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<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

Official Publication of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />

February 2010 • Issue 449<br />

ORDER IN THE COURT


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2 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>


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February 2010 3<br />

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McIvers & Slater<br />

Mediation and Arbitration<br />

Kevin Thomas McIvers<br />

kmcivers@mciversandslater.com<br />

Hon. James M. Slater<br />

Judge of the Superior Court, Ret.<br />

jslater@mciversandslater.com<br />

Excellence in Dispute Resolution<br />

Business Disputes<br />

Real Estate<br />

Elder Abuse<br />

Professional Liability<br />

Medical Malpractice<br />

Insurance & Bad Faith<br />

Employment & Wrongful Termination<br />

Construction Contract & Defect<br />

Personal Injury & Wrongful Death<br />

(805) 897-3843<br />

www.McIversandSlater.com<br />

211 East Anapamu Street • <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101


Lynn E. Goebel<br />

President<br />

Ehlers, Fairbanks & Goebel, LLP<br />

15 West Carrillo Street, Suite 217<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />

T: 879-7513 F: 879-4006<br />

Mack Staton<br />

President Elect<br />

Bench and <strong>Bar</strong> Conference (2010)<br />

Events Committee<br />

Mullen & Henzell LLP<br />

112 E. Victoria Street<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA, 93101<br />

T: 966-1501 F: 966-9204<br />

Catherine Swysen<br />

Secretary<br />

Sanger & Swysen<br />

233 E. Carrillo Street, Suite C<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />

T: 962-4887 F: 963-7311<br />

Donna Lewis<br />

Chief Financial Officer<br />

Attorney at Law<br />

789 North Ontare Road<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />

T: 682-4090<br />

Melissa Fassett<br />

Past President<br />

Special Projects<br />

Price, Postel & Parma LLP<br />

200 E. Carrillo Street, Suite 400<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />

T: 962-0011 F: 965-3978<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />

www.sblaw.org<br />

2010 Officers and Directors<br />

Winnie Cai<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

Editor-in-Chief<br />

Attorney at Law<br />

7325 Elmhurst Place<br />

Goleta, CA 93117<br />

T: 636-0190<br />

Naomi Dewey<br />

MCLE Chair<br />

Hardin & Coffin, LLP<br />

1531 Chapala Street, Suite 1<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />

T: 963-3301 F: 963-7372<br />

Luis Esparza<br />

Events Committee<br />

Esparza Law Group, PC<br />

1129 State Street, Suite 13<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />

T: 564-1018 F: 564-1437<br />

Herb Fox<br />

Liaison/Bench and <strong>Bar</strong><br />

Law Office of Herb Fox<br />

15 West Carrillo Street, Suite<br />

211, SB 93101<br />

T: 899-4777, F: 899-2121<br />

Saji Gunawardane<br />

Special Projects<br />

Law In Motion, PC<br />

924 Anacapa Street, Suite 2-J<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />

T: 845-4000 F: 845-4867<br />

Mission Statement<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />

The mission of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />

is to preserve the integrity of the legal profession and<br />

respect for the law, to advance the professional growth<br />

and education of its members, to encourage civility and<br />

collegiality among its members, to promote equal access to<br />

justice and protect the independence of the legal profession<br />

and the judiciary.<br />

Jennifer Kruse Hanrahan<br />

Liaison, Legal/Community<br />

Relations<br />

Attorney at Law<br />

285 Chateaux Elise, Suite B<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93109<br />

T: 636-5566 F: 966-6407<br />

Cristi Michelon<br />

Events Committee<br />

Eaton, Jones & Michelon<br />

1032 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Street<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />

T: 963-2014 F: 966-2120<br />

John J. Thyne III<br />

Law Day/Law Week<br />

Bench and <strong>Bar</strong><br />

The Law Offices of John Thyne<br />

2000 State Street<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />

T: 963-9958 F: 963-3814<br />

William Duval, Jr.<br />

Law Day/Law Week<br />

Attorney at Law<br />

1114 State Street, Suite 240<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />

T: 963-9641 F: 963-4071<br />

Lida Sideris<br />

Executive Director<br />

SBCBA Office<br />

123 W. Padre Street, No. E<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />

T: 569-5511 F: 569-2888<br />

sblawmag@verizon.net<br />

4 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

A Publication of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

<strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />

©2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />

EDITOR-IN-CHIEF<br />

Winnie Cai<br />

ASSISTANT EDITORS<br />

John Derrick<br />

Pauline Maxwell<br />

SENIOR EDITOR<br />

Saji Gunawardane<br />

SENIOR ADVISOR<br />

Lol Sorensen<br />

MOTIONS EDITOR<br />

Justin Greene<br />

VERDICTS & DECISIONS<br />

EDITOR<br />

Lindsay G. Shinn<br />

COVER ART<br />

Saji Gunawardane<br />

EDITORIAL SUPPORT<br />

Michael Lyons<br />

Adam Carralejo<br />

Jill Jackman Sadler<br />

CONTRIBUTING WRITERS<br />

Herb Fox<br />

Robert Sanger<br />

Submit all EDITORIAL matter to<br />

Winnie Cai at<br />

santabarbaralawyer@yahoo.com<br />

with “SUBMISSION” in the email<br />

subject line.<br />

Submit all ADvERTIsIng to :<br />

SBCBA, 123 W. Padre Street, #E<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />

phone 569-5511, fax 569-2888<br />

Classifieds can be emailed to:<br />

sblawmag@verizon.net


<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

Official Publication of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />

February 2010 • Issue 449<br />

Articles<br />

6 Judge J. William McLafferty 1939–2010, By Judge<br />

James W. Brown<br />

8 Ten Tips to Improve Your Success in the Courtroom, By<br />

Denise de Bellefeuille<br />

9 A Few Courtroom Tips, By Judge Thomas P. Anderle<br />

12 How to Annoy the Court of Appeal in 4 Easy Steps, By<br />

John Derrick<br />

14 Lesson in a Parking Lot, By Brad Ginder<br />

17 In Memoriam: Kimberley E. Montanaro, By Jennifer<br />

Raphael<br />

20 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s’ Annual Dinner and<br />

Meeting, By Naomi Dewey<br />

23 New Criminal Laws for 2010, By Robert Sanger<br />

24 New Rule 3-410: New Duties, Unresolved Issues, By<br />

Michael Colton<br />

26 A Few of Our New Year’s Resolutions<br />

29 Volunteer Attorneys Needed for 2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />

Mock Trial Competition, By Josefina Martinez and Saji<br />

Gunawardane<br />

31 The Buck Stops Here, By Lida Sideris<br />

sections<br />

32 Verdicts & Decisions<br />

34 Motions<br />

35 Classifieds<br />

38 Calendar<br />

February 2010 5<br />

Editor’s Message<br />

By Wi n n i e Ca i<br />

We begin this month on a somber note: Judge J.<br />

William McLafferty and attorney Kimberley<br />

Montanaro both passed away in January.<br />

Judge McLafferty presided over Department 5 decisively<br />

and fairly for over 12 years. Pauline Maxwell, a legal research<br />

attorney for the court, fondly remembers Judge<br />

McLafferty’s “boyish sense of humor and joy for life.” You<br />

will find Judge James W. Brown’s warm memories of his<br />

fellow bench officer in the following pages.<br />

Kimberley was a partner at Anticouni & Associates, LLP<br />

where she specialized in class action lawsuits. I did not have<br />

the good fortune of knowing Kimberley, but it is obvious<br />

that she was an excellent attorney and wonderful person.<br />

Tributes from her friends and colleagues show that Kimberley<br />

made an indelible mark on everything she did.<br />

The profound sadness felt by the passing of these two<br />

well-respected colleagues is a reminder of the tight-knit<br />

nature of our community and that we should practice law<br />

with civility and integrity. As it turns out, these are the<br />

themes of the current issue. Judge Denise de Bellefeuille<br />

and Judge Thomas P. Anderle offer concrete advice on how<br />

to become better lawyers. It is advice based on many years<br />

of observing lawyers at their business, some successfully,<br />

some not. A few of these ideas may be familiar to you, but<br />

it is good to be reminded of them as we strive to perfect<br />

our craft.<br />

Due to Judge McLafferty’s untimely death and this publication’s<br />

production schedule, we were not able to celebrate<br />

adequately Judge McLafferty’s life in the February issue.<br />

We will dedicate the March issue to Judge McLafferty,<br />

featuring the words of his friends and colleagues. If you<br />

would like to share your memories of the late judge, please<br />

direct them to santabarbaralawyer@yahoo.com.


Judge J. William McLafferty<br />

June 14, 1939 – January 15, 2010<br />

The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> legal community and<br />

particularly his colleagues on the bench<br />

and courthouse staff were shocked and<br />

profoundly saddened by the news of Judge Bill<br />

McLafferty’s sudden passing on Friday, January<br />

15, 2010, at Cottage Hospital. Although Bill had<br />

been hospitalized for more than a month and<br />

had undergone serious surgery related to longstanding<br />

pulmonary issues, he had appeared to<br />

be rebounding and we expected soon to see him<br />

back at his post in Department Five. The reality<br />

of his absence is slowly sinking in.<br />

His loss will be particularly felt in the South<br />

Coast Civil Division where he has long been<br />

the Supervising Judge, both before and after his<br />

term as Presiding Judge from 2007 through 2008.<br />

Bill strengthened the CADRe program and pio-<br />

neered the Case Management Alternative Dispute<br />

Resolution Early Settlement Session (CMADRESS)<br />

into a highly effective early settlement vehicle using<br />

civic minded and specially trained attorneys under<br />

Court supervision to resolve civil cases early at great<br />

savings of Court and litigant resources.<br />

Bill managed to bridge the gulf of isolation that<br />

can separate judges from the communities they<br />

serve by his active and often humorous participation<br />

in the William L. Gordon Inn of Court and a<br />

wide range of other community organizations. Although<br />

he maintained discipline in the courtroom,<br />

a warm heart of compassion, fostered perhaps by<br />

his own humble beginnings, was never far below<br />

the surface. He will be greatly missed.<br />

6 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

- Judge James W. Brown<br />

A full memorial spread on Judge McLafferty will be included in the March 2010<br />

issue of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>. Please refer to the Editor’s Message on page 5 to see<br />

how you can contribute to the commemoration of Judge McLafferty’s life.


