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The Molotov-Ribbentrop Pact - ELTE BTK Történelem Szakos Portál

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ISBN 978-963-284-164-9


Unknown Clauses: <strong>The</strong> Background Deals of<br />

Totalitarian Systems in the Face of World War II<br />

<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />

edited by Zoltán Maruzsa


Unknown Clauses: <strong>The</strong> Background Deals of<br />

Totalitarian Systems in the Face of World War II<br />

<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />

<strong>The</strong> project was supported by the<br />

Edited by Zoltán Maruzsa<br />

Published by<br />

<strong>ELTE</strong> <strong>BTK</strong> Új- és Jelenkori Egyetemes Történeti Tanszék<br />

(Department of Modern and Contemporary Global History)<br />

Budapest<br />

2010


Unknown Clauses: <strong>The</strong> Background Deals of<br />

Totalitarian Systems in the Face of World War II<br />

<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />

© Zoltán Maruzsa<br />

ISBN 978-963-284-164-9<br />

Published by<br />

<strong>ELTE</strong> <strong>BTK</strong> Új- és Jelenkori Egyetemes Történeti Tanszék<br />

Printed by Robinco Kft, Budapest. (Kecskeméthy Péter)<br />

Cover design: Bálint Bak


CONTENTS<br />

Foreword (István MAJOROS, Zoltán MARUZSA) 7<br />

<strong>The</strong> Historical Judgement of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />

MARUZSA, Zoltán<br />

<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> and What is Behind 11<br />

LACHAISE, Bernard<br />

Historiography of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact in France since 1945 23<br />

ORTOLAN, Guillaume<br />

<strong>The</strong> 70th anniversary of the German-Soviet pact in France<br />

and in Germany: a compared study 33<br />

Some Issues of the International Political System before World War II 43<br />

KRETSCHMANN, Vasco<br />

<strong>The</strong> ideological origins of German Polonophobia?<br />

<strong>The</strong> German-Polish conflict in the eastern provinces<br />

of the German Empire before WWI - a precondition for<br />

the anti-Polish chapter of the <strong>Ribbentrop</strong>-<strong>Molotov</strong>-<strong>Pact</strong> 45<br />

PRĘTKIEWICZ, Przemysław<br />

<strong>The</strong> system of international connections by<br />

Central European countries on the eve of the outbreak of war 51<br />

STERNICZKY, Aaron<br />

An unfortunate faith. <strong>The</strong> Hlinka’s Slovak People’s Party’s ideology 61<br />

BALOGH, Márton<br />

Problems at the Finnish-Soviet Border after the signing of<br />

the <strong>Molotov</strong>-<strong>Ribbentrop</strong> pact 67<br />

WINKLER, Paul<br />

Adolf Eichmann’s Vienna model and his attempt to expansion 75<br />

ROESCH, Claudia<br />

Spain as a battlefield of ideologies – <strong>The</strong> Changes of<br />

International Alliances due to the Spanish Civil War 1936 – 1939 93<br />

KAŁAN, Dariusz<br />

<strong>The</strong> Ukrainian Question in German Foreign Policy<br />

(March 1938 - September 1939) 103<br />

5


Public Reactions to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> 109<br />

BAPTISTE, Antoine<br />

What did French MPs think about it? Political reactions and<br />

speeches about <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact 111<br />

BRUZEL, Baptiste<br />

Central Europe in the french reactions about<br />

the <strong>Ribbentrop</strong>p-<strong>Molotov</strong> <strong>Pact</strong> 121<br />

BARANYI, Tamás<br />

„A Surprise of a Very Unpleasant Character:”<br />

British Reaction to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> 125<br />

ITHURBURU, Caroline<br />

<strong>The</strong> reactions of a french right departement<br />

the Basses-Pyrénées following the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>’s 131<br />

DUBASQUE, François<br />

<strong>The</strong> German-Soviet <strong>Pact</strong> and the toing and<br />

froing of the French pacifists 135<br />

DELMOULY, Laura<br />

<strong>The</strong> German-Soviet pact in french coursebooks 143<br />

RICHAUD, Romain<br />

Politics’ reaction from a left-wing department<br />

about the German-Soviet <strong>Pact</strong> 147<br />

World War II on the territory of Poland 153<br />

PIEKARSKI, Michał<br />

Lviv at the Beginning of World War Two 155<br />

LIGETI, David<br />

<strong>The</strong> German-Polish War in 1939 based on<br />

the Memoir of the Hungarian Ambassador to Warsaw 163<br />

GRETHER, Sandra<br />

Pogroms in Eastern Poland after the German Occupation 169<br />

6


Foreword<br />

<strong>The</strong> world remembers in 2009 the 70 th anniversary of the signing of<br />

the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>. <strong>The</strong> alliance of the two totalitarian<br />

systems, the communist and the national socialist state, the alliance of<br />

Stalin and Hitler – though proved to be transitory – it determined the fate<br />

of the whole of Europe for years. It is also obvious that in the case of the<br />

subsistence of this grotesque coalition, World War II could have taken<br />

an entirely different turn.<br />

<strong>The</strong> anniversary provided to opportunity for reconsidering and<br />

historically processing the events. <strong>The</strong> Institute for History at the Faculty<br />

of Arts of Eötvös Loránd University aimed at the organisation of an<br />

international conference or workshop. <strong>The</strong> event was finally organised<br />

by the Department for Modern and Contemporary Global History. <strong>The</strong><br />

international partners were partly selected thematically (concerned<br />

countries) and partly along the lines of our university’s existing<br />

international relations. Our partners were the Humboldt University of<br />

Berlin, University of Vienna, University of Warsaw, and Michel de<br />

Montaigne University of Bordeaux.<br />

Our project was supported by <strong>The</strong> Education, Audiovisual and<br />

Culture Executive Agency of the European Union.<br />

Our aim was to allow the History majors – most of them undertaking<br />

teacher training – of the five participating countries to discuss the events<br />

7


elated to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> in the plenary sessions and in the<br />

workgroups of the scientific conference and to get acquainted with the<br />

opinion and point of view of the students from other countries.<br />

Every partner sent its delegation to the event, which was organised<br />

between December 3-5, 2009. As it is clearly visible from the<br />

presentations uploaded to the website http://www.secretpact.info, and<br />

from the publications in this book, both students and lecturers gave their<br />

best and we can consider the conference professionally successful. We<br />

are also sure that everyone returned home with positive memories and<br />

many friends richer, and our event contributed to the building of a new,<br />

common Europe, in which such treaties as the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />

have no place at all.<br />

Budapest, August 23, 2010.<br />

Zoltán Maruzsa István Majoros<br />

assistant professor professor<br />

head organiser head of department<br />

8


<strong>The</strong> Historical Judgement of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />

9


Maruzsa, Zoltán<br />

<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> and What is Behind<br />

In our modern age there is a celebrated anniversary every day<br />

commemorating a significant historical event. However, the importance of<br />

these anniversaries is not the same and we can say that only those jubilees call<br />

the attention of the majority of the society that are timely and have a current<br />

message for us. This is true for the 70 th anniversary of the <strong>Molotov</strong>-<strong>Ribbentrop</strong><br />

<strong>Pact</strong> as well, which was used not only by historians but also by politicians for<br />

formulating covert or direct messages, as demonstrated by Guillaume Ortolan’s<br />

article published in this volume. We shall not be surprised by this, since<br />

politics, as usual, redefines history from period to period. In our case, the<br />

„German-Soviet <strong>Pact</strong>,” the „<strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>,” or „Hitler-Stalin <strong>Pact</strong>”<br />

as it is also known is obviously appropriate for political groups to discredit the<br />

historical Soviet Union and in a broader sense Communism, what is more, to<br />

turn people against Russia, which showed authoritarian tendencies according to<br />

the Western opinion. 1 However, its reverse it also true: seen with the eyes of<br />

these groups, the protectors of concluding this agreement between the two<br />

parties try to whiten the dark stains in the co-operation of the two totalitarian<br />

systems and the two sanguinary dictators; moreover, sometimes pretend that<br />

these stains do not exist. <strong>The</strong> stake of the debate is not insignificant: since the<br />

end of World War II up to the present day, the co-operation with Hitler and<br />

Nazism has been a serious stigma for any political power or state, which, as a<br />

result, everyone strives to avoid.<br />

<strong>The</strong> debates of historians in Hungary represent the political opinions and<br />

messages appearing on the international scene as well. 2 Due to this, the debate<br />

1 Based on the viewpoint of Tamás Krausz „the aim of the adulterations was that the Soviet<br />

Union could discredit and criminalize the history of the state socialism again and again with the<br />

obvious intention to strengthen the ideological legitimacy of the new civilian system in Eastern<br />

Europe and the post-Soviet states.” KRAUSZ Tamás: Néhány megjegyzés a <strong>Molotov</strong>-<strong>Ribbentrop</strong><br />

paktum értelmezéséhez. IN: HÁDA Béla - LIGETI Dávid - MAJOROS István - MARUZSA<br />

Zoltán - MERÉNYI Krisztina (szerk.): Nemzetek és birodalmak. Diószegi István 80 éves. <strong>ELTE</strong>,<br />

Új- és Jelenkori Egyetemes Történeti Tanszék, Budapest, 2010. 365.<br />

2 In our case the most interesting debate took place on the columns of Élet és Irodalom. Q.v.:<br />

MITROVITS Miklós: Egy paktum furcsa évfordulója. Élet és Irodalom, LIII. 36. szám, 2009.<br />

szeptember 4. UNGVÁRY Krisztián: Egy paktumról. Élet és Irodalom, LIII. évfolyam 38. szám,<br />

2009. szeptember 18. MITROVITS Miklós: A történelem átértelmezése? Élet és Irodalom, LIII.<br />

évfolyam 39. szám, 2009. szeptember 25. 16. UNGVÁRY Krisztián: Hét pont, Élet és Irodalom,<br />

LIII. évfolyam 40. szám, 2009. október 2. KARSAI László: Időutazás Hitlerrel, Sztálinnal és<br />

Trockijjal, Élet és Irodalom, LIII. évfolyam 40. szám, 2009. október 2.; SZ. BÍRÓ Zoltán: Érvek és<br />

paktumok, Élet és Irodalom, LIII. évfolyam 41. szám, 2009. október 9. SZÉKELY Gábor: Egy vita<br />

margójára, Élet és Irodalom, LIII. évfolyam 43. szám, 2009. október 22. KARSAI László:<br />

Vélemények és tények, Élet és Irodalom, LIII. évfolyam 48. szám, 2009. november 27. UNGVÁRY<br />

Krisztián: A bolsevik gyakorlat, Élet és Irodalom, LIII. évfolyam 49. szám, 2009. december 4.<br />

11


went often on emotional instead of professional level, which is true even if we<br />

accept that almost everybody supported his view with professional arguments<br />

and generally appropriate sources. Nevertheless, the absolute value of these<br />

sources is reduced by the fact that numerous things were written about the pact<br />

even at the time of its birth; thus, there is practically no statement that could not<br />

be supported with documents. This often makes the debate senseless since the<br />

opposite of the truth can also contain pieces of partial truth, which is not taken<br />

into consideration by those having an emotional argument. As Bernard<br />

Lachaise’s study in this volume shows, the same is true for the French history<br />

writing, though that might be a bit less sensitive topic.<br />

This analysis is to be a summary of the differing opinions dealing with the<br />

most crucial questions in connection with the pact as an introduction to the<br />

studies of this volume – which deal mainly with exciting details – with the<br />

intention of helping their deeper understanding. We tried, however, to avoid<br />

discussing those questions that were raised by the disputers as political<br />

arguments or evaluations and we attempted to examine the agreements and<br />

their background from more than one perspective taking various views into<br />

consideration.<br />

<strong>The</strong> Content of the Agreement(s)<br />

We publish the document signed on August 23, 1939 and the text of the<br />

German-Soviet Boundary and Friendship Treaty signed on September 28 as an<br />

attachment without any explanation. We attach them because during the<br />

debates in Hungary, the publication of the complete texts did not take place,<br />

therefore, making distortion and the attachment of non-existing contents<br />

possible, which we wish to avoid. <strong>The</strong> texts were not put in a roundabout way;<br />

the dictatorships signing them did not bother with formalities, thus no<br />

remarkable philological capability is required to understand them.<br />

We should not forget that historians were divided even on the question of<br />

the documents, since, before the change of the regime, the history writing of<br />

neither the Soviet Union nor the „sovietised” countries acknowledged the<br />

existence of the secret clause. 3 This problem has disappeared by now, the secret<br />

clause is existent for everyone; however, the parties are divided on its<br />

interpretation. According to one of these parties, they were only part of a nonaggression<br />

treaty reflecting the Soviet Union’s endeavour for peace, 4 while the<br />

other side considered the same documents Europe’s division among the<br />

totalitarian systems and a war crime. 5<br />

3<br />

DIÓSZEGI István: A hatalmi politika másfél évszázada. História-MTA TTI, Budapest,<br />

1994. 429.<br />

4<br />

CARR, Edward Hallett: German–Soviet Relations Between the Two World Wars 1919–<br />

1939. Ayer Publishing, 1979. 136.<br />

5<br />

WERTH, Nicolas-BARTOŠEK, Karel-PANNÉ, Jean-Louis-MARGOLIN, Jeal Louis-<br />

12


If we accept that a document’s content is what is written in it, we can state that<br />

the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> itself is a non-aggression treaty between the<br />

Communist Soviet Union and the Nazi German Empire, which accurately<br />

demarcated their spheres of interest in a secret clause in order to avoid any<br />

controversial issues. In this sense we can call this treaty a typical example of<br />

classic imperial policy, for which we can find numerous examples especially in the<br />

colonial area. Everything else beyond this can be interpreted only in a broader<br />

context and does not result merely from the pact. <strong>The</strong> treaty of September 28, 1939<br />

is a boundary and friendly treaty according to its title, even if the concept of<br />

friendship in a political context shall be handled carefully in historical criticism.<br />

Why Did <strong>The</strong>y Sign the Treaty?<br />

Since the treaty was signed just before the outbreak of World War II, the<br />

document is said to have provided Hitler the opportunity to wage a war without<br />

risking fighting a dual theatre war. This explains why the question of<br />

responsibility is such a significant issue of the debate about the pact.<br />

Analyzing Hitler’s responsibility is almost superfluous as his motives were<br />

well-known: he reckoned that time had come for a localized war against Poland<br />

and he wanted to avoid a dual-theatre war, 6 which he regarded the biggest<br />

strategic fault of the imperial Germany even in „Mein Kampf”. For the sake of<br />

his purpose, he had to come to an agreement either with his western or his<br />

eastern enemies. 7 As he could not expect remarkable diplomatic success against<br />

the British and the French a year after Munich, 8 he had to come to an agreement<br />

with Moscow under the given circumstances, which did not prove to be very<br />

difficult (in view of the facts). We have to emphasize, however, that this<br />

cooperation could only be temporary for Hitler: since their coming into power,<br />

the Nazis advocated the necessity of eliminating Communism and the „Mein<br />

Kampf” – irrespectively of its political system – set the program of<br />

germanising the Eastern Slavic territories as a long-term purpose. Still, the<br />

„peaceful cohabitation” of the two world orders – like in the case of the USA<br />

and the Soviet Union later – could certainly have been imaginable for even<br />

decades; nevertheless, this is not the world of historians but that of sci-fi. <strong>The</strong><br />

German Empire obviously wanted the war and regarded the Soviet Union an<br />

enemy in the long run. <strong>The</strong> relation of the two powers was far from friendly, as<br />

pointed out properly even by Tamás Krausz in his above cited article. 9<br />

PACZKOWSKI, Andrzej-COURTOIS, Stéphane: <strong>The</strong> Black Book of Communism: Crimes,<br />

Terror, Repression. Harvard University Press, 1999. 5.<br />

6 RÁNKI György: A második világháború története. Gondolat, Budapest, 1973. 7.<br />

7 Arising from the nature of Nazism and German superiority, Hitler had no „friends,” only<br />

enemies and temporary allies.<br />

8 ORMOS, Mária-MAJOROS, István: Európa a nemzetközi küzdőtéren. Osiris, Budapest, 2003. 402.<br />

9 KRAUSZ Tamás: Néhány megjegyzés a <strong>Molotov</strong>-<strong>Ribbentrop</strong> paktum értelmezéséhez. IN:<br />

13


What is much more interesting is the situation of the Soviet Union and the<br />

reason why Stalin concluded the agreement. According to a notable and more<br />

and more prevailing view, Stalin considered Hitler a more calculable and<br />

creditable partner than the Western democracies. <strong>The</strong>ir way of thinking was<br />

similar in many perspectives: both of them respected military strength, believed<br />

in power and did not think much of the ideas of freedom and equality. For<br />

Stalin Hitler’s hostile approach towards the Soviet Union and Communism<br />

could not be a telling argument against him, as all the other states’ attitude in<br />

the world was similar to that to a certain extent. We can even claim that from<br />

the Rapallo Treaty (1922) until Hitler’s seizure of power, the Soviet Union had<br />

its closest relations with no other but Germany, 10 thus they had something to<br />

proceed from. Nonetheless, the thesis of the almost allied co-operation of the<br />

two totalitarian states between 1939 and 1941, the beginning of which was<br />

indicated by the signing of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>, cannot be accepted<br />

without criticism: the co-operation of Moscow and Berlin as pointed out above<br />

was only of tactical and temporary nature. However, this collaboration cannot<br />

be denied; the relations between Moscow and Berlin warmed up spectacularly<br />

after their mutual operations against Poland. 11 <strong>The</strong> Communist Soviet Union<br />

and the Nazi Germany were not compelled to hold a common parade for their<br />

soldiers in the occupied Brest-Litovsk on September 22, 1939 and Lvov on<br />

September 23, 1939; 12 hence, it is understandable that hearing such pieces of<br />

news the sentiments about the collaboration of the two dictatorships appeared<br />

that time and even Stalin’s censorship could not eliminate them.<br />

We have to realize that Stalin had no other choice. He recognized that<br />

during the changes in the international system at the end of the 1930s the<br />

isolation of the Soviet Union could not be maintained, or at least was not<br />

expedient. Nonetheless, when he tried to look for partners for his growing<br />

activity, neither the British, nor the French, and not even Warsaw threatened by<br />

the Germans enthused over a close co-operation with Moscow. 13 Due to its<br />

Communist nature, the Soviet Union had been treated as an outcast and an<br />

unreliable state. This attitude was suspended only for a few years during the<br />

HÁDA Béla - LIGETI Dávid - MAJOROS István - MARUZSA Zoltán - MERÉNYI Krisztina<br />

(szerk.): Nemzetek és birodalmak. Diószegi István 80 éves. <strong>ELTE</strong>, Új- és Jelenkori Egyetemes<br />

Történeti Tanszék, Budapest, 2010. 363.<br />

10 A major consequence of the treaty was that Germany had the weapons, the possession of<br />

which was forbidden for them by the Versailles Peace Treaty, tested in the Soviet Union, such as<br />

airplanes and armours.<br />

11 <strong>The</strong> deepening of the co-operation was indicated by the expansion of the German-Soviet<br />

Trade Agreement on February 11, 1940, signed originally on August 19, 1939, by the Lithuanian<br />

border’s remodification, or by the population exchange agreement of 1941. ERICSON, Edward<br />

E: Feeding the German Eagle: Soviet Economic Aid to Nazi Germany. 1933–1941. Greenwood<br />

Publishing, 1999. 150-153.<br />

12 NEKRICH, Aleksandr Moiseevich-ULAM, Adam Bruno; FREEZE, Gregory L.: Pariahs,<br />

Partners, Predators: German–Soviet Relations 1922–1941. Columbia University Press, 1997. 131.<br />

13 TAYLOR, A.J.P.: A második világháború okai. Scolar, Budapest, 1998. 308-311.<br />

14


war and the friendly relations broke up after the mutually achieved victory. It is<br />

also true that by announcing the „world revolution” and by the continuous<br />

lashing of the „western imperialism”, the Soviet Union was responsible for its<br />

own segregation. In 1939, nevertheless, Stalin’s position was favourable: the<br />

Germans, the French, and also the British wished for negotiating with him<br />

about collaboration, who, therefore, could exploit this situation. <strong>The</strong> indulgent<br />

British and French behaviour at the time of signing the Munich Treaty and at<br />

its violation, moreover, the inefficiency of their negotiations in July-August,<br />

1939 14 convinced Stalin about the fact that he could not expect support from<br />

either London or Paris in case of a potential German-Soviet conflict. As a<br />

consequence, opening towards Germany seemed to be logical: 15 as the Soviet<br />

Union was not prepared for the war (it was not prepared even in 1941 as it<br />

became apparent by the German attack), a tactical partnership with Hitler was<br />

not a bad decision. 16 <strong>The</strong> Germans concluded similar non-aggression<br />

agreements, although lacking any secret clause, with Denmark, Estonia and<br />

Latvia in 1939, so the treaty was part of a German „peace offensive” –<br />

posteriorly regarded a policy with misinforming purposes – which made the<br />

communication of signing the treaty easier for Stalin. It is also a fact that<br />

London and Paris could not offer the territories marked as Moscow’s sphere of<br />

interest in the treaty to Stalin, who was dealing with regaining the areas of the<br />

former Tsarist Russia – from another perspective, narrowing the military<br />

spring-board against the Soviet Union, – while Hitler did gladly offer, and<br />

Stalin decided in favour of the more prosperous choice. 17<br />

It is a different question that the history writing of the „sovietised” counties<br />

created a myth from the agreement signed under such circumstances and<br />

presented the signing of the pact as a genius decision of the generalissimo,<br />

which provided two more years for the Soviet Union to prepare for the war. 18<br />

This is, however, only partially true because, as we will see, the German<br />

Empire had strengthened much more by 1941 than the Soviet Union.<br />

Nevertheless, the main problem of the thesis is not this but that it presented<br />

14 ORMOS, Mária-MAJOROS, István: Európa a nemzetközi küzdőtéren. Osiris, Budapest, 2003. 403.<br />

15 Some historians consider the exchange of Litvinov, the Soviet foreign minister with Jewish<br />

descent to <strong>Molotov</strong> on May 3, 1939 an obvious gesture towards the Germans. Litvinov was<br />

mentioned only as Litvinov-Finkelstein in the German media. Albeit, it is also true that besides<br />

some other factors, the failure of the British-French-Soviet anti-Fascist co-operation preferred by<br />

him contributed to his fall as well. Q. v. LEVIN, Nora: <strong>The</strong> Jews in the Soviet Union Since 1917:<br />

Paradox of Survival. NYU Press, 1988. 330.<br />

16 We could say state that the conquest-seeking Germany was translated as East by the<br />

Munich Treaty and as West by the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> after the Invasion of Poland.<br />

17 DIÓSZEGI István: A hatalmi politika másfél évszázada. História-MTA TTI, Budapest,<br />

1994. 428. GROGIN, Robert C.: Natural Enemies: <strong>The</strong> United States and the Soviet Union in the<br />

Cold War 1917–1991. Lexington Books, 2001. 28.<br />

18 This statement was first announced in Stalin’s speech on radio on July 3, 1941, and<br />

became therefore compulsory and absolute for many. DIÓSZEGI István: A hatalmi politika<br />

másfél évszázada. História-MTA TTI, Budapest, 1994. 429.<br />

15


such an international agreement as a genius decision that was concluded by two<br />

totalitarian empires over the head of millions of Polish, Estonian, Latvian,<br />

Lithuanian, Romanian, and Ukrainian people without their consent, against<br />

their wish, deciding upon their fate and their future, which is still unacceptable<br />

seen from the western democracies’ viewpoint. 19 That is why the majority of<br />

the Baltic republic’s population expressed their opinion about Stalin’s genius<br />

decision as soon as it was possible, namely on August 23, 1989, at the 50 th<br />

anniversary of signing the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>. 20<br />

Who Were the Agreements Most Beneficial to?<br />

<strong>The</strong> German-Soviet agreement apparently delayed the war between Moscow<br />

and Berlin making them accomplices in dividing the territories lying between<br />

them. <strong>The</strong> German invasion of September 1, 1939 and the Soviet attack starting<br />

on September 17 against Poland were only the first step of accomplishing the<br />

division of the area – more delicately the demarcation of their spheres of<br />

interest – comprised in the secret clause of the agreement, which was modified<br />

on September 28. <strong>The</strong> Germans acquired the parts of Poland owing to them,<br />

while the Soviet Union annexed East-Poland, Lithuania, Estonia, and Latvia, 21<br />

then commenced a war against Finland, and demanded Bessarabia successfully<br />

from Romania in 1940. With these actions, Stalin practically stepped on the<br />

way of traditional imperial expansion, the aim of which was to gain buffer<br />

territories to be used for beating off a potential attack against the Soviet Union.<br />

All in all, we can lay down that these territories were lost for Moscow even in<br />

the first few weeks of the war and their temporary possession did not influence<br />

the outcome of the war considerably. 22 At the same time, the Soviet expansion<br />

spoiled the agreement with the British and the Americans, who did not intend<br />

to support Stalin’s expansion.<br />

On the other hand, Hitler exploited the existence of the agreement<br />

concluded with the Soviet Union more than Stalin expected; though, he also<br />

had to explain himself to his allies 23 but only temporarily. After having secured<br />

his back from the east, his army occupied France, Denmark, Norway, Belgium,<br />

the Netherlands, and Luxemburg in less than one year. Though the occupation<br />

of these countries tied up significant German military power, the possession of<br />

19 Let there be no mistakes about it: in the course of their history, these democracies also<br />

concluded several treaties that are unacceptable from our present-day viewpoint, and that<br />

completely ignored the opinion of especially the colonial areas’ population.<br />

20 URBAN, Thomas: 15 Minuten Freiheit. Süddeutsche Zeitung, 23 rd August 2009.; VESER,<br />

Reinhard: Eine Last für die Nachgeborenen. FAZ, 20 th August 2009.<br />

21 RAUCH, Georg von-MISIUNAS, Romuald J.-TAAGEPERA, Rein: A balti államok<br />

története. Osiris-Századvég, Budapest, 1994. 179-183.<br />

22 An exception in the Baltic region is the issue of Estonia, the possession of which made the<br />

German march against Leningrad really difficult at the beginning of the war.<br />

23 ORMOS, Mária-MAJOROS, István: Európa a nemzetközi küzdőtéren. Osiris, Budapest, 2003. 404.<br />

16


their war industry and raw materials made Hitler much stronger than Stalin<br />

imagined. We can mention in his excuse that such German success was not<br />

supposed to be achieved. In 1939, it was also imaginable – and Stalin probably<br />

believed in it as well – that an extended position war could evolve on the<br />

western borders of Germany, in which all parties would get exhausted and from<br />

this situation the Soviet Union could emerge with much strength. 24 This did not<br />

happen, and the Soviet Union had pay for it seriously. Still, they might have<br />

had to pay this price too if they had entered the war earlier, and particularly in a<br />

way that the British and the Americans would not have been compelled to form<br />

an alliance against the Nazi Germany.<br />

Natural Co-operation of Totalitarian Systems or a Typical Agreement<br />

of Imperial Politics?<br />

As we already pointed out, the co-operation between Moscow and Berlin<br />

between 1939 and 1941 warmed up spectacularly. However, could that cooperation<br />

be considered such an allied relation based on which we can<br />

speak about the two totalitarian systems’ close collaboration? <strong>The</strong> answer to<br />

this question is no. <strong>The</strong>re was no friendship between Hitler and Stalin or<br />

between their countries; even if they had some common characteristics or<br />

there was military co-operation between them and their commercial<br />

relations were developing continuously. <strong>The</strong> reason is that they did not<br />

create a world order with principles fixed in a common declaration. <strong>The</strong><br />

meeting of <strong>Molotov</strong> and <strong>Ribbentrop</strong> on November 12-13, 1940 could have<br />

been a starting point for that; nonetheless, the two diplomats realized the<br />

differences between their conceptions about the international settlement. 25<br />

<strong>The</strong> relevance of these negotiations is decreased by the detail that Hitler<br />

ordered the preparation of the eastern operation before them. <strong>The</strong> fact that<br />

the co-operation of the two totalitarian states was not close does not exempt<br />

either of them from the responsibility of applying imperial policy right in<br />

the middle of Europe and introducing their own political system and laws<br />

bluntly on the territories controlled by them. When more and more friction<br />

took place between them, the Third Reich, being at the zenith of its<br />

strength, denounced the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> concluded because of<br />

tactical reasons and, consequently, the alliance working based on the pact;<br />

and finally the war between them broke out.<br />

24 DIÓSZEGI István: A hatalmi politika másfél évszázada. História-MTA TTI, Budapest, 1994. 430.<br />

25 <strong>Ribbentrop</strong> wished to call the Soviets’ attention to the British colonies and the Middle-and<br />

Near East to involve the Soviet Union in an attack against the British, while <strong>Molotov</strong> was<br />

formulating Soviet (or we could equally say: traditional Russian) interests in the Balkans and the<br />

straits clarifying for their German partners that the Soviet Union claimed far more territories than<br />

ensured for them by the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>. ORMOS, Mária-MAJOROS, István: Európa<br />

a nemzetközi küzdőtéren. Osiris, Budapest, 2003. 429-430.<br />

17


Text of the Nazi-Soviet Non-Aggression <strong>Pact</strong><br />

<strong>The</strong> Government of the German Reich and <strong>The</strong> Government of the Union of<br />

Soviet Socialist Republics desirous of strengthening the cause of peace<br />

between Germany and the U.S.S.R., and proceeding from the fundamental<br />

provisions of the Neutrality Agreement concluded in April, 1926 between<br />

Germany and the U.S.S.R., have reached the following Agreement:<br />

Article I. Both High Contracting Parties obligate themselves to desist from<br />

any act of violence, any aggressive action, and any attack on each other, either<br />

individually or jointly with other Powers.<br />

Article II. Should one of the High Contracting Parties become the object of<br />

belligerent action by a third Power, the other High Contracting Party shall in no<br />

manner lend its support to this third Power.<br />

Article III. <strong>The</strong> Governments of the two High Contracting Parties shall in<br />

the future maintain continual contact with one another for the purpose of<br />

consultation in order to exchange information on problems affecting their<br />

common interests.<br />

Article IV. Should disputes or conflicts arise between the High Contracting<br />

Parties shall participate in any grouping of Powers whatsoever that is directly<br />

or indirectly aimed at the other party.<br />

Article V. Should disputes or conflicts arise between the High Contracting<br />

Parties over problems of one kind or another, both parties shall settle these<br />

disputes or conflicts exclusively through friendly exchange of opinion or, if<br />

necessary, through the establishment of arbitration commissions.<br />

Article VI. <strong>The</strong> present Treaty is concluded for a period of ten years, with<br />

the proviso that, in so far as one of the High Contracting Parties does not<br />

advance it one year prior to the expiration of this period, the validity of this<br />

Treaty shall automatically be extended for another five years.<br />

Article VII. <strong>The</strong> present treaty shall be ratified within the shortest possible<br />

time. <strong>The</strong> ratifications shall be exchanged in Berlin. <strong>The</strong> Agreement shall enter<br />

into force as soon as it is signed.<br />

Secret Additional Protocol<br />

Article I. In the event of a territorial and political rearrangement in the areas<br />

belonging to the Baltic States (Finland, Estonia, Latvia, Lithuania), the<br />

northern boundary of Lithuania shall represent the boundary of the spheres of<br />

influence of Germany and U.S.S.R. In this connection the interest of Lithuania<br />

in the Vilna area is recognized by each party.<br />

Article II. In the event of a territorial and political rearrangement of the<br />

areas belonging to the Polish state, the spheres of influence of Germany and the<br />

U.S.S.R. shall be bounded approximately by the line of the rivers Narev,<br />

Vistula and San.<br />

18


<strong>The</strong> question of whether the interests of both parties make desirable the<br />

maintenance of an independent Polish States and how such a state should be<br />

bounded can only be definitely determined in the course of further political<br />

developments.<br />

In any event both Governments will resolve this question by means of a<br />

friendly agreement.<br />

Article III. With regard to Southeastern Europe attention is called by the<br />

Soviet side to its interest in Bessarabia. <strong>The</strong> German side declares its complete<br />

political disinteredness in these areas.<br />

Article IV. This protocol shall be treated by both parties as strictly secret.<br />

Moscow, August 23, 1939.<br />

For the Government of the German Reich v. <strong>Ribbentrop</strong><br />

Plenipotentiary of the Government of the U.S.S.R. V. <strong>Molotov</strong><br />

* *<br />

BOUNDARY AND FRIENDSHIP TREATY BETWEEN GERMANY AND<br />

THE UNION OF SOVIET SOCIALIST REPUBLICS<br />

<strong>The</strong> Government of the German Reich and the Government of the U.S.S.R.<br />

consider it as exclusively their task, after the collapse of the former Polish<br />

state, to re-establish peace and order in these territories and to assure to the<br />

peoples living there a peaceful life in keeping with their national character. To<br />

this end, they have agreed upon the following:<br />

Article I.<br />

<strong>The</strong> Government of the German Reich and the Government of the U.S.S.R.<br />

determine as the boundary of their respective national interests in the territory<br />

of the former Polish state the line marked on the attached map, which shall be<br />

described in more detail in a supplementary protocol.<br />

Article II.<br />

Both Parties recognize the boundary of the respective national interests<br />

established in Article I. as definitive and shall reject any interference of third<br />

powers in this settlement.<br />

Article III.<br />

<strong>The</strong> necessary reorganization of public administration will be effected in the<br />

areas west of the line specified in article I by the Government of the German<br />

