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Interviews with<br />

NICHOLAS L. PETRAKIS M.D.<br />

postwar cancer research<br />

at ucsf<br />

Pro fessor <strong>and</strong> Chairma n Emeritus o f<br />

Preventive <strong>Medicine</strong> a nd Epidemiology<br />

Sch ool of <strong>Medicine</strong>, U niversity of California, San Francisco<br />

THE UCSF ORAL HISTORY PROGRAM<br />

DEPARTMENT OF THE HISTORY OF HEAL TH SCIENCES<br />

UNIVERSITY OF CALI FORNIA, SAN FRANCISCO<br />

INTERVIEWER: NANCY M. ROCKAFELLAR, Ph. D.


INTRODUCTION AND INTERVIEW HISTORY<br />

[Mike Shimkin] had a quote he stole from the NCI, 'An epidemiologist is what<br />

an epidemiologist does,'...it’s true people come into it from various directions<br />

<strong>and</strong> various backgrounds. I came into medicine wanting to do research <strong>and</strong> I<br />

found hematology <strong>and</strong> then subsequently oncology as a fascinating area...At<br />

that time I hardly knew what epidemiology was because in medical school it<br />

wasn't being taught, other than what you picked up in microbiology as<br />

infectious disease epidemiology....but at that time the whole projection of the<br />

future would be that there would be minimal infectious disease <strong>and</strong> we would<br />

be dealing with these chronic conditions, heart disease <strong>and</strong> cancer....And<br />

social ideas, social forces, sociology in medicine was becoming a factor, <strong>and</strong><br />

anthropology....I always felt that epidemiological research can go in several<br />

directions.<br />

Nicholas L. Petrakis, M.D.<br />

Born on February 6, 1922, in Bancroft, Iowa, Nicholas Petrakis spent his<br />

entire childhood in the Midwest <strong>and</strong> recalls the bleak Depression <strong>and</strong> dust storms of<br />

South Dakota in the 1930s. He began a path toward medicine early, attending<br />

Augustana College in Sioux Falls, receiving a B.A. in Zoology <strong>and</strong> Chemistry. He<br />

went on to the two-year program in medicine at the University of South Dakota <strong>and</strong><br />

then transferred to Washington University in St. Louis, studying hematology under<br />

Carl Moore, <strong>and</strong> received the M.D. in 1946. The immediate postwar years brought<br />

him to Minneapolis General Hospital for an internship <strong>and</strong> residency. Like most of<br />

his generation of medical students, World War II <strong>and</strong> the mid-century doctor draft<br />

significantly affected his career, placing him in the Navy <strong>and</strong> an accelerated medical<br />

school program at South Dakota <strong>and</strong> Washington University. In 1949, draft<br />

obligations led him to the West Coast, first to Seattle <strong>and</strong> later to the Radiation<br />

Damage Control School on Treasure Isl<strong>and</strong> in San Francisco Bay. There he recalls his<br />

first contact with personnel from the UC School of <strong>Medicine</strong>. In 1950 he accepted a<br />

US Public Health Service Position as senior assistant surgeon working at the NCIfunded<br />

Laboratory of Experimental Oncology (LEO) associated with the UC School<br />

of <strong>Medicine</strong>. There he found a 15-bed experimental ward devoted to the study of the<br />

physiology of cancer <strong>and</strong> the investigation of new therapies. He recalls, "It was all<br />

new....In the LEO almost everybody had leukemias <strong>and</strong> lymphomas or a few solid<br />

tumor patients...we were really involved with those patients <strong>and</strong> it was very, very<br />

exciting."<br />

In this interview, Dr. Petrakis graciously spent a significant amount of time<br />

discussing his experience as a young clinical investigator at the LEO <strong>and</strong> his<br />

impressions of Dr. Michael Shimkin, director of the lab, <strong>and</strong> a national figure in early<br />

postwar cancer research. In 1947, well before the NIH's 500-bed Clinical Center was<br />

complete, this small prototypic Laboratory of Experimental Oncology was created at<br />

the University of California with ample federal funding <strong>and</strong> the hesitant, often<br />

ambivalent cooperation of the medical school faculty. From 1947 to 1953, Dr.