I N ME MORI A M<br />

HON. J. WILLI AM MCL AFFERTY, JR.<br />

ACCOMPLISHED TRIA L L AWYER<br />

E S T EEMED PA RT NER<br />

R ESPECT ED JURIST<br />

SANTA BARB ARA SUPERIOR COURT 1997-2010<br />

A RCHBALD & SPRAY LLP 1975-1997<br />

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February 2010 7


The Practice of Law<br />

Ten Tips to Improve<br />

Your success in the<br />

Courtroom<br />

By Ju d g e de n i s e d e Bellefeuille<br />

Atrial is a real life drama, and judges have the best<br />

seat in the house. Judges see all kinds of lawyers<br />

in court — charismatic, confident, well-prepared<br />

types, and those less so. Whatever your skills, it never hurts<br />

to think about the things you might do to improve them.<br />

So to that end I would like to offer the following ten tips<br />

for your consideration.<br />

First, when you are developing the theory of your case,<br />

look at the jury instructions applicable to your causes of<br />

action. The instructions contain all of the elements you<br />

must prove in order to win your case.<br />

Take the words of the instructions and<br />

match them to the testimony of your<br />

intended witnesses so that you cover all<br />

of the necessary bases. Remember, if you<br />

miss an element, you lose! This simple<br />

form of preparation helps you to evaluate<br />

the strength of your case and gives you a<br />

chance to consider what you will need to<br />

prove and how to do it.<br />

Second, read the California Evidence<br />

Code, cover to cover. Yes, it is not as<br />

thrilling as a good novel. But it contains<br />

everything you need to know about how<br />

to get evidence admitted in court, and how<br />

to prevent your opponent from admitting<br />

evidence. You might be surprised to discover<br />

the true definition of hearsay and its<br />

many exceptions. Most lawyers misunderstand<br />

the hearsay rule because few have<br />

taken time to read it and think about it,<br />

much less go through the precise analysis necessary to get<br />

an out of court statement either admitted or excluded.<br />

Third, learn how to authenticate evidence and do it<br />

crisply, succinctly, and clearly for the benefit of the judge,<br />

jury, and court reporter. To this end you might try the<br />

following magic formula, which works like a charm. You<br />

show a marked exhibit to witness. You announce in your<br />

question: “I show you exhibit one marked for identifica-<br />

Take a page from English<br />

barristers who simply state,<br />

calmly and in the King’s<br />

English, “I respectfully<br />

disagree with my learned<br />

friend.” Learned friend<br />

is code for any other term<br />

you’d like to call the other<br />

lawyer. But it sounds<br />

elegant and positive and<br />

you will earn points for<br />

decorum and politeness.<br />

tion: What is this? How<br />

do you recognize it? Did<br />

you create this? Where<br />

did you obtain this?” Or<br />

other questions along this<br />

line, to establish what the<br />

document is and to make<br />

a foundation for it to come<br />

into evidence.<br />

On a related note, please<br />

do not ever approach a<br />

witness with an unmarked<br />

document. The reason<br />

we have the clerk mark<br />

Denise de Bellefeuille<br />

exhibits is to keep track<br />

of them so that we have a<br />

clear record. Documents<br />

are easy to misplace. Everything shown to a witness must<br />

first be marked for identification by the court clerk.<br />

Fourth, think about how you are going to get documents<br />

into evidence. Are they business records? Are they hearsay?<br />

How do you overcome the hurdles<br />

to admission? Why not meet with your<br />

opponent and see if he or she will stipulate<br />

to the admission of key documents? It may<br />

save time and aggravation. Otherwise,<br />

have a theory of admissibility and be<br />

prepared to authenticate and lay a proper<br />

foundation for the thing to be admitted.<br />

Fifth, do not make speaking objections.<br />

A speaking objection sounds like a very<br />

long whine. The only correct way to object<br />

is to use one or two key words to clue the<br />

judge (acting as referee) — such as “objection,<br />

hearsay; asked and answered; vague<br />

and unintelligible; leading” and so on. It<br />

might be helpful for you to compile a list<br />

of correct objections and take them with<br />

you to court as a handy shorthand tool.<br />

Sixth, spend some time forming appropriate<br />

questions for your witnesses. Keep<br />

in mind the rule that only non-leading<br />

questions are allowed on direct examination. Non-leading<br />

means a question that is open-ended as opposed to a leading<br />

question, which suggests the answer in the body of<br />

the question. A good direct examination is one that lets<br />

the witness tell his or her story seamlessly. It is an art form<br />

that is often overlooked by the nervous lawyer. To cultivate<br />

8 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

Continued on page 10


A Few<br />

Courtroom Tips<br />

By Ju d g e Th o m a s P. an d e r l e<br />

F<br />

rom time-to-time I have shared some thoughts<br />

with lawyers about issues that confront me. Here<br />

are a few observations that might help you on<br />

your next court appearance.<br />

“Do you ever change a tentative ruling?”<br />

Not very often. Sometimes the law and motion calendar<br />

contains more motion than law. So if it is not in your moving<br />

papers, it does not exist. Remember I have read your<br />

papers and I have considered whatever you said and why<br />

you said it. Although I have no objection to any argument,<br />

you want to keep that in mind. I have already spent a lot<br />

of time on your case.<br />

“Do you think the quality of practicing lawyers<br />

has improved in the last 10 years?”<br />

Absolutely. The writing is certainly better. 95% of the<br />

lawyers in my courtroom work hard and do a good job.<br />

(Don’t “join” the other 5%.) The number of cases actually<br />

being tried seems to be down. Some of the reasons for<br />

that are:<br />

A) MICRA limitations, which made sense years ago,<br />

have now made the really big pain and suffering case too<br />

expensive to try. B) The insurance industry started to tell<br />

the lawyers who had relatively small cases that they had to<br />

try their marginal cases. C) The ADR system has put a big<br />

emphasis on settlement. D) The attitude toward “mediation”<br />

has changed significantly. We have far more lawyers<br />

who want to be mediators than trial attorneys. E) We are<br />

doing a better job with law and motion. The marginal cases<br />

and marginal causes of action are being cut out. Years ago<br />

we did not have the resources to really do good work in<br />

law and motion.<br />

“What does all that mean to a trial attorney?”<br />

When that case comes in the door if it is not winnable,<br />

don’t take it. You make money on the cases you don’t take.<br />

At the same time get your settlement cap on early and<br />

make sure your client recognizes the advantages of early<br />

February 2010 9<br />

settlement.<br />

Consider carefully if you<br />

want to get behind on your<br />

billing on the assumption<br />

that you will make it up<br />

by winning at trial. That<br />

can be very expensive<br />

learning.<br />

The Practice of Law<br />

“How effective do you<br />

think Evidence Code<br />

§ 776 testimony is in<br />

a trial?”<br />

It is very commonly<br />

Judge Thomas P. Anderle<br />

done, and it is very commonly<br />

unproductive and<br />

repetitive. It is much overused.<br />

Get in and get out. You give the defendant an opportunity<br />

to tell their story in the middle of your case, and<br />

a second time in their case. It is rarely helpful when it is<br />

done exhaustively.<br />

“Do you think ‘evidentiary objections’ to<br />

the declarations submitted on a motion are<br />

helpful?”<br />

<strong>Lawyer</strong>s must use some reasonable restraint in their<br />

submission of declarations that contain inadmissible statements<br />

and opposing counsel must use some reasonable<br />

restraint in making their objections. <strong>Lawyer</strong>s often seem<br />

not to have even considered using such restraint in their<br />

case. Even though many of the objections made by a moving<br />

party are valid, (1) I ask counsel who are submitting the<br />

declarations to read them before filing them and eliminate<br />

the inadmissible testimony, and (2) I ask counsel who are<br />

objecting to the inadmissible testimony to resist exercising<br />

every conceivable objection, on the theory that in most<br />

cases there is virtually no harm done by the inadmissible<br />

statement and in every case I have to read and rule on each<br />

objection.<br />

“Is there a particular thing that we should work<br />

harder at?”<br />

a. <strong>Lawyer</strong>s who cannot be civil. Keep in mind, it rarely<br />

helps your case to annoy the trial judge by not keeping your<br />

anger under control.<br />

b. Number your in limine motions.<br />

c. Limit your in limine motions.<br />

d. List your witnesses in alphabetical order.<br />

e. Please consider your settlement posture more than 5<br />

days before the mandatory settlement conference.


de Bellefueille, continued from page 8<br />

this art, try to ask simple, straightforward questions that<br />

begin with words like who, what, when, where or how.<br />

Here are some examples: Where were you on September<br />

11, 2001 at 8:42 am? What did you see? What happened<br />

next? How do you know that?<br />

Seventh, “Cross examination is not the art of examining<br />

crossly. It is the delicate task of gently leading a witness<br />

into a fatal admission.” (John Mortimer, English <strong>Bar</strong>rister<br />

