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Professional briefing - The Journal Online

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f paralegal<br />

recovery. Certainly, organisations<br />

delivering legal services have required<br />

to re-evaluate their business models<br />

and their positioning within the<br />

Scottish legal services market generally,<br />

to ensure their sustainability.<br />

A commitment from the Society to<br />

launch the registered paralegal<br />

scheme, in what remain challenging<br />

times, is therefore meaningful. <strong>The</strong><br />

consultation on the policy paper<br />

outlining the framework of the<br />

scheme, which reflects the market we<br />

are now in whilst holding to the<br />

principle that regulation of paralegals<br />

Comment from the SPA<br />

<strong>The</strong> Scottish Paralegal Association<br />

was formed in 1993 in response to<br />

the growth of the paralegal<br />

profession in Scotland. In the early<br />

days it was a challenge simply to<br />

obtain recognition of an additional<br />

tier which was neither legal<br />

secretary nor solicitor.<br />

Traditionally paralegals rose from<br />

the ranks of skilled legal secretaries.<br />

Today we also see paralegals<br />

entering the profession direct from<br />

college and university or<br />

transferring from other industries.<br />

As a result, paralegals in Scotland<br />

today work in a range of legal<br />

arenas from the traditional high<br />

street practice to in-house<br />

commercial concerns, government<br />

and financial institutions. You will<br />

find paralegals selling and<br />

purchasing your dream home,<br />

drafting wills or dealing with the<br />

estate of a loved one, settling<br />

disputes with your neighbour, or<br />

processing your remortgage.<br />

<strong>The</strong> SPA believes not only that<br />

paralegals should be promoted and<br />

gain the recognition they deserve,<br />

but that standards are an absolute<br />

necessity to our integrity and respect<br />

as an emerging profession. Standards<br />

to us mean firmly established<br />

membership criteria, a code of<br />

conduct, a grading structure, inoffice<br />

experience and the<br />

requirement to maintain CPD. Given<br />

the increasing use of paralegals in<br />

both the public and private sectors<br />

www.lawscotjobs.co.uk<br />

is essential, runs from 30 November<br />

2009 to 28 January 2010. It can be<br />

accessed at www.lawscot.org.uk/<br />

paralegals, or contact<br />

registeredparalegals@lawscot.org.uk<br />

for further information.<br />

<strong>The</strong> proposed launch in spring/<br />

summer 2010 will be a definitive step<br />

for the Scottish solicitor and paralegal<br />

professions. Please take the time to<br />

share your views.<br />

Collette Paterson is Deputy Director<br />

(Education and Training Policy) at the<br />

Law Society of Scotland<br />

we believe that it is in the best<br />

interests of paralegals, clients and<br />

employers as a whole that the person<br />

undertaking the provision of legal<br />

services ought to meet certain criteria<br />

and be regulated to ensure that the<br />

criteria are met.<br />

<strong>The</strong> Legal Services Bill has made<br />

proposals which will change the<br />

face of legal services in this<br />

country. It is not unrealistic to<br />

expect, in some areas at least, the<br />

emergence of services where there<br />

is one supervising solicitor to many<br />

paralegals. It is therefore all the<br />

more important that the person<br />

who is dealing with a transaction<br />

is regulated as competent, able<br />

and fit to do so.<br />

Delays as a result of the<br />

economic downturn have been<br />

unavoidable, but we are delighted<br />

to see our work with the Society, in<br />

developing the “Law Society of<br />

Scotland Registered Paralegal”<br />

scheme, proceeding with the final<br />

consultation. This is an opportunity<br />

to add your voice and views to the<br />

proposed scheme. It is important<br />

that we receive as many responses<br />

as possible from all interested<br />

parties to ensure that this scheme is<br />

fit for purpose and delivers what<br />

you expect.<br />

Karen Leslie and Alison Butters are<br />

practising paralegals and Joint<br />

Presidents of the Scottish Paralegal<br />

Association<br />

Guidance and<br />

rules from SLCC<br />

<strong>The</strong> Scottish Legal<br />

Complaints Commission<br />

(SLCC) has issued its first<br />

guidance to the<br />

professional bodies to<br />

ensure legal firms tell their<br />

clients about the SLCC at<br />

the earliest opportunity,<br />

and has also announced a<br />

change to its rules.<br />

<strong>The</strong> guidance states:<br />

“Practitioners should<br />

ensure that clients, or<br />

others, who may wish to<br />

express dissatisfaction<br />

with a practitioner or firm,<br />

should be advised of the<br />

SLCC as the appropriate<br />

gateway for complaints at<br />

an appropriate time.”<br />

SLCC Chair, Jane Irvine<br />

commented: “This may be<br />

when they issue a letter of<br />

engagement, or as a<br />

complaint arises, or at the<br />

point an internal complaint<br />

system concludes without<br />

resolution, but it is for the<br />

practitioners to determine<br />

the appropriate time.<br />

“We recognise the SLCC<br />

is a second tier complaint<br />

system and practitioners<br />

must have the opportunity<br />

to resolve complaints in<br />

the first instance – and we<br />

hope they continue to do<br />

this. We will, however,<br />

monitor how well<br />

practitioners are adhering<br />

to the guidance.”<br />

<strong>The</strong> SLCC wants to<br />

ensure that solicitors’<br />

firms and advocates<br />

inform their clients where<br />

to take their complaint if it<br />

cannot be resolved. It has<br />

asked the Society, the<br />

Faculty of Advocates and<br />

the Association of<br />

Commercial Attorneys to<br />

issue the guidance to their<br />

members so that every<br />

practitioner member has<br />

one point of reference for<br />

all professional guidance.<br />

SLCC rules have also<br />

been updated to reflect its<br />

experience of complaint<br />

handling over the last year.<br />

Whereas under the old rules<br />

it was mandatory that a<br />

complaint be dealt with by<br />

a practitioner before the<br />

SLCC would investigate it,<br />

the Commission will now, in<br />

exceptional circumstances,<br />

accept some complaints<br />

directly without the need for<br />

the practitioner to have first<br />

looked at them, for example<br />

where a serious allegation<br />

of misconduct is made.<br />

Ms Irvine said:<br />

“We feel this is a very<br />

important change for<br />

both consumers and<br />

practitioners as it<br />

recognises that there may<br />

be exceptional situations<br />

where further dialogue<br />

between them is not<br />

desirable.”<br />

First reported on<br />

www.journalonline.co.uk<br />

At the end of December or early in January the<br />

SLCC will publish its draft budget, levy and case fee<br />

structure for the year from 1 July 2010. <strong>The</strong> Society<br />

will be invited to comment in January/February.<br />

<strong>The</strong> Commission is keen to hear, not only from<br />

the professional bodies, but also individual<br />

members, and the Society also encourages<br />

members to express their views.<br />

Any members with observations or comments on<br />

the level of the levy, the categories and/or the<br />

individual case fees are asked to copy them to<br />

reg@lawscot.org.uk, so they can inform the<br />

Society’s own response.<br />

December 09 the<strong>Journal</strong> / 27

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