Reich, in the areas east of this line by the Government of the U.S.S.R.<br />

Article IV.<br />

<strong>The</strong> Government of the German Reich and the Government of the U.S.S.R.<br />

regard this settlement as a firm foundation for a progressive development of the<br />

friendly relations between their peoples.<br />

Article V.<br />

This Treaty shall be ratified and the ratifications shall be exchanged in<br />

Berlin as soon as possible. <strong>The</strong> Treaty becomes effective upon signature.<br />

19


Done in duplicate, in the German and Russian languages.<br />

Moscow, September 28, 1939.<br />

For the Government of the<br />

German Reich:<br />

J. v. <strong>Ribbentrop</strong><br />

20<br />

With full power of the Government of<br />

the U.S.S.R.:<br />

V. <strong>Molotov</strong><br />

SECRET SUPPLEMENTARY PROTOCOL [1]<br />

<strong>The</strong> undersigned Plenipotentiaries declare the agreement of the Government<br />

of the German Reich and the Government of the U.S.S.R upon the following:<br />

<strong>The</strong> Secret Supplementary Protocol signed on August 23, 1939, shall be<br />

amended in item 1 to the effect that the territory of the Lithuanian state falls to<br />

the sphere of influence of the U.S.S.R., while, on the other hand, the province<br />

of Lublin and parts of the province of Warsaw fall to the sphere of influence of<br />

Germany (cf. the map attached to the Boundary and Friendship Treaty signed<br />

today). As soon as the Government of the U.S.S.R. shall take special measures<br />

on Lithuanian territory to protect its interests, the present German-Lithuanian<br />

border, for the purpose of a natural and simple boundary delineation, shall be<br />

rectified in such a way that the Lithuanian territory situated to the southwest of<br />

the line marked on the attached map should fall to Germany.<br />

Further it is declared that the economic agreements now in force between<br />

Germany and Lithuania shall not be affected by the measures of the Soviet<br />

Union referred to above.<br />

Moscow, September 28, 1939.<br />

For the Government of the German<br />

Reich:<br />

J. v. <strong>Ribbentrop</strong><br />

With full power of the Government of the<br />

U.S.S.R.:<br />

V. <strong>Molotov</strong><br />

SECRET SUPPLEMENTARY PROTOCOL [2]<br />

<strong>The</strong> undersigned Plenipotentiaries, on concluding the German-Soviet<br />

Boundary and Friendship Treaty, have declared their agreement upon the<br />

following:<br />

Both Parties will tolerate in their territories no Polish agitation which affects<br />

the territories of the other Party. <strong>The</strong>y will suppress in their territories all<br />

beginnings of such agitation and inform each other concerning suitable<br />

measures for this purpose.<br />

Moscow, September 28, 1939.<br />

For the Government of the German<br />

Reich:<br />

J. v. <strong>Ribbentrop</strong><br />

With full power of the Government of the<br />

U.S.S.R.:<br />

V. <strong>Molotov</strong>


CONFIDENTIAL PROTOCOL<br />

<strong>The</strong> Government of the U.S.S.R. shall place no obstacles in the way of<br />

Reich nationals and other persons of German descent residing in the territories<br />

under its jurisdiction, if they desire to migrate to Germany or to the territories<br />

under German jurisdiction. It agrees that such removals shall be carried out by<br />

agents of the Government of the German Reich in cooperation with the<br />

competent local authorities and that the property rights of the emigrants shall<br />

be protected.<br />

A corresponding obligation is assumed by the Government of the German<br />

Reich in respect to the persons of Ukrainian or White Russian descent residing<br />

in the territories under its jurisdiction.<br />

Moscow, September 28, 1939.<br />

For the Government of the German<br />

Reich:<br />

J. v. <strong>Ribbentrop</strong><br />

With full power of the Government of the<br />

U.S.S.R.:<br />

V. <strong>Molotov</strong><br />

DECLARATION OF THE GOVERNMENT OF THE GERMAN REICH<br />

AND THE GOVERNMENT OF THE U.S.S.R.<br />

After the Government of the German Reich and the Government of the<br />

U.S.S.R. have, by means of the Treaty signed today, definitively settled the<br />

problems arising from the collapse of the Polish state and have thereby created<br />

a sure foundation for a lasting peace in Eastern Europe, they mutually express<br />

their conviction that it would serve the true interest of all peoples to put an end<br />

to the state of war existing at present between Germany on the one side and<br />

England and France on the other. Both Governments will therefore direct their<br />

common efforts, jointly with other friendly powers if occasion arises, toward<br />

attaining this goal as soon as possible.<br />

Should, however, the efforts of the two Governments remain fruitless, this<br />

would demonstrate the fact that England and France are responsible for the<br />

continuation of the war, whereupon, in case of the continuation of the war, the<br />

Governments of Germany and of the U.S.S.R. shall engage in mutual<br />

consultations with regard to necessary measures.<br />

Moscow, September 28, 1939.<br />

For the Government of the German<br />

Reich:<br />

J. v. <strong>Ribbentrop</strong><br />

With full power of the Government of the<br />

U.S.S.R.:<br />

V. <strong>Molotov</strong><br />

21


Lachaise, Bernard<br />

Historiography of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact in France since 1945<br />

French historians have not worked a lot on the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact.<br />

<strong>The</strong>re is only one work entirely devoted to the subject, by Yves Santamaria,<br />

which was published relatively recently, in 1998. As the author writes in his<br />

bibliography: „the number of works in English and German listed here reveals<br />

how weak French research on the subject is”. 1 A greater number of articles -<br />

although they are still rare - have been devoted specifically to the event itself.<br />

Among these, one finds those by Jean-Paul Brunet whose studies on the<br />

comments of the French press, which appeared in a specialised scientic review,<br />

are quite dated , and those by René Girault who explained, in a popular review,<br />

the reasons which led Stalin to sign the pact. 2 <strong>The</strong> most recent synthesis<br />

authored by a French historian appeared in the summer of 2009: this was a<br />

paper read by Stéphane Courtois at a private organisation, the Foundation for<br />

Political Innovation, which is close to the political party currently in power in<br />

France, the UMP 3 . This short bibliography which is limited to works especially<br />

devoted to the signing of the pact between Germany and the USSR during the<br />

summer of 1939 is very significant from a historiographical point of view: on<br />

the one hand, the researchers referred to are specialists in Communism and<br />

only René Girault is a historian of international relations, who specializes<br />

nevertheless in the history of Russia and of the USSR 4 ; on the other hand, the<br />

title used in their text to refer to the treaty of August 23, 1939, which is to say<br />

„the German-Soviet pact” was abandonned by Stéphane Courtois who replaced<br />

it by „the Soviet-Nazi alliance” which, in itself, announces a change of contents<br />

in the analysis.<br />

<strong>The</strong>se remarks are a reminder that one should start by introducing the<br />

context of French historiography concerning the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact. <strong>The</strong><br />

story of this treaty cannot be dissociated, in France as in the other countries,<br />

from either the international context and in particular from the Cold War, from<br />

the position of the USSR in the world up to 1989, then from the period<br />

1<br />

SANTAMARIA, Yves: 1939, le pacte germano-soviétique. Editions Complexe, Bruxelles,<br />

1998. 139.<br />

2<br />

BRUNET, Jean-Paul: La presse française et le pacte germano-soviétique (août 1939). In :<br />

Relations internationales, 1974, N°2. 187-212. GIRAULT, René: Pourquoi Staline a signé le<br />

<strong>Pact</strong>e germano-soviétique. In: L’Histoire, N°14, juillet-août 1979.<br />

3<br />

COURTOIS, Stéphane: Retour sur l’alliance soviéto-nazie 70 ans après. Conférence du 23<br />

juillet 2009 for the Foundation for Political Innovation (site: www.fondpol.org).<br />

4<br />

BRUNET, Jean-Paul has written about the political history of the city of Saint-Denis during<br />

the first part of the twentieth century; COURTOIS, Stephane is a specialist about communism;<br />

SANTAMARIA, Yves has written about the French communist party and peace before the<br />

Second World War; GIRAULT, René is a specialist of the history of Russia and international<br />

relations.<br />

23


following the fall of the Soviet block and the disappearance of the USSR, nor<br />

from the conditions of access to the German and Soviet archives which long<br />

remained closed, and only gradually opened up from the fifies on for Germany<br />

and from the nineties on for the USSR.<br />

But the story of the pact in France can not be studied without taking into<br />

account - this a French (and Italian) specificity - in Western democraties after<br />

1945, which is to say the weight of the Communist Party and the strength of<br />

Communism in French society, of which the intellectual aspect, up until the<br />

eighties, this „French passion”, according to Marc Lazar. 5<br />

<strong>The</strong> study of the French historiography of the pact consists in investigating<br />

the evolution of the place of the pact in scientific publications, the presentation<br />

of its contents, the motivations of the signees and the immediate consequences<br />

of such an agreement for Central Europe and for France … and notably for the<br />

Communists, who - in 1939 - represented in the Chamber of Deputies, the one<br />

elected in 1936, that of the Popular Front, a group of 74 elected members, the<br />

greatest number ever reached by the PCF (French Communist Party) since its<br />

founding, representing 12% of the total number of Deputies.<br />

<strong>The</strong> sources referred to consist in scientific publications on international<br />

relations, originating from the French University (from Pierre Renouvin, Jean-<br />

Baptiste Duroselle, René Girault, Robert Frank and Elisabeth du Réau), on<br />

Communism (among whom Stéphane Courtois, François Furet), and finally on<br />

the German-Soviet pact itself (Yves Santamaria in particular). 6 <strong>The</strong> various<br />

reprints of a same work (like Diplomatic History or History of International<br />

5 LAZAR, Marc: Le communisme, une passion française. Perrin, Paris, 2002. JALABERT,<br />

Laurent: Le Grand Débat. Les universitaires français – historiens et géographes- et les pays<br />

communistes de 1945 à 1991. G.R.H.I., Toulouse, 2001. <strong>The</strong> French communist party was the<br />

first party of the left in Fance till 1978.<br />

6 <strong>The</strong> bibliography is, from the latest to the present: DUROSELLE, Jean-Baptiste, Histoire<br />

diplomatique de 1919 à nos jours. Armand Colin, Paris, 1953. DUROSELLE, Jean-Baptiste<br />

(dir.): Les relations germano-soviétiques de 1933 à 1939. Armand Colin, Paris, 1954.<br />

DUROSELLE, Jean-Baptiste (dir.): Les frontières européennes de l’URSS 1917-1941, Cahiers<br />

de la FNSP, Armand Colin, Paris, 1957. RENOUVIN, Pierre. Histoire des relations<br />

internationales, tome 8, Les crises du XXe siècle. II-de 1929 à 1945. Hachette, Paris, 1958.<br />

BAUMONT, Maurice: La faillite de la paix (1918-1939), II- de l’affaire éthiopienne à la guerre<br />

(1936-1939). PUF, collection „ Peuples et civilisations ”, tome XX, Paris, 1961. BRUNET,<br />

Jean-Paul Brunet: art.cité, 1974. DUROSELLE, Jean-Baptiste: Politique étrangère de la<br />

France. La décadence (1932-1939). Imprimerie nationale, Paris, 1979. GIRAULT, René:<br />

art.cité, 1979. DUROSELLE, Jean-Baptiste: Histoire diplomatique de 1919 à nos jours. Dalloz,<br />

Paris, 1981. GIRAULT, René, FRANK, Robert: Histoire des relations internationales<br />

contemporaines, tome 2 : 1914-1941, Turbulente Europe et nouveaux mondes. Masson, Paris,<br />

1988. FURET, François: Le passé d’une illusion. Essai sur l’idée communiste du XXe siècle.<br />

Robert Lafont-Calmann-Lévy, Paris, 1995. COURTOIS, Stéphane (et alii): Le livre noir du<br />

communisme. Crimes, terreur, répression. Robert Laffont, Paris, 1997. SANTAMARIA, Yves:<br />

1939, le pacte germano-soviétique. Editions Complexe, Bruxelles, 1998. DU RÉAU, Elisabeth:<br />

L’ordre mondial de Versailles à San Francisco juin 1919-juin 1945. PUF, Paris, 2007.<br />

COURTOIS, Stéphane: Ibidem, 2009.<br />

24


Relations) are the focus of special attention in which each modification/change<br />

to the text (addition or editing) has to be closely examined.<br />

Our approach will consist first in investigating the analysis of the contents<br />

of the agreement between <strong>Ribbentrop</strong> and <strong>Molotov</strong>, then that of the origins of<br />

the pact, and finally, that of the significance of the event.<br />

<strong>The</strong> content of the „German-Soviet <strong>Pact</strong>”: from „agreement” to<br />

„alliance”, from „non-aggression” to „crime against peace”.<br />

<strong>The</strong> evolution of the designation of the the German-Soviet agreement is<br />

significant of the analysis historians have made of its content.<br />

During the fifties, quite neutral terms were used to designate the text signed<br />

on August 23, 1939 in Moscow by <strong>Ribbentrop</strong> and <strong>Molotov</strong> („treaty”,<br />

„agreement”, „pact”). <strong>The</strong> focus was on the content of the public document<br />

(„non agression”) but the secret protocol (revealed in 1946 but only published<br />

by Russia in 1992) was already presented as a „much more important text”<br />

whose „existence was absoluteley indisputable” 7 . <strong>The</strong> second treaty signed<br />

September 28th, 1939 was presented more briefly and always separately.<br />

From the seventies on, both texts were thus linked and from then on,<br />

historians explain that „there was not simply one German-Soviet pact on<br />

August 23, 1939 but German-Soviet pacts, on August 23 and September 28,<br />

1939” 8 This approach entails first the following consequence: the pacts cannot<br />

be considered as a „simple” circumstancial diplomatic or „neutrality”<br />

agreement but they establish an actual „alliance” between Germany and the<br />

USSR. In 1957, J.B. Duroselle and his team, concerning Soviet policy from<br />

August 23 on, explain that they can neither „be moral judges or even political<br />

ones of the Soviet attitude in these circumstances”, and they write: „Let’s<br />

simply say that it is perfectly coherent and that in the absence of any moral<br />

justification in the non-communist perspective of relations between states, it<br />

had strategic bases for justification. <strong>The</strong> June 1941 events are a testimony of<br />

particular significance.” (J.B. Duroselle). „It is perfectly normal that having<br />

signed a pact of non-agression with the Reich, the USSR had led a diplomatic<br />

game which was fair and necessary from its point of view in order not to<br />

ressucitate a state, a satellite of Germany, in this case the Polish state which<br />

had created so many problems for it since the first day of its founding and<br />

which in 1939, had been one of the main causes of the failure of the triad’s<br />

pact” (Benjamin Goriely) 9 . In 1979, René Girault insisted on the meaning of<br />

the pacts: „it was no longer a question of remaining at an equal distance<br />

between the two capitalist camps; it was a question of a real opportunity for<br />

7<br />

DUROSELLE, Jean-Baptiste: Histoire diplomatique…op.cit., 1953. 284.<br />

8<br />

GIRAULT, René: art.cité. 111. COURTOIS, Stephane and FURET, François also use the<br />

word „pacts” and not „pact”.<br />

9<br />

DUROSELLE, Jean-Baptiste : Les frontières…op.cit., 1957, XIII. et 284.<br />

25


the „capitalist fascist” camp”. „Here the transformation is fundamental. No<br />

doubt this policy still poses a problem today since it is much less<br />

understandable than the precise point of a simple pact of non-agression” 10 .<br />

More recently, it is the alliance which is highlighted by French historians.<br />

Thus, François Furet writes: „the pact of August 23 inugurates the period of<br />

alliance between the USSR and Nazi Germany. An alliance and not simply an<br />

agreement of non-agression, according to the first presentation which was<br />

made at the time…” 11 . As for Stéphane Courtois, in his introduction (which<br />

gave rise to so many reactions) to the Black Book of Communism, devoted to<br />

„the crimes of Communism”, he asserts that: „Stalin undeniably committed this<br />

type of crime („against peace”), even simply by secret negotiations with Hitler,<br />

through two peace treaties on August 23 and September 28, 1939, the division<br />

of Poland and the annexion of the Baltic states, of Northern Bukovine and of<br />

Bessarabia by the USSR” 12 .<br />

Thus, in half a century, the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact has been read less and less<br />

as a „simple” diplomatic treaty but as a strong political act implying Staline, the<br />

USSR and Communism by insisting on the serious Soviet responsibility. <strong>The</strong><br />

second analysis has gained a predominant position since the 1990s, which is to say<br />

after the fall of the USSR, in the context of the collapse and of the denunciation of<br />

past Communist history. <strong>The</strong> wording used by Stéphane Courtois in his conference<br />

of the summer of 2009 is, in this respect, explicit and summarizes this evolution:<br />

the „German-Soviet pact” was replaced by „the Soviet-Nazi alliance”. <strong>The</strong>se terms<br />

of course point to different interpretations of the reasons which led to the signing of<br />

the texts during the summer of 1939.<br />

At the origins of the „German-Soviet pact” or „the appearance of the<br />

defendants” (Y. Santamaria): Staline as the main culprit?<br />

From the first texts on the German-Soviet pact, historians wondered about<br />

the motivations of the signees, Nazi Germany and the Soviet Union, „two states<br />

whose deep inimity had been, since the coming to power of Hitler, a constant in<br />

international politics” 13 . But they also questioned more and more the<br />

responsibilities of Western democracies and of Poland.<br />

Concerning the reasons which led Hitler to accept the negotiations and then the<br />

agreement with Staline, at the request of <strong>Ribbentrop</strong>, historiography has not really<br />

evolved. Indeed, „differences in opinion on Hitler’s assessment of the Soviet<br />

threat” 14 do exist. But, very early on, a wide consensus appeared: as P. Renouvin<br />

wrote: „the motives of the German policy were not dubious” since the „German-<br />

10 GIRAULT, René: art.cité, 112.<br />

11 FURET, François: op.cit., 365.<br />

12 COURTOIS, Stéphane: Le livre noir…op.cit., 15.<br />

13 RENOUVIN, Pierre: Histoire des relations…op.cit., 180.<br />

14 SANTAMARIA, Yves: op.cit., 121.<br />

26


Russian agreement (…) would allow Hitler to conduct war in favorable<br />

circumstances.” 15 On the one hand, such an agreement enabled Hitler to attack the<br />

West without having a second front in the East, and, on the other hand, to achieve<br />

his goal of wiping out the Polish state: „once the Nazi leader had admitted that the<br />

conquest of Poland would be greatly facilitated by a German-Soviet agreement,<br />

the Number One antibolshevik would be obliged to deal with him.” 16<br />

<strong>The</strong> motives of the Soviet policy are more difficult to distinguish, because<br />

of the lack of documents wrote Pierre Renouvin fifty years ago. 17 And it is<br />

precisely on this point that historiography, thanks to the opening of the<br />

archives, has progressed and evolved. As early as 1953, J.B. Duroselle, with<br />

caution, since the problem is currently unsolvable considered that, up until the<br />

summer the USSR intended „to retain two possibilities, in order to choose the<br />

one it would consider, depending on circumstances, as the most favorable to its<br />

interests” 18 . This is the beginning of the theory of the several irons in the fire<br />

which does not answer the question of Stalin’s goals: circumstancial ones, the<br />

USSR not being ready, or more long-term ones, with an expansion plan, or<br />

even a revolutionary project in order to bring about the triumph of Communism<br />

over the ashes of capitalism defeated by the war in the West between Hitler and<br />

the democracies. In 1957, B. Goriely insisted in putting down the Soviet policy<br />

of 1939 to the continuity - tradition (?) - of the realistic politics of the<br />

country 19 . René Girault had a different interpretation for the Soviet choices:<br />

indeed, he also evoked „the choice of the best offer” but highlighted two other<br />

considerations, one which was conjunctural and the other ideological. As he<br />

wrote: „the Polish refusal was thus the fundamental reason for which the<br />

Soviets opted for an agreement with Germany.” He also added, with less<br />

certainty, that the assimilation by Moscow of „the Western plutocracy” and of<br />

„Hitlerian capitalism” or, more exactly, „the fascist avatar of capitalism could<br />

explain why Stalinian leaders and Stalin were able to pass from a policy of<br />

close ties with the West to a policy of alliance with Hitlerian Germany” 20 .<br />

If Poland was accused of bearing responsibility for Stalin’s decision to form<br />

an alliance with Hitler, the attitude of the Western democracies is also<br />

constantly evoked in French historiography. „Should one forget the hesitations<br />

of the great democratic states?” asks P. Renouvin 21 . <strong>The</strong> memory of Munich is<br />

always evoked: „didn’t the West throw Stalin into Hitler’s arms by capitulating<br />

in Munich and by isolating the Soviet Union on this occasion?” 22 . Referring to<br />

15 RENOUVIN, Pierre: op.cit., 183.<br />

16 GIRAULT, René, FRANK, Robert: op.cit., 237.<br />

17 RENOUVIN, Pierre: op.cit., 183.<br />

18 DUROSELLE, Jean-Baptiste: Les relations…op.cit., 100.<br />

19 B. Goriely, dans DUROSELLE, Jean-Baptiste (dir.), Les frontières…op.cit., 284.<br />

20 GIRAULT, René: art.cité, 112. <strong>The</strong> Polish gouvernment doesn’t want the military<br />

assistance of the URSS in spite of French wishes.<br />

21 RENOUVIN, Pierre: Histoire des relations…op.cit., 198.<br />

22 SANTAMARIA, Yves: op.cit., 124.<br />

27


<strong>Molotov</strong>’s speech on August 31,1939 in which the minister explains the pact<br />

by Moscow’s apprehensions concerning the real motives of France and of<br />

Great Britain, Maurice Baumont wrote: „It is certain that the Western powers<br />

had conducted their negotiatons with Moscow with an inexcusable weakness.”,<br />

while adding: „it is no less certain that they could not offer the Soviets, as did<br />

Germany, the occupation of the Baltic states, of Bessaraba and of half of<br />

Poland.” 23 Other historians underline another aspect of the responsibility of<br />

France and of Great Britain: „the main mistake the Western allies made was to<br />

have believed that the Geman-Soviet ideological antagonism would always<br />

preclude the two dictatorships from getting along, and that, for this reason,<br />

they could take Stalin for a ride, a Stalin who was constantly depicted by Hitler<br />

as the embodiement of absolute perversion.” 24<br />

From the 1990s on, after the collapse of Communism, the responsibility of<br />

Westerners was minimized in favour of an almost exclusively ideological<br />

intepretation in which Stalin and the USSR are to blame. Thus François Furet<br />

writes: „although it is obvious that the appeasement policy towards Hitler<br />

which was conducted by the British Conservatives and the French leaders<br />

following in their steps, did play a role in the diplomatic reversal of the USSR<br />

towards Hitler in 1939, it is not quite right to make this the sole explanation of<br />

this reversal” 25 . Thus, S. Courtois mainly relies on the Dimitrov papers and<br />

notably on the report of his meeting with Stalin on September 7, 1939 to<br />

establish „Stalin’s true intentions”. He concludes with the „absolute cynicsim”<br />

of Stalin who „with the pact freed Hitler from any fear of a second front to the<br />

East and made him decide to attack Poland.” In the text of the treaty of<br />

September 28, 1939, he sees „the extreme cyncism of two totalitarian powers<br />

which did not respect any international rules.” Referring to the achievement by<br />

the USSR of the policy inscribed in the pacts of August 23 and September 28,<br />

S. Courtois insists on „the enormous traumas which shook the nations which<br />

were victims of the complicity of these two totalitarian states”. And he<br />

concluded that „as long as the criminal dimension of the alliance with Hitler is<br />

not clearly recognized - in particular by Russia -, the scars that it left on the<br />

body of Europe will not heal (…).” 26 Behind the diverging opinions on the<br />

reasons which may explain the signature of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact, there<br />

clearly appear various interpretations of the effects of this pact.<br />

<strong>The</strong> effects of the „German-Soviet pact” or „the scars on the body of Europe”<br />

What were, according to French historiography, the consequences of the<br />

German-Soviet pact on the beginning of the war, on the future of Central<br />

23 BAUMONT, Maurice: op.cit., 872.<br />

24 GIRAULT, René, FRANK, Robert, op.cit., 237.<br />

25 FURET, François: op.cit., 368.<br />

26 COURTOIS, Stéphane: art.cité, 7. et 8. et 14.<br />

28


Europe and on the French communists? One is forced to note that the<br />

responsibility of the pact in the war is claimed by all and gives rise to a<br />

consensus, from Renouvin to Stéphane Courtois: „it was the pact of August 23,<br />

1939 which decided on the fate of peace”, wrote the professor of the Sorbonne,<br />

specialized in international relations, a half a century ago. And „the treaty of<br />

August 23, by liberating Germany from the threat of combat, directly resulted<br />

in the start of World War II” - writes the researcher specialized in<br />

Communism. 27 And S. Courtois adds - as we have seen - that this was a „crime<br />

against peace” according to the definition of the Nuremberg court.<br />

<strong>The</strong> analysis of the effects of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact on the future of<br />

Central Europe occupies an important place in the writing of French historians,<br />

beyond the case of Poland which, in 1939, was linked to France by a treaty of<br />

alliance. One should however distinguish the short-term from the long-term<br />

future. At first sight, Poland immediately and clearly appeared to be a<br />

threatened state since the entente between Germany and the USSR could only<br />

be fatal to it, since the two states to the west and the east had always<br />

represented its main threats. <strong>The</strong>ir agreement could only facilitate, for both<br />

states, the realization of their ambitions to the detriment of Polish<br />

independence. <strong>The</strong> future of Central Europe is analysed from the contents of<br />

secret protocols and especially with the knowledge of the situation of the states<br />

which composed it from 1945 on and especially from 1947 to 1948, with the<br />

setting up of popular democraties and of „the Soviet bloc”. In 1954, J.B.<br />

Duroselle considered that „the German-Soviet treaty of August 23, 1939” and<br />

(…) „the beginning of the Soviet territorial expansion” represented „the<br />

beginning of a whole new era from the Russian perspective”. He explained that<br />

„the USSR, which had maintained a defensive attitude for twenty years, and<br />

which had feigned to scorn any territorial ambition, was, from then on, going<br />

to pursue its progress, and take its place among the most fiercely imperialist<br />

powers.” 28 With the secret protocol of August 23, „a sort of agreement about<br />

the eventual dividing up of the East into zones of influence” was reached. 29<br />

And, of course, in this respect, historiography highlights the 1939 shift which<br />

signaled the beginning of Soviet control over Central Europe, the first step<br />

being the annexation of Eastern Poland, of the Baltic states and of Northern<br />

Bukovine and Bessarabia (to the detriment of Rumania) during the fall of 1939<br />

and in 1940. Yet, until the collapse of the Soviet bloc between 1989 and 1991<br />

and the entry of most of the states of Central Europe into the European Union,<br />

rarely have the distant consequences of the pact for the peoples of Europe been<br />

evoked in French historiography. Thus, the pact, for example, is little<br />

mentioned in Hélène Carrère d’Encausse’s book, Le Grand frère, published in<br />

1983. <strong>The</strong> historian only writes that: „in 1939, the USSR was confined within<br />

27<br />

RENOUVIN, Pierre: op.cit., p.198 et COURTOIS, Stéphane: Le Livre noir...op.cit., 15.<br />

28<br />

DUROSELLE, Jean-Baptiste: Les relations…op.cit., 4. et 100.<br />

29<br />

GIRAULT, René: art.cité, 111.<br />

29


the borders of the Revolution, a space which was reduced compared to the<br />

imperial space, and isolated from Europe which regarded it with suspicion”,<br />

and that „the German-Soviet pact of August 1939 and the war in the West<br />

allowed Stalin to express his international ambitions for the first time.” 30 . S.<br />

Courtois, again, goes the furthest, by asserting that: „this alliance between the<br />

two great totalitarian dctators, Hitler and Stalin, were to have the bleakest<br />

outcome, which today still scar the body of a reunited Europe.” 31 And if the<br />

historians of Communism are the ones who focus the most on the long-term<br />

effects of the pact, it is also because they have made the best analysis of the<br />

immediate and long-term consequences of the pact on the PCF (the French<br />

Communist Party) and the French communists. As Jean-Paul Brunet wrote in<br />

1974 - at a time when the left was uniting in France -: „the Soviet-German was<br />

supposed to (…) and for many years, made people believe that the French<br />

Communist Party was the „Foreign Nationalist Party” which Blum spoke of<br />

with alarm. It is true that the dramatic conditions in which the country was<br />

forced to live for nearly five years, the turnabout of the PCF after June 1941,<br />

the exemplary patriotic attitude of the Communists up until the end of the war,<br />

all contributed to keeping this thorny point of such controversial history in the<br />

shadows.” 32 <strong>The</strong> shock was a harsh one for the French Communist Party, as it<br />

was for the other parties of the Komintern. But the International upheld its anti-<br />

Hitler stance until September 7, which we have already evoked, and which<br />

corresponds to the Stalin/Dimitrov encounter.<br />

Indeed, L’Humanité was closed down as early as August 26, in the context<br />

of rising anticommunism, and many disconcerted Communist activists and a<br />

few elected representatives took their distances. But the Communists did vote<br />

the war credits on September 2. From September 9 on, „the anti-Hitler struggle<br />

was abandonned to the advantage of the fight against the imperialist war and<br />

for peace”. On September 26, the French Communist Party was dissolved by<br />

the government and the Communists were severely repressed in the following<br />

months. 33<br />

After 1945, due to their massive and essential committment to the<br />

Resistance, the French Communists found it difficult to evoke the Soviet-<br />

German pact and the period running from the summer of 1939 to June 1941,<br />

when the USSR entered the war. Thus, during the peak period of their strength<br />

as a party, electoral power, and intellectual influence (1945/1956), they<br />

30<br />

D’ENCAUSSE, Hélène Carrère: Le grand frère. L’Union soviétique et l’Europe soviétisée.<br />

Flammarion, Paris, 1983. 13. et 21.<br />

31<br />

COURTOIS, Stéphane: arti.cité, 1.<br />

32<br />

BRUNET, Jean-Paul: art.cité, 211-212.<br />

33<br />

About this subject see BUTON, Philippe: Le pacifisme communiste de la Seconde Guerre<br />

mondiale à la Guerre froide. In: VAISSE, Maurice (dir.): Le pacifisme en Europe des années<br />

1920 aux années 1950. Bruylant, Bruxelles, 1993. and COURTOIS, Stéphane et LAZAR, Marc:<br />

Histoire du parti communiste français. PUF, Paris, 1995.<br />

30


adopted a stance of denying the facts. In 1957, B. Goriely explains this in a<br />

volume devoted, under the direction of J.B. Duroselle, to the European borders<br />

of the USSR up to 1941, as he sees it as an obstacle for historians: „the<br />

revelation in Nuremberg of the existence of the secret protocol of August 23rd,<br />

1939, and later, the publication, by the State Departement of the United States,<br />

of the two confidential protocols of September 28, 1939, came up against the<br />

hostility of some French Communists who denied the existence of the<br />

documents in question, with a note refering to the book by Jean Bouvier and J.<br />

Gacon, La Vérité sur 1939, published by the Éditions sociales in 1953” 34 . This<br />

episode has been studied by the historian Laurent Jalabert who sees this as an<br />

example of the „last breath of Marxist hegemony” between 1953 and 1956. L.<br />

Jalabert explains that the two young historians, members of the French<br />

Communist Party, were defending „the dominant thesis of French<br />

historiography justifying the Soviet-German pact: Stalin signed the pact of<br />

non-intervention with Hitler because of the inability of the Western states to<br />

support the USSR in the case of German aggression. This idea is kept alive by<br />

the memory of the Munich agreement (…). Thus, by signing an agreement<br />

with Hitler, Stalin gained time in order to finish building the industrial basis<br />

of the military effort which was indispensable to fight against Nazism (…). In<br />

the conclusion, the Little Father of the Peoples is congratulated for having<br />

forged from the beginning a long-term victory strategy.” Very quickly, a<br />

journalist, André Rossi, expressed his indignation: „no historian, whether a<br />

Communist or not, would have dared to use his name to support such a<br />

hotchpotch and this endless series of falsifications. Two schoolboys must<br />

have been requested to do the job.” 35<br />

How certain is it that this refusal by the Communists to recognize the whole<br />

Soviet-German pact ended in 1956? In fact it did not, since this is still a very<br />

controversial topic in France: when a historian - we have witnessed this<br />

personally - refers to it in front of an audience of militant Communists -<br />

especially those who lived through the war -, he often arouses reactions in<br />

which reference is always made first to the Munich agreement (the French<br />

Communist Party was the only one to condemn it), the Spanish Civil War<br />

(which the Communists considered as a conflict between democracy and<br />

fascism and in which they wanted to see France get involved in the name of<br />

antifascism), and 1934 (when the French Communist Party committed itself to<br />

the „Rassemblement populaire” and to antifacism), and after to the Resistance,<br />

of course, and to the heavy tribute paid by the French Communists and by the<br />

