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GUIDE TO COMPETENCY-BASED INTERVIEWING - VDBIO

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Division of Human Resources<br />

Career Development Section<br />

<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong>-<strong>BASED</strong> <strong>INTERVIEWING</strong>


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Table of Contents<br />

TABLE OF CONTENTS 19<br />

Section 1: Introduction<br />

THE PURPOSE OF THE <strong>GUIDE</strong> 20<br />

THE ROLE OF THE INTERVIEW IN THE SELECTION PROCESS 20<br />

KEY STEPS <strong>TO</strong> IMPROVING THE INTERVIEW 21<br />

Section 2: Core Interviewing Skills<br />

PREPARATION 22<br />

SELECTION OF INTERVIEW QUESTIONS 24<br />

QUESTIONS <strong>TO</strong> AVOID 25<br />

NON-VERBAL BEHAVIOUR OF INTERVIEWERS 26<br />

VERBAL BEHAVIOUR OF INTERVIEWERS 27<br />

Section 3: Competencies And Their Use<br />

WHAT IS A <strong>COMPETENCY</strong>? 28<br />

WHAT IS A <strong>COMPETENCY</strong> PROFILE AND WHAT IS ITS FUNCTION IN THE INTERVIEW PROCESS? 29<br />

Section 4: The Competency Based Interview Technique<br />

STRUCTURING THE EXPLORATION OF A <strong>COMPETENCY</strong> 30<br />

FOLLOW UP QUESTIONS 35<br />

TAKING NOTES 36<br />

Section 5: Rating The Candidate<br />

CLASSIFYING THE INTERVIEW NOTES 37<br />

EVALUATING THE EVIDENCE AND ASSIGNING A RATING 38<br />

SOURCES OF ERROR WHEN EVALUATING AND RATING CANDIDATES 39<br />

Section 6: Sample Interview Questions and Protocol 40


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SECTION 1<br />

<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

INTRODUCTION<br />

The Purpose of the Guide<br />

The Guide has been designed to assist those responsible for conducting employment interviews and making decisions about the suitability of<br />

applicants to UNICEF. It seeks to explain and clarify some of the best ways to enhance the quality of information gathered during interviews and<br />

therefore increase the fairness and effectiveness of the selection process.<br />

The role of the interview in the selection process<br />

Within the overall process of recruitment and selection, the interview is typically an important component of the assessment procedure. Globally, over<br />

95% of large organizations use interviews as a major part of the assessment procedure, and often selection decisions are based entirely on the<br />

interviews.<br />

An interview gives you the chance to gather information that is not readily available through other means. It reveals information about the person’s<br />

experience and also provides you with the chance to observe their communication skills first hand. The information gathered through the interview<br />

process as well as from other selection methods that may have been used, plays a vital role in the decision-making process at selection time.<br />

Considering the importance of selection decisions, and the great financial and other costs to the organisation if the wrong decision is made, it is essential<br />

that the interviewer be confident that the assessments made in selection interviews are as accurate, reliable and objective as possible. Experts have<br />

estimated that the cost of a poor selection can be around three times the incumbent’s annual salary.


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Key Steps to Improving the Interview<br />

Despite the extensive use of the interview as a selection tool, evidence suggests that it can be a poor predictor of future job performance. Here are a<br />

number of steps that can be taken to improve its effectiveness:<br />

1. The Interview Should Be Properly Structured<br />

Adhering to a set structure is probably the single most important technique to improve the reliability of the selection process. Structure helps focus<br />

the discussion and ensures that candidates are assessed against the same criteria. It also enables us to gather information that is based on actual<br />

evidence rather than on assumptions based on stereotypes; with such an approach, the assessment of each candidate’s potential strengths and<br />

weaknesses starts on equal footing. In addition, having a structure makes it easier for the interviewer to monitor the progress of the interview,<br />

thereby ensuring that the discussions remain job-related. Moreover, adherence to a framework exposes possible gaps in the information collected.<br />

2. Focus On Obtaining Evidence of the Candidate’s Past Behaviour<br />

Decisions must be made based on evidence, rather than on the opinions of the interviewer. The latter should avoid basing selection decisions on<br />

unsubstantiated opinions, speculation, or stereotypes. The most effective interviewing style is one that explores the candidate’s past behaviour.<br />

Past behaviour is one of the best predictors of future behaviour and the core of competency based interviewing.<br />

3. Interviewers Should Take Notes<br />

It is difficult for the interviewer to accurately remember everything an interviewee said during the course of the interview. If the interviewer relies<br />

solely on his or her memory, important points may either be forgotten or distorted and systematic bias such as attribution or stereotyping may<br />

influence the subsequent recall of information. Note taking during the interview is strongly recommended; having someone other than the interviewer<br />

take notes is suggested.<br />

4. Interviews Should Be Supported By Other Assessment Techniques<br />

It is recommended that information collected from the interviewee be supplemented with other assessment techniques such as ability tests or<br />

assessment centres, which can provide objective and reliable evidence about the suitability of the candidate for the job. The use of multiple<br />

assessment techniques can improve the validity of selection procedures because it enables a candidate’s skills to be evaluated across a range of<br />

different situations (e.g. role plays or group interactions etc). This facilitates the identification of areas of consensus and dissentience, thus providing<br />

an evaluation of a candidate’s suitability from various viewpoints.<br />

5. More Than One Interviewer Involved In The Selection Process<br />

Ideally more than one interviewer should be involved in the selection process, especially if no other techniques of assessment are used. Since<br />

different interviewers will not possess the same biases and prejudices, a discussion with all the interviewers should take place after the interview.


SECTION 2<br />

The following steps will assist in preparation for an interview.<br />

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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

CORE <strong>INTERVIEWING</strong> SKILLS<br />

Preparation<br />

Awareness of Selection Process<br />

• What criteria were used to shortlist these applicants?<br />

• Is this the candidate’s first or second interview? If it is the second interview, who conducted the previous one? (Ensure you have a copy of that<br />

interviewer’s notes).<br />

• What will be the next stage in the selection process?<br />

• How quickly will you be able to contact the candidate again?<br />

Timetable<br />

• If a number of candidates are to be seen on one day, a timetable should be prepared in advance. It should allow a realistic amount of time for<br />

each interview and provide the interviewer with ample time to write the post-interview notes.<br />

Reception of Candidates<br />

• Arrangements must be made to receive the candidates:<br />

- It is important that the Reception or security staff be provided with pertinent information on the candidates so that they can be direct them to<br />

the interview area;<br />

- A waiting area should be prepared and any travel expenses should be paid upon the candidates’ arrival.<br />

Room<br />

• The interviewer needs to ensure there will be no disturbances in the interviewing room;<br />

• Prior to the interview the room should be checked to ensure that it is tidy, that there are sufficient chairs and the layout of the furniture is appropriate<br />

for the interview.<br />

Information for the Candidate<br />

• Make sure that information that will be presented to the candidate during the interview (e.g. information about the Organisation or department or the<br />

job, details about benefits, conditions of employment, …) is prepared in advance.<br />

Job Description and Selection Criteria/Competencies<br />

• A written job description should be available for any job that is being filled. Ideally this should be made available to the candidates prior to the


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

interview;<br />

• Prior to the interview, the interviewers should meet to identify the functional competencies they will be focusing on. It is suggested that they isolate 3<br />

functional competencies from the competency profiles which are most critical for the post. The decision should be made in collaboration with the<br />

incumbent’s future manager, taking into consideration the position’s ‘critical incidents’ or ‘commonly occurring situations’ that the incumbent will<br />

confront and must be able to master to be considered a good performer. The job description, supplemented by the current and future needs of the<br />

post should also be taking into account when selecting the critically important competencies;<br />

• Interviewers must be provided with the interview protocol of the post the candidates are applying for;<br />

Review the Application Form or CV<br />

• Interviewers should read the application forms or curriculum vitae prior to the interview;<br />

• Interviewers should ensure that all pertinent information has been provided by the candidate;<br />

• Taking into consideration the selection criteria and the critical competencies that were selected in the previous step, the interviewer should make a<br />

note of any experiences which are particularly relevant to the job so that they may be probed further during the interview.<br />

Other Interviewers<br />

• If a panel interview is scheduled, the interviewers should decide (before the interview) on a specific format and on who will cover which<br />

competencies.<br />

Questions<br />

• It is important to select questions that will explore various aspects of each competency being assessed;<br />

• The application form or interview protocol will suggest areas the interviewer should cover


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Selection of Interview Questions<br />

Open Questions<br />

• These are questions which require the interviewee to respond with a statement and to provide more information than a simple one word answer such<br />

as “yes” or “no”. Open questions such as “tell me about ...” should be used to start off a new topic or subject.<br />

Probing Questions<br />

• These sorts of questions are designed to search for information in greater depth. They are vital for detail and for focusing the candidate and<br />

interview on particular areas. Usually they will be ‘open’ in format, but aimed at eliciting specific information. Probing questions are designed to<br />

explore areas of interest. Probing questions should be used to encourage the candidate to talk more about a specific aspect of their experience or<br />

knowledge. These can be used to further explore information or situations described by the candidate or to clarify a particular issue<br />

Comparative Questions<br />

• These encourage the interviewee to identify key differences in their experiences, duties, style of work, situations, etc. Examples of comparative<br />

questions are:<br />

- “What would you say was the biggest difference between the jobs with X and Y?”<br />

- “How do the responsibilities in your current job compare to those in your previous position?”<br />

Hypothetical Questions<br />

• These questions encourage a candidate to describe what they ‘would’ do if faced with a particular situation. For example, a hypothetical question<br />

might be: “How would you manage a poor performing staff member?” These types of questions explore the candidate’s knowledge but not their<br />

past behaviour. Often a candidate will give you a superficial answer of what they ‘know’ to be right. It is better to find out what they actually did; a<br />

better question would be: “How did you manage a poor performing staff member?”


