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Energy efficient vacuum solutions for industrial furnaces

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<strong>Energy</strong> <strong>efficient</strong> <strong>vacuum</strong> <strong>solutions</strong><br />

<strong>for</strong> <strong>industrial</strong> <strong>furnaces</strong><br />

Uwe Zoellig, Klaus Buhlmann<br />

Fighting against global warming and increasing greenhouse gas concentrations,<br />

the regimentation of CO2 emission are the justification <strong>for</strong><br />

the European Commission to set up the European Directive 2005/32/EC.<br />

This and several amending directives describe a framework of eco-design<br />

requirements <strong>for</strong> energy using products asking <strong>for</strong> increased efficiencies.<br />

New norms have been written and others have been updated which now<br />

need to be considered in new product engineering projects. Beside this<br />

energy costs are rising constantly and will continue to rise in the future.<br />

Considering these aspects the design of modern <strong>furnaces</strong> has changed<br />

recently. New designed <strong>vacuum</strong> <strong>furnaces</strong> are operating much more<br />

<strong>efficient</strong> as older <strong>furnaces</strong>. In consequence, also the <strong>vacuum</strong> pumps and<br />

pump systems must be designed accordingly to support these energy saving<br />

attempts. For sure first priority <strong>for</strong> the <strong>vacuum</strong> pumps and systems is always to<br />

reliably provide the required <strong>vacuum</strong> level; trouble-free operation is a<br />

must. The need of energy saving does not allow uptime reduction of the<br />

furnace. High reliability can be reached by using traditional technologies<br />

as e.g. oil-sealed rotary piston or rotary-vane pumps, roots blowers and<br />

diffusion pumps, but next to these also more modern technologies such<br />

as dry screw pumps already have a proven track record to work most<br />

reliable even under harshest conditions. But, are all these pumps also<br />

optimized in view of energy consumption?<br />

The article will demonstrate that modern<br />

<strong>vacuum</strong> <strong>solutions</strong> with dry-compressing<br />

screw type <strong>vacuum</strong> pumps and<br />

new innovative roots blower designs can<br />

help meeting the goals in energy saving.<br />

Further on it describes measures taken<br />

at conventional <strong>vacuum</strong> components as<br />

<strong>for</strong> example rotary-vane pumps or even<br />

diffusion pumps support fulfillment of<br />

the new energy-saving requirements.<br />

Standard <strong>vacuum</strong> systems used<br />

on <strong>furnaces</strong> today<br />

Oil-sealed <strong>vacuum</strong> pumps, combined<br />

with roots-type booster pumps are<br />

today’s standard equipment <strong>for</strong> most<br />

<strong>industrial</strong> <strong>vacuum</strong> <strong>furnaces</strong>. These <strong>vacuum</strong><br />

pumping systems do have relatively<br />

low investment costs and are still<br />

the norm <strong>for</strong> a broad field in heat-treatments.<br />

Mostly depending on regional preferences,<br />

two concepts <strong>for</strong> oil-sealed <strong>for</strong>e<strong>vacuum</strong><br />

pumps compete against each<br />

other; rotary-vane pumps and rotarypiston<br />

pumps. Rotary piston pumps are<br />

<strong>for</strong> sure more robust as vane pumps, but<br />

they become more and more obsolete.<br />

For applications such as annealing, hardening<br />

and tempering, which cause only<br />

a benign load with negligible impact on<br />

the <strong>vacuum</strong> system, oil-sealed <strong>vacuum</strong><br />

pumps offer cost-effective and very reliable<br />

per<strong>for</strong>mance. Compared with piston<br />

pumps, rotary vane pumps offer the<br />

same sufficient process stability, have<br />

a lower capital cost and consume app.<br />

5 to 10 % less energy, simply as the<br />

rotating mass is lighter weighted. But,<br />

is there additional potential <strong>for</strong> even<br />

higher energy savings?<br />

For more harsh applications as e.g.<br />

brazing, carburizing or sintering more<br />

and more end-users choose dry screw<br />

pumps as backing pumps, simply as<br />

these are more capable and reliable to<br />

withstand the higher process requirements<br />

as any oil-sealed pump. Ten-<br />

dentious, even in standard applications<br />

many oil-sealed pumps are substituted<br />

by dry screw pumps because of the<br />

significantly lower cost-of-ownership of<br />

these pumps.<br />

But, today’s dry pumps are typically<br />

more energy consuming as oil-sealed<br />

pumps of the same size. Is this a pig in<br />

a poke? Does the user have to accept<br />

a higher power demand as trade-in <strong>for</strong><br />

the higher robustness?<br />

Roots-blowers are used on nearly<br />

each furnace and have a more or less<br />

unchanged design since decades. Their<br />

power consumption is minor compared<br />

to <strong>for</strong>e-<strong>vacuum</strong> pumps but can their<br />

power demand even be further reduced<br />

by modern designs or intelligent controls?<br />

Most high-<strong>vacuum</strong> <strong>furnaces</strong> use oil-diffusion<br />

