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Jurnal Otomasi, Kontrol &<br />

Instrumentasi<br />

Journal of Automation, Control and<br />

Instrumentation<br />

Volume 1, No.2, Tahun 2009<br />

Diterbitkan oleh/Published by :<br />

Masyarakat Otomasi, Kontrol dan Instrumentasi<br />

Society of Automation, Control and Instrumentation<br />

2<br />

ISSN : 2085‐2517


Jurnal Otomasi, Kontrol &<br />

Instrumentasi<br />

Journal of Automation, Control and<br />

Instrumentation<br />

Volume 1, No.2, Tahun 2009<br />

Masyarakat Otomasi, Kontrol dan Instrumentasi<br />

Alamat : Litbang (ex.PAU) Lt.8 Jl. Ganesa 10 Bandung 40132, Indonesia<br />

Tel. +62-22-2514452 Tel / Fax. +62-22-2534285.<br />

Email : jurnal_oki@instrument.itb.ac.id


Tim Editor<br />

(Board Editor)<br />

[Ketua/Chairman]<br />

Deddy Kurniadi<br />

(Institut Teknologi Bandung, Indonesia)<br />

[Anggota/Member]<br />

Bambang Lelono<br />

(Institut Teknologi Sepuluh November Surabaya, Indonesia)<br />

Bolo Dwiartomo<br />

(Politeknik Manufaktur Bandung, Indonesia)<br />

Estiyanti Ekawati<br />

(Institut Teknologi Bandung, Indonesia)<br />

Mitra Djamal<br />

(Institut Teknologi Bandung, Indonesia)<br />

Parsaulian Siregar<br />

(Institut Teknologi Bandung, Indonesia)<br />

Riza Muhida<br />

(International Islamic University Malaysia, Malaysia)<br />

Satriyo Nugroho<br />

(PT. Petrokimia Gresik, Indonesia)<br />

Sudarto Ramli<br />

(PT.Yokogawa Indonesia)<br />

Suprijadi<br />

(Institut Teknologi Bandung, Indonesia)<br />

Togar MP Manurung<br />

(PT. Pertamina, Indonesia)<br />

Titon Dutono<br />

(Politeknik Elektronika Negeri Surabaya, Indonesia)<br />

Son Kuswadi<br />

(Institut Teknologi Surabaya)<br />

Waskita Indrasutanta<br />

(PT. Wifgasindo Dinamika Instrument, Indonesia)<br />

Yudi Samyudia<br />

(Curtin University of Serawak, Malaysia)<br />

ii


Kata Pengantar<br />

Dewasa ini penelitian-penelitian dalam bidang otomasi, kontrol dan instrumentasi<br />

telah mendorong perkembangan yang sangat pesat pada teknologi industri<br />

manufaktur, energi, makanan, kesehatan, transportasi, militer dan sebagainya.<br />

Teknologi tersebut mempunyai peranan yang sangat penting untuk meningkatkan<br />

kualitas baik produk maupun proses di industri serta untuk menjaga kelestarian<br />

lingkungan dan kesehatan, yang pada akhirnya sangat menentukan daya saing<br />

suatu industri maupun daya saing bangsa.<br />

Dengan maksud untuk lebih mengenalkan hasil-hasil penelitian dalam bidang<br />

otomasi, kontrol dan instrumentasi ke masyarakat serta memberikan sarana untuk<br />

bertukar informasi bagi para peneliti, praktisi dan pengguna teknologi tersebut,<br />

kami dari Masyarakat Otomasi, Kontrol dan Instrumentasi (Society of Automation,<br />

Control and Instrumentation) menerbitkan jurnal ilmiah yang dikhususkan pada<br />

bidang yang disebutkan di atas.<br />

Pada penerbitan jurnal kedua ini, makalah-makalah ilmiah yang dipublikasikan<br />

merupakan hasil kegiatan riset di lingkungan Institut Teknologi Bandung,<br />

perguruan tinggi baik dalam dan luar negeri. Kami sebagai pengurus jurnal telah<br />

mengundang para ahli/pakar baik sebagai peneliti dari berbagai universitas<br />

maupun praktisi dari industri sebagai anggota tim editor. Kami juga mengundang<br />

para peneliti, praktisi dan pengguna teknologi di bidang yang dimaksud untuk<br />

menerbitkan makalah hasil penelitian yang dilakukan di jurnal ini.<br />

Jurnal ini akan didistribusikan ke berbagai universitas, lembaga penelitian, industri<br />

serta individu terkait. Kami berharap dalam beberapa tahun ke depan, jurnal ini<br />

sudah dapat diajukan untuk diakreditasi. Dengan demikian, diharapkan misi jurnal<br />

ini sebagai bagian dalam pengembangan dan diseminasi ilmu dan teknologi<br />

otomasi, kontrol dan instrumentasi dapat tercapai.<br />

Terakhir, kami sampaikan terima kasih yang sebesarnya kepada para penulis yang<br />

telah mengajukan makalahnya untuk diterbitkan di jurnal ini dan kepada para<br />

pengurus Masyarakat Otomasi, Kontrol dan Instrumentasi yang telah menginisiasi<br />

jurnal ini. Tidak lupa kami sampaikan juga terima kasih kepada para ahli/pakar<br />

atas kesediaanya menjadi editor jurnal ini.<br />

iii


Preface<br />

Automation, control, and instrumentation are the key to the advancement of<br />

science, engineering, and technology. Progress in these fields have become<br />

thoroughly integrated into all aspects of technology in our modern lives - from<br />

agriculture, health to national security. These have a vital role to improve the quality<br />

of both industrial products and processes and to preserve the environment and<br />

health of which ultimately determines the competitiveness of an industry and a<br />

nation. Therefore, the Society of Automation, Control and Instrumentation has<br />

published this journal as a part of our responsibility to introduce the results of<br />

researches to the community and as a means to exchange information between<br />

researchers and users of this technology.<br />

In this second edition, published papers are the results of research activities within<br />

the Bandung Institute of Technology and other universities. We have invited<br />

researchers and practitioners from industries as a member of the editorial team.<br />

We also invite researchers and practitioners to publish their research in this journal.<br />

This journal will be distributed to various universities, research institutions, industry<br />

participants and contributing authors. We hope in the next few years, this journal<br />

has been filed for accredited. Thus, the mission of this journal as a part of the<br />

development and dissemination of science and technology of automation, control<br />

and instrumentation can be achieved.<br />

Finally, we thank to the authors who have submitted papers in this journal and to<br />

the Society of Automation, Control & Instrumentation who has initiated this journal.<br />

Our gratitude also goes to the researchers and practitioners on the willingness to be<br />

the editor of this journal.<br />

iv


Daftar Isi/List of Content<br />

Tim Editor/Editor Board ii<br />

Kata Pengantar/Preface iii<br />

Daftar isi/List of Content iv<br />

1 Development of Circularly Polarized Synthetic Aperture Radar<br />

Sensor Mounted on Unmanned Aerial Vehicle<br />

M. Baharuddin, P.R. Akbar, J.T.S. Sumantyo, H. Kuze<br />

2 Electric Traction Motor Drive Modelling for Electric Karting<br />

Application Using Matlab / Simulink Software<br />

D. Istardi<br />

3 Feasibility Study of Solar Power Massive Usage in Indonesia :<br />

Yield versus Cost Effective<br />

M.A. Setiawan<br />

4 Modelling and Designing The Model Predictive Control System of<br />

Turbine Angular Speed at Hydropowerplant UBP Saguling PT<br />

Indonesia Power<br />

R.K.A. Kusumah, E. Joelianto, E. Ekawati<br />

5 Performance Analysis of Finger Flexor and Finger Extensor<br />

Muscles on Wall Climbing Athletes trough Electromyography<br />

Measurement, Handgrip Strength, Handgrip Endurance and<br />

Lactate Acid<br />

H. Susanti, Suprijanto, F. Idealistina, T. Apriantono<br />

6 Study on Voltage Controller of Self-Excited Induction Generator<br />

Using Controlled Shunt Capacitor, SVC Magnetic Energy Recovery<br />

Switch<br />

F.D. Wijaya, T. Isobe, R. Shimada<br />

v<br />

1<br />

7<br />

21<br />

29<br />

41<br />

49


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Development of Circularly Polarized Synthetic Aperture Radar<br />

Sensor Mounted on Unmanned Aerial Vehicle<br />

M. Baharuddin, P.R. Akbar, J.T.S.Sumantyo, and H. Kuze<br />

Microwave Remote Sensing Laboratory, Center for Environmental Remote Sensing, Chiba<br />

University, 1-33, Yayoi, Inage, Chiba 263-8522 Japan, merna5@graduate.chiba-u.jp<br />

Abstract<br />

This paper describes the development of a circularly polarized microstrip antenna, as a part of the<br />

Circularly Polarized Synthetic Aperture Radar (CP-SAR) sensor which is currently under developed at<br />

the Microwave Remote Sensing Laboratory (MRSL) in Chiba University. CP-SAR is a new type of sensor<br />

developed for the purpose of remote sensing. With this sensor, lower-noise data/image will be<br />

obtained due to the absence of depolarization problems from propagation encounter in linearly<br />

polarized synthetic aperture radar. As well the data/images obtained will be investigated as the Axial<br />

Ratio Image (ARI), which is a new data that is expected to reveal unique various backscattering<br />

characteristics. The sensor will be mounted on an Unmanned Aerial Vehicle (UAV) which will be aimed<br />

for fundamental research and applications. The microstrip antenna works in the frequency of 1.27<br />

GHz (L-Band). The microstrip antenna utilized the proximity-coupled method of feeding. Initially, the<br />

optimization process of the single patch antenna design involving modifying the microstrip line feed to<br />

yield a high gain (above 5 dBi) and low return loss (below -10 dB). A minimum of 10 MHz bandwidth is<br />

targeted at below 3 dB of Axial Ratio for the circularly polarized antenna. A planar array from the<br />

single patch is formed next. Consideration for the array design is the beam radiation pattern in the<br />

azimuth and elevation plane which is specified based on the electrical and mechanical constraints of<br />

the UAV CP-SAR system. This research will contribute in the field of radar for remote sensing<br />

technology. The potential application is for landcover, disaster monitoring, snow cover, and<br />

oceanography mapping. Especially for Indonesia which is the largest archipelago country in the world,<br />

the need for surface mapping and monitoring is demanding.<br />

Keywords: synthetic aperture radar, circular polarization, microstrip antenna<br />

1 Introduction<br />

A circularly-polarized Synthetic Aperture Radar (CP-SAR) to be launched onboard a microsatellite<br />

is currently developed in the Microwave Remote Sensing Laboratory (MRSL) of the<br />

Center for Environmental Remote Sensing, Chiba University. SAR is a multipurpose sensor<br />

that can be operated in all-weather and day-night time. As part of the project, an airborne<br />

CP-SAR development is also undertaken in order to gain sufficient knowledge of CP-SAR<br />

sensor systems. An L-band CP-SAR system will be designed for operation onboard an<br />

unmanned aerial vehicle (UAV).<br />

Historically, synthetic aperture radars (SAR) have used linearly polarized (LP) antenna<br />

systems. However, there are limitations due to the propagation phenomenon namely the<br />

variation of geometric differences between earth and the radar, the occurrence of a phase<br />

shift as a result of radio wave strike the smooth reflective surface, etc. These phenomenon<br />

leads to a backscatter variation, random redistribution of returned signal-energy and in the<br />

end the formed image would encounter a spatially variant blurring and defocusing as well as<br />

ambiguous identification of different low-backscatter features in a scene.<br />

1


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

As compared with the conventional linear polarization SAR, most of the above-mentioned<br />

effects can be alleviated through the use of CP-SAR. Thus, a CP-SAR sensor would provide a<br />

greater amount of information about scenes and targets being imaged than a linear SAR<br />

sensor. The present work focuses on the design of an L-band CP-SAR antenna. We consider<br />

the SAR system requirements to achieve an excellent performance of the overall CP-SAR<br />

system, including optimization of the single element patch and array designing.<br />

2 Circularly Polarized SAR Antenna Requirements<br />

Table 1. Specification of CP-SAR onboard Unmanned Aerial Vehicle<br />

Parameter Specification<br />

Frequency f 1.27 GHz (L band)<br />

Chirp bandwidth 10 MHz<br />

Polarization Transmitter : RHCP<br />

Receiver : RHCP + LHCP<br />

Gain G > 20 dBic<br />

Axial Ratio AR < 3 dB (main beam)<br />

Antenna size 1.75 m (azimuth)<br />

0.5 m (range)<br />

Beam width 8º (azimuth)<br />

25º (range)<br />

Altitude range 3,000 - 10,000 m<br />

The capability of a SAR antenna can be described by its sensitivity, spatial resolution in<br />

range and azimuth directions, image quality, ambiguities, and swath coverage [1]. Table 1<br />

shows the specifications and targets desired for the present CP-SAR system, which in turn<br />

influence the specification of the L-Band CP-SAR antenna.<br />

The operation frequency of 1.27 GHz (L-band) has been chosen, since its relatively longer<br />

wavelength ensures better penetration through vegetation canopies. The drawback<br />

associated with this choice, however, is the relatively large dimension of microstrip<br />

elements. The requirements for the range resolution (15 m) determine the antenna<br />

bandwidth of 10 MHz, or less than 1% of the operation frequency of 1.27 GHz. This<br />

bandwidth requirement must be compatible with a low axial ratio (AR) (below 3 dB) for<br />

ensuring transmitting/receiving circularly-polarized waves. To satisfy the matching of input<br />

impedance, the return loss must be smaller than 10 dB in this bandwidth range.<br />

3 CP-SAR Antenna Concept Analysis<br />

The primary considerations in the design and fabrication process are low cost, light weight<br />

and ease of manufacturing. The CP-SAR antenna is conceived in the way that every single<br />

element microstrip patch is a circularly polarized antenna. Feed network will be<br />

implemented in different layer substrate as the feeding method is proximity coupled.<br />

2


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Figure 1. Configuration of a CP-SAR antenna array consisting of microstrip elements.<br />

