0 - 725000 20% 725000 - 2000000 30% 40% 2000000 - 2000000 75% 75% > 2000000 75%<br />
2579.T Coca-Cola West Co Ltd Japan 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 140000 40% 55% > 140000 75%<br />
1721.T COMSYS Holdings Corp Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 500000 35% 45% > 500000 75%<br />
5007.T Cosmo Oil Co Ltd Japan 0 - 275000 10% 275000 - 825000 20% 25% 825000 - 1500000 35% 45% > 1500000 75%<br />
8253.T Credit Saison Co Ltd Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 1500000 35% 45% > 1500000 75%<br />
9737.T CSK Holdings Corp Japan 0 - 160000 20% 160000 - 950000 30% 40% 950000 - 950000 75% 75% > 950000 75%<br />
7912.T Dai Nippon Printing Co Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 900000 35% 50% > 900000 75%<br />
4202.T Daicel Chemical Industries Ltd Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 900000 35% 45% > 900000 75%<br />
5471.T Daido Steel Co Ltd Japan 0 - 110000 10% 110000 - 650000 20% 25% 650000 - 1000000 35% 45% > 1000000 75%<br />
6383.T Daifuku Co Ltd Japan 0 - 25000 20% 25000 - 150000 30% 40% 150000 - 250000 50% 60% > 250000 75%<br />
7262.T Daihatsu Motor Co Ltd Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 825000 35% 45% > 825000 75%<br />
9132.T Daiichi Chuo Kisen Kaisha Japan 0 - 70000 15% 70000 - 425000 25% 30% 425000 - 1500000 40% 55% > 1500000 75%<br />
4568.T Daiichi Sankyo Co Ltd Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 1500000 35% 45% > 1500000 75%<br />
6367.T Daikin Industries Ltd Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 750000 35% 45% > 750000 75%<br />
7735.T Dainippon Screen Manufacturing Co Japan 0 - 130000 10% 130000 - 775000 20% 25% 775000 - 2000000 35% 45% > 2000000 75%<br />
4506.T Dainippon Sumitomo Pharma Co Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 525000 35% 45% > 525000 75%<br />
3880.T Daio Paper Corp Japan 0 - 9000 20% 9000 - 55000 30% 40% 55000 - 95000 50% 60% > 95000 75%<br />
9793.T Daiseki Co Ltd Japan 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 130000 40% 55% > 130000 75%<br />
8324.T Daishi Bank Ltd/The Japan 0 - 50000 20% 50000 - 150000 30% 40% 150000 - 210000 50% 60% > 210000 75%<br />
1878.T Daito Trust Construction Co Ltd Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 180000 35% 45% > 180000 75%<br />
1925.T Daiwa House Industry Co Ltd Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 1000000 35% 50% > 1000000 75%<br />
8601.T Daiwa Securities Group Inc Japan 0 - 275000 10% 275000 - 1500000 20% 25% 1500000 - 9000000 35% 50% > 9000000 75%<br />
2432.T Dena Co Ltd Japan 0 - 60 10% 60 - 400 20% 25% 400 - 2000 35% 45% > 2000 75%<br />
4061.T Denki Kagaku Kogyo K K Japan 0 - 250000 10% 250000 - 1500000 20% 25% 1500000 - 3000000 35% 45% > 3000000 75%<br />
6902.T Denso Corp Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1500000 35% 50% > 1500000 75%<br />
4324.T Dentsu Inc Japan 0 - 50000 25% 50000 - 300000 40% 50% 300000 - 475000 60% 75% > 475000 75%<br />
4631.T DIC Corp Japan 0 - 525000 15% 525000 - 1500000 25% 30% 1500000 - 1500000 75% 75% > 1500000 75%<br />
6146.T Disco Corp Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 160000 35% 45% > 160000 75%<br />
7532.T Don Quijote Co Ltd Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 180000 35% 45% > 180000 75%<br />
5714.T DOWA HOLDINGS CO LTD Japan 0 - 120000 10% 120000 - 725000 20% 25% 725000 - 1500000 35% 45% > 1500000 75%<br />
4665.T Duskin Co Ltd Japan 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 50000 50% 60% > 50000 75%<br />
9020.T East Japan Railway Co Japan 0 - 25000 25% 25000 - 150000 40% 50% 150000 - 825000 60% 75% > 825000 75%<br />
6361.T Ebara Corp Japan 0 - 275000 10% 275000 - 1500000 20% 25% 1500000 - 2500000 35% 45% > 2500000 75%<br />
2730.T EDION Corp Japan 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 450000 40% 55% > 450000 75%<br />
4523.T Eisai Co Ltd Japan 0 - 45000 5% 45000 - 275000 10% 20% 275000 - 650000 25% 40% > 650000 75%<br />
9513.T Electric Power Development Co Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 250000 35% 45% > 250000 75%<br />
6665.T Elpida Memory Inc Japan 0 - 20000 15% 20000 - 120000 25% 30% 120000 - 1500000 40% 55% > 1500000 75%<br />
2206.T Ezaki Glico Co Ltd Japan 0 - 9000 25% 9000 - 55000 40% 50% 55000 - 60000 60% 75% > 60000 75%<br />
8028.T FamilyMart Co Ltd Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 325000 35% 45% > 325000 75%<br />
6954.T Fanuc Ltd Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 625000 35% 50% > 625000 75%<br />
9983.T Fast Retailing Co Ltd Japan 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 375000 35% 45% > 375000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
6504.T Fuji Electric Holdings Co Ltd Japan 0 - 800000 10% 800000 - 2500000 20% 25% 2500000 - 3500000 35% 45% > 3500000 75%<br />
8763.T Fuji Fire & Marine Insurance Co Ltd Japan 0 - 500000 15% 500000 - 1500000 25% 30% 1500000 - 3000000 40% 55% > 3000000 75%<br />
7270.T Fuji Heavy Industries Ltd Japan 0 - 350000 10% 350000 - 2000000 20% 25% 2000000 - 3000000 35% 45% > 3000000 75%<br />
4676.T Fuji Media Holdings Inc Japan 0 - 100 10% 100 - 600 20% 25% 600 - 4000 35% 45% > 4000 75%<br />
4901.T FUJIFILM Holdings Corp Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1500000 35% 50% > 1500000 75%<br />
5803.T Fujikura Ltd Japan 0 - 80000 10% 80000 - 475000 20% 25% 475000 - 2000000 35% 45% > 2000000 75%<br />
6702.T Fujitsu Ltd Japan 0 - 240000 10% 240000 - 1500000 20% 25% 1500000 - 6000000 35% 50% > 6000000 75%<br />
8354.T Fukuoka Financial Group Inc Japan 0 - 140000 10% 140000 - 850000 20% 25% 850000 - 1500000 35% 45% > 1500000 75%<br />
5715.T Furukawa Co Ltd Japan 0 - 375000 20% 375000 - 1000000 30% 40% 1000000 - 1000000 75% 75% > 1000000 75%<br />
5801.T Furukawa Electric Co Ltd Japan 0 - 190000 10% 190000 - 1000000 20% 25% 1000000 - 5000000 35% 45% > 5000000 75%<br />
6986.T Futaba Corp/Chiba Japan 0 - 2000 20% 2000 - 10000 30% 40% 10000 - 70000 50% 60% > 70000 75%<br />
7241.T Futaba Industrial Co Ltd Japan 0 - 60000 20% 60000 - 350000 30% 40% 350000 - 550000 50% 60% > 550000 75%<br />
6457.T Glory Ltd Japan 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
6674.T GS Yuasa Corp Japan 0 - 180000 10% 180000 - 1000000 20% 25% 1000000 - 4000000 35% 45% > 4000000 75%<br />
8334.T Gunma Bank Ltd/The Japan 0 - 50000 15% 50000 - 300000 25% 30% 300000 - 625000 40% 55% > 625000 75%<br />
3002.T Gunze Ltd Japan 0 - 40000 20% 40000 - 240000 30% 40% 240000 - 450000 50% 60% > 450000 75%<br />
8242.T H2O Retailing Corp Japan 0 - 30000 20% 30000 - 180000 30% 40% 180000 - 325000 50% 60% > 325000 75%<br />
8359.T Hachijuni Bank Ltd/The Japan 0 - 90000 15% 90000 - 275000 25% 30% 275000 - 525000 40% 55% > 525000 75%<br />
2433.T Hakuhodo DY Holdings Inc Japan 0 - 2500 20% 2500 - 15000 30% 40% 15000 - 25000 50% 60% > 25000 75%<br />
6965.T Hamamatsu Photonics KK Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 180000 35% 45% > 180000 75%<br />
9042.T Hankyu Hanshin Holdings Inc Japan 0 - 200000 10% 200000 - 600000 20% 25% 600000 - 1000000 35% 45% > 1000000 75%<br />
8078.T Hanwa Co Ltd Japan 0 - 50000 15% 50000 - 300000 25% 30% 300000 - 575000 40% 55% > 575000 75%<br />
1808.T Haseko Corp Japan 0 - 1250000 10% 1250000 - 7500000 20% 25% 7500000 - 15000000 35% 45% > 15000000 75%<br />
8803.T Heiwa Real Estate Co Ltd Japan 0 - 80000 20% 80000 - 240000 30% 40% 240000 - 425000 50% 60% > 425000 75%<br />
8394.T Higo Bank Ltd/The Japan 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 140000 50% 60% > 140000 75%<br />
9435.T Hikari Tsushin Inc Japan 0 - 8000 15% 8000 - 50000 25% 30% 50000 - 120000 40% 55% > 120000 75%<br />
7205.T Hino Motors Ltd Japan 0 - 100000 10% 100000 - 600000 20% 25% 600000 - 1500000 35% 45% > 1500000 75%<br />
6806.T Hirose Electric Co Ltd Japan 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 65000 35% 45% > 65000 75%<br />
8379.T Hiroshima Bank Ltd/The Japan 0 - 190000 20% 190000 - 575000 30% 40% 575000 - 575000 75% 75% > 575000 75%<br />
4530.T Hisamitsu Pharmaceutical Co Inc Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 140000 35% 45% > 140000 75%<br />
5812.T Hitachi Cable Ltd Japan 0 - 120000 20% 120000 - 350000 30% 40% 350000 - 575000 50% 60% > 575000 75%<br />
8586.T Hitachi Capital Corp Japan 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 150000 50% 60% > 150000 75%<br />
4217.T Hitachi Chemical Co Ltd Japan 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 425000 35% 45% > 425000 75%<br />
6305.T Hitachi Construction Machine Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1000000 35% 45% > 1000000 75%<br />
8036.T Hitachi High-Technologies Corp Japan 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 190000 40% 55% > 190000 75%<br />
6581.T Hitachi Koki Co Ltd Japan 0 - 8000 15% 8000 - 50000 25% 30% 50000 - 190000 40% 55% > 190000 75%<br />
6501.T Hitachi Ltd Japan 0 - 475000 10% 475000 - 3000000 20% 25% 3000000 - 10000000 35% 45% > 10000000 75%<br />
5486.T Hitachi Metals Ltd Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 900000 35% 45% > 900000 75%<br />
7004.T Hitachi Zosen Corp Japan 0 - 1250000 15% 1250000 - 4000000 25% 30% 4000000 - 4000000 75% 75% > 4000000 75%<br />
9509.T Hokkaido Electric Power Co Inc Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 275000 35% 45% > 275000 75%<br />
8363.T Hokkoku Bank Ltd/The Japan 0 - 40000 25% 40000 - 120000 40% 50% 120000 - 120000 75% 75% > 120000 75%<br />
3865.T Hokuetsu Paper Mills Ltd Japan 0 - 30000 15% 30000 - 180000 25% 30% 180000 - 400000 40% 55% > 400000 75%<br />
8377.T Hokuhoku Financial Group Inc Japan 0 - 375000 15% 375000 - 1000000 25% 30% 1000000 - 1000000 75% 75% > 1000000 75%<br />
9505.T Hokuriku Electric Power Co Japan 0 - 35000 10% 35000 - 110000 20% 25% 110000 - 170000 35% 45% > 170000 75%<br />
7267.T Honda Motor Co Ltd Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 4500000 35% 45% > 4500000 75%<br />
6856.T Horiba Ltd Japan 0 - 7000 15% 7000 - 40000 25% 30% 40000 - 120000 40% 55% > 120000 75%<br />
6804.T Hosiden Corp Japan 0 - 1500 25% 1500 - 5000 40% 50% 5000 - 6000 60% 75% > 6000 75%<br />
2810.T House Foods Corp Japan 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 180000 40% 55% > 180000 75%<br />
7741.T HOYA CORP Japan 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 975000 35% 50% > 975000 75%<br />
8368.T Hyakugo Bank Ltd/The Japan 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 180000 50% 60% > 180000 75%<br />
8386.T Hyakujushi Bank Ltd/The Japan 0 - 40000 25% 40000 - 120000 40% 50% 120000 - 140000 60% 75% > 140000 75%<br />
4062.T Ibiden Co Ltd Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 725000 35% 45% > 725000 75%<br />
5019.T Idemitsu Kosan Co Ltd Japan 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 65000 35% 45% > 65000 75%<br />
1605.T Inpex Holdings Inc Japan 0 - 200 10% 200 - 1000 20% 25% 1000 - 4000 35% 50% > 4000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
3099.T Isetan Mitsukoshi Holdings Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 1000000 35% 45% > 1000000 75%<br />
7013.T Ishikawajima-Harima Heavy Inds Japan 0 - 800000 10% 800000 - 5000000 20% 25% 5000000 - 5000000 75% 75% > 5000000 75%<br />
7202.T Isuzu Motors Ltd Japan 0 - 725000 10% 725000 - 4500000 20% 25% 4500000 - 10000000 35% 45% > 10000000 75%<br />
3626.T IT Holdings Corp Japan 0 - 120000 10% 120000 - 350000 20% 25% 350000 - 350000 75% 75% > 350000 75%<br />
2593.T Ito En Ltd Japan 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 150000 40% 55% > 150000 75%<br />
8001.T Itochu Corp Japan 0 - 230000 10% 230000 - 1500000 20% 25% 1500000 - 5500000 35% 50% > 5500000 75%<br />
4739.T Itochu Techno-Solutions Corp Japan 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 70000 40% 55% > 70000 75%<br />
8385.T Iyo Bank Ltd/The Japan 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 220000 50% 60% > 220000 75%<br />
8273.T Izumi Co Ltd Japan 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 85000 50% 60% > 85000 75%<br />
3086.T J Front Retailing Co Ltd Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1500000 35% 45% > 1500000 75%<br />
8595.T Jafco Co Ltd Japan 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 140000 35% 45% > 140000 75%<br />
9205.T Japan Airlines Corp Japan 0 - 925000 10% 925000 - 3000000 20% 25% 3000000 - 3500000 35% 45% > 3500000 75%<br />
9706.T Japan Airport Terminal Co Ltd Japan 0 - 5000 20% 5000 - 30000 30% 40% 30000 - 75000 50% 60% > 75000 75%<br />
1662.T Japan Petroleum Exploration Co Japan 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 95000 35% 45% > 95000 75%<br />
8511.T Japan Securities Finance Co Ltd Japan 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 300000 40% 55% > 300000 75%<br />
5631.T Japan Steel Works Ltd Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 3000000 35% 45% > 3000000 75%<br />
2914.T Japan Tobacco Inc Japan 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 45% > 15000 75%<br />
5411.T JFE Holdings Inc Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 1500000 35% 45% > 1500000 75%<br />
1963.T JGC Corp Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 1000000 35% 45% > 1000000 75%<br />
8333.T Joyo Bank Ltd/The Japan 0 - 70000 15% 70000 - 425000 25% 30% 425000 - 750000 40% 55% > 750000 75%<br />
5938.T JS Group Corp Japan 0 - 9000 10% 9000 - 55000 20% 25% 55000 - 525000 35% 45% > 525000 75%<br />
4185.T JSR Corp Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 775000 35% 45% > 775000 75%<br />
6473.T JTEKT Corp Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 1000000 35% 45% > 1000000 75%<br />
8356.T Juroku Bank Ltd/The Japan 0 - 50000 25% 50000 - 150000 40% 50% 150000 - 220000 60% 75% > 220000 75%<br />
8703.T kabu.com Securities Co Ltd Japan 0 - 80 25% 80 - 500 40% 50% 500 - 2000 60% 75% > 2000 75%<br />
2811.T Kagome Co Ltd Japan 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 70000 50% 60% > 70000 75%<br />
8390.T Kagoshima Bank Ltd/The Japan 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 160000 50% 60% > 160000 75%<br />
1812.T Kajima Corp Japan 0 - 525000 10% 525000 - 1500000 20% 25% 1500000 - 2500000 35% 45% > 2500000 75%<br />
4521.T Kaken Pharmaceutical Co Ltd Japan 0 - 45000 20% 45000 - 140000 30% 40% 140000 - 210000 50% 60% > 210000 75%<br />
9364.T Kamigumi Co Ltd Japan 0 - 30000 15% 30000 - 180000 25% 30% 180000 - 475000 40% 55% > 475000 75%<br />
4118.T Kaneka Corp Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 800000 35% 45% > 800000 75%<br />
9503.T Kansai Electric Power Co Inc Japan 0 - 70000 5% 70000 - 425000 10% 20% 425000 - 975000 25% 40% > 975000 75%<br />
4613.T Kansai Paint Co Ltd Japan 0 - 20000 15% 20000 - 120000 25% 30% 120000 - 425000 40% 55% > 425000 75%<br />
4452.T Kao Corp Japan 0 - 60000 5% 60000 - 350000 10% 20% 350000 - 1000000 25% 40% > 1000000 75%<br />
7012.T Kawasaki Heavy Industries Ltd Japan 0 - 625000 10% 625000 - 4000000 20% 25% 4000000 - 9500000 35% 45% > 9500000 75%<br />
9107.T Kawasaki Kisen Kaisha Ltd Japan 0 - 375000 10% 375000 - 2500000 20% 25% 2500000 - 4500000 35% 45% > 4500000 75%<br />
9433.T KDDI Corp Japan 0 - 300 10% 300 - 2000 20% 25% 2000 - 9000 35% 45% > 9000 75%<br />
9045.T Keihan Electric Railway Co Ltd Japan 0 - 40000 25% 40000 - 120000 40% 50% 120000 - 120000 75% 75% > 120000 75%<br />
7251.T Keihin Corp Japan 0 - 1500 15% 1500 - 9000 25% 30% 9000 - 230000 40% 55% > 230000 75%<br />
9006.T Keihin Electric Express Railway Co Japan 0 - 40000 15% 40000 - 240000 25% 30% 240000 - 375000 40% 55% > 375000 75%<br />
9008.T Keio Corp Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 650000 35% 45% > 650000 75%<br />
9009.T Keisei Electric Railway Co Ltd Japan 0 - 45000 15% 45000 - 275000 25% 30% 275000 - 500000 40% 55% > 500000 75%<br />
8544.T Keiyo Bank Ltd/The Japan 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 230000 50% 60% > 230000 75%<br />
6861.T Keyence Corp Japan 0 - 1500 5% 1500 - 9000 10% 20% 9000 - 85000 25% 40% > 85000 75%<br />
2801.T Kikkoman Corp Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 475000 35% 45% > 475000 75%<br />
1944.T Kinden Corp Japan 0 - 6000 25% 6000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
9041.T Kintetsu Corp Japan 0 - 400000 10% 400000 - 1000000 20% 25% 1000000 - 1500000 35% 45% > 1500000 75%<br />
2503.T Kirin Brewery Co Ltd Japan 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 1500000 35% 50% > 1500000 75%<br />
4547.T Kissei Pharmaceutical Co Ltd Japan 0 - 15000 20% 15000 - 45000 30% 40% 45000 - 70000 50% 60% > 70000 75%<br />
8415.T Kiyo Holdings Inc Japan 0 - 600000 25% 600000 - 2000000 40% 50% 2000000 - 2000000 75% 75% > 2000000 75%<br />
4967.T Kobayashi Pharmaceutical Co Ltd Japan 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 70000 40% 55% > 70000 75%<br />
5406.T Kobe Steel Ltd Japan 0 - 900000 10% 900000 - 5500000 20% 25% 5500000 - 6500000 35% 50% > 6500000 75%<br />
7276.T Koito Manufacturing Co Ltd Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 525000 35% 45% > 525000 75%<br />
7984.T Kokuyo Co Ltd Japan 0 - 7000 20% 7000 - 40000 30% 40% 40000 - 110000 50% 60% > 110000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
6301.T Komatsu Ltd Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 4500000 35% 45% > 4500000 75%<br />
8218.T Komeri Co Ltd Japan 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 65000 50% 60% > 65000 75%<br />
6349.T Komori Corp Japan 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 200000 40% 55% > 200000 75%<br />
9766.T Konami Corp Japan 0 - 8000 10% 8000 - 50000 20% 25% 50000 - 500000 35% 45% > 500000 75%<br />
4902.T Konica Minolta Holdings Inc Japan 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 2000000 35% 45% > 2000000 75%<br />
4922.T Kose Corp Japan 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 100000 40% 55% > 100000 75%<br />
8282.T K’s Holdings Corp Japan 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 170000 35% 45% > 170000 75%<br />
6326.T Kubota Corp Japan 0 - 190000 10% 190000 - 1000000 20% 25% 1000000 - 4500000 35% 50% > 4500000 75%<br />
1861.T Kumagai Gumi Co Ltd Japan 0 - 400000 25% 400000 - 1000000 40% 50% 1000000 - 1000000 75% 75% > 1000000 75%<br />
3405.T Kuraray Co Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 1000000 35% 45% > 1000000 75%<br />
6370.T Kurita Water Industries Ltd Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 425000 35% 45% > 425000 75%<br />
6971.T Kyocera Corp Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 550000 35% 50% > 550000 75%<br />
1951.T Kyowa Exeo Corp Japan 0 - 6000 15% 6000 - 35000 25% 30% 35000 - 220000 40% 55% > 220000 75%<br />
4151.T Kyowa Hakko Kogyo Co Ltd Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 525000 35% 45% > 525000 75%<br />
9508.T Kyushu Electric Power Co Inc Japan 0 - 80000 10% 80000 - 240000 20% 25% 240000 - 450000 35% 45% > 450000 75%<br />
2651.T Lawson Inc Japan 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 300000 35% 45% > 300000 75%<br />
8848.T Leopalace21 Corp Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 550000 35% 45% > 550000 75%<br />
7966.T Lintec Corp Japan 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 140000 40% 55% > 140000 75%<br />
4912.T Lion Corp Japan 0 - 50000 20% 50000 - 150000 30% 40% 150000 - 300000 50% 60% > 300000 75%<br />
6592.T Mabuchi Motor Co Ltd Japan 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 70000 40% 55% > 70000 75%<br />
6586.T Makita Corp Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 400000 35% 45% > 400000 75%<br />
8002.T Marubeni Corp Japan 0 - 325000 10% 325000 - 2000000 20% 25% 2000000 - 8500000 35% 50% > 8500000 75%<br />
8252.T Marui Co Ltd Japan 0 - 80000 10% 80000 - 475000 20% 25% 475000 - 900000 35% 45% > 900000 75%<br />
5463.T Maruichi Steel Tube Ltd Japan 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 120000 40% 55% > 120000 75%<br />
8628.T Matsui Securities Co Ltd Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 575000 35% 45% > 575000 75%<br />
3088.T Matsumotokiyoshi Holdings Co Ltd Japan 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 110000 40% 55% > 110000 75%<br />
6991.T Matsushita Electric Works Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 950000 35% 45% > 950000 75%<br />
7261.T Mazda Motor Corp Japan 0 - 625000 10% 625000 - 4000000 20% 25% 4000000 - 8500000 35% 45% > 8500000 75%<br />
7459.T Mediceo Paltac Holdings Co Ltd Japan 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 325000 35% 45% > 325000 75%<br />
6508.T Meidensha Corp Japan 0 - 275000 10% 275000 - 1500000 20% 25% 1500000 - 2500000 35% 45% > 2500000 75%<br />
9744.T Meitec Corp Japan 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 110000 40% 55% > 110000 75%<br />
8766.T Millea Holdings Inc Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 2000000 35% 45% > 2000000 75%<br />
6479.T Minebea Co Ltd Japan 0 - 80000 10% 80000 - 475000 20% 25% 475000 - 1000000 35% 45% > 1000000 75%<br />
4544.T Miraca Holdings Inc Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 150000 35% 45% > 150000 75%<br />
9962.T MISUMI Group Inc Japan 0 - 4000 15% 4000 - 25000 25% 30% 25000 - 150000 40% 55% > 150000 75%<br />
4188.T Mitsubishi Chemical Holdings Corp Japan 0 - 275000 10% 275000 - 1500000 20% 25% 1500000 - 2500000 35% 50% > 2500000 75%<br />
8058.T Mitsubishi Corp Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 5500000 35% 45% > 5500000 75%<br />
6503.T Mitsubishi Electric Corp Japan 0 - 140000 10% 140000 - 850000 20% 25% 850000 - 5000000 35% 50% > 5000000 75%<br />
8802.T Mitsubishi Estate Co Ltd Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 4000000 35% 45% > 4000000 75%<br />
4182.T Mitsubishi Gas Chemical Co Inc Japan 0 - 130000 10% 130000 - 775000 20% 25% 775000 - 1000000 35% 45% > 1000000 75%<br />
7011.T Mitsubishi Heavy Industries Ltd Japan 0 - 400000 10% 400000 - 2500000 20% 25% 2500000 - 10000000 35% 50% > 10000000 75%<br />
9301.T Mitsubishi Logistics Corp Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 400000 35% 45% > 400000 75%<br />
5711.T Mitsubishi Materials Corp Japan 0 - 525000 10% 525000 - 3000000 20% 25% 3000000 - 5500000 35% 45% > 5500000 75%<br />
7211.T Mitsubishi Motors Corp Japan 0 - 950000 10% 950000 - 5500000 20% 25% 5500000 - 10000000 35% 45% > 10000000 75%<br />
3864.T Mitsubishi Paper Mills Ltd Japan 0 - 600000 20% 600000 - 2000000 30% 40% 2000000 - 2000000 75% 75% > 2000000 75%<br />
3404.T Mitsubishi Rayon Co Ltd Japan 0 - 475000 10% 475000 - 1500000 20% 25% 1500000 - 2500000 35% 45% > 2500000 75%<br />
4508.T Mitsubishi Tanabe Pharma Corp Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 700000 35% 45% > 700000 75%<br />
8306.T Mitsubishi UFJ Financial Group Inc Japan 0 - 275000 10% 275000 - 1500000 20% 25% 1500000 - 40000000 35% 45% > 40000000 75%<br />
8593.T Mitsubishi UFJ Lease & Finance Co Japan 0 - 9000 10% 9000 - 55000 20% 25% 55000 - 150000 35% 45% > 150000 75%<br />
8031.T Mitsui & Co Ltd Japan 0 - 90000 10% 90000 - 550000 20% 25% 550000 - 6500000 35% 45% > 6500000 75%<br />
4183.T Mitsui Chemicals Inc Japan 0 - 300000 10% 300000 - 2000000 20% 25% 2000000 - 3500000 35% 45% > 3500000 75%<br />
7003.T Mitsui Engineering & Shipbuilding Japan 0 - 600000 10% 600000 - 2000000 20% 25% 2000000 - 3000000 35% 45% > 3000000 75%<br />
8801.T Mitsui Fudosan Co Ltd Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 3000000 35% 50% > 3000000 75%<br />
5706.T Mitsui Mining & Smelting Co Ltd Japan 0 - 325000 10% 325000 - 2000000 20% 25% 2000000 - 2500000 35% 45% > 2500000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
9104.T Mitsui OSK Lines Ltd Japan 0 - 250000 10% 250000 - 1500000 20% 25% 1500000 - 10000000 35% 50% > 10000000 75%<br />
8725.T Mitsui Sumitomo Insurance Co Ltd Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 825000 35% 50% > 825000 75%<br />
8309.T Mitsui Trust Holdings Inc Japan 0 - 425000 10% 425000 - 2500000 20% 25% 2500000 - 4500000 35% 50% > 4500000 75%<br />
6767.T Mitsumi Electric Co Ltd Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 550000 35% 45% > 550000 75%<br />
8411.T Mizuho Financial Group Inc Japan 0 - 750000 25% 750000 - 4500000 40% 50% 4500000 - 100000000 60% 75% > 100000000 75%<br />
8607.T Mizuho Investors Securities Co Ltd Japan 0 - 475000 25% 475000 - 1500000 40% 50% 1500000 - 1500000 75% 75% > 1500000 75%<br />
8606.T Mizuho Securities Co Ltd Japan 0 - 190000 10% 190000 - 1000000 20% 25% 1000000 - 2000000 35% 45% > 2000000 75%<br />
8404.T Mizuho Trust & Banking Co Ltd Japan 0 - 1425000 10% 1425000 - 4500000 20% 25% 4500000 - 4500000 75% 75% > 4500000 75%<br />
4534.T Mochida Pharmaceutical Co Ltd Japan 0 - 10000 20% 10000 - 60000 30% 40% 60000 - 85000 50% 60% > 85000 75%<br />
8698.T Monex Group Inc Japan 0 - 100 20% 100 - 600 30% 40% 600 - 4000 50% 60% > 4000 75%<br />
6141.T Mori Seiki Co Ltd Japan 0 - 1500 25% 1500 - 9000 40% 50% 9000 - 10000 60% 75% > 10000 75%<br />
6981.T Murata Manufacturing Co Ltd Japan 0 - 20000 20% 20000 - 60000 35% 50% 60000 - 60000 75% 75% > 60000 75%<br />
8336.T Musashino Bank Ltd/The Japan 0 - 6000 20% 6000 - 35000 30% 40% 35000 - 35000 75% 75% > 35000 75%<br />
6268.T Nabtesco Corp Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 425000 35% 45% > 425000 75%<br />
6474.T Nachi-Fujikoshi Corp Japan 0 - 70000 20% 70000 - 425000 30% 40% 425000 - 450000 50% 60% > 450000 75%<br />
8012.T Nagase & Co Ltd Japan 0 - 10000 20% 10000 - 60000 30% 40% 60000 - 100000 50% 60% > 100000 75%<br />
9048.T Nagoya Railroad Co Ltd Japan 0 - 350000 20% 350000 - 1000000 30% 40% 1000000 - 1000000 75% 75% > 1000000 75%<br />
7832.T Namco Bandai Holdings Inc Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 500000 35% 45% > 500000 75%<br />
6701.T NEC Corp Japan 0 - 475000 10% 475000 - 3000000 20% 25% 3000000 - 7000000 35% 50% > 7000000 75%<br />
6723.T NEC Electronics Corp Japan 0 - 8000 10% 8000 - 50000 20% 25% 50000 - 475000 35% 45% > 475000 75%<br />
7518.T NET One Systems Co Ltd Japan 0 - 20 15% 20 - 100 25% 30% 100 - 2000 40% 55% > 2000 75%<br />
5333.T NGK Insulators Ltd Japan 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 1500000 35% 45% > 1500000 75%<br />
5334.T NGK Spark Plug Co Ltd Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 575000 35% 45% > 575000 75%<br />
5991.T NHK Spring Co Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 650000 35% 45% > 650000 75%<br />
6996.T Nichicon Corp Japan 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 275000 40% 55% > 275000 75%<br />
2871.T Nichirei Corp Japan 0 - 100000 15% 100000 - 600000 25% 30% 600000 - 625000 40% 55% > 625000 75%<br />
6594.T Nidec Corp Japan 0 - 15000 20% 15000 - 45000 35% 50% 45000 - 45000 75% 75% > 45000 75%<br />
7988.T Nifco Inc/Japan Japan 0 - 1500 15% 1500 - 9000 25% 30% 9000 - 170000 40% 55% > 170000 75%<br />
6849.T Nihon Kohden Corp Japan 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 190000 40% 55% > 190000 75%<br />
8056.T Nihon Unisys Ltd Japan 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 275000 40% 55% > 275000 75%<br />
7731.T Nikon Corp Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 2000000 35% 50% > 2000000 75%<br />
7974.T Nintendo Ltd Japan 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 20000 35% 45% > 20000 75%<br />
5214.T Nippon Electric Glass Co Ltd Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 2500000 35% 45% > 2500000 75%<br />
9062.T Nippon Express Co Ltd Japan 0 - 250000 10% 250000 - 1500000 20% 25% 1500000 - 2000000 35% 45% > 2000000 75%<br />
4272.T Nippon Kayaku Co Ltd Japan 0 - 15000 15% 15000 - 90000 25% 30% 90000 - 425000 40% 55% > 425000 75%<br />
5701.T Nippon Light Metal Co Ltd Japan 0 - 975000 20% 975000 - 3000000 30% 40% 3000000 - 3000000 75% 75% > 3000000 75%<br />
2282.T Nippon Meat Packers Inc Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 675000 35% 45% > 675000 75%<br />
5016.T Nippon Mining Holdings Inc Japan 0 - 240000 10% 240000 - 1500000 20% 25% 1500000 - 3500000 35% 45% > 3500000 75%<br />
5001.T Nippon Oil Corp Japan 0 - 250000 10% 250000 - 1500000 20% 25% 1500000 - 3500000 35% 50% > 3500000 75%<br />
4612.T Nippon Paint Co Ltd Japan 0 - 20000 20% 20000 - 120000 30% 40% 120000 - 275000 50% 60% > 275000 75%<br />
3893.T Nippon Paper Group Japan 0 - 20000 25% 20000 - 120000 40% 50% 120000 - 300000 60% 75% > 300000 75%<br />
5202.T Nippon Sheet Glass Co Ltd Japan 0 - 300000 10% 300000 - 2000000 20% 25% 2000000 - 4500000 35% 45% > 4500000 75%<br />
4114.T Nippon Shokubai Co Ltd Japan 0 - 25000 15% 25000 - 150000 25% 30% 150000 - 350000 40% 55% > 350000 75%<br />
4041.T Nippon Soda Co Ltd Japan 0 - 25000 15% 25000 - 150000 25% 30% 150000 - 475000 40% 55% > 475000 75%<br />
5401.T Nippon Steel Corp Japan 0 - 425000 10% 425000 - 2500000 20% 25% 2500000 - 20000000 35% 45% > 20000000 75%<br />
1332.T Nippon Suisan Kaisha Ltd Japan 0 - 170000 15% 170000 - 500000 25% 30% 500000 - 925000 40% 55% > 925000 75%<br />
9432.T Nippon Telegraph & Telephone Corp Japan 0 - 35000 25% 35000 - 210000 40% 50% 210000 - 1500000 60% 75% > 1500000 75%<br />
9404.T Nippon Television Network Corp Japan 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 30000 40% 55% > 30000 75%<br />
9101.T Nippon Yusen KK Japan 0 - 400000 10% 400000 - 2500000 20% 25% 2500000 - 5000000 35% 45% > 5000000 75%<br />
8754.T Nipponkoa Insurance Co Ltd Japan 0 - 100000 10% 100000 - 600000 20% 25% 600000 - 1000000 35% 45% > 1000000 75%<br />
8086.T Nipro Corp Japan 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 140000 40% 55% > 140000 75%<br />
1820.T Nishimatsu Construction Co Ltd Japan 0 - 325000 20% 325000 - 2000000 30% 40% 2000000 - 3000000 50% 60% > 3000000 75%<br />
8327.T Nishi-Nippon City Bank Ltd/The Japan 0 - 120000 20% 120000 - 725000 30% 40% 725000 - 725000 75% 75% > 725000 75%<br />
9031.T Nishi-Nippon Railroad Co Ltd Japan 0 - 190000 25% 190000 - 575000 40% 50% 575000 - 575000 75% 75% > 575000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
4021.T Nissan Chemical Industries Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 600000 35% 45% > 600000 75%<br />
7201.T Nissan Motor Co Ltd Japan 0 - 240000 10% 240000 - 1500000 20% 25% 1500000 - 15000000 35% 45% > 15000000 75%<br />
8759.T Nissay Dowa General Insurance Co Japan 0 - 30000 20% 30000 - 180000 30% 40% 180000 - 325000 50% 60% > 325000 75%<br />
7915.T Nissha Printing Co Ltd Japan 0 - 9000 10% 9000 - 55000 20% 25% 55000 - 160000 35% 45% > 160000 75%<br />
2602.T Nisshin Oillio Group Ltd Japan 0 - 60000 15% 60000 - 350000 25% 30% 350000 - 450000 40% 55% > 450000 75%<br />
2002.T Nisshin Seifun Group Inc Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 425000 35% 45% > 425000 75%<br />
5407.T Nisshin Steel Co Ltd Japan 0 - 800000 10% 800000 - 2500000 20% 25% 2500000 - 3000000 35% 45% > 3000000 75%<br />
3105.T Nisshinbo Holdings Inc Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 875000 35% 45% > 875000 75%<br />
2897.T NISSIN FOODS HOLDINGS CO LTD Japan 0 - 40000 10% 40000 - 120000 20% 25% 120000 - 230000 35% 45% > 230000 75%<br />
7230.T Nissin Kogyo Co Ltd Japan 0 - 2500 15% 2500 - 15000 25% 30% 15000 - 170000 40% 55% > 170000 75%<br />
9843.T Nitori Co Ltd Japan 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 170000 35% 45% > 170000 75%<br />
3110.T Nitto Boseki Co Ltd Japan 0 - 130000 20% 130000 - 400000 30% 40% 400000 - 550000 50% 60% > 550000 75%<br />
6988.T Nitto Denko Corp Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 725000 35% 50% > 725000 75%<br />
7240.T NOK Corp Japan 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 450000 35% 45% > 450000 75%<br />
8604.T Nomura Holdings Inc Japan 0 - 200000 10% 200000 - 1000000 20% 25% 1000000 - 20000000 35% 45% > 20000000 75%<br />
3231.T Nomura Real Estate Holdings Inc Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 500000 35% 45% > 500000 75%<br />
4307.T Nomura Research Institute Ltd Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 300000 35% 45% > 300000 75%<br />
1615.T Nomura TOPIX Banks ETF Japan 0 - 950000 10% 950000 - 5500000 20% 25% 5500000 - 9500000 35% 45% > 9500000 75%<br />
2051.T Nosan Corporation Japan 0 - 475000 25% 475000 - 1500000 40% 50% 1500000 - 1500000 75% 75% > 1500000 75%<br />
6471.T NSK Ltd Japan 0 - 140000 10% 140000 - 850000 20% 25% 850000 - 2500000 35% 45% > 2500000 75%<br />
6472.T NTN Corp Japan 0 - 325000 10% 325000 - 975000 20% 25% 975000 - 1500000 35% 45% > 1500000 75%<br />
9613.T NTT Data Corp Japan 0 - 500 5% 500 - 3000 10% 20% 3000 - 5000 25% 40% > 5000 75%<br />
9437.T NTT DoCoMo Inc Japan 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 40000 35% 45% > 40000 75%<br />
8933.T NTT Urban Development Corp Japan 0 - 70 10% 70 - 400 20% 25% 400 - 5000 35% 45% > 5000 75%<br />
1802.T Obayashi Corp Japan 0 - 230000 10% 230000 - 1500000 20% 25% 1500000 - 2000000 35% 45% > 2000000 75%<br />
4684.T Obic Co Ltd Japan 0 - 200 15% 200 - 1000 25% 30% 1000 - 15000 40% 55% > 15000 75%<br />
9007.T Odakyu Electric Railway Co Ltd Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 725000 35% 45% > 725000 75%<br />
8361.T Ogaki Kyoritsu Bank Ltd/The Japan 0 - 350000 20% 350000 - 1000000 30% 40% 1000000 - 1000000 75% 75% > 1000000 75%<br />
3861.T OJI Paper Co Ltd Japan 0 - 170000 10% 170000 - 1000000 20% 25% 1000000 - 2000000 35% 45% > 2000000 75%<br />
8609.T Okasan Securities Group Inc Japan 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 170000 50% 60% > 170000 75%<br />
6703.T Oki Electric Industry Co Ltd Japan 0 - 1575000 15% 1575000 - 4500000 25% 30% 4500000 - 4500000 75% 75% > 4500000 75%<br />
6103.T OKUMA Corp Japan 0 - 120000 15% 120000 - 350000 25% 30% 350000 - 725000 40% 55% > 725000 75%<br />
1833.T Okumura Corp Japan 0 - 35000 20% 35000 - 210000 30% 40% 210000 - 220000 50% 60% > 220000 75%<br />
7733.T Olympus Corp Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1000000 35% 45% > 1000000 75%<br />
6645.T Omron Corp Japan 0 - 1500 25% 1500 - 9000 40% 50% 9000 - 15000 60% 75% > 15000 75%<br />
4528.T Ono Pharmaceutical Co Ltd Japan 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
8016.T Onward Holdings Co Ltd Japan 0 - 25000 15% 25000 - 150000 25% 30% 150000 - 350000 40% 55% > 350000 75%<br />
4716.T Oracle Corp Japan Japan 0 - 20000 15% 20000 - 60000 25% 30% 60000 - 75000 40% 55% > 75000 75%<br />
4661.T Oriental Land Co Ltd Japan 0 - 25000 10% 25000 - 75000 20% 25% 75000 - 110000 35% 45% > 110000 75%<br />
8591.T ORIX Corp Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 1000000 35% 50% > 1000000 75%<br />
9532.T Osaka Gas Co Ltd Japan 0 - 475000 10% 475000 - 3000000 20% 25% 3000000 - 3000000 75% 75% > 3000000 75%<br />
5726.T OSAKA Titanium Technologies Co Japan 0 - 9000 15% 9000 - 55000 25% 30% 55000 - 85000 40% 55% > 85000 75%<br />
6136.T OSG Corp Japan 0 - 10000 20% 10000 - 60000 30% 40% 60000 - 140000 50% 60% > 140000 75%<br />
4768.T Otsuka Corp Japan 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 55000 40% 55% > 55000 75%<br />
5541.T Pacific Metals Co Ltd Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 2000000 35% 45% > 2000000 75%<br />
6752.T Panasonic Corp Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 4000000 35% 45% > 4000000 75%<br />
4666.T Park24 Co Ltd Japan 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 190000 50% 60% > 190000 75%<br />
6773.T Pioneer Corp Japan 0 - 200000 15% 200000 - 1000000 25% 30% 1000000 - 2000000 40% 55% > 2000000 75%<br />
2685.T Point Inc Japan 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 70000 35% 45% > 70000 75%<br />
8574.T Promise Co Ltd Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 575000 35% 45% > 575000 75%<br />
2809.T QP Corp Japan 0 - 20000 15% 20000 - 120000 25% 30% 120000 - 300000 40% 55% > 300000 75%<br />
3941.T Rengo Co Ltd Japan 0 - 100000 10% 100000 - 600000 20% 25% 600000 - 950000 35% 45% > 950000 75%<br />
8308.T Resona Holdings Inc Japan 0 - 30000 20% 30000 - 180000 35% 50% 180000 - 1500000 50% 75% > 1500000 75%<br />
7752.T Ricoh Co Ltd Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 2000000 35% 50% > 2000000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
5947.T Rinnai Corp Japan 0 - 8000 15% 8000 - 50000 25% 30% 50000 - 80000 40% 55% > 80000 75%<br />
6963.T Rohm Co Ltd Japan 0 - 4000 20% 4000 - 10000 35% 50% 10000 - 10000 75% 75% > 10000 75%<br />
4527.T Rohto Pharmaceutical Co Ltd Japan 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
7453.T Ryohin Keikaku Co Ltd Japan 0 - 15000 15% 15000 - 45000 25% 30% 45000 - 85000 40% 55% > 85000 75%<br />
8381.T San-In Godo Bank Ltd/The Japan 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 140000 50% 60% > 140000 75%<br />
6707.T Sanken Electric Co Ltd Japan 0 - 45000 20% 45000 - 275000 30% 40% 275000 - 350000 50% 60% > 350000 75%<br />
6417.T Sankyo Co Ltd Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 200000 35% 45% > 200000 75%<br />
9065.T Sankyu Inc Japan 0 - 30000 15% 30000 - 180000 25% 30% 180000 - 650000 40% 55% > 650000 75%<br />
4536.T Santen Pharmaceutical Co Ltd Japan 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
5929.T Sanwa Holdings Corp Japan 0 - 25000 20% 25000 - 150000 30% 40% 150000 - 240000 50% 60% > 240000 75%<br />
6764.T Sanyo Electric Co Ltd Japan 0 - 575000 10% 575000 - 3500000 20% 25% 3500000 - 20000000 35% 45% > 20000000 75%<br />
5481.T Sanyo Special Steel Co Ltd Japan 0 - 50000 15% 50000 - 300000 25% 30% 300000 - 525000 40% 55% > 525000 75%<br />
8328.T Sapporo Hokuyo Holdings Inc Japan 0 - 50000 25% 50000 - 300000 40% 50% 300000 - 500000 60% 75% > 500000 75%<br />
2501.T Sapporo Holdings Ltd Japan 0 - 40000 15% 40000 - 240000 25% 30% 240000 - 550000 40% 55% > 550000 75%<br />
8473.T SBI Holdings Inc/Japan Japan 0 - 500 10% 500 - 3000 20% 25% 3000 - 75000 35% 45% > 75000 75%<br />
9735.T Secom Co Ltd Japan 0 - 35000 5% 35000 - 210000 10% 20% 210000 - 500000 25% 40% > 500000 75%<br />
6460.T Sega Sammy Holdings Ltd Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 550000 35% 45% > 550000 75%<br />
6724.T Seiko Epson Corp Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 525000 35% 45% > 525000 75%<br />
9076.T Seino Holdings Corp Japan 0 - 15000 15% 15000 - 90000 25% 30% 90000 - 400000 40% 55% > 400000 75%<br />
4204.T Sekisui Chemical Co Ltd Japan 0 - 90000 10% 90000 - 550000 20% 25% 550000 - 1000000 35% 45% > 1000000 75%<br />
1928.T Sekisui House Ltd Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1500000 35% 50% > 1500000 75%<br />
3382.T Seven & I Holdings Co Ltd Japan 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 2000000 35% 45% > 2000000 75%<br />
6753.T Sharp Corp Japan 0 - 110000 10% 110000 - 650000 20% 25% 650000 - 6500000 35% 50% > 6500000 75%<br />
8366.T Shiga Bank Ltd/The Japan 0 - 25000 20% 25000 - 75000 30% 40% 75000 - 140000 50% 60% > 140000 75%<br />
9507.T Shikoku Electric Power Co Inc Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 190000 35% 45% > 190000 75%<br />
6222.T Shima Seiki Manufacturing Ltd Japan 0 - 1500 25% 1500 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
8184.T Shimachu Co Ltd Japan 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 130000 40% 55% > 130000 75%<br />
7701.T Shimadzu Corp Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 600000 35% 45% > 600000 75%<br />
8227.T Shimamura Co Ltd Japan 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 85000 35% 45% > 85000 75%<br />
7309.T Shimano Inc Japan 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
1803.T Shimizu Corp Japan 0 - 375000 10% 375000 - 1000000 20% 25% 1000000 - 1500000 35% 45% > 1500000 75%<br />
4063.T Shin-Etsu Chemical Co Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 1000000 35% 45% > 1000000 75%<br />
6967.T Shinko Electric Industries Co Ltd Japan 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 650000 35% 45% > 650000 75%<br />
8303.T Shinsei Bank Ltd Japan 0 - 1025000 10% 1025000 - 6000000 20% 25% 6000000 - 6500000 35% 45% > 6500000 75%<br />
4507.T Shionogi & Co Ltd Japan 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 975000 35% 45% > 975000 75%<br />
4911.T Shiseido Co Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 1000000 35% 50% > 1000000 75%<br />
8355.T Shizuoka Bank Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 800000 35% 45% > 800000 75%<br />
4004.T Showa Denko KK Japan 0 - 725000 10% 725000 - 4500000 20% 25% 4500000 - 7000000 35% 45% > 7000000 75%<br />
5002.T Showa Shell Sekiyu KK Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 900000 35% 45% > 900000 75%<br />
9412.T SKY Perfect JSAT Holdings Inc. Japan 0 - 200 20% 200 - 1000 30% 40% 1000 - 3000 50% 60% > 3000 75%<br />
6273.T SMC Corp/Japan Japan 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 130000 35% 50% > 130000 75%<br />
9984.T Softbank Corp Japan 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 4500000 35% 50% > 4500000 75%<br />
2331.T Sohgo Security Services Co Ltd Japan 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 120000 50% 60% > 120000 75%<br />
2768.T Sojitz Corp Japan 0 - 800000 10% 800000 - 5000000 20% 25% 5000000 - 7500000 35% 45% > 7500000 75%<br />