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Questions to Avoid<br />

Closed Questions<br />

• A closed question is one that can be answered with very few words. Overall, questions that begin with “who?”, “what?”, “which?”, “when?” or<br />

“where?” should be avoided. Other examples might be: “Do you think it is very important to be firm with a team?” or “Did you complete your<br />

degree?” These types of questions should be used only when an interviewer needs to check a fact or confirm a detail.<br />

Leading Questions<br />

• Leading questions give the candidate the answer to the question being asked. An example might be “We think teamwork is very important. What<br />

do you think about teamwork?” Most candidates will simply agree with the interviewer.<br />

Double Questions<br />

• These occur when the interviewer asks two questions in the same sentence. These questions can be confusing to the candidate. An example of<br />

a double question is “I am keen to hear about your experience in planning and about the last time you needed to empower a team member”


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Non-Verbal Behaviour of Interviewers<br />

Positioning:<br />

• A distance of one to one and a half metres between the interviewer and the candidate is adequate. A distance of less than one metre may create<br />

discomfort, while more than five feet becomes overly formal.<br />

Posture:<br />

• The interviewer’s body should be orientated directly towards the candidate. The interviewer should sit up and slightly lean forward to show<br />

interest in what the candidate is saying.<br />

Eye Contact<br />

• Eye contact should demonstrate interest. Interviewers who do not look sufficiently at the candidate will find it harder to control and regulate the<br />

interview.<br />

Facial Expression:<br />

• Facial expression should indicate interest in what the candidate is saying. The interviewer should ensure her/his expression conveys interest and<br />

should avoid expressing boredom, irritation or disbelief.<br />

Head Movements:<br />

• Head nodding and shaking can convey interest.<br />

Gestures:<br />

• The interviewer should come across as calm and confident but excessive gesturing can undermine the latter. Hands can be used to give a<br />

greater emphasis to interviewer’s questions and to control or encourage the flow of information from the candidate; but clenched hands and<br />

entwined legs can communicate nervousness.<br />

Voice Production:<br />

• Nervousness and under-confidence in the interviewer can be conveyed by talking too quickly or too slowly. The interviewer should project<br />

calmness by speaking in a steady but energetic pace. Monotonous speech should be avoided as it may convey disinterest.


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Verbal signs of attention are:<br />

<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Verbal Behaviour of Interviewers<br />

• Simple responses such as “mm”, “yes”, “fine”, “I see”, can be especially useful when the interviewee is recounting a lengthy experience<br />

• Restating or summarising indicates that the interviewer is intent on getting an accurate picture of what the candidate is saying<br />

• Perceptive probing and the use of follow-up questions tend to reinforce the interviewer’s interest.


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SECTION 3<br />

<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

COMPETENCIES AND THEIR USE<br />

What is a Competency?<br />

Competencies are the combination of knowledge, skills, traits and attributes that collectively enable a person to perform successfully in a given job. The UNICEF<br />

competencies identify and describe the competencies and associated behaviors required for effective performance in UNICEF. For a full review of the competencies<br />

and their use, please see the “Getting Results for Children” document on the Learning Web.<br />

The UNICEF Competencies and Competency Profiles consist of (1) Foundational Competencies, (2) Functional Competencies, and (3) Technical<br />

Competencies.<br />

1. FOUNDATIONAL COMPETENCIES (applicable to all staff across all functional areas and levels)<br />

There are six “Foundational Competencies.” These “Foundational Competencies” emerged as always important across every functional area and level, and<br />

therefore, apply to all UNICEF staff. They embody UNICEF’s ideals. These six Foundational Competencies are:<br />

• Commitment<br />

• Drive for Results<br />

• Embracing Diversity<br />

• Integrity<br />

• Self-awareness and Self-regulation<br />

• Teamwork<br />

2. FUNCTIONAL COMPETENCIES (depending on the functional area/level)<br />

There are eighteen “Functional Competencies” out of which a different combination of competencies is applied to each functional area and level.<br />

• Analytical and Conceptual Thinking<br />

• Leading Vision and Change<br />

• Building Trust<br />

• Managing Resources<br />

• Coaching<br />

• Managing Stress<br />

• Communication<br />

• Networking<br />

• Decisiveness<br />

• Setting Standards, and Monitoring Work<br />

• Planning


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

• Flexibility<br />

• Strategic and Global Thinking<br />

• Group Facilitation<br />

• Tact<br />

• Influence<br />

• Team Leadership<br />

• Judgment Knowledge/ Leadership (<br />

• Technical (please see below, 3. TECHNICAL COMPETENCIES.)<br />

3. TECHNICAL COMPETENCIES (Technical knowledge/ Technical leadership; divided into two groups)<br />

Technical Competencies are:<br />

• Common Technical Requirements (applicable to all functional areas):<br />

• Professional work experience<br />

• “Must Acquire”<br />

• Language; and<br />

• Function-Specific Technical Requirements (applicable to relevant functional areas only):<br />

• Academic Qualification and Training<br />

• Specialized Expertise<br />

• “Must Acquire”<br />

What is a Competency profile and what is its function in the interview process?<br />

A competency profile identifies and describes the competencies critical for successful performance in a job, within a specific functional area and at a<br />

specific level. Each competency in the profile is defined and accompanied by statements of behaviour which describe standards of performance to<br />

which the incumbent should aspire.<br />

In the recruitment, selection and placement process, the competency profile along with the job description are used to identify the selection criteria<br />

for the post. The interviewer(s) should (typically) assess the foundational competencies and additional 3 to 5 competencies that are deemed most<br />

critical for success in the post under recruitment and that best reflect the key aspects of the role. The choice of competencies should stem from the<br />

interviewer’s knowledge of the position and from the ‘critical incident’ and ‘commonly occurring situations’ the future incumbent will face. A<br />

competency typically takes around 15 minutes to explore fully; therefore the exploration of four competencies will take approximately one hour.<br />

During the course of a structured interview, candidates should be assessed against these competencies. The comparative assessment of<br />

candidates against competencies enables the organisation to determine the strengths and weaknesses of various candidates and their potential to<br />

develop.


SECTION 4<br />

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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

THE <strong>COMPETENCY</strong> <strong>BASED</strong> INTERVIEW TECHNIQUE<br />

The competency-based interview is built on the premise that "past behaviour is the best predictor of future performance". It is therefore essential to<br />

gather as much behavioural evidence during the interview as possible in order to arrive at an objective assessment of the candidate's ability to do the job<br />

in question.<br />

Structuring the Exploration of a Competency<br />

The most effective way of gathering specific behavioural evidence is to use a particular style of questioning and probing called the OPEN BACK<br />

technique. The technique can be compared to a “funnelling” process where the aim is to move from broad ranging questions about an individual’s<br />

experience to more specific evidence of how that individual behaves.<br />

OPEN refers to the need to open up the discussion in order to understand the breadth of experience a candidate has had in relation to a<br />

competency area.<br />

BACK refers to the gathering of specific evidence of the individual behaviour in those situations. Remember that it is an understanding of<br />

an individual’s past behaviour that helps us to predict their future behaviour and therefore their likely performance within UNICEF.


