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<strong>Karen</strong> <strong>Margrethe</strong> <strong>Nielsen</strong><br />

<strong>Aristotle's</strong> <strong><strong>The</strong>ory</strong> <strong>of</strong> <strong>Decision</strong><br />

<strong>The</strong> <strong>concept</strong> "prohairesis" enters philosophical discourse with Aristotle. Whereas Socrates thought the<br />

agent's state <strong>of</strong> character depends exclusively on his epistemic state -- whether he has knowledge <strong>of</strong> good<br />

and bad 1 -- Aristotle identifies virtue as a state <strong>of</strong> character concerned with decision (hexis prohairetikê,<br />

1106b36; 1139a23). A virtuous person decides on virtuous action for its own sake 2 (1105a32, 1144a19) --<br />

he chooses the right action for the right reason, 3 and sticks with his decision even if doing the right thing<br />

comes at the price <strong>of</strong> pain, as in courageous acts, 4 or requires that he forfeit excessive or base pleasures, as<br />

in temperate acts. 5<br />

<strong>The</strong> state <strong>of</strong> the agent's prohairesis -- whether he makes the right decision for the right reason, and whether<br />

he stands by his decision when the time to act arrives -- is therefore a better indicator <strong>of</strong> the agent's<br />

character than his act per se. What matters to our assessment <strong>of</strong> a person's character is not simply what he<br />

does (though that matters, too), but why he does it, and whether his doing the right thing was a fluke, or the<br />

expression <strong>of</strong> a firm and settled disposition. Just as it is possible to reach the right conclusion by valid<br />

inference from false premises, it is possible to do the right thing for the wrong reasons. And just as it is<br />

possible to hold true beliefs for no reason at all, it is possible to do the right thing without prior deliberation<br />

and decision. That is why Aristotle insists that "[f]or actions in accord with the virtues (kata tas aretas), it<br />

does not suffice that they themselves have the right qualities. Rather, the agent must be in the right state<br />

when he does them. First, he must know [that he is doing virtuous actions]; second, he must decide on them<br />

(prohairoumenos), and decide on them for themselves (kai prohairoumenos di'auta); and third he must also<br />

do them from a firm and unchanging state (bebaiôs kai ametakinêtôs echôn)" (EN II, 4, 1105a28-33) 6 .<br />

Aristotle defines decision as a special type <strong>of</strong> desire, a "deliberate desire to do an action that is up to us<br />

(bouleutikê orexis tôn eph’hêmin)" (1113a11). Like his predecessors, Aristotle is convinced that the<br />

1 Socrates' reservations about the identification <strong>of</strong> virtue with knowledge in the Meno concerns the lack <strong>of</strong><br />

teachers <strong>of</strong> virtue, for he ventures that if virtue were knowledge, there would be teachers <strong>of</strong> it. But he has<br />

found none. This objection does not show that Socrates rejects the definition <strong>of</strong> virtue as knowledge -- the<br />

evidence suggests that he rejects the inference. All that matters for determining whether an agent has virtue<br />

is his epistemic state: Laches, 199c-e; Protagoras; Meno 88c-89d.<br />

2 In choosing virtuous action for its own sake, he does not choose it for the sake <strong>of</strong> being virtuous -- as<br />

if the perfection <strong>of</strong> his character were the final justification for any virtuous act. He will choose the act<br />

because it is the right thing to do, and not for any further non-moral end. As Aristotle, like Plato and<br />

Socrates, is convinced that virtue is necessary for happiness, there is no question <strong>of</strong> sacrificing one's<br />

eudaimonia to do the right thing.<br />

3 "Whoever stands firm against the right things (ha dei) and fears the right things, for the right end, in<br />

the right way, at the right time, and is correspondingly confident, is the brave person; for the brave person's<br />

actions and feelings accord with what something is worth, and follows what reason prescribes" (EN III, 10,<br />

1115b17-20).<br />

4 "<strong>The</strong> brave person will find death and wounds painful, and suffer them unwillingly, but he will endure<br />

them because that is fine or because failure is shameful. Indeed, the truer it is that he has every virtue and<br />

the happier he is, the more pain he will feel at the prospect <strong>of</strong> death. For this sort <strong>of</strong> person, more than<br />

anyone, finds it worthwhile to be alive, and knows he is being deprived <strong>of</strong> the greatest goods, and this is<br />

painful. (...) It is not true, then, in the case <strong>of</strong> every virtue that its active exercise is pleasant; it is pleasant<br />

only ins<strong>of</strong>ar as we attain the end" (EN III, 10, 1117b 7-14; 15-16).<br />

5 "<strong>The</strong> temperate person's appetitive part must agree with reason; for both [his appetitive part and his<br />

reason] aim at the fine, and the temperate person's appetites are for the right things, in the right ways, at the<br />

right times, which is just what reason also prescribes" (EN III, 12, 1119b15-18).<br />

6 Throughout, I quote from T. H. Irwin (translation and notes), Aristotle: Nicomachean Ethics, 2nd<br />

Edition (Indianapolis: Hackett, 1999). I rely on Bywater's OCT Aristotelis Ethica Nicomachea (Oxford:<br />

Clarendon Press, 1894) for the Greek.<br />

1


virtuous person will be motivated to act "in accordance with virtue", i.e. virtuously; 7 in fact, this is what it<br />

takes to be virtuous. 8 Depending on how he defines virtue, each philosopher will think <strong>of</strong> different states as<br />

basic in his moral psychology. In Socrates' case, knowledge <strong>of</strong> good and bad is thought to guarantee<br />

virtuous action; in <strong>Aristotle's</strong> case, a settled disposition to make the right decisions, is equally thought to<br />

guarantee virtuous action. Aristotle identifies this state as prudence, phronêsis. Only a prudent man will<br />

satisfy all three <strong>of</strong> <strong>Aristotle's</strong> criteria for virtue <strong>of</strong> character. He will do the right thing, knowing that what<br />

he does is virtuous, and will decide on the virtuous actions for their own sake, and will do them from a firm<br />

and unchangeable character. "It is by deciding (tô prohaireisthai) on good and bad that we are men <strong>of</strong> a<br />

certain character (poioi tines esmen)" (1112a2), Aristotle says. Making the right decisions is necessary and<br />

sufficient for virtue, in the sense that nothing more is required – no further act or character trait than the one<br />

that produced the right decision. 9 <strong>The</strong> virtuous man not only makes the right decision, he also lacks a<br />

motive to act contrary to his decision, and hence acts in accordance with his decision whenever nothing<br />

external prevents him. Ins<strong>of</strong>ar as the agent’s <strong>concept</strong>ion <strong>of</strong> what virtue requires is reflected in his decision,<br />

and decision motivates him to act ceteris paribus, decision is the pivotal term in Aristotle’s ethics and<br />

moral psychology.<br />

<strong>Aristotle's</strong> choice <strong>of</strong> "prohairesis" as the <strong>concept</strong> that ties together his ethics and moral psychology is<br />

utterly unprecedented in Greek philosophy. While Aristotle certainly did not coin the word (as Cicero<br />

coined the noun "qualitas" from "qualis" in an attempt to translate the Greek "poion"), he is the first to put<br />

the verbal noun to systematic philosophical use. <strong>The</strong> forensic speeches <strong>of</strong> <strong>Aristotle's</strong> contemporary<br />

Demosthenes are ripe with examples <strong>of</strong> "prohairesis", and Aristotle may have picked it up from the legal<br />

context, where the defendant's character and intentions will be relevant for the jury's assessment. 10 <strong>The</strong>re<br />

7 Again, <strong>Aristotle's</strong> strict criteria for acting virtuously (adverbial construction) must be kept in mind.<br />

Acting virtuously is not the same as performing a virtuous act.<br />

8 I take the presence <strong>of</strong> a “firm and unchangeable state” to require the absence <strong>of</strong> desires that could<br />

potentially topple the agent’s decision. Ins<strong>of</strong>ar as the merely continent agent has such desires, he will not<br />

act virtuously, even if he satisfies the other criteria.<br />

9 Because the absence <strong>of</strong> wayward desires doesn’t amount to the presence <strong>of</strong> anything over and above<br />

the right prohairesis, Aristotle may omit reference to them when he singles out the conditions for virtue: x<br />

may be a sufficient condition <strong>of</strong> y in C even if the presence <strong>of</strong> z in C could have prevented y from obtaining<br />

in C even though x obtained.<br />

10 In Demosthenes' speeches, defendants, accusers and witnesses use prohairesis to refer to plans and<br />

purposive actions as well as to their choice <strong>of</strong> pr<strong>of</strong>ession or way <strong>of</strong> life, their "prohairesis tou biou".<br />

"Prohairesis" can refer both to the act <strong>of</strong> choosing x over y, the thing chosen, as well as the purpose behind<br />

an action, that for the sake <strong>of</strong> which something is chosen. This conforms to Aristotle’s use <strong>of</strong> prohairesis to<br />

pick out both what the agent decides to do and that for the sake <strong>of</strong> which he does it, a “double usage” that<br />

reflects his conviction that the virtuous agent will decide on virtuous activity for its own sake, i.e. as a<br />

constituent part <strong>of</strong> the happy life. Any act chosen as a constituent part <strong>of</strong> happiness (as opposed to as an<br />

instrumental means) will be decided on for its own sake. That an agent has made a certain "choice <strong>of</strong> life"<br />

reveals that he considers this life best. Demosthenes' speech Against Aristocrates (translated with an<br />

introduction by A. T. Murray (Cambridge: Harvard University Press, 1939)) illustrates this point.<br />

Charidemus is said to be the same as Philiscus, with respect to his "choice <strong>of</strong> life": they are both tyrants (ôn<br />

d'homoios ekeinos toutô prohairesei tou biou (141)). Earlier in the same speech (127), the Athenians are<br />

warned against awarding citizenship to the volatile Charidemus, because "<strong>The</strong>re is neither any stability nor<br />

devotion on the side <strong>of</strong> those who live for the purpose <strong>of</strong> getting more than their fair share (para toutois tois<br />

epi tê tou pleonektein prohairesei zôsin)". <strong>The</strong> <strong>concept</strong>ion <strong>of</strong> the good life that motivates Charidemus is<br />

mercenary. <strong>The</strong> agent's "choice <strong>of</strong> life", then, refers to the end the agent values above all, and that he has<br />

organized his life around. <strong>The</strong> allegiance need not be political; it can also be to pleasure and debauchery.<br />

<strong>The</strong> speech Against Olympiodorus, now considered spurious, provides a vivid example <strong>of</strong> a pleasureseeker.<br />

(Pseudo-Demosthenes, Against Olympiodorus, translation and introduction by A. T. Murray<br />

(Cambridge: Harvard University Press, 1939)). <strong>The</strong> craven Callistratus is trying to persuade the court to<br />

disinherit his brother-in-law Olympiodorus on the grounds that Olympiodorus’ lifestyle is depraved. In a<br />

letter to the court, the family describes the defendant in unflattering terms: “<strong>The</strong> defendant Olympiodorus,<br />

then, is a person <strong>of</strong> this sort. He is not only dishonest, but in the opinion <strong>of</strong> all his relatives and friends is<br />

proven by the manner <strong>of</strong> life he has adopted (tê prohairesis tou biou) to be mentally deranged<br />

2


appears to be a linguistic watershed some time in the mid-fourth century, when the composite verb appears<br />

with increasing frequency both inside and outside philosophical discourse. 11 Plato only uses the simple verb<br />

hairesis, though not systematically. <strong>The</strong> noun prohairesis appears only once in the entire Platonic corpus,<br />

at Parmenides 143c. 12<br />

Voluntary Action and <strong>Decision</strong> in Nicomachean Ethics, III<br />

Aristotle presents his "<strong>of</strong>ficial" analysis <strong>of</strong> prohairesis in book III, where it appears in the context <strong>of</strong> an<br />

analysis <strong>of</strong> the voluntary (to hekousion) and the involuntary (to akousion). In the Nicomachean Ethics,<br />

Aristotle identifies voluntary action with action that is caused by the agent's desires -- whether they are <strong>of</strong><br />

the appetitive, spirited, or rational kind that Plato identified in Republic IV. Furthermore, the agent must<br />

know the particulars <strong>of</strong> his action.<br />

(melancholan dokôn): to use the language <strong>of</strong> the lawgiver Solon, he is beside himself (paraphronôn) as no<br />

man ever was, for he is under the influence <strong>of</strong> a woman who is a prostitute (pornê). And Solon established<br />

a law that all acts shall be null and void which are done by anyone under the influence <strong>of</strong> a woman,<br />

especially <strong>of</strong> her stamp”. (<strong>The</strong> disgruntled in-laws follow up this impeccable syllogism -- based on Solon's<br />

general principles about the volatile influence <strong>of</strong> women -- by pointing out that it would actually be in the<br />

advantage <strong>of</strong> Olympiodorus himself if the court ruled in favor <strong>of</strong> the plaintiff: no money, no debauchery).<br />

<strong>The</strong> date <strong>of</strong> the speech, the year 343 or 342 B. C., supports the idea that that Against Olympiodorus is not<br />

by Demosthenes. As Norman DeWitt notes in his introduction, "Scholars are virtually unanimous in<br />

refusing to believe that Demosthenes, at the height <strong>of</strong> his career, would have stooped to handle so unsavory<br />

a matter for an unimportant personage". But if the speech is not by Demosthenes, we have additional<br />

evidence that the phrase "prohairesis tou biou" was in general use in mid fourth-century Athens. <strong>The</strong><br />

author, whoever he was, puts the phrase into the mouths <strong>of</strong> Callistratus' unimportant and petty-minded<br />

relatives. <strong>The</strong> phrase “prohairesis tou biou” also occurs in the so-called Erotic Letter, another spurious<br />

work that both modern and ancient critics have been reluctant to attribute to Demosthenes. (Pseudo-<br />

Demosthenes, <strong>The</strong> Erotic Letter, translated with an introduction by Norman W. DeWitt and Norman J.<br />

DeWitt (Cambridge: Harvard University Press, 1949)). In the Erotic Letter, whose author may have been<br />

familiar with the Phaedrus, the lover (erastês) promises to advise his love-interest (eroumenos) on<br />

questions <strong>of</strong> education and his "choice <strong>of</strong> life" -- prohairesis tou biou (2). This, the letter-writer confesses,<br />

is partially the purpose (prohairesis) <strong>of</strong> the letter. But he also wishes to praise the boy, though not to the<br />

point <strong>of</strong> shaming him as lovers <strong>of</strong>ten do. <strong>The</strong> letter-writer goes on to provide pedantic tips to the boy about<br />

his choice (prohairesis) <strong>of</strong> sports. It seems that the verb prohaireisthai could be used in a multitude <strong>of</strong> ways<br />

even within the same page without drawing attention to itself -- which seems to prove that prohaireisthai<br />

was a staple verb in Greek in the mid-fourth century.<br />

11 For a survey <strong>of</strong> instances, consult R.-A. Gauthier and J.Y. Jolif, L'Ethique à Nicomaque:<br />

Introduction, Traduction et Commentaire, vol. II, 1, 2 ed. (Louvain: Publications Universitaires, 1970), p.<br />

189. Eugen Kullmann traces the history <strong>of</strong> the term and its precedents in philosophical, literary and<br />

rhetorical discourse up to the mid-fourth century in his dissertation Beiträge zum Aristotelischen Begriff der<br />

'Prohairesis' (Basel: Im Selbstverlag des Verfassers, 1943).<br />

12 R.-A. Gauthier and J.Y. Jolif, L'Ethique à Nicomaque: Introduction, Traduction et Commentaire,<br />

vol. II, 1, 2 ed. (Louvain: Publications Universitaires, 1970), p. 189. Gauthier and Jolif fail to note that<br />

Plato employs the verb prohaireisthai elsewhere, though in an unsystematic and unselfconscious way (e.g.<br />

<strong>The</strong>aetetus 147d5, Sophist 251e1, Phaedrus 245b4, <strong>The</strong>ages 128a8). <strong>The</strong>re is one notable exception. In the<br />

spurious Definitiones, attributed to Plato, we find a definition <strong>of</strong> virtue that is uncannily Aristotelian:<br />

"kalokagathia hexis prohairetikê tôn beltistôn" (412e8). In his introduction to the Definitiones (in J. M.<br />

Cooper (ed), Plato: Complete Works (Indianapolis: Hackett 1997)) D. S. Hutchinson suggests that the<br />

Definitiones, a dictionary <strong>of</strong> philosophical terms, was compiled in the fourth century Academy. In<br />

Democritus, Fragment 96, we find the first and only instance <strong>of</strong> the composite verb prohaireisthai in the<br />

testimony <strong>of</strong> the philosophers somewhat misleadingly dubbed the "Presocratics": "A generous man is not<br />

one who looks for a return but one who has chosen to confer a benefit (ho eu dran prohêremenos)". But I<br />

don’t count this as compelling evidence for a systematic use <strong>of</strong> the word prior to Aristotle.<br />

3


<strong>The</strong> discussion <strong>of</strong> decision follows hard on the heels <strong>of</strong> a pithy, but for our purposes important, analysis <strong>of</strong><br />

"mixed" actions. An action is mixed if no one would choose it for its own sake, since it is bad in and <strong>of</strong><br />

itself, but a particular agent still chooses to perform it because he finds that it is the best alternative<br />

available to him under the circumstances. No person in his right mind would voluntarily jettison his cargo<br />

for its own sake, Aristotle submits, but in order to save himself and his shipmates in a storm, any sane man<br />

would throw his cargo overboard. Similarly, no upright man would choose to debase himself just for the<br />

sake <strong>of</strong> it, thinking that it is better, but when a tyrant threatens to kill his family unless he submits, any sane<br />

man would comply. In both <strong>of</strong> these cases, the agent calculates the costs and the benefits <strong>of</strong> the per se bad<br />

action, and finds that it is better, all things considered, to perform it. 13 He voluntarily chooses x for the sake<br />

<strong>of</strong> some end, y, an end that he takes to justify the high price exacted by the action. On the basis <strong>of</strong> his<br />

analysis <strong>of</strong> mixed actions, Aristotle concludes that "decisions distinguish characters from one another better<br />

than actions do" (EN 1111b5-6). After all, good men may face tough choices. For, he writes, "it can be hard<br />

to judge (diakrinai) what goods should be chosen at the price <strong>of</strong> what evils, and what evils should be<br />

endured as the price <strong>of</strong> what goods. And it is even harder to abide by one's judgments, since the results we<br />

expect are usually painful, and the actions we are compelled to perform are usually shameful" (EN<br />

1110a29-33). 14 Thus, until we know what an agent decided to do for the sake <strong>of</strong> what end, and what<br />

alternatives seemed available to him at the time he made his decision, we cannot determine whether the<br />

agent is vicious, crazy, or simply incapable <strong>of</strong> good deliberation, or an honest and upright person in<br />

unfortunate circumstances. We cannot know, moreover, whether he did what he did because he judged that<br />

it was best, all things considered, or whether he broke down under stress, and acted contrary to his<br />

judgment. Actions by themselves are poor guides to character, since one and the same action may be bad in<br />

the abstract, but best under the circumstances. This is presumably one <strong>of</strong> the reasons why Aristotle defines<br />

virtue as a "state that decides" (hexis prohairetikê, EN 1106b36; 1139a22). <strong>The</strong> agent's character is<br />

revealed by what he decides to do for what ends, and whether he abides by the decision. 15<br />

Aristotle defines decision as a "deliberate desire to do an act that is up to us" (EN 1113a11). This definition<br />

is obviously in need <strong>of</strong> elaboration. What, for starters, is a "deliberate desire" (orexis bouleutikê)? And<br />

when is an action "up to us" (eph'hêmin)? <strong>Decision</strong>, Aristotle says, is a species <strong>of</strong> the voluntary (to<br />

hekousion). If an action is performed as the result <strong>of</strong> decision, it is voluntary, but the reverse does not hold<br />