8755.T Sompo Japan Insurance Inc Japan 0 - 150000 10% 150000 - 900000 20% 25% 900000 - 3000000 35% 50% > 3000000 75%<br />
6758.T Sony Corp Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 3500000 35% 45% > 3500000 75%<br />
8729.T Sony Financial Holdings Inc Japan 0 - 30 10% 30 - 200 20% 25% 200 - 4000 35% 45% > 4000 75%<br />
9684.T Square Enix Co. Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 425000 35% 45% > 425000 75%<br />
6923.T Stanley Electric Co Ltd Japan 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 550000 35% 45% > 550000 75%<br />
7649.T Sugi Holdings Co Ltd Japan 0 - 7000 15% 7000 - 40000 25% 30% 40000 - 120000 40% 55% > 120000 75%<br />
3436.T Sumco Corp. Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1000000 35% 45% > 1000000 75%<br />
4203.T Sumitomo Bakelite Co Ltd Japan 0 - 90000 15% 90000 - 550000 25% 30% 550000 - 550000 75% 75% > 550000 75%<br />
4005.T Sumitomo Chemical Co Ltd Japan 0 - 325000 10% 325000 - 2000000 20% 25% 2000000 - 3500000 35% 50% > 3500000 75%<br />
8053.T Sumitomo Corp Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 3000000 35% 50% > 3000000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
5802.T Sumitomo Electric Industries Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 2000000 35% 50% > 2000000 75%<br />
1911.T Sumitomo Forestry Co Ltd Japan 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
6302.T Sumitomo Heavy Industries Ltd Japan 0 - 230000 10% 230000 - 1500000 20% 25% 1500000 - 3000000 35% 45% > 3000000 75%<br />
5405.T Sumitomo Metal Industries Ltd Japan 0 - 650000 10% 650000 - 4000000 20% 25% 4000000 - 15000000 35% 50% > 15000000 75%<br />
5713.T Sumitomo Metal Mining Co Ltd Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 4000000 35% 45% > 4000000 75%<br />
8316.T Sumitomo Mitsui Financial Group Inc Japan 0 - 40000 25% 40000 - 240000 40% 50% 240000 - 6000000 60% 75% > 6000000 75%<br />
5232.T Sumitomo Osaka Cement Co Ltd Japan 0 - 625000 10% 625000 - 2000000 20% 25% 2000000 - 2500000 35% 45% > 2500000 75%<br />
8830.T Sumitomo Realty & Development Co Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 3000000 35% 50% > 3000000 75%<br />
5110.T Sumitomo Rubber Industries Inc Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 825000 35% 45% > 825000 75%<br />
8403.T Sumitomo Trust & Banking Co Ltd Japan 0 - 275000 10% 275000 - 1500000 20% 25% 1500000 - 6500000 35% 50% > 6500000 75%<br />
9303.T Sumitomo Warehouse Co Ltd/The Japan 0 - 15000 20% 15000 - 90000 30% 40% 90000 - 240000 50% 60% > 240000 75%<br />
9989.T Sundrug Co Ltd Japan 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 120000 40% 55% > 120000 75%<br />
8358.T Suruga Bank Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 475000 35% 45% > 475000 75%<br />
9987.T Suzuken Co Ltd Japan 0 - 50000 15% 50000 - 150000 25% 30% 150000 - 150000 75% 75% > 150000 75%<br />
7269.T Suzuki Motor Corp Japan 0 - 70000 10% 70000 - 425000 20% 25% 425000 - 1500000 35% 50% > 1500000 75%<br />
6869.T Sysmex Corp Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 110000 35% 45% > 110000 75%<br />
8795.T T&D Holdings Inc Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 975000 35% 50% > 975000 75%<br />
6395.T Tadano Ltd Japan 0 - 25000 20% 25000 - 150000 30% 40% 150000 - 180000 50% 60% > 180000 75%<br />
5233.T Taiheiyo Cement Corp Japan 0 - 1050000 10% 1050000 - 3000000 20% 25% 3000000 - 5500000 35% 45% > 5500000 75%<br />
1801.T Taisei Corp Japan 0 - 775000 10% 775000 - 2500000 20% 25% 2500000 - 2500000 75% 75% > 2500000 75%<br />
4535.T Taisho Pharmaceutical Co Ltd Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 275000 35% 45% > 275000 75%<br />
4091.T Taiyo Nippon Sanso Corp Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 775000 35% 45% > 775000 75%<br />
6976.T Taiyo Yuden Co Ltd Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 1000000 35% 45% > 1000000 75%<br />
2531.T Takara Holdings Inc Japan 0 - 30000 15% 30000 - 180000 25% 30% 180000 - 375000 40% 55% > 375000 75%<br />
8233.T Takashimaya Co Ltd Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 1000000 35% 45% > 1000000 75%<br />
7312.T Takata Corp Japan 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 200000 40% 55% > 200000 75%<br />
4502.T Takeda Pharmaceutical Co Ltd Japan 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 1500000 35% 45% > 1500000 75%<br />
8564.T Takefuji Corp Japan 0 - 130000 15% 130000 - 775000 25% 30% 775000 - 1500000 40% 55% > 1500000 75%<br />
6762.T TDK Corp Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 650000 35% 50% > 650000 75%<br />
3401.T Teijin Ltd Japan 0 - 375000 10% 375000 - 2500000 20% 25% 2500000 - 3000000 35% 45% > 3000000 75%<br />
4543.T Terumo Corp Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 400000 35% 45% > 400000 75%<br />
6481.T THK Co Ltd Japan 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 375000 35% 45% > 375000 75%<br />
4045.T Toagosei Co Ltd Japan 0 - 45000 20% 45000 - 275000 30% 40% 275000 - 325000 50% 60% > 325000 75%<br />
9001.T Tobu Railway Co Ltd Japan 0 - 150000 10% 150000 - 900000 20% 25% 900000 - 900000 75% 75% > 900000 75%<br />
1860.T Toda Corp Japan 0 - 60000 20% 60000 - 180000 30% 40% 180000 - 350000 50% 60% > 350000 75%<br />
9602.T Toho Co Ltd/Tokyo Japan 0 - 4000 10% 4000 - 25000 20% 25% 25000 - 275000 35% 45% > 275000 75%<br />
9533.T Toho Gas Co Ltd Japan 0 - 80000 15% 80000 - 475000 25% 30% 475000 - 600000 40% 55% > 600000 75%<br />
8129.T Toho Holdings Co Ltd Japan 0 - 1500 20% 1500 - 9000 30% 40% 9000 - 90000 50% 60% > 90000 75%<br />
5727.T Toho Titanium Co Ltd Japan 0 - 4000 20% 4000 - 25000 30% 40% 25000 - 85000 50% 60% > 85000 75%<br />
5707.T Toho Zinc Co Ltd Japan 0 - 80000 15% 80000 - 475000 25% 30% 475000 - 1000000 40% 55% > 1000000 75%<br />
9506.T Tohoku Electric Power Co Inc Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 575000 35% 50% > 575000 75%<br />
5301.T Tokai Carbon Co Ltd Japan 0 - 110000 10% 110000 - 650000 20% 25% 650000 - 1500000 35% 45% > 1500000 75%<br />
6995.T Tokai Rika Co Ltd Japan 0 - 4000 10% 4000 - 25000 20% 25% 25000 - 275000 35% 45% > 275000 75%<br />
8616.T Tokai Tokyo Financial Holdings Inc Japan 0 - 70000 20% 70000 - 425000 30% 40% 425000 - 450000 50% 60% > 450000 75%<br />
4043.T Tokuyama Corp Japan 0 - 210000 10% 210000 - 1500000 20% 25% 1500000 - 1500000 75% 75% > 1500000 75%<br />
9401.T Tokyo Broadcasting System Inc Japan 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 130000 40% 55% > 130000 75%<br />
9681.T Tokyo Dome Corp Japan 0 - 90000 20% 90000 - 275000 30% 40% 275000 - 425000 50% 60% > 425000 75%<br />
9501.T Tokyo Electric Power Co Inc Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 2000000 35% 45% > 2000000 75%<br />
8035.T Tokyo Electron Ltd Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 900000 35% 50% > 900000 75%<br />
9531.T Tokyo Gas Co Ltd Japan 0 - 400000 5% 400000 - 2500000 10% 20% 2500000 - 5500000 25% 40% > 5500000 75%<br />
4186.T Tokyo Ohka Kogyo Co Ltd Japan 0 - 10000 15% 10000 - 60000 25% 30% 60000 - 110000 40% 55% > 110000 75%<br />
7729.T Tokyo Seimitsu Co Ltd Japan 0 - 2500 20% 2500 - 15000 30% 40% 15000 - 100000 50% 60% > 100000 75%<br />
5423.T Tokyo Steel Manufacturing Co Ltd Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 600000 35% 45% > 600000 75%<br />
8112.T Tokyo Style Co Ltd Japan 0 - 9000 25% 9000 - 55000 40% 50% 55000 - 90000 60% 75% > 90000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
8804.T Tokyo Tatemono Co Ltd Japan 0 - 150000 10% 150000 - 900000 20% 25% 900000 - 3000000 35% 45% > 3000000 75%<br />
8339.T Tokyo Tomin Bank Ltd/The Japan 0 - 3000 20% 3000 - 20000 30% 40% 20000 - 65000 50% 60% > 65000 75%<br />
9005.T Tokyu Corp Japan 0 - 300000 10% 300000 - 900000 20% 25% 900000 - 1500000 35% 45% > 1500000 75%<br />
8815.T Tokyu Land Corp Japan 0 - 180000 10% 180000 - 1000000 20% 25% 1000000 - 3500000 35% 45% > 3500000 75%<br />
5012.T TonenGeneral Sekiyu KK Japan 0 - 80000 10% 80000 - 240000 20% 25% 240000 - 450000 35% 45% > 450000 75%<br />
7911.T Toppan Printing Co Ltd Japan 0 - 60000 10% 60000 - 350000 20% 25% 350000 - 1000000 35% 50% > 1000000 75%<br />
7231.T Topy Industries Ltd Japan 0 - 60000 20% 60000 - 350000 30% 40% 350000 - 450000 50% 60% > 450000 75%<br />
3402.T Toray Industries Inc Japan 0 - 200000 5% 200000 - 1000000 10% 20% 1000000 - 3000000 25% 40% > 3000000 75%<br />
6502.T Toshiba Corp Japan 0 - 325000 5% 325000 - 2000000 10% 20% 2000000 - 30000000 25% 40% > 30000000 75%<br />
6588.T Toshiba TEC Corp Japan 0 - 30000 20% 30000 - 180000 30% 40% 180000 - 350000 50% 60% > 350000 75%<br />
4042.T Tosoh Corp Japan 0 - 375000 10% 375000 - 2500000 20% 25% 2500000 - 3500000 35% 45% > 3500000 75%<br />
5332.T TOTO Ltd Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 850000 35% 45% > 850000 75%<br />
5901.T Toyo Seikan Kaisha Ltd Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 425000 35% 45% > 425000 75%<br />
2875.T Toyo Suisan Kaisha Ltd Japan 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 425000 35% 45% > 425000 75%<br />
3101.T Toyobo Co Ltd Japan 0 - 850000 15% 850000 - 2500000 25% 30% 2500000 - 2500000 75% 75% > 2500000 75%<br />
7282.T Toyoda Gosei Co Ltd Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 350000 35% 45% > 350000 75%<br />
7221.T Toyota Auto Body Co Ltd Japan 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 130000 40% 55% > 130000 75%<br />
3116.T Toyota Boshoku Corp Japan 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 525000 35% 45% > 525000 75%<br />
6201.T Toyota Industries Corp Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 300000 35% 45% > 300000 75%<br />
7203.T Toyota Motor Corp Japan 0 - 40000 10% 40000 - 240000 20% 25% 240000 - 5000000 35% 45% > 5000000 75%<br />
8015.T Toyota Tsusho Corp Japan 0 - 15000 10% 15000 - 90000 20% 25% 90000 - 625000 35% 45% > 625000 75%<br />
9715.T Trans Cosmos Inc Japan 0 - 5000 20% 5000 - 30000 30% 40% 30000 - 95000 50% 60% > 95000 75%<br />
4704.T Trend Micro Inc Japan 0 - 45000 10% 45000 - 275000 20% 25% 275000 - 425000 35% 45% > 425000 75%<br />
4540.T Tsumura & Co Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 180000 35% 45% > 180000 75%<br />
9409.T TV Asahi Corp Japan 0 - 20 25% 20 - 100 40% 50% 100 - 800 60% 75% > 800 75%<br />
4208.T Ube Industries Ltd/Japan Japan 0 - 450000 10% 450000 - 2500000 20% 25% 2500000 - 4500000 35% 45% > 4500000 75%<br />
6728.T Ulvac Inc Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 300000 35% 45% > 300000 75%<br />
8113.T Unicharm Corp Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 180000 35% 45% > 180000 75%<br />
3103.T Unitika Ltd Japan 0 - 1375000 20% 1375000 - 4000000 30% 40% 4000000 - 4000000 75% 75% > 4000000 75%<br />
8270.T Uny Co Ltd Japan 0 - 35000 15% 35000 - 210000 25% 30% 210000 - 475000 40% 55% > 475000 75%<br />
6925.T Ushio Inc Japan 0 - 8000 10% 8000 - 50000 20% 25% 50000 - 275000 35% 45% > 275000 75%<br />
4732.T USS Co Ltd Japan 0 - 3000 15% 3000 - 20000 25% 30% 20000 - 50000 40% 55% > 50000 75%<br />
3591.T Wacoal Holdings Corp Japan 0 - 8000 20% 8000 - 50000 30% 40% 50000 - 130000 50% 60% > 130000 75%<br />
9021.T West Japan Railway Co Japan 0 - 400 5% 400 - 2000 10% 20% 2000 - 4000 25% 40% > 4000 75%<br />
4689.T Yahoo! Japan Corp Japan 0 - 2500 5% 2500 - 15000 10% 20% 15000 - 75000 25% 40% > 75000 75%<br />
2267.T Yakult Honsha Co Ltd Japan 0 - 35000 10% 35000 - 210000 20% 25% 210000 - 230000 35% 45% > 230000 75%<br />
9831.T Yamada Denki Co Ltd Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 475000 35% 50% > 475000 75%<br />
8418.T Yamaguchi Financial Group Inc Japan 0 - 15000 15% 15000 - 90000 25% 30% 90000 - 325000 40% 55% > 325000 75%<br />
7951.T Yamaha Corp Japan 0 - 7000 10% 7000 - 40000 20% 25% 40000 - 525000 35% 45% > 525000 75%<br />
7272.T Yamaha Motor Co Ltd Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 875000 35% 45% > 875000 75%<br />
6845.T Yamatake Corp Japan 0 - 5000 15% 5000 - 30000 25% 30% 30000 - 180000 40% 55% > 180000 75%<br />
9064.T Yamato Holdings Co Ltd Japan 0 - 30000 10% 30000 - 180000 20% 25% 180000 - 1000000 35% 45% > 1000000 75%<br />
5444.T Yamato Kogyo Co Ltd Japan 0 - 10000 10% 10000 - 60000 20% 25% 60000 - 170000 35% 45% > 170000 75%<br />
2212.T Yamazaki Baking Co Ltd Japan 0 - 20000 10% 20000 - 120000 20% 25% 120000 - 400000 35% 45% > 400000 75%<br />
6506.T Yaskawa Electric Corp Japan 0 - 50000 10% 50000 - 300000 20% 25% 300000 - 1500000 35% 45% > 1500000 75%<br />
5451.T Yodogawa Steel Works Ltd Japan 0 - 15000 25% 15000 - 90000 40% 50% 90000 - 170000 60% 75% > 170000 75%<br />
6841.T Yokogawa Electric Corp Japan 0 - 25000 10% 25000 - 150000 20% 25% 150000 - 950000 35% 45% > 950000 75%<br />
5101.T Yokohama Rubber Co Ltd Japan 0 - 80000 10% 80000 - 475000 20% 25% 475000 - 950000 35% 45% > 950000 75%<br />
9861.T Yoshinoya Holdings Co Ltd Japan 0 - 80 25% 80 - 500 40% 50% 500 - 700 60% 75% > 700 75%<br />
4205.T Zeon Corp Japan 0 - 45000 15% 45000 - 275000 25% 30% 275000 - 650000 40% 55% > 650000 75%<br />
AALB.AS Aalberts Industries Netherlands 0 - 600 10% 600 - 1800 20% 25% 1800 - 3500 35% 45% > 3500 75%<br />
AMG.AS Advanced Metallurgical Netherlands 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
AEGN.AS Aegon NV Netherlands 0 - 2200 10% 2200 - 15000 20% 25% 15000 - 75000 35% 50% > 75000 75%<br />
AHLN.AS Ahold KON. Netherlands 0 - 1300 5% 1300 - 7750 10% 20% 7750 - 25000 25% 40% > 25000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
AKZO.AS Akzo Nobel Netherlands 0 - 300 5% 300 - 1800 10% 20% 1800 - 6000 25% 40% > 6000 75%<br />
ATV.AS Antonov Plc Netherlands 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
ISPA.AS Arcelor Mittal (Ned) Netherlands 0 - 450 10% 450 - 2750 20% 25% 2750 - 60000 35% 50% > 60000 75%<br />
ASMI.AS ASM International NV Netherlands 0 - 300 15% 300 - 900 25% 30% 900 - 1300 40% 55% > 1300 75%<br />
ASML.AS ASML Holding NV Netherlands 0 - 600 5% 600 - 3500 10% 20% 3500 - 15000 25% 40% > 15000 75%<br />
BINCK.AS BinckBank NV Netherlands 0 - 1000 15% 1000 - 3000 25% 30% 3000 - 3000 75% 75% > 3000 75%<br />
BOSN.AS Boskalis Westminster Netherlands 0 - 500 10% 500 - 1500 20% 25% 1500 - 2750 35% 50% > 2750 75%<br />
COR.AS Corio NV Netherlands 0 - 250 10% 250 - 1500 20% 25% 1500 - 1500 75% 75% > 1500 75%<br />
CRCL.AS Crucell NV Netherlands 0 - 450 15% 450 - 1400 25% 30% 1400 - 1700 40% 55% > 1700 75%<br />
CSMNc.AS CSM Netherlands 0 - 600 15% 600 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75%<br />
EUEA.AS DJ Euro STOXX 50 - ETF Netherlands 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
DRAK.AS Draka Holding Netherlands 0 - 250 15% 250 - 750 25% 30% 750 - 1100 40% 55% > 1100 75%<br />
ECT.AS Eurocastle Investment Ltd Netherlands 0 - 9500 25% 9500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
FUGRc.AS Fugro NV Netherlands 0 - 250 5% 250 - 1500 10% 20% 1500 - 3000 25% 40% > 3000 75%<br />
HEIJ.AS Heijmans NV Netherlands 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
HEIO.AS Heineken Holding NV Netherlands 0 - 450 10% 450 - 1400 20% 25% 1400 - 2100 35% 45% > 2100 75%<br />
HEIN.AS Heineken NV Netherlands 0 - 400 5% 400 - 2400 10% 20% 2400 - 8750 25% 40% > 8750 75%<br />
IMUN.AS Imtech NV Netherlands 0 - 400 10% 400 - 1200 20% 25% 1200 - 2300 35% 45% > 2300 75%<br />
ING.AS ING Groep NV Netherlands 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 95000 35% 50% > 95000 75%<br />
INNC.AS InnoConcepts NV Netherlands 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
KARD.AS Kardan NV Netherlands 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
KKR.AS KKR Private Equity Investors LP Netherlands 0 - 500 15% 500 - 1500 25% 30% 1500 - 1500 40% 55% > 1500 75%<br />
BAMN.AS Koninklijke BAM Groep NV Netherlands 0 - 900 10% 900 - 2750 20% 25% 2750 - 5250 35% 50% > 5250 75%<br />
DSMN.AS Koninklijke DSM NV Netherlands 0 - 450 5% 450 - 2750 10% 20% 2750 - 6250 25% 40% > 6250 75%<br />
PHG.AS Koninklijke Philips Electronics NV Netherlands 0 - 700 5% 700 - 4250 10% 20% 4250 - 25000 25% 40% > 25000 75%<br />
VOPA.AS Koninklijke Vopak NV Netherlands 0 - 200 10% 200 - 600 20% 25% 600 - 850 35% 45% > 850 75%<br />
BSWSc.AS Koninklijke Wessanen NV Netherlands 0 - 2750 20% 2750 - 8250 30% 40% 8250 - 8250 75% 75% > 8250 75%<br />
LOG.AS LogicaCMG Plc (Dutch) Netherlands 0 - 4750 15% 4750 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75%<br />
MEDIQ.AS Mediq NV Netherlands 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75%<br />
NEPL.AS NR Nordic & Russia Properties Netherlands 0 - 70 25% 70 - 200 40% 50% 200 - 400 60% 75% > 400 75%<br />
NUTR.AS Nutreco Holding NV Netherlands 0 - 150 10% 150 - 900 20% 25% 900 - 1200 35% 45% > 1200 75%<br />
OCEN.AS OCE NV Netherlands 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75%<br />
OCTO.AS Octoplus Netherlands 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
PHAR.AS Pharming Group NV Netherlands 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
PEPR.AS Prologis European Properties Netherlands 0 - 800 20% 800 - 2400 30% 40% 2400 - 2500 50% 60% > 2500 75%<br />
RAND.AS Randstad Holdings NV Netherlands 0 - 400 5% 400 - 2400 10% 20% 2400 - 6250 25% 40% > 6250 75%<br />
ELSN.AS Reed Elsevier (Dutch) Netherlands 0 - 1400 5% 1400 - 8500 10% 20% 8500 - 20000 25% 40% > 20000 75%<br />
RDSa.AS Royal Dutch Shell A Netherlands 0 - 600 5% 600 - 3500 10% 20% 3500 - 40000 25% 40% > 40000 75%<br />
RDSb.AS Royal Dutch Shell B Netherlands 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
KPN.AS Royal KPN NV Netherlands 0 - 1100 5% 1100 - 6500 10% 20% 6500 - 35000 25% 40% > 35000 75%<br />
SBMO.AS SBM Offshore NV Netherlands 0 - 800 10% 800 - 4750 20% 25% 4750 - 5750 35% 50% > 5750 75%<br />
SR.AS SNS Reaal Netherlands 0 - 800 10% 800 - 4750 20% 25% 4750 - 6750 35% 45% > 6750 75%<br />
AEXT.AS Streettracks AEX <strong>Index</strong> ETF Netherlands 0 - 150 5% 150 - 900 10% 20% 900 - 1500 25% 40% > 1500 75%<br />
TLGNc.AS Telegraaf Media Groep NV Netherlands 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
NTCN.AS Ten Cate NV Netherlands 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
TFG.AS Tetragon Financial Group Ltd Netherlands 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
TNT.AS TNT NV Netherlands 0 - 600 5% 600 - 3500 10% 20% 3500 - 8750 25% 40% > 8750 75%<br />
TOM2.AS TomTom Netherlands 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 15000 35% 50% > 15000 75%<br />
UNc.AS Unilever NV Netherlands 0 - 600 5% 600 - 3500 10% 20% 3500 - 35000 25% 40% > 35000 75%<br />
UNI4.AS Unit 4 Agresso NV Netherlands 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
USGP.AS USG People NV Netherlands 0 - 300 10% 300 - 1800 20% 25% 1800 - 2400 35% 45% > 2400 75%<br />
VDMN.AS Van der Moolen Holding NV Netherlands 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
VASN.AS Vastned Retail NV Netherlands 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
WAVIN.AS Wavin NV Netherlands 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
WEHA.AS Wereldhave NV Netherlands 0 - 150 10% 150 - 450 20% 25% 450 - 700 35% 50% > 700 75%<br />
WLSNc.AS Wolters Kluwer NV Netherlands 0 - 800 5% 800 - 4750 10% 20% 4750 - 6750 25% 40% > 6750 75%<br />
ACY.OL Acergy SA Norway 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 9500 35% 50% > 9500 75%<br />
AKER.OL Aker ASA Norway 0 - 350 15% 350 - 1100 25% 30% 1100 - 1100 75% 75% > 1100 75%<br />
AKSO.OL Aker Solutions ASA Norway 0 - 800 10% 800 - 4750 20% 25% 4750 - 15000 35% 50% > 15000 75%<br />
ATEA.OL Atea ASA Norway 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
BIRD.OL Birdstep Technology ASA Norway 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
CRU.OL Crew Gold Corporation Norway 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 5250 60% 75% > 5250 75%<br />
DNBNOR.OL DNB NOR ASA Norway 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 25000 35% 50% > 25000 75%<br />
DNO.OL DNO International ASA Norway 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 65000 35% 50% > 65000 75%<br />
EDBASA.OL EDB Business Partner ASA Norway 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
ECHEM.OL Eitzen Chemical ASA Norway 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
EKO.OL Ekornes ASA Norway 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
FOE.OL Fred Olsen Energy ASA Norway 0 - 200 10% 200 - 1200 20% 25% 1200 - 1400 35% 50% > 1400 75%<br />
FRO.OL Frontline Norway 0 - 350 10% 350 - 2100 20% 25% 2100 - 2750 35% 50% > 2750 75%<br />
FUNCOM.OL Funcom Norway 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
GOL.OL Golar LNG Ltd Norway 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
GOGL.OL Golden Ocean Group Ltd Norway 0 - 9000 20% 9000 - 55000 35% 50% 55000 - 55000 75% 75% > 55000 75%<br />
IOX.OL Interoil Exploration & Production Norway 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
ITXX.OL Intex Resources ASA Norway 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
JINS.OL Jinhui Shipping & Trans Norway 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
LSG.OL Leroy Seafood Group Norway 0 - 80 20% 80 - 250 30% 40% 250 - 450 50% 60% > 450 75%<br />
MHG.OL Marine Harvest Norway 0 - 11000 10% 11000 - 65000 20% 25% 65000 - 150000 35% 50% > 150000 75%<br />
NHY.OL Norsk Hydro ASA Norway 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 55000 35% 50% > 55000 75%<br />
NSG.OL Norske Skogindustrier ASA Norway 0 - 2300 20% 2300 - 7000 35% 50% 7000 - 10000 50% 75% > 10000 75%<br />
NAUR.OL Northland Resources Inc Norway 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
NOR.OL Norwegian Energy Company ASA Norway 0 - 500 20% 500 - 3000 30% 40% 3000 - 3500 50% 60% > 3500 75%<br />
NPRO.OL Norwegian Property ASA Norway 0 - 4000 20% 4000 - 10000 30% 40% 10000 - 15000 50% 60% > 15000 75%<br />
ORK.OL Orkla ASA Norway 0 - 800 5% 800 - 4750 10% 20% 4750 - 15000 25% 40% > 15000 75%<br />
PAR.OL PA Resources AB Norway 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
PGS.OL Petroleum Geo Services Norway 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 20000 35% 50% > 20000 75%<br />
PDR.OL Petrolia Drilling ASA Norway 0 - 25750 25% 25750 - 75000 40% 50% 75000 - 75000 75% 75% > 75000 75%<br />
PRSO.OL ProSafe ASA Norway 0 - 500 10% 500 - 3000 20% 25% 3000 - 5250 35% 50% > 5250 75%<br />
PRODP.OL Prosafe Production Public Limited Norway 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
REC.OL Renewable Energy Corp AS Norway 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 40000 35% 50% > 40000 75%<br />
RXT.OL Reservoir Explor Tech Norway 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
RCL.OL Royal Caribbean Cruises Ltd Norway 0 - 400 10% 400 - 2400 20% 25% 2400 - 6000 35% 50% > 6000 75%<br />
SBST.OL Schibsted ASA Norway 0 - 200 10% 200 - 1200 20% 25% 1200 - 2500 35% 50% > 2500 75%<br />
SBX.OL Seabird Exploration Ltd Norway 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
SDRL.OL Seadrill Ltd Norway 0 - 900 10% 900 - 5500 20% 25% 5500 - 20000 35% 50% > 20000 75%<br />
SEVAN.OL Sevan Marine ASA Norway 0 - 7500 20% 7500 - 25000 35% 50% 25000 - 40000 50% 75% > 40000 75%<br />
SIOFF.OL Siem Offshore Inc Norway 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3250 60% 75% > 3250 75%<br />
STL.OL Statoil ASA Norway 0 - 700 5% 700 - 4250 10% 20% 4250 - 50000 25% 40% > 50000 75%<br />
STP.OL StepStone ASA Norway 0 - 9750 25% 9750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
SNI.OL Stolt Nielsen SA Norway 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
STB.OL Storebrand ASA Norway 0 - 600 10% 600 - 3500 20% 25% 3500 - 10000 35% 50% > 10000 75%<br />
SUB.OL Subsea 7 Inc Norway 0 - 400 10% 400 - 2400 20% 25% 2400 - 4500 35% 50% > 4500 75%<br />
TAA.OL Tandberg ASA Norway 0 - 500 10% 500 - 3000 20% 25% 3000 - 5250 35% 50% > 5250 75%<br />
TLX.OL TeleComputing ASA Norway 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
TEL.OL Telenor ASA Norway 0 - 1600 5% 1600 - 9500 10% 20% 9500 - 35000 25% 40% > 35000 75%<br />
TOM.OL Tomra Systems ASA Norway 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75%<br />
VEI.OL Veidekke ASA Norway 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
YAR.OL Yara International ASA Norway 0 - 500 10% 500 - 3000 20% 25% 3000 - 15000 35% 50% > 15000 75%<br />
ALSS.LS Altri SGPS SA Portugal 0 - 2200 20% 2200 - 6500 35% 50% 6500 - 6500 75% 75% > 6500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BBPI.LS Banco BPI SA Portugal 0 - 4500 20% 4500 - 15000 35% 50% 15000 - 15000 75% 75% > 15000 75%<br />
BCP.LS Banco Comercial Portugues Portugal 0 - 12250 5% 12250 - 75000 10% 20% 75000 - 90000 25% 40% > 90000 75%<br />
BES.LS Banco Espirito Santo Portugal 0 - 2400 10% 2400 - 7250 20% 25% 7250 - 10000 35% 50% > 10000 75%<br />
SANT.LS Banco Santander Central Hisp (Por) Portugal 0 - 1100 5% 1100 - 15000 10% 20% 15000 - 650000 25% 40% > 650000 75%<br />
BNF.LS Banif SGPS SA Portugal 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
BRI.LS Brisa Auto-Estradas Portugal 0 - 1200 10% 1200 - 3500 20% 25% 3500 - 4500 35% 50% > 4500 75%<br />
CPR.LS Cimpor-Cimentos De Portugal Portugal 0 - 1900 20% 1900 - 5750 35% 50% 5750 - 5750 75% 75% > 5750 75%<br />
CFN.LS Cofina Portugal 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
CORA.LS Corticeira Amorim SA Portugal 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
EDPR.LS EDP Renovaveis SA Portugal 0 - 1300 10% 1300 - 4000 20% 25% 4000 - 4750 35% 50% > 4750 75%<br />
EDP.LS Energias De Portugal SA Portugal 0 - 3000 5% 3000 - 20000 10% 20% 20000 - 30000 25% 40% > 30000 75%<br />
ESFN.LS Espirito Santo Financial - Reg Portugal 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75%<br />
ESF.LS Espirito Santo Financial SA Portugal 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
FINB.LS Finibanco Holding SGPS SA Portugal 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
GALP.LS Galp Energia SGPS SA Portugal 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 7750 35% 50% > 7750 75%<br />
SCOAE.LS Grupo Soares Da Costa SGPS Portugal 0 - 10000 20% 10000 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75%<br />
IBS.LS Ibersol SGPS SA Portugal 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
IMPA.LS Impresa SGPS Portugal 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
INA.LS Inapa-Invest Particip Gesta Portugal 0 - 17500 25% 17500 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75%<br />
JMT.LS Jeronimo Martins Portugal 0 - 2000 10% 2000 - 6000 20% 25% 6000 - 6250 35% 50% > 6250 75%<br />
MARTI.LS Martifer SGPS SA Portugal 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
MOTA.LS Mota Engil SGPS SA Portugal 0 - 1600 20% 1600 - 4750 35% 50% 4750 - 4750 75% 75% > 4750 75%<br />
NBA.LS Novabase SGPS SA Portugal 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
PTI.LS Portucel Emp Prod de Pasta e Papel Portugal 0 - 2500 20% 2500 - 7500 35% 50% 7500 - 7500 75% 75% > 7500 75%<br />
PTC.LS Portugal Telecom SGPS SA Portugal 0 - 1600 5% 1600 - 9500 10% 20% 9500 - 15000 25% 40% > 15000 75%<br />
RENE.LS Redes Energeticas Nacionais SA Portugal 0 - 4000 20% 4000 - 10000 35% 50% 10000 - 10000 75% 75% > 10000 75%<br />
SVA.LS SAG GEST-Solucoes Automovel Globais Portugal 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
SEM.LS Semapa-Sociedade De Investim Portugal 0 - 1300 20% 1300 - 4000 35% 50% 4000 - 4000 75% 75% > 4000 75%<br />
SONAC.LS Sonae Capital SGPS SA Portugal 0 - 12000 25% 12000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
SONI.LS Sonae Industria SGPS SA/New Portugal 0 - 3000 20% 3000 - 9000 35% 50% 9000 - 9000 75% 75% > 9000 75%<br />
YSO.LS Sonae SGPS SA Portugal 0 - 13000 5% 13000 - 40000 10% 20% 40000 - 45000 25% 40% > 45000 75%<br />
SNC.LS Sonaecom SGPS SA Portugal 0 - 2500 20% 2500 - 7500 35% 50% 7500 - 7500 75% 75% > 7500 75%<br />
SML.LS Sumol + Compal SA Portugal 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
TDU.LS Teixeira Duarte - Engenharia Const Portugal 0 - 3500 20% 3500 - 10000 35% 50% 10000 - 10000 75% 75% > 10000 75%<br />
ZON.LS Zon Multimedia Servicos de Telecom Portugal 0 - 1700 10% 1700 - 5000 20% 25% 5000 - 5000 75% 75% > 5000 75%<br />
ADVA.SI Advanced Holdings Ltd Singapore 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
AEM.SI AEM Holdings Ltd Singapore 0 - 28250 25% 28250 - 85000 40% 50% 85000 - 85000 75% 75% > 85000 75%<br />
AGRN.SI Allgreen Properties Ltd Singapore 0 - 18250 15% 18250 - 55000 25% 30% 55000 - 55000 75% 75% > 55000 75%<br />
AMRA.SI Amara Holdings Ltd Singapore 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
AEMN.SI Ascendas Real Estate Inv Trust Singapore 0 - 8250 10% 8250 - 25000 20% 25% 25000 - 35000 35% 45% > 35000 75%<br />
AEHL.SI Asia Enterprises Holding Ltd Singapore 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
ASEN.SI Asia Environment Holdings Ltd Singapore 0 - 7250 25% 7250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
ASFP.SI Asia Food & Properties Ltd Singapore 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
APBB.SI Asia Pacific Breweries Ltd Singapore 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
ASPW.SI Asia Power Corp Ltd Singapore 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
ASLM.SI ASL Marine Holdings Ltd Singapore 0 - 8250 25% 8250 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
AUSG.SI Ausgroup Limited Singapore 0 - 31500 20% 31500 - 95000 30% 40% 95000 - 95000 75% 75% > 95000 75%<br />
AUSN.SI Aussino Group Ltd Singapore 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
AVJH.SI AVJennings Ltd Singapore 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
AZTS.SI Aztech Systems Ltd Singapore 0 - 8000 25% 8000 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
BANY.SI Banyan Tree Holdings Ltd Singapore 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 8000 60% 75% > 8000 75%<br />
PTBL.SI Berlian Laju Tanker Singapore 0 - 45000 25% 45000 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
BEST.SI Best World International Singapore 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
BEYT.SI Beyonics Technology Ltd Singapore 0 - 15250 25% 15250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BIOS.SI Biosensors Intl Singapore 0 - 36750 20% 36750 - 100000 30% 40% 100000 - 100000 75% 75% > 100000 75%<br />
BIOT.SI Bio-Treat Tech Singapore 0 - 54750 25% 54750 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
BVHS.SI Bonvests Holdings Ltd Singapore 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
BTSS.SI Boustead Singapore Ltd Singapore 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
BWRL.SI Bright World Singapore 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
BSES.SI Bukit Sembawang Singapore 0 - 300 25% 300 - 900 40% 50% 900 - 1500 60% 75% > 1500 75%<br />
CGTE.SI C&G Industrial Holdings Ltd Singapore 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
COPT.SI C&O Pharmaceutical Singapore 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
CMIT.SI Cambridge Industrial Trust Singapore 0 - 20250 25% 20250 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
CACT.SI CapitaCommercial Trust Singapore 0 - 23500 10% 23500 - 70000 20% 25% 70000 - 80000 35% 45% > 80000 75%<br />
CATL.SI CapitaLand Ltd Singapore 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 150000 35% 50% > 150000 75%<br />
CMLT.SI CapitaMall Trust Singapore 0 - 13500 10% 13500 - 40000 20% 25% 40000 - 60000 35% 50% > 60000 75%<br />
CRCT.SI CapitaRetail China Trust Singapore 0 - 8750 25% 8750 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
CDLT.SI CDL Hospitality Singapore 0 - 5750 15% 5750 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75%<br />
CNER.SI Centillion Environment & Recycling Singapore 0 - 350750 25% 350750 - 1000000 40% 50% 1000000 - 1000000 75% 75% > 1000000 75%<br />
CERE.SI Cerebos Pacific Ltd Singapore 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CHOF.SI CH Offshore Ltd Singapore 0 - 15250 25% 15250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75%<br />
CSMF.SI Chartered Semiconductor Manuf Singapore 0 - 9000 25% 9000 - 25000 40% 50% 25000 - 30000 60% 75% > 30000 75%<br />
CHEL.SI Chemoil Energy Ltd Singapore 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CNAO.SI China Aviation Oil Singapore Singapore 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CBRG.SI China Bearing Singapore Ltd Singapore 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
CHDA.SI China Dairy Group Singapore 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
CENR.SI China Energy Ltd Singapore 0 - 42000 20% 42000 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75%<br />
CEGL.SI China Essence Singapore 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
CNFG.SI China Fishery Group Ltd. Singapore 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
CHFL.SI China Flexible Packaging Holdings Singapore 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
CHXS.SI China Hongxing Singapore 0 - 98250 20% 98250 - 300000 30% 40% 300000 - 300000 75% 75% > 300000 75%<br />
CKFC.SI China Kangda Food Co Ltd Singapore 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
CHNM.SI China Milk Products Singapore 0 - 23500 25% 23500 - 70000 40% 50% 70000 - 70000 75% 75% > 70000 75%<br />
CPHL.SI China Paper Holdings Singapore 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
CSKY.SI China Sky Chemic Singapore 0 - 38250 25% 38250 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
CESE.SI Chip Eng Seng Corp Ltd Singapore 0 - 17750 25% 17750 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75%<br />
CHHS.SI Chuan Hup Holdings Ltd Singapore 0 - 5000 25% 5000 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
CTDM.SI City Developments Ltd Singapore 0 - 800 10% 800 - 4750 20% 25% 4750 - 20000 35% 50% > 20000 75%<br />
CITY.SI Cityspring Infra Trust Singapore 0 - 20250 25% 20250 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
CMDG.SI ComfortDelgro Corp Ltd Singapore 0 - 8750 10% 8750 - 25000 20% 25% 25000 - 25000 75% 75% > 25000 75%<br />
COSC.SI Cosco Corp Singapore Ltd Singapore 0 - 17750 10% 17750 - 100000 20% 25% 100000 - 150000 35% 50% > 150000 75%<br />
CRMG.SI Courage Marine Group Ltd Singapore 0 - 19750 25% 19750 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
CREA.SI Creative Technology Ltd Singapore 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
CSCH.SI CSC Holdings Ltd Singapore 0 - 89750 25% 89750 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75%<br />
CSES.SI CSE Global Singapore 0 - 5750 20% 5750 - 15000 30% 40% 15000 - 20000 50% 60% > 20000 75%<br />
DAIR.SI Dairy Farm International Holdings Singapore 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
DATA.SI Datapulse Technology Lyd Singapore 0 - 37750 25% 37750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
DBSM.SI DBS Group Holdings Ltd Singapore 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 50000 35% 50% > 50000 75%<br />
DELO.SI Delong Holdings Ltd Singapore 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
DESS.SI Design Studio Furniture MFGR Singapore 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
DMXT.SI DMX Technologies Group Ltd Singapore 0 - 72500 25% 72500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75%<br />
ECSH.SI ECS Holdings Ltd Singapore 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
EDMI.SI EDMI Ltd Singapore 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
ELPZ.SI Ellipsiz Ltd Singapore 0 - 128000 25% 128000 - 400000 40% 50% 400000 - 400000 75% 75% > 400000 75%<br />
EHHL.SI Enviro-Hub Singapore 0 - 5500 25% 5500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
EPIL.SI Epure International Ltd Singapore 0 - 29000 20% 29000 - 85000 30% 40% 85000 - 85000 75% 75% > 85000 75%<br />
EQCR.SI Equation Corp Ltd Singapore 0 - 38750 25% 38750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
EYSI.SI Eu Yan Sang International Singapore 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
EUCN.SI Eucon Holding Ltd Singapore 0 - 6000 25% 6000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
EUNG.SI euNetworks Group Singapore 0 - 225500 25% 225500 - 700000 40% 50% 700000 - 700000 75% 75% > 700000 75%<br />
EZHL.SI Ezion Holdings Ltd Singapore 0 - 29250 20% 29250 - 90000 30% 40% 90000 - 90000 75% 75% > 90000 75%<br />
EZRA.SI Ezra Holdings Lt Singapore 0 - 13000 10% 13000 - 40000 20% 25% 40000 - 65000 35% 45% > 65000 75%<br />
FBCH.SI FabChem China Ltd. Singapore 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
FEGL.SI Falcon Energy Group Ltd. Singapore 0 - 26000 25% 26000 - 80000 40% 50% 80000 - 80000 75% 75% > 80000 75%<br />
FEDL.SI Federal International 2000 Ltd Singapore 0 - 67000 25% 67000 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75%<br />
FRLD.SI First Resources Ltd Singapore 0 - 24000 20% 24000 - 70000 30% 40% 70000 - 70000 75% 75% > 70000 75%<br />
FSLT.SI First Ship Lease Trust Singapore 0 - 9750 25% 9750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
FJBN.SI FJ Benjamin Singapore 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
FEMP.SI Food Empire Holdings Ltd Singapore 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
FRNM.SI Fraser and Neave Ltd Singapore 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 15000 35% 50% > 15000 75%<br />
FCRT.SI Frasers Centrepoint Trust Singapore 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
FLEH.SI Freight Links Express Holdings Singapore 0 - 109000 25% 109000 - 350000 40% 50% 350000 - 350000 75% 75% > 350000 75%<br />
CFTS.SI FTSE CIMB ASEAN 40 Singapore 0 - 900 10% 900 - 5500 20% 25% 5500 - 9000 35% 45% > 9000 75%<br />
FULL.SI Full Apex Holdings Ltd Singapore 0 - 4750 25% 4750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
FUNG.SI Fung Choi Singapore 0 - 8500 25% 8500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
GLVT.SI Gallant Venture Ltd Singapore 0 - 17750 25% 17750 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75%<br />
GEMS.SI Gems TV Singapore 0 - 39000 25% 39000 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
GENS.SI Genting Singapore Plc Singapore 0 - 20250 10% 20250 - 100000 20% 25% 100000 - 400000 35% 50% > 400000 75%<br />
GLNV.SI Global Investments Ltd Singapore 0 - 10750 25% 10750 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
GTCL.SI Global Testing Corp. Singapore 0 - 38000 25% 38000 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
GAGR.SI Golden Agri-Resources Ltd Singapore 0 - 48500 10% 48500 - 300000 20% 25% 300000 - 600000 35% 50% > 600000 75%<br />
GPAK.SI Goodpack Ltd Singapore 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
GELA.SI Great Eastern Holdings Ltd Singapore 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
GUOC.SI Guocoland Ltd Singapore 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 4250 60% 75% > 4250 75%<br />
GUCL.SI Guocoleisure Ltd Singapore 0 - 23000 25% 23000 - 70000 40% 50% 70000 - 70000 75% 75% > 70000 75%<br />
GTGS.SI Guthrie GTS Ltd Singapore 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
HPAR.SI Haw Par Corp Ltd Singapore 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
HNGX.SI Hengxin Tech Ltd Singapore 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
HGMM.SI HG Metal Manufacturing Ltd Singapore 0 - 90500 25% 90500 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75%<br />
HSEN.SI Hiap Seng Engineering Ltd Singapore 0 - 20500 25% 20500 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
HIPI.SI HI-P Intl Ltd Singapore 0 - 6000 25% 6000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
HBEE.SI Ho Bee Investments Ltd Singapore 0 - 11500 15% 11500 - 35000 25% 30% 35000 - 35000 75% 75% > 35000 75%<br />
HONG.SI Hong Fok Corp Ltd Singapore 0 - 12250 20% 12250 - 35000 30% 40% 35000 - 35000 75% 75% > 35000 75%<br />
HLAA.SI Hong Leong Asia Singapore 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
HLSF.SI Hong Leong Finance Ltd Singapore 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
HGUO.SI Hongguo Intl Ltd Singapore 0 - 56750 25% 56750 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
HKLD.SI Hongkong Land Holdings Ltd Singapore 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 20000 35% 50% > 20000 75%<br />
HPPS.SI Hotel Properties Singapore 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
HTLH.SI HTL International Holdings Ltd Singapore 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
HUPS.SI Hupsteel Ltd Singapore 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
HYFL.SI Hyflux Ltd Singapore 0 - 3250 20% 3250 - 9750 30% 40% 9750 - 9750 75% 75% > 9750 75%<br />
IFAR.SI Indofood Agri Resources Ltd Singapore 0 - 13000 10% 13000 - 80000 20% 25% 80000 - 100000 35% 45% > 100000 75%<br />
INFN.SI Infinio Group Ltd Singapore 0 - 74500 25% 74500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75%<br />
INNV.SI Innovalues Limited Singapore 0 - 15000 25% 15000 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75%<br />
INTR.SI Interra Resources Ltd. Singapore 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
JADA.SI Jadason Enterprises Ltd Singapore 0 - 12750 25% 12750 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