pumps to reach pressure ranges<br />

below 10-3 mbar. These type of pumps<br />

are proven “working-horses” and very<br />

robust, but their power consumption is<br />

high and does not change even if the<br />

furnace is in idle mode. Can this also be<br />

changed by innovative designs or controls?<br />

The following chapters will give answers<br />

to each of the above raised questions.<br />

It will be demonstrated that by using<br />

modern <strong>solutions</strong> higher efficiency-rates<br />

and reduced power consumption can<br />

be achieved. “The most environmental<br />

friendly and cost saving kWh is the one<br />

which is never consumed – it pays off”.<br />

Detail view on rotary-vane<br />

pumps<br />

The principle of an up-to-date rotaryvane<br />

pump is already quite optimal<br />

<strong>for</strong> low power consumption. Rotating<br />

masses (including oil) are minimized,<br />

internal friction is low and by principle<br />

the pumps do the most <strong>efficient</strong> adiabatic<br />

compression. The power consumption<br />

of such pumps is clearly less than<br />

the nominal motor power. A SOGEVAC<br />

HEAT PROCESSING · (9) · ISSUE 2 · 2011 · VULKAN-VERLAG · ESSEN


SV630B <strong>for</strong> example (Fig. 1) is equipped<br />

with a 15 kW flange motor. The effective<br />

power consumption of this pump<br />

at a typical operation pressure <strong>for</strong> a<br />

furnace below 1 mbar is approximately<br />

7.4 kW.<br />

New pump deliveries will include IE2<br />

motors, which meet latest standards.<br />

Motors declared IE2 have a higher<br />

efficiency factor, all kind of losses, such<br />

as iron- and copper-losses, are minimized<br />

to achieve a higher efficiency.<br />

Realistically additional energy saving can<br />

only be reached by operating the pumps<br />

motor with a matched variable speed<br />

drive (converter). Thus an optimum in<br />

per<strong>for</strong>mance can be achieved. Ramp up<br />

function and torque optimization are<br />

two features among other provided by<br />

modern variable speed drives. Next to<br />

this frequency drives offers extended<br />

possibilities <strong>for</strong> process control, e.g.<br />

a suction speed reduction during the<br />

boost phase of a carburizing process to<br />

reduce HC-gas consumption.<br />

Detail view on screw-type dry<br />

<strong>vacuum</strong> pumps<br />

Today’s standard dry pumps are screw<br />

pumps with variable pitch rotor design.<br />

Fig. 2: Layout of the hermetically sealed DRYVAC screw pumps<br />

featuring 2 rotors with progressive pitch profile and build-in<br />

frequency-converter driven high-efficiency motor<br />

HEAT PROCESSING · (9) · ISSUE 2 · 2011 · VULKAN-VERLAG · ESSEN<br />

Fig. 1: <strong>Energy</strong> <strong>efficient</strong> standard pump <strong>for</strong><br />