The OPEN BACK Technique<br />

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OPportunities - establishing the opportunities an individual has had to demonstrate a particular competency<br />

ExperieNce - identifying specific experiences an individual has had which necessitated the use of a<br />

particular competency<br />

Behavioural description - seeking specific evidence of how an individual has behaved in past, relevant situations<br />

Appraisal - highlighting any feedback a candidate has had on their performance in a competency area<br />

Comparison - comparing an individual’s skills and performance over time<br />

Knowledge - understanding an individual’s awareness of “best practice” or their knowledge of a particular<br />

subject. These questions can be particularly useful if a candidate does not have much<br />

experience


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Taking each competency in turn, the first step is to ask about OPportunities and ExperieNce.<br />

OPEN it up<br />

Find out what opportunities the candidate has had to exhibit behaviour related to this competency. Encourage him/her to identify past/present<br />

experiences which relate to the competency under consideration.<br />

For example, for the competency of Judgement:<br />

“What opportunity have you had to demonstrate your judgement when making decisions?”<br />

or<br />

“What experience have you had in weighing up relevant facts?”<br />

Ask the interviewee to recall and describe a specific example of judgement.<br />

“Describe how you went about using your judgement when determining the best outcome for your team?”<br />

“Tell me about a time when….”<br />

“Describe a specific situation when…..”<br />

Having OPEN’ed up the competency area, you now BACK it up with further questions about their behaviour.<br />

Examples can come from work, education or from leisure activities.<br />

You should aim to get a balance of positive and negative examples.


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BACK it up<br />

Behavioural Description<br />

<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Exploring the candidate’s behaviour can be achieved using a range of questions about their strengths and limitations, satisfactions and<br />

dissatisfactions, likes and dislikes.<br />

For example:<br />

“What did you do best in planning that conference?<br />

“Why? What skills do you think you bring to planning?”<br />

“What did you enjoy most/least about planning the conference?”<br />

“What gave you most satisfaction/dissatisfaction?”<br />

“What did you find the most difficult part of planning the conference was?”<br />

“What did you do most/less well at?”<br />

Remember to cover limitations as well as strengths.<br />

“On reflection, what could you have improved upon when planning that event?”<br />

Appraisal<br />

Ask the interviewee to report on feedback they have received from others regarding that competency. The purpose of this exercise is to assess the<br />

candidate’s level of performance.<br />

For example:<br />

“What feedback did you get regarding the event you planned?”<br />

“How have your organisational skills been appraised in the last year?”


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Comparison<br />

<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Another approach to benchmark the candidate’s level and identify her/his skills is to ask them to compare their behaviour over time.<br />

For example:<br />

“In relation to the planning you did for that event, how do you think your current planning skills compare to when you were working as project officer in<br />

Malawi".<br />

“Why?”<br />

“What makes you say that?”<br />

Knowledge and Attitudes<br />

Finally, it may be relevant to probe for the candidate’s preferred behaviours and assess her/his awareness of best practices in order to further explore<br />

the competency being assessed.<br />

For example:<br />

“Now that you’ve had experience of planning a conference, what advice would you give someone planning a similar event?”<br />

or<br />

“What do you see to be the key stages in planning and scheduling a project?”


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Follow up Questions<br />

Listed below are some further hints on how to ask additional questions:<br />

• The interviewer should pursue questioning the candidate until a competency is properly assessed<br />

Candidates will often skim over an important area. The interviewer should be prepared to ask probing questions that clarify ambiguous information.<br />

• Find out the "why" behind actions<br />

Do not assume motives. Interviewers must be careful not to project their values on candidates. It is very easy for a highly motivated interviewer to<br />

assume a candidate feels the same way.<br />

• Ask for clarification<br />

If a candidate uses jargon or an acronym that is unfamiliar to the interviewer, s/he should ask for an explanation or a definition of the term<br />

• Avoid collecting information that is not relevant to the specific competency<br />

If the competency that is being assessed is a candidate’s ability to plan and organise a conference, the interviewer should not probe into irrelevant<br />

details, for instance the topic of the last conference the candidate organised<br />

• Do not talk too much<br />

Allow the candidate to do most of the talking. A good interviewer controls, but does not monopolise the conversation (the interviewer should speak<br />

about 30% of the time and the interviewee about 70%).


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Taking Notes<br />

• The interviewer must take notes during and immediately after the interview. It is important to take notes on everything the candidate says and<br />

does. The interviewer should record as much verbatim information as possible. Interviewers should avoid writing down their judgements as the<br />

interview is intended to be a data collection exercise. The evaluation and decision making should take place after the interview.<br />

• Notes on certain aspects of behaviour such as verbal fluency or hesitancy, excessive nervousness, etc. should also be written down<br />

• Some interviewers may find it helpful to mention that they will be taking notes at the beginning of the interview. Note taking should be done<br />

openly but not in such a way that the candidate can see what is being recorded.


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SECTION 5<br />

<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Rating the Candidate<br />

During the interview, the interviewer should have noted examples of situations, behaviours and outcomes for each of the competencies being assessed.<br />

S/he should have also noted any additional pertinent information that could support a candidate’s suitability for the post. Once the interview has<br />

concluded, the information collected must be classified, rated and evaluated using the Interview Protocol. In order to provide additional structure to the<br />

assessment component of the interview, the following approach should be adopted:<br />

Classifying the Interview Notes<br />

• First, decide which competency the behaviour illustrates. It may be the case that some behaviours can be assigned to more than one<br />

competency; discretion should used as it is better to allocate the behaviour to one competency rather than to two or more.<br />

• Second, identify whether the behaviour documented in your interview notes positively or negatively illustrates that competency by assigning a<br />

+ or - sign next to your comments.<br />

Interview record – Planning & Organising<br />

“I led the team in developing the plan”, +<br />

“Set objectives and time lines”, “thought through the possible problems”, +<br />

“Ensured that project plan would not hinder the implementation of the office work plan”, +<br />

“Kept the supervisor informed at every step”, +<br />

“Decided not to adapt the plan, too much effort had been invested in getting it right”, -<br />

These comments in response to a question about Planning & Organising may be more relevant to another competency.


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<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Evaluating the Evidence and Assigning a Rating<br />

Finally, the interviewer must assess the significance of each behavioural example recorded during the interview process. This is done by referring to<br />

the positive and negative indicators for the competency (they appear alongside the competency’s definition in the competency profiles). The following<br />

rating scale should be used:<br />

WD – well developed<br />

D – developed<br />

OD – opportunity for development<br />

NE - no evidence obtained<br />

The NE rating should also be used in the event that the amount of evidence gathered during the interview was not sufficient enough to<br />

enable the interviewer to confidently make an assessment. If this occurs because the interviewer failed to probe a competency sufficiently,<br />

that fact should be noted<br />

The following is available to assist the interviewer in the evaluating process:<br />

• Competency profiles for each functional area;<br />

• Interview protocols that can be used to assess the candidates during the interview;<br />

• A candidates comparison matrix that should be used to summarize and compared the distinct competencies of the candidates.


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When evaluating candidates remember to:<br />

• Look for more than one piece of evidence<br />

• Look for trends and supporting evidence<br />

• Attempt to understand conflicting evidence<br />

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Sources of Error When Evaluating and Rating Candidates<br />

When using the rating scale remember that the following factors can distort assessments:<br />

• Halo effect –this is the tendency to rate candidates highly on one criterion because they have impressed on other criteria;<br />

• Central tendency - tendency to give candidates a middle rating rather than using the E or D rating which clearly indicate that the candidate<br />

strongly demonstrated the competency or did not demonstrate it at all;<br />

• Response bias - a tendency to under or over rate;<br />

• Logical error - not making a clear distinction between two competencies;<br />

• Contrast effect - rating one candidate against another instead of against the competency.


SECTION 6<br />

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SAMPLE INTERVIEW QUESTIONS AND<br />

INTERVIEW PRO<strong>TO</strong>COL<br />

A complete list of competencies, their definitions and behavioural indicators, as well as the functional specific competency profiles can be found on the<br />

Learning Web, under the Personal X Professional Development Portal.<br />

Below are some sample interview questions for illustration purposes and a sample interview protocol.<br />

PLANNING, STANDARD<br />

SETTING AND MONI<strong>TO</strong>RING<br />

WORK<br />

Definition � Positives Indicators x Negative indicators<br />

Sets clear and realistic<br />

objectives for work plans and<br />

programmes. Monitors<br />

performance against<br />

objectives.<br />

♦ Converts goals and strategies into measurable<br />

project activities.<br />

♦ Foresees and anticipates future resource needs.<br />

♦ Monitors the work of team members in respect to<br />

end results, to ensure that they are meeting<br />

objectives and quality standards in a timely manner.<br />

♦ Identifies areas of potential risk in the project plan<br />

and takes preventative measures.<br />

♦ Effectively manages the “grey” areas where no clear<br />

mandate exists.<br />

♦ Use a systematic approach for monitoring project<br />

activities, results, expenditures, and timelines.<br />

♦ Creates and implements customised review or<br />

quality control processes.<br />

♦ Maximises the resources available to him or her to<br />

most effectively complete the task or project.<br />

♦ Immediately takes corrective action or “damage<br />

control” in the event a project slips from schedule.<br />

♦ Does not develop clear and concise action plans.<br />

♦ Has no sense of urgency to monitor progress; is<br />

unsure of status of the project at any given time.<br />

♦ Unevenly distributes the workload.<br />

♦ Does not utilise all available planning tools or<br />

resources.<br />

♦ Involves more resources (people monetary, etc.)<br />

than necessary.<br />

♦ Organises project plans at the last minute.<br />

♦ Contingency planning is not utilised.<br />

♦ Misses deadlines with serious consequences.<br />

♦ Can only manage projects when there is face-toface<br />

contact; unable to successfully delegate that<br />

aspect to others.<br />

♦ Allows ambiguity over deliverables.<br />

♦ Takes on impossible workloads.<br />

♦ Fails to monitor progress.


