GPHS AP World History - Galena Park Independent School District
GPHS AP World History - Galena Park Independent School District
GPHS AP World History - Galena Park Independent School District
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<strong>AP</strong> <strong>World</strong> <strong>History</strong><br />
2012 – 2013<br />
Summer Assignment<br />
LAST DAY TO TURN IN FRIDAY AUGUST 31 st @ 2:30 PM<br />
Mr. Cline jcline@galenaparkisd.com<br />
Welcome to <strong>Galena</strong> <strong>Park</strong> High <strong>School</strong>’s <strong>AP</strong> <strong>World</strong> <strong>History</strong> Class. You have<br />
decided to embark on a very interesting and rewarding part of your school career, an <strong>AP</strong><br />
course. This upcoming year in <strong>AP</strong> <strong>World</strong> <strong>History</strong> will offer you many opportunities to<br />
learn and grow as a student here at <strong>Galena</strong> <strong>Park</strong> High <strong>School</strong>. My name is Mr. Cline and I<br />
will be your <strong>AP</strong> <strong>World</strong> <strong>History</strong> instructor for the 2012 – 2013 school year. I am looking<br />
forward to meeting all of you and working toward our ultimate goal next year, college<br />
credit! <strong>AP</strong> courses provide a unique opportunity for you to gain college credit, and<br />
therefore this course will be rigorous and require much of you. In order to gain college<br />
credit our <strong>AP</strong> <strong>World</strong> <strong>History</strong> course will be taught at the college level. It is imperative of<br />
you to treat the class as a college course and keep up with your readings, assignments,<br />
and take it upon yourself to study and prepare for the <strong>AP</strong> <strong>World</strong> <strong>History</strong> exam in May.<br />
Our first step towards success this year will be this summer assignment.<br />
The summer assignment will be due on the first Friday of the 2012 – 2013 school<br />
year, August 31 st . Your summer assignment will be your first test grade for the new<br />
school year. Should you choose to complete your summer assignment you will receive 1<br />
extra test grade for the 1 st six weeks. The material covered on this summer assignment<br />
will also be the material that our first exam on Wednesday September 5 th so if you chose<br />
not to complete it you will not be prepared for our first test. It is extremely important for<br />
you to complete this assignment as test grades for <strong>AP</strong> <strong>World</strong> <strong>History</strong> count as 70% of<br />
your grade. If you have any questions over the summer please feel free to email me but<br />
make sure you put <strong>AP</strong> <strong>World</strong> <strong>History</strong> in the subject of your email.<br />
Summer Assignment Part I: Vocabulary Flash Cards<br />
For this part of your summer assignment you will need the following materials:<br />
1. 3x5 index cards<br />
2. 1 recipe box (This will be used to keep all of your index cards for the entire<br />
year)<br />
Throughout the year we will be writing down important information from <strong>World</strong> <strong>History</strong><br />
on index cards. These index cards will serve as flash cards/study guides as we go through<br />
each chapter of our textbook. It is extremely important that you complete the flash cards<br />
for each chapter and place them in your recipe box for safe keeping. There will be<br />
random vocabulary quizzes throughout the year.<br />
1. Go to our textbook’s webpage. Our textbook is Ways of the <strong>World</strong>: A Global<br />
<strong>History</strong> With Sources by Robert W. Strayer. The textbook’s website is
http://bcs.bedfordstmartins.com/strayerdocutext1e/#t_597721____<br />
2. Maximize the “Online Study Guide” by pressing the plus sign<br />
3. Maximize each specific chapter by pressing its plus sign<br />
4. Once in the section for each chapter click defining terms<br />
5. Once you have entered the Defining Terms section flash cards will show up on<br />
your screen.<br />
6. Click each card to see the term and its definition. When you roll your mouse over<br />
each card the definition will show up. After you write down the vocabulary word<br />
click the card and its definition will show up.<br />
7. Complete each flash card for Chapters 1 – 4 (108 total flash cards)<br />
8. After you finish each chapter please put a rubber band around the flash cards.<br />
*Note: You do not have to write down the entire source for each card<br />
Example: “(See page 49 if you are using Ways of the <strong>World</strong>: A Brief Global <strong>History</strong>; see<br />
page 63 if you are using Ways of the <strong>World</strong> a Brief Global <strong>History</strong> With Sources)<br />
Instead only write down the page number for the Ways of the <strong>World</strong>:A Brief Global<br />
<strong>History</strong> with Sources on your flash card.<br />
Chapter 1: First Peoples Populating the Planet, to 10,000 B.C.E.<br />
1. Venus Figurines<br />
2. trance dance<br />
3. shaman<br />
4. San, or Jo/’hoansi<br />
5. Paleolithic “settling down”<br />
6. Paleolithic rock art<br />
7. Paleolithic<br />
8. “the original affluent society”<br />
9. n/um<br />
10. Neanderthals<br />
11. megafaunal extinction<br />
12. Jomon culture<br />
13. insulting the meat<br />
14. Ice Age<br />
15. “human revolution”<br />
16. Hadza<br />
17. Great Goddess<br />
18. gathering and hunting peoples<br />
19. Flores Man<br />
20. Dreamtime<br />
21. Clovis culture<br />
22. Chumash Culture<br />
23. Brotherhood of the Tomal<br />
24. Austronesian Migrations
Chapter 2: First Farmers: The Revolutions of Agriculture, 10,000 B.C.E. – 3,000<br />
B.C.E.<br />
1. teosinte<br />
2. stateless societies<br />
3. “secondary products revolution”<br />
4. pastoral society<br />
5. native Australians<br />
6. Mesopotamia<br />
7. Jericho<br />
8. intensification<br />
9. horticulture<br />
10. Fertile Crescent<br />
11. end of the last Ice Age<br />
12. domestication<br />
13. diffusion<br />
14. chiefdom<br />
15. Catalhuyuk<br />
16. Cahokia<br />
17. broad spectrum diet<br />
18. Bantu Migration<br />
19. Bantu<br />
20. Banpo<br />
21. Austronesian<br />
Chapter 3: First Civilizations: Cities, States, and Unequal Societies, 3500 B.C.E. –<br />
500 B.C.E.<br />
1. Son of Heaven<br />
2. Shang Dynasty<br />
3. Sanxingdui<br />
4. salinization<br />
5. rise of the state<br />
6. quipu<br />
7. pyramid<br />
8. Phonecians<br />
9. pharaoh<br />
10. patriarchy<br />
11. oracle bones<br />
12. Olmec Civilization<br />
13. Nubia<br />
14. Norte Chico /Carnal<br />
15. Mohenjo Daro<br />
16. Minoan Civilization<br />
17. Mesopotamia<br />
18. Indus Valley
19. Hyksos<br />
20. Hittites<br />
21. hieroglyphs<br />
22. Hebrews<br />
23. Hatshepsut<br />
24. Harappa<br />
25. Epic of Gilgamesh<br />
26. Egypt: “gift of the Nile”<br />
27. cuneiform<br />
28. cradle of civilization<br />
29. ziggurat<br />
30. Zhou dynasty<br />
31. Xia dynasty<br />
32. Uruk<br />
Chapter 4: Eurasian Empires, 500 B.C.E. – 500 C.E.<br />
1. Yellow Turban Rebellion<br />
2. Xiongnu<br />
3. Wudi<br />
4. Solon<br />
5. Qin Shihuangdi<br />
6. Qin dynasty<br />
7. Punic Wars<br />
8. plebians<br />
9. Persian Empire<br />
10. Peloponnesian War<br />
11. Persepolis<br />
12. pax Romana<br />
13. patricians<br />
14. Olympic Games<br />
15. Mauryan Empire<br />
16. Marathon, Battle of<br />
17. Mandate of Heaven<br />
18. Ionia<br />
19. hoplite<br />
20. Herodotus<br />
21. Hellenistic Era<br />
22. Han dynasty<br />
23. Gupta Empire<br />
24. Greco – Persian Wars<br />
25. Darius I<br />
26. Cyrus (the Great)<br />
27. Caesar Augustus<br />
28. Athenian Democracy<br />
29. Ashoka<br />
30. Aryans
31. Alexander the Great<br />
Summer Assignment Part II: Chapter Outlines<br />
In your summer assignment you will be provided with our book’s outlines for chapters 1<br />
– 4 please read over these outlines to get a better understanding of the topics your flash<br />
cards go over. On our first test questions on Wednesday September 5 th will come directly<br />
