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CITES in the new millennium - IUCN

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WHY <strong>CITES</strong>?<br />

A mixed record<br />

Growth and adaptation of a Convention<br />

David Brackett<br />

From <strong>the</strong> largest mammal <strong>in</strong> existence, <strong>the</strong> blue whale,<br />

to <strong>the</strong> da<strong>in</strong>ty swallowtail butterfly, from <strong>the</strong> rarest orchids<br />

on <strong>the</strong> planet to <strong>the</strong> mighty mahogany and ram<strong>in</strong><br />

trees, <strong>CITES</strong> regulates trade <strong>in</strong> a great variety of species.<br />

All have one factor <strong>in</strong> common – <strong>the</strong> <strong>in</strong>ternational<br />

community has decided to cooperate to ensure<br />

trade is not detrimental to <strong>the</strong> survival of species.<br />

Now 27 years old, <strong>CITES</strong> is one of <strong>the</strong> older and<br />

arguably more successful multilateral environmental<br />

agreements. Although established some time before<br />

contemporary views on <strong>in</strong>ternational governance and<br />

resource ownership came <strong>in</strong>to vogue, <strong>CITES</strong> was none<strong>the</strong>less<br />

far-reach<strong>in</strong>g <strong>in</strong> outlook.<br />

The Preamble establishes <strong>the</strong> pr<strong>in</strong>ciple that all national<br />

governments have sovereign rights and responsibilities<br />

over <strong>the</strong>ir wild species and equally that<br />

<strong>in</strong>ternational cooperation is essential for effective<br />

management of <strong>in</strong>ternational trade. In addition to<br />

appreciat<strong>in</strong>g <strong>the</strong> beauty of wild species, <strong>the</strong> drafters<br />

also recognised <strong>the</strong>ir <strong>in</strong>creas<strong>in</strong>g value. Perhaps most<br />

important <strong>in</strong> this era of conservation consciousness,<br />

when susta<strong>in</strong>able development and benefit-shar<strong>in</strong>g<br />

are pillars of <strong>the</strong> Convention on Biological<br />

Diversity, <strong>the</strong> objective of <strong>CITES</strong> is to ensure that any<br />

Spix’s macaw Cyanopsitta spixii was declared ext<strong>in</strong>ct <strong>in</strong> <strong>the</strong> wild <strong>in</strong><br />

1999, despite be<strong>in</strong>g fully protected by <strong>CITES</strong> s<strong>in</strong>ce 1975. Over this<br />

period, more than 60 birds have been successfully bred <strong>in</strong> captivity<br />

under <strong>CITES</strong> coord<strong>in</strong>ation. The tiger is teeter<strong>in</strong>g on <strong>the</strong> br<strong>in</strong>k with<br />

successive resolutions urg<strong>in</strong>g Parties to take fur<strong>the</strong>r measures. Rh<strong>in</strong>o<br />

poach<strong>in</strong>g rema<strong>in</strong>ed high for a decade after all species were <strong>in</strong>cluded<br />

<strong>in</strong> Appendix I, but for <strong>the</strong> last 8–10 years <strong>the</strong> comb<strong>in</strong>ation of Appendix<br />

I list<strong>in</strong>gs and <strong>in</strong>vestment <strong>in</strong> small rh<strong>in</strong>o sanctuaries has prevented <strong>the</strong><br />

resurgence of high levels of poach<strong>in</strong>g. Populations of white rh<strong>in</strong>o have<br />

<strong>in</strong>creased substantially.<br />

exploitation of wild species for trade is susta<strong>in</strong>able for<br />

generations to come.<br />

Hard law, soft law<br />

Species are <strong>in</strong>cluded <strong>in</strong> three Appendices to <strong>the</strong> Convention,<br />

which provide different levels of protection<br />

from trade (see page 6). These are amended at <strong>the</strong><br />

biennial meet<strong>in</strong>gs of <strong>the</strong> Conference of <strong>the</strong> Parties<br />

and result <strong>in</strong> <strong>the</strong> most substantive decisions that are<br />

taken, as <strong>the</strong>y are enshr<strong>in</strong>ed <strong>in</strong> ‘hard law’.<br />

In addition to <strong>the</strong> amendments, <strong>the</strong> COP also discusses<br />

changes to its resolutions and decisions, although<br />

as ‘soft law’ some discretion can be exercised<br />

<strong>in</strong> implement<strong>in</strong>g <strong>the</strong>se texts.<br />

<strong>CITES</strong> has broad global coverage, with 160 Parties<br />

at <strong>the</strong> last count. With regional representation on committees,<br />

<strong>the</strong> Convention br<strong>in</strong>gs toge<strong>the</strong>r a wide range<br />

of views on <strong>the</strong> best approaches to regulat<strong>in</strong>g exploitation<br />

for <strong>in</strong>ternational trade so that it does not threaten<br />

species. The Parties overtly recognised <strong>the</strong> benefits of<br />

trade <strong>in</strong> 1984, and this approach underp<strong>in</strong>s many of<br />

<strong>the</strong> susta<strong>in</strong>able use programmes that <strong>the</strong> Convention<br />

helps to regulate.<br />

Non-detrimental trade<br />

Accord<strong>in</strong>g to <strong>the</strong> Convention, any trade <strong>in</strong> Appendix<br />

II species (see page 6) should be non-detrimental<br />

(see box, page 5), but over <strong>the</strong> years some Parties<br />

have had to struggle to fulfil this requirement. Consequently,<br />

a review of trade <strong>in</strong> Appendix II species was<br />

<strong>in</strong>stituted to assist Parties <strong>in</strong> manag<strong>in</strong>g trade<br />

susta<strong>in</strong>ably. This Significant Trade Review (see box,<br />

page 5) allows <strong>the</strong> Plants and Animals Committees to<br />

highlight specific problems that <strong>in</strong>dividual Parties may<br />

have <strong>in</strong> try<strong>in</strong>g to determ<strong>in</strong>e whe<strong>the</strong>r that trade is susta<strong>in</strong>able<br />

and thus make targeted recommendations<br />

to particular Parties. These recommendations may<br />

<strong>in</strong>clude, for <strong>in</strong>stance, limited trade bans or restrictions<br />

<strong>in</strong> <strong>the</strong> volume of trade and can be a useful tool to<br />

help a Party get its trade <strong>in</strong> a particular taxon onto a<br />

susta<strong>in</strong>able foot<strong>in</strong>g.<br />

Unforeseen consequences<br />

The ability to use trade restrictions is one of <strong>CITES</strong>’<br />

strengths, by giv<strong>in</strong>g it a means to enforce compliance.<br />

But some trade restrictions have had unforeseen<br />

consequences, as when trade has switched to a similar<br />

taxon or to specimens from a different range state,<br />

or when it encouraged ex situ captive breed<strong>in</strong>g/artificial<br />

propagation that did not provide benefits to <strong>the</strong><br />

range states. After 10 years of operation, a review of<br />

<strong>the</strong> effectiveness of this process would help to make it<br />

even better at help<strong>in</strong>g Parties meet <strong>the</strong>ir obligations.<br />

Inclusion <strong>in</strong> Appendix I has been a mixed success<br />

for a number of species, and <strong>in</strong> cases where demand<br />

4 World Conservation 3/2002<br />

WWF-CANON/ROGER LEGUEN

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