USSR which lost 20 million lives. S. Courtois has an explanation for the<br />

Communist obstacle in the historiography of the pact. He is convinced that if<br />

the Soviet responsibility was not highlighted before, and if „the Soviet-Nazi<br />

34 DUROSELLE, Jean-Baptiste (dir.): Les frontières…op.cit., 284.<br />

35 JALABERT, Laurent: op.cit., 113-115. BOUVIER, Jean (1920-1987) was one of the<br />

famous French historians during the second half of the twentieth century.<br />

31


alliance is the blind spot of European memory”, it is because „a powerful<br />

Communist propaganda has contributed, for half a century, to establishing a<br />

hyperamnesia of antifacism and an amnesia of the Soviet-Nazi alliance.” 36<br />

What conclusions can one draw from half a century of French<br />

historiography of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact? Undoubtedly, there has been a<br />

great evolution between the years following World War II and the beginning of<br />

the 21st century. What an evolution between the thesis of a necessary evil<br />

which presents the pact as „an inevitable consequence of the Munich<br />

agreement” and as „the construction of a useful defensive buffer zone and the<br />

ultimate map of a regime projecting its preference for democraties it would<br />

have liked to have been tougher” and the „preventivist” and „offensivist” thesis<br />

which asserts that „the Second World War was knowingly provoked by Stalin,<br />

with the aim of weakening the belligerents, and that the months of the strange<br />

alliance were used not to reinforce the defense but to increase the offensive<br />

potential of the USSR. With this in mind, the perspective of an armed attack<br />

was more to Stalin’s advantage than to Hitler’s, the latter „having shot first” 37 .<br />

<strong>The</strong>re are many reasons for this important evolution. <strong>The</strong>y are related to the<br />

opening of the archives and to the research this allowed for, but also to the<br />

collapse of communism and of the USSR, to the conclusions drawn from the<br />

Cold War and from the socialist system from 1989 on. But then again, the<br />

historiography of the pact should not be dominated by such a vicious - and<br />

harmful - anticommunism as that manifested towards Communism at the<br />

climax of the Cold War. France, which contrary to Central Europe, did not<br />

experience Soviet domination after the Nazi domination, should be able to<br />

avoid too Manichean an analysis. Nevertheless, as Yves Santamaria’s synthesis<br />

pointed out ten years ago, „the end of historiography is nowhere in sight!”<br />

Perhaps one should end with a few words by this historian who offers an<br />

interesting conclusion: „the link initiated during the summer of 1939 was<br />

fraught with danger and full of possibilities for the two partners, offering each<br />

a considerable increase in power with, in terms of the equipment accumulated<br />

over the two years, a net advantage for the USSR. <strong>The</strong> tribute in terms of image<br />

was quite heavy: the mystery of the two totalitarian states drawing closer to<br />

each other still carries all of its repulsiveness and the Realpolitikers can do<br />

nothing about it. Yet, however insignificant it appeared from a strategic<br />

viewpoint in June 1941, the expansion of the socialist world proved to be<br />

politically decisive in 1945 and contributed to edifying a model of antifascist<br />

panzercommunism which functioned perfectly well on the European scene.” 38<br />

36 COURTOIS, Stéphane: art.cité, 13.<br />

37 SANTAMARIA, Yves: op.cit., 121.<br />

38 SANTAMARIA, Yves: op.cit., 127.<br />

32


Ortolan, Guillaume<br />

<strong>The</strong> 70 th anniversary of the German-Soviet pact in France and in<br />

Germany: a compared study<br />

„Today, this treaty does not gather the crowds any longer”. 1 this expression<br />

used by the German journalist Reinhard Veser about the German-Soviet pact in the<br />

Baltic States could be appropriately extended to the majority of German and<br />

French populations regarding this pact, signed on the 23rd of August 1939 by<br />

<strong>Molotov</strong> and von <strong>Ribbentrop</strong>, the foreign secretaries of the USSR and Nazi<br />

Germany. This pact was originally of „non-aggression” but it very fast became an<br />

alliance between the two countries in order to divide Central and Eastern Europe.<br />

On the 22 nd of August 2009 in the German daily newspaper Taggesspiegel,<br />

the journalist Sebastian Bickerich begins his article on the German-Soviet pact<br />

with these words: „these days we can note a remarkable political silence in<br />

Berlin and Moscow about one of the most important commemorative facts in this<br />

year of memory : no video message from the chancellor, no common statement<br />

from both countries, no official message of regret - while on the 23 rd of August<br />

1939, the German and the Russian shared Europe and, with the German-Soviet<br />

pact, set the bases of the war and of the iron curtain in Central Europe” 2 .<br />

In France, one of the winning countries, the press, on the occasion of this<br />

anniversary, would have had difficulties in wondering at the absence of official<br />

statement regarding this occasion, for very few articles were published about it.<br />

It can seem all the more surprising at the time of the 27-countries of the<br />

European Union since this treaty –as the German journalist justly reminds it–<br />

widely influenced the post-war new European borders, some of which even<br />

survived the fall of the Wall, but it also can seem surprising when we know that<br />

the members of parliament of the EU 3 and the OSCE 4 voted resolutions<br />

suggesting to make the 23 rd of August a day of commemoration for the victims<br />

of Nazism and Stalinism.<br />

Seventy years after the signature of the German-Soviet pact, what<br />

differences in the remembrance of this event can we observe in two countries<br />

such as France and Germany which did not walk out of the Second World War<br />

with the same perspectives?<br />

1<br />

VESER, Reinhard: Eine Last für die Nachgeborenen. Frankurter Allgemeine Zeitung<br />

(FAZ), 20 th August 2009.<br />

2 nd<br />

BICKERICH, Sebastian: 70 Jahre Hitler-Stalin-Pakt. Tagesspiegel, 22 August 2009.<br />

3<br />

European Parlement, Résolution du Parlement européen du 2 avril 2009 sur la conscience<br />

européenne et le totalitarisme http://www.europarl.europa.eu/sides/getDoc.do?type=<br />

TA&reference= P6-TA-2009-0213&language=FR&ring=P6-RC-2009-0165, date of consultation<br />

1 st December 2009.<br />

4<br />

OSCE, Résolution de l’Assemblée parlementaire de l’OSCE sur la réunification de l’Europe<br />

divisée, http://www.voltairenet.org/article161169.html, date of consultation 1 st December 2009.<br />

33


To constitute our sources, we shall mostly lean on articles from German and<br />

French press (mostly daily and weekly newspapers) but as the need arises, we<br />

shall resort to official texts and speeches. For that purpose, we shall first see<br />

whether the 70 th anniversary of the German-Soviet pact is a single anniversary<br />

or was actually several times commemorated. <strong>The</strong>n we shall focus on the<br />

miscellaneous perceptions and the remembrance of this treaty from a country to<br />

the other and, finally, on the German and French glances concerning the<br />

Russian positions on this occasion.<br />

I. <strong>The</strong> 70 th anniversary of the German-Soviet pact: one or several<br />

anniversaries?<br />

At first sight, the commemoration of the German-Soviet pact, in France and<br />

in Germany before the 30 th of August has been reduced to its minimal (except<br />

as regards the German press). In fact, and it is what brings us to wonder about<br />

the identity of this anniversary, the German-Soviet pact is going to take<br />

importance in the French and German debates on the occasion of the 70 th<br />

anniversary ceremonies of the beginning of the Second World War on the 1 st of<br />

September 2009.<br />

a) <strong>The</strong> pact is commemorated on the angle of the release of entering war...<br />

How the anniversary of the pact was put off ten days is a very bothering<br />

question: the statements of Russian Prime Minister Vladimir Putin on the<br />

origins of the release of the war finally transformed this almost forgotten pact<br />

into the star of the ceremonies of the 1 st of September: „the 70 th anniversary of<br />

the Second World War release engendered a politico-ideological heated<br />

exchange between Poland and Russia. For the Poles, it is obvious that the nonaggression<br />

treaty, signed on the 23 rd of August 1939 between Nazi Germany<br />

and the USSR and better known under the name of „Soviet German pact”,<br />

which allowed the attack of Poland on the 1 st of September 1939, was the<br />

release mechanism of the Second World War. This thesis is naturally rejected<br />

by Russia [...].” 5 <strong>The</strong> beginning of an article from L'Humanité published on the<br />

4 th of September of this year shows that this pact was certainly revealed but<br />

under the particular angle of the release mechanism of entering war. If we want<br />

to be definitively convinced of it, we just have to compare the dates of the 1 st of<br />

September and surrounding days (from the 30 th of August till the 3-4 th of<br />

September) with those of the 23 rd of August. First, on the official side, on the<br />

1 st of September, a big ceremony took place in Poland, in Westerplatte (where<br />

the first shot of the war was fired), where a lot of heads of state and<br />

5 th<br />

ZERROUKY, Hassane: Polémique autour du pacte germano-soviétique. L'Humanité, 4<br />

September 2009.<br />

34


government (more than twenty) came, among whom the Russian Prime<br />

Minister and especially - as regards our study – German chancellor Angela<br />

Merkel and French Prime Minister François Fillon. Finally, for the press and in<br />

particular the French press which had „forgotten” the pact’s anniversary, the<br />

part which is dedicated to it in articles on the commemoration ceremonies of<br />

the beginning of the war is generally more important than that granted to the<br />

ceremonies themselves (and to the statements which were made there).<br />

Consequently, we can say that this treaty, to which other anniversaries were<br />

preferred for they were doubtlessly easier to commemorate and more likely to<br />

appear in the media, finally imposed itself.<br />

b)... but at the same time it was a real and lasting turnover for Europe<br />

However, this reduction of the pact <strong>Ribbentrop</strong>-<strong>Molotov</strong> to a release<br />

mechanism of the conflict (as the assassination of the Austria-Hungary<br />

archduke François-Joseph on the 28 th of June 1914, can be), is far from being<br />

satisfactory for this treaty was a real and lasting turnover for Europe and in<br />

particular Central and Eastern Europe. <strong>The</strong> press, the German one in particular,<br />

in long reports such as that of Ute Schmidt, 6 strive to reconstitute the direct<br />

consequences of this pact on the populations. This article is about the planned<br />

displacement (according to the secret clauses of the pact) of more than a halfmillion<br />

German from the Soviet sphere of influence (Bessarabia, Bukovina, the<br />

Baltic) towards the territories of the Reich. All this was organized by a<br />

German-Soviet commission. <strong>The</strong> journalist reminds that it was often a<br />

„personal disaster”, for the concerned inhabitants, to leave their native country,<br />

contrary to the assertions of the Nazi propaganda. But this also occurred in<br />

dreadful material conditions (50 kg suitcases, ...) and, moreover, during the<br />

war, there was a segregation on behalf of the German power (citizens of second<br />

zone, gathering in camps) which ended in 1945 with Soviet repression, and for<br />

those who had survived it, with an exile towards post-war Germany. In<br />

Germany as well, the 70 th anniversary of the German-Soviet pact cannot be<br />

dissociated from the human chain which gathered more than one and a half<br />

million Estonians, Letts and Lithuanians on 678 km during 15 minutes on the<br />

23 rd of August 1989. 7 It was a way, for the population of the Baltic States, to<br />

denounce the pact <strong>Ribbentrop</strong>-<strong>Molotov</strong> (on the day of its 50 th anniversary) and<br />

to demand the independence for their countries in an action which many<br />

consider as the beginning of the 1989 bend in history (die Wende in German).<br />

So, we have to agree that the commemoration of the German-Soviet pact<br />

cannot be limited to the mere signature of it, but has also to be considered<br />

according to its spatial and human consequences and throughout time as well.<br />

6 SCHMIDT, Ute: Einwandfreies Menschenmaterial. FAZ, 22 nd August 2009.<br />

7 URBAN, Thomas: 15 Minuten Freiheit. Süddeutsche Zeitung, 23 rd August 2009.; VESER,<br />

Reinhard: Eine Last für die Nachgeborenen. FAZ, 20 th August 2009.<br />

35


Thus the date of the 23 rd August is of course not exclusive to evoke the<br />

German-Soviet pact (and to that extent, there are not one but several<br />

anniversaries of the pact), but better still, in front of the importance of this<br />

episode for the Central and Eastern Europe, this date also became a day to<br />

remember the victims of National Socialism and Stalinism, may the proposition<br />

of the OECD retained or not.<br />

II. Diversity of perceptions and remembrance from one country to another<br />

However, within the context of our French-German study, it is necessary to<br />

mention that France and Germany naturally do not share the same history in<br />

Central and Eastern Europe. For instance, it is obvious that the Operation<br />

Barbarossa, launched by Hitler on the 22 nd of June 1941, was much more<br />

present in their spirit than the Occupation and the Napoleonic Empire. <strong>The</strong> pact<br />

was named „German-Soviet pact” or more rarely „Ribentropp-<strong>Molotov</strong> pact” in<br />

France, and „Hitler-Stalin pact” by the Germans (which is much more direct<br />

and probable more relevant). This is a first sign that the perceptions<br />

(estrangement in one hand, guilt in the other), and thus the commemorations of<br />

this event, cannot be the same on each side of the Rhine.<br />

a) On one hand a certain distance and fast indifference for the event...<br />

In the beginning of our study have we already a first idea of the importance<br />

that the German-Soviet pact could occupy in the French public debate,<br />

particularly in the press. We can complete what we have said about the very<br />

weak cover of this pact, since our meticulous study of every big French daily<br />

paper near the 23 rd of August did not allow us to find a single article dealing<br />

with this event. As far as the weekly press is concerned, things get better, since<br />

L’Express started a serial on the Second World War on the 19 th of August. Also,<br />

Le Point published Reuters 8 report on the remembrance of the human chain in<br />

the Baltic States on its website (but it never became a paper article), as well as<br />

a criticism and extracts 9 of the book of the English historian Richard Overy on<br />

1939: Countdown to War (which reported of the process of going to war) on<br />

the 27 th of August. It was thus necessary to wait for the end of August and the<br />

beginning of September (Russian statements and ceremony in Poland) to read<br />

the first articles on this matter. This does not mean that this pact is ignored in<br />

France as having played a decisive role in the baining of the Second World<br />

8 Reuters. Les Etats baltes commémorent la chaîne humaine contre l'URSS. lepoint.fr.<br />

http://www.lepoint.fr/actualites-monde/2009-08-23/les-etats-baltes-commemorent-la-chaine-humaine -<br />

contre -l-urss/924/0/37091023/08/2009. date of consultation 1 st December 2009.<br />

9 LORRAIN, François-Guillaume: Et le monde bascula dans l'abîme. Le Point, 27 th August<br />

2009. OVERY, Richard: „1939. Demain, la guerre”. Translated by Pierre-Emmanuel Dauzat,<br />

Seuil, 204.<br />

36


War. On the contrary, it shows that this dimension is the only one that is taken into<br />

account. On Monday, the 24 th of August 2009, the monthly magazine Le Monde<br />

diplomatique alone published an article 10 where this only version (that of the<br />

exclusive responsibility of this pact in the start of the conflict) is questioned . It is<br />

indeed the only article of French press which reads that France has „opened the<br />

way to the destruction of Czechoslovakia” by the Munich Agreement, and that<br />

eventually „the Soviet Union did the exact same thing”. François Fillon’s speech in<br />

Westerplatte (ceremony for which France „only” sent its Prime Minister when the<br />

president of the Republic Nicolas Sarkozy was working in Paris on the subjects of<br />

the security, the H1N1 flu and criminal procedure) 11 . It was the only official<br />

statement made by the French government on this anniversary and it is also<br />

eloquent. Strangely, not a word was spoken by the Prime Minister on the German-<br />

Soviet pact and on the origins of the war: „in Gdansk, where on the 1 st of<br />

September 1939, the Second World War was set on fire[…] ”12 . With a rather partial<br />

vision of history, he only mentions De Gaulle and the „France libre” that resisted<br />

during the entire war as did the Polish…<br />

b)... on the other hand consciousness of guilty and duty of memory<br />

As far as the German side is concerned, the article first quoted (which was<br />

blaming the authorities for not expressing themselves on this matter for the<br />

anniversary of this pact) can seem contradictory. But finally it is the sign that<br />

there is still a feeling of guilt besides the Rhine and that the Germans still<br />

believe in the necessity of the duty of remembrance. Contrary to the French<br />

press, every big German daily or weekly newspaper published numerous<br />

articles (sometimes even files) from the middle of August. Sometimes they<br />

only consisted on commenting the German-Soviet pact and its history (with<br />

articles exclusively dedicated to the genesis of this pact). 13 <strong>The</strong> length of those<br />

articles also is to be underlined (on average, the German ones are two or three<br />

times longer the French ones, but this can be partly explain by the size and the<br />

thickness of the German newspapers with regard to the French ones), as is their<br />

serious, since many of them are written by historians 14 or even interviews of<br />

10 Le pacte germano-soviétique...et ses suites. Le Monde Diplomatique 24 th August 2009.<br />

11 Elysee.fr, Agenda du Président de la République. http://www.elysee.fr/actualites/<br />

index.php?mode=agenda&lang=fr&month=9&year=2009&day=1&cyear=2009&cmonth=9, date of<br />

consultation 1 st December 2009.<br />

12 Discours du Premier ministre, François Fillon, aux cérémonies du 70e anniversaire du<br />

déclenchement de la Seconde Guerre mondiale, http://www.gouvernement.fr/premierministre/discours-du-premier-ministre-francois-fillon-aux-ceremonies-du-70e-anniversaire-du.<br />

date of<br />

consultation 1 st December 2009.<br />

13 REISSMULLER, Johann Georg: Der Pakt. FAZ, 21 st August 2009.<br />

14 SCHIELE, Ulrich: Der Weg in den Krieg. Süddeutsche Zeitung, 27 th August 2009.<br />

Historian who is teaching at the universities of Paris and Berlin. SCHÖLLGEN, Gregor: Als<br />

Stalin und Hitler den «Teufelspakt» schlossen. Die Welt, 24 th August 2009. Historian an the<br />

37


historians. 15 This does not mean that this event is much more well-known in<br />

Germany than in France: journalist Matthias Kolb does not hesitate to say this<br />

about the 23 rd of August 1939: „in Germany this date is hardly known […] „.<br />

However, he states there is a conscience of its importance (in particular for<br />

Central and Eastern Europe) and of the responsibility of Germany in this event.<br />

<strong>The</strong> use of the expression of pact of the devil or devilish pact, 16 even in the<br />

titles of some articles, is, along with the name Hitler-Staline pact a good<br />

illustration of this fact. And concerning this subject, the official German<br />

statements for the 70 years of the beginning of the war are significant of this<br />

state of mind. On the 1 st of September 1st, former Foreign Secretary (and then<br />

vice-chancellor), Frank-Walter Steinmeier, wrote an article with his Polish<br />

counterpart on the occasion of this anniversary. 17 On the same day, chancellor<br />

Angela Merkel came to Westerplatte to apologize in the name of her country to<br />

all the victims of the war. <strong>The</strong> german's culpability does not prevent it from still<br />

having a complex. Indeed, a few days before, having underlined that Germany<br />

„had caused immense sufferings in the world”, the chancellor also declared that<br />

she considered the eviction of the Germans of Poland after the Nazi defeat as<br />

an „injustice”: „<strong>The</strong> eviction of more than 12 million persons from the<br />

territories of former Germany that are in Poland today is obviously an<br />

injustice, and this also needs to be said”. 18<br />

In France as in Germany, the German-Soviet pact remains above all the events<br />

that started or allowed (following different points of view) the Second World War, for<br />

its consequences after the war for these two countries are nothing in comparison with<br />

Poland or the Baltic States. It is not a holiday and it is necessary to admit that the<br />

signature of the pact tends to be relegated to History books. However, in Germany,<br />

the very strong idea of the duty of remembrance, consecutive to this world conflict,<br />

helps the commemoration of this event to remain strong.<br />

III. German and French glances concerning the Russian position in this time<br />

But if there is a subject on which the French and German press agree during<br />

this anniversary, it is the Russian declarations about the pact on the occasion of<br />

University of Erlangen.<br />

15 rd<br />

TROEBST, Stefan: Eine schmerzhafte Wunde. Süddeutsche Zeitung, 23 August 2009. He<br />

is a historian, teaching at the university of Leipzig and researcher in history of memory.<br />

16 th<br />

SCHÖLLGEN, Gregor: Als Stalin und Hitler den «Teufelspakt» schlossen. Die Welt, 24<br />

August 2009. BRÖSSER, Daniel: Ein teuflischer Pakt. Süddeutsche Zeitung, 23 rd August 2009.<br />

17<br />

STEINMEIER, Frank-Walter, SIKORSKI, Radosław: Der Erste September 1939.<br />

Süddeutsche Zeitung und the Gazeta Wyborcza, 1 st September 2009. <strong>The</strong>y were respectively the<br />

German and Polish Foreign Minister.<br />

18<br />

SAINT-PAUL, Patrick: Angela Merkels' incline devant les victimes du nazisme. Le Figaro,<br />

2 nd September 2009. Rede Bundeskanzlerin Merkel bei der Gedenkveranstaltung zum 70.<br />

Jahrestag des Ausbruchs des Zweiten Weltkriegs in Danzig.<br />

http://www.bundeskanzlerin.de/Content/DE/Rede/2009/09/2009-09-01-bkin-danzig.html, date of<br />

consultation 1 st December 2009.<br />

38


this anniversary and more widely of the anniversary of the beginning of the war.<br />

a) Scandal about the Russian statements: reason: the pact<br />

Vladimir Putin, during his travel in to Poland, condemned the German-<br />

Soviet pact („It is doubtless that we can rightly condemn the <strong>Ribbentrop</strong>-<br />

<strong>Molotov</strong> pact which was signed in August 1939”) but he really wanted to<br />

remind that France and Great Britain had a similar agreement with Hitler in<br />

Munich („but one year earlier, did not France and Great Britain sign the<br />

famous treaty with Hitler in Munich, ruining all the hopes to form a common<br />

front against fascism?” 19 ). Finally he also invited „to turn the page” of the<br />

Second World War in order to improve the Russian-Polish relationships. It is<br />

all the more possible, according to the Russian Prime Minister, since „Russians<br />

and Poles had fought against the same common enemy during the war” and<br />

since the Russians „had [during the war] considered the Poles as brothers of<br />

weapon” 20 . Le Figaro shows itself very critical because it accuses Russia to<br />

distill declassified „archival documents” „tending to involve Poland in the<br />

preparation by Nazi Germany of the invasion of Soviet Union” 21 „in order to<br />

clear itself of responsibility in the <strong>Molotov</strong>-<strong>Ribbentrop</strong> pact”. <strong>The</strong> German<br />

press uses the same comments by evoking in particular, in the weekly paper<br />

Der Spiegel, an historical quarrel 22 between Poland and Russia about the Soviet<br />

Union’s responsibility in the beginning of the war. Piotr Buras, a Polish<br />

journalist, about Vladimir Putin’s comparison of Katyn’s massacre with the<br />

death of 17 000 Soviet soldiers in Polish jails in 1920, reminds us that Russian<br />

historians agreed too because „the Russian soldiers died after diseases and not<br />

because of a ball in the nape of the neck like the Polish soldiers” 23 .<br />

b) Unanimous critics against Russian nationalist revisionism<br />

But even beyond Russian declarations (which are sometimes scandalous),<br />

the French and German journalists are particularly interested in Russian<br />

nationalist revisionism which was encouraged if not led by the Kremlin. Marie<br />

Jégo in Le Monde evokes a Russian attempt to rehabilitate the pact, Stalin's<br />

„brilliant blow” „having allowed to put the entry of Soviet Union in the Second<br />

World War two years later”. 24 This revisionism is all the more dangerous as it<br />

19 st<br />

AFP: Poutine condamne le pacte germano-soviétique de 1939. Libération, 31 August 2009.<br />

20<br />

AFP: Seconde Guerre mondiale: recueillement en Pologne sur fond de polémique. Le<br />

Monde, 1 st September 2009<br />

21 st<br />

AVRIL, Pierre: Varsovie et Moscou s'accusent de réécrire l'histoire. Le Figaro, 31 August 2009.<br />

22 st<br />

Geschichtsstreit überschattet Gedenkfeier in Polen. Der Spiegel, 1 September 2009.<br />

23<br />

BURAS, Piotr: Kaczynskis Holocaust-Vergleich ist unangemessen. Die Zeit, questioned by<br />

Katharina Schuler, 2 nd September 2009. Piotr Buras is the Germany-correspondant of the Gazeta<br />

Wyborcza, the biggest overregional Newspaper in Poland.<br />

24 th<br />

JÉGO, Marie: Moscou tenté de réhabiliter le pacte. Le Monde, 30 August 2009.<br />

39


is not only official but historical since, for example, Pavel Daniline considers<br />

that „Poland would have been able to avoid the Nazi aggression by agreeing to<br />

give the Danzig Corridor, by concluding a pact of collective safety with<br />

France, Great Britain and the USSR”. For the German press which willingly<br />

compares the German and Russian cases, for whom the pact was a „trauma” 25 ,<br />

if the Russians managed with Gorbatchev and the Perestroika „to assume” this<br />

Soviet past, they are now reconstructing this lead screed, this „silence” of the<br />

USSR’s years with, as their main weapon, a control of the information and the<br />

oversight (61% of interrogated Russians do not know that the Soviet troops<br />

invaded Poland on the 17 th of September 1939). And to limit the divergent<br />

views the Russian Duma has just voted (in May) a law which forbids to evoke<br />

Stalinist crimes between 1939 and 1941. It is what Michael Ludwig regrets,<br />

whose article’s title is: „A historical Picture without awkward interrogation<br />

marks” where he reminds that the Russian president has just created a<br />

commission which has „to chase away the falsifications of history which could<br />

rewrite history (of the Second World War) and damage the Russian<br />

interests” 26 . Marie Jégo binds this patriotism which is becoming „the defense of<br />

the pact” in the Russian-Georgian war of last August and this one prepares,<br />

according to her, a possible action in order to be able to get back Crimea, this<br />

„intrinsically Russian” land for the nationalists. 27<br />

Who is interested in the German-Soviet pact 70 th anniversary’s<br />

remembrance in Germany and especially in France has, in some way, to thank<br />

Russia and its leaders’ rather provocative and sometimes revisionist statements,<br />

who finally, as they wished to limit the role of this pact in the release of the<br />

war, only provoked more talks about it.<br />

Conclusion<br />

To finish and to keep talking about Russia, on the 23 rd of September 2009,<br />

in an article entitled „<strong>The</strong> Georgian test”, Vaclev Havel, Daniel Cohn-Bendit,<br />

André Glucksmann, Bernard-Henri Lévy and Adam Michnik made the link<br />

between Munich and the German-Soviet pact on one side and on the other, the<br />

presence of Russian troops today on a part of the Georgian territory, and<br />

remind that „to regret or to celebrate past events doesn't present interest if we<br />

remain deaf to their teachings” 28 . This article has to be linked with another one<br />

published on the 27 th of August 2009 (one of the first ones if not the first one in<br />

France about the pact), „1939, the last dizzy spells before the war”, which tells<br />

the rather surrealist summer lived by French people in 1939. <strong>The</strong> subtitle is also<br />

25 BRÖSSER, Daniel: Ein teuflischer Pakt. Süddeutsche Zeitung, 23 rd August 2009.<br />

26 LUDWIG, Michael: Geschichtsbild ohne lästige Fragezeichen. FAZ, 23 rd August 2009.<br />

27 JÉGO, Marie: Moscou tenté de réhabiliter le pacte. Le Monde, 30 th August 2009.<br />

28 HAVEL, Vaclev, COHN-BENDIT, Daniel, GLUCKSMANN, André, LÉVY, Bernard-<br />

Henri and MICHNIK, Adam: Le test géorgien. Le Monde , 23 rd September 2009.<br />

40


interesting: „Illusions. In summer 1939, France still enjoys itself. Whereas in<br />

Berlin, between bluff and arm wrestling, Hitler and the Allies lead a decisive<br />

diplomatic round. <strong>The</strong> war is for tomorrow” 29 .<br />

This indeed summarizes our whole study: the remembrance of an event such<br />

as the signature of the German-Soviet pact is important for the whole Europe,<br />

because this pact is certainly, above all, the result of the devilish alliance of two<br />

totalitarian powers, but it is also the result of the failure of the European<br />

democracies which were not able and/or did not want to defend earlier and<br />

more firmly democracy and freedom. <strong>The</strong> duty of memory as the Germans<br />

practice it, or at least their press, is thus necessary, for if we want to be able to<br />

„remember the lessons of History” 30 , it is necessary to know it and in all its<br />

details and variants in order to not becoming revisionist and nationalist.<br />

<strong>The</strong> remembrance of the German-Soviet, Ribentropp-<strong>Molotov</strong> or Hitler-<br />

Stalin pact signature has certainly nothing of the media charm that the fall of<br />

Berlin wall can have for example, but yet the quasi amnesia of the French press<br />

about this subject can be both incomprehensible and worrisome. We may have<br />

sometimes blamed Germany for living too much in the remembrance and in<br />

apologizing but we should neither be in the other extreme nor only remember<br />

what we want.<br />

29<br />

LORRAIN, François-Guillaume: 1939, derniers vertiges avant la guerre. Le Point, Nr.<br />

1927, 27 th August 2009.<br />

30<br />

Vaclev Havel, Daniel Cohn-Bendit, André Glucksmann, Bernard-Henri Lévy and Adam<br />

Michnik, 'Le test géorgien', Le Monde , 23 rd September 2009.<br />

41


Some Issues of the International Political System before<br />

World War II<br />

43


Kretschmann, Vasco<br />

<strong>The</strong> ideological origins of German Polonophobia?<br />

<strong>The</strong> German-Polish conflict in the eastern provinces of the German<br />

Empire before WWI - a precondition for the anti-Polish chapter of the<br />

<strong>Ribbentrop</strong>-<strong>Molotov</strong>-<strong>Pact</strong><br />

<strong>The</strong> following essay was first presented during the „International<br />

Conference on the <strong>Molotov</strong>-<strong>Ribbentrop</strong>-<strong>Pact</strong>” at the Faculty of Humanities of<br />

the Eötvös Loránd University in Budapest in December, 4 th 2009. <strong>The</strong> topic is<br />

based on my Bachelor dissertation, „<strong>The</strong> Pan-German League and the anti-<br />

Polish expropriation-law of 1908” 1 . In this piece I will analyse the<br />

developments in ideology of German right extreme nationalistic organizations<br />

towards the Polish minority before World War I. <strong>The</strong> essay will focus on the<br />

relations between the German and Polish populations in the eastern provinces<br />

of the German Empire. My argument is based on an analysis and interpretation<br />

of the Pan-German League’s members’ magazine, Die Alldeutschen Blätter,<br />

issues 1900-1914. 2<br />

In particular I will examine proposals to expropriate the Polish<br />

population’s land. Throughout the pages of these issues emerges the<br />

dissolution of constitutional legality, the rule of law, towards German<br />

citizens of Polish nationality. This process of legally excluding a group of<br />

people marks an important step: the first indication towards the<br />

development of racially motivated legal segregation as an ideology, later<br />

executed by the Nazi regime.<br />

<strong>The</strong> public dramatization of German-Polish relations in the eastern<br />

provinces promoted a long-lasting negative public awareness of the „Polish<br />

question” among the German population. <strong>The</strong> anti-Polish stereotypes embody<br />

disrespect, fear and hostility, characterized here by the term Polonophobia.<br />

<strong>The</strong>re is evidence that German hostility towards Poland in the early 20 th<br />

century resulted in part from these ideological constructions. 3<br />

However, it would be historically careless to assume a German tradition of<br />

anti-Polish hostility, and to draw a direct line from these tensions at the turn of<br />

the century to the anti-Polish chapter of the <strong>Molotov</strong>-<strong>Ribbentrop</strong>-<strong>Pact</strong> of 1939.<br />

Nevertheless, it is important to investigate these pre-WWI developments to<br />

better understand the events that took place in their wake.<br />

1 „Der Alldeutsche Verband und das antipolnische Enteignungsgesetz 1908”, Bachelor<br />

dissertation at the Free University of Berlin, Sept. 2009.<br />

2 Alldeutsche Verband (edit.): Alldeutsche Blätter (Vol. 10-24). Berlin-Mainz 1900-1914.<br />

3 WEHLER, Hans-Ulrich: Die Polenpolitik im Deutschen Kaiserreich 1871-1918. In:<br />

KLUXEN, Kurt-MOMMSEN, Wolfgang J. (edit.): Politische Ideologien und nationalstaatliche<br />

Ordnung. Studien zur Geschichte des 19. und 20. Jahrhunderts. München-Wien, 1968. 297-316.<br />

309, 315.<br />

45


<strong>The</strong> Polish Minority in Prussia and the German Empire<br />

In 1871 6,2% of the German population in the Empire were of Polish<br />

nationality. Most lived in the eastern provinces of Prussia. <strong>The</strong> Polish minority was<br />

especially represented in the areas gained by the Partition of Poland at the end of<br />

the 18 th century: the provinces of Poznań and West-Prussia. Around the city of<br />

Poznań Polish-speaking inhabitants constituted the majority of the population.<br />

After the congress of Vienna (1815) the Poles enjoyed a relatively<br />

autonomous status in the dynastical state of Prussia. Poznań was constituted as a<br />

Grand Duchy with certain rights to self-governance until the November uprising<br />

of 1830. 4 After that the Poles experienced a growing pressure to assimilate, at<br />

first motivated by policies to strengthen the integrity of the Prussian state. But<br />

