nicholas l. petrakis md - Anthropology, History and Social Medicine ...
nicholas l. petrakis md - Anthropology, History and Social Medicine ...
nicholas l. petrakis md - Anthropology, History and Social Medicine ...
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Interviews with<br />
NICHOLAS L. PETRAKIS M.D.<br />
postwar cancer research<br />
at ucsf<br />
Pro fessor <strong>and</strong> Chairma n Emeritus o f<br />
Preventive <strong>Medicine</strong> a nd Epidemiology<br />
Sch ool of <strong>Medicine</strong>, U niversity of California, San Francisco<br />
THE UCSF ORAL HISTORY PROGRAM<br />
DEPARTMENT OF THE HISTORY OF HEAL TH SCIENCES<br />
UNIVERSITY OF CALI FORNIA, SAN FRANCISCO<br />
INTERVIEWER: NANCY M. ROCKAFELLAR, Ph. D.
INTRODUCTION AND INTERVIEW HISTORY<br />
[Mike Shimkin] had a quote he stole from the NCI, 'An epidemiologist is what<br />
an epidemiologist does,'...it’s true people come into it from various directions<br />
<strong>and</strong> various backgrounds. I came into medicine wanting to do research <strong>and</strong> I<br />
found hematology <strong>and</strong> then subsequently oncology as a fascinating area...At<br />
that time I hardly knew what epidemiology was because in medical school it<br />
wasn't being taught, other than what you picked up in microbiology as<br />
infectious disease epidemiology....but at that time the whole projection of the<br />
future would be that there would be minimal infectious disease <strong>and</strong> we would<br />
be dealing with these chronic conditions, heart disease <strong>and</strong> cancer....And<br />
social ideas, social forces, sociology in medicine was becoming a factor, <strong>and</strong><br />
anthropology....I always felt that epidemiological research can go in several<br />
directions.<br />
Nicholas L. Petrakis, M.D.<br />
Born on February 6, 1922, in Bancroft, Iowa, Nicholas Petrakis spent his<br />
entire childhood in the Midwest <strong>and</strong> recalls the bleak Depression <strong>and</strong> dust storms of<br />
South Dakota in the 1930s. He began a path toward medicine early, attending<br />
Augustana College in Sioux Falls, receiving a B.A. in Zoology <strong>and</strong> Chemistry. He<br />
went on to the two-year program in medicine at the University of South Dakota <strong>and</strong><br />
then transferred to Washington University in St. Louis, studying hematology under<br />
Carl Moore, <strong>and</strong> received the M.D. in 1946. The immediate postwar years brought<br />
him to Minneapolis General Hospital for an internship <strong>and</strong> residency. Like most of<br />
his generation of medical students, World War II <strong>and</strong> the mid-century doctor draft<br />
significantly affected his career, placing him in the Navy <strong>and</strong> an accelerated medical<br />
school program at South Dakota <strong>and</strong> Washington University. In 1949, draft<br />
obligations led him to the West Coast, first to Seattle <strong>and</strong> later to the Radiation<br />
Damage Control School on Treasure Isl<strong>and</strong> in San Francisco Bay. There he recalls his<br />
first contact with personnel from the UC School of <strong>Medicine</strong>. In 1950 he accepted a<br />
US Public Health Service Position as senior assistant surgeon working at the NCIfunded<br />
Laboratory of Experimental Oncology (LEO) associated with the UC School<br />
of <strong>Medicine</strong>. There he found a 15-bed experimental ward devoted to the study of the<br />
physiology of cancer <strong>and</strong> the investigation of new therapies. He recalls, "It was all<br />
new....In the LEO almost everybody had leukemias <strong>and</strong> lymphomas or a few solid<br />
tumor patients...we were really involved with those patients <strong>and</strong> it was very, very<br />
exciting."<br />
In this interview, Dr. Petrakis graciously spent a significant amount of time<br />
discussing his experience as a young clinical investigator at the LEO <strong>and</strong> his<br />
impressions of Dr. Michael Shimkin, director of the lab, <strong>and</strong> a national figure in early<br />
postwar cancer research. In 1947, well before the NIH's 500-bed Clinical Center was<br />
complete, this small prototypic Laboratory of Experimental Oncology was created at<br />
the University of California with ample federal funding <strong>and</strong> the hesitant, often<br />
ambivalent cooperation of the medical school faculty. From 1947 to 1953, Dr.