from the flash cards and outlines. It is imperative you read and come to understand the<br />
material on your outlines. If you do not understand a topic the outline reviews go online,<br />
to the library, or to another resource to read up on that topic. During the first week of<br />
class the material will be discussed in lectures, daily assignments, and homework. It is<br />
imperative that you get a head start and complete this summer assignment and study for<br />
your first <strong>AP</strong> exam.<br />
Summer Assignment Part III: Geography<br />
Understanding geography and the places we will talk about throughout the year in <strong>AP</strong><br />
<strong>World</strong> <strong>History</strong> is very important. Throughout the year we will have periodic geography<br />
quizzes/tests to make sure you are keeping the skills taught to you in 9 th grade. Using<br />
outside resources (internet, books, etc.) please label each of the following maps. If you<br />
mess up and require a new map they may be found at:<br />
http://www.eduplace.com/ss/maps/<br />
On the <strong>World</strong>: Political map label:<br />
The 7 Continents Alps<br />
Andes Mountains Caucasus Mountains<br />
Himalayas Pyrenees Mountains<br />
Arctic Ocean Atlantic Ocean<br />
Indian Ocean Pacific Ocean<br />
Southern Ocean Baltic Sea<br />
Black Sea Mediterranean Sea<br />
Caribbean Sea Gulf of Mexico<br />
South China Sea Bay of Bengal<br />
Persian Gulf North Sea<br />
Red Sea Yellow (Huanghe) River<br />
Ganges River Indus River<br />
Tigris & Euphrates Rivers Nile River<br />
Amazon River Yangtze River<br />
Balkan Peninsula Iberian Peninsula<br />
English Channel Strait of Hormuz<br />
Strait of Gibraltar Dardanelles Strait<br />
Bosporus Strait Strait of Magellan<br />
East China Sea Sea of Japan
On the Africa & Asia political map, label the following African countries:<br />
Egypt Ethiopia<br />
Ghana Kenya<br />
Morocco South Africa<br />
Sudan Mali<br />
Somalia Rwanda<br />
On the same map as above, label the following countries of the Middle East:<br />
Iran Iraq<br />
Israel Saudi Arabia<br />
Turkey Syria<br />
On the Asia & South Pacific political map, label the following countries:<br />
China India<br />
Japan Korea<br />
Mongolia Russia<br />
Korea Vietnam<br />
Indonesia Pakistan<br />
Afghanistan<br />
On the North America Map, label the following countries:<br />
United States of America Mexico<br />
Canada Panama<br />
Cuba Haiti<br />
On the South America Map, label the following countries:<br />
Argentina Brazil<br />
Chile Peru<br />
Colombia Venezuela<br />
On the Europe map, label the following countries:<br />
Ireland United Kingdom<br />
France Netherlands<br />
Belgium Spain<br />
Portugal Switzerland<br />
Germany Austria<br />
Hungary Poland<br />
Italy Greece<br />
Russia Denmark<br />
Norway Iceland<br />
Sweden Czech Republic<br />
Slovakia Bosnia Herzegovina
<strong>AP</strong> <strong>World</strong> <strong>History</strong>: <strong>World</strong> Regions - A Big Picture View & <strong>AP</strong> <strong>World</strong> <strong>History</strong>:<br />
<strong>World</strong> Regions – A Closer Look<br />
This map comes directly from the College Board who are in charge of the <strong>AP</strong> <strong>World</strong><br />
<strong>History</strong> Exam. There is nothing that you have to do for this map except read over it and<br />
learn the different regions and their names. Please study this map as we will have a quiz<br />
on the <strong>World</strong> Regions – A Closer Look Thursday August 30 th .
Chapter 1: Chapter Outline<br />
The following annotated chapter outline will help you review the major topics covered<br />
in this chapter.<br />
Instructions: Review the outline to recall events and their relationships as<br />
presented in the chapter. Return to skim any sections that seem unfamiliar.<br />
I. Opening Vignette<br />
A. The Hazda of Tanzania are one of the last gathering and hunting societies on<br />
earth.<br />
1. likely to disappear soon<br />
2. will mark the end of what was universal human existence until 10,000–12,000<br />
years ago<br />
B. For 95 percent of human history, the means of life was gathering and hunting.<br />
1. food collection, not food production<br />
2. has been labeled “Paleolithic” (old stone age) era<br />
C. It’s wrong to ignore the first 200,000 years of human experience.<br />
1. archaeology reveals a great deal about these peoples<br />
2. they settled the planet<br />
3. they created the earliest human societies<br />
4. they were the first to reflect on issues of life and death<br />
II. Out of Africa to the Ends of the Earth: First Migrations<br />
A. Homo sapiens emerged in eastern and southern Africa 250,000 years ago.<br />
1. stayed there exclusively for about 150,000 years<br />
2. Africa was home to the “human revolution,” in which culture became more<br />
important than biology in shaping human behavior<br />
3. humans began to inhabit environments not touched by earlier hominids<br />
4. technological innovation: use of stone and bone tools<br />
5. hunting and fishing, not just scavenging<br />
6. patterns of exchange<br />
7. use of ornaments, perhaps planned burials<br />
8. between 100,000–60,000 years ago: beginning of migrations out of Africa<br />
B. Into Eurasia<br />
a. adapted to nearly every environment on earth<br />
b. much took place in the difficulties of the last Ice Age<br />
1. humans started migrating into the Middle East around 51,000 years ago<br />
2. the best evidence of early European settlement comes from southern France<br />
and northern Spain<br />
a. settlers in northern Europe were pushed southward into warmer areas<br />
around 20,000 years ago<br />
b. developed new hunting habits, new hunting technologies<br />
3. the earliest Europeans left hundreds of cave paintings: depictions of animals<br />
and humans and abstract designs (maybe early form of writing)
4. development of new technologies in Ukraine and Russia<br />
C. Into Australia<br />
a. needles, multilayered clothing, weaving, nets, baskets, pottery, etc.<br />
b. partially underground dwellings made from mammoth remains<br />
c. suggests semipermanent settlement<br />
d. creation of female figurines (“Venus figurines”); earliest dated at least<br />
35,000 years ago<br />
1. humans reached Australia about 60,000 years ago from Indonesia<br />
2. very sparse settlement; estimated 300,000 people in 1788<br />
3. development of some 250 languages<br />
4. still completely a gathering and hunting economy when Europeans arrived in<br />
1788<br />
5. complex worldview: the Dreamtime<br />
a. stories, ceremonies, and art tell of ancestral beings<br />
b. everything in the natural order is an echo of ancient happenings<br />
c. current people are intimately related to places and events in past<br />
6. major communication and exchange networks<br />
a. included stones, pigments, wood, pituri (psychoactive drug)<br />
b. also included songs, dances, stories, and rituals<br />
D. Into the Americas<br />
1. when settlement of the Americas began is still argued over (somewhere<br />
between 30,000 and 15,000 years ago)<br />
a. mode of migration ( Bering Strait or by sea down west coast of North<br />
America) also still argued about<br />
b. how many migrations and how long they took also argued over<br />
c. evidence of humans in southern Chile by 12,500 years ago<br />
2. Clovis: the first clearly defined and widespread culture of the Americas<br />
a. name comes from the Clovis point, a kind of projectile point<br />
b. flourished 12,000–11,000 years ago<br />
c. hunted large mammals (mammoths, bison)<br />
d. disappeared about 10,900 years ago, at the same time as the extinction<br />
of a number of large mammals<br />
3. next stage: much greater cultural diversity, as people adapted to the end of<br />
the Ice Age in different ways<br />
E. Into the Pacific<br />
1. the last phase of the great human migration, started ca. 3,500 years ago<br />
2. migration by water from the Bismarck and Solomon islands and the<br />