Prussian authorities also launched a growing ethnically and culturally motivated<br />

assimilation campaign towards the Polish population, mainly aiming at the<br />

cultural attributes of language and religion. 5 With the foundation of the German<br />

Empire in 1871 the Polish minority experienced a dramatic change of<br />

environment. <strong>The</strong> new Empire claimed to be a nation-state by denying the<br />

existence rights of minorities within its borders. <strong>The</strong> first measures were<br />

restrictions in the use of the Polish language in schools and public meetings. In<br />

the Cultural Dispute (Kulturkampf) around 1872, the government repressed the<br />

influence of the catholic church in the public sphere. <strong>The</strong> Poles were especially<br />

affected, since many Polish-speaking priests who worked as teachers were now<br />

replaced by German-speaking civil servants and teachers. 6 This process of anti-<br />

Polish measures by the Prussian government marks the beginning of the attacks<br />

against the Polish cultural identity within the German Empire, also known as the<br />

campaign of Germanisation.<br />

<strong>The</strong> Pan-German League and its ideology<br />

<strong>The</strong> repressive policies of the Prussian government in the last third of the<br />

19 th century were not satisfying to big parts of the German nationalistic middle<br />

and upper class. Wide circles organized themselves into political interest<br />

groups, promoting an ethnically and culturally homogeneous state. <strong>The</strong>y<br />

demanded the full integration and assimilation of minorities, including the<br />

liquidation of their identity. 7<br />

4<br />

MAKOWSKI, Krzysztof: Polen, Deutsche und Juden und die preußische Politik im<br />

Großherzogtum Posen. Versuch einer neuen Sicht. In: HAHN-KUNZE (ed.): Nationale Minderheiten<br />

und staatliche Minderheitenpolitik in Deutschland im 19. Jahrhundert. Berlin, 1999. 51-60.<br />

5<br />

ALEXANDER, Manfred: Kleine Geschichte Polens. Bonn, 2005 (first: Stuttgart, 2003.). 246.<br />

6<br />

TRZECIAKOWSKI, Lech: <strong>The</strong> Kulturkampf in Prussian Poland. New York, 1990 (first<br />

Polish: Kulturkampf w zaborze pruskim. Poznań, 1970). 5.<br />

7<br />

HERING, Rainer: Konstruierte Nation. Der Alldeutsche Verband 1890 bis 1939. Hamburg,<br />

2003. 443.<br />

46


One of the most influential associations was the Pan-German League,<br />

founded in 1891. <strong>The</strong> League was dominated by a nationalistic, racist and<br />

growing anti-Semitic ideology. Before the First World War the League was<br />

relatively small with 22,000 members. Nevertheless, the organization could<br />

exercise influence through its exclusive members in high societal positions and<br />

close ties with the government and local administrations. <strong>The</strong> Pan-Germans<br />

advocated territorial expansion of the German Empire on the continent and<br />

overseas, as well as strengthening naval forces and protecting German culture<br />

among German emigrants living abroad. One of the League’s main aims was to<br />

promote Germanisation of minorities like the French population in Alsace-<br />

Lorraine, the Danish population in Schleswig and the Polish in Prussia. <strong>The</strong> last<br />

case received the most attention with a promotional campaign for the<br />

settlement of German farmers on former Polish land in the eastern provinces.<br />

Specialized in agitating this point was the German Eastern Marches Society<br />

(Deutscher Ostmarkenverein), founded in 1894 and operated closely with the<br />

Pan-Germans. Both organizations lobbied the Prussian government intensively<br />

for an anti-Polish settlement policy. 8<br />

In 1885 the Prussian government founded the Royal Settlement Commission<br />

in Poznań. Its mission was to buy and distribute Polish owned land among<br />

German colonists. <strong>The</strong> financial intervention of the state into the real estate<br />

market caused an exceptional increase in land price. This supported the<br />

conservation of traditional aristocratic ownership, but had little effect on<br />

population development. Increasingly people left these areas seeking better<br />

employment in the prosperous industrial west. <strong>The</strong> German-speaking population<br />

in the province of Poznań between 1871 and 1905 dropped from 43% to 38%. 9<br />

For the Polish population the hostile state intervention was a big threat. To<br />

protect their cultural identity and territorial position they used the constitutional<br />

rights that they enjoyed as German citizens. Polish organizations founded<br />

private societies for education, publishing newspapers and especially building<br />

financial institutes to buy German and abandoned land for distribution among<br />

Poles. <strong>The</strong> Polish members of the German parliament condemned the hostile<br />

activities of the nationalistic agitation groups and the Prussian government. <strong>The</strong><br />

majority of the conservative and national liberal parties supported the<br />

restrictive policies toward the Poles.<br />

<strong>The</strong>se turbulent circumstances led to a poisoning of Polish-German relations<br />

and an alienation of the Poles towards the German authorities. 10<br />

8 WEHLER, Hans-Ulrich: Das Deutsche Kaiserreich 1871-1918. Vol. 9 (=LEUSCHER,<br />

Joachim (edit.): Deutsche Geschichte). 6th edition. Göttingen, 1988. 93.<br />

9 KOEHL, Robert Lewis: Colonialism inside Germany 1886-1918. In: <strong>The</strong> Journal of<br />

Modern History. Vol. 25, No. 3. Chicago 1953. 255-272. and BROSZAT, Martin: Zweihundert<br />

Jahre deutsche Polenpolitik. Frankfurt am Main, 1972. (first: München, 1963). 155.<br />

10 GOSEWINKEL, Dieter: Einbürgern und Ausschließen. Die Nationalisierung der<br />

Staatsangehörigkeit vom Deutschen Bund bis zur Bundesrepublik Deutschland. Göttingen, 2001. 217.<br />

47


<strong>The</strong> expropriation-law and its consequences<br />

Efforts by members of the Polish minority to defend their cultural identity<br />

were postulated by the Pan-German League as a hostile provocation to the<br />

Germans, who claimed that the Poles were trying to „invade the eastern<br />

provinces”. By following this line of argumentation, the Pan-German League<br />

reversed the cause and impact of their own actions. <strong>The</strong>y described the<br />

aggressive German nationalist activities as a reaction to Polish threats in a „battle<br />

of nationalities.” 11 In fact, Polish nationalist activities were only a reaction to the<br />

denial of their right to exist in the proclaimed nation-state of 1871.<br />

Beginning in 1899, the Pan-German League’s members’ magazine contains<br />

demands for „radical measures” against the Polish population. <strong>The</strong> Pan-<br />

Germans promoted „the principle of inequality between Poles and Germans” 12 .<br />

<strong>The</strong> language of the statements is full of hate and historically incorrect<br />

argumentation, making special use of the Middle Ages as a source of historical<br />

justification. 13 When it became evident that state intervention in the real estate<br />

market was unsuccessful, even supporting the western emigration of the<br />

German population and strengthening the establishment of a Polish national<br />

self-consciousness, the Pan-Germans demanded even more radical state<br />

interventions: by 1901 the statements in the magazine contain demands for the<br />

expulsion of Polish landowners and expropriation of their property. <strong>The</strong> Pan-<br />

Germans used known arguments and prejudices, and dramatizing „the fear of a<br />

silent Polonization”. Increasingly they criticized the German and the Prussian<br />

government for being ineffective and weak-willed. 14 Since the right-wing<br />

government needed the support of nationalist interest organizations, especially<br />

during the elections, the Pan-Germans maneuvered their influence and lobbied<br />

successfully for their demands.<br />

In 1907 the German chancellor publicly announced a planned expropriation<br />

law. <strong>The</strong>re was also wide opposition against this idea, not only by the centerleft,<br />

also by the liberals and some conservatives. <strong>The</strong> last two groups were<br />

afraid of dissolving the guaranties of property in general and the resulting<br />

injury against the constitution. After long negotiations and compromised<br />

conclusions, criticized harshly by the Pan-Germans, the Prussian Parliament<br />

enacted a restricted version of a national expropriation law for the provinces of<br />

Poznań and West-Prussia in March 1908 („Measures for strengthening<br />

11 Cf. Alldeutsche Blätter. Vol. 10, No. 45. 04.11.1900: 439.<br />

12 Cf. Alldeutsche Blätter. Vol. 12, No. 22. 31.05.1902: 188 et seq.<br />

13 WIPPERMANN, Wolfgang: Antislavismus. In: PUSCHNER, Uwe (edit.): Handbuch<br />

zur „Völkischen Bewegung”. München, 1996. 512-523. 520. and THER, Philipp: Deutsche<br />

Geschichte als imperiale Geschichte. Polen, slawophone Minderheiten und das Kaiserreich<br />

als kontinentales Empire. In: CONRAD, Sebastian (edit.): Kaiserreich transnational.<br />

Göttingen, 2004. 129-148. 130.<br />

14 Cf. Alldeutsche Blätter. Vol. 15, No. 19. 13.05.1905: 158.<br />

48


Germanness in the provinces of West-Prussia and Poznań” In German:<br />

Maßnahmen zur Stärkung des Deutschtums in den Provinzen Westpreußen und<br />

Posen). <strong>The</strong> Pan-Germans were not satisfied.<br />

While the Pan-Germans demanded immediate execution of the new law, the<br />

government hesitated to take action, also because of wide opposition and<br />

critical comments from the foreign public. Especially the more emancipated<br />

Polish organizations in the Austro-Hungarian Empire ran a protest campaign,<br />

influencing the politics of Vienna towards Germany. 15<br />

After four years, shortly before the parliamentary elections in 1912, the<br />

Prussian government executed the law in four cases. In total, around 1.700<br />

hectares of land owned by Poles in the province of Poznań were expropriated. 16<br />

<strong>The</strong> measure was welcomed by the Pan-German League, but also criticized as<br />

too small and only a „very first step.” 17 In contrast the expropriation was<br />

publicly discussed and criticized by foreign countries. It remained the only<br />

execution of the controversial law. 18<br />

With these disappointing results, the focus of the Pan-German campaigns in<br />

the east expanded. In the few years before the First World War, the Pan-<br />

German magazine discussed and promoted large colonization and settlement<br />

plans for the expected new eastern territories to be gained through the coming<br />

European war. 19<br />

Conclusion<br />

We can summarize the positioning of the Pan-German League towards the<br />

Polish minority in the German Empire as a transformation from the<br />

organization’s first demands for integration and assimilation, to later calls for<br />

expulsion and expropriation. Step by step the ideology was influenced by racist<br />

ideas of inequality between Germans and Poles.<br />

As a consequence of the hateful debates around the expropriation law, the<br />

German population became used to the idea of different treatment of minorities<br />

and their exclusion from society. <strong>The</strong> promotion of inequality created the<br />

origins of racial segregation policy, appearing first in the oversea colonies and<br />

later in a professionalized form as executed in the occupied territories of the<br />

Nazi regime. 20<br />

15<br />

HERING, Rainer: Konstruierte Nation. Der Alldeutsche Verband 1890 bis 1939.<br />

Hamburg, 2003. 124.<br />

16<br />

WEHLER, Hans-Ulrich: Die Polenpolitik im Deutschen Kaiserreich 1871-1918. In: KLUXEN,<br />

Kurt-MOMMSEN, Wolfgang J. (edit.): Politische Ideologien und nationalstaatliche Ordnung. Studien<br />

zur Geschichte des 19. und 20. Jahrhunderts. München-Wien, 1968. 309.<br />

17<br />

Cf. Alldeutsche Blätter. Vol. 22, No. 42. 19.10.1912: 371.<br />

18<br />

BALZER, Brigitte: Die preußische Polenpolitik 1894-1908 und die Haltung der deutschen<br />

konservativen und liberalen Parteien. Frankfurt am Main, 1990. 81.<br />

19<br />

Cf. Alldeutsche Blätter. Vol. 23, No. 47. 20.09.1913: 325.<br />

20<br />

CONRAD, Sebastian: Globalisierung und Nation im Deutschen Kaiserreich. München, 2006. 143.<br />

49


<strong>The</strong> positioning of German-Polish relations during the inner-German conflict<br />

before 1914 influenced significantly the foreign political relations between the<br />

German Weimar (First) Republic and the Polish Second Republic. <strong>The</strong> prejudices<br />

and stereotypes continued of Poles as people of a lower culture, incapable of<br />

maintaining their own state. As a result, the Weimar Republic negotiated a border<br />

treaty with France but never with Poland. Even the honoree of the Nobel peace<br />

prize of 1926, the German foreign minister Gustav Stresemann, ran an aggressive<br />

foreign policy campaign against the independent Poland.<br />

Despite the above developments, it would be careless to expand an<br />

argument based on „historical traditions” of Polonophobia. <strong>The</strong>re may indeed<br />

be an ideological development from the German-Polish conflict before the First<br />

World War to the foreign policy of the Weimar Republic, and then to the<br />

<strong>Molotov</strong>-<strong>Ribbentrop</strong>-<strong>Pact</strong> of 1939, but that does not imply a logical line.<br />

History is never predetermined. For example, how do we locate in that line the<br />

German-Polish Non-Aggression <strong>Pact</strong> of 1934, which led to a significant<br />

weakening of the Polish-Western European alliance? Political decisions do not<br />

always operate in a linear way. But however the historical experiences of the<br />

early 20 th century might have influenced German politics, the Polonophobic<br />

stereotypes existing among the German public provided a receptive ground for<br />

the Nazi regime before the invasion of Poland and during its subsequent<br />

occupation and demolition.<br />

50


Prętkiewicz, Przemysław<br />

<strong>The</strong> system of international connections by Central European<br />

countries on the eve of the outbreak of war<br />

<strong>The</strong> result of the World War I in Central Europe was the sudden appear of<br />

national countries, some of which did not have any or had just a short tradition<br />

of statehood. Those countries needed to form their international connections<br />

and arrange relations, especially with neighbourhood states. <strong>The</strong> only country<br />

which existed before the Great War was Hungary, although within the Dual<br />

Monarchy it was not the fully independent state. However because of the<br />

process of mapping out the borders even Hungary seemed to be newly founded<br />

state. Long period of existence within multiethnic empires caused that there<br />

were many areas with great variety of nations. <strong>The</strong>se areas and also the ones<br />

which historically had belonged to some of them became a bone of contention.<br />

At the beginning we need to know what the basic relations between Central<br />

European countries were. Already aforementioned Hungary was potentially the<br />

biggest threat for the stabilisation in the region after the War. Its revisionism<br />

aimed in the territory of Czechoslovakia, Romania and Kingdom of Serbs,<br />

Croats and Slovenes (Yugoslavia since 1929). Only Poland had at that time<br />

good relations with Hungary, which was the effect of common historical fight<br />

for independence. 1 At that time Poland had a border conflict in Cieszyn Silesia<br />

with Czechoslovakia, which opposed these countries. Similar problems<br />

affected on the relations with Lithuania, where there was a problem of<br />

supremacy over Vilnius. Thanks to the military and political cooperation after<br />

the Great War Poland created good relations with Romania. 2<br />

To protect themselves from Hungarian revisionism which I have already<br />

mentioned Yugoslavia and Czechoslovakia signed an agreement in July 1920.<br />

One year later similar treaties where established between those countries and<br />

Romania - with Czechoslovakia in April 1921, with Yugoslavia in June 1921.<br />

What is more the agreement between Romania and Yugoslavia had an<br />

additional reason, which was the potential Bulgarian revisionism in the areas of<br />

Macedonia and Dobruja. 3 This system of connections was known as the Little<br />

Entente, although it was not the formal name. However the cooperation<br />

between these three countries was not going well. <strong>The</strong> problems which spoiled<br />

it were territorial incoherence and different powerful neighbours - for<br />

Czechoslovakia it was Germany, for Romania - Russian Soviet Federative<br />

Socialist Republic (part of Soviet Union since 1922) and for Yugoslavia - Italy.<br />

1 Own notes from the remembrance meeting dedicated to Polish refugees during the World<br />

War II in the Ipel’ valley, Conference Center of Polish Armed Forces, 19 March 2010.<br />

2 WILLAUME, Małgorzata: Rumunia. Trio, Warsaw, 2004. 126.<br />

3 ESSEN, Andrzej: Polityka Czechosłowacji w Europie Środkowej w latach 1918-1932,<br />

Wydawnictwo Naukowe Akademii Pedagogicznej, Cracow, 2006. 64-65.<br />

51


Although in 1933 Little Entente institutionalised itself, there were lack of real<br />

cooperation and common goals, instead of protection against Hungarian<br />

revisionism. <strong>The</strong> main problems of the Little Entente was the territorial<br />

incoherence, border problems between Romania and Yugoslavia and rising<br />

pressure from three different powers: Germany on Czechoslovakia, Soviet<br />

Union on Romania and Italy on Yugoslavia. 4<br />

An important country in Central Europe was definitely Poland, because of<br />

its size, geopolitical localisation between Germany and Soviet Union,<br />

economical and political impact on the other countries of the region. According<br />

to this and above-mentioned good relations Romania tried to win Poland over<br />

to a cause of antirevisionism and Little Entente. It did not come to realise<br />

because of well-grounded relations between Poland and Hungary. 5 <strong>The</strong> other<br />

reason is that Poland did not want to be engaged into regional cooperation<br />

project which was in fact very weak. Politicians from Poland had different<br />

projects, in which they would be able to establish the position of their country<br />

as the regional power and appear as one of the most significant European<br />

countries. Main project called Intermarium was pursued by Józef Piłsudski. He<br />

was willing to create a federation of central and eastern European nations as a<br />

counterweight to the Germany on west and Soviet Union on east. <strong>The</strong><br />

federation leaded by Poland was to contain also: Finland, Estonia, Latvia,<br />

Lithuania, Belarus, Ukraine, Czechoslovakia, Hungary, Romania and<br />

Yugoslavia. <strong>The</strong> project failed due to annexation of Belarus and Ukraine to the<br />

Soviet Union. Even though there was still and idea of federation in the narrow<br />

scope, but it was also denied by the bilateral conflicts which I mentioned at the<br />

beginning. This idea was later followed by Władysław Sikorski, who put<br />

forward the project of Central European Union and Józef Beck with his 'Third<br />

Europe' conception, but in fact both were far from realization. 6<br />

Due to the failure of an organisation connecting all Central European<br />

countries, each of them concentrated on developing bilateral relations in the<br />

region and out of it. Poland after establishing its borders in the years 1918 - 1921<br />

developed foreign policy. First international alliance treaties were signed with<br />

France in February 1921 and in the next month with Romania. I am going to<br />

present the alliance with France in detail later. Concerning alliance with Romania<br />

the treaty from March 1921 was mainly aimed against possible military action<br />

from the side of Russia. 7 This bilateral cooperation developed through the whole<br />

4<br />

Ibidem. 245-250, 266-280.<br />

5<br />

WILLAUME, Małgorzata: Rumunia. Trio, Warsaw, 2004. 127.<br />

6<br />

KORNAT, Marek: Realna koncepcja czy wizja ex post? Polska idea „Trzeciej Europy”<br />

(1937-1938). <strong>The</strong> website of Wyższa Szkoła Biznesu – National Louis University,<br />

http://politologia.wsb-nlu.edu.pl/uploadedFiles/file/M_Kornat - Realna koncepcja czy wizja ex<br />

post.pdf (date of usage: 20 March 2010).<br />

7<br />

DEMEL, Juliusz: Historia Rumunii. Zakład Narodowy im. Ossolińskich, Wrocław, Warsaw,<br />

Cracow, Danzig, Łódź, 1986. 387.<br />

52


interwar period and the treaty was renewed in 1926 and 1931. In the last one<br />

there was an additional regulation allowing both countries to organise military<br />

actions even before any aggression act and to cooperate also in case that the<br />

attack would be from the other side than Soviet Union. <strong>The</strong> only problem within<br />

this coalition was that Poland had also good relations with Hungary.<br />

As we can see the direction towards Poland was one of the most significant<br />

also for Romania, next to the Little Entente and alliance with France. But<br />

Romania needed also to look carefully on the southern direction and the<br />

possible Bulgarian revisionism. For strengthening the security in this region<br />

Romania signed in February 1934 a multilateral treaty with Yugoslavia, Greece<br />

and Turkey. This alliance was called the Balkan Entente. 8<br />

For Hungary the priority was to get back the international recognition. It<br />

was happening gradually during the 20s and the first step was made in<br />

September 1922, when Hungary joined the League of Nations. <strong>The</strong>n in 1924 it<br />

signed a treaty with Soviet Union and in 1926 with Yugoslavia. Both were<br />

directed partly against Romania, because either Soviet Union and Yugoslavia<br />

had some territorial argues with this country. Hungary regained full sovereignty<br />

in 1927 when the League of Nations stopped controlling Hungarian military.<br />

After it Hungary engaged in a friendship with Italy, which had similar goals in<br />

Central Europe. <strong>The</strong>se were weakening the Little Entente and moderating<br />

French influence in the region. In the following years Hungary signed also<br />

treaties with Poland (1928), Turkey (1929) and Austria (1931), what stabilized<br />

the situation of the country in the international society, apart from the territorial<br />

demands directed to Romania and Czechoslovakia. 9<br />

Complicated situation of connotations between Central European countries,<br />

troubles with forming any regional organisations or cooperation projects and<br />

internal problems of each nation caused that the position of the region itself was<br />

very weak. <strong>The</strong> way of strengthening it was seen in the partnership with western<br />

countries. <strong>The</strong> main role was played by France, which created a kind of<br />

protectorate over Little Entente, but its main goal in Central Europe was formation<br />

of tripartite agreement with Czechoslovakia and Poland. During the conference in<br />

Locarno in October 1925 France signed two treaties: with Poland and with<br />

Czechoslovakia. <strong>The</strong>se were to ensure both countries about French support in case<br />

of any aggression on the side of Germany. Despite this steps and a will towards a<br />

tripartite agreement France did not take into consideration the problem of Polish-<br />

Czechoslovak rivalry. <strong>The</strong>se harsh relations were transferred to the rivalry over the<br />

main position in France's foreign politics in Central Europe. 10 As a result the<br />

agreement was not established and then in the late 20s, when the position of France<br />

weakened, it became less important for Central Europe.<br />

8 DEMEL, Juliusz Demel: Historia Rumunii, op. cit. 387-388.<br />

9 KOCHANOWSKI, Jerzy: Węgry. Od ugody do ugody 1867-1990. Trio, Warsaw, 1997. 79-80.<br />

10 ESSEN, Andrzej: Polityka Czechosłowacji w Europie Środkowej w latach 1918-1932,<br />

Wydawnictwo Naukowe Akademii Pedagogicznej, Cracow, 2006. 57-59.<br />

53


Unlike France Great Britain did not show any interest in Central Europe. Only<br />

when the danger of war rose in the late 30s and British interests around the world<br />

were invaded by Reich, Great Britain showed some interest in the matters of<br />

Europe, 11 what symptoms were guarantees given to Poland and Romania.<br />

One of the possible ways of strengthening national security of the newly<br />

founded states was the peace - oriented international society, with the League of<br />

Nations as its main representative. But although the League was working, it did not<br />

have any special impact on the international situation. <strong>The</strong> most significant<br />

agreements were negotiated between European powers. First important treaty was<br />

signed in Locarno in October 1925, when Germany guaranteed an inviolability of<br />

the borders with France and Belgium, but denied the possibility of signing<br />

analogous treaties with Czechoslovakia and Poland. This was the potential ground<br />

for German revisionism in Central Europe, and this showed that Central European<br />

countries could not be assured of the international support for their independence<br />

and self-governance. <strong>The</strong> hopes rose two years later when Aristide Briand, French<br />

foreign relations ministry, formed an initiative of a pact, in which countries would<br />

pledged themselves to abjure war. So called Kellogg-Briand <strong>Pact</strong> was signed in<br />

August 1928, but in was never of great importance, which was easily visible in the<br />

early 30s. <strong>The</strong> marginalization of Central European countries appeared again in<br />

1933, when four European powers: France, Great Britain, Germany and Italy,<br />

worked on creating a forum of consulting their foreign policies. Finally it did not<br />

come to realize, but the proposal of establishing the Four-Power <strong>Pact</strong> including<br />

Germany, proved that western powers accepted the direct of political changes in<br />

this country and became a kind of encouragement for Hitler to keep developing his<br />

plans. 12 <strong>The</strong> problems of the relations with Germany, but also with Soviet Union,<br />

next to dealing with rising fascist movements appeared as key ones in the 30s.<br />

Poland signed a non-aggression pact with Soviet Union in July1932, but<br />

denied Soviet attempts to form a multilateral cooperation agreement in Central<br />

Europe and any possible military pacts. A year after Hitler came to power, in<br />

January 1934, Poland signed a non-violence declaration with Germany (known<br />

as Third Reich since 1933). Foreign affairs minister Józef Beck was realising<br />

the policy of equal distance between Warsaw from one side, Berlin and<br />

Moscow from another. At the turn of October 1938, just after Munich<br />

Agreement, which I will describe later, Poland used a critical situation of<br />

Czechoslovakia to regain a Cieszyn Silesia. This made an impression that<br />

Poland is an ally of Reich, which was far from true. In October 1938 and then<br />

at the special meeting in January 1939 Reich put forward demand of<br />

annexation Danzig and building an exterritorial motorway and railway to East<br />

Prussia. In exchange offered recognition of Polish borders and prolongation of<br />

a non-aggression declaration for the next 25 years. Poland disagreed and in the<br />

11<br />

ZINS, Henryk: Historia Anglii. Zakład Narodowy i. Ossolińskich, Wrocław, Warsaw,<br />

Cracow, 2001. 350-352.<br />

12<br />

Ibidem. 350.<br />

54


situation of rising danger accepted British guarantees, what formally caused<br />

that Reich cancelled in April 1939 the above-mentioned declaration with<br />

Poland. In August 1939 it stopped trade exchange with Poland. 13<br />

<strong>The</strong> situation of Czechoslovak relations with Soviet Union seemed to be<br />

good. <strong>The</strong> legal status of the communist party in this country meant for many<br />

foreigners that Czechoslovakia was a kind of a soviet satellite in Central Europe.<br />

Good relations were confirmed in May 1935, when Czechoslovakia signed a<br />

mutual help agreement (with the condition that firstly France, connected with<br />

both countries by similar agreements, would help the victim of an attack). On the<br />

other hand the relations with Reich were absolutely opposite. <strong>The</strong> problem<br />

concerned German minority in Czechoslovakia. In fact Germans lived in the<br />

certain part of the country close to the border with Germany and Austria.<br />

Generally this territory was called Sudetenland and Germans were in majority in<br />

this region. After the Anschluss of Austria in March 1938, which was not stopped<br />

by the western powers, despite the fact that the treaties signed after the World<br />

War I, had forbade uniting those countries, Czechoslovakia was surrounded by<br />

Reich. In April 1938 Hitler demanded Czechoslovak authorities to give the<br />

autonomy to the Germans. Czechoslovakia asked western powers for arbitral<br />

decision, believing that they would support it, due to the solidarity of democratic<br />

countries. However the arguments given by Hitler convinced French and British<br />

diplomats suggested Czechoslovakia to make concessions to Reich. This fact, in<br />

addition to lack of reaction after the Anschluss, convinced Hitler, that western<br />

powers tried to protect the general stability in Europe rather than took care of<br />

small states in Central Europe. He put forward a demand to annex Sudetenland to<br />

Reich, which was rejected. As a result in the end of September 1938 in Munich<br />

took place a conference and the powers in the Munich Agreement accepted the<br />

demand of Reich. At the following day Poland regained Cieszyn Silesia. In the<br />

following months the weakened Czechoslovak authorities agreed to give<br />

autonomy to Slovakia and Carpathian Ruthenia and then were forced to accept<br />

the arbitral decision of Reich and Italy about moving borders with Hungary and<br />

Poland. <strong>The</strong> critical moment came in March 1939 when Hitler demanded<br />

independence declaration from Slovakia in exchange for holding back Hungary<br />

from military action in Ruthenia. Formally independent Slovakia was proclaimed<br />

at 14 March 1939 and in the following two weeks newly founded state signed a<br />

protection agreement with Reich. At 15 March 1939 Reich took control over<br />

Czech and created the Protectorate of Bohemia and Moravia. Despite the former<br />

declaration of holding back the Hungarian military forces, Hitler did not react to<br />

Hungarian occupation in Carpathian Ruthenia. Czechoslovakia did not longer<br />

exist as an independent country. 14<br />

13<br />

KUPIECKI, Robert, SZCZEPANIK, Krzysztof: Polityka zagraniczna Polski 1918-1994.<br />

Warsaw, 1995. 30-33.<br />

14<br />

HEIMANN, Mary: Czechoslovakia. <strong>The</strong> state that failed, Yale University Press, New<br />

Haven-London, 2009. 75-110.<br />

55


Different relations Reich had with Romania and Hungary. Romania might be<br />

situated somewhere between Poland and Czechoslovakia on one side and Hungary<br />

on another. Concerning Romanian relations with Soviet Union in June 1934 both<br />

countries recognised the borders and political independence, but the problem of<br />

Bessarabia was not solved. Two years later, in June 1936, both countries signed a<br />

mutual help agreement, but in August 1936 Soviet Union cancelled it due to<br />

supposed change in Romanian foreign policy connected with the change of foreign<br />

affairs minister. <strong>The</strong> relations with Reich based rather on the economical platform.<br />

Romania signed four consecutive trade deals with Reich: in March 1935,<br />

September 1935, December 1937 and March 1939. In such a way it gradually<br />

became dominated by German economical system and corporations. Romania<br />

agreed to sign those deals hoping that it would stop the possible threat of military<br />

action. It was also a way of creating counterweight to another Reich's ally -<br />

Hungary, and possible territorial revision. This threat was strong especially after<br />

the incidents with Czechoslovakia in 1938 and 1939. Romania made an effort to<br />

become more independent by getting British and French guarantees in April 1939<br />

and by signing trade deals with those countries, but it did not change the general<br />

Reich's dominance over Romania. 15 <strong>The</strong> internal problem of Romania was the rise<br />

of Iron Guard, fascist organisation, which in the late 30s had a big impact on<br />

Romanian policy.<br />

At the beginning of the 30s in Hungary parties following the example of<br />

German NSDAP started to appear. Gyula Gömbös, fascist and anti-Semite,<br />

appointed a prime minister of Hungary in 1932, broke off the profrench and<br />

probritish foreign policy of the former PM István Bethlen. He rather strived to<br />

develop good relations with Italy, Austria and Germany. Gömbös was the first<br />

diplomat, who visited Hitler after he had been appointed a chancellor, but<br />

eventually stayed closer with Italy and Austria, because Hitler had stressed, that he<br />

would not support Hungarian territorial demands towards Romania and<br />

Yugoslavia. Only when in 1935 Italy signed an agreement with France, and Soviet<br />

Union expanded its diplomatic policy in Europe, Hungary made turn towards<br />

Reich. It was continued by the next PM Kálmán Darányi, and only when Béla<br />

Imrédy had been appointed to the head of government he changed the policy,<br />

trying to improve relations with Poland, Great Britain and Little Entente countries.<br />

On the other hand Hungary could not resign from the revisionist plans. In<br />

November 1938 after the First Vienna Award lead by Reich and Italy Hungary<br />

regained southern Slovakia and part of Carpathian Ruthenia, and the rest of it in<br />

March 1939, with the consent from Hitler. <strong>The</strong> strive to revise the Treaty of<br />

Trianon led Hungary to the alliance with Reich. Despite the next PM Pál Teleki<br />

was wary of Reich, Hungary did not have any way out - Reich dominated the<br />

Hungarian economy and was able to offer much more than other possible allies. In<br />

February 1939 Hungary joined Anti-Comintern <strong>Pact</strong> and in March recognised<br />

15 WILLAUME, Małgorzata: Rumunia. Trio, Warsaw, 2004. 131-136.<br />

56


Manchukuo and broke relations with Soviet Union. Through this period of time in<br />

Hungary there was a gradual rise of power of the fascist Arrow Cross Party. 16<br />

In the late August 1939, when the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong> was negotiated<br />

and eventually signed the situation in Central Europe was not only complicated<br />

as through the whole interwar period, but also uncertain about the future.<br />

Czechoslovakia was in the worst situation as it was divided and both parts were<br />

dominated by Reich, although Czech part was formally an autonomy<br />

administrative division and was not annexed to the Reich and theoretically<br />

sovereign state - Slovakia, which authorities agreed in a secret pact to make its<br />

economy and foreign policy dependent on Reich. Romania and Hungary had<br />

their economies strongly connected with Reich, but Hungary also directed its<br />

policy in the same way as Reich did, while Romanian authorities tried to have<br />

good political relations with Great Britain and France. Finally Poland which was<br />

theoretically and practically independent, but felt the threat of German military<br />

action. Concerning relations with Soviet Union, Hungary had no relations with it<br />

since March 1939, Romania was unsure because of the territorial problem of<br />

Bessarabia, and Poland having a non-aggression pact with Soviet Union.<br />

Since the beginning of 1939 there were some rumours about the negotiations<br />

between Reich and Soviet Union. Hardly anybody took them serious, because the<br />

opposition between both political systems could not be bigger. <strong>The</strong> <strong>Ribbentrop</strong>-<br />

