Santa Barbara Lawyer - Santa Barbara County Bar Association
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<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
Official Publication of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />
February 2010 • Issue 449<br />
ORDER IN THE COURT
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2 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>
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McIvers&Slater_7.5x4.5.ad:McIvers&Slater 7/8/09 2:47 PM Page 2<br />
February 2010 3<br />
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McIvers & Slater<br />
Mediation and Arbitration<br />
Kevin Thomas McIvers<br />
kmcivers@mciversandslater.com<br />
Hon. James M. Slater<br />
Judge of the Superior Court, Ret.<br />
jslater@mciversandslater.com<br />
Excellence in Dispute Resolution<br />
Business Disputes<br />
Real Estate<br />
Elder Abuse<br />
Professional Liability<br />
Medical Malpractice<br />
Insurance & Bad Faith<br />
Employment & Wrongful Termination<br />
Construction Contract & Defect<br />
Personal Injury & Wrongful Death<br />
(805) 897-3843<br />
www.McIversandSlater.com<br />
211 East Anapamu Street • <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101
Lynn E. Goebel<br />
President<br />
Ehlers, Fairbanks & Goebel, LLP<br />
15 West Carrillo Street, Suite 217<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />
T: 879-7513 F: 879-4006<br />
Mack Staton<br />
President Elect<br />
Bench and <strong>Bar</strong> Conference (2010)<br />
Events Committee<br />
Mullen & Henzell LLP<br />
112 E. Victoria Street<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA, 93101<br />
T: 966-1501 F: 966-9204<br />
Catherine Swysen<br />
Secretary<br />
Sanger & Swysen<br />
233 E. Carrillo Street, Suite C<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />
T: 962-4887 F: 963-7311<br />
Donna Lewis<br />
Chief Financial Officer<br />
Attorney at Law<br />
789 North Ontare Road<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />
T: 682-4090<br />
Melissa Fassett<br />
Past President<br />
Special Projects<br />
Price, Postel & Parma LLP<br />
200 E. Carrillo Street, Suite 400<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />
T: 962-0011 F: 965-3978<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />
www.sblaw.org<br />
2010 Officers and Directors<br />
Winnie Cai<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
Editor-in-Chief<br />
Attorney at Law<br />
7325 Elmhurst Place<br />
Goleta, CA 93117<br />
T: 636-0190<br />
Naomi Dewey<br />
MCLE Chair<br />
Hardin & Coffin, LLP<br />
1531 Chapala Street, Suite 1<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />
T: 963-3301 F: 963-7372<br />
Luis Esparza<br />
Events Committee<br />
Esparza Law Group, PC<br />
1129 State Street, Suite 13<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />
T: 564-1018 F: 564-1437<br />
Herb Fox<br />
Liaison/Bench and <strong>Bar</strong><br />
Law Office of Herb Fox<br />
15 West Carrillo Street, Suite<br />
211, SB 93101<br />
T: 899-4777, F: 899-2121<br />
Saji Gunawardane<br />
Special Projects<br />
Law In Motion, PC<br />
924 Anacapa Street, Suite 2-J<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />
T: 845-4000 F: 845-4867<br />
Mission Statement<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />
The mission of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />
is to preserve the integrity of the legal profession and<br />
respect for the law, to advance the professional growth<br />
and education of its members, to encourage civility and<br />
collegiality among its members, to promote equal access to<br />
justice and protect the independence of the legal profession<br />
and the judiciary.<br />
Jennifer Kruse Hanrahan<br />
Liaison, Legal/Community<br />
Relations<br />
Attorney at Law<br />
285 Chateaux Elise, Suite B<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93109<br />
T: 636-5566 F: 966-6407<br />
Cristi Michelon<br />
Events Committee<br />
Eaton, Jones & Michelon<br />
1032 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Street<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />
T: 963-2014 F: 966-2120<br />
John J. Thyne III<br />
Law Day/Law Week<br />
Bench and <strong>Bar</strong><br />
The Law Offices of John Thyne<br />
2000 State Street<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />
T: 963-9958 F: 963-3814<br />
William Duval, Jr.<br />
Law Day/Law Week<br />
Attorney at Law<br />
1114 State Street, Suite 240<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101<br />
T: 963-9641 F: 963-4071<br />
Lida Sideris<br />
Executive Director<br />
SBCBA Office<br />
123 W. Padre Street, No. E<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />
T: 569-5511 F: 569-2888<br />
sblawmag@verizon.net<br />
4 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
A Publication of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
<strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />
©2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />
EDITOR-IN-CHIEF<br />
Winnie Cai<br />
ASSISTANT EDITORS<br />
John Derrick<br />
Pauline Maxwell<br />
SENIOR EDITOR<br />
Saji Gunawardane<br />
SENIOR ADVISOR<br />
Lol Sorensen<br />
MOTIONS EDITOR<br />
Justin Greene<br />
VERDICTS & DECISIONS<br />
EDITOR<br />
Lindsay G. Shinn<br />
COVER ART<br />
Saji Gunawardane<br />
EDITORIAL SUPPORT<br />
Michael Lyons<br />
Adam Carralejo<br />
Jill Jackman Sadler<br />
CONTRIBUTING WRITERS<br />
Herb Fox<br />
Robert Sanger<br />
Submit all EDITORIAL matter to<br />
Winnie Cai at<br />
santabarbaralawyer@yahoo.com<br />
with “SUBMISSION” in the email<br />
subject line.<br />
Submit all ADvERTIsIng to :<br />
SBCBA, 123 W. Padre Street, #E<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />
phone 569-5511, fax 569-2888<br />
Classifieds can be emailed to:<br />
sblawmag@verizon.net
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
Official Publication of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />
February 2010 • Issue 449<br />
Articles<br />
6 Judge J. William McLafferty 1939–2010, By Judge<br />
James W. Brown<br />
8 Ten Tips to Improve Your Success in the Courtroom, By<br />
Denise de Bellefeuille<br />
9 A Few Courtroom Tips, By Judge Thomas P. Anderle<br />
12 How to Annoy the Court of Appeal in 4 Easy Steps, By<br />
John Derrick<br />
14 Lesson in a Parking Lot, By Brad Ginder<br />
17 In Memoriam: Kimberley E. Montanaro, By Jennifer<br />
Raphael<br />
20 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s’ Annual Dinner and<br />
Meeting, By Naomi Dewey<br />
23 New Criminal Laws for 2010, By Robert Sanger<br />
24 New Rule 3-410: New Duties, Unresolved Issues, By<br />
Michael Colton<br />
26 A Few of Our New Year’s Resolutions<br />
29 Volunteer Attorneys Needed for 2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />
Mock Trial Competition, By Josefina Martinez and Saji<br />
Gunawardane<br />
31 The Buck Stops Here, By Lida Sideris<br />
sections<br />
32 Verdicts & Decisions<br />
34 Motions<br />
35 Classifieds<br />
38 Calendar<br />
February 2010 5<br />
Editor’s Message<br />
By Wi n n i e Ca i<br />
We begin this month on a somber note: Judge J.<br />
William McLafferty and attorney Kimberley<br />
Montanaro both passed away in January.<br />
Judge McLafferty presided over Department 5 decisively<br />
and fairly for over 12 years. Pauline Maxwell, a legal research<br />
attorney for the court, fondly remembers Judge<br />
McLafferty’s “boyish sense of humor and joy for life.” You<br />
will find Judge James W. Brown’s warm memories of his<br />
fellow bench officer in the following pages.<br />
Kimberley was a partner at Anticouni & Associates, LLP<br />
where she specialized in class action lawsuits. I did not have<br />
the good fortune of knowing Kimberley, but it is obvious<br />
that she was an excellent attorney and wonderful person.<br />
Tributes from her friends and colleagues show that Kimberley<br />
made an indelible mark on everything she did.<br />
The profound sadness felt by the passing of these two<br />
well-respected colleagues is a reminder of the tight-knit<br />
nature of our community and that we should practice law<br />
with civility and integrity. As it turns out, these are the<br />
themes of the current issue. Judge Denise de Bellefeuille<br />
and Judge Thomas P. Anderle offer concrete advice on how<br />
to become better lawyers. It is advice based on many years<br />
of observing lawyers at their business, some successfully,<br />
some not. A few of these ideas may be familiar to you, but<br />
it is good to be reminded of them as we strive to perfect<br />
our craft.<br />
Due to Judge McLafferty’s untimely death and this publication’s<br />
production schedule, we were not able to celebrate<br />
adequately Judge McLafferty’s life in the February issue.<br />
We will dedicate the March issue to Judge McLafferty,<br />
featuring the words of his friends and colleagues. If you<br />
would like to share your memories of the late judge, please<br />
direct them to santabarbaralawyer@yahoo.com.
Judge J. William McLafferty<br />
June 14, 1939 – January 15, 2010<br />
The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> legal community and<br />
particularly his colleagues on the bench<br />
and courthouse staff were shocked and<br />
profoundly saddened by the news of Judge Bill<br />
McLafferty’s sudden passing on Friday, January<br />
15, 2010, at Cottage Hospital. Although Bill had<br />
been hospitalized for more than a month and<br />
had undergone serious surgery related to longstanding<br />
pulmonary issues, he had appeared to<br />
be rebounding and we expected soon to see him<br />
back at his post in Department Five. The reality<br />
of his absence is slowly sinking in.<br />
His loss will be particularly felt in the South<br />
Coast Civil Division where he has long been<br />
the Supervising Judge, both before and after his<br />
term as Presiding Judge from 2007 through 2008.<br />
Bill strengthened the CADRe program and pio-<br />
neered the Case Management Alternative Dispute<br />
Resolution Early Settlement Session (CMADRESS)<br />
into a highly effective early settlement vehicle using<br />
civic minded and specially trained attorneys under<br />
Court supervision to resolve civil cases early at great<br />
savings of Court and litigant resources.<br />
Bill managed to bridge the gulf of isolation that<br />
can separate judges from the communities they<br />
serve by his active and often humorous participation<br />
in the William L. Gordon Inn of Court and a<br />
wide range of other community organizations. Although<br />
he maintained discipline in the courtroom,<br />
a warm heart of compassion, fostered perhaps by<br />
his own humble beginnings, was never far below<br />
the surface. He will be greatly missed.<br />
6 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
- Judge James W. Brown<br />
A full memorial spread on Judge McLafferty will be included in the March 2010<br />
issue of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>. Please refer to the Editor’s Message on page 5 to see<br />
how you can contribute to the commemoration of Judge McLafferty’s life.