The primary considerations in the design and subsequent fabrication processes are low<br />

cost, light weight and ease of manufacturing. The CP-SAR antenna consists of an array of<br />

single antenna elements, each being a microstrip antenna for circular polarization. The<br />

single element patches which have been optimized are then spatially arranged to form a<br />

planar array (see Figure 1 for illustration). The planar array configuration is widely employed<br />

in radar systems where a narrow pencil beam is needed [2]. The beam pattern for optimum<br />

ground mapping function is cosecant-squared beam in the elevation plane (E-plane) which<br />

can correct the range gain variation and pencil beam in the azimuth plane (H-plane) [3]. The<br />

antenna side lobe levels in the azimuth plane must be suppressed in order to avoid the<br />

azimuth ambiguity. To deal with reflection, the antenna side lobes and back lobes also must<br />

be suppressed. A better control of the beam shape and position in space can be achieved<br />

by correctly arranging the elements along a rectangular grid to form a planar array. The<br />

antenna gain is mostly determined by the aperture size and inter-element separation.<br />

To maximize the array performance, certain characteristics of feed networks have to be<br />

taken into account. These are the conductor and dielectric losses, surface wave loss, and<br />

spurious radiation due to discontinuities such as bends, junctions, and transitions [2]. The<br />

loss due to the coupling of the adjacent element have to be considered, therefore isolation<br />

between adjacent elements must be higher than 20 dB. The spacing between elements is<br />

measured as the distance between the midpoints of each element. A maximum directivity<br />

will occur for approximately spacing between elements in the range of 0.8 – 0.9 times the<br />

free space wavelength [4].<br />

4 Analysis and Design of Radiating Elements<br />

The configuration of the radiating element together with the microstrip line feed and ground<br />

plane is shown in Figure 2(a), where important parameters are labelled. Side view is<br />

depicted in Figure 2(b). The equilateral triangular radiator will generate a left-handed<br />

circular polarization (LHCP) by employing the dual feed method as shown in Figure 2(a). In<br />

order to generate a 90 o phase delay on one of the two modes, the line feed on the left side<br />

is approximately λ/4 longer than the other.<br />

Simulations with a finite ground plane model have been undertaken to optimize the size<br />

parameters using a full wave analysis tool (IE3D Zeland software) based on the method of<br />

moment (MoM) algorithm. The dimensions of the radiator, microstrip feed line and the<br />

ground plane for the equilateral triangular patch are a = 102.75, w = 6.8, ld = 21.5, le = 27,<br />

ld1 = 6.9, lc = 9.2, ls = 10.1, lm = 3.9, lst = 21.5, ws = 10.2, la = 146.1, and lr =163.1 in units<br />

3


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

of mm. The geometry model is implemented on two substrates, each with thickness t = 1.6<br />

mm, with the conductor thickness tc ≈ 0.035 mm, relative permittivity εr = 2.17 and loss tan<br />

δ (dissipation factor) 0.0005. The equilateral triangular microstrip antenna model has been<br />

fabricated to verify the simulation results. The reflection coefficient and input impedance<br />

were measured with a RF Vector Network Analyzer (Agilent, E5062A, ENA-L). The antenna<br />

gain, AR, and radiation patterns were measured inside the anechoic chamber of MRSL,<br />

having a dimension of 4×8.5×2.4 m.<br />

The experimental results are shown in Figures 3 – 5 in comparison with the simulation.<br />

Figure 3 shows the S-parameter which indicate an impedance bandwidth of more than 15<br />

MHz.<br />

In Figure 4, it can be seen that whereas the gain of the antenna is simulated to be 7.04<br />

dBic at 1.27 GHz, the experimental result shows a smaller value by about 0.6 dB. This<br />

difference may be ascribed to the fabrication imperfections (such as inaccuracy in the<br />

milling and etching processes and connector soldering) and the substrate loss. The 3-dB AR<br />

bandwidth of the simulation is 7.2 MHz and from observation it is 7.4 MHz which is still<br />

narrower than the target specification (10 MHz). To improve this situation, the next work will<br />

consider the technique to extend the 3-dB AR bandwidth.<br />

Figure 5 shows the radiation pattern in terms of gain an azimuth angle Az = 0 o (x-z plane) at<br />

the frequency of f = 1.27 GHz. A difference of around 0.7 dB is seen between simulated<br />

model and the measured antenna on the gain radiation pattern. There are some differences<br />

between the simulated and measured pattern of the antenna. This may be due to the<br />

imbalance in current distribution affected by the configuration of the antenna (such as holes<br />

and plastic screws in substrate) and the measurement system.<br />

Figure 2. Configuration of equilateral triangular patch antenna with proximity coupled feed;<br />

(a) top view and (b) side view.<br />

4


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

S 11 - Reflection Coefficient (dB)<br />

- Gain (dBic)<br />

G<br />

0<br />

-10<br />

-20<br />

-30<br />

Simulation<br />

Measurement<br />

-40<br />

1.25 1.26 1.27<br />

Frequency (GHz)<br />

1.28 1.29<br />

Figure 3. Reflection coefficient vs. frequency<br />

Gain (Simulation) AR (Simulation)<br />

8<br />

Gain (Measurement) AR (Measurement)<br />

8<br />

7<br />

7<br />

6<br />

6<br />

5<br />

5<br />

4<br />

4<br />

3<br />

3<br />

2<br />

2<br />

1<br />

1<br />

0<br />

1.25 1.26 1.27<br />

Frequency (GHz)<br />

1.28<br />

0<br />

1.29<br />

- Gain (dBic)<br />

G<br />

Figure 4. Gain and AR vs. frequency at θ (theta) angle = 0o<br />

8<br />

7<br />

6<br />

5<br />

4<br />

3<br />

2<br />

1<br />

0<br />

......<br />

Simulation<br />

Measurement<br />

← = 180<br />

θangle (degrees)<br />

o<br />

90 60 30 0 30 60 90<br />

= 0 o Az Az →<br />

Figure 5. Gain vs. theta angle (radiation pattern) in the theta plane (Az = 0o and 180o) (x – z plane) at<br />

f = 1.27 GHz.<br />

5<br />

AR - Axial Ratio (dB)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

5 Conclusion<br />

A circularly-polarized antenna has been developed for implementing antenna for circularlypolarized<br />

synthetic aperture radar (CP-SAR) sensor operated in L-band. The design and<br />

optimization process was carried out using a MoM analysis software. The model was<br />

actually fabricated and measured in MRSL. Although the AR bandwidth is slightly smaller<br />

than the requirement for an airborne CP-SAR system, the present work has indicated that<br />

the goals can be met through a precise adjustment in the design and fabrication process in<br />

the near future.<br />

6 References<br />

[1] Pokuls, R. , Uher, J. , and Pozar, D.M., September 1998. Dual-Frequency and Dual<br />

Polarization Microstrip Antennas for SAR Applications, IEEE Trans. Antenna<br />

Propagation, volume 46, no. 9, pp 1289-1296.<br />

[2] Garg, R. , Bhartia P. , Bahl I. , and Ittipiboon, A., 2001. Microstrip Antenna Design<br />

Handbook, Artech House, pp 720, 737.<br />

[3] Vetharatnam, G. Kuan, C.B, and Teik C.H., Microstrip Antenna for Airbone SAR<br />

Application<br />

http://www.remotesensing.gov.my/images/default/publication_3rdmicrowave/3rdmic<br />

rowave_paper5.pdf<br />

[4] Levine, E., Malamud, G., Shtrikman, S., and Treves, D., April 1989. A Study of<br />

Microstrip Array Antennas with the Feed Network, IEEE Trans. Antenna Propagation,<br />

volume 37, no. 4, pp 426-434.<br />

7 Acknowledgement<br />

The authors would like to thank Victor Wissan, Basari, Fauzan, Ilham A. and Zhang Jia-Yi for<br />

assisting in the antenna fabrication and measurement; the Japan Society for the Promotion<br />

of Science (JSPS) for Grant-in-Aid for Scientific Research - Young Scientist (A) (No.<br />

19686025); Venture Business Laboratory - Chiba University for Project 10th Research<br />

Grant; National Institute of Information and Communication Technology (NICT) for<br />

International Research Collaboration Research Grant 2008, and other research grants that<br />

have supported this research.<br />

6


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Abstract<br />

Electric Traction Motor Drive Modeling for Electric Karting<br />

Application Using Matlab®/Simulink® Software<br />

D. Istardi<br />

Batam Polytechnics<br />

Parkway st. Batam Centre, Batam Indonesia<br />

E-mail: istardi@polibatam.ac.id<br />

An electric traction motor drive for an electric karting application was modeled for efficiency studies<br />

and simulated using the MATLAB ®/Simulink ® software. The model includes models of a battery, power<br />

electronic converter, electric motor, and vehicles dynamic of go-karts to a typical 48 seconds track<br />

driving schedule. The losses of each component of the electric traction motor drive were modeled and<br />

simulated over the entire speed range. In the battery was also calculated the state of charge (SOC) of<br />

the battery over the driving cycle. The regenerative braking energy captured was also considered in the<br />

simulation. Finally, the overall electric traction motor drive system efficiency and energy consumed<br />

were estimated based on the individual model based efficiency and energy consumed analysis.<br />

Keywords : Index Terms—Battery, electric go-kart, efficiency maps, loss modeling, and regenerative<br />

braking.<br />

1 Introduction<br />

The first electric vehicle was made in the 1830s and was popular for almost a century<br />

[1],[2],[3]. However, since 1933 the numbers of electric vehicles have decreased due to the<br />

improvements of the internal combustion engine (ICE) that has become better and cheaper.<br />

Nowadays, environmental considerations, energy costs, and improvements in control and<br />

battery technology have inspired an increasing amount of research and development of<br />

electric vehicles [3].<br />

One of the developments in the electric vehicle is research on electric kart racing or karting.<br />

Research in this area is interesting due to their characteristics that were different compare<br />

to the normal electric go-kart such as energy consumption and acceleration. In electric<br />

karting, the energy is higher than in the electric go-kart. The drive cycle that was used in the<br />

electric karting have a high acceleration and deceleration. In this paper, the electric karting<br />

that would be used as an input for simulation is the ICE karting for children (8-12 years old).<br />

Therefore, the research is focus on energy consumption and losses of an electric small<br />

karting.<br />

Electric karting is a variant of an open-wheel motor sport, with small four-wheeled vehicles<br />

called karts. These karts are simple and usually raced on a scaled-down track. Since the<br />

electric kart engine is powered by an electric motor instead of an internal combustion<br />

engine and the motor is operated using the power stored in batteries [4], its engine has<br />

many advantages over the ICE. It is pollution-free, has higher energy conversion efficiency<br />

and less vibration, requires low maintenance, its speed is easy to control and it can use the<br />

energy from regenerative braking [1], [3]. An electric karting race was first started in 1989<br />

in Italy [5] and is currently getting popular in the United States and Europe due to<br />

7


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

improvements in control and battery technology.<br />

The components of electric karting are chassis made of a steel tube, a propulsion system<br />

that includes an electric motor that drives the wheels, a power electronic converter that<br />

regulates the energy flow to the motor and a transmission system, a battery that provides<br />

energy, and a control unit that ensures a proper operation of the power electronic converter<br />

[3],[6], [7].<br />

The paper is organized as follows: In the next section, a brief review of electric traction drive<br />

system components and simulation of each component are presented. In Section III, a<br />

description of the ICE karting drive cycle is given. Section IV and V presents results of<br />

simulation using MATLAB®/Simulink® software and discussion of the results. Finally, the<br />

conclusions are made in section VI.<br />

2 Electric Traction Drive System<br />

A simple electric traction drive system consists of a drive system (transmission, electric<br />

motor, and power electronics) and energy storage (battery) [6] as seen in Fig. 1. Examples of<br />

some papers that describe the modeling of an electric traction drive system using MATLAB®<br />

or other software [7]-[10].<br />

Within the system, energy is stored in the battery. A power electronic converter connects the<br />

battery to an electric motor. The voltage and current output of the battery are maintained to<br />

match the ratings of the electric motor. The electric motor converts electrical energy<br />

supplied by the battery into mechanical energy. A transmission transforms the mechanical<br />

energy into a linear motion. Speed and torque are adjusted using the gear box. The gear can<br />

transmit the rotational force at different speeds, torque, and directions. A controller and<br />

energy management control the speed and direction of the electric karting, and optimize the<br />

energy conversion from the battery to the transmission. The battery can be charged from the<br />

line power and also from regenerative braking energy.<br />

Figure 1. Block diagram of drive system for electric karting.<br />

In order to calculate the efficiency of the electric karting, it is essential to understand how<br />

the losses of each electric drive system component change with speed.<br />

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2.1 Vehicle Dynamic Model<br />

Mechanical energy provided by the electric traction drive system is used to drive the wheels<br />

of the electric karting. The supplied energy must be large enough to overcome the “traction<br />

resistance” (Ft), i.e. the sum of rolling resistance (Frr), aerodynamic drag (Fad), climbing<br />

resistance and acceleration force (Faf) [8], [11]. Rolling resistance is a deformation process<br />

mechanism which occurs at the contact patch between the tires and road surface.<br />

Aerodynamic drag is the viscous resistance of air upon the vehicle. In this paper, the race<br />

track is assumed to be flat, thus the climbing resistance is neglected. Those forces can be<br />

calculated using:<br />

F<br />

t<br />

= F<br />

ad<br />

+ F<br />

rr<br />

+ F<br />

cr<br />

+ F<br />

af<br />

(1)<br />

F<br />

ad<br />

=<br />

1<br />

2<br />

δ C<br />

ad<br />

Av<br />

2<br />

a<br />

(2)<br />

F<br />

rr<br />

= C<br />

rr<br />

mg<br />

(3)<br />

F<br />

af<br />

= ma<br />

(4)<br />

Where δ : front surface area of vehicle [m2]<br />

Cad : coefficient aerodynamic drag<br />

va : relative vehicle speed with respect to air [m/s]<br />

Crr : coefficient rolling resistance<br />

m : total vehicle mass, include the driver [kg]<br />

g : gravitational acceleration [m/s2]<br />

a : acceleration [m/s2]<br />

Calculation of the torque generated by the electric motor is based on energy considerations<br />

in terms of inertias (J), load acceleration, coupling ratio (B), and the load torque (TL) or force<br />

as shown below:<br />

d ω<br />

T<br />

r<br />

r<br />

= J + B ω<br />

dt r<br />

+<br />

The losses in this model are neglected. The parameters of vehicle dynamics for a small<br />

electric karting can be seen in Table 1.<br />

2.2 Electric Motor Losses<br />

9<br />

T<br />

L<br />

Table 1 . Vehicle dynamic parameter for small go kart<br />

Total mass 110 kg<br />

Rolling resistance coeff. 0.03<br />

Drag coefficient 0.6<br />

Air density 1.202 kg/m3 Vehicle cross section 0.5 m2 Driving wheel radius 0.14 m<br />