<strong>Molotov</strong> <strong>Pact</strong>, which was formally a non-aggression pact, was a kind of surprise,<br />

but the military action against Poland, so the effect of the secret pact making an<br />

alliance, was a like a bewilderment for Europe and for Poland.<br />

This whole part presenting what happened in the interwar period was<br />

necessary to explain the situation on the eve of the outbreak of World War II.<br />

Central Europe after World War I appeared as an undefined region, with so called<br />

national countries, many border and minority problems, without international<br />

recognition and international relations. Activity at the European area let those<br />

countries to come out of the 'dead ground' in politics and economy. Through the<br />

several years after WWI they developed a system of international connections<br />

and alliances, which stabilised their situation. Multipolar Europe, with the<br />

balance of powers and middle class countries, connected with multilateral and<br />

bilateral agreements, treaties and non-aggression pact let people hope that the<br />

experience of the Great War would never come back. Unfortunately Europe in<br />

the 30s started to polarise and divide into blocks and the national interests<br />

predominated over general ideas and values so commonly shared just a few years<br />

earlier, after the WWI.<br />

In my opinion recollecting past times is useful with the comparision to the<br />

current situation, following the sentence Historia est magistra vitae. Taking a look<br />

at the situation in Europe at the turn of the second decade in 21st century, conduct<br />

me to the conclusion that we are definitely in a better situation. A huge number of<br />

16 KOCHANOWSKI, Jerzy: Węgry. Od ugody do ugody 1867-1990. Trio, Warsaw, 1997. 86-98.<br />

57


international organisations such as United Nations, NATO, OSCE, Council of<br />

Europe, European Union, Central European Initiative or Visegrad Group ensure<br />

countries about their safety. On the other hand nowadays the biggest threat is not a<br />

direct military action as it was before, but rather an economical threat or incidental<br />

attacks pursued for example by terroristic organisations.<br />

Concerning economical problems, one of the most significant is the problem<br />

of energy sources and the possible threat for Central Europe is the dependence<br />

from Russian gas and oil. Some countries like Slovakia suffered in the last<br />

years because of gas transport problems in Ukraine. <strong>The</strong> idea of diversification<br />

the sources and ways of getting energy seems to be the key for the economy<br />

and stability of those countries. Some people suggest that the project of Nord<br />

Stream is the new version of <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>. This is absolutely an<br />

exaggerated opinion. Of course the realisation of the economical connection<br />

between Russia and Germany over the heads of Central Europeans is a kind of<br />

possible threat, but in my opinion especially Russia cannot resign from such an<br />

important market for its goods as Central Europe. In my opinion we must<br />

consider Russia, and Russia considers Central Europe, as a partner and this<br />

point of view will rise in power.<br />

I have already mentioned the international terrorism as a potential threat<br />

more similar to typical military action, but only because of the possibility of<br />

losses in men. <strong>The</strong> way of acting is different then at typical war, rather similar<br />

to partisan, but not same. Also the ways of preventing are different, so we can<br />

hardly base on the experiences from the past.<br />

<strong>The</strong> experiences we can get from the interwar period and the situation on the<br />

eve of the WWII are rather general. In my opinion the most important thing for<br />

strengthening peace and stability is developing multiple alliances and entering<br />

many countries as possible into cooperation. We should also take care of the<br />

organizations representing interests of groups such as minorities, religion groups,<br />

nations without countries or other which do not have the direct political<br />

representation. <strong>The</strong> developing of the forums of ideas and values exchange might<br />

positively affect on creating peaceful relations. We should avoid the possibility of<br />

forming blocks and dividing countries. What is more in my opinion the<br />

international organizations need to have concrete aims rather than the general aims.<br />

I understand that the idea of peace is right, but the organizations such as UN need<br />

to form the idea of developing peace through the defined, specific actions. <strong>The</strong>y<br />

should also get the instruments for implementing their policies, unlike League of<br />

Nations which had no possibility to impact countries striving to act in a military<br />

way. Concerning this aspect, organisations like NATO or EU seems to be well<br />

developed, of course in different aspects – NATO in military aspect and EU in<br />

economic. Despite this both of them still need improvements. However there are<br />

still many organizations without enough strong instruments of influencing such as<br />

UN, OSCE or V4, which need many improvements to have the real impact on<br />

membership countries or their area of interest.<br />

58


I would like to finish my article with the quotation from the Charter of the<br />

United Nations, where there is said that nations need ‘to practice tolerance and<br />

live together in peace with one another as good neighbours, and to unite our<br />

strength to maintain international peace and security’. This is just a statement, the<br />

real possible impact may be only the effect of action, but here we have the<br />

ground for acting in order to get these goals.<br />

59


Sterniczky, Aaron<br />

An unfortunate faith.<br />

<strong>The</strong> Hlinka’s Slovak People’s Party’s ideology<br />

On March 14th 1939 a new state appeared on the map of Europe: <strong>The</strong><br />

Slovak Republic. That was just a day before the Wehrmacht occupied Prague<br />

and the „Protectorate of Bohemia and Moravia” came into being. This must<br />

not be seen as a coincidence. On March 13th 1939 Adolf Hitler met Josef Tiso,<br />

who was going to become president of the Slovak Republic and was leader of<br />

the Hlinka`s Slovak people’s party. Adolf Hitler urged Josef Tito during this<br />

meeting in Berlin to proclaim Slovak’s independency, otherwise, and this is<br />

Hitler’s wording he would not „care for Slovak’s fate” anymore. Josef Tiso<br />

refused to make this decision immediately and referred to a modus operandi,<br />

which did not allow him to take this step on his own. A possible declaration of<br />

independence would require the endorsement of the Slovak national assembly,<br />

the Slovak Diet. A session was arranged for the next day, and finally the<br />

deputies voted for independence. This undertaking can only be understood in<br />

conjunction with Nazi Germany’s policy towards Czechoslovakia.<br />

<strong>The</strong> surrounding political circumstances were muddled, and so was the<br />

interior shape diputabel. <strong>The</strong> Slovak Republic lacked some necessary<br />

characteristics of a true souvereign state. Its foreign, militray and economic<br />

policy were kept under direct control of the Third Reich.<br />

<strong>The</strong> Third Reich was not only the powerful neighbour of the new born state,<br />

it was also very influential in the creation of the state itself. And this close<br />

connection between Nazi-Germany and the Slovak Republic would proof a<br />

reliable and a longstanding one. <strong>The</strong> Slovak Republic would turn out to be one<br />

of the most uncompromising allies of Nazi Germany, even standing closely by<br />

it during its decline. For example: <strong>The</strong> young state participated as only Axis<br />

nation beside Nazi Germany in the Polish campaign and it also arrayed troops<br />

for the campaign of destruction against the Soviet Union.<br />

A dialectical, to some kind a contradictory understanding is demanded:<br />

Slovak’s self-government was only possibile under the guidance and pressure<br />

of Nazi Germany, under control and on behalf of a state which limited this selfgoverment<br />

strongly and defined the new country through a legal setting („the<br />

treaty of protection”) as its own satellite. <strong>The</strong> Slovak Republic became the<br />

vassal of its creator. Independency at command.<br />

<strong>The</strong> Slovak national movement<br />

<strong>The</strong> president of the new state was Josef Tiso. Beside this duty he led the<br />

Hlinka’s Slovak People’s Party (the HSPP). Josef Tiso was a priest, which<br />

symbolizes the outstanding importance of the catholic faith not only for the<br />

61


party itself but for the whole Slovakian national consciousness. If the Slovakian<br />

national movement is for example compared with the German or the Bohemian<br />

one, an obvious difference appears. In Germany or in Bohemia the bourgeoisie<br />

mediated and emphasized the national idea. <strong>The</strong> Slovakian national movement<br />

was carried by the catholic church. <strong>The</strong> nexus between the catholic church and<br />

the national movement, the mixing between a religious founding and national<br />

ratio created the possibility to isolate the understanding of a Slovakian identity<br />

from the national movement of the Czechs. <strong>The</strong> HSPP bundled this<br />

understanding within the frame of a political party.<br />

Founded in 1905, named after its first leader the priest Andrej Hlinka, it<br />

already embodied the Slovak national movement under the tight conditions of<br />

Magyarization within the translaithanian part of the Habsburg empire.<br />

In 1935 30% of the Slovakians voted in the general elections for the<br />

movement in Czechoslovakia. <strong>The</strong> party came into power, when the<br />

independence of the Slovak Republic was proclaimed. Intentions and principles<br />

could turn into real politics.<br />

Defining attributes of the HSPP’s ideology<br />

Anit-Bolschevism built a defining part of the HSPP’s ideological<br />

conception. Anti-Bolschevism in this case meant neither particularly the<br />

rejection of the Russian Revolution`s outcome and consequences nor the<br />

rejection of the bloody reality in Stalin’s empire. It meant a massive reluctance<br />

against the democratic philosophy, a disaffirmation of democracy itself.<br />

Democracy, as the political system of the modern age with the capacity of<br />

general emancipation, equal rights and liberty, was flatly rejected, as the<br />

modern age with all its social, economic and cultural implications was damned.<br />

<strong>The</strong> modern age was seen as a threat to an everlasting order willed by God.<br />

In this sense Josef Tiso and his followers conceived themselves as<br />

protectors and concluded – according to Josef Tiso`s wording: „<strong>The</strong> party is the<br />

nation, and the nation is the party. <strong>The</strong> nation speaks through the party, and<br />

the party thinks for the nation. What is of harm to the nation, is forbidden by<br />

the party [...] <strong>The</strong> party cannot go wrong, if it always acts in the best interest of<br />

the nation.” 1<br />

According to this credo all other parties had to be forbidden, because they<br />

would only undermine the nation’s wellbeing, and split the Slovak people,<br />

which was thought of as a tide and indivisible unity, into fractions. As<br />

exceptions only two other parties were allowed to participate in the political<br />

system. Each party would represent a national minority: <strong>The</strong> Hungarian party<br />

1 TÖNSMEYER, Tatjana: Kollaboration als handlungsleitendes Motiv? Die Slowakisch<br />

Elite und das NS-Regime. In: Dieckmann, Christoph (Editor) et al.; Kooperation und<br />

Verbrechen. Formen der „Kollaboration” im östlichen Europa 1939-1945. Wallstein,<br />

Göttingen, 2003. 31.<br />

62


(called Magyar party) and the German Party (called the Karpatendeutschen<br />

party - it had a close affinity to the national-socialistic ideology).<br />

<strong>The</strong> Slovak Republic’s constitution, ratified by the parliament on May 21 th<br />

1939, planned general elections, but general elections were never held.<br />

Josef Tiso stated, „the party is the nation, and the nation is the party”. <strong>The</strong><br />

party was understood as the corset of the nation. §58 of the national<br />

constitution explained formally: „<strong>The</strong> people of the Slovak Republic participate<br />

in the authority of state through the party.” 2 Although two other parties were<br />

allowed, and they represented inhabitants of the national territory, national<br />

minorities did not play any role in the nation’s self assurance. <strong>The</strong> minorities<br />

did not belong to the essence of the nation according to the HSPP`s philosophy.<br />

<strong>The</strong> HSPP’s inner friction<br />

<strong>The</strong> impression of a uniform, a homogenous unity deceives. <strong>The</strong>re were<br />

internal differences and frictions within the party and two blocks formed. One<br />

was led by the president of the state Josef Tiso. <strong>The</strong> chairman of the party and<br />

his supporters wanted to create an authoritarianism based on religious, catholic<br />

principles with clear reverences to the social encyclicals of pope Leo XIII<br />

„Rerum Novarum” and of Pius XI „Quadragesimo Anno”. <strong>The</strong> political system,<br />

which was established, can be defined as a clerical fascistic one. <strong>The</strong><br />

designation „clerical fascistic” in relation to the Slovak Republic must be seen<br />

critical nowadays, because it was used by the Communist regime afterwards<br />

and carries therefore an inherent ideological colouration. For this reason the<br />

term is improper to use it for an objective, scientific purpose.<br />

<strong>The</strong> other wing was called the „Radicals”, led by Vojteck Tuka and<br />

Alexander Mach. <strong>The</strong>y opposed the „Moderates”. <strong>The</strong> „Radicals” found<br />

their defining ideal in the German National Socialism. <strong>The</strong>y intended to<br />

create a radical fascist state , a Slovak National Socialism, following the<br />

blood and soil principles of the NSDAP. Vojtech Tuka was Prime Minister,<br />

and Alexander Mach was interior minister since 1940 and head of the<br />

Hlinka-Guard, a paramilitary organization, allied with the party, but not<br />

under their control.<br />

<strong>The</strong> separation between these two blocks was caused by differences<br />

regarding the question, how to achieve the independence of Slovakia in the late<br />

months of 1938. <strong>The</strong> group, headed by Josef Tiso, chose a „moderate” way,<br />

this is where the label comes from, the group headed by Vojtech Tuka and<br />

Alexander Mach preferred a „radical” solution. 3 <strong>The</strong>y urged for a separation of<br />

the Slovak Republic under the protection of Germany or even of Poland.<br />

2 Verfassungsgesetz vom 21.Juli 1939 über die Verfassung der Slowakischen Republik.<br />

URL: http://www.verfassungen.eu/sk/verf39-i.htm [2010-02-04]<br />

3 TÖNSMEYER, Tatjana: Das Dritte Reich und die Slowakei 1939-1945. Politischer Alltag<br />

zwischen Kooperation und Eigensinn. 2003. 94.<br />

63


In summary, the group of the „Moderates” outnumbered the radicals,<br />

occupied most of the authorities, and according to their self-conception they<br />

protected the Slovak nation from any foreign influence. <strong>The</strong>y wanted to keep<br />

the ideology of the Slovak national movement pure, and referred faithfully to<br />

the paradigms mentioned above. <strong>The</strong>y wanted to avoid the smell of imitation.<br />

In their understanding only the party itself had the capacity to create, form,<br />

develop and implement the Slovak nationalism. <strong>The</strong>y wanted to create a selfstanding<br />

typology for the young state without using any pre-set position,<br />

without using the basis of an other prototyp. This self-concept seems illusory,<br />

but the reactionary policy of the HSPP was either singular, nor exceptional<br />

during this age in Europe. <strong>The</strong> ideas were widespread throughout the continent<br />

and carried on an unfortunate tradition.<br />

<strong>The</strong> common enemy<br />

Slovaks, Hungarians and Germans lived in the Slovak Republic, but all<br />

political power was bundled in the hands of the HSPP. For hiding this<br />

imbalance a common enemy had to be found. <strong>The</strong> community, the three ethnic<br />

groups, with their inherent inequality, needed a defining antipode. To transform<br />

the disparity groups into a community it needed a defining „other”. When the<br />

three groups spot an outsider, suddenly the groups were related and bound<br />

together.<br />

<strong>The</strong> Jews were stigmatized as the connecting enemy, as common hostile<br />

counterparts. <strong>The</strong> anti-Semitism did not have to be newly created or developed,<br />

it could refer to the catholic anti–Judaism, which was widespread throughout<br />

the country and deeply, devotedly believed by the governing party. <strong>The</strong><br />

HSPP´s anti-Semitism must not be seen as a product of technical consideration<br />

to deliver a common enemy for welding together the three groups. <strong>The</strong> HSPP<br />

preached the anti-Semitic resentment with creed.<br />

According to a population census in 1940 2,650,000 people lived in the<br />

Slovak Republic. 89,000 of them were Jews. 4<br />

<strong>The</strong> anti-Semitism bound the three ethnic groups together and even<br />

moulded the belligerent opponents within the HSPP into a close unity. <strong>The</strong><br />

internal split was none existent when it came to the anti-Jewish policy of<br />

the government. Although originally the anti-Semitism of the „Moderates”<br />

was grounded in the catholic anti-Judaism, and the anti-Semitism of the<br />

„Radicals” was leaned on a racial doctrine, the following steps were<br />

supported fully by both groups. Disagreement existed only when the<br />

question arose of how to treat converts. <strong>The</strong> „Moderates” refused the<br />

deportation of 4,000 converts, but for the „Radicals” being Jewish was not a<br />

religious question – it was a question of descent. <strong>The</strong>ir understanding<br />

4 HILBERG, Raul: <strong>The</strong> destruction of the european jews. Harper & Row, New York, 1979. 434.<br />

64


stated, that it wasn’t crucial in which god you believed in, the point was<br />

what your grandparents had stated to believe in. For them it was no question<br />

of faith, it was a question of blood and race.<br />

Anti-Semitism was a characteristic of the party since the founding. <strong>The</strong><br />

Slovakian authorities were convinced, that the Jewish population was hostile to<br />

the Slovak national movement ever since. <strong>The</strong>y endangered it. <strong>The</strong>ir conviction<br />

was, that the Jewish community encouraged the Magyarization of the Slovak<br />

people and they blamed the Jews for the general poverty of the Slovaks and the<br />

underdevelopment of the national economy.<br />

Shortly after the independency and the HSPP’s takeover, discriminating<br />

laws against Jews were enacted. Jewish property was confiscated, Jews were<br />

excluded from state authorities, the Aryanization grabbed at Jewish<br />

possession, Jews were pushed into social, cultural, economical isolation. On<br />

squares and in parks signs with the text „For Jews, gypsies and dogs no<br />

entrance” were placed.<br />

<strong>The</strong> situation got even rougher, after the German-Slovakian negotiations in<br />

Salzburg in summer 1940. German advisers were sent to the Slovak Republic.<br />

In September 1940 Dieter Wisliceny arrived in Bratislava, the „Adviser to the<br />

Slovakian government for the Jewish question”. He was a close member staff to<br />

Adolf Eichmann.<br />

On September 9th 1941 the „Jewish Codex” was established. Besides the<br />

Nuremberg laws it was the strictest anti-Jewish law in the whole of Europe. All<br />

Jews, who were older than six years, had to wear a Jewish star. Even letters had<br />

to be marked with the sign, so that the police was allowed to confiscate them –<br />

this was a law, which even in the Third Reich did not exist. In some way the<br />

codex surpassed its model, the Nuremberg law. 5<br />

On March 25th 1942 the first train left the train station of Schilina, the first<br />

thousand Jews were deported to the German death camps in Nazi-occupied<br />

Poland. 27 trains should follow till the Slovak Diet passed a constitutional law on<br />

May 15th 1942 about the deportation of the Jews after discussing it half an hour<br />

without any substantial contradiction. A fact that underlines the broad agreement<br />

within the party about this approach. From March to October 1942 57,628 Jews,<br />

two third of the Jewish population, were deported to Auschwitz, Majdanek and<br />

Sobibor. <strong>The</strong> only exceptions were the already mentioned converts and so called<br />

„economically important” Jews, which had a special working permissions. Only<br />

a few hundred Slovakian Jews should survive the Shoa.<br />

Did the deportation happen by command of the German adviser? No. Why?<br />

Because the German adviser, like his title already explains, did not dispose the<br />

authority to make such a decision on his own. All German advisers, more than<br />

one was sent to the Slovak Repulic, were only allowed to give<br />

recommendations. <strong>The</strong>y did not have any formal or legal power, they could just<br />

5 HILBERG, Raul: <strong>The</strong> destruction of the european jews. Harper & Row, New York, 1979. 436.<br />

65


make proposals or suggestions. 6 In short, the deportation of Jews resulted from<br />

measures undertaken by the Slovak government. <strong>The</strong> necessary and ultimate<br />

instructions were given and organised by the Slovak government on its own not<br />

by command of the German adviser.<br />

In this sense it is interesting that the adviser for the party agenda, Hans<br />

Pehm, who was sent from Berlin to Bratislava to organize the HSPP according<br />

to the NSDAP guidelines, complained about the disinterest or noncompliance<br />

he experienced. <strong>The</strong> official Slovakian elite wanted to protect the party<br />

successfully and easily from any exterior influence. Hans Pehm was powerless,<br />

he could like all other advisers, just appeal to the voluntary cooperation of the<br />

Slovak authorities.<br />

Final conclusion<br />

<strong>The</strong> Slovak government acted independently and voluntarily when<br />

cooperating closely with Nazi Germany in the destruction of the European<br />

Jews. <strong>The</strong> Slovak Republic was therefore the only country that was not<br />

occupied by Nazi Germany, which organized and induced the deportation of its<br />

Jewish population on its own behalf.<br />

6<br />

TÖNSMEYER, Tatjana: <strong>The</strong> German Advisers in Slovakia, 1939-1945: Conflict or Cooperation?<br />

2003. 173.<br />

66


Balogh, Márton<br />

Problems at the Finnish-Soviet Border after the signing of the<br />

<strong>Molotov</strong>-<strong>Ribbentrop</strong> pact<br />

Finland was at the beginning of the 20 th Century a part of the Russian<br />

Empire, and after the fall of the tsarist regime the civil war raged over the<br />

country. <strong>The</strong> Finnish Red Guard was beaten quickly by the „white<br />

Republicans” and its communists left the country 1 and Finland gained its<br />

independence. <strong>The</strong> Treaty of Tartu (14 October 1920) guaranteed the borders<br />

of the new country. 2 <strong>The</strong> Soviet Union signed a non-aggression pact with the<br />

country in the 1932.<br />

<strong>The</strong> World changes<br />

When the great powers invaded and annexed the smaller countries, 3 the<br />

politicians in Finland felt the air of danger. After claiming Sudetenland, Hitler<br />

declared in Munich that Germany had no more territorial claims to<br />

Czechoslovakia. He „generously” said, „I want to take not even a single<br />

Czech!” <strong>The</strong> Czechs gave up their frontier region with its well-made<br />

fortifications, thinking this was the price they had to pay to live in peace. On 16<br />

March 1939 Hitler said that „<strong>The</strong> Czech and Moravian territories had belonged<br />

to the German people for a thousand years; it is violence and immorality that<br />

separated it!” In the end, Czechoslovakia was cut up by Germany, and the<br />

Czechs did not put up any military resistance.<br />

In August 1939 a French-English delegation went to the Soviet Union to<br />

sign an agreement according to which France, Great-Britain and the Soviet<br />

Union would have forged an alliance against the aggressive German expansion,<br />

but Stalin was willing to cooperate only under the condition that the Soviet<br />

Union could take certain western territories (in Poland, for example). <strong>The</strong> fact<br />

that the British and the Polish were allies withheld Stalin's ambitions. Thus, the<br />

Soviet leader „politely” rejected the delegation. 4<br />

In this situation – during spring and summer - the Soviet Union tried to<br />

concuss Finland and claim territories northwards to Leningrad, 5 Ahvananmaa<br />

1<br />

JUTTIKKALA, Eino, PIRINEN, Kauko: Finnország történeleme (<strong>The</strong> History of Finland).<br />

Kairos, Budapest, 2004. 301-309.<br />

2<br />

Ibid. 315.<br />

3<br />

Germany annexed Austria and Czechoslovakia and claimed territories from Lithuania; Italy<br />

annexed Etiophia and Albania.<br />

4<br />

SZERENCSÉS, Károly: Revízió, országgyarapítások és kormánypolitika Magyarországon<br />

1938-1944. (Border-revision, country enlargements and government policy in Hungary 1938-<br />

1944 - seminar held in the academic year 2009/2010 spring semester.<br />

5<br />

JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />

Budapest, 1990. 29.<br />

67


(Aland), Hanko and the islands of the Gulf of Finland. <strong>The</strong>se demands were not<br />

new to Finland; after the Russian civil war the Bolsheviks tried to get these<br />

territories. Moreover, we know of documents from the tsarist archives which<br />

contain similar demands. Tsar Peter I. said once, „None of the ladies in Saint<br />

Petersburg can sleep in peace, while Finland is in the hand of the enemies”. 6<br />

After the pact<br />

<strong>The</strong> secret protocol was not known after the signing of the pact, but it was<br />

easy to guess that the Soviet Union was given a free hand in Eastern Europe<br />

and with the Baltic by Hitler. 7<br />

After Germany and its puppet, Slovakia, attacked Poland, the Soviet Union<br />

occupied whole eastern Poland, the country collapsed. In this situation a Polish<br />

submarine, the Orzel, managed to flee to Tallin, Estonia. <strong>The</strong> Estonians should<br />

have disarmed the vessel in accordance with international war law, but instead,<br />

they let it continue on to London on 18 September. This was an excuse for the<br />

Soviets to offer military aid to Estonia, saying that by this act the Baltic<br />

country proved that they were not confident enough in their own military<br />

power. Thus, the Estonian ambassador was summoned to Moscow, 8 and the<br />

result of the negotiations was that Estonia and then Latvia and Lithuania (6 and<br />

11 October, respectively) signed the military assistance agreement, but it was a<br />

de facto occupation. Although Estonia and Latvia were allies, the small<br />

countries did not want to take military action because they wanted to avoid<br />

war; they hoped the military assistance would result in peace. 9<br />

Thus, the Soviet forces started to gain control over the Baltic States and<br />

built airports and piers. Stalin wanted to gain control over Finland too, so he<br />

had ordered the Finnish ambassador to Moscow on 5 October, 1939 and<br />

<strong>Molotov</strong> offered Finland the same contract he had offered to the Baltic States.<br />

<strong>The</strong> Finnish-Soviet negotiations<br />

<strong>The</strong> Finnish government sent State Counselor Paasikivi to Moscow. Field<br />

Marshal Mannerheim sent Colonel Paasonen with him as a military advisor,<br />

since the Colonel „was a skilled soldier, who knew the Russians’ manners”. 10<br />

Paasikivi was instructed to explain to the Soviets that Finland wanted to avoid<br />

6<br />

JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />

Budapest, 1990. 28.<br />

7<br />

JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />

studies, Washington, 1998. 28.<br />

8<br />

MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 7.<br />

9<br />

Ibid. 8-9.<br />

10<br />

Ibid. 9-10.<br />

68


conflicts. 11 When the Finnish delegation refused to sign the military assistance<br />

contract, <strong>Molotov</strong> came out with the Soviet demands, which were so excessive<br />

that they shocked the Finnish government. Stalin wanted to get territories –<br />

South-East Karelia and the Fisherman’s Peninsula 12 - near Petsamo, and<br />

offered some worthless territories in north-eastern Karelia as compensation. 13<br />

<strong>The</strong>y also wanted to get Hanko as a concession for thirty years because they<br />

wanted to use it as a military base and pier; they wanted to deploy there 5000<br />

armed personnel. 14 <strong>The</strong> city lies a hundred kilometers westwards from<br />

Helsinki, so the Finns rejected to give it up because they did not want to allow<br />

the Soviets to build a bridgehead behind the fortified borders, in the heart of the<br />

country, near their capital. This bridgehead would have engaged a considerably<br />

big part of the Finnish army, and the Soviets would have dropped<br />

reinforcements from the occupied Estonia.<br />

<strong>The</strong> Soviets insisted on getting Hanko. Stalin reasoned that Finland was an<br />

easy target for the great powers and many of them would have liked the idea of<br />

getting Finland into their spheres; thus, Finland would have been a „springboard”<br />

to attack the Soviet Union. He also said that the Soviet Union was<br />

congenial to Germany but „this could be changed in this (war) situation”. 15<br />

<strong>The</strong> Finnish delegation pointed out that Finland would not let anyone pass<br />

the border and they could defend themselves, but it did not gratify Stalin, who<br />

replied: „<strong>The</strong>y would not ask you! <strong>The</strong>y would be there, and that’s all. But do<br />

not expect that the Soviet Union and the Red Army would allow this and do<br />

nothing. No. We would advance and meet them there”. 16<br />

<strong>The</strong> Finns tried to come to an agreement with the Soviets because they were<br />

not prepared for conflicts and therefore they were willing to surrender the islands<br />

- except for Ahvenanmaa - and other North-Karelian territories. <strong>The</strong>y accepted<br />

the idea that the Finno-Soviet border, running only seven kilometers away from<br />

the Soviet Union’s second largest city – Leningrad – should be pushed away<br />

further (13 km) from the city, though it remained only a plan. <strong>The</strong> Soviet Union<br />

finally gave up claiming Hanko but still insisted on getting Lapohja port. 17<br />

<strong>Molotov</strong> explained that these were the minimal claims. 18 <strong>The</strong>se demands would<br />

11 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 11.<br />

12 Also known as Rybachii Peninsula.<br />

13 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 11-12.<br />

14 JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />

studies, Washington, 1998. 28.<br />

15 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 11.<br />

16 JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />

Budapest, 1990. 28-29.<br />

17 This is near to Hanko.<br />

18 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 15.<br />

69


have had a less serious effect on the Finnish industry, but the government did not<br />

approve them 19 since the Finns did not want to be dependent of the Soviet Union.<br />

Eventually, on 13 November the negotiations broke down.<br />

Political Situation<br />

<strong>The</strong> Finnish Social Democratic government had the country’s support,<br />

which could be best shown by the fact that when the delegation went to the<br />

Soviet capital, at the Helsinki Railway station was a support demonstration<br />

which indicated that the unity within Finland was solid. 20 Two months later<br />

when the Soviets tried to win the people's trust, the strong unity of the Finns<br />

became a crucial factor. <strong>The</strong> idea of a Soviet protection was just as<br />

unacceptable to the Finnish people as to their government.<br />

In his talks with the Anglo-French delegation Vyacheslav <strong>Molotov</strong><br />

proposed that the three powers (Great Britain, France and the Soviet Union)<br />

should guarantee the security of Estonia, Latvia, Lithuania and Finland, so the<br />

English and the French government did not believe that the Soviets would<br />

attack the Finns. <strong>The</strong>y told the Finnish ambassador that the Soviets only<br />

wanted to avoid the German advance. 21 <strong>The</strong> Finnish government did not<br />

believe either that the Soviets would attack; they thought that the nonaggression<br />

pact between Berlin and Moscow could revise their relations with<br />

the Soviet Union. 22 At the end of the Polish war, on 2 October the Finnish<br />

ambassador to Berlin, Vourimaa, wanted to clarify the Finnish-German<br />

relations. Weizsäcker, Secretary of State at the Foreign Office, said Germany<br />

would not intervene into Soviet-Finnish relations. 23 <strong>The</strong> Germans suggested<br />

that the Finns should be sensible and give in. 24 Not satisfied with this answer,<br />

the Finnish government now turned to the western democracies. First, they<br />

tried to get the help of the Scandinavian countries, but Stockholm told them not<br />

to expect military aid, only military equipments (such as airplanes, for<br />

example) and supplies. 25 <strong>The</strong> Finnish government considered protesting to the<br />

League of Nations, but finally they decided not to provoke the Soviets' anger. It<br />

19 JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />

studies, Washington, 1998. 29. and MANNERHEIM, Carl Gustav von: Emlékiratok. A téli<br />

háború. (Memoir. <strong>The</strong> winter war). Püski, Budapest, 1997. 16.<br />

20 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 11.<br />

21 JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />

studies, Washington, 1998. 28.<br />

22 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 7.<br />

23 HELLER, Michail, NEKRICH, Alexandr: Orosz történelem (Russian history) vols II.<br />

Osiris, Budapest, 2003. 318.<br />

24 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 29.<br />

25 Ibid. 26.<br />

70


must be emphasized that the western democracies of Europe could not help,<br />

and when the USA stuck up for Finland, <strong>Molotov</strong> warned Roosevelt to „care<br />

about the freedom of the Philippines and not that of Finland.” 26<br />

<strong>The</strong> Finnish government realized that they were alone, but as mentioned<br />

earlier, they did not believe that the Soviets would attack, so they rejected the<br />

demand to give a port away to them. <strong>The</strong>y wanted to continue the negotiations,<br />

but the Soviet propaganda-machine started a broadside against the Finns. On 28<br />

November the Soviets violated the non-aggression pact and launched their<br />

attack on 30 November, 1939. 27<br />

Military arrangements<br />

Both sides prepared for a war against each other. <strong>The</strong> Finnish army was on<br />

constant standby. Mannerheim succeeded in having the government call back<br />

the reservists on 1 September. 28 Later on the reserve officers, who were<br />

disarmed in 1938, were also called back. 29 During the summer and the autumn,<br />

a defense line (named after Mannerheim) was built on the Karelian Isthmus,<br />

which was one of the territories the Soviets claimed. However, the Soviets<br />

demanded that it should be destroyed and offered that they would destroy their<br />

defense lines in return. <strong>The</strong> offer was disadvantageous for the Finns, because it<br />

would have been meaningless to attack the Soviets and they would have lost a<br />

most vital means of defense. 30 Finland held an overall military exercise on 14<br />

October, but it was in fact an overall mobilization of the Finnish troops. 31<br />

<strong>The</strong> Finns noticed that the Soviets rallied a large amount of troops on the<br />

border and made infrastructural repairs on roads and rails. 32 Stalin ordered the<br />

military commander of Leningrad to barrage on the Soviet village of Majnil,<br />

800 meters from the Finnish border in order to blame Finland. 33<br />

<strong>The</strong> winter war<br />

<strong>The</strong> Finnish government offered to investigate the incident, but the Soviet<br />

troops launched a full-scale attack in the direction of Helsinki. <strong>The</strong> Soviets did<br />

26 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 13.<br />

27 HELLER, Michail, NEKRICH, Alexandr: Orosz történelem (Russian history) vols II.<br />

Osiris, Budapest, 2003. 318.<br />

28 <strong>The</strong>y were disarmed in August.<br />

29 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 10.<br />

30 Ibid. 15.<br />

31 Ibid. 10.<br />

32 Ibid. 18.<br />

33 HELLER, Michail, NEKRICH, Alexandr: Orosz történelem (Russian history) vols II.<br />

Osiris, Budapest, 2003. 318.<br />

71


not expect strong resistance and hoped for a quick success. <strong>The</strong>y attacked in<br />

three directions: 1. in the North - aiming at Petsamo in order to cut supplies<br />

from the allies 34 - this was the only operation of the three that was successful to<br />

a certain extent; 2. In the South - aiming at Helsinki and other large cities; 3. in<br />