Michael Shimkin <strong>and</strong> a group of young physicians, including Dr. Petrakis, treated<br />
cancer patients with experimental therapies <strong>and</strong> treatments in one of the earliest<br />
postwar settings for human experimentation. Working from the details of Shimkin's<br />
own written accounts, this interview explores the LEO story in depth, looking at such<br />
issues as the use of permission <strong>and</strong> release forms, the ethics of human<br />
experimentation, early clinical trials, <strong>and</strong> the sometimes troubled relationships<br />
between UC faculty members <strong>and</strong> the physicians working at the LEO. At the<br />
midpoint of this interview, Dr. Petrakis presented many detailed records of the LEO's<br />
everyday protocols <strong>and</strong> alerted us to the presence of scrapbooks, photographs <strong>and</strong><br />
other documentary materials placed in the UCSF Library's Archives <strong>and</strong> Special<br />
Collections. His interview provides a valuable, nuanced, personal account of<br />
everyday practice within the wards <strong>and</strong> laboratories of the LEO. Pertinent materials<br />
are reproduced in appendixes B, C, D, <strong>and</strong> F.<br />
After the LEO was closed by NIH officials <strong>and</strong> clinical research was<br />
centralized in the new Clinical Center in Bethesda, Dr. Petrakis remained at UCSF,<br />
conducting research within the Cancer Research Institute (CRI). In the mid-1950s<br />
clinical trials of chemotherapy were centralized <strong>and</strong> st<strong>and</strong>ardized by the Cancer<br />
Chemotherapy National Committee at Bethesda <strong>and</strong> Dr. Petrakis continued his<br />
previous oncological work, conducting cooperative chemotherapy trials at San<br />
Francisco for this national program. Here he provides insight into CRI director David<br />
Wood's laissez-faire administrative style <strong>and</strong> the state of instruction <strong>and</strong> research on<br />
the San Francisco campus as the basic sciences returned after a 52-year hiatus. In the<br />
mid-1960s Dr. Petrakis served as acting chair of the troubled Department of<br />
Preventive <strong>Medicine</strong> <strong>and</strong> he carefully traces the shift from an unfocused curriculum,<br />
to the creation of a Department of Epidemiology <strong>and</strong> International Health <strong>and</strong>, most<br />
recently, the Department of Epidemiology <strong>and</strong> Biostatistics.<br />
In the late 1960s a series of summer sabbaticals drew Dr. Petrakis into the<br />
exp<strong>and</strong>ing field of epidemiology <strong>and</strong>, from this time on, his concern for genetic<br />
markers for cancer became the dominant theme of his research, supported by an NIH<br />
Program Project Grant titled "The Natural <strong>History</strong> of Benign Breast Disease <strong>and</strong><br />
Breast Cancer." His reflections on the minority presence of sociology, anthropology<br />
<strong>and</strong> health services concerns on campus provide an important perspective on the<br />
development of social medicine at UCSF, a process overshadowed by dramatic<br />
discoveries in molecular biology. Dr. Petrakis traces the earliest roots of concerns for<br />
the social <strong>and</strong> behavioral sides of medical care, from Ralph Audy's <strong>and</strong> John<br />
Saunders' formulations of "human ecology," through innovations within the Division<br />
of Ambulatory <strong>and</strong> Community <strong>Medicine</strong>, <strong>and</strong> the development of varieties of<br />
sophisticated epidemiological studies on campus. His account elucidates the early<br />
development of health services research on campus, first formally institutionalized by<br />
Dr. Philip Lee in 1976 with the formation of the Institute for Health Policy Studies. In<br />
this interview Dr. Petrakis traces the campus fate of medical anthropology <strong>and</strong> the<br />
social <strong>and</strong> behavioral sciences, providing an important perspective on the current<br />
consolidation of these elements in the new Center for <strong>Social</strong>, Behavioral <strong>and</strong> Policy<br />
Sciences, now supported at the highest administrative levels at UCSF.