SAMPLE INTERVIEW QUESTIONS<br />

� Describe a time when you had to plan a significant project:<br />

• What did you do?<br />

• How much time did you have?<br />

• What factors did you need to consider?<br />

• What could you have done better to assist in the smooth<br />

implementation of the project?<br />

• How would you rate the effectiveness of your planning on this<br />

occasion?<br />

• How does your approach to planning and standard setting differ<br />

from that of other managers?<br />

• What are the advantages and disadvantages of your approach?<br />

� Can you tell me about a time when you missed a deadline?<br />

• Why did it happen?<br />

• How were you responsible for this?<br />

• What did you do to try an overcome this problem?<br />

• What have you have done differently in relation to deadlines<br />

since this occasion?<br />

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Strategic and Global Thinking<br />

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Definition � Positive Indicators X Negative Indicators<br />

Takes a long-term view of<br />

wide-ranging possibilities in<br />

developing a vision for the<br />

future. Assesses situations<br />

and makes decisions that<br />

take into consideration global<br />

trends and implications and<br />

how they reflect on the<br />

organization.<br />

♦ Sees the “big picture” or long-term implications of<br />

actions.<br />

♦ Analyzes complex data and trends regarding local<br />

and world events and then uses this information to<br />

outline courses of action to accomplish objectives.<br />

♦ Conducts analyses that provide for the best<br />

strategizing and positioning of UNICEF as a global<br />

partner and relief organisation.<br />

♦ Seeks ways to increase global exposure and leverage<br />

that knowledge for new opportunities and potential for<br />

the organisation.<br />

♦ Establishes mechanisms to prioritize in an<br />

environment of limited resources and unlimited<br />

challenges related to the problems of women and<br />

children as well as the internal demands of UNICEF.<br />

♦ Studies and researches relevant literature and<br />

information on international trends in business.<br />

♦ Engages UNICEF personnel in both strategic and<br />

operational planning.<br />

♦ Establishes a clear link between the work of each<br />

functional area and the overall organization’s strategy<br />

and goals.<br />

♦ Successfully balances conflicting demands from the<br />

organisational, global, and political levels.<br />

♦ Reads relevant literature on international trends.<br />

♦ Has difficulty positioning specific functional area<br />

objectives and initiatives from a global mindset.<br />

♦ Lacks a clear understanding of the current political,<br />

social, and economic factors that affect the global<br />

community.<br />

♦ Does not maximise or leverage available information<br />

or literature on global trends and events.<br />

♦ Struggles to translate a strategic vision into clear<br />

manageable action plans.<br />

♦ “Short-term thinkers”; becomes distracted by internal<br />

UNICEF goals and objectives and loses sight of the<br />

bigger picture.<br />

♦ Lack general awareness of international issues.<br />

♦ Makes decisions that do not effectively utilise<br />

UNICEF’s resources or mission and mandate.<br />

♦ Does not understand that there are many facets to<br />

consider when developing a strategy (i.e., political,<br />

external interest groups, internal UNICEF interests,<br />

etc.)<br />

♦ Only considers local issues.


SAMPLE INTERVIEW QUESTIONS<br />

� Please tell me about a time when you have needed to<br />

construct and communicate a critically important plan:<br />

• What was the specific situation?<br />

• What approach did you take and whom did you involve?<br />

• How did you communicate the plan?<br />

• What feedback did you have in relation to its effectiveness?<br />

• What could you have done differently to improve your<br />

effectiveness?<br />

� Can you describe an occasion when you have needed to<br />

consider a number of possible scenarios when planning?<br />

• What factors did you consider?<br />

• How did you select the correct course of action?<br />

• How did you minimise the risk of getting it wrong?<br />

� Can you describe a time when you have needed to make a<br />

timely intervention in the face of an impending emergency?<br />

• What prompted the decision and what did you do?<br />

• In hindsight, what could you have done differently?<br />

• How would you rate your effectiveness on that occasion?<br />

• How did you approach differ from that your colleagues may<br />

have adopted?<br />

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Influence Able to influence attitudes and<br />

opinions of others and gain<br />

agreement to proposals, plans<br />

and ideas. Skilful at<br />

negotiating.<br />

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Definition � Positives Indicators X Negative Indicators<br />

♦ Convinces others to see things in a different light<br />

and adopt new ways of thinking, acting or behaving.<br />

♦ Recognises the sources and dynamics of power,<br />

and influence critical decision-makers.<br />

♦ Has a tendency to turn a negative task or situation<br />

into a positive task or situation.<br />

♦ Anticipates actions and objection.<br />

♦ Understands the sources of influence and uses them<br />

to convince others.<br />

♦ Uses compromise or negotiation skills to create a<br />

win-win situation while still achieving objectives.<br />

♦ Knows when to employ subtle influences to build<br />

consensus and support.<br />

♦ Formulates a realistic goal regarding what can be<br />

accomplished and wisely spends time and energy<br />

influencing others to reach that goal.<br />

♦ Has the ability to overcome rejections and obstacles<br />

and make a positive impact.<br />

♦ Uses creative and new approaches to convincing<br />

others.<br />

♦ Gets buy-in and commitment from others.<br />

♦ Gives others a sense of vision.<br />

♦ Displays difficulty overcoming obstacles or<br />

resistance.<br />

♦ Lacks basic influence and negotiation skills.<br />

♦ Allows others unreasonable demands or<br />

expectations to go unaddressed.<br />

♦ Is unable to convince others or make a positive<br />

impact on decisions.<br />

♦ Uses threats or negative behaviour to get people to<br />

act.<br />

♦ Targets energies and efforts on the inappropriatelevel<br />

of decision-maker.<br />

♦ Becomes frustrated when faced with a situation that<br />

requires compromise.<br />

♦ Does not understand how to properly influence<br />

others; does not accentuate the positives or “what’s<br />

in it for them”.<br />

♦ Rarely creates a win-win situation or achieve goal of<br />

persuading others.<br />

♦ Does not appreciate the difficulties or constraints<br />

under which others are working.<br />

♦ Actions and reactions focus solely on one’s own<br />

interests.<br />

♦ Fails to highlight critical issues.<br />

♦ Does not push point of view.<br />

♦ Fails to gain acceptance of ideas.


SAMPLE INTERVIEW QUESTIONS<br />

� Tell me about a time when you have effectively negotiated an<br />

outcome that allowed both parties to realise their goals:<br />

• How did you do this?<br />

• What factors did you need to consider?<br />

• What feedback did you receive?<br />

• How might your efforts on this occasion have differed from those<br />

of your colleagues?<br />

� Can you describe a time when you have been able to use your<br />

contacts to further the efforts of your organisation?<br />

• How was this possible?<br />

• What did you need to do in return?<br />

• What do you do to build your networks?<br />

� Can you describe an occasion when you have not been able to<br />

arrive at a mutually beneficial outcome?<br />

• Why?<br />

• What has been the impact of this?<br />

• What might you have done differently to have achieved a better<br />

outcome?<br />

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COMMUNICATION Effectively presenting<br />

thoughts and ideas in a clear,<br />

concise, and readily<br />

understood manner. Listen to<br />

and acknowledges others’<br />

perspectives and views.<br />

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Definition � Positive Indicators X Negative Indicators<br />

♦ Comes across as extremely articulate, clear, and<br />

easy to understand.<br />

♦ Communicates “sensitive” information in an effective<br />

and respectful manner.<br />

♦ Captures and retains the attention of the audience.<br />

♦ Conveys confidence and professionalism through<br />

speech and written material.<br />

♦ Appropriately adjusts the content and approach to<br />

best suit the audience being addressed.<br />

♦ Communicates effectively with all levels within an<br />

organisation.<br />

♦ Actively listens to others to understand their point of<br />

view.<br />

♦ Reports situations to the appropriate individuals in a<br />

comprehensive and accurate manner.<br />

♦ Precise and succinct in conveying ideas to others.<br />

♦ Conclusions are clear.<br />

♦ Fails to communicate thoughts and ideas in a clear<br />

or easy to understand manner.<br />

♦ Has difficulty commanding the attention of the<br />

audience.<br />

♦ Is either overly wordy or overly short.<br />

♦ Communicates in a manner that is inappropriate for<br />

the target audience (i.e., too formal/informal, too<br />

technical, too blunt, etc.).<br />

♦ Experiences difficulty communicating “sensitive” or<br />

negative information.<br />

♦ Does not convey a high degree of professionalism or<br />

competence when communicating with others.<br />

♦ Communication is all “one-sided”; does not focus on<br />

or acknowledge what others have to say.<br />

♦ Communiqués are not addressed or relayed to the<br />

appropriate individuals.<br />

♦ Unable to adapt communication style to suit different<br />

situations.<br />

♦ Gets sidetracked from main theme.<br />

♦ Monotonous delivery.<br />

♦ Uses jargon inappropriately.<br />

♦ Assumptions are presented as facts.<br />

♦ Vague or unambiguous wording.<br />

♦ Documents and presentations are poorly structured.