North Karelia. 35<br />

<strong>The</strong> Soviet Union had 26 divisions, one motorized army corps, five<br />

armoured brigades, and they were equipped with heavy artillery, 1000<br />

airplanes, 100 submarines and 2000 tanks. <strong>The</strong> Soviet army that attacked<br />

Finland consisted of approximately half a million men. On the other hand, the<br />

Finns had only 9 divisions and 75 airplanes 36 and approximately 120 000 men.<br />

<strong>The</strong> Finnish army had no anti-tank artillery, and they had virtually no antiaircraft<br />

defense, either. <strong>The</strong>ir few tanks – made in the 1920s and at the<br />

beginning of the 1930s – were out of date; likewise, both their fleet and air<br />

force were unsatisfactory. 37<br />

Despite all that, the Finish army held on for three months. <strong>The</strong> reason was<br />

simple: the Soviet troops had no winter military training and winter attires. <strong>The</strong><br />

Finns used skis and white clothes, their morale was excellent, while the Soviets had<br />

brown and thin clothes for the freezing snowy weather and they had only 1 to 3<br />

weeks training. Jacobson refers to the winter of 1939/1940 as the coldest in the<br />

century. 38 After losing too many soldiers, the Soviets tried to substitute the troops<br />

with ski-champions, most of whom died an inglorious death in the fields of<br />

Finland. 39 <strong>The</strong> Finnish tactic was simple, but effective, they let the Soviets get<br />

closer, cut the supply-lines back and rushed the convoy. <strong>The</strong> Finnish-front turned<br />

into a Soviet cemetery: approximately 300 000 Soviets died (officially 127 000). 40<br />

While the war raged over the border of the USSR and Finland, the Soviet<br />

leaders planned to install a puppet-government led by Finnish Communists,<br />

such as Otto W. Kuusinen. During the attack in December they created the<br />

People’s Democratic Government. 41 Kuusinen was a member of the Finnish<br />

Red Guard during the Finnish civil war. To install a puppet- government was a<br />

habitual (and temporal) measure by the Soviets: <strong>The</strong> Bolsheviks did it during<br />

the Russian civil war with Ukraine and other fugitive states.<br />

34 An English consession was in Petsamo, to trade with rare materials, like Nikkel.<br />

35 JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />

studies, Washington, 1998. 32.<br />

36 Ibid.<br />

37 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />

Püski, Budapest, 1997. 19.<br />

38 JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />

Budapest, 1990. 30.<br />

39 HELLER, Michail, NEKRICH, Alexandr: Orosz történelem (Russian history) vols II.<br />

Osiris, Budapest, 2003. 318.<br />

40 Ibid. 319-320.<br />

41 JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />

Budapest, 1990. 30.<br />

72


Stalin hoped to gain the support of the Finnish working class, but as mentioned<br />

above, the unity was too solid in Finland for Kuusinen and the internationalist ideas<br />

to be seductive. <strong>The</strong> Soviets advocated the merger of Finland and the Karelian<br />

Republic (already part of the Soviet Union) in order to make up one SSR, <strong>The</strong><br />

Finnish-Karelian Republic, which would have been a part of the Soviet Union.<br />

<strong>The</strong> Finns succeeded in stopping the Soviets, after that the western allies<br />

took anti-Soviet movements. Paris closed the Soviet trade mission in France,<br />

and Italy recalled its ambassador from Moscow. 42 Several countries – including<br />

Sweden, Norway, Hungary, and Britain sent volunteers to aid Finland. France<br />

and Britain offered an expeditionary arm of 50 000. Franklin Roosevelt spoke<br />

about the „rape of Finland” and Churchill said this war was a crime against a<br />

noble people. <strong>The</strong> League of Nations excluded the USSR.<br />

Mannerheim realized that the help of the allies would be too late and<br />

inadequate, and Finland did not want such devastation by great powers on its<br />

territory as it had happened in the case of Spain during the civil war. <strong>The</strong>refore,<br />

Finland refused the proposal.<br />

Stalin wanted to avoid a conflict with Britain and France, and decided to<br />

launch quickly a final attack to enforce a peace agreement. 43 To end the war<br />

without getting territories would have been unacceptable for the Soviet Union<br />

and for Stalin. 44 After changing generals, the Red Army’s leadership succeeded<br />

in the breakthrough.<br />

Territorial changes<br />

Finland had to disclaim South-East Karelia, including the cities of Viipuri<br />

and Sortavala, 45 and the Karelian Isthmus with its defense lines. It is important<br />

to note that this territory is larger than the former claims of the Soviets. Finland<br />

lost the islands of the Gulf of Finland, and the Soviets managed to build an<br />

army base and pier in Hanko. However, it became useless after the Germans<br />

invaded Estonia, and the personnel had to be evacuated.<br />

<strong>The</strong>se territorial losses were the reason for Finland to join the axis side in<br />

1941, when the Third Reich attacked the USSR. Finland reoccupied its<br />

territories for a while, but before long, in 1944, the Finnish government had to<br />

disclaim these and Petsamo region, too. <strong>The</strong> importance of this conflict and its<br />

consequences for the Soviets was not only these territorial changes, but that the<br />

war's result could help the Germans to make the decision to invade the USSR.<br />

42<br />

JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />

studies, Washington, 1998. 29.; Jacobson 1990, p. 28.<br />

43<br />

JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />

Budapest, 1990. 31.<br />

44<br />

Ibid. 32.<br />

45<br />

Most important for its railroad junction.<br />

73


Winkler, Paul<br />

Adolf Eichmann’s Vienna model and his attempt to expansion<br />

Introduction, goal and purpose of this work<br />

Taking advantage of the international context of this event, my contribution<br />

targeting to show the Austrian participation in the inhumane crimes, committed<br />

during the 2 nd World War. Contrary to the unfortunately still far too widespread<br />

opinion, that Austria had been the first victim of Nazi aggression, and that<br />

racist and anti-Semitic ideologies of the Austrian population were only<br />

imposed by an German elite, I will try to show on the basis of the career of an<br />

Austrian in the Nazi power apparatus how it was really about the attitude of a<br />

very large part of the Austrian population and their participation in the crimes<br />

against humanity.<br />

For this purpose I will examine the career and the role of Adolf Eichmann in<br />

the bureaucratic system of National Socialism. I will occupy myself also with the<br />

bureaucratic process and offices specific decisions that the situation of Jews in<br />

Vienna, significantly co-determined and how this so-called „Vienna model” in<br />

dealing with the Jewish people under Adolf Eichmann, due to his sad „success”<br />

became an example for others, Nazi-managed cities, and how it should finally<br />

prevail as an organizational form for the whole of the Third Reich.<br />

<strong>The</strong>refore I’m going to confine myself to describe the events up to and<br />

including the year 1939 in order to remain within the topic of our event,<br />

although a description of the role of Adolf Eichmann in the Nazi Apparatus<br />

will remain fragmented if I do it in this way. As further reading, I recommend<br />

here only the book from Jenő Lévai, „Eichmann in Hungary” 1 , which seems for<br />

me to be interesting, because of our event site.<br />

Important basis for my specific comments in addition to the titles listed in<br />

the bibliography below, is particularly the work, „Die Eichmann-Männer” 2<br />

from Hans Safrian 3 which was recently translated into English 4 under the title<br />

„Eichmann’s Men” 5 . I can only recommend reading this book. Safrian in turn<br />

based his work on Raul Hilberg and his standard work on „<strong>The</strong> extermination<br />

of European Jews” 6 .<br />

1 LÉVAI, Jenő: Eichmann in Hungary. Budapest, 1961.<br />

2 SAFRIAN, Hans: Die Eichmann – Männer. Wien, Zürich, 1993.<br />

3 Hans Safrian lectures in history at the Institute für Zeitgeschichte at the University of<br />

Vienna. He was also a Pearl Resnick Fellow at the United States Holocaust Memorial Museum,<br />

Research Team Leader for the Independent Commission of Experts – Switzerland – Second<br />

World War, and a research historian for the Historical Commission of the Republic of Austria.<br />

He is the author of numerous works on World War II and Nazi war crimes.<br />

4 In the course I will refer only to the English version of the book.<br />

5 SAFRIAN, Hans: Eichmann’s Men (First updated, English edition published 2010).<br />

6 HILBERG, Raul: <strong>The</strong> destruction of the European Jews. Chicago, 1961.<br />

75


<strong>The</strong> goal of my work in this international framework will be to further<br />

deconstruct the outmoded Austrian „Opferthese” 7 and to show, that many<br />

Austrians were not only working wheels in the NS-Apparatus, but often also, as<br />

in the case of Eichmann will be significantly, used their granted freedom and<br />

set accents out of their own initiatives, leading to a „cumulative<br />

radicalization” 8 of the Nazi power apparatus and consequently to a further<br />

deterioration of the living condition of Jews and other minorities like the Roma<br />

and Sinti, homosexuals, the so-called anti-socials and others.<br />

<strong>The</strong> functioning of this power structure and its simultaneous continued<br />

radicalization that took place with the participation also of many Austrians,<br />

some in high places, as can be seen at the position of Eichmann, was finally<br />

culminating in a state terror that killed millions of people.<br />

However, for all these considerations of a unfortunately, all too well<br />

functioning „machinery of death” 9 , as it is defined in the investigations of Raul<br />

Hilberg, it must not be overlooked on the fact, that the apparatus is composed<br />

of individual persons, and therefore of individual offenders. One of those<br />

7 Under the term „Opferthese” („victim theory”) is meant a long time course of argument in<br />

Austria. It says that Austria was the first victim of Nazi aggression policy. As a result, an<br />

Austrian complicity was denied in the collective memory of whole generations. For this reason it<br />

is also commonly called the „Life lie” („Lebenslüge”) of Republic II. <strong>The</strong> consequences of the<br />

„Opferthese” was in addition to an inadequately implemented denazification in post war years,<br />

also a long time insufficient „compensation policy” from the Republic towards the victims of the<br />

National Socialism. Accordingly, it lacked until late in the 1990s to a reappraisal of the Austrian<br />

past in the era of National Socialism. It was not until the year 1986 during the Waldheim affair<br />

and also in the commemorative year 1988, that a sophisticated discussion of the Nazi past of<br />

Austria set in. In 1991 Chancellor Franz Vranitzky was the first official representative of the<br />

Republic, who admitted the crimes, that where committed by Austrians, and also asked for<br />

excuse. Also the reactions of the Republic to the sanctions of the formerly 14 other states of the<br />

EU after the ÖVP-FPÖ Coalition formation, is regarded as a late symptom of the „Opferthese”,<br />

because also in that case the Republic see itself as an innocent victim.<br />

8 <strong>The</strong> term comes from the discourse of the various and contradictory interpretations of the<br />

development of Nazi genocide policies.<br />

9 This Term, in the original „Vernichtungsmaschinerie” came from Raul HILBERG’s<br />

standard work „Die Vernichtung der Europäischen Juden”. With this term he refers to the<br />

Nazi Apparatus, which carried out the genocides and he made clear, that this Apparatus was<br />

composed out of four hierarchic groups: <strong>The</strong> officials brought in their incorruptible planning<br />

and managerial thoroughness. From the Wehrmacht the machinery of destruction got military<br />

discipline, precision and endurance. <strong>The</strong> influence of the industry got visible both in the<br />

emphatically driven accounting, thrift and recycling as well as in a factory environment<br />

efficiency of the extermination camps. <strong>The</strong> party finally supplied the machine with „idealism”,<br />

the „sense of mission” and the sense of „making history” […]. In the original: „Die<br />

Beamtenschaft brachte ihre unbestechliche planerische und verwalterische Gründlichkeit ein.<br />

Von der Wehrmacht erhielt die Vernichtungsmaschinerie militärische Disziplin, Präzision und<br />

Ausdauer. Der Einfluß der Industrie wurde sowohl in der mit großem Nachdruck betriebenen<br />

Buchführung, Sparsamkeit und Wiederverwertung als auch in der fabrikmäßigen Effizienz der<br />

Vernichtungszentren sichtbar. Die Partei schließlich versah den Apparat mit „Idealismus”,<br />

„Sendungsbewusstsein” und dem Gefühl, „Geschichte zu machen”. […]” HILBERG, Raul:<br />

<strong>The</strong> destruction of the European Jews. Chicago, 1961. 39.<br />

76


individual offenders, 10 who used his granted freedom within the system, not<br />

least to satisfy his own interests at the expense of whole groups of population,<br />

what further radicalized the apparatus, was Adolf Eichmann. 11<br />

Eichmann's assessment in the literature<br />

<strong>The</strong> assessment of Eichmann and his role in the Nazi apparatus in the<br />

literature has to be understood in the context of the discourse of conflicting<br />

interpretations 12 of the development of Nazi genocide policy.<br />

10 If this work is primarily about the person of Adolf Eichmann, it must no be forgotten, that<br />

he didn’t work all alone. <strong>The</strong> careers of the so-called „Eichmann-Männer” („Eichmann-Men”), a<br />

term from Raul HILBERG, which initially referred to the three commanders of the camp in<br />

<strong>The</strong>resienstadt, Dr. Siegfried Seidl, Anton Burger und Karl Rahm are treated in the books listed<br />

below, especially at Raul HILBERG and Hans SAFRIAN. Since I will not explain any further<br />

details about Eichmann’s Men, in trying to keep this work as short as possible, they should be<br />

briefly mentioned here: Franz Novak born 1913 in Wolfsberg in the Austrian province of<br />

Carinthia; Alois Brunner,1912 in Rohrbrunn in Burgenland; Anton Burger,1911 in Neunkirchen<br />

in Lower Austria; Karl Rahm, 1907 in Klosterneuburg near Vienna; Franz Stuschka, 1910 in<br />

Liesing near Vienna; Herbert Gerbing, 1914 in Mödling near Vienna; Anton Zita, 1909 in<br />

Göllersdorf; Josef Weiszl, 1912 in Felsöderna; Richard Hartenberger, 1911 in Vienna; Ernst<br />

Girzick, 1911 in Vienna; Ferdinand Daurach, 1912 in Vienna; Ernst Brückler, 1912 in Vienna;<br />

Alfred Slawik, 1913 in Vienna; Anton Brunner, 1898 in Bregana. LOZOWICK describes this<br />

group of men in this way: „Although their social backgrounds and education varied, they were<br />

all young, male, Christian, and nationalist-minded Germans; they had all voluntarily joined the<br />

SS.” LOZOWICK Yaacon: Hitler’s Bureaucrats. <strong>The</strong> Nazi security police and the banality of<br />

evil. Leicester, 2002. 7.<br />

11 SAFRIAN, Hans: Eichmann’s Men. 2010. 1 -13.<br />

12 Such an attempt of interpretation, called „intentionalistic” in literature, assumes, says<br />

Eberhard Jäckel, a linear implementation of a „world view”. Also the English historian Gerald<br />

Fleming makes in his work „Hitler and the Final Solution” clear, that it is a straight way from<br />

the anti-Semitic statements of the young Adolf Hitler. Related to Hitler’s remark to his childhood<br />

friend August Kubizek: „that does not belong here in Linz”, as the two passed the small<br />

synagogue in the Bethlehemstraße in Linz. In: FLEMING, Gerald: It Is the Fuehrer’s Wish.<br />

Extract reprinted from Fleming’s „Hitler and the Final Solution”. In: NIEWYK, Donald L., ed.<br />

<strong>The</strong> Holocaust: Problems and Perspectives of Interpretation, 2 nd ed. Boston, 1997. 12-13. Read<br />

in: SAFRIAN, Hans: Eichmann’s Men. 9. Up to the so-called „Final Solution of the Jewish<br />

Question” followers of this attempts of interpretation, called „Intentionalists” thus trying to draw<br />

a direct line between the anti-Semitic ideology of Hitler, his plans and orders and the mass<br />

murders. In contrast followers of the so-called „structuralistic” or also „functionalistic” attempt<br />

of interpretation deny such a „master plan of evil”, that led to the „Final Solution”. So<br />

SCHLEUNES, Karl A. speaks in his researches about a „tortuous road to Auschwitz”. Also<br />

historians like BROSZAT, Martin and MOMMSEN, Hans refer to a „cumulative radicalization”<br />

of the Nazi actions against humanity. Simultaneously they relativize the importance of a clear<br />

and unequivocal command of Hitler for the carrying out of the mass murders. In that case the<br />

Nazi-genocide-policy is no direct implementation of an ideology, but had to be understood as a<br />

complex branching and Step-by-step aggravatation of individual motives, as well as the<br />

interaction and bundling of various moments. SAFRIAN, Hans: Eichmann’s Men 9-11. A third<br />

attempt of interpretation of the genocides, which is for example made by STRAUSS, Herbert A.,<br />

speaks about the fundamental incomprehensibility of the „Holocaust”. DAN, Diner calls,<br />

77


For example describes Hannah Arendt, who was also a trial observer in<br />

Jerusalem 13 , in her book „Eichmann in Jerusalem” 14 the normality with which<br />

Eichmann met the crimes with the words „banality of evil”. She represented<br />

him as a ruthless command receiver without motives and tried to point out that<br />

this attitude was more terrible than all the atrocities. For many people her<br />

„banalisation of evil” represented simultaneously a „banalisation of the<br />

holocaust”. That’s the reason why her views remain more than controversial in<br />

historical research. Simon Wiesenthal described Eichmann contrary as an<br />

„Accountant of death”. 15 Hans Mommsen wrote: „Adolf Eichmann represents<br />

the mechanism of compartmentalized accountability, associated with<br />

perfectionism bureaucratic and authoritarian submission.” 16 Gideon Hausner<br />

however regards Eichmann as the personification of evil. He wrote, that<br />

Eichmann was the „Incarnation of the satanic principle” 17 . <strong>The</strong> Historian<br />

Yaacon Lozowick objects Hannah Arendt in his book „Hitler’s Bureaucrats”<br />

by making clear, that Eichmann and his comrades had nothing banal in<br />

themselves and very well knew what they were doing. 18 Even John Weiss<br />

rejects the theory of the „Banality of Evil” and concludes: [Eichmann followed]<br />

„a terrible and unshakable personal belief in the ideology of death.” 19<br />

Eichmann's role in the Nazi power structure and his personal freedom of<br />

action, motives and initiatives are, therefore, as we see, in controversial<br />

referring to that, Auschwitz a „[…] No man’s land of understanding […]”. He also thinks that<br />

Auschwitz is a „[…] black box of explanation, a historiographical interpretation attempts<br />

absorbing, beyond historically importance receiving vacuum.” DAN, Diner: Zwischen Aporie<br />

und Apologie. Über Grenzen der Historisierbarkeit des Nationalsozialismus. In: DAN, Diner<br />

(ed.) Ist der Nationalsozialismus Geschichte? Zu Historisierung und Historikerstreit. Frankfurt<br />

am Main, 1987. Read in: SAFRIAN, Hans: Eichmann’s Men. 10.<br />

13<br />

Adolf Eichmann had to stand trial in court of the Israeli Government in Jerusalem in 1961.<br />

After he managed to go underground after 45’he made it to Argentina along the so-called „ratline”.<br />

In 1960 a target group of investigators of the „Mossad” smuggled Eichmann, in lack of an<br />

extradition agreement to Israel. <strong>The</strong> trial against Eichmann in the Jerusalem District Court with<br />

the case number 40/61 began on the 11th of April and ended on the 15 th of December 1961. <strong>The</strong><br />

judgement, which was to death by hanging, was confirmed by the Court of Appeal on second<br />

instance. Adolf Eichmann was executed on the 31 st of May 1962 in Ramleh near Tel Aviv. Until<br />

today it was the only death sentence, carried out by the Israeli judiciary.<br />

14<br />

ARENDT, Hannah: Eichmann in Jerusalem. A report on the banality of evil. London, 1963.<br />

15<br />

ZDF-Dokumentation: Eichmann – der Vernichter.<br />

16<br />

MOMMSEN, Hans: Der Nationalsozialismus und die deutsche Gesellschaft. Ausgewählte<br />

Aufsätze. Hamburg, 1991. 215. In the original text: „Adolf Eichmann repräsentiert den<br />

Mechanismus kompartimentalisierter Verantwortlichkeit, die sich mit bürokratischem<br />

Perfektionismus und obrigkeitsstaatlicher Unterwerfung verknüpfte.”<br />

17<br />

HAUSNER, Gideon: Die Vernichtung der Juden. München, 1979. 10. In the original text:<br />

„Verkörperung des satanischen Prinzips”<br />

18<br />

LOZOWICK, Yaacon: Hitler’s Bureaucrats. <strong>The</strong> Nazi security police and the banality of<br />

evil. Leicester, 2002. 22.<br />

19<br />

WEISS, John: Der lange Weg zum Holocaust. Die Geschichte der Judenfeindschaft in<br />

Deutschland und Österreich. Hamburg, 1997. 519. In the original text: [Eichmann folgte] „einem<br />

schrecklichen und unerschütterlichen persönlichen Glauben an die Ideologie des Todes.”<br />

78


esearch. But how could the suppression of the individual freedom and the high<br />

degree of voluntary participation and enthusiasm, which apparently occurred<br />

side by side in the Reich, brought together?<br />

Bernd Jürgen Wendt tries to give an answer in writing, the Germans 20 in the<br />

Third Reich perished into a people of leaders and sub-leaders. <strong>The</strong>ir ambitions<br />

have been fueled by offices, uniforms and stars, which were associated with<br />

social advancement, when they simultaneously were politically disenfranchised<br />

as citizens. Performance and loyalty were guaranteed by this system of lifting<br />

out of the crowd. Due to the demand of duty, order, cleanliness, diligence and<br />

obedience, at various public officials a striving perfection, as well as<br />

operational and efficiency ethic was reached. <strong>The</strong>se technocrats tried to<br />

perform the given or self-selected tasks perfectly, without asking for custom<br />

and morality. One of these technocrats was Adolf Eichmann. 21<br />

Eichmann’s younger years<br />

Adolf Eichmann was born on the 19th of March in 1906 in Solingen,<br />

Germany. In 1914 he moved with his family to Austria in the city of Linz. His<br />

academic career is unclear in the literature, but is shown as not successful. 22<br />

After his mother died, his father married again. Probably because<br />

Eichmann's stepmother was based strictly Christian, he was also very early<br />

member of the „Christian Association of young men”. Later he joined the racist<br />

youth movement „Wandervogel”. He was a member of the so called „Falken”,<br />

20 Here the Austrians, of course, are included.<br />

21 WENDT, Bernd Jürgen: Deutschland 1933-1945. Das „Dritte Reich”. Hannover, 1995. 134.<br />

LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der „Endlösung”.<br />

Dipl.-Arb., Wien, 2002. 5-8.<br />

22 This may also be, because Eichmann himself made contradictionary statements about this<br />

time. After the elementary school he attended the same junior high school, which also Hitler had<br />

attended, and like him, he also could not finish it. After the junior high school he attended either<br />

a polytechnic school [ARENDT: 102. See: KNOPP Guido: Hitlers Helfer. Die Täter. München,<br />

1998. 30. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator<br />

der „Endlösung”. Dipl.-Arb., Wien, 2002. 11.], a higher school of mechanical engineering<br />

[KEMPFER, Robert M. W.: Eichmann und Komplizen. Zürich, 1961. 25. See: MULISCH,<br />

Harry: Strafsache 40/61. Eine Reportage über den Eichmann-Prozeß. Berlin, 1996. 24. See:<br />

SMELSER, Ronald/ SYRING, Enrico (Hgg.): Die SS: Elite unter dem Totenkopf. Paderborn,<br />

2000. 135. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter.<br />

Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 11.], or a mechanic training. [YAHIL,<br />

Leni: Die Shoa. Überlebenskampf und Vernichtung der europäischen Juden. München, 1998.<br />

160. See: JACKEL, Eberhard-LONGRICH,Peter-SCHOEPS,Julius (Hgg.): Enzyklopädie des<br />

Holocaust. Die Verfolgung und Ermordung der europäischen Juden. 4 Bände. München, 1995.<br />

385. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der<br />

„Endlösung”. Dipl.-Arb., Wien, 2002. 11.] On all official documents of Adolf Eichmann always<br />

claimed to be a „professional machine builder”, but this is not true, because he never graduated.<br />

[LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der „Endlösung”.<br />

Dipl.-Arb., Wien, 2002. 9-11.]<br />

79


that part of this movement which was in Austria even more racially pronounced<br />

than in Germany.<br />

After he had worked a short time with his father, who had bought a small<br />

mining company, he came 1925 to the „Oberösterreichischen Elektrobau AG”,<br />

where he worked till 1927. After that, Eichmann found a job as salesman of the<br />

„Vacuum Oil Company AG – Wien”. As a travel agent he sold gasoline and<br />

motor oil in the Mühlviertel 23 , until he was transferred to Salzburg in 1933.<br />

<strong>The</strong>re he was terminated after a short while, allegedly because of his<br />

membership in the NSDAP. 24<br />

Entry in the NSDAP and the SS<br />

On the first of April 1932 Eichmann joined the NSDAP and on the same<br />

day the SS 25 . After Hitler came to power in Germany, the NSDAP was banned<br />

in Austria. Whether he lost his job because of his membership in the Nazi party<br />

or for economic reasons is controversial. Like many others he gave way to this<br />

prohibition law and went on the first of August 1933 to Freilassing in Bayern. 26<br />

In the camp of Lechfeld he went through a two months lasting, pseudo-military<br />

training and joined as a „SS-Unterscharführer” the „Austrian legion”.<br />

After that, he was with the battalion of the regiment „Germany” until<br />

September 1934 located outside the Dachau concentration camp, where he<br />

became „SS-Scharführer”. In October 1934, Eichmann came to the Security<br />

Service called „Sicherheitsdienst” (SD) of the „Reichsführer SS” (Reichleader<br />

of the SS), Himmler 27 . In the beginning Eichmann sorted index cards<br />

in the SD-Main Office in the SD-Department II-111 „Freemasonry” 28 ,<br />

before he was responsible for Zionist organisations as a clerk in the<br />

Department II-112.<br />

<strong>The</strong>re Eichmann had found his vocation under his superior SS-<br />

Untersturmführer Leopold Edler von Mildenstein. After the lecture of <strong>The</strong>odor<br />

Herzl’s work „Der Judenstaat” (<strong>The</strong> state of Jews) and Alfred Boehm’s<br />

„Geschichte des Zionismus” (History of Zionism), Eichmann was becoming an<br />

23 A part of Upper Austria.<br />

24 <strong>The</strong> hand written CV from July 1937, printed in: Das Eichmann Protokoll,<br />

Dokumentenanhang. Read in: SAFRIAN, Hans: Eichmann’s Men. 17.<br />

25 His SS-Candidate number was 45.326. About his NSDAP membership number he self<br />

gave different information. So you can find in literature either the number 889.895 or 899.895.<br />

LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der „Endlösung”<br />

(Dipl.-Arb., Wien, 2002.12.<br />

26 LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der<br />

„Endlösung” Dipl.-Arb., Wien, 2002.14.<br />

27 Ibid.16.<br />

28 <strong>The</strong> Masonic Lodges with their mythical rites and secret signs were soon lumped<br />

together with Jews, Communists and Catholicism in the time of National Socialism.<br />

ARENDT: 111. LEVY: 92.<br />

80


expert of this matter 29 and had as a „Zionist” and „Idealist” the goal of a<br />

„political Solution of the Jewish question” in mind. 30<br />

Development of the SD<br />

<strong>The</strong> Security Service called „Sicherheitsdienst” (SD) of the SS was modeled in<br />

1931 after military aspects as section Ic. It was established of the SS-Oberstab in<br />

Munich and was led by Heydrich, who was SS-Sturmführer at that time. In 1932<br />

the section Ic had been transformed into the SD and should soon be the priority<br />

intelligence on the model of the Intelligence Service or the Deuxième Bureau.<br />

In 1935 the establishment of the SD main office in Berlin followed, which<br />

was divided into the offices I, administration and organization; II inland and III<br />

foreign countries. <strong>The</strong> intelligence analysis of the Jewish organizations began<br />

in 1935 and was for the time business of the SD department II-111<br />

„Freemasonry”. After that, the department II-112 of the SD main office took<br />

over the exploration of the Jewish organizations, through the monitoring of the<br />

Jewish press and meetings in cooperation with the Gestapo. Divided into the<br />

departments „assimilates, orthodox’ and Zionists”, files were made, diagrams<br />

produced and reports created. 31<br />

When Prof. Dr. Six overtook the main department II-1, the cooperation of<br />

the department II-112 and the Gestapo got even closer. After Mildenstein and<br />

Kuno Schröder, Dieter Wisliceny overtook the department and he forced the<br />

so-called „Zionist emigration” and the „elimination of the Jews from German<br />

economic life”. With the next head leader, Herbert Hagen, the area of work<br />

expanded. From then on files of all „important Jews” of other countries<br />

concerning policy, economics and science should be made. In doing so, special<br />

attention should have been given to Austria. Furthermore Hagen envisioned an<br />

expansion of the influence of Gestapo and SD on to the economic and financial<br />

area of the Nazi policy, which he wanted to achieve with the centralization of<br />

the „treatment of the Jewish question in Germany”. But this should only be<br />

made possible through the actions in Austria. 32<br />

<strong>The</strong> situation in Austria<br />

Meanwhile Austria respectively Vienna fell into chaos. Already in the night<br />

before the „invasion” 33 of German troops on the 12 th of March 1938, by which<br />

another about 200.000 Jews came under the sphere of influence of the Nazi<br />

29<br />

POHANKA, Reinhard: Pflichterfüller. Hitlers Helfer in der Ostmark. Wien, 1997. 37.<br />

30<br />

KNOPP: 31.<br />

31<br />

SAFRIAN, Hans: Eichmann’s Men. 16-17.<br />

32<br />

Ibid. 14-19. LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator<br />

der „Endlösung”. Dipl.-Arb., Wien, 2002. 21-26.<br />

33<br />

This „invasion” was hailed by a very large part of the Austrian population.<br />

81


egime, pogrom riots began, that remained unique. <strong>The</strong> specific acts of violence<br />

in Austria, which was called „Ostmark” from then on, the „Völkischer<br />

Beobachter”, as you can read at Safrian, commented in this way: „Whereas<br />

National Socialism frequently had to direct the attention of the people of<br />

northern Germany to the private, in a sense apolitical dangers of the Jews, the<br />

task in Vienna is the opposite. Concerned to preserve the irreproachability and<br />

purity of the movement, it is the duty of responsible public education to contain<br />

the seething radicalism and to guide the understandable reaction to Jewish<br />

excess throughout an entire century into orderly channels. For, as everyone<br />

needs to remember, Germany is a constitutionally governed state. That means<br />

that in our Reich nothing happens without foundation in law….” 34<br />

<strong>The</strong> pogroms in the „Ostmark” did not meet the technocratic Anti-Semitism<br />

of the Nazi party leadership, which wanted their actions to be protected in a<br />

bureaucratic and pseudo-legal way. Because of that, next to the arbitrary riots a<br />

state organized terror of the new rulers was added.<br />

A „Dejudification of the economic in the Ostmark” should be guaranteed by the<br />

so-called „Vermögensverkehrsstelle”, which checked already performed and new<br />

„Arisierungen” 35 . <strong>The</strong> Jewish population was forced to leave the country, but it<br />

was meticulously made sure that they had to leave behind all their property. Many<br />

Jews from Vienna also fled the hopeless situation, by committing suicide.<br />

<strong>The</strong> situation of Jews in Vienna was far more extreme than in the<br />

„Altreich”. Many bureaucratic hurdles were put in the path of an „emigration”<br />

in the „Ostmark”. <strong>The</strong> Jews of Vienna had to pass gauntlet runs, at which they<br />

were delivered to the arbitrariness, corruption and wickedness of the officials.<br />

In addition to that they had to give up their property in most of the times. Very<br />

good descriptions of these days in Vienna can be found at Carl Zuckmayer 36<br />

and Hans Safrian with Hans Witek. 37<br />

Eichmann in Vienna<br />

In that stage described above, the men of the department II-112 began their<br />

work in Vienna. Under leadership of Hagen and Eichmann, soon under the sole<br />

guide of Eichmann, files and documents of Jewish organizations and individuals<br />

were seized and brought to Berlin. According to lists, which Eichmann brought<br />

from Berlin, officials from Jewish organizations were arrested to paralyze those<br />

organizations. 38<br />

34 Völkischer Beobachter, 26th of April 1938. SAFRIAN, Hans: Eichmann’s Men. 23.<br />

35 „Arisierung” means the expropriation of Jewish property by a so-called „Aryan master race”.<br />

36 ZUCKMAYER, Carl: Als wär’s ein Stück von mir. Horen der Freundschaft. Frankfurt, 1966.<br />

37 WITEK, Hans u. SAFRIAN, Hans (Hgg.): Und keiner war dabei. Dokumente des<br />

alltäglichen Antisemitismus in Wien 1938. Wien, 1988.<br />

38 SAFRIAN, Hans: Eichmann’s Men. 27. WILDT, Michael (Hg.): Die Judenpolitik des SD<br />

1935 bis 1938. München, 1995. 52. FRIEDLANDER, Saul: Das Dritte Reich und die Juden.<br />