The losses in the electric motor can be divided into 4 components [12]: copper losses, core<br />

losses, mechanical losses and stray losses. In this paper, only copper and iron losses will be<br />

used in simulation and analysis. Mechanical and stray losses are disregarded. The electric<br />

(5)


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motor that used in this paper is induction motor due to its simplicity, minimum maintenance<br />

requirement, and low costs [13]-[15]. Per-phase equivalent circuit of the induction motor at<br />

steady state is shown in Figure 2 [15]-[18].<br />

Figure 2: Equivalent circuit of induction motor<br />

From the equivalent circuit in Figure 2 and power flow in induction motor, the rotor current at<br />

rated condition can be calculated by<br />

I<br />

r<br />

Where Td : developed torque of electric motor [T]<br />

s : slip [%]<br />

p : pole pairs<br />

ωs : angular speed of stator [rad/sec]<br />

Using the current divider laws, the stator current is calculated by:<br />

Then the air gaps voltage can be expressed as<br />

I<br />

s<br />

2 T<br />

d<br />

ω<br />

s<br />

s<br />

= (6)<br />

3 pR<br />

r<br />

R R<br />

2<br />

2<br />

⎛ m r<br />

R<br />

ω<br />

2 ⎞ ⎡ ⎛ r ⎞⎤<br />

⎜ L L ⎟<br />

s r m ⎢ω<br />

⎜<br />

s<br />

R<br />

m<br />

L<br />

m<br />

L<br />

m<br />

R<br />

m<br />

L ⎟<br />

⎜<br />

−<br />

s<br />

⎟<br />

+<br />

⎜<br />

+ +<br />

s r ⎟⎥<br />

⎝<br />

⎠ ⎢⎣<br />

⎝<br />

⎠⎥⎦<br />

= I<br />

(7)<br />

ω L R<br />

r<br />

s m m<br />

s ω T ⎛<br />

⎞<br />

⎜ R<br />

2<br />

⎟<br />

V =<br />

s d r<br />

⎜ + L<br />

2<br />

g<br />

ω<br />

3 R<br />

⎟<br />

⎜ 2 s r<br />

r<br />

⎟<br />

⎝<br />

s<br />

⎠<br />

The total rated losses of the motor can be obtained as<br />

P<br />

loss<br />

=<br />

⎡<br />

3 ⎢ R I<br />

2<br />

⎢ s s<br />

⎢⎣<br />

+ R I<br />

2<br />

r r<br />

+<br />

V<br />

2<br />

g<br />

R<br />

m<br />

⎤<br />

⎥<br />

⎥<br />

⎥⎦<br />

(9)<br />

The induction motor can operate above the rated speed by using frequency or voltage<br />

control variations because of its rugged mechanical construction [10], [18]-[21]. The torque<br />

and power capabilities as a function of rotor speed can be seen in Figure 3. In the below<br />

rated speed area, the flux in the air gap is kept constant by controlling Vs/f and the value of<br />

10<br />

(8)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

the slip is small. Then the electric motor can produce torque until up to its rated torque and<br />

as a result, the rotor current may be assumed to be proportional to the torque.<br />

Figure 3. Induction motor characteristic and capabilities<br />

To increase the motor speed above the rated speed, the stator voltage is kept at the rated<br />

voltage and the stator frequency is increased to a value above the rated frequency. So, the<br />

Vs/f is reduced and the flux is also reduced by the ratio of the instantaneous operating<br />

speed to the rated speed. The rating of the motor can be seen in Table 2.<br />

Table 2. Induction motor rating<br />

Power 6000 W<br />

Voltage 3 x 27 V<br />

Frequency 100 Hz<br />

Speed 2850 rpm<br />

Current 168 A<br />

Weight 19.2 kg<br />

From this rating of the motor, efficiency map can be calculated and the result can be seen in<br />

Figure 4.<br />

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Figure 4. Efficiency maps for the used induction motor<br />

2.3 Power Electronic Converter<br />

The power electronic converter used in this simulation is a standard six-switch three-phase<br />

bridge inverter. The aim of this component is to provide appropriate mean values of<br />

parameters commonly used in electric motor. The power switching device used in this paper<br />

is MOSFETs (Metal Oxide Semiconductor Field Effect Transistors) and anti-parallel power<br />

diodes. The controller pulse used in this simulation is a three-phase pulse-width modulation<br />

(PWM). The main losses in the converter are the conduction losses (Pcond) and switching<br />

losses (Psw) for each switching component [10],[19]. Switching process of power electronic<br />

components depends on the load and switching strategies [19],[21]-[25]. The losses for the<br />

MOSFET are<br />

P<br />

Q<br />

where M : Modulation index (0


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

The parameters of this component can be found in Table 3.<br />

Table 3. Power electronic converter parameter<br />

Power MOSFET MTD3055VL<br />

Strain drain to source on-resistance 0.012 ohm<br />

Rise time 85e-9 seconds<br />

Fall time 43e-9 seconds<br />

Constant voltage drop 0 V<br />

Power Diode QuietIR series 20 ETF<br />

Forward voltage drop 1.2 V<br />

On-resistance 0 ohm<br />

rms reverse voltage 21 V<br />

Snappiness factor 0.6<br />

Rate of fall forward current 100e6 A/s<br />

Reverse recovery time 60e-9 seconds<br />

Controller<br />

Frequency switching 10 kHz<br />

Modulation index 0.5<br />

Power factor motor 0.8<br />

2.4 Battery<br />

A battery is a device that converts chemical energy into electrical energy and vice versa. In<br />

this paper, a generic battery model will be used. The model is a modification of the<br />

Sheppard discharge battery model introduced by [26]. The battery is modeled using a<br />

controlled voltage source in series with internal resistance, as shown in Figure 5.<br />

Figure 5. Generic battery model.<br />

This model can represent the behavior of different battery types. The parameters of this<br />

model can be extracted from the discharge curve data. This model is based on several<br />

assumptions: the model has the same characteristic of charge and discharge cycles, the<br />

model has constant internal resistance and there is no Peukert effect; the battery capacity<br />

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J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

does not change with the amplitude of the current.<br />

The simulation used eight batteries as energy storage with the capacity was 36 Ah and the<br />

internal resistance of the batteries was 0.045 Ω.<br />

2.5 Regenerative Braking<br />

Regenerative braking is a mechanism to reduce the vehicle speed by converting some of its<br />

kinetic energy to other useful form of energy [27]-[29]. This converted energy can be used to<br />

charge the energy storage in the system, such as a battery or a capacitor. The regenerative<br />

braking is different from an auxiliary drive braking, where the electrical energy is dissipated<br />

as heat by passing current through large bank of variable resistors.<br />

The total energy dissipation is limited by either the capacity of the supply system to absorb<br />

this energy or by the SOC of the battery. If SOC of the battery is full, the auxiliary drive<br />

braking will absorb the excess energy. In order to capture the regenerative braking energy,<br />

the total traction torque must be negative.<br />

3 Load Profile of the Electric Drive Systems<br />

The load used in this paper was drive cycle of ICE karting at race day for one lap (48<br />

seconds). This drive cycle had previously been measured by the Flap track software at<br />

Göteborg karting ring track. The speed profile of the ICE karting for one lap can be seen in<br />

Figure 6. The drive shall be optimized for 10 minutes heat in full race and 3 minutes for in<br />

and out laps.<br />

Figure 6. Speed profile of ICE karting at Göteborg karting ring track<br />

According to this speed characteristic, the traction torque at the wheel is varying between 47<br />

Nm and -78 Nm. The negative torque indicates that the ICE karting is in deceleration or in<br />

regenerative braking region. It is clear that the regenerative braking or deceleration torque<br />

is higher than the acceleration torque. Therefore, the regenerative power used in charging<br />

the battery must be limited due to the limitation of the electric motor, power electronic<br />

converter and battery capability [27].<br />

4 Modeling of the Electric drive system<br />

The model of electric traction drive system for electric karting is implemented using<br />

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Matlab ® /Simulink ® software. A steady-state model is used to get raw data that is helpful<br />

during the design stage and for long-term analysis over an extended drive cycle. The<br />

advantage of this modeling is fast computation. The steady-state model is suitable to model<br />

the efficiency and performance of the system.<br />

This simulation ran in 48 seconds and used variable-step ode45 (Dormant-Prince) solver.<br />

The relative tolerance was 1e-3. There were also three m files that each represents the<br />

system parameters, displays the post processing, and includes calculation on the<br />

performance of each component of the system.<br />

5 Result and Discussion<br />

According to the data sheet of the electric motor, the rated of the motor is 2850 rpm, 6000<br />

W and 20.1 Nm. The speed and torque at the wheel were between 886 - 1801 rpm and 0 -<br />

47 Nm respectively, as explained. This speed and torque must be geared to values that have<br />

a high efficiency of the electric motor. By using, the gear ratio used in this drive system has<br />

been selected to 45/21. With this gear ratio, the induction motor operates at speeds<br />

between 1889 – 3859 rpm and torques between 0 – 21.9 Nm. The slip of the induction<br />

motor was assumed to be constant because the electric motor operates almost in the<br />

torque constant region. The average efficiency of the electric motor was 86.2%. The average<br />

efficiencies of the power electronic converter and the battery were 92.7% and 83.5%,<br />

respectively as seen in Figure 7. Thus, the total average efficiency of this system was 66.7%.<br />

Figure 7. Efficiency of the drive system<br />

The lower efficiency at the battery occurred as a result of the large current in the equivalent<br />

internal resistance of the battery. At regenerative braking condition, the efficiency of the<br />

electric drive system was lower than that of normal operation due to the larger current in<br />

regenerative braking. Therefore, at regenerative braking condition, the losses increased in<br />

the power electronic converter, battery and electric motor.<br />

The total energy used by the drive system is the subtraction of the regenerative energy from<br />

the used driving energy and can be seen in Figure 8.<br />

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Figure 8. Energy used of the drive system.<br />

Figure 8 shows that the regenerative braking supplies a higher energy level in short time<br />

compared to normal operation. Consequently, this energy must be considered in designing<br />

an electric traction drive system. The comparison of energy used can be found at Table 4.<br />

Table 4. Comparison of energy usage<br />

Reg W/o reg [Wh] With reg [Wh]<br />

[Wh] a lap 13 min a lap 13 min<br />

Transmission 18.8 48.7 796.3 30.2 490.8<br />

Motor 15 53.5 869.4 38.5 626.2<br />

PEC 13.7 57.2 929.4 42 706.1<br />

Battery 11.4 67.9 1104.5 56.6 920<br />

Table 4 shows that the total regenerative energy at the battery is lower than the total<br />

regenerative braking energy at the electric motor due to losses at the components of the<br />

electric drive system. The energy needed to operate the electric karting for 13 minutes was<br />

920 Wh with regenerative braking, or 1104.5 Wh without regenerative braking. Therefore,<br />

the energy available in the battery (48Vdc) must be at minimum 19.2 Ah with regenerative<br />

braking and 23 Ah without regenerative braking.<br />

The performance of the battery in the drive system can be evaluated using the SOC of the<br />

battery during the drive cycle that can be seen in Figure 9. At the end of simulation, the SOC<br />

was 0.9639. If the drive cycle is assumed to be the same for other times, the storage energy<br />

can support the electric traction drive system for 23 minutes. It is clear that the regenerative<br />

braking energy can be used to charge the battery and reduce the energy usage in the<br />

system.<br />

A power and torque characteristics as function of the speed can be seen in Figure 10. The<br />

transmitted power in the electric traction drive cycle increases with the increasing speed<br />

due to increasing frequency and voltage until the rated speed. The maximum power occurs<br />

in the rated speed. At above the rated speed, the transmitted power decreases again as a<br />

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J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

result of the decreasing stator and rotor currents. The torque is almost constant at rated<br />

torque below the rated speed and will decrease at above the rated speed due to decreasing<br />

power transmitted in the electric karting. At regenerative braking condition, the torque is<br />

almost constant above the rated torque of the electric motor.<br />

6 Conclusion<br />

Figure 9. State of charge of battery at the drive system<br />

Figure 10. Speed – power and torque characteristics of the drive system<br />

The complete electric traction drive system was simulated and observed. The total average<br />

efficiency of the system was 66.7% and the total efficiency depended on the efficiency of<br />

the electric motor and the battery. In this simulation, there was no limitation for regenerative<br />

braking energy feed into the electric motor. The average power of the electric motor was<br />

found to be 5.4 kW. The total energy consumed for this electric traction drive system was<br />

56.61 Wh in one lap with the regenerative braking energy and 920 Wh in the whole race.<br />

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J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

The type of battery can be changed to other types of battery which have a lower internal<br />

resistance but the price will be higher.<br />

In this paper, the main focus has been placed on the induction motor modeling using the<br />

efficiency model on steady state. Thus, there exists much future research scope in<br />

improving the behavior of the electric motor, power electronic converter, and battery for<br />

dynamics simulation. Furthermore, the use of an advanced traction motor such as the<br />

permanent magnet DC motor, permanent magnet synchronous motor, series DC motor,<br />

brushless DC motor, and switched reluctance motor, which have even higher efficiencies,<br />

might lead to higher system efficiencies.<br />

7 References<br />

[1] J. Larminie, J. Lowry, Electric Vehicle Technology Explained, John Wiley and Sons,<br />

2003<br />

[2] C. C. Chen, “An overview of electric vehicle technology,” Proceeding of IEEE, vol. 81,<br />

no. 9, pp. 1202-1213, Sept 1993.<br />

[3] M. Ehsani, K. M. Rahman, H. A. Toliyat, “Propulasion system design of electric and<br />

hybrid vehicles,” IEEE Trans on Industrial electronics, VOL. 44, NO. 1, pp. 19-27,Feb<br />

1997<br />

[4] http://en.wikipedia.org/wiki/Go_karting last visited 25-2-09<br />

[5] http://www.kartelec.com/f/en_actu.htm last visited 25-2-09<br />

[6] C. Cardoso, J. Ferriera, V. Alves, R. E. Araujo, “ The design and implementation of an<br />

electric go-kart for education in motor control, “ IEEE International SPEEDAM 2006,<br />

pp. 1489 – 1494, May 2006.<br />

[7] F. J. Perez-Pinal, C. Nunez, R. Alvarez, M. Gallegos, “ Step by step design procedure of<br />

an independent-wheeled small EV applying EVLS,” IECON 2006-32nd Annual<br />

Conference on IEEE Industrial Electronics, pp. 1176-1181, Nov 2006.<br />

[8] M. Xianmin, “Propulsion system control and simulation of electric vehicle in MATLAB<br />

software environment, “Proceeding of the 4th World Congress on Intelligent Control<br />

and Automation 2002, pp. 815-818, June 2002.<br />

[9] J. M. Lee, B. H. Co, “ Modeling and simulation of electric Vehicle power system, “<br />