This interview was conducted on the fourth floor of the old UC Hospital with<br />
Dr. Petrakis, a most versatile <strong>and</strong> informed senior statesmen of the UC School of<br />
<strong>Medicine</strong>. Since his intimate involvement with early postwar cancer research was a<br />
special area of departmental historical research interest, Dr. Petrakis consented to be<br />
interviewed in more depth on the subject of his associations with Dr. Michael<br />
Shimkin <strong>and</strong> the Laboratory of Experimental Oncology in the early 1950s. The<br />
second half of the interview assumes the usual program format with a detailed<br />
consideration of Dr. Petrakis' career at UCSF considering key shifts in administration<br />
<strong>and</strong> the continuous development of the field of epidemiology in this institutional<br />
context. Dr. Michael Thaler, a master’s student in the Department of the <strong>History</strong> of<br />
Health Sciences at the time of the interview, participated in the sessions with<br />
permission of Dr. Petrakis. The reader is directed to the UCSF Health Sciences<br />
Library for the documentary records of the LEO, the School of <strong>Medicine</strong>'s Cancer<br />
Board minutes <strong>and</strong> other rich collections of papers relating to the development of<br />
epidemiology, social sciences <strong>and</strong> health services research on this campus. Dr.<br />
Petrakis' broad vision <strong>and</strong> close observations do much to enliven <strong>and</strong> tie together<br />
these disparate elements of intellectual <strong>and</strong> disciplinary development at UCSF.<br />
Nancy Rockafellar, Ph.D., July 1998
INTERVIEWS WITH NICHOLAS L. PETRAKIS<br />
MARCH 21 & 22, 1996<br />
CONTENTS<br />
Acknowledgments v<br />
Foreword xi<br />
Introduction <strong>and</strong> Interview <strong>History</strong> xii<br />
EARLY LIFE AND EDUCATION<br />
Early Life .......................................................................................................................1<br />
Medical School in Wartime: the Navy at University of South Dakota .........................3<br />
Washington University at St. Louis...............................................................................4<br />
Internship in Minneapolis ..............................................................................................5<br />
Navy Service in Seattle..................................................................................................5<br />
POSTWAR RESEARCH IN SAN FRANCISCO<br />
Radiation Damage Control School in San Francisc.......................................................6<br />
First Contact with UC School of <strong>Medicine</strong> ...................................................................6<br />
Connections between Oncology <strong>and</strong> Hematology, ca. 1950 .........................................8<br />
LEO Relationships with Radiology ..............................................................................11<br />
Comparison of UC with Stanford .................................................................................15<br />
The Rarity of Research Positions in the mid-1950s .....................................................17<br />
David Wood Comes to Direct the Cancer Research Institute, 1951.............................18<br />
LABORATORY OF EXPERIMENTAL ONCOLOGY<br />
The Laboratory of Experimental Oncology Dispersed: Impact on the CRI .................19<br />
Characterizing the Laboratory of Experimental Oncology...........................................19<br />
A Last Resort for Cancer Patients.................................................................................20<br />
Designing Experiments.................................................................................................20<br />
Microspectrophotometric Measurement of DNA .........................................................20<br />
Study of the Physiology of Cancer ...............................................................................21<br />
Priority Disputes over the Portal Puncture Technique .................................................25<br />
Review of LEO Rounds by UC Internists.....................................................................26<br />
Role of the Consultative Tumor Board.........................................................................26<br />
Laurens P. White Arrives at the LEO ...........................................................................28<br />
Howard Bierman's Arrival, 1947 ..................................................................................29<br />
Visiting Professors........................................................................................................29<br />
CANCER RESEARCH<br />
The Languishing of Clinical Research in Cancer: Post LEO .......................................30<br />
From the CRI to the Department of Preventive <strong>Medicine</strong>............................................31<br />
The CRI as a Referral Center........................................................................................33<br />
Significance of Nonpaying "Teaching Cases" in the CRI ............................................33
CONTROVERSIAL EXPERIMENTS<br />
Symposium on Human Experimentation ......................................................................35<br />
Policy Revisions: Cancer Board Review......................................................................38<br />
Geographical Full-time .................................................................................................40<br />
Howard Bierman Leaves the LEO................................................................................43<br />
Controversial Experiments ...........................................................................................44<br />
M . B. SHIMKIN BIOGRAPHY<br />
Background on Dr. Michael Shimkin ...........................................................................46<br />
Michael Shimkin's Return to UC to Direct the LEO, 1947 ..........................................47<br />
Turf Wars between Michael Shimkin <strong>and</strong> Robert Stone ..............................................49<br />
Failure to Integrate Laboratory <strong>and</strong> Bedside Studies at LEO.......................................50<br />
Medical Schools as Hierarchies....................................................................................52<br />
Beginning Work in Epidemiology................................................................................53<br />
Michael Shimkin's Later Career ...................................................................................55<br />
Shimkin's Involvement in Breast Cancer Studies.........................................................55<br />