München, 1998. 256.<br />

82


Arendt on the contrary is in the opinion that Eichmann immediately after his<br />

arrival took Jewish officials out of concentration camps, to enter into<br />

negotiations with them. But not only has the rest of the literature, but also the<br />

sources seemed to speak against her in this point. 39<br />

Jewish persons, who inquired about the guidelines of the new rulers, saw<br />

themselves confronted with a competency chaos. No office knew about the<br />

actions of the other offices. Neither in Vienna, nor in Berlin. This chaos was<br />

used by Eichmann to take over the leadership of the Jewish organizations. For<br />

this purpose, he allowed certain Jewish organizations again and brought their<br />

leaders back from the camps. Since May Eichmann’s work was so to monitor<br />

the coercive Jewish organizations in a dictatorial way, to ask for reports, to<br />

censor releases and to interrogate detained persons.<br />

He also made first steps to accelerate the expulsion of the Austrian Jews,<br />

which was mainly accelerated by the pressure of the Austrian pogrom-Anti-<br />

Semites. That’s the reason why the re-opened Jewish Community and the<br />

newly established emigration office had to deal within a very short time with<br />

about 45.000 completed emigration forms.<br />

<strong>The</strong> rush of the persons, who were made penniless through looting and<br />

expropriation in most of the cases, stressed the coercive organizations<br />

financially very strong. That was the reason, why they turned to international<br />

Jewish organizations, like the Joint Distribution Committee for help.<br />

Eichmann, who was now equipped with executive powers, found pleasure in<br />

his work right then. This was not the only reason why his superiors Hagen and Six<br />

sat down for an expansion of his office in Vienna. Although his office was not<br />

transformed into an own department, Eichmann was given preferential treatment<br />

because of his „diligence” and in September he was promoted to a SS-<br />

Obersturmführer and in January 1939 to a SS-Hauptsturmführer. In addition to that<br />

he got the brothers Rolf and Hans Günther as officials in the rank of SS-officers. 40<br />

<strong>The</strong> Vienna „model”<br />

To make it easier to escape from the inhumane conditions in the country,<br />

officials of the Jewish Community presented Eichmann in the summer 1938 a<br />

plan for a so-called „Central office for the emigration of the Austrian Jews”<br />

39 Since Eichmann already two days after his arrival in Vienna on the 18th of March 1938 led a<br />

police raid in the Jewish Community, what is supported by photos. <strong>The</strong> photo in a report in the<br />

newspaper Profil, issue No. 28. online at: http://www.vwi.ac.at/ausstellung_jmw/ pressespiegel/2007-<br />

07-09_Profil_Nr28_IKG-Archiv-Austellung_JMW_k.pdf (1.4.2010). At this police raid inter alia a<br />

document of a donation for Schuschnigg’s plebiscite had been found. Because of that the head<br />

leaders of the Jewish Community, Dr. Löwenherz, Dr. Desider Friedmann and many more were<br />

detained. In addition to that, 500.000 Reichsmark had to be paid as an „Equivalent” of this<br />

donation.<br />

40 SAFRIAN, Hans: Eichmann’s Men. 27-31. LEGENSTEIN, Roland: Adolf Eichmann - der<br />

Schreibtischtäter. Koordinator der „Endlösung” Dipl.-Arb., Wien, 2002. 29-32.<br />

83


(„Zentralstelle für die Abwanderung der Juden Österreichs”). This office<br />

should facilitate the bureaucratic affairs of the Jews.<br />

Eichmann passed those blueprints on to Reichskommissar Bürckel, who set up<br />

the „Zentralstelle” under the formal leadership of the SD-leader of the SS-<br />

Oberabschnitt Donau, Dr. Stahlecker on the 20 th of August 1938, after he had held<br />

consultations with Dr. Best. Practically, however, Eichmann led this office. 41<br />

Eichmann claimed in relation to the „Solution of the Jewish Question”<br />

between 1938 and 1941 often, that he had the crucial ideas for this plans and<br />

wanted to give the impression that he is the inventor of the „Vienna model”. 42<br />

<strong>The</strong> tasks he defined that way: „…providing opportunities for emigration<br />

through negotiations for entrance permits and obtaining foreign currency;<br />

establishment and surveillance of retraining centers; supervision of Jewish<br />

political organizations; publication of guidelines; and effective, sustained<br />

cooperation with all institutions in Vienna involved in the political, policerelated,<br />

and financial aspects of Jewish expulsion.” 43<br />

Eichmann installed this system, which was based on the following<br />

principles: 1. <strong>The</strong> emigration should no longer happen on one’s own decision<br />

and its organization lays no longer in the hands of the Jews, but run under the<br />

supervision of the Security Police. 2. This forced emigration should be carried<br />

out by the existing Jewish organizations, who had to act out the instructions of<br />

the SD. 3. <strong>The</strong> economic power of the Jews was to destroy and the assets of the<br />

emigrants to confiscate, so that they remained only the amount that was<br />

required for entry into the intended country of immigration. 44<br />

In the installation of the „Vienna model” the initiatives and career<br />

promotional activities of Adolf Eichmann become clear. Simultaneously he had<br />

nothing „invented”. He just took present plans on and passed them on to higher<br />

positions. But inside of the Apparatus he let everyone know, that he was the<br />

inventor of this frighteningly well-functionating model and therefore he was<br />

celebrated by the others. 45<br />

Following an inspection of the „Vienna approach” Hagen praised in his<br />

afterwards prepared report on the one hand the rapid bureaucratic completion of<br />

41 SAFRIAN, Hans: Eichmann’s Men. 31.<br />

42 LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der<br />

„Endlösung” Dipl.-Arb., Wien, 2002. 36.<br />

43 SAFRIAN, Hans: Eichmann’s Men. 31.<br />

44 YĀḤÎL, Lenî: Die Shoa. Überlebenskampf und Vernichtung der europäischen Juden.<br />

München, 1988. 161. LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter.<br />

Koordinator der „Endlösung” Dipl.-Arb., Wien, 2002. 37. In the original: „1. Die Auswanderung<br />

sollte nicht mehr aus eigener Entscheidung geschehen und ihre Organisation nicht mehr in den<br />

Händen der Juden liegen, sondern unter Aufsicht der Sicherheitspolizei ablaufen. 2. Diese<br />

erzwungen Auswanderung sollte von den vorhandenen jüdischen Organisationen durchgeführt<br />

werden, die aus Anweisung des SD zu handeln hatten. 3. Die Wirtschaftskraft der Juden war zu<br />

zerstören und das Vermögen der Emigranten zu konfiszieren, sodass ihnen nur die Summe blieb,<br />

die zur Einreise in das vorgesehene Einwanderungsland benötigt wurde.”<br />

45 SAFRIAN, Hans: Eichmann’s Men. 32.<br />

84


the „matter”, where there was a permanent detailed overview of the „emigrant”<br />

figures, on the other hand he praised the total collection of the instances by the<br />

SD. So the hegemonic position of the SD was a very important matter for the SS<br />

leaders. Hagen also noticed in his report that the system is apparently selffinanced,<br />

which of course was only possible by the robbery of the fugitives. He<br />

considered it necessary to expand his authority and he was considering a possible<br />

extension of the „Vienna Approach” throughout the Reich. 46<br />

Eichmann was not the inventor but the driving force behind the<br />

„Zentralstelle”. He took care of efficiency and made a million dollar business.<br />

<strong>The</strong> horror of it was that the robbery was not completed by SS men, but by<br />

helpless employees of the Jewish Community. <strong>The</strong> „Desk Murderer” Adolf<br />

Eichmann made his victims to „helpers”. 47 As if that fact would not be already<br />

sad enough, many of these involuntary „helpers” came after the war under the<br />

suspicion of having collaborated willingly with the Nazis. 48<br />

So shortly after the foundation, the „Zentralstelle” was pointing the way for the<br />

whole Reich. As Safrian writes, Hagen had recognized the trend-setting significance<br />

of the „Vienna model”: 1. Compulsory expulsion of those robbed of their<br />

possessions; 2. Payment fort he management of „emigration” either by the victims<br />

themselves or through foreign currency provided by Jewish organizations abroad; 3.<br />

Extension of the power of the SD by assuming executive privileges 49 .<br />

In the practical implementation of their bureaucratic work, Eichmann and<br />

his men did not forget to give themselves as „Aryan masters” towards their<br />

victims and to harass them. Humiliation and violence were on the agenda. 50<br />

After two months, Eichmann sent the numbers of his previous „work” to<br />

Berlin. He proudly told of the increase in the daily „emigration figure” to 350.<br />

Until the 20 th of September 1939 therefore 38.000 Jews had „left” the country.<br />

Together with the after Nazi views „illegally relocated” Austrian Jews, he<br />

came up with a figure of 50.000 displaced persons. 51 <strong>The</strong>se figures were<br />

inflated. Of the approximately 40.000 „under supervision” expelled Jews could<br />

have been „treated” at most one quarter by the „Zentralstelle”. Eichmann’s<br />

superiors were, however, blinded by these figures and took them seriously. 52<br />

Lozowick’s verdict on the year 1938: „In summary, 1938 displayed two new<br />

trends: the transition to operational activity, and dwindling active<br />

46<br />

SAFRIAN, Hans: Eichmann’s Men. 32-33.<br />

47<br />

KNOPP: Helfer. 35. LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter.<br />

Koordinator der „Endlösung” Dipl.-Arb., Wien, 2002. 37-38.<br />

48<br />

An interesting as equally sad contribution from the newspaper Profil on the issue No. 28<br />

online at: http://www.vwi.ac.at/ausstellung_jmw/pressespiegel/2007-07-09_Profil_Nr28_IKG-<br />

Archiv-Austellung_JMW_k.pdf (1. 4. 2010).<br />

49<br />

SAFRIAN, Hans: Eichmann’s Men. 33.<br />

50<br />

Ibid. 34.<br />

51<br />

Vgl.: Ibid. 35. BURLEIGH, Michael: Die Zeit des Nationalsozialismus. Frankfurt am<br />

Main, 2000. 372. Profil: Issue No. 18, 28. April 1995. 62.<br />

52<br />

SAFRIAN, Hans: Eichmann’s Men. 35.<br />

85


preoccupation with theory. <strong>The</strong> transition into an operational mode was<br />

already evidenced in Berlin, but most of it took place under Eichmann in<br />

Vienna. From the point of view of the officials in Berlin, Eichmann was the<br />

Vienna representative of II 112, and his principal tasks had not changed:<br />

surveillance of Jewish organizations, study of the enemy, and training other<br />

Nazi bodies in the correct understanding of the Jews. […] While the SD was<br />

looking for channels of operational activity, Eichmann found one, or perhaps,<br />

took advantage of the situation and created one. In the framework of a given<br />

direction of policy set by his superiors, he acted not as drab bureaucrat<br />

carrying out orders, but rather as a very diligent, very violent bureaucrat who<br />

was very successfully taking advantage of a fortuitous moment. His personal<br />

initiative was on such a scale that, even months later, his erstwhile colleagues<br />

in Berlin still did not understand how much he had changed. <strong>The</strong> importance of<br />

this point for our discussion cannot be exaggerated: what put Eichmann at<br />

center stage, and won him rapid promotion, was precisely his ability to<br />

perform on a plane higher than that of a drab bureaucrat.” 53<br />

Adoption of the „Vienna model”<br />

On 12th of November 1938, Göring invited to a conference into the Reich’s<br />

Aviation Museum. On this occasion Heydrich wanted to push through two of<br />

his claims: <strong>The</strong> establishment of a central office of Jewish emigration in Berlin<br />

(„Zentralstelle für jüdische Auswanderung in Berlin”) and the takeover of the<br />

„Jewish policy” of the SD under his leadership. <strong>The</strong> „Vienna model” was<br />

recommended at that meeting in a number of points as a model for the entire<br />

Empire. Heydrich demands were met willingly, after the appalling functionality<br />

of the „Vienna model” has been introduced. 54 <strong>The</strong> central office was approved<br />

as the „Reichszentrale für jüdische Auswanderung” led by Heydrich and was<br />

underpinned by a legal decision of Göring on the 24 th of January 1939. In<br />

October 1939 Eichmann was appointed Head. 55<br />

<strong>The</strong> creation of the „Reich” won Heydrich and the SS, as planned, a senior<br />

position in relation to other instances of the state and the party. For that, they<br />

had an absolute right of say- and decision-making concerning the „Jewish<br />

policy”. In the policy towards Jews was thus the transition from a state of<br />

standards to a state of measures finally completed. 56 But with the nationwide<br />

53<br />

LOZOWICK, Yaacon: Hitler’s Bureaucrats. <strong>The</strong> Nazi security police and the banality<br />

of evil. Leicester, 2002. 38. Lozowick attempted here to demonstrate the initiatives of<br />

Eichmann clearly.<br />

54<br />

At the meeting, Heydrich presented the number of 50.000 Austrian Jews „edited” by the<br />

„Zentralstelle”, compared to 19.000 displaced German Jews from the Altreich.<br />

SMELSER/SYRING. 139.<br />

55<br />

HACHMEISTER, Lutz: Der Gegnerforscher. Die Karriere des SS-Führers Franz Alfred<br />

Six. München, 1998. 188.<br />

56<br />

SAFRIAN, Hans: Eichmann’s Men. 37.<br />

86


adoption of the model it became clear, that the form of organization was just<br />

one of several factors that influenced the acceleration of the expulsion of the<br />

Jews. <strong>The</strong> central of the Reich was namely in terms of the numbers from<br />

Vienna, far behind the expectations of the Nazi leaders.<br />

It was quickly noticed, that in Vienna mainly through the pressure from the<br />

state police and the society, the „emigration figures” remained high. Here it<br />

becomes again evident in a sad way that the Austrians did not act according to<br />

the ideology of a German elite. Quite the reverse. <strong>The</strong> Nazis in the „Ostmark”<br />

had, as it is described by Safrian, those in the „Altreich” well ahead. 57<br />

Safrian summarizes the reasons of that „well” functioning model in that<br />

way: „<strong>The</strong> origin, structure, and „success” of the „Zentralstelle” can neither<br />

be oversimplified by crediting Eichmann’s organizational talents nor explained<br />

through the historic growth of bureaucracies and thus exclusively the work of<br />

technocrats of repression or planning. <strong>The</strong>y can be understood only by<br />

including considerations of sociohistorical aspects. <strong>The</strong> example of the<br />

Ostmark in 1938 reveals to what extent a number of factors influenced each<br />

other. Specifically, there were the participation of many thousands of „Aryan”<br />

citizens, non-Jews of presumably „pure” Germanic ancestry, in racist policies,<br />

such policies and, conversely, the aggressive activities of institutions in the<br />

formulation of such policies and their conversion into political measures. In<br />

addition to ideological factors, another reason for the step-by-step<br />

radicalization of anti-Semitic policies is to be sought in „concrete material<br />

interests”.” 58 However, Eichmann and his men pretended that those numbers<br />

of the already fled Jews from Vienna were their work. In doing so, they<br />

justified their further careers in the Nazi power apparatus. 59<br />

From the „emigrations” to the deportations<br />

After German troops occupied Prague on the 15 th of March 1939 there was<br />

also set up a central office („Zentralstelle”) on 26 th of July 1939 following the<br />

Vienna example. It was also led by Eichmann, who became SS-<br />

Hauptsturmführer in the meanwhile. So another about 120.000 Jews came in<br />

the immediate Nazi sphere of influence. 60 After the Munich Agreement<br />

57<br />

SAFRIAN, Hans: Eichmann’s Men. 38: „Because of stronger pressure from below, Austrian<br />

pogrom antisemites’ forging ahead, and internal National Socialist squabbles about distribution of spoils,<br />

Nazi administrators and bureaucrats in Vienna felt pressured much earlier than their counterparts in the<br />

Altreich to devise pseudo-legal procedures and organizational innovations and to create new<br />

administrative machinery for handling these challenges. Moreover, these pressures would not lessen after<br />

1938: <strong>The</strong>y provided the impetus for earlier organization of mass deportations from Vienna than from<br />

other cities of the Greater German Reich, and for their speedy completion by Fall 1942.”<br />

58<br />

Ibid. Eichmann’s Men. 15.<br />

59<br />

Ibid. 36-38.<br />

60<br />

LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der<br />

„Endlösung”. Dipl.-Arb., Wien, 2002. 43.<br />

87


(„Münchner Abkommen”) and the imminent outbreak of World War II it was<br />

getting more and more difficult for Jewish refugees to get abroad, because most<br />

of the states closed their doors for them. 61<br />

In October 1939 Eichmann was transferred to Berlin and SS-<br />

Sturmbannführer Hans Günther took over the office in Prague, which for<br />

Heydrich was of secondary importance, because for him the expulsion from the<br />

Jews of the old Reich („Altreich”) had top priority. For this purpose he already<br />

had readily plans available. 62<br />

<strong>The</strong>se plans, and here my work finally connects to our unifying topic, the<br />

<strong>Molotov</strong>-<strong>Ribbentrop</strong> pact, originated on the assumption to be, after the<br />

conquest and division of Poland which was sealed by this pact, in possession of<br />

territories, Central European Jews could be forcibly send to. <strong>The</strong> domination of<br />

the polish territories meant a sharp rise of Jews, living under direct German<br />

rule. <strong>The</strong>ir number increased nearly sixfold to over 2 million. 63<br />

This plans, which would soon go under the name „Nisko project”, were<br />

from the very beginning on plans that were about the expulsion of Jews, and<br />

not about a settlement program of Eichmann, as it is often be said. Safrian<br />

speaks generally assumed that the invasion of Poland was accompanied by an<br />

increase in racist politics. This was also reflected in the demand of Hitler to<br />

carry out an expulsion and liquidation program („Vertreibungs- und<br />

Liquidierungsprogramm”) in the occupied territories of Poland. A so-called<br />

„völkisch-politsche Flurbereinigung” („ethnic-political clearing-up of land”),<br />

which was, according to Heydrich directed against the „Judaism, Intelligence,<br />

Clergy and Nobility” of Poland. 64<br />

Up to Hitler’s intention Poland should also have been divided into three<br />

stripes 65 . All Jews should be held in the territory between Vistula and Bug 66 ,<br />

and in this way a „Jewish reservation” should arise according to the ideas of<br />

Hitler, Himmler, Heydrich and also Eichmann. 67 Such a „Jewish reservation”<br />

in the so-called „Generalgouvernement” could at this stage, according to<br />

Safrian, have been understood as the „Endziel” („ultimate goal”).<br />

In the SD-Main Office, however, deportations of Jews into the<br />

„Geralgouvernement” and a further „removal” across the German-Soviet<br />

border were approved by Hitler on the 21 st of September 1939, in the presence<br />

61<br />

YĀḤÎL, Lenî: Die Shoa. Überlebenskampf und Vernichtung der europäischen Juden.<br />

München, 1988. 176-179.<br />

62<br />

KNOPP: Helfer. 39. LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter.<br />

Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 43-46.<br />

63<br />

RIPPER, Torsten: Vom Vorurteil zur Vernichtung. Hitler und die „Endlösung der<br />

Judenfrage”. Schwalbach/Ts., 2001. 40.<br />

64<br />

SAFRIAN, Hans: Eichmann’s Men. 48.<br />

65<br />

After Poland had been split on the 28th of September 1939 between the Soviet Union and<br />

Hitler’s Germany, they agreed on the relocation of ethnic Germans from the Soviet-occupied zone.<br />

66<br />

DIETRICH, Adam Uwe: Judenpolitik im Dritten Reich. Düsseldorf, 1972. 249.<br />

67<br />

IRMTRUD, Wojak: Eichmanns Memoiren. Ein kritischer Essay. Frankfurt/M. 2001. 104-107.<br />

88


of Eichmann. For that Heydrich delivered a program, which had 4 aims: 68 1.<br />

Jews as soon as possible into cities and towns. 2. Jews from the Reich to<br />

Poland. 3. <strong>The</strong> remaining 30,000 Gypsies also to Poland. 4. Systematic<br />

transport of Jews from German territories in freight trains. 69<br />

On the 6 th of October 1939 Eichmann received the order from the leader of<br />

the office IV „Gegnerbekämpfung” („enemy combat”), which was part of the<br />

recently established Reichssicherheitshauptamt RSHA (Reich’s Security Main<br />

Office), to contact Gauleiter Wagner in Kattowitz. This meeting was about the<br />

deportation of about 70-80.000 Jews out of the district Kattowitz and the Jews<br />

out from the Czech-Polish border town Ostrava (Mährisch-Ostrau). Eichmann,<br />

who must have known about the plans of deportations since September 70 ,<br />

immediately began to act and travelled between Berlin, Vienna, Ostrava,<br />

Katowice and Galicia to prepare everything.<br />

Stahlecker thought, that the „Judenfrage” („Jewish Question”) in Vienna<br />

would also been „endgültig gelöst” („finally solved”) during those expulsions.<br />

Those expressions, as well as „restlose Lösung der Judenfrage” („complete<br />

solution of the Jewish question”) are already very similar to the later, at the SS<br />

common term of the „Endlösung” („Final Solution”). But according to Safrian<br />

those terms still meant a full expulsion and no genocide at this stage. 71<br />

On the 15 th of October 1939 Eichmann reported from Ostrava, that the<br />

railway station of Nisko at the San would be the aim of the deportations. In the<br />

implementations of the deportations, Eichmann was given full backing of his<br />

superiors and a very large scope of action. Due to the pressure and initiatives of<br />

Eichmann, the first transport with more than 900 men left Ostrava already on<br />

the 18 th of October 1939. Two days after, a train with 912 men from Vienna<br />

followed. Those men had to be provided from the Jewish Community just as<br />

construction equipment, which was needed for the construction of a camp.<br />

Arrived at Nisko, after a cruel five hour walk, craftsmen were assigned to the<br />

camp, but the majority were chased over the German-Soviet border line under<br />

the use of guns. <strong>The</strong>y were abandoned to their fate.<br />

„Test Run successful”<br />

<strong>The</strong> Nisko-Plan had barely begun, when the order came from above to stop<br />

the action. <strong>The</strong> removal of Jews were instructed to stop. 72 What were the<br />

reasons for the end? This question is answered in different ways.<br />

Burleigh lists the following causes: 1. <strong>The</strong> high transport capacity that was<br />

bound by it, that were needed by the Wehrmacht or for food shipments. 2.<br />

68 SAFRIAN, Hans: Eichmann’s Men. 48-49.<br />

69 Ibid. 49.<br />

70 Ibid. 51.<br />

71 Ibid. 52.<br />

72 Ibid. 56.<br />

89


Eichmann overused his powers, the action was too little thought-out and ended<br />

in chaos and not, as his superiors imagined, in a clean solution. 3. Due to the<br />

deportation of Jews from Vienna city, Katowice or Moravian-Ostrava has not<br />

solved the problem, where to put the ethnic German resettlers after the<br />

German-Soviet agreement of 28 September 1939, which arrived in this area. 73<br />

Burleigh but simultaneously underlines the technical feasibility of mass<br />

deportations. 74<br />

Christopher R. Browning is also of the opinion that the settlement of Baltic-<br />

Germans meant the end of the „Nisko plan”. 75 Peter Longerich agrees only in<br />

part. As Burleigh he also cites the settlement of „ethnic Germans” as the main<br />

reason for the stop, but he doesn’t doubt the organizational skills of Eichmann:<br />

„<strong>The</strong> improvised way, as the Nisko-action was carried out is not due to the<br />

inability of organizational Eichmann […] because the expulsion into an area<br />

that offered no sufficient conditions of existence, would have led within a short<br />

time to the death of large numbers of people and in the long run led to a<br />

process in which the surviving deportees would be through a combination of<br />

poor living conditions and a low birth rate has been sentenced to extinction. It<br />

was therefore the first variant of a comprehensive project for the „Final<br />

Solution”.” 76<br />

In contrast, Safrian sees the reason of the termination of the deportations in<br />

the lack of cooperation between SS, Wehrmacht and Reichsbahn: „<strong>The</strong><br />

collapse of the far-reaching deportation plans was not the consequence of<br />

73 BURLEIGH: 670. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der<br />

Schreibtischtäter. Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 50. In the original<br />

German translation: „Die hohen Transportkapazitäten die dadurch gebunden waren, die von<br />

Wehrmacht oder für Nahrungsmitteltransporte gebraucht wurden. Eichmann überstrapazierte<br />

seine Vollmachten, die Aktion war zu wenig durchdacht und endete im Chaos und nicht wie seine<br />

Vorgesetzten sich das vorgestellten in einer sauberen Lösung. Durch die Deportation von<br />

städtischen Juden aus Wien, Kattowitz oder Mährisch-ostrau wurde das Problem nicht gelöst,<br />

wo man die volksdeutschen Aussiedler die nach dem deutsch-sowjetischen Abkommen vom 28.<br />

September 1939 in diesem Gebiet eintrafen unterbringen sollte.”<br />

74 BURLEIGH: 669-671. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der<br />

Schreibtischtäter. Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 51.<br />

75 BROWNING, Christopher: Der Weg zur „Endlösung”. Entscheidungen und Täter. Bonn,<br />

1998. 19. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator<br />

der „Endlösung”. Dipl.-Arb., Wien, 2002. 51.<br />

76 LONGERICH, Peter: Politik der Vernichtung. Eine Gesamtdarstellung der<br />

nationalsozialistischen Judenverfolgung. München, 1998. 260. Read in: LEGENSTEIN, Roland:<br />

Adolf Eichmann - der Schreibtischtäter. Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 51. In<br />

the original: „Die improvisierte Art und Weise, wie die Nisko-Aktion durchgeführt wurde, ist<br />

keineswegs auf das organisatorische Unvermögen Eichmanns zurückzuführen […] denn diese<br />

Vertreibung in ein Gebiet, das keinerlei ausreichende Existenzbedingungen bot, hätte innerhalb kurzer<br />

Zeit den Tod einer großen Zahl von Menschen zur Folge gehabt und hätte langfristig zu einem Prozeß<br />

geführt, in dem die überlebenden Deportierten durch die Kombination von unzureichenden<br />

Lebensbedingungen und einer niedrigen Geburtenrate zum Aussterben verurteil worden wären. Es<br />

handelte sich demnach um die erste Variante eines umfassenden Projekts zur „Endlösung”.”<br />

90


esistance […] but of logistics. Not enough trains were available, and<br />

Wehrmacht transports had priority. Lack of cooperation among the SS,<br />

Wehrmacht, and Reichsbahn also inhibited the fledging deportation machinery.<br />

It faltered, then came to a standstill, because its cogs did not yet mesh.” 77<br />

Why the preliminary failure still represents a successful test run, Hans Safrian<br />

explains in that way: „Eichmann’s superiors had reason to be satisfied with his<br />

activities. He had gone into high gear; he and his apparatus had taken the<br />

initiative within the parameters of the assigned task. <strong>The</strong>y had succeeded in tearing<br />

thousands of people from their moorings without attracting undue attention,<br />

fooling them with fraudulent tales of retraining camps and „free settlement”, and<br />

manoeuvring them into a transit camp in Galicia or, more accurately, driving them<br />

across the German-Soviet line of demarcation. By accomplishing all that, in the<br />

eyes of their SS superiors Eichmann and his men had gained status as skilful<br />

organizers and so had qualified themselves to carry out further, even more<br />

ambitious assignments. <strong>The</strong>y were ready to climb the next rung of the career<br />

ladder. Just a few weeks after the failure of additional deportations to Nisko,<br />

Eichmann was appointed head of RSHA Referat IV D 4”. 78<br />

Conclusion<br />

<strong>The</strong> role of Eichmann in the NS-apparatus and his own initiatives in the<br />

different phases of the Holocaust may be matters of discussion in literature.<br />

Nevertheless, after the cancelled Nisko-plan, Eichmann was at the peak of his<br />

career as head of the Referat IV D 4, which was later transformed into IV B 4<br />

responsible for eviction matters and Reich Central Office for Jewish<br />

Emigration. He was then responsible for the deportation of Jews from the entire<br />

Reich. He coordinated all the transportation, and was responsible for the<br />

observance of timetables and load factor of the trains.<br />

Plans for Jewish reservations still remained in the early stages, but since the<br />

beginning of the German war against the Soviet Union in 1941, the racist<br />

policies entered a new phase. Eichmann and his unit were directly involved in<br />

the process of gradual transition from a policy of spoliation, expulsion and<br />

ghettoization towards organized destruction of human beings. 79 As an organizer<br />

of the transports Eichmann should later be directly responsible not only for the<br />

dispossession and deportation but also the extermination of the European Jews.<br />

77 SAFRIAN, Hans: Eichmann’s Men. 57.<br />

78 Ibid. 57.<br />

79 Ibid. 59-71.<br />

91


Roesch, Claudia<br />

Spain as a battlefield of ideologies – <strong>The</strong> Changes of International<br />

Alliances due to the Spanish Civil War 1936 – 1939 1<br />

<strong>The</strong> Spanish Civil War from 1936 to 1939 has been analysed by scholars in<br />

several dimensions: the internal Spanish issues that caused the war, the artistic<br />

dimension that brought about famous works of art like Pablo Picasso's Guernica or<br />

Ernest Hemingway's For whom the Bell Tolls, the military dimension, which<br />

includes the testing of new strategies and the concept of total war, and the<br />

international dimension, which often is interpreted as a prelude to the Second<br />

World War. <strong>The</strong> last interpretation, which is contested among scholars, 2 is based<br />

on the fact that all major European powers which took part in World War Two<br />

were already involved in the international debates surrounding the Spanish Civil<br />

War. <strong>The</strong>se international powers can be seen as representatives of the three great<br />

ideologies of the twentieth century: liberalism, fascism and communism. In the<br />

international sphere, it is obvious that Britain and France, who chose to be<br />

neutral in the context of the Spanish conflict, represent liberalism, Nazi Germany<br />

and Italy incorporate fascism 3 and the Soviet Union stands for communism.<br />

In the internal context of the Spanish political sphere, neither ideology has a<br />

clear representation: Stanley Payne notes that in the beginning of the coup d'état<br />

Francisco Franco and his Falange were not fascists but a mix of militarists,<br />

monarchists and conservatives, who only became fascists during the course of<br />

the war. 4 <strong>The</strong> Partido Socialista Obrero Española (PSOE), which was the party of<br />

Prime Minister Francisco Largo Caballero and President Manuel Azaña, should<br />

have been the protector of the liberal democratic Spanish Republic but drifted far<br />

more to the left than socialists in other Western European countries. Meanwhile,<br />

the communist PCE shifted to the centre of the political sphere after the VII.<br />

Comintern Congress by protecting private property and forming alliances with<br />

bourgeois parties in the Popular Front government.<br />

Even though neither of those parties is identifiable with one ideology in its<br />

pure form, they were perceived as representatives of fascism, communism and<br />

liberalism by the international press and foreign governments. For example, the<br />

1<br />

This paper is based on my master thesis „Spanien kämpft für uns” Die Bedeutung des<br />

Spanischen Bürgerkriegs für die deutsche Linke im Exil, Berlin 2009, unpublished.<br />

2<br />

UHL, Michael: Mythos Spanien. Das Erbe der Internationalen Brigaden in der DDR.<br />

Dietz, Bonn, 2004. 37.<br />

3<br />

Keeping in mind the differences between Adolf Hitler's Nazi regime in Germany and<br />

Benito Mussolini's fascist regime in Italy, for example in the question of Anti-Semitism, both<br />

countries will be treated as representatives of fascism, since they were perceived as such by<br />

contemporaries of the 1930s.<br />

4<br />

PAYNE, Stanley G.: Los Orígenes de la Guerra Civil Española. In: Revisión de la Guerra<br />

Civil Española. DE MENDOZA, Bullón, TOGORES, Alfonso and Luis Eugenio (ed.). Actas<br />

Edición, Madrid, 2002. 28.<br />

93


British government refused to give support to the Spanish Popular Front<br />

government because of the participation of the PCE, since it was feared that the<br />

party planned to construct a Bolshevik state in Spain.<br />

<strong>The</strong> intention of this article is to show how the international alliances were<br />

changed due to the involvement of European powers in the Spanish Civil War and<br />

finally lead to the <strong>Molotov</strong>-Rippentrop pact in September 1939. <strong>The</strong>refore, I will<br />

analyse the international dimensions of six key events and show how they changed<br />

political alliances in the international domain. Those key events are the outbreak of<br />

the war on July 17/18, 1936, the installation of the International Brigades in<br />

October 1936, the bombing of Guernica on April 27 th , 1937, the so called May<br />

Events in Barcelona 1937, the withdrawal of all foreign troops in October 1938 and<br />

the speech of Manuel Azaña in the end of the war in 1939.<br />

<strong>The</strong> military coup, which was headed by General Francisco Franco on the<br />