extraordinaire and author of Rumpole of the Bailey.) Cross<br />

examination is perhaps the most difficult skill to master as<br />

a lawyer. Personally, in 13 years of practice I think I did one<br />

really good cross examination. After 16 years as a judge,<br />

I have witnessed precisely two excellent cross examinations.<br />

Two, count them. Cross examination requires a high<br />

level of preparation and thoughtfulness, plus a little talent.<br />

I have an outstanding VHS tape of the late, great Cornell<br />

Law School Professor Irving Younger on the subject that I<br />

will happily lend out to anyone interested in getting some<br />

good tips in this department. Suffice it to say, you need to<br />

have a strategy for getting that fatal admission. An ineffective<br />

cross examination can damage your own case and<br />

strengthen your opponent’s!<br />

Court Furlough<br />

Days 2010<br />

January 20, 2010<br />

February 17, 2010<br />

March 17, 2010<br />

April 21, 2010<br />

May 19, 2010<br />

June 16, 2010<br />

Eighth, for you civil lawyers out there, could someone<br />

kindly tell me where you learned the bold move of calling<br />

your first witness in trial the opposing party “under<br />

776, your honor” (referencing Evidence Code 776)? This<br />

is always a HUGE mistake. First of all, you have not yet<br />

established any of the basic facts of your case through<br />

your own friendly witnesses (who will seamlessly tell<br />

their stories under non-leading direct examination). No,<br />

instead, you want to take the hostile opponent on cross<br />

examination before anyone knows anything about your<br />

theory of the case.<br />

Trust me, no matter how confident you are, you cannot<br />

do this well. Don’t do it. It’s not a good move. It usually<br />

results in a tremendous amount of read-back in the jury<br />

room. It’s confusing and counterproductive. It does not<br />

accomplish your goal of making the other side look small<br />

and unbelievable. It does the opposite, actually.<br />

Ninth, no matter how obnoxious or aggravating your<br />

opponent proves to be, do not ever, ever, ever, lower yourself<br />

to engage in any personal attacks against him or her.<br />

NEVER! This is exceptionally difficult when your opponent<br />

is doing this to you. It is all too human to want to respond<br />

to such bad behavior because we all retain the right of selfdefense.<br />

However, be warned that if you respond in kind,<br />

your case turns into a slug fest that is no longer focused<br />

on searching for the truth: the focus then shifts to how<br />

unprofessional and petty lawyers can be. Quite frankly,<br />

we can’t afford this as a group. <strong>Lawyer</strong>s are already held<br />

in such low esteem by the general public. Why confirm<br />

stereotypes?<br />

Judges hate this behavior, jurors despise it, and it simply<br />

makes both lawyers look bad. It takes super human abilities<br />

to resist the temptation, but if you do, you will win major<br />

points with the people judging the merits of the case. So,<br />

the next time you are tempted to call your opponent’s argument<br />

ridiculous, a fantastic fabrication, or a lie, bite your<br />

tongue and count silently to ten until the urge to blurt out<br />

a criticism passes.<br />

Take a page from English barristers who simply state,<br />

calmly and in the King’s English, “I respectfully disagree<br />

with my learned friend.” Learned friend is code for any<br />

other term you’d like to call the other lawyer. But it sounds<br />

elegant and positive and you will earn points for decorum<br />

and politeness.<br />

Tenth, gratitude is an attitude. Remember how lucky we<br />

are to serve in this noble profession. It is such a privilege to<br />

earn a law degree and the right to pass before the bar, taking<br />

up the cause of the client in need of legal assistance. A trial<br />

is the search for the truth, and being part of the process is<br />

a marvelous opportunity to do the right thing.<br />

10 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

The Practice of Law


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February 2010 11


The Practice of Law<br />

How to Annoy the<br />

Court of Appeal in 4<br />

Easy steps<br />

By Jo h n de r r i C k<br />

S<br />

tep 1: The guru of legal writing is someone called<br />

Bryan Garner. He edits Black’s Law Dictionary. He<br />

also presents legal writing seminars nationwide.<br />

(www.lawprose.org.)<br />

I’ve never been to one, although I’ve heard great things<br />

about them. But Garner gives out one piece of advice that’s<br />

really bad. It’s number-one on my list of how<br />

to annoy the Court of Appeal.<br />

The advice: “Put your case citations in<br />

footnotes.” According to Garner, citations<br />

mid-paragraph disturb the flow of prose and<br />

distract the reader.<br />

The flaw in Garner’s advice is that some<br />

people actually want to read the citations.<br />

The source and nature of authority may be of<br />

more than mere passing interest. And there’s<br />

nothing more giddy-making to the legal reader than making<br />

one’s eyes go up and down the page between text and footnotes,<br />

like someone watching a tennis game on paper.<br />

No doubt there may be some Justice or research attorney<br />

buried in the California appellate system who favors this.<br />

But I have heard scathing comments on the Garner footnote<br />

idea from members of the appellate bench at MCLE<br />

events.<br />

Step 2: How about refusing to stipulate to extensions<br />

of up to 60 days for principal briefs? As a practical matter,<br />

the Court of Appeal virtually always grants applications for<br />

such extensions — usually in two lots of 30 — if there is a<br />

vaguely plausible request. But stipulations save the Clerk’s<br />

Office time. Ones of up to 60 days are effective on filing<br />

and don’t require a Court order. (I’m talking about state<br />

court. The Feds do things differently.)<br />

<strong>Lawyer</strong>s who don’t stipulate to extensions are making<br />

work for every one. And they’re probably making life difficult<br />

for themselves, because the chances are they, too,<br />

will need an extension.<br />

I know that clients sometimes don’t like it if their lawyer<br />

agrees to extensions. But this is an instance of where the<br />

lawyer should call the shots. I make it clear in my fee agree-<br />

And this guy droned<br />

on, seemingly oblivious<br />

to the irritation he was<br />

causing. Eventually, he<br />

was cut off.<br />

ments that I may enter into<br />

60-day stipulations.<br />

Step 3: Oral argument<br />

presents plenty of opportunities<br />

to annoy. Both<br />

sides are entitled to up to<br />

30 minutes. But except<br />

in rare cases, you’ll make<br />

yourself very unpopular<br />

if you insist on your full<br />

allocation. Fifteen minutes<br />

is generally a reasonable<br />

maximum — 5-12 minutes<br />

usually suffice.<br />

Probably the worst oral<br />

argument I’ve ever seen<br />

was at Division Six in<br />

12 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

John Derrick<br />

Ventura about a year ago. I was defending<br />

an appeal. It wasn’t a complex case. The appellant<br />

was funded by an insurance carrier,<br />

and the law firm seemed determined to milk<br />

the file.<br />

For a start, it sent two lawyers to oral argument.<br />

Both sat at the counsel table — and, no<br />

doubt, billed — although only one argued.<br />

He had put in a 30-minute estimate. And he<br />

literally started to read out long paragraphs<br />

from cases.<br />

Since arguments are called in order of time estimates, with<br />

the shortest first, we were stuck at the end of the morning<br />

calendar (resulting in both of those lawyers being able to bill<br />

to the max). It had actually gone past the noon hour. People<br />

wanted to go to lunch. And this guy droned on, seemingly<br />

oblivious to the irritation he was causing. Eventually, he was<br />

cut off. Surprisingly, he was a certified appellate specialist<br />

(not, I hasten to add, from <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>).<br />

Step 4: One often sees lawyers arriving for oral argument<br />

lugging piles of banker’s boxes containing the record. As<br />

though they’ll have an opportunity to do anything with it<br />

in the short span of their argument.<br />

But that’s their problem. What is annoying is when the<br />

record ends up much bulkier than it need be. All too often,<br />

lawyers put virtually the whole Superior Court file into<br />

a multi-volume Appendix or Clerk’s Transcript, but then<br />

cite to only a fraction of what’s there. Don’t bloat records<br />

(unless you want to annoy). Someone at the receiving end<br />

has to handle all that stuff.<br />

John Derrick is certified by The State <strong>Bar</strong> of California Board of<br />

Legal Specialization as a Specialist in Appellate Law.


Organize Eric discovers<br />

”bombshell” document, sends<br />

it to West Case Notebook ®, and<br />

annotates the key section<br />

Strategize Amy runs a Key Facts<br />

report to jump-start her summary<br />

judgment motion<br />

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February 2010 13<br />

Find Bob uses five minutes at<br />

the airport to run a search for the<br />

evidence for tomorrow’s hearing<br />

• Pleadings<br />

• Legal research<br />

• And more!<br />

Draft Mary sends a clip from<br />

a pivotal case, along with the<br />

case citation, directly into her<br />

memorandum<br />

© 2009 Thomson Reuters L-353182/10-09<br />

Thomson Reuters and the Kinesis logo are trademarks of Thomson Reuters.


I Learned About <strong>Lawyer</strong>ing From That<br />

Lesson in a<br />

Parking Lot<br />

By Br a d gi n d e r<br />

W<br />

hen asked by John Derrick for a “war story” that<br />

taught me a lesson about lawyering, I thought of<br />

several humorous stories without much lesson<br />

and many tedious ones with too much lesson. Here’s one<br />

in between.<br />

I was walking to my car from a courtroom in Ventura<br />

after the final day of testimony in a wrongful-death jury<br />

trial. A colleague, Mack Staton, and I were representing,<br />

respectively, the husband of the decedent (“Mr. P”) and<br />

the decedent’s young sons from an earlier<br />

marriage. The potential for a possible conflict<br />

over verdict apportionment caused Mack<br />

and me to believe that the survivors would<br />

be best represented by separate counsel. We<br />

also thought that trying the case together<br />

would be fun. Trying cases should always<br />

be enjoyable.<br />

Mack was walking next to me discussing<br />

the day in court as I noticed that our clients<br />

were about 50 yards ahead of us and also<br />

walking to the parking lot through the courthouse<br />

corridor. As we walked, three jurors in<br />

our case emerged from the ladies’ restroom<br />

ahead of us. They turned down the corridor<br />

toward the parking lot, walking about 20 yards behind our<br />

clients. Mack stopped talking or I stopped listening. I don’t<br />

remember. I remember only silence, the uneasy silence that<br />

sometimes precedes disaster. The corridor seemed to get<br />

longer as the jurors — out of our hearing range — talked<br />

among themselves and appeared to recognize that the<br />

plaintiffs in their case walked ahead of them. They did<br />

not seem aware that we were in the courthouse exodus<br />

behind them.<br />

The parking lot was filled with cars. As we approached<br />

the end of the corridor, it seemed plain that very soon our<br />

clients and the three jurors would head in different directions<br />

in search of their automobiles and I would be enjoying<br />

again my conversation with Mack. That didn’t happen.<br />

The situation could<br />

have been avoided by<br />

discussing places for<br />

parking before trial,<br />

and then learning of<br />

the handicap permit<br />

and evaluating<br />

whether it was really<br />

necessary to use.<br />

I had never seen Mr.<br />

P’s car before that day. I<br />

had not talked to Mr. P or<br />

the boys about parking at<br />

the courthouse. A tall, fitlooking<br />

man in his early<br />

50s, Mr. P walked without<br />

a limp as he led the boys<br />

to his car — parked in the<br />

stall closest to the courthouse,<br />

reserved for the<br />

handicapped.<br />

The heads of the three<br />

jurors swiveled back and<br />

forth between each other<br />

as their surprised and<br />

annoyed expressions in-<br />

formed us that it may not be necessary to spend more time<br />

discussing how to apportion a plaintiffs’ verdict. It appeared<br />

that a healthy and limber Mr. P had cheated and had taken<br />

advantage of a reserved parking place to<br />

which he had no entitlement. Gamed the<br />

system. Not a good image while the jury is<br />

out. In truth, he had sustained a knee injury<br />

many years earlier (not relevant in the case)<br />

for which he had a handicap parking permit,<br />

which, he explained to us later, was on the<br />

dashboard. At the moment, I could have<br />

yelled, “Mr. P, that’s not your car!” But auto<br />

theft was neither true nor a better image.<br />

The situation could have been avoided by<br />

discussing places for parking before trial,<br />

and then learning of the handicap permit and<br />

evaluating whether it was really necessary to<br />

use. If so, address it during trial.<br />

The lesson: Jury trials for clients begin each day when<br />

they leave the house and continue until they return home<br />

and close the door behind them. It’s not just in and around<br />

the courtroom where you might expect jurors to see or hear<br />

clients. This lesson has informed me to instruct clients that from<br />

voir dire through verdict, they must assume that one or more<br />

jurors are watching whatever he or she does, wherever her<br />

or she is. I now take clients to the courtroom before trial so<br />

they are familiar with the setting. If possible, I have them sit<br />

in the jury box so that they can see the surroundings from<br />

the jurors’ perspective. And I discuss parking.<br />

Brad Ginder is a partner at Hollister & Brace and has been a<br />

trial lawyer for 35 years.<br />

14 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

Brad Ginder


February 2010 15


16 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>


Kimberley E.<br />

Montanaro<br />

Kimberley E. Montanaro, a partner in the firm of<br />

Anticouni & Associates, LLP, passed away on January<br />

3, 2010.<br />

Kimberley spent her formative years in Malibu, California,<br />

graduating from Palisades Charter High School. She<br />

obtained a Bachelor of Science Degree in Journalism from<br />

the University of Colorado at Boulder<br />

in May 1995, and her Juris Doctorate<br />

from the University of Denver, College<br />

of Law, in May 2002.<br />

During her too-short life, Kimberley<br />

held a variety of truly interesting jobs<br />

ranging from Los Angeles <strong>County</strong><br />

lifeguard to publicity assistant for the<br />

television show Baywatch. Following<br />

her admission to the California <strong>Bar</strong>,<br />

Kimberley worked as a civil litigation<br />

attorney with the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> firms<br />

of Hill & Trager; Minehan, McFaul &<br />

Fitch; and Anticouni & Associates. At<br />

Anticouni & Associates, she was primarily<br />

responsible for the firm’s class<br />

action practice.<br />

In addition to her work as an attorney,<br />

Kimberley stayed true to her<br />

lifelong commitment to help disadvantaged<br />

children. Over the course<br />

of the last decade, she worked as the<br />

director of a non-profit foundation for<br />

homeless and disadvantaged youth,<br />

interned for the National <strong>Association</strong><br />

of Counsel for Children, provided pro<br />

bono legal services at the Alliance for Children’s Rights,<br />

and was a Court Appointed Special Advocate (“CASA”) in<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>.<br />

Kimberley is survived by her parents, John and Susan<br />

Montanaro, her brother Jon, and her dog Casey. She is<br />

missed by a multitude of friends, colleagues and coworkers.<br />

In lieu of flowers, her family requests that donations<br />

February 2010 17<br />

In Memoriam<br />

be made in Kimberley’s name to CASA <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, 118<br />

East Figueroa Street, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101.<br />

– Jennifer Raphael.<br />

In the words of her colleagues:<br />

“During her two years with Anticouni & Associates, Kimberley<br />

oversaw the complex class action litigation on behalf<br />

of California employees. She was incredibly organized,<br />

which allowed her to keep track of thousands of class members<br />

and tens of thousands of individual documents with<br />

ease and grace. While the loss of Kimberley the attorney<br />

is difficult, the loss of Kimberley the person is devastating;<br />

she will be missed every day. There are thousands of people<br />

who come and go in our lifetimes; Kimberley is one of the<br />

few individuals who will always be a part of our fondest<br />

memories. I believe she loved each of us at the firm. I know<br />

that we all loved her.”<br />

- Bruce Anticouni, Anticouni &<br />

Associates.<br />

“Working for Kim over the last two<br />

years has been nothing short of amazing.<br />

She was a brilliant attorney and<br />

one of the best writers I have ever<br />

known. She had an aura about her<br />

that just made everyone smile. I feel<br />

blessed to have worked for, and been<br />

friends with, such a beautiful person.<br />

She has undoubtedly made me a better<br />

person.”<br />

- Nichole Ricotta,<br />

Anticouni & Associates.<br />

“Kimberley was a kind, giving and<br />

generous person, almost to a fault. She<br />

also had an excellent sense of humor,<br />

uncanny timing, and a brilliant legal<br />

mind. I feel lucky to have memories<br />

to cherish that include random moments<br />

of pure enjoyment such as iPod<br />

Kimberley E. Montanaro<br />

music wars, as well as simple moments<br />

of camaraderie while working<br />

through cases. Her passing leaves me<br />

with a heavy heart, and yet I still feel the smile coming<br />

through that memories of time spent with her will always<br />

invoke.”<br />

- Kristi Rothschild, Anticouni & Associates.<br />

“Kimberley was a kind and generous soul. She always<br />

found time to help others, sometimes putting them before


In Memoriam<br />

herself. Her unique presence and sense of humor have left<br />

an indelible mark on the world. I cherish the good times we<br />

shared and I am grateful to have had her in my life.”<br />

- Jennifer Raphael, Anticouni & Associates.<br />

“I met Kimberley when she first came to <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

and she immediately started giving back to a legal community<br />

that she just met by joining the board of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