Proceeding of the 32nd Intersociety IECEC-97, vol. 3, pp. 2005-2010, August 1997<br />

[10] S.S. Williamson, A. Emadi, K. Rajashekara, “Comprehensive Efficiency Modeling of<br />

Electric Traction Motor Drives for Hybrid Electric Vehicles Propulsion Applications,”<br />

IEEE Transaction on Vehicular Technology, vol. 56, no. 4, pp.1561-1572, July 2007.<br />

[11] Robert Bosch GmbH, BOSCH-Automotive Handbook, Robert Bosch GmbH, German,<br />

2002<br />

[12] G. C. D. Sousa, B. K. Bose, “ Loss modeling of converter induction machine system for<br />

variable speed drive,” Proceeding of the 1992 International Conference on Power<br />

electronics and Motion Control, vol. 1, pp. 114-120, Nov. 1992<br />

[13] Mohamed A. El-Sharkawi, ”Fundamentals of Electric Drives,” Brooks/Cole Thomson<br />

Learning, 2000.<br />

[14] J.J. Cathey, ”Electric Machines Analysis and Design Applying Matlab®,” McGraw Hill,<br />

2001<br />

[15] C. Shumei, L. Cheng, S. Liwei,” Study on Efficiency Calculation Model of Induction<br />

Motors for Electric Vehicles,” IEEE Vehicle Power and Propulsion Conference, pp. 1-5,<br />

Sept 2008<br />

[16] J. Faiz, M. B. B. Sharifian, “Optimal design of an induction motor for an electric<br />

vehicle, “Euro. Trans. Electr. Power 2006, vol. 16, pp. 15-33, July 2005.<br />

[17] G. Pugsley, C. Chillet, A. Fonseca, A-L. Bui-Van, “New modeling methodology for<br />

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J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

induction machine efficiency mapping for hybrid vehicles,” IEEE International Electric<br />

Machines and Drives Conference 2003, vol.2, pp. 776-781, June 2003.<br />

[18] S.M. Lukic, A. Emado, “ Modeling of Electric Machines for Automotive Applications<br />

Using Efficiency Maps,” Electrical Insulation Conference and Electrical Manufacturing<br />

& Coil Winding Technology Conference 2003, pp. 543-550, Sept. 2003.<br />

[19] N. Mohan, T. M. undeland, and W. P. Robbins, ”Power Electronics: Converter,<br />

Applications, and Design,” Hoboken, NJ:Wiley, Oct 2002<br />

[20] B.K. Bose, “Power Electronics and Variable Frequency Drives,” IEEE Press, New York,<br />

1997.<br />

[21] B.K. Bose, “Modern Power Electronics and AC Drives,”Prentice Hall, New York, 2002.<br />

[22] I. Husain, M. S. Islam, “Design, Modeling and Simulation of an Electric Vehicle<br />

System, “SAE-Advanced in Electric Vehicle Technology, 1999-01-1149, March 1999.<br />

[23] Ali Emadi, “ Handbook of Automotive Power Electronics and Motor Drives,” CRC Press<br />

– Taylor and Francis Groups, Florida 2005<br />

[24] F. Casanellas ,”Losses in PWM inverter using IGBTs,” IEE Proc. Electr. Power Appl.,<br />

vol. 141, no. 5, pp. 235-239, September 1994.<br />

[25] P.A. Dahono, Y. Sato, T. Kataoka,” Analysis of conduction losses in inverter,” IEE Proc.<br />

Electr. Power Appl., vol. 142, no. 4, pp. 225-232, July 1995<br />

[26] O. Tremblay, L-A. Dessaint. A-I. Dekkiche, “A generic battery model for the dynamic<br />

simulation of hybrid electric vehicles, “IEEE Conference on Vehicles Power and<br />

Propulsion VPPC 2007, pp. 284-289, Sept. 2007.<br />

[27] J. Lee, D. J. Nelson, “Rotating inertia impact on propulsion and regenerative braking<br />

for electric motor driven vehicles,” IEEE conference on Vehicle Power and Propulsion<br />

2005, pp. 308-314, Sept 2005.<br />

[28] B. Cao, Z. Bai, W. Zhang, “Research on control for regenerative braking of electric<br />

vehicle,” IEEE International Conference on Vehicular Electronics and Safety 2005, pp.<br />

92-97, Oct 2005.<br />

[29] Z. Junzhi, L. Xin, C. Shanglou, Z. Pengjun, “Coordinated control for regenerative<br />

braking system,” IEEE Vehicle Power and Propulsion Conference (VPPC), pp 1-6, Oct.<br />

2008<br />

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Feasibility Study of Solar Power Massive Usage in Indonesia: Yield<br />

versus Cost-Effective<br />

Abstract<br />

M. A. Setiawan<br />

Politeknik Manufaktur Timah<br />

Jln. Timah Raya Air Kantung Sungailiat Bangka Indonesia<br />

Email : made_andik_s@plasa.com, made@polman-timah.ac.id<br />

The aim of this study is to analyze the cost production of solar power utilization comparing with its<br />

annual yield especially in Indonesia. Solar cell module employed is poly-crystalline silicone with Peak<br />

Power 20 Wp, Power Current (Imp) 1.17 A and Power Voltage (Vmp) 17.1 V. To obtain the maximum<br />

power of the sun, the module is static fixed in 1 0-2 0 N adjusting to the equator line. The<br />

measurement is conducted in Timah Manufacture Polytechnic which is situated in 1 020’ S and 106 0<br />

E. The output is observed by multimeter data logger for every hour average. The cable employed<br />

between solar module and the multimeter and the battery is NYA Eterna 2.5 mm 2 450/750 V with<br />

SNI number 04-2698 SPLN 42, the long is 40 meter and have resistance about 0.6-0.7 Ω. The<br />

measurement output indicates that the maximum solar power is at 11.00 to 14.00 WIB. In these<br />

times, the current output is more than Imp of the Module. By calculating the average of energy<br />

received in a day, the energy received is 65%-75% of Imp. Therefore by mathematically calculation,<br />

the annual yield of current is about 4,982.68 Ampere and in 25 years will be around 124,566.90<br />

Ampere. According to PLN statistic report in 2008, the average cost production in 2007 is<br />

Rp.706.62/KWH and the cost production of the solar energy is about Rp.440.819/KWH. This<br />

calculation is included the investment, overhead and 10% of inflation /year. By comparing to the<br />

regional minimum revenue (UMR) per month in 2008, the cost of investment for the solar power<br />

usage is about 6-7 times. Although break-even-point will be occurs in 10 years, the affordability of<br />

Indonesian for massive usage of solar power is still too hard and need funded by government and<br />

others funding groups.<br />

Keywords: Solar Cell, Cost-Effective, Poly-Crystalline-Silicone, Annual Yield<br />

1 Introduction<br />

Solar power is the one of potential renewable energy sources in the future as stated by<br />

Mark Clayton [1] "Solar power is the energy of the future - and always will be". The massive<br />

usage of the renewable energy is not always in term of technology but also in term of costeffective<br />

[2,3] : how the source could provide the affordable energy.<br />

Indonesia is situated in tropical area which receives a lot of solar energy every year.<br />

Unfortunately, the applying of solar energy as the one energy sources is still have many<br />

problems such low efficiency and more expensive than fossil fuel [4]. Another problem is<br />

that there is no actual data in experimental based which shows the actual solar energy<br />

received annually. Thus the massive usage of solar power in term of cost-effective is hard to<br />

be determined.<br />

This study is to determine and evaluate the annual yield of solar energy by experimentally<br />

measurement. Obtaining annual yield is useful to analyze the potential energy sources<br />

21


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

based on employing mass technology equipments. After that, the cost- effective of the solar<br />

power especially in Indonesia could be predicted.<br />

2 Literature Review<br />

The main advantages of solar power is “quite operation, good reliability”, and high scalable<br />

[4], “abundant, clean, renewable energy” [2], and also “almost pollution- free” [3]. Solar<br />

energy also will reduce greenhouse gas emission 1.7 million tons and 1.9 million tons car<br />

gas emission every year and estimated in the 2050, carbon dioxide emissions will reduce<br />

up-to 62% than emission in the 2005 [3].<br />

The most used solar energy is crystalline silicon, thin-film solar cell and solar concentrator<br />

[5]. Solar concentrator is technology which uses mirror to mix a light in “high-performance<br />

and sensitivity” area [6]. Another technique is presented by Marc Dalbo from MIT laboratory<br />

[7]. This technology is called dye molecule. Dye Molecule is to transmit a light from the sun<br />

in different wave length as well as be used in fiber optic communication. The energy of the<br />

light is more powerful than in original wave length.<br />

The investment of applying solar energy today is booming [6]. In 2008 the solar power<br />

usage is increased to 55% than in 2007. United States government has been allocated<br />

funding more than $400 billion for solar power investment up to 2050 [4].<br />

The scientists also conduct intensive research to increase the efficiency of solar cell<br />

technology. Scientists in National Renewable Energy Laboratory (NREL) claim that they have<br />

produced a solar cell which has efficiency up to 40.8% [8]. Marc Dalbo with his Dye<br />

Molecule claims that his technology efficiency can be 50% [7]. General efficiency<br />

development of solar cell is presented by Figure 1.<br />

Figure 1. Solar cell technologies and its efficiency [8]<br />

22


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

3 Materials And Methodology<br />

This study is conducted in Timah Manufacture Polytechnic, Sungailiat – Bangka - Indonesia.<br />

Bangka Island is situated in 1020’-307’ S and 1050-1070 E. The satellite map of Bangka<br />

Island from Google Earth in 2008 is illustrated in Figure 2.<br />

Figure 2. Satellite map of Bangka Island from Google Earth and solar cell fixed in campus.<br />

Solar cell employed is 2 modules of poly-crystalline silicon which has specification:<br />

a. Module Type : 1-051Z-00067<br />

b. Peak Power (pmp) : 20 W pmp<br />

c. Max Power Current (Imp) : 1.17 A<br />

d. Max Power Voltage (Vmp) : 17.1 V<br />

e. Short Circuit Current (Isc) : 1.29 A<br />

f. Open Circuit Volatge (Vop) : 21.5 V<br />

g. Nominal Temperature Cell (Tnoct) : 25 0 Celcius<br />

h. Test Data Condition : E=1000 W/m 2 , Tc=25 0 C<br />

This technology is employed due to the affordability of Indonesian, components reliability<br />

and space needed. The others technology need more expensive in investment, wider space<br />

in installation and harder in components reliability.<br />

To obtain the maximum sun light power, the module is fixed to the equator line. The module<br />

fixed in 1 0 – 2 0 N because the campus location is in 1 0 – 2 0 S. The module employed and its<br />

setup is illustrated in Figure 3.<br />

Configuration of components used in this study is solar cell module, multi-meter (current<br />

and voltage), battery, inverter and DC/AC loads. The equipments configuration of this study<br />

is presented in Figure 4.<br />

Figure 3. Setup and solar cell module<br />

23


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Figure 4. Equipments configuration<br />

The output of the solar cell module is in Ampere and in Volt, but the current received on the<br />

multi-meter will be depended and deducted by resistance of the cable. According to Ohm’s<br />

law, resistance of the cable depend on length, diameter and materials of the cable. To<br />

eliminate the resistance as much as possible, the diameter of the cable is chosen which has<br />

a bigger diameter. The affordable cable in Bangka’s market is maximum 2.5 mm 2 of<br />

diameter. In this study the cable used has type NYA Eterna 2,5 mm 2 450/750 V, SNI<br />

number 04-2698 SPLN 42 and 40 meter of length. This cable has 0,6-0,7 Ω of resistance.<br />

The battery employed is GS Astra with 70 AH.<br />

4 Results And Discussions<br />

The output of the solar module is sampled for every hour from 08.00 WIB to 16.00 WIB. The<br />

measurements will be conducted in a year to obtain actual annual yield. The results of these<br />

measurements are presented in Figure 5 and 6.<br />

Ampere<br />

2.50<br />

2.00<br />

1.50<br />

1.00<br />

0.50<br />

0.00<br />

Current Yield<br />

8 9 10 11 12 13 14 15 16<br />

Time (WIB)<br />

Figure 5. Current output of the solar cell module<br />

24<br />

July<br />

August<br />

Sept<br />

Imp


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Figure 6. Voltage output of the solar cell module<br />

The results indicate that:<br />

a. The maximum current is received between 11.00 WIB and 14.00 WIB.<br />

b. By mathematically calculation, the average energy received for a day is around 65%<br />

to 75% of Imp times by hours.<br />

c. The voltage output of the solar cell module is likely to be not much different each<br />

others.<br />

According to daily yield of the energy, it can be mathematically calculated that in toward 5<br />

year the production cost will be only for overhead and total ampere will be around<br />

6.411.000 A. The comparison of production cost and energy yield is presented in Table 1.<br />

Table 1. Cost production and energy yield estimation up to 25 years<br />

Year 1 5 10 15 20 25<br />

Ampere 4,982.68 24,913.38 49,826.76 74,740.14 99,653.52 124,566.90<br />

Cost (Rp) 4,940,000 6,411,000 8,172,100 9,964,110 12,080,521 12,130,521<br />

According to PLN statistic report in 2008, the average cost production of power in Indonesia<br />

in 2007 is Rp. 706.62/ KWH. By mathematically calculation, the cost production of the<br />

solar energy in this study is Rp. 440.819 /KWH. This cost is cheaper than the average<br />

production cost of the PLN but equal with the cost production of natural others resources.<br />

The cost of solar energy is determined by calculating the overhead, components<br />

replacements, and 10% of inflations.<br />

Based on those calculations, the comparison of the costs up to 25 years is illustrated in<br />

Figure 7. The Figure 7 indicates that the break-event-point of the solar energy will be<br />

occurred in 10-15 years. After that the cost production of the solar energy will be cheaper<br />

than fossil fuel energy used by PLN.<br />

Although the cost production of solar energy will be cheaper than fossil fuel in toward 10-15<br />

years, but the cost of investment in the beginning year is out of the affordable of General<br />