SAMPLE INTERVIEW QUESTIONS<br />

� Could you please give a recent example of when you have<br />

needed to explain something difficult to someone who does not<br />

have your knowledge or background:<br />

• What information did you need to get across?<br />

• What did you consider when constructing your message?<br />

• How effective were your efforts? How did you measure this?<br />

� Tell me about a significant piece of written communication you<br />

have needed to complete.<br />

• How did you organise the contents of it?<br />

• What are the key differences between your writing style and that<br />

of your manager or colleagues?<br />

� Please describe an instance when your efforts to communicate<br />

your ideas have not been fully understood by your intended<br />

audience.<br />

• What was the situation?<br />

• Why did they misinterpret your message?<br />

• What could you have done differently if the situation arose<br />

again?<br />

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Teamwork<br />

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Definition � Positive Indicators X Negative Indicators<br />

Cooperates and works<br />

effectively with others in the<br />

pursuit of common goals<br />

♦ Effectively links the purposes and functioning of<br />

team(s) to UNICEF’s mission, vision, purpose, goals<br />

and results.<br />

♦ Deals effectively with conflicting perspectives.<br />

♦ Clearly defines roles and responsibilities and<br />

expectations for individuals as well as the team,<br />

thereby creating win-win situations.<br />

♦ Encourages and supports the ideas and effort of<br />

other team members and finds or creates ways to<br />

help the team perform more effectively.<br />

♦ Motivates others to want to contribute to the team.<br />

♦ Provides constructive and timely feedback to others<br />

within the team, both positive and negative.<br />

♦ Views and responds to feedback as a learning<br />

process as opposed to an affront on one’s selfesteem<br />

or personal competence.<br />

♦ Acknowledges that the overall accomplishments of<br />

the team are greater than individual<br />

accomplishments.<br />

♦ Identifies the potential gains for all parties.<br />

♦ Ensures that work pressures are shared across<br />

team.<br />

♦ Puts up walls or barriers and alienates one’s self<br />

from the team.<br />

♦ Conveys a sense of apathy or indifference and does<br />

little to help the team perform effectively.<br />

♦ Possesses a severe distrust of team members, a<br />

lack of energy, and little motivation to do work with<br />

others, thereby creating a negative work<br />

environment.<br />

♦ Is not open to, nor listens to the ideas of others.<br />

♦ Puts his/her personal interest ahead of the team and<br />

does not extend a spirit of collaboration.<br />

♦ Actions and behaviours precipitate decreased team<br />

morale.<br />

♦ Does not provide nor ask for feedback; lives with<br />

discourse instead of taking initiative to address<br />

conflicts or provide negative feedback.<br />

♦ Reacts slowly to help team members unless he or<br />

she is certain that he/she will get credit for it.<br />

♦ Does not share information readily with the team;<br />

protects one’s own territory and information.<br />

♦ Avoids socialising with the team.<br />

♦ Fails to get buy-in from the team.<br />

♦ Stays aloof from the team.<br />

♦ Blames others for problems.<br />

♦ Takes a long time to integrate into the team.


SAMPLE INTERVIEW QUESTIONS<br />

� Please tell me about a time when you have gone out of your<br />

way to assist a member of your team:<br />

• What prompted you to take action and what did you do?<br />

• What was the outcome?<br />

• How has that changed things between you?<br />

� Give me a specific example of when you have tried to<br />

encourage a cooperative approach in your team:<br />

• What did you say?<br />

• How was this received?<br />

• What has been the result of your efforts?<br />

� Can you describe a time when you have disagreed with a<br />

decision made by the majority of your team?<br />

• What was the situation and what prompted the disagreement?<br />

• What did you say to voice your concerns?<br />

• What happened in relation to this?<br />

� How does your team behaviour differ from that of other<br />

colleagues?<br />

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JUDGEMENT<br />

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Definition � Positive Indicators X Performance Needs Improving<br />

Makes effective, realistic and<br />

impactful decisions based on<br />

logical inferences, experiences,<br />

and the consideration of<br />

implications, alternatives, and<br />

consequences.<br />

♦ Makes logical and well thought out decisions.<br />

♦ Makes decisions on the basis of logical inferences<br />

that are easy to understand.<br />

♦ Considers possible implications and alternatives<br />

when making decisions and takes into account<br />

others’ perspectives before making a decision.<br />

♦ Possesses the capability to make quality decisions<br />

even during highly stressful or ambiguous<br />

circumstances.<br />

♦ Strategically weighs the consequences and severity<br />

of his/her options before making a decision.<br />

♦ Does not make a decision based strictly on emotions<br />

or unclear facts.<br />

♦ Shows good common sense as to when to tackle a<br />

problem independently and when to ask for help.<br />

♦ Identify the issues, conduct research and gather<br />

relevant information and hypotheses potential<br />

solutions before making a decision.<br />

♦ Finds solutions that have not been tried before.<br />

♦ Can evaluate, foresee and anticipate the<br />

consequences of a problem.<br />

♦ Identifies the risks involved.<br />

♦ Rushes into making decisions before fully<br />

comprehending the situation.<br />

♦ Does not consider the severity or magnitude of his<br />

or her decisions.<br />

♦ Cannot separate emotion from the reality of the<br />

situation and allows emotions to cloud his or her<br />

judgement.<br />

♦ Hesitates or fails to make decisions during times of<br />

urgency or high stress.<br />

♦ Does not follow a logical stream or pattern of<br />

thinking in his or her decision-making.<br />

♦ Does not clearly identify when it is appropriate to<br />

make decisions on his or her own and when it is<br />

important to get others involved.<br />

♦ Seeks to blame others for poor judgement.<br />

♦ Takes others’ advice without due reflection and<br />

consideration.<br />

♦ Overlooks the simple solutions to problems.<br />

♦ Fails to see the links between related issues.<br />

♦ Takes a long time to analyse a problem.<br />

♦ Accepts information at face value.<br />

♦ Panics/reacts illogically.


SAMPLE INTERVIEW QUESTIONS<br />

� Could you please describe a decision that you made recently<br />

that you found challenging?<br />

• What were the circumstances and the issues you needed to<br />

consider when making the decision?<br />

• What has been the impact of this decision?<br />

• What feedback have you received in relation to the choice that<br />

you made?<br />

� Can you think of a time when you were rushed into a quick<br />

decision that you later regretted?<br />

• What lead to the need to make a hasty decision?<br />

• How has this influenced your subsequent behaviour?<br />

� How do you arrive at your decisions?<br />

• Could you describe an occasion when you have adopted this<br />

approach?<br />

• What were the advantages of this style of decision making?<br />

• What are some of the disadvantages of this style when<br />

compared with your colleagues’ style?<br />

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Analytical and Conceptual<br />

Thinking<br />

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Definition � Positive Indicators X Negative Indicators<br />