(EN 1111b6-7; Rhetoric 1368b10-12). While Aristotle famously holds that animals and children act<br />

voluntarily, they do not thereby make decisions, since they lack deliberative imagination. 16 Nor do women<br />

13 I here depart from M. Stocker's analysis <strong>of</strong> "mixed acts" in "Dirty Hands and Conflicts <strong>of</strong> Values and<br />

<strong>of</strong> Desires in Aristotle", reprinted in his Plural and Conflicting Values (Oxford: Clarendon Press, 1990). I<br />

defend my view in "Dirtying <strong>Aristotle's</strong> Hands? Aristotle’s Analysis <strong>of</strong> 'Mixed Acts' in the Nicomachean<br />

Ethics III, 1".<br />

14 Note that an action can be performed under compulsion (ex anankês) without being involuntary<br />

according to Aristotle: when the tyrant threatens a man into debasing himself in order to save his family<br />

from death, the man deliberates, and chooses whatever action seems best to him under the circumstances<br />

(1110a19-26; 29-31). And if the action is the result <strong>of</strong> a decision, it is eo ipso voluntary. Aristotle<br />

repeatedly refer to the things compelled men do as "praxeis" (1110a 4;5;6;7;1110a12; 13;14;15;19), and I<br />

take this to imply that although he uses the simple verb "haireisthai" (1110a 12; 19; 30; 1110b4; 7) rather<br />

than the compound verb "prohaireisthai" throughout the mixed acts passage (III, 1), this does not entail that<br />

the actions <strong>of</strong> the compelled man are merely instrumental (poiêsis). For the praiseworthy compelled man<br />

makes a correct judgment (1110a29) about what he ought to do (1110a25). And as I argue below, this<br />

presupposes that his choice is ultimately grounded in a <strong>concept</strong>ion <strong>of</strong> happiness: the correct one, as it<br />

happens.<br />

15 Ins<strong>of</strong>ar as the weak agent reaches the right decision, but does not abide by it, actions are not<br />

irrelevant for distinguishing between characters. But the nature <strong>of</strong> the agent's decision is a better guide to<br />

his character than his actions. It is furthermore the only positive factor that need be present for virtue – the<br />

only other factors are factors that must be absent.<br />

16 Terence Irwin has argued that on Aristotle’s considered view, it is not the case that an agent is<br />

responsible for doing x if and only if he did x voluntarily. This “simple theory” conflicts with Aristotle’s<br />

unwillingness to challenge the common-sense view that animals and young children are not responsible for<br />

their actions even thought they “act” voluntarily. Rather, Aristotle should be thought to endorse the<br />

“complex theory” that an agent is responsible for doing x if and only if (a) there is some deliberative<br />

4


or natural slaves have the ability to make authoritative decisions. Slaves lack the mental resources to live a<br />

life in accordance with decision (zên kata prohairesin, Politics 1280a31-34). Women tend to abandon their<br />

decisions once made. This means that women and natural slaves can never lead a happy life, by <strong>Aristotle's</strong><br />

standards, for the happy life is a life well lived, and a life well lived is a life that expresses virtue, and<br />

virtue, in turn, is a "state that decides" (hexis prohairetikê). Like children and animals, however, women do<br />

act voluntarily. 17<br />

In the EN, Aristotle defines the voluntary as "what has its origin (archê) in the agent himself when he<br />

knows the particulars that the action consists in" (EN 1111a20-21). <strong>The</strong> origin <strong>of</strong> an action is in the agent if<br />

he desires the action, and this desire is the (direct) cause <strong>of</strong> what he did. <strong>The</strong> involuntary (to akousion), by<br />

contrast, is what is caused by force (bia) or by ignorance (agnoia). 18 An agent does something by force if<br />

the origin <strong>of</strong> what he is doing is external, and he contributes nothing to the action. If someone grabs hold <strong>of</strong><br />

your hand and slaps someone else with it, the slapping is involuntary by <strong>Aristotle's</strong> lights (EN V, 1135a27;<br />

EE II, 1224b13-14) 19 . <strong>The</strong>re is one important proviso to this rule: you should not be pleased by what<br />

happened. If you are pleased by the slapping, the action falls into <strong>Aristotle's</strong> curious third category -- it is<br />

"non-voluntary" (ouk hekousion), neither voluntary nor involuntary. An action is involuntary if it is against<br />

your desire; it is non-voluntary if the source <strong>of</strong> the motion is external, but you are not acting contrary to<br />

your desire. That is why the agent's reactive attitude reveals his or her character. Ignorance is a cause <strong>of</strong><br />

involuntary action when the agent lacks true beliefs about (1) who he is, (2) what he is doing, (3) to whom,<br />

(4) with what, (5) for what result, or (6) how he is doing it (gently or hard). When Hamlet strikes his sword<br />

through the tapestry, he kills a man voluntarily, but he does not kill Polonius voluntarily, since he performs<br />

the action believing that he is killing an intruder, but not believing that he is killing Polonius. However,<br />

Hamlet's lack <strong>of</strong> remorse shows that the act <strong>of</strong> killing Polonius was not involuntary, but rather non-<br />

argument which, if it were presented to him, would be effective about his doing x, and (b) he does x<br />

voluntarily. This makes the capacity for deliberation and decision concerning the desire that is responsible<br />

for one’s doing x a necessary condition for responsibility, although the actual exercise <strong>of</strong> that capacity is<br />

not. T. H. Irwin, “Reason and Responsibility in Aristotle”, in A. O. Rorty (ed), Essays on Aristotle’s Ethics<br />

(Berkeley: University <strong>of</strong> California Press, 1980), pp 117-156.<br />

17 In this paper, I self-consciously bracket <strong>Aristotle's</strong> gender-parochialism, and refer to the agent<br />

interchangeably as "he" or "she", in the absence <strong>of</strong> an all-purpose pronoun to pick out a person as a person.<br />

<strong>Aristotle's</strong> <strong>concept</strong>ion <strong>of</strong> decision is not inherently masculinist, although his application <strong>of</strong> the theory can<br />

be criticized on that count. In Politics III, 9, Aristotle argues that states exist for the sake <strong>of</strong> the good life,<br />

and not for the sake <strong>of</strong> life only, by pointing out that if life in itself were the end <strong>of</strong> the state, even slaves<br />

and brute animals could form a state. "But", he argues, "they cannot, for they have no share in happiness or<br />

in a life based on decision (zên kata prohairesin)" (1280a31-34). In order to live in accordance with<br />

decision, we need to direct our actions towards a <strong>concept</strong>ion <strong>of</strong> happiness. Natural slaves lack the ability to<br />

deliberate about what kind <strong>of</strong> life is best, and hence they cannot make decisions about praxis (although they<br />

can, presumably, make decisions about instrumental action, poiêsis). This deficiency is the generic<br />

distinguishing mark <strong>of</strong> natural slaves. It explains why some "from the hour <strong>of</strong> their birth" are marked out<br />

for subjection, not for rule (Politics, 1254a23). Women occupy a borderline position with regard to virtue<br />

and decision. At Politics I, 1252a33-b4, Aristotle denies that nature has put women on a par with (natural)<br />

slaves. As he insists, "there are many kinds <strong>of</strong> subjects" (1254a24). <strong>The</strong> failure to develop a properly<br />

functioning ruling part <strong>of</strong> soul means that women lack the ability to make authoritative decisions about<br />

praxis. Masters are masters because they are better psychologically equipped; they have a fully capable<br />

ruling part <strong>of</strong> soul. This is the part that decides (1113a6-7). <strong>The</strong> ruling element in the female soul, by<br />

contrast, is easily dethroned: a certain s<strong>of</strong>tness (malakia) is endemic in women. In fact, this s<strong>of</strong>tness<br />

"distinguishes the female sex from the male" (EN 1150b15-16). Aristotle defines malakia as the tendency<br />

to be overcome by pain.<br />

18 Compare <strong>Aristotle's</strong> corresponding definition <strong>of</strong> the voluntary in Rhetoric 1368b19.<br />

19 In the EE, book II, section 8, Aristotle specifies that an agent does something by force only if the<br />

thing he does is contrary to his impulse (hormê) -- whether that impulse is a rational or a non-rational<br />

desire. I take it that Aristotle is here using hormê as a catch all for desire, as he uses orexis as a catch-all<br />

elsewhere.<br />

5


voluntary, and hence he is subject to blame for killing Polonius, not just for killing any old intruder. 20 If I<br />

strike out against you, thinking that I am wielding a plastic Halloween sword, but it is the real thing, I do<br />

not impale you voluntarily, though I did strike out against you voluntarily. Again, if I am pleased that I<br />

impaled you, though I didn't intend to, my impaling you is non-voluntary, but not in-voluntary.<br />

Whether an action is voluntary, involuntary, or non-voluntary, then, depends both on the agent's cognitive<br />

condition as well as his desires. If the agent knows who he is, what he is doing, to whom, with what, for<br />

what result, and how he is doing it, and he is not forced to do what he is doing, the origin (archê) <strong>of</strong> the<br />

action is in him, and he acts voluntarily. In the Nicomachean Ethics, Aristotle seems to maintain that if an<br />

action was performed voluntarily (hekôn), then it was also "up to" the agent to perform it. But an action can<br />

be "up to" a specific agent even if he chooses not to perform it: anything that it is in our power to do as<br />

specific agents is "up to us", including unrealized possibilities. By defining decision as a "deliberate desire<br />

to do an act that is up to us" (EN 1113a11), Aristotle is underlining that we don't decide to do what we<br />

think is impossible or necessary. 21<br />

This brings us back to the first part <strong>of</strong> <strong>Aristotle's</strong> definition <strong>of</strong> decision as a “deliberate desire”. We<br />

deliberate in order to find actions that are up to us to perform which promote our ends -- ends that we desire<br />

because we judge them to be such that we ought to pursue them for their own sake. <strong>Decision</strong>s, then, are the<br />

result <strong>of</strong> a wish for an end (boulêsis) and deliberation about how to attain that end. If x is a means to y, we<br />

don't decide to do x unless we think y is worthy <strong>of</strong> pursuit in its own right. That's why deliberation that<br />

takes an appetitive desire (epithumia) or a spirited desire (thumos) as its starting point does not result in<br />

decision (prohairesis) in <strong>Aristotle's</strong> technical use <strong>of</strong> that term (1111b10-19). I can't decide to take exercise<br />

as a means to health unless I desire health for the sake <strong>of</strong> something that I judge to be unqualifiedly good<br />

(EN 1139a31; 1140b4-7). 22 Aristotle preserves the connection between acting on a decision and acting<br />

from forethought that we find in the 4th-century BC orators, most notably Demosthenes, in whose speeches<br />

acting from decision, "ek prohaireseôs", is used interchangeably with acting from forethought, "ek<br />

pronoias". Premeditated murder, then, is the same as murder "ek prohaireseôs" for Demosthenes 23 But<br />

20<br />

For a full discussion <strong>of</strong> the Hamlet-case, see A. Kenny, <strong>Aristotle's</strong> <strong><strong>The</strong>ory</strong> <strong>of</strong> the Will (New Haven,<br />

CT: Yale University Press, 1979) p. 53.<br />

21<br />

In De Fato XIV, Alexander <strong>of</strong> Aphrodisias appears to depart from <strong>Aristotle's</strong> position on the<br />

voluntary and what is up to us (eph'hêmin). For Alexander, anything that comes about from an assent that is<br />

not forced is voluntary, while what comes about from an assent that is "in accordance with reason and<br />

judgment" is "up to us" (183.27-30). An action is "up to us" only if it depends causally on reason and<br />

judgment (i.e., on deliberation and assent). Alexander thus identifies the class <strong>of</strong> actions that are up to us<br />

with the class <strong>of</strong> actions that we have decided to perform, rather than with the class <strong>of</strong> actions that we could<br />

decide to perform. Consequently, he denies that unrealized possibilities are "up to us". This view does not<br />

sit well with <strong>Aristotle's</strong> contention that we deliberate about what is up to us (1112a32) -- for deliberation is<br />

certainly about unrealized possibilities. Alexander is led to conclude that while everything that is up to us is<br />

voluntary, not everything that is voluntary is up to us. He commits himself to the same unorthodox view in<br />

Quaestio 3.13, "Some points concerning what is up to us". R.W. Sharples, Alexander <strong>of</strong> Aphrodisias: On<br />

Fate (London: Duckworth, 1983); R. W. Sharples, Alexander <strong>of</strong> Aphrodisias: Quaestiones 2.16-3.15<br />

(Ithaca, NY: Cornell University Press, 1994). I’m not here taking a stand on the vexed question about<br />

whether Aristotle’s account <strong>of</strong> voluntary action is libertarian. I don’t think anything I say above, including<br />

the observation that Aristotle refuses to permit that we can decide to do something that is necessary or<br />

impossible, forces us to accept that he is a libertarian.<br />

22<br />

<strong>Decision</strong> is the proximate cause <strong>of</strong> praxis (1139a31), and the aim (telos) <strong>of</strong> praxis, as opposed to<br />

poiêsis, is acting well in itself (eupraxia) (1140b7). <strong>The</strong> prudent man knows what eupraxia consists in,<br />

since he knows "what is good and bad for a human being" (1140b4-6). That is, if I choose x for the sake <strong>of</strong><br />

y, and think that y is desirable for its own sake, then I technically speaking decide on x. Note that the<br />

transitivity is not limited to actions that immediately lead to an end desired for its own sake because it is<br />

good in itself. If I desire x for the sake <strong>of</strong> y, and y for the sake <strong>of</strong> z, judging that z is an end that ought to be<br />

pursued in its own right, I can still decide to do x (as well as y) as long as the justification is <strong>of</strong> the required<br />

kind.<br />

23<br />

As Gauthier and Jolif note (p. 190), Demosthenes employs the term in a sense which approximates<br />

<strong>Aristotle's</strong> in the Second Philippic, 16; Against Meidias, 44, 66; and Against Leochares, 57. An action is the<br />

6


while Aristotle takes premeditation to be a necessary condition for decision -- the agent must have<br />

deliberated about her action -- he also requires that the agent have judged that it is best, all things<br />

considered, that she act in the way that she has decided (EN 1140b4-7; 1140b16-20; 1112b16-20). If the<br />

agent does not think she ought to commit murder, then her murdering her enemy is not done "ek<br />

prohaireseôs", even if it is done in cold blood. No one decides on the spur <strong>of</strong> the moment, but deciding<br />

requires more than technical deliberation: it requires weighing the pros and cons in order to determine both<br />

how one ought to act relative to one’s ends, and what ends are worth pursuing.<br />

In a fit <strong>of</strong> etymologizing, Aristotle explains that<br />

apparently, a decision is voluntary, but not everything voluntary is decided. <strong>The</strong>n perhaps<br />

what is decided is what has been previously deliberated. For decision involves reason and<br />

thought, and even the name itself would seem to indicate that [what is decided<br />

prohaireton] is chosen [haireton] before [pro] other things (EN 1112a14-17).<br />

<strong>The</strong> prefix "pro-" has been understood in three senses: temporal, preferential, and teleological (denoting<br />

what is decided for the sake <strong>of</strong> some end). Aristotle may have all three in mind in his pithy etymological<br />

explanation: What we decide to do is what we have deliberated about in advance, in the light <strong>of</strong> some goal<br />

for the sake <strong>of</strong> which we decide to undertake the action, but concluding the process <strong>of</strong> deliberation also<br />

requires that we decide between the available alternatives -- minimally, whether we should act or not -- and<br />

decide whether the end is worth the cost <strong>of</strong> the means (1112b16-20). Deliberation is only meaningful when<br />

the agent suspects that there may be more than one alternative open to her: at the very least, she can either<br />

perform the action or abstain (1113b8-11). In deciding to perform an action, we decide to do one thing<br />

rather than another, and this has led some commentators to translate decision as "preferential choice". 24<br />

However, the preposition "pro" may equally denote the things we do for the sake <strong>of</strong> certain ends, to be<br />

specific, for the sake <strong>of</strong> the most complete end, happiness (teleological). Not just any choice counts as a<br />

decision -- only actions that are chosen for the sake <strong>of</strong> happiness are decided upon. Other choices, however<br />

deliberate, fall short <strong>of</strong> being decisions.<br />

This brings us to what has been one <strong>of</strong> the most contentious issues is the discussions <strong>of</strong> Aristotelian<br />

practical reason. Interpreters have differed sharply over the scope they ascribe to Aristotelian deliberation.<br />

Do we deliberate about means only, or does <strong>Aristotle's</strong> theory leave room for deliberation about ends?<br />

<strong>Aristotle's</strong> discussion <strong>of</strong> mixed actions seems to leave room for both kinds <strong>of</strong> deliberation: for he observes<br />

result <strong>of</strong> a decision if it is premeditated. Aristotle explicitly uses the expressions "ek pronoias" and "ek<br />

prohaireseôs" as synonyms in EN V, 1135b25-26. Alexander <strong>of</strong> Aphrodisias follows suit in Quaestio 3.13,<br />

108.14-18 and equates the sense "from deliberation", "from decision", and "from forethought". See also W.<br />

T. Loomis, "<strong>The</strong> Nature <strong>of</strong> Premeditation in Athenian Homicide Law", <strong>The</strong> Journal <strong>of</strong> Hellenic Studies,<br />

vol. 92 (1972), pp. 86-95.<br />

24 See e.g. W. F. R. Hardie, <strong>Aristotle's</strong> Ethical <strong><strong>The</strong>ory</strong>, 2nd ed., chapter IX, "Choice and the Origination<br />

<strong>of</strong> Action" (Oxford Clarendon Press, 1980), p. 162. D. Charles adopts Hardie's terminology in <strong>Aristotle's</strong><br />

Philosophy <strong>of</strong> Action (London: Duckworth, 1984). A. Kenny, Aristotle’s <strong><strong>The</strong>ory</strong> <strong>of</strong> the Will (New Haven,<br />

CT: Yale University Press, 1979) renders "prohairesis" as "purposive choice" or simply "choice". Kenny<br />

apologetically defends his translation in a note: "'Purposive choice' seems to me the least misleading<br />

translation <strong>of</strong> prohairesis. Its clumsiness reflects the fact that no natural English <strong>concept</strong> corresponds to<br />

<strong>Aristotle's</strong>. I shall sometimes abbreviate to 'purpose' or 'choice'" (Kenny, p. 69). S. Broadie, Ethics with<br />

Aristotle (Oxford: Oxford University Press, 1991), p. 78, settles for "rational choice", while R. Sorabji<br />

suggests "deliberate choice" in Necessity, Cause and Blame. Perspectives on Aristotle’s <strong><strong>The</strong>ory</strong> (Ithaca,<br />

NY: Cornell University Press, 1980). <strong>The</strong> translations "preferential choice" or "purposive choice" strike me<br />

as unfortunate, ins<strong>of</strong>ar as both foreclose the question <strong>of</strong> what the force <strong>of</strong> "pro" really is by narrowing the<br />

range <strong>of</strong> available interpretations down to one. "Rational choice" is better, but resonates too much with the<br />

contemporary "rational choice theory", which <strong>Aristotle's</strong> theory certainly is not. "Deliberate choice" is<br />

better, especially since Aristotle defines prohairesis as "orexis bouleutikê" (1113a11), but the translation<br />

moots many <strong>of</strong> <strong>Aristotle's</strong> observations in the sections on decision and deliberation (EN III, 2 and 3).<br />

Irwin's restrictive use <strong>of</strong> "decision" to render prohairesis avoids these difficulties.<br />

7


that some actions are so base that no amount <strong>of</strong> threats should ever lead us to prefer them, no matter how<br />

worthy our end is per se. He adduces Alcmaeon's matricide in Euripides' play as an example <strong>of</strong> such a<br />

categorically unjustified action (EN 1110a29). <strong>Aristotle's</strong> censure <strong>of</strong> Alcmaeon implies that an agent must<br />

always inquire into what ends are worth pursuing at what cost, and this is only possible if he is able to<br />

consider the worth <strong>of</strong> the end relative to the cost <strong>of</strong> the means. It seems, then, that Aristotle permits<br />

deliberation about what ends we should pursue.<br />

This result appears to be sharply at odds with the impression left by <strong>Aristotle's</strong> discussion <strong>of</strong> the objects <strong>of</strong><br />

deliberation and decision. In his summary <strong>of</strong> the "<strong>of</strong>ficial" discussion <strong>of</strong> deliberation in the Nicomachean<br />