I N ME MORI A M<br />
HON. J. WILLI AM MCL AFFERTY, JR.<br />
ACCOMPLISHED TRIA L L AWYER<br />
E S T EEMED PA RT NER<br />
R ESPECT ED JURIST<br />
SANTA BARB ARA SUPERIOR COURT 1997-2010<br />
A RCHBALD & SPRAY LLP 1975-1997<br />
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February 2010 7
The Practice of Law<br />
Ten Tips to Improve<br />
Your success in the<br />
Courtroom<br />
By Ju d g e de n i s e d e Bellefeuille<br />
Atrial is a real life drama, and judges have the best<br />
seat in the house. Judges see all kinds of lawyers<br />
in court — charismatic, confident, well-prepared<br />
types, and those less so. Whatever your skills, it never hurts<br />
to think about the things you might do to improve them.<br />
So to that end I would like to offer the following ten tips<br />
for your consideration.<br />
First, when you are developing the theory of your case,<br />
look at the jury instructions applicable to your causes of<br />
action. The instructions contain all of the elements you<br />
must prove in order to win your case.<br />
Take the words of the instructions and<br />
match them to the testimony of your<br />
intended witnesses so that you cover all<br />
of the necessary bases. Remember, if you<br />
miss an element, you lose! This simple<br />
form of preparation helps you to evaluate<br />
the strength of your case and gives you a<br />
chance to consider what you will need to<br />
prove and how to do it.<br />
Second, read the California Evidence<br />
Code, cover to cover. Yes, it is not as<br />
thrilling as a good novel. But it contains<br />
everything you need to know about how<br />
to get evidence admitted in court, and how<br />
to prevent your opponent from admitting<br />
evidence. You might be surprised to discover<br />
the true definition of hearsay and its<br />
many exceptions. Most lawyers misunderstand<br />
the hearsay rule because few have<br />
taken time to read it and think about it,<br />
much less go through the precise analysis necessary to get<br />
an out of court statement either admitted or excluded.<br />
Third, learn how to authenticate evidence and do it<br />
crisply, succinctly, and clearly for the benefit of the judge,<br />
jury, and court reporter. To this end you might try the<br />
following magic formula, which works like a charm. You<br />
show a marked exhibit to witness. You announce in your<br />
question: “I show you exhibit one marked for identifica-<br />
Take a page from English<br />
barristers who simply state,<br />
calmly and in the King’s<br />
English, “I respectfully<br />
disagree with my learned<br />
friend.” Learned friend<br />
is code for any other term<br />
you’d like to call the other<br />
lawyer. But it sounds<br />
elegant and positive and<br />
you will earn points for<br />
decorum and politeness.<br />
tion: What is this? How<br />
do you recognize it? Did<br />
you create this? Where<br />
did you obtain this?” Or<br />
other questions along this<br />
line, to establish what the<br />
document is and to make<br />
a foundation for it to come<br />
into evidence.<br />
On a related note, please<br />
do not ever approach a<br />
witness with an unmarked<br />
document. The reason<br />
we have the clerk mark<br />
Denise de Bellefeuille<br />
exhibits is to keep track<br />
of them so that we have a<br />
clear record. Documents<br />
are easy to misplace. Everything shown to a witness must<br />
first be marked for identification by the court clerk.<br />
Fourth, think about how you are going to get documents<br />
into evidence. Are they business records? Are they hearsay?<br />
How do you overcome the hurdles<br />
to admission? Why not meet with your<br />
opponent and see if he or she will stipulate<br />
to the admission of key documents? It may<br />
save time and aggravation. Otherwise,<br />
have a theory of admissibility and be<br />
prepared to authenticate and lay a proper<br />
foundation for the thing to be admitted.<br />
Fifth, do not make speaking objections.<br />
A speaking objection sounds like a very<br />
long whine. The only correct way to object<br />
is to use one or two key words to clue the<br />
judge (acting as referee) — such as “objection,<br />
hearsay; asked and answered; vague<br />
and unintelligible; leading” and so on. It<br />
might be helpful for you to compile a list<br />
of correct objections and take them with<br />
you to court as a handy shorthand tool.<br />
Sixth, spend some time forming appropriate<br />
questions for your witnesses. Keep<br />
in mind the rule that only non-leading<br />
questions are allowed on direct examination. Non-leading<br />
means a question that is open-ended as opposed to a leading<br />
question, which suggests the answer in the body of<br />
the question. A good direct examination is one that lets<br />
the witness tell his or her story seamlessly. It is an art form<br />
that is often overlooked by the nervous lawyer. To cultivate<br />
8 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
Continued on page 10
A Few<br />
Courtroom Tips<br />
By Ju d g e Th o m a s P. an d e r l e<br />
F<br />
rom time-to-time I have shared some thoughts<br />
with lawyers about issues that confront me. Here<br />
are a few observations that might help you on<br />
your next court appearance.<br />
“Do you ever change a tentative ruling?”<br />
Not very often. Sometimes the law and motion calendar<br />
contains more motion than law. So if it is not in your moving<br />
papers, it does not exist. Remember I have read your<br />
papers and I have considered whatever you said and why<br />
you said it. Although I have no objection to any argument,<br />
you want to keep that in mind. I have already spent a lot<br />
of time on your case.<br />
“Do you think the quality of practicing lawyers<br />
has improved in the last 10 years?”<br />
Absolutely. The writing is certainly better. 95% of the<br />
lawyers in my courtroom work hard and do a good job.<br />
(Don’t “join” the other 5%.) The number of cases actually<br />
being tried seems to be down. Some of the reasons for<br />
that are:<br />
A) MICRA limitations, which made sense years ago,<br />
have now made the really big pain and suffering case too<br />
expensive to try. B) The insurance industry started to tell<br />
the lawyers who had relatively small cases that they had to<br />
try their marginal cases. C) The ADR system has put a big<br />
emphasis on settlement. D) The attitude toward “mediation”<br />
has changed significantly. We have far more lawyers<br />
who want to be mediators than trial attorneys. E) We are<br />
doing a better job with law and motion. The marginal cases<br />
and marginal causes of action are being cut out. Years ago<br />
we did not have the resources to really do good work in<br />
law and motion.<br />
“What does all that mean to a trial attorney?”<br />
When that case comes in the door if it is not winnable,<br />
don’t take it. You make money on the cases you don’t take.<br />
At the same time get your settlement cap on early and<br />
make sure your client recognizes the advantages of early<br />
February 2010 9<br />
settlement.<br />
Consider carefully if you<br />
want to get behind on your<br />
billing on the assumption<br />
that you will make it up<br />
by winning at trial. That<br />
can be very expensive<br />
learning.<br />
The Practice of Law<br />
“How effective do you<br />
think Evidence Code<br />
§ 776 testimony is in<br />
a trial?”<br />
It is very commonly<br />
Judge Thomas P. Anderle<br />
done, and it is very commonly<br />
unproductive and<br />
repetitive. It is much overused.<br />
Get in and get out. You give the defendant an opportunity<br />
to tell their story in the middle of your case, and<br />
a second time in their case. It is rarely helpful when it is<br />
done exhaustively.<br />
“Do you think ‘evidentiary objections’ to<br />
the declarations submitted on a motion are<br />
helpful?”<br />
<strong>Lawyer</strong>s must use some reasonable restraint in their<br />
submission of declarations that contain inadmissible statements<br />
and opposing counsel must use some reasonable<br />
restraint in making their objections. <strong>Lawyer</strong>s often seem<br />
not to have even considered using such restraint in their<br />
case. Even though many of the objections made by a moving<br />
party are valid, (1) I ask counsel who are submitting the<br />
declarations to read them before filing them and eliminate<br />
the inadmissible testimony, and (2) I ask counsel who are<br />
objecting to the inadmissible testimony to resist exercising<br />
every conceivable objection, on the theory that in most<br />
cases there is virtually no harm done by the inadmissible<br />
statement and in every case I have to read and rule on each<br />
objection.<br />
“Is there a particular thing that we should work<br />
harder at?”<br />
a. <strong>Lawyer</strong>s who cannot be civil. Keep in mind, it rarely<br />
helps your case to annoy the trial judge by not keeping your<br />
anger under control.<br />
b. Number your in limine motions.<br />
c. Limit your in limine motions.<br />
d. List your witnesses in alphabetical order.<br />
e. Please consider your settlement posture more than 5<br />
days before the mandatory settlement conference.
de Bellefueille, continued from page 8<br />
this art, try to ask simple, straightforward questions that<br />
begin with words like who, what, when, where or how.<br />
Here are some examples: Where were you on September<br />
11, 2001 at 8:42 am? What did you see? What happened<br />
next? How do you know that?<br />
Seventh, “Cross examination is not the art of examining<br />
crossly. It is the delicate task of gently leading a witness<br />
into a fatal admission.” (John Mortimer, English <strong>Bar</strong>rister<br />
extraordinaire and author of Rumpole of the Bailey.) Cross<br />
examination is perhaps the most difficult skill to master as<br />
a lawyer. Personally, in 13 years of practice I think I did one<br />
really good cross examination. After 16 years as a judge,<br />
I have witnessed precisely two excellent cross examinations.<br />
Two, count them. Cross examination requires a high<br />
level of preparation and thoughtfulness, plus a little talent.<br />
I have an outstanding VHS tape of the late, great Cornell<br />
Law School Professor Irving Younger on the subject that I<br />
will happily lend out to anyone interested in getting some<br />
good tips in this department. Suffice it to say, you need to<br />
have a strategy for getting that fatal admission. An ineffective<br />
cross examination can damage your own case and<br />
strengthen your opponent’s!<br />
Court Furlough<br />
Days 2010<br />
January 20, 2010<br />
February 17, 2010<br />
March 17, 2010<br />
April 21, 2010<br />
May 19, 2010<br />
June 16, 2010<br />
Eighth, for you civil lawyers out there, could someone<br />
kindly tell me where you learned the bold move of calling<br />
your first witness in trial the opposing party “under<br />
776, your honor” (referencing Evidence Code 776)? This<br />
is always a HUGE mistake. First of all, you have not yet<br />
established any of the basic facts of your case through<br />
your own friendly witnesses (who will seamlessly tell<br />
their stories under non-leading direct examination). No,<br />
instead, you want to take the hostile opponent on cross<br />
examination before anyone knows anything about your<br />
theory of the case.<br />
Trust me, no matter how confident you are, you cannot<br />
do this well. Don’t do it. It’s not a good move. It usually<br />
results in a tremendous amount of read-back in the jury<br />
room. It’s confusing and counterproductive. It does not<br />
accomplish your goal of making the other side look small<br />
and unbelievable. It does the opposite, actually.<br />
Ninth, no matter how obnoxious or aggravating your<br />
opponent proves to be, do not ever, ever, ever, lower yourself<br />
to engage in any personal attacks against him or her.<br />
NEVER! This is exceptionally difficult when your opponent<br />
is doing this to you. It is all too human to want to respond<br />
to such bad behavior because we all retain the right of selfdefense.<br />
However, be warned that if you respond in kind,<br />
your case turns into a slug fest that is no longer focused<br />
on searching for the truth: the focus then shifts to how<br />
unprofessional and petty lawyers can be. Quite frankly,<br />
we can’t afford this as a group. <strong>Lawyer</strong>s are already held<br />
in such low esteem by the general public. Why confirm<br />
stereotypes?<br />
Judges hate this behavior, jurors despise it, and it simply<br />
makes both lawyers look bad. It takes super human abilities<br />
to resist the temptation, but if you do, you will win major<br />
points with the people judging the merits of the case. So,<br />
the next time you are tempted to call your opponent’s argument<br />
ridiculous, a fantastic fabrication, or a lie, bite your<br />
tongue and count silently to ten until the urge to blurt out<br />
a criticism passes.<br />
Take a page from English barristers who simply state,<br />
calmly and in the King’s English, “I respectfully disagree<br />
with my learned friend.” Learned friend is code for any<br />
other term you’d like to call the other lawyer. But it sounds<br />
elegant and positive and you will earn points for decorum<br />
and politeness.<br />
Tenth, gratitude is an attitude. Remember how lucky we<br />
are to serve in this noble profession. It is such a privilege to<br />
earn a law degree and the right to pass before the bar, taking<br />
up the cause of the client in need of legal assistance. A trial<br />
is the search for the truth, and being part of the process is<br />
a marvelous opportunity to do the right thing.<br />
10 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
The Practice of Law
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February 2010 11
The Practice of Law<br />
How to Annoy the<br />
Court of Appeal in 4<br />
Easy steps<br />
By Jo h n de r r i C k<br />
S<br />
tep 1: The guru of legal writing is someone called<br />
Bryan Garner. He edits Black’s Law Dictionary. He<br />
also presents legal writing seminars nationwide.<br />
(www.lawprose.org.)<br />
I’ve never been to one, although I’ve heard great things<br />
about them. But Garner gives out one piece of advice that’s<br />
really bad. It’s number-one on my list of how<br />
to annoy the Court of Appeal.<br />
The advice: “Put your case citations in<br />
footnotes.” According to Garner, citations<br />
mid-paragraph disturb the flow of prose and<br />
distract the reader.<br />
The flaw in Garner’s advice is that some<br />
people actually want to read the citations.<br />
The source and nature of authority may be of<br />
more than mere passing interest. And there’s<br />
nothing more giddy-making to the legal reader than making<br />
one’s eyes go up and down the page between text and footnotes,<br />
like someone watching a tennis game on paper.<br />
No doubt there may be some Justice or research attorney<br />
buried in the California appellate system who favors this.<br />
But I have heard scathing comments on the Garner footnote<br />
idea from members of the appellate bench at MCLE<br />
events.<br />
Step 2: How about refusing to stipulate to extensions<br />
of up to 60 days for principal briefs? As a practical matter,<br />
the Court of Appeal virtually always grants applications for<br />
such extensions — usually in two lots of 30 — if there is a<br />
vaguely plausible request. But stipulations save the Clerk’s<br />
Office time. Ones of up to 60 days are effective on filing<br />
and don’t require a Court order. (I’m talking about state<br />
court. The Feds do things differently.)<br />
<strong>Lawyer</strong>s who don’t stipulate to extensions are making<br />
work for every one. And they’re probably making life difficult<br />
for themselves, because the chances are they, too,<br />
will need an extension.<br />
I know that clients sometimes don’t like it if their lawyer<br />
agrees to extensions. But this is an instance of where the<br />
lawyer should call the shots. I make it clear in my fee agree-<br />
And this guy droned<br />
on, seemingly oblivious<br />
to the irritation he was<br />
causing. Eventually, he<br />
was cut off.<br />
ments that I may enter into<br />
60-day stipulations.<br />
Step 3: Oral argument<br />
presents plenty of opportunities<br />
to annoy. Both<br />
sides are entitled to up to<br />
30 minutes. But except<br />
in rare cases, you’ll make<br />
yourself very unpopular<br />
if you insist on your full<br />
allocation. Fifteen minutes<br />
is generally a reasonable<br />
maximum — 5-12 minutes<br />
usually suffice.<br />
Probably the worst oral<br />
argument I’ve ever seen<br />
was at Division Six in<br />
12 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
John Derrick<br />
Ventura about a year ago. I was defending<br />
an appeal. It wasn’t a complex case. The appellant<br />
was funded by an insurance carrier,<br />
and the law firm seemed determined to milk<br />
the file.<br />
For a start, it sent two lawyers to oral argument.<br />
Both sat at the counsel table — and, no<br />
doubt, billed — although only one argued.<br />
He had put in a 30-minute estimate. And he<br />
literally started to read out long paragraphs<br />
from cases.<br />
Since arguments are called in order of time estimates, with<br />
the shortest first, we were stuck at the end of the morning<br />
calendar (resulting in both of those lawyers being able to bill<br />
to the max). It had actually gone past the noon hour. People<br />
wanted to go to lunch. And this guy droned on, seemingly<br />
oblivious to the irritation he was causing. Eventually, he was<br />
cut off. Surprisingly, he was a certified appellate specialist<br />
(not, I hasten to add, from <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>).<br />
Step 4: One often sees lawyers arriving for oral argument<br />
lugging piles of banker’s boxes containing the record. As<br />
though they’ll have an opportunity to do anything with it<br />
in the short span of their argument.<br />
But that’s their problem. What is annoying is when the<br />
record ends up much bulkier than it need be. All too often,<br />
lawyers put virtually the whole Superior Court file into<br />
a multi-volume Appendix or Clerk’s Transcript, but then<br />
cite to only a fraction of what’s there. Don’t bloat records<br />
(unless you want to annoy). Someone at the receiving end<br />
has to handle all that stuff.<br />
John Derrick is certified by The State <strong>Bar</strong> of California Board of<br />
Legal Specialization as a Specialist in Appellate Law.