JADE.SI Jade Technologies Holdings Ltd Singapore 0 - 202000 25% 202000 - 600000 40% 50% 600000 - 600000 75% 75% > 600000 75%<br />
JCYC.SI Jardine Cycle & Carriage Ltd Singapore 0 - 100 10% 100 - 600 20% 25% 600 - 1600 35% 50% > 1600 75%<br />
JARD.SI Jardine Matheson Holdings Ltd Singapore 0 - 30 10% 30 - 200 20% 25% 200 - 1100 35% 50% > 1100 75%<br />
JSH.SI Jardine Strategic Holdings Ltd Singapore 0 - 250 20% 250 - 750 35% 50% 750 - 950 50% 75% > 950 75%<br />
JUTN.SI Jiutian Chemical Singapore 0 - 100250 20% 100250 - 300000 30% 40% 300000 - 300000 75% 75% > 300000 75%<br />
KMAR.SI K1 Ventures Ltd Singapore 0 - 43250 25% 43250 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
KPLM.SI Keppel Corp Ltd Singapore 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 35000 35% 50% > 35000 75%<br />
KLAN.SI Keppel Land Ltd Singapore 0 - 8250 10% 8250 - 50000 20% 25% 50000 - 70000 35% 45% > 70000 75%<br />
KTEL.SI Keppel Telecom & Transport Singapore 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
KEHS.SI Kim Eng Holdings Ltd Singapore 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
KASA.SI K-REIT Asia Singapore 0 - 5250 25% 5250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
KSTL.SI KS Energy Singapore 0 - 6750 20% 6750 - 20000 30% 40% 20000 - 20000 75% 75% > 20000 75%<br />
LHCF.SI Li Heng Chemical Fibre Tech Singapore 0 - 49500 20% 49500 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75%<br />
LIBG.SI Lian Beng Group Ltd Singapore 0 - 71500 25% 71500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75%<br />
LWGL.SI Lizhong Wheel Group Ltd Singapore 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
LMAI.SI LMA Internationa Singapore 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
LOHO.SI Longcheer Holdings Singapore 0 - 14000 25% 14000 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
LVIS.SI Lottvision Ltd Singapore 0 - 43000 25% 43000 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
LKH.SI Low Keng Huat Singapore Ltd Singapore 0 - 12500 25% 12500 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
LUYE.SI Luye Pharma Group Ltd Singapore 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
LUZH.SI Luzhou Bio-Chem Singapore 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
LASI.SI Lyxor ETF China Enterprise HSCEI Singapore 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 10000 35% 45% > 10000 75%<br />
LCRB.SI Lyxor ETF Commodities CRB Singapore 0 - 6750 10% 6750 - 40000 20% 25% 40000 - 70000 35% 45% > 70000 75%<br />
LHSI.SI Lyxor ETF HSI EURO Singapore 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 60000 35% 45% > 60000 75%<br />
LNFU.SI Lyxor ETF India S&P CNX NIFTY Singapore 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75%<br />
LJPN.SI Lyxor ETF Japan Topix Singapore 0 - 8500 10% 8500 - 50000 20% 25% 50000 - 85000 35% 45% > 85000 75%<br />
LKRW.SI Lyxor ETF Korea EURO Singapore 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 45000 35% 45% > 45000 75%<br />
LAEJ.SI Lyxor ETF MSCI AC Asia Pacific Singapore 0 - 4250 10% 4250 - 25000 20% 25% 25000 - 45000 35% 45% > 45000 75%<br />
LTWN.SI Lyxor ETF MSCI Taiwan Singapore 0 - 19500 10% 19500 - 100000 20% 25% 100000 - 200000 35% 45% > 200000 75%<br />
MIIF.SI Macquarie Intl I Singapore 0 - 40750 25% 40750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
MAGN.SI Magnus Energy Group Ltd Singapore 0 - 67500 25% 67500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75%<br />
MOIL.SI Mandarin Oriental International Ltd Singapore 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
MAPL.SI Mapletree Logistics Trust Singapore 0 - 5750 25% 5750 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
MCRS.SI MCL Land Ltd Singapore 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
MRNG.SI Mediaring Ltd Singapore 0 - 86500 25% 86500 - 250000 40% 50% 250000 - 250000 75% 75% > 250000 75%<br />
MEMT.SI Memtech International Ltd Singapore 0 - 9250 25% 9250 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
MTHL.SI Metro Holdings Ltd. Singapore 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
MFSO.SI MFS Technology Singapore 0 - 14000 25% 14000 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
MIDA.SI Midas Holdings Singapore 0 - 28000 15% 28000 - 85000 25% 30% 85000 - 95000 40% 55% > 95000 75%<br />
MIEL.SI Mirach Energy Ltd Singapore 0 - 6250 25% 6250 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
MONE.SI MobileOne Ltd Singapore 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
INDI.SI MSCI India - INDIA Singapore 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 30000 35% 45% > 30000 75%<br />
NEPS.SI Neptune Orient Lines Ltd Singapore 0 - 12250 10% 12250 - 75000 20% 25% 75000 - 100000 35% 50% > 100000 75%<br />
NTYO.SI New Toyo International Holdings Singapore 0 - 1500 25% 1500 - 4500 40% 50% 4500 - 4500 75% 75% > 4500 75%<br />
NOBG.SI Noble Group Ltd Singapore 0 - 9750 10% 9750 - 60000 20% 25% 60000 - 100000 35% 50% > 100000 75%<br />
OCGL.SI Oceanus Group Ltd Singapore 0 - 62000 20% 62000 - 200000 30% 40% 200000 - 200000 75% 75% > 200000 75%<br />
OLAM.SI Olam International Ltd Singapore 0 - 9500 10% 9500 - 30000 20% 25% 30000 - 55000 35% 50% > 55000 75%<br />
ORCH.SI Orchard Parade Holdings Ltd Singapore 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
OSIL.SI OSIM International Ltd Singapore 0 - 21000 25% 21000 - 65000 40% 50% 65000 - 65000 75% 75% > 65000 75%<br />
OUEH.SI Ouhua Energy Holdings Ltd Singapore 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
OCBC.SI Oversea-Chinese Banking Corp Singapore 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 40000 35% 50% > 40000 75%<br />
OVES.SI Overseas Union Enterprise Ltd Singapore 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
PACF.SI Pac Andes Holdings Ltd. Singapore 0 - 85750 20% 85750 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75%<br />
PFST.SI Pacific Shipping Trust Singapore 0 - 15000 25% 15000 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75%<br />
PNHG.SI Pan Hong Property Group Ltd. Singapore 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
PARM.SI Parkway Holdings Ltd Singapore 0 - 5500 15% 5500 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75%<br />
PPFH.SI People’s Food Holdings Ltd Singapore 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 6500 60% 75% > 6500 75%<br />
PEFO.SI Petra Foods Ltd Singapore 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
PINE.SI Pine Agritech Ltd Singapore 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
RLSE.SI Raffles Education Corp Ltd Singapore 0 - 45250 10% 45250 - 150000 20% 25% 150000 - 150000 75% 75% > 150000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
RAFG.SI Raffles Medical Group Ltd Singapore 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
REPL.SI Reyoung Pharm Singapore 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
RIMT.SI Rickmers Maritime Singapore 0 - 17500 25% 17500 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75%<br />
ROTE.SI Rotary Engineering Ltd. Singapore 0 - 18750 20% 18750 - 55000 30% 40% 55000 - 55000 75% 75% > 55000 75%<br />
SAMU.SI Samudera Shipping Line Ltd Singapore 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
SARI.SI Sarin Tech Ltd Singapore 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
SBVV.SI SBS Transit Ltd Singapore 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
SCGO.SI SC Global Developments Ltd Singapore 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
SCIL.SI SembCorp Industries Ltd Singapore 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 25000 35% 50% > 25000 75%<br />
SCMN.SI SembCorp Marine Ltd Singapore 0 - 7500 10% 7500 - 25000 20% 25% 25000 - 45000 35% 50% > 45000 75%<br />
SHNG.SI Shangri-La Asia Ltd Singapore 0 - 100 15% 100 - 300 25% 30% 300 - 300 75% 75% > 300 75%<br />
SIAE.SI SIA Engineering Singapore 0 - 1500 20% 1500 - 4500 35% 50% 4500 - 4500 75% 75% > 4500 75%<br />
SIHP.SI Sihuan Pharmaceutical Hldgs Singapore 0 - 24500 25% 24500 - 75000 40% 50% 75000 - 75000 75% 75% > 75000 75%<br />
SLVX.SI Silverlake Axis Ltd Singapore 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
SGHC.SI Sin Ghee Huat Corp Ltd Singapore 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
SHDS.SI Sing Holdings Ltd Singapore 0 - 33750 25% 33750 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
SINV.SI Sing Investments & Finance Singapore 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
SIAL.SI Singapore Airlines Ltd Singapore 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 10000 75% 75% > 10000 75%<br />
SIAT.SI Singapore Airport Terminal Services Singapore 0 - 10750 20% 10750 - 30000 30% 40% 30000 - 30000 75% 75% > 30000 75%<br />
SGXL.SI Singapore Exchange Ltd Singapore 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 35000 35% 50% > 35000 75%<br />
SLND.SI Singapore Land Ltd Singapore 0 - 350 25% 350 - 1100 40% 50% 1100 - 1300 60% 75% > 1300 75%<br />
SPOS.SI Singapore Post Ltd Singapore 0 - 25250 20% 25250 - 75000 30% 40% 75000 - 75000 75% 75% > 75000 75%<br />
SPRM.SI Singapore Press Holdings Ltd Singapore 0 - 2750 10% 2750 - 15000 20% 25% 15000 - 25000 35% 50% > 25000 75%<br />
STEG.SI Singapore Technologies Engineering Singapore 0 - 4750 10% 4750 - 15000 20% 25% 15000 - 25000 35% 50% > 25000 75%<br />
STEL.SI Singapore Telecommunications Ltd Singapore 0 - 7250 10% 7250 - 45000 20% 25% 45000 - 150000 35% 50% > 150000 75%<br />
SNTH.SI Sino Techfibre Ltd Singapore 0 - 31750 25% 31750 - 95000 40% 50% 95000 - 95000 75% 75% > 95000 75%<br />
SOET.SI Sino-Environment Holdings Ltd Singapore 0 - 59500 25% 59500 - 200000 40% 50% 200000 - 200000 75% 75% > 200000 75%<br />
SINO.SI Sinomem Technolgies Singapore 0 - 37500 20% 37500 - 100000 30% 40% 100000 - 100000 75% 75% > 100000 75%<br />
SNSR.SI Sinostar PEC Holdings Ltd Singapore 0 - 6500 25% 6500 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
SINW.SI Sinwa Ltd Singapore 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
SCPS.SI Sky China Petrol Singapore 0 - 17750 25% 17750 - 55000 40% 50% 55000 - 55000 75% 75% > 55000 75%<br />
SMBU.SI SMB United Ltd Singapore 0 - 11000 25% 11000 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
SMRT.SI Smrt Corp Ltd Singapore 0 - 14000 20% 14000 - 40000 35% 50% 40000 - 40000 75% 75% > 40000 75%<br />
SPAU.SI SP Ausnet Singapore 0 - 2750 25% 2750 - 8250 40% 50% 8250 - 8250 75% 75% > 8250 75%<br />
SGLD.SI SPDR Gold Trust Singapore 0 - 70 10% 70 - 400 20% 25% 400 - 700 35% 45% > 700 75%<br />
SSHL.SI SSH Corp Ltd Singapore 0 - 26500 25% 26500 - 80000 40% 50% 80000 - 80000 75% 75% > 80000 75%<br />
SFLD.SI Stamford Land Corp Ltd Singapore 0 - 7500 25% 7500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
STAS.SI Stamford Tyres Corp Ltd Singapore 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
SARC.SI Star Cruises Ltd Singapore 0 - 48000 20% 48000 - 150000 30% 40% 150000 - 150000 75% 75% > 150000 75%<br />
STHL.SI Starhill Global REIT Singapore 0 - 33500 25% 33500 - 100000 40% 50% 100000 - 100000 75% 75% > 100000 75%<br />
STAR.SI Starhub Ltd Singapore 0 - 11000 10% 11000 - 35000 20% 25% 35000 - 35000 75% 75% > 35000 75%<br />
STTS.SI STATS ChipPAC Ltd Singapore 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 4500 60% 75% > 4500 75%<br />
STRL.SI Straits Asia Resources Ltd Singapore 0 - 10750 10% 10750 - 65000 20% 25% 65000 - 100000 35% 45% > 100000 75%<br />
STCM.SI Straits Trading Co Ltd Singapore 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
STTF.SI streetTRACKS STIFund Singapore 0 - 8750 10% 8750 - 55000 20% 25% 55000 - 90000 35% 50% > 90000 75%<br />
STXPx.SI STX Pan Ocean Co Singapore 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
SETG.SI Sun East Group Ltd Singapore 0 - 14750 25% 14750 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75%<br />
SUND.SI Sunningdale Tech Ltd Singapore 0 - 56500 25% 56500 - 150000 40% 50% 150000 - 150000 75% 75% > 150000 75%<br />
SUNP.SI Sunpower Group Ltd Singapore 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
SRAY.SI Sunray Holdings Ltd Singapore 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
SUNT.SI Suntec Real Estate Investment Trust Singapore 0 - 22500 15% 22500 - 70000 25% 30% 70000 - 70000 75% 75% > 70000 75%<br />
SVCH.SI Sunvic Chemical Holdings Singapore 0 - 20250 25% 20250 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
SCOF.SI Super Coffeemix MFG Ltd Singapore 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
SWBR.SI Swiber Holdings Ltd Singapore 0 - 24750 20% 24750 - 75000 30% 40% 75000 - 75000 75% 75% > 75000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
SWIS.SI Swissco International Ltd Singapore 0 - 8500 25% 8500 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
SYFH.SI Synear Food Holdings Ltd Singapore 0 - 68750 20% 68750 - 200000 30% 40% 200000 - 200000 75% 75% > 200000 75%<br />
TAIS.SI Tai Sin Electric Cables Singapore 0 - 2000 25% 2000 - 6000 40% 50% 6000 - 6000 75% 75% > 6000 75%<br />
TCIL.SI Tan Chong International Ltd Singapore 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
TAT.SI Tat Hong Holdings Ltd. Singapore 0 - 15250 25% 15250 - 45000 40% 50% 45000 - 45000 75% 75% > 45000 75%<br />
TBEV.SI Thai Beverage PCL Singapore 0 - 96250 25% 96250 - 300000 40% 50% 300000 - 300000 75% 75% > 300000 75%<br />
THOM.SI Thomson Medical Centre Ltd. Singapore 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
TION.SI Tiong Woon Corp Singapore 0 - 25250 20% 25250 - 75000 30% 40% 75000 - 75000 75% 75% > 75000 75%<br />
TPVH.SI TPV Technology Ltd Singapore 0 - 1400 25% 1400 - 4250 40% 50% 4250 - 4250 75% 75% > 4250 75%<br />
TSHS.SI Tuan Sing Holdings Ltd Singapore 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
UMSH.SI UMS Holdings Ltd Singapore 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
UAFC.SI Uni Asia Financial Singapore 0 - 14000 25% 14000 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
UTES.SI United Engineers Ltd Singapore 0 - 3250 25% 3250 - 9750 40% 50% 9750 - 9750 75% 75% > 9750 75%<br />
UFSL.SI United Fiber System Ltd Singapore 0 - 362750 25% 362750 - 1000000 40% 50% 1000000 - 1000000 75% 75% > 1000000 75%<br />
UICS.SI United Industrial Corp Ltd Singapore 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
UOBH.SI United Overseas Bank Ltd Singapore 0 - 900 10% 900 - 5500 20% 25% 5500 - 25000 35% 50% > 25000 75%<br />
UTOS.SI United Overseas Land Ltd Singapore 0 - 600 20% 600 - 3500 30% 40% 3500 - 7500 50% 60% > 7500 75%<br />
UOKH.SI UOB-Kay Hian Holdings Ltd Singapore 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
VENM.SI Venture Corp Ltd Singapore 0 - 300 15% 300 - 1800 25% 30% 1800 - 5250 40% 55% > 5250 75%<br />
WEAS.SI WBL Corp Ltd Singapore 0 - 150 25% 150 - 450 40% 50% 450 - 900 60% 75% > 900 75%<br />
WPSL.SI Wheelock Properties S Ltd Singapore 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 9000 75% 75% > 9000 75%<br />
WLIL.SI Wilmar Singapore 0 - 2500 10% 2500 - 15000 20% 25% 15000 - 55000 35% 50% > 55000 75%<br />
WTHS.SI Wing Tai Holdings Ltd Singapore 0 - 5500 20% 5500 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75%<br />
YAZG.SI Yangzijiang Shipbuilding Holdings Singapore 0 - 22000 10% 22000 - 65000 20% 25% 65000 - 100000 35% 45% > 100000 75%<br />
YNLG.SI Yanlord Land Group Ltd Singapore 0 - 9250 10% 9250 - 55000 20% 25% 55000 - 70000 35% 45% > 70000 75%<br />
YNAM.SI Yongnam Holdings Ltd Singapore 0 - 78500 20% 78500 - 250000 30% 40% 250000 - 250000 75% 75% > 250000 75%<br />
ASAJ.J ABSA Group Ltd South Africa 0 - 600 10% 600 - 3500 20% 25% 3500 - 10000 35% 45% > 10000 75%<br />
ACPJ.J Acucap Properties Ltd South Africa 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
AIPJ.J Adcock Ingram Holdings Ltd South Africa 0 - 500 20% 500 - 1500 30% 40% 1500 - 2200 50% 60% > 2200 75%<br />
ADRJ.J Adcorp Holdings Ltd South Africa 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
AFEJ.J Aeci Ltd South Africa 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
AFRJ.J Afgri Ltd South Africa 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
ABLJ.J African Bank Investments Ltd South Africa 0 - 700 10% 700 - 4250 20% 25% 4250 - 20000 35% 50% > 20000 75%<br />
AFXJ.J African Oxygen Ltd South Africa 0 - 450 25% 450 - 1400 40% 50% 1400 - 1800 60% 75% > 1800 75%<br />
ARIJ.J African Rainbow Minerals Ltd South Africa 0 - 350 10% 350 - 2100 20% 25% 2100 - 2300 35% 50% > 2300 75%<br />
ATNJ.J Allied Electronics Corp Ltd South Africa 0 - 200 25% 200 - 600 40% 50% 600 - 650 60% 75% > 650 75%<br />
ATNPp.J Allied Electronics Corp Ltd - Pref South Africa 0 - 400 25% 400 - 1200 40% 50% 1200 - 1300 60% 75% > 1300 75%<br />
ALTJ.J Allied Technologies Ltd South Africa 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
AGLJ.J Anglo American PLC (SA) South Africa 0 - 500 5% 500 - 3000 10% 20% 3000 - 20000 25% 40% > 20000 75%<br />
AMSJ.J Anglo Platinum Ltd South Africa 0 - 60 5% 60 - 350 10% 20% 350 - 2300 25% 40% > 2300 75%<br />
ANGJ.J AngloGold Ashanti Ltd South Africa 0 - 250 5% 250 - 1500 10% 20% 1500 - 8250 25% 40% > 8250 75%<br />
ARTJ.J Argent Industrial Limited South Africa 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
APNJ.J Aspen Pharmacare Holdings Ltd South Africa 0 - 700 10% 700 - 4250 20% 25% 4250 - 8500 35% 50% > 8500 75%<br />
ARLJ.J Astral Foods Ltd South Africa 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
APKJ.J Astrapak Ltd South Africa 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
AEGJ.J Aveng Ltd South Africa 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 15000 35% 45% > 15000 75%<br />
AVIJ.J AVI Ltd South Africa 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 4750 50% 60% > 4750 75%<br />
BAWJ.J Barloworld Ltd South Africa 0 - 500 10% 500 - 3000 20% 25% 3000 - 8250 35% 45% > 8250 75%<br />
BSRJ.J Basil Read Holdings Ltd South Africa 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
BELJ.J Bell Equipment Ltd South Africa 0 - 20 25% 20 - 120 40% 50% 120 - 500 60% 75% > 500 75%<br />
BILJ.J BHP Billiton PLC (SA) South Africa 0 - 600 10% 600 - 3500 20% 25% 3500 - 20000 35% 45% > 20000 75%<br />
BVTJ.J Bidvest Group Ltd South Africa 0 - 1100 10% 1100 - 3250 20% 25% 3250 - 5500 35% 45% > 5500 75%<br />
BATJ.J Brait SA South Africa 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
BTIJ.J British American Tobacco PLC South Africa 0 - 500 10% 500 - 3000 20% 25% 3000 - 4000 35% 45% > 4000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BCXJ.J Business Connexion Group Ltd South Africa 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
CPLJ.J Capital Property Fund South Africa 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
CPIJ.J Capitec Bank Holdings Ltd South Africa 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
CATJ.J Caxton & CTP Publishers & Printers South Africa 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
CLHJ.J City Lodge Hotels Ltd South Africa 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CLSJ.J Clicks Group Ltd South Africa 0 - 500 20% 500 - 3000 30% 40% 3000 - 4250 50% 60% > 4250 75%<br />
CFRJ.J Compagnie Financiere Richemont AG South Africa 0 - 6000 10% 6000 - 35000 20% 25% 35000 - 60000 35% 45% > 60000 75%<br />
CMLJ.J Coronation Fund Managers Ltd South Africa 0 - 600 25% 600 - 1800 40% 50% 1800 - 2500 60% 75% > 2500 75%<br />
DTCJ.J DataTec Ltd South Africa 0 - 300 20% 300 - 1800 30% 40% 1800 - 2750 50% 60% > 2750 75%<br />
DDTJ.J Dimension Data Holdings Plc - (SA) South Africa 0 - 4750 20% 4750 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75%<br />
DSYJ.J Discovery Holdings Ltd South Africa 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 7000 40% 55% > 7000 75%<br />
DRDJ.J DRDGOLD Ltd - (SA) South Africa 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
EMIJ.J Emira Property Fund South Africa 0 - 4000 25% 4000 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
EQSJ.J Eqstra Holdings Ltd South Africa 0 - 4500 25% 4500 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
EXXJ.J Exxaro Resources Ltd South Africa 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75%<br />
FSRJ.J FirstRand Ltd South Africa 0 - 1600 10% 1600 - 9500 20% 25% 9500 - 85000 35% 45% > 85000 75%<br />
FOSJ.J Foschini Ltd South Africa 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 6750 35% 45% > 6750 75%<br />
FWDJ.J Freeworld Coatings Ltd South Africa 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
GIJJ.J Gijima Ast Group Ltd South Africa 0 - 11250 25% 11250 - 35000 40% 50% 35000 - 35000 75% 75% > 35000 75%<br />
GFIJ.J Gold Fields Ltd South Africa 0 - 600 10% 600 - 3500 20% 25% 3500 - 15000 35% 45% > 15000 75%<br />
GDFJ.J Gold Reef Resorts Ltd South Africa 0 - 700 25% 700 - 2100 40% 50% 2100 - 3250 60% 75% > 3250 75%<br />
GNDJ.J Grindrod Ltd South Africa 0 - 1400 20% 1400 - 4250 30% 40% 4250 - 7250 50% 60% > 7250 75%<br />
GRFJ.J Group Five Ltd - (SA) South Africa 0 - 450 20% 450 - 1400 30% 40% 1400 - 1600 50% 60% > 1600 75%<br />
GRTJ.J Growthpoint Properties Ltd South Africa 0 - 2500 15% 2500 - 15000 25% 30% 15000 - 15000 75% 75% > 15000 75%<br />
HARJ.J Harmony Gold Mining Co Ltd South Africa 0 - 400 10% 400 - 2400 20% 25% 2400 - 10000 35% 45% > 10000 75%<br />
HVLJ.J Highveld Steel and Vanadium Corp South Africa 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
HPAJ.J Hospitality Property Fund Ltd South Africa 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
HDCJ.J Hudaco Industries Ltd South Africa 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
HLMJ.J Hulamin Ltd South Africa 0 - 400 20% 400 - 2400 30% 40% 2400 - 4750 50% 60% > 4750 75%<br />
HYPJ.J Hyprop Investments Ltd South Africa 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
ILAJ.J Iliad Africa Ltd South Africa 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
ILVJ.J Illovo Sugar Ltd South Africa 0 - 500 20% 500 - 1500 30% 40% 1500 - 2200 50% 60% > 2200 75%<br />
IMPJ.J Impala Platinum Holdings Ltd South Africa 0 - 600 10% 600 - 3500 20% 25% 3500 - 15000 35% 45% > 15000 75%<br />
IPLJ.J Imperial Holdings Ltd South Africa 0 - 800 10% 800 - 4750 20% 25% 4750 - 6000 35% 45% > 6000 75%<br />
INLJ.J Investec Ltd South Africa 0 - 600 10% 600 - 3500 20% 25% 3500 - 7250 35% 45% > 7250 75%<br />
INPJ.J Investec Plc South Africa 0 - 800 10% 800 - 4750 20% 25% 4750 - 9750 35% 45% > 9750 75%<br />
JDGJ.J JD Group Ltd South Africa 0 - 1000 15% 1000 - 3000 25% 30% 3000 - 5500 40% 55% > 5500 75%<br />
KAPJ.J Kap International Holdings Ltd South Africa 0 - 1700 25% 1700 - 5000 40% 50% 5000 - 5000 75% 75% > 5000 75%<br />
KEHJ.J Keaton Energy Holdings Ltd South Africa 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
KIOJ.J Kumba Iron Ore Limited South Africa 0 - 300 10% 300 - 1800 20% 25% 1800 - 2400 35% 45% > 2400 75%<br />
LEWJ.J Lewis Group Ltd South Africa 0 - 400 20% 400 - 1200 30% 40% 1200 - 2200 50% 60% > 2200 75%<br />
LBHJ.J Liberty Holdings South Africa 0 - 200 20% 200 - 1200 30% 40% 1200 - 2200 50% 60% > 2200 75%<br />
LBTJ.J Liberty International PLC South Africa 0 - 300 10% 300 - 1800 20% 25% 1800 - 8000 35% 45% > 8000 75%<br />
LONJ.J Lonmin Plc (SA) South Africa 0 - 300 15% 300 - 900 25% 30% 900 - 1200 40% 55% > 1200 75%<br />
MKLJ.J Makalani Holdings Ltd South Africa 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
MSMJ.J Massmart Holdings Ltd South Africa 0 - 700 10% 700 - 4250 20% 25% 4250 - 5500 35% 45% > 5500 75%<br />
MDCJ.J Medi-Clinic Corp Ltd South Africa 0 - 400 20% 400 - 2400 30% 40% 2400 - 2750 50% 60% > 2750 75%<br />
MRFJ.J Merafe Resources Ltd South Africa 0 - 30500 25% 30500 - 90000 40% 50% 90000 - 90000 75% 75% > 90000 75%<br />
MTXJ.J Metorex Ltd South Africa 0 - 4250 25% 4250 - 15000 40% 50% 15000 - 15000 75% 75% > 15000 75%<br />
METJ.J Metropolitan Holdings Ltd South Africa 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 8000 50% 60% > 8000 75%<br />
ACLJ.J Mittal Steel South Africa Ltd South Africa 0 - 500 10% 500 - 3000 20% 25% 3000 - 5750 35% 50% > 5750 75%<br />
MNDJ.J Mondi (SA) Plc South Africa 0 - 300 15% 300 - 1800 25% 30% 1800 - 4250 40% 55% > 4250 75%<br />
MNPJ.J Mondi (UK) Plc South Africa 0 - 500 15% 500 - 3000 25% 30% 3000 - 4250 40% 55% > 4250 75%<br />
MPCJ.J Mr Price Group Ltd South Africa 0 - 1000 20% 1000 - 3000 30% 40% 3000 - 3750 50% 60% > 3750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
MTNJ.J MTN Group Ltd South Africa 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 35000 35% 45% > 35000 75%<br />
MURJ.J Murray & Roberts Holdings Ltd South Africa 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 9750 35% 45% > 9750 75%<br />
MSTJ.J Mustek Ltd South Africa 0 - 2300 25% 2300 - 7000 40% 50% 7000 - 7000 75% 75% > 7000 75%<br />
MVGJ.J Mvelaphanda Group Ltd South Africa 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
MVLJ.J Mvelaphanda Resources Ltd South Africa 0 - 600 25% 600 - 3500 40% 50% 3500 - 3750 60% 75% > 3750 75%<br />
NPKJ.J Nampak Ltd South Africa 0 - 3250 20% 3250 - 9750 30% 40% 9750 - 9750 75% 75% > 9750 75%<br />
NPNJn.J Naspers Ltd South Africa 0 - 500 10% 500 - 3000 20% 25% 3000 - 9750 35% 45% > 9750 75%<br />
NEDJ.J Nedbank Group Ltd South Africa 0 - 400 10% 400 - 2400 20% 25% 2400 - 6000 35% 45% > 6000 75%<br />
NTCJ.J Network Healthcare Holdings Ltd South Africa 0 - 2750 15% 2750 - 15000 25% 30% 15000 - 20000 40% 55% > 20000 75%<br />
GLDJ.J NewGold Issuer Ltd South Africa 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 15000 35% 45% > 15000 75%<br />
NHMJ.J Northam Platinum Ltd South Africa 0 - 700 20% 700 - 2100 30% 40% 2100 - 3250 50% 60% > 3250 75%<br />
OCEJ.J Oceana Group Ltd South Africa 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
OMLJ.J Old Mutual PLC South Africa 0 - 3500 10% 3500 - 20000 20% 25% 20000 - 150000 35% 45% > 150000 75%<br />
OMNJ.J Omnia Holdings Ltd South Africa 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PAMJ.J Palabora Mining Co Ltd South Africa 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PAPJ.J Pangbourne Properties Ltd South Africa 0 - 4500 20% 4500 - 15000 30% 40% 15000 - 15000 75% 75% > 15000 75%<br />
PHMJ.J Phumelela Gaming & Leisure South Africa 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
PWKJ.J Pick’n Pay Holdings Ltd South Africa 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
PIKJ.J Pick’n Pay Stores Ltd South Africa 0 - 500 15% 500 - 3000 25% 30% 3000 - 4750 40% 55% > 4750 75%<br />
PPCJ.J Pretoria Portland Cement Co Ltd South Africa 0 - 800 10% 800 - 4750 20% 25% 4750 - 10000 35% 45% > 10000 75%<br />
PSGJ.J PSG Group Ltd South Africa 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
RBWJ.J Rainbow Chicken Ltd South Africa 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
RBXJ.J Raubex Group Ltd South Africa 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
RAHJ.J Real Africa Holdings Ltd South Africa 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
RDFJ.J Redefine Income Fund Ltd South Africa 0 - 17250 20% 17250 - 50000 30% 40% 50000 - 50000 75% 75% > 50000 75%<br />
REIJ.J Reinet Investments SCA South Africa 0 - 5000 10% 5000 - 30000 20% 25% 30000 - 30000 75% 75% > 30000 75%<br />
REMJ.J Remgro Ltd South Africa 0 - 600 10% 600 - 3500 20% 25% 3500 - 6750 35% 45% > 6750 75%<br />
RESJ.J Resilient Property Income Fund Ltd South Africa 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
RLOJ.J Reunert Ltd South Africa 0 - 350 20% 350 - 2100 30% 40% 2100 - 2200 50% 60% > 2200 75%<br />
RMHJ.J RMB Holdings Ltd South Africa 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 10000 40% 55% > 10000 75%<br />
SABJ.J SABMiller PLC (SA) South Africa 0 - 700 10% 700 - 4250 20% 25% 4250 - 9750 35% 45% > 9750 75%<br />
SLMJ.J Sanlam Ltd South Africa 0 - 4000 10% 4000 - 25000 20% 25% 25000 - 30000 35% 45% > 30000 75%<br />
SNTJ.J Santam Ltd South Africa 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
SAPJ.J Sappi Ltd South Africa 0 - 1000 15% 1000 - 6000 25% 30% 6000 - 8250 40% 55% > 8250 75%<br />
SOLJ.J Sasol Ltd South Africa 0 - 400 10% 400 - 2400 20% 25% 2400 - 10000 35% 45% > 10000 75%<br />
STX40J.J Satrix 40 South Africa 0 - 1400 5% 1400 - 8500 10% 20% 8500 - 15000 25% 40% > 15000 75%<br />
STXFINJ.J Satrix FINI South Africa 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75%<br />
STXINDJ.J Satrix INDI South Africa 0 - 1800 10% 1800 - 10000 20% 25% 10000 - 20000 35% 45% > 20000 75%<br />
STXRESJ.J Satrix Resi South Africa 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75%<br />
SHPJ.J Shoprite Holdings Ltd South Africa 0 - 500 10% 500 - 3000 20% 25% 3000 - 10000 35% 45% > 10000 75%<br />
SIMJ.J Simmer & Jack Mines Ltd South Africa 0 - 10500 25% 10500 - 30000 40% 50% 30000 - 30000 75% 75% > 30000 75%<br />
SPPJ.J Spar Group Ltd South Africa 0 - 2000 20% 2000 - 6000 30% 40% 6000 - 6000 75% 75% > 6000 75%<br />
SBKJ.J Standard Bank Group Ltd South Africa 0 - 600 10% 600 - 3500 20% 25% 3500 - 30000 35% 45% > 30000 75%<br />
SSKJ.J Stefanutti & Bressan Ltd South Africa 0 - 700 25% 700 - 2100 40% 50% 2100 - 2100 75% 75% > 2100 75%<br />
SHFJ.J Steinhoff International Holdings South Africa 0 - 3000 10% 3000 - 20000 20% 25% 20000 - 25000 35% 45% > 25000 75%<br />
SUIJ.J Sun International Ltd South Africa 0 - 450 20% 450 - 1400 30% 40% 1400 - 1400 75% 75% > 1400 75%<br />
SPGJ.J Super Group Ltd South Africa 0 - 3750 25% 3750 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
UUUJ.J SXR Uranium One Inc South Africa 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
SYCJ.J Sycom Property Fund South Africa 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
TKGJ.J Telkom SA Ltd South Africa 0 - 800 20% 800 - 4750 30% 40% 4750 - 15000 50% 60% > 15000 75%<br />
TBSJ.J Tiger Brands Ltd South Africa 0 - 250 10% 250 - 1500 20% 25% 1500 - 4500 35% 45% > 4500 75%<br />
TONJ.J Tongaat-Hulett Group Ltd South Africa 0 - 900 15% 900 - 2750 25% 30% 2750 - 3500 40% 55% > 3500 75%<br />
TSXJ.J Trans Hex Group Ltd South Africa 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
TREJ.J Trencor Ltd South Africa 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TRUJ.J Truworths International Ltd South Africa 0 - 600 10% 600 - 3500 20% 25% 3500 - 15000 35% 45% > 15000 75%<br />
VODJ.J Vodacom Group (Pty) Ltd South Africa 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 10000 35% 45% > 10000 75%<br />
VOXJ.J Vox Telecom Ltd South Africa 0 - 2400 25% 2400 - 7250 40% 50% 7250 - 7250 75% 75% > 7250 75%<br />
WBOJ.J Wilson Bayly Holmes-Ovcon Ltd South Africa 0 - 350 20% 350 - 1100 30% 40% 1100 - 1100 75% 75% > 1100 75%<br />
WHLJ.J Woolworths Holdings Ltd South Africa 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 20000 35% 45% > 20000 75%<br />
ABG.MC Abengoa SA Spain 0 - 500 10% 500 - 1500 20% 25% 1500 - 1800 35% 50% > 1800 75%<br />
ABE.MC Abertis Infraestructuras SA Spain 0 - 450 5% 450 - 2750 10% 20% 2750 - 8750 25% 40% > 8750 75%<br />
ANA.MC Acciona SA Spain 0 - 100 5% 100 - 600 10% 20% 600 - 1300 25% 40% > 1300 75%<br />
ACX.MC Acerinox SA Spain 0 - 700 10% 700 - 4250 20% 25% 4250 - 5250 35% 50% > 5250 75%<br />
ACS.MC ACS Actividades Cons y Serv Spain 0 - 300 5% 300 - 1800 10% 20% 1800 - 4750 25% 40% > 4750 75%<br />
AISA.MC Actuaciones Act. e Inver. Inmobil. Spain 0 - 5 25% 5 - 30 40% 50% 30 - 1000 60% 75% > 1000 75%<br />
ADZ.MC Adolfo Dominguez Spain 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
AFRA.MC Afirma Grupo Immobiliario Sa Spain 0 - 7750 25% 7750 - 25000 40% 50% 25000 - 25000 75% 75% > 25000 75%<br />
AGS.MC Aguas de Barcelona Spain 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
APE.MC Amper SA Spain 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
A3TV.MC Antena 3 de Television SA Spain 0 - 450 15% 450 - 2750 25% 30% 2750 - 2750 75% 75% > 2750 75%<br />
MTS.MC Arcelor Mittal (Sp) Spain 0 - 450 10% 450 - 2750 20% 25% 2750 - 60000 35% 50% > 60000 75%<br />
AVZ.MC Avanzit S.A. Spain 0 - 7000 20% 7000 - 20000 30% 40% 20000 - 20000 75% 75% > 20000 75%<br />
AZK.MC Azkoyen SA Spain 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
BBVA.MC Banco Bilbao Vizcaya Argentaria SA Spain 0 - 900 5% 900 - 5500 10% 20% 5500 - 250000 25% 40% > 250000 75%<br />
BVA.MC Banco de Valencia SA Spain 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 3250 75% 75% > 3250 75%<br />
BTO.MC Banco Espanol de Credito SA Spain 0 - 400 10% 400 - 2400 20% 25% 2400 - 2500 35% 50% > 2500 75%<br />
GUI.MC Banco Guipuzcoano SA Spain 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
PAS.MC Banco Pastor SA Spain 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
POP.MC Banco Popular Espanol (Sp) Spain 0 - 1500 5% 1500 - 9000 10% 20% 9000 - 55000 25% 40% > 55000 75%<br />
SABE.MC Banco Sabadell SA Spain 0 - 2100 10% 2100 - 6250 20% 25% 6250 - 10000 35% 50% > 10000 75%<br />
SAN.MC Banco Santander Central Hisp (Sp) Spain 0 - 1100 5% 1100 - 15000 10% 20% 15000 - 650000 25% 40% > 650000 75%<br />
BKT.MC Bankinter SA Spain 0 - 1100 10% 1100 - 3250 20% 25% 3250 - 6500 35% 50% > 6500 75%<br />
BDL.MC Baron de Ley Spain 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
BMA.MC Befesa Medio Ambiente SA Spain 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
BME.MC Bolsas y Mercados Espanoles Spain 0 - 350 10% 350 - 2100 20% 25% 2100 - 3000 35% 50% > 3000 75%<br />
CAHM.MC Caja de Ahorros del Mediterraneo Spain 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
CPF.MC Campofrio Alimentacion SA Spain 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
CPLN.MC Cementos Portland Valderrivas SA Spain 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
CEP.MC Cia Espanola de Petroleos Spain 0 - 40 10% 40 - 250 20% 25% 250 - 4000 35% 45% > 4000 75%<br />
CIEA.MC Cie Automotive SA Spain 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
CCIT.MC Cintra Concesiones de Inf de Trans Spain 0 - 600 10% 600 - 3500 20% 25% 3500 - 15000 35% 50% > 15000 75%<br />
CLEO.MC Cleop-Cia Levantina EDF OP Spain 0 - 50 25% 50 - 150 40% 50% 150 - 150 75% 75% > 150 75%<br />
CBAV.MC Clinica Baviera Spain 0 - 40 25% 40 - 100 40% 50% 100 - 100 75% 75% > 100 75%<br />
CDRE.MC Codere SA Spain 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
CAF.MC Construcciones y Auxiliar de Ferro Spain 0 - 30 20% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
DERM.MC Corp Dermoestetica Spain 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
ALB.MC Corp Financiera Alba Spain 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
MAP.MC Corp Mapfre SA Spain 0 - 1700 5% 1700 - 10000 10% 20% 10000 - 35000 25% 40% > 35000 75%<br />
CRIT.MC Criteria Caixacorp SA Spain 0 - 2500 10% 2500 - 7500 20% 25% 7500 - 10000 35% 50% > 10000 75%<br />
DIN.MC Dinamia Spain 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
MDF.MC Duro Felguera SA Spain 0 - 800 25% 800 - 2400 40% 50% 2400 - 2400 75% 75% > 2400 75%<br />
EVA.MC Ebro Puleva SA Spain 0 - 300 15% 300 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75%<br />
ENOR.MC Electrificaciones del Norte Spain 0 - 60 25% 60 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
ENAG.MC Enagas Spain 0 - 450 5% 450 - 2750 10% 20% 2750 - 8750 25% 40% > 8750 75%<br />
ELE.MC Endesa SA Spain 0 - 500 5% 500 - 3000 10% 20% 3000 - 4250 25% 40% > 4250 75%<br />
ECR.MC Ercros SA Spain 0 - 350 25% 350 - 2100 40% 50% 2100 - 2500 75% 75% > 2500 75%<br />
EAD.MC European Aero Defence & Space (Sp) Spain 0 - 800 5% 800 - 2400 10% 20% 2400 - 2400 75% 75% > 2400 75%<br />
FAE.MC FAES FARMA SA Spain 0 - 1200 25% 1200 - 3500 40% 50% 3500 - 3500 75% 75% > 3500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
FRS.MC Fersa Energias Renovables Spain 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
FLUI.MC Fluidra SA Spain 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
FCC.MC Fomento de Construcciones Spain 0 - 300 10% 300 - 900 20% 25% 900 - 1800 35% 50% > 1800 75%<br />
FUNE.MC Funespana SA Spain 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
GAM.MC Gamesa Corp Tecnologica SA Spain 0 - 350 5% 350 - 2100 10% 20% 2100 - 15000 25% 40% > 15000 75%<br />
GAS.MC Gas Natural SDG SA Spain 0 - 600 5% 600 - 3500 10% 20% 3500 - 15000 25% 40% > 15000 75%<br />
GALQ.MC General de Alquiler de Maquinaria Spain 0 - 80 25% 80 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
TL5.MC Gestevision Telecinco SA Spain 0 - 600 10% 600 - 3500 20% 25% 3500 - 7250 35% 50% > 7250 75%<br />
GRLS.MC Grifols SA Spain 0 - 900 5% 900 - 5500 10% 20% 5500 - 9750 25% 40% > 9750 75%<br />
GCO.MC Grupo Catalana Occidente Spain 0 - 150 20% 150 - 450 30% 40% 450 - 900 50% 60% > 900 75%<br />
ENC.MC Grupo Empresarial Ence SA Spain 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
FER.MC Grupo Ferrovial SA Spain 0 - 250 5% 250 - 1500 10% 20% 1500 - 4000 25% 40% > 4000 75%<br />
IBR.MC Iberdrola Renovables Spain 0 - 3000 5% 3000 - 20000 10% 20% 20000 - 50000 25% 40% > 50000 75%<br />
IBE.MC Iberdrola SA Spain 0 - 1800 5% 1800 - 10000 10% 20% 10000 - 200000 25% 40% > 200000 75%<br />
IBLA.MC Iberia Lineas Aereas de Espana Spain 0 - 4750 10% 4750 - 30000 20% 25% 30000 - 35000 35% 50% > 35000 75%<br />
IBG.MC Iberpapel Gestion SA Spain 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
IBES.MC Inbesos SA Spain 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
ITX.MC Inditex SA Spain 0 - 300 5% 300 - 1800 10% 20% 1800 - 9250 25% 40% > 9250 75%<br />
IDO.MC Indo Internacional SA Spain 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
IDR.MC Indra Sistemas SA Spain 0 - 350 5% 350 - 2100 10% 20% 2100 - 5750 25% 40% > 5750 75%<br />
INY.MC Informes y Proyectos SA Spain 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
COL.MC Inmobiliaria Colonial Spain 0 - 58750 20% 58750 - 200000 30% 40% 200000 - 200000 75% 75% > 200000 75%<br />
JAZ.MC Jazztel Plc Spain 0 - 46500 15% 46500 - 150000 25% 30% 150000 - 150000 75% 75% > 150000 75%<br />
ALM.MC Laboratorios Almirall SA Spain 0 - 400 15% 400 - 1200 25% 30% 1200 - 2000 40% 55% > 2000 75%<br />
LGT.MC Lingotes Especiales SA Spain 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
MLX.MC Mecalux SA Spain 0 - 70 25% 70 - 200 40% 50% 200 - 200 75% 75% > 200 75%<br />
MVC.MC Metrovacesa SA Spain 0 - 20 25% 20 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
MCM.MC Miquel y Costas Spain 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
MTBA.MC Montebalito SA Spain 0 - 90 25% 90 - 250 40% 50% 250 - 250 75% 75% > 250 75%<br />
NATR.MC Natra SA Spain 0 - 2500 25% 2500 - 7500 40% 50% 7500 - 7500 75% 75% > 7500 75%<br />
NATE.MC Natraceutical SA Spain 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
NHH.MC NH Hoteles SA Spain 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 5250 40% 55% > 5250 75%<br />
NEA.MC Nicolas Correa SA Spain 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
OHL.MC Obrascon Huarte Lain SA Spain 0 - 450 10% 450 - 2750 20% 25% 2750 - 3750 35% 50% > 3750 75%<br />
PYCE.MC Papeles y Cartones de Europa (Sp) Spain 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
PVA.MC Pescanova SA Spain 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
PRIM.MC Prim SA Spain 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
PRS.MC Promotora de Informaciones SA Spain 0 - 1500 15% 1500 - 4500 25% 30% 4500 - 7250 40% 55% > 7250 75%<br />
PSG.MC Prosegur Cia de Seguridad SA Spain 0 - 80 15% 80 - 500 25% 30% 500 - 750 40% 55% > 750 75%<br />
PUL.MC Puleva Biotech SA Spain 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
RLIA.MC Realia Business SA Spain 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
REE.MC Red Electrica de Espana Spain 0 - 300 5% 300 - 1800 10% 20% 1800 - 4000 25% 40% > 4000 75%<br />
RDM.MC Reno de Medici (Sp) Spain 0 - 1900 25% 1900 - 5750 40% 50% 5750 - 5750 75% 75% > 5750 75%<br />
REN.MC Renta Corp Real Estate SA Spain 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
REP.MC Repsol YPF SA Spain 0 - 600 5% 600 - 3500 10% 20% 3500 - 55000 25% 40% > 55000 75%<br />
REYU.MC Reyal Urbis SA Spain 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
SVO.MC Sacyr Vallehermoso SA Spain 0 - 500 10% 500 - 1500 20% 25% 1500 - 3000 35% 50% > 3000 75%<br />
SPSL.MC Service Point Solutions SA Spain 0 - 1600 25% 1600 - 4750 40% 50% 4750 - 4750 75% 75% > 4750 75%<br />
SNCE.MC SNIACE Spain 0 - 1100 25% 1100 - 3250 40% 50% 3250 - 3250 75% 75% > 3250 75%<br />
SOL.MC Sol Melia SA Spain 0 - 500 20% 500 - 1500 30% 40% 1500 - 2200 50% 60% > 2200 75%<br />
SLRS.MC Solaria Energia y Medio Ambiente Spain 0 - 1500 20% 1500 - 4500 30% 40% 4500 - 4500 75% 75% > 4500 75%<br />
SOS.MC SOS Cuetara SA Spain 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75%<br />
TVX.MC Tavex Algodonera SA Spain 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
TRE.MC Tecnicas Reunidas SA Spain 0 - 300 10% 300 - 900 20% 25% 900 - 1700 35% 50% > 1700 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TECM.MC Telecomunicaciones y Energia Spain 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
TEF.MC Telefonica SA Spain 0 - 600 5% 600 - 4500 10% 20% 4500 - 250000 25% 40% > 250000 75%<br />
TUBA.MC Tubacex SA Spain 0 - 900 20% 900 - 2750 30% 40% 2750 - 3250 50% 60% > 3250 75%<br />
TUR.MC Tubos Reunidos SA Spain 0 - 1800 25% 1800 - 5500 40% 50% 5500 - 5500 75% 75% > 5500 75%<br />