Women <strong>Lawyer</strong>s. She was a wonderful woman and lawyer<br />

and she will be greatly missed.”<br />

- Cristi Michelon, Eaton, Jones & Michelon.<br />

“I enjoyed working with Kimberley over the past several<br />

months. I enjoyed every interaction that I had with her. Not<br />

only did she always go above and beyond to contribute her<br />

efforts on the case, but she also always had kind words to<br />

impart in each and every interaction that we had. I will<br />

truly miss her. I would like to express my condolences to<br />

her friends, colleagues, and family.”<br />

- Lani Levine, Kingsley & Kingsley APC.<br />

“Kimberley spent a year as an attorney with our office.<br />

While here, she immersed herself in the often byzantine<br />

issues inherent in a practice devoted to the analysis and<br />

litigation of insurance coverage issues, and she did so<br />

with determination and good humor. As a lawyer, she<br />

could be counted on to work hard, to do good work, and<br />

to always strive to do better. As a person, she was simply<br />

delightful.”<br />

- James M. McFaul, Minehan, McFaul & Fitch, LLP.<br />

“During the short time of my acquaintance with Kimberly<br />

as ‘opposing counsel,’ I found her to possess the highest<br />

professional standards and to be reliable in fulfilling agreements<br />

and carrying out commitments on matters of joint<br />

interest. And on matters where we could disagree, I was<br />

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pleased to find that she was very professional in working<br />

through any such difficulties. I was very saddened on learning<br />

of her passing and realize that, not only will her law<br />

firm have difficulty replacing her, the State <strong>Bar</strong> has lost a<br />

wonderful officer of the court.”<br />

- John K. Skousen, Fisher & Phillips LLP.<br />

“I am the managing partner of Murphy Rosen & Meylan,<br />

LLP. Prior to starting our firm in 2003, I was a partner at a<br />

different law firm and Kimberley worked for that firm as<br />

a summer associate. I was able to work with Kimberley<br />

during her summer there and I immediately recognized<br />

her promise. I also felt her outlook and demeanor were<br />

refreshingly positive and optimistic. She was not only<br />

smart and diligent, but genuinely a joy to be around (which<br />

some consider a rare trait in our business). When I decided<br />

to start my own firm, I thought she would fit my new firm<br />

perfectly. During her stay here, she continuously met and<br />

exceeded our expectations. She would gladly pitch in on any<br />

task that needed to be accomplished, whether it was legal<br />

or management in nature. I will always be indebted to her<br />

for her contributions to our firm and the positive attitude<br />

she not just exuded but spread by her very presence. It was<br />

infectious, and when she left our firm to move to Ventura,<br />

she was greatly missed.”<br />

- Paul Murphy, Murphy Rosen & Meylan, LLP.<br />

“I saw Kimberley every day for about a year when we<br />

practiced in the same firm. My first impression — which I<br />

never lost — was that she was too nice to be an attorney,<br />

but too smart not to be one, and since we always seem to<br />

be short of attorneys who have both traits, I thought she’d<br />

be very successful. We befriended each other over our love<br />

of animals. We bantered over our differing tastes in music.<br />

I always envied how close she was to her family. I always<br />

expected that she would become a star in the local legal<br />

community, and I looked forward to watching that happen.<br />

My sadness is a drop in the bucket compared to the<br />

grief that her family and closest friends must feel, but it’s<br />

incomprehensible that she’s not here any more.”<br />

- Will Tomlinson, Attorney.<br />

“With great sadness The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s<br />

mourns the loss of one of our own. As a member of the<br />

SBWL Board of Directors, Kimberley was gracious and<br />

dedicated. As a friend and colleague, she was irreplaceable.<br />

She will be missed by SBWL and the legal community as<br />

a whole.”<br />

- The 2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s<br />

Board of Directors.<br />

18 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>


�<br />

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TERENCE TERENCE J. MIX, Esq.<br />

Mediation and Arbitration Services<br />

Former President, Consumer Attorneys <strong>Association</strong> of Los Angeles<br />

Former Board Member, Consumer Attorneys of California (12 years)<br />

One of the Founders, Attorneys Special Arbitration Plan (Los<br />

Angeles)<br />

Former Member, State <strong>Bar</strong> Advisory Committee on Mandatory<br />

Arbitration Rules<br />

Former Member, Los Angeles Superior Court Arbitration<br />

Administrative Committee<br />

Former Superior Court Arbitrator (Los Angeles)<br />

Former Superior Court Settlement Officer (Los Angeles)<br />

Over 40 years of civil litigation experience, with special expertise in personal<br />

injury, drug product liability, medical malpractice, legal and professional<br />

liability, insurance bad faith, commercial and entertainment law litigation.<br />

(805) 681-1401 Phone P.O. Box 60908<br />

(805) 681-1403 Fax <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93160<br />

Terry@terencemix.com<br />

February 2010 19<br />

Larry L. Hines<br />

Mediation Services<br />

“Where Experience and Knowledge Count”<br />

Limited to complex family law, probate/trust,<br />

business and employment law<br />

Serving Los Angeles, Ventura, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> & San Luis Obispo Counties<br />

40 years of civil and appellate experience<br />

Practice devoted primarily to complex family law, probate/trust,<br />

business and employment law<br />

Participated in hundreds of mediation and settlement conferences<br />

Lead trial lawyer in over 100 jury and court trials<br />

Served as mediatator, arbitrator and temporary judge<br />

Attended the Strauss Institute for Dispute Resolution,<br />

Pepperdine School of Law<br />

Larry L. Hines, Of Counsel<br />

Nordman Cormany Hair & Compton LLP, 1000 Town Center Drive, Sixth Floor, Oxnard, CA 93036<br />

Call Marina at (805) 988-8336 for appointments<br />

See website for details and Curriculum Vitae at www.lhinesmediation.com


Legal News<br />

santa <strong><strong>Bar</strong>bara</strong><br />

Women <strong>Lawyer</strong>s’<br />

Annual Dinner and<br />

Meeting<br />

By na o m i deWey<br />

The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s’ Annual Dinner<br />

and Meeting took place on December 14, 2009 —<br />

celebrating 21 years since the organization was<br />

founded.<br />

Held at the Canary Hotel, the evening began with rooftop<br />

cocktails at the Perch, with winter clothes de rigueur for<br />

attendees as they looked out over the city at night. Guests<br />

were able to meet and congratulate the Deborah M. Talmage<br />

Attorney of the Year, Commissioner Colleen Sterne,<br />

as well as past-president of the State <strong>Bar</strong>, Holly Fujie and a<br />

host of local judges and dignitaries. The rooftop reception<br />

was followed by dinner in the hotel ballroom.<br />

Welcoming guests to the event, 2009 SBWL President<br />

Naomi Dewey spoke about the importance of SBWL during<br />

Attorney of the Year Commissioner Colleen Sterne and 2009 SBWL<br />

President Naomi Dewey.<br />

tough economic times, not only as a professional association<br />

but also as an educational and mentoring resource for<br />

members. Connections in 2009 are as important as they<br />

were 21 years before when the group began, and the large<br />

number of former board members present was a fitting<br />

testament to the role SBWL continues to play.<br />

Introducing Guest Speaker Holly Fujie, SBWL Director<br />

Michael Colton recalled his days at law school with the<br />

future bar leader. Noting that she hadn’t changed since<br />

their days as students together in a civil procedure class,<br />

Mr. Colton indicated that he, in fact, had looked exactly<br />

like Jerry Garcia whilst at Boalt Hall — presumably because<br />

he was working too hard to keep up with Ms. Fujie in class<br />

that he did not have time to cut his hair.<br />

Guest speaker Ms. Fujie entertained guests with a spirited,<br />

off-the-cuff discussion about the joys of returning to work<br />

after a year as State <strong>Bar</strong> President. Sharing the satisfaction<br />

she had found in arguing a simple motion in the trial court,<br />

she spoke of the privilege we are all accorded as practicing<br />

attorneys. Ms. Fujie, who has returned to her previous position<br />

as a shareholder at Buchalter Nemer, also highlighted<br />

the fulfillment brought by raising children while practicing<br />

law, reminding guests that balancing the two roles was<br />

something that benefitted all concerned — parents, children,<br />

and the legal profession as a whole.<br />

The next speaker was Attorney-of-the-Year honoree<br />

Commissioner Sterne, who was nominated for the award<br />

because of her work promoting gender equality and<br />

women’s rights from the bench. Introduced by Naomi<br />

Dewey, Commissioner Sterne follows in the footsteps of<br />

the Hon. Denise de Bellefeuille, honored in 2003, and, prior<br />

to having the award named in her honor, Commissioner<br />

Deborah Talmage.<br />

Appointed in 2003 to hear child support cases, Commissioner<br />

Sterne also hears domestic violence restraining<br />

orders, civil harassment matters and family law cases that<br />

have their roots in child support issues. Accepting the<br />

award, Commissioner Sterne spoke about the importance<br />

of seeing, and doing, good in her work on a daily basis,<br />

comparing her work to what she does outside of the law,<br />

as an ordained minister.<br />

Rounding up the evening, Commissioner Talmage swore<br />

in SBWL’s 2010 Board of Directors and Brandi Redman,<br />

Supervising Attorney at the Legal Resource Center, was appointed<br />

President and Chief Executive Officer for 2010.<br />

The 2010 SBWL Board of Directors is as follows: Nathan<br />

Alley, Michael Colton, Laura Dewey, Gabriela Ferreira,<br />

Donna Geck, Alison Holman, Jessica Johnson, Wendy<br />

Kontos, Megan Liesz, Pauline Maxwell, Winnie Cai and<br />

Angela Roach.<br />

20 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>


2010 SBWL President Brandi Redman, Janet Wolf, Hannah-Beth Jackson, and<br />

Hon. Denise de Bellefeuille.<br />

Jennifer Lee, Holly Fujie, and Sue McCollum. (Note: Holly was the third<br />

woman State <strong>Bar</strong> President and Sue was the third woman SBCBA President.)<br />

Former classmates Holly Fujie and Michael Colton.<br />

2010 SBWLF President Angela Roach and 2009 SBWLF President<br />

Stephanie Ball.<br />

Dewey.<br />

Laura by captions and<br />

Janet Vining Mitchell and Ann Anderson.<br />

Stephanie Ball, Betty Jeppesen, Christine Kopitzke, and Brooke Cleary.<br />

February 2010 21 Photos


Did you keep<br />

your new Year’s<br />

Resolution? (See<br />

page 26.)<br />

The Editorial Board of<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> has<br />

resolved to welcome your<br />

feedback, comments and<br />

suggestions. Write us at<br />

santabarbaralawyer@<br />

yahoo.com.<br />

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more than accounting expertise. Our<br />

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of experience, we are highly qualified<br />

in all areas including:<br />

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Valuations<br />

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Tax Effects of Divorce & Tax Planning<br />

Asset Tracing<br />

Reimbursement & Misappropriation<br />

Analyses<br />

Call us today so you can focus on<br />

what’s important – your clients.<br />

To attend our <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Family Law<br />

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There is no charge for the dinner or program<br />

and you will receive one hour of MCLE credit.<br />

We recently opened our <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> office,<br />

located at 831 State Street, Suite 291.<br />

Our three California locations include:<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