Organize Eric discovers<br />
”bombshell” document, sends<br />
it to West Case Notebook ®, and<br />
annotates the key section<br />
Strategize Amy runs a Key Facts<br />
report to jump-start her summary<br />
judgment motion<br />
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For details, call 1-800-762-5272 or visit west.thomson.com/casenotebook.<br />
February 2010 13<br />
Find Bob uses five minutes at<br />
the airport to run a search for the<br />
evidence for tomorrow’s hearing<br />
• Pleadings<br />
• Legal research<br />
• And more!<br />
Draft Mary sends a clip from<br />
a pivotal case, along with the<br />
case citation, directly into her<br />
memorandum<br />
© 2009 Thomson Reuters L-353182/10-09<br />
Thomson Reuters and the Kinesis logo are trademarks of Thomson Reuters.
I Learned About <strong>Lawyer</strong>ing From That<br />
Lesson in a<br />
Parking Lot<br />
By Br a d gi n d e r<br />
W<br />
hen asked by John Derrick for a “war story” that<br />
taught me a lesson about lawyering, I thought of<br />
several humorous stories without much lesson<br />
and many tedious ones with too much lesson. Here’s one<br />
in between.<br />
I was walking to my car from a courtroom in Ventura<br />
after the final day of testimony in a wrongful-death jury<br />
trial. A colleague, Mack Staton, and I were representing,<br />
respectively, the husband of the decedent (“Mr. P”) and<br />
the decedent’s young sons from an earlier<br />
marriage. The potential for a possible conflict<br />
over verdict apportionment caused Mack<br />
and me to believe that the survivors would<br />
be best represented by separate counsel. We<br />
also thought that trying the case together<br />
would be fun. Trying cases should always<br />
be enjoyable.<br />
Mack was walking next to me discussing<br />
the day in court as I noticed that our clients<br />
were about 50 yards ahead of us and also<br />
walking to the parking lot through the courthouse<br />
corridor. As we walked, three jurors in<br />
our case emerged from the ladies’ restroom<br />
ahead of us. They turned down the corridor<br />
toward the parking lot, walking about 20 yards behind our<br />
clients. Mack stopped talking or I stopped listening. I don’t<br />
remember. I remember only silence, the uneasy silence that<br />
sometimes precedes disaster. The corridor seemed to get<br />
longer as the jurors — out of our hearing range — talked<br />
among themselves and appeared to recognize that the<br />
plaintiffs in their case walked ahead of them. They did<br />
not seem aware that we were in the courthouse exodus<br />
behind them.<br />
The parking lot was filled with cars. As we approached<br />
the end of the corridor, it seemed plain that very soon our<br />
clients and the three jurors would head in different directions<br />
in search of their automobiles and I would be enjoying<br />
again my conversation with Mack. That didn’t happen.<br />
The situation could<br />
have been avoided by<br />
discussing places for<br />
parking before trial,<br />
and then learning of<br />
the handicap permit<br />
and evaluating<br />
whether it was really<br />
necessary to use.<br />
I had never seen Mr.<br />
P’s car before that day. I<br />
had not talked to Mr. P or<br />
the boys about parking at<br />
the courthouse. A tall, fitlooking<br />
man in his early<br />
50s, Mr. P walked without<br />
a limp as he led the boys<br />
to his car — parked in the<br />
stall closest to the courthouse,<br />
reserved for the<br />
handicapped.<br />
The heads of the three<br />
jurors swiveled back and<br />
forth between each other<br />
as their surprised and<br />
annoyed expressions in-<br />
formed us that it may not be necessary to spend more time<br />
discussing how to apportion a plaintiffs’ verdict. It appeared<br />
that a healthy and limber Mr. P had cheated and had taken<br />
advantage of a reserved parking place to<br />
which he had no entitlement. Gamed the<br />
system. Not a good image while the jury is<br />
out. In truth, he had sustained a knee injury<br />
many years earlier (not relevant in the case)<br />
for which he had a handicap parking permit,<br />
which, he explained to us later, was on the<br />
dashboard. At the moment, I could have<br />
yelled, “Mr. P, that’s not your car!” But auto<br />
theft was neither true nor a better image.<br />
The situation could have been avoided by<br />
discussing places for parking before trial,<br />
and then learning of the handicap permit and<br />
evaluating whether it was really necessary to<br />
use. If so, address it during trial.<br />
The lesson: Jury trials for clients begin each day when<br />
they leave the house and continue until they return home<br />
and close the door behind them. It’s not just in and around<br />
the courtroom where you might expect jurors to see or hear<br />
clients. This lesson has informed me to instruct clients that from<br />
voir dire through verdict, they must assume that one or more<br />
jurors are watching whatever he or she does, wherever her<br />
or she is. I now take clients to the courtroom before trial so<br />
they are familiar with the setting. If possible, I have them sit<br />
in the jury box so that they can see the surroundings from<br />
the jurors’ perspective. And I discuss parking.<br />
Brad Ginder is a partner at Hollister & Brace and has been a<br />
trial lawyer for 35 years.<br />
14 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
Brad Ginder
February 2010 15
16 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>
Kimberley E.<br />
Montanaro<br />
Kimberley E. Montanaro, a partner in the firm of<br />
Anticouni & Associates, LLP, passed away on January<br />
3, 2010.<br />
Kimberley spent her formative years in Malibu, California,<br />
graduating from Palisades Charter High School. She<br />
obtained a Bachelor of Science Degree in Journalism from<br />
the University of Colorado at Boulder<br />
in May 1995, and her Juris Doctorate<br />
from the University of Denver, College<br />
of Law, in May 2002.<br />
During her too-short life, Kimberley<br />
held a variety of truly interesting jobs<br />
ranging from Los Angeles <strong>County</strong><br />
lifeguard to publicity assistant for the<br />
television show Baywatch. Following<br />
her admission to the California <strong>Bar</strong>,<br />
Kimberley worked as a civil litigation<br />
attorney with the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> firms<br />
of Hill & Trager; Minehan, McFaul &<br />
Fitch; and Anticouni & Associates. At<br />
Anticouni & Associates, she was primarily<br />
responsible for the firm’s class<br />
action practice.<br />
In addition to her work as an attorney,<br />
Kimberley stayed true to her<br />
lifelong commitment to help disadvantaged<br />
children. Over the course<br />
of the last decade, she worked as the<br />
director of a non-profit foundation for<br />
homeless and disadvantaged youth,<br />
interned for the National <strong>Association</strong><br />
of Counsel for Children, provided pro<br />
bono legal services at the Alliance for Children’s Rights,<br />
and was a Court Appointed Special Advocate (“CASA”) in<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>.<br />
Kimberley is survived by her parents, John and Susan<br />
Montanaro, her brother Jon, and her dog Casey. She is<br />
missed by a multitude of friends, colleagues and coworkers.<br />
In lieu of flowers, her family requests that donations<br />
February 2010 17<br />
In Memoriam<br />
be made in Kimberley’s name to CASA <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, 118<br />
East Figueroa Street, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101.<br />
– Jennifer Raphael.<br />
In the words of her colleagues:<br />
“During her two years with Anticouni & Associates, Kimberley<br />
oversaw the complex class action litigation on behalf<br />
of California employees. She was incredibly organized,<br />
which allowed her to keep track of thousands of class members<br />
and tens of thousands of individual documents with<br />
ease and grace. While the loss of Kimberley the attorney<br />
is difficult, the loss of Kimberley the person is devastating;<br />
she will be missed every day. There are thousands of people<br />
who come and go in our lifetimes; Kimberley is one of the<br />
few individuals who will always be a part of our fondest<br />
memories. I believe she loved each of us at the firm. I know<br />
that we all loved her.”<br />
- Bruce Anticouni, Anticouni &<br />
Associates.<br />
“Working for Kim over the last two<br />
years has been nothing short of amazing.<br />
She was a brilliant attorney and<br />
one of the best writers I have ever<br />
known. She had an aura about her<br />
that just made everyone smile. I feel<br />
blessed to have worked for, and been<br />
friends with, such a beautiful person.<br />
She has undoubtedly made me a better<br />
person.”<br />
- Nichole Ricotta,<br />
Anticouni & Associates.<br />
“Kimberley was a kind, giving and<br />
generous person, almost to a fault. She<br />
also had an excellent sense of humor,<br />
uncanny timing, and a brilliant legal<br />
mind. I feel lucky to have memories<br />
to cherish that include random moments<br />
of pure enjoyment such as iPod<br />
Kimberley E. Montanaro<br />
music wars, as well as simple moments<br />
of camaraderie while working<br />
through cases. Her passing leaves me<br />
with a heavy heart, and yet I still feel the smile coming<br />
through that memories of time spent with her will always<br />
invoke.”<br />
- Kristi Rothschild, Anticouni & Associates.<br />
“Kimberley was a kind and generous soul. She always<br />
found time to help others, sometimes putting them before
In Memoriam<br />
herself. Her unique presence and sense of humor have left<br />
an indelible mark on the world. I cherish the good times we<br />
shared and I am grateful to have had her in my life.”<br />
- Jennifer Raphael, Anticouni & Associates.<br />
“I met Kimberley when she first came to <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
and she immediately started giving back to a legal community<br />
that she just met by joining the board of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
Women <strong>Lawyer</strong>s. She was a wonderful woman and lawyer<br />
and she will be greatly missed.”<br />
- Cristi Michelon, Eaton, Jones & Michelon.<br />
“I enjoyed working with Kimberley over the past several<br />
months. I enjoyed every interaction that I had with her. Not<br />
only did she always go above and beyond to contribute her<br />
efforts on the case, but she also always had kind words to<br />
impart in each and every interaction that we had. I will<br />
truly miss her. I would like to express my condolences to<br />
her friends, colleagues, and family.”<br />
- Lani Levine, Kingsley & Kingsley APC.<br />
“Kimberley spent a year as an attorney with our office.<br />
While here, she immersed herself in the often byzantine<br />
issues inherent in a practice devoted to the analysis and<br />
litigation of insurance coverage issues, and she did so<br />
with determination and good humor. As a lawyer, she<br />
could be counted on to work hard, to do good work, and<br />
to always strive to do better. As a person, she was simply<br />
delightful.”<br />
- James M. McFaul, Minehan, McFaul & Fitch, LLP.<br />
“During the short time of my acquaintance with Kimberly<br />
as ‘opposing counsel,’ I found her to possess the highest<br />
professional standards and to be reliable in fulfilling agreements<br />
and carrying out commitments on matters of joint<br />
interest. And on matters where we could disagree, I was<br />
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pleased to find that she was very professional in working<br />
through any such difficulties. I was very saddened on learning<br />
of her passing and realize that, not only will her law<br />
firm have difficulty replacing her, the State <strong>Bar</strong> has lost a<br />
wonderful officer of the court.”<br />
- John K. Skousen, Fisher & Phillips LLP.<br />
“I am the managing partner of Murphy Rosen & Meylan,<br />
LLP. Prior to starting our firm in 2003, I was a partner at a<br />
different law firm and Kimberley worked for that firm as<br />
a summer associate. I was able to work with Kimberley<br />
during her summer there and I immediately recognized<br />
her promise. I also felt her outlook and demeanor were<br />
refreshingly positive and optimistic. She was not only<br />
smart and diligent, but genuinely a joy to be around (which<br />