Indonesian. According to BPS Bangka province statistic report in 2008, the regional<br />

25


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

minimum revenue (UMR) in Bangka province is about 1,1 million rupiah. Thus solar energy<br />

cost investment is about 4-6 times than UMR and become harder for their affordability.<br />

Indonesian Rupiah<br />

18,000,000<br />

16,000,000<br />

14,000,000<br />

12,000,000<br />

10,000,000<br />

8,000,000<br />

6,000,000<br />

4,000,000<br />

2,000,000<br />

-<br />

The Cost Estimation<br />

1 5 10<br />

Year<br />

15 20<br />

Figure 7. The cost comparison of thePLN and the solar energy.<br />

26<br />

Solar Energy<br />

PLN (Fossil Fuel)<br />

5 Conclusions<br />

This study is to determine and evaluate the annual yield of solar energy by experimentally<br />

measurement. Obtaining annual yield is useful to analyze the potential energy sources<br />

based on employing mass technology equipments. After that, the cost- effective of the solar<br />

power especially in Indonesia could be predicted.<br />

The measurements are conducted by sampling average every hour and every day from<br />

08.00-16.00 WIB. The solar module employed is poly-crystalline silicone with Peak Power<br />

20 Wp and Power Current (Imp) 1.17 A. The average daily yield is about 65%-75% Imp times<br />

by sum of hours.<br />

The break-event-point of solar energy will be occurred in toward 10-15 years. The cost<br />

production of solar energy is Rp. 440.819/KWH cheaper than PLN cost production. But, the<br />

cost of investment of the solar energy in the beginning year is more than 4-6 times than<br />

regional minimum revenue (UMR), therefore the massive usage of solar energy for<br />

Indonesian will be harder to be realized. The government and funding group is needed to<br />

involve in this project.<br />

6 References<br />

[1] Mark Clayton, “Solar edges closer to 'grid parity'”, The Christian Science Monitor, p25,<br />

2008.<br />

[2] Nancy Spring, “Solar Performing Brilliantly”, Electric Light and Power, 5(86), p50, 2008.<br />

[3] Ken Zweibel, James Mason, Vasilis Fthenakis, “Solar Grand Plan”, Rachel's Democracy<br />

& Health News, (976), p1, 2008<br />

[4] Jeffrey Winters, “the sunshine solution”, Mechanical Engineering, 12(130), pp24-29,<br />

2008.


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

[5] Dean Takahashi, “Solar Boom”, Technology Review, 5(111), p30, 2008<br />

[6] Gerald Parkinson, “Cost-Effective Devices Open A New Window on Solar Energy”,<br />

Chemical Engineering Progress, 8(104), p14, 2008.<br />

[7] Kevin Bullis, “Intensifying the Sun”, Technology Review, 5(111), p104, 2008.<br />

[8] Suzanne Shelley, “Solar Cell Sets World Efficiency Record at Over 40%”, Chemical<br />

Engineering Progress, 9(104), p18, 2008.<br />

27


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Modelling and Designing The Model Predictive Control System of<br />

Turbine Angular Speed at Hydropowerplant UBP Saguling PT<br />

Indonesia Power<br />

R.K.A Kusumah, E. Joelianto, E. Ekawati<br />

Research Division of Instrumentation and Control – Faculty of Industrial Technology;<br />

Bandung Institute of Technology; Jl. Ganesha 10, Bandung, 40132, Indonesia<br />

Astract<br />

Saguling Generation Business Unit (GBU) is one of hydro powerplants under PT. Indonesia Power<br />

which has vital role to produce and distribute electricity in Indonesia. The demand for electricity in<br />

Indonesia, which is fluctuative, force the plant to operate in immediate and responsive pattern.<br />

Saguling need 2 minute to connect to the transmission system from its non operating state. Plant<br />

response is controlled by manipulating guide vane opening so the water entering the turbine chamber<br />

can be maintained. 5.6 % maximum overshoot still occurs in start up process due to manual<br />

mechanism. This paper provide a design of control system using Model Predictive Control (MPC) to<br />

optimize the plant performance which is indicated by faster response time and reduced overshoot.<br />

Neural Network with Back Propagation algorithm is used to model the turbine with guide vane<br />

opening as input variable and turbine angular speed as output variable. The model is then used in<br />

MPC algorithm to compute the optimum control signals.<br />

Keywords: Neural Network, Model Predictive Control, Guide Vane, Cost Function.<br />

1 Introduction<br />

Saguling GBU operates only when demand for electricity occurs. Fast response time (2<br />

minute) from non operating state to connected state has become an advantage for Saguling<br />

plant compare to similar plant with different generating source. The plant also contribute in<br />

maintaining transmission system frequency stability, besides its main role to produce<br />

electricity [1].<br />

Generally, in order to transmit voltage and at the same time maintain frequency stability,<br />

hydro powerplant must be connected to the transmission system. For that purpose, the<br />

plant frequency must be made equal to the transmission system frequency. This sequence<br />

is done manually. Once it is connected, the whole process, including electricity producing, is<br />

done automatically.<br />

Controller is modeled and designed with hope that it would increase plant’s performance<br />

rather than controlled manually. The criterion chosen to evaluate plant’s performance are<br />

settling time and the existence of maximum overshoot. The basic consideration for<br />

choosing these criterions is because system response is clearly seen based on these<br />

criterions. In addition, at present time, system response still has overshoot and long<br />

duration of settling time. System is modeled using neural network with backpropagation<br />

algorithm while Model Predictive Control is used to designed the controller.<br />

2 Hydro Powerplant Fundamentals<br />

29


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

2.1 Basic Principle<br />

Frequency is a significant aspect in hydro powerplant. Initially, frequency has to be made<br />

synchronized with the transmission system frequency, which is 50 Hz. Once it is connected,<br />

plant’s frequency will be influenced by transmission system frequency due to small capacity<br />

in power production that the plant’s generate, relative to overall power consumption [2]. If<br />

there is an increasing in demand for electrical power, there will be an increasing in amount<br />

of power transferred from the powerplant as well. Plant’s frequency will gradually decreased<br />

in result. This frequency fluctuation will affect the turbine angular speed.<br />

2.2. Control Principle<br />

Hydro powerplant has two sequence of control, there are control in start up condition and in<br />

synchronize condition. In start up condition, the plant is not connected to the transmission<br />

system. It must first maintain its frequency until it met the requirement to get to the next<br />

sequence. This should be done in order to avoid damage to the generator due to phase<br />

difference between generator frequency and transmission system frequency. In start up<br />

condition, the main purpose is to maintain turbine angular speed in its angular speed<br />

nominal, which is 333 rotation per minutes, equals to 50 Hz. Once this nominal is aqcuired,<br />

system is ready to connect to the transmission system. Fig.1 illustrate the control loop of<br />

hydro powerplant.<br />

3 Identification System<br />

Figure 1. Block diagram of Saguling GBU control system<br />

3.1 Identification Fundamentals<br />

Identification is a process to find model of a process or system based on experimental data<br />

provided. With such model, the characteristics of the system can be known and analyzed<br />

[3]. Fig.2 shows the identification steps.<br />

Identification process first begin by designing an appropriate experiment which later sets of<br />

data will be aqcuisited from the experiment. The data obtained from variables entering the<br />

process and variables leaving the process. The next step is to choose the model structure,<br />

30


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

including the order of the system and choosing the estimation parameter method.<br />

Afterwards, the model should be validated.<br />

Figure 2. Identification steps<br />

Turbine system was choosed because in startup condition, the process was focused in<br />

controlling the turbine angular speed. Fig.3 illustrate the relation between the input<br />

variable, the process and the output variable.<br />

Figure 3. Turbine system<br />

3.2 Neural Network<br />

Neural network is a system which modeled human nerves system as a continuous nonlinear<br />

dynamic system. This network has nodes analogues with neuron in brain.<br />

Mathematical processes used in this network are also an approach to the way how brain<br />

works and also has the ability to learn from experience. Fig.4 illustrate the structure of<br />

neural network,<br />

Figure 4. General neural network structure<br />

31


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

A simple neural network structure can be expressed in,<br />

y<br />

⎜<br />

⎛ n<br />

f W U + b⎟<br />

⎞<br />

⎝ i 1<br />

i i<br />

⎠<br />

= ∑ =<br />

W1, W2, ….Wn and Wb are neural network weighthing parameters. These values will be<br />

evaluated in each iteration process. U1, U2, ... Un are neural network inputs. Each one of<br />

them will be multiplied with weight W accordingly, which in turn will be summed and<br />

calculated with an activation function F. In result, the output Y will be known.<br />

3.3 Backpropagation Algorithm<br />

The main idea of this algorithm is to evaluate and modify the weights and bias in a way so<br />

the error value minimized. First step in this algorithm is choosing the cost function. Error is<br />

represented as the difference between desired output and output obtained from neural<br />

network learning. One of the cost functions used is the sum of quadratic error which defined<br />

in equation,<br />

( ) 2<br />

1<br />

E =<br />

2 ∑ O −<br />

d<br />

d y d<br />

(2)<br />

where Od and yd are the desired output and output obtained from neural network<br />

respectively. To minimize the cost function, the weights are evaluated with,<br />

∂E<br />

W(<br />

k + 1 ) = W(<br />

k)<br />

−η<br />

(3)<br />

∂W<br />

where W is weight, is learning rate and E is cost function in error quadratic form. On outer<br />

layer, the gradient of cost function to weight is,<br />

∂E<br />

∂W<br />

O<br />

dj<br />

= −<br />

32<br />

(1)<br />

d<br />

∑ ( Od<br />

− y d ) (4)<br />

O<br />

where is the weight connecting the d- neuron from outer layer to j-neuron from hidden<br />

layer.<br />

3.4 Identfication Using Neural Network<br />

System was identified with previous acquisited data in non real time condition. 2250<br />

number of data were used as turbine input and output, while guide vane opening was the<br />

input variable and turbine angular speed as the output variable. Time sampling used was<br />

0.1 seconds. Identification process was done using neural network. Assumed a first order<br />

system with time delay. Based on this apriori knowledge, a neural network structure can be<br />

formed to be identified.<br />

d<br />

∂y<br />

∂W<br />

Based on (1), Saguling turbine system model can be illustrated with Fig. 5,<br />

dj


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

And in mathematical equation,<br />

Figure 5. ADALINE structure<br />

Due to delay time in system response, (5) become,<br />

y ( k)<br />

= −y(<br />

t −1)<br />

a + u(<br />

t −1)<br />

b<br />

(5)<br />

33<br />

1<br />

y ( k + nk)<br />

= −y(<br />

k −1+<br />

nk)<br />

a + u(<br />

k −1)<br />

b<br />

(6)<br />

with nk is the delay time, which values nk = 4 seconds. Fig. 4 shows the model obtained<br />

from identification process while Fig. 6 shows validated model.<br />

Figure 6. Model from NN learning and actual response<br />

1<br />

1<br />

1


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Figure 7. Model validation graphic<br />

Root mean square error (RMSE) was used to analyze the closeness degree between<br />

identification result and the real value. RMSE defined by,<br />

RMSE =<br />

N<br />

∑ i=<br />

1<br />

34<br />

( y(<br />

ˆi<br />

) − yˆ<br />

( ˆi<br />

) )<br />

Table 1 shows the identification parameters result,<br />

Table 1 Identification process parameters<br />

PARAMETER VALUE<br />

Data used for learning 1100<br />

Data used for validation 2250<br />

Learning Rate 10.5 x 10 -7<br />

Epoch 1500<br />

RMSE from learning 1.72<br />

RMSE from validation 0.89<br />

RMSE parameter in Table I shows the error value for each tracing point obtained between<br />

the model and the actual data. Saguling GBU can tolerate error value to 2 % which equals to<br />

range of response the systems can handle, that is 326.4 RPM to 339.66 RPM. From<br />

validation result, the system response vary from 332.11 RPM to 333.89 RPM, which means<br />

the error range still tolerable. Therefore, the model can be used to represent the process<br />

dynamics of the system.<br />

The transfer function obtained from identification is,<br />

N<br />

2<br />

(7)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

2<br />

0.<br />

02847z<br />

− 0.<br />

1137z<br />

+ 0.<br />

881<br />

H ( z)<br />

=<br />

(8)<br />

2<br />

z −1.<br />

995z<br />

+ 0.<br />

9949<br />

Information about delay time was already included in above equation. To design the<br />

controller, the model above should be multiplied with the actuator transfer function which<br />

was already known. Below equation is the actuator transfer function[6],<br />

0.<br />

003221<br />

G ( z)<br />

= (9)<br />

z − 0.<br />

9968<br />

Thus, the whole process and the actuator transfer function become,<br />

9.<br />

16×<br />

10 z − 3.<br />

66×<br />

10 z + 2.<br />

83×<br />

10<br />

P ( z)<br />

= G(<br />

z)<br />

⋅H(<br />

z)<br />

=<br />

(10)<br />

3<br />

2<br />

z − 2.<br />

992z<br />

+ 2.<br />

983z<br />

− 0.<br />

9917<br />

35<br />

−5<br />

4 Cotroller Design<br />

4.1 Model Predictive Control (MPC)<br />

MPC is a control strategy which designed based on model of certain processes. The model<br />

is used to calculate a set of future prediction output based on set of control signals given to<br />

the model. By using an optimization algorithm to minimize MPC cost function, a set of<br />

control signal can be obtained. Thus, controler performance really depends on the<br />

availability of a good model[4].<br />

Model used in MPC in descrete state-space form can be represented as,<br />

x d<br />

y d<br />

z z<br />

2<br />

−4<br />

( k +1 ) = Ad<br />

x(<br />

k)<br />

+ B u(<br />

k)<br />

(11)<br />

( k)<br />

= C x(<br />

k)<br />

(12)<br />

( k)<br />

= C x(<br />

k)<br />

(13)<br />

is state of the system, Ad, Bd are output matrices, Cd and Cz is observable and<br />

controllable output matrice of the system respectively. Furthermore, prediciton output can<br />

be obtained by iterating a model defined by,<br />

ˆz<br />

( k + i|<br />

k)<br />

= C ˆx<br />

( k + i|<br />

k)<br />

= C<br />

z<br />

z<br />

A<br />

i<br />

d<br />

x +<br />

∑<br />

i<br />

j=<br />

1<br />

C<br />

z<br />

A<br />

j−1<br />

d<br />

−4<br />

B uˆ<br />

( k + i − j|<br />

k)<br />

Output prediction for the next k+j step, where state of the system on step k assumed to be<br />