Philippines<br />
3. very quick migration over very long distances<br />
4. migrants spoke Austronesian languages (can be traced to southern China )<br />
5. settled every habitable area of the Pacific basin within 2,500 years<br />
a. also settled the island of Madagascar<br />
b. made Austronesian the most widespread language family<br />
c. completed initial human settlement of the world ca. 900 c.e. with
occupation of Aotearoa ( New Zealand )<br />
6. Pacific settlers<br />
a. took agriculture with them, unlike other migrations<br />
b. apparently followed a deliberate colonization plan<br />
c. created highly stratified societies or chiefdoms (e.g., Hawaii)<br />
d. massive environmental impact on previous uninhabited lands<br />
III. The Ways We Were<br />
A. The First Human Societies<br />
1. societies were small, bands of 25–50 people<br />
2. very low population density (because of available technology)<br />
a. very slow population growth<br />
b. perhaps 10,000 people in world 100,000 years ago<br />
c. grew to 500,000 by 30,000 years ago<br />
d. reached 6 million 10,000 years ago<br />
3. Paleolithic bands were seasonally mobile or nomadic<br />
a. moved in regular patterns to exploit wild plants and animals<br />
b. since they moved around, they couldn’t accumulate goods<br />
4. societies were highly egalitarian<br />
a. perhaps the most free people in human existence<br />
b. did not have specialists, so most people had the same skills<br />
c. relationships between women and men were far more equal than in<br />
later societies<br />
5. James Cook described the gathering and hunting peoples of Australia as<br />
tranquil and socially equal<br />
6. Paleolithic societies had clearly defined rules<br />
a. men hunted, women gathered<br />
b. clear rules about distribution of meat from a kill<br />
c. rules about incest and adultery<br />
B. Economy and the Environment<br />
1. gathering and hunting peoples used to be regarded as “primitive” and<br />
impoverished<br />
a. modern studies point out that they worked fewer hours<br />
b. wanted or needed little<br />
c. but life expectancy was low (35 years on average)<br />
2. alteration of natural environments<br />
a. deliberately set fires to encourage growth of certain plants<br />
b. extinction of many large animals shortly after humans arrived<br />
c. gradual extinction of other hominids, like the Neanderthals (Europe)<br />
and Flores man ( Indonesia )<br />
C. The Realm of the Spirit<br />
1. it is difficult to decipher the spiritual world of Paleolithic peoples<br />
a. lack of written sources
. art is subject to interpretation<br />
c. contemporary gathering and hunting peoples may not reflect ancient<br />
experience<br />
2. Paleolithic peoples had a rich ceremonial life<br />
a. led by part-time shamans (people especially skilled at dealing with the<br />
spirit world)<br />
b. frequent use of psychoactive drugs to contact spirits<br />
3. apparent variety of beliefs<br />
a. some societies were seemingly monotheistic<br />
b. others saw several levels of supernatural beings<br />
c. still others believed in an impersonal force running throughout the<br />
natural order<br />
d. Venus figurines make some scholars think that Paleolithic religion was<br />
strongly feminine, with a Great Goddess<br />
e. many peoples probably had a cyclical view of time<br />
D. Settling Down: “The Great Transition”<br />
1. gradual change as populations grew, climates changed, and peoples<br />
interacted<br />
2. collection of wild grains started in northeastern Africa around 16,000 years<br />
ago<br />
3. last Ice Age ended 16,000–10,000 years ago<br />
a. followed by a “global warming” period<br />
b. richer and more diverse environment for human societies<br />
c. population rise<br />
d. beginnings of settlement<br />
4. settlement led to societal change<br />
a. larger and more complex societies<br />
b. storage and accumulation of goods led to inequality<br />
5. settling-down process occurred in many areas 12,000–4,000 years ago<br />
a. Jomon culture in Japan<br />
b. Scandinavia, Southeast Asia, North America, Middle East<br />
c. bows and arrows were invented independently in Europe, Africa, and<br />
Middle East<br />
6. the process of settlement was a major turn in human history<br />
IV. Comparing Paleolithic Societies<br />
A. Both the San and the Chumash preserved their ancient way of life into modern<br />
times.<br />
B. The San of Southern Africa<br />
1. northern fringe of the Kalahari Desert (present-day Angola , Namibia ,<br />
Botswana )<br />
2. 50,000–80,000 San still live in the region<br />
3. part of the Khoisan language family, inhabited southern Africa at least 5,000<br />
years
a. gathering and hunting way of life, with stone tools<br />
b. remarkable rock art, going back 26,000 years<br />
c. most of the Khoisan peoples were absorbed or displaced by Bantuspeaking<br />
peoples<br />
4. The San (Ju/’hoansi) still practiced their ancient life with few borrowings when<br />
anthropologists started studying them in the 1950s and 1960s<br />
a. use some twenty-eight tools, including digging stick, leather garment<br />
for carrying things, knife, spear, bow and poisoned arrows, ropes, and<br />
nets<br />
b. men hunt, women do most of gathering<br />
c. adequate diet<br />
d. short workweek, with even labor division between men and women<br />
e. uncertain and anxious life, dependent on nature<br />
5. San society characterized by mobility, sharing, and equality<br />
a. basic unit is band of 10–30 people, connected to other bands<br />
b. many people claimed membership in more than one band<br />
c. frequent movement to new territory<br />
d. no formal leaders, priests, or craft specialists<br />
e. very complex social relations<br />
f. high value given to modesty, cooperation, equality<br />
g. complex system of unequal gift exchange<br />
6. relative equality between the sexes<br />
a. free sex play between teenagers<br />
b. most marriages are monogamous<br />
c. frequent divorce among young couples<br />
7. frequent conflict over distribution of meat; rivalries over women<br />
8. belief system:<br />
a. Creator God, Gao Na, is capricious<br />
b. lesser god Gauwa is destructive but sometimes assists humans<br />
c. gauwasi (spirits of dead ancestors) are most serious threat to human<br />
welfare<br />
d. evil influences can be counteracted with n/um, a spiritual potency that<br />
can be activated in “curing dances”<br />
e. state of warfare with the divine<br />
C. The Chumash of Southern California<br />
1. show a later Paleolithic stage than the San, with permanent villages<br />
2. Chumash lived near present-day Santa Barbara, California<br />
a. richer environment than the San<br />
b. perhaps 20,000 when the Spaniards arrived in the sixteenth century<br />
c. Chumash created new society after 1150 c.e. in response to violence<br />
and food shortages<br />
3. central technological innovation: the planked canoe (tomol)<br />
a. ability to make and own tomol led to social inequality<br />
b. stimulated trade between the coast and islands
c. made deep-sea fishing possible<br />
4. living conditions were more elaborate than the San<br />
a. round, permanent, substantial houses (for up to 70 people)<br />
b. a market economy, despite being gathering and hunting peoples<br />
c. beginning of class distinctions (e.g., bearskin capes, burials)<br />
d. emergence of a permanent, hereditary political elite<br />
5. Chumash largely solved the problems of violence in the region<br />
V. Reflections: The Uses of the Paleolithic<br />
A. The study of history is about those who tell it today, not just about the past.<br />
1. views of the past reflect our own smugness or disillusionment<br />
2. Paleolithic era is sometimes regarded as a golden age<br />
a. admired by feminists, environmentalists, antimaterialists<br />
3. scholars have looked to the Paleolithic era in questioning explosive population<br />
and economic growth of recent past<br />
4. gathering and hunting peoples of today have looked to Paleolithic era in an<br />