805-648-4088<br />

22 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

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Forensic Accountants<br />

Business Appraiers<br />

Marital Dissolution<br />

Lost Earnings & Profits<br />

Wrongful Termination<br />

Fraud Investigation


new Criminal<br />

Laws for 2010<br />

By ro B e r T sa n g e r<br />

I<br />

t is that time of year that we have to catch up with<br />

the new laws passed during the last legislative<br />

session. This last year has been frustrating with<br />

regard to criminal legislation but more for what was not<br />

done than what was enacted. As a result, criminal practitioners<br />

are not in the usual position of having to memorize<br />

a plethora of substantive and technical changes.<br />

As to what was not done, the federal courts have stated<br />

the obvious: the state correctional system is far beyond<br />

capacity and the state government needs to fix it. There is<br />

an order, pending review en banc, from a three judge federal<br />

panel requiring the State of California to reduce the State<br />

Prison population by 44,000 people.<br />

This should have set the legislative agenda for the year.<br />

For the last few years everyone involved in analyzing the<br />

criminal justice system in California has recognized the<br />

mounting crisis. There is no way that this state can keep<br />

incarcerating people at the rate we are; we cannot pay for<br />

the people who are there right now; and it is only getting<br />

worse. Everyone recognizes that the reason that we are in<br />

this crisis is that politicians do not believe that they can stop<br />

sponsoring bills, no matter how foolish, that make them<br />

appear “tough on crime.” And, this session, the lesson was<br />

reinforced that no one can take up the cause of sensible<br />

sentencing reform or they will be political toast.<br />

The Biggest Jail Break in California History<br />

As we have discussed in prior Criminal Justice columns,<br />

the overcrowding in California’s prison system has been<br />

long and well documented. We had reported on the Little<br />

Hoover Commission Report of 2007 and Joan Petersilia’s<br />

study of 2006. As we also reported in this column, there<br />

have been numerous attempts over the last few years to<br />

convene a Sentencing Commission. People are doing life on<br />

non-serious and non-violent third strikes and others are doing<br />

obscenely long sentences on some drug and gang cases<br />

— not the hard core ones, but the ones where the numbers<br />

just add up on paper. There are anomalies in punishment<br />

of which everyone in the system is aware.<br />

February 2010 23<br />

Criminal Justice<br />

So, this year, one would<br />

have thought that there<br />

would be a Sentencing<br />

Commission and that<br />

there would have been a<br />

serious legislative effort<br />

to deal with the excess<br />

prison population. As this<br />

legislative session started<br />

up in earnest in January<br />

of last year, there were<br />

plans from all sides to try<br />

to do something about it.<br />

Let’s face it, we pay these<br />

Robert Sanger<br />

people and their massive<br />

staffs to do this kind of<br />

work. We expect there to<br />

be some effort at bipartisan planning and a general exercise<br />

of responsibility in dealing with this problem that is causing<br />

so much harm to our state. After all, we spend more on<br />

prisons than schools, we do not have the money for basic<br />

services for our communities and, we all know that the<br />

costly prison system is only costly because the opportunistic<br />

politics of fear and hatred have resulted in excessive<br />

sentences. Did the legislators earn their pay? No — in fact,<br />

they failed miserably.<br />

As the discussions about sentencing reform started, there<br />

was an early consensus on some basic changes. The Sentencing<br />

Commission was seen as a vehicle to accomplish<br />

these reforms. But then, the politics of who would control<br />

the Sentencing Commission resulted in the whole idea being<br />

scrapped. In the midst of the crisis, the legislators could<br />

not make the simplest compromises to get the Commission<br />

off the ground.<br />

Similarly, the general agreement that mandatory sentences<br />

and certain life sentences were too harsh gave way<br />

to partisan politics. The humane and reasonable amendment<br />

to the three strikes law which would only allow a life<br />

sentence to be imposed if the new offence was a serious or<br />

violent offense was too hot to handle.<br />

There was also a conclusion that there needed to be<br />

some better mechanism for releasing people from prison<br />

who were going to be released eventually. The process<br />

came to a halt in the summer when one of the political<br />

parties started to threaten members of the opposing party<br />

by saying that they would not participate in any criminal<br />

justice or sentencing reform. They put out the word that<br />

anyone who proposed such legislation would be met in<br />

Continued on page 36


Legal News<br />

new Rule 3-410:<br />

new Duties,<br />

Unresolved Issues<br />

By mi C h a e l a. Co lT o n<br />

The first part of this article (see January 2010 <strong>Santa</strong><br />

<strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> at pp. 16-17) discussed the contours<br />

and requirements of new Rule 3-410 of the<br />

Michael<br />

California Rules of Professional Conduct, effective January<br />

1 of this year. Despite the seeming clarity and simplicity of<br />

the Rule, its adoption and surrounding publicity raise issues<br />

and create potential pitfalls, not only in the area of attorney<br />

discipline, but also potential civil tort liability–and not just<br />

for lawyers who do not have, or lose, lawyers professional<br />

liability (“LPL”) insurance coverage. Indeed, several issues<br />

will directly concern lawyers who already have, or subsequently<br />

obtain, LPL coverage.<br />

In what circumstances will the Rule apply?<br />

New disclosure duties apply to each member who either<br />

does not have LPL insurance, or who “no longer has” such<br />

insurance. The Rule also imposes a new duty, applicable to<br />

each member under an objective, “reasonable lawyer” standard<br />

(“knows or should know”), to know whether or not the<br />

member has (or ceases to have) LPL coverage, and therefore<br />

whether disclosure of lack of coverage is required.<br />

Curiously and remarkably, the Rule does not appear<br />

to cover situations where, e.g., the lawyer has some LPL<br />

insurance at the time of engagement but (1) the proposed<br />

engagement would be in a subject area enumerated in an express<br />

Policy exclusion (a variety of the so-called “dabbling”<br />

problem that is a leading cause of malpractice claims); (2)<br />

the LPL Policy limits are minimal and not likely to cover a<br />

bad result; or (3) the LPL Policy limits have been diminished<br />

or depleted, or soon may be, by other claims, defenses,<br />

and/or indemnity expenses. (The drafters may well have<br />

concluded for simplicity’s sake that it is much easier and<br />

perhaps less consequential to require non-covered lawyers<br />

to disclose the lack of LPL coverage, rather than require the<br />

much larger pool of covered lawyers to explain, or bear a<br />

risk of non-explanation, regarding details of coverage.)<br />

LPL insurance policies generally cover all employed attorneys<br />

at a law firm. Where the firm’s managing partner<br />

or management committee does not routinely provide<br />

confirmation of LPL coverage<br />

on an annual basis, the<br />

prudent partner, associate<br />

or “of counsel” will of<br />

course seek to obtain such<br />

confirmation.<br />

What about the “contract<br />

attorney,” or independent<br />

contractor who contracts<br />

to provide specific projects<br />

or tasks, e.g., research and<br />

drafting of motions? In<br />

that situation, identifying<br />

the “client” is important.<br />

A. Colton<br />

Is the “client” the ultimate<br />

beneficiary of the completed<br />

project assignment, that<br />

is, the client of the firm/lawyer who contracted out the task?<br />

Or is the “client” of the contract attorney, the contractingout<br />

firm or lawyer? Is the contract attorney covered under<br />

the firm’s policy? Does the contract attorney have his or<br />

her own coverage? Do both owe duties of disclosure to the<br />

ultimate client, if one or both do not have coverage?<br />

Similar issues will be presented in situations involving<br />

joint venturing of matters among law firms or lawyers;<br />

engagement or association of associated or co-counsel; and<br />

engagement of lawyers as expert consultants and/or expert<br />

witnesses. The exceptions provided in the Rule are limited,<br />

and do not cover these situations. Take, for example, a<br />

matter where a practicing lawyer consultant is retained for<br />

specific legal expertise.<br />

<strong>Lawyer</strong> A directly retains and agrees to compensate <strong>Lawyer</strong><br />

B to provide specific tax advice, or to be a consulting<br />

or testifying expert on a matter <strong>Lawyer</strong> A is handling for<br />

a client, and <strong>Lawyer</strong> B’s services are likely to exceed four<br />

hours. <strong>Lawyer</strong> B may owe duties of disclosure under the<br />

Rule to <strong>Lawyer</strong> A as the client. If <strong>Lawyer</strong> A receives such<br />

a disclosure from <strong>Lawyer</strong> B (his retained expert), <strong>Lawyer</strong><br />

A probably should inform his client, since it is material<br />

to the representation. But does <strong>Lawyer</strong> B owe duties of<br />

disclosure directly to <strong>Lawyer</strong> A’s client? Resolution of<br />

this issue is uncertain. It may turn on the structure of the<br />

expert’s retention–is <strong>Lawyer</strong> A acting as his client’s agent?<br />

Do <strong>Lawyer</strong> B’s services constitute <strong>Lawyer</strong> A’s work product?<br />

On the other hand, if <strong>Lawyer</strong> B commits an error or<br />

omission, the structure of the retention agreement won’t<br />

insulate <strong>Lawyer</strong> B from a direct civil damages claim by the<br />

ultimate client.<br />

24 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

Continued on page 37


Legal Aid Foundation of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />

presents<br />

6th Annual Taste for Justice<br />

2 nd Annual<br />

Gourmet Gavel Awards<br />

������������������������������������������������Chefs’ Competition<br />

Featuring Celebrity Judge<br />

Chef Bradley Ogden<br />

Raffle Drawing for<br />

52 Weeks of Fine Wine<br />

����������������������������������<br />

������������������������������������<br />

Tickets $45 in advance, $50 at the door. Send in payment with this form to:<br />

Legal Aid Foundation, 301 E. Canon Perdido Street, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101.<br />

NAME(S):_____________________________________________________________________<br />

ADDRESS:_____________________________________________CITY____________________<br />

STATE:__________ ZIP: ______________________ PHONE: ________________________________________<br />

EMAIL:___________________________________________________________________________________<br />

______ x $45 = $_______________ (CHECKS PAYABLE TO LEGAL AID FOUNDATION) VISA MASTERCARD<br />

CARD NUMBER:____________________________________________________ EXP: ___/____ CVV: _______<br />

SIGNATURE:________________________________________________________________________________<br />

February 2010 25<br />

<strong>Santa</strong> Maria<br />

Wine ~ Food ~ Beer ~ Auction<br />

�������������<br />

���������<br />

�������������������<br />

�����������������������<br />

��������������������������������<br />

�������<br />

��������������<br />

���������������<br />

����������������������������������������������������������������<br />

Allan Hancock College<br />

Anonymous<br />

Blue Sky Coff ee Company<br />

Th e Brewhouse<br />

Byron Wines<br />

Cambria Winery<br />

Central City Market<br />

Core Wine Company<br />

Costa de Oro<br />

Sponsors�(at print time)<br />

Giessinger Winery<br />

Hallauer Vineyards<br />

J. Kerr Wines<br />

Jovi’s Delights<br />

Lucas and Lewellen Vineyards<br />

Mi Cielito Lindo<br />

Mint Properties<br />

Orcutt Brew Company<br />

Rancho Alamo Vineyards<br />

& Winery<br />

Riverbench Winery<br />

Rooney’s Irish Pub<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Winery<br />

Sculpterra Winery - Paso Robles<br />

Th ai Hut<br />

Trattoria Uliveto<br />

Westerly Vineyards<br />

William James Cellars


Legal Community<br />

A Few of Our new<br />

Year’s Resolutions<br />

Joyce Dudley,<br />

Senior Deputy<br />

District Attorney,<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

District Attorney<br />

To spend quality time<br />

with my tireless and<br />

devoted husband, John,<br />

and our four sons; take<br />

care of myself through<br />

physical activity and nutrition;<br />

remember that<br />

life is not a sprint but<br />

a marathon; and surround<br />

myself with people that motivate and uplift me.<br />

Justin Greene,<br />

Attorney<br />

To participate in the <strong>Santa</strong><br />

<strong><strong>Bar</strong>bara</strong> Athletic <strong>Association</strong><br />

Grand Prix running race<br />

series, spend as much quality<br />

time possible with my family,<br />

and to not take for granted the<br />

opportunity to live and work<br />

in <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>.<br />

Michael Colton,<br />

Attorney, Hill, Trager<br />

& Colton LLP<br />

To see, honor and respect<br />

the nobility in each and<br />

every person.<br />

Rob Egenolf, Attorney,<br />

Egenolf & Associates LLP<br />

Several years ago I made a<br />

New Year’s resolution to never<br />

make another New Year’s resolution.<br />

I have continued to live<br />

up to that resolution ever since.<br />

Daria Boxer,<br />

Attorney, Mitchell,<br />

Silberberg &<br />

Knupp LLP<br />

· To go out for lunches,<br />

rather than eating it at<br />

my desk.<br />

· To not read new<br />

emails from clients<br />

while running.<br />

· To keep my desk as<br />

clean as it was after the<br />

major end-of-the-year clean up on December 31... Wait,<br />

was it really my desk? One would not recognize...<br />

William Makler,<br />

Attorney, Law Offices<br />

of William C. Makler<br />

To start shameless selfpromoting<br />

in <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

<strong>Lawyer</strong>.<br />

26 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

<strong><strong>Bar</strong>bara</strong> Liss, Paralegal,<br />

Eaton, Jones & Michelon<br />

· To work on being healthier<br />

· To use my time wisely<br />

· To focus on the present!<br />

· To make the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

Paralegals <strong>Association</strong><br />

Autumn MCLE conference<br />

a screaming success!