Ethics, book III, Aristotle states that<br />

we have found, then, that we wish for the end (boulêtou men tou telos), and deliberate<br />

and decide about things that promote it (bouleutôn de kai prohairetôn tôn pros to telos);<br />

hence the actions concerned with things that promote the end are in accord with decision<br />

and are voluntary (EN 1113b3-5).<br />

<strong>The</strong> proliferation <strong>of</strong> such claims in EN III has convinced some interpreters -- for instance Aurel Kolnai --<br />

that as far as Aristotle is concerned, we never deliberate about what ends to pursue or which desires to<br />

satisfy. Deliberation merely seeks means to the satisfaction <strong>of</strong> pre-existing desires. Aristotle, in other<br />

words, is an instrumentalist about practical reason. 25 <strong>Aristotle's</strong> distinction between wish (boulêsis) and<br />

decision (prohairesis) appears to confirm this impression: "we wish rather for the end (to telos), but decide<br />

on what promotes the end (ta pros to telos)" (1111b26). For instance, we wish to be healthy, but decide on<br />

things that produce health, and we wish to be happy, but we do not decide to be happy. Isn’t this a clear<br />

endorsement <strong>of</strong> instrumentalism? <strong>The</strong> instrumentalist holds that we always deliberate on the basis <strong>of</strong> some<br />

pre-existing desire for an end, and that this desire is essentially non-rational: it is not the result <strong>of</strong> previous<br />

reasoning about what ends one ought to pursue 26 . Most scholars now agree that the instrumentalist<br />

interpretation <strong>of</strong> Aristotle is mistaken. As David Wiggins has pointed out, the "ends" Aristotle have in mind<br />

are not ends in general, but ends that are constitutive <strong>of</strong> specific crafts, such as health is for medicine, or<br />

persuasion is for oratory, or an end which all human beings, qua human beings, share, namely happiness.<br />

Just as no physician qua physician deliberates about whether to heal, no human being deliberates about<br />

whether he should promote his own happiness, Aristotle says. This does not, however, rule out deliberation<br />

that aims to specify the content <strong>of</strong> happiness. <strong>The</strong>refore, although the highest end is fixed for all human<br />

agents, and not subject to deliberation, this end is entirely formal. In order to serve as a guide to living, the<br />

content <strong>of</strong> the highest end must be specified through a process <strong>of</strong> deliberation. That is, we must determine<br />

what happiness consists in. 27<br />

Wiggins' ingenious interpretation supports the view that deliberation can be about ends. This view has<br />

come to dominate the literature on <strong>Aristotle's</strong> theory <strong>of</strong> practical reason. Beginning with L. H. G.<br />

Greenwood's introductory essay to his 1909 study Aristotle: Nicomachean Ethics vi, a host <strong>of</strong> philosophers<br />

have argued that appearances to the contrary, Aristotle is not an instrumentalist about practical reason. As<br />

is well known, Greenwood provides a non-instrumental interpretation <strong>of</strong> what Aristotle means when he<br />

claims that we "wish for the end", but "deliberate and decide about the things that promote the end" (ta pros<br />

to telos) (1113b3-4). 28 <strong>The</strong> expression "ta pros to telos" may pick out both instrumental means to an<br />

25 A. Kolnai, "Deliberation is <strong>of</strong> Ends", reprinted in E. Millgram (ed.), Varieties <strong>of</strong> Practical Reasoning<br />

(Cambridge, Mass: MIT Press, 2001), pp 259-278. <strong>The</strong> paper was originally published in Proceedings <strong>of</strong><br />

the Aristotelian Society, suppl. vol. 36 (1962).<br />

26 This way <strong>of</strong> bringing out the idea behind the instrumentalist interpretation <strong>of</strong> Aristotle is T. H. Irwin's:<br />

<strong>Aristotle's</strong> First Principles, chapter 15, § 178, "<strong>The</strong> Scope <strong>of</strong> Deliberation", pp 335-6.<br />

27 D. Wiggins, 'Deliberation and Practical Reason', reprinted in E. Millgram (ed.), Varieties <strong>of</strong> Practical<br />

Reasoning (Cambridge, Mass: MIT Press, 2001), pp 279-299. <strong>The</strong> first version <strong>of</strong> the paper was printed in<br />

Proceedings <strong>of</strong> the Aristotelian Society 76 (1975-1976).<br />

28 L. H. G. Greenwood (trans. and ed.), Aristotle: Nicomachean Ethics vi (Cambridge: Cambridge<br />

University Press, 1909), introductory essay. His argument is developed by, among others, J. M. Cooper,<br />

Reason and Human Good in Aristotle (Cambridge, Mass: Harvard University Press, 1975), pp 22-23; and<br />

8


independent end and "constituent means", as Greenwood calls them; what the ends <strong>of</strong> "health" or "living<br />

well" consist in, as opposed to what causally brings them about. Thus, having a well-functioning heart is a<br />

constituent <strong>of</strong> health, not an independent means to health, just as sugar is a constituent means <strong>of</strong> the<br />

pudding, rather than an instrument in the production <strong>of</strong> pudding. Deliberation can thus be a way to discover<br />

the instruments to bring a given end about, but, more importantly, it can be a way to discover which<br />

elements constitute the end. <strong>The</strong> only end that is fixed for all human agents is eudaimonia. 29 <strong>The</strong> most<br />

important task <strong>of</strong> practical rationality is thus to specify what happiness consists in, and to determine which<br />

ends we should pursue given our specification <strong>of</strong> happiness. It gives content to an end that would otherwise<br />

be entirely formal. In deciding to perform an action, we judge, explicitly or implicitly, that it is the best way<br />

to promote the kind <strong>of</strong> life that we judge to be best.<br />

<strong>Aristotle's</strong> definition <strong>of</strong> prudence, phronêsis, confirms this interpretation. For phronêsis is deliberative<br />

excellence, and deliberative excellence consists in the ability to determine what kinds <strong>of</strong> activities are good<br />

or bad for a human being:<br />

Prudence (phronêsis) is a state grasping the truth (hexin alethê), 30 involving reason,<br />

concerned with action (meta logou praktikê) about things that are good or bad for a<br />

human being (1140b4-6).<br />

<strong>The</strong> rejection <strong>of</strong> instrumentalism has one very important implication for <strong>Aristotle's</strong> distinction between<br />

moral and intellectual virtue. A first-time reader <strong>of</strong> book VI <strong>of</strong> the Ethics could be excused for going away<br />

with the impression that Aristotelian virtue (aretê) is excellence in desiring the right ends, while prudence<br />

(phronêsis) is excellence in finding the right means to those ends -- i.e. mean-ends deliberative excellence.<br />

This neat, but ultimately mistaken, division <strong>of</strong> labor ignores <strong>Aristotle's</strong> claim that full virtue requires<br />

deliberative excellence. Before we can know what ends to pursue, and before we can decide which desires<br />

to satisfy, we must specify which ends are worth pursuing. <strong>The</strong> fact that a desire is mine is not sufficient<br />

grounds for seeking to satisfy it. If I don't judge that the desire ought to be satisfied, I don't have a reason to<br />

satisfy it. This means that with the exception <strong>of</strong> the desire for happiness as a formal designation <strong>of</strong> the<br />

highest end, all rational desires (boulêseis), and not just decisions (prohaireseis), arise through deliberation.<br />

Thus, all rational desires (with the exception <strong>of</strong> the desire for happiness) are the products <strong>of</strong> a judgment<br />

(krisis) about what ends we should pursue, and not just desires we happen to have:<br />

What we deliberate about is the same as what we decide to do, except that by the time we<br />

decide to do it, it is definite; for what we decide to do is what we have judged [to be<br />

right] as a result <strong>of</strong> deliberation (ek tês boulês krithen). For each <strong>of</strong> us stops inquiring<br />

how to act as soon as he traces the principle to himself, and within himself to the guiding<br />

part (to hêgoumenon), for this is the part that decides (EN 1113a2-6).<br />

T. H. Irwin, "Aristotle on Reason, Desire, and Virtue", Journal <strong>of</strong> Philosophy (1975), pp 567-578, and<br />

Aristotle’s First Principles (Oxford: Clarendon Press, 1988), esp. chapter 15.<br />

29 <strong>The</strong> reason is that everyone agrees that it is a complete and self-sufficient end; it is that for the sake<br />

<strong>of</strong> which we choose everything we choose, and someone who is happy lacks nothing. Aristotle seemingly<br />

wavers between endorsing psychological and ethical eudaimonism in the texts transmitted to us. In EE<br />

1214b6-8 he claims that anyone who is capable <strong>of</strong> living in accordance with his own decision (kata tên<br />

hautou prohairesin) does set up (thesthai) a target for living finely, a target which he "looks towards" when<br />

he performs all his actions (pasas tas praxeis). This is a statement <strong>of</strong> psychological fact. But the<br />

manuscripts are not unanimous: a variant <strong>of</strong> the same passage reads "dei thesthai" -- which implies ethical<br />

eudaimonism. I have not found any conclusive evidence to suggest that Aristotle is a psychological<br />

eudaimonist in the Nicomachean Ethics.<br />

30 "Hexin alethê" literally: "a true state". <strong>Aristotle's</strong> emphasis on prudence as a state grasping<br />

"truth" should alert us to a difficulty in attempts to portray the conclusions <strong>of</strong> the prudent man's<br />

deliberation as imperatives rather than judgments. Aristotle is apparently not afraid to think that<br />

making a true judgment suffices to motivate the agent.<br />

9


In making a decision, I fasten on the action that I judge to be the best, all things considered, for promoting<br />

my end. But unless this end is entirely formal (i.e., unless it is happiness in the abstract) it is not itself<br />

beyond deliberation. When the price is too high, I may decide, on reflection, to abandon it, as Alcmaeon<br />

should have abandoned his end when he realized that he could only attain it by matricide.<br />

By classifying decision as a desire, Aristotle holds that when I judge that I ought to pursue a certain course<br />

<strong>of</strong> action, I will be motivated to pursue that course <strong>of</strong> action. Perhaps one might object that deciding to<br />

pursue a certain course <strong>of</strong> action does not by itself amount to desiring that course <strong>of</strong> action. I can decide to<br />

go to the dentist without desiring to go to the dentist. Faced with such objections, Aristotle would counter<br />

that any judgment about what is best invariably produces a desire for the course <strong>of</strong> action we judge to be<br />

best: "for when we have judged [that it is right] as a result <strong>of</strong> deliberation, our desire to do it expresses our<br />

wish" (EN 1113a11-13) 31 . Granted, I may not be jumping with joy at the prospect <strong>of</strong> having my teeth<br />

pulled out, but if I judge that it is for the better, I will have an impulse towards that action. In what follows,<br />

I will argue that Aristotle holds an internalist <strong>concept</strong>ion <strong>of</strong> decision. Judging that "I should ! in<br />

circumstances C" is sufficient to motivate me to ! in circumstances C, provided that I don't suffer from<br />

practical irrationality. This inner relationship between judging that one ought to !, having a desire to ! (a<br />

decision) and !ing, unless some internal or external obstacle hinders the desire from being effective,<br />

explains why Aristotle only cites the agent’s prohairetic state, and no other positive factor, as a measure <strong>of</strong><br />

his virtue.<br />

<strong>Aristotle's</strong> Explanation <strong>of</strong> Akrasia<br />

<strong>The</strong> upshot <strong>of</strong> my thumbnail analysis <strong>of</strong> <strong>Aristotle's</strong> theory <strong>of</strong> decision is that Aristotle thinks that practical<br />

judgments have the power to motivate the agent. I decide to pursue a course <strong>of</strong> action by judging that it<br />

would be best for me to pursue it (EN 1110a29-33; 1113a2-6) -- I do not need an independent desire to ! in<br />

C in order to be motivated to ! in C if this is what I think I should do. Judging that this is what I should do<br />

suffices to motivate me to pursue that course <strong>of</strong> action, as the judgment necessarily causes the prohairetic<br />

desire for the action. 32<br />

31 This rendition <strong>of</strong> 1113a13 is somewhat controversial. <strong>The</strong>re is a dispute about what the correct text at<br />

1113a13 really is. Oxford Classical Texts reads "kata tên bouleusin" (“in accordance with deliberation”) in<br />

lieu <strong>of</strong> "kata tên boulêsin" (“in accordance with wish”). <strong>The</strong>re is evidence both internal and external to<br />

Aristotle’s corpus that "kata tên boulêsin" expresses <strong>Aristotle's</strong> view. First, the claim Aristotle advances if<br />

we read "kata tên boulêsin" rather than "kata tên bouleusin" fits hand in glove with observations Aristotle<br />

makes both in the EE (1226b17-19), and in in De Anima (433a24-25). In EN VI, 9, Aristotle denies that a<br />

person who is good at finding means to satisfy his non-rational desires possesses euboulia, good<br />

deliberation. <strong>The</strong> incontinent agent, who acts on appetite contrary to right reason and decision, can “use<br />

rational calculation” (logismos) to reach his end (1142b17-22). But this use <strong>of</strong> rational calculation does not<br />

issue in a decision. His calculation about how to attain the object <strong>of</strong> appetite must therefore differ from the<br />

deliberation that issues in a decision. And the difference must consist in the kind <strong>of</strong> desire that motivates it.<br />

Second, the reading "kata tên boulêsin" is corroborated by the earliest extant commentary on the Ethics, by<br />

the 2nd century AD commentator Aspasius Aspasius writes: “Boulêsis appears to be very close to<br />

prohairesis, since first <strong>of</strong> all, it is in the rational part <strong>of</strong> the soul, where what most controls prohairesis is<br />

(to kuriôtaton tês prohaireseôs), and second, because it is part <strong>of</strong> prohairesis. [W]henever (hotan) intellect<br />

(nous), after having deliberated, has approved and chosen (sunaisesê kai helêtai), wish (boulêsis), being a<br />

desire, has an impulse together with it (sunexhormâ autô) [Or: springs forward together with it] (In Eth.<br />

Nicom. 68, 27-30).” Aspasius adds that linguistic usage supports <strong>Aristotle's</strong> technical analysis.<br />

Unfortunately, the text <strong>of</strong> the commentary breaks <strong>of</strong>f at this point -- it is not clear from the surviving scraps<br />

what Aspasius' intended supporting example is. What is important for my purposes is that a manuscript<br />

reading "kata tên boulêsin" is at least as old as Aspasius’s commentary. One extant manuscript <strong>of</strong> the EN,<br />

"Mb" ("cod. Marcianus 213") supports Aspasius rather than the OCT by reading "kata tên boulêsin".<br />

Aspasius may have been commenting on a manuscript <strong>of</strong> which codex Marcianus 213 is a descendant. If<br />

this is so, then "Mb" has a very old pedigree. If he did not, then there are at least two manuscript traditions<br />

for "kata tên boulêsin", and not just one.<br />

32 My interpretation <strong>of</strong> Aristotelian decision rests on a distinction between the act <strong>of</strong> deciding<br />

(prohaireisthai) -- making a judgment based on deliberation about what is best -- and the product <strong>of</strong> that<br />

10


This position is open to a rather obvious objection: decisions don't always result in action. <strong>The</strong>re's<br />

procrastination, there's weakness <strong>of</strong> will, in fact all kinds <strong>of</strong> psychological obstacles. How, then, can<br />

decision motivate per se? Aristotle is no stranger to practical irrationality. He tackles the phenomenon head<br />

on in the Nicomachean Ethics book VII. <strong>The</strong> possibility <strong>of</strong> practical irrationality seems to face Aristotle<br />

with two equally unpalatable alternatives. He can either (a) take the occurrence <strong>of</strong> practical irrationality at<br />

face value, as a phenomenon to be explained rather than eliminated from his psychological theory. <strong>The</strong> cost<br />

seems to be that he will be forced to deny that practical judgments motivate by necessity -- reason can be<br />

"dragged around by passion like a slave", as Socrates puts it. Alternately, he can (b) retain his belief in the<br />

motivating power <strong>of</strong> reason, and deny the possibility <strong>of</strong> practical irrationality. But then he risks fighting an<br />

uphill battle against rock-solid evidence (introspective and inferential) that people can and do act contrary<br />

to their deepest held convictions about what they ought to do. Aristotle famously wants to defend the<br />

phenomena, and so it seems that he should land firmly and painfully on the first horn <strong>of</strong> the dilemma.<br />

In this section, I will argue that the choice facing Aristotle is not quite as stark as this description entails.<br />

<strong>The</strong> failure <strong>of</strong> the agent's judgment about what is best, all things considered, to guide her actions in each<br />

act, a decision (prohairesis). I have maintained that decisions motivate in themselves, and that judging that<br />

one ought to ! in C is sufficient to make a decision. Does this really entail that judging that one ought to !<br />

in C is sufficient to motivate the agent to ! in C? One might object that the all-things-considered judgment<br />

is not per se motivational, since what motivates is the desire that is the product <strong>of</strong> the judgment. But ins<strong>of</strong>ar<br />

as this desire appears as a necessary consequence <strong>of</strong> the judgment -- nothing could possibly prevent the<br />

agent from having the desire once she has made the judgment -- we do not go wrong if we think that the<br />

judgment motivates necessarily, if not per se. <strong>The</strong> relationship between the judgment and the desire is both<br />

causal and necessary. Making the judgment necessarily produces the desire: nothing could prevent it,<br />

although the relationship between the desire and the action is non-necessary: the desire could be defeated. I<br />

take the past tense at 1113a4 (krithen) and a12 (krinantes) to entail that the decision (which as we know is a<br />

type <strong>of</strong> desire) is a product <strong>of</strong> the judgment. My interpretation <strong>of</strong> the relationship between judgment and<br />

decision has affinities to the one defended by David Charles in Aristotle’s Philosophy <strong>of</strong> Action (London:<br />

Duckworth, 1984). But Charles has since changed his view, holding that a prohairesis is a state that can be<br />

understood both "a form <strong>of</strong> cognition (albeit as a distinctively desiderative form) or as a form <strong>of</strong> desire,<br />

which involves cognition as to what is best to do)" (D. Charles, "<strong>Aristotle's</strong> Desire", in V. Hirvonen, T.<br />

Holopainen, and M. Tuominen (eds.), Mind and Modality: Studies in the History <strong>of</strong> Philosophy in Honor <strong>of</strong><br />

Simo Knuuttila (Leiden: Brill, 2006), pp 19-40; p. 34). Although I was initially sympathetic to this reading,<br />

I’m skeptical due to Aristotle’s explicit denial in EN III, 1112a1-13, that decision is some kind <strong>of</strong> belief<br />