UPL.MC Unipapel SA Spain 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
URA.MC Uralita SA Spain 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
UBS.MC Urbas Proyectos Urbanisticos SA Spain 0 - 6750 25% 6750 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
VTSG.MC Vertice Trescientos Sesenta Spain 0 - 7000 25% 7000 - 20000 40% 50% 20000 - 20000 75% 75% > 20000 75%<br />
VID.MC Vidrala SA Spain 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
VIS.MC Viscofan SA Spain 0 - 600 20% 600 - 1800 30% 40% 1800 - 1800 75% 75% > 1800 75%<br />
VOC.MC Vocento SA Spain 0 - 200 25% 200 - 600 40% 50% 600 - 600 75% 75% > 600 75%<br />
VULG.MC Vueling Airlines SA Spain 0 - 450 25% 450 - 1400 40% 50% 1400 - 1400 75% 75% > 1400 75%<br />
ZOT.MC Zardoya-Otis SA Spain 0 - 300 15% 300 - 900 25% 30% 900 - 1200 40% 55% > 1200 75%<br />
ZEL.MC Zeltia SA Spain 0 - 1700 15% 1700 - 5000 25% 30% 5000 - 7250 40% 55% > 7250 75%<br />
ABB.ST ABB (Swedish) Sweden 0 - 800 5% 800 - 4750 10% 20% 4750 - 15000 25% 40% > 15000 75%<br />
ALFA.ST Alfa Laval AB Sweden 0 - 1200 5% 1200 - 7250 10% 20% 7250 - 15000 25% 40% > 15000 75%<br />
AOILsdb.ST Alliance Oil Company Ltd - SDR Sweden 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 5250 60% 75% > 5250 75%<br />
ASSAb.ST Assa Abloy AB - B Sweden 0 - 1000 5% 1000 - 6000 10% 20% 6000 - 10000 25% 40% > 10000 75%<br />
AZN.ST AstraZeneca (Swe) Sweden 0 - 350 5% 350 - 2100 10% 20% 2100 - 7750 25% 40% > 7750 75%<br />
ATCOa.ST Atlas Copco AB - A Sweden 0 - 1200 5% 1200 - 7250 10% 20% 7250 - 35000 25% 40% > 35000 75%<br />
ATCOb.ST Atlas Copco AB - B Sweden 0 - 1400 10% 1400 - 4250 20% 25% 4250 - 6500 35% 50% > 6500 75%<br />
ALIVsdb.ST Autoliv Inc Sweden 0 - 400 10% 400 - 1200 20% 25% 1200 - 1800 35% 45% > 1800 75%<br />
AXFO.ST Axfood AB Sweden 0 - 150 20% 150 - 450 30% 40% 450 - 550 50% 60% > 550 75%<br />
BETSb.ST Betsson AB Sweden 0 - 500 20% 500 - 1500 30% 40% 1500 - 1500 75% 75% > 1500 75%<br />
BINV.ST BioInvent International AB Sweden 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
BOL.ST Boliden AB Sweden 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 25000 35% 50% > 25000 75%<br />
CAST.ST Castellum AB Sweden 0 - 1200 15% 1200 - 3500 25% 30% 3500 - 3750 40% 55% > 3750 75%<br />
CCORb.ST Concordia Maritime Sweden 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
ELUXb.ST Electrolux AB Sweden 0 - 700 5% 700 - 4250 10% 20% 4250 - 20000 25% 40% > 20000 75%<br />
EKTAb.ST Elekta AB Sweden 0 - 400 10% 400 - 2400 20% 25% 2400 - 3500 35% 45% > 3500 75%<br />
ENEA.ST Enea AB Sweden 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
ENRO.ST Eniro AB Sweden 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 10000 60% 75% > 10000 75%<br />
ERICb.ST Ericsson (Sw) Sweden 0 - 1600 5% 1600 - 9500 10% 20% 9500 - 90000 25% 40% > 90000 75%<br />
FABG.ST Fabege AB Sweden 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75%<br />
GETIb.ST Getinge AB Sweden 0 - 900 10% 900 - 5500 20% 25% 5500 - 6000 35% 50% > 6000 75%<br />
GUNN.ST Gunnebo AB Sweden 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
HAKN.ST Hakon Invest AB Sweden 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
HMb.ST Hennes & Mauritz AB Sweden 0 - 300 5% 300 - 1800 10% 20% 1800 - 15000 25% 40% > 15000 75%<br />
HEXAb.ST Hexagon AB Sweden 0 - 1000 10% 1000 - 3000 20% 25% 3000 - 5750 35% 45% > 5750 75%<br />
HIQ.ST HIQ International AB Sweden 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
HOLMb.ST Holmen AB Sweden 0 - 300 10% 300 - 900 20% 25% 900 - 1700 35% 45% > 1700 75%<br />
HUFVc.ST Hufvudstaden AB Sweden 0 - 1200 20% 1200 - 3500 30% 40% 3500 - 3500 75% 75% > 3500 75%<br />
HUSQa.ST Husqvarna AB-A Sweden 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
HUSQb.ST Husqvarna AB-B Sweden 0 - 1900 10% 1900 - 10000 20% 25% 10000 - 10000 75% 75% > 10000 75%<br />
IBSb.ST IBS AB Sweden 0 - 3500 25% 3500 - 10000 40% 50% 10000 - 10000 75% 75% > 10000 75%<br />
IFSb.ST Industrial & Financial Systems Sweden 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
INDUa.ST Industrivarden AB - A Sweden 0 - 600 25% 600 - 1800 40% 50% 1800 - 1800 75% 75% > 1800 75%<br />
INDUc.ST Industrivarden AB - C Sweden 0 - 1300 25% 1300 - 4000 40% 50% 4000 - 4000 75% 75% > 4000 75%<br />
IJ.ST Intrum Justitia AB Sweden 0 - 500 15% 500 - 1500 25% 30% 1500 - 1900 40% 55% > 1900 75%<br />
INVEa.ST Investor AB - A Sweden 0 - 900 20% 900 - 2750 30% 40% 2750 - 2750 75% 75% > 2750 75%<br />
INVEb.ST Investor AB - B Sweden 0 - 900 5% 900 - 5500 10% 20% 5500 - 10000 25% 40% > 10000 75%<br />
JM.ST JM AB Sweden 0 - 500 10% 500 - 3000 20% 25% 3000 - 4000 35% 45% > 4000 75%<br />
KINVb.ST Kinnevik Investment AB Sweden 0 - 800 10% 800 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
KLOV.ST Klovern AB Sweden 0 - 1000 25% 1000 - 3000 40% 50% 3000 - 3000 75% 75% > 3000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
KLED.ST Kungsleden AB Sweden 0 - 1000 15% 1000 - 3000 25% 30% 3000 - 3750 40% 55% > 3750 75%<br />
LBI.ST LBI International AB Sweden 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
LIAB.ST Lindab Intl AB Sweden 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
LOOMb.ST Loomis AB-B Sweden 0 - 450 20% 450 - 1400 30% 40% 1400 - 1800 50% 60% > 1800 75%<br />
LUNDb.ST Lundbergforetagen AB Sweden 0 - 300 20% 300 - 900 30% 40% 900 - 900 75% 75% > 900 75%<br />
LUMIsdb.ST Lundin Mining Corp Sweden 0 - 4500 10% 4500 - 25000 20% 25% 25000 - 30000 35% 45% > 30000 75%<br />
LUPE.ST Lundin Petroleum AB Sweden 0 - 1600 10% 1600 - 4750 20% 25% 4750 - 8000 35% 50% > 8000 75%<br />
MEDAa.ST Meda AB A shs Sweden 0 - 1800 10% 1800 - 5500 20% 25% 5500 - 6250 35% 45% > 6250 75%<br />
MTROsdba.ST Metro International - A Sweden 0 - 12750 25% 12750 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
MTROsdbb.ST Metro International SA Sweden 0 - 13250 25% 13250 - 40000 40% 50% 40000 - 40000 75% 75% > 40000 75%<br />
MICsdb.ST Millicom Internetional Cell Sweden 0 - 150 10% 150 - 900 20% 25% 900 - 1200 35% 45% > 1200 75%<br />
MTGb.ST Modern Times Group B Sweden 0 - 350 10% 350 - 2100 20% 25% 2100 - 3000 35% 50% > 3000 75%<br />
MTRS.ST Munters AB Sweden 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
NISCb.ST Niscayah Group AB Sweden 0 - 1100 20% 1100 - 3250 30% 40% 3250 - 4750 50% 60% > 4750 75%<br />
NOBI.ST Nobia AB Sweden 0 - 600 20% 600 - 1800 30% 40% 1800 - 2000 50% 60% > 2000 75%<br />
NOKI.ST Nokia (Swe) Sweden 0 - 1100 5% 1100 - 6500 10% 20% 6500 - 100000 25% 40% > 100000 75%<br />
NDA.ST Nordea (Swedish) Sweden 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 75000 35% 50% > 75000 75%<br />
OLDM.ST Old Mutual Plc (Swe) Sweden 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
ORES.ST Oresund Investment AB Sweden 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
ORIsdb.ST Oriflame Cosmetics SA Sweden 0 - 200 10% 200 - 1200 20% 25% 1200 - 1300 35% 45% > 1300 75%<br />
PREC.ST Precise Biometrics AB Sweden 0 - 3000 25% 3000 - 9000 40% 50% 9000 - 10000 60% 75% > 10000 75%<br />
QMED.ST Q-Med AB Sweden 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
RATOb.ST Ratos AB Sweden 0 - 350 15% 350 - 1100 25% 30% 1100 - 1200 40% 55% > 1200 75%<br />
SAND.ST Sandvik AB Sweden 0 - 1500 5% 1500 - 9000 10% 20% 9000 - 45000 25% 40% > 45000 75%<br />
SAS.ST SAS AB Sweden 0 - 19750 25% 19750 - 60000 40% 50% 60000 - 60000 75% 75% > 60000 75%<br />
SCVa.ST Scania AB - A Sweden 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
SCVb.ST Scania AB - B Sweden 0 - 1000 10% 1000 - 3000 20% 25% 3000 - 5000 35% 50% > 5000 75%<br />
SECUb.ST Securitas AB Sweden 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 10000 75% 75% > 10000 75%<br />
SEMC.ST Semcon AB Sweden 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
S<strong>IG</strong>Mb.ST Sigma AB Sweden 0 - 900 25% 900 - 2750 40% 50% 2750 - 2750 75% 75% > 2750 75%<br />
SEBa.ST Skandinaviska Enskilda Banken AB Sweden 0 - 2300 10% 2300 - 15000 20% 25% 15000 - 80000 35% 50% > 80000 75%<br />
SKAb.ST Skanska AB Sweden 0 - 1100 5% 1100 - 6500 10% 20% 6500 - 10000 25% 40% > 10000 75%<br />
SKFb.ST SKF B Sweden 0 - 1000 5% 1000 - 6000 10% 20% 6000 - 25000 25% 40% > 25000 75%<br />
SKISb.ST SkiStar AB Sweden 0 - 250 25% 250 - 750 40% 50% 750 - 750 75% 75% > 750 75%<br />
SSABb.ST Ssab Svenskt Stal AB Sweden 0 - 1200 10% 1200 - 3500 20% 25% 3500 - 3500 75% 75% > 3500 75%<br />
SSABa.ST SSAB Svenskt Stal AB-SR A Sweden 0 - 1100 5% 1100 - 6500 10% 20% 6500 - 15000 25% 40% > 15000 75%<br />
STEa.ST Stora Enso Oyj - A (Swe) Sweden 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
STEr.ST Stora Enso Oyj - R (Swe) Sweden 0 - 2200 15% 2200 - 6500 25% 30% 6500 - 6750 40% 55% > 6750 75%<br />
SCAb.ST Svenska Cellulosa AB Sweden 0 - 1000 5% 1000 - 6000 10% 20% 6000 - 15000 25% 40% > 15000 75%<br />
SHBa.ST Svenska Handelsbanken Sweden 0 - 600 5% 600 - 3500 10% 20% 3500 - 15000 25% 40% > 15000 75%<br />
SWEDa.ST Swedbank AB Sweden 0 - 1500 10% 1500 - 9000 20% 25% 9000 - 50000 35% 50% > 50000 75%<br />
SWMA.ST Swedish Match AB Sweden 0 - 800 5% 800 - 4750 10% 20% 4750 - 7750 25% 40% > 7750 75%<br />
TEL2b.ST Tele2 B Sweden 0 - 1100 5% 1100 - 6500 10% 20% 6500 - 15000 25% 40% > 15000 75%<br />
TLSN.ST Teliasonera (Swe) Sweden 0 - 2500 5% 2500 - 15000 10% 20% 15000 - 60000 25% 40% > 60000 75%<br />
TIEN.ST Tietoenator (Swe) Sweden 0 - 500 25% 500 - 1500 40% 50% 1500 - 1500 75% 75% > 1500 75%<br />
TRAD.ST TradeDoubler AB Sweden 0 - 300 25% 300 - 900 40% 50% 900 - 900 75% 75% > 900 75%<br />
TWWsdbb.ST Transcom WorldWide SA Sweden 0 - 350 25% 350 - 1100 40% 50% 1100 - 1100 75% 75% > 1100 75%<br />
TRELb.ST Trelleborg AB Sweden 0 - 1900 15% 1900 - 10000 25% 30% 10000 - 15000 40% 55% > 15000 75%<br />
UNIBsdb.ST Unibet Group Plc Sweden 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
VOLVa.ST Volvo AB - A Sweden 0 - 1700 15% 1700 - 5000 25% 30% 5000 - 5000 75% 75% > 5000 75%<br />
VOLVb.ST Volvo AB - B Sweden 0 - 1700 10% 1700 - 10000 20% 25% 10000 - 55000 35% 50% > 55000 75%<br />
WALLb.ST Wallenstam Byggnads AB Sweden 0 - 150 25% 150 - 450 40% 50% 450 - 450 75% 75% > 450 75%<br />
WIHL.ST Wihlborgs Fastigheter AB Sweden 0 - 250 20% 250 - 750 30% 40% 750 - 800 50% 60% > 800 75%<br />
ABBN.VX ABB (Swiss) Switzerland 0 - 800 10% 800 - 4750 20% 25% 4750 - 55000 35% 50% > 55000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ATLN.VX Actelion Ltd Switzerland 0 - 250 5% 250 - 1500 10% 20% 1500 - 2750 25% 40% > 2750 75%<br />
ADEN.VX Adecco SA Switzerland 0 - 350 5% 350 - 2100 10% 20% 2100 - 4500 25% 40% > 4500 75%<br />
ASCN.S Ascom Holding AG Switzerland 0 - 400 25% 400 - 1200 40% 50% 1200 - 1200 75% 75% > 1200 75%<br />
BALN.VX Baloise Holding AG Switzerland 0 - 200 10% 200 - 1200 20% 25% 1200 - 1300 35% 50% > 1300 75%<br />
BARN.S Barry Callebaut AG Switzerland 0 - 30 20% 30 - 90 30% 40% 90 - 90 75% 75% > 90 75%<br />
BSLN.S Basilea Pharmaceutica Switzerland 0 - 100 20% 100 - 300 30% 40% 300 - 300 75% 75% > 300 75%<br />
BKWN.S BKW FMB Energie AG Switzerland 0 - 150 20% 150 - 450 30% 40% 450 - 450 75% 75% > 450 75%<br />
BCHN.S Burckhardt Compression Switzerland 0 - 100 25% 100 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
CLN.VX Clariant AG Switzerland 0 - 1800 10% 1800 - 5500 20% 25% 5500 - 10000 35% 45% > 10000 75%<br />
CFR.VX Compagnie Financiere Richemont AG Switzerland 0 - 600 10% 600 - 3500 20% 25% 3500 - 15000 35% 50% > 15000 75%<br />
CSGN.VX Credit Suisse Group Switzerland 0 - 300 10% 300 - 1800 20% 25% 1800 - 35000 35% 50% > 35000 75%<br />
DUFN.S Dufry Group Switzerland 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
EMSN.VX EMS-Chemie Holding AG Switzerland 0 - 80 20% 80 - 250 30% 40% 250 - 250 75% 75% > 250 75%<br />
GAMH.VX Gam Holding Ltd Switzerland 0 - 200 5% 200 - 1200 10% 20% 1200 - 15500 25% 40% > 15500 75%<br />
GIVN.VX Givaudan Switzerland 0 - 20 10% 20 - 100 20% 25% 100 - 250 35% 45% > 250 75%<br />
HELN.S Helvetia Holding AG Switzerland 0 - 20 15% 20 - 60 25% 30% 60 - 80 40% 55% > 80 75%<br />
HOLN.VX Holcim Ltd Switzerland 0 - 250 5% 250 - 1500 10% 20% 1500 - 9000 25% 40% > 9000 75%<br />
IFCN.S Inficon Holding AG Switzerland 0 - 15 25% 15 - 50 40% 50% 50 - 50 75% 75% > 50 75%<br />
BAER1.VX Julius Baer Holding AG Switzerland 0 - 300 5% 300 - 1800 10% 20% 1800 - 6500 25% 40% > 6500 75%<br />
KUD.VX Kudelski SA Switzerland 0 - 700 15% 700 - 2100 25% 30% 2100 - 2100 75% 75% > 2100 75%<br />
KNIN.VX Kuehne & Nagel Int AG Switzerland 0 - 200 10% 200 - 1200 20% 25% 1200 - 1500 35% 45% > 1500 75%<br />
LISP.S Lindt & Spruengli AG Switzerland 0 - 7.5 15% 7.5 - 20 25% 30% 20 - 20 75% 75% > 20 75%<br />
LONN.VX Lonza Group AG Switzerland 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
MBTN.S Meyer Burger Technology AG Switzerland 0 - 50 15% 50 - 150 25% 30% 150 - 150 75% 75% > 150 75%<br />
NESN.VX Nestle SA Switzerland 0 - 400 5% 400 - 2400 10% 20% 2400 - 45000 25% 40% > 45000 75%<br />
NOBN.VX Nobel Biocare Switzerland 0 - 500 10% 500 - 3000 20% 25% 3000 - 5250 35% 50% > 5250 75%<br />
NOVN.VX Novartis AG Switzerland 0 - 350 5% 350 - 2100 10% 20% 2100 - 30000 25% 40% > 30000 75%<br />
OERL.VX OC Oerlikon Corp Switzerland 0 - 150 15% 150 - 450 25% 30% 450 - 450 75% 75% > 450 75%<br />
PPHN.VX Petroplus Holdings AG Switzerland 0 - 600 10% 600 - 3500 20% 25% 3500 - 4500 35% 45% > 4500 75%<br />
ROG.VX Roche Holding AG Switzerland 0 - 100 5% 100 - 600 10% 20% 600 - 10000 25% 40% > 10000 75%<br />
SCHN.S Schindler Holding AG Switzerland 0 - 250 20% 250 - 750 30% 40% 750 - 750 75% 75% > 750 75%<br />
SGSN.VX SGS SA Switzerland 0 - 15 10% 15 - 90 20% 25% 90 - 100 35% 45% > 100 75%<br />
SIK.S Sika AG Switzerland 0 - 10 15% 10 - 30 25% 30% 30 - 30 75% 75% > 30 75%<br />
UHR.VX Swatch - B Switzerland 0 - 70 5% 70 - 400 10% 20% 400 - 1300 25% 40% > 1300 75%<br />
SLHN.VX Swiss Life Holding Switzerland 0 - 150 10% 150 - 900 20% 25% 900 - 1300 35% 50% > 1300 75%<br />
RUKN.VX Swiss Reinsurance Switzerland 0 - 350 10% 350 - 2100 20% 25% 2100 - 15000 35% 50% > 15000 75%<br />
SCMN.VX Swisscom AG Switzerland 0 - 50 5% 50 - 300 10% 20% 300 - 700 25% 40% > 700 75%<br />
SYNN.VX Syngenta AG Switzerland 0 - 70 5% 70 - 400 10% 20% 400 - 2200 25% 40% > 2200 75%<br />
SYST.VX Synthes Inc Switzerland 0 - 150 5% 150 - 900 10% 20% 900 - 1800 25% 40% > 1800 75%<br />
TEMN.S Temenos Group AG Switzerland 0 - 600 15% 600 - 1800 25% 30% 1800 - 1800 75% 75% > 1800 75%<br />
UBSN.VX UBS AG Switzerland 0 - 900 10% 900 - 5500 20% 25% 5500 - 100000 35% 50% > 100000 75%<br />
VATN.S Valiant Holding AG Switzerland 0 - 90 20% 90 - 250 30% 40% 250 - 250 75% 75% > 250 75%<br />
ROL.S Von Roll Holding AG Switzerland 0 - 2200 25% 2200 - 6500 40% 50% 6500 - 6500 75% 75% > 6500 75%<br />
ZURN.VX Zurich Financial Services AG Switzerland 0 - 70 5% 70 - 400 10% 20% 400 - 4000 25% 40% > 4000 75%<br />
COMS.O 3Com Corp USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
MMM 3M USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
FITB.O 5th 3rd Bank USA 0 - 1000 20% 1000 - 6000 35% 50% 6000 - 80000 50% 75% > 80000 75%<br />
NDN 99 Cents Only Stores USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
AIR AAR Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
AAN Aaron Rents Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
ABB ABB Ltd ADR USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75%<br />
ABT Abbott Laboratories USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 50000 25% 40% > 50000 75%<br />
ANF Abercrombie & Fitch Co USA 0 - 100 5% 100 - 600 10% 20% 600 - 8750 25% 40% > 8750 75%<br />
ABWTQ.PK Abitibibowater Inc USA 0 - 20 25% 20 - 100 40% 50% 100 - 4250 60% 75% > 4250 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ABII.O Abraxis Bioscience Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75%<br />
ACN Accenture Ltd USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
ABD ACCO Brands Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75%<br />
ACE ACE Ltd USA 0 - 60 10% 60 - 350 20% 25% 350 - 15000 35% 45% > 15000 75%<br />
ACGY.O Acergy ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75%<br />
ACOR.O Acorda Therapeutics Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 3000 40% 55% > 3000 75%<br />
ATVI.O Activision Blizzard Inc USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 70000 25% 40% > 70000 75%<br />
ATU Actuant Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
AYI Acuity Brands Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
ACXM.O Acxiom Corp USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
ADX Adams Express USA 0 - 10 25% 10 - 60 40% 50% 60 - 700 60% 75% > 700 75%<br />
ADPT.O Adaptec Inc USA 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75%<br />
ADCT.O ADC Telecommunications Inc USA 0 - 70 15% 70 - 400 25% 30% 400 - 9750 40% 55% > 9750 75%<br />
ASF Administaff Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
ADBE.O Adobe Systems Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 40000 25% 40% > 40000 75%<br />
ADTN.O Adtran Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
AEA Advance America Cash Adv. Centers USA 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75%<br />
AAP Advance Auto Parts USA 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75%<br />
AEIS.O Advanced Energy Industries Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75%<br />
AMD Advanced Micro Devices Inc USA 0 - 500 10% 500 - 3000 20% 25% 3000 - 65000 35% 50% > 65000 75%<br />
ADVS.O Advent Software Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75%<br />
ACM Aecom Technology Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
ANW Aegean Marine Petroleum USA 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
AEG Aegon NV ADR USA 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75%<br />
ARO Aeropostale Inc USA 0 - 90 10% 90 - 550 20% 25% 550 - 6750 35% 45% > 6750 75%<br />
AVAV.O Aerovironment Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
AES AES Corp USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 40000 25% 40% > 40000 75%<br />
AET Aetna Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
ACS Affiliated Computer Services Inc USA 0 - 20 5% 20 - 100 10% 20% 100 - 4250 25% 40% > 4250 75%<br />
AMG Affiliated Managers Group USA 0 - 25 10% 25 - 150 20% 25% 150 - 4250 35% 45% > 4250 75%<br />
AFL Aflac Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 50% > 35000 75%<br />
AGCO AGCO Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
A Agilent Technologies Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
AEM Agnico-Eagle Mines Ltd USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75%<br />
AGU Agrium Inc USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75%<br />
APD Air Products & Chemicals Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 8250 25% 40% > 8250 75%<br />
AYR Aircastle USA 0 - 10 20% 10 - 60 30% 40% 60 - 2300 50% 60% > 2300 75%<br />
AMCN.O Airmedia Group Inc ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75%<br />
AAI Airtran Holdings Inc USA 0 - 70 15% 70 - 400 25% 30% 400 - 10000 40% 55% > 10000 75%<br />
AIXG.O Aixtron ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 550 50% 60% > 550 75%<br />
AKS AK Steel Holding Corp USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 10000 35% 50% > 10000 75%<br />
AKAM.O Akamai Technologies Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 15000 35% 50% > 15000 75%<br />
AKRX.O Akorn Inc USA 0 - 30 25% 30 - 200 40% 50% 200 - 5000 60% 75% > 5000 75%<br />
ALK Alaska Air Group Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
AIN Albany Intl Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
AMRI.O Albany Molecular Research Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 700 60% 75% > 700 75%<br />
ALB Albemarle Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
ACV Alberto-Culver Co USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
ALU Alcatel-Lucent (US) USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 60000 35% 45% > 60000 75%<br />
AA Alcoa Inc USA 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 95000 35% 50% > 95000 75%<br />
ACL Alcon Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
ALEX.K Alexander & Baldwin Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75%<br />
ALX Alexander’s Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 80 50% 60% > 80 75%<br />
ALXN.O Alexion Pharmaceuticals Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ALGN.O Align Technology Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
ALKS.O Alkermes Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
AYE Allegheny Energy Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
ATI Allegheny Technologies Inc USA 0 - 70 10% 70 - 400 20% 25% 400 - 9750 35% 50% > 9750 75%<br />
ALGT.O Allegiant Travel Company USA 0 - 15 15% 15 - 90 25% 30% 90 - 2000 40% 55% > 2000 75%<br />
AGN Allergan Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
ALE Allete Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75%<br />
ADS Alliance Data Systems Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 5250 35% 45% > 5250 75%<br />
AOI Alliance One International inc USA 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75%<br />
ARLP.O Alliance Resource Partners LP USA 0 - 10 20% 10 - 60 30% 40% 60 - 550 50% 60% > 550 75%<br />
AB AllianceBernstein Holding LP USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
LNT Alliant Energy Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
ATK Alliant Techsystems Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
AZ Allianz - ADR USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
ALD Allied Capital Corp USA 0 - 60 25% 60 - 350 40% 50% 350 - 10000 60% 75% > 10000 75%<br />
AIB Allied Irish Banks ADR USA 0 - 70 25% 70 - 420 40% 50% 420 - 13500 60% 75% > 13500 75%<br />
MDRX.O Allscripts-Misys Healthcare USA 0 - 40 10% 40 - 250 20% 25% 250 - 8750 35% 45% > 8750 75%<br />
ALL Allstate Corp USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 50% > 30000 75%<br />
AFAM.O Almost Family Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75%<br />
ALNY.O Alnylam Pharmaceutical Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
ALJ Alon USA Energy nc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75%<br />
ANR Alpha Natural Resources USA 0 - 100 10% 100 - 600 20% 25% 600 - 7250 35% 45% > 7250 75%<br />
ALTR.O Altera Corp USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 30000 25% 40% > 30000 75%<br />
ASPS.O Altisource Portfolio Solutions USA 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75%<br />
MO Altria Group Inc USA 0 - 400 5% 400 - 2400 10% 20% 2400 - 80000 25% 40% > 80000 75%<br />
AWC Alumina Ltd USA 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75%<br />
ACH Aluminum Corporation of China TD USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
AMRN.O Amarin Corporation Plc - ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 90 60% 75% > 90 75%<br />
AMZN.O Amazon.Com Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
AMB AMB Property Corp USA 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75%<br />
ABK AMBAC Financial Group Inc USA 0 - 350 25% 350 - 2100 40% 50% 2100 - 30000 60% 75% > 30000 75%<br />
ACO AMCOL International Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75%<br />
DOX Amdocs Ltd USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
AMED.O Amedisys Inc USA 0 - 20 20% 20 - 100 30% 40% 100 - 2750 50% 60% > 2750 75%<br />
UHAL.O Amerco USA 0 - 10 20% 10 - 60 30% 40% 60 - 200 50% 60% > 200 75%<br />
AEE Ameren Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 8500 25% 40% > 8500 75%<br />
AMX America Movil SA de CV USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
AXL American Axle & MFG Holdings USA 0 - 200 25% 200 - 1200 40% 50% 1200 - 5500 60% 75% > 5500 75%<br />
ACC American Campus Communities USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
ACAS.O American Capital Stratagies USA 0 - 200 25% 200 - 1200 40% 50% 1200 - 20000 60% 75% > 20000 75%<br />
ADY American Dairy Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 60 75% 75% > 60 75%<br />
AEO American Eagle Outfitters USA 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 45% > 20000 75%<br />
AEP American Electric Power Co Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
AXP American Express Co USA 0 - 500 10% 500 - 3000 20% 25% 3000 - 100000 35% 50% > 100000 75%<br />
AFG American Financial Group Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
AM American Greetings Corp USA 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75%<br />
HWAY.O American Healthways Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
AHMIQ.PK American Home Mrtg USA 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75%<br />
A<strong>IG</strong> American International Group Inc USA 0 - 450 20% 450 - 2750 35% 50% 2750 - 70000 50% 75% > 70000 75%<br />
AMMD.O American Medical System Hldgs USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
ANAT.O American National Insurance Co. USA 0 - 10 15% 10 - 60 25% 30% 60 - 350 40% 55% > 350 75%<br />
AOB American Oriental Bio Inc USA 0 - 40 20% 40 - 250 30% 40% 250 - 7250 50% 60% > 7250 75%<br />
ARP American Reprographics Co USA 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75%<br />
AWR American Sates Water Co USA 0 - 10 15% 10 - 60 25% 30% 60 - 650 40% 55% > 650 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ASEI.O American Science & Engineering USA 0 - 10 15% 10 - 60 25% 30% 60 - 550 40% 55% > 550 75%<br />
AMSC.O American Superconductor Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
AMT American Tower Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
AWK American Water Works Co Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75%<br />
ACF AmeriCredit Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75%<br />
AGP Amerigroup Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
AMP Ameriprise Financial Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
ABC AmerisourceBergen Corp USA 0 - 90 10% 90 - 550 20% 25% 550 - 20000 35% 50% > 20000 75%<br />
AMTD.O Ameritrade Holding Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75%<br />
AME Ametek Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
AMGN.O Amgen Inc USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 45000 25% 40% > 45000 75%<br />
AMKR.O Amkor Technology Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
APH Amphenol Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 7500 25% 40% > 7500 75%<br />
AMR AMR Corp USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 30000 35% 45% > 30000 75%<br />
AMSG.O Amsurg Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
AMLN.O Amylin Pharmaceuticals Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
APC Anadarko Petroleum Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 35000 25% 40% > 35000 75%<br />
ADI Analog Devices Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
ANPI.O Angiotech Pharmaceuticals Inc USA 0 - 40 25% 40 - 250 40% 50% 250 - 8500 60% 75% > 8500 75%<br />
AAUKY.PK Anglo American Plc ADR USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
AU AngloGold Ashanti Ltd USA 0 - 60 10% 60 - 350 20% 25% 350 - 15000 35% 45% > 15000 75%<br />
NLY Annaly Mortgage Management Inc USA 0 - 350 20% 350 - 2100 30% 40% 2100 - 55000 50% 60% > 55000 75%<br />
ANN AnnTaylor Stores Corp USA 0 - 70 15% 70 - 400 25% 30% 400 - 5750 40% 55% > 5750 75%<br />
ANO Anooraq Resources corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 1000 60% 75% > 1000 75%<br />
ANSS.O ANSYS Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
ANH Anworth Mortgage Asset Corporation USA 0 - 40 25% 40 - 250 40% 50% 250 - 7750 60% 75% > 7750 75%<br />
AOC AON Corp USA 0 - 90 10% 90 - 550 20% 25% 550 - 20000 35% 50% > 20000 75%<br />
APA Apache Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
AIV Apartment Invt & Mgmt USA 0 - 100 10% 100 - 600 20% 25% 600 - 10000 35% 50% > 10000 75%<br />
APOL.O Apollo Group Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
AINV.O Apollo Investment Corp USA 0 - 70 15% 70 - 400 25% 30% 400 - 15000 40% 55% > 15000 75%<br />
APWR.O A-Power Energy Generation USA 0 - 30 20% 30 - 200 30% 40% 200 - 3250 50% 60% > 3250 75%<br />
AAPL.O Apple Inc USA 0 - 100 5% 100 - 1900 10% 20% 1900 - 90000 25% 40% > 90000 75%<br />
AIT Applied Industrial Technologies Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75%<br />
AMAT.O Applied Materials Inc USA 0 - 500 5% 500 - 3000 10% 20% 3000 - 100000 25% 40% > 100000 75%<br />
AMCC.O Applied Micro Circuits Corp USA 0 - 25 15% 25 - 150 25% 30% 150 - 4500 40% 55% > 4500 75%<br />
WTR Aqua America Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
ARB Arbitron Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
ACGL.O Arch Capital Group Ltd USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
ARJ Arch Chemicals Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 750 40% 55% > 750 75%<br />
ACI Arch Coal Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 15000 35% 45% > 15000 75%<br />
ADM Archer-Daniels-Midland Co USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
ARNA.O Arena Pharma Inc USA 0 - 70 20% 70 - 400 30% 40% 400 - 9250 50% 60% > 9250 75%<br />
ARD Arena Resources Inc USA 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75%<br />
AGII.O Argo Group International USA 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75%<br />
STST.O Argon ST Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 550 50% 60% > 550 75%<br />
ARBA.O Ariba Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
ARMH.O ARM Holdings Plc USA 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75%<br />
ARRS.O Arris Group Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75%<br />
ARW Arrow Electronics Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75%<br />
AJG Arthur J Gallagher & Co USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
ARUN.O Aruba Networks Inc. USA 0 - 30 15% 30 - 200 25% 30% 200 - 5000 40% 55% > 5000 75%<br />
ARM ArvinMeritor Inc USA 0 - 50 25% 50 - 300 40% 50% 300 - 7500 60% 75% > 7500 75%<br />
ASA ASA Bermuda Ltd USA 0 - 10 20% 10 - 60 30% 40% 60 - 250 50% 60% > 250 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
ASCMA.O Ascent Media Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75%<br />
AHT Ashford Hospitality Trust USA 0 - 20 20% 20 - 100 30% 40% 100 - 4000 50% 60% > 4000 75%<br />
ASH Ashland Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 7500 35% 45% > 7500 75%<br />
ASMI.O ASM Intl (US) USA 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75%<br />
ASML.O ASML Holding (US) USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
AHL Aspen Insurance Holdings Ltd USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
ASBC.O Associated Banc-Corp USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
AIZ Assurant Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 8250 25% 40% > 8250 75%<br />
AGO Assured Guaranty Ltd USA 0 - 50 15% 50 - 300 25% 30% 300 - 9750 40% 55% > 9750 75%<br />
ASTE.O Astec Industries Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
AZN AsteraZeneca - ADR USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
AF Astoria Financial Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 8750 35% 45% > 8750 75%<br />
T AT&T Corp USA 0 - 600 5% 600 - 3500 10% 20% 3500 - 150000 25% 40% > 150000 75%<br />
ATHN.O Athenahealth Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
ATHR.O Atheros Communications USA 0 - 60 10% 60 - 350 20% 25% 350 - 6250 35% 45% > 6250 75%<br />
ATLS.O Atlas America Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
ATML.O Atmel Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75%<br />
ATMI.O ATMI Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75%<br />
ATO Atmos Energy Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
ATW Atwood Oceanics Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
AUO AU Optronics Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75%<br />
AZK Aurizon Mines Ltd USA 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75%<br />
ADSK.O Autodesk Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 50% > 25000 75%<br />
ALV Autoliv Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75%<br />
ADP.O Automatic Data Processing Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
AN Autonation Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
AZO Autozone Inc USA 0 - 30 5% 30 - 200 10% 20% 200 - 5250 25% 40% > 5250 75%<br />
AUXL.O Auxilium Pharma Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2300 35% 45% > 2300 75%<br />
AVB AvalonBay Communities Inc USA 0 - 70 10% 70 - 400 20% 25% 400 - 8000 35% 50% > 8000 75%<br />
AVNR.O AVANIR Pharmaceuticals USA 0 - 30 25% 30 - 200 40% 50% 200 - 5500 60% 75% > 5500 75%<br />
AVY Avery Dennison Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 6500 25% 40% > 6500 75%<br />
AVID.O Avid Technology Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75%<br />
AVT Avnet Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
AVCT.O Avocent Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
AVP Avon Products Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
AVX AVX Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75%<br />
AXS Axis Capital USA 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75%<br />
BIDU.O Baidu.com USA 0 - 50 10% 50 - 300 20% 25% 300 - 2500 35% 50% > 2500 75%<br />
BHI Baker Hughes Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
BEZ Baldor Electric Co USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
BLL Ball Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 6000 25% 40% > 6000 75%<br />
BLDP.O Ballard Power Systems Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 950 60% 75% > 950 75%<br />
BYI Bally Technologies Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
BBV Banco Bilbao Vizcaya ADR USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
BBD Banco Bradesco SA USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 45000 35% 45% > 45000 75%<br />
ITUB.N Banco Itau Holding Fin ADR USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 55000 35% 45% > 55000 75%<br />
BMA Banco Macro SA ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75%<br />
STD Banco Santander SA USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
CIB Bancolombia SA ADR USA 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
TBBK Bancorp Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
BXS Bancorpsouth Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
BAC Bank of America Corp USA 0 - 1000 10% 1000 - 40000 20% 25% 40000 - 850000 35% 50% > 850000 75%<br />
BOH Bank of Hawaii USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
IRE.N Bank of Ireland ADR USA 0 - 20 25% 20 - 100 40% 50% 100 - 3500 60% 75% > 3500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BK Bank of New York Co Inc USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 75000 35% 50% > 75000 75%<br />
CSJ Barclays Credit Bond Fund USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
BCS Barclays Plc ADR USA 0 - 100 25% 100 - 600 40% 50% 600 - 25000 60% 75% > 25000 75%<br />
TIP Barclays TIPS Fund USA 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75%<br />
BKS Barnes & Noble Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
B Barnes Group Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75%<br />
ABX Barrick Gold Corp USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 45% > 50000 75%<br />
BAS Basic Energy Services USA 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75%<br />
BAX Baxter International Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
BBT BB&T Corp USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 60000 35% 50% > 60000 75%<br />
BCE BCE Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
BECN.O Beacon Roofing Supply Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75%<br />
BGPTQ.PK BearingPoint Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75%<br />
BZH Beazer Homes USA Inc USA 0 - 60 25% 60 - 350 40% 50% 350 - 4000 60% 75% > 4000 75%<br />
BEBE.O Bebe Stores Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75%<br />
BEC Beckman Coulter USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
BDX Becton Dickinson & Co USA 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
BBBY.O Bed Bath & Beyond Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
BDC Belden CDT Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
BMS Bemis Co USA 0 - 30 5% 30 - 200 10% 20% 200 - 5250 25% 40% > 5250 75%<br />
BHE Benchmark Electronics Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75%<br />
BRKb Berkshire Hathaway B USA 0 - 5 10% 5 - 30 20% 25% 30 - 150 35% 45% > 150 75%<br />
BRY Berry Petroleum Company USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
BBY Best Buy Co Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 50% > 40000 75%<br />
BGCP.O BGC Partners Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 1500 60% 75% > 1500 75%<br />
BBL BHP Billiton ADR USA 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75%<br />
B<strong>IG</strong> Big Lots Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 8250 25% 40% > 8250 75%<br />
BHP Billiton ADR USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
BCRX.O Biocryst Pharma Inc USA 0 - 40 20% 40 - 250 30% 40% 250 - 3750 50% 60% > 3750 75%<br />
BIIB.O Biogen Idec Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
BMRN.O BioMarin Pharmaceuticals Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75%<br />
BBH Biotech HOLDRs Trust USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
BVF Biovail Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
BJS BJ Services Co USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 30000 25% 40% > 30000 75%<br />
BJ BJ’s Wholesale Club Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 5500 35% 45% > 5500 75%<br />
BDK Black & Decker Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 6000 25% 40% > 6000 75%<br />
BBOX.O Black Box Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75%<br />
BLKB.O Blackbaud, Inc. USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
BBBB.O Blackboard Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75%<br />
BLK BlackRock Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
BGY Blackrock International Growth USA 0 - 10 15% 10 - 60 25% 30% 60 - 1800 40% 55% > 1800 75%<br />
BLW Blackrock Ltd Duration Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75%<br />
BCF Blackrock Real Asset Equity USA 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75%<br />
BX Blackstone Group USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75%<br />
HRB Block (H&R) Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
BBI Blockbuster Inc USA 0 - 90 25% 90 - 550 40% 50% 550 - 10000 60% 75% > 10000 75%<br />
BCSI.O Blue Coat Systems Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 3250 40% 55% > 3250 75%<br />
BMC BMC Software Inc USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
BA Boeing Co USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 40000 25% 40% > 40000 75%<br />
BOKF.O Bok Financial Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75%<br />
BWA BorgWarner Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
BXP Boston Properties Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 50% > 15000 75%<br />
BSX Boston Scientific Corp USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 70000 25% 40% > 70000 75%<br />
BYD Boyd Gaming Corp USA 0 - 50 15% 50 - 300 25% 30% 300 - 8500 40% 55% > 8500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
BP BP - ADR USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75%<br />
BPZ BPZ Resources Inc USA 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75%<br />
BRC Brady Corporation USA 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75%<br />
BDN Brandywine Realty Trust USA 0 - 90 15% 90 - 550 25% 30% 550 - 15000 40% 55% > 15000 75%<br />
BRE BRE Properties Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 5250 35% 45% > 5250 75%<br />
PDA BRF-Brasil Foods SA ADR USA 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75%<br />
BGG Briggs & Stratton USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
CELL.O Brightpoint Inc USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
EAT Brinker International Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 10000 35% 45% > 10000 75%<br />
BCO Brink’s Co USA 0 - 10 10% 10 - 60 20% 25% 60 - 2300 35% 45% > 2300 75%<br />
CFL Brinks Home Security Holding USA 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75%<br />
BMY Bristol-Myers Squibb Co USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 70000 25% 40% > 70000 75%<br />
BRS Bristow Group Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
BRCM.O Broadcom Corp USA 0 - 300 5% 300 - 1800 10% 20% 1800 - 45000 25% 40% > 45000 75%<br />
BR Broadridge Financial Solutions USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
BRCD.O Brocade Communications Systems Inc USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 40000 35% 45% > 40000 75%<br />