Michael Shimkin <strong>and</strong> a group of young physicians, including Dr. Petrakis, treated<br />

cancer patients with experimental therapies <strong>and</strong> treatments in one of the earliest<br />

postwar settings for human experimentation. Working from the details of Shimkin's<br />

own written accounts, this interview explores the LEO story in depth, looking at such<br />

issues as the use of permission <strong>and</strong> release forms, the ethics of human<br />

experimentation, early clinical trials, <strong>and</strong> the sometimes troubled relationships<br />

between UC faculty members <strong>and</strong> the physicians working at the LEO. At the<br />

midpoint of this interview, Dr. Petrakis presented many detailed records of the LEO's<br />

everyday protocols <strong>and</strong> alerted us to the presence of scrapbooks, photographs <strong>and</strong><br />

other documentary materials placed in the UCSF Library's Archives <strong>and</strong> Special<br />

Collections. His interview provides a valuable, nuanced, personal account of<br />

everyday practice within the wards <strong>and</strong> laboratories of the LEO. Pertinent materials<br />

are reproduced in appendixes B, C, D, <strong>and</strong> F.<br />

After the LEO was closed by NIH officials <strong>and</strong> clinical research was<br />

centralized in the new Clinical Center in Bethesda, Dr. Petrakis remained at UCSF,<br />

conducting research within the Cancer Research Institute (CRI). In the mid-1950s<br />

clinical trials of chemotherapy were centralized <strong>and</strong> st<strong>and</strong>ardized by the Cancer<br />

Chemotherapy National Committee at Bethesda <strong>and</strong> Dr. Petrakis continued his<br />

previous oncological work, conducting cooperative chemotherapy trials at San<br />

Francisco for this national program. Here he provides insight into CRI director David<br />

Wood's laissez-faire administrative style <strong>and</strong> the state of instruction <strong>and</strong> research on<br />

the San Francisco campus as the basic sciences returned after a 52-year hiatus. In the<br />

mid-1960s Dr. Petrakis served as acting chair of the troubled Department of<br />

Preventive <strong>Medicine</strong> <strong>and</strong> he carefully traces the shift from an unfocused curriculum,<br />

to the creation of a Department of Epidemiology <strong>and</strong> International Health <strong>and</strong>, most<br />

recently, the Department of Epidemiology <strong>and</strong> Biostatistics.<br />

In the late 1960s a series of summer sabbaticals drew Dr. Petrakis into the<br />

exp<strong>and</strong>ing field of epidemiology <strong>and</strong>, from this time on, his concern for genetic<br />

markers for cancer became the dominant theme of his research, supported by an NIH<br />

Program Project Grant titled "The Natural <strong>History</strong> of Benign Breast Disease <strong>and</strong><br />

Breast Cancer." His reflections on the minority presence of sociology, anthropology<br />

<strong>and</strong> health services concerns on campus provide an important perspective on the<br />

development of social medicine at UCSF, a process overshadowed by dramatic<br />

discoveries in molecular biology. Dr. Petrakis traces the earliest roots of concerns for<br />

the social <strong>and</strong> behavioral sides of medical care, from Ralph Audy's <strong>and</strong> John<br />

Saunders' formulations of "human ecology," through innovations within the Division<br />

of Ambulatory <strong>and</strong> Community <strong>Medicine</strong>, <strong>and</strong> the development of varieties of<br />

sophisticated epidemiological studies on campus. His account elucidates the early<br />

development of health services research on campus, first formally institutionalized by<br />

Dr. Philip Lee in 1976 with the formation of the Institute for Health Policy Studies. In<br />

this interview Dr. Petrakis traces the campus fate of medical anthropology <strong>and</strong> the<br />

social <strong>and</strong> behavioral sciences, providing an important perspective on the current<br />

consolidation of these elements in the new Center for <strong>Social</strong>, Behavioral <strong>and</strong> Policy<br />

Sciences, now supported at the highest administrative levels at UCSF.


This interview was conducted on the fourth floor of the old UC Hospital with<br />

Dr. Petrakis, a most versatile <strong>and</strong> informed senior statesmen of the UC School of<br />

<strong>Medicine</strong>. Since his intimate involvement with early postwar cancer research was a<br />

special area of departmental historical research interest, Dr. Petrakis consented to be<br />

interviewed in more depth on the subject of his associations with Dr. Michael<br />

Shimkin <strong>and</strong> the Laboratory of Experimental Oncology in the early 1950s. The<br />

second half of the interview assumes the usual program format with a detailed<br />

consideration of Dr. Petrakis' career at UCSF considering key shifts in administration<br />

<strong>and</strong> the continuous development of the field of epidemiology in this institutional<br />

context. Dr. Michael Thaler, a master’s student in the Department of the <strong>History</strong> of<br />