(doxa). His reasons would make Hume happy, as Aristotle underlines that beliefs and decisions are distinct<br />

existences. Aristotle writes: "Beliefs are divided into true and false, not into good and bad, but decisions are<br />

divided into good and bad more than into true and false". <strong>Aristotle's</strong> implicit conclusion is that it would be<br />

wrong to say that decisions and beliefs form identical genera. Still, he recognizes that this argument does<br />

not prove that decision is not a species <strong>of</strong> belief: "But", he continues, "Neither is decision the same as any<br />

kind <strong>of</strong> belief" (all' oude tini) (1112a1). He lists several reasons why this is so: (1) <strong>Decision</strong>s to do good or<br />

bad actions, not our beliefs, form the characters we have. Here, the argument seems to be that it is possible<br />

for a person to have the right beliefs without making the right decisions. Having general beliefs about good<br />

and bad won't alter your dispositions if you never act on them. (2) We do not believe to take and avoid, we<br />

decide to take or avoid. (3) We praise people for deciding on the right thing, while we praise them for<br />

believing rightly. Aristotle then adds a clarification that is important for our purposes: "We may grant that<br />

decision follows or implies belief (ei de proginetai doxa tês prohaireseos ê parakolouthei) But that is<br />

irrelevant (ouden diapherei), since it is not what we're asking; our question is whether decision is the same<br />

as some sort <strong>of</strong> belief (ei t'auton esti doxê tini)" (EN 1112a12-13). I take this passage, with its insistence<br />

that decision follows or implies belief, to support my interpretation. For if decision is identical to a<br />

cognitive state, then belief is the best candidate. <strong>Decision</strong> (the product <strong>of</strong> an act <strong>of</strong> deciding, which in turn<br />

is identical to the act <strong>of</strong> judging that something ought to be done) is not identical to any belief. It is a desire<br />

that is the causal consequence <strong>of</strong> the agent's endorsement <strong>of</strong> certain evaluative beliefs concerning what he<br />

thinks he ought to do under specific circumstances. I’m indebted to David Charles for discussing the textual<br />

evidence in support <strong>of</strong> either interpretation with me. I cannot in this paper give my full reasons for rejecting<br />

Charles’s new view, but hope to do so in a later paper.<br />

11


and every situation does not entail that reason is impotent -- a slave that is always or customarily dragged<br />

around by the passions. Reason is not a natural slave <strong>of</strong> the passions, to use <strong>Aristotle's</strong> otherwise<br />

discredited term, even though reason is sometimes subjugated by wayward passions. It is perfectly possible<br />

to accept that the agent's judgment that she should ! suffices to motivate her to ! without denying the<br />

reality <strong>of</strong> practical irrationality. Aristotle recognizes this possibility.<br />

<strong>The</strong>re are many types <strong>of</strong> practical irrationality, however, and not all <strong>of</strong> them conform to the phenomenon<br />

Aristotle discusses. Contemporary philosophers typically define akrasia, or "weakness <strong>of</strong> the will" 33 in<br />

morally neutral terms: an agent acts akratically if he acts contrary to his best judgment, even if his best<br />

judgment is atrociously bad. Aristotle, in contrast, defines akrasia in morally invested terms: an agent acts<br />

akratically only if he correctly identifies the right action under the circumstances, and thinks that this is<br />

what he ought to do. <strong>The</strong> weak agent (a) has the right supposition (hupolêpsis), 34 (b) makes the right<br />

decision about how to act, 35 but (c) is led to abandon the right decision due to (d) appetite 36 for (e) base<br />

pleasures 37 that (f) most people can resist 38 . Furthermore, (g) the agent must act voluntarily 39 , and<br />

consequently cannot prefer the inferior alternative because <strong>of</strong> ignorance (di'agnoian) <strong>of</strong> any <strong>of</strong> the<br />

particulars <strong>of</strong> the action (although he can act in ignorance (agnoôn) <strong>of</strong> some relevant particulars <strong>of</strong> the<br />

action). For Aristotle, "weakness <strong>of</strong> the will" is a character flaw because it makes us do what we shouldn’t<br />

do, not because he presumes that it is unqualifiedly good to act in accordance with one's evaluative<br />

judgments. If those judgments are false, one would be better <strong>of</strong>f losing nerve and abandoning the original<br />

decision. 40 <strong>The</strong> inquiry into “weakness <strong>of</strong> will” therefore belongs in a treatise on ethics, not in a treatise on<br />

psychology proper.<br />

33<br />

"Incontinentia" is the Latin translation <strong>of</strong> "akrasia". It is <strong>of</strong>ten objected that "weakness <strong>of</strong> will" is an<br />

anachronistic translation <strong>of</strong> "akrasia", as the Greeks lacked a <strong>concept</strong> <strong>of</strong> the will. Aristotle does not<br />

recognize a separate mental faculty called the "will", but rather attributes the functions <strong>of</strong> the will to reason.<br />

If we presuppose that the will is a faculty separate from reason, “weakness <strong>of</strong> will” would indeed be<br />

anachronistic. But it seems that this presupposition is itself anachronistic, as T. H. Irwin has pointed out<br />

("Who Discovered the Will?", Philosophical Perspectives, vol. 6: Ethics (1992), pp. 453-473). For<br />

Aristotle may be thought to have an intellectualist <strong>concept</strong> <strong>of</strong> will. That the Greeks’ <strong>concept</strong>(s) <strong>of</strong> will<br />

differ(s) from post-Augustinian ones does not show that they lacked a <strong>concept</strong> <strong>of</strong> the will, only that<br />

Aristotle, Augustine, Thomas Aquinas, Maxim the Confessor, and others disagree about what the right<br />

<strong>concept</strong> <strong>of</strong> will really is. We don’t want to define the <strong>concept</strong> so narrowly that we lose sight <strong>of</strong> this debate.<br />

34<br />

"<strong>The</strong> incontinent person knows (eidôs) that his actions are base, but does them because <strong>of</strong> his feelings<br />

(dia pathos)" (1145b12-13; note that "dia pathos" could be translated “because <strong>of</strong> his affliction“, referring<br />

to his weak character, not to his feelings). "We might be puzzled about what sort <strong>of</strong> correct supposition<br />

(pôs hupolambanôn orthôs) someone has when he acts incontinently" (1145b21). Aristotle does not think it<br />

matters whether the person has the right supposition or whether he has knowledge, as those who believe<br />

can have as strong <strong>of</strong> a conviction (pistis) as those who know.<br />

35<br />

<strong>The</strong> incontinent makes a decision that he abandons: 1148a13-17; 1151a5-7; He abandons the right<br />

decision: 1151a29-33.<br />

36<br />

Akrasia is caused by epithumia:1147a33-34. Akrasia strictly speaking is not caused by spirit, thumos:<br />

1149a20-26, people who abandon their right decisions because <strong>of</strong> spirit are only called incontinent by<br />

transference.<br />

37<br />

"<strong>The</strong> person who is prone to be overcome by pleasures is incontinent (akratês); the one who<br />

overcomes is continent (enkratês); the one overcome by pains is s<strong>of</strong>t (malakos); and the one who<br />

overcomes them is resistant (karterikos)" (1150a12-15).<br />

38<br />

<strong>The</strong> excessive appetites cannot be "bestial" in kind or degree, or be caused by deformities or diseases<br />

(1149b27-1150a1). For those who suffer from such afflictions "are outside [human] nature", since they lack<br />

decision and calculation (ou gar echei prohairesin oude logismon). Just like beasts, they cannot act<br />

temperately or intemperately, nor can they abandon their decision, for they have none. Note that this<br />

criterion is not the same as the demand that the agent act voluntarily, for beasts act voluntarily according to<br />

Aristotle: they act on their desires.<br />

39<br />

<strong>The</strong> akratic acts willingly: 1152a15.<br />

40<br />

So, a person suffering from anorexia who judges that all things considered, she should never eat more<br />

than an apple a day, would benefit if she were to cave in and eat a proper meal. Although he recognizes that<br />

there are such people (1151b24-25), Aristotle curiously denies that there are many people who suffer from<br />

12


Aristotle wants to determine exactly what the epistemic state <strong>of</strong> the akratês is. To this end, he organizes his<br />

inquiry around Socrates' denial that anyone ever chooses an inferior alternative while possessing<br />

knowledge (epistêmê) <strong>of</strong> what is best and his "debunking" explanation <strong>of</strong> akrasia as nothing other than<br />

ignorance. We are therefore in position to determine where Aristotle stands by establishing where he stands<br />

relative to Socrates' position in the Protagoras.<br />

In his preliminary exposition <strong>of</strong> the puzzles about incontinence, Aristotle describes Socrates' position as<br />

follows:<br />

First <strong>of</strong> all, some say [the incontinent] cannot have knowledge [at the time he acts]. For it<br />

would be terrible, Socrates used to think, for knowledge to be in someone, but mastered by<br />

something else, and dragged around like a slave. For Socrates used to oppose the account [<strong>of</strong><br />

incontinence] in general, in the belief that there is no incontinence; for no one, in Socrates'<br />

view, supposes while he acts that his action conflicts with what is best; our action conflicts<br />

with what is best only because we are ignorant [<strong>of</strong> the conflict] (di'agnoian) (VII, 2, 1145b22-<br />

27).<br />

Aristotle promptly observes: "this argument, then, contradicts things that appear manifestly" (amphisbêtei<br />

tois phainomenois enargôs) (1145b27-28). Read in isolation from the remainder <strong>of</strong> <strong>Aristotle's</strong> argument,<br />

this sentence may be thought to be ambiguous. Does the adverb "enargôs" ("manifestly") go with<br />

"amphisbêtei" ("contradicts") or with "phainomenois" ("things that appear")? In the first case, Aristotle<br />

would be saying that "Socrates' argument manifestly contradicts the things that appear", thereby expressing<br />

his disagreement with Socrates' diagnosis <strong>of</strong> akrasia as ignorance. In the second case, he would be saying<br />

that "Socrates' argument contradicts appearances that are manifest", thereby suspending judgment on the<br />

truth or falsity <strong>of</strong> Socrates' diagnosis. 41 Some have been led by the first interpretation to see in <strong>Aristotle's</strong><br />

argument a wholesale rejection <strong>of</strong> Socrates' intellectualism in EN VII. 42<br />

<strong>Aristotle's</strong> subsequent discussion reveals that he is convinced that some form <strong>of</strong> ignorance underlies the<br />

akratic's behavior. But it is not the kind that makes the action involuntary, nor is it ignorance <strong>of</strong> good and<br />

bad, for that would make the agent vicious rather than weak. It must be ignorance <strong>of</strong> a different kind. That<br />

some form <strong>of</strong> ignorance difference from these two underlie the akratic’s behavior is confirmed at several<br />

points in the subsequent discussion, where Aristotle says that "[i]f ignorance causes the incontinent person<br />

to be affected as he is, we must look for the type <strong>of</strong> ignorance that it turns out to be; for it is evident, at any<br />

rate, that before he is affected the person who acts incontinently does not think [he should do the action he<br />

feeling appetites for necessary pleasures less than most people. He thinks people are more inclined to go to<br />

excess.<br />

41<br />

I am indebted to C. C. W. Taylor for pointing out the grammatical ambiguity underlying the different<br />

interpretations.<br />

42<br />

E.g. M. Nussbaum, <strong>The</strong> Fragility <strong>of</strong> Goodness (Cambridge: Cambridge University Pres, 1986),<br />

chapter 8, "Saving <strong>Aristotle's</strong> Appearances". Nussbaum presupposes the first interpretation <strong>of</strong> <strong>Aristotle's</strong><br />

remark: "Aristotle first reports some <strong>of</strong> our most common beliefs and sayings about akrasia, concluding his<br />

summary with the words, '<strong>The</strong>se, then, are the things we say (ta legomena)' (1145b20). Next he presents the<br />

Socratic view that nobody does wrong willingly: we choose the lesser good only as a result <strong>of</strong> ignorance.<br />

Of this theory he says brusquely, 'This story is obviously at variance with the phainomena'. He then sets<br />

himself to finding an account <strong>of</strong> akratic behavior that will remain faithful to the 'appearances' in a way that<br />

the rejected Socratic account does not" (p. 240). For a criticism <strong>of</strong> Nussbaum that takes the second<br />

interpretation as authoritative in the light <strong>of</strong> the ensuing discussion, see J. M. Cooper's review <strong>of</strong><br />

Nussbaum, "Aristotle on the Authority <strong>of</strong> 'Appearances'", Philosophical Review, 97 (1988), pp 543-564,<br />

reprinted in his in Reason and Emotion (Princeton, NJ: Princeton University Press, 1999) pp 281-291, p.<br />

286: "It is evident that, according to his method, Aristotle attaches some weight to the Socratic theory, at<br />

least to something fundamental in it, as well as attaching weight to the appearance with which it conflicts.<br />

Otherwise he could not think, as he does, that there is anything here to puzzle over".<br />

13


eventually does] (1145b28-31) 43 . And having concluded his "scientific" (phusikôs) explanation <strong>of</strong> akrasia<br />

in VII, 3, Aristotle asks: "How is the ignorance resolved, so that the incontinent person recovers his<br />

knowledge?" (1147b6-7). Although it will transpire that ignorance is not the ultimate cause <strong>of</strong> the agent's<br />

irrationality -- his wayward appetite is -- it is still the proximate cause, a momentary blindness brought<br />

about by his wayward appetite. <strong>The</strong> agent acts in ignorance (agnoôn), although not because <strong>of</strong> ignorance<br />

(di'agnoian). In this way, Aristotle attempts to preserve the insights in Socrates' description <strong>of</strong> akrasia as a<br />

form <strong>of</strong> ignorance, while specifying an explanation <strong>of</strong> this ignorance that Socrates presumably did not<br />

share, as it presupposes the existence <strong>of</strong> desires that bypass the agent's better judgment. 44 <strong>Aristotle's</strong><br />

explanation is laid out in EN VII, 3. 45<br />

In EN VII, 3 Aristotle picks up on a distinction that Socrates introduced in the simile <strong>of</strong> the aviary in the<br />

<strong>The</strong>aetetus (196d-199c). Having a capacity to know is here likened to having a bird in one’s cage, while<br />

exercising the capacity is likened to holding the bird in one’s hand. Aristotle notes that "we speak <strong>of</strong><br />

knowing in two ways", having knowledge (echôn) and using it (chrômenos). An agent uses his knowledge<br />

at t1 only if he attends to that knowledge at t1 (theôrôn). He has the knowledge at t1 if he could attend to it<br />

at t1, in conformity with Aristotle’s<br />

distinction between first and second actuality from De Anima (412a23; 417a28) and Metaphysics (1048a34;<br />

1072b24; 1087a20). It would be astounding (thaumaston), Aristotle argues, if someone were to both have<br />

knowledge and attend to it at t1, but still do wrong, while it is not extraordinary at all if someone has<br />

knowledge at t1, but fails to attend to it at t1, and does wrong as a consequence (1147a8-10). This should<br />

alert us to the thrust <strong>of</strong> the explanation <strong>of</strong> akrasia that Aristotle is about to present: akrasia is the result <strong>of</strong><br />

some kind <strong>of</strong> failure to use a piece <strong>of</strong> knowledge that one has “in one’s cage”. It’s crucial to determine what<br />

kind <strong>of</strong> failure to use Aristotle has in mind. Aristotle compares those suffering from strong appetites to men<br />

who are intoxicated, mad or even asleep. Which trait do these men have in common? How are they blocked<br />

from attending to knowledge they have? Aristotle’s intoxicated man is “oinomenos”: he drinks moderately,<br />

43 <strong>The</strong> text Irwin translates is possibly corrupt. C. C. W. Taylor has suggested to me that the phrase<br />

"hoti ouk oietai ge" is a corruption <strong>of</strong> "hoti gar ouk agnoiei". <strong>The</strong> sentence then reads "... it is evident that<br />

before he is affected the person who acts incontinently is not ignorant", which makes more sense both<br />

grammatically and philosophically. Aristotle nowhere in his explanation suggests that the person who acts<br />

contrary to his decision and supposition changes his mind about how he ought to act. It's ignorance about a<br />

particular that causes akrasia -- though not ignorance <strong>of</strong> a particular the awareness <strong>of</strong> which is needed for<br />

the action the agent actually performs to be voluntary.<br />

44 Whether he could have been brought around to Aristotle’s point <strong>of</strong> view is another matter. Ins<strong>of</strong>ar as<br />

Aristotle’s explanation <strong>of</strong> akrasia presupposes the existence <strong>of</strong> desires that are not the product <strong>of</strong> judgments<br />

about what is best, or what one ought to do, Socrates would have to swallow a medium-size camel to accept<br />

Aristotle’s analysis.<br />

45 Aristotle identifies different kinds <strong>of</strong> incontinence. <strong>The</strong> "impetuous" incontinent, who suffers from<br />

propeteia, impulsiveness, never pauses to deliberate, but rushes into action on impulse (1150b19-29). An<br />

impetuous person is like a dog who barks at all visitors without pausing to ascertain whether they are<br />

friends or foes -- his appetite is so fast or so intense that he does not wait for reason, but follows<br />

appearance. <strong>The</strong> "weak" incontinent, on the other hand, who suffers from lack <strong>of</strong> strength (astheneia), does<br />

pause to deliberate, and reaches a decision (prohairesis) about what he should do (1151a5-7). But because<br />

he is misled by his appetite (epithumia) he acts contrary to his decision. <strong>The</strong> "weak" incontinent, then, fails<br />

to act in accordance with his own judgment about what he should do in a particular situation, and this is a<br />

failure <strong>of</strong> practical rationality, because his actions will not be guided by his <strong>concept</strong>ion <strong>of</strong> the happy life.<br />

Ins<strong>of</strong>ar as Aristotle counts even impetuousness as a kind <strong>of</strong> akrasia, he must think that the impetuous agent<br />

acts contrary to deliberation he has completed at some point at a greater temporal remove from the situation<br />

in which he succumbs to passion than the weak incontinent (see Irwin, comment ad 1150b19-29). If this is<br />

so, the impetuous person has deliberated, and has adopted a <strong>concept</strong>ion <strong>of</strong> the happy life, but he will still<br />

need to complete his thinking about how to act here and now. But this presents a problem for <strong>Aristotle's</strong><br />

description <strong>of</strong> decision as the efficient cause <strong>of</strong> action (hothen hê kinêsis) (1139a31). For nothing is<br />

supposed to intervene between an efficient cause and its effect (Physics, 243a33-34). See D. Charles,<br />

<strong>Aristotle's</strong> Philosophy <strong>of</strong> Action, p. 139.<br />

14


and is thus tipsy, not punch-drunk like the methusos. 46 Nor is the madman punch-drunk: madmen are aware<br />

<strong>of</strong> most things that happen around them, and sometimes excessively aware <strong>of</strong> their own principles. Sleepers<br />

are <strong>of</strong>ten conscious <strong>of</strong> their own dreams. So the common trait cannot be that these men are knocked out. If<br />

they were knocked out, their actions would not be voluntary. Rather, Aristotle emphasizes that these men<br />

merely “say the words” without attending to their knowledge. “Saying the words” is not necessarily a sign<br />

that the agent understands what he is saying, “for people who suffer from strong feelings, or who are mad,<br />

intoxicated, or asleep, even recite demonstrations and verses <strong>of</strong> Empedocles”, but for all that, they are still<br />

not exercising their knowledge. Ask for an account, and you may get either more or less than what you<br />

asked for. <strong>The</strong> same goes for learners who merely “string together the words” (1147a21). We should not<br />

assume that these men fail to exercise their capacity for knowledge because they don’t speak Greek or<br />

don’t understand the meaning <strong>of</strong> individual Greek sentences. <strong>The</strong> failure is rather their inability to give a<br />

correct account <strong>of</strong> the subject matter <strong>of</strong> their words. In the Ion, Plato charged rhapsodes with lacking<br />

understanding, although they presumably understand the dictionary meanings <strong>of</strong> the words and the<br />

sentences that they speak. <strong>The</strong> rhapsodes fail to know their subject because they don’t see the right<br />

connections between the lines and words they proclaim. In EN VII, 3, Aristotle charges the akratês with a<br />

temporary affliction <strong>of</strong> the same kind: “And so we must suppose that those who are acting incontinently<br />

also say the words in the way that actors do (hôste kathaper tous hupokrinomenous)” (1147a22-24). Actors<br />

may very well assent to the lines they recite. But for all that they won't be able to explain the subject matter.<br />

As far as Aristotle is concerned (EN VI, 2, 1139b32; 1139a19-32, with explicit reference to the Analytics;<br />

also 1140b35), knowledge (epistêmê) is a demonstrative state (hexis apodeiktikê). A man has knowledge if<br />

he (1) has the appropriate sort <strong>of</strong> confidence (pistis) and (2) knows the principles (archai), and (3) knows<br />

them better than the conclusion. It is a demonstrative state, because one must be able to prove the<br />

conclusion from the principles. This entails that one only knows (has epistêmê <strong>of</strong>) a specific proposition if<br />

one knows its relation to other propositions. 47 Exercising one's knowledge means paying attention to only<br />

the right inferential connections. Unlike Plato’s rhapsode, the akratês does have the ability to exercise his<br />

knowledge while he is not under the influence <strong>of</strong> passion. His ignorance does not consist in a failure to<br />

state individual premises in his practical deliberation, but in a momentary failure to make only the right<br />

inferential connections between them. His deliberation derails after it has reached the intended station.<br />