Professor of Human Cancer Biology at Temple University .........................................56<br />
FROM LEO TO CRI<br />
David Wood's Administrative Style at the CRI ............................................................57<br />
Comments on the Transcutaneous Approach to the Portal Vein ..................................58<br />
Interpersonal Rivalries..................................................................................................59<br />
New Scrutiny Prompted by the President's Committee on<br />
Human Radiation Experiments.....................................................................................61<br />
Authorship Patterns on LEO Scientific Papers.............................................................61<br />
Early Chemotherapy Trials at the LEO ........................................................................63<br />
Supplementing Medline with the World Wide Web.....................................................65<br />
Early Clinical Trials: Protocols <strong>and</strong> Deficiencies.........................................................66<br />
CAREER TRANSITIONS<br />
Career Transitions.........................................................................................................67<br />
Meeting Rudi Schmid at Minnesota .............................................................................68<br />
CRITICISM OF LEO PROTOCOL<br />
The Laboratory of Experimental Oncology <strong>and</strong> the Legal Release Form....................70<br />
The Predominance of Legal Concerns..........................................................................71<br />
Responsibility to the Department of <strong>Medicine</strong>.............................................................72<br />
Criticism Leads to Review of Procedures <strong>and</strong> Practices ..............................................73<br />
PREVENTIVE MEDICINE<br />
Transition to Epidemiology ..........................................................................................73<br />
Department of Preventive <strong>Medicine</strong>, 1956 ...................................................................75<br />
Context of the Times.....................................................................................................76<br />
Sample Lectures in Preventive <strong>Medicine</strong> .....................................................................77
TRANSFORMATION OF THE SCHOOL OF MEDICINE<br />
Characterizing Research at UC in the mid-1950s.........................................................79<br />
Impact of the Return of the Basic Sciences, 1958 ........................................................79<br />
The Cancer Research Institute <strong>and</strong> the CVRI...............................................................81<br />
An Independent Campus in San Francisco ...................................................................82<br />
Reform of the Department of Preventive <strong>Medicine</strong>......................................................82<br />
Accelerating Changes Within the Medical School.......................................................84<br />
Committee to Construct a New Department.................................................................89<br />
A New Department of Epidemiology <strong>and</strong> International Health ...................................90<br />
Research in Epidemiology <strong>and</strong> Sickle Cell Disease .....................................................92<br />
Bringing Medical <strong>Anthropology</strong> to UCSF....................................................................94<br />
AMBULATORY CARE<br />
Memories of Robert Credé............................................................................................95<br />
Bringing Allied Health Professions Together in Ambulatory Care..............................96<br />
Introducing Health Risk Appraisal ...............................................................................99<br />
CANCER EPIDEMIOLOGY<br />
Conversion to Epidemiology: Ear Wax Studies in American Indians..........................99<br />
The Study of Breast Cancer <strong>and</strong> Nipple Aspirates .....................................................101<br />
Interest in Etiology......................................................................................................103<br />
The Search for Genetic Markers in Cancer Epidemiology.........................................104<br />
CAMPUS TRANSITIONS<br />
Creating a San Francisco Program in Medical <strong>Anthropology</strong>....................................107<br />
Transitions in the Hooper ...........................................................................................110<br />
On Choosing a Successor ...........................................................................................113<br />
Attempt to Create a Liver Center at the Hooper.........................................................114<br />
J. Michael Bishop Directs the Hooper Foundation.....................................................115<br />
DEPARTMENT OF EPIDEMIOLOGY<br />
Biostatistics on Campus..............................................................................................116<br />
The Split Department of Epidemiology......................................................................117<br />
Virginia Ernster as Chair of Epidemiology <strong>and</strong> Biostatistics.....................................118<br />
Formalizing Biostatistics [1989].................................................................................120<br />
Need for Molecular Epidemiology: Preserving Laboratory Space.............................121<br />
Newer Developments in Epidemiology <strong>and</strong> Biostatistics...........................................124<br />
Index ...........................................................................................................................126
APPENDICES<br />
Appendix A: Nicholas L. Petrakis: CV <strong>and</strong> Bibliography<br />
Appendix B: Public Health Officers in the Laboratory of Experimental Oncology,<br />
San Francisco, 1952<br />
Appendix C: LEO Consent Form <strong>and</strong> 1951 Revisions<br />
Appendix D: Complete Bibliography of LEO Research Papers<br />
Appendix E: Essays on Human Ecology<br />
Appendix F: Symposium Papers on “The Problem of Experimentation on Human<br />
Beings”<br />
Appendix G: Reconfiguring Preventive <strong>Medicine</strong> <strong>and</strong> Epidemiology on Campus<br />
Appendix H: Caricature of Herbert Johnstone, Associate Professor of Medical<br />
Parasitology<br />
Appendix I: Biography of Ralph J. Audy<br />
Appendix J: Summary of Work in Breast Cancer Epidemiology