BKD Brookdale Senior Living Inc USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
BAM Brookfield Asset Management Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 9000 35% 45% > 9000 75%<br />
BIP Brookfield Infrastructure Partners USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
BPO Brookfield Properties Corp USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
BRO Brown & Brown Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
BWS Brown Shoe Company USA 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75%<br />
BFb Brown-Forman Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 50% > 2750 75%<br />
BRKR.O Bruker Corp USA 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75%<br />
BC Brunswick Corp USA 0 - 40 15% 40 - 250 25% 30% 250 - 7250 40% 55% > 7250 75%<br />
BT BT Group Plc ADR USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
BPL Buckeye Partners LP USA 0 - 10 10% 10 - 60 20% 25% 60 - 1000 35% 45% > 1000 75%<br />
BKE Buckle Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 4500 35% 45% > 4500 75%<br />
BUCY.O Bucyrus International Inc USA 0 - 70 10% 70 - 400 20% 25% 400 - 7500 35% 45% > 7500 75%<br />
BWLD.O Buffalo Wild Wings Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 1800 40% 55% > 1800 75%<br />
BG Bunge Limited USA 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75%<br />
BKC Burger King Holdings USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
BNI Burlington Northern Santa Fe Corp USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
CA.O CA Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
CAB Cabelas Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
CVC Cablevision Systems Corp USA 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75%<br />
CBT Cabot Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
CCMP.O Cabot Microelectronics Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
COG Cabot Oil and Gas USA 0 - 40 5% 40 - 250 10% 20% 250 - 8750 25% 40% > 8750 75%<br />
CACI.K CACI International Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75%<br />
CBY Cadbury Schweppes ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 2300 60% 75% > 2300 75%<br />
CDNS.O Cadence Design Systems Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
CDZI.O Cadiz Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 350 60% 75% > 350 75%<br />
CALM.O Cal Maine Foods Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75%<br />
CSQ Calamos Strategic Tot Rtn Fund USA 0 - 10 20% 10 - 60 30% 40% 60 - 2300 50% 60% > 2300 75%<br />
CCC Calgon Carbon Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
CWT California Water Service Group USA 0 - 10 15% 10 - 60 25% 30% 60 - 700 40% 55% > 700 75%<br />
ELY Callaway Golf Co USA 0 - 30 20% 30 - 200 30% 40% 200 - 6000 50% 60% > 6000 75%<br />
CLMT.O Calumet Specialty Products USA 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75%<br />
CPT Camden Property Trust USA 0 - 50 10% 50 - 300 20% 25% 300 - 6500 35% 45% > 6500 75%<br />
CCJ Cameco Corp USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
CPB Campbell Soup Co USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
CNI Canadian National Railway Co (US) USA 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75%<br />
CNQ Canadian Natural Resources (US) USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
CP Canadian Pacific Railway Ltd (US) USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
CSIQ.O Canadian Solar Inc USA 0 - 40 15% 40 - 250 25% 30% 250 - 3500 40% 55% > 3500 75%<br />
CAJ Canon Inc ADR USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
CPLA.O Capella Education Co USA 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75%<br />
COF Capital One Financial Corp USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 45000 35% 50% > 45000 75%<br />
CSE Capitalsource Inc USA 0 - 100 20% 100 - 600 30% 40% 600 - 20000 50% 60% > 20000 75%<br />
CFFN.O Capitol Federal Financial USA 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75%<br />
CMO Capstead Mortgage Corp USA 0 - 20 25% 20 - 100 40% 50% 100 - 3750 60% 75% > 3750 75%<br />
CPST.O Capstone Turbine Corp USA 0 - 90 20% 90 - 550 30% 40% 550 - 20000 50% 60% > 20000 75%<br />
CAH Cardinal Health Inc USA 0 - 80 20% 80 - 500 35% 50% 500 - 15000 50% 75% > 15000 75%<br />
CRME.O Cardiome Pharma Corporation USA 0 - 10 20% 10 - 60 30% 40% 60 - 2400 50% 60% > 2400 75%<br />
CECO.O Career Education Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75%<br />
CFN Carefusion Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 20000 25% 40% > 20000 75%<br />
KMX Carmax Inc USA 0 - 90 10% 90 - 550 20% 25% 550 - 20000 35% 45% > 20000 75%<br />
CCL Carnival Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
CRS Carpenter Technology Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
CASY.O Casey’s General Stores Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
CSH Cash America Intl Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75%<br />
CAT Caterpillar Inc USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 60000 25% 40% > 60000 75%<br />
CATY.O Cathay General Bancorp USA 0 - 20 20% 20 - 100 30% 40% 100 - 4000 50% 60% > 4000 75%<br />
CATO Cato Corp-CL A USA 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75%<br />
CAVM.O Cavium Networks Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
CBG CB Richard Ellis Group USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 25000 35% 50% > 25000 75%<br />
CBEY.O Cbeyond, Inc. USA 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75%<br />
CBL CBL & Associates Properties Inc USA 0 - 100 25% 100 - 600 40% 50% 600 - 15000 60% 75% > 15000 75%<br />
CBRL.O CBRL Group Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2300 40% 55% > 2300 75%<br />
CBSa CBS Corp-CL A USA 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75%<br />
CBS CBS Corp-CL B USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 60000 35% 50% > 60000 75%<br />
CHINA.O CDC Corp USA 0 - 30 20% 30 - 200 30% 40% 200 - 6750 50% 60% > 6750 75%<br />
CEC CEC Entertainment Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75%<br />
CE Celanese Corp USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
CRA.O Celera Genomics Group - Applera USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
CLS Celestica Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
CELG.O Celgene Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
CTIC.O Cell Therapeutics Inc USA 0 - 700 25% 700 - 4250 40% 50% 4250 - 55000 60% 75% > 55000 75%<br />
CX Cemex SA de CV USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 45% > 50000 75%<br />
CNC Centene Corporation USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
CYCL.O Centennial Communications CP USA 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75%<br />
CNP Centerpoint Energy Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
CEDC.O Central Euro Distribution USA 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75%<br />
CEE Central Europe & Russia Fund USA 0 - 10 20% 10 - 60 30% 40% 60 - 400 50% 60% > 400 75%<br />
CETV.O Central European Media USA 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75%<br />
CEF Central Fund Canada Cl A USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
CENX.O Century Aluminium Co USA 0 - 150 25% 150 - 900 40% 50% 900 - 7500 60% 75% > 7500 75%<br />
CTL CenturyTel Inc USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
CEPH.O Cephalon Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 7500 25% 40% > 7500 75%<br />
CPHD.O Cepheid Inc USA 0 - 20 15% 20 - 100 25% 30% 100 - 3500 40% 55% > 3500 75%<br />
CRDN.O Ceradyne Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
CRNT.O Ceragon Networks Ltd USA 0 - 10 25% 10 - 60 40% 50% 60 - 750 60% 75% > 750 75%<br />
CERN.O Cerner Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 6250 25% 40% > 6250 75%<br />
CF CF Industries Holdings Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 4750 35% 50% > 4750 75%<br />
GIB CGI Group Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75%<br />
CHG CH Energy Group Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75%<br />
CHRW.O CH Robinson Worldwide Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9750 25% 40% > 9750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
CRL Charles River Labs USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
SCHW.O Charles Schwab Corp USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 70000 25% 40% > 70000 75%<br />
GTLS.O Chart Industries Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75%<br />
CHRT.O Chartered Semiconductor Manu USA 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
CHTT.O Chattem Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75%<br />
CHKP.O Check Point Software Technologies USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
CKP Checkpoint Systems USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
CHE Chemed Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1000 35% 45% > 1000 75%<br />
LNG Cheniere Energy Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75%<br />
CHK Chesapeake Energy Corp USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 65000 35% 50% > 65000 75%<br />
CVX Chevron Corp USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 60000 25% 40% > 60000 75%<br />
CBI Chicago Bridge & Iron USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
CME.O Chicago Mercantile Exch Holdings USA 0 - 30 5% 30 - 200 10% 20% 200 - 6750 25% 40% > 6750 75%<br />
CHS Chico’s FAS Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 45% > 20000 75%<br />
PLCE.O Childrens Place Retail Stores USA 0 - 25 15% 25 - 150 25% 30% 150 - 2750 40% 55% > 2750 75%<br />
CIM Chimera Investment Corp USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 45000 35% 45% > 45000 75%<br />
FXI China 25 <strong>Index</strong> Fund - FXI USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
STV China Digital TV Holding ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75%<br />
CHN China Fund, Inc. USA 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75%<br />
LFC China Life Insurance Co Ltd USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
CMED.O China Medical Tech-Spon ADR USA 0 - 20 20% 20 - 100 30% 40% 100 - 3250 50% 60% > 3250 75%<br />
CHL China Mobile ADR USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
SNP China Petroleum & Chem Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
ZNH China Southern Air ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75%<br />
CSUN.O China Sunergy Company Ltd USA 0 - 25 20% 25 - 150 30% 40% 150 - 4500 50% 60% > 4500 75%<br />
CHU China Unicom ADR USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
CMG Chipotle Mexican Grill USA 0 - 15 10% 15 - 90 20% 25% 90 - 1500 35% 45% > 1500 75%<br />
CQB Chiquita Brands Intl USA 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75%<br />
CHH Choice Hotels International Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75%<br />
CB Chubb Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
CHD Church & Dwight Co Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
BVN CIA De Midas Buenaventura ADR USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
SID CIA Siderurgica Adr USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75%<br />
CBR CIBER INC USA 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75%<br />
CGV Cie Generale de Geophysique - ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75%<br />
CIEN.O Ciena Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 9250 35% 50% > 9250 75%<br />
CI Cigna Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
XEC Cimarex Energy Co USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
CINF.O Cincinnati Financial Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 7500 25% 40% > 7500 75%<br />
CTAS.O Cintas Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 7750 25% 40% > 7750 75%<br />
CCTYQ.PK Circuit City Stores Inc USA 0 - 30 25% 30 - 200 40% 50% 200 - 6250 60% 75% > 6250 75%<br />
CRUS.O Cirrus Logic Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 2300 50% 60% > 2300 75%<br />
CSCO.O Cisco Systems Inc USA 0 - 700 5% 700 - 5250 10% 20% 5250 - 250000 25% 40% > 250000 75%<br />
CIT CIT Group Inc USA 0 - 1300 25% 1300 - 7750 40% 50% 7750 - 40000 60% 75% > 40000 75%<br />
C Citigroup Inc USA 0 - 3500 20% 3500 - 55000 35% 50% 55000 - 1250000 50% 75% > 1250000 75%<br />
CTXS.O Citrix Systems Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
EEB Claymore/BNY BRIC ETF USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
CLNE.O Clean Energy Fuels Corp USA 0 - 15 15% 15 - 90 25% 30% 90 - 3250 40% 55% > 3250 75%<br />
CLWR.O Clearwire Corp USA 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75%<br />
CLF Cliffs Natural Resources Inc USA 0 - 150 15% 150 - 900 25% 30% 900 - 15000 40% 55% > 15000 75%<br />
CLX Clorox Co USA 0 - 40 5% 40 - 250 10% 20% 250 - 8000 25% 40% > 8000 75%<br />
GLV Clough Global Allocation Fund USA 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75%<br />
GLQ Clough Global Equity Fund USA 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75%<br />
GLO Clough Global Opportunities Fund USA 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
CMS CMS Energy Corp USA 0 - 90 5% 90 - 550 10% 20% 550 - 20000 25% 40% > 20000 75%<br />
CNA CNA Financial Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
CNH CNH Global NV USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
CEO CNOOC Ltd USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
COH Coach Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
KO Coca-Cola Co USA 0 - 300 5% 300 - 1800 10% 20% 1800 - 55000 25% 40% > 55000 75%<br />
CCE Coca-Cola Enterprises Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
CDE Coeur d’Alene Mines Corp USA 0 - 50 25% 50 - 300 40% 50% 300 - 7500 60% 75% > 7500 75%<br />
COGT.O Cogent Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75%<br />
CGNX.O Cognex Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
CTSH.O Cognizant Technology Solutions Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
ICF Cohen & Steers Realty Majors - ICF USA 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75%<br />
COHR.O Coherent Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75%<br />
COHU.O Cohu Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75%<br />
CWTR.O Coldwater Creek USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
CL Colgate-Palmolive Co USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
CBCGQ.PK Colonial Bancgroup USA 0 - 150 25% 150 - 900 40% 50% 900 - 20000 60% 75% > 20000 75%<br />
CLP Colonial Properties Trust USA 0 - 25 20% 25 - 150 30% 40% 150 - 4500 50% 60% > 4500 75%<br />
COLM.O Columbia Sportswear Co USA 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75%<br />
CMCSA.O Comcast - CL A USA 0 - 600 5% 600 - 3500 10% 20% 3500 - 100000 25% 40% > 100000 75%<br />
CMCSK.O Comcast Corp USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 45% > 35000 75%<br />
CMA Comerica Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 50% > 15000 75%<br />
FIX Comfort Systems USA USA 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75%<br />
CBSH.O Commerce Bancshares Inc. USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
CMC Commercial Metals Co USA 0 - 50 10% 50 - 300 20% 25% 300 - 8750 35% 45% > 8750 75%<br />
NNN Commercial Net Lease Realty USA 0 - 40 20% 40 - 250 30% 40% 250 - 8000 50% 60% > 8000 75%<br />
CTV CommScope Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 9250 35% 45% > 9250 75%<br />
CVLT.O Commvault Sys USA 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75%<br />
ABV Companhia de Bebidas das Americas USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
CMP.N Compass Minerals International Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3250 35% 45% > 3250 75%<br />
CSC Computer Sciences Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 5500 25% 40% > 5500 75%<br />
CPWR.O Compuware Corp USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 50% > 15000 75%<br />
SCOR.O Comscore Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 850 50% 60% > 850 75%<br />
CRK Comstock USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
CMTL.O Comtech Telecommunications USA 0 - 10 15% 10 - 60 25% 30% 60 - 60 75% 75% > 60 75%<br />
CAG ConAgra Foods Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
CXO Concho Resources USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
CNQR.O Concur Tech USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
CONN.O Conn’s Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75%<br />
COP ConocoPhillips USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 70000 25% 40% > 70000 75%<br />
CNO Conseco Inc USA 0 - 150 25% 150 - 900 40% 50% 900 - 20000 60% 75% > 20000 75%<br />
CNX Consol Energy Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
ED Consolidated Edison Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
STZ Constellation Brands Inc USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
CEG Constellation Energy Group Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9000 25% 40% > 9000 75%<br />
XLY.A Consumer Discretionary Select USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
MCF Contango Oil & Gas Company USA 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75%<br />
CAL Continental Airlines Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 15000 35% 45% > 15000 75%<br />
CLR Continental Resources Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
CVG Convergys Corp USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 50% > 4500 75%<br />
CNW Con-Way Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 5000 35% 45% > 5000 75%<br />
CAM Cooper Cameron Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
COO Cooper Cos Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
CBE Cooper Industries Ltd USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
CTB Cooper Tire & Rubber Co USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
CPRT.O Copart Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
CLB Core Laboratories USA 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75%<br />
COCO.O Corinthian Colleges Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75%<br />
CPO Corn Products International Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
GLW Corning Inc USA 0 - 400 5% 400 - 2400 10% 20% 2400 - 80000 25% 40% > 80000 75%<br />
EXBD.O Corporate Executive Board Co USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
OFC Corporate Office Properties Trust USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
CXW Corrections Corp of America USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
CRVL.O Corvel Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75%<br />
CZZ Cosan Limited USA 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75%<br />
COST.O Costco Wholesale Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
COT Cott Corp USA 0 - 30 25% 30 - 200 40% 50% 200 - 5750 60% 75% > 5750 75%<br />
CUZ Cousins Properties Inc USA 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75%<br />
CVD Covance Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
CVA Covanta Holding Corp USA 0 - 50 10% 50 - 300 20% 25% 300 - 8750 35% 45% > 8750 75%<br />
CVH Coventry Health Care Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 50% > 10000 75%<br />
COV Covidien Ltd USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75%<br />
BCR CR Bard Inc USA 0 - 30 5% 30 - 200 10% 20% 200 - 5500 25% 40% > 5500 75%<br />
CR Crane Co USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
BAP Credicorp Limited USA 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75%<br />
CS Credit Suisse Group ADR USA 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75%<br />
CREE.O Cree Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75%<br />
CRESY.O Cresud S.A._Spons ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75%<br />
CRH CRH (ADR) USA 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75%<br />
CROX.O Crocs Inc USA 0 - 80 20% 80 - 500 30% 40% 500 - 8500 50% 60% > 8500 75%<br />
CCI Crown Castle International Corp USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
CRXL.O Crucell USA 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75%<br />
KRY Crystallex Intl Corp USA 0 - 15 25% 15 - 90 40% 50% 90 - 3250 60% 75% > 3250 75%<br />
CSGS.O CSG Systems International USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
CSX CSX Corp USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
CTRP.O Ctrip.com International Ltd USA 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 45% > 6750 75%<br />
CUB Cubic Corporation USA 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75%<br />
CBST.O Cubist Pharm USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
CFR Cullen/Frost Bankers Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
CMI Cummins Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
FXE Currency<strong>Shares</strong> Euro Trust USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
FXY Currency<strong>Shares</strong> Japanese Yen Trust USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
CW Curtiss-Wright Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75%<br />
CUTR.O Cutera INC USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
CVI CVR Energy Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
CVS CVS Corp USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 50000 25% 40% > 50000 75%<br />
CYBX.O Cyberonics Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75%<br />
CYBS.O Cybersource Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
CYMI.O Cymer Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75%<br />
CY Cypress Semiconductor Corp USA 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75%<br />
DAI DaimlerChrysler ADR USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
DAKT.O Daktronics Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75%<br />
DHR Danaher Corp USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
DRI Darden Restaurants Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
DAR Darling International Inc USA 0 - 25 15% 25 - 150 25% 30% 150 - 4750 40% 55% > 4750 75%<br />
DVA DaVita Inc USA 0 - 30 5% 30 - 200 10% 20% 200 - 5000 25% 40% > 5000 75%<br />
DPM DCP Midstream Partners USA 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75%<br />
DCT DCT Industrial Trust USA 0 - 90 20% 90 - 550 30% 40% 550 - 20000 50% 60% > 20000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
DF Dean Foods Co USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
DECK.O Deckers Outdoor Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 1300 35% 45% > 1300 75%<br />
DCGN.O Decode Genetics Inc USA 0 - 25 25% 25 - 150 40% 50% 150 - 4750 60% 75% > 4750 75%<br />
DE Deere & Co USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
DLM Del Monte Foods Co USA 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75%<br />
DELL.O Dell Inc USA 0 - 800 5% 800 - 4750 10% 20% 4750 - 150000 25% 40% > 150000 75%<br />
DAL Delta Air Lines Inc USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 60000 35% 45% > 60000 75%<br />
DPTR.O Delta Petroleum Corporation USA 0 - 150 25% 150 - 900 40% 50% 900 - 30000 60% 75% > 30000 75%<br />
DEL Deltic Timber Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 300 50% 60% > 300 75%<br />
DLX Deluxe Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75%<br />
DNR Denbury Resources Inc USA 0 - 90 10% 90 - 550 20% 25% 550 - 20000 35% 50% > 20000 75%<br />
DNDN.O Dendreon Corp USA 0 - 150 25% 150 - 900 40% 50% 900 - 10000 60% 75% > 10000 75%<br />
XRAY.O Dentsply International Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 7250 25% 40% > 7250 75%<br />
DB Deutsche Bank ADR USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
DT Deutsche Telekom ADR USA 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75%<br />
DDR Developers Diversified Realty Corp USA 0 - 150 25% 150 - 900 40% 50% 900 - 15000 60% 75% > 15000 75%<br />
DVN Devon Energy Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
DV DeVry Inc USA 0 - 30 5% 30 - 200 10% 20% 200 - 5750 25% 40% > 5750 75%<br />
DO Diamond Offshore Drilling Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
DRH DiamondRock Hospitality Company USA 0 - 50 25% 50 - 300 40% 50% 300 - 10000 60% 75% > 10000 75%<br />
DIA DIAMONDS Trust Series I USA 0 - 150 5% 150 - 900 10% 20% 900 - 1500 25% 40% > 1500 75%<br />
DSX Diana Shipping Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75%<br />
DKS Dick’s Sporting Goods Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 8750 35% 45% > 8750 75%<br />
DBD Diebold Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75%<br />
DLR Digital Realty Trust USA 0 - 50 10% 50 - 300 20% 25% 300 - 7500 35% 45% > 7500 75%<br />
DRIV.O Digital River Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
DDS Dillard’s Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
DCOM.O Dime Community Bancshares USA 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75%<br />
DIN Dineequity Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75%<br />
DIOD.O Diodes USA 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75%<br />
DNEX.O Dionex Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 550 40% 55% > 550 75%<br />
DTV.P DIRECTV Group Inc USA 0 - 300 5% 300 - 1800 10% 20% 1800 - 60000 25% 40% > 60000 75%<br />
ERY Direxion Energy Bear 3X USA 0 - 70 15% 70 - 400 25% 30% 400 - 700 40% 55% > 700 75%<br />
FAZ Direxion Financial Bear 3X USA 0 - 700 25% 700 - 4250 40% 50% 4250 - 7000 60% 75% > 7000 75%<br />
FAS Direxion Financial Bull 3X USA 0 - 200 25% 200 - 1200 40% 50% 1200 - 2000 60% 75% > 2000 75%<br />
BGU Direxion Large Cap Bull 3X USA 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75%<br />
DFS Discover Financial Services USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 50% > 50000 75%<br />
DISCK.O Discovery Communications Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
DISCA.O Discovery Holding Co USA 0 - 50 10% 50 - 300 20% 25% 300 - 8750 35% 45% > 8750 75%<br />
DIS Disney USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 70000 25% 40% > 70000 75%<br />
IAI DJ US Broker-Dealers <strong>Index</strong> USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
IYE DJ US Energy Sector Ind Fund - IYE USA 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75%<br />
IYR DJ US Real Estate <strong>Index</strong> Fund - IYR USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
IYT DJ US Transportation Average Ind Fd USA 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75%<br />
IDU DJ US Utilities Sector Fund - IDU USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
DM Dolan Media Co USA 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75%<br />
DLB Dolby Laboratories Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
DTG Dollar Thrifty Automotive USA 0 - 20 20% 20 - 100 30% 40% 100 - 2200 50% 60% > 2200 75%<br />
DLTR.O Dollar Tree Stores Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75%<br />
D Dominion Resources Inc/VA USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
DCI Donaldson Co Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75%<br />
DRL Doral Financial Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 1500 60% 75% > 1500 75%<br />
DBTK.O Double-Take Solutions Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 750 60% 75% > 750 75%<br />
DEI Douglas Emmett Inc USA 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
DOV Dover Corp USA 0 - 50 5% 50 - 300 10% 20% 300 - 9250 25% 40% > 9250 75%<br />
DOW Dow Chemical Co USA 0 - 500 10% 500 - 3000 20% 25% 3000 - 100000 35% 50% > 100000 75%<br />
DPL DPL Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
DHI DR Horton Inc USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 30000 35% 50% > 30000 75%<br />
DPS Dr Pepper Snapple Group USA 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
DROOY.O DRDGOLD Ltd - (US) USA 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75%<br />
DWA.O DreamWorks Animation SKG Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
DBRN.O Dress Barn Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
DRC Dresser-Rand Group Inc. USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
DRQ Dril-Quip USA 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75%<br />
DRYS.O DryShips Inc USA 0 - 800 25% 800 - 4750 40% 50% 4750 - 25000 60% 75% > 25000 75%<br />
DST DST Systems Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
DTE DTE Energy Co USA 0 - 30 5% 30 - 200 10% 20% 200 - 5250 25% 40% > 5250 75%<br />
DTSI.O DTS Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
DUK Duke Energy Corp USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 45000 25% 40% > 45000 75%<br />
DRE Duke Realty Corp USA 0 - 150 15% 150 - 900 25% 30% 900 - 20000 40% 55% > 20000 75%<br />
DNB Dun & Bradstreet Corp USA 0 - 15 5% 15 - 90 10% 20% 90 - 3000 25% 40% > 3000 75%<br />
DD Dupont Co USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 45000 25% 40% > 45000 75%<br />
DFT.N DuPont Fabros Technology USA 0 - 10 20% 10 - 60 30% 40% 60 - 2200 50% 60% > 2200 75%<br />
DY Dycom Industries Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
DYN Dynegy Inc USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 50000 35% 50% > 50000 75%<br />
ETFC.O E*Trade Financial Corp USA 0 - 1300 10% 1300 - 7750 20% 25% 7750 - 100000 35% 50% > 100000 75%<br />
EGLE.O Eagle Bulk Shipping Inc USA 0 - 80 20% 80 - 500 30% 40% 500 - 6250 50% 60% > 6250 75%<br />
EXP Eagle Materials Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
EROC.O Eagle Rock Energy Partners USA 0 - 10 25% 10 - 60 40% 50% 60 - 2400 60% 75% > 2400 75%<br />
ELNK.O Earthlink Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
EWBC.O East West Bancorp Inc USA 0 - 40 15% 40 - 250 25% 30% 250 - 7000 40% 55% > 7000 75%<br />
EMN Eastman Chemical Co USA 0 - 30 5% 30 - 200 10% 20% 200 - 6000 25% 40% > 6000 75%<br />
EK Eastman Kodak Co USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 50% > 25000 75%<br />
ETN Eaton Corp USA 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
EV Eaton Vance Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75%<br />
ETG Eaton Vance tax advantage fund USA 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75%<br />
ETW Eaton Vance Tax Man Glbl USA 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75%<br />
EVT Eaton Vance Tax-Adv Dvd Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75%<br />
EXG Eaton Vance Tax-Managed USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
EBGMY.PK Ebay GMarkets Co Ltd USA 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75%<br />
EBAY.O eBay Inc USA 0 - 450 5% 450 - 2750 10% 20% 2750 - 90000 25% 40% > 90000 75%<br />
ELON.O Echelon Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75%<br />
DISH.O EchoStar Communications Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
SATS.O EchoStar Holding Corporation USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
ECL Ecolab Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9750 25% 40% > 9750 75%<br />
EIX Edison International USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
EW Edwards Lifesciences Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 2300 35% 45% > 2300 75%<br />
EJ E-House China Holdings Ltd USA 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75%<br />
EP El Paso Corp USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 45000 35% 50% > 45000 75%<br />
EE El Paso Electric Co USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
ELN Elan Corp ADR USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75%<br />
EGO Eldorado Gold Corporation USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
ERTS.O Electronic Arts Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 30000 25% 40% > 30000 75%<br />
EFII.O Electronics for Imaging USA 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75%<br />
LLY Eli Lilly & Co USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
RDEN.O Elizabeth Arden, Inc. USA 0 - 10 25% 10 - 60 40% 50% 60 - 750 60% 75% > 750 75%<br />
EMC EMC Corp/Massachusetts USA 0 - 700 5% 700 - 4250 10% 20% 4250 - 150000 25% 40% > 150000 75%<br />
EME EMCOR Group In USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
EMKR.O Emcore Corp USA 0 - 30 25% 30 - 200 40% 50% 200 - 6500 60% 75% > 6500 75%<br />
HLTH.O Emdeon Corp USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
EMS Emergency Medical Services USA 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75%<br />
PCY Emerging Mkts Sovreign Debt Fund USA 0 - 10 10% 10 - 20 20% 25% 20 - 40 35% 50% > 40 75%<br />
EMR Emerson Electric Co USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
ERJ Empresa Brasileira de Aeronautica USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
ICA Empresas ICA S.A.B. de C.V. ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 2100 50% 60% > 2100 75%<br />
ELX Emulex Corp USA 0 - 70 15% 70 - 400 25% 30% 400 - 8000 40% 55% > 8000 75%<br />
EEQ Enbridge Energy Management LLC USA 0 - 10 20% 10 - 60 30% 40% 60 - 250 50% 60% > 250 75%<br />
ECA EnCana Corp USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
EAC Encore Acquisition Co USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
WIRE.O Encore Wire Corporation USA 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75%<br />
EOC Endesa Chile USA 0 - 10 15% 10 - 60 25% 30% 60 - 700 40% 55% > 700 75%<br />
ENDP.O Endo Pharmaceuticals Holdings Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8750 35% 45% > 8750 75%<br />
HEV.O Ener1, Inc. USA 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75%<br />
EGN Energen Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
ENR Energizer Holdings Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
ENER.O Energy Conversion Devices Inc USA 0 - 70 20% 70 - 400 30% 40% 400 - 4500 50% 60% > 4500 75%<br />
ETP Energy Transfer Partners, L.P. USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
EXXI.O Energy XXI (Bermuda) Ltd USA 0 - 40 25% 40 - 250 40% 50% 250 - 7750 60% 75% > 7750 75%<br />
ERF Enerplus Resources Fund USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
ENI Enersis SA/Chile USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
ENS EnerSys USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
E Eni spa - ADR USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
NPO Enpro Industries Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
ESV ENSCO International Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
ENTG.O Entegris Inc USA 0 - 30 20% 30 - 200 30% 40% 200 - 5000 50% 60% > 5000 75%<br />
ETR Entergy Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 7750 25% 40% > 7750 75%<br />
EPD Enterprise Products Partners USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
EPR Entertainment Properties Trust USA 0 - 25 25% 25 - 150 40% 50% 150 - 3500 60% 75% > 3500 75%<br />
ENZN.O Enzon Pharmaceuticals Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75%<br />
EOG EOG Resources Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
EPIC.O Epicor Software Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
EPIQ.O Epiq Systems Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75%<br />
EFX Equifax Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 7500 25% 40% > 7500 75%<br />
EQIX.O Equinix Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 3750 35% 45% > 3750 75%<br />
EQT Equitable Resources Inc USA 0 - 30 5% 30 - 200 10% 20% 200 - 5750 25% 40% > 5750 75%<br />
ELS Equity Lifestyle Properties Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
EQY Equity One Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 2400 40% 55% > 2400 75%<br />
EQR Equity Residential USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 50% > 25000 75%<br />
ERES.O eResearch Technology Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75%<br />
ERIC.O Ericsson ADR USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75%<br />
ESE ESCO Technologies Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75%<br />
ESS Essex Property Trust Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 2750 35% 45% > 2750 75%<br />
EL Estee Lauder Cos Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9000 25% 40% > 9000 75%<br />
ESL Esterline Tech Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75%<br />
ETH Ethan Allen Interiors Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 2100 50% 60% > 2100 75%<br />
EEFT.O Euronet Worldwide Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75%<br />
RE Everest Re Group Ltd USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
ESLR.O Evergreen Solar nc USA 0 - 200 20% 200 - 1200 30% 40% 1200 - 20000 50% 60% > 20000 75%<br />
EXAR.O Exar Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75%<br />
EXM Excel Maritime Carriers Ltd USA 0 - 50 15% 50 - 300 25% 30% 300 - 7250 40% 55% > 7250 75%<br />
XCO EXCO Resources Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
EXEL.O Exelixis Inc USA 0 - 30 15% 30 - 200 25% 30% 200 - 6000 40% 55% > 6000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
EXC Exelon Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
XIDE.O Exide Technologies USA 0 - 20 15% 20 - 100 25% 30% 100 - 4500 40% 55% > 4500 75%<br />
EXPE.O Expedia Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 50% > 25000 75%<br />
EXPD.O Expeditors Int Washington USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
ESRX.O Express Scripts Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
EXH Exterran Holdings Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
EXR Extra Space Storage Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
XOM Exxon Mobil Corp USA 0 - 250 5% 250 - 2750 10% 20% 2750 - 150000 25% 40% > 150000 75%<br />
EZPW.O EZCORP, Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75%<br />
FNB F.N.B Corp USA 0 - 25 15% 25 - 150 25% 30% 150 - 4500 40% 55% > 4500 75%<br />
FFIV.O F5 Networks Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 7750 35% 45% > 7750 75%<br />
FDS Factset Research Systems Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75%<br />
FICO.K Fair Isaac Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75%<br />
FCS Fairchild Semiconductor USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
FFH Fairfax Financial Holdings USA 0 - 10 10% 10 - 60 20% 25% 60 - 250 35% 45% > 250 75%<br />
FALC.O Falconstore Software USA 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75%<br />
FDO Family Dollar Stores Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
FNM Fannie Mae USA 0 - 1900 25% 1900 - 10000 40% 50% 10000 - 350000 60% 75% > 350000 75%<br />
FAST.O Fastenal Co USA 0 - 50 5% 50 - 300 10% 20% 300 - 9500 25% 40% > 9500 75%<br />
FRT Federal Realty Invs Trust USA 0 - 40 10% 40 - 250 20% 25% 250 - 6000 35% 45% > 6000 75%<br />
FII Federated Investors Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 50% > 6750 75%<br />
FDX FedEx Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
FEIC.O FEI Co USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
FCH FelCor Lodging Trust Inc USA 0 - 25 25% 25 - 150 40% 50% 150 - 4500 60% 75% > 4500 75%<br />
FNF Fidelity National Financial Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75%<br />
FIS Fidelity National Information Serv. USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
FNSRD.O Finisar Corp USA 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75%<br />
FINL.O Finish Line USA 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75%<br />
FAF First American Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
FBP First Bancorp Puerto Rico USA 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75%<br />
FCFS.O First Cash Financial Services Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75%<br />
FHN First Horizon National Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
FR First Industrial Realty Trust, Inc. USA 0 - 30 20% 30 - 200 30% 40% 200 - 4500 50% 60% > 4500 75%<br />
FMD First Marblehead Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 2100 60% 75% > 2100 75%<br />
FNFG.O First Niagara Financial Group USA 0 - 60 10% 60 - 350 20% 25% 350 - 15000 35% 45% > 15000 75%<br />
FSLR.O First Solar Inc USA 0 - 90 10% 90 - 550 20% 25% 550 - 8500 35% 50% > 8500 75%<br />
FE FirstEnergy Corp USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
FMER.O FirstMerit Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
FISV.O Fiserv Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
FLTWQ.PK Fleetwood Enterprises USA 0 - 60 25% 60 - 350 40% 50% 350 - 10000 60% 75% > 10000 75%<br />
FLEX.O Flextronics International Ltd USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 50% > 40000 75%<br />
FLIR.O Flir Systems Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
FLO Flowers Foods Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
FLS Flowserve Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 5500 25% 40% > 5500 75%<br />