some consider a rare trait in our business). When I decided<br />
to start my own firm, I thought she would fit my new firm<br />
perfectly. During her stay here, she continuously met and<br />
exceeded our expectations. She would gladly pitch in on any<br />
task that needed to be accomplished, whether it was legal<br />
or management in nature. I will always be indebted to her<br />
for her contributions to our firm and the positive attitude<br />
she not just exuded but spread by her very presence. It was<br />
infectious, and when she left our firm to move to Ventura,<br />
she was greatly missed.”<br />
- Paul Murphy, Murphy Rosen & Meylan, LLP.<br />
“I saw Kimberley every day for about a year when we<br />
practiced in the same firm. My first impression — which I<br />
never lost — was that she was too nice to be an attorney,<br />
but too smart not to be one, and since we always seem to<br />
be short of attorneys who have both traits, I thought she’d<br />
be very successful. We befriended each other over our love<br />
of animals. We bantered over our differing tastes in music.<br />
I always envied how close she was to her family. I always<br />
expected that she would become a star in the local legal<br />
community, and I looked forward to watching that happen.<br />
My sadness is a drop in the bucket compared to the<br />
grief that her family and closest friends must feel, but it’s<br />
incomprehensible that she’s not here any more.”<br />
- Will Tomlinson, Attorney.<br />
“With great sadness The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s<br />
mourns the loss of one of our own. As a member of the<br />
SBWL Board of Directors, Kimberley was gracious and<br />
dedicated. As a friend and colleague, she was irreplaceable.<br />
She will be missed by SBWL and the legal community as<br />
a whole.”<br />
- The 2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s<br />
Board of Directors.<br />
18 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>
�<br />
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TERENCE TERENCE J. MIX, Esq.<br />
Mediation and Arbitration Services<br />
Former President, Consumer Attorneys <strong>Association</strong> of Los Angeles<br />
Former Board Member, Consumer Attorneys of California (12 years)<br />
One of the Founders, Attorneys Special Arbitration Plan (Los<br />
Angeles)<br />
Former Member, State <strong>Bar</strong> Advisory Committee on Mandatory<br />
Arbitration Rules<br />
Former Member, Los Angeles Superior Court Arbitration<br />
Administrative Committee<br />
Former Superior Court Arbitrator (Los Angeles)<br />
Former Superior Court Settlement Officer (Los Angeles)<br />
Over 40 years of civil litigation experience, with special expertise in personal<br />
injury, drug product liability, medical malpractice, legal and professional<br />
liability, insurance bad faith, commercial and entertainment law litigation.<br />
(805) 681-1401 Phone P.O. Box 60908<br />
(805) 681-1403 Fax <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93160<br />
Terry@terencemix.com<br />
February 2010 19<br />
Larry L. Hines<br />
Mediation Services<br />
“Where Experience and Knowledge Count”<br />
Limited to complex family law, probate/trust,<br />
business and employment law<br />
Serving Los Angeles, Ventura, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> & San Luis Obispo Counties<br />
40 years of civil and appellate experience<br />
Practice devoted primarily to complex family law, probate/trust,<br />
business and employment law<br />
Participated in hundreds of mediation and settlement conferences<br />
Lead trial lawyer in over 100 jury and court trials<br />
Served as mediatator, arbitrator and temporary judge<br />
Attended the Strauss Institute for Dispute Resolution,<br />
Pepperdine School of Law<br />
Larry L. Hines, Of Counsel<br />
Nordman Cormany Hair & Compton LLP, 1000 Town Center Drive, Sixth Floor, Oxnard, CA 93036<br />
Call Marina at (805) 988-8336 for appointments<br />
See website for details and Curriculum Vitae at www.lhinesmediation.com
Legal News<br />
santa <strong><strong>Bar</strong>bara</strong><br />
Women <strong>Lawyer</strong>s’<br />
Annual Dinner and<br />
Meeting<br />
By na o m i deWey<br />
The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s’ Annual Dinner<br />
and Meeting took place on December 14, 2009 —<br />
celebrating 21 years since the organization was<br />
founded.<br />
Held at the Canary Hotel, the evening began with rooftop<br />
cocktails at the Perch, with winter clothes de rigueur for<br />
attendees as they looked out over the city at night. Guests<br />
were able to meet and congratulate the Deborah M. Talmage<br />
Attorney of the Year, Commissioner Colleen Sterne,<br />
as well as past-president of the State <strong>Bar</strong>, Holly Fujie and a<br />
host of local judges and dignitaries. The rooftop reception<br />
was followed by dinner in the hotel ballroom.<br />
Welcoming guests to the event, 2009 SBWL President<br />
Naomi Dewey spoke about the importance of SBWL during<br />
Attorney of the Year Commissioner Colleen Sterne and 2009 SBWL<br />
President Naomi Dewey.<br />
tough economic times, not only as a professional association<br />
but also as an educational and mentoring resource for<br />
members. Connections in 2009 are as important as they<br />
were 21 years before when the group began, and the large<br />
number of former board members present was a fitting<br />
testament to the role SBWL continues to play.<br />
Introducing Guest Speaker Holly Fujie, SBWL Director<br />
Michael Colton recalled his days at law school with the<br />
future bar leader. Noting that she hadn’t changed since<br />
their days as students together in a civil procedure class,<br />
Mr. Colton indicated that he, in fact, had looked exactly<br />
like Jerry Garcia whilst at Boalt Hall — presumably because<br />
he was working too hard to keep up with Ms. Fujie in class<br />
that he did not have time to cut his hair.<br />
Guest speaker Ms. Fujie entertained guests with a spirited,<br />
off-the-cuff discussion about the joys of returning to work<br />
after a year as State <strong>Bar</strong> President. Sharing the satisfaction<br />
she had found in arguing a simple motion in the trial court,<br />
she spoke of the privilege we are all accorded as practicing<br />
attorneys. Ms. Fujie, who has returned to her previous position<br />
as a shareholder at Buchalter Nemer, also highlighted<br />
the fulfillment brought by raising children while practicing<br />
law, reminding guests that balancing the two roles was<br />
something that benefitted all concerned — parents, children,<br />
and the legal profession as a whole.<br />
The next speaker was Attorney-of-the-Year honoree<br />
Commissioner Sterne, who was nominated for the award<br />
because of her work promoting gender equality and<br />
women’s rights from the bench. Introduced by Naomi<br />
Dewey, Commissioner Sterne follows in the footsteps of<br />
the Hon. Denise de Bellefeuille, honored in 2003, and, prior<br />
to having the award named in her honor, Commissioner<br />
Deborah Talmage.<br />
Appointed in 2003 to hear child support cases, Commissioner<br />
Sterne also hears domestic violence restraining<br />
orders, civil harassment matters and family law cases that<br />
have their roots in child support issues. Accepting the<br />
award, Commissioner Sterne spoke about the importance<br />
of seeing, and doing, good in her work on a daily basis,<br />
comparing her work to what she does outside of the law,<br />
as an ordained minister.<br />
Rounding up the evening, Commissioner Talmage swore<br />
in SBWL’s 2010 Board of Directors and Brandi Redman,<br />
Supervising Attorney at the Legal Resource Center, was appointed<br />
President and Chief Executive Officer for 2010.<br />
The 2010 SBWL Board of Directors is as follows: Nathan<br />
Alley, Michael Colton, Laura Dewey, Gabriela Ferreira,<br />
Donna Geck, Alison Holman, Jessica Johnson, Wendy<br />
Kontos, Megan Liesz, Pauline Maxwell, Winnie Cai and<br />
Angela Roach.<br />
20 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>
2010 SBWL President Brandi Redman, Janet Wolf, Hannah-Beth Jackson, and<br />
Hon. Denise de Bellefeuille.<br />
Jennifer Lee, Holly Fujie, and Sue McCollum. (Note: Holly was the third<br />
woman State <strong>Bar</strong> President and Sue was the third woman SBCBA President.)<br />
Former classmates Holly Fujie and Michael Colton.<br />
2010 SBWLF President Angela Roach and 2009 SBWLF President<br />
Stephanie Ball.<br />
Dewey.<br />
Laura by captions and<br />
Janet Vining Mitchell and Ann Anderson.<br />
Stephanie Ball, Betty Jeppesen, Christine Kopitzke, and Brooke Cleary.<br />
February 2010 21 Photos
Did you keep<br />
your new Year’s<br />
Resolution? (See<br />
page 26.)<br />
The Editorial Board of<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> has<br />
resolved to welcome your<br />
feedback, comments and<br />
suggestions. Write us at<br />
santabarbaralawyer@<br />
yahoo.com.<br />
White, Zuckerman, Warsavsky,<br />
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more than accounting expertise. Our<br />
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In family law, you need professionals<br />
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in all areas including:<br />
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Tax Effects of Divorce & Tax Planning<br />
Asset Tracing<br />
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Call us today so you can focus on<br />
what’s important – your clients.<br />
To attend our <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Family Law<br />
Study Group, e-mail llasseube@wzwlw.com.<br />
There is no charge for the dinner or program<br />
and you will receive one hour of MCLE credit.<br />
We recently opened our <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> office,<br />
located at 831 State Street, Suite 291.<br />
Our three California locations include:<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
805-648-4088<br />
22 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
Los Angeles<br />
818-981-4226<br />
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E-mail: expert@wzwlw.com www.wzwlw.com<br />
Certfied Public<br />
ACCOUNTANTS<br />
Expert Witnesses<br />
Forensic Accountants<br />
Business Appraiers<br />
Marital Dissolution<br />
Lost Earnings & Profits<br />
Wrongful Termination<br />
Fraud Investigation
new Criminal<br />
Laws for 2010<br />
By ro B e r T sa n g e r<br />
I<br />
t is that time of year that we have to catch up with<br />
the new laws passed during the last legislative<br />
session. This last year has been frustrating with<br />
regard to criminal legislation but more for what was not<br />
done than what was enacted. As a result, criminal practitioners<br />
are not in the usual position of having to memorize<br />
a plethora of substantive and technical changes.<br />
As to what was not done, the federal courts have stated<br />
the obvious: the state correctional system is far beyond<br />
capacity and the state government needs to fix it. There is<br />
an order, pending review en banc, from a three judge federal<br />
panel requiring the State of California to reduce the State<br />
Prison population by 44,000 people.<br />
This should have set the legislative agenda for the year.<br />
For the last few years everyone involved in analyzing the<br />
criminal justice system in California has recognized the<br />
mounting crisis. There is no way that this state can keep<br />
incarcerating people at the rate we are; we cannot pay for<br />
the people who are there right now; and it is only getting<br />
worse. Everyone recognizes that the reason that we are in<br />
this crisis is that politicians do not believe that they can stop<br />
sponsoring bills, no matter how foolish, that make them<br />
appear “tough on crime.” And, this session, the lesson was<br />
reinforced that no one can take up the cause of sensible<br />
sentencing reform or they will be political toast.<br />
The Biggest Jail Break in California History<br />
As we have discussed in prior Criminal Justice columns,<br />
the overcrowding in California’s prison system has been<br />
long and well documented. We had reported on the Little<br />
Hoover Commission Report of 2007 and Joan Petersilia’s<br />
study of 2006. As we also reported in this column, there<br />
have been numerous attempts over the last few years to<br />
convene a Sentencing Commission. People are doing life on<br />
non-serious and non-violent third strikes and others are doing<br />