Health Sciences at the time of the interview, participated in the sessions with<br />

permission of Dr. Petrakis. The reader is directed to the UCSF Health Sciences<br />

Library for the documentary records of the LEO, the School of <strong>Medicine</strong>'s Cancer<br />

Board minutes <strong>and</strong> other rich collections of papers relating to the development of<br />

epidemiology, social sciences <strong>and</strong> health services research on this campus. Dr.<br />

Petrakis' broad vision <strong>and</strong> close observations do much to enliven <strong>and</strong> tie together<br />

these disparate elements of intellectual <strong>and</strong> disciplinary development at UCSF.<br />

Nancy Rockafellar, Ph.D., July 1998


INTERVIEWS WITH NICHOLAS L. PETRAKIS<br />

MARCH 21 & 22, 1996<br />

CONTENTS<br />

Acknowledgments v<br />

Foreword xi<br />

Introduction <strong>and</strong> Interview <strong>History</strong> xii<br />

EARLY LIFE AND EDUCATION<br />

Early Life .......................................................................................................................1<br />

Medical School in Wartime: the Navy at University of South Dakota .........................3<br />

Washington University at St. Louis...............................................................................4<br />

Internship in Minneapolis ..............................................................................................5<br />

Navy Service in Seattle..................................................................................................5<br />

POSTWAR RESEARCH IN SAN FRANCISCO<br />

Radiation Damage Control School in San Francisc.......................................................6<br />

First Contact with UC School of <strong>Medicine</strong> ...................................................................6<br />

Connections between Oncology <strong>and</strong> Hematology, ca. 1950 .........................................8<br />

LEO Relationships with Radiology ..............................................................................11<br />

Comparison of UC with Stanford .................................................................................15<br />

The Rarity of Research Positions in the mid-1950s .....................................................17<br />

David Wood Comes to Direct the Cancer Research Institute, 1951.............................18<br />

LABORATORY OF EXPERIMENTAL ONCOLOGY<br />

The Laboratory of Experimental Oncology Dispersed: Impact on the CRI .................19<br />

Characterizing the Laboratory of Experimental Oncology...........................................19<br />

A Last Resort for Cancer Patients.................................................................................20<br />

Designing Experiments.................................................................................................20<br />

Microspectrophotometric Measurement of DNA .........................................................20<br />

Study of the Physiology of Cancer ...............................................................................21<br />

Priority Disputes over the Portal Puncture Technique .................................................25<br />

Review of LEO Rounds by UC Internists.....................................................................26<br />

Role of the Consultative Tumor Board.........................................................................26<br />

Laurens P. White Arrives at the LEO ...........................................................................28<br />

Howard Bierman's Arrival, 1947 ..................................................................................29<br />

Visiting Professors........................................................................................................29<br />

CANCER RESEARCH<br />

The Languishing of Clinical Research in Cancer: Post LEO .......................................30<br />

From the CRI to the Department of Preventive <strong>Medicine</strong>............................................31<br />

The CRI as a Referral Center........................................................................................33<br />

Significance of Nonpaying "Teaching Cases" in the CRI ............................................33


CONTROVERSIAL EXPERIMENTS<br />

Symposium on Human Experimentation ......................................................................35<br />

Policy Revisions: Cancer Board Review......................................................................38<br />

Geographical Full-time .................................................................................................40<br />

Howard Bierman Leaves the LEO................................................................................43<br />

Controversial Experiments ...........................................................................................44<br />

M . B. SHIMKIN BIOGRAPHY<br />

Background on Dr. Michael Shimkin ...........................................................................46<br />

Michael Shimkin's Return to UC to Direct the LEO, 1947 ..........................................47<br />

Turf Wars between Michael Shimkin <strong>and</strong> Robert Stone ..............................................49<br />

Failure to Integrate Laboratory <strong>and</strong> Bedside Studies at LEO.......................................50<br />

Medical Schools as Hierarchies....................................................................................52<br />

Beginning Work in Epidemiology................................................................................53<br />

Michael Shimkin's Later Career ...................................................................................55<br />

Shimkin's Involvement in Breast Cancer Studies.........................................................55<br />

Professor of Human Cancer Biology at Temple University .........................................56<br />

FROM LEO TO CRI<br />

David Wood's Administrative Style at the CRI ............................................................57<br />

Comments on the Transcutaneous Approach to the Portal Vein ..................................58<br />

Interpersonal Rivalries..................................................................................................59<br />

New Scrutiny Prompted by the President's Committee on<br />

Human Radiation Experiments.....................................................................................61<br />