FLR Fluor Corp USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 50% > 15000 75%<br />
FMC FMC Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 6500 25% 40% > 6500 75%<br />
FTI FMC Technologies Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9250 25% 40% > 9250 75%<br />
FMCN.O Focus Media Holding USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
FMX Fomento Economico Mexicano USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
FL Foot Locker Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
FRPT.O Force Protection Inc USA 0 - 40 20% 40 - 250 30% 40% 250 - 7000 50% 60% > 7000 75%<br />
F Ford Motor Co USA 0 - 2200 20% 2200 - 15000 35% 50% 15000 - 300000 50% 75% > 300000 75%<br />
FRX Forest Laboratories Inc USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
FST Forest Oil Corp USA 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
FORM.O Formfactor Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
F<strong>IG</strong> Fortress Investment Group USA 0 - 100 25% 100 - 600 40% 50% 600 - 15000 60% 75% > 15000 75%<br />
FO Fortune Brands Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 8000 25% 40% > 8000 75%<br />
FWRD.O Forward Air Corporation USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
FOSL.O Fossil Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
FWLT.O Foster Wheeler Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 50% > 15000 75%<br />
FPL FPL Group Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
FTE France Telecom SA USA 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
FELE.O Franklin Electric Co. Inc. USA 0 - 10 15% 10 - 60 25% 30% 60 - 700 40% 55% > 700 75%<br />
BEN Franklin Resources Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
FSP Franklin Street Properties Corp USA 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75%<br />
FRE Freddie Mac USA 0 - 1000 25% 1000 - 6000 40% 50% 6000 - 200000 60% 75% > 200000 75%<br />
FRED.O Fred’s Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
FCX Freeport-McMoRan Copper & Gold Inc USA 0 - 250 10% 250 - 1800 20% 25% 1800 - 40000 35% 50% > 40000 75%<br />
RAIL.O Freightcar America Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75%<br />
FDP Fresh Del Monte Produce Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2400 35% 45% > 2400 75%<br />
FRG Fronteer Development Group USA 0 - 10 20% 10 - 60 30% 40% 60 - 2100 50% 60% > 2100 75%<br />
FTR Frontier Communications Corp USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 50% > 15000 75%<br />
FTO Frontier Oil Corp USA 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75%<br />
FRO Frontline Ltd USA 0 - 30 20% 30 - 200 30% 40% 200 - 5750 50% 60% > 5750 75%<br />
FCN FTI Consulting Inc. USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
FSYS.O Fuel Systems Solutions Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 1800 40% 55% > 1800 75%<br />
FTEK.O Fuel Tech Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 950 50% 60% > 950 75%<br />
FCEL.O FuelCell Energy Inc USA 0 - 25 20% 25 - 150 30% 40% 150 - 4500 50% 60% > 4500 75%<br />
FUL Fuller Co. (H.B) USA 0 - 10 15% 10 - 60 25% 30% 60 - 1800 40% 55% > 1800 75%<br />
FUQI.O Fuqi International Inc USA 0 - 30 15% 30 - 200 25% 30% 200 - 2750 40% 55% > 2750 75%<br />
GDV Gabelli Dividend & Income Trust USA 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75%<br />
GAB Gabelli Equity Trust USA 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75%<br />
GFA Gafisa SA-ADR USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
GME GameStop Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 15000 25% 40% > 15000 75%<br />
GRS Gammon Gold Inc USA 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75%<br />
GCI Gannett Co Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 25000 35% 50% > 25000 75%<br />
GPS Gap Inc USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 50000 25% 40% > 50000 75%<br />
GDI Gardner Denver USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
GRMN.O Garmin Ltd USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
IT Gartner Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75%<br />
GMT GATX Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
GNK Genco Shipping USA 0 - 40 15% 40 - 250 25% 30% 250 - 3250 40% 55% > 3250 75%<br />
GAM General American Investors Co Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75%<br />
BGC General Cable Corporation USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
GD General Dynamics Corp USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
GE General Electric Co USA 0 - 1100 5% 1100 - 10000 10% 20% 10000 - 550000 25% 40% > 550000 75%<br />
GGWPQ.PK General Growth Properties Inc USA 0 - 150 25% 150 - 900 40% 50% 900 - 30000 60% 75% > 30000 75%<br />
GMR General Maritime Corp USA 0 - 20 20% 20 - 100 30% 40% 100 - 4000 50% 60% > 4000 75%<br />
GIS General Mills Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
GMO General Moly Inc USA 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75%<br />
GNBT.O Generex Biotechnology Corp USA 0 - 50 25% 50 - 300 40% 50% 300 - 300 75% 75% > 300 75%<br />
GCO Genesco Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75%<br />
GWR Genesee & Wyoming Inc. USA 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75%<br />
G Genpact Ltd USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
GPRO.O Gen-Probe Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
GNTX.O Gentex Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75%<br />
GTIV.O Gentiva Health Services USA 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75%<br />
GPC Genuine Parts Co USA 0 - 30 5% 30 - 200 10% 20% 200 - 5500 25% 40% > 5500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
GNW Genworth Financial Inc USA 0 - 500 20% 500 - 3000 35% 50% 3000 - 45000 50% 75% > 45000 75%<br />
GENZ.O Genzyme Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
GGB Gerdau SA ADR USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 45% > 40000 75%<br />
GERN.O Geron Corp USA 0 - 60 15% 60 - 350 25% 30% 350 - 9000 40% 55% > 9000 75%<br />
GTY Getty Realty Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 650 60% 75% > 650 75%<br />
GF<strong>IG</strong>.O GFI Group Inc USA 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75%<br />
GA Giant Interactive Group ADR USA 0 - 15 20% 15 - 90 30% 40% 90 - 2750 50% 60% > 2750 75%<br />
G<strong>IG</strong>M.O Gigamedia Ltd USA 0 - 20 20% 20 - 100 30% 40% 100 - 4000 50% 60% > 4000 75%<br />
GIL Gildan Activewear USA 0 - 40 10% 40 - 250 20% 25% 250 - 6750 35% 45% > 6750 75%<br />
GILD.O Gilead Sciences Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 40000 25% 40% > 40000 75%<br />
GIVN.O Given Imaging Ltd USA 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75%<br />
GSK GlaxoSmithKline ADR USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
GLG GLG Partners Inc. USA 0 - 30 20% 30 - 200 30% 40% 200 - 5500 50% 60% > 5500 75%<br />
GLBL.O Global Industries Ltd USA 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75%<br />
GPN Global Payments Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
GSOL.O Global Sources Limited USA 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75%<br />
GLUU.O Glu Mobile Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75%<br />
GMXR.O GMX Resources Inc USA 0 - 30 20% 30 - 200 30% 40% 200 - 2500 50% 60% > 2500 75%<br />
GOL Gol Linhas Aeras Intel-ADR USA 0 - 20 15% 20 - 100 25% 30% 100 - 3500 40% 55% > 3500 75%<br />
GLNG.O Golar LNG Ltd USA 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75%<br />
GFI Gold Fields Ltd USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75%<br />
GG Goldcorp Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 45000 35% 45% > 45000 75%<br />
GSS Golden Star Resources Ltd USA 0 - 70 15% 70 - 400 25% 30% 400 - 15000 40% 55% > 15000 75%<br />
GS.N Goldman Sachs Group Inc USA 0 - 100 10% 100 - 1700 20% 25% 1700 - 50000 35% 50% > 50000 75%<br />
GR Goodrich Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 7750 25% 40% > 7750 75%<br />
GDP Goodrich Petroleum Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
GT Goodyear Tire & Rubber Co USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 50% > 25000 75%<br />
GOOG.O Google Inc USA 0 - 40 5% 40 - 350 10% 20% 350 - 15000 25% 40% > 15000 75%<br />
GGG Graco Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
GTI Graftech International Ltd USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
GWW Grainger (WW) inc USA 0 - 30 5% 30 - 200 10% 20% 200 - 5000 25% 40% > 5000 75%<br />
GTE Gran Tierra Energy Inc USA 0 - 40 15% 40 - 250 25% 30% 250 - 7750 40% 55% > 7750 75%<br />
LOPE.O Grand Canyon Education, Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
GVA Granite Construction Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
GAP Great Atlantic & Pacific Tea Co USA 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75%<br />
GXP Great Plains Energy Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75%<br />
GCH Greater China Fund USA 0 - 10 25% 10 - 60 40% 50% 60 - 500 60% 75% > 500 75%<br />
GMCR.O Green Mountain Coffee Roasters USA 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75%<br />
GHL Greenhill & Co Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75%<br />
GEF Greif Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75%<br />
ASR Grupo Aeroportuario Sureste ADR USA 0 - 10 15% 10 - 60 25% 30% 60 - 750 40% 55% > 750 75%<br />
SIM Grupo Simec, S.A. de C.V. USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
TV Grupo Televisa SA USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
GSIC.O GSI Commerce USA 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75%<br />
GES Guess ? Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75%<br />
GLF Gulfmark Offshore Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
GU Gushan Environmental Energy ADR USA 0 - 20 25% 20 - 100 40% 50% 100 - 4250 60% 75% > 4250 75%<br />
GYMB.O Gymboree Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 3000 35% 45% > 3000 75%<br />
HAE Haemonetics Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75%<br />
HAIN.O Hain Celestial Griup Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1800 40% 55% > 1800 75%<br />
HAL Halliburton Co USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 80000 35% 50% > 80000 75%<br />
HALO.O Halozyme Therapeutics, Inc. USA 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75%<br />
HBI Hanesbrands, Inc. USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
THG Hanover Insurance Group USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
HANS.O Hansen Natural Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 8250 25% 40% > 8250 75%<br />
HOG Harley-Davidson Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 50% > 25000 75%<br />
HAR Harman International Industries Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 50% > 7000 75%<br />
HLIT.O Harmonic Inc USA 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75%<br />
HMY Harmony Gold Mining Co Ltd USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
HRS Harris Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 8000 25% 40% > 8000 75%<br />
HPOL.O Harris Interactive Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 650 60% 75% > 650 75%<br />
HSTX.O Harris Stratex Networks USA 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75%<br />
HWD Harry Winston Diamond Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1800 50% 60% > 1800 75%<br />
HSC Harsco Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
HHS Harte-Hanks Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75%<br />
H<strong>IG</strong> Hartford Financial Services Group USA 0 - 600 20% 600 - 3500 35% 50% 3500 - 40000 50% 75% > 40000 75%<br />
HTE Harvest Energy Trust USA 0 - 30 15% 30 - 200 25% 30% 200 - 5750 40% 55% > 5750 75%<br />
HAS Hasbro Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
HTS Hatteras Financial Corp USA 0 - 20 25% 20 - 100 40% 50% 100 - 3500 60% 75% > 3500 75%<br />
HE Hawaiian Electric Industries Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
HDB HDFC Bank Ltd USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
HW Headwaters Inc USA 0 - 25 20% 25 - 150 30% 40% 150 - 4750 50% 60% > 4750 75%<br />
HCP Health Care Property Investors Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 50% > 30000 75%<br />
HCN Health Care REIT Inc USA 0 - 70 5% 70 - 400 10% 20% 400 - 10000 25% 40% > 10000 75%<br />
HMA Health Management Associates Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75%<br />
HNT Health Net Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
HR Healthcare Realty Trust Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
HCSG.O Healthcare Services Group USA 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75%<br />
HLS Healthsouth Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
HS Healthspring Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2300 40% 55% > 2300 75%<br />
HL Hecla Mining Co USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 25000 35% 45% > 25000 75%<br />
HEI Heico Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 750 40% 55% > 750 75%<br />
HLX Helix Energy Solutions Group USA 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75%<br />
HP Helmerich & Payne Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
HEB Hemispherx Biopharma Inc USA 0 - 15 25% 15 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
HSIC.O Henry Schein Inc USA 0 - 20 5% 20 - 100 10% 20% 100 - 4500 25% 40% > 4500 75%<br />
HLF Herbalife Ltd USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
HERO.O Hercules Offshore Inc USA 0 - 70 20% 70 - 400 30% 40% 400 - 9500 50% 60% > 9500 75%<br />
MLHR.O Herman Miller Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75%<br />
HSY Hershey Co USA 0 - 40 5% 40 - 250 10% 20% 250 - 7000 25% 40% > 7000 75%<br />
HTZ Hertz Global Holdings, Inc. USA 0 - 100 15% 100 - 600 25% 30% 600 - 20000 40% 55% > 20000 75%<br />
HES Hess Corporation USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
HEW Hewitt Associates Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
HPQ Hewlett-Packard Co USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 90000 25% 40% > 90000 75%<br />
HXL Hexcel Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
HIBB.O Hibbett Sporting Goods Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 2750 40% 55% > 2750 75%<br />
HIW Highwoods Properties Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75%<br />
HI Hillenbrand Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
HRC Hill-Rom Holdings Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
HIMX.O Himax Technologies Inc. USA 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75%<br />
HIT Hitachi Ltd - ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 500 50% 60% > 500 75%<br />
HNZ HJ Heinz Company USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
HNI HNI Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75%<br />
HOC Holly Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
HOLX.O Hologic Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
HD Home Depot Inc USA 0 - 450 5% 450 - 2750 10% 20% 2750 - 90000 25% 40% > 90000 75%<br />
HMIN.O Home Inns & Hotels Management USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
HME Home Properties Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3250 35% 45% > 3250 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
HXM Homex Development USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
HMC Honda Motor Co USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
HON Honeywell International Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
HRL Hormel Foods Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 50% > 2750 75%<br />
HOS Hornbeck Offshore Services USA 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75%<br />
HSP Hospira Inc USA 0 - 30 5% 30 - 200 10% 20% 200 - 5750 25% 40% > 5750 75%<br />
HPT Hospitality Properties Trust USA 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75%<br />
HST Host Hotels & Resorts Inc USA 0 - 450 10% 450 - 2750 20% 25% 2750 - 60000 35% 50% > 60000 75%<br />
HOTT.O HOT Topic Inc USA 0 - 40 20% 40 - 250 30% 40% 250 - 4500 50% 60% > 4500 75%<br />
HOV Hovnanian Enterprises Inc USA 0 - 80 20% 80 - 500 30% 40% 500 - 6250 50% 60% > 6250 75%<br />
HBC HSBC Holdings PLC USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
HNP Huaneng Power International Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
HUBb Hubbell Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75%<br />
HCBK.O Hudson City Bancorp Inc USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 45000 25% 40% > 45000 75%<br />
HHGP.O Hudson Highland Group Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 700 60% 75% > 700 75%<br />
HGT Hugoton Royalty USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
HGSI.O Human Genome Sciences Inc USA 0 - 200 25% 200 - 1200 40% 50% 1200 - 15000 60% 75% > 15000 75%<br />
HUM Humana Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
JBHT.O Hunt(JB) Transport USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
HBAN.O Huntington Bancshares Inc/OH USA 0 - 700 20% 700 - 4250 35% 50% 4250 - 55000 50% 75% > 55000 75%<br />
HUN Huntsman USA 0 - 100 15% 100 - 600 25% 30% 600 - 25000 40% 55% > 25000 75%<br />
HURN.O Huron Consultancy Group USA 0 - 30 25% 30 - 200 40% 50% 200 - 2200 60% 75% > 2200 75%<br />
HTHKY.PK Hutchison Telecommun ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75%<br />
HTX Hutchison Telecommunications - ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75%<br />
IACI.O IAC/InterActiveCorp USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
IAG Iamgold Corporation USA 0 - 80 20% 80 - 500 30% 40% 500 - 15000 50% 60% > 15000 75%<br />
IBM IBM USA 0 - 150 5% 150 - 900 10% 20% 900 - 40000 25% 40% > 40000 75%<br />
HYG iBoxx $ High Yield Corp Bond USA 0 - 20 10% 20 - 100 20% 25% 100 - 200 35% 45% > 200 75%<br />
LQD iBoxx $ Inv Grade Corp Bond USA 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75%<br />
IBN ICICI Bank Ltd ADR USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75%<br />
ICLR.O Icon Plc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
ICON.O Iconix Brand Group Inc USA 0 - 25 20% 25 - 150 30% 40% 150 - 4750 50% 60% > 4750 75%<br />
IDARQ.PK Idearc Inc USA 0 - 30 25% 30 - 200 40% 50% 200 - 5500 60% 75% > 5500 75%<br />
IDIX.O Idenix Pharmaceuticals Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75%<br />
IEX IDEX Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
IDXX.O IDEXX Laboratories Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75%<br />
IHS IHS Inc-Class A USA 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75%<br />
IIVI.O II-VI Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 850 40% 55% > 850 75%<br />
ITW Illinois Tool Works Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
ILMN.O Illumina Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 50% > 8500 75%<br />
IMN Imation Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
IMAX.O Imax Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75%<br />
BLUD.O Immucor Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
RX IMS Health Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9500 25% 40% > 9500 75%<br />
IFN India Fund Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
IDMCQ.PK IndyMac Bancorp USA 0 - 15 25% 15 - 90 40% 50% 90 - 2750 60% 75% > 2750 75%<br />
NRGY.O Inergy LP USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
IFNNY.PK Infineon Tech ADR USA 0 - 30 15% 30 - 200 25% 30% 200 - 5000 40% 55% > 5000 75%<br />
INFN.O Infinera Corporation USA 0 - 15 15% 15 - 90 25% 30% 90 - 3250 40% 55% > 3250 75%<br />
INFA.O Informatica Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 45% > 6750 75%<br />
INSP.O Infospace Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 900 60% 75% > 900 75%<br />
INFY.O Infosys Technologies Ltd USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
<strong>IG</strong>D ING Global Equity USA 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75%<br />
ING ING Groep NV USA 0 - 50 15% 50 - 300 25% 30% 300 - 9000 40% 55% > 9000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
IR Ingersoll-Rand Co Ltd USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 30000 35% 45% > 30000 75%<br />
IM Ingram Micro Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 9250 35% 45% > 9250 75%<br />
IRC Inland Real Estate Corp USA 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75%<br />
IO Input/Output USA 0 - 30 20% 30 - 200 30% 40% 200 - 6750 50% 60% > 6750 75%<br />
INSU.O Insituform Technologies Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75%<br />
ISPH.O Inspire Pharmaceuticals Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75%<br />
IART.O Integra LifeSciences Holdings Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1300 35% 45% > 1300 75%<br />
IDTI.O Integrated Device Technology Inc USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75%<br />
TEG Integrys energy Group Inc USA 0 - 20 5% 20 - 100 10% 20% 100 - 3750 25% 40% > 3750 75%<br />
INTC.O Intel Corp USA 0 - 800 5% 800 - 6500 10% 20% 6500 - 350000 25% 40% > 350000 75%<br />
IBKR.O Interactive Brokers Group Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
IDC Interactive Data Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
ICE Intercontinentalexchange Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 7250 35% 50% > 7250 75%<br />
IDCC.O Interdigital Communications Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
IFSIA.O Interface Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 2200 50% 60% > 2200 75%<br />
ITMN.O InterMune Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2300 40% 55% > 2300 75%<br />
IBOC.O International Bancshares Corp USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
ICO International Coal Group Plc USA 0 - 50 15% 50 - 300 25% 30% 300 - 9750 40% 55% > 9750 75%<br />
<strong>IG</strong>T International Game Technology USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
IP International Paper Co USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 45000 35% 50% > 45000 75%<br />
IRF International Rectifier Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75%<br />
ISCA.O International Speedway Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75%<br />
IIJI.O Internet Initiative Japan Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75%<br />
IOC InterOil Corporation USA 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75%<br />
IPG Interpublic Group of Cos Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 50% > 35000 75%<br />
ISIL.O Intersil Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 10000 35% 45% > 10000 75%<br />
IFF Intl Flavour & Fragrance USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 50% > 3250 75%<br />
IPI Intrepid Potash USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
INTU.O Intuit Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
ISRG.O Intuitive Surgical Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 3750 35% 50% > 3750 75%<br />
IVC Invacare Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75%<br />
VTIV.O Inventiv Health Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
IMA Inverness Medical Innovation USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
IVZ Invesco Plc ADR USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 50% > 30000 75%<br />
ITG Investment Technology Group Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
ISBC.O Investors Bancorp Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75%<br />
IRET.O Investors Real Estate Trust USA 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
OIL iPath GS Crude Oil Total Return ETN USA 0 - 40 10% 40 - 250 20% 25% 250 - 400 35% 45% > 400 75%<br />
IRM Iron Mountain Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 7000 25% 40% > 7000 75%<br />
ISLN.O Isilon Systems Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 650 60% 75% > 650 75%<br />
ISIS.O Isis Pharmaceuticals Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
ITC ITC Holdings Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75%<br />
ITRI.O Itron Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
ESI ITT Educational Services Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 3750 35% 45% > 3750 75%<br />
ITT ITT Industries Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 8250 25% 40% > 8250 75%<br />
IVAN.O Ivanhoe Energy Inc USA 0 - 20 25% 20 - 100 40% 50% 100 - 3500 60% 75% > 3500 75%<br />
IVN Ivanhoe Mines Ltd/CA USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
XXIA.O Ixia USA 0 - 10 25% 10 - 60 40% 50% 60 - 850 60% 75% > 850 75%<br />
JCG J Crew Group Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 6250 35% 45% > 6250 75%<br />
JJSF.O J&J Snack Foods Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75%<br />
JCOM.O j2 Global Communications Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75%<br />
JASO.O JA Solar Holdings USA 0 - 200 15% 200 - 1200 25% 30% 1200 - 15000 40% 55% > 15000 75%<br />
JBL Jabil Circuit Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 50% > 15000 75%<br />
JKHY.O Jack Henry & Associates Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
JACK.O Jack in the Box USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
JEC Jacobs Engineering Group Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
JRCC.O James River Coal Co USA 0 - 30 20% 30 - 200 30% 40% 200 - 2750 50% 60% > 2750 75%<br />
JNS Janus Capital Group Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
JAH Jarden Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
JCP JC Penney Co Inc Holding Co USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
JDSU.O JDS Uniphase Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
JEF Jefferies Group Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
JBLU.O JetBlue Airways Corp USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 30000 35% 45% > 30000 75%<br />
SJM JM Smucker Co USA 0 - 30 5% 30 - 200 10% 20% 200 - 5500 25% 40% > 5500 75%<br />
JAS Jo-Ann Stores Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
JWa John Wiley & Sons USA 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75%<br />
JNJ Johnson & Johnson USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 65000 25% 40% > 65000 75%<br />
JCI Johnson Controls Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 50% > 40000 75%<br />
JNY Jones Apparel Group Inc USA 0 - 50 15% 50 - 300 25% 30% 300 - 8500 40% 55% > 8500 75%<br />
JLL Jones Lang Lasalle USA 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75%<br />
JOYG.O Joy Global Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 10000 35% 50% > 10000 75%<br />
JPM JPMorgan Chase & Co USA 0 - 400 10% 400 - 7250 20% 25% 7250 - 350000 35% 50% > 350000 75%<br />
JNPR.O Juniper Networks Inc USA 0 - 300 5% 300 - 1800 10% 20% 1800 - 50000 25% 40% > 50000 75%<br />
KALU.O Kaiser Aluminium Corporation USA 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75%<br />
KAMN.O Kaman Corporation USA 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75%<br />
KDN Kaydon Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
KBH KB Home USA 0 - 100 10% 100 - 600 20% 25% 600 - 8750 35% 50% > 8750 75%<br />
KBR KBR Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
KBE KBW Bank ETF USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
KRE KBW Regional Banking ETF USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
KRNY.O Kearny Financial Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75%<br />
K Kellogg Co USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
KEME.OB Kemet Corp USA 0 - 15 25% 15 - 90 40% 50% 90 - 2500 60% 75% > 2500 75%<br />
KNDL.O Kendle International Inc. USA 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75%<br />
KMT Kennametal Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
KEG Key Energy Services Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75%<br />
KEY Keycorp USA 0 - 700 10% 700 - 4250 20% 25% 4250 - 90000 35% 50% > 90000 75%<br />
KRC Kilroy Realty Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75%<br />
KMB Kimberly-Clark Corp USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
KIM Kimco Realty Corp USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 40000 35% 50% > 40000 75%<br />
KND Kindred Health USA 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75%<br />
KCI Kinetic Concepts Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
KG King Pharmaceuticals Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
KGC Kinross Gold Corp USA 0 - 150 10% 150 - 900 20% 25% 900 - 35000 35% 45% > 35000 75%<br />
KEX Kirby Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
KLAC.O Kla-Tencor Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 15000 25% 40% > 15000 75%<br />
NITE.O Knight Capital Group Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75%<br />
KSS Kohl’s Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
KONG.O Kongzhong Corp ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
KB Kookmin Bank - ADR USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
KFY Korn/Ferry International USA 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75%<br />
KFT Kraft Foods Inc USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 50000 25% 40% > 50000 75%<br />
KKD Krispy Kreme Doughnuts Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 2000 60% 75% > 2000 75%<br />
KR Kroger Co USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
KSWS.O K-Swiss Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75%<br />
KYO Kyocera Corp ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 150 50% 60% > 150 75%<br />
LLL L-3 Communications Holdings Inc USA 0 - 30 5% 30 - 200 10% 20% 200 - 5250 25% 40% > 5250 75%<br />
LH Laboratory Corp of America Holdings USA 0 - 30 5% 30 - 200 10% 20% 200 - 6500 25% 40% > 6500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
LAB LaBranche & Co Inc USA 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75%<br />
LTS Ladenburg Thalmann Financial USA 0 - 10 25% 10 - 60 40% 50% 60 - 1500 60% 75% > 1500 75%<br />
LDSH.O Ladish Co., Inc. USA 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75%<br />
LRCX.O Lam Research Corp USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
LAMR.O Lamar Advertising Co USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
LANC.O Lancaster Colony Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75%<br />
LNCE.O Lance Inc. USA 0 - 10 15% 10 - 60 25% 30% 60 - 850 40% 55% > 850 75%<br />
LSTR.O Landstar System Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
LVS Las Vegas Sands Corp USA 0 - 1000 20% 1000 - 6000 30% 40% 6000 - 65000 50% 60% > 65000 75%<br />
LHO LaSalle Hotel Properties USA 0 - 40 20% 40 - 250 30% 40% 250 - 6250 50% 60% > 6250 75%<br />
LWSN.O Lawson Software USA 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75%<br />
LGI Lazard Global Total Return & Income USA 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75%<br />
LAZ Lazard Ltd USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
LCAV.O LCA-Vision Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 1300 60% 75% > 1300 75%<br />
LDK LDK Solar Co Ltd ADR USA 0 - 100 15% 100 - 600 25% 30% 600 - 10000 40% 55% > 10000 75%<br />
LEAP.O Leap Wireless Intl Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 7750 35% 45% > 7750 75%<br />
LF Leapfrog Enterprises Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75%<br />
LEARQ.PK Lear Corp USA 0 - 200 25% 200 - 1200 40% 50% 1200 - 7750 60% 75% > 7750 75%<br />
LM Legg Mason Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 50% > 15000 75%<br />
LEG Leggett & Platt Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 8250 25% 40% > 8250 75%<br />
TLT Lehman 20+ Yr T Bond Fund - TLT USA 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75%<br />
IEF Lehman 7-10 Yr T Bond Fund - IEF USA 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75%<br />
LPS.N Lenders Processing Services USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
LEN Lennar Corp USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 15000 35% 50% > 15000 75%<br />
LII Lennox International Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
LUK Leucadia National Corp USA 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 50% > 9750 75%<br />
LVLT.O Level 3 Communications Inc USA 0 - 350 15% 350 - 2100 25% 30% 2100 - 70000 40% 55% > 70000 75%<br />
LXRX.O Lexicon Pharmaceuticals USA 0 - 10 25% 10 - 60 40% 50% 60 - 60 75% 75% > 60 75%<br />
LXP Lexington Corporate Prop Trust USA 0 - 40 20% 40 - 250 30% 40% 250 - 8000 50% 60% > 8000 75%<br />
LXK Lexmark International Inc USA 0 - 70 10% 70 - 400 20% 25% 400 - 7750 35% 50% > 7750 75%<br />
LPL LG.Philips LCD Co Ltd USA 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 45% > 8250 75%<br />
USA Liberty All Star USA 0 - 15 20% 15 - 90 30% 40% 90 - 2750 50% 60% > 2750 75%<br />
LBTYA.O Liberty Global - A USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
LBTYK.O Liberty Global - C USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
LINTA.O Liberty Media Holding Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
LRY Liberty Property Trust USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
LIFE.O Life Technologies Corp USA 0 - 60 20% 60 - 350 35% 50% 350 - 15000 50% 75% > 15000 75%<br />
LTM Life Time Fitness Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
LPNT.O LifePoint Hospitals Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
LIHR.O Lihir Gold Ltd ADR USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
LNCR.O Lincare Holdings Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
LINC.O Lincoln Educational USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
LNC Lincoln National Corp USA 0 - 300 20% 300 - 1800 35% 50% 1800 - 30000 50% 75% > 30000 75%<br />
LNN Lindsay Manufacturing Co USA 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75%<br />
LLTC.O Linear Technology Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 20000 25% 40% > 20000 75%<br />
LINE.O Linn Energy LLC USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
LGF Lions Gate Entertainment Corp USA 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75%<br />
LFUS.O Littlefuse Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75%<br />
LYV Live Nation Inc USA 0 - 25 15% 25 - 150 25% 30% 150 - 4500 40% 55% > 4500 75%<br />
LIZ Liz Claiborne Inc USA 0 - 70 20% 70 - 400 30% 40% 400 - 9500 50% 60% > 9500 75%<br />
LKQX.O LKQ Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
LYG Lloyds Banking Group ADR USA 0 - 40 25% 40 - 250 40% 50% 250 - 8250 60% 75% > 8250 75%<br />
SCD LMP Capital and Income Fund USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
LMT Lockheed Martin Corp USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
L Loews Corp USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 50% > 15000 75%<br />
LOGI.O Logitech International SA USA 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 50% > 5500 75%<br />
LFT Longtop Financial ADR USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
LO Lorillard Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9250 25% 40% > 9250 75%<br />
LOW Lowe’s Cos Inc USA 0 - 400 5% 400 - 2400 10% 20% 2400 - 80000 25% 40% > 80000 75%<br />
LXU LSB Industries, Inc. USA 0 - 10 20% 10 - 60 30% 40% 60 - 950 50% 60% > 950 75%<br />
LSI LSI Logic Corp USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 45000 25% 40% > 45000 75%<br />
LTD Ltd Brands USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
LUFK.O Lufkin Ind Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
LULU.O Lululemon Athletica Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
LUNMF.PK Lundin Mining Corporation USA 0 - 10 25% 10 - 60 40% 50% 60 - 1400 60% 75% > 1400 75%<br />
LUX Luxottica Group USA 0 - 10 20% 10 - 60 30% 40% 60 - 800 50% 60% > 800 75%<br />
MTB M&T Bank Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 7750 25% 40% > 7750 75%<br />
MAC Macerich Co USA 0 - 90 20% 90 - 550 30% 40% 550 - 8000 50% 60% > 8000 75%<br />
CLI Mack Cali Realty Corp USA 0 - 50 10% 50 - 300 20% 25% 300 - 7750 35% 45% > 7750 75%<br />
MGU Macquarie Global Infr Tot Rt USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
M Macy’s Inc USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 40000 35% 50% > 40000 75%<br />
MGLN.O Magellan Health USA 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75%<br />
MGA Magna International Inc - Cl A USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
MANH.O Manhattan Associates Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 900 50% 60% > 900 75%<br />
MTW Manitowoc Company Inc USA 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75%<br />
MAN Manpower Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
MANT.O ManTech International Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
MFC Manulife Financial Corp USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
MRO Marathon Oil Corp USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
MKL Markel Corporation USA 0 - 10 10% 10 - 60 20% 25% 60 - 250 35% 45% > 250 75%<br />
MOO Market Vectors Agribusiness ETF USA 0 - 25 10% 25 - 150 20% 25% 150 - 250 35% 45% > 250 75%<br />
GDX Market Vectors Gold Miners ETF USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
RSX Market Vectors Russia ETF USA 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75%<br />
MAR Marriott International Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
MMC Marsh & McLennan Cos Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
MI Marshall & Ilsley Corp USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 50% > 35000 75%<br />
MATK.O Martek Biosciences Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
MLM Martin Marietta Materials Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
MVL Marvel Entertainment Inc USA 0 - 30 15% 30 - 200 25% 30% 200 - 5750 40% 55% > 5750 75%<br />
MRVL.O Marvell Technology Group Ltd USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 60000 25% 40% > 60000 75%<br />
MAS Masco Corp USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 50% > 30000 75%<br />
MASI.O Masimo Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
MEE Massey Energy Co USA 0 - 150 10% 150 - 900 20% 25% 900 - 8500 35% 50% > 8500 75%<br />
MTZ MasTec Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
MA Mastercard Inc Cl A USA 0 - 70 5% 70 - 400 10% 20% 400 - 10000 25% 40% > 10000 75%<br />
MAT.O Mattel Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
MXGL.O Max Capital Group Ltd USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
MXIM.O Maxim Integrated Products Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
MXWL.O Maxwell Technologies Inc. USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
MBI MBIA Inc USA 0 - 150 20% 150 - 900 35% 50% 900 - 20000 50% 75% > 20000 75%<br />
MFE McAfee Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
MNI McClatchy Co - A USA 0 - 30 25% 30 - 200 40% 50% 200 - 6000 60% 75% > 6000 75%<br />
MKC McCormick & Co Inc USA 0 - 25 5% 25 - 150 10% 20% 150 - 4500 25% 40% > 4500 75%<br />
MDR McDermott International Inc USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 45% > 15000 75%<br />
MCD McDonald’s Corp USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 50000 25% 40% > 50000 75%<br />
MHP McGraw-Hill Cos Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
MCK McKesson Corp USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
MDC MDC Holdings Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
MDU MDU Resources Group Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
MJN Mead Johnson Nutrition Co USA 0 - 10 15% 10 - 60 25% 30% 60 - 60 75% 75% > 60 75%<br />
MWV MeadWestvaco Corp USA 0 - 50 5% 50 - 300 10% 20% 300 - 9500 25% 40% > 9500 75%<br />
MTL Mechel OAO USA 0 - 100 20% 100 - 600 30% 40% 600 - 25000 50% 60% > 25000 75%<br />
MHS Medco Health Solutions Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 20000 25% 40% > 20000 75%<br />
MDCO.O Medicines Co USA 0 - 20 20% 20 - 100 30% 40% 100 - 4250 50% 60% > 4250 75%<br />
MRX Medicis Pharmaceutical Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75%<br />
MDVN.O Medivation Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75%<br />
MDT Medtronic Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
MPEL.O Melco PBL Entertainment ADR USA 0 - 100 15% 100 - 600 25% 30% 600 - 20000 40% 55% > 20000 75%<br />
WFR MEMC Electronic Materials Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 50% > 20000 75%<br />
MW Men’s Wearhouse Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
MENT.O Mentor Graphics Corp USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
MELI.O Mercadolibre Inc. USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
MRK Merck & Co Inc USA 0 - 500 5% 500 - 3000 10% 20% 3000 - 100000 25% 40% > 100000 75%<br />
MRCY.O Mercury Computer Systems Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75%<br />