Aristotle now ties his distinction between having and using to the distinction between knowledge <strong>of</strong> the<br />

major premise in the practical syllogism and knowledge <strong>of</strong> particulars (the minor premise(s) <strong>of</strong> the practical<br />

syllogism (EN 1146b35-1147a10). His explanation should show how the agents reaches the right decision,<br />

but still acts against it, and must thus explain how the agent reaches the right conclusion about what he<br />

should do (after all, the decision is produced by the agent’s assent to the conclusion “I should ! in<br />

circumstances C”), but abandons it because <strong>of</strong> passion (pathos). <strong>The</strong> explanation Aristotle seeks should<br />

show how “those affected by strong feelings” are like the tipsy, mad or sleeping person, in that he does not<br />

use the knowledge that he has. <strong>The</strong> ignorance cannot be ignorance <strong>of</strong> individual premises, for if the agent is<br />

ignorant <strong>of</strong> the major premise, he will be momentarily vicious, and if he is ignorant <strong>of</strong> the minor<br />

premise(s), he will be acting involuntarily.<br />

To the delight and frustration <strong>of</strong> his readers, Aristotle depicts the plight <strong>of</strong> the weak incontinent by casting<br />

his final piece <strong>of</strong> deliberation 48 in the form <strong>of</strong> two competing "practical syllogisms". <strong>The</strong> "good" syllogism<br />

46 I'm indebted to David Charles for drawing attention to the distinction between different states <strong>of</strong><br />

inebriation in Greek. In my experience, when "oinomenos" is translated "drunk", readers used to a Northern<br />

or Eastern drinking culture will think <strong>of</strong> a man who is "punch-drunk" (i.e. drunk by Scandinavian, Slavic or<br />

Russian standards), while those who approach the translation from the perspective <strong>of</strong> a more genteel<br />

drinking culture will read "drunk" as "tipsy".<br />

47 After I completed an earlier draft <strong>of</strong> this paper, I became aware that David Charles emphasizes this<br />

aspect <strong>of</strong> knowledge in his unpublished manuscript on NE/EE VII.3. I have deepened my argument in line<br />

with Charles’s.<br />

48 Readers will immediately note that I don’t accept J. M. Cooper’s account <strong>of</strong> the scope <strong>of</strong> deliberation in<br />

Aristotle, although I won't defend my view here. See J. M. Cooper, Reason and Human Good in Aristotle<br />

(Indianapolis: Hackett, 1975), chapter 1, for a defense <strong>of</strong> the view that the practical syllogism is not part <strong>of</strong><br />

the deliberative process. A. Kenny <strong>of</strong>fers a rejoinder to Cooper’s view in Aristotle’s <strong><strong>The</strong>ory</strong> <strong>of</strong> the Will<br />

(New Haven: Yale University Press, 1979), p. 113.<br />

15


<strong>of</strong> reason depicts the reasoning leading up to the judgment that produces his decision (prohairesis) 49 , while<br />

the "bad" syllogism depicts the derailment which occurs when appetite intervenes and "hijacks" the minor<br />

premise <strong>of</strong> the agent's final deliberations and puts it to its own sinister use (EN 1147a31-35). 50 A standard<br />

reconstruction, which has been dubbed the "Cornell model" 51 is this:<br />

Nothing sweet ought to be tasted Everything sweet is pleasant<br />

This is sweet This is sweet<br />

Don't taste this ("Avoid this") Appetite enters:<br />

<strong>The</strong> agent incontinently eats<br />

("Charlie Bucket") 52 ("Augustus Gloop")<br />

49 Because Aristotle thinks that virtue is defined with reference to the agent’s decision I cannot accept J.<br />

M. Cooper’s suggestion (Reason and Human Good in Aristotle (Indianapolis: Hackett, 1975)) that for<br />

Aristotle, a decision is a general policy captured in the major premise <strong>of</strong> the syllogism (p. 46). Whether the<br />

agent is virtuous or not does not merely depend on whether he adopts the right general policy, it depends on<br />

whether he can determine when the policy applies. A decision to perform a particular action may <strong>of</strong> course<br />

be defeated by appetite or anger, but this does not help Cooper, since this objection would apply to his<br />

interpretation as well as mine. Moreover, a definition should cite actual causes (and not mention possible<br />

defeaters, as there could be an awful lot). And being able to determine when a policy applies is a positive,<br />

necessary condition for virtue. D. Charles adduces another reason for denying that the decision (what<br />

Charles calls "preferential choice" is captured by the major premise: "Preferential choice is described as a<br />

proximate cause <strong>of</strong> praxis (1139a31) and <strong>of</strong> action more generally (701a4-5, cf. a34-36). Since the<br />

proximate efficient cause is simultaneous with the effect -- in the sense that nothing intervenes between<br />

them (243a33-34), there can be no further stages <strong>of</strong> deliberation which intervenes between the preferential<br />

choice and the praxis. Hence preferential choice cannot be for a general policy antecedent to action which<br />

requires technical deliberation to implement" (<strong>Aristotle's</strong> Philosophy <strong>of</strong> Action, pp. 139-140). By the same<br />

token, no practical syllogism can intervene between the agent's deliberation and decision and his action, the<br />

view that Cooper defends (Reason and Human Good in Aristotle, p. 46).<br />

50 I take "teleutaia protasis" (1147b9) to refer to the last premise <strong>of</strong> the syllogism (see Cooper's defense <strong>of</strong><br />

this claim in Reason and Human Good in Aristotle, note 62, p. 49). But as will momentarily become clear, I<br />

understand the weak akratês' failure to "use" the "teleutaia protasis" to consist in his failure to relate the<br />

minor premise only to the good major premise, and thus his failure to use it only as a minor premise in the<br />

syllogism leading up to the good conclusion. It is not a failure to be conscious <strong>of</strong> it, or even conscious <strong>of</strong> it<br />

in relation to other premises. <strong>The</strong> weak akratês may therefore be conscious <strong>of</strong> the "good conclusion" even<br />

as he acts, thought this falls short <strong>of</strong> exercising one's knowledge (epistêmê) <strong>of</strong> it. This result is inimical to<br />

the view <strong>of</strong> those who, with Hardie (<strong>Aristotle's</strong> Ethical <strong><strong>The</strong>ory</strong>, pp. 287-289), take "teleutaia protasis" to<br />

refer to the conclusion <strong>of</strong> the "good syllogism", for they cannot explain the agent's failure to exercise his<br />

knowledge as a failure to connect the conclusion to any other proposition. <strong>The</strong> failure to exercise or attend<br />

to the conclusion must consist in lack <strong>of</strong> consciousness <strong>of</strong> it, or something or the sort. On the view I defend,<br />

the akratês does not exercise epistêmê <strong>of</strong> the good conclusion (as defined in the Analytics and in EN<br />

1139b32 and 1140b35), as he does not know it as part <strong>of</strong> a body <strong>of</strong> demonstrative knowledge. If I base C on<br />

P1 and P2, but I do not know P1 better than C, as I misapply P1elsewhere, I don't know C strictly speaking,<br />

although I can be conscious <strong>of</strong> C even as I act.<br />

51 <strong>The</strong> name was suggested to me by C. C. W. Taylor. Having spent a semester as visiting pr<strong>of</strong>essor at<br />

Cornell, Taylor noted that it enjoyed widespread acceptance there. I will discuss Taylor’s alternative<br />

reconstruction below. Taylor attributes different minor premises to the two syllogisms.<br />

52 This syllogism is not spelled out by Aristotle, but the context makes it plausible that this is the form<br />

he intends -- Aristotle has just mentioned the inference "Everything sweet ought to be tasted ("pantos<br />

glukeos geuesthai dei"); this, some one particular thing, is sweet; so taste this". I'll assume that he intends<br />

the first premise <strong>of</strong> the “virtuous” syllogism to have the same form (infinitive + dei-construction, or, what<br />

amounts to the same from a psychological perspective, a gerundive). For an alternative construction, see<br />

below.<br />

16


For convenience, and following established Medieval practice, I have taken the liberty <strong>of</strong> baptizing both<br />

syllogisms. <strong>The</strong> names reflect the content <strong>of</strong> the syllogism, not their logical form. <strong>The</strong> left hand "syllogism<br />

<strong>of</strong> reason" is named after the modest and virtuous protagonist <strong>of</strong> Roald Dahl's classic children's book<br />

Charlie and the Chocolate Factory, Charlie Bucket. 53 <strong>Aristotle's</strong> sweet-tooth syllogism, on the other hand,<br />

is named after a less admirable character in the same book, the gluttonous Augustus Gloop. As you may<br />

recall, Augustus "was deaf to everything except the call <strong>of</strong> his enormous stomach", and nearly drowns<br />

himself in a sea <strong>of</strong> liquid chocolate. 54<br />

Unlike the major premise <strong>of</strong> "Charlie Bucket", the major premise <strong>of</strong> "Augustus Gloop" lacks the force <strong>of</strong> a<br />

gerundive. <strong>The</strong>re is no term indicating that the agent thinks that everything sweet should be tasted, ought to<br />

be tasted, or is to be tasted. It simply states that "everything sweet is pleasant". 55 <strong>The</strong> reason Aristotle<br />

formulates the major premise <strong>of</strong> the Augustus syllogism in this way, is presumably that appetite does not<br />

by itself reach conclusions about what one ought to do. Appetite does not have practical principles. Only<br />

reason makes all-things-considered judgments based on deliberation about what the best kind <strong>of</strong> life would<br />

be; these are judgments about what the agent ought to do in particular situations to promote his happiness. 56<br />

It should also be noted that it is entirely rational to hold both the first premise <strong>of</strong> "Augustus" and <strong>of</strong><br />

"Charlie" to be true at the same time. <strong>The</strong> practical problem occurs if the major premise <strong>of</strong> "Augustus" is<br />

allowed to determine the agent's actions, in opposition to what the agent thinks he ought to do. Augustus'<br />

failing, then, is not simply judging that everything sweet is pleasant (Charlie, our virtuous agent, might<br />

concede as much), his failing is being tempted to taste this particular sweet thing because <strong>of</strong> the "call <strong>of</strong> his<br />

enormous stomach". Even if he first rehearses the "good syllogism", he soon attaches the minor premise <strong>of</strong><br />

perception "this is sweet" to the belief that "everything sweet is pleasant", and since he has an enormous<br />

appetite for everything sweet, the conclusion <strong>of</strong> adding these beliefs up determines his actions. He should<br />

listen less to the hungry roar in his stomach, and more to the voice <strong>of</strong> reason. 57<br />

How, exactly, does the conflict between reason and appetite play out? Aristotle describes the motivational<br />

conflict <strong>of</strong> the "weak" incontinent as follows:<br />

53 Roald Dahl, Charlie and the Chocolate Factory (New York: Alfred A. Knopf, 1996). Charlie's family<br />

has nothing but cabbage soup for supper, they feast on double helpings <strong>of</strong> cabbage soup on Sundays.<br />

Despite severe malnourishment, Charlie does not fall for the temptation to sample Willy Wonka's products<br />

during the tour <strong>of</strong> the factory. Although Charlie does not think that sweets are bad per se, he still exercises<br />

restraint under particular circumstances. We can imagine that he rehearses the syllogism under those<br />

circumstances.<br />

54 Chapter 17: "Augustus Gloop Goes up the Pipe", p. 72. <strong>The</strong> attentive Dahl-reader may object that<br />

Augustus is a glutton on principle, not out <strong>of</strong> weakness or even impetuousness. He has adopted the<br />

maximum consumption <strong>of</strong> sweets as his highest practical principle. But I'll give Augustus the benefit <strong>of</strong> the<br />

doubt, and assume that he actually wants to be a good and self-controlled boy. He does not judge that all<br />

things considered, he ought to gobble up whatever chocolate he can get his sticky, stocky fingers on.<br />

55 Unlike the example which Aristotle presents in the preceding paragraph (1147a29), which includes<br />

the principle "Everything sweet must be tasted" (pantos glukeos geuesthai dei). This principle has the force<br />

<strong>of</strong> an all-things-considered judgment. It is the principle <strong>of</strong> a chocolate sybarite.<br />

56 <strong>Aristotle's</strong> distinction in De Motu Animalium 701a23-25 between the premise <strong>of</strong> the "good" (dia tou<br />

agathou) and the premise <strong>of</strong> the "possible" (dia tou dunatou) applies to all types <strong>of</strong> practical syllogism, and<br />

maps the same distinction as the "universal" - "particular" distinction which Aristotle relies on in the EN.<br />

By a "premise <strong>of</strong> the good" he does not just refer to the major premise which is an all-things-considered<br />

judgment. (i.e. a belief abut what is good on the whole). As he points out (700b28-29), "that for the sake <strong>of</strong><br />

which" we act is always presented to us in the guise <strong>of</strong> the good, and since pleasure is an apparent good, a<br />

major premise that mentions pleasure as a feature <strong>of</strong> some object, e.g. "all sweets are pleasant", therefore<br />

counts as a premise <strong>of</strong> the good.<br />

57 Aristotle proposes a mental exercise: just like first-strike ticklers brace themselves before a<br />

counterattack, we should brace ourselves against weakness: "For some people are like those who do not get<br />

tickled themselves if they tickle someone else first; if they see and notice something in advance, and rouse<br />

themselves and their rational calculation, they are not overcome by feelings, no matter whether something<br />

is pleasant or painful" (EN 1150b22-25). <strong>The</strong>re are mental prophylactics; ways to focus one's attention<br />

away from aspects <strong>of</strong> a situation that tend to trigger unwanted behavior.<br />

17


Suppose, then, that someone has the universal belief hindering him from tasting; he has<br />

the second belief, that everything sweet is pleasant and this is sweet, and this belief is<br />

active (energei); but it turns out that appetite is present in him. <strong>The</strong> belief, then, [that is<br />

formed from the previous two beliefs] tells him to avoid this, but appetite (epithumia)<br />

leads him on, since it is capable <strong>of</strong> moving each <strong>of</strong> the [bodily] parts (EN 1147a31-35).<br />

Again, appetite is not represented as a universal all-things-considered judgment <strong>of</strong> the kind that makes up<br />

the major premise <strong>of</strong> the syllogism <strong>of</strong> reason. It enters from "outside" the agent's deliberations about what<br />

is best. <strong>The</strong> incontinent agent would not endorse the principle "everything sweet ought to be tasted" as a<br />

part <strong>of</strong> his explicit deliberation. It is furthermore clear from <strong>Aristotle's</strong> description that the incontinent man<br />

has reached a decision not to eat this particular sweet, the conflict is between the dictate <strong>of</strong> reason ("don't<br />

taste") and the impulse <strong>of</strong> appetite. Even so, Aristotle thinks both that there is some kind <strong>of</strong> cognitive<br />

deficiency underlying the incontinent agent’s failure to stand by his decision and that "in a way, reason and<br />

belief make him act incontinently" (1147b1-2). Why does he think that reason and belief "in a way" (pôs)<br />

make him act incontinently? Because the second belief "this is sweet" awakens his appetite, and this<br />

particular belief is contrary to the correct reason ("Don't taste this") not in itself (kath‘hautên), but<br />

coincidentally (kata sumbebêkos). That is, while there is no real contradiction between holding both "this is<br />

sweet" and "Don‘t taste this" to be true at the same time, the incontinent attaches the "minor" premise to the<br />

wrong major premise, namely "Everything sweet is pleasant". Because "This is sweet" is permitted to<br />

become active relative to this major premise, it is the cause <strong>of</strong> an appetite that runs contrary to right<br />

reason—the conclusion <strong>of</strong> the good syllogism. Aristotle, then, conceives <strong>of</strong> the real conflict as a conflict<br />

between two desires, the appetitive desire and the decision, and since decision is the product <strong>of</strong> a judgment<br />

<strong>of</strong> reason based on deliberation about what is best, it is also a conflict between appetite and reason --<br />

precisely the kind <strong>of</strong> conflict that Hume denies is possible. <strong>The</strong> conflict is a conflict between desires <strong>of</strong><br />

different kinds. In EN I, 13, 1102b21, Aristotle writes that the incontinent has "impulses (hormai) in<br />

contrary directions". <strong>The</strong> conflict is not simply a conflict between an evaluative judgment and an appetite.<br />

For the evaluative judgment produces a desire – the decision. And the decision, although it is an impulse in<br />

the right direction, is defeated.<br />

How, then, does this explanation relate to Aristotle’s insistence that there is an epistemic error involved in<br />

cases <strong>of</strong> akrasia? Having laid out the explanation above, Aristotle immediately asks: "How is the ignorance<br />

resolved, so that the incontinent person recovers his knowledge?" (1147b6-7). His answer is cryptic, but<br />

ultimately intelligible: "Since the last premise (teleutaia protasis) is a belief about something perceptible,<br />

and controls action, this is what the incontinent does not have when he is being affected. Or [rather], the<br />

way he has it is not knowledge <strong>of</strong> it, but, as we saw, [merely] saying the words, as the drunk says the words<br />

<strong>of</strong> Empedocles" (1147b9-12). If the reconstruction above is correct, and the minor premise is identical for<br />

both the "good" and the "bad" syllogism, the agent merely “says the words” because he does not connect<br />

the minor premise only to the right major premise, but lets it be dragged <strong>of</strong>f where it does not belong. He<br />

has one thought too many. And having one thought too many is a cognitive deficiency: it reveals that the<br />

agent is not attending to his knowledge. As Socrates taught Aristotle, exercising one’s capacity for<br />

knowledge requires the ability to give an account, and that requires the ability to see how one’s convictions<br />

hang together. Having and attending to one’s practical knowledge requires making only the right judgment,<br />

and not mixing in considerations where they do not belong. A mathematician who makes a valid deduction<br />

from true premises and then goes on to misapply some <strong>of</strong> these premises elsewhere does not really know<br />

his premises.<br />

Aristotle takes strong affections (pathê) to be the ultimate cause <strong>of</strong> the akratic's failure: “For spirited<br />

reactions, sexual appetites, and some conditions <strong>of</strong> this sort clearly [both disturb knowledge and] disturb<br />

the body as well, and even cause fits <strong>of</strong> madness in some people” (1147a15-17). To move from Dahl’s<br />

innocent children’s story to a slightly less innocent story: When Humbert Humbert seizes up the recently<br />

orphaned Lolita, he sees a thirteen-year-old girl in need <strong>of</strong> a protector. “Here’s a thirteen year old orphan<br />

girl”, Humbert thinks to himself: “I should protect her” (an enthymeme). But Lolita’s vulnerability, the<br />

reason he should protect her, also awakens his dormant sexual desire for nymphettes. We may say that<br />

Humbert, due to his desire for young nymphettes has one thought too many in the course <strong>of</strong> reaching the<br />

right conclusion, “I should protect her”. By thinking about the right thing to do, Humbert ends up with a<br />