Systematically investigating,<br />

studying, or otherwise<br />

breaking down a problem<br />

using logical reasoning and<br />

drawing accurate and<br />

appropriate conclusion.<br />

SAMPLE INTERVIEW QUESTIONS<br />

� Describe a situation when you were able to identify linkages<br />

between seemingly unrelated elements of a problem:<br />

• What led you to identify the linkages?<br />

• How did this help you in solving the problem?<br />

• What are the aspects to which you could have paid more<br />

attention?<br />

� Tell me about a specific occasion when you have been able to<br />

draw on your previous experience to solve a complex problem.<br />

• What type of problem was it?<br />

• How did your experience and knowledge assist?<br />

• How effective was your approach in this instance?<br />

• What feedback did you receive about your performance?<br />

� Tell me about an occasion when your past experience and<br />

existing skills were of little help to you in solving a problem.<br />

• Why was this?<br />

• How did this lack of experience influence your behaviour and<br />

approach to the problem?<br />

• In hindsight, what should/could you have done differently?<br />

♦ Focuses on underlying causes as opposed to just<br />

the symptoms.<br />

♦ Remains focused and do not become distracted by<br />

irrelevant or superfluous information.<br />

♦ Conducts appropriate analyses and research from<br />

which to draw appropriate conclusions.<br />

♦ Identifies the meaning of trends and<br />

interrelationships and makes appropriate predictions<br />

for projected advancements.<br />

♦ Pinpoints the risks involved in a project at an early<br />

stage.<br />

♦ Analyses highly technical or complex information<br />

that requires advanced technical training.<br />

♦ Finds novel and creative solutions that have not<br />

been tried before.<br />

♦ Asks the right questions and understands concepts<br />

quickly.<br />

♦ Becomes overwhelmed or distracted when analysing<br />

information.<br />

♦ Finds it challenging to make sense of new, complex<br />

information (e.g., many variables, quantitative and<br />

qualitative data, numerous “if, then” scenarios, many<br />

possible courses of action).<br />

♦ Has a tendency to get bogged down in the details.<br />

♦ Misunderstands or misinterprets the situation due to<br />

not focusing on the root of the problem.<br />

♦ Relies too heavily on common sense or a “gut”<br />

feeling when interpreting complex information.<br />

♦ Fails to identify the interrelationships between<br />

related issues.<br />

♦ Overlooks or dismisses the simple solutions to<br />

problems<br />

♦ Does not explicitly identify the risks or<br />

consequences associated with proposed solutions.


Integrity Acting with uncompromising<br />

ethics and honesty at all times,<br />

in all situations, both<br />

professionally and personally<br />

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Definition � Positive Indicators X Negative indicators<br />

♦ Communicates open and honestly with others<br />

♦ Demonstrates trustworthy behaviour based on<br />

personal accountability and sounds ethics.<br />

♦ Seeks out other course of action if pressure by<br />

influential personas to participate in less than ethical<br />

behaviour.<br />

♦ Immediately addresses any situation in which a peer,<br />

staff member, etc. is acting in an untrustworthy or<br />

dishonest manner.<br />

♦ Takes a clear stand on difficult issues and links all<br />

positive and ethical behaviour to UNICEF’s mission<br />

for women and children.<br />

♦ Models positive ethical behaviours; “walk the talk”.<br />

♦ Tactfully confronts others, even those in supervisory<br />

positions, if their behaviour is less than ethical.<br />

♦ Makes realistic promises and sticks to commitments.<br />

♦ Keeps personal interests and agendas out of the<br />

decision-making process.<br />

♦ Openly admits mistakes.<br />

♦ Deliberately hides or keeps important information<br />

from others.<br />

♦ Looks the other way if one observes unethical<br />

behaviour.<br />

♦ Demonstrates inconsistency among principles,<br />

values and behaviours.<br />

♦ Struggles to take a clear stand on a difficult issue<br />

and loses sight of UNICEF’s mission for improving the<br />

lives of women and children.<br />

♦ May confront the unethical behaviour or practices of<br />

peers and subordinates, but would not confront a superior<br />

or influential persona demonstrating unethical behaviour.<br />

♦ Demonstrates acceptable ethical behaviour but does<br />

not actively promote or encourage others to do the same.<br />

♦ Chooses tasks or projects that increase one’s own<br />

visibility and status.<br />

♦ Does not retain ownership and responsibility when<br />

things go wrong; blames others.<br />

♦ Focuses on short-term gain.<br />

♦ Picks tasks which increase own visibility and status.<br />

♦ Spends time on what interests him/her, rather than<br />

what needs to be done.


SAMPLE INTERVIEW QUESTIONS<br />

� Tell me about the last time that you were faced with a<br />

professional or ethical dilemma at work.<br />

• What was the specific situation?<br />

• How did you feel?<br />

• How did you resolve the dilemma?<br />

� Sometimes our positions can help us get things done and<br />

push through layers of bureaucracy. Can you think of a time<br />

when you have been able to do this?<br />

• What prompted your approach?<br />

• How effective was this?<br />

• What were the disadvantages of adopting this approach?<br />

� In your experience, have you ever observed others working in<br />

an unprofessional/unethical manner?<br />

• What was unprofessional or unethical about their behaviour?<br />

• What did you specifically do about their behaviour?<br />

• What were the implications of taking action?<br />

• How did you deal with the possible consequences?<br />

• How likely are you to take action compared with your<br />

colleagues?<br />

54<br />

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Self-Awareness & Self-<br />

Regulation<br />

55<br />

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Definition � Positive Indicators X Negative Indicators<br />

Knowing and managing one’s<br />

own emotions, strengths,<br />

weaknesses, passions,<br />

interests, and values.<br />

♦ Focuses on personal improvement and looks for<br />

opportunities to improve developmental areas.<br />

♦ Recognises the importance of how he/she is<br />

perceived by others.<br />

♦ Continually asks for feedback from peers, staff,<br />

supervisors, etc.<br />

♦ Listens and responds appropriately to criticism.<br />

♦ Actively chooses to participate in projects or<br />

activities that will leverage his/her strengths or<br />

provide him/her with developmental opportunities.<br />

♦ Knows his/her limitations and when he/she is not<br />

capable of taking on a task without assistance.<br />

♦ Capable of showing restraint when working under<br />

conditions of stress, frustration, or tension.<br />

♦ Builds trust by demonstrating reliability.<br />

♦ Knows one’s own strengths, emotions, and<br />

limitations.<br />

♦ Knows when and how to say “no”.<br />

♦ Manages impulsive feelings by staying calm and<br />

composed.<br />

♦ Holds oneself accountable.<br />

♦ Seeks out fresh ideas from a variety of sources.<br />

♦ Takes on fresh perspectives and risks in one’s own<br />

thinking.<br />

♦ Takes tough principled stands even if they are<br />

unpopular.<br />

♦ Presents oneself with self-assurance and selfconfidence.<br />

♦ Does not place a high value on how he/she is<br />

perceived or how his/her actions are reflected on the<br />

organisation.<br />

♦ Ploughs through his/her daily activities with no<br />

regard for others’ feedback about his/her actions.<br />

♦ Holds perceptions of himself/herself that are not in<br />

line or accurate with how others perceive him/her.<br />

♦ Becomes defensive and does not readily accept<br />

constructive criticism.<br />

♦ Does not take advantage of opportunities to<br />

leverage strengths or improve developmental areas.<br />

♦ Has difficulty recognising his/her personal limitations<br />

and does not know when to “say no” or ask for<br />

assistance.<br />

♦ Fails to speak up when one has a strong opinion.<br />

♦ Seeks continuous approval and is constantly<br />

apologising.<br />

♦ Does not admit own mistakes and assume<br />

responsibility.<br />

♦ Does not follow through on promises and<br />

commitments.


SAMPLE INTERVIEW QUESTIONS<br />

� Could you please describe an occasion when you were able to<br />

remain outwardly calm, even when you were provoked?<br />

• Why did you adopt this approach?<br />

• What effect did it have?<br />

• What feedback did you receive about the approach you<br />

adopted?<br />

� Could you describe a situation where you were very open with<br />

your feelings?<br />

• Why did you adopt this approach?<br />

• What effect did it have?<br />

• If similar circumstances arose, what, if anything, would you do<br />

differently?<br />

� Tell me about a time when you have been under a lot of<br />

pressure?<br />

• To what extent were your colleagues and team aware of the<br />

stress you were under?<br />

• How did they know?<br />

• What did you do?<br />

• What was the outcome?<br />

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Building Trust<br />

57<br />

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Definition � Positive Indicators X Negative Indicators<br />