2010 Membership Application<br />

Member Name: ______________________________________________________________________________________<br />

Check here if you do not want your name and office address disclosed to any buyer of <strong>Bar</strong> Assoc. mailing labels.<br />

Check here if membership information is the same as last year. If so, the rest of the form may be left blank.<br />

Office Address: ______________________________________________________________________________________<br />

____________________________________________________________________________________________________<br />

City: _____________________________________________________ State: ______________ Zip: _____________<br />

E-mail Address:_______________________________________________________________________________________<br />

Phone Number: ____________________________________________ Fax Number: ___________________________<br />

Home Address:_______________________________________________________________________________________<br />

City: _____________________________________________________ State: ______________ Zip: _____________<br />

State <strong>Bar</strong>#: ________________________________________________ Year Admitted to <strong>Bar</strong>: ____________________<br />

Your member dues include a subscription to <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>.<br />

SCHEDULE OF DUES FOR 2010<br />

Active Members $130<br />

Student Members $30<br />

New Admittees (First Year Attorneys Only) $00<br />

Affiliate Members (non-Attorney members only) $65<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> Foundation donation $_______.__<br />

Total amount enclosed $_______.__<br />

AREAS OF INTEREST OR PRACTICE (check box as applicable)<br />

ADR Family Law<br />

Civil Litig. In-House Counsel & Corporate Law<br />

Debtor/Creditor Intellectual Property/Tech. Business<br />

Elder Law Real Property/Land Use<br />

Employment Law Taxation<br />

Estate Planning/Probate<br />

Mail completed form along with check to:<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong>, 123 W. Padre St., #E, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105 Tel: (805) 569-5511<br />

Donations to the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> Foundation are tax deductible to the full extent provided by law<br />

to a 501(c)(3) non-profit organization.<br />

February 2010 27


<strong>Lawyer</strong> Referral service<br />

of santa <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />

Your next client could be a LRs Referral<br />

• Want to build your practice?<br />

• Want to find new clients in your concentration?<br />

• Want to develop a new practice area?<br />

As a member of the <strong>Lawyer</strong> Referral Service of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong>, you’ll enjoy<br />

receiving potential clients who already have been screened by <strong>Lawyer</strong> Referral Service<br />

staff. Not only will you receive potential clients in need of legal help, but you can be<br />

assured that anyone referred to you will have the type of legal problem that you have<br />

indicated as fitting within your practice areas.<br />

You won’t be wasting your time listening to people who need help, but who don’t need<br />

legal help. Join the <strong>Lawyer</strong> Referral Service of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong>, and you can look<br />

forward to being part of an efficient service that benefits the public and <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

<strong>County</strong> legal community.<br />

Member service and compliance with State <strong>Bar</strong> Rules are top priorities. Contact us for<br />

specifics and an application. Email Lida Sideris at director@sblawyerreferralservice.org,<br />

(805) 569-9400.<br />

28 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>


Attorney volunteers<br />

needed for 2010<br />

santa <strong><strong>Bar</strong>bara</strong><br />

<strong>County</strong> Mock Trial<br />

Competition<br />

By Jo s e f i n a ma r T i n e z a n d sa J i gu n aWa r d a n e<br />

The 2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> High School Mock<br />

Trial Competition will be conducted at the <strong>Santa</strong><br />

<strong><strong>Bar</strong>bara</strong> <strong>County</strong> Courthouse on Saturday, February 6<br />

and on Saturday, February 27, 2010. Assistant Presiding<br />

Judge Brian Hill will preside over this year’s program by<br />

recruiting judicial officers, attorney scorers and arranging<br />

courtroom assignments. Judge George C. Eskin will lead<br />

the training of volunteer attorney scorers.<br />

Volunteer Attorney Scorers and Judges Are Key<br />

Volunteer attorney scorers and bench officers are essential<br />

to the success of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> Mock Trial<br />

Competition, and in past years have been key to assuring<br />

that the student teams obtain the best, most rigorous and<br />

realistic courtroom experience possible.<br />

“Participating as a volunteer coach or scorer provides a<br />

great opportunity for pro bono service to the community by<br />

contributing to the education of high school students,” said<br />

Judge Hill. Josefina Martinez, Legal Secretary to Judge Hill,<br />

continues in her dedicated role as this year’s Mock Trial<br />

Coordinator to facilitate in the recruitment and scheduling<br />

of attorney scorers. “To ensure that the competition is of<br />

the highest quality and the team that ultimately prevails<br />

does so in the fairest possible scoring system, I am hopeful<br />

that members of the bar will volunteer their services,” said<br />

Judge Hill. “Serving as a volunteer attorney is a rewarding<br />

experience and it is a relatively simple commitment.<br />

Attorneys need only call my secretary, Josefina, at (805)<br />

882-4580, or simply e-mail.” (See schedule and volunteer<br />

information below.)<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> Schools Successfully<br />

Compete Statewide and Nationally<br />

This is the 27th year for the local high school competition<br />

and trial advocacy program. Added Judge Hill: “The<br />

February 2010 29<br />

Legal Briefs<br />

members of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong> have<br />

been unstinting in the time, zeal and effort they dedicate on<br />

behalf of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong>’s students in this program.<br />

And it has made all the difference: <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />

schools have been among the top performers in both the<br />

state and national competitions in recent years.”<br />

Judge Hill acknowledged the key role of local attorneys<br />

in this success. “I hope that local attorneys will volunteer<br />

some time in this worthy effort,” said Hill. “On behalf of<br />

Assistant Superintendent Susan Salcido and the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

<strong>County</strong> Superior Court, I extend my thanks to each of<br />

you who volunteer to participate. With your participation,<br />

we know that this year will be another remarkable year for<br />

our talented students.”<br />

The 2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> Mock Trial Competition<br />

schedule is as follows:<br />

Preliminary Rounds<br />

Saturday, February 6, Morning (9 a.m. – 12 noon)<br />

Saturday, February 6, Afternoon (1 p.m. – 4 p.m.)<br />

semifinals<br />

Saturday, February 27, Morning (9 a.m. – 12 noon)<br />

Finals<br />

Saturday, February 27, Afternoon (1 p.m. – 4 p.m.)<br />

Volunteering is Simple, Here’s How:<br />

Members of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong>,<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Bar</strong>risters, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s<br />

and other local attorneys are urged to volunteer as attorney<br />

scorers. Simply contact Ms. Martinez at jmartinez@<br />

sbcourts.org or call her at (805) 882-4580 and provide the<br />

following:<br />

Attorney’s name, email address and telephone number;<br />

and Attorney’s availability to volunteer on: Saturday, February<br />

6 Morning Shift (9 a.m. – 12 noon); and/or Saturday,<br />

February 6, Afternoon Shift (1 p.m. – 4 p.m.); and/or Saturday,<br />

February 27, Morning Shift (9 a.m. – 12 noon) and/or<br />

Saturday, February 27, Afternoon Shift (1 p.m. – 4 p.m.).<br />

State which day and shift you are available to serve as an<br />

attorney scorer. If you are available for more than one day<br />

and/or shift, please state so — your service will be greatly<br />

appreciated.<br />

The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> Superior Court, local mock<br />

trial coaches and others affiliated with this remarkable<br />

program thank all participating attorneys in advance for<br />

their service to the students in our community.


30 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>


The Buck starts<br />

Here<br />

By li d a sideris<br />

To the general public, the <strong>Lawyer</strong> Referral Service is<br />

the face of the <strong>County</strong> <strong>Bar</strong>. This same general public<br />

often harbors, at a minimum, a casual prejudice<br />

toward lawyers. According to a 2006 Harris poll, in a review<br />

of twenty-three professions, Americans found the top three<br />

most trustworthy to be doctors, teachers and scientists.<br />

Actors, lawyers and stockbrokers sat squarely at the bottom.<br />

Of all possible criteria, a lawyer is perhaps<br />

most critically judged by what others<br />

say about him or her. According to How<br />

to Build Your Reputation – The Secrets of Becoming<br />

the ‘Go To’ Professional in a Crowded<br />

Marketplace by Rob Brown, reputation is<br />

an important silent partner and necessary<br />

asset in any profession. It’s not enough to<br />

be the best; a professional must be viewed<br />

by others as being the best.<br />

A reputation may be developed by accident,<br />

by doing a great job on a consistent<br />

basis, or by hiring a public relations team<br />

to strategically and systematically decide<br />

what the professional should be known<br />

for and to create that perception accordingly.<br />

Why go to all the trouble of developing an exemplary<br />

reputation? Because it’s worth it.<br />

There are numerous positive outcomes of a favorable<br />

reputation in business. For one, it helps a professional<br />

stand out from the crowd. This is, after all, the age of a<br />

“surplus society” where many individuals exist with similar<br />

qualifications and experience. When someone needs what<br />

you do, you want to be thought of first. You want to be<br />

the number one professional choice. A strong reputation<br />

safeguards this.<br />

To influence the public perception of the <strong>Lawyer</strong> Referral<br />

Service and to build a favorable reputation, we do our best<br />

to personify the following:<br />

Courtesy: This often overlooked, underestimated at-<br />

Courtesy immediately<br />

elevates a professional to<br />

the status of a thoughtful,<br />

conscientious, intelligent<br />

person, all of which are<br />

necessary partners of a<br />

positive reputation....<br />

February 2010 31<br />

<strong>Lawyer</strong> Referral Service Spotlight<br />

tribute is so simple it’s<br />

forgotten more than followed.<br />

Dr. Gary Wood,<br />

social psychologist and author,<br />

says manners provide<br />

an easy way to get along<br />

with others, especially<br />

during tough economic<br />

times. He states: “There is<br />

great power to be found in<br />

the fine detail. Good manners<br />

and social courtesy<br />

cost nothing and can have<br />

a profound effect on other<br />

Lida Sideris<br />

people. We can literally<br />

make someone’s day and<br />

help to reduce their stress by paying attention to these<br />

little things, which then has a knock-on effect in our own<br />

lives. A smile or a kind word can actually set us up for the<br />

day, making it more likely that we focus<br />

on the good things rather than the doom<br />

and gloom.”<br />

Courtesy immediately elevates a professional<br />

to the status of a thoughtful,<br />

conscientious, intelligent person, all of<br />

which are necessary partners of a positive<br />

reputation;<br />

Communication: No one likes to be<br />

ignored. LRS calls are promptly returned<br />

and callers receive periodic updates after<br />

the initial call so that they can rest assured<br />

the LRS is working to find them the right<br />

attorney. The LRS also follows up with<br />

callers after they’ve been matched with an<br />

attorney to insure satisfaction;<br />

Competence: We do our best to understand and meet<br />

our callers’ and our attorneys’ needs. The <strong>Lawyer</strong> Referral<br />

Service is not a sales organization, yet we do not underestimate<br />

the value of customer service.<br />

The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong> <strong>Lawyer</strong> Referral<br />

Service is State <strong>Bar</strong> certified and sponsored by the <strong>Santa</strong><br />

<strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong>. For more information,<br />

please call (805) 569-9400 or e-mail director@sblawyerreferralservice.org.<br />

Lida Sideris is the new Executive Director of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

<strong>County</strong> <strong>Bar</strong> <strong>Association</strong>. Previously, she served as Director of Business<br />

Affairs for Lorimar-Telepictures and attorney for the Alliance<br />

of Motion Picture & Television Producers.