effort to maintain or recover their identities<br />
B. A basic question: “What have we lost in the mad rush to modernity?”<br />
C. Nobody can be completely detached when studying the past.
Chapter 2: Chapter Outline<br />
The following annotated chapter outline will help you review the major topics covered<br />
in this chapter.<br />
Instructions: Review the outline to recall events and their relationships as<br />
presented in the chapter. Return to skim any sections that seem unfamiliar.<br />
I. Opening Vignette<br />
A. In the past two centuries, there has been a dramatic decline in the number of<br />
farmers worldwide.<br />
1. the United States is an extreme case: only around 5 percent of Americans,<br />
many of them over 65 years old, were still on farms in 2000<br />
2. great increase in the productivity of modern agriculture<br />
B. The modern retreat from the farm is a reversal of humanity’s first turn to<br />
agriculture.<br />
II. The Agricultural Revolution in <strong>World</strong> <strong>History</strong><br />
A. Agriculture is the second great human process after settlement of the globe.<br />
1. started about 12,000 years ago<br />
2. often called the Neolithic (New Stone Age) or Agricultural Revolution<br />
3. deliberate cultivation of plants and domestication of animals<br />
4. transformed human life across the planet<br />
B. Agriculture is the basis for almost all human developments since.<br />
C. Agriculture brought about a new relationship between humans and other living<br />
things.<br />
1. actively changing what they found in nature rather than just using it<br />
2. shaping the landscape<br />
3. selective breeding of animals<br />
D. “Domestication” of nature created new mutual dependence.<br />
1. many domesticated plants and animals came to rely on humans<br />
2. humans lost gathering and hunting skills<br />
E. “Intensification” of living: getting more food and resources from much less land.<br />
1. more food led to more people<br />
2. more people led to greater need for intensive exploitation<br />
III. Comparing Agricultural Beginnings<br />
A. The Agricultural Revolution happened independently in several world regions.<br />
1. Fertile Crescent of Southwest Asia<br />
2. several areas in sub-Saharan Africa<br />
3. China<br />
4. New Guinea<br />
5. Mesoamerica<br />
6. the Andes
7. eastern North America<br />
8. all happened at about the same time, 12,000–4000 years ago<br />
9. scholars have struggled with the question of why agriculture developed so<br />
late in human history<br />
B. Common Patterns<br />
1. Agricultural Revolution coincided with the end of the last Ice Age<br />
a. global warming cycle started around 16,000 years ago<br />
b. Ice Age was over by about 11,000 years ago<br />
c. end of Ice Age coincided with human migration across earth<br />
d. extinction of some large mammals: climate change and hunting<br />
e. warmer, wetter weather allowed more wild plants to flourish<br />
2. gathering and hunting peoples had already learned some ways to manage<br />
the natural world<br />
a. “broad spectrum diet”<br />
b. development of sickles, baskets, and other tools to make use of wild<br />
grain in the Middle East<br />
c. Amazon: peoples had learned to cut back some plants to encourage<br />
growth of the ones they wanted<br />
d. Australians had elaborate eel traps<br />
3. women were probably the agricultural innovators<br />
4. gathering and hunting peoples started to establish more permanent villages<br />
a. especially in resource-rich areas<br />
b. population growth perhaps led to a “food crisis”<br />
5. agriculture developed in a number of regions, but with variation<br />
C. Variations<br />
a. depended on the plants and animals that were available<br />
b. only a few hundred plant species have been domesticated<br />
c. only 14 large mammal species were domesticated<br />
1. the Fertile Crescent was the first to have a full Agricultural Revolution<br />
a. presence of large variety of plants and animals to be domesticated<br />
b. transition to agriculture triggered by a cold and dry spell between<br />
11,000 and 9500 B.C.E.<br />
c. transition apparently only took about 500 years<br />
d. much more societal sophistication (mud bricks, monuments and shrines,<br />
more elaborate burials, more sophisticated tools)<br />
2. at about the same time, domestication started in the eastern Sahara<br />
(present-day Sudan )<br />
a. the region was much more hospitable 10,000–5,000 years ago<br />
b. domestication of cattle there about 1,000 years before Middle East and<br />
India<br />
c. in Africa, animals were domesticated first; elsewhere, plants were<br />
domesticated first<br />
d. emergence of several widely scattered farming practices<br />
e. African agriculture was less productive than agriculture in the Fertile
Crescent<br />
3. separate development of agriculture at several places in the Americas<br />
a. absence of animals available for domestication<br />
b. only cereal grain available was maize or corn<br />
c. result: replacement of gathering and hunting with agriculture took 3,500<br />
years in Mesoamerica<br />
d. Americas are oriented north/south, so agricultural practices had to adapt<br />
to distinct climate zones to spread<br />
IV. The Globalization of Agriculture<br />
A. Agriculture spread in two ways:<br />
1. diffusion: gradual spread of techniques and perhaps plants and animals, but<br />
without much movement of human population<br />
2. colonization or migration of agricultural peoples<br />
3. often both processes were involved<br />
B. Triumph and Resistance<br />
1. language and culture spread with agriculture<br />
a. Indo-European languages probably started in Turkey, are spoken today<br />
from Europe to India<br />
b. similar process with Chinese farming<br />
c. spread of Bantu language in southern Africa<br />
d. similar spread of Austronesian-speaking peoples to Philippines and<br />
Indonesian islands, then to Pacific islands<br />
2. the globalization of agriculture took about 10,000 years<br />
a. did not spread beyond its core region in New Guinea<br />
b. did not spread in a number of other regions<br />
c. was resisted where the land was unsuitable for farming or where there<br />
was great natural abundance<br />
3. by the beginning of the Common Era, gathering and hunting peoples were a<br />
small minority of humankind<br />
C. The Culture of Agriculture<br />
1. agriculture led to much greater populations<br />
2. changes in world population<br />
a. 10,000 years ago: around 6 million people<br />
b. 5,000 years ago: around 50 million people<br />
c. beginning of Common Era: around 250 million people<br />
3. farming did not necessarily improve life for ordinary people<br />
a. meant much more hard work<br />
b. health deteriorated in early agricultural societies<br />
c. new diseases from interaction with animals<br />
d. the first epidemics, thanks to larger communities<br />
e. new vulnerability to famine, because of dependence on a small number<br />
of plants or animals<br />
4. new constraints on human communities
a. all agricultural people settled in permanent villages<br />
b. the case of BanPo in China (settled ca. 7,000 years ago)<br />
5. explosion of technological innovation<br />
a. pots<br />
b. textiles<br />
c. metallurgy<br />
6. “secondary products revolution” started ca. 4000 B.C.E.: a new set of<br />
technological changes<br />
a. new uses for domesticated animals, including milking, riding, hitching<br />
them to plows and carts<br />
b. only available in the Eastern Hemisphere<br />
7. deliberate alteration of the natural ecosystem<br />
a. removal of ground cover, irrigation, grazing<br />
b. evidence of soil erosion and deforestation in the Middle East within<br />
1,000 years after beginning of agriculture<br />
V. Social Variation in the Age of Agriculture<br />
A. Pastoral Societies<br />
1. some regions relied much more heavily on animals, because farming was<br />
difficult or impossible there<br />
2. pastoral nomads emerged in central Asia, the Arabian Peninsula, the Sahara<br />
desert, parts of eastern and southern Africa<br />
3. relied on different animals in different regions<br />
a. horses were domesticated by 4000 B.C.E.; encouraged the spread of<br />
pastoral peoples on Central Asian steppes<br />
b. domesticated camels allowed human life in the inner Asian, Arabian, and<br />
Saharan deserts<br />
4. no pastoral societies emerged in the Americas<br />
B. Agricultural Village Societies<br />
1. most characteristic form of early agricultural societies, like Banpo or Jericho<br />
2. maintenance of equality and freedom (no kings, chiefs, bureaucrats,<br />
aristocrats)<br />
3. the case of Çatalhüyük, in southern Turkey<br />
a. population: several thousand<br />
b. dead buried under their houses<br />
c. no streets; people moved around on rooftops<br />
d. many specialized crafts, but little sign of inherited social inequality<br />
e. no indication of male or female dominance<br />
4. village-based agricultural societies were usually organized by kinship, group,<br />
or lineage<br />
a. performed the functions of government<br />
b. the Tiv of central Nigeria organized nearly a million people this way in<br />
the late nineteenth century<br />
5. sometimes modest social/economic inequality developed
C. Chiefdoms<br />
a. elders could win privileges<br />
b. control of female reproductive powers<br />
1. chiefs, unlike kings, usually rely on generosity, ritual status, or charisma to<br />
govern, not force<br />
2. chiefdoms emerged in Mesopotamia sometime after 6000 B.C.E.<br />
3. anthropologists have studied recent chiefdoms in the Pacific islands<br />
4. chiefdoms such as Cahokia emerged in North America<br />
5. distinction between elite and commoner was first established<br />
VI. Reflections: The Legacies of Agriculture<br />
A. Agriculture is a recent development in world history.<br />
1. was an adaptation to the unique conditions of the latest interglacial period<br />
2. has radically transformed human life and life on the planet more generally<br />