Authorship Patterns on LEO Scientific Papers.............................................................61<br />

Early Chemotherapy Trials at the LEO ........................................................................63<br />

Supplementing Medline with the World Wide Web.....................................................65<br />

Early Clinical Trials: Protocols <strong>and</strong> Deficiencies.........................................................66<br />

CAREER TRANSITIONS<br />

Career Transitions.........................................................................................................67<br />

Meeting Rudi Schmid at Minnesota .............................................................................68<br />

CRITICISM OF LEO PROTOCOL<br />

The Laboratory of Experimental Oncology <strong>and</strong> the Legal Release Form....................70<br />

The Predominance of Legal Concerns..........................................................................71<br />

Responsibility to the Department of <strong>Medicine</strong>.............................................................72<br />

Criticism Leads to Review of Procedures <strong>and</strong> Practices ..............................................73<br />

PREVENTIVE MEDICINE<br />

Transition to Epidemiology ..........................................................................................73<br />

Department of Preventive <strong>Medicine</strong>, 1956 ...................................................................75<br />

Context of the Times.....................................................................................................76<br />

Sample Lectures in Preventive <strong>Medicine</strong> .....................................................................77


TRANSFORMATION OF THE SCHOOL OF MEDICINE<br />

Characterizing Research at UC in the mid-1950s.........................................................79<br />

Impact of the Return of the Basic Sciences, 1958 ........................................................79<br />

The Cancer Research Institute <strong>and</strong> the CVRI...............................................................81<br />

An Independent Campus in San Francisco ...................................................................82<br />

Reform of the Department of Preventive <strong>Medicine</strong>......................................................82<br />

Accelerating Changes Within the Medical School.......................................................84<br />

Committee to Construct a New Department.................................................................89<br />

A New Department of Epidemiology <strong>and</strong> International Health ...................................90<br />

Research in Epidemiology <strong>and</strong> Sickle Cell Disease .....................................................92<br />

Bringing Medical <strong>Anthropology</strong> to UCSF....................................................................94<br />

AMBULATORY CARE<br />

Memories of Robert Credé............................................................................................95<br />

Bringing Allied Health Professions Together in Ambulatory Care..............................96<br />

Introducing Health Risk Appraisal ...............................................................................99<br />

CANCER EPIDEMIOLOGY<br />

Conversion to Epidemiology: Ear Wax Studies in American Indians..........................99<br />

The Study of Breast Cancer <strong>and</strong> Nipple Aspirates .....................................................101<br />

Interest in Etiology......................................................................................................103<br />

The Search for Genetic Markers in Cancer Epidemiology.........................................104<br />

CAMPUS TRANSITIONS<br />

Creating a San Francisco Program in Medical <strong>Anthropology</strong>....................................107<br />

Transitions in the Hooper ...........................................................................................110<br />

On Choosing a Successor ...........................................................................................113<br />

Attempt to Create a Liver Center at the Hooper.........................................................114<br />

J. Michael Bishop Directs the Hooper Foundation.....................................................115<br />

DEPARTMENT OF EPIDEMIOLOGY<br />

Biostatistics on Campus..............................................................................................116<br />

The Split Department of Epidemiology......................................................................117<br />

Virginia Ernster as Chair of Epidemiology <strong>and</strong> Biostatistics.....................................118<br />

Formalizing Biostatistics [1989].................................................................................120<br />

Need for Molecular Epidemiology: Preserving Laboratory Space.............................121<br />

Newer Developments in Epidemiology <strong>and</strong> Biostatistics...........................................124<br />

Index ...........................................................................................................................126


APPENDICES<br />

Appendix A: Nicholas L. Petrakis: CV <strong>and</strong> Bibliography<br />

Appendix B: Public Health Officers in the Laboratory of Experimental Oncology,<br />

San Francisco, 1952<br />

Appendix C: LEO Consent Form <strong>and</strong> 1951 Revisions<br />

Appendix D: Complete Bibliography of LEO Research Papers<br />

Appendix E: Essays on Human Ecology<br />

Appendix F: Symposium Papers on “The Problem of Experimentation on Human<br />

Beings”<br />

Appendix G: Reconfiguring Preventive <strong>Medicine</strong> <strong>and</strong> Epidemiology on Campus<br />

Appendix H: Caricature of Herbert Johnstone, Associate Professor of Medical<br />

Parasitology<br />

Appendix I: Biography of Ralph J. Audy<br />

Appendix J: Summary of Work in Breast Cancer Epidemiology

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