known, can be recursively done and represented in matrice form,<br />

d<br />

(14)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

⎡ zˆ<br />

( k + 1|<br />

k)<br />

⎤<br />

C B<br />

⎡ C A<br />

x d<br />

x d ⎤<br />

⎡<br />

⎤<br />

⎢<br />

ˆ<br />

⎥<br />

z(<br />

k 2|<br />

k)<br />

⎢ 2<br />

C A<br />

⎥<br />

⎢<br />

C x Ad<br />

Bd<br />

+ C B<br />

⎥<br />

x d<br />

⎢<br />

+<br />

⎥ x d ⎢<br />

⎥<br />

= ⎢ ⎥ x(<br />

k)<br />

+<br />

u(<br />

k −1)<br />

⎢ M ⎥ ⎢ M ⎥<br />

⎢ M ⎥<br />

⎢ − 2 i<br />

⎢<br />

⎥ ⎢<br />

H<br />

H ⎥<br />

⎥<br />

v<br />

zˆ<br />

( k H | k)<br />

C A v<br />

⎢<br />

C A B<br />

⎣ + v ⎥⎦<br />

⎣ x d ⎦ ⎢∑<br />

i<br />

x d d ⎥<br />

= 0 ⎣<br />

⎦<br />

⎡ C xB<br />

d<br />

⎢<br />

C x Ad<br />

Bd<br />

+ C x B<br />

⎢<br />

d<br />

+ ⎢ M<br />

⎢ − 2 i<br />

Hv<br />

⎢∑<br />

C A B<br />

i 0<br />

x d d<br />

⎣ =<br />

L<br />

L<br />

O<br />

L<br />

0 ⎤ Δuˆ<br />

( k|<br />

k)<br />

0<br />

⎥<br />

⎥ Δuˆ<br />

( k + 1|<br />

k)<br />

M ⎥<br />

⎥<br />

M<br />

C xB<br />

d ⎥ Δuˆ<br />

( k + Hv<br />

−1|<br />

k)<br />

⎦<br />

With Δ u ˆ( k + i|<br />

k)<br />

is incremental input, which is Δ uˆ ( k + i|<br />

k)<br />

= uˆ<br />

( k + i|<br />

k)<br />

− uˆ<br />

( k + i −1|<br />

k)<br />

.<br />

(15) can be simplified into [5],<br />

Zˆ<br />

( k)<br />

= ψ x(<br />

k)<br />

+ γ u(<br />

k −1)<br />

+ ΘΔUˆ<br />

(16)<br />

144244<br />

4 3<br />

The objective cost function is,<br />

36<br />

past<br />

{ future<br />

Hp<br />

2 Hu<br />

−1<br />

JMPC ∑ zˆ<br />

( k + i)<br />

| k)<br />

− w(<br />

k + i)<br />

+<br />

i=<br />

H<br />

Q(<br />

i)<br />

∑<br />

u<br />

i=<br />

0<br />

2<br />

R(<br />

i)<br />

(15)<br />

= Δuˆ<br />

( k + i|<br />

k)<br />

(17)<br />

with Q and R are weighting matrices. The optimum of Δ û can be obtained by finding the<br />

gradient equals to zero of JMPC.<br />

4.2 System Constraints<br />

In practices, all processes have their constraints, such as input constraints, output<br />

constraints, incremental input constraints and state-space constraints. These constraints<br />

can exist in form physical constraints, like actuator limit.<br />

The constraints can be expressed in form,<br />

u<br />

y<br />

x<br />

min<br />

Δu<br />

min<br />

min<br />

min<br />

≤ uˆ<br />

( k + i|<br />

k)<br />

≤ u<br />

≤ yˆ<br />

( k + i|<br />

k)<br />

≤ y<br />

≤ xˆ<br />

( k + i|<br />

k)<br />

≤ x<br />

max<br />

≤ Δuˆ<br />

( k + i|<br />

k)<br />

≤ Δu<br />

with umin, umax, ymin, ymax, xmin and xmax are minimum and maximum input, output and state<br />

constraints respectively.<br />

4. 3 Simulation<br />

Due to the necessity of MPC for a discrete model, (10) was discretized so it changed into,<br />

max<br />

max<br />

max<br />

(18)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

−5<br />

9.<br />

16×<br />

10 z − 0.<br />

0003663z<br />

+ 0.<br />

0002837<br />

P ( z)<br />

=<br />

(19)<br />

3<br />

2<br />

z − 2.<br />

992z<br />

+ 2.<br />

983z<br />

− 0.<br />

9917<br />

37<br />

2<br />

Then (19) was transformed into state-space form so the value of each parameters in (11),<br />

(12) and (13) can be found, there are:<br />

⎡2 . 992 −1.<br />

492 0.<br />

4959⎤<br />

⎢<br />

⎥<br />

• A =<br />

⎢<br />

2 0 0<br />

⎥<br />

⎢<br />

⎣ 0 1 0 ⎥<br />

⎦<br />

•<br />

B =<br />

0.<br />

⎡<br />

⎢<br />

⎢<br />

⎢<br />

⎣<br />

01563⎤<br />

⎥<br />

0<br />

⎥<br />

0 ⎥<br />

⎦<br />

• C = [ 0 . 005868 − 0.<br />

01172 0.<br />

00908]<br />

• D = [] 0<br />

The next step was to apply the parameters into MPC algorithm. MPC was then tuned to<br />

obtain the desired transient response. The tuning was limited only on weight R because<br />

manipulating Q gave no significant effect. The tuning parameters used in this simulation<br />

were,<br />

• Maximum Horizon = 10<br />

• Control Horizon = 3<br />

• Minimum Input Constraint = -10 V<br />

• Maximum Input Constraint = 10 V<br />

• Weight Q = 40 X 40 Identity matrice<br />

Weight R was the parameter tuned to find the desired response. It is a 3 X 3 diagonal<br />

matrice which valued R=0.01, R=0.1 and R=1.0 respectively. Fig.8 and Fig. 9 shows the<br />

response and control signal comparation between manual control and system with MPC<br />

included as controller.<br />

(a)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

38<br />

(b)<br />

(c)<br />

Figure 8. Comparation between manual vs system with MPC response with (a) R=0.01, (b) R=0.1 and<br />

(c) R=1.0<br />

(a)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

39<br />

(b)<br />

(c)<br />

Figure 9. MPC control signal with (a) R=0.01, (b) R=0.1 (c) R=1.0<br />

Table 2 shows the simulation result,<br />

Table 2. System performance comparation with different weighting<br />

Performance Criterion<br />

R Settling Time<br />

(Sec)<br />

Maximum<br />

Overshoot<br />

0.01 55.6 None<br />

0.1 58.1 None<br />

1 70.1 None


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

As can be seen in Fig. 8, system response with MPC was faster compare to manual system.<br />

And it can be seen from Table II that settling time for MPC (55.6 sec, 58.1 sec and 70.1<br />

sec) was faster than manual control (120 sec). As R smaller, the response became faster<br />

yet the signal control became more fluctuative, which can be seen in Fig. 9. For mechanical<br />

system like turbine, an extreme fluctuation of control signals is undesirable due to actuator<br />

limitation. Therefore an appropriate value for R should be chosen carefully. In this<br />

experiment, the appropriate R would be 0.01. The control signal was qualitatively smooth<br />

enough and there were no overshoot.<br />

5 Summary<br />

From the simulation, a SISO turbine-generator system in Saguling GBU can be modeled,<br />

although there were many simplifications during identification process. The RMSE in<br />

identification process found to be 0.89, which is good enough to decide that the model<br />

accurately represent the real process. The model obtained was good enough to be used in<br />

simulation. Settling time criterion for system with MPC controller found to be 58.1 seconds,<br />

faster than using manual controller which is 120 seconds. In addition, system with MPC<br />

controller can eliminate the overshoot.<br />

6 References<br />

[1] Anonymous, Deskripsi Indonesia Power UBP Saguling, Februari 2009,<br />

www.indonesiapower.co.id<br />

[2] Zuhal. Dasar Tenaga Listrik, Penerbit ITB, Bandung, 1991.<br />

[3] Soderstrom, Torsten and Stoica, Peter. System Identification. Marylands Avenue :<br />

Prentice Hall International (UK) Ltd, 1989.<br />

[4] Maciejowski, J. M., Predictive Control with Constraints, England: Prentice Hall, 2000.<br />

[5] Ling, K. V., "Introduction to Model Predictive Control," course notes, Bandung Institute of<br />

Technology, May 2008.<br />

[6] Manual Handbook Sistem Governor UBP Mrica, HPC 610 Water Turbine Governor, Asea<br />

Generation, 1985.<br />

40


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Performance Analysis of Finger Flexor and Finger Extensor<br />

Muscles on Wall Climbing Athletes through Electromyography<br />

Measurement, Handgrip Strength, Handgrip Endurance and<br />

Lactate Acid<br />

H. Susanti * , Suprijanto * , F. Idealistina * , and T. Apriantono #<br />

∗ Medical Instrumentation Laboratory and Instrumentation and Control Research Division<br />

Bandung Institute of Technology - Ganesha 10, Bandung 40132, Indonesia<br />

E-mail: supri@tf.itb.ac.id, hesty133@students.itb.ac.id<br />

# Sport Science Research Division, School of Pharmacy<br />

Bandung Institute of Technology<br />

Ganesha 10, Bandung 40132, Indonesia<br />

Abstract<br />

One of activities involved gripping activity is wall climbing sport. Physiologically, gripping activity<br />

involves finger flexor and finger extensor muscles at the lower arm. Naturally, muscles performance<br />

will decrease if muscles are given static or dynamic weight during certain time. This performance<br />

decrease is related with fatigue condition, which is also related with lactate acid accumulation,<br />

insufficient of metabolic reserve, and the decrease of neural activity in stimulating contraction[2].<br />

Muscle fatigue characteristic experienced by participants were observed from the changing trend of<br />

Power Spectral Density (PSD) and median frequency of EMG signals, lactate acid level, and changing<br />

of handgrip strength and handgrip endurance values from four groups of measurement data.<br />

The experiment was involving two professional wall climbing athletes as participants. The<br />

measurements were performed four times, which were before and soon after climbing, after first 15<br />

minutes and after the second 15 minutes active recovery process, except for lactate acid level,<br />

measurements were performed twice, which were before and soon after climb activity. The athlete<br />

would have been ordered to climb the boulder for 15 minutes with a certain difficulty level.<br />

Muscle performance measurement involved in this gripping activity was very important to know how<br />

far the influence of difference of subject and period of active recovery to recover muscle condition. By<br />

this knowledge, a couch or an athlete can arrange an effective training strategy to reach a maximum<br />

achievement.<br />

Keywords: Electromyography, handgrip endurance, handgrip strength, Power Spectral Density,<br />

median frequency, finger flexor and finger extensor, lactate acid, fatigue<br />

1 Introduction<br />

Naturally, muscles performance will decrease if muscles are given static or dynamic weight<br />

during certain time. This performance decrease is related with fatigue condition, which is<br />

also related with lactate acid accumulation, insufficient of metabolic reserve, and the<br />

decrease of neural activity in stimulating contraction[2].<br />

41


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Muscle fatigue can be recovered by resting during certain time, which enable oxygen reavailable<br />

and lactate acid are transported by blood to the heart to retransform become<br />

pyruvic acid, and glucose are released for muscle glycogen supply[2].<br />

When performed gripping activity, such as wall climbing sport, fatigue condition were<br />

observed from the descent of handgrip endurance, while handgrip endurance was a longest<br />

time to endure 70% from handgrip strength value. Handgrip strength was measured from<br />

the maximum value of three times right hand grip forces.<br />

Another parameter could describe fatigue condition was the changing of electrical activity<br />

from recording of EMG signals. EMG measurements were performed by using two sets<br />

bipolar surface electrodes, in finger flexor and finger extensor muscles, when the subjects<br />

performed gripping activity using handgrip dynamometer. Then, they will be completed by<br />

doing spectral analysis (in this case were Power Spectral Density and median frequency) to<br />

quantify muscle fatigue condition.<br />

The last parameter was the blood lactate acid accumulation. The measurements were<br />

performed in the use of lactate analyzer by taking blood sample from auricle. The lactate<br />

accumulation in blood when the subject experienced fatigue was different to another, based<br />

on many factors, such as exercise factor.<br />

The objective of this paper was to correlate handgrip dynamometer measurement and<br />

blood lactate accumulation with EMG signals parameters to describe fatigue condition.<br />

Besides, it would be observed the influencing signification of subject difference factor and<br />

the collecting data session with the two ways ANOVA statistical analysis.<br />

2 Basic Theory<br />

2.1 Muscular and Nervous System<br />

Muscular system is including skeletal muscles that arranged in functional cluster, adapting<br />

to do particular moves. Skeletal muscles are moved consciously under central nervous<br />

system control. This control system is regulated by a group of electric activities in nervous<br />

system[2]. The information from whole nervous system is sent by electric signals that being<br />

produced by electrochemical reaction. Electrochemical reaction is a reaction that can<br />

produce electric current.<br />

Nervous cell (neuron) is covered by semi-permeable membrane that works selectively on<br />

passing ion. Important ions in nervous system are sodium (Na + ), calcium (Ca 2+ ), chlor (Cl - )<br />

and protein molecules with negative component. Those ions can move through semipermeable<br />

membrane thus effect electrostatic potential of nervous cell.<br />

When the nervous cell is having a rest, the potential intern cell will be more negative<br />

relatively to the outside (-70 mV). To produce a potential action, stimulus that should be<br />

given has to have intensity 15-20 mV, so it can exceed threshold level about -55 mV.<br />

2.2 Electromyography<br />

EMG signal comes from nervous electric activity when muscles contract or relax. Amplitude<br />

range of EMG signal is between 0-10 mV (peak to peak) or 0-1,5 mV (rms). While the rang<br />

42


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

frequency recorded by surface electrode is around 0-500 Hz, with dominant frequency<br />

between 50-150 Hz. EMG signal is affected by noise, they are electromagnetic radiance (50-<br />

60 Hz), motion artifact and instability because the randomness of unit motor activation<br />

phase.[3] The electric activity shape that measured in EMG (raw signals) is pictured in figure<br />