B. One species, Homo sapiens, was given growing power over other animals and<br />
plants.<br />
C. Agriculture also gave some people the power to dominate others.
Chapter 3: Chapter Outline<br />
The following annotated chapter outline will help you review the major topics covered<br />
in this chapter.<br />
Instructions: Review the outline to recall events and their relationships as<br />
presented in the chapter. Return to skim any sections that seem unfamiliar.<br />
I. Opening Vignette<br />
A. The contrast between “artificial” life as a “civilized” city dweller and the spacious<br />
freedom and imagined simplicity of earlier times still resonates today.<br />
B. “Civilizations” are a relatively recent phenomenon in human history made possible<br />
by the surpluses produced by the Agricultural Revolution.<br />
C. The distinctive features of civilizations are:<br />
1. cities with monumental architecture and populations in the tens of thousands<br />
2. powerful states that could compel obedience and wage large-scale warfare<br />
3. much greater inequality in economic function, wealth, and social status<br />
II. Something New: The Emergence of Civilizations<br />
A. Civilization was a global phenomenon<br />
1. six major civilizations and some smaller manifestations<br />
2. scattered around world<br />
3. developed after 3500 B.C.E.<br />
B. Introducing the First Civilizations<br />
1. one of the earliest civilizations emerged in Sumer (in southern Mesopotamia)<br />
between 3500 and 3000 B.C.E.<br />
a. first written language<br />
b. appearance of Egyptian civilization in Nile River Valley (northeast Africa)<br />
and smaller Nubian civilization to its south at about the same time<br />
2. Norte Chico (central coastal Peru ), emerged between 3000 and 1800 B.C.E.<br />
a. twenty-five urban centers<br />
b. Norte Chico differed in several ways from Mesopotamia and Egypt<br />
c. unusually self-contained; only import was maize, derived from<br />
Mesoamerica<br />
3. Indus Valley civilization in Indus and Saraswati river valleys of present-day<br />
Pakistan arose between 3000 and 2000 B.C.E.<br />
a. elaborately planned cities and standardized weights, measures,<br />
architectural styles, and brick sizes<br />
b. written script that remains thus far undeciphered<br />
c. unlike other civilizations, it generated no palaces, temples, elaborate<br />
graves, kings, or warrior classes<br />
d. scholars remain uncertain as to how society was organized; theories<br />
include a series of small republics, rule by priests, or an early form of the<br />
caste system<br />
e. environmental degradation led to the collapse of this civilization by about
1700 B.C.E., but several aspects of its culture shaped later Indian<br />
societies<br />
4. around 2200 B.C.E., a First Civilization took shape in China<br />
a. from the start, China was defined by the ideal of a centralized state<br />
b. the Xia, Shang, and Zhou dynasties enlarged the Chinese state<br />
c. ruler was the “Son of Heaven,” an intermediary between heaven and<br />
earth<br />
d. early written language with oracle bones as early documents<br />
e. China has maintained impressive cultural continuity into modern times<br />
5. the Olmec produced a First Civilization much later (around 1200 B.C.E.) on<br />
coast of Gulf of Mexico, near present-day Veracruz<br />
a. cities arose from competing chiefdoms and produced elaborate<br />
ceremonial centers<br />
b. created the first written language in the Americas by about 900 B.C.E.<br />
c. culture influenced later civilizations in Mesoamerica, including the Maya<br />
and Teotihuacán<br />
6. other smaller civilizations also flourished<br />
a. Nubian civilization south of Egypt was distinctive and independent<br />
b. city of Sanxingdui in China arose separately from the more well-known<br />
Shang Dynasty<br />
C. The Question of Origins<br />
1. First Civilizations had their roots in the Agricultural Revolution<br />
2. First Civilizations tended to develop from earlier, competing chiefdoms that<br />
already had some social rank and economic specialization<br />
3. process was gradual and evolutionary<br />
4. why did some chiefdoms develop into civilizations and others did not?<br />
a. one argument: the need to organize large-scale irrigation projects<br />
(archeologists have found that these projects appeared long after<br />
civilizations began)<br />
b. another argument: the needs of elite groups, warfare, and trade all<br />
played roles as well<br />
c. Robert Carneiro’s argument: population density created competition,<br />
especially when agricultural land was limited<br />
5. the creation of the First Civilizations was quick by world history standards but<br />
was an unconscious undertaking for those involved<br />
6. all First Civilizations relied on highly productive agriculture<br />
D. An Urban Revolution<br />
1. cities were one of the most distinctive features of First Civilizations<br />
2. the scale, layout, and specialized industries of cities would have impressed<br />
visitors from villages<br />
3. cities lay at the heart of all First Civilizations because they were:<br />
a. political/administrative capitals<br />
b. centers of cultural production—art, architecture, literature, ritual, and<br />
ceremony<br />
c. places of local and long-distance exchange
d. centers of manufacturing activity<br />
4. cities produced new societies with greater specialization and inequality<br />
III. The Erosion of Equality<br />
A. Professional and craft specialization marked early urban life.<br />
B. Hierarchies of Class<br />
1. First Civilizations had vast inequalities in wealth, status, and power<br />
2. civilizations multiplied and magnified inequalities that already existed in<br />
complex gathering and hunting societies and agricultural chiefdoms<br />
3. these new levels of inequality represent one of the major turning points in the<br />
social history of humankind<br />
4. upper classes:<br />
a. enjoyed great wealth<br />
b. avoided physical labor<br />
c. had the finest in everything<br />
d. occupied the top positions in political, military, and religious life<br />
e. and were frequently distinguished by their clothing, houses, manner of<br />
burial, and treatment under the law<br />
5. free commoners formed the vast majority of the population and included<br />
artisans of all kinds, lower-level officials, soldiers and police, servants, and<br />
farmers<br />
a. their surplus production was appropriated to support the upper classes<br />
b. some members of these classes recognized and resented their situation<br />
6. slaves were at the bottom of social hierarchies everywhere<br />
a. slavery and civilization seem to have emerged together<br />
b. first-generation slaves were prisoners of war, criminals, and debtors<br />
c. worked in fields, mines, homes, and shops<br />
d. more rarely, they were sacrificed<br />
e. slavery varied from place to place<br />
f. most ancient slavery differed from the more recent American variety<br />
C. Hierarchies of Gender<br />
1. civilizations everywhere undermined the earlier and more equal relationships<br />
between men and women<br />
2. women in horticultural societies remained relatively equal to men<br />
3. but patriarchy gradually emerged in First Civilizations<br />
a. more intensive agriculture with animal-drawn plows and large dairy<br />
herds favored male labor over female<br />
b. patriarchy also developed in civilizations without plow agriculture, such<br />
as Mesoamerica and the Andes<br />
c. David Christian: the declining position of women was a product of<br />
growing social complexity<br />
d. the association of women with nature because of their role in<br />
reproduction may also have played a part<br />
e. warfare may also have contributed to patriarchy
f. private property and commerce also may have played a role<br />
