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Intentions and Results: A Look Back at the Adoption ... - Urban Institute

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Table 2: ASFA Provisions to Ensure Safety is Paramount (continued)<br />

FRAMEWORK PAPER: THE ADOPTION AND SAFE FAMILIES ACT (ASFA) �PAGE 15<br />

SAFETY IN CASE PLANNING:<br />

ASFA amended <strong>the</strong> Social Security Act as it pertains to case planning to ensure th<strong>at</strong> safety is considered in<br />

developing case plans <strong>and</strong> subsequent decision making. The Final Rule underscored this requirement when<br />

providing guidance on <strong>the</strong> content of case plans.<br />

SAFETY IN THE “PROMOTING SAFE AND STABLE FAMILIES” PROGRAM:<br />

ASFA revised language covering this program in <strong>the</strong> Social Security Act to emphasize safety as a paramount<br />

concern.<br />

CRIMINAL RECORD CHECKS FOR PROSPECTIVE FOSTER PARENTS:<br />

The legisl<strong>at</strong>ion requires st<strong>at</strong>es to have procedures for conducting criminal records checks on prospective foster<br />

or adoptive parents before <strong>the</strong>y are approved for placement of children for whom foster care maintenance<br />

payments or adoption assistance payments will be made. Final approval cannot be granted if <strong>the</strong> prospective<br />

foster or adoptive parent has a felony conviction for child abuse or neglect, spousal abuse, a crime against<br />

children, or a crime involving violence o<strong>the</strong>r than physical assault or b<strong>at</strong>tery. Felony convictions for physical<br />

assault, b<strong>at</strong>tery, or a drug-rel<strong>at</strong>ed offense will result in non-approval if <strong>the</strong> act was committed within <strong>the</strong> preceding<br />

five years. A st<strong>at</strong>e can make this entire provision of ASFA inapplicable if <strong>the</strong> governor notifies <strong>the</strong> secretary<br />

of DHHS in writing th<strong>at</strong> it elects to do so or if <strong>the</strong> st<strong>at</strong>e legisl<strong>at</strong>ure passes a law declaring <strong>the</strong> provision<br />

inapplicable.<br />

The Final Rule specified th<strong>at</strong> for st<strong>at</strong>es th<strong>at</strong> opt out of this requirement of routine criminal records checks,<br />

<strong>the</strong> licensing file for such families must contain document<strong>at</strong>ion verifying th<strong>at</strong> safety consider<strong>at</strong>ions regarding<br />

<strong>the</strong> caregiver have been addressed.<br />

SUBSTANCE ABUSE AND CHILD PROTECTION SERVICE COORDINATION:<br />

ASFA required th<strong>at</strong> <strong>the</strong> secretary of DHHS submit a report describing <strong>the</strong> scope of <strong>the</strong> problem of substance<br />

abuse for child welfare families, <strong>the</strong> range of services provided to <strong>the</strong>se families, <strong>the</strong> outcomes of <strong>the</strong>se services,<br />

<strong>and</strong> any recommend<strong>at</strong>ions for legisl<strong>at</strong>ion needed to improve coordin<strong>at</strong>ion of services. In preparing <strong>the</strong><br />

report, <strong>the</strong> Secretary was to draw on inform<strong>at</strong>ion from <strong>the</strong> Substance Abuse <strong>and</strong> Mental Health Services<br />

Administr<strong>at</strong>ion <strong>and</strong> <strong>the</strong> Administr<strong>at</strong>ion for Children <strong>and</strong> Families.<br />

FINAL RULE ON KIN LICENSING:<br />

In <strong>the</strong> Final Rule, DHHS required th<strong>at</strong> st<strong>at</strong>es have <strong>the</strong> same licensing <strong>and</strong> approval process for rel<strong>at</strong>ive foster<br />

homes as for non-rel<strong>at</strong>ive foster homes in order to receive federal reimbursement under Title IV-E for foster<br />

care maintenance payments. DHHS did allow some exceptions, as long as <strong>the</strong>y did not affect child safety.<br />

While this regul<strong>at</strong>ion was not part of ASFA’s provisions, it was motiv<strong>at</strong>ed by <strong>the</strong> law’s focus on safety. Prior to<br />

<strong>the</strong> Final Rule, many st<strong>at</strong>es had developed separ<strong>at</strong>e licensing or approval tracks for rel<strong>at</strong>ive caregivers (Leos-<br />

Urbel et al. 2002). With ASFA’s emphasis on safety, DHHS no longer thought th<strong>at</strong> difference could be justified.<br />

FCSIAA clarified th<strong>at</strong> st<strong>at</strong>es could waive non-safety-rel<strong>at</strong>ed licensing st<strong>and</strong>ards for rel<strong>at</strong>ive homes on a<br />

case-by-case basis. The legisl<strong>at</strong>ion also requires th<strong>at</strong> DHHS submit a report to Congress th<strong>at</strong> examines<br />

licensing st<strong>and</strong>ards, studies <strong>the</strong> use of waivers <strong>and</strong> <strong>the</strong>ir effect on children in foster care, <strong>and</strong> recommends<br />

administr<strong>at</strong>ive or legisl<strong>at</strong>ive action needed to help more children be safely placed <strong>and</strong> eligible for federal foster<br />

care maintenance payments.

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