18


desire – a stronger desire, it turns out – for the wrong course <strong>of</strong> action. His train arrives at the right station,<br />

but then moves beyond it due to his sexual desire. Drawing on a distinction from EN III, 1, Aristotle can<br />

argue that ignorance <strong>of</strong> good and bad is not the ultimate cause <strong>of</strong> the wrongdoing, nor is ignorance <strong>of</strong> e.g.<br />

the minor premise that "this is sweet" the ultimate cause. After all, the agent’s attention to the minor<br />

premise is what awakens his desire. Rather, the presence <strong>of</strong> strong affections makes the agent act in<br />

ignorance: "Action caused by ignorance would seem to be different from action done in ignorance. For if<br />

the agent is drunk or angry, his actions seems to be caused by drunkenness or anger, not by ignorance,<br />

though it is done in ignorance, not in knowledge" (1110b24-27) 58 .<br />

Aristotle concludes his phusikôs explanation <strong>of</strong> akrasia by noting that the result Socrates was looking for<br />

would seem to come about, as what is dragged around because the incontinent is affected is not knowledge<br />

strictly speaking (epistêmê), but perception. 59 Because he fails to connect the minor premise to only the<br />

right major premise, the incontinent agent's knowledge <strong>of</strong> good and bad is not really dragged around by<br />

passion. For knowledge <strong>of</strong> the minor premise ("This is sweet") does not amount to knowledge in the full<br />

extent (kuriôs epistême), but rather perceptual knowledge (tês aisthêtikês) (EN 1147b13-17). 60 This<br />

58 In this context, Aristotle speaks <strong>of</strong> the drunken man (ho methuôn), not the tipsy one. But I think his<br />

reasoning applies to the tipsy man as well, if tipsiness is the pathos that makes him inattentive. <strong>The</strong> angry<br />

man (ho orgizomenos) need not be furious; he could just be annoyed. It's frequently noted that Aristotle<br />

denies that ignorance caused by drunkenness is a valid plea for mercy: he seconds the policy according to<br />

which wrongdoing committed under the influence justifies double penalties: "Indeed, legislators also<br />

impose corrective treatments for the ignorance itself, if the agent seems to be responsible for the ignorance.<br />

A drunk, for instance, pays a double penalty; for the principle is in him, since he controls whether he gets<br />

drunk, and his getting drunk causes his ignorance. <strong>The</strong>y also impose corrective treatment on someone who<br />

[does a vicious action] in ignorance <strong>of</strong> law that he is required to know and that is not hard [to know]. And<br />

they impose it in other cases likewise for any other ignorance that seems to be caused by agent’s<br />

inattention; they assume it is up to him not to be ignorant, since he controls whether he pays attention. But<br />

presumably he is the sort <strong>of</strong> person who is inattentive. Still, he is himself responsible for becoming this sort<br />

<strong>of</strong> person, because he has lived carelessly" (EN III, 5, 1113b30-1114a5). <strong>The</strong> incontinent, just as the tipsy,<br />

person would seem to be inattentive.<br />

59 His emphasis that the failure is perceptual explains his appeal to sleepers earlier on in the chapter. For in<br />

De Insomniis, 1 (454a1-6) we learn that being awake is "the exercise <strong>of</strong> sense-perception", and that sleep is<br />

the contrary <strong>of</strong> this.<br />

60 An alternative reconstruction <strong>of</strong> the agent's deliberations from the time he starts deliberating, through<br />

the time he makes his decision, to the time he abandons his decision and acts incontinently, is the<br />

following, the core <strong>of</strong> which has been suggested by C. C. W. Taylor. Aristotle nowhere spells out the exact<br />

form <strong>of</strong> the premises <strong>of</strong> the syllogism <strong>of</strong> reason, and so we may think that those premises do not mention<br />

sweetness at all:<br />

(1) Nothing unhealthy ought to be tasted (4) Everything sweet is pleasant<br />

(2) This is unhealthy (5) This is sweet<br />

(3) So, this should not be tasted Appetite enters:<br />

<strong>The</strong> agent incontinently eats<br />

<strong>The</strong> agent no longer pays attention to premise (2) and presumably not to the conclusion (3) when he<br />

proceeds to think that everything sweet is pleasant and this is sweet. At the time <strong>of</strong> action, (2) and (3) are<br />

no longer active, while (4) and (5) are. After he has devoured the sweet, the agent’s inattention disappears,<br />

he again pays attention to (2), reiterates the "good syllogism", and consequently regrets what he has done.<br />

Unlike the Cornell reconstruction, Taylor's model does not assume that the two syllogisms have any<br />

premises in common. This reconstruction has one supposed advantage over the Cornell model: the agent's<br />

ignorance <strong>of</strong> the minor premise may be complete neglect <strong>of</strong> it, not just the failure to exercise knowledge by<br />

using a premise where it does not belong. A drawback is that "health" is never mentioned as a consideration<br />

in the context <strong>of</strong> <strong>Aristotle's</strong> argument. Furthermore, the Cornell model permits us to explain in a<br />

straightforward way why the agent's deliberation goes astray: perceiving that "This is sweet" as part <strong>of</strong> the<br />

virtuous deliberation can in itself awaken the incontinent agent's latent appetites. Taylor's model, with<br />

different minor premises, does not.<br />

19


acknowledgement importantly does not imply that <strong>Aristotle's</strong> explanation <strong>of</strong> akrasia conforms to Socrates'<br />

debunking account, since Socrates' position is that the agent's ignorance about good or bad -- captured by<br />

the major premise in the Aristotelian syllogism -- is the cause <strong>of</strong> his wrongdoing. Aristotle permits that an<br />

agent can know what is better and worse, and still fail to act on this knowledge due to inattention. What he<br />

does not permit is that an agent may have all and only the right inferential connections present-in-mind,<br />

have made the right decision, and still fail to carry it out because he is overcome by contrary appetites.<br />

Appetites cause incontinent episodes by skewing the agent’s appreciation <strong>of</strong> the particulars <strong>of</strong> her<br />

circumstances.<br />

Now, if it is possible to act incontinently, due to the breakdown <strong>of</strong> inferential connections due to passion,<br />

we may want to puzzle over the following description <strong>of</strong> the relationship between concluding a practical<br />

syllogism and acting. Immediately before depicting the two syllogisms, Aristotle makes the following<br />

observation:<br />

[O]ne belief is universal (katholou doxa); the other is about particulars (peri tôn<br />

kath'hekasta), and because they are particulars, perception (aisthêsis) controls them. And<br />

in the cases where these two beliefs result in one belief (mia genêtai), it is necessary, in<br />

one case, for the soul to affirm (phanai) what has been concluded, but in the case <strong>of</strong><br />

beliefs about production, to act at once on what has been concluded. If for instance<br />

everything sweet must be tasted, and this, some one particular thing, is sweet, it is<br />

necessary for someone who is able and unhindered (ton dunamenon kai mê kôlumenon)<br />

also to act on this at the same time (hama touto kai prattein) (EN 1147a25-31). 61<br />

This description seems to imply that making an inference about what one should do necessitates the<br />

corresponding action. <strong>The</strong>re is an analogy between the necessary relationship between the premises and<br />

conclusions <strong>of</strong> a theoretical syllogism and the relationship between reasons for acting and action.<br />

On the basis <strong>of</strong> a similar section in De Motu Animalium 701a and following, some critics have even been<br />

led to attribute to Aristotle the fantastic theory that the conclusion <strong>of</strong> a piece <strong>of</strong> practical reasoning is an<br />

action. But on the most obvious reading, this is a mistake. <strong>The</strong> passage I just quoted fortunately does not<br />

support this interpretation. Aristotle clearly distinguishes between drawing the conclusion and acting on it.<br />

<strong>The</strong> thing the agent must "also act on" is, I take it, the content <strong>of</strong> the conclusion <strong>of</strong> his deliberation ("to<br />

sumperanthen"). In this case, "This should be tasted". This indicates that in the Ethics, at least, Aristotle<br />

does not identify the conclusion <strong>of</strong> a practical syllogism with the action that the agent has chosen to<br />

perform. That which has been concluded is rather the content <strong>of</strong> a doxa, or a belief, and the belief that "I<br />

should !" is not identical to the action I will perform if I act in accordance with my convictions, namely a<br />

token !-type action. A further piece <strong>of</strong> evidence that in the Nicomachean Ethics, the conclusion <strong>of</strong><br />

deliberation is not identical to the action is <strong>Aristotle's</strong> reference to "two beliefs resulting in one" ("mia").<br />

<strong>The</strong> feminine numeral "mia" has "doxa" as its antecedent: what has been concluded when I complete a<br />

practical syllogism is not the action I decide to perform, but that I should perform this action. And this is a<br />

belief. 62 Even without addressing the intricacies <strong>of</strong> the Greek, it is a puzzle <strong>of</strong> the identity-thesis ("the<br />

conclusion is the action") how the agent comes to "syllogize" or "put together" the two beliefs in the first<br />

place, if not by drawing the conclusion that the premises jointly entail. After all, it is necessary that the<br />

agent see what follows from the premises. Without seeing what the premises entail, the agent would simply<br />

not have a motive to perform the action that the premises jointly give him a reason to perform 63 .<br />

61 I take "hama" to mean that action is "immediate", in the sense that nothing else is needed. This<br />

coheres with <strong>Aristotle's</strong> description <strong>of</strong> decision as the efficient cause <strong>of</strong> action (1139a31).<br />

62 See J. M. Cooper, Reason and Human Good in Aristotle (Cambridge, Mass.: Harvard University<br />

Press, 1975) p. 48 n. 61; M. Nussbaum, "Practical Syllogisms and Practical Science", in <strong>Aristotle's</strong> De<br />

Motu Animalium (Princeton, NJ: Princeton University Press, 1978), p. 204, n. 50. D. Charles (unpublished<br />

manuscript on NE/EE VII, 3) has argued that rather than "doxa", "mia" has "protasis" as antecedent, and<br />

uses this to conclude that "protasis" may refer to the conclusion <strong>of</strong> the syllogism. "Teleutaia protasis" thus<br />

means "final proposition".<br />

63 Philip Clark is, in his own words, "one <strong>of</strong> few philosophers willing to follow <strong>Aristotle's</strong> lead in<br />

thinking that the conclusion <strong>of</strong> a piece <strong>of</strong> practical reasoning is an action" ("<strong>The</strong> Action as Conclusion",<br />

20


Many commentators have been embarrassed by <strong>Aristotle's</strong> insistence that the premises <strong>of</strong> a practical<br />

syllogism "necessitate" the action which the conclusion picks out. <strong>The</strong> embarrassment is exacerbated by the<br />

fact that Aristotle adds a conspicuous qualification to the claim that it is "necessary" to act on "what has<br />

been concluded". If you are capable, and not prevented from acting, you will act. If judging that one ought<br />

to stay away from x is sufficient to motivate the agent to stay away from x, how can the judgment also be<br />

overridden? What are we to make <strong>of</strong> his claim that it is necessary to act, at once, on what has been<br />

concluded, for anyone who is able and unhindered? <strong>The</strong> first reaction may be to ask, well, is it necessary or<br />

is it not? In the following section, I attempt to give credence to <strong>Aristotle's</strong> "necessity-with-qualifications"<br />

theory <strong>of</strong> the motive power <strong>of</strong> decision.<br />

Internalist Interlude: Practical Judgment and Motivation<br />

In order to see how Aristotle can navigate these choppy waters, it will be helpful to distinguish between<br />

two <strong>concept</strong>ions <strong>of</strong> motivational internalism, captured by a strong and a weak thesis. <strong>The</strong> problem this<br />

distinction will help us sort out is this: Given that Aristotle accepts the possibility <strong>of</strong> practical irrationality,<br />

how can he be an internalist about the motivating power <strong>of</strong> the all things considered-judgments? I will<br />

defend the weak thesis as an adequate formulation <strong>of</strong> internalism, and argue that Aristotle can think <strong>of</strong><br />

decisions as intrinsically motivational although they don't always lead to action.<br />

<strong>The</strong> terms "internalism" and "externalism", in circulation for half a century, are currently in a state <strong>of</strong><br />

semantic flux. 64 Rather than attempt to capture some uncontroversial "core" meaning <strong>of</strong> the terms -- an<br />

impossible task, I suspect -- I will simply stipulate the weak and strong sense <strong>of</strong> "motivational internalism".<br />

My stipulations owe their inspiration to Michael Smith's definitions <strong>of</strong> strong and weak internalism in <strong>The</strong><br />

Moral Problem. 65 According to Smith, proponents <strong>of</strong> strong internalism hold that it is a <strong>concept</strong>ual truth<br />

that if an agent judges that it is right for her to ! in circumstances C, then she is motivated to ! in<br />

circumstances C. 66 But the expression "having a motive to ! in circumstances C" has fuzzy boundaries.<br />

After all, I can be somewhat motivated to ! in C, while still being more motivated not to ! in C. If judging<br />

that it is right for me to ! in circumstances C just makes me somewhat inclined to ! in circumstances C, but<br />

never sufficiently motivated to cause me to ! in C, it seems that the internalist will have to give up a very<br />

appealing type <strong>of</strong> reasons-explanation: citing the agent's judgment won't suffice as an explanation <strong>of</strong> why<br />

she !ed in C when that is what she did. Part <strong>of</strong> the appeal <strong>of</strong> internalism about practical judgment is, I take<br />

it, that it allows us, in circumstances to be specified shortly, to explain the agent's actions by citing her<br />

judgments about what she should do.<br />

On my preferred interpretation, then, the strong thesis states that:<br />

(1) If an agent judges that she should ! in circumstances C, she will ! in circumstances C, unless she is<br />

prevented by external obstacles.<br />

Canadian Journal <strong>of</strong> Philosophy vol. 31, 4 (2001), pp. 481-506. Whatever the philosophical merits <strong>of</strong> this<br />

theory are thought to be, the theory does not obviously have an Aristotelian pedigree, for the reasons I have<br />

canvassed above.<br />

64<br />

It is, I take it, an uncontroversial fact that Aristotle is an externalist about reasons for action. An<br />

agent may have good reasons to ! in circumstances C without actually desiring to ! in circumstances C.<br />

For she may lack the true belief that !-ing in C is in her own best interest. <strong>The</strong> function-argument<br />

underwrites this interpretation. <strong>The</strong> question about what is the highest good for any agent can be answered<br />

objectively, Aristotle submits, and so, therefore, can questions about what any agent ought to do. I'll leave<br />

this intriguing aspect <strong>of</strong> <strong>Aristotle's</strong> ethics to the side.<br />

65<br />

M. Smith, "<strong>The</strong> Externalist Challenge", chapter 3 in his <strong>The</strong> Moral Problem (Oxford: Blackwell<br />

Publishers, 1994), p. 61.<br />

66<br />

<strong>The</strong> idea behind the strong thesis is that there is a <strong>concept</strong>ual connection between judging that<br />

something is right and being motivated to pursue it. I deny that the connection is <strong>concept</strong>ual. Thus, the fact<br />

that the agent is sufficiently motivated to ! in circumstances C does not follow logically from the fact that<br />

she has judged that she ought to. <strong>The</strong> connection is causal.<br />

21


In other words, according to the suitably fleshed out "strong" formulation <strong>of</strong> the idea behind motivational<br />

internalism, only non-psychological obstacles may prevent the agent from !-ing in C if she judges that she<br />

ought to -- shackles, flat tires, and other "acts <strong>of</strong> God". Absent such intervening causes, the agent will ! in<br />

C, since that is what she is motivated to do in virtue <strong>of</strong> her judgment. Unless she changes her mind, she will<br />

act. Adherents to the strong <strong>concept</strong>ion thus hold that the agent's practical judgment at t1 in each and every<br />

case disposes the agent to act as she thinks she should at t1. If she doesn't, no psychological account will<br />

ever explain why she didn't.<br />

This, I submit, is not the internal relation between judgment and motivation which Aristotle accepts. He<br />

accepts a weaker thesis. <strong>The</strong> weaker thesis does not place such stringent demands on the connection<br />

between practical judgment and motivation to act. While preserving the internal connection between the<br />

two, the weaker <strong>concept</strong>ion nevertheless allows that psychological states -- i.e. desire-states that are not the<br />

product <strong>of</strong> practical all-things considered judgments -- may intervene and sway the agent's will contrary to<br />

her judgment. <strong>The</strong> weaker thesis thus requires its adherents to hold that the possibility <strong>of</strong> practical<br />

irrationality -- including akrasia -- does not rule out a full-blooded internalist position. We may present the<br />

weaker thesis as a conditional with a disjunctive consequent 67 :<br />

(2) If an agent judges that she should ! in circumstances C, then, unless she is prevented by external<br />

obstacles, either she will ! in circumstances C, or she is practically irrational.<br />

If the agent fails to act in accordance with her judgment, and there are no external obstacles, we must be<br />

able to explain her behavior in terms <strong>of</strong> practical irrationality -- which is not to say, I hasten to add, that her<br />

action is beyond our comprehension in principle, in which case the weaker thesis would be a cop-out. <strong>The</strong><br />

second, but not the first expression <strong>of</strong> the idea behind internalism allows that the relation between practical<br />

judgment and motivation is a defeasible one. Internal obstacles, such as irrational desires, cravings, fears<br />

and proclivities may prevent the agent from acting on her considered judgment.<br />

Why should the externalist permit the internalist to conceive <strong>of</strong> the relationship between practical judgment<br />

and motivation as a defeasible one? Isn't the possibility <strong>of</strong> practical irrationality the major piece <strong>of</strong> evidence<br />

in the case against internalism? Many have thought so. 68 To see why we’re justified in thinking that the<br />

weaker thesis is a legitimate formulation <strong>of</strong> the internalist position, it helps to consider an argument from<br />

physics. Consider the following arguments about the dispositions <strong>of</strong> matches, which Robert Brandom<br />

presents in his Articulating Reasons 69 :<br />

1. If I strike this dry, well-made match, then it will light (p-->q)<br />

2. If p and the match is in a very strong electromagnetic field, then it will not light (p & r --> - q)<br />

3. If p and r and the match is in a Faraday cage, then it will light (p & r & s --> q)<br />

4. If p and r and s and the room is evacuated <strong>of</strong> oxygen, then it will not light (p & r & s & t---> - q)<br />

In this case, as Brandom points out, the relationship between p and q is defeasible -- the addition <strong>of</strong> further<br />

premises leads the conclusion to oscillate from q to not-q. <strong>The</strong> inference in 1 is "non-monotonic" --<br />

although q follows from p, q does not follow from p and r. <strong>The</strong> addition <strong>of</strong> another premise unsettles the<br />

inference. Perhaps the denial <strong>of</strong> all possible unsettling conditions is tacitly presupposed in 1. and 3. But<br />

trying to cash this thought out appears to reduce the expression <strong>of</strong> the relationship between p and q to<br />

67 Again, following Smith, <strong>The</strong> Moral Problem.<br />

68 Bernard Williams is a notable exception, see his "Internal and external reasons", reprinted in his Moral<br />

Luck (Cambridge: Cambridge University Press, 1981), p. 107. While defending internalism, Jonathan<br />

Dancy grants that the existence <strong>of</strong> akrasia is a major stumbling block for internalists (Jonathan Dancy,<br />

Moral Reasons (Oxford: Blackwell Publishers, 1993). But Dancy argues, convincingly to my mind, that the<br />

internalist has the resources to accommodate the existence <strong>of</strong> akrasia and other forms <strong>of</strong> practical<br />

irrationality -- such as the depressive's failure to act as he thinks he ought.<br />

69 R. B. Brandom, Articulating Reasons: An Introduction to Inferentialism (Cambridge, Mass.: Harvard<br />

University Press, 2000), p. 88.<br />

22


vacuity -- q follows from p except in the cases where conditions that prevent q from following from p<br />

obtain. Adding a ceteris paribus-clause to make the inference monotonic will yield a Pyrrhic victory,<br />

Brandom argues. He therefore enjoins us not to treat a ceteris paribus-clause as a panacea, "a deus ex<br />

machina that magically removes the non-monotonicity" 70 : the ceteris paribus-clause rather signals that the<br />

inference is non-monotonic. Similarly, it won’t do for the internalist to claim that agents are always<br />

motivated to act in the way they judge they ought to act, all things considered, unless for some reason they<br />

aren’t. That won't save the strong formulation <strong>of</strong> internalism, since it reduces the formulation to a truism -<br />

