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MEMORANDUM FOR RESPONDENT - Pace University

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QUEEN’S UNIVERSITY FACULTY OF LAW<br />

TABLE OF CONTENTS<br />

TABLE OF ABBREVIATIONS ....................................................................................... VI!<br />

TABLE OF AUTHORITIES ........................................................................................ VIII!<br />

TABLE OF CASES ........................................................................................................ XIV!<br />

SUMMARY OF ARGUMENT ............................................................................................ 1!<br />

ARGUMENT ...................................................................................................................... 2!<br />

PART ONE: THE TRIBUNAL LACKS JURISDICTION TO HEAR THE PARTIES’<br />

DISPUTE. ........................................................................................................................... 2!<br />

I. THE TRIBUNAL WAS NOT CONSTITUTED ACCORDING TO THE PARTIES’ AGREEMENT. ..... 2!<br />

A.! The Council did not comply with the Parties’ Agreement in denying<br />

confirmation of Mr. Y. ................................................................................................ 3!<br />

1.! Both Parties waived any objection to Mr. Y’s qualified statement of<br />

independence. ............................................................................................ 3!<br />

2.! The Parties’ mutual decision to accept Mr. Y’s appointment as<br />

presiding arbitrator was entitled to deference from the Council. ..... 3!<br />

3.! The Council should have regard for the Parties’ expectations and<br />

should have applied the IBA Guidelines to confirm Mr. Y. .............. 4!<br />

4.! The Council’s decision to deny Mr. Y’s confirmation was<br />

premature. .................................................................................................. 5!<br />

B.! The Council did not comply with the Parties’ Agreement in appointing Mr. Z<br />

as presiding arbitrator. ................................................................................................. 5!<br />

1.! The Council did not have authority to substitute a replacement<br />

arbitrator because there was no replacement arbitrator. .................... 5!<br />

2.! The Council should have invited the party-appointed arbitrators to<br />

make another appointment. .................................................................... 6!<br />

II. <strong>RESPONDENT</strong> DID NOT WAIVE ITS RIGHT TO OBJECT TO THE JURISDICTION OF THE<br />

TRIBUNAL. ........................................................................................................................................... 6!<br />

A.! Respondent was unaware of the improper constitution of the Tribunal when it<br />

submitted its Statement of Defence. ......................................................................... 7!<br />

B.! The time between the improper constitution and Respondent’s objection does<br />

not amount to undue delay. ........................................................................................ 7!<br />

C.! Respondent’s objection is not disruptive of the arbitral proceedings. ................ 7!<br />

III. IF THE TRIBUNAL AFFIRMS ITS JURISDICTION, AN EVENTUAL AWARD IS AT RISK OF<br />

BEING SET ASIDE OR DENIED RECOGNITION AND EN<strong>FOR</strong>CEMENT. .......................................... 8!<br />

PART TWO: CLAIMANT BREACHED ITS DUTY OF CONFIDENTIALITY. .......... 9!<br />

I. THE 2010 MILAN RULES APPLY TO THE ISSUE OF CONFIDENTIALITY. ................................ 10!<br />

A.! The Tribunal should follow the presumption that the most recent version of<br />

the Milan Rules governs the dispute. ...................................................................... 10!<br />

B.! Even if the 2004 Milan Rules apply to substantive duties, the confidentiality<br />

duty is procedural in character, and so the 2010 Milan Rules apply. ................. 11!<br />

ii

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