obscenely long sentences on some drug and gang cases<br />
— not the hard core ones, but the ones where the numbers<br />
just add up on paper. There are anomalies in punishment<br />
of which everyone in the system is aware.<br />
February 2010 23<br />
Criminal Justice<br />
So, this year, one would<br />
have thought that there<br />
would be a Sentencing<br />
Commission and that<br />
there would have been a<br />
serious legislative effort<br />
to deal with the excess<br />
prison population. As this<br />
legislative session started<br />
up in earnest in January<br />
of last year, there were<br />
plans from all sides to try<br />
to do something about it.<br />
Let’s face it, we pay these<br />
Robert Sanger<br />
people and their massive<br />
staffs to do this kind of<br />
work. We expect there to<br />
be some effort at bipartisan planning and a general exercise<br />
of responsibility in dealing with this problem that is causing<br />
so much harm to our state. After all, we spend more on<br />
prisons than schools, we do not have the money for basic<br />
services for our communities and, we all know that the<br />
costly prison system is only costly because the opportunistic<br />
politics of fear and hatred have resulted in excessive<br />
sentences. Did the legislators earn their pay? No — in fact,<br />
they failed miserably.<br />
As the discussions about sentencing reform started, there<br />
was an early consensus on some basic changes. The Sentencing<br />
Commission was seen as a vehicle to accomplish<br />
these reforms. But then, the politics of who would control<br />
the Sentencing Commission resulted in the whole idea being<br />
scrapped. In the midst of the crisis, the legislators could<br />
not make the simplest compromises to get the Commission<br />
off the ground.<br />
Similarly, the general agreement that mandatory sentences<br />
and certain life sentences were too harsh gave way<br />
to partisan politics. The humane and reasonable amendment<br />
to the three strikes law which would only allow a life<br />
sentence to be imposed if the new offence was a serious or<br />
violent offense was too hot to handle.<br />
There was also a conclusion that there needed to be<br />
some better mechanism for releasing people from prison<br />
who were going to be released eventually. The process<br />
came to a halt in the summer when one of the political<br />
parties started to threaten members of the opposing party<br />
by saying that they would not participate in any criminal<br />
justice or sentencing reform. They put out the word that<br />
anyone who proposed such legislation would be met in<br />
Continued on page 36
Legal News<br />
new Rule 3-410:<br />
new Duties,<br />
Unresolved Issues<br />
By mi C h a e l a. Co lT o n<br />
The first part of this article (see January 2010 <strong>Santa</strong><br />
<strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> at pp. 16-17) discussed the contours<br />
and requirements of new Rule 3-410 of the<br />
Michael<br />
California Rules of Professional Conduct, effective January<br />
1 of this year. Despite the seeming clarity and simplicity of<br />
the Rule, its adoption and surrounding publicity raise issues<br />
and create potential pitfalls, not only in the area of attorney<br />
discipline, but also potential civil tort liability–and not just<br />
for lawyers who do not have, or lose, lawyers professional<br />
liability (“LPL”) insurance coverage. Indeed, several issues<br />
will directly concern lawyers who already have, or subsequently<br />
obtain, LPL coverage.<br />
In what circumstances will the Rule apply?<br />
New disclosure duties apply to each member who either<br />
does not have LPL insurance, or who “no longer has” such<br />
insurance. The Rule also imposes a new duty, applicable to<br />
each member under an objective, “reasonable lawyer” standard<br />
(“knows or should know”), to know whether or not the<br />
member has (or ceases to have) LPL coverage, and therefore<br />
whether disclosure of lack of coverage is required.<br />
Curiously and remarkably, the Rule does not appear<br />
to cover situations where, e.g., the lawyer has some LPL<br />
insurance at the time of engagement but (1) the proposed<br />
engagement would be in a subject area enumerated in an express<br />
Policy exclusion (a variety of the so-called “dabbling”<br />
problem that is a leading cause of malpractice claims); (2)<br />
the LPL Policy limits are minimal and not likely to cover a<br />
bad result; or (3) the LPL Policy limits have been diminished<br />
or depleted, or soon may be, by other claims, defenses,<br />
and/or indemnity expenses. (The drafters may well have<br />
concluded for simplicity’s sake that it is much easier and<br />
perhaps less consequential to require non-covered lawyers<br />
to disclose the lack of LPL coverage, rather than require the<br />
much larger pool of covered lawyers to explain, or bear a<br />
risk of non-explanation, regarding details of coverage.)<br />
LPL insurance policies generally cover all employed attorneys<br />
at a law firm. Where the firm’s managing partner<br />
or management committee does not routinely provide<br />
confirmation of LPL coverage<br />
on an annual basis, the<br />
prudent partner, associate<br />
or “of counsel” will of<br />
course seek to obtain such<br />
confirmation.<br />
What about the “contract<br />
attorney,” or independent<br />
contractor who contracts<br />
to provide specific projects<br />
or tasks, e.g., research and<br />
drafting of motions? In<br />
that situation, identifying<br />
the “client” is important.<br />
A. Colton<br />
Is the “client” the ultimate<br />
beneficiary of the completed<br />
project assignment, that<br />
is, the client of the firm/lawyer who contracted out the task?<br />
Or is the “client” of the contract attorney, the contractingout<br />
firm or lawyer? Is the contract attorney covered under<br />
the firm’s policy? Does the contract attorney have his or<br />
her own coverage? Do both owe duties of disclosure to the<br />
ultimate client, if one or both do not have coverage?<br />
Similar issues will be presented in situations involving<br />
joint venturing of matters among law firms or lawyers;<br />
engagement or association of associated or co-counsel; and<br />
engagement of lawyers as expert consultants and/or expert<br />
witnesses. The exceptions provided in the Rule are limited,<br />
and do not cover these situations. Take, for example, a<br />
matter where a practicing lawyer consultant is retained for<br />
specific legal expertise.<br />
<strong>Lawyer</strong> A directly retains and agrees to compensate <strong>Lawyer</strong><br />
B to provide specific tax advice, or to be a consulting<br />
or testifying expert on a matter <strong>Lawyer</strong> A is handling for<br />
a client, and <strong>Lawyer</strong> B’s services are likely to exceed four<br />
hours. <strong>Lawyer</strong> B may owe duties of disclosure under the<br />
Rule to <strong>Lawyer</strong> A as the client. If <strong>Lawyer</strong> A receives such<br />
a disclosure from <strong>Lawyer</strong> B (his retained expert), <strong>Lawyer</strong><br />
A probably should inform his client, since it is material<br />
to the representation. But does <strong>Lawyer</strong> B owe duties of<br />
disclosure directly to <strong>Lawyer</strong> A’s client? Resolution of<br />
this issue is uncertain. It may turn on the structure of the<br />
expert’s retention–is <strong>Lawyer</strong> A acting as his client’s agent?<br />
Do <strong>Lawyer</strong> B’s services constitute <strong>Lawyer</strong> A’s work product?<br />
On the other hand, if <strong>Lawyer</strong> B commits an error or<br />
omission, the structure of the retention agreement won’t<br />
insulate <strong>Lawyer</strong> B from a direct civil damages claim by the<br />
ultimate client.<br />
24 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
Continued on page 37
Legal Aid Foundation of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />
presents<br />
6th Annual Taste for Justice<br />
2 nd Annual<br />
Gourmet Gavel Awards<br />
������������������������������������������������Chefs’ Competition<br />
Featuring Celebrity Judge<br />
Chef Bradley Ogden<br />
Raffle Drawing for<br />
52 Weeks of Fine Wine<br />
����������������������������������<br />
������������������������������������<br />
Tickets $45 in advance, $50 at the door. Send in payment with this form to:<br />
Legal Aid Foundation, 301 E. Canon Perdido Street, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93101.<br />
NAME(S):_____________________________________________________________________<br />
ADDRESS:_____________________________________________CITY____________________<br />
STATE:__________ ZIP: ______________________ PHONE: ________________________________________<br />
EMAIL:___________________________________________________________________________________<br />
______ x $45 = $_______________ (CHECKS PAYABLE TO LEGAL AID FOUNDATION) VISA MASTERCARD<br />
CARD NUMBER:____________________________________________________ EXP: ___/____ CVV: _______<br />
SIGNATURE:________________________________________________________________________________<br />
February 2010 25<br />
<strong>Santa</strong> Maria<br />
Wine ~ Food ~ Beer ~ Auction<br />
�������������<br />
���������<br />
�������������������<br />
�����������������������<br />
��������������������������������<br />
�������<br />
��������������<br />
���������������<br />
����������������������������������������������������������������<br />
Allan Hancock College<br />
Anonymous<br />
Blue Sky Coff ee Company<br />
Th e Brewhouse<br />
Byron Wines<br />
Cambria Winery<br />
Central City Market<br />
Core Wine Company<br />
Costa de Oro<br />
Sponsors�(at print time)<br />
Giessinger Winery<br />
Hallauer Vineyards<br />
J. Kerr Wines<br />
Jovi’s Delights<br />
Lucas and Lewellen Vineyards<br />
Mi Cielito Lindo<br />
Mint Properties<br />
Orcutt Brew Company<br />
Rancho Alamo Vineyards<br />
& Winery<br />
Riverbench Winery<br />
Rooney’s Irish Pub<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Winery<br />
Sculpterra Winery - Paso Robles<br />
Th ai Hut<br />
Trattoria Uliveto<br />
Westerly Vineyards<br />
William James Cellars
Legal Community<br />
A Few of Our new<br />
Year’s Resolutions<br />
Joyce Dudley,<br />
Senior Deputy<br />
District Attorney,<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
District Attorney<br />
To spend quality time<br />
with my tireless and<br />
devoted husband, John,<br />
and our four sons; take<br />
care of myself through<br />
physical activity and nutrition;<br />
remember that<br />
life is not a sprint but<br />
a marathon; and surround<br />
myself with people that motivate and uplift me.<br />
Justin Greene,<br />
Attorney<br />
To participate in the <strong>Santa</strong><br />
<strong><strong>Bar</strong>bara</strong> Athletic <strong>Association</strong><br />
Grand Prix running race<br />
series, spend as much quality<br />
time possible with my family,<br />
and to not take for granted the<br />
opportunity to live and work<br />
in <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>.<br />
Michael Colton,<br />
Attorney, Hill, Trager<br />
& Colton LLP<br />
To see, honor and respect<br />
the nobility in each and<br />
every person.<br />
Rob Egenolf, Attorney,<br />
Egenolf & Associates LLP<br />
Several years ago I made a<br />
New Year’s resolution to never<br />
make another New Year’s resolution.<br />
I have continued to live<br />
up to that resolution ever since.<br />
Daria Boxer,<br />
Attorney, Mitchell,<br />
Silberberg &<br />
Knupp LLP<br />
· To go out for lunches,<br />
rather than eating it at<br />
my desk.<br />
· To not read new<br />
emails from clients<br />
while running.<br />
· To keep my desk as<br />
clean as it was after the<br />
major end-of-the-year clean up on December 31... Wait,<br />
was it really my desk? One would not recognize...<br />
William Makler,<br />
Attorney, Law Offices<br />
of William C. Makler<br />
To start shameless selfpromoting<br />
in <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
<strong>Lawyer</strong>.<br />
26 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
<strong><strong>Bar</strong>bara</strong> Liss, Paralegal,<br />
Eaton, Jones & Michelon<br />
· To work on being healthier<br />
· To use my time wisely<br />
· To focus on the present!<br />
· To make the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
Paralegals <strong>Association</strong><br />
Autumn MCLE conference<br />
a screaming success!