D. Patriarchy in Practice<br />
1. Gerda Lerner: emergence of patriarchy in Mesopotamia<br />
a. written law codes codified patriarchal family life<br />
b. regulation of female sexuality was central<br />
c. women in Mesopotamia were sometimes divided into two sharply<br />
distinguished categories, depending on protection of one man<br />
d. powerful goddesses of Mesopotamia were gradually replaced by male<br />
deities<br />
2. Egyptian patriarchy gave women greater opportunities than in most First<br />
Civilizations, including ability to:<br />
a. own property and slaves<br />
b. administer and sell land<br />
c. make their own wills<br />
d. sign their own marriage contracts<br />
e. initiate divorce<br />
3. royal women occasionally wielded political power as regents for their sons or,<br />
more rarely, as queens in their own right<br />
4. Egyptian statues and love poetry suggest affection between sexes<br />
IV. The Rise of the State<br />
A. States were central to the organization and stability of First Civilizations.<br />
B. Coercion and Consent<br />
1. the state fulfilled a variety of roles in coordinating and regulating the First<br />
Civilizations, including:<br />
a. organizing irrigation systems<br />
b. adjudicating conflicts<br />
c. defense<br />
2. the state served the needs of the upper classes by:<br />
a. protecting the privileges of the elites<br />
b. requiring farmers to give up a portion of their product to support city<br />
people<br />
c. demanding labor on large public projects<br />
3. the state frequently used force to secure its will<br />
4. force was not always necessary because the state often claimed that its<br />
authority was normal, natural, and ordained by the gods<br />
a. rule by divine right<br />
b. deference to religion restrained or even undermined the right to rule as<br />
in the rule of Chinese emperors by the Mandate of Heaven<br />
C. Writing and Accounting<br />
1. writing provided support for the state and emerged in all of the First<br />
Civilizations except the Andes (though some scholars now regard their<br />
knotted strings, or quipus, as a kind of writing)<br />
2. writing sustained the First Civilizations by:
a. defining elite status and conveying prestige on those who wrote<br />
b. allowing some commoners to join the elite through literacy<br />
c. providing a means for propaganda<br />
d. providing a means to keep accurate accounts and complex calendars<br />
e. giving weight to regulations and laws<br />
3. writing also served functions beyond the state<br />
a. fostered literature, philosophy, astronomy, mathematics, and history<br />
b. sometimes threatened rulers<br />
D. The Grandeur of Kings<br />
1. source of state authority<br />
2. monumental residences and temples<br />
3. luxurious dress<br />
4. elaborate burials<br />
V. Comparing Mesopotamia and Egypt<br />
A. Environment and Culture<br />
1. both depended on rivers, but were very different<br />
a. erratic and destructive flooding in Mesopotamia<br />
b. Nile flooded more predictably and less destructively<br />
2. Mesopotamia was less geographically isolated than Egypt<br />
a. Mesopotamia was vulnerable to external attack<br />
b. Egypt was usually protected from external attack<br />
3. many scholars see a relationship between physical setting and culture<br />
a. more negative Mesopotamian worldview seems to reflect its precarious<br />
and violent environment<br />
b. Egyptian worldview reflected the more stable, predictable, and<br />
beneficent environment in which it took shape<br />
4. Environmental impact of rising population<br />
a. in southern Mesopotamia, deforestation, soil erosion, and salinization of<br />
the soil weakened Sumerian city-states, leading to foreign conquest and<br />
the northward shift of Mesopotamia’s cultural centers<br />
b. Egypt built a more sustainable agricultural system that contributed to<br />
the remarkable continuity of its civilization<br />
B. Cities and States<br />
1. the political systems of Mesopotamia and Egypt differed sharply<br />
2. Mesopotamia for its first thousand years was organized into a dozen or more<br />
separate city-states<br />
3. Egypt<br />
a. each city-state was ruled by a king<br />
b. 80 percent of the population lived in city-states for protection<br />
c. environmental devastation and endemic warfare ultimately led to<br />
conquest by outside forces after about 2350 B.C.E.<br />
d. these outside powers built large territorial states or bureaucratic empires<br />
encompassing all or most of Mesopotamia
a. around 3100 B.C.E., several earlier states or chiefdoms merged into a<br />
unified territory that stretched some 1,000 miles along the Nile<br />
b. for 3,000 years, Egypt maintained its unity and independence with few<br />
interruptions<br />
c. most Egyptians lived in agricultural villages, perhaps because of greater<br />
security<br />
d. the pharaoh, a god in human form, was the focus of the Egyptian state<br />
e. pharaohs were discredited by Nile’s failure to flood around 2200 B.C.E.<br />
f. from 2200 to 2000 B.C.E., anarchy; when state was restored, pharaohs<br />
never regained their old power<br />
C. Interaction and Exchange<br />
1. Egypt and Mesopotamia frequently interacted<br />
2. Egypt ’s agriculture benefited from interaction<br />
3. Mesopotamian models may have influenced Egypt ’s step pyramids and<br />
system of writing<br />
4. Egypt ’s “divine kingship” seems to have been derived from central or eastern<br />
Sudan<br />
5. both Mesopotamia and Egypt carried on extensive long-distance trade<br />
a. Mesopotamian sea trade with the Indus Valley civilization as early as<br />
2300 B.C.E.<br />
b. Mesopotamian trade with Anatolia, Egypt , Iran , and Afghanistan<br />
c. Egyptian trade in the Mediterranean and Middle East<br />
d. Egyptian trade in Nubia and along the East African coast<br />
6. Mesopotamian and Egyptian cultural influences moved along trade routes<br />
a. Hebrews migrated from Mesopotamia to Palestine and Egypt early in<br />
their history<br />
b. Phoenicians (in present-day Lebanon ) were commercially active in the<br />
Mediterranean basin<br />
c. some Indo-European peoples settled in north-central Anatolia<br />
d. sustained contact between Nubia and Egypt<br />
e. Egyptian influence can be seen in Minoan art, while Greeks drew heavily<br />
upon both Egyptian and Mesopotamian precedents in art, religion,<br />
philosophy, and language<br />
7. Mesopotamia and Egypt were also influenced by their neighbors<br />
a. Indo-Europeans brought horse-and-chariot-based armies to<br />
Mesopotamia; Indo-European Hittites conquered the Babylonian empire<br />
in 1595 B.C.E.<br />
b. the Hyksos invaded using chariot-based armies and ruled Egypt between<br />
1650 and 1535 B.C.E.<br />
c. Mesopotamians and Egyptians adopted chariot technology<br />
d. arrival of the Hyksos spurred further innovations in Egypt : new armor<br />
and weaponry, new methods of spinning/weaving<br />
8. by 1500 B.C.E., Egypt had become an imperial state<br />
a. rule over non-Egyptian peoples in both Africa and Asia<br />
b. regular diplomatic correspondence with Middle Eastern empires
VI. Reflections: “Civilization”: What’s in a Word?<br />
A. Some scholars have reservations about the use of the word “civilizations” to<br />
describe the cultures studied in this chapter.<br />
B. Modern assessments of the First Civilizations reveal a profound ambiguity.<br />
1. They gave us inspiring art, profound reflections on life, more productive<br />
technologies, increased control over nature, and writing<br />
2. but they also produced massive inequalities, state oppression, slavery, largescale<br />
warfare, the subordination of women, and epidemic disease<br />
3. Some scholars prefer more neutral terms, such as complex societies, urbanbased<br />
societies, or state-organized societies.<br />