Dealing openly, honestly, and<br />

transparently with issues and<br />

people. Follows through on<br />

commitments, pays attention<br />

to the interests of others, and<br />

deals in a trustworthy and<br />

dependable manner.<br />

♦ Spends time developing mutually beneficial<br />

relationships with others.<br />

♦ Takes the time to get to know internal and external<br />

partners on a personal level.<br />

♦ Promotes policies, procedures, or structures that<br />

support strong relationships, both internally and<br />

externally.<br />

♦ Follows through on commitments to build credibility<br />

and trust.<br />

♦ Takes the time to learn the cultural customs,<br />

language, personal preferences, background, etc. of<br />

others.<br />

♦ Readily offers co-operation and assistance to others<br />

and makes a strong effort to develop close and<br />

credulous relationships.<br />

♦ Considers the feelings, concerns, and interests of<br />

others when making decisions.<br />

♦ Encourage others to seek guidance and support<br />

when they have questions or are experiencing<br />

frustrations.<br />

♦ Looks for opportunities for synergy between<br />

people/teams.<br />

♦ Does not effectively utilise opportunities to develop<br />

strategic relationships with individuals or partners<br />

relevant to UNICEF’s mission/mandate.<br />

♦ Attitudes and behaviours do not foster positive ties<br />

with partners and do little to strengthen UNICEF’s<br />

position for improving the lives of women and<br />

children.<br />

♦ Is so focused on completing the task at hand, that<br />

little effort or emphasis is placed on developing and<br />

nurturing relationships with others.<br />

♦ Focuses only on self-serving, once-sided<br />

relationships that create more animosity than trust.<br />

♦ Reacts in a defensive or argumentative manner.<br />

♦ Bases communication on strictly factual-level and<br />

does not seek to develop more personal<br />

relationships with others.<br />

♦ Does not appreciate the difficulties or constraints<br />

under which others are working.<br />

♦ Actions and reactions focus solely on one’s own<br />

interests.<br />

♦ Does not get involved in discussions and debate.<br />

♦ Fails to appreciate the constraints that others are<br />

under.<br />

♦ Refuses to help other team member.<br />

♦ Is uncomfortable with people and makes them feel<br />

uncomfortable<br />

♦ Gets into unnecessary conflicts.


SAMPLE INTERVIEW QUESTIONS<br />

� Please tell me about a time when you have tried hard to be very<br />

frank and open.<br />

• Why was frankness important?<br />

• How did you approach the situation?<br />

• What did you say?<br />

• What did you do?<br />

• How was your message received?<br />

� Could you please describe a time when you have needed to<br />

demonstrate the kind of behaviour or standards that you<br />

require of others around you?<br />

• What was the situation?<br />

• How did you need to behave?<br />

• Why was this important?<br />

• How were your actions perceived by others?<br />

� It is sometimes very difficult to treat everyone in the same way.<br />

Can you think of an occasion when you have been challenged<br />

over this?<br />

• What led to the challenge?<br />

• What did you do as a result?<br />

• How might you have handled the situation differently?<br />

58<br />

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Decisiveness Makes firm and speedy<br />

decisions, which require<br />

immediacy and urgency, and<br />

commits to definite courses of<br />

action on the basis of limited<br />

information.<br />

59<br />

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Definition � Positive Indicators X Negative Indicators<br />

♦ Makes decisions in a timely manner based upon<br />

factual information, impact upon people, analyses,<br />

wisdom, and experience.<br />

♦ Carefully considers both political implications and<br />

impact on the child when making difficult decisions.<br />

♦ Makes thoughtful, outcome based decisions, even<br />

with ambiguous information under pressure and tight<br />

deadlines.<br />

♦ Considers the severity or implications of a situation<br />

and makes provisions for damage control.<br />

♦ Does not back down from a decision even under<br />

pressure, in the context of UNICEF’s principles and<br />

values.<br />

♦ Make tough and potentially unpopular decisions<br />

despite opposition.<br />

♦ Effectively handles extreme decisions that fall<br />

outside of standard policies and regulations.<br />

♦ Consult with others for input and counsel when<br />

necessary.<br />

♦ Weighs up alternative courses of action.<br />

♦ Emphasises personal accountability in his/her<br />

decision-making.<br />

♦ Tend to need more time than others and struggles to<br />

make quality decisions in a timely manner.<br />

♦ Reacts impulsively when making decisions.<br />

♦ Has difficulty maintaining a balance between<br />

individual decision-making and team-based<br />

decision-making which calls for collective action.<br />

♦ Fluctuates or “second-guesses” his/her decisions<br />

during times which require snap decision-making.<br />

♦ Inconsistent in making appropriate<br />

recommendations for action.<br />

♦ Makes a decision based on half-truths or unclear<br />

facts instead of focusing on substantiated data.<br />

♦ Defers tough decisions to others.<br />

♦ Procrastinates and delays action; does not escalate<br />

decision-making when doing so is necessary.<br />

♦ Will not act unless complete information is available.<br />

♦ Seeks to blame others for poor decision.<br />

♦ Escalates decisions unnecessarily.<br />

♦ Takes others advice without due reflection.<br />

♦ Allows ambiguous situations to persist.


SAMPLE INTERVIEW QUESTIONS<br />

� Tell me about a time when you have needed to confront<br />

someone who you believed was behaving inappropriately?<br />

• What was the specific situation?<br />

• What did you say and do?<br />

• How was this received?<br />

• What have been the consequences of your action?<br />

� Could you describe an occasion where in hindsight, you wish<br />

you had been less tolerant of another person’s inappropriate<br />

behaviour?<br />

• What delayed or prevented your action?<br />

• What was the impact of this?<br />

• How might your behaviour at this time have differed from that of<br />

your colleagues?<br />

� Tell me about one of the toughest decisions you have needed<br />

to make at work?<br />

• What made it so difficult?<br />

• What things did you need to consider in making this decision?<br />

• What were the implications of making an error?<br />

• How did you feel about needing to make the decision?<br />

• What feedback did you receive about the outcome you<br />

achieved?<br />

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INTERVIEW PRO<strong>TO</strong>COL:<br />

Education<br />

POST TITLE:____Senior Programme Officer____<br />

INTERVIEW DETAILS<br />

Name of Candidate Ms. XXXX YYYY<br />

External/Internal External<br />

Nationality Kenya<br />

Date of Birth 10/10/1965<br />

Gender Female<br />

Date and Place of Interview 24 March 2004, Nairobi<br />

Interviewer(s)<br />

Ms. AAAA<br />

Ms. BBBB<br />

Mr. CCCC<br />

“Face-to-face” ٱ or Telephone �<br />

PURPOSE AND KEY RESONSIBILITIES OF THE POST<br />

Under the guidance of the IEC, incumbent facilitates the planning, developing and implementation<br />

of the Early Childhood Education policies and activities as well as the strategy of social<br />

mobilization and other elements of the Education programme.<br />

1. Under the guidance of the IEC, contribute toward the design, preparation, implementation and<br />

evaluation of the components of the country Education programme. Analyse and evaluate data to<br />

ensure achievement of the objective and/or take corrective action when necessary to meet<br />

programme/project aims.


<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

BASIC INTERVIEW <strong>GUIDE</strong>LINES<br />

1. For detailed information on "UNICEF COMPETENCIES" please go the Learning Web on the UNICEF<br />

Intranet. Under the portal "Personal x Professional development" you will find the following:<br />

a) UNICEF Guide to Competency Based Interviewing.<br />

b) Outline of UNICEF COMPETENCIES.<br />

c) Competency Profiles for every functional area; each profile consists of 6 Foundational<br />

competencies, applicable to all levels and functions as well as of specific Functional<br />

competencies and Technical Knowledge.<br />

d) For each competency you will find Positive and Negative Behaviour Indicators. Please use<br />

them when developing interview questions and when assessing and rating candidates. They<br />

will facilitate your selection, and make it more fair, consistent and objective.<br />

2. The six Foundational competencies are applicable to all UNICEF staff positions: They are "Always<br />

Important' and therefore should always be assessed in an interview.<br />

3. The Functional competencies: You need to identify the 3-5 functional competencies which are<br />

"Critically Important" for success in the level of the job, and assess them during the interview. While<br />

all other functional competencies in the Profile are still "Important", you may not have the time to<br />

assess them during a competency-based interview. If so, please note that they could also be assessed<br />

through other criteria, such as reference checking, application forms, publications, reports,<br />

presentations, development assignments, written assignments, evaluation reports, role play or<br />

simulation exercises.<br />

4. Before the interview: this is a critical stage that determines future success of the entire selection<br />

process. During this phase, it is important that the interview Panel agrees on the following:<br />

a) Distribution of competencies to be assessed among interviewers, so that each interviewer<br />

knows in advance which of the "critically important" competencies he/she will explore and<br />

probe during the interview.<br />

b) Sufficient time should be allowed for the panel to meet and agree on the questions to be asked<br />

during the interview.<br />

c) Definition of both “present and likely future requirements" of the position (What do we<br />

expect the incumbent to do and how? One year from now, how will we know whether the<br />

incumbent has been successful? What will be the incumbent’s initial objectives?)<br />

d) Definition of the position's "critical incidents" or "commonly occurring situations" that the<br />

incumbent will most likely have to confront and deal with successfully to be considered a very<br />

good performer. Examples of critical incidents may be obtained from supervisors of the post,<br />

other managers, and staff in similar positions or from previous job-holders. It is important to<br />

identify in advance which behaviors would be considered examples of good or bad responses<br />

to these critical incidents. Again, this would make the assessment more objective, fair and<br />

transparent.