2010 Membership Application<br />
Member Name: ______________________________________________________________________________________<br />
Check here if you do not want your name and office address disclosed to any buyer of <strong>Bar</strong> Assoc. mailing labels.<br />
Check here if membership information is the same as last year. If so, the rest of the form may be left blank.<br />
Office Address: ______________________________________________________________________________________<br />
____________________________________________________________________________________________________<br />
City: _____________________________________________________ State: ______________ Zip: _____________<br />
E-mail Address:_______________________________________________________________________________________<br />
Phone Number: ____________________________________________ Fax Number: ___________________________<br />
Home Address:_______________________________________________________________________________________<br />
City: _____________________________________________________ State: ______________ Zip: _____________<br />
State <strong>Bar</strong>#: ________________________________________________ Year Admitted to <strong>Bar</strong>: ____________________<br />
Your member dues include a subscription to <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>.<br />
SCHEDULE OF DUES FOR 2010<br />
Active Members $130<br />
Student Members $30<br />
New Admittees (First Year Attorneys Only) $00<br />
Affiliate Members (non-Attorney members only) $65<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> Foundation donation $_______.__<br />
Total amount enclosed $_______.__<br />
AREAS OF INTEREST OR PRACTICE (check box as applicable)<br />
ADR Family Law<br />
Civil Litig. In-House Counsel & Corporate Law<br />
Debtor/Creditor Intellectual Property/Tech. Business<br />
Elder Law Real Property/Land Use<br />
Employment Law Taxation<br />
Estate Planning/Probate<br />
Mail completed form along with check to:<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong>, 123 W. Padre St., #E, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105 Tel: (805) 569-5511<br />
Donations to the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> Foundation are tax deductible to the full extent provided by law<br />
to a 501(c)(3) non-profit organization.<br />
February 2010 27
<strong>Lawyer</strong> Referral service<br />
of santa <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />
Your next client could be a LRs Referral<br />
• Want to build your practice?<br />
• Want to find new clients in your concentration?<br />
• Want to develop a new practice area?<br />
As a member of the <strong>Lawyer</strong> Referral Service of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong>, you’ll enjoy<br />
receiving potential clients who already have been screened by <strong>Lawyer</strong> Referral Service<br />
staff. Not only will you receive potential clients in need of legal help, but you can be<br />
assured that anyone referred to you will have the type of legal problem that you have<br />
indicated as fitting within your practice areas.<br />
You won’t be wasting your time listening to people who need help, but who don’t need<br />
legal help. Join the <strong>Lawyer</strong> Referral Service of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong>, and you can look<br />
forward to being part of an efficient service that benefits the public and <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
<strong>County</strong> legal community.<br />
Member service and compliance with State <strong>Bar</strong> Rules are top priorities. Contact us for<br />
specifics and an application. Email Lida Sideris at director@sblawyerreferralservice.org,<br />
(805) 569-9400.<br />
28 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>
Attorney volunteers<br />
needed for 2010<br />
santa <strong><strong>Bar</strong>bara</strong><br />
<strong>County</strong> Mock Trial<br />
Competition<br />
By Jo s e f i n a ma r T i n e z a n d sa J i gu n aWa r d a n e<br />
The 2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> High School Mock<br />
Trial Competition will be conducted at the <strong>Santa</strong><br />
<strong><strong>Bar</strong>bara</strong> <strong>County</strong> Courthouse on Saturday, February 6<br />
and on Saturday, February 27, 2010. Assistant Presiding<br />
Judge Brian Hill will preside over this year’s program by<br />
recruiting judicial officers, attorney scorers and arranging<br />
courtroom assignments. Judge George C. Eskin will lead<br />
the training of volunteer attorney scorers.<br />
Volunteer Attorney Scorers and Judges Are Key<br />
Volunteer attorney scorers and bench officers are essential<br />
to the success of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> Mock Trial<br />
Competition, and in past years have been key to assuring<br />
that the student teams obtain the best, most rigorous and<br />
realistic courtroom experience possible.<br />
“Participating as a volunteer coach or scorer provides a<br />
great opportunity for pro bono service to the community by<br />
contributing to the education of high school students,” said<br />
Judge Hill. Josefina Martinez, Legal Secretary to Judge Hill,<br />
continues in her dedicated role as this year’s Mock Trial<br />
Coordinator to facilitate in the recruitment and scheduling<br />
of attorney scorers. “To ensure that the competition is of<br />
the highest quality and the team that ultimately prevails<br />
does so in the fairest possible scoring system, I am hopeful<br />
that members of the bar will volunteer their services,” said<br />
Judge Hill. “Serving as a volunteer attorney is a rewarding<br />
experience and it is a relatively simple commitment.<br />
Attorneys need only call my secretary, Josefina, at (805)<br />
882-4580, or simply e-mail.” (See schedule and volunteer<br />
information below.)<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> Schools Successfully<br />
Compete Statewide and Nationally<br />
This is the 27th year for the local high school competition<br />
and trial advocacy program. Added Judge Hill: “The<br />
February 2010 29<br />
Legal Briefs<br />
members of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong> have<br />
been unstinting in the time, zeal and effort they dedicate on<br />
behalf of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong>’s students in this program.<br />
And it has made all the difference: <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />
schools have been among the top performers in both the<br />
state and national competitions in recent years.”<br />
Judge Hill acknowledged the key role of local attorneys<br />
in this success. “I hope that local attorneys will volunteer<br />
some time in this worthy effort,” said Hill. “On behalf of<br />
Assistant Superintendent Susan Salcido and the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
<strong>County</strong> Superior Court, I extend my thanks to each of<br />
you who volunteer to participate. With your participation,<br />
we know that this year will be another remarkable year for<br />
our talented students.”<br />
The 2010 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> Mock Trial Competition<br />
schedule is as follows:<br />
Preliminary Rounds<br />
Saturday, February 6, Morning (9 a.m. – 12 noon)<br />
Saturday, February 6, Afternoon (1 p.m. – 4 p.m.)<br />
semifinals<br />
Saturday, February 27, Morning (9 a.m. – 12 noon)<br />
Finals<br />
Saturday, February 27, Afternoon (1 p.m. – 4 p.m.)<br />
Volunteering is Simple, Here’s How:<br />
Members of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong>,<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Bar</strong>risters, <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Women <strong>Lawyer</strong>s<br />
and other local attorneys are urged to volunteer as attorney<br />
scorers. Simply contact Ms. Martinez at jmartinez@<br />
sbcourts.org or call her at (805) 882-4580 and provide the<br />
following:<br />
Attorney’s name, email address and telephone number;<br />
and Attorney’s availability to volunteer on: Saturday, February<br />
6 Morning Shift (9 a.m. – 12 noon); and/or Saturday,<br />
February 6, Afternoon Shift (1 p.m. – 4 p.m.); and/or Saturday,<br />
February 27, Morning Shift (9 a.m. – 12 noon) and/or<br />
Saturday, February 27, Afternoon Shift (1 p.m. – 4 p.m.).<br />
State which day and shift you are available to serve as an<br />
attorney scorer. If you are available for more than one day<br />
and/or shift, please state so — your service will be greatly<br />
appreciated.<br />
The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> Superior Court, local mock<br />
trial coaches and others affiliated with this remarkable<br />
program thank all participating attorneys in advance for<br />
their service to the students in our community.
30 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>
The Buck starts<br />
Here<br />
By li d a sideris<br />
To the general public, the <strong>Lawyer</strong> Referral Service is<br />
the face of the <strong>County</strong> <strong>Bar</strong>. This same general public<br />
often harbors, at a minimum, a casual prejudice<br />
toward lawyers. According to a 2006 Harris poll, in a review<br />
of twenty-three professions, Americans found the top three<br />
most trustworthy to be doctors, teachers and scientists.<br />
Actors, lawyers and stockbrokers sat squarely at the bottom.<br />
Of all possible criteria, a lawyer is perhaps<br />
most critically judged by what others<br />
say about him or her. According to How<br />
to Build Your Reputation – The Secrets of Becoming<br />
the ‘Go To’ Professional in a Crowded<br />
Marketplace by Rob Brown, reputation is<br />
an important silent partner and necessary<br />
asset in any profession. It’s not enough to<br />
be the best; a professional must be viewed<br />
by others as being the best.<br />
A reputation may be developed by accident,<br />
by doing a great job on a consistent<br />
basis, or by hiring a public relations team<br />
to strategically and systematically decide<br />
what the professional should be known<br />
for and to create that perception accordingly.<br />
Why go to all the trouble of developing an exemplary<br />
reputation? Because it’s worth it.<br />
There are numerous positive outcomes of a favorable<br />
reputation in business. For one, it helps a professional<br />
stand out from the crowd. This is, after all, the age of a<br />
“surplus society” where many individuals exist with similar<br />
qualifications and experience. When someone needs what<br />
you do, you want to be thought of first. You want to be<br />
the number one professional choice. A strong reputation<br />
safeguards this.<br />
To influence the public perception of the <strong>Lawyer</strong> Referral<br />
Service and to build a favorable reputation, we do our best<br />
to personify the following:<br />
Courtesy: This often overlooked, underestimated at-<br />
Courtesy immediately<br />
elevates a professional to<br />
the status of a thoughtful,<br />
conscientious, intelligent<br />
person, all of which are<br />
necessary partners of a<br />
positive reputation....<br />
February 2010 31<br />
<strong>Lawyer</strong> Referral Service Spotlight<br />
tribute is so simple it’s<br />
forgotten more than followed.<br />
Dr. Gary Wood,<br />
social psychologist and author,<br />
says manners provide<br />
an easy way to get along<br />
with others, especially<br />
during tough economic<br />
times. He states: “There is<br />
great power to be found in<br />
the fine detail. Good manners<br />
and social courtesy<br />
cost nothing and can have<br />
a profound effect on other<br />
Lida Sideris<br />
people. We can literally<br />
make someone’s day and<br />
help to reduce their stress by paying attention to these<br />
little things, which then has a knock-on effect in our own<br />
lives. A smile or a kind word can actually set us up for the<br />
day, making it more likely that we focus<br />
on the good things rather than the doom<br />
and gloom.”<br />
Courtesy immediately elevates a professional<br />
to the status of a thoughtful,<br />
conscientious, intelligent person, all of<br />
which are necessary partners of a positive<br />
reputation;<br />
Communication: No one likes to be<br />
ignored. LRS calls are promptly returned<br />
and callers receive periodic updates after<br />
the initial call so that they can rest assured<br />
the LRS is working to find them the right<br />
attorney. The LRS also follows up with<br />
callers after they’ve been matched with an<br />
attorney to insure satisfaction;<br />
Competence: We do our best to understand and meet<br />
our callers’ and our attorneys’ needs. The <strong>Lawyer</strong> Referral<br />
Service is not a sales organization, yet we do not underestimate<br />
the value of customer service.<br />
The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong> <strong>Lawyer</strong> Referral<br />
Service is State <strong>Bar</strong> certified and sponsored by the <strong>Santa</strong><br />
<strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong>. For more information,<br />
please call (805) 569-9400 or e-mail director@sblawyerreferralservice.org.<br />
Lida Sideris is the new Executive Director of the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
<strong>County</strong> <strong>Bar</strong> <strong>Association</strong>. Previously, she served as Director of Business<br />
Affairs for Lorimar-Telepictures and attorney for the Alliance<br />
of Motion Picture & Television Producers.