MCY Mercury General Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75%<br />
MDP Meredith Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 50% > 3250 75%<br />
VIVO.O Meridian Bioscience Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75%<br />
MMSI.O Merit Medical Systems Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75%<br />
MTH Meritage Homes Corp USA 0 - 25 15% 25 - 150 25% 30% 150 - 3250 40% 55% > 3250 75%<br />
MEI Methode Electronics Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
MET Metlife Inc USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 50% > 50000 75%<br />
PCS Metropcs Communications USA 0 - 40 10% 40 - 250 20% 25% 250 - 250 75% 75% > 250 75%<br />
MTD Mettler Toledo International Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75%<br />
MXF Mexico Fund Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75%<br />
MF MF Global Ltd USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
MFA MFA Mortgage Investments Inc USA 0 - 150 25% 150 - 900 40% 50% 900 - 25000 60% 75% > 25000 75%<br />
MTG MGIC Investment Corp USA 0 - 100 25% 100 - 600 40% 50% 600 - 15000 60% 75% > 15000 75%<br />
MGM MGM Mirage USA 0 - 600 25% 600 - 3500 40% 50% 3500 - 45000 60% 75% > 45000 75%<br />
MCHP.O Microchip Technology Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
MU Micron Technology Inc USA 0 - 600 10% 600 - 3500 20% 25% 3500 - 85000 35% 50% > 85000 75%<br />
MCRS.O MICROS Systems Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
MSCC.O Microsemi Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
MSFT.O Microsoft Corp USA 0 - 700 5% 700 - 6250 10% 20% 6250 - 300000 25% 40% > 300000 75%<br />
MSTR.O MicroStrategy Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 550 40% 55% > 550 75%<br />
MAA Mid-America Apartment Communities USA 0 - 20 10% 20 - 100 20% 25% 100 - 2750 35% 45% > 2750 75%<br />
MIDD.O Middleby Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75%<br />
MWYGQ.PK Midway Games Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
MICC.O Millicom International Cellular SA USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 50% > 4500 75%<br />
MIL Millipore Corp USA 0 - 15 5% 15 - 90 10% 20% 90 - 3250 25% 40% > 3250 75%<br />
MR Mindray Medical Intl ADR USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
MIR Mirant Corp USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
MT Mittal Steel Co NV USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 45% > 35000 75%<br />
MFG Mizuho Financial Group Inc USA 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75%<br />
MINI.O Mobile Mini Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
MBT Mobile Telesystems OJSC USA 0 - 40 10% 40 - 250 20% 25% 250 - 8750 35% 45% > 8750 75%<br />
MHK Mohawk Industries Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 6750 35% 45% > 6750 75%<br />
MOLX.O Molex Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 7000 25% 40% > 7000 75%<br />
TAP Molson Coors Brewing Co USA 0 - 40 5% 40 - 250 10% 20% 250 - 7750 25% 40% > 7750 75%<br />
MPWR.O Mononlithic Power Systems Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75%<br />
MON Monsanto Co USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
MWW Monster Worldwide Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
MRH Montpelier Re Holdings Ltd USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
MCO Moody’s Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
MOGa MOOG INC USA 0 - 10 15% 10 - 60 25% 30% 60 - 800 40% 55% > 800 75%<br />
MS Morgan Stanley USA 0 - 600 20% 600 - 3500 35% 50% 3500 - 150000 50% 75% > 150000 75%<br />
APF Morgan Stanley Asia Pacific Fund USA 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75%<br />
CAF Morgan Stanley China A Share Fund USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
MHGC.O Morgans Hotel Group USA 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75%<br />
MORN.O Morningstar Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 850 40% 55% > 850 75%<br />
MOS Mosaic Co USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 45% > 35000 75%<br />
MOT Motorola Inc USA 0 - 600 10% 600 - 3500 20% 25% 3500 - 100000 35% 50% > 100000 75%<br />
MTLQQ.PK Motors Liquidation Co. USA 0 - 1200 25% 1200 - 7250 40% 50% 7250 - 60000 60% 75% > 60000 75%<br />
MSM MSC Industrial Direct Co USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
EWA MSCI Australia <strong>Index</strong> Fund - EWA USA 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75%<br />
EWZ MSCI Brazil <strong>Index</strong> Fund - EWZ USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75%<br />
EFA MSCI EAFE <strong>Index</strong> Fund - EFA USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75%<br />
EEM MSCI Emerging Markets Fund - EEM USA 0 - 450 10% 450 - 2750 20% 25% 2750 - 4500 35% 45% > 4500 75%<br />
EDD MSCI Emerging Mkts Domestic Debt USA 0 - 10 15% 10 - 60 25% 30% 60 - 1600 40% 55% > 1600 75%<br />
EWH MSCI Hong Kong <strong>Index</strong> Fund - EWH USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
EWJ MSCI Japan <strong>Index</strong> Fund - EWJ USA 0 - 700 10% 700 - 4250 20% 25% 4250 - 7000 35% 45% > 7000 75%<br />
EWM MSCI Malaysia <strong>Index</strong> Fund - EWM USA 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75%<br />
EWW MSCI Mexico Investable Mkt - EWW USA 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75%<br />
EWS MSCI Singapore <strong>Index</strong> Fund - EWS USA 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75%<br />
EWY MSCI South Korea <strong>Index</strong> Fund - EWY USA 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75%<br />
EWD MSCI Sweden <strong>Index</strong> Fund - EWD USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
EWT MSCI Taiwan <strong>Index</strong> Fund - EWT USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
MTSC.O MTS Systems Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75%<br />
MLI Mueller Industries Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
MWA Mueller Water Products Inc-A USA 0 - 30 15% 30 - 200 25% 30% 200 - 6250 40% 55% > 6250 75%<br />
MUR Murphy Oil Corp USA 0 - 50 5% 50 - 300 10% 20% 300 - 9750 25% 40% > 9750 75%<br />
MYL.O Mylan Laboratories Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 30000 35% 50% > 30000 75%<br />
MYGN.O Myriad Genetics Inc USA 0 - 50 15% 50 - 300 25% 30% 300 - 9500 40% 55% > 9500 75%<br />
MYRX.O Myriad Pharmaceuticals Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75%<br />
QQQQ.O N100 Tracking Stock - QQQQ USA 0 - 400 5% 400 - 2400 10% 20% 2400 - 4000 25% 40% > 4000 75%<br />
NABI.O Nabi Biopharmaceuticals USA 0 - 10 25% 10 - 60 40% 50% 60 - 1000 60% 75% > 1000 75%<br />
NBR Nabors Industries Ltd USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 30000 25% 40% > 30000 75%<br />
NLC Nalco Holding Co USA 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75%<br />
NARA.O Nara Bancorp Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75%<br />
IBB.O Nasdaq Biotechnology <strong>Index</strong> Fund USA 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75%<br />
NDAQ.O Nasdaq Stock Market Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
NAFC.O Nash Finch Co USA 0 - 10 20% 10 - 60 30% 40% 60 - 850 50% 60% > 850 75%<br />
NTG NATCO Group USA 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75%<br />
NBG National Bank Of Greece - ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75%<br />
FIZZ.O National Beverage Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75%<br />
NFG National Fuel Gas Co USA 0 - 10 10% 10 - 60 20% 25% 60 - 2300 35% 45% > 2300 75%<br />
NGG National Grid USA 0 - 10 10% 10 - 60 20% 25% 60 - 900 35% 45% > 900 75%<br />
NHI National Health Investors Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75%<br />
NOV National Oilwell Varco Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 50% > 35000 75%<br />
NPBC.O National Penn Bancshares Inc. USA 0 - 30 15% 30 - 200 25% 30% 200 - 6750 40% 55% > 6750 75%<br />
NSM National Semiconductor Corp USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 25000 25% 40% > 25000 75%<br />
NHP Nationwide Health Properties Inc USA 0 - 60 20% 60 - 350 30% 40% 350 - 10000 50% 60% > 10000 75%<br />
NM Navios Maritime Holdings Inc USA 0 - 40 20% 40 - 250 30% 40% 250 - 7250 50% 60% > 7250 75%<br />
NAV Navistar International Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
NTY NBTY Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
NCS NCI Building Systems Inc USA 0 - 30 25% 30 - 200 40% 50% 200 - 2000 60% 75% > 2000 75%<br />
NCR NCR Corp USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
NKTR.O Nektar Therapeutics USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
NNI Nelnet USA 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75%<br />
NTES.O Netease.com USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
NZ Netezza Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75%<br />
NFLX.O NetFlix Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 5750 35% 45% > 5750 75%<br />
NTGR.O NETGEAR, Inc. USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
NETL.O Netlogic Microsystems USA 0 - 15 10% 15 - 90 20% 25% 90 - 2200 35% 45% > 2200 75%<br />
NTAP.O Network Appliance Inc USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 35000 25% 40% > 35000 75%<br />
NSR Neustar Inc Class A USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
GF New Germany Fund Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75%<br />
NGD New Gold Inc USA 0 - 40 15% 40 - 250 25% 30% 250 - 7250 40% 55% > 7250 75%<br />
NJR New Jersey Resources Corporation USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
EDU New Oriental Education USA 0 - 15 10% 15 - 90 20% 25% 90 - 2400 35% 45% > 2400 75%<br />
NYB New York Community Bancorp Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
NYT New York Times Co USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 50% > 6000 75%<br />
NWL Newell Rubbermaid Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 50% > 30000 75%<br />
NEM Newmont Mining Corp USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
NWSA.O News Corp Cl A USA 0 - 450 10% 450 - 2750 20% 25% 2750 - 85000 35% 50% > 85000 75%<br />
NWS.O News Corp Cl B USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
NXY Nexen Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
NFJ NFJ Dvd Interest & PR Strat USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
NICE.O NICE Systems Ltd USA 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75%<br />
NCV Nicholas-Applegate Cvt & Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1400 50% 60% > 1400 75%<br />
NAI Nicholas-Applegate Int. & Prem. Fnd USA 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75%<br />
GAS Nicor Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 50% > 2400 75%<br />
NIHD.O NII Holdings Inc USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 50% > 15000 75%<br />
NKE Nike Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
NTT Nippon Telegraph & Telephone Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
NI NiSource Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
NSANY.PK Nissan Motor Co Ltd USA 0 - 10 15% 10 - 60 25% 30% 60 - 2100 40% 55% > 2100 75%<br />
NE Noble Corp USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 25000 35% 45% > 25000 75%<br />
NBL Noble Energy Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
NOK Nokia ADR USA 0 - 500 10% 500 - 3000 20% 25% 3000 - 100000 35% 45% > 100000 75%<br />
JWN Nordstrom Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 50% > 20000 75%<br />
NSC Norfolk Southern Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
PAL North American Palladium Ltd USA 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75%<br />
NU Northeast Utilities USA 0 - 50 5% 50 - 300 10% 20% 300 - 9500 25% 40% > 9500 75%<br />
NAK Northern Dynasty Minerals USA 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75%<br />
NTRS.O Northern Trust Corp USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
NXG Northgate Minerals Corp USA 0 - 60 15% 60 - 350 25% 30% 350 - 10000 40% 55% > 10000 75%<br />
NOC Northrop Grumman Corp USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
NG Novagold Resources Inc. (US) USA 0 - 50 20% 50 - 300 30% 40% 300 - 9500 50% 60% > 9500 75%<br />
NVS Novartis AG USA 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75%<br />
NVTL.O Novatel Wireless Inc USA 0 - 15 20% 15 - 90 30% 40% 90 - 3000 50% 60% > 3000 75%<br />
NVAX.O Novavax Inc USA 0 - 150 25% 150 - 900 40% 50% 900 - 9000 60% 75% > 9000 75%<br />
NOVL.O Novell Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
NVLS.O Novellus Systems Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 9750 25% 40% > 9750 75%<br />
NPSP.O NPS Pharmaceuticals Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 1700 60% 75% > 1700 75%<br />
NRG NRG Energy USA 0 - 90 10% 90 - 550 20% 25% 550 - 20000 35% 45% > 20000 75%<br />
NST NSTAR USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
NTLS.O NTELOS Holdings Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
DCM NTT DoCoMo Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2300 40% 55% > 2300 75%<br />
NUS Nu Skin Enterprises, Inc. USA 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75%<br />
NUAN.O Nuance Communications Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
NUE Nucor Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
NS Nustar Energy LP USA 0 - 10 10% 10 - 60 20% 25% 60 - 850 35% 45% > 850 75%<br />
NTRI.O Nutri System Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1500 50% 60% > 1500 75%<br />
NUVA.O NUVasive Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
JSN Nuveen Equity Prem Fund USA 0 - 10 20% 10 - 60 30% 40% 60 - 950 50% 60% > 950 75%<br />
NVE NV Energy Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75%<br />
NVDA.O Nvidia Corp USA 0 - 500 5% 500 - 3000 10% 20% 3000 - 55000 25% 40% > 55000 75%<br />
NVR NVR Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 450 35% 45% > 450 75%<br />
NYX NYSE Group Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
OXY Occidental Petroleum Corp USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
OII Oceaneering International Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
OZM Och-Ziff Capital Management USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
OCLR.O Oclaro Inc USA 0 - 30 25% 30 - 200 40% 50% 200 - 5500 60% 75% > 5500 75%<br />
OCN Ocwen Financial Corp USA 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75%<br />
ODSY.O Odyssey Healthcare Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75%<br />
OMEX.O Odyssey Marine Exploration Inc USA 0 - 15 25% 15 - 90 40% 50% 90 - 3250 60% 75% > 3250 75%<br />
ORH Odyssey Re Holdings Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
ODP Office Depot Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 25000 35% 50% > 25000 75%<br />
OMX OfficeMax Inc USA 0 - 50 15% 50 - 300 25% 30% 300 - 7750 40% 55% > 7750 75%<br />
OGE OGE Energy Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
OIH Oil Service HOLDRs Trust USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
OIS Oil States International Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
BQI Oilsands Quest Inc USA 0 - 60 20% 60 - 350 30% 40% 350 - 10000 50% 60% > 10000 75%<br />
ODFL.O Old Dominion Freight Line USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
ORI Old Republic International Corp USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
OLN Olin Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75%<br />
OMG OM Group Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
OHI Omega Healthcare Investors Inc USA 0 - 40 25% 40 - 250 40% 50% 250 - 7000 60% 75% > 7000 75%<br />
OCR Omnicare Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75%<br />
OMC Omnicom Group Inc USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
OMTR.O Omniture Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
OVTI.O Omnivision Technologies Inc USA 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75%<br />
ONNN.O ON Semiconductor Corp USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 40000 35% 45% > 40000 75%<br />
OKE Oneok Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
ONXX.O Onyx Pharmaceuticals Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
OTEX.O Open Text Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
OPWV.O Openwave Systems Inc USA 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75%<br />
OXPS.O OptionsXpress Holdings Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
ORCL.O Oracle Corp USA 0 - 700 5% 700 - 4250 10% 20% 4250 - 150000 25% 40% > 150000 75%<br />
ORA Oramat Technologies Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75%<br />
ORLY.O O’Reilly Automotive Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
OEH Orient Express Hotels Ltd USA 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75%<br />
IX ORIX Corporation - ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75%<br />
OSK Oshkosh Truck Corp USA 0 - 50 20% 50 - 300 30% 40% 300 - 9000 50% 60% > 9000 75%<br />
OSIP.O OSI Pharmaceuticals Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 5750 35% 45% > 5750 75%<br />
OSG Overseas Shipholding Group USA 0 - 25 10% 25 - 150 20% 25% 150 - 2750 35% 45% > 2750 75%<br />
OSTK.O Overstock.com Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75%<br />
OMI Owens & Minor Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
OC Owens Corning Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75%<br />
OI Owens-Illinois Inc USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 50% > 15000 75%<br />
PCAR.O Paccar Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
PEIX.O Pacific Ethanol USA 0 - 15 25% 15 - 90 40% 50% 90 - 3000 60% 75% > 3000 75%<br />
PKG Packaging Corp of America USA 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75%<br />
PTV Pactiv Corp USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
PTIE.O Pain Therapeutics Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 950 60% 75% > 950 75%<br />
PLL Pall Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 5500 25% 40% > 5500 75%<br />
PALM.O Palm Inc USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 15000 35% 45% > 15000 75%<br />
PAAS.O PAN American Silver Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
PC Panasonic Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
PNRA.O Panera Bread Co USA 0 - 20 10% 20 - 100 20% 25% 100 - 3000 35% 45% > 3000 75%<br />
PZZA.O Papa John’s International Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75%<br />
PRX Par Pharmaceutical Cos Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75%<br />
PRGN.O Paragon Shipping Inc Cl A USA 0 - 30 20% 30 - 200 30% 40% 200 - 4250 50% 60% > 4250 75%<br />
PMTC.O Parametric Technology Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75%<br />
PRXL.O PAREXEL International Corp USA 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75%<br />
PKD Parker Drilling Co. USA 0 - 30 15% 30 - 200 25% 30% 200 - 5000 40% 55% > 5000 75%<br />
PH Parker Hannifin Corp USA 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
PRE PartnerRe Ltd USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
PTI Patni Computer Systems ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75%<br />
PCX Patriot Coal Corp USA 0 - 150 20% 150 - 900 30% 40% 900 - 9000 50% 60% > 9000 75%<br />
PDCO.O Patterson Cos Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 8000 25% 40% > 8000 75%<br />
PTEN.O Patterson-UTI Energy Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 15000 35% 45% > 15000 75%<br />
PAYX.O Paychex Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
PSS Payless ShoeSource, Inc. USA 0 - 40 10% 40 - 250 20% 25% 250 - 6500 35% 45% > 6500 75%<br />
PDLI.O PDL BioPharma Inc USA 0 - 60 25% 60 - 350 40% 50% 350 - 10000 60% 75% > 10000 75%<br />
BTU Peabody Energy Corp USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 25000 35% 50% > 25000 75%<br />
PGH Pengrowth Energy Trust USA 0 - 30 10% 30 - 200 20% 25% 200 - 6250 35% 45% > 6250 75%<br />
PENN.O Penn National Gaming Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
PVA Penn Virginia Corp USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
PWE Penn West Energy Trust (US) USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
PAG Penske Automotive Group USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
PNR Pentair Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
PBCT.O People’s Bank USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
PBY PEP Boys - Manny Moe & Jack USA 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75%<br />
POM Pepco Holdings Inc USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
PBG Pepsi Bottling Group Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
PAS PepsiAmericas Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
PEP PepsiCo Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 40000 25% 40% > 40000 75%<br />
PWRD.O Perfect World USA 0 - 30 10% 30 - 200 20% 25% 200 - 4000 35% 45% > 4000 75%<br />
PKI PerkinElmer Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 7500 25% 40% > 7500 75%<br />
PBT Permain Basin Royalty Trust USA 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75%<br />
PER Perot Systems Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
PRGO.O Perrigo Co USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
PZE Petrobras Energia USA 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75%<br />
PTR PetroChina Co Ltd USA 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75%<br />
HK Petrohawk Energy Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75%<br />
PBR Petroleo Brasileiro SA USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 95000 35% 45% > 95000 75%<br />
PBRa Petroleo Brasileiro SA - A USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 45000 35% 45% > 45000 75%<br />
PEO Petroleum & Resources Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75%<br />
PQ Petroquest Energy Inc USA 0 - 40 25% 40 - 250 40% 50% 250 - 6250 60% 75% > 6250 75%<br />
PETM.O Petsmart Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
PFCB.O PF Chang’s China Bistro Inc USA 0 - 20 15% 20 - 100 25% 30% 100 - 2300 40% 55% > 2300 75%<br />
PFE Pfizer Inc USA 0 - 1000 5% 1000 - 6000 10% 20% 6000 - 250000 25% 40% > 250000 75%<br />
PCG PG&E Corp USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
PPDI.O Pharm Product Dev USA 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 50% > 7750 75%<br />
PPH Pharmaceutical HOLDRs Trust USA 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75%<br />
PFWD.O Phase Forward Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75%<br />
PHH PHH Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
PM Philip Morris International USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 45000 25% 40% > 45000 75%<br />
PHG Philips ADR USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
PVH Phillips-Van Heusen USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
PNX Phoenix Companies Inc USA 0 - 40 25% 40 - 250 40% 50% 250 - 7250 60% 75% > 7250 75%<br />
PICO.O Pico Holindgs Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 450 50% 60% > 450 75%<br />
PCN Pimco Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75%<br />
PTY Pimco Corporate Opportunity USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
PHK Pimco High Income Fund USA 0 - 20 15% 20 - 100 25% 30% 100 - 3500 40% 55% > 3500 75%<br />
PML Pimco Municipal Income Fund II USA 0 - 10 25% 10 - 60 40% 50% 60 - 500 60% 75% > 500 75%<br />
PNK Pinnacle Entertainment Inc USA 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75%<br />
PNW Pinnacle West Capital Corp USA 0 - 25 5% 25 - 150 10% 20% 150 - 4750 25% 40% > 4750 75%<br />
PDC Pioneer Drilling Company USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
PXD Pioneer Natural Resources Co USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 50% > 10000 75%<br />
PJC Piper Jaffray Cos USA 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75%<br />
PBI Pitney Bowes Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
PAA Plains All Amer Pipeline LP USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
PXP Plains Exploration & Production Co. USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
PLT Plantronics Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75%<br />
PTP Platinum Underwriters Hldgs USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
PLXS.O Plexus Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
PCL Plum Creek Timber Co Inc (REIT) USA 0 - 100 5% 100 - 600 10% 20% 600 - 15000 25% 40% > 15000 75%<br />
PMCS.O PMC - Sierra Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 45% > 20000 75%<br />
PMI PMI Group Inc USA 0 - 70 25% 70 - 400 40% 50% 400 - 8250 60% 75% > 8250 75%<br />
PNC PNC Financial Services Group Inc USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 45000 35% 50% > 45000 75%<br />
PII Polaris Industries Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
RL Polo Ralph Lauren Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 5750 25% 40% > 5750 75%<br />
PLCM.O Polycom Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 45% > 6750 75%<br />
POL PolyOne Corporation USA 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75%<br />
POOL.O Pool Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
PRAA.O Portfolio Recovery USA 0 - 10 15% 10 - 60 25% 30% 60 - 650 40% 55% > 650 75%<br />
POR Portland General Electric Co USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
PKX POSCO USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
PPS Post Properties Inc USA 0 - 25 15% 25 - 150 25% 30% 150 - 4500 40% 55% > 4500 75%<br />
POT Potash Corp of Saskatchewan USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 30000 35% 45% > 30000 75%<br />
PCH Potlatch Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
DBA Power<strong>Shares</strong> DB Agriculture Fund USA 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75%<br />
DBC Power<strong>Shares</strong> DB Commodity Tracking USA 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75%<br />
DGZ Power<strong>Shares</strong> DB Gold Short USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
PIO Power<strong>Shares</strong> Global Water Portfolio USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
PHO Power<strong>Shares</strong> Water Res Portfolio USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
PBW Powershares WilderHill Clean Energy USA 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75%<br />
PPG PPG Industries Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9750 25% 40% > 9750 75%<br />
PPL PPL Corp USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
PX Praxair Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
PCP Precision Castparts Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 7750 25% 40% > 7750 75%<br />
PDS Precision Drilling Corp USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
PGI Premiere Global Services Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75%<br />
PCLN.O Priceline.com Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75%<br />
PDE Pride International Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
PFG Principal Financial Group USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 50% > 30000 75%<br />
PVTB.O Privatebancorp Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
PRA Proassurance Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1100 35% 45% > 1100 75%<br />
PG Procter & Gamble Co USA 0 - 300 5% 300 - 1800 10% 20% 1800 - 65000 25% 40% > 65000 75%<br />
PGNX.O Progenics Pharmaceuticals, Inc. USA 0 - 10 25% 10 - 60 40% 50% 60 - 850 60% 75% > 850 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
PGN Progress Energy Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 8750 25% 40% > 8750 75%<br />
PRGS.O Progress Software Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
PGR Progressive Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
PLD Prologis USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 45000 35% 50% > 45000 75%<br />
SEF Pro<strong>Shares</strong> Short Financials USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
SH Pro<strong>Shares</strong> Short S&P500 USA 0 - 70 10% 70 - 400 20% 25% 400 - 700 35% 45% > 700 75%<br />
PSEC.O Prospect Capital Corporation USA 0 - 20 15% 20 - 120 26% 30% 120 - 4250 41% 56% > 4250 75%<br />
PVX Provident Energy Trust USA 0 - 30 15% 30 - 200 25% 30% 200 - 6250 40% 55% > 6250 75%<br />
PRU Prudential Financial Inc USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 45000 35% 50% > 45000 75%<br />
PUK Prudential Plc - ADR USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
PSB PS Business Parks Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 850 35% 45% > 850 75%<br />
PSSI.O PSS World Medical Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
PSYS.O Psychiatric Solutions Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
PEG Public Service Enterprise Group Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
PSA Public Storage Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
PHM Pulte Homes Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 50% > 40000 75%<br />
QMNDQ.PK Qimonda AG USA 0 - 10 25% 10 - 60 40% 50% 60 - 1300 60% 75% > 1300 75%<br />
QLGC.O QLogic Corp USA 0 - 80 5% 80 - 500 10% 20% 500 - 10000 25% 40% > 10000 75%<br />
QCOM.O Qualcomm Inc USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 90000 25% 40% > 90000 75%<br />
QSII.O Quality Systems Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
NX Quanex Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
DGX Quest Diagnostics Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 6750 25% 40% > 6750 75%<br />
QSFT.O Quest Software Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
STR Questar Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 7250 25% 40% > 7250 75%<br />
QCOR.O Questcor Pharmaceuticals USA 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75%<br />
QDEL.O Quidel Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 2300 50% 60% > 2300 75%<br />
ZQK Quiksilver Inc USA 0 - 40 25% 40 - 250 40% 50% 250 - 8250 60% 75% > 8250 75%<br />
KWK Quiksilver Resources Inc USA 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75%<br />
SQM.N Quimica Y Minera SA ADR USA 0 - 25 20% 25 - 150 30% 40% 150 - 4750 50% 60% > 4750 75%<br />
Q Qwest Communications International USA 0 - 500 10% 500 - 3000 20% 25% 3000 - 100000 35% 50% > 100000 75%<br />
RAX Rackspace Hosting inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
RDN Radian Group Inc USA 0 - 60 25% 60 - 350 40% 50% 350 - 8250 60% 75% > 8250 75%<br />
RSH RadioShack Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 50% > 15000 75%<br />
RAH Ralcorp Holdings USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
RMBS.O Rambus Inc USA 0 - 70 15% 70 - 400 25% 30% 400 - 10000 40% 55% > 10000 75%<br />
RPT Ramco-Gershenson Properties USA 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75%<br />
RRC Range Resources Corporation USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
GOLD.O Rangold Resources Ltd ADR USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
RZ Raser Technologies Inc USA 0 - 25 25% 25 - 150 40% 50% 150 - 4500 60% 75% > 4500 75%<br />
RJF Raymond James Financial Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 9000 35% 45% > 9000 75%<br />
RYN Rayonier Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 8000 35% 45% > 8000 75%<br />
RTN Raytheon Co USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
RNWK.O RealNetworks Inc USA 0 - 20 20% 20 - 100 30% 40% 100 - 3750 50% 60% > 3750 75%<br />
O Realty Income Corp USA 0 - 60 20% 60 - 350 30% 40% 350 - 10000 50% 60% > 10000 75%<br />
RHT Red Hat Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
RWT Redwood Trust Inc USA 0 - 30 20% 30 - 200 30% 40% 200 - 6000 50% 60% > 6000 75%<br />
RGC Regal Ent Group - A USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
RBC Regal-Beloit Corporation USA 0 - 10 10% 10 - 60 20% 25% 60 - 2400 35% 45% > 2400 75%<br />
REG Regency Centers Corp USA 0 - 60 10% 60 - 350 20% 25% 350 - 8000 35% 45% > 8000 75%<br />
REGN.O Regeneron Pharmaceuticals Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
RKH Regional Bank HOLDRs Trust USA 0 - 90 10% 90 - 550 20% 25% 550 - 900 35% 45% > 900 75%<br />
RF Regions Financial Corp USA 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 100000 35% 50% > 100000 75%<br />
RHB Rehabcare Group Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 900 50% 60% > 900 75%<br />
RS Reliance Steel & Aluminium Co USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
RRI Reliant Energy Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75%<br />
RNR RenaissanceRe Holdings Ltd USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
SOL Renesola Ltd USA 0 - 60 20% 60 - 350 30% 40% 350 - 6750 50% 60% > 6750 75%<br />
RCII.O Rent-A-Center Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
RTK Rentech Inc USA 0 - 100 25% 100 - 600 40% 50% 600 - 20000 60% 75% > 20000 75%<br />
REP Repsol YPF ADR USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
RSG Republic Services Inc USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
RIMM.O Research In Motion Ltd USA 0 - 200 10% 200 - 1700 20% 25% 1700 - 55000 35% 50% > 55000 75%<br />
RMD Resmed Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
RECN.O Resources Connection Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75%<br />
REV Revlon Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75%<br />
RAI Reynolds American Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 7500 25% 40% > 7500 75%<br />
RFMD.O RF Micro Devices Inc USA 0 - 150 15% 150 - 900 25% 30% 900 - 25000 40% 55% > 25000 75%<br />
RNOW.O Rightnow Technologies Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75%<br />
RTP Rio Tinto ADR USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
RMG Riskmetrics Group Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
RBA.N Ritchie Bros Auctioneers USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
RAD Rite Aid Corp USA 0 - 200 20% 200 - 1200 30% 40% 1200 - 40000 50% 60% > 40000 75%<br />
RVBD.O Riverbed Technology Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 7000 35% 45% > 7000 75%<br />
RBN Robbins & Myers Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
RHI Robert Half International Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9000 25% 40% > 9000 75%<br />
RKT.N Rock-Tenn Company USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
ROK Rockwell Automation Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9250 25% 40% > 9250 75%<br />
COL Rockwell Collins Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 6750 25% 40% > 6750 75%<br />
ROC Rockwood Holdings Inc USA 0 - 20 15% 20 - 100 25% 30% 100 - 4250 40% 55% > 4250 75%<br />
RSTI.O Rofin-Sinar Technologies Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1000 40% 55% > 1000 75%<br />
ROG Rogers Corporation USA 0 - 10 20% 10 - 60 30% 40% 60 - 850 50% 60% > 850 75%<br />
ROP Roper Industries Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
ROSE.O Rosetta Resources USA 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75%<br />
ROST.O Ross Stores Inc USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
ROVI.O Rovi Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75%<br />
RDC Rowan Cos Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 10000 25% 40% > 10000 75%<br />
TROW.O Rowe (T) Price Group Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 20000 25% 40% > 20000 75%<br />
RY.N Royal Bank of Canada - ADR USA 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75%<br />
RBS Royal Bank Of Scotland - ADR USA 0 - 15 25% 15 - 90 40% 50% 90 - 2500 60% 75% > 2500 75%<br />
RCL Royal Caribbean Cruises Ltd USA 0 - 150 15% 150 - 900 25% 30% 900 - 20000 40% 55% > 20000 75%<br />
RDSa Royal Dutch A share ADR USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
RDSb Royal Dutch B share ADR USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
RGLD.O Royal Gold Inc USA 0 - 20 25% 20 - 100 40% 50% 100 - 4000 60% 75% > 4000 75%<br />
RPM RPM International Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
RRD.O RR Donnelley & Sons Co USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
RRR RSC Holdings Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75%<br />
RTI RTI International Metals Inc USA 0 - 15 20% 15 - 90 30% 40% 90 - 2300 50% 60% > 2300 75%<br />
RT Ruby Tuesday Inc USA 0 - 30 20% 30 - 200 30% 40% 200 - 5750 50% 60% > 5750 75%<br />
RDK Ruddick Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
IWO Russell 2000 Growth Ind Fund - IWO USA 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75%<br />
IWM Russell 2000 <strong>Index</strong> Fund - IWM USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75%<br />
RYAAY.O Ryanair ADR USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 50% > 3000 75%<br />
R Ryder System Inc USA 0 - 30 5% 30 - 200 10% 20% 200 - 5500 25% 40% > 5500 75%<br />
RYL Ryland Group Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 4500 35% 45% > 4500 75%<br />
IJJ S&P 400/BARRA Value Fund - IJJ USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
IVV S&P 500 <strong>Index</strong> Fund/US - IVV USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
VXX S&P 500 VIX short term futures USA 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75%<br />
IEV S&P Europe 350 <strong>Index</strong> Fund - IEV USA 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
IOO S&P Global 100 <strong>Index</strong> Fund - IOO USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
IXG S&P Global Financial Sector USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
GSG S&P GSCI Commodity-<strong>Index</strong>ed Trust USA 0 - 15 10% 15 - 90 20% 25% 90 - 150 35% 45% > 150 75%<br />
ILF S&P Latin America 40 <strong>Index</strong> - ILF USA 0 - 50 10% 50 - 300 20% 25% 300 - 500 35% 45% > 500 75%<br />
<strong>IG</strong>E S&P North American Nat Res - <strong>IG</strong>E USA 0 - 10 10% 10 - 60 20% 25% 60 - 100 35% 45% > 100 75%<br />
SONE.O S1 Corporation USA 0 - 10 20% 10 - 60 30% 40% 60 - 1700 50% 60% > 1700 75%<br />
SAFT.O Safety Insurance Group Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 450 50% 60% > 450 75%<br />
SWY Safeway Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
SAI SAIC Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
SKS Saks Inc USA 0 - 100 15% 100 - 600 25% 30% 600 - 15000 40% 55% > 15000 75%<br />
CRM Salesforce.com Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
SJT San Juan Basin Royalty Trust USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
SAFM.O Sanderson Farms Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75%<br />
SNDK.O SanDisk Corp USA 0 - 200 20% 200 - 1200 35% 50% 1200 - 25000 50% 75% > 25000 75%<br />
SD Sandridge Energy USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75%<br />
SGMO.O Sangamo Biosciences Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75%<br />
SANM.O Sanmina-SCI Corp USA 0 - 20 25% 20 - 100 40% 50% 100 - 3750 60% 75% > 3750 75%<br />
SNY Sanofi_Aventis ADR USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
SAP SAP AG (US) USA 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75%<br />
SAPE.O Sapient Corp USA 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75%<br />
SPP Sappi Limited USA 0 - 10 25% 10 - 60 40% 50% 60 - 950 60% 75% > 950 75%<br />
SLE Sara Lee Corp USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
SSL Sasol Ltd - ADR USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
SAY Satyam Computer Services Ltd USA 0 - 100 25% 100 - 600 40% 50% 600 - 20000 60% 75% > 20000 75%<br />
BFS Saul Centers Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75%<br />
SVNT.O Savient Pharmaceuticals Inc USA 0 - 60 20% 60 - 350 30% 40% 350 - 6250 50% 60% > 6250 75%<br />
SVVS.O Savvis Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1500 40% 55% > 1500 75%<br />
SBAC.O SBA Communications USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
SCSC.O Scansource Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
SGP Schering-Plough Corp USA 0 - 450 5% 450 - 2750 10% 20% 2750 - 90000 25% 40% > 90000 75%<br />
SLB Schlumberger Ltd USA 0 - 300 5% 300 - 1800 10% 20% 1800 - 55000 25% 40% > 55000 75%<br />
SCHN.O Schnitzer Steel Industries Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 2200 35% 45% > 2200 75%<br />
SCHL.O Scholastic Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
SCHS.O School Specialty Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 850 50% 60% > 850 75%<br />
SGMS.O Scientific Games Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
SMG Scotts Miracle-Gro Co USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
SNI Scripps Networks Interactive USA 0 - 20 5% 20 - 100 10% 20% 100 - 4000 25% 40% > 4000 75%<br />
GCS Scudder Global Commodities Stk Fund USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