benign applications: SOGEVAC SV300B<br />

Continues compression along the rotor<br />

length minimizes the energy demand.<br />

Older technologies with constant screw<br />

pitch or even dry pumps based on multiple<br />

stages of roots- or claw type rotors,<br />

have a significantly higher power consumption<br />

due to design and pumping<br />

principle.<br />

But even the plurality of today’s screwpumps<br />

with variable pitch, differ a lot<br />

from each other. Most pumps of the<br />

600 m³/h class demand app. 10 kW<br />

power at typical furnace operation pressures<br />

below 1 mbar, which is a clearly<br />

higher value as those of a comparable<br />

rotary-vane pump.<br />

During the development of DRYVAC<br />

(Fig. 2), reduction of energy consumption<br />

was a mayor focus. Optimizing the<br />

mechanical rotor design, the electrical<br />

motor concept and by selection of a<br />

perfectly matched build-in frequency<br />

converter the achieved result is overwhelming.<br />

The DRYVAC 650S (Fig. 3) does only<br />

consume 6.9 kW at 1 mbar, it is even<br />

more energy <strong>efficient</strong> than a rotary-vane<br />

pump and by this becomes the new<br />

bench mark <strong>for</strong> power consumption in<br />

the market.<br />

The build-in frequency converter also<br />

offers potential <strong>for</strong> additional savings<br />

and more process control. Many process<br />

steps do not require “full-power” suction<br />

speed, especially during operation<br />

at rougher pressures (e.g. during carburizing).<br />

Soft start and ramping functionality<br />

can be realized with the variable<br />

frequency drive. Chamber pressure can<br />

be controlled by varying the rotational<br />

speed. The customer can even realize<br />

a process specific “standby condition”<br />

considering certain valve positions to<br />

save <strong>for</strong> example the volume of supplied<br />

Nitrogen.<br />

Next to these environmental issues, <strong>for</strong><br />

sure the modern design of the DRYVAC<br />

does eliminate sensitive components as<br />

shaft-seals or couplings which clearly<br />

increase robustness and reliability of the<br />

pump.<br />

Detail view on roots-type<br />

<strong>vacuum</strong> blowers<br />

Most roots pumps used today are standard<br />

designs with flanged motors and<br />

lip-type shaft sealing. For most applications<br />

this design is sufficient, but it<br />

includes some weaknesses:<br />

• Shaft-sealing, couplings and motorbearings<br />

wear down over time<br />

• Shaft-seals do not allow an operation<br />

at significantly increased rotary<br />

speed.<br />

• The motor is mostly a standard motor<br />

not really matched to the pump <strong>for</strong><br />

optimal usage.<br />

The first two points could be addressed<br />

by usage of the well known “cannedmotor”<br />

pumps, such as the RUVAC<br />

WS2001 – since years available on the<br />

market. However, when looking at<br />

energy-efficiency this is a step back-<br />

Fig. 3: Picture: DRYVAC Enduro 650S, the new<br />

most energy <strong>efficient</strong> standard <strong>for</strong> demanding heattreatment<br />

applications


Fig. 4: Motor concepts of a standard roots-pump (left) and a RUVAC WH roots-type booster<br />