Legal News<br />
verdicts & Decisions<br />
Progressive Environmental Industries, Inc., vs. El Cap Ranch, LLC et al.<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Superior Court, Anacapa Division<br />
CASE NUMBER: 1266837<br />
TYPE OF CASE: Breach of contract and fraud<br />
TYPE OF PROCEEDING: Jury trial<br />
JUDGE: Hon. Thomas P. Anderle<br />
LENGTH OF TRIAL: 4 ½ weeks (October 2, 2009 – November 4, 2009)<br />
LENGTH OF DELIBERATIONS: Initial damages phase: 3 hours; Punitive damages phase: 2 hours<br />
DATE OF VERDICT OR DECISION: November 4, 2009<br />
PLAINTIFF: Progressive Environmental Industries, Inc.<br />
PLAINTIFF’S TRIAL COUNSEL: William Clinkenbeard of Clinkenbeard, Ramsey & Spackman, LLP and Bruce<br />
W. Hogan of Kingston, Martinez & Hogan, LLP<br />
DEFENDANTS: El Cap Ranch, LLC and Lester Knispel, Trustee of The BP 10 Trust dated November<br />
14, 2005<br />
DEFENDANTS’ TRIAL COUNSEL: Joseph A. Yanny and Kim Ashley of Yanny & Smith<br />
ExPERTS: For Plaintiff: Sheila Lowe (handwriting and document examination), Robert<br />
Muraoka and Arturo Gonzalez (landscaping arborists), and James Hammock<br />
(real estate appraisal); For Defendants: James Dean and Greg <strong>Santa</strong>maria (landscaping<br />
arborists), and Leonard Liston (engineering and land use)<br />
FACTS: Plaintiff Progressive Environmental Industries, Inc. (PEI) is a local business owned by Arturo Gonzalez that provides<br />
large-scale estate landscaping services in the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> area. From August 2006 through January 2008 plaintiff<br />
provided and billed approximately $3,000,000 worth of landscaping services to defendants El Cap Ranch, LLC and The<br />
BP 10 Trust, two entities owned and controlled by Jon Peters. All services were provided at Peters’ request on a 200-acre<br />
horse ranch known as El Capitan Ranch.<br />
In December 2007, Arturo Gonzalez and Jon Peters had a meeting at El Capitan Ranch to discuss payment of plaintiff’s<br />
outstanding bill, which at that time was over $500,000. Peters demanded a reduction of the bill. Gonzalez refused.<br />
CONTENTIONS: Plaintiff contended it was entitled to payment in full for services rendered. Cross-complainants contended<br />
that on January 20, 2008 the parties entered into a written settlement agreement reducing the charges by $400,000.<br />
Mr. Gonzalez testified he never agreed to the terms of the alleged agreement, did not sign the agreement, and in fact had<br />
never seen it until the “signed” agreement was faxed to PEI’s and its counsel’s office by the Ranch manager, Kim Goto, on<br />
February 29, 2008. A xerox copy later was mailed to plaintiff’s counsel.<br />
Plaintiff contended that it received three copies of the alleged settlement agreement and that the signatures on the three<br />
copies, though very similar, were different from each other. Peters and Goto testified in their depositions and during<br />
interviews with the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Sheriff (who investigated plaintiff’s forgery complaint) that only one document was<br />
signed. During Peters’ second deposition session he contended two documents were signed. At trial he testified three<br />
documents were signed.<br />
Each version of the agreement contains a signature purported to be that of Mr. Gonzalez that closely matches, both in<br />
size and character, his genuine signature on a proposed maintenance agreement that was faxed to the Ranch by PEI on<br />
or about January 18, 2008, just two days before the date on the alleged settlement agreement. Other exemplars of Mr.<br />
32 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>
Gonzalez’s signature vary significantly from the closely matched signatures on the proposed maintenance agreement and<br />
the differing versions of the settlement agreement. Both of plaintiff’s expert document examiners (only Ms. Lowe testified<br />
at trial) opined with a high degree of certainty that Mr. Gonzalez did not sign the purported settlement agreement.<br />
Defendants did not have a handwriting expert.<br />
Cross-complainants also contended they were entitled to extensive damages attributable to plaintiff’s work. Plaintiff<br />
contended its work was of the highest quality, that Peters often complimented Gonzalez on his work, and that crosscomplainants<br />
never made a single written complaint to PEI until after January 2008, when PEI stopped providing landscaping<br />
services because of non-payment and threatened litigation.<br />
Among other claims, cross-complainants alleged at trial that the vast majority of the ~200 large olive trees planted by<br />
plaintiff were dead or dying and would need to be replaced. Plaintiff countered that, at the time of plaintiff’s last inspection<br />
during trial, only 12-15 of the large olive trees showed some effects from transplanting and needed either special<br />
care or replacement, and one of eight large transplanted palm trees had died and needed to be replaced. (The total cost<br />
to replace all of these trees would be less than $60,000.)<br />
SUMMARY OF CLAIMED DAMAGES: At trial plaintiff claimed damages of $502,949, which was the total of unpaid<br />
invoices after October 29, 2007, plus punitive damages of $1,500,000 - $2,000,000 based on defendant’s alleged false promise<br />
without intent to perform. Cross-complainants claimed damages of over $9,000,000 for replacement of olive trees and<br />
bedding plants, damages related to landscaping and grading around a pond, and concerns regarding rock retaining walls<br />
constructed by plaintiff throughout the Ranch, among other things.<br />
RESULT: In the initial damage phase the jury, with a 12-0 vote, awarded $502,949 to plaintiff and $60,000 to cross-complainants.<br />
The jury also found in plaintiff’s favor on the false promise cause of action, which triggered the punitive damages phase. In<br />
the punitive damage phase the jury, with a 9-3 vote, awarded $1,000,000 to plaintiff.<br />
After trial plaintiff was awarded pre-judgment interest of $86,048.08 and attorney fees of $225,000 as the cost of proving<br />
matters that defendants denied without good cause in response to requests for admission. On December 22, 2009 the<br />
Court denied defendants/cross-complainants’ motions for a new trial and for a judgment notwithstanding the verdict.<br />
This will be your last issue of<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> if your<br />
membership is not renewed<br />
by the end of this month<br />
The 2010 Membership Application<br />
for the santa <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong><br />
<strong>Association</strong> can be found on page 27.<br />
February 2010 33<br />
Legal News
Legal Community<br />
Alison Holman is<br />
a new associate at<br />
Hager & Dowling.<br />
Ms. Holman<br />
graduated from<br />
the University of<br />
California at <strong>Santa</strong><br />
<strong><strong>Bar</strong>bara</strong>, with a<br />
Bachelor of Arts in<br />
Business Economics<br />
and Law & Society.<br />
She earned<br />
her law degree<br />
from Pepperdine<br />
University School<br />
of Law.<br />
The santa <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> Foundation has<br />
elected its officers, added five new directors, and has<br />
had three directors retire. Serving in 2010 will be John<br />
Thyne, President; Brandi Redman, Vice-President;<br />
John Derrick, Secretary; and naomi Dewey, Treasurer.<br />
The <strong>Bar</strong> Foundation has also added new directors:<br />
Tim Boris, Robert Curtis, vanessa Kirker, Pauline<br />
Maxwell, and Eric Woosley. Three directors retired<br />
from the Board of Directors after having served the<br />
maximum ten years in office: Marilyn Anticouni,<br />
Heather georgakis, and David K. Hughes. The<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> Magazine Editorial Board thanks<br />
Ms. Anticouni, Ms. Georgakis, and Mr. Hughes for<br />
their dedication and long standing service to the local<br />
legal community.<br />
Philip W. Marking of Fell, Marking, Abkin, Montgomery,<br />
granet & Raney LLP has recently joined St.<br />
Francis Foundation Board of Directors. The mission of<br />
the St. Francis Foundation is to promote and support<br />
healthcare in the South Coast community, with particular<br />
attention to those most in need. Mr. Marking’s<br />
practice is primarily focused on complex estate and<br />
trust matters.<br />
Join santa <strong><strong>Bar</strong>bara</strong> <strong>Bar</strong>risters (www.sbbarristers.com)<br />
for a lunchtime MCLE with Dr. Jamie Rotnofsky on<br />
Thursday, February 25. The topic: Psychology Matters.<br />
Learn how to identify when your case can benefit from<br />
a psychological perspective. This event will be held at the<br />
santa <strong><strong>Bar</strong>bara</strong> College of Law and will cost $25 for SBB<br />
members or $30 for non-members to attend. Please RSVP<br />
by Monday, February 22 to gary semerjian at gary@sbbarristers.com.<br />
The santa <strong><strong>Bar</strong>bara</strong> Paralegal <strong>Association</strong> (www.<br />
sbparalegals.org) has elected its 2010 Board of Directors.<br />
The SBPA hosts monthly MCLE luncheons<br />
for paralegals, attorneys, legal secretaries and any<br />
other interested individuals in the legal arena. Serving<br />
the association in 2010 will be: <strong><strong>Bar</strong>bara</strong> Purdue,<br />
President; Jackie Quinn and Kimberly Litherland,<br />
Co-Vice Presidents of Programs; Jane Endacott,<br />
Secretary; Lori sneddon, Treasurer; stephanie<br />
Fry, Vice President of Membership; Debra Wheels,<br />
California Alliance of Paralegal <strong>Association</strong>s Liaison;<br />
and April Henderson, National <strong>Association</strong> of Legal<br />
Assistants Liaison.<br />
If you have news to report — e.g. a new practice, a new hire or<br />
promotion, an appointment, upcoming projects/initiatives by local<br />
associations, an upcoming event, engagement, marriage, a birth in<br />
the family, etc… — The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong> Editorial Board<br />
invites you to “Make a Motion!” Send one to two paragraphs for<br />
consideration by the editorial deadline to our Motions editor, Justin<br />
Greene at justin@greenelaw.com. If you submit an accompanying<br />
photograph, please ensure that the JPEG or TIFF file has a minimum<br />
resolution of 300 dpi. Please note that the <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
<strong>Lawyer</strong> editorial board retains discretion to publish or not publish<br />
any submission as well as to edit submissions for content, length,<br />
and/or clarity.<br />
34 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>
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February 2010 35<br />
Classifieds<br />
OFFICE SPACE AVAILABLE<br />
Executive corner office. Prime location on the corner of<br />
Anapamu and <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> Street. Office has a nice view<br />
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Contact Rachel Schaff (805) 683-2736.<br />
santa <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
seeks to publish jury verdicts<br />
and court decisions involving<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong><br />
practitioners.<br />
Are you interested in submitting your recent verdict<br />
or decision? Please email Lindsay G. Shinn<br />
(lshinn@mullenlaw.com) and she’ll provide you with<br />
the information and format needed to submit your<br />
case. We look forward to hearing from you!