SA Seabridge Gold Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75%<br />
CKH Seacor Holdings Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1000 35% 45% > 1000 75%<br />
STX.O Seagate Technology USA 0 - 350 10% 350 - 2100 20% 25% 2100 - 50000 35% 50% > 50000 75%<br />
HAWK.O Seahawk Drilling Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75%<br />
SEE Sealed Air Corp USA 0 - 40 5% 40 - 250 10% 20% 250 - 8000 25% 40% > 8000 75%<br />
SHLD.O Sears Holdings Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 50% > 6750 75%<br />
SSW Seaspan Corp USA 0 - 20 20% 20 - 100 30% 40% 100 - 3500 50% 60% > 3500 75%<br />
SCSS.O Select Comfort Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75%<br />
S<strong>IG</strong>I.O Selective Insurance Group USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
SMH Semiconductor HOLDRs Trust USA 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75%<br />
SMI Semiconductor Manufacturing ADR USA 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75%<br />
SRE Sempra Energy USA 0 - 40 5% 40 - 250 10% 20% 250 - 8000 25% 40% > 8000 75%<br />
SMTC.O Semtech Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
SNH Senior Housing Properties Trust USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
SQNM.O Sequenom Inc USA 0 - 200 25% 200 - 1200 40% 50% 1200 - 6000 60% 75% > 6000 75%<br />
SCI Service Corp Intl USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
SNDA.O Shanda Interactive Ent USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
SHAW Shaw Group Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 8250 35% 45% > 8250 75%<br />
SDTH.O Shengdatech Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75%<br />
SHW Sherwin-Williams Co USA 0 - 50 5% 50 - 300 10% 20% 300 - 8750 25% 40% > 8750 75%<br />
SHG Shinhan Financial USA 0 - 10 20% 10 - 60 30% 40% 60 - 650 50% 60% > 650 75%<br />
SFL Ship Finance International Ltd USA 0 - 15 25% 15 - 90 40% 50% 90 - 3000 60% 75% > 3000 75%<br />
SI Siemens AG (ADR) USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
SWIR.O Sierra Wireless Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
SIAL.O Sigma-Aldrich Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 5500 25% 40% > 5500 75%<br />
SIMG.O Silicon Image Inc USA 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75%<br />
SLAB.O Silicon Laboratories Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 4500 35% 45% > 4500 75%<br />
SSTI.O Silicon Storage Technology Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 1100 60% 75% > 1100 75%<br />
SPIL.O Siliconware Precision Inds USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
SLV Silver SLV Trust USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75%<br />
SSRI.O Silver Standard Resources Inc USA 0 - 30 25% 30 - 200 40% 50% 200 - 5250 60% 75% > 5250 75%<br />
SLW Silver Wheaton Corporation (US) USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75%<br />
SPG.N Simon Property Group Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 30000 35% 50% > 30000 75%<br />
SSD Simpson Manufacturing Co Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75%<br />
SMS Sims Group Limited USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
SINA.O Sina Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 5500 35% 45% > 5500 75%<br />
SHI Sinopec ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 250 50% 60% > 250 75%<br />
SIRI.O Sirius Satellite Radio Inc USA 0 - 1500 25% 1500 - 9000 40% 50% 9000 - 300000 60% 75% > 300000 75%<br />
SIRO.O Sirona Dental Systems Inc. USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
SKM SK Telecom Co Ltd USA 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75%<br />
SKX Skechers USA Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
SKIL.O SkillSoft PLC USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
SKY Skyline Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75%<br />
SKYW.O Skywest Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75%<br />
SWKS.O Skyworks Solutions Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 45% > 15000 75%<br />
SLG SL Green Realty Corp USA 0 - 100 15% 100 - 600 25% 30% 600 - 7750 40% 55% > 7750 75%<br />
SLM SLM Corp USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 45000 35% 50% > 45000 75%<br />
AOS Smith (A.O) Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75%<br />
SII Smith International Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 20000 25% 40% > 20000 75%<br />
SFD Smithfield Foods Inc USA 0 - 80 10% 80 - 500 20% 25% 500 - 15000 35% 45% > 15000 75%<br />
SNA Snap-On Inc USA 0 - 20 5% 20 - 100 10% 20% 100 - 3750 25% 40% > 3750 75%<br />
SOHU.O Sohu.com Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 3750 35% 45% > 3750 75%<br />
SOLF.O Solarfun Power Holdings USA 0 - 40 20% 40 - 250 30% 40% 250 - 6250 50% 60% > 6250 75%<br />
SLH Solera Holdings USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
SONC.O Sonic Corp USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
SON Sonoco Products Co USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
SONO.O Sonosite Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75%<br />
SONS.O Sonus Networks Inc USA 0 - 50 20% 50 - 300 30% 40% 300 - 10000 50% 60% > 10000 75%<br />
SNE Sony Corp USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
BID Sotheby’s Holdings USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
TSFG.O South Financial Group Inc USA 0 - 70 25% 70 - 400 40% 50% 400 - 15000 60% 75% > 15000 75%<br />
SJI South Jersey Industries Inc. USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
SO Southern Co USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
PCU Southern Peru Copper Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75%<br />
LUV Southwest Airlines Co USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 45000 25% 40% > 45000 75%<br />
SWX Southwest Gas Corporation USA 0 - 10 15% 10 - 60 25% 30% 60 - 1400 40% 55% > 1400 75%<br />
SWN Southwestern Energy Co USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 50% > 25000 75%<br />
SSS Sovran Self Storage Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75%<br />
JNK SPDR Barclays Capital Bond ETF USA 0 - 30 10% 30 - 200 20% 25% 200 - 300 35% 45% > 300 75%<br />
XLE SPDR Energy Select Sector SPDR Fund USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 3000 35% 45% > 3000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
XLF SPDR Fin Select Sector SPDR Fund USA 0 - 1100 10% 1100 - 6500 20% 25% 6500 - 10000 35% 45% > 10000 75%<br />
GLD SPDR Gold Trust USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
XLB SPDR Materials Select Sector Fund USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75%<br />
MDY SPDR Midcap Trust Series 1 USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
XHB SPDR S&P Homebuilders ETF USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75%<br />
XME SPDR S&P Metals & Mining ETF USA 0 - 80 10% 80 - 500 20% 25% 500 - 800 35% 45% > 800 75%<br />
XOP SPDR S&P Oil and Gas USA 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75%<br />
XRT SPDR S&P Retail ETF USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
XLK SPDR Technology Select Sector Fund USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
SPY SPDR Trust Series 1 USA 0 - 150 5% 150 - 900 10% 20% 900 - 1500 25% 40% > 1500 75%<br />
SE Spectra Energy Corporation USA 0 - 90 5% 90 - 550 10% 20% 550 - 20000 25% 40% > 20000 75%<br />
SPR Spirit Aerosystems USA 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75%<br />
S Sprint Nextel Corp USA 0 - 1000 10% 1000 - 6000 20% 25% 6000 - 200000 35% 50% > 200000 75%<br />
SPW SPX Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
SRX SRA International Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75%<br />
STJ St Jude Medical Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 20000 25% 40% > 20000 75%<br />
SM St Mary Land & Exploration Co USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
SFG Stancorp Financial Group USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
SMSC.O Standard Microsystems Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75%<br />
SPF Standard-Pacific Corp USA 0 - 50 20% 50 - 300 30% 40% 300 - 9000 50% 60% > 9000 75%<br />
SWK Stanley Works USA 0 - 25 5% 25 - 150 10% 20% 150 - 4500 25% 40% > 4500 75%<br />
SPLS.O Staples Inc USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 45000 25% 40% > 45000 75%<br />
SBLK.O Star Bulk Carriers Corp USA 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75%<br />
SBUX.O Starbucks Corp USA 0 - 350 5% 350 - 2100 10% 20% 2100 - 70000 25% 40% > 70000 75%<br />
STAR.O Starent Networks Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75%<br />
HOT Starwood Hotels & Resorts USA 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 50% > 20000 75%<br />
STT State Street Corp USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 50% > 50000 75%<br />
STO Statoil ASA USA 0 - 30 10% 30 - 200 20% 25% 200 - 6750 35% 45% > 6750 75%<br />
STEC.O STEC Inc USA 0 - 60 25% 60 - 360 40% 50% 360 - 3000 65% 100% > 3000 75%<br />
STLD.O Steel Dynamics Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 20000 35% 50% > 20000 75%<br />
SCS Steelcase Inc - Cl A USA 0 - 15 20% 15 - 90 30% 40% 90 - 3000 50% 60% > 3000 75%<br />
STNR.O Steiner Leisure USA 0 - 10 20% 10 - 60 30% 40% 60 - 450 50% 60% > 450 75%<br />
SRCL.O Stericycle Inc USA 0 - 20 5% 20 - 100 10% 20% 100 - 4000 25% 40% > 4000 75%<br />
STE Steris Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
SBIB.O Sterling Bancshares, Inc. USA 0 - 25 15% 25 - 150 25% 30% 150 - 4750 40% 55% > 4750 75%<br />
STSA.O Sterling Financial Corp/WA USA 0 - 30 25% 30 - 200 40% 50% 200 - 5000 60% 75% > 5000 75%<br />
SLT Sterlite Industries USA 0 - 50 10% 50 - 300 20% 25% 300 - 10000 35% 45% > 10000 75%<br />
SHOO.O Steven Madden Ltd USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
SWC Stillwater Mining Co USA 0 - 25 15% 25 - 150 25% 30% 150 - 4750 40% 55% > 4750 75%<br />
STM STMicro ADR USA 0 - 40 10% 40 - 250 20% 25% 250 - 8000 35% 45% > 8000 75%<br />
SGY Stone Energy Corp USA 0 - 50 20% 50 - 300 30% 40% 300 - 4750 50% 60% > 4750 75%<br />
BEE Strategic Hotels & Resorts USA 0 - 50 25% 50 - 300 40% 50% 300 - 7500 60% 75% > 7500 75%<br />
SYK Stryker Corp USA 0 - 70 5% 70 - 400 10% 20% 400 - 15000 25% 40% > 15000 75%<br />
STU Student Loan Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 250 50% 60% > 250 75%<br />
SUF SulphCo. Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 2000 60% 75% > 2000 75%<br />
JAVA.O Sun Microsystems Inc USA 0 - 700 20% 700 - 4250 35% 50% 4250 - 75000 50% 75% > 75000 75%<br />
FGF SunAmerica Focused Alpha Gr Fund USA 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75%<br />
FGI SunAmerica Focused Alpha Large-Cap USA 0 - 10 25% 10 - 60 40% 50% 60 - 250 60% 75% > 250 75%<br />
SU Suncor Energy Inc USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 55000 35% 45% > 55000 75%<br />
SUN Sunoco Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 10000 25% 40% > 10000 75%<br />
SPWRA.O SunPower Corp USA 0 - 70 10% 70 - 400 20% 25% 400 - 5500 35% 45% > 5500 75%<br />
STP Suntech Power Holdings ADR USA 0 - 200 15% 200 - 1200 25% 30% 1200 - 15000 40% 55% > 15000 75%<br />
STI SunTrust Banks Inc USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 50000 35% 50% > 50000 75%<br />
SPN Superior Energy Services Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5500 35% 45% > 5500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
SUP Superior Industries International USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
SVU Supervalu Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 15000 25% 40% > 15000 75%<br />
SRDX.O SurModics Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75%<br />
SFY Swift Energy Co USA 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75%<br />
SWZ Swiss Helvatia Fund USA 0 - 10 25% 10 - 60 40% 50% 60 - 300 60% 75% > 300 75%<br />
SDXC.O Switch and Data Facilities Co. USA 0 - 10 25% 10 - 60 40% 50% 60 - 500 60% 75% > 500 75%<br />
SWS SWS Group Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75%<br />
SY Sybase Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
SCMR.O Sycamore Networks Inc USA 0 - 15 20% 15 - 90 30% 40% 90 - 2750 50% 60% > 2750 75%<br />
SYMC.O Symantec Corp USA 0 - 400 5% 400 - 2400 10% 20% 2400 - 80000 25% 40% > 80000 75%<br />
SMA Symmetry Medical Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75%<br />
SYNA.O Synaptics Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 3500 35% 45% > 3500 75%<br />
SYT Syngenta AG ADR USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
SVR Syniverse Holdings Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
SNPS.O Synopsys Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
SNV Synovus Financial Corp USA 0 - 150 20% 150 - 900 30% 40% 900 - 25000 50% 60% > 25000 75%<br />
SYNT.O Syntel Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 950 40% 55% > 950 75%<br />
SYY Sysco Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
SYX Systemax Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 600 60% 75% > 600 75%<br />
TFC Taiwan Greater China Fund USA 0 - 10 25% 10 - 60 40% 50% 60 - 150 60% 75% > 150 75%<br />
TSM Taiwan Semiconductors USA 0 - 500 10% 500 - 3000 20% 25% 3000 - 95000 35% 45% > 95000 75%<br />
TTWO.O Take-Two Interactive Software Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 8000 35% 45% > 8000 75%<br />
TAL TAL International Group Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 550 60% 75% > 550 75%<br />
TLM Talisman Energy USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75%<br />
TAMUS Tam ADR USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
SKT Tanger Factory Outlet Centrs USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
TGT Target Corp USA 0 - 250 5% 250 - 1500 10% 20% 1500 - 55000 25% 40% > 55000 75%<br />
TASR.O Taser International Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 2400 50% 60% > 2400 75%<br />
TCL Tata Communications ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 700 50% 60% > 700 75%<br />
TTM Tata Motors Ltd - ADR USA 0 - 40 10% 40 - 250 20% 25% 250 - 7750 35% 45% > 7750 75%<br />
TCO Taubman Centers Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 5250 35% 45% > 5250 75%<br />
TBSI.O TBS International Ltd USA 0 - 15 20% 15 - 90 30% 40% 90 - 1800 50% 60% > 1800 75%<br />
TCB TCF Financial Corporation USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
TECD.O Tech Data Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
TECH.O Techne Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 900 35% 45% > 900 75%<br />
TCK Teck Cominco Ltd USA 0 - 200 15% 200 - 1200 25% 30% 1200 - 40000 40% 55% > 40000 75%<br />
TE TECO Energy Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 10000 25% 40% > 10000 75%<br />
TK Teekay Shipping Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
TRC Tejon Ranch Co USA 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75%<br />
TKLC.O Tekelec USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
TNE Tele Norte ADR USA 0 - 40 10% 40 - 250 20% 25% 250 - 7000 35% 45% > 7000 75%<br />
NZT Telecom New Zealand ADR USA 0 - 10 20% 10 - 60 30% 40% 60 - 950 50% 60% > 950 75%<br />
TBH Telecomunicacoes Brasileiras SA USA 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75%<br />
TDY Teledyne Technologies Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1400 35% 45% > 1400 75%<br />
TFX Teleflex Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
TMX Telefonos de Mexico SA de CV USA 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75%<br />
TTEC.O Teletech Holdings Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2000 40% 55% > 2000 75%<br />
TLAB.O Tellabs Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
TU TELUS Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 800 40% 55% > 800 75%<br />
TIN Temple-Inland Inc USA 0 - 80 15% 80 - 500 25% 30% 500 - 10000 40% 55% > 10000 75%<br />
TDF Templeton Dragon Fund Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 550 50% 60% > 550 75%<br />
TPX Tempur-Pedic International USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
TS Tenaris ADR USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
THC Tenet Healthcare Corp USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 45000 35% 50% > 45000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TEN Tenneco Automotive Inc USA 0 - 30 25% 30 - 200 40% 50% 200 - 4750 60% 75% > 4750 75%<br />
TDC Teradata Corp USA 0 - 50 5% 50 - 300 10% 20% 300 - 9000 25% 40% > 9000 75%<br />
TER Teradyne Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 15000 35% 50% > 15000 75%<br />
TEX Terex Corp USA 0 - 90 15% 90 - 550 25% 30% 550 - 10000 40% 55% > 10000 75%<br />
TX Ternium SA - ADR USA 0 - 10 10% 10 - 60 20% 25% 60 - 2100 35% 45% > 2100 75%<br />
TRA Terra Industries Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 9000 35% 45% > 9000 75%<br />
TSO Tesoro Corp USA 0 - 150 10% 150 - 900 20% 25% 900 - 15000 35% 50% > 15000 75%<br />
TSRA.O Tessera Technologies Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
TTEK.O Tetra Tech Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
TTI Tetra Technologies Inc USA 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75%<br />
TEVA.O Teva Pharmaceutical Industries Ltd USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
TXI Texas Industries Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
TXN Texas Instruments Inc USA 0 - 450 5% 450 - 2750 10% 20% 2750 - 85000 25% 40% > 85000 75%<br />
TXT Textron Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 25000 35% 50% > 25000 75%<br />
ANDE.O The Andersons Inc. USA 0 - 10 15% 10 - 60 25% 30% 60 - 1700 40% 55% > 1700 75%<br />
LG The Laclede Group, Inc. USA 0 - 10 15% 10 - 60 25% 30% 60 - 900 40% 55% > 900 75%<br />
JOE The St Joe Company USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
NCTY.O The9 Limited USA 0 - 10 25% 10 - 60 40% 50% 60 - 800 60% 75% > 800 75%<br />
TMO Thermo Electron Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
TNB Thomas & Betts Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
THO Thor Industries Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
THOR.O Thoratec Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
THQI.O THQ Inc USA 0 - 40 20% 40 - 250 30% 40% 250 - 6750 50% 60% > 6750 75%<br />
TIBX.O TIBCO Software Inc USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
TKTM.O Ticketmaster Entertainment Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2400 40% 55% > 2400 75%<br />
TDW Tidewater Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4750 35% 45% > 4750 75%<br />
TIF Tiffany & Co USA 0 - 80 5% 80 - 500 10% 20% 500 - 10000 25% 40% > 10000 75%<br />
THI Tim Hortons Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
TSU TIM Participacoes ADR USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
TBL Timberland Co USA 0 - 10 15% 10 - 60 25% 30% 60 - 2100 40% 55% > 2100 75%<br />
TWC Time Warner Cable USA 0 - 100 20% 100 - 600 35% 50% 600 - 20000 50% 75% > 20000 75%<br />
TWX Time Warner Inc USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 55000 35% 50% > 55000 75%<br />
TWTC.O Time Warner Telecom Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 8500 35% 45% > 8500 75%<br />
TKR Timken Co USA 0 - 20 10% 20 - 100 20% 25% 100 - 4250 35% 45% > 4250 75%<br />
TWI Titan International Inc USA 0 - 15 20% 15 - 90 30% 40% 90 - 2750 50% 60% > 2750 75%<br />
TIE Titanium Metals Corp USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 50% > 15000 75%<br />
TIVO.O Tivo Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
TJX TJX Cos Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
TOL Toll Brothers Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 45% > 15000 75%<br />
TR Tootsie Roll Industries Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 600 50% 60% > 600 75%<br />
TMK Torchmark Corp USA 0 - 40 10% 40 - 250 20% 25% 250 - 8250 35% 50% > 8250 75%<br />
TTC Toro Co USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
TOT Total SA USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
TSS Total System Services Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 8250 25% 40% > 8250 75%<br />
TM Toyota Motor Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
TSCO.O Tractor Supply Co USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
TRAD.O Tradestation USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
TRH Transatlantic Holdings Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
TDG Transdigm Group Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
R<strong>IG</strong> Transocean Inc USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
TRV Travelers Cos Inc/The USA 0 - 150 5% 150 - 900 10% 20% 900 - 35000 25% 40% > 35000 75%<br />
TG Tredegar Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75%<br />
TY Tri Continental Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 450 60% 75% > 450 75%<br />
TRMA.O Trico Marine Services USA 0 - 10 25% 10 - 60 40% 50% 60 - 1900 60% 75% > 1900 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
TRID.O Trident Microsystems Inc USA 0 - 20 25% 20 - 100 40% 50% 100 - 3500 60% 75% > 3500 75%<br />
TRMB.O Trimble Navigation Ltd USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
TSL Trina Solar Limited USA 0 - 30 15% 30 - 200 25% 30% 200 - 3000 40% 55% > 3000 75%<br />
TRIB.O Trinity Biotech (US) USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
TRN Trinity Industries USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
TQNT.O Triquint Semiconductor Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
TGI Triumph Group Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 900 40% 55% > 900 75%<br />
TIV Tri-Valley Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 400 60% 75% > 400 75%<br />
TRLG.O True Religion Apparel Inc USA 0 - 15 20% 15 - 90 30% 40% 90 - 2500 50% 60% > 2500 75%<br />
TRST.O Trustco Bank Corp NY USA 0 - 10 20% 10 - 60 30% 40% 60 - 2100 50% 60% > 2100 75%<br />
TRW TRW Automotive Holdings Corp USA 0 - 40 20% 40 - 250 30% 40% 250 - 7500 50% 60% > 7500 75%<br />
TUP Tupperware Corp USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
TKC Turkcell Iletisim Hizmet AS USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
TPC Tutor Perini Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
TEL Tyco Electronics Ltd USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75%<br />
TYC Tyco International Ltd USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75%<br />
TSN Tyson Foods Inc USA 0 - 100 5% 100 - 600 10% 20% 600 - 25000 25% 40% > 25000 75%<br />
UAUA.O UAL Corporation USA 0 - 200 15% 200 - 1200 25% 30% 1200 - 15000 40% 55% > 15000 75%<br />
UBS UBS AG ADR USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
UCBH.O UCBH Holdings Inc USA 0 - 90 25% 90 - 550 40% 50% 550 - 10000 60% 75% > 10000 75%<br />
UGI UGI Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75%<br />
UIL UIL Holdings Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
ULTI.O Ultimate Software USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
UYM Ultra Basic Materials Pro<strong>Shares</strong> USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
DDM Ultra DJ30 Pro<strong>Shares</strong> USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
UYG Ultra Financials Pro<strong>Shares</strong> USA 0 - 2100 20% 2100 - 15000 30% 40% 15000 - 20000 50% 60% > 20000 75%<br />
D<strong>IG</strong> Ultra Oil & Gas Pro<strong>Shares</strong> USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 2500 35% 45% > 2500 75%<br />
UPL Ultra Petroleum Corp USA 0 - 50 20% 50 - 300 30% 40% 300 - 9250 50% 60% > 9250 75%<br />
QLD Ultra QQQ Pro<strong>Shares</strong> USA 0 - 350 10% 350 - 2100 20% 25% 2100 - 3500 35% 45% > 3500 75%<br />
URE Ultra Real Estate Pro<strong>Shares</strong> USA 0 - 800 20% 800 - 4750 30% 40% 4750 - 8000 50% 60% > 8000 75%<br />
SSO Ultra S&P500 Pro<strong>Shares</strong> USA 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
TBT UltraShort 20+ Yr Treasury Bond USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
FXP UltraShort China 25 Pro<strong>Shares</strong> USA 0 - 80 15% 80 - 500 25% 30% 500 - 800 40% 55% > 800 75%<br />
SCO UltraShort DJ-A<strong>IG</strong> Crude Pro<strong>Shares</strong> USA 0 - 40 15% 40 - 250 25% 30% 250 - 400 40% 55% > 400 75%<br />
DXD UltraShort Dow30 Pro<strong>Shares</strong> USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
SKF UltraShort Financials Pro<strong>Shares</strong> USA 0 - 600 20% 600 - 3500 30% 40% 3500 - 6000 50% 60% > 6000 75%<br />
EEV UltraShort MSCI Emerging Markets USA 0 - 60 10% 60 - 350 20% 25% 350 - 600 35% 45% > 600 75%<br />
DUG UltraShort Oil & Gas Pro<strong>Shares</strong> USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 2000 35% 45% > 2000 75%<br />
QID UltraShort QQQ Pro<strong>Shares</strong> USA 0 - 500 10% 500 - 3000 20% 25% 3000 - 5000 35% 45% > 5000 75%<br />
SRS UltraShort Real Estate Pro<strong>Shares</strong> USA 0 - 800 20% 800 - 4750 30% 40% 4750 - 8000 50% 60% > 8000 75%<br />
TWM UltraShort Russell2000 Pro<strong>Shares</strong> USA 0 - 100 10% 100 - 600 20% 25% 600 - 1000 35% 45% > 1000 75%<br />
SDS UltraShort S&P500 Pro<strong>Shares</strong> USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
UMPQ.O Umpqua Holdings Corporation USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
UA Under Armour Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
UN Unilever NV ADR USA 0 - 70 10% 70 - 400 20% 25% 400 - 15000 35% 45% > 15000 75%<br />
UNP Union Pacific Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
UNS Unisource Energy USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
UIS Unisys Corp USA 0 - 150 25% 150 - 900 40% 50% 900 - 25000 60% 75% > 25000 75%<br />
UNT Unit Corporation USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
UCBI.O United Community Banks Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1200 50% 60% > 1200 75%<br />
UDR United Dominion Realty Trust Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 45% > 15000 75%<br />
UMC United Microelectronics Corp USA 0 - 150 10% 150 - 900 20% 25% 900 - 25000 35% 45% > 25000 75%<br />
UNTD.O United Online Inc USA 0 - 20 15% 20 - 100 25% 30% 100 - 3500 40% 55% > 3500 75%<br />
UPS United Parcel Service Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
URI United Rental USA 0 - 30 15% 30 - 200 25% 30% 200 - 5750 40% 55% > 5750 75%<br />
UNG United States Natural Gas Fund LP USA 0 - 800 10% 800 - 4750 20% 25% 4750 - 8000 35% 45% > 8000 75%<br />
USO United States Oil Fund LP USA 0 - 400 10% 400 - 2400 20% 25% 2400 - 4000 35% 45% > 4000 75%<br />
X United States Steel Corp USA 0 - 350 10% 350 - 2100 20% 25% 2100 - 15000 35% 50% > 15000 75%<br />
USTR.O United Stationers Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1200 35% 45% > 1200 75%<br />
UTX United Technologies Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
UTHR.O United Therapeutics Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
UNH UnitedHealth Group Inc USA 0 - 300 5% 300 - 1800 10% 20% 1800 - 55000 25% 40% > 55000 75%<br />
UVV Universal Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1600 35% 45% > 1600 75%<br />
PANL.O Universal Display Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
UFPI.O Universal Forest Products Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1200 40% 55% > 1200 75%<br />
UHS Universal Health Services - B USA 0 - 20 10% 20 - 100 20% 25% 100 - 4000 35% 45% > 4000 75%<br />
UNM UnumProvident Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 50% > 25000 75%<br />
URBN.O Urban Outfitters Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 15000 35% 50% > 15000 75%<br />
URS URS Corporation USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
LCC US Airways Group Inc USA 0 - 200 20% 200 - 1200 30% 40% 1200 - 15000 50% 60% > 15000 75%<br />
USB US Bancorp USA 0 - 700 10% 700 - 4250 20% 25% 4250 - 150000 35% 50% > 150000 75%<br />
USM US Cellular Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 750 40% 55% > 750 75%<br />
USNA.O USANA Health Sciences Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 300 50% 60% > 300 75%<br />
USU USEC Inc USA 0 - 80 15% 80 - 500 25% 30% 500 - 10000 40% 55% > 10000 75%<br />
USG USG Corp USA 0 - 40 15% 40 - 250 25% 30% 250 - 8250 40% 55% > 8250 75%<br />
YSI U-Store-It Trust USA 0 - 20 15% 20 - 100 25% 30% 100 - 3750 40% 55% > 3750 75%<br />
UTIW.O UTI Worldwide Inc USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
XLU Utilities Select Sector SPDR USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
MTN Vail Resorts USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
VALE Vale SA USA 0 - 800 10% 800 - 4750 20% 25% 4750 - 150000 35% 45% > 150000 75%<br />
VALEp Vale SA - Pref USA 0 - 250 10% 250 - 1500 20% 25% 1500 - 50000 35% 45% > 50000 75%<br />
VRX Valeant Pharmaceuticals Inte USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
VLO Valero Energy Corp USA 0 - 300 10% 300 - 1800 20% 25% 1800 - 55000 35% 50% > 55000 75%<br />
VHI Valhi Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 350 60% 75% > 350 75%<br />
VR Validus Holdings Ltd USA 0 - 10 15% 10 - 60 25% 30% 60 - 60 75% 75% > 60 75%<br />
VLY Valley National Bancorp USA 0 - 40 10% 40 - 250 20% 25% 250 - 7250 35% 45% > 7250 75%<br />
VMI Valmont Industries Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75%<br />
VAL Valspar Corp USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
VCLK.O Valueclick Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6500 35% 45% > 6500 75%<br />
VVR Van Kampen Senior Income Trust USA 0 - 15 20% 15 - 90 30% 40% 90 - 3250 50% 60% > 3250 75%<br />
VWO Vanguard Emerging Markets - ETF USA 0 - 150 10% 150 - 900 20% 25% 900 - 1500 35% 45% > 1500 75%<br />
VARI.O Varian Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 2200 35% 45% > 2200 75%<br />
VAR Varian Medical Systems Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 8750 25% 40% > 8750 75%<br />
VSEA.O Varian Semiconductor USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
VDSI.O Vasco Data Security USA 0 - 10 20% 10 - 60 30% 40% 60 - 1000 50% 60% > 1000 75%<br />
WOOF.O VCA Antech Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
VGR Vector Group Plc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75%<br />
VVC Vectren Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 2000 35% 45% > 2000 75%<br />
VTR Ventas Inc USA 0 - 100 20% 100 - 600 35% 50% 600 - 15000 50% 75% > 15000 75%<br />
VSUNQ.PK VeraSun Energy Corp USA 0 - 15 25% 15 - 90 40% 50% 90 - 2500 60% 75% > 2500 75%<br />
PAY Verifone Holdings Inc USA 0 - 30 20% 30 - 200 30% 40% 200 - 5500 50% 60% > 5500 75%<br />
VRGY.O Verigy Ltd USA 0 - 15 15% 15 - 90 25% 30% 90 - 3000 40% 55% > 3000 75%<br />
VRSN.O VeriSign Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 20000 25% 40% > 20000 75%<br />
VZ Verizon Communications Inc USA 0 - 400 5% 400 - 2400 10% 20% 2400 - 80000 25% 40% > 80000 75%<br />
VRTX.O Vertex Pharmaceuticals Inc USA 0 - 50 5% 50 - 300 10% 20% 300 - 9000 25% 40% > 9000 75%<br />
VFC VF Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 6000 25% 40% > 6000 75%<br />
VIAb Viacom CL B USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
VIA Viacom Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 500 50% 60% > 500 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
VVI Viad Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 750 50% 60% > 750 75%<br />
VIP Vimpel-Communications USA 0 - 150 10% 150 - 900 20% 25% 900 - 30000 35% 45% > 30000 75%<br />
VMED.O Virgin Media Inc USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 45% > 20000 75%<br />
VPHM.O Viropharma Inc USA 0 - 40 15% 40 - 250 25% 30% 250 - 7750 40% 55% > 7750 75%<br />
V Visa Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 45% > 40000 75%<br />
VSH Vishay Intertechnology Inc USA 0 - 40 10% 40 - 250 20% 25% 250 - 7500 35% 45% > 7500 75%<br />
VISN.O VisionChina Media Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 2000 50% 60% > 2000 75%<br />
VPRT.O Vistaprint USA 0 - 30 10% 30 - 200 20% 25% 200 - 4250 35% 45% > 4250 75%<br />
VIV Vivo Participacoes SA USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
VVUS.O Vivus Inc USA 0 - 15 25% 15 - 90 40% 50% 90 - 90 75% 75% > 90 75%<br />
VMW VMware Inc USA 0 - 50 10% 50 - 300 20% 25% 300 - 9750 35% 45% > 9750 75%<br />
VOCS.O Vocus Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
VOD Vodafone Group - ADR USA 0 - 100 10% 100 - 600 20% 25% 600 - 25000 35% 45% > 25000 75%<br />
VOLC.O Volcano Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 2100 40% 55% > 2100 75%<br />
VNO Vornado Realty Trust USA 0 - 150 10% 150 - 900 20% 25% 900 - 20000 35% 50% > 20000 75%<br />
VMC Vulcan Materials Co USA 0 - 40 5% 40 - 250 10% 20% 250 - 8250 25% 40% > 8250 75%<br />
WTI W&T Offshore Inc USA 0 - 30 15% 30 - 200 25% 30% 200 - 5250 40% 55% > 5250 75%<br />
WAB Wabtec Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3500 35% 45% > 3500 75%<br />
WDR Waddell & Reed Financial Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 6000 35% 45% > 6000 75%<br />
WAG Walgreen Co USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 40000 25% 40% > 40000 75%<br />
WMT Wal-Mart Stores Inc USA 0 - 300 5% 300 - 1900 10% 20% 1900 - 95000 25% 40% > 95000 75%<br />
WLT Walter Industries Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 5250 35% 45% > 5250 75%<br />
WRC Warnaco Group, Inc. USA 0 - 25 10% 25 - 150 20% 25% 150 - 4500 35% 45% > 4500 75%<br />
WMG Warner Music Group Corp USA 0 - 10 25% 10 - 60 40% 50% 60 - 1600 60% 75% > 1600 75%<br />
WFSL.O Washington Federal Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
WPO Washington Post - CL B USA 0 - 10 10% 10 - 60 20% 25% 60 - 250 35% 50% > 250 75%<br />
WRE Washington Real Estate USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
WCN Waste Communications Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
WM Waste Management Inc USA 0 - 90 5% 90 - 550 10% 20% 550 - 20000 25% 40% > 20000 75%<br />
WAT Waters Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 6000 25% 40% > 6000 75%<br />
WSO Watsco Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1800 35% 45% > 1800 75%<br />
WPI Watson Pharmaceuticals Inc USA 0 - 40 5% 40 - 250 10% 20% 250 - 7250 25% 40% > 7250 75%<br />
WW Watson Wyatt Worldwide Inc USA 0 - 15 10% 15 - 90 20% 25% 90 - 2750 35% 45% > 2750 75%<br />
WTS Watts Water Technologies Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 1300 40% 55% > 1300 75%<br />
WPP Wausau Paper Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75%<br />
WFT Weatherford International Ltd USA 0 - 350 10% 350 - 2100 20% 25% 2100 - 70000 35% 45% > 70000 75%<br />
WBMD.O WEBMD Health Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 350 50% 60% > 350 75%<br />
WBSN.O Websense Inc USA 0 - 10 15% 10 - 60 25% 30% 60 - 2200 40% 55% > 2200 75%<br />
WBS Webster Financial Corp USA 0 - 30 20% 30 - 200 30% 40% 200 - 6000 50% 60% > 6000 75%<br />
WTW Weight Watchers International Inc USA 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75%<br />
WRI Weingarten Realty Investors USA 0 - 70 10% 70 - 400 20% 25% 400 - 10000 35% 45% > 10000 75%<br />
WCG WellCare Health Plans Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3500 35% 45% > 3500 75%<br />
WLP WellPoint Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
WFC Wells Fargo & Co USA 0 - 600 10% 600 - 10000 20% 25% 10000 - 450000 35% 50% > 450000 75%<br />
WEN Wendy’s International Inc USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 40000 35% 45% > 40000 75%<br />
WCC Wesco International Inc USA 0 - 20 10% 20 - 100 20% 25% 100 - 3750 35% 45% > 3750 75%<br />
WABC.O Westamerica Bancorporation USA 0 - 10 10% 10 - 60 20% 25% 60 - 1500 35% 45% > 1500 75%<br />
WR Westar Energy Inc USA 0 - 30 10% 30 - 200 20% 25% 200 - 5250 35% 45% > 5250 75%<br />
WDC Western Digital Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 20000 25% 40% > 20000 75%<br />
WNR Western Refining Inc USA 0 - 60 15% 60 - 350 25% 30% 350 - 8750 40% 55% > 8750 75%<br />
WU Western Union Co USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
WLK Westlake Chemical Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1100 40% 55% > 1100 75%<br />
WWOZ.OB Westwood One USA 0 - 10 25% 10 - 30 40% 50% 30 - 30 75% 75% > 30 75%<br />
WY Weyerhaeuser Co USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
<strong>Shares</strong> <strong>List</strong><br />
(continued)<br />
Reuters Description Country Tier 1 Tier 1 Tier 2 Tier 2 Tier 2 Tier 3 Tier 3 Tier 3 Tier 4 Tier 4<br />
Range Deposit Range Deposit Deposit Range Deposit Deposit Range Deposit<br />
(Amount (All) (Amount (Select) (Plus) (Amount (Select) (Plus) (Amount (All)<br />
per Point) per Point) per Point) per Point)<br />
WHR Whirlpool Corp USA 0 - 60 10% 60 - 350 20% 25% 350 - 7500 35% 50% > 7500 75%<br />
WTM White Mountains Insurance USA 0 - 10 10% 10 - 60 20% 25% 60 - 250 35% 45% > 250 75%<br />
WLL Whiting Petroleum Corporation USA 0 - 40 10% 40 - 250 20% 25% 250 - 5000 35% 45% > 5000 75%<br />
WFMI.O Whole Foods Market Inc USA 0 - 90 10% 90 - 550 20% 25% 550 - 15000 35% 50% > 15000 75%<br />
WG Willbros Group Inc USA 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75%<br />
WMB Williams Cos Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 35000 25% 40% > 35000 75%<br />
WSM Williams-Sonoma Inc USA 0 - 60 10% 60 - 350 20% 25% 350 - 10000 35% 45% > 10000 75%<br />
WSH Willis Group Holdings Ltd USA 0 - 30 10% 30 - 200 20% 25% 200 - 5750 35% 45% > 5750 75%<br />
WL Wilmington Trust Corp USA 0 - 30 15% 30 - 200 25% 30% 200 - 5500 40% 55% > 5500 75%<br />
WBD Wimm-Bill-Dann Foods USA 0 - 10 10% 10 - 60 20% 25% 60 - 850 35% 45% > 850 75%<br />
WIN Windstream Corp USA 0 - 100 5% 100 - 600 10% 20% 600 - 20000 25% 40% > 20000 75%<br />
WGO Winnebago Ind USA 0 - 10 20% 10 - 60 30% 40% 60 - 1300 50% 60% > 1300 75%<br />
WTFC.O Wintrust Financial Corp USA 0 - 10 15% 10 - 60 25% 30% 60 - 1900 40% 55% > 1900 75%<br />
WIT Wipro Ltd - ADR USA 0 - 15 10% 15 - 90 20% 25% 90 - 2500 35% 45% > 2500 75%<br />
WEC.N Wisconsin Energy Corp USA 0 - 30 5% 30 - 200 10% 20% 200 - 5000 25% 40% > 5000 75%<br />
WNS WM Holdings Ltd USA 0 - 10 25% 10 - 60 40% 50% 60 - 200 60% 75% > 200 75%<br />
WMS.N WMS Industries USA 0 - 40 10% 40 - 250 20% 25% 250 - 5000 35% 45% > 5000 75%<br />
WGOV.O Woodward Governor USA 0 - 15 10% 15 - 90 20% 25% 90 - 3250 35% 45% > 3250 75%<br />
WRLD.O World Acceptance Corp USA 0 - 10 20% 10 - 60 30% 40% 60 - 1600 50% 60% > 1600 75%<br />
INT World Fuel Services Corp USA 0 - 15 10% 15 - 90 20% 25% 90 - 3000 35% 45% > 3000 75%<br />
WOR Worthington Industries USA 0 - 30 10% 30 - 200 20% 25% 200 - 5000 35% 45% > 5000 75%<br />
WPPGY.O Wpp Group ADR USA 0 - 10 15% 10 - 60 25% 30% 60 - 850 40% 55% > 850 75%<br />
WX Wuxi Pharmatech Inc ADR USA 0 - 15 15% 15 - 90 25% 30% 90 - 2500 40% 55% > 2500 75%<br />
WYN Wyndham Worldwide Corp USA 0 - 100 10% 100 - 600 20% 25% 600 - 20000 35% 50% > 20000 75%<br />
WYNN.O Wynn Resorts Ltd USA 0 - 100 10% 100 - 600 20% 25% 600 - 10000 35% 50% > 10000 75%<br />
XEL Xcel Energy Inc USA 0 - 80 5% 80 - 500 10% 20% 500 - 15000 25% 40% > 15000 75%<br />
XRX Xerox Corp USA 0 - 150 5% 150 - 900 10% 20% 900 - 30000 25% 40% > 30000 75%<br />
XLNX.O Xilinx Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 30000 25% 40% > 30000 75%<br />
XL XL Capital Ltd USA 0 - 200 10% 200 - 1200 20% 25% 1200 - 35000 35% 50% > 35000 75%<br />
XTO XTO Energy Inc USA 0 - 200 5% 200 - 1200 10% 20% 1200 - 40000 25% 40% > 40000 75%<br />
YHOO.O Yahoo! Inc USA 0 - 600 5% 600 - 3500 10% 20% 3500 - 100000 25% 40% > 100000 75%<br />
AUY Yamana Gold Inc USA 0 - 350 10% 350 - 2100 20% 25% 2100 - 65000 35% 45% > 65000 75%<br />
YGE Yingli Green Energy ADR USA 0 - 200 15% 200 - 1200 25% 30% 1200 - 15000 40% 55% > 15000 75%<br />
YRCW.O YRC Worldwide Inc USA 0 - 150 25% 150 - 900 40% 50% 900 - 6000 60% 75% > 6000 75%<br />
YUM Yum! Brands Inc USA 0 - 150 5% 150 - 900 10% 20% 900 - 25000 25% 40% > 25000 75%<br />
ZLC Zale Corp USA 0 - 20 25% 20 - 100 40% 50% 100 - 3250 60% 75% > 3250 75%<br />
ZBRA.O Zebra Technologies Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1700 35% 45% > 1700 75%<br />
ZNT Zenith National Insurance Corp USA 0 - 10 10% 10 - 60 20% 25% 60 - 1900 35% 45% > 1900 75%<br />
ZMH Zimmer Holdings Inc USA 0 - 60 5% 60 - 350 10% 20% 350 - 10000 25% 40% > 10000 75%<br />
ZION.O Zions Bancorporation USA 0 - 150 10% 150 - 900 20% 25% 900 - 15000 35% 50% > 15000 75%<br />
ZOLL.O Zoll Medical Corporation USA 0 - 10 20% 10 - 60 30% 40% 60 - 1100 50% 60% > 1100 75%<br />
ZOLT.O Zoltec Companies Inc USA 0 - 10 20% 10 - 60 30% 40% 60 - 1900 50% 60% > 1900 75%<br />
ZRAN.O Zoran Corp USA 0 - 20 15% 20 - 100 25% 30% 100 - 4000 40% 55% > 4000 75%<br />
ZGEN.O Zymogenetics Inc USA 0 - 10 25% 10 - 60 40% 50% 60 - 1200 60% 75% > 1200 75%<br />
<strong>IG</strong> <strong>Index</strong> <strong>Shares</strong> list, October 2009
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