1.<br />

Figure 1. Recorded raw signal EMG<br />

2.3 Electrode<br />

Electrode used in this experiment was surface electrode Ag/AgCl. The configuration on<br />

putting bipolar electrodes is, positive and negative electrodes are put on the thick part of<br />

the muscle with gap space 1 cm, and reference electrodes put on the neutral which a bump<br />

bone relatively far from those other electrodes. Voltage that measured is the gap between<br />

positive electrode voltage to reference and negative electrode voltage to reference.<br />

2.4 EMG Signal Parameter<br />

EMG signal parameters that would be analyzed are mean Power Spectral Density (PSD) and<br />

median frequency (MF). Mean PSD is determined through classical spectral estimation<br />

technique with Fourier transform, which is periodogram Welch method. Estimation result is<br />

got from equation (1). Then, it is calculated its estimated PSD value in every experimented<br />

frequency and for every data. The estimated PSD values for every data will be calculated the<br />

average for every experimented frequency, it is what we called mean PSD. This mean PSD<br />

will relatively increase with the ascending of muscle fatigue[1].<br />

P<br />

ˆ<br />

~ (<br />

Pw<br />

( fi<br />

) P<br />

P ∑ −1<br />

1<br />

=<br />

43<br />

p=<br />

0<br />

MF is frequency that divides PSD into two parts which have equal power. MF can be<br />

abbreviated to equation (2). MF values will relatively decreasing with the ascending of<br />

muscle fatigue[4].<br />

p)<br />

xx<br />

( f)<br />

(1)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

fmed<br />

∫<br />

0<br />

S<br />

m<br />

( f)<br />

df = ∫ S<br />

44<br />

∞<br />

fmed<br />

m<br />

( f)<br />

df<br />

3 Experiment Method<br />

The experiment was involving two professional wall climbing athletes as the participants. At<br />

the beginning, subjects were asked to perform three times VC (Voluntary Contraction) with<br />

handgrip dynamometer by right hand. The maximum value from three measurements was<br />

taken as handgrip strength value. Then, handgrip endurance value would be determined<br />

from the period of time to endure gripping force, as 70 percents of handgrip strength value.<br />

When performed gripping activity, EMG signals was recorded from finger flexor and finger<br />

extensor muscles. The locations of these two muscles were shown in figure 2. Then, power<br />

spectral of these EMG signals would be analyzed by using algorithm on Matlab 7.0.<br />

Measurements of handgrip strength, handgrip endurance, and EMG were performed four<br />

times, which were which were before and soon after climbing, after first 15 minutes and<br />

after the second 15 minutes active recovery process. For lactate acid level, measurements<br />

were performed twice, which were before and soon after climb activity. The measurement<br />

was performed in the use of lactate analyzer by taking blood sample from auricle. The<br />

athlete will be ordered to climb the boulder for 15 minutes with a certain difficulty level.<br />

4 Results<br />

Figure 2. Measurements of Handgrip parameters and recording of EMG Signals<br />

The results of EMG signals spectral analysis would be compared with handgrip endurance<br />

parameter and lactate acid accumulation. In this case, handgrip endurance parameter and<br />

lactate acid accumulation are considered as reference to determine muscle fatigue level.<br />

(2)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

On subject 1, handgrip endurance value decreased after climbing and the first active<br />

recovery period, it then increased after the second active recovery period. The lactate acid<br />

accumulation increased after climbing. On finger extensor muscle, PSD value tended to<br />

increase and MF value tended to decrease when handgrip endurance measurement was<br />

performed. However, it happened vice versa on finger flexor muscle.<br />

Figure 3. Handgrip endurance and lactate acid accumulation on subject 1<br />

Figure 4. Handgrip endurance and lactate acid accumulation on subject 2<br />

Figure 5. PSD on subject 1 and its linearization<br />

45


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Figure 6. Median frequency on subject 1 and its linearization<br />

On subject 2, handgrip endurance value decreased after climbing, it then increased after<br />

the first active recovery period with the nearly equal value after the second active recovery<br />

period. The lactate acid accumulation increased after climbing, with a higher increase than<br />

subject 1. On finger flexor muscle, PSD value tended to increase and MF value tended to<br />

decrease when handgrip endurance measurement was performed. While, on finger<br />

extensor muscle, PSD value and MF value tended to decrease.<br />

Figure 7. PSD on subject 2 and its linearization<br />

Then, it was performed two ways ANOVA statistical analysis, with the source of variations,<br />

consist of data collecting session and subject. Recapitulations of the results of ANOVA<br />

analysis were shown on table 1 and 2. A variation source would be influenced significantly,<br />

if Fcrit value was less than F value. From these results, subject parameter influenced PSD<br />

significantly only on finger extensor muscle when handgrip endurance measurement was<br />

performed.<br />

46


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Figure 8. Median frequency on subject 1 and its linearization<br />

Table 1. ANOVA table (source of variation : session)<br />

Table 2. ANOVA table (source of variation : subject)<br />

47


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

5 Conclusions<br />

1. The increase of muscle fatigue was shown by tendency of PSD increase and MF<br />

decrease, correlate with handgrip endurance decrease and lactate acid increase.<br />

2. The muscles that experienced higher fatigue level when gripping were different one to<br />

another subject. Subject 1 (finger extensor), subject 2 (finger flexor).<br />

3. Subject parameter influenced PSD significantly only on finger extensor muscle when<br />

handgrip endurance measurement was performed.<br />

4. Generally, active recovery period gives positive influence to recover muscle condition,<br />

from handgrip endurance parameter.<br />

6 Reference<br />

[1] Tarata, Mihai T., “Mechanomyography versus Electromyography, in Monitoring The<br />

Muscular Fatigue”, Biomedical Engineering Online, February 2003.<br />

[2] “Sistem Muskular,” class notes, Sekolah Teknik Elektro dan Informatika, Institut<br />

Teknologi Bandung, Bandung, Indonesia, 2007.<br />

[3] De Luca, C.J., “Surface Electromyography: Detection and Recording”, DelSys<br />

Incorporated, 2002.<br />

[4] De Luca, C.J., “The Use of Surface Electromyography in Biomechanics”, Journal of<br />

Applied Biomechanics, pp. 13(2): 135-163, 1997.<br />

[5] De Luca, C.J.,”Electromyography in Encyclopedia of Medical Devices and<br />

Instrumentation (John G. Webster, Ed.)”, USA: John Wiley Publisher, 2006, pp. 98-109.<br />

[6] De Luca, Gianluca, “Fundamental Concepts in EMG Signal Acquisition”, DelSys<br />

Incorporated, 2001.<br />

[7] Susanti, Hesty, “Analisis Sinyal Respon Electromyography terhadap Stimulasi Terapi<br />

Akupuntur” Final Project, Institut Teknologi Bandung, 2008.<br />

[8] Muttaqien, Sjaikhunnas El, “Pengembangan Sistem Untuk Mengevaluasi Performansi<br />

Otot Pada Genggaman Tangan” Final Project, Institut Teknologi Bandung, Bandung,<br />

Indonesia, 2009.<br />

[9] Tjokronegoro, Harijono A.,” Analisis Spektral Digital”, Indonesia: Penerbit ITB, 2004.<br />

[10] Tjokronegoro, Harijono A.,”Pengolahan Sinyal”, Indonesia: Penerbit ITB, 2005.<br />

[11] DR. Sugiono, “Statistika untuk Penelitian”, Indonesia: Alfabeta Bandung, 2002.<br />

48


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Study on Voltage Controller of Self-Excited Induction Generator<br />

Using Controlled Shunt Capacitor, SVC Magnetic Energy Recovery<br />

Switch<br />

Abstract<br />

F.D. Wijaya, T. Isobe, R. Shimada<br />

Tokyo Institute of Technology,<br />

2-12-1 Ookayama Tokyo 152-8550 Japan<br />

Reactive compensation is required to maintain terminal voltage of induction generator under varying<br />

load and speed operation. A new variable shunt capacitor, which is called SVC magnetic energy<br />

recovery switch (SVC MERS), is proposed. The operation principle, characteristics of injected current,<br />

operating range of reactive compensation of SVC MERS in star and delta configuration were<br />

investigated. Application for induction generator voltage controller, which is required leading reactive<br />

compensator, is suitable for SVC MERS. Small scale experiments were conducted to verify the<br />

proposed system performance to control induction generator voltage in variable load and speed<br />

conditions. The advantage of this device is simple control with low switching frequency. Moreover in<br />

delta configuration, the SVC MERS current is low means downsizing of heatsink can be achieved.<br />

Keywords : Voltage controller, induction generator, reactive compensation, SVC MERS<br />

1 Introduction<br />

The global warming issue as well as the fossil fuel limitation has made human kind to do<br />

more research in the area of renewable energy sources. One of the promising research area<br />

is application of self-excited induction generator (SEIG) in micro-hydro power, wind power<br />

and diesel engine with bio-fuel. For example, in Indonesia as energy supply became a<br />

problem, the government projected 500 MW of micro-hydro to be installed, especially in<br />

rural areas to develop a green source power system [1]. Such a system would normally be<br />

operated as an isolated system supplying electricity to local un-electrified areas because it<br />

can save transmission and distribution capital investment cost. Some advantages can be<br />

achieved such as CO2 reduction and environmental awareness.<br />

SEIG consists of an ordinary three phase induction machine excited by a bank of capacitors<br />

and driven by a prime mover, such as hydro turbine, wind turbine, flywheel system or diesel<br />

engine [2]. Low cost, robustness and low maintenance need are some of the reasons to use<br />

this machine.<br />

However, there is a problem in the operation of SEIG, with poor voltage regulation in varying<br />

load conditions. Various approaches have been proposed for overcoming these problems.<br />

Availability of low cost controllable power devices, such as IGBTs, have made the application<br />

of power electronic based VAR compensation possible. Various controllable reactive power<br />

supplies exist such as TSC (Thyristor Switched Capacitor), TSC-TCR (Thyristor Controlled<br />

Reactor), STATCOM, and other variable shunt compensators [3-6]. TSC can only give a<br />

variation of capacitance in discrete steps. In transients conditions, charging and discharging<br />

of the capacitor will stress the thyristor. To avoid these problems, a combination of TCR and<br />

TSC is developed. It has a large reactor in the TCR, in order to have a large continuous<br />

control range. The latest technology is STATCOM, which uses PWM inverter as voltage source<br />

49


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

with high frequency switching to reduce harmonic and more complex control is required<br />

[4,5].<br />

In this paper, SVC MERS is proposed to control the voltage of induction generator with low<br />

switching and simple control using voltage feedback with PI controller.<br />

2 Induction Generator Characteristics<br />

To generate rated voltage of induction generator, VAR compensation is required. If the<br />

induction generator is connected to the grid, VAR can be supplied from the grid by other<br />

reactive power sources, such as synchronous generator. In isolated or stand-alone<br />

condition, capacitor is usually used. This system is called SEIG.<br />

Self excitation of the generator begins by the action of either a residual magnetism of the<br />

iron core and charge in the excitation capacitors. When the induction machine is driven by a<br />

prime mover, the residual magnetism of the iron core associated with an external capacitor<br />

that generates current by rotor movement inside of this magnetic field will produce induces<br />

voltages in the stator windings at a frequency proportional to the rotor speed. However, if<br />

there is no residual magnetism, induction generator voltage cannot be generated.<br />

A variable capacitor is required in order to realize voltage regulation of SEIG in varying load<br />

conditions or for variable speeds. From theoretical calculations [7], a range of fixed shunt<br />

capacitor sizes can be calculated to maintain rated voltage under load varying conditions.<br />

Fig. 1 shows load characteristic curve for a range of fixed capacitor sizes at synchronous<br />

speed and unity power factor load for a 200V 1.5 kW induction machine with magnetizing<br />

curve given in Eqn. (1) and induction generator parameter shown in Table 1.<br />

Lm= 0.6778Im 3 – 7.9931Im 2 + 16.231Im + 115.04 (1)<br />

The curve in Fig. 1 shows that variable compensation is needed to maintain rated voltage.<br />

Higher capacitance is required if load has low power factor as shown in Fig. 2.<br />

Voltage (Volt)<br />

200<br />

150<br />

100<br />

160uF<br />

150uF<br />

140uF<br />

130uF<br />

120uF<br />

110uF<br />

0 500 1000 1500<br />

Output Power (Watt)<br />

Figure 1. Effect of Excitation<br />

Capacitorof 1.5 kW 200 V Induction<br />

Generator.<br />

50<br />

Excitation capacitor ( μF)<br />

300<br />

240<br />

180<br />

120<br />

0 500 1000 1500<br />

Output power (W)<br />

pf=0.8<br />

pf=0.9<br />

pf=1.0<br />

Figure 2. Required excitation capacitor of<br />

SEIG for Inductive Load at Constant<br />

Voltage and Speed.