Legal News<br />

verdicts & Decisions<br />

Progressive Environmental Industries, Inc., vs. El Cap Ranch, LLC et al.<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Superior Court, Anacapa Division<br />

CASE NUMBER: 1266837<br />

TYPE OF CASE: Breach of contract and fraud<br />

TYPE OF PROCEEDING: Jury trial<br />

JUDGE: Hon. Thomas P. Anderle<br />

LENGTH OF TRIAL: 4 ½ weeks (October 2, 2009 – November 4, 2009)<br />

LENGTH OF DELIBERATIONS: Initial damages phase: 3 hours; Punitive damages phase: 2 hours<br />

DATE OF VERDICT OR DECISION: November 4, 2009<br />

PLAINTIFF: Progressive Environmental Industries, Inc.<br />

PLAINTIFF’S TRIAL COUNSEL: William Clinkenbeard of Clinkenbeard, Ramsey & Spackman, LLP and Bruce<br />

W. Hogan of Kingston, Martinez & Hogan, LLP<br />

DEFENDANTS: El Cap Ranch, LLC and Lester Knispel, Trustee of The BP 10 Trust dated November<br />

14, 2005<br />

DEFENDANTS’ TRIAL COUNSEL: Joseph A. Yanny and Kim Ashley of Yanny & Smith<br />

ExPERTS: For Plaintiff: Sheila Lowe (handwriting and document examination), Robert<br />

Muraoka and Arturo Gonzalez (landscaping arborists), and James Hammock<br />

(real estate appraisal); For Defendants: James Dean and Greg <strong>Santa</strong>maria (landscaping<br />

arborists), and Leonard Liston (engineering and land use)<br />

FACTS: Plaintiff Progressive Environmental Industries, Inc. (PEI) is a local business owned by Arturo Gonzalez that provides<br />

large-scale estate landscaping services in the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> area. From August 2006 through January 2008 plaintiff<br />

provided and billed approximately $3,000,000 worth of landscaping services to defendants El Cap Ranch, LLC and The<br />

BP 10 Trust, two entities owned and controlled by Jon Peters. All services were provided at Peters’ request on a 200-acre<br />

horse ranch known as El Capitan Ranch.<br />

In December 2007, Arturo Gonzalez and Jon Peters had a meeting at El Capitan Ranch to discuss payment of plaintiff’s<br />

outstanding bill, which at that time was over $500,000. Peters demanded a reduction of the bill. Gonzalez refused.<br />

CONTENTIONS: Plaintiff contended it was entitled to payment in full for services rendered. Cross-complainants contended<br />

that on January 20, 2008 the parties entered into a written settlement agreement reducing the charges by $400,000.<br />

Mr. Gonzalez testified he never agreed to the terms of the alleged agreement, did not sign the agreement, and in fact had<br />

never seen it until the “signed” agreement was faxed to PEI’s and its counsel’s office by the Ranch manager, Kim Goto, on<br />

February 29, 2008. A xerox copy later was mailed to plaintiff’s counsel.<br />

Plaintiff contended that it received three copies of the alleged settlement agreement and that the signatures on the three<br />

copies, though very similar, were different from each other. Peters and Goto testified in their depositions and during<br />

interviews with the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Sheriff (who investigated plaintiff’s forgery complaint) that only one document was<br />

signed. During Peters’ second deposition session he contended two documents were signed. At trial he testified three<br />

documents were signed.<br />

Each version of the agreement contains a signature purported to be that of Mr. Gonzalez that closely matches, both in<br />

size and character, his genuine signature on a proposed maintenance agreement that was faxed to the Ranch by PEI on<br />

or about January 18, 2008, just two days before the date on the alleged settlement agreement. Other exemplars of Mr.<br />

32 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>


Gonzalez’s signature vary significantly from the closely matched signatures on the proposed maintenance agreement and<br />

the differing versions of the settlement agreement. Both of plaintiff’s expert document examiners (only Ms. Lowe testified<br />

at trial) opined with a high degree of certainty that Mr. Gonzalez did not sign the purported settlement agreement.<br />

Defendants did not have a handwriting expert.<br />

Cross-complainants also contended they were entitled to extensive damages attributable to plaintiff’s work. Plaintiff<br />

contended its work was of the highest quality, that Peters often complimented Gonzalez on his work, and that crosscomplainants<br />

never made a single written complaint to PEI until after January 2008, when PEI stopped providing landscaping<br />

services because of non-payment and threatened litigation.<br />

Among other claims, cross-complainants alleged at trial that the vast majority of the ~200 large olive trees planted by<br />

plaintiff were dead or dying and would need to be replaced. Plaintiff countered that, at the time of plaintiff’s last inspection<br />

during trial, only 12-15 of the large olive trees showed some effects from transplanting and needed either special<br />

care or replacement, and one of eight large transplanted palm trees had died and needed to be replaced. (The total cost<br />

to replace all of these trees would be less than $60,000.)<br />

SUMMARY OF CLAIMED DAMAGES: At trial plaintiff claimed damages of $502,949, which was the total of unpaid<br />

invoices after October 29, 2007, plus punitive damages of $1,500,000 - $2,000,000 based on defendant’s alleged false promise<br />

without intent to perform. Cross-complainants claimed damages of over $9,000,000 for replacement of olive trees and<br />

bedding plants, damages related to landscaping and grading around a pond, and concerns regarding rock retaining walls<br />

constructed by plaintiff throughout the Ranch, among other things.<br />

RESULT: In the initial damage phase the jury, with a 12-0 vote, awarded $502,949 to plaintiff and $60,000 to cross-complainants.<br />

The jury also found in plaintiff’s favor on the false promise cause of action, which triggered the punitive damages phase. In<br />

the punitive damage phase the jury, with a 9-3 vote, awarded $1,000,000 to plaintiff.<br />

After trial plaintiff was awarded pre-judgment interest of $86,048.08 and attorney fees of $225,000 as the cost of proving<br />

matters that defendants denied without good cause in response to requests for admission. On December 22, 2009 the<br />

Court denied defendants/cross-complainants’ motions for a new trial and for a judgment notwithstanding the verdict.<br />

This will be your last issue of<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> if your<br />

membership is not renewed<br />

by the end of this month<br />

The 2010 Membership Application<br />

for the santa <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong><br />

<strong>Association</strong> can be found on page 27.<br />

February 2010 33<br />

Legal News


Legal Community<br />

Alison Holman is<br />

a new associate at<br />

Hager & Dowling.<br />

Ms. Holman<br />

graduated from<br />

the University of<br />

California at <strong>Santa</strong><br />

<strong><strong>Bar</strong>bara</strong>, with a<br />

Bachelor of Arts in<br />

Business Economics<br />

and Law & Society.<br />

She earned<br />

her law degree<br />

from Pepperdine<br />

University School<br />

of Law.<br />

The santa <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> Foundation has<br />

elected its officers, added five new directors, and has<br />

had three directors retire. Serving in 2010 will be John<br />

Thyne, President; Brandi Redman, Vice-President;<br />

John Derrick, Secretary; and naomi Dewey, Treasurer.<br />

The <strong>Bar</strong> Foundation has also added new directors:<br />

Tim Boris, Robert Curtis, vanessa Kirker, Pauline<br />

Maxwell, and Eric Woosley. Three directors retired<br />

from the Board of Directors after having served the<br />

maximum ten years in office: Marilyn Anticouni,<br />

Heather georgakis, and David K. Hughes. The<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> Magazine Editorial Board thanks<br />

Ms. Anticouni, Ms. Georgakis, and Mr. Hughes for<br />

their dedication and long standing service to the local<br />

legal community.<br />

Philip W. Marking of Fell, Marking, Abkin, Montgomery,<br />

granet & Raney LLP has recently joined St.<br />

Francis Foundation Board of Directors. The mission of<br />

the St. Francis Foundation is to promote and support<br />

healthcare in the South Coast community, with particular<br />

attention to those most in need. Mr. Marking’s<br />

practice is primarily focused on complex estate and<br />

trust matters.<br />

Join santa <strong><strong>Bar</strong>bara</strong> <strong>Bar</strong>risters (www.sbbarristers.com)<br />

for a lunchtime MCLE with Dr. Jamie Rotnofsky on<br />

Thursday, February 25. The topic: Psychology Matters.<br />

Learn how to identify when your case can benefit from<br />

a psychological perspective. This event will be held at the<br />

santa <strong><strong>Bar</strong>bara</strong> College of Law and will cost $25 for SBB<br />

members or $30 for non-members to attend. Please RSVP<br />

by Monday, February 22 to gary semerjian at gary@sbbarristers.com.<br />

The santa <strong><strong>Bar</strong>bara</strong> Paralegal <strong>Association</strong> (www.<br />

sbparalegals.org) has elected its 2010 Board of Directors.<br />

The SBPA hosts monthly MCLE luncheons<br />

for paralegals, attorneys, legal secretaries and any<br />

other interested individuals in the legal arena. Serving<br />

the association in 2010 will be: <strong><strong>Bar</strong>bara</strong> Purdue,<br />

President; Jackie Quinn and Kimberly Litherland,<br />

Co-Vice Presidents of Programs; Jane Endacott,<br />

Secretary; Lori sneddon, Treasurer; stephanie<br />

Fry, Vice President of Membership; Debra Wheels,<br />

California Alliance of Paralegal <strong>Association</strong>s Liaison;<br />

and April Henderson, National <strong>Association</strong> of Legal<br />

Assistants Liaison.<br />

If you have news to report — e.g. a new practice, a new hire or<br />

promotion, an appointment, upcoming projects/initiatives by local<br />

associations, an upcoming event, engagement, marriage, a birth in<br />

the family, etc… — The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> Editorial Board<br />

invites you to “Make a Motion!” Send one to two paragraphs for<br />

consideration by the editorial deadline to our Motions editor, Justin<br />

Greene at justin@greenelaw.com. If you submit an accompanying<br />

photograph, please ensure that the JPEG or TIFF file has a minimum<br />

resolution of 300 dpi. Please note that the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

<strong>Lawyer</strong> editorial board retains discretion to publish or not publish<br />

any submission as well as to edit submissions for content, length,<br />

and/or clarity.<br />

34 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>


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February 2010 35<br />

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OFFICE SPACE AVAILABLE<br />

Executive corner office. Prime location on the corner of<br />

Anapamu and <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Street. Office has a nice view<br />

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Contact Rachel Schaff (805) 683-2736.<br />

santa <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

seeks to publish jury verdicts<br />

and court decisions involving<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />

practitioners.<br />

Are you interested in submitting your recent verdict<br />

or decision? Please email Lindsay G. Shinn<br />

(lshinn@mullenlaw.com) and she’ll provide you with<br />

the information and format needed to submit your<br />

case. We look forward to hearing from you!