pump (right)<br />

wards, as the canned motors typically<br />

operate by far less <strong>efficient</strong> than standard<br />

flange motors.<br />

More promising are the most modern<br />

developments, using build-in, potted<br />

motor designs. Here the advantages of<br />

the canned-motor design are combined<br />

with reduced power consumption and<br />

offers improved compactness. In addition,<br />

the potted motors used <strong>for</strong> RUVAC<br />

WH roots-type booster pumps (Fig. 4)<br />

Fig. 5:<br />

RUVAC WH4400, most<br />

compact and power saving<br />

design on market<br />

are high efficiency IE2 motors without<br />

external shaft seal or couplings. Further<br />

on the pumps are hermetically tight, a<br />

benefit <strong>for</strong> many processes.<br />

At typical furnace operation pressures a<br />

RUVAC WH (Fig. 5) can be sped up by<br />

a frequency converter to rotary speeds<br />

up to 120 Hz (varying with pump-size).<br />

Thus a small pump can often substitute<br />

a much bigger pump, which reduces the<br />

installed and consumed motor power.<br />

Fig. 6:<br />

Pumping principle<br />

of a diffusion pump<br />

Detail view on diffusion pumps<br />

Diffusion pumps work in the high-<strong>vacuum</strong><br />

field and require there<strong>for</strong>e a complete<br />

different pumping principle as the<br />

be<strong>for</strong>e described displacement pumps.<br />

Inside a diffusion pump, oil (Fig. 6) is<br />

evaporated, guided through multiple<br />

jet stages to build a steam “umbrella”<br />

which traps gas molecules flying into it.<br />

The oil steam is condensed when reaching<br />

the outer wall of the pump and<br />

recirculated.<br />

Being a very simple, very robust and<br />

proven principle on the one hand side,<br />

a diffusion-pump on the other hand<br />

requires lots of energy. Most energy is<br />

consumed to evaporate the oil and not<br />

to compress the gas. All this evaporation<br />

energy is then removed by the coolant<br />

again as all oil is condensed again. Obviously,<br />

this is not a pump-principle with<br />

low energy demand.<br />

Poorly the industry still need to stick to<br />

this energy wasting solution <strong>for</strong> most<br />

applications, as alternative high-<strong>vacuum</strong><br />

pumps which are much more energy<br />

<strong>efficient</strong> (e.g. Turbomolecular pumps<br />

or Cryo pumps) are simply not robust<br />

enough to handle most furnace applications<br />

and next to this their initial costs<br />

are much higher.<br />

But there are ways to minimize the<br />

power consumption of a diffusion<br />

pump. A major intuence is given by the<br />

heater design. Most producers use heating-plates<br />

which are positioned below<br />

the oil-reservoir (boiler), see Fig. 7. This<br />

is not very energy <strong>efficient</strong> as there are<br />

high losses during the heat transfer into<br />

the oil, e.g. caused by the air-gap in<br />

between the heater element itself and<br />

Fig. 7: Heater elements positioned inside<br />

the oil reservoir of a diffusion pump<br />

HEAT PROCESSING · (9) · ISSUE 2 · 2011 · VULKAN-VERLAG · ESSEN


Fig. 8: Oil-diffusion pump LEYBOJET 630, improved <strong>for</strong><br />

high throughput and lowest power-consumption<br />

the bottom of the diffusion pump. Better<br />

designs use heating elements positioned<br />

directly inside the oil-reservoir, by<br />

this clearly improving the heat transmission,<br />

bringing all heating energy directly<br />

into the oil.<br />

Most energy is used during the heating<br />

phase of the diffusion pump. To shorten<br />

the heating time, it is important to<br />

minimize the mass of the pump which<br />

needs to be heated. <strong>Energy</strong> only used<br />

to heat the pumps material is generally<br />

a wasted energy. Intelligent designed<br />

diffusion pumps as those from the DIP<br />

or LEYBOJET type (Fig. 8) have a total<br />

mass around 25 % less as that of most<br />

competitors, there<strong>for</strong>e offering a much<br />

shorter heating-up time and lots of<br />

energy saving.<br />

HEAT PROCESSING · (9) · ISSUE 2 · 2011 · VULKAN-VERLAG · ESSEN<br />

The full heater power is only necessary<br />

during the pumps heating phase. Compared<br />

with the total operation time of<br />

a typical furnace process, this time is<br />

relatively short. Most time the furnace is<br />

constantly maintained at high-<strong>vacuum</strong><br />

or the diffusion pump is idling behind<br />

a closed valve. During all this time, a<br />

diffusion pump does not have such<br />

high power demand. Despite this fact,<br />

most diffusion pumps are continuously<br />

operated with full heating power, wasting<br />

lots of energy. Innovative controlsystems<br />

can identify the actual power<br />

demand and regulate the power supply<br />

of the heaters accordingly. By these<br />

measures a reduction in power consumption<br />

of more than 30 % can be<br />

realized.<br />

Conclusions<br />

There are many possibilities to safe<br />

energy. For sure <strong>vacuum</strong> pumps<br />

demand only a smaller part of the total<br />

energy consumption in a heat treatment<br />

process, but the responsible user should<br />

take all useful measures to reduce<br />

energy consumption, helping to reach<br />

our all environmental goals.<br />

To use modern dry-compression screw<br />

type <strong>vacuum</strong> pumps or roots-pump<br />

clearly helps to minimize the environmental<br />

footprint of a <strong>vacuum</strong> pumps<br />

and pump-systems. Along with this, the<br />

implementation of latest <strong>vacuum</strong> pump<br />

designs, even <strong>for</strong> more traditional technologies<br />

as diffusion pumps or rotaryvane<br />

pumps will further reduce the CO2<br />

footprint. Intelligent controls will play<br />

a more and more important role and<br />

definitely help to meet the environmental<br />

goals.<br />

Users should evaluate all options and<br />

not just stick to conventional <strong>solutions</strong>.<br />

Modern pump technology is robust<br />

and reliable, but most environmental<br />

friendly, too. It helps to safe operation<br />

costs and to protect our green environment.<br />

<br />

Uwe Zoellig<br />

Oerlikon Leybold Vacuum<br />

GmbH<br />

Cologne (Germany)<br />

Tel.: +49 (0) 221 / 347 1375<br />

uwe.zoellig@oerlikon.com<br />

Klaus Buhlmann<br />

Oerlikon Leybold Vacuum<br />

GmbH<br />

Cologne (Germany)<br />

klaus.buhlmann@<br />

oerlikon.com

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