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Table 1. Parameters of induction generator<br />

Induction generator 1.5 kW, 200V, 6.8 A,<br />

50 Hz<br />

- Stator resistance, Rs 1.337 Ω<br />

- Rotor resistance, Rr 0.713 Ω<br />

- Stator & rotor<br />

inductance, Ls, Lr<br />

3.85 mH<br />

3 SVC Magnetic Energy Recovery Switch<br />

3.1 Star Configuration<br />

The configuration of this device is based on 4 IGBTs and a dc capacitor per phase. It is<br />

called magnetic energy recovery switch (MERS), and typically inserted in series between AC<br />

source and load, as series reactive compensation applied for power factor correction and<br />

power flow control [7,8,9]. In this paper, this device is used as shunt reactive compensation<br />

as shown in Fig.3. MERS is connected with an inductor in series as a filter to reduce the<br />

harmonic current flowing in the system and then it is called SVC MERS.<br />

3.1.1 Operational Principle<br />

Figure 3. Configuration of SVC MERS in Star Connection<br />

Operational states to control the injected current are shown in Fig.4. Two IGBTs are turned<br />

on and off in pairs one time each cycle of the ac power source (50 Hz) and controlled<br />

synchronously. In a half cycle, two switches (S1 and S3) are turned on, the current flowing<br />

is charging and discharging the dc capacitor with the same polarity. When the dc capacitor<br />

voltage is equal to zero, the current is flowing in parallel. The other half cycle, the other pair<br />

(S2 and S4) is turned on, with similar conditions, but with the opposite current flow direction<br />

The waveforms of phase voltage, shunt current, dc capacitor voltage, gate signal and IGBT<br />

current are shown in Fig. 5. It can be seen that the IGBT always turn on at zero current and<br />

turn off at zero voltage, therefore the low switching losses can be achieved. By controlling<br />

the switches as describe above, three different control can be achieved, which are balance<br />

mode when Xc = Xmers, dc-offset mode when Xmers > Xc and discontinuous mode when Xmers<br />

< Xc, where Xc is MERS capacitance and Xmers is variable capacitance. In the dc-offset<br />

mode, the IGBT will turn off at non zero voltage. This is because a small voltage still remain<br />

in the dc capacitor. For three phase systems there will be one SVC MERS per phase.<br />

51


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Source voltage (pu)<br />

MERS current (pu)<br />

MERS voltage (pu)<br />

Figure 4. The operational state condition of SVC MERS<br />

Gate 2, 4<br />

1<br />

0<br />

−1<br />

20<br />

0<br />

−20<br />

4<br />

0<br />

−4<br />

1<br />

dc−offset<br />

0<br />

0 0.01<br />

Time (s)<br />

0.02<br />

Figure 5. Typical waveforms of SVC MERS balance mode, discontinuous mode and dc-offset<br />

mode<br />

52<br />

balance<br />

discontinuous<br />

δ 0<br />

δ 1<br />

δ 2


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Variable reactive compensation can be achieved by controlling the current flowing to the dc<br />

capacitor by applying appropriate gate signals. The control is based on performing a phase<br />

shift of the gate signals. The control variable called δ phase, which is the phase difference<br />

between phase voltage (Vln) and the time of switching. The value of δ phase depends on how<br />

much reactive power must be supplied to the induction generator and the load.<br />

From other point of view, as illustrated in Fig. 6, SVC MERS is a capacitor controlled by<br />

semiconductor devices. The reactive/shunt current Isvc mers and the reactive power Qsvc mers,<br />

can be represented as follows:<br />

⎛ ⎞<br />

⎜ Vin<br />

I ⎟<br />

svc mers =<br />

(2)<br />

⎜ ⎟<br />

⎝<br />

X svc mers ⎠<br />

⎛ 2 ⎞<br />

⎜ Vin<br />

Q = ⎟<br />

svc mers ⎜ ⎟<br />

⎝<br />

X svc mers ⎠<br />

(3)<br />

X = X (δ ) − X<br />

(4)<br />

svc mers<br />

53<br />

( )<br />

mers<br />

Figure 6. Equivalent circuit of SVC MERS<br />

3.1.2 Control System<br />

In order to control the terminal voltage, voltage feedback with PI control is proposed as<br />

shown in Fig. 7. The control part starts with sensing the line to line voltage. Only two voltage<br />

sensors are used, which are fed to the control board. Phase lock loop (PLL) technique is<br />

applied to synchronize the gate switching time to the phase of the line voltage. However,<br />

zero detection can also be used to make this synchronization. However zero crossing<br />

detection of voltage can also be used for synchronization.<br />

For feedback control, the rms value of the line voltage is compared to the reference voltage.<br />

The error is given to the PI controller to determine the δ phase, and then it is fed to the gate<br />

controller to generate the gate signals. A δ phase limiter is to keep δ phase in the operating<br />

area.<br />

L


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Figure 7. Control system of SVC MERS<br />

3.1.3 Characteristics of Injected Current<br />

The characteristic of the injected current to the system is determined by the size of the<br />

capacitor and inductor. The selection of the operating range can be based on Fig.1. The<br />

minimum injected current should be equal to the magnetizing current of the induction<br />

generator to generate rated voltage at no load condition.<br />

Fig.8 shows the relationship of the injected current to δ phase and the relative reactance.<br />

The relative reactance is the ratio of the equivalent reactance Xsvc mers to actual reactance<br />

XC-XL .<br />

Relative reactance<br />

1.1<br />

1<br />

0.9<br />

0.8<br />

dc−offset<br />

X eq<br />

discontinuous<br />

balance<br />

−10 0 10 20<br />

δ (deg)<br />

I injected<br />

Figure 8. Characteristics of the injected<br />

current with 110uF and 10mH<br />

1.1<br />

1<br />

0.9<br />

0.8<br />

Current (pu)<br />

54<br />

Relative reactance<br />

Noload Fulload<br />

4<br />

3<br />

2<br />

1<br />

0<br />

balance<br />

X eq<br />

Over load for resistive load<br />

Resistive load Inductive load at 1 pu load (pf low)<br />

Low speed operation<br />

0 30 60 90<br />

δ (deg)<br />

I injected<br />

4<br />

3<br />

2<br />

1<br />

0<br />

Current (pu)<br />

Figure 9. Operating range area of SVC MERS for<br />

SEIG at rated voltage<br />

The operating range availability of SVC MERS to compensate reactive power of induction<br />

generator is shown in Fig.9. In the induction generation operation point, more reactive<br />

power is required to supply in inductive load or low speed operation


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

The injected current contains some harmonics; therefore inductor must be inserted as a<br />

filter. The relationship between the inductance and the harmonic of the injected current<br />

for various operating points is shown in Fig.10. Three combinations of capacitor and<br />

inductor were simulated. It can be seen that higher inductance will reduce the harmonic<br />

of the injected current; on the other hand the capacitance can be reduced.<br />

THD current (%)<br />

8<br />

6<br />

4<br />

2<br />

not−continuous dc−offset<br />

C=110uF; L=10mH<br />

C=105uF; L=15mH<br />

C=100uF; L=20mH<br />

0<br />

0.8 0.9 1 1.1<br />

Relative reactance<br />

Figure 10. Harmonic of the injected current<br />

3.1.4 Steady state and transient characteristics<br />

The experimental data results in presented in pu which base voltage is 200 V, base current<br />

6.8 A and base speed is 1500 rpm. Fig 11 and 12 show steady state voltage and current<br />

characteristics of the system.At no load condition, SVC MERS is supplied reactive current at<br />

about 0.56 pu in order to generate rated voltage. The reactive current represented by shunt<br />

current increased as load increased and terminal voltage always maintaned constant in<br />

load varying conditions.<br />

Output power (pu)<br />

0.8<br />

0.6<br />

0.4<br />

0.2<br />

Output power<br />

Terminal voltage<br />

0<br />

−10 0<br />

Phase shift angle δ (deg )<br />

10<br />

55<br />

Balance point<br />

Figure 11. Steady state voltage characteristics at load varying conditions<br />

1<br />

0.5<br />

0<br />

Voltage (pu)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Current (pu)<br />

1<br />

0.5<br />

Stator<br />

Load<br />

0<br />

0 0.2 0.4 0.6<br />

Output power (pu)<br />

56<br />

Shunt<br />

Figure 12. Steady state current characteristics<br />

Fig. 13 shows the experimental transient response of the voltage, load current, shunt<br />

current, and dc capacitor voltage with a step change from no load to full resistive load<br />

condition. The voltage is recovered within two cycles. Operation changed from dc-offset<br />

mode to discontinuous mode in order to supply required reactive power.<br />

Terminal voltage (V)<br />

Current (A)<br />

DC Capacitor voltage (V)<br />

200<br />

0<br />

−200<br />

10<br />

0<br />

−10<br />

200<br />

100<br />

0<br />

Shunt<br />

0 time (s) 0.1<br />

Load<br />

Figure 13. Transient characteristics of the system


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

Variable speed condition was also experimented. The results is shown in Fig. 14. In this<br />

experiment, the rotor speed is changed from 0.8 pu to 1.3 pu, while the induction generator<br />

output power was setting at half of its rated power (750 W). It can be found that SVC MERS<br />

can control the voltage to its rated voltage keeping the induction generator to generate<br />

output power.<br />

For higher speed, the value of phase shift angle δ is small, meaning low reactive power<br />

is generated by SVC MERS. While for lower speed, phase shift angle δ is larger, meaning<br />

higher reactive power is required to maintain its rated voltage.<br />

Speed (pu)<br />

1.2<br />

1<br />

0.8<br />

Terminal voltage<br />

Speed<br />

0 16 32<br />

0<br />

48<br />

Phase shift angle δ (deg)<br />

57<br />

1<br />

0.5<br />

Figure 14. Variable speed characteristic using SVC MERS<br />

3.2 Delta Configuration<br />

In order to reduce the current rating of the switch, delta connection is configured for this<br />

application, however capacity rating will similar. By doing this, the capacitance can be<br />

reduced to 37 µF (1/3 of star). The control of the switch for MERS is the same as star<br />

configuration. Fig. 15 shows the waveforms of terminal voltage, shunt current, MERS<br />

current, stator current, IGBT and gate signal of this configuration at 0.7 pu load. In half<br />

cycle capacitor will charge (a), dis-charge (b) and have parallel path (c). It can be found<br />

that MERS current is smaller than shunt current. As a result IGBT losses will be lower,<br />

therefore downsizing of heat sink can be achieved.<br />

4 Conclusion<br />

The operation principle, characteristics of injected current, operating range of reactive<br />

compensation of SVC MERS in star and delta configuration was investigated. Application for<br />

induction generator voltage control, which is required leading reactive compensator, is<br />

suitable for the proposed system. Experimental result confirmed that the proposed system<br />

can controlled induction generator in load and speed varying conditions. This proposed<br />

system has the following advantages: i) simple control, where only two voltage sensors are<br />

required and voltage feedback control with PI controller gives a good response, ii) low<br />

Voltage (pu)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

switching frequency, which zero current turn on and zero voltage turn off and resulting in<br />

low switching losses.<br />

5 References<br />

Terminal voltage(V)<br />

Current (A)<br />

Capacitor voltage (V)<br />

Current (A)<br />

200<br />

0<br />

−200<br />

10<br />

0<br />

−10<br />

300<br />

200<br />

100<br />

0<br />

4<br />

0<br />

−4<br />

(a) (b)<br />

MERS<br />

0 0.01 0.02<br />

Time (s)<br />

0.03<br />

58<br />

(c)<br />

shunt<br />

Gate S2−S4<br />

stator<br />

Figure 15. Waveforms of SVC MERS in delta configuration<br />

[1] UNDP Report:<br />

"Connecting micro-hydro power Indonesia to the national grid", UNDP Report (2003)<br />

[2] E.D. Basset, F.M. Potter, “Capacitive excitation for induction generator”,AIEE Trans.<br />

pp.540–73., May 1935.<br />

[3] T. Ahmed, O. Noro, E. Hiraki, M. Nakaoka, “Terminal voltage regulation characteristics<br />

by static var compensator for a three-phase self-excited induction generator”, IEEE<br />

Trans. on IEEE Industry Applications”, Vol. 40, No. 4, July 2004.<br />

[4] Mustafa, A. Al-Saffar, Eui-Cheol N., T. A. Lipo, “Controlled shunt capacitor self-excited<br />

induction generator,” Proc.33-rd IAS IEEE annual meetings USA, 1989.<br />

[5] R. Leidhold, G. Garcia, M. I. Valla, “Induction generator controller based on the<br />

instantaneous reactive power theory”, IEEE Trans. on Energy Conversion, vol. 17, no. 3.<br />

pp. 368-373 September 2002.<br />

4<br />

0<br />

−4<br />

Gate voltage (V)


J.Oto.Ktrl.Inst (J.Auto.Ctrl.Inst) Vol 1 (2), 2009 ISSN : 2085-2517<br />

[6] M. Naidu and J.Walters, “A 4-kW 42-V induction-machine-based automotive power<br />

generation system with a diode bridge rectifier and a PWM inverter,” IEEE Trans. Ind.<br />

Applicat., vol. 39, pp. 1287–1293, September 2003.<br />

[7] T.F. Chan, “Analysis of self-excited induction generators using an iterative method”,<br />

IEEE Trans. Energy Conversion. vol. 10, pp. 502-507, September 1995.<br />

[8] T. Isobe, J.A. Wiik, F. Danang Wijaya, K. Inoue, K. Usuki, T. Kitahara, R. Shimada,”<br />

Improved performance of induction motor using magnetic energy recovery switch”,<br />

presented at the 4th PCC Nagoya, May 2007.<br />

[9] J.A. Wiik, F. Danang Wijaya, R. Shimada,” An innovative series connected power flow<br />

controller, Magnetic Energy Recovery Switch (MERS)”, presented at IEEE PES General<br />

Meeting USA July 2007.<br />

[10] J.A. Wiik, T. Isobe, T. Takaku, T. Kitahara, R. Shimada, “Reactive power compensation by<br />

using series connected current phase control switches”, presented at PCIM China,<br />

2006.<br />

59


Jurnal Otomasi, Kontrol & Instrumentasi<br />

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Naskah yang diterima berasal dari civitas academica baik dari Institut Teknologi Bandung maupun<br />

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A Measurement-Based Form of the Out-of-Place Quantum Carry<br />

Lookhead Adder<br />

A. Trisetyarso1) , R. Van Meter1) , K. M. Itoh2) 1) Department of Applied Physics and Physico-Informatics, KeioUniversity, Japan<br />

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Jurnal Otomasi, Kontrol &<br />

Instrumentasi<br />

Journal of Automation, Control and<br />

Instrumentation<br />

Volume 1, No.2, Tahun 2009<br />

1. Development of Circularly Polarized Synthetic Aperture Radar Sensor Mounted<br />

on Unmanned Aerial Vehicle<br />

M. Baharuddin, P.R. Akbar, J.T.S. Sumantyo, H. Kuze<br />

2. Electric Traction Motor Drive Modelling for Electric Karting Application Using<br />

Matlab / Simulink Software<br />

D. Istardi<br />

3. Feasibility Study of Solar Power Massive Usage in Indonesia : Yield versus Cost<br />

Effective<br />

M.A. Setiawan<br />

4. Modelling and Designing The Model Predictive Control System of Turbine<br />

Angular Speed at Hydropowerplant UBP Saguling PT Indonesia Power<br />

R.K.A. Kusumah, E. Joelianto, E. Ekawati<br />

5. Performance Analysis of Finger Flexor and Finger Extensor Muscles on Wall<br />

Climbing Athletes trough Electromyography Measurement, Handgrip Strength,<br />

Handgrip Endurance and Lactate Acid<br />

H. Susanti, Suprijanto, F. Idealistina, T. Apriantono<br />

6. Study on Voltage Controller of Self-Excited Induction Generator Using Controlled<br />

Shunt Capacitor, SVC Magnetic Energy Recovery Switch<br />

F.D. Wijaya, T. Isobe, R. Shimada

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