Criminal Justice<br />
Sanger, continued from page 23<br />
their re-election campaign with a catch phrase, “(S/he) led<br />
the biggest jail break in California history.”<br />
Little Progress, Indeed<br />
What eventually happened was that the legislature did<br />
nothing at all about prison overcrowding by the end of the<br />
summer. Not even some very simple things. It was not until<br />
the three extraordinary sessions were called that some little<br />
progress was made. Still, the big, sensible ideas never got off<br />
the ground and there still is no Sentencing Commission.<br />
So, what did happen? Well, due to the good work of<br />
the Public Safety Committee, at least bills that just mindlessly<br />
increased sentences were shelved. In that sense, the<br />
legislature did not make things much worse. Typically,<br />
multiple bills get through with some legislator’s name on<br />
them adding more prison or jail time to some offense or<br />
another. And, typically, that legislator promotes her or his<br />
role as author in the next campaign, saying s/he is tough on<br />
crime. That type of nonsense was stopped this last session<br />
for the first time in decades.<br />
However, the affirmative steps taken to slow the intake<br />
into the prison system were few and watered down by the<br />
time they were passed. One was the increase in the jurisdictional<br />
amount required to make some property crimes<br />
felonies. The fact is that the change will probably have<br />
very little effect on the prison population. The property<br />
crime limits theoretically delineate the difference between<br />
a felony and a misdemeanor but most prosecutors draw the<br />
line at a much higher number absent some really aggravating<br />
circumstances. Furthermore, most theft cases are not<br />
affected. Still, the limits have been raised on several other<br />
offenses, like receiving stolen property, from $400 to $950<br />
and not sufficient funds checks from $100 to $400.<br />
By the end of the third extraordinary session, there were<br />
a couple of measures that will have some effect on releasing<br />
some people a bit earlier and not returning some technical<br />
parole violators. Just as a mechanical matter, the credits for<br />
“good time/work time” have been increased for some, but<br />
not all, crimes. Currently, the standard county jail credits<br />
are two days for every four served which is changed for<br />
most crimes to two days for every two days served. Not<br />
all cases qualify for this, but it works out that a person<br />
serving a jail sentence or awaiting transportation to prison<br />
may qualify to do two thirds of the sentence. The savings<br />
in county jail are probably not that significant since most<br />
jails are overcrowded and local sentences result in early<br />
releases anyway. And the extra credits that are given on<br />
prison sentences for time spent in the county jail has no<br />
effect on the length of the county jail commitment.<br />
There is also a very modest early release for state inmates.<br />
Up to six seeks off of the commitment can be earned by<br />
prisoners for participation in certain programs. But this does<br />
not pertain to serious or violent felonies, registerable sex<br />
offenses, recidivists, or parole violators. It is a good idea<br />
but the effect of this will be minimal.<br />
Of course, it is not clear that yearly increases in inmates<br />
caused by the present inconsistent patchwork of sentencing<br />
laws will not still overtake the reductions.<br />
In addition, there have been some good, though watered<br />
down, efforts to avoid what has been called California’s<br />
“catch and release” program. Parole is a formula for failure.<br />
Inmates are released directly from prison with no rehabilitation<br />
and no re-entry assistance. They are given a bus ticket<br />
and told to report to their parole officer within two weeks.<br />
They are cited for the inevitable technical violations and<br />
sent back to prison to try the whole experiment again in a<br />
year. There are some new rules on parole violations for certain<br />
limited cases and there are other re-entry provisions.<br />
So, the extraordinary session produced two major laws<br />
that will incrementally help. Unfortunately they were<br />
primarily limited to non-serious and non-violent felonies.<br />
There is provision to allow early release by up to six<br />
weeks if the inmate completes a program. There is also<br />
a provision for early release programs and alternatives to<br />
re-incarceration for technical parole violations.<br />
Miscellany<br />
There were other changes in the laws that pertain to<br />
criminal practice. One heads up for practitioners is that<br />
the rule on notice and response for criminal motions has<br />
been changed from days to court days. So a noticed motion<br />
requires ten court days and the response is due five court<br />
days before the hearing.<br />
A statute that will have to be tested in the courts also<br />
purports to reverse the California Supreme Court in Verdin v.<br />
Superior Court (2008) 43 Cal.4th 1096. That case had prohibited<br />
court ordered psychiatric examinations by government<br />
experts when a defendant placed his mental state in issue.<br />
This statute will allow that again and in circumstances<br />
expanding beyond the pre-Verdin law.<br />
And, in the face of crisis, and as a triumph of legislative<br />
focus on the needs of this state in that time of crisis, it has<br />
been legislated to not be illegal to ride a bicycle without a<br />
seat if it was manufactured that way.<br />
Conclusion<br />
We have to see what, if anything, the governor and the<br />
legislature of this state can do in the future. So far, politics<br />
36 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong>
Criminal Justice Legal News<br />
as usual has resulted in a financial and social disaster in<br />
California. Will we ever have a Sentencing Commission?<br />
Will we ever have a coherent sentencing scheme? Will we<br />
ever really deal with the conditions of incarceration or an<br />
intelligent plan to rehabilitate people and reintegrate them<br />
into society when they finish their prison sentences? Are<br />
we going to continue to pay the salaries of legislators and<br />
their massive staffs to just secure their own political futures<br />
as opposed to govern in the people’s best interests? Will<br />
pigs fly?<br />
Robert Sanger is a Certified Criminal Law Specialist and has been<br />
a criminal defense lawyer in <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> for over 36 years.<br />
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February 2010 37<br />
Colton, continued from page 24<br />
How is the Rule enforced? Are there civil tort<br />
consequences?<br />
Presumably the drafters of the Rule considered the “negative<br />
impression factor” an important aspect of the new regimen,<br />
which apparently is completely self-policing. That is,<br />
lawyers are not required generally to report either existence,<br />
or lack, or loss, of LPL coverage to the State <strong>Bar</strong>.<br />
The duties of disclosure are, however, of two aspects:<br />
(1) non-performance will subject the lawyer to State <strong>Bar</strong><br />
discipline; and (2) because these newly created professional<br />
duties run to clients, non-performance where required may<br />
arguably lead to expanded civil tort liability, e.g., breach<br />
of professional and/or fiduciary duty—at least where the<br />
former client/claimant can show causation and resulting<br />
compensable damage.<br />
If so, arguably breach of that duty need not be intentional<br />
(“should have known”) to be actionable. But, if intentional<br />
or reckless, the door also may have been opened to intentional<br />
tort liability for breach of fiduciary duty, possible<br />
punitive damages exposure, and even the survival of a<br />
claim for intentional wrongdoing, not dischargeable in<br />
bankruptcy!<br />
What language should be in the written<br />
disclosure?<br />
Discussion [2] and [3] (see side bar at page 17 of January<br />
2010 issue) provide the answers — at least as to sole<br />
practitioners (note the use of the singular pronouns). The<br />
language should be adapted for partnerships and law firms<br />
by replacing “I” with “we” — e.g., “…we are informing<br />
you in writing that we no longer have professional liability<br />
insurance.” Note, however, that the obligation of disclosure<br />
is personal to each member.<br />
The Discussion and the Rule itself provide no further<br />
guidance. Deviating from, altering or expanding upon the<br />
recommended disclosure language will invite unintended<br />
consequences and should be avoided.<br />
The new Rule potentially creates yet additional pitfalls,<br />
which may well affect lawyers who already have LPL insurance.<br />
Those issues will be addressed in next month’s final<br />
part of this article.<br />
Michael A. Colton, a past President of SBCBA, is with Hill,<br />
Trager & Colton, LLP; his practice emphasis is counseling and<br />
representation of lawyers and other professionals in civil trial and<br />
appellate litigation.
Calendar<br />
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY<br />
38 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
February 2010<br />
Jan. 31 1 2 3 4 5 6<br />
<strong>Santa</strong><br />
<strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
Submission<br />
Deadline<br />
7 8 9 10 11 12 13<br />
14 15 16 17 18 19 20<br />
21 22 23 24 25 26 27<br />
28 March 1 2 3 4 5 6<br />
Alternative Dispute Resolution<br />
David C. Peterson 441-5884<br />
davidcpeterson@charter.net<br />
Bench and <strong>Bar</strong> Conference 2010<br />
Mack Staton 966-1501<br />
mstaton@mullenlaw.com<br />
William Clinkenbeard 965-0043<br />
wclinkenbeard@bhcrlaw.com<br />
Paul Roberts 963-7403<br />
paroberts@hbsb.com<br />
Bench & <strong>Bar</strong> Relations<br />
Richard Lee 966-2440<br />
rlee@rppmh.com<br />
Civil Litigation<br />
John C. Eck 965-5131<br />
eck@g-tlaw.com<br />
Eric A. Woosley 897-1830<br />
ericw@zwlegal.com<br />
Client Relations<br />
Thomas Hinshaw 729-2526<br />
th2@mindspring.com<br />
Court Furlough<br />
Day<br />
SBCBA<br />
Family Law<br />
Section Morning Coffee<br />
SB <strong>Bar</strong>risters MCLE:<br />
Psychology Matters<br />
SBCBA SECTION HEADS Family Law<br />
Client Relations, cont.<br />
Lol Sorenson 649-1389<br />
lol@rsmediate.com<br />
Nicole Champion 963-4110<br />
nchampion@sbfamlaw.com<br />
Debtor/Creditor<br />
David B. Commons 899-1222<br />
Elder Law<br />
Denise Platt 604-7130<br />
denise@jodymoorelaw.com<br />
Jody Moore 604-7130<br />
jody@jodymoorelaw.com<br />
Employment Law<br />
Rafael Gonzalez 966-1501<br />
rgonzalez@mullenlaw.com<br />
Paul Wilcox 966-1501<br />
pwilcox@mullenlaw.com<br />
Estate Planning/Probate<br />
Lori Lewis 966-1501<br />
llewis@mullenlaw.com<br />
Jennifer Drury 879-7523<br />
jdrury@drurypullenlaw.com<br />
Vanessa Kirker 964-5105<br />
vk@kirkerlaw.com<br />
In-House Counsel & Corporate Law<br />
Betty L. Jeppesen 963 -8621<br />
BtJpps@aol.com<br />
Intellectual Property/Tech. Business<br />
Christine L. Kopitzke 845-3434<br />
ipcounsel@cox.net<br />
Real Property/Land Use<br />
Marcus Bird 963-6711<br />
msbird@hbsb.com<br />
Bret Stone 898-9700<br />
bstone@paladinlaw.com<br />
Taxation<br />
Peter Muzinich 963-9721<br />
pmuzinich@rogerssheffield.com<br />
Joshua P. Rabinowitz 963-0755<br />
jrabinowitz@fmam.com
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THE OTHER BAR<br />
Free confidential assistance to those in the<br />
legal community with substance abuse problems.<br />
Weekly Other <strong>Bar</strong> recovery Meetings are<br />
held in many areas, and others are being<br />
established. For times and locations, or<br />
to start a meeting in your area, contact the<br />
number or website below.<br />
Provider of Certified MCLE Instructors<br />
MCLE courses available on our website<br />
www.otherbar.org<br />
Confidential Hotline:<br />
(800) 222-0767<br />
February 2010 39<br />
SFSB_SBLaywers_OLeary 9/9/09 3:04 PM Page 1<br />
Scott O’Leary<br />
died in 2003.<br />
This fall, he will<br />
send a local student<br />
off to college.<br />
WHAT LEGACY WILL YOU LEAVE?<br />
You or your clients can establish a scholarship fund now or<br />
for the future. Contact Colette Hadley, Executive Director<br />
at (805) 687-6065 or chadley@sbscholarship.org.<br />
Scholarship Foundation of <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong><br />
www.sbscholarship.org<br />
Named a 2010 Southern California Superlawyer ®!<br />
www.santabarbaraappeals.com<br />
For 34 years Scott O’Leary<br />
was a teacher, coach, and<br />
athletic director at Dos Pueblos<br />
High School. To continue<br />
Scott’s legacy, family, friends,<br />
and former players established<br />
a scholarship fund in his<br />
memory. Each year a memorial<br />
scholarship is awarded in his<br />
name to a student athlete<br />
graduating from Dos<br />
Pueblos High School.<br />
hfox@foxappeals.com
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
The <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>County</strong> <strong>Bar</strong> <strong>Association</strong><br />
123 W. Padre Street, #E<br />
<strong>Santa</strong> <strong><strong>Bar</strong>bara</strong>, CA 93105<br />
Change Service Requested<br />
Gary Goldberg<br />
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40 <strong>Santa</strong> <strong><strong>Bar</strong>bara</strong> <strong>Lawyer</strong><br />
Prsrt std<br />
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Permit #734<br />
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