CITES in the new millennium - IUCN
CITES in the new millennium - IUCN
CITES in the new millennium - IUCN
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WHY <strong>CITES</strong>?<br />
A mixed record<br />
Growth and adaptation of a Convention<br />
David Brackett<br />
From <strong>the</strong> largest mammal <strong>in</strong> existence, <strong>the</strong> blue whale,<br />
to <strong>the</strong> da<strong>in</strong>ty swallowtail butterfly, from <strong>the</strong> rarest orchids<br />
on <strong>the</strong> planet to <strong>the</strong> mighty mahogany and ram<strong>in</strong><br />
trees, <strong>CITES</strong> regulates trade <strong>in</strong> a great variety of species.<br />
All have one factor <strong>in</strong> common – <strong>the</strong> <strong>in</strong>ternational<br />
community has decided to cooperate to ensure<br />
trade is not detrimental to <strong>the</strong> survival of species.<br />
Now 27 years old, <strong>CITES</strong> is one of <strong>the</strong> older and<br />
arguably more successful multilateral environmental<br />
agreements. Although established some time before<br />
contemporary views on <strong>in</strong>ternational governance and<br />
resource ownership came <strong>in</strong>to vogue, <strong>CITES</strong> was none<strong>the</strong>less<br />
far-reach<strong>in</strong>g <strong>in</strong> outlook.<br />
The Preamble establishes <strong>the</strong> pr<strong>in</strong>ciple that all national<br />
governments have sovereign rights and responsibilities<br />
over <strong>the</strong>ir wild species and equally that<br />
<strong>in</strong>ternational cooperation is essential for effective<br />
management of <strong>in</strong>ternational trade. In addition to<br />
appreciat<strong>in</strong>g <strong>the</strong> beauty of wild species, <strong>the</strong> drafters<br />
also recognised <strong>the</strong>ir <strong>in</strong>creas<strong>in</strong>g value. Perhaps most<br />
important <strong>in</strong> this era of conservation consciousness,<br />
when susta<strong>in</strong>able development and benefit-shar<strong>in</strong>g<br />
are pillars of <strong>the</strong> Convention on Biological<br />
Diversity, <strong>the</strong> objective of <strong>CITES</strong> is to ensure that any<br />
Spix’s macaw Cyanopsitta spixii was declared ext<strong>in</strong>ct <strong>in</strong> <strong>the</strong> wild <strong>in</strong><br />
1999, despite be<strong>in</strong>g fully protected by <strong>CITES</strong> s<strong>in</strong>ce 1975. Over this<br />
period, more than 60 birds have been successfully bred <strong>in</strong> captivity<br />
under <strong>CITES</strong> coord<strong>in</strong>ation. The tiger is teeter<strong>in</strong>g on <strong>the</strong> br<strong>in</strong>k with<br />
successive resolutions urg<strong>in</strong>g Parties to take fur<strong>the</strong>r measures. Rh<strong>in</strong>o<br />
poach<strong>in</strong>g rema<strong>in</strong>ed high for a decade after all species were <strong>in</strong>cluded<br />
<strong>in</strong> Appendix I, but for <strong>the</strong> last 8–10 years <strong>the</strong> comb<strong>in</strong>ation of Appendix<br />
I list<strong>in</strong>gs and <strong>in</strong>vestment <strong>in</strong> small rh<strong>in</strong>o sanctuaries has prevented <strong>the</strong><br />
resurgence of high levels of poach<strong>in</strong>g. Populations of white rh<strong>in</strong>o have<br />
<strong>in</strong>creased substantially.<br />
exploitation of wild species for trade is susta<strong>in</strong>able for<br />
generations to come.<br />
Hard law, soft law<br />
Species are <strong>in</strong>cluded <strong>in</strong> three Appendices to <strong>the</strong> Convention,<br />
which provide different levels of protection<br />
from trade (see page 6). These are amended at <strong>the</strong><br />
biennial meet<strong>in</strong>gs of <strong>the</strong> Conference of <strong>the</strong> Parties<br />
and result <strong>in</strong> <strong>the</strong> most substantive decisions that are<br />
taken, as <strong>the</strong>y are enshr<strong>in</strong>ed <strong>in</strong> ‘hard law’.<br />
In addition to <strong>the</strong> amendments, <strong>the</strong> COP also discusses<br />
changes to its resolutions and decisions, although<br />
as ‘soft law’ some discretion can be exercised<br />
<strong>in</strong> implement<strong>in</strong>g <strong>the</strong>se texts.<br />
<strong>CITES</strong> has broad global coverage, with 160 Parties<br />
at <strong>the</strong> last count. With regional representation on committees,<br />
<strong>the</strong> Convention br<strong>in</strong>gs toge<strong>the</strong>r a wide range<br />
of views on <strong>the</strong> best approaches to regulat<strong>in</strong>g exploitation<br />
for <strong>in</strong>ternational trade so that it does not threaten<br />
species. The Parties overtly recognised <strong>the</strong> benefits of<br />
trade <strong>in</strong> 1984, and this approach underp<strong>in</strong>s many of<br />
<strong>the</strong> susta<strong>in</strong>able use programmes that <strong>the</strong> Convention<br />
helps to regulate.<br />
Non-detrimental trade<br />
Accord<strong>in</strong>g to <strong>the</strong> Convention, any trade <strong>in</strong> Appendix<br />
II species (see page 6) should be non-detrimental<br />
(see box, page 5), but over <strong>the</strong> years some Parties<br />
have had to struggle to fulfil this requirement. Consequently,<br />
a review of trade <strong>in</strong> Appendix II species was<br />
<strong>in</strong>stituted to assist Parties <strong>in</strong> manag<strong>in</strong>g trade<br />
susta<strong>in</strong>ably. This Significant Trade Review (see box,<br />
page 5) allows <strong>the</strong> Plants and Animals Committees to<br />
highlight specific problems that <strong>in</strong>dividual Parties may<br />
have <strong>in</strong> try<strong>in</strong>g to determ<strong>in</strong>e whe<strong>the</strong>r that trade is susta<strong>in</strong>able<br />
and thus make targeted recommendations<br />
to particular Parties. These recommendations may<br />
<strong>in</strong>clude, for <strong>in</strong>stance, limited trade bans or restrictions<br />
<strong>in</strong> <strong>the</strong> volume of trade and can be a useful tool to<br />
help a Party get its trade <strong>in</strong> a particular taxon onto a<br />
susta<strong>in</strong>able foot<strong>in</strong>g.<br />
Unforeseen consequences<br />
The ability to use trade restrictions is one of <strong>CITES</strong>’<br />
strengths, by giv<strong>in</strong>g it a means to enforce compliance.<br />
But some trade restrictions have had unforeseen<br />
consequences, as when trade has switched to a similar<br />
taxon or to specimens from a different range state,<br />
or when it encouraged ex situ captive breed<strong>in</strong>g/artificial<br />
propagation that did not provide benefits to <strong>the</strong><br />
range states. After 10 years of operation, a review of<br />
<strong>the</strong> effectiveness of this process would help to make it<br />
even better at help<strong>in</strong>g Parties meet <strong>the</strong>ir obligations.<br />
Inclusion <strong>in</strong> Appendix I has been a mixed success<br />
for a number of species, and <strong>in</strong> cases where demand<br />
4 World Conservation 3/2002<br />
WWF-CANON/ROGER LEGUEN