C. Scholars object to the term “civilization,” because it implies more clear-cut<br />
boundaries from other societies than was actually the case.<br />
1. aside from elites, most of the people living in the First Civilizations probably<br />
defined themselves more by occupation, clan, village, city, or region than as a<br />
member of some larger “civilization”<br />
2. First Civilizations lacked clear borders<br />
3. unclear line between civilizations and other kinds of societies<br />
D. This book continues to use the term because:<br />
1. it is so deeply embedded in our way of thinking about the world<br />
2. no alternative concept has achieved widespread usage<br />
3. we need to make distinctions among different kinds of human communities<br />
E. But in using this term, we must remember:<br />
1. historians use “civilization” as a purely descriptive term designating a<br />
particular type of human society—one with cities and states—without implying<br />
any judgment or assessment, any sense of superiority or inferiority<br />
2. the term is used to define broad cultural patterns in particular geographic<br />
regions while recognizing that many people living in those regions may have<br />
been more aware of differences and conflicts than of those commonalities
Chapter 4: Chapter Outline<br />
The following annotated chapter outline will help you review the major topics covered<br />
in this chapter.<br />
Instructions: Review the outline to recall events and their relationships as<br />
presented in the chapter. Return to skim any sections that seem unfamiliar.<br />
I. Opening Vignette<br />
A. The 2007 book Are We Rome? asked if the United States has become the new<br />
Roman Empire.<br />
1. collapse of the Soviet Union<br />
2. overextension of the United States<br />
3. sense of unique, global mission<br />
4. commitment to military dominance<br />
5. reminder of continuing relevance of a long-dead empire<br />
B. Modern fascination with empires<br />
1. earliest empires developed in era of First Civilizations<br />
a. Akkadian Empire<br />
b. Babylonian Empire<br />
c. Assyrian Empire<br />
2. empires have been central to world history for 4,000 years<br />
C. What is an empire?<br />
1. simple answer: empires are political systems with coercive power<br />
2. more typical: larger, more aggressive states<br />
a. conquer other states<br />
b. use their resources<br />
c. usually include multiple peoples and cultures under a single political system<br />
3. no clear line between empires and small multiethnic states<br />
D. Eurasian empires of the classical era include:<br />
1. Persian Empire<br />
2. Greek empire of Alexander the Great<br />
3. Roman Empire<br />
4. Chinese empire (Qin and Han dynasties)<br />
5. India (Mauryan and Gupta empires)<br />
E. Common problems of classical empires:<br />
1. Would they try to impose their culture on varied subjects?<br />
2. Would they rule conquered peoples directly or through local elites?<br />
3. How should they extract wealth while maintaining order?<br />
4. all eventually collapsed<br />
F. Why have empires always been so fascinating?<br />
1. size was imposing<br />
2. blood and violence of conquest<br />
3. satisfaction in witnessing the fall of the mighty when they collapse
4. contrast to nonimperial civilizations<br />
5. empires were important<br />
a. majority of humans before twentieth century lived in empires<br />
b. stimulated exchange of ideas, cultures, and values<br />
c. peace and security encouraged development, commerce, and cultural mixing<br />
II. Empires and Civilizations in Collision: The Persians and the Greeks<br />
A. The Eurasian classical era saw a flowering of second-wave civilizations.<br />
1. civilizations did not usually encounter each other directly<br />
2. Mediterranean world and Middle East were the important exceptions<br />
a. Persians and Greeks were neighbors<br />
b. very important cultural encounter<br />
B. The Persian Empire<br />
1. in 500 B.C.E., it was the largest and most impressive empire<br />
a. Persians were Indo-Europeans, homeland on the Iranian plateau<br />
b. imperial system drew on Mesopotamian prototypes<br />
c. much larger and more splendid<br />
d. Cyrus (r. 557–530 B.C.E.) and Darius (r. 522–486 B.C.E.) expanded empire<br />
from Egypt to India<br />
e. diverse empire with population of around 35 million people<br />
2. elaborate cult of kingship<br />
a. rule by will of the god Ahura Mazda<br />
b. absolute monarchy<br />
3. holding the empire together<br />
a. violent punishments by king<br />
b. effective administrative system<br />
c. respect for non-Persian cultural traditions<br />
d. standardized coinage, predictable taxes<br />
e. encouragement of communication and commerce<br />
4. immense wealth and power<br />
C. The Greeks<br />
1. Indo-Europeans<br />
2. classical Greece emerged ca. 750 B.C.E., flourished for about 400 years<br />
3. distinctiveness of Hellenistic civilization<br />
a. population of Greece and the Aegean basin was 2 million to 3 million people<br />
b. geography of mountains, valleys encouraged development of hundreds of<br />
city-states and small settlements<br />
c. shared common language and common gods<br />
4. between 750 and 500 B.C.E., colonization around Mediterranean basin and<br />
Black Sea<br />
5. most distinctive feature: popular participation in political life of city-states<br />
a. equality of all citizens before the law<br />
b. extent of citizenship varied depending on time and city
c. tyrants (dictators) emerged in many areas, supported by the poorer classes<br />
against the rich<br />
d. Sparta gave most political authority to Council of Elders<br />
e. Athens: most distinctive expression of political participation<br />
f. differences between Athenian and modern democracy<br />
D. Collision: The Greco-Persian Wars<br />
1. point of collision was Ionia (Greek settlements on Anatolian seacoast)<br />
a. in 499 B.C.E., some Ionian Greeks revolted against Persia<br />
b. were supported by Athens<br />
2. Persia responded with expeditions against Greeks in 490 and 480 B.C.E.<br />
a. Greeks astonishingly defeated Persians on land and sea<br />
b. Greeks believed they won Battle of Marathon (490 B.C.E.) because they<br />
were motivated by Greek freedoms<br />
3. notion of East/West divide as dominant theme in European thought<br />
a. Greece = Europe, freedom<br />
b. Persia = Asia, despotism<br />
4. victory radicalized Athenian democracy: poor rowers received full citizenship<br />
a. fifty-year Golden Age of Greek culture after Persian Wars<br />
b. beginnings of imperialism<br />
c. Peloponnesian War (431–404 B.C.E.)<br />
E. Collision: Alexander and the Hellenistic Era<br />
1. Philip II of Macedon completed conquest of Greece by 338 B.C.E.<br />
a. political unification of Greece by force<br />
b. plan for great Greek expedition against Persia<br />
2. Alexander’s expedition against Persia (333–323 B.C.E.)<br />
a. created a massive Greek empire that reached from Egypt and Anatolia to<br />
Afghanistan and India<br />
b. defeat of Persian Empire, destruction of Persepolis<br />
c. Alexander anointed as pharaoh of Egypt, declared to be “son of the gods”<br />
3. Alexander died in 323 B.C.E.; empire divided into three kingdoms, ruled by<br />
Macedonian generals<br />
4. Alexander’s conquests were most important in terms of world history for<br />
creation of the Hellenistic era (323–30 B.C.E.)<br />
a. dissemination of Greek culture through much of Asia and Egypt<br />
b. role of Hellenistic cities in spread of Greek culture<br />
c. Alexandria in Egypt had enormous harbor, library of 700,000 volumes, and<br />
the Museum<br />
5. A simplified form of Greek was widely spoken from Mediterranean to India<br />
a. Indian monarch Ashoka published some of his decrees in Greek<br />
b. many Jews were attracted to Greek culture; Pharisees developed their own<br />