Criminal Justice<br />

Sanger, continued from page 23<br />

their re-election campaign with a catch phrase, “(S/he) led<br />

the biggest jail break in California history.”<br />

Little Progress, Indeed<br />

What eventually happened was that the legislature did<br />

nothing at all about prison overcrowding by the end of the<br />

summer. Not even some very simple things. It was not until<br />

the three extraordinary sessions were called that some little<br />

progress was made. Still, the big, sensible ideas never got off<br />

the ground and there still is no Sentencing Commission.<br />

So, what did happen? Well, due to the good work of<br />

the Public Safety Committee, at least bills that just mindlessly<br />

increased sentences were shelved. In that sense, the<br />

legislature did not make things much worse. Typically,<br />

multiple bills get through with some legislator’s name on<br />

them adding more prison or jail time to some offense or<br />

another. And, typically, that legislator promotes her or his<br />

role as author in the next campaign, saying s/he is tough on<br />

crime. That type of nonsense was stopped this last session<br />

for the first time in decades.<br />

However, the affirmative steps taken to slow the intake<br />

into the prison system were few and watered down by the<br />

time they were passed. One was the increase in the jurisdictional<br />

amount required to make some property crimes<br />

felonies. The fact is that the change will probably have<br />

very little effect on the prison population. The property<br />

crime limits theoretically delineate the difference between<br />

a felony and a misdemeanor but most prosecutors draw the<br />

line at a much higher number absent some really aggravating<br />

circumstances. Furthermore, most theft cases are not<br />

affected. Still, the limits have been raised on several other<br />

offenses, like receiving stolen property, from $400 to $950<br />

and not sufficient funds checks from $100 to $400.<br />

By the end of the third extraordinary session, there were<br />

a couple of measures that will have some effect on releasing<br />

some people a bit earlier and not returning some technical<br />

parole violators. Just as a mechanical matter, the credits for<br />

“good time/work time” have been increased for some, but<br />

not all, crimes. Currently, the standard county jail credits<br />

are two days for every four served which is changed for<br />

most crimes to two days for every two days served. Not<br />

all cases qualify for this, but it works out that a person<br />

serving a jail sentence or awaiting transportation to prison<br />

may qualify to do two thirds of the sentence. The savings<br />

in county jail are probably not that significant since most<br />

jails are overcrowded and local sentences result in early<br />

releases anyway. And the extra credits that are given on<br />

prison sentences for time spent in the county jail has no<br />

effect on the length of the county jail commitment.<br />

There is also a very modest early release for state inmates.<br />

Up to six seeks off of the commitment can be earned by<br />

prisoners for participation in certain programs. But this does<br />

not pertain to serious or violent felonies, registerable sex<br />

offenses, recidivists, or parole violators. It is a good idea<br />

but the effect of this will be minimal.<br />

Of course, it is not clear that yearly increases in inmates<br />

caused by the present inconsistent patchwork of sentencing<br />

laws will not still overtake the reductions.<br />

In addition, there have been some good, though watered<br />

down, efforts to avoid what has been called California’s<br />

“catch and release” program. Parole is a formula for failure.<br />

Inmates are released directly from prison with no rehabilitation<br />

and no re-entry assistance. They are given a bus ticket<br />

and told to report to their parole officer within two weeks.<br />

They are cited for the inevitable technical violations and<br />

sent back to prison to try the whole experiment again in a<br />

year. There are some new rules on parole violations for certain<br />

limited cases and there are other re-entry provisions.<br />

So, the extraordinary session produced two major laws<br />

that will incrementally help. Unfortunately they were<br />

primarily limited to non-serious and non-violent felonies.<br />

There is provision to allow early release by up to six<br />

weeks if the inmate completes a program. There is also<br />

a provision for early release programs and alternatives to<br />

re-incarceration for technical parole violations.<br />

Miscellany<br />

There were other changes in the laws that pertain to<br />

criminal practice. One heads up for practitioners is that<br />

the rule on notice and response for criminal motions has<br />

been changed from days to court days. So a noticed motion<br />

requires ten court days and the response is due five court<br />

days before the hearing.<br />

A statute that will have to be tested in the courts also<br />

purports to reverse the California Supreme Court in Verdin v.<br />

Superior Court (2008) 43 Cal.4th 1096. That case had prohibited<br />

court ordered psychiatric examinations by government<br />

experts when a defendant placed his mental state in issue.<br />

This statute will allow that again and in circumstances<br />

expanding beyond the pre-Verdin law.<br />

And, in the face of crisis, and as a triumph of legislative<br />

focus on the needs of this state in that time of crisis, it has<br />

been legislated to not be illegal to ride a bicycle without a<br />

seat if it was manufactured that way.<br />

Conclusion<br />

We have to see what, if anything, the governor and the<br />

legislature of this state can do in the future. So far, politics<br />

36 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>


Criminal Justice Legal News<br />

as usual has resulted in a financial and social disaster in<br />

California. Will we ever have a Sentencing Commission?<br />

Will we ever have a coherent sentencing scheme? Will we<br />

ever really deal with the conditions of incarceration or an<br />

intelligent plan to rehabilitate people and reintegrate them<br />

into society when they finish their prison sentences? Are<br />

we going to continue to pay the salaries of legislators and<br />

their massive staffs to just secure their own political futures<br />

as opposed to govern in the people’s best interests? Will<br />

pigs fly?<br />

Robert Sanger is a Certified Criminal Law Specialist and has been<br />

a criminal defense lawyer in <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> for over 36 years.<br />

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TRU-2912-A OCT 2009<br />

February 2010 37<br />

Colton, continued from page 24<br />

How is the Rule enforced? Are there civil tort<br />

consequences?<br />

Presumably the drafters of the Rule considered the “negative<br />

impression factor” an important aspect of the new regimen,<br />

which apparently is completely self-policing. That is,<br />

lawyers are not required generally to report either existence,<br />

or lack, or loss, of LPL coverage to the State <strong>Bar</strong>.<br />

The duties of disclosure are, however, of two aspects:<br />

(1) non-performance will subject the lawyer to State <strong>Bar</strong><br />

discipline; and (2) because these newly created professional<br />

duties run to clients, non-performance where required may<br />

arguably lead to expanded civil tort liability, e.g., breach<br />

of professional and/or fiduciary duty—at least where the<br />

former client/claimant can show causation and resulting<br />

compensable damage.<br />

If so, arguably breach of that duty need not be intentional<br />

(“should have known”) to be actionable. But, if intentional<br />

or reckless, the door also may have been opened to intentional<br />

tort liability for breach of fiduciary duty, possible<br />

punitive damages exposure, and even the survival of a<br />

claim for intentional wrongdoing, not dischargeable in<br />

bankruptcy!<br />

What language should be in the written<br />

disclosure?<br />

Discussion [2] and [3] (see side bar at page 17 of January<br />

2010 issue) provide the answers — at least as to sole<br />

practitioners (note the use of the singular pronouns). The<br />

language should be adapted for partnerships and law firms<br />

by replacing “I” with “we” — e.g., “…we are informing<br />

you in writing that we no longer have professional liability<br />

insurance.” Note, however, that the obligation of disclosure<br />

is personal to each member.<br />

The Discussion and the Rule itself provide no further<br />

guidance. Deviating from, altering or expanding upon the<br />

recommended disclosure language will invite unintended<br />

consequences and should be avoided.<br />

The new Rule potentially creates yet additional pitfalls,<br />

which may well affect lawyers who already have LPL insurance.<br />

Those issues will be addressed in next month’s final<br />

part of this article.<br />

Michael A. Colton, a past President of SBCBA, is with Hill,<br />

Trager & Colton, LLP; his practice emphasis is counseling and<br />

representation of lawyers and other professionals in civil trial and<br />

appellate litigation.


Calendar<br />

SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY<br />

38 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

February 2010<br />

Jan. 31 1 2 3 4 5 6<br />

<strong>Santa</strong><br />

<strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

Submission<br />

Deadline<br />

7 8 9 10 11 12 13<br />

14 15 16 17 18 19 20<br />

21 22 23 24 25 26 27<br />

28 March 1 2 3 4 5 6<br />

Alternative Dispute Resolution<br />

David C. Peterson 441-5884<br />

davidcpeterson@charter.net<br />

Bench and <strong>Bar</strong> Conference 2010<br />

Mack Staton 966-1501<br />

mstaton@mullenlaw.com<br />

William Clinkenbeard 965-0043<br />

wclinkenbeard@bhcrlaw.com<br />

Paul Roberts 963-7403<br />

paroberts@hbsb.com<br />

Bench & <strong>Bar</strong> Relations<br />

Richard Lee 966-2440<br />

rlee@rppmh.com<br />

Civil Litigation<br />

John C. Eck 965-5131<br />

eck@g-tlaw.com<br />

Eric A. Woosley 897-1830<br />

ericw@zwlegal.com<br />

Client Relations<br />

Thomas Hinshaw 729-2526<br />

th2@mindspring.com<br />

Court Furlough<br />

Day<br />

SBCBA<br />

Family Law<br />

Section Morning Coffee<br />

SB <strong>Bar</strong>risters MCLE:<br />

Psychology Matters<br />

SBCBA SECTION HEADS Family Law<br />

Client Relations, cont.<br />

Lol Sorenson 649-1389<br />

lol@rsmediate.com<br />

Nicole Champion 963-4110<br />

nchampion@sbfamlaw.com<br />

Debtor/Creditor<br />

David B. Commons 899-1222<br />

Elder Law<br />

Denise Platt 604-7130<br />

denise@jodymoorelaw.com<br />

Jody Moore 604-7130<br />

jody@jodymoorelaw.com<br />

Employment Law<br />

Rafael Gonzalez 966-1501<br />

rgonzalez@mullenlaw.com<br />

Paul Wilcox 966-1501<br />

pwilcox@mullenlaw.com<br />

Estate Planning/Probate<br />

Lori Lewis 966-1501<br />

llewis@mullenlaw.com<br />

Jennifer Drury 879-7523<br />

jdrury@drurypullenlaw.com<br />

Vanessa Kirker 964-5105<br />

vk@kirkerlaw.com<br />

In-House Counsel & Corporate Law<br />

Betty L. Jeppesen 963 -8621<br />

BtJpps@aol.com<br />

Intellectual Property/Tech. Business<br />

Christine L. Kopitzke 845-3434<br />

ipcounsel@cox.net<br />

Real Property/Land Use<br />

Marcus Bird 963-6711<br />

msbird@hbsb.com<br />

Bret Stone 898-9700<br />

bstone@paladinlaw.com<br />

Taxation<br />

Peter Muzinich 963-9721<br />

pmuzinich@rogerssheffield.com<br />

Joshua P. Rabinowitz 963-0755<br />

jrabinowitz@fmam.com


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THE OTHER BAR<br />

Free confidential assistance to those in the<br />

legal community with substance abuse problems.<br />

Weekly Other <strong>Bar</strong> recovery Meetings are<br />

held in many areas, and others are being<br />

established. For times and locations, or<br />

to start a meeting in your area, contact the<br />

number or website below.<br />

Provider of Certified MCLE Instructors<br />

MCLE courses available on our website<br />

www.otherbar.org<br />

Confidential Hotline:<br />

(800) 222-0767<br />

February 2010 39<br />

SFSB_SBLaywers_OLeary 9/9/09 3:04 PM Page 1<br />

Scott O’Leary<br />

died in 2003.<br />

This fall, he will<br />

send a local student<br />

off to college.<br />

WHAT LEGACY WILL YOU LEAVE?<br />

You or your clients can establish a scholarship fund now or<br />

for the future. Contact Colette Hadley, Executive Director<br />

at (805) 687-6065 or chadley@sbscholarship.org.<br />

Scholarship Foundation of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />

www.sbscholarship.org<br />

Named a 2010 Southern California Superlawyer ®!<br />

www.santabarbaraappeals.com<br />

For 34 years Scott O’Leary<br />

was a teacher, coach, and<br />

athletic director at Dos Pueblos<br />

High School. To continue<br />

Scott’s legacy, family, friends,<br />

and former players established<br />

a scholarship fund in his<br />

memory. Each year a memorial<br />

scholarship is awarded in his<br />

name to a student athlete<br />

graduating from Dos<br />

Pueblos High School.<br />

hfox@foxappeals.com


<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />

123 W. Padre Street, #E<br />

<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />

Change Service Requested<br />

Gary Goldberg<br />

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40 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />

Prsrt std<br />

U.s. Postage Paid<br />

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I’ve been a <strong>Lawyer</strong> for 17 years and a Real Estate Broker with<br />

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“As a real estate company owner beginning my 15th year of serving <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, I look<br />

forward to helping you buy or sell real estate property, and as always, personally dedicating<br />

myself to striving for excellence in every transaction. My expertise and detailed knowledge of<br />

properties includes Montecito, Hope Ranch, Carpinteria, Summerland, Goleta, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>,<br />

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