<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Please think of past real examples in UNICEF offices (i.e., both positive and negative<br />

performance incidents and actual problem scenarios) which are very useful for questions on<br />

critical incidents. This is an effective way of determining whether the candidate has strongly<br />

developed competencies to deal with those issues and situations.<br />

e) It is critical to select open-ended questions that will help probe into various aspects of a<br />

competency. Moreover, questions must be prepared in advance and in behavioural terms. For<br />

example, instead of asking "How do you feel about taking risk", the interviewer could ask "Tell<br />

me about a situation in which you faced risks", to be followed by "How did you deal with it?”<br />

f) If several candidates are to be interviewed on the same day, a timetable should be prepared. It<br />

should allow sufficient time for each interview and provide the interviewer with ample time to<br />

complete the interview protocol. Normally a competency based interview last for approximately<br />

an hour or more, and 20 minutes are required for completing the assessment, ranking the<br />

candidates. Please remember to suspend judgement during the interview, just observe and<br />

record.<br />

g) The interviewers must have the Job description and/or terms of reference together with all<br />

relevant background information/CV of each candidate.<br />

h) The panel may wish to recommend learning / developmental support for the candidate.<br />

i) The panel should arrange for all interviewed candidates to receive feedback (please refer to the<br />

developmental coaching guidelines in the P 2 D portal


<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Technical Knowledge:<br />

A. Academic Qualifications:<br />

• University degree, preferably advanced<br />

university degree or equivalent background, in<br />

Social Sciences, Civil Engineering, Public Health,<br />

Environmental Sanitation, Sanitary Engineering,<br />

Hygiene, Education, or other relevant disciplines,<br />

with training in rural water supply, sanitation,<br />

hygiene, or a related technical field.<br />

B. Experience (Please select one below)<br />

Junior β Mid β Senior β<br />

Two years of<br />

relevant<br />

professional<br />

work<br />

experience.<br />

Developing<br />

country work<br />

experience (for<br />

NO).<br />

Background/<br />

Familiarity with<br />

emergency and<br />

security.<br />

Five to eight<br />

years of<br />

relevant<br />

professional<br />

work<br />

experience.<br />

Developing<br />

country work<br />

experience (for<br />

NO).<br />

Background/<br />

Familiarity with<br />

emergency and<br />

security.<br />

C. Specialized Expertise:<br />

Ten to thirteen<br />

years of<br />

relevant<br />

professional<br />

work<br />

experience.<br />

Developing<br />

country work<br />

experience (for<br />

NO).<br />

Background/<br />

Familiarity with<br />

emergency and<br />

security.<br />

• Knowledge of water and sanitation practices<br />

and technology.<br />

• Understanding of community relations.<br />

D. Languages:<br />

Assessment Comments<br />

W<br />

D<br />

D O<br />

D<br />

N<br />

E<br />

� ڤ ٱ ٱ<br />

� ٱ ٱ ٱ<br />

ٱ � ٱ ٱ<br />

ٱ ٱ � ٱ<br />

� ٱ<br />

� ٱ<br />

• Fluency in English � ٱ ٱ ٱ<br />

• Fluency in French ٱ � ٱ ٱ<br />

• Fluency in Spanish ٱ ٱ � ٱ<br />

• Knowledge of other UN working language(s) ٱ ٱ ٱ �<br />

ٱ<br />

ٱ<br />

ٱ<br />

ٱ<br />

15 years professional experience.<br />

Worked briefly in NGO.<br />

Extensive experience as engineer in water<br />

purification.<br />

Mother tongue<br />

β Junior-Level: applies to posts categorized as NO-A, NO-B, L-1, L-2, P-1, and P-2.<br />

Mid-Level: applies to posts categorized as NO-C, NO-D, L-3, L-4, P-3, and P-4.<br />

Senior level: applies to posts categorized as P-5 and above as well as Section Chief /<br />

Office Head (National and International Officers).


<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Competencies Required W<br />

D<br />

Foundational Competencies:<br />

• Commitment<br />

Passionately and enthusiastically demonstrates<br />

responsibility and dedication to UNICEF and its<br />

mission and mandate. Aligns one’s conduct with<br />

UNICEF’s goals, ideals and guiding principles.<br />

Commits to building a culture that embodies these<br />

ideals.<br />

• Drive for Results<br />

Effectively translates ideas into actions. Has a drive<br />

to implement goals and objectives, to accomplish<br />

tasks, ensuring the end-results or services are<br />

delivered to the clients by deadlines. Makes things<br />

happen through perseverance and tenacity.<br />

Achieves quantifiable and measurable results.<br />

Identifies areas for improvement and takes<br />

necessary steps to implement those changes.<br />

• Embracing Diversity<br />

Values differences in gender, culture, opinions,<br />

values, perspectives, ideas, skills, and experiences.<br />

Managing and leveraging this diversity to maximize<br />

UNICEF's effectiveness.<br />

• Integrity<br />

Acts with uncompromising ethics and honesty at all<br />

times, in all situations, both professionally and<br />

personally.<br />

• Self-Awareness and Self-Regulation<br />

Knowing and managing one’s own emotions,<br />

strengths, weaknesses, passions, interests, and<br />

values.<br />

• Teamwork<br />

Cooperates and works effectively with others in the<br />

pursuit of common goals.<br />

Assessment Comments<br />

D O<br />

D<br />

N<br />

E<br />

� ٱ ٱ ٱ<br />

� ٱ ٱ ٱ<br />

� ٱ ٱ ٱ<br />

ٱ � ٱ ٱ<br />

ٱ � ٱ ٱ<br />

ٱ ٱ ٱ �<br />

Strong commitment towards learning new<br />

skills.<br />

Strong interest in working in UN/UNICEF,<br />

and making a difference.<br />

Proven record of getting things done<br />

effectively.<br />

Several of her technological ideas are now<br />

the standard for water purification.<br />

Worked in several countries, with a variety<br />

of people.<br />

Seems a bit introverted, but very articulate.<br />

Aware of her own strengths.<br />

Mainly worked independently throughout<br />

career; never leaded a team/project with<br />

others.


<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Competencies Required<br />

Critical Functional Competencies:<br />

Analytical and Conceptual Thinking<br />

Solves problems based on the critical review of<br />

facts, data, and information and draws conclusions<br />

based on logical reasoning.<br />

Influence<br />

Influences attitudes and opinions of others and gain<br />

agreement to proposals, plans and ideas.<br />

Effectively negotiates and persuades.<br />

Team Leadership<br />

Energizes, inspires, and develops others by creating<br />

a shared vision, demonstrates model performance<br />

and professionalism, and recognizes and rewards<br />

results.<br />

Technical Knowledge/ Technical Leadership<br />

Exercises relevant expertise or utilizes knowledge of<br />

a technical nature that requires specific training,<br />

experience, and education relevant to UNICEF’s<br />

work and one’s specific functional area. Takes<br />

leadership in the creation of new strategies and<br />

approaches based on the latest technical<br />

knowledge of a given field.<br />

Assessment Comments<br />

W<br />

D<br />

D O<br />

D<br />

N<br />

E<br />

� ٱ ٱ ٱ<br />

ٱ ٱ � ٱ<br />

ٱ ٱ � ٱ<br />

� ٱ ٱ ٱ<br />

β Junior-Level: applies to posts categorized as NO-A, NO-B, L-1, L-2, P-1, and P-2.<br />

Mid-Level: applies to posts categorized as NO-C, NO-D, L-3, L-4, P-3, and P-4.<br />

Senior level: applies to posts categorized as P-5 and above as well as Section Chief /<br />

Office Head (National and International Officers).<br />

Very good understanding of technical<br />

issues. Proven record of solving problems<br />

quickly and effectively.<br />

Not a big networker. Focuses on own<br />

solutions, does not ask for others opinions.<br />

Never lead a team/project. Prefers to work<br />

alone, or be given clear instructions.<br />

Excellent, documented technical knowledge.


<strong>GUIDE</strong> <strong>TO</strong> <strong>COMPETENCY</strong> <strong>BASED</strong> <strong>INTERVIEWING</strong><br />

Learning / Developmental Needs:<br />

Comments and Recommendation<br />

A strong candidate with a relevant background for the position.<br />

She seems a bit shy, but handled all questions professionally.<br />

Strong commitment towards new learning.<br />

Interested in using her private sector experience in the UN system.<br />

It is recommended that she is among the other candidates in the final short<br />

listing.<br />

Can be considered for the roster for future positions.<br />

It would be beneficial for her to attend a project manager/team-leader<br />

workshop or training opportunity.<br />

Name and Title of Interviewer(s): Date and Signature(s):<br />

AAAA BBBB

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