"either the agent is motivated to act in accordance with her judgment or she isn't". <strong>The</strong> list <strong>of</strong> defeaters must<br />

be finite.<br />

Inferences about an agent's particular practical judgments and her motivation are non-monotonic. My claim<br />

is that conceding this point does not threaten internalism. We can see why this is so by considering the<br />

following inferences about the motivational efficacy <strong>of</strong> my practical judgment in different psychological<br />

environments:<br />

1. If an agent judges that she should ! in C then she will be motivated to ! in C (p -->q)<br />

2. If she judges that she should ! in C, but she is tempted by the sensuous gratification <strong>of</strong> not !-ing, then<br />

she will not be motivated to ! in C (p & r --> - q)<br />

3. If she judges that she should ! in C, and she is tempted by the sensuous gratification <strong>of</strong> not !-ing, but she<br />

has developed a psychological skill which permits her to deflect such temptations when they arise, for<br />

instance some cognitive technique, then she will be motivated to ! in C ( p & r & s --> q)<br />

And so on.<br />

Let us assume that the agent's judgment about what she ought to do in my example corresponds to the<br />

match in Brandom’s example. <strong>The</strong> agent's wayward desires are like the strong electromagnetic field, while<br />

the focusing technique functions as a psychological Faraday cage. What the agent will be motivated to do<br />

depends on her practical judgment. But the presence <strong>of</strong> intervening psychological states may override this<br />

motivation. To put the point in slightly different terms, the general propensity <strong>of</strong> all-things-considered<br />

judgments to provide a motive for action may be "masked". Just as we can predict the course <strong>of</strong> two billiard<br />

balls that collide on a table on the assumption that there is no third ball in play, we can predict how an<br />

agent will act on the basis <strong>of</strong> her practical judgment on the assumption that she is not practically irrational.<br />

At this point, I think we are entitled to at least a comparative thesis: the claim that practical judgments<br />

motivate is no more undermined by the existence <strong>of</strong> akrasia than the claim that dry, well-made matches<br />

light when struck is undermined by the existence <strong>of</strong> electromagnetic fields. Both claims concern defeasible<br />

relations. <strong>The</strong> existence <strong>of</strong> motivational states internal to the agent which prevent the agent from acting on<br />

her practical judgment -- sudden anger, wayward passions, psychological compulsions or other proclivities<br />

does not by itself imply that there is no internal connection between practical judgment and motivation.<br />

Perhaps one might object that the general truth that practical judgments motivate, ceteris paribus, does not<br />

permit us to make any inferences about the motivational consequences <strong>of</strong> a particular agent's practical<br />

judgments. If I know that the agent is weak-willed -- <strong>of</strong> the Augustus Gloop-type -- and I know that he is<br />

touring Willy Wonka's chocolate factory, I may want to doubt whether his judgment about what he ought to<br />

do, all things considered, will prevent him from tasting. But the reason we hesitate before inferring that<br />

Augustus will abstain is not that practical judgments don't motivate, but our knowledge <strong>of</strong> Augustus'<br />

appetite. We suspect that his judgment will be prevented from manifesting its effect. We make inferences<br />

to the next case with a proviso, just as we do in the matchstick-case: when I judge that "if I strike this dry,<br />

well-made match it will light", I assume that the match is not in a very strong electromagnetic field. That, I<br />

hasten to add, does not make the presupposition part <strong>of</strong> the premises <strong>of</strong> the inference -- for the list <strong>of</strong><br />

potential defeaters would be infinitely long, and hence I could never reach my conclusion since the number<br />

<strong>of</strong> absent conditions cited in the premises would be endless. <strong>The</strong>re is a lesson to be learned here about the<br />

putative "causal contribution" <strong>of</strong> absences: it is nil. As D. M. Armstrong writes, "omissions and so forth are<br />

not part <strong>of</strong> the real driving force in nature. Every causal situation develops as it does as a result <strong>of</strong> the<br />

70 Brandom, Articulating Reasons, pp. 88-89.<br />

23


presence <strong>of</strong> positive factors alone". 71 <strong>The</strong>re is thus an explanatory asymmetry between the absence <strong>of</strong><br />

preventing causes and the presence <strong>of</strong> preventing causes. <strong>The</strong> absence <strong>of</strong> preventing causes plays no role in<br />

explanations, while the presence <strong>of</strong> preventing causes does. <strong>The</strong> only time one might want to mention the<br />

absence <strong>of</strong> preventing causes in an explanation are the cases where there is reason to suspect that there may<br />

be some in effect. But the function <strong>of</strong> citing absent preventive causes is to allay a fear that we may have, or<br />

that the person we're presenting the explanation to may have. <strong>The</strong> function <strong>of</strong> mentioning the absence <strong>of</strong><br />

preventing causes is not mentioning a contributing cause -- a cause which somehow causally helped bring<br />

about the effect. 72<br />

Aristotle, then, is in his full right when he holds that the judgment "I should ! in circumstances C" suffices<br />

to motivate the agent to act accordingly unless she is hindered by external forces or practical irrationality. If<br />

Augustus, the weak-willed boy, fails to act as he thinks he should, it does not show that practical judgments<br />

are impotent. <strong>The</strong>re is no need to go looking for additional desires to unveil the "real" motive force behind<br />

our decisions, or the real motive force which makes decisions effective. <strong>Decision</strong>s are effective in the<br />

absence <strong>of</strong> intervening causes. That's how they "necessitate" action. I will therefore venture a wild<br />

conjecture: <strong>Aristotle's</strong> talk <strong>of</strong> necessitation is really disguised talk <strong>of</strong> causes. His claim is that decisions are<br />

sufficient causes <strong>of</strong> action.<br />

Brad Inwood on Aristotelian <strong>Decision</strong> and Stoic Assent<br />

I am not about to launch a full-scale defense <strong>of</strong> internalism in this paper. That would be a tremendously<br />

challenging task. My objective up to this point has been to forestall an objection that is likely to arise in<br />

discussions <strong>of</strong> <strong>Aristotle's</strong> theory <strong>of</strong> action, in casu, his theory <strong>of</strong> deliberate decision. Aristotle takes the<br />

existence <strong>of</strong> irrational behaviour at face value -- as a phenomenon to be explained rather than eliminated<br />

from our psychological theories. How, then, can he think that practical judgments motivate? My aim has<br />

been to give credence to the thought that it is an entirely consistent position to be an internalist about<br />

practical judgment, but nevertheless grant the possibility <strong>of</strong> practical irrationality, in particular, the<br />

possibility <strong>of</strong> akrasia.<br />

71 D. M. Armstrong, "<strong>The</strong> Open Door: Counterfactual versus Singularist <strong>The</strong>ories <strong>of</strong> Causation" in H.<br />

Sankey (ed.) Causation and Laws <strong>of</strong> Nature (Dordrecht: Kluwer Academic Press, 1999), pp. 175-185; 177.<br />

Thus, I side with those who think that ordinary ways <strong>of</strong> speaking sometimes distort the true causes at work<br />

in nature. Claims like "His failure to turn <strong>of</strong>f the faucet caused the tub to run over" and "Lack <strong>of</strong> antibiotics<br />

caused the patient's death" don't single out the true cause <strong>of</strong> death or flooding. <strong>The</strong> true cause <strong>of</strong> death was<br />

not the lack <strong>of</strong> antibiotics, but the bacterial infection -- an infection which would have been stopped if the<br />

patient had been treated with antibiotics. Similarly, the true cause <strong>of</strong> the tub's running over is the water<br />

which kept pouring from the open tap -- not the agent's failure to turn the water <strong>of</strong>f. It is all too easy to infer<br />

that causation by absence is a real phenomenon if one fails to distinguish between possible preventers and<br />

real causes. Preventers work by blocking an effect which would otherwise have been manifest. Preventers<br />

can, moreover, be blocked by what Armstrong elegantly calls "meta-preventers". In Brandom's example<br />

and in my motivational example, the Faraday cage and the focusing technique both function as metapreventers:<br />

they block the effect <strong>of</strong> a preventer. My position on causation by absence importantly does not<br />

entail that omissions are morally innocent. We can be held responsible and reasonably be praised or blamed<br />

for what we do as well as for what we don't do; for what we cause as well as for what we fail to cause. <strong>The</strong><br />

excuse "I didn't do nothing" sometimes points to a moral shortcoming rather than an excusing<br />

circumstance.<br />

72 Again, someone may object that "I helped bring it about that the house burned down" by failing to call<br />

the fire department when I noticed the fire. Granted, I can certainly be blamed for failing to prevent the fire<br />

from developing. But my inaction did not contribute causally to the house's burning down. My moral<br />

failure is omitting to prevent the fire from developing. <strong>The</strong> house burned down because <strong>of</strong> the presence <strong>of</strong> a<br />

flame, oxygen, flammable material etc.<br />

24


Aristotle’s analysis <strong>of</strong> akrasia has led some commentators to deny that Aristotle conceived <strong>of</strong> decisions as<br />

both intrinsically motivational and as the result <strong>of</strong> judgments about what one ought to do. 73 <strong>The</strong>ir inference,<br />

in a nutshell, runs as follows: "If it is possible to act contrary to one’s prohairesis, then either (a) it takes<br />

something more than a decision to be motivated to act (the decision is not intrinsically motivational) or (b)<br />

a decision cannot be the result <strong>of</strong> a practical judgment". One critic, Brad Inwood, appears to fall down on<br />

alternative (b), and proposes a theory <strong>of</strong> Aristotelian decision according to which deciding is issuing a selfdirected<br />

command. 74 Inwood is presumably influenced by R. M. Hare when he wants to attribute a view <strong>of</strong><br />

decision as a self-directed command to Aristotle. 75 Hare maintains that whoever sincerely assents to a<br />

judgment that he ought to ! in C thereby sincerely assents to a self-directed command "Let me ! in C!",<br />

and he holds that it is tautologous that "we cannot sincerely assent to a command addressed to ourselves<br />

and at the same time not perform it, if now is the occasion for performing it, and it is in our (physical and<br />

psychological) power to do so". 76 I believe Alfred Mele states the obvious when he complains that "not<br />

only is the latter claim not tautologuous, it is false". 77 My aim in the present section will be to explain first,<br />

why Inwood's imperatives-interpretation <strong>of</strong> <strong>Aristotle's</strong> <strong>concept</strong>ion <strong>of</strong> decision does not solve any problems<br />

that cannot be solved on the judgment-model I have presupposed, and second, to show that what Aristotle<br />

has to say about decision gives us reason to infer that deciding just is judging that one ought to ! in<br />

circumstances C, all things considered.<br />

In his landmark study Ethics and Human Action in early Stoicism (1985) Inwood rejects the view that I<br />

have been defending: that Aristotle conceives <strong>of</strong> decision as the product <strong>of</strong> the agent's assent to the<br />

proposition "I should ! in C". Inwood is sympathetic to <strong>Aristotle's</strong> theory <strong>of</strong> decision, but only after he has<br />

given it a thorough, and, I will argue, distorting overhaul.<br />

Inwood is convinced that <strong>Aristotle's</strong> "imperatival" model remedies certain blatant shortcomings in a Stoic<br />

intellectualist theory <strong>of</strong> decision. <strong>The</strong> Stoics, as we know, think <strong>of</strong> all desires as the product <strong>of</strong> a judgment<br />

<strong>of</strong> reason: by assenting to the presentation <strong>of</strong> something as to-be-chosen, reason has an impulse (hormê)<br />

towards that course <strong>of</strong> action. Unlike Aristotle, who explains incontinent action as the result <strong>of</strong> non-rational<br />

desires, the Stoics follow Socrates in thinking that we always act in accordance with our beliefs about what<br />

is best. What goes by the name <strong>of</strong> "passion" is nothing but erroneous judgments about what is worth<br />

pursuing or avoiding. As Plutarch puts the Stoics' view: "[P]assion is vicious and uncontrolled reason<br />

73<br />

I will discuss B. Inwood, Ethics and Human Action in Early Stoicism (Oxford: Clarendon Press,<br />

1985), pp. 61-62.<br />

74<br />

For the command-theory <strong>of</strong> decision, confer D. J. Allan, "<strong>Aristotle's</strong> Account <strong>of</strong> the Origin <strong>of</strong> Moral<br />

Principles", in R. Sorabji, M. Sch<strong>of</strong>ield, and J. Barnes (eds.), Articles on Aristotle: Ethics & Politics<br />

(London: Duckworth, 1977), pp 72-78: "Reason, then, can issue a command to the appetitive faculty; the<br />

words epitattei and keleuei are repeatedly used in this connexion. If this command is obeyed (but <strong>of</strong> course,<br />

there may be contrary forces at work), an actual desire for the good will ensue, and an end will have been<br />

established" (p.75). It's important to note that Allan, unlike Inwood, denies that command necessarily lead<br />

to action. Allan's command-theory is not introduced as in an attempt to remedy the putative shortcomings<br />

<strong>of</strong> a judgment model in explaining how reason motivates. That makes it philosophically more plausible that<br />

Inwood's theory.<br />

75<br />

Inwood (p. 16) argues that "Aristotle uses imperatival language in describing how action issues from a<br />

combination <strong>of</strong> desire and belief", and cites as evidence De Motu Animalium 701a32, where appetite says<br />

"poteon moi", and EN 1147a29, where "the motive force <strong>of</strong> desire is expressed with similar<br />

language":"pantos glukeos geuesthai dei". Furthermore, reason issues orders (keleuei, epitattei), Inwood<br />

notes. But note that 1147a29 is a dei + infinitive construction; in other words, what Aristotle says (and this<br />

isn't controversial) is: "everything sweet should be tasted". Appetite similarly says "I must drink". Inwood<br />

cites EN 1143a4-11 as another Nicomachean passage that supports the "imperatival" model. This is the<br />

passage where Aristotle discusses the distinction between sunesis and phronêsis. I return to it below. All in<br />

all, a more reasonable conclusion seems to be that Aristotle takes reason's orders to be <strong>of</strong> the form "I should<br />

do x", or, in the case <strong>of</strong> appetite, "I must do x" and that he takes such sentences to express true or false<br />

propositions (in the case <strong>of</strong> reason) or quasi-propositions (in the case <strong>of</strong> animal appetite).<br />

76<br />

R. M. Hare, Freedom and Reason (Oxford: Oxford University Press, 1963), p. 79.<br />

77<br />

A. R. Mele, Irrationality: An Essay on Akrasia, Self-Deception and Self-Control (Oxford: Oxford<br />

University Press, 1987), p. 20-21.<br />

25


which acquires vehemence and strength from bad and erroneous judgment". 78 <strong>The</strong> weak agent does not<br />

really do what people think he does, namely act contrary to a belief which he holds, and is aware <strong>of</strong><br />

holding, at the time <strong>of</strong> action. Instead, he changes his mind when the time to act approaches. This<br />

vacillation between beliefs about what is best occurs because he lacks knowledge <strong>of</strong> good and bad. While<br />

virtue is "consistent, firm and unchangeable reason", 79 vice is the vacillating reason. <strong>The</strong> incontinent agent<br />

suffers from weak assent.<br />

As psychological monists, the Stoics maintain that "the natural instrument <strong>of</strong> appetite and regret, or anger<br />

and fear, is the same part <strong>of</strong> soul (...)":<br />

For appetite and anger and fear and all such things are corrupt opinions and judgments,<br />

which do not arise about just one part <strong>of</strong> the soul but are the whole commanding-faculty's<br />

inclinations, yieldings, assents and impulses, and, quite generally, activities which change<br />

rapidly, just like children's fights, whose fury and intensity are volatile and transient<br />

owing to their weakness (On Moral Virtue, 446F-447A). 80<br />

This debunking account <strong>of</strong> motivational conflict presupposes that an agent necessarily acts in accordance<br />

with his evaluative judgments about what is best. What to the untrained eye appears to be a tug-<strong>of</strong>-war<br />

between different motivational considerations -- passion's "!ing is sweet" and reason's "you should not !" -<br />

- is really vacillation between different convictions about what should be done. This entails that for the<br />

Stoics, as for Socrates, weak akrasia is the result <strong>of</strong> ignorance about what is better and worse -- it is not<br />

possible to know that x is better than y, and still do y as a result <strong>of</strong> non-rational desires.<br />

How does Inwood conceive <strong>of</strong> the antecedents <strong>of</strong> action on the Stoic and the Aristotelian models? While<br />

our evidence suggests that the Stoics think that judgments motivate, Aristotle, according to Inwood,<br />

explicitly denies that practical judgments ever suffice to motivate the agent. Inwood's reason for drawing<br />

this contrast is that Aristotle accepts the possibility <strong>of</strong> akratic action. Inwood finds the Stoic idea that assent<br />

to the proposition that something should be done motivates the agent so implausible that he is motivated by<br />

charity to improve upon the Stoic theory. <strong>The</strong> only way to salvage the Stoic position, according to Inwood,<br />

is to attribute to them the view that each presentation <strong>of</strong> something as to-be-chosen is accompanied by two,<br />

and not just one, linguistic entities (lekta). One is a proposition, the other a self-directed imperative. We<br />

assent is to the proposition, but act on the imperative. 81 <strong>The</strong>re are no sources attesting to such a theory, but<br />

Inwood is nevertheless convinced that charity recommends this interpretation. Inwood's interpretive move,<br />

then, is to make the Stoic theory more plausible by supplementing the views found in our sources with what<br />

Inwood takes to be <strong>Aristotle's</strong> "imperatival" <strong>concept</strong>ion <strong>of</strong> motivation. We may attempt to clarify Inwood's<br />

move as follows: Let "I" be an internalist <strong>concept</strong>ion <strong>of</strong> the relationship between decision and motivation.<br />

Let "J" be the theory that decisions are the result <strong>of</strong> judgments about what one ought to do, and let "M" be<br />

the theory that decisions are the result <strong>of</strong> self-directed imperatives. Inwood thinks that Aristotle holds I and<br />

M, and that he rejects J. Inwood furthermore thinks that the Stoics hold I, and, on the face <strong>of</strong> it, J. He wants<br />

78 Plutarch, On Moral Virtue, 441D, quoted from A.A. Long and D. Sedley's translation <strong>The</strong> Hellenistic<br />

Philosophers, vol 1 (Cambridge: Cambridge University Press, 1987), p. 378, 61B.<br />

79 Plutarch, On Moral Virtue, 441D.<br />

80 That the inspiration for Stoic intellectualism and psychological monism is Socrates' argument in the<br />

Protagoras is, I think, uncontroversial. That is partly why it is illuminating to use Stoic views to interpret<br />

Socrates' own argument. Plutarch's "children's fight" simile is arguably a bit misleading. It intimates that<br />

there are several "homunculi" parties to the motivational conflict ("two children"), when in fact there is<br />

only one, a party, the hegemonikon, that cannot stick to his convictions. If we think <strong>of</strong> each quarrelling<br />

child as a weak conviction, not as a homunculus, the simile makes more sense. Both contestants are<br />

<strong>of</strong>fspring <strong>of</strong> the same parent: reason, but they never occur simultaneously. I quote Plutarch from A. A.<br />

Long and D. Sedley, <strong>The</strong> Hellenistic Philosophers, p. 412; 65G.<br />

81 As Inwood acknowledges, this is not a view that our sources attest to. But he consoles himself that<br />

"nothing stands in the way <strong>of</strong> the hypothesis that more than one lekton or even that lekta <strong>of</strong> different kinds<br />

accompany a single presentation". This absence <strong>of</strong> competing evidence is used as a license to attribute the<br />

theory to the Stoics "hypothetically" (Ethics and Human Action in Early Stoicism, p. 61).<br />