school system to counter the influence<br />
6. Hellenistic cities were much more culturally diverse than original Greek citystates<br />
a. were not independent, but part of conquest states
. Macedonians and Greeks formed the elite<br />
c. cultural interaction and blending were still possible<br />
7. Roman rule replaced that of Greeks in western part of Hellenistic world<br />
III. Comparing Empires: Roman and Chinese<br />
A. The Roman and Chinese empires had little direct contact but interesting<br />
similarities.<br />
1. both flourished ca. 200 B.C.E.–200 C.E.<br />
2. were of similar size (about 1.5 million square miles)<br />
3. both had 50 million to 60 million people<br />
4. between them, they controlled nearly half the world’s population<br />
5. interesting variations on imperial theme<br />
B. Rome: From City-State to Empire<br />
1. started as small, unimportant city-state in central Italy in eighth century B.C.E.<br />
2. overthrew monarchy and established a republic ca. 509 B.C.E.<br />
3. conflict between patricians (wealthy class) and plebeians (poorer classes)<br />
4. pride in republican values: rule of law, citizens’ rights, lack of pretension,<br />
morality—“the way of the ancestors”<br />
5. creation of the empire<br />
a. began in 490s B.C.E. with wars to control Italian peninsula<br />
b. 264–146 B.C.E.: Punic Wars with Carthage<br />
c. conquest of Greece, Egypt, Mesopotamia, and present-day Spain, France,<br />
and Britain<br />
d. reached greatest geographical extent in early second century C.E.<br />
e. gradual, unplanned pursuit of opportunities<br />
f. skill and brutality of Roman army<br />
g. usually generous treatment of conquered peoples<br />
6. political crisis of first century B.C.E.<br />
a. rise of military leaders (Marius, Sulla, Pompey, Julius Caesar)<br />
b. decline of republican values<br />
c. Caesar Augustus (r. 27 B.C.E.–14 C.E.) was first emperor<br />
7. establishment of pax Romana (Roman peace)<br />
a. security<br />
b. relative prosperity<br />
C. China: From Warring States to Empire<br />
1. creation of empire regarded as a restoration<br />
a. Xia, Shang, and Zhou dynasties had created a Chinese state<br />
b. system fell apart by 500 B.C.E.<br />
c. age of warring states: seven competing kingdoms<br />
d. multiple states were regarded as unnatural<br />
2. unification by Shihuangdi, ruler of Qin (r. 221–210 B.C.E.)<br />
a. adopted Legalism as political philosophy: clear rules and harsh punishments<br />
to enforce state authority
. Shihuangdi means “first emperor”<br />
3. expansion of empire into northern Vietnam and Korea and into steppes to<br />
northwest<br />
4. creation of empire was brutal<br />
a. military force<br />
b. execution of scholars, book burning<br />
c. hundreds of thousands of laborers built Great Wall<br />
d. Shihuangdi’s monumental tomb, with about 7,500 life-size ceramic statues<br />
e. standardized weights, measures, currency, written Chinese, and even axle<br />
lengths for carts<br />
5. Qin dynasty collapsed in 206 B.C.E.; followed by Han dynasty (206 B.C.E.–220<br />
C.E.)<br />
a. kept Qin centralization<br />
b. less harsh<br />
D. Consolidating the Roman and Chinese Empires<br />
1. both empires defined themselves in universal terms<br />
2. both invested heavily in public works<br />
3. both claimed supernatural sanctions<br />
a. deceased Roman emperors as gods<br />
b. Chinese emperor as Son of Heaven<br />
4. both absorbed a foreign religious tradition<br />
a. development of Christianity in Roman Empire<br />
b. introduction of Buddhism into China by traders<br />
5. relationships with societies they governed<br />
a. Romans were always a minority in empire<br />
b. ethnic Chinese had much larger cultural heartland<br />
6. role of language differed in the two empires<br />
a. Latin (alphabetic language) gave rise to Spanish, Portuguese, French,<br />
Italian, Romanian<br />
b. Chinese characters (which represented words or ideas) could not be<br />
transferred easily to other languages<br />
7. Roman Empire’s peoples maintained separate cultural identities far more than in<br />
China<br />
8. Bureaucracy was much more elaborate in China than in Roman Empire<br />
a. Chinese emperor Wudi (r. 141–87 B.C.E.) established an academy to train<br />
officials based on works of Confucius<br />
b. Roman administration relied on regional elites and army<br />
E. The Collapse of Empires<br />
1. Why do they fall?<br />
a. Han dynasty ended in 220 C.E.<br />
b. traditional date for fall of western Roman Empire is 476 C.E.; eastern half<br />
survived as Byzantine Empire<br />
2. common factors<br />
a. excessive size, overextension, too expensive for available resources
. no great technological breakthrough to enlarge resources<br />
c. tax evasion by large landowning families<br />
d. tax burden fell heavily onto the poor<br />
e. rivalry between elite factions created instability<br />
f. epidemic disease<br />
g.<br />
threat from nomadic or semi-agricultural peoples on frontier: China dealt<br />
with Xiongnu; Roman Empire, with Germanic-speaking peoples<br />
3. effects of imperial collapse<br />
a. decline of urban life<br />
b. population decline<br />
c. reduction of international trade<br />
d. vast insecurity<br />
4. most important difference between collapse of Han and Roman empires: what<br />
happened next<br />
a. China: about 350 years of disorder, then creation of a similar imperial state<br />
(Sui, Tang, and Song dynasties)<br />
b. Europe: no large-scale imperial system has ever been successfully<br />
established in Western Europe since Romans<br />
c. Why was China more successful in restoration?<br />
IV. Intermittent Empire: The Case of India<br />
A. The idea of empire was much less prominent in India than in Persia, the<br />
Mediterranean, or China.<br />
1. fall of Indus Valley civilization by 1500 B.C.E.<br />
2. creation of new civilization along Ganges River<br />
3. establishment in northern India of classic civilization of South Asia by 600<br />
B.C.E.<br />
a. enormous political, ethnic, cultural, and linguistic diversity<br />
b. Indian civilization as a whole shaped by political fragmentation and cultural<br />
diversity<br />
c. identity provided by distinctive religious tradition (Hinduism) and social<br />
organization (caste system)<br />
B. Mauryan Empire (326–184 B.C.E.)<br />
1. stimulated by Persian and Greek penetration of northwest<br />
2. ruled all but southern tip of India<br />
3. population of around 50 million<br />
4. large military and civilian bureaucracy<br />
5. state-operated industries<br />
6. Ashoka (r. 268–232 B.C.E.) is best-known emperor, thanks to edicts<br />
7. Mauryan Empire broke apart after Ashoka’s death<br />
C. Gupta Empire (320–550 C.E.) and other short-lived empires followed<br />
D. Why couldn’t India maintain an empire?<br />
1. states failed to command loyalty<br />
2. great cultural diversity
3. frequent invasions from Central Asia<br />
4. caste system encouraged local loyalties<br />
E. Indian trade flourished despite the lack of unity.<br />
1. merchants and artisans patronized public buildings and festivals<br />
2. Hinduism and Buddhism spread through much of Asia<br />
3. Indian mathematics and astronomy flourished<br />
V. Reflections: Classical Empires and the Twentieth Century<br />
A. Classical empires continue to be used as models and inspirations.<br />
1. Mao Zedong compared himself to Shihuangdi<br />
2. Modern Indians pride themselves on Ashoka’s nonviolence and tolerance<br />
3. Great Britain celebrated its empire as a modern Roman Empire<br />
4. Mussolini regarded Italian expansion as the creation of a new Roman Empire<br />
5. recent question: are Americans the new Romans?<br />
B. There is a danger of misusing historical analogies, but history is vital to<br />
understanding the complexities of contemporary life.