26


to show that they in fact hold M rather than J. This is how he attempts to salvage the Stoic's internalism<br />

from what he takes to be its prima facie implausibility -- the implausible claim that assenting to<br />

propositions can cause action.<br />

In her otherwise favorable review <strong>of</strong> Inwood’s book, Gisela Striker admits that she is unconvinced both by<br />

the purported problem and by Inwood's "solution" to it. 82 As Striker notes, why should issuing a selfdirected<br />

imperative have any more force than assenting to a proposition? As I hope to show, Striker is right<br />

both to be nonplussed by the purported problem and by Inwood's remedy. I will maintain, pace Inwood,<br />

first, that Aristotle does think that assent to the proposition that something is to be done is sufficient to<br />

motivate the agent, ceteris paribus. In other words, Aristotle holds J and I, just like the Stoics do on the<br />

most obvious reading <strong>of</strong> the extant sources. 83 Second, I will argue that there is no reason to think that<br />

directing imperatives at oneself is a more successful way to be motivated than assenting to propositions<br />

about what one ought to do. An imperative does not have more <strong>of</strong> a kick-in-the-butt effect than assent to<br />

the proposition that something is to be done.<br />

Inwood's analysis starts out with a familiar "child-trapped-in-burning-house" scenario. <strong>The</strong> agent has a<br />

presentation <strong>of</strong> the trapped child, accompanied by the associated proposition "it befits me to save the<br />

child". 84 <strong>The</strong> agent in question assents to this proposition. This, according to Inwood, is sufficient for the<br />

agent to "know" that he should save the child, but it is not sufficient to make the agent move, according to<br />

Inwood :<br />

[A] Does he move? That is to say, is there an impulse? No. He does not move yet. [B]<br />

For although the proposition is a true statement about what he should do, it does not<br />

follow that he will act. Knowing what to do provides no guarantee by itself that one will<br />

act. Aristotle has recognized this, both in his discussion <strong>of</strong> akrasia [C] and in another<br />

passage from the Nicomachean Ethics which is <strong>of</strong> more interest here [NE VI,10, 1143a4-<br />

10]. 85<br />

Everything Inwood says in the middle part (the explanatory [B]-part) <strong>of</strong> the quoted passage is true. But it<br />

does not warrant the negative answer he gives in the first part (the [A]-part). For there could very well be<br />

an impulse, provided that the agent is not weak-willed. Inwood's answer to the "Does he move"-question<br />

rests on an externalist intuition about the relationship between judgment and motivation that he neither<br />

questions nor defends. He is convinced that assent to the proposition "I should ! in circumstances C" has<br />

merely cognitive consequences. It gives rise to "knowledge" (presumably in a "loose" sense <strong>of</strong> knowledge),<br />

it certainly does not give rise to action. What is missing from the account, Inwood maintains, is a desire. 86<br />

Now, as I argued earlier on, Aristotle is not compelled by his acceptance <strong>of</strong> the reality <strong>of</strong> akrasia to deny<br />

82<br />

G. Striker, "Review <strong>of</strong> Inwood: Ethics and Human Action in Early Stoicism", Ancient Philosophy vol.<br />

19, no. 1 (1989), 91-100.<br />

83<br />

True, the theories seem to differ in their emphasis <strong>of</strong> deliberation. It is questionable whether the Stoics<br />

had a theory <strong>of</strong> deliberation (Inwood thinks we lack any evidence that they did): "<strong>The</strong>re is no secure<br />

references to deliberation in our sources for the Stoic theory" (p. 44).<br />

84<br />

Inwood, Ethics and Human Action in Early Stoicism, p. 61.<br />

85<br />

Inwood, op. cit., p. 62.<br />

86<br />

John Burnet is (mis)guided by a similar intuition: In cases <strong>of</strong> weakness, the moral syllogism "may even<br />

be completed; but in the absence <strong>of</strong> orexis to which it can present itself, nothing happens. For dianoia by<br />

itself moves nothing" (commentary to 1147a31-5, with reference to 1139a35) (<strong>The</strong> Ethics <strong>of</strong> Aristotle<br />

(London: Methuen, 1900)). But Burnet, like so many scholars <strong>of</strong> a similar persuasion, cuts Aristotle <strong>of</strong>f<br />

mid-sentence. For <strong>Aristotle's</strong> full statement reads: "thought by itself (dianoia autê) moves nothing; what<br />

moves us is goal-directed thought concerned with action (all hê heneka tou kai praktikê)" (1139a35-37). In<br />

other words, <strong>Aristotle's</strong> view is that it is not thought qua thought, but thought qua practical thought that<br />

moves the agent. So there is one kind <strong>of</strong> thought that moves: practical thought. If we allow that thought<br />

may produce desire Burnet's puzzle disappears, for we won't have to assume that desire is already present<br />

to explain why the agent acts. If we allow that desires are defeasible, as I have urged, we may even explain<br />

why he does not act.<br />

27


the practical efficacy <strong>of</strong> assent to a proposition that something is to-be-chosen (hôs haireton). It is perfectly<br />

possible to be an internalist about the motivating force <strong>of</strong> assent to such propositions, and accept that our<br />

best judgment about what it is right for us to do can be overridden: compare the matchstick-case. <strong>The</strong><br />

argument from akrasia is a non-starter; and it certainly cannot be used to show that assent to the<br />

proposition 'it befits me to save the child' is never efficacious, as Inwood seems to think.<br />

Inwood presents a potentially much more damaging argument when he turns his attention to <strong>Aristotle's</strong><br />

discussion <strong>of</strong> the subordinate virtue <strong>of</strong> "sunesis", or comprehension, in EN VI, 1143a4-11. This is the<br />

passage he refers to in the [C]-part <strong>of</strong> the quotation above. Sunesis is one <strong>of</strong> three "subordinate" intellectual<br />

virtues which Aristotle compares to phronêsis (prudence); the other two are euboulia (excellence in<br />

deliberation) and gnomê (consideration). An agent who possesses phronêsis will always act in accordance<br />

with his (excellent) decisions, Aristotle claims, for phronêsis is praktikê, it is practical (1141b21). That is<br />

why prudent men never succumb to temptation, while men who merely have theoretical wisdom may. <strong>The</strong><br />

prudent man knows what the right thing to do is, and he always acts accordingly. Now, in the passage in<br />

book VI, Aristotle has distinguished full-fledged prudence from mere comprehension. What, exactly, is<br />

sunesis? Aristotle does not devote more than a page to the question. Here, in Irwin's translation, is an<br />

expanded version <strong>of</strong> the passage which Inwood quotes in support <strong>of</strong> his externalist interpretation <strong>of</strong><br />

Aristotelian practical judgments:<br />

Comprehension (sunesis) is neither about what always is and is unchanging nor about just<br />

anything that comes to be. It is about what we might be puzzled about and might<br />

deliberate about. That is why it is about the same things as prudence (phronêsis), but not<br />

the same as prudence. For prudence is prescriptive (epitaktikê; Inwood, translates<br />

"imperatival"), since its end is what action we must or must not do (ti gar dei prattein ê<br />

mê, to telos autês estin), whereas comprehension only judges (it is 'kritikê monon')<br />

(1143a4-10).<br />

Inwood glosses the paragraph as a crystal-clear endorsement <strong>of</strong> externalism about the motive force <strong>of</strong><br />

practical judgment. If sunesis merely judges that something ought to be done or not done, and hence lacks<br />

"prescriptive" or "imperatival" force, while prudence does not just judge, but also prescribes and indeed<br />

ensures that the agent will act in accordance with the result <strong>of</strong> his deliberation, it seems that having reached<br />

a judgment about what ought to be done will not suffice to motivate the agent. Unfortunately, Inwood does<br />

not dwell on his argument at this point. Instead, he immediately wants to attribute a similar distinction to<br />

the Stoics: "<strong>The</strong>re is no reason why the Stoics should not have seen the same distinction and realized its<br />

importance" 87 .<br />

<strong>The</strong> problem, as far as I can tell, is that Inwood’s interpretation misconstrues the role <strong>of</strong> sunesis in<br />

Aristotle. For a few lines further on, Aristotle states that "comprehension consist in the application <strong>of</strong> belief<br />

to judge someone else's remarks (allou legontos) on a question that concerns prudence, and moreover it<br />

must judge them finely, since judging well is the same as judging finely" (1143a13-16). This implies that<br />

sunesis, comprehension, is not the ability to make fine judgments about what it "befits" oneself to do, to<br />

paraphrase Inwood. It is the ability to judge finely about other's judgments about what they ought to do.<br />

When I listen to my friend's explanation <strong>of</strong> her deliberation in a difficult situation, I possess sunesis if I can<br />

determine whether she gave weight to the right reasons, if I can judge whether she deliberated well or badly<br />

under the circumstances relative to her ends. Similarly, I possess sunesis if I am a fine judge <strong>of</strong> the<br />

deliberations <strong>of</strong> the characters in a play or a person on trial. <strong>The</strong> person with sunesis is a good judge <strong>of</strong><br />

other people's judgments. R. B. Louden has brought this out well in his paper "What is Moral Authority?<br />

Euboulia, sunesis, and gnomê vs. phronêsis". 88 He writes: "<strong>The</strong> job <strong>of</strong> sunesis is to issue in a correct<br />

judgment <strong>of</strong> someone else's choice and action, a skill that good judges and juries (among others) must<br />

possess. Unlike phronêsis, sunesis itself does not issue in choice (prohairesis) and action. Rather, the end<br />

result <strong>of</strong> sunesis is simply a judgment concerning someone else's choice and action that has already<br />

87 Inwood, Ethics and Human Action in Early Stoicism, p. 62.<br />

88 R. B. Louden, "What is Moral Authority? Euboulia, sunesis, and gnomê vs. phronêsis", Ancient<br />

Philosophy 17 (1997), 103-118.<br />

28


occurred". 89 <strong>The</strong> sunetos can answer the question: "Did x make the right decision?". He cannot, in virtue <strong>of</strong><br />

having comprehension, answer the question: "What should be done?". Having the virtue <strong>of</strong> sunesis<br />

therefore does not amount to being a prudent person (phronimos), since a man may be a fine judge <strong>of</strong><br />

others, but a deficient manager <strong>of</strong> his own affairs. 90 This explains why sunesis is not prescriptive, or<br />

imperatival: "epitaktikê".<br />

We should therefore be skeptical about Inwood’s appeal to <strong>Aristotle's</strong> remarks on the difference between<br />

comprehension and prudence. As a consequence <strong>of</strong> his interpretation <strong>of</strong> the sunesis-passage, Inwood<br />

attributes an externalist view <strong>of</strong> practical judgment to Aristotle. This paves the way for his attempt to<br />

assimilate the Stoic theory <strong>of</strong> rational assent to a hormetic impression to a theory that Aristotle in fact does<br />

not defend. Aristotle does not deny that making a judgment about what one ought to do is sufficient to<br />

motivate action, for the sunetos qua sunetos does not make judgments about what he himself should do<br />

under the circumstances. If he commands anyone, it isn't himself: it goes without saying that Fred's<br />

judgment that Harry made the right decision will not motivate Harry, nor will it motivate Fred, to do what<br />

he thinks Harry correctly decided to do. 91 <strong>Aristotle's</strong> discussion <strong>of</strong> the prescriptive force <strong>of</strong> prudence and<br />

the merely critical function <strong>of</strong> comprehension consequently does not commit him to externalism about<br />

moral judgment.<br />

But even if Aristotle had conceived <strong>of</strong> prudence as imperatival, it would not help solve the problem that<br />

Inwood thinks needs solving. Introducing an imperative does nothing to ward away the akrasia-bogeyman.<br />

If it is a real problem that assent to propositions lack intrinsic motivational force, then both Aristotle and<br />

the Stoics have a problem. And even if we concede (as I think we should not) that assent to a proposition<br />

about what one should do lacks motivational force, exactly the same argument could be made concerning<br />

self-directed imperatives. Charity permits the historian to ascribe a view to a philosopher because it is the<br />

most cogent philosophical view that can be reconstructed on the basis <strong>of</strong> the source-material. But<br />

externalism about the relationship between practical judgment and motivation enjoys no such elevated<br />

status. Inwood's argument for reducing impulse to a self-directed command seems to attribute a petitio<br />

principii to the Stoics: <strong>The</strong>y assume that self-directed commands will be obeyed: "[T]he description <strong>of</strong><br />

impulse as the reason <strong>of</strong> man commanding him to act suggests how the Stoics bridged the gap between<br />

practical knowledge and action. <strong>The</strong>y did so, I suggest, by construing impulse, which is the immediate<br />

89 Louden, "What is Moral Authority? Euboulia, sunesis, and gnomê vs. phronêsis", p. 112.<br />

90 <strong>The</strong> Magna Moralia 1197b15-18 implies that sunesis is an inseparable part <strong>of</strong> phronêsis, thus the<br />

virtues imply each other. Louden argues that "the author <strong>of</strong> the Magna Moralia" (who, according to<br />

Louden, is not the author <strong>of</strong> either Ethics) distorts <strong>Aristotle's</strong> position. <strong>The</strong> Ethics keep the subordinate<br />

virtues apart from phronêsis.<br />

91 T. H. Irwin does not accept that <strong>Aristotle's</strong> reference to the sunetos as a good judge <strong>of</strong> "what another<br />

says" confines this minor virtue to the ability to make expert judgments about someone else's affairs.<br />

Indeed, it would be strange if I could not apply the same principles to myself, given that we are both<br />

human, and hence should aim at the same highest good; the activity <strong>of</strong> the soul in accordance with virtue.<br />

At least at a high level <strong>of</strong> generality, the questions that concern prudence would be the same for all rational<br />

beings. In the note ad loc to his translation <strong>of</strong> the Nicomachean Ethics 1143a8, Irwin proposes an<br />

alternative interpretation <strong>of</strong> <strong>Aristotle's</strong> terse remarks. <strong>The</strong> man with comprehension is skilled at judging the<br />

consequences <strong>of</strong> an action, e.g. "If you apologize to him, he will be less resentful", while the prudent man<br />

knows what he ought to do, e.g. "Since you must remove his resentment, you must apologize to him". This,<br />

I add, makes comprehension (sunesis) the moral equivalent to cleverness (deinotês) in production. Just like<br />

the clever man does not inquire whether his end is good, but is merely adept at finding effective means to<br />

given ends, the man with comprehension does not in virtue <strong>of</strong> his comprehension understand how he should<br />

act. He has a virtue that is "kritikê monon". "If you want y, you had better do x". But <strong>of</strong> course, such<br />

judgments (even if they are correct) won't suffice to motivate the agent. Irwin does not <strong>of</strong>fer any specific<br />

reasons for his interpretation. It therefore seems to me that Louden's interpretation is superior, ins<strong>of</strong>ar as it<br />

is better supported by the text: Aristotle actually does note that the man with comprehension is a good<br />

judge <strong>of</strong> "what another says". How we decide between Louden's and Irwin's proposals turns on whether<br />

"being a good judge <strong>of</strong> what another says" is an accidental property <strong>of</strong> having comprehension, or whether it<br />

is an essential property <strong>of</strong> having comprehension. Note that whether we prefer Louden's or Irwin's<br />

interpretation, Inwood is wrong.<br />

29


cause <strong>of</strong> action, in grammatical terms as a command to oneself which one obeys". 92 Well, it would be very<br />

convenient to be able to define oneself out <strong>of</strong> a psychological problem like this: "Problem: How does a<br />

piece <strong>of</strong> practical knowledge motivate? Solution: By being necessarily correlated with a self-directed<br />

imperative. What is a self-directed imperative? Answer: An imperative that will be obeyed by the person<br />

who issues the imperative". Inwood acknowledges that the last clause in the passage I quoted "may be<br />

startling". He then proposes three philosophical reasons to support the contention that "assent to a hormetic<br />

proposition is extensionally equivalent to obedience to a self-given command" 93 , each <strong>of</strong> which is either<br />

implausible or, it seems, outright question-begging. Like Hare, Inwood presupposes that any self-directed<br />

imperative necessarily leads to action, while assent to propositions with the main verb in the gerundive<br />

does not. But I don’t see any reason to accept this.<br />

<strong>The</strong> protagonist <strong>of</strong> Italo Svevo’s novel Zeno's Conscience, a chain-smoker <strong>of</strong> last cigarettes, quite rightly<br />

observes that an excess <strong>of</strong> self-directed commands may perpetuate an addiction rather than end it. <strong>The</strong> act<br />

<strong>of</strong> self-conquering has an addictive potential in and <strong>of</strong> itself: "Striking a beautiful attitude, one says: 'Never<br />

again'. But what becomes <strong>of</strong> that attitude if the promise is then kept? It's possible to strike the attitude only<br />

when you are obliged to renew the vow". 94 <strong>The</strong> attempts to quit give birth to Zeno's "quitting-disease".<br />

Zeno can issue imperatives against his nasty proclivity to smoke only if he continues to smoke. <strong>The</strong>refore,<br />

his last-cigarette disease is impervious to both resolutions and imperatives -- and even to electroshock<br />

therapy, it transpires. Any self-directed imperative may be disobeyed. But that does not show that selfdirective<br />

imperatives are causally impotent as such, only that they can be defeated. By what? By other<br />

resolutions, beliefs, desires, imperatives, take your pick. In this respect, self-directed imperatives are<br />

entirely on a par with all-things-considered judgments. Inwood’s "imperatives"-remedy is vulnerable to<br />

Aristotle’s saying: "When water chokes us, what must we drink to wash it down?" (EN 1146a35-6). 95 If I<br />

can disobey the command, I can certainly disobey the command to obey the command -- there's no magic at<br />

the meta-level. But the fact that water may choke us does not mean that it is impossible to wash anything<br />

down with it. 96 <strong>The</strong> possibility <strong>of</strong> akrasia is not a tie-breaker between the "imperatives"-model and the<br />

"judgment"-model.<br />

In this paper, I have attempted to defend a model for understanding <strong>Aristotle's</strong> theory <strong>of</strong> decision as a<br />

theory which holds that decisions are the product <strong>of</strong> all-things-considered judgments, and which holds that<br />

decisions motivate in and <strong>of</strong> themselves. This means that decisions are both intrinsically motivating states,<br />

and states that can be evaluated as right or wrong relative to an objective standard: their contribution to<br />

promoting the happy life. As Aristotle puts it, "Truth is the function <strong>of</strong> whatever thinks; but the function <strong>of</strong><br />

what thinks about action is truth agreeing with correct desire" (EN 1139a29-31). This interpretation seems<br />

to pull <strong>Aristotle's</strong> theory <strong>of</strong> decision in a more intellectualist direction than what most interpreters have<br />

recognized. That should not alarm us. Aristotle can accept the possibility <strong>of</strong> weak-willed action while<br />

holding that practical judgments motivate.<br />

92 Inwood, Ethics and Human Action in Early Stoicism, p. 62.<br />

93 Inwood, op. cit., p. 63.<br />

94 Italo Svevo, Zeno's Conscience , trans. W. Weaver (New York: Alfred A. Knopf, 2001), pp. 13-14. <strong>The</strong><br />

first chapter, "Smoke", <strong>of</strong>fers a splendid case-study <strong>of</strong> incontinence, superior in psychological acuity to<br />

most <strong>of</strong> the scenarios analytic philosophers tend to concoct to illustrate some point or other about<br />

motivation.<br />

95 Aristotle presents the saying as a proverb, so it did not originate with him.<br />

96 "If some impulses were commands we obeyed and some were commands we did not obey, we would<br />

have to explain why some were blocked from having effect. We should need a new power in the soul to<br />

hinder some activations <strong>of</strong> the powers <strong>of</strong> presentation, reason, assent, and impulse. All the orthodox Stoics<br />

are agreed that there is no such additional and obstructive power in the mind <strong>of</strong> man" (Inwood, op. cit., p.<br />

63). Inwood assumes that a psychological monist is at a loss to explain how assent, or, as he conjectures, a<br />

self-directed command, could fail to issue in action. This, however, shortchanges the intellectualist. <strong>The</strong><br />

Stoics do indeed <strong>of</strong>fer an explanation: weak assent. <strong>The</strong> agent changes his mind when the time to act<br />

arrives. <strong>The</strong> Stoics, then, deny that there is such a thing as "clear-eyed" or "strict" akrasia: acting contrary<br />

to a conviction consciously or subconsciously entertained at the time <strong>of</strong> action. <strong>The</strong> "new power in the<br />

soul" needed to explain akrasia is lack <strong>of</strong> knowledge, which leads to vacillation, not a competing mental<br />

faculty.<br />

30

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