Canary Islands on July 17, 1936 and was translated to the Spanish mainland<br />

one day later, started the Spanish Civil War. In reaction to the coup, anarchist<br />

groups in Catalonia and Aragón declared the outbreak of a revolution and<br />

collectivised factories and farms, while their owners fled to the territory<br />

occupied by the Nationalist insurgents. Enrique Moradiellos notes that the<br />

international dimension of this conflict set in one week later, on July 25, 1936<br />

because all major international newspapers started to write about this event on<br />

that day. 5 This marks the beginning of an international discourse about the<br />

events in Spain whose main participants were the governments of liberal<br />

countries, the left and right wing press, German and Italian exile communities<br />

and international political networks such as the LSI and Comintern.<br />

<strong>The</strong> French Popular Front government under Léon Blum reacted to the coup<br />

d'état by first lending support to the Frente Popular against the insurgents. But, due<br />

to internal pressure from French right wings parties, the government had to<br />

withdraw its support, fearing that a similar coup might take place in France.<br />

Instead, Léon Blum designed the policy of international non-intervention: all<br />

European countries would join an international committee to control that neither<br />

the Republicans nor the Nationalists in Spain received foreign aid. <strong>The</strong> French<br />

initiative was motivated by the attempt to help the Spanish Republic by cutting off<br />

supplies for the nationalist insurgents. It was believed in the first days of the war<br />

that the Republic would be strong enough to win the conflict, if the insurgents did<br />

not get any more support from Mussolini's Italy and Hitler's Germany. 6<br />

Léon Blum passed on the idea to the allied British government, who took<br />

over the initiative to found the Non-Intervention Committee (NIC). But the<br />

conservative government under Stanley Baldwin did not share the French<br />

interest in helping the Spanish Republic, it rather sympathized with the<br />

5 MORADIELLOS, Enrique: El reñidero de Europa. Las dimensiones internacionales de la<br />

guerra civil española. Península, Barcelona, 2001. 19.<br />

6 KNOLL, Viktor: Zur Vorgeschichte des Abkommens über Nichteinmischung in Spanien<br />

1936. In: Zeitschrift für Geschichtswissenschaft 35 (1987) No. 1, 25.<br />

94


Nationalist insurgents because the Popular Front government and the<br />

revolutionary councils in Catalonia and Aragón were considered a threat to<br />

British business interests in Spain. 7 Germany and Italy were able to remain in<br />

the NIC despite continuing their support the Spanish Nationalists, which turned<br />

the whole committee into a farce. 8 In the end, the NIC proved to be ineffective<br />

in curbing foreign support to the fighting parties in Spain: German and Italian<br />

aid to the Nationalists was increased and the Soviet Union was the only<br />

European power, which sold arms to the Republic.<br />

<strong>The</strong> common support of the Spanish Nationalists is often considered to be the<br />

starting point of the axis Berlin-Rome: in the international press, it was soon<br />

known that Mussolini and Hitler supported Franco because Italian air planes<br />

loaded with supplies for Spain crashed in the Mediterranean Sea and documents of<br />

an assumed collaboration between the insurgents and the NSDAP were found in<br />

the revolutionary Barcelona. Those findings were quickly published in the<br />

international leftist press, such as the German social-democrats in exile (SoPaDe)<br />

paper Neuer Vorwärts. 9 Because of that, leftists all over Europe started to consider<br />

Franco a puppet of Hitler and Mussolini 10 and believed that the coup d'état had<br />

been planned by an international conspiracy of fascism, 11 a theory that was first<br />

published by the Soviet journal Pravda on August 1, 1936. 12<br />

Not only did the European leftist networks believe in an international union of<br />

fascism, also Benito Mussolini made allusions in that direction. In a speech given<br />

on November 1, 1936 he termed the expression „axis powers” 13 while speaking<br />

about the friendship of Germany and Italy, which started with the common<br />

support of the Spanish Nationalists. Before the outbreak of the Spanish Civil<br />

War, the relations between the two countries had not been the best due to<br />

Mussolini's fears that Hitler's aspirations for Austria would endanger his claim<br />

for South Tirol. However, shortly after the joint support for Franco, an agreement<br />

in this question was reached, so that historians consider the collaboration of the<br />

two regimes in Spain as the beginning of the axis Berlin-Rome. 14<br />

<strong>The</strong> Soviet Union was the only European power that supported the Spanish<br />

Republic by selling weapons and by creating the International Brigades, whose<br />

7 BERNECKE, Walter L.: Krieg in Spanien 1936-1939. Primus, Darmstadt, 1991. 84.<br />

8 VILAR, Pierre: Der Spanische Bürgerkrieg 1936-1939. Wagenbach, Berlin, 2005. 35.<br />

9 Neuer Vorwärts 165. 1936 (09.08.1936) 2.<br />

10 ZUR MÜHLEN, Patrik von: Spanien war ihre Hoffnung. Deutsche Linke im Spanischen<br />

Bürgerkrieg 1936 bis 1939. Neue Gesellschaft, Bonn, 1983. 128.<br />

11 ANONYMOUS: „Spanien lehrt: Internationale Verschwörung des Faschismus<br />

gegen Demokratie und Frieden- Schafft die Friedens-Weltfront”, in: DVZ 1.21<br />

(09.09.1936), 3.<br />

12 CARR, E.H.: <strong>The</strong> Comintern and the Spanish Civil War. Macmillan, London, 1984. 16.<br />

13 SCHAUFF, Frank: Der verspielte Sieg. Sowjetunion, Kommunistische Internationale und<br />

Spanischer Bürgerkrieg 1936-1939. Campus, Frankfurt am Main, 2004. 49-50.<br />

14 MORADIELLOS, Enrique: El reñidero de Europa. Las dimensiones internacionales de la<br />

guerra civil española. Península, Barcelona, 2001. 258.<br />

95


ole in the defence of Madrid in November 1936 was considered to be essential. 15<br />

<strong>The</strong>se troops were formed by the Comintern in September 1936 and consisted of<br />

communists, socialists and independent leftists from all over Europe and the<br />

United States. <strong>The</strong>y were recruited by the French PCF and financed by Soviet<br />

money. However, the International Brigades were explicitly dissolved from any<br />

political movement and their goal was to defend Spanish democracy and freedom<br />

in general against fascist aggression. 16 <strong>The</strong> motivations for the volunteers to<br />

leave their home countries and join the Republican side in Spain were several:<br />

many claimed to fight for their ideology or for freedom, while the definitions of<br />

freedom differed within the political spheres. Others were motivated by a strive<br />

for personal heroism, while recruits from Germany and Italy in exile hoped to<br />

initiate the defeat of fascism in their home countries by beating the axis forces in<br />

Spain. Also, they tried to escape loneliness and boredom in exile by being<br />

integrated in the international troops. 17 Even though the brigades declared<br />

themselves independent of any political movement, communist party members<br />

dominated. It is estimated that 60% of the Interbrigadistas were communists. 18<br />

Internationally, the Brigades were perceived as Stalin's personal army, an<br />

expression that sometimes is still found in secondary literature today. 19<br />

Especially, reports about secret service activities in the Brigades shed a bad light<br />

on the Soviet and international leadership and made many liberal leftists doubt<br />

that communism would offer the freedom that they aspired. Many leaders of the<br />

International Brigades continued their political careers and gained leading<br />

positions in communist regimes after 1945, such as Walter Ulbricht and Erich<br />

Mielke in GDR and Josip Broz Tito in Yugoslavia.<br />

<strong>The</strong> Soviet support of the Spanish Civil War has always been criticized as<br />

being only half-hearted because hardly any Soviet soldiers were involved in the<br />

International Brigades and the weapons sold to the Republic were outdated. It<br />

can be assumed that this was due to the fact that Stalin feared an attack by<br />

Germany and did not want to weaken his forces in an attempt to help the<br />

Spanish. Also, Stalin did not pursuit to create a Soviet republic in the parts of<br />

Spain controlled by his brigades because he did not want to alienate the British<br />

and French government. 20 Instead, he was seeking an alliance with them<br />

15 SCHWARTZ, Stephen: <strong>The</strong> Spanish Civil War in Historical Context. In: Critique, Journal<br />

of Socialist <strong>The</strong>ory 32-33 (2000), 149.<br />

16 CASTELLS, Andreu: Las Brigadas Internacionales de la guerra de España. Ariel,<br />

Barcelona, 1974. 93.<br />

17 McLELLAN, Josie: ‚I Wanted to be a Little Lenin’: Ideology and the German<br />

International Brigade Volunteers. In: Journal of Contemporary History 41 (2006) No. 2, 293.<br />

18 SCHWARTZ, Fernando: La Internacionalización de la Guerra Civil Española. Ariel,<br />

Barcelona, 1999. 203.<br />

19 SCHWARTZ, Stephen: <strong>The</strong> Spanish Civil War in Historical Context. In: Critique, Journal<br />

of Socialist <strong>The</strong>ory 32-33 (2000), 151.<br />

20 SCHAUFF, Frank: Der verspielte Sieg. Sowjetunion, Kommunistische Internationale und<br />

Spanischer Bürgerkrieg 1936-1939. Campus, Frankfurt am Main, 2004. 20.<br />

96


against Germany and Italy trying to show that fascism was a greater danger to<br />

European peace than communism.<br />

While Stalin did not want to risk a division with Britain and France over<br />

Spain, those two countries were not willing to wage a war over a country that<br />

was perceived as backward and on the periphery of Europe. 21 Nevertheless,<br />

large parts of the population in these liberal democracies were appalled by the<br />

Appeasement Policy. <strong>The</strong> reason for this was the practise of the German<br />

Luftwaffe to test new tactics of bombing open cities, which culminated in the<br />

bombing of the Basque city of Guernica on April 27 th , 1937.<br />

<strong>The</strong> bombing of Guernica was not the first bombardment of an open city<br />

risking large numbers of civilian victims. Already in November 1936 the Madrid<br />

suburb Getafe had been attacked by the Legion Condor and in March 1937 the<br />

monastery of Durango was bombed. But Guernica became a worldwide symbol<br />

of the atrocities of modern warfare because international journalists happened to<br />

come to the city four hours after the bombing and send reports about the killing<br />

and destruction to the British newspapers Times and Daily Express. 22 Together<br />

with Pablo Picasso's famous painting that was shown to the public on June 17,<br />

1937, these articles helped to shape the symbolic meaning of Guernica as a<br />

warning of the atrocities of war in general. Ian Patterson referred to the atrocities<br />

of the bomb war as a „propaganda gift” 23 for the Republican side, because soon<br />

posters appeared in cities in France, Netherlands and Britain showing pictures of<br />

childhood victims of the bombing of Madrid with the English and French<br />

captions „If you tolerate this, your children will be next” and „What are you<br />

doing to prevent this / Que fais-tu pour empêcher cela?” 24 As the language of the<br />

slogans shows, those posters were directed to the British and French public. <strong>The</strong>ir<br />

message was to show the atrocities of war to a Western audience and to admonish<br />

them against the dangers of fascist aggression. <strong>The</strong> intention of the posters was to<br />

mobilize the public in these democratic countries to put pressure on their<br />

governments to change the Appeasement Policy and give support to the Spanish<br />

Republic. <strong>The</strong> posters argued that fascist expansionism had to be stopped in<br />

Spain or else other European cities might be the next to be bombed and British or<br />

French children would be the next victims.<br />

But the British and French government did not change their policy and<br />

about a week after the bombing of Guernica events took place that made the<br />

21<br />

PRESTON, Paul: El contexto Europeo y Las Brigadas Internacionales. In: GALLEGO,<br />

Requena, LOSA, Manuel und Sepúlveda, MARIA, Rosa: Las Brigadas Internacionales. El<br />

Contexto internacional, los Medios de Propaganda, Literatura y Memorias. Ediciones le la<br />

Universidad de Castilla-La Mancha, Cuenca, 2003. 15.<br />

22<br />

SHELMERDINE, Brian: British Representations of the Spanish Civil War. Manchester<br />

University Press, Manchester-New York, 2006. 168.<br />

23<br />

PATTERSON, Ian: Guernica and Total War. Harvard University Press, Cambridge-Mass.-<br />

London, 2007. 15.<br />

24<br />

LEFEBVRE, Michel, SKOUTELSKY, Rémi: Les Brigades Internationales. Images<br />

Retrouvées, Seuil, Paris, 2003. 77.<br />

97


public doubt the democratic idea of the Spanish Republican government: from<br />

May 2 till 7, 1937 riots broke out in Barcelona, the city that was furthest away<br />

from the front. <strong>The</strong> fighting took place between anarchists and communist<br />

controlled police forces after the police forces had tried to regain control over<br />

the telephone exchange, which was controlled by an anarchist council since the<br />

outbreak of revolution. <strong>The</strong> fights continued for several days until the leaders<br />

of the anarchist labour union CNT summoned their affiliates to lay down their<br />

weapons. After the so called „civil war within a civil war,” 25 communists<br />

blamed the ultra-leftist Partido Obrera de Unificaón Marxista (POUM), who<br />

had been fighting on the side of the anarchists. <strong>The</strong> POUM was considered to<br />

be Trotskyist because one of their leaders had met with Leon Trotsky in the<br />

1920s. 26 <strong>The</strong> PCE justified persecution of the POUM leaders by accusing all<br />

alleged Trotskyists of being fascist spies. <strong>The</strong> statement of Leon Trotsky that he<br />

doubted whether the Spanish working class would be strong enough to win the<br />

war was interpreted by communists as a proof of Trotsky's support for Franco. 27<br />

<strong>The</strong>se events were internationally seen in the context of the Moscow trials<br />

against supporters of Trotsky and and it is assumed that the order to eliminate<br />

the leaders of the POUM was given by Moscow. 28 <strong>The</strong> May Events were thus<br />

interpreted as a proof of the danger of Soviet influence in Spain. Due to the<br />

unfair trials in Moscow and Barcelona, communist party members like Willi<br />

Münzenberg and independent leftists like Leopold Schwarzschild broke with<br />

communism and started to consider the Stalinist regime as totalitarian as the<br />

Nazi regime or Italian fascism. 29 For conservative and liberal observers,<br />

fascism now presented itself as the lesser evil because it preserved private<br />

property and commercial interests in Spain while both ideologies persecuted<br />

dissidents and denied freedom of speech in the same fashion.<br />

In the following 15 months, the European powers negotiated the withdrawal<br />

of foreign troops from Spain. <strong>The</strong> NIC had become more and more of a farce<br />

because it was obvious for all participants that Germany and Italy continued to<br />

supply arms and troops to the nationalist side. With the aid of the axis countries,<br />

Franco's troops had managed to conquer the whole northern part of Spain and<br />

reached the Mediterranean coast, splitting the Republican territory in two parts.<br />

Under these military circumstances in autumn of 1938, it was only a question of<br />

time until the Spanish Republic would be defeated. Only then did the German<br />

25<br />

SCHAUFF, Frank: Der verspielte Sieg. Sowjetunion, Kommunistische Internationale und<br />

Spanischer Bürgerkrieg 1936-1939. Campus, Frankfurt am Main, 2004. 40.<br />

26<br />

GRAHAM, Helen: <strong>The</strong> Spanish Republic at War 1936-1939. Cambidge University Press,<br />

Cambridge, 2002. 288.<br />

27<br />

ANONYMOUS: „Trotzki für Franco”, in: DVZ 2.10 (07.03.1937), 4.<br />

28<br />

KNETSCH, Gabriele: Der Bruderkampf der Linken. Die republikanische Parteipresse im<br />

Spanischen Bürgerkrieg. In: Tranvia 41 (1996), 18.<br />

29<br />

JASPER, Willi: Hotel Lutetia. Ein deutsches Exil in Paris. Hanser, Munich and Vienna,<br />

1994. 110.; BACHMANN, Jörg J.: Zwischen Paris und Moskau. Deutsche bürgerliche<br />

Linksintellektuelle und die stalinistische Sowjetunion 1933-1939. Palatium, Mannheim, 1995. 34.<br />

98


and Italian governments agree to the withdrawal of all international troops from<br />

Spanish soil: the Legion Condor and Italian Corpo Truppe Volontarie from the<br />

Nationalist side, and the International Brigades from the Republican side. This<br />

agreement was reached a few days after the the signing of the Munich Agreement<br />

on September 30, 1938 and left the Spanish Republicans under the impression<br />

that they were let down by the international community in the same way as<br />

Czechoslovakia. In a speech at the League of Nations the Spanish Republican<br />

foreign minister Julio Álvarez del Vayo tried one last time to appeal to the<br />

international community and remind them of the danger of expanding fascism,<br />

but the agreement in the NIC over Spain and the Munich Agreement made it<br />

obvious that the League of Nations had failed to preserve peace in Europe and<br />

was replaced by bi- and multi-lateral agreements among the different states. 30<br />

After the latest rejection to help the Spanish Republic and the Munich<br />

Agreement, Spanish and international leftist commentators were only concerned<br />

with one question: which country will be the next to be swapped by the fascist<br />

aggression? Most commentators believed that France would be the next target, as<br />

a contemporary cartoon illustrates: it shows a German and an Italian soldier<br />

marching from the destroyed Spain over the Pyrenees to France following an air<br />

plane dropping bombs on the Eiffel Tower. 31 Also Poland and the Soviet Union<br />

were discussed as being the next potential targets, leaving Stalin discomforted<br />

and after the Munich Agreement without an ally to count on. 32<br />

On April 1, 1939 General Franco officially declared the Spanish Civil War to be<br />

over and the Nationalists to be the winners. Shortly before that date, the Republican<br />

president Manuel Azaña had declared in a speech to the international public what<br />

were the reasons for the defeat of the Spanish Republic: the first and most important<br />

reason for the loss, according to Azaña, was the reaction of the British government in<br />

initiating a non-intervention policy that actually helped the Nationalists. <strong>The</strong> second<br />

reason was the conflict within the Republican zone between communists and<br />

independent leftist groups that weakened the defence. As a third factor, Azaña gave<br />

the military support of Nazi Germany and Fascist Italy to the National side. Franco's<br />

own military power and strategy was only ranked as forth and least decisive element<br />

in the defeat of the Spanish Republic. 33 <strong>The</strong>refore, all three major reasons for the loss<br />

of the Spanish Republic can be seen in the international dimension of the war. Since<br />

scholars agree that the fear of communism was the main motivation behind the<br />

British policy towards the Spanish republic and the communists are blamed for the<br />

escalation of the May Events in Barcelona and consequent political witch-hunts,<br />

communists are connected to the two main reasons given for the loss of the<br />

30 ANONYMOUS: „Von den spanischen Fronten”. In: DVZ 3.39 (25.09.1938), 6.<br />

31 ANONYMOUS: „Der neue Marsch”. In: Neuer Vorwärts 246 (06.03.1938), B1.<br />

32 MORADIELLOS, Enrique: El reñidero de Europa. Las dimensiones internacionales de la<br />

guerra civil española. Península, Barcelona, 2001. 258.<br />

33 Ouoted from: COLLADO SEIDEL, Carlos: Der Spanische Bürgerkrieg, Geschichte eines<br />

europäischen Konflikts. Beck, München, 2006. 164.<br />

99


Republicans. In the refugee camps in Southern France, where Spanish Republicans<br />

and German Interbrigadistas were placed in the spring of 1939, attempts to reunite<br />

the leftist forces against fascism failed because socialists, as well as ultra-leftist and<br />

liberals blamed the communists at least partially for the defeat of the Spanish<br />

Republic. 34 <strong>The</strong>refore, the communists were isolated in the leftist sphere of politics.<br />

This isolation reflected the isolation that Stalin found himself in after the<br />

Munich Agreement and the end of the Spanish Civil War. Because of this isolation,<br />

it is generally agreed, that the experience of the Non-Intervention farce in Spain<br />

and the Munich Agreement made Stalin conclude that the Soviet Union would not<br />

receive support by the Western Democracies in case of a German attack. 35 So, he<br />

tried to break the Soviet isolation by seeking a pact with Germany. This was the<br />

origin of the <strong>Molotov</strong>-Rippentrop pact concluded on August 24, 1939. 36<br />

<strong>The</strong>refore, it can be concluded that the Spanish Civil War was in fact a<br />

prelude to the <strong>Molotov</strong>-Rippentrop pact and World War Two: already the<br />

international reaction to the outbreak of the Spanish Civil War showed that the<br />

British government was more concerned about the spread of communism than<br />

about the expansion of fascism and the French were not able to help the Spanish<br />

due to internal pressures directed against communism. <strong>The</strong> formation of the<br />

International Brigades can be seen as an attempt of the Soviet Union to reduce<br />

international fears of communism by making them an explicitly non-ideological<br />

troop and by protecting private property in the republican zone. <strong>The</strong> bombing of<br />

Guernica raised fears against fascism in the public opinion of the Western<br />

countries. But the public was not able to shift their governments' policies because<br />

soon after the bombing the reaction of the Spanish communists to the Barcelona<br />

May Events and the connection drawn between the persecution of the POUM<br />

and the Moscow trials again discredited communism in the liberal countries. <strong>The</strong><br />

Munich Agreement and the NIC made it obvious that the liberal countries France<br />

and Great Britain were not interested in curbing the expansion of fascism or<br />

waging a war over the ČSR or Spain, and therefore would also not enter a war to<br />

defend the communist Soviet Union. This and the general blame on communists<br />

for the Spanish Civil War displayed the international isolation that the Soviet<br />

Union was trapped in the beginning of 1939. <strong>The</strong>refore, Stalin made the attempt<br />

to break this isolation by forming a non-aggression pact with the rival, who he<br />

feared the most: Nazi Germany. This makes the Spanish Civil War a prelude to<br />

the <strong>Molotov</strong>-Rippentrop pact. Of course, it can be argued, as Eric Hobsbawm<br />

34 MALLMANN, Klaus-Michael: „Kreuzritter des antifaschistischen Mysteriums”. Zur<br />

Erfahrungsperspektive des Spanischen Bürgerkrieges. In: GREBING, Helga, CHRISTL, Wickert<br />

(Hg.). Das „andere Deutschland” im Widerstand gegen den Nationalsozialismus. Beiträge zur<br />

politischen Überwindung der nationalsozialistischen Diktatur im Exil und im Dritten Reich.<br />

Klartext, Essen, 1994. 47.<br />

35 SCHAUFF, Frank: Der verspielte Sieg. Sowjetunion, Kommunistische Internationale und<br />

Spanischer Bürgerkrieg 1936-1939. Campus, Frankfurt am Main, 2004. 315.<br />

36 MORADIELLOS, Enrique: El reñidero de Europa. Las dimensiones internacionales de la<br />

guerra civil española. Península, Barcelona, 2001. 258.<br />

100


does, 37 that World War Two would have even broken out without the conflict in<br />

Spain but this belongs to „what-if” history and the facts that I presented in my<br />

article clearly show that there is a direct line between the reactions of the<br />

European powers to the Spanish Civil War and the Hitler-<strong>Molotov</strong> pact, which<br />

serves as prelude to the attack on Poland on September 1, 1939.<br />

37<br />

HOBSBAWM, Eric: Das Zeitalter der Extreme. Weltgeschichte des 20. Jahrhunderts.<br />

DTB, Munich, 2007. 202.<br />

101


102


Kałan, Dariusz<br />

<strong>The</strong> Ukrainian Question in German Foreign Policy<br />

(March 1938 - September 1939)<br />

Ukraine has played a great role in German political thought since at least<br />

18 th century. In the complex of common projects, the essential issue was the<br />

image of Ukraine as a path to Russia. Writers, politicians and historians, such<br />

as <strong>The</strong>odor Schiemann, Friedrich Naumann or Paul Rohrbach, the author of<br />

often-quoted maxim „who reigns in Kiev, reigns in Moscow” 1 , were convinced<br />

that the capture of Ukraine will become the grounds for economic and political<br />

crash of Russian Empire.<br />

However, the revival of folkish ideology in the early 1920s along with a<br />

new geopolitical conceptions designed by Friedrich Ratzel and popularized by<br />

Karl Haushofer allowed the role of Ukraine itself to be identified and valued.<br />

Haushofer, a professor of the University of Munich and creator of theoretical<br />

background of Adolf Hitler’s foreign policy, directed the German geopolitical<br />

expansion eastward. In his opinion there was a need to search for so-called<br />

„living space” (Lebensraum) for Germany due to its rise to greater prominence<br />

in Europe. Ukraine, abounded with fecund soils and numerous of raw<br />

materials, full of wild unspoiled landscapes, has been considered the perfect<br />

place for German colonization. Hence, during the 1930s Nazis didn’t lose sight<br />

of Ukraine as the crucial facet of all the variations of their eastern policy<br />

projects. <strong>The</strong> most audacious one, created by Richard Darré in 1932, assumed a<br />

German leadership role in the territories from Finland in the north through<br />

Poland, Ukraine, Hungary and Balkans to Georgia in the south 2 .<br />

Though Hitler did not mention Ukraine itself in an exposition of his political<br />

ideology in „Mein Kampf”, he clearly knew that Ukraine is crucial for<br />

Lebensraum to be successfully implemented. Hermann Rauschning, the author<br />

of „Hitler Speaks”, cited the Poland-related conversation with Führer from<br />

1934. Rauschning had suggested that Polish government would take back some<br />

selected western territories bordering with Germany, but in return should be<br />

given soils located at the Baltic Sea (Lithuania) and at the Black Sea (Ukraine).<br />

After Hitler carefully analyzed this proposal he finally declared: „<strong>The</strong>se<br />

gentlemen will have to Ukraine slip their mind” 3 . Obviously, this short<br />

statement is nothing like how Ukraine was described during the World War II.<br />

Four months after the Germany’s invasion of the Soviet Union Hitler wrote:<br />

„<strong>The</strong>re is no country that can be to larger extent autarkic than Europe will be.<br />

Where is there a region capable of supplying iron of the quality of Ukrainian<br />

1<br />

WILSON, Andrew. Ukraińcy. Translated by Marek Urbański. Warszawa, 1992. 306.<br />

2<br />

RAUSCHNING, Hermann: Rozmowy z Hitlerem. Translated by Ryszard Turczyn.<br />

Warszawa, 1994. 44.<br />

3<br />

Ibidem, 130.<br />

103


iron? Where can one find more nickel, more coal, more manganese, more<br />

molybdenum? Ukraine is the source of manganese to which even America goes<br />

for its supplies. And, on top of that, so many other possibilities! <strong>The</strong> vegetable<br />

oils, the heave plantations to be organized. With 100,000 acres devoted to the<br />

growing of rubber, our needs are covered”. 4<br />

Among reasons which Hitler was given to explain eastern territorial<br />

expansion was also strong racial attitude and memories of German control over<br />

Ukraine in 1918 5 . That experience reinforced his belief that the Ukrainians are<br />

precarious and untrustworthy allies, almost bolshevists, and even the<br />

Belarusians were much more prized by him 6 . In the final analysis, Nazi view of<br />

Ukraine, that so-called „new Indian Empire” 7 , was affected by both the image<br />

of unused economic potential, which includes Ukraine’s considerably role in<br />

petroleum transit from Caucasus, and Hitler’s immense contempt for Slavs<br />

living there, who were find incapable of efficient self-organization. According<br />

to Nazi ideology Slavs were directly created to either the post of labor force or<br />

just to undertake diversionary actions against the Soviet Union.<br />

Surprisingly, Germany enjoyed respect in Ukraine. <strong>The</strong> issue that inflamed<br />

pro-German attitude of Ukrainian independence movement in general was in<br />

fact experience of World War I, namely German intervention in 1918 and<br />

proclamation the Hetmanate by Pavlo Skoropadskyi. That short period bore no<br />

resemblance to the bolshevists repressions of that time. On the contrary, the<br />

German occupation resulted in relative restoration of economic institutions as<br />

well as comparative political stability. 8 Many Ukrainians pointed to the rise of<br />

chaos after backdown of the German army in November 1918 as cautionary<br />

tales of what can happen without their protection. <strong>The</strong> Germans were very<br />

often declared to be exponents of higher civilization and counterbalance for the<br />

wild Russians. <strong>The</strong>refore, in the 1920s it was Berlin that has became an<br />

important centre of Ukrainian emigration.<br />

Moreover, the Ukrainians found it prudent to cooperate with Germans<br />

during the 1930s 9 because of mutual resentment. Both Germany and Ukraine<br />

4 Bormann-Vermerke. cz. I (tzw. „gawędy domowe” Hitlera z lat 1941-1944). In:<br />

ZABOROWSKI, Jan (ed.): „Generalplan Ost”. Koncepcje i plany polityki wschodniej Adolfa<br />

Hitlera (wybór tekstów). Warszawa, 1997. 107.<br />

5 HRYCAK, Jaroslav: Tezy do dyskusji o UPA. In: Idem. Nowa Ukraina. Nowe interpretacje.<br />

Wrocław, 2002. 92.<br />

6 HITLER, Adolf: Rozmowy przy stole 1941-1944. Charyzma 1996. 88.<br />

7 Bormann-Vermerke, cz. I…, 110.<br />

8 MEDRECKI, Włodzimierz. Niemiecka interwencja na Ukrainie w 1918 roku. Warszawa,<br />

2000. 306-307.<br />

9 Although Ukrainian nationalists have kept in touch with NSDAP since 1921, their mutual<br />

relations developed during next decade, especially when Nazis came to power in Germany in 1933.<br />

Hitler put the Ukrainians to use in undertaking diversionary actions against the USSR and in<br />

forming intelligence network in East Europe and Balkans. <strong>The</strong> cooperation was much strengthened<br />

in 1933, when in Munich Ukrainian National Federation (UNO) was designed. UNO was formally<br />

liable for caring for the Ukrainians living in Germany, but its authorities was totally subordinated to<br />

104


were remarkably dissatisfied with the new world order to be imposed in<br />

Versailles. For Ukraine lack of international support at the conference cost of<br />

losing dreams about its own statehood. 10 Ukrainian territory has been divided<br />

into four countries: Poland, Czechoslovakia, Romania and the Soviet Union.<br />

Indeed, the Ukrainians demanding revision of the borders had much in<br />

common with German National Socialist Movement.<br />

<strong>The</strong> introduce of a German territorial expansion had a great impact on the<br />

Ukrainian question. <strong>The</strong> annexation of Austria in March 1938 as well as<br />

favorable results of the Munich Conference six month later, led Germany to<br />

facing with territorial claims of other nations, which were encouraged by the<br />

silent acquiescence of the Western powers in Munich. <strong>The</strong> object of interest of<br />

Hungary, Slovakia, Poland and Ukraine was Czechoslovakia, yet greatly<br />

weakened by losing Sudetenland. In late autumn of 1938 partition of<br />

Czechoslovakia was carried on: backed by Hitler Slovakia declared autonomy,<br />

Poland regained Zaolzie and Hungary started an occupation border areas in<br />

accordance with the First Vienna Award.<br />

Soon after the implementation of Munich Agreement also Rusyns living in<br />

Carpathian Ruthenia seized their opportunity and declared autonomy within<br />

Czechoslovakia. Who were they? In interwar period they had succeeded in<br />

having cultural, language and political freedoms. Those concessions would<br />

enable them to have their own national clerisy. 11 Likewise Ukrainians from the<br />

other side of Carpathian mountains, they were also permeated by independence<br />

thought. <strong>The</strong> issues of the proclamation of autonomy in October 1938,<br />

formation of the government by pro-Ukrainian Avgustyn Voloshyn and<br />

creation of the military organization named Carpathian Sich, swiftly raised<br />

hope for unification of all Ukrainian territories. Carpathian Ruthenia<br />

(Carpatho-Ukraine) started to be identified as „Ukraine’s Piedmont”.<br />

Germans did their best to support Ukrainian hopes, mostly unofficially.<br />

<strong>The</strong>y not only did not object to the autonomy but also in accordance with an<br />

economic agreement of 7 December 1938 they increased the food and wood<br />

supply and pledged infrastructure investment in Carpatho-Ukraine 12 . <strong>The</strong><br />

person in the German government who made the recommendation that<br />

Germany should seek to back up efforts of the Ukrainians was the Minister of<br />

Foreign Affairs, Joachim von <strong>Ribbentrop</strong>. <strong>The</strong> <strong>Ribbentrop</strong>’s view was nicely<br />

summarized by his Italian colleague and counterpart, Galleazzo Ciano.<br />

Nazis. Contacts between the Germans and Ukrainian nationalists in Ukraine were maintained<br />

unofficially (by the agency of Riko Jarij) because the Germans were afraid of taking consequences<br />

of the OUN’s activity, which was becoming more and more extremist. TORECZKI, Roman:<br />

Kwestia ukraińska w polityce III Rzeszy (1933-1945). Warszawa, 1972. 119-125.<br />

10 Lack of international support is the main reason for failure of Ukrainian revolution 1914-<br />

1923 according to Jaroslav Hrycak. HRYCAK, Jaroslav: Nowa Ukraina. Nowe interpretacje.<br />

Wrocław, 2002. 75-76.<br />

11 O. Subtelny. Ukraine: A History. Toronto 1994, p. 448-449.<br />

12 TORECZKI, Roman: Kwestia ukraińska w polityce III Rzeszy (1933-1945). Warszawa, 1972. 166.<br />

105


According to his diaries, the main reason of <strong>Ribbentrop</strong>’s attitude was anger<br />

with Hungarian attempts of imperial policy 13 . In January 1939 at the closed<br />

meeting with German generals he presented his vision of the future fate of<br />

Ukraine. He said: „<strong>The</strong> Ukrainian question allows us coup de grace of Poland as<br />

well as the USSR to be inflicted. Taking everything into consideration, we can<br />

carry on implementing the ideological purpose of our eastern policy, which is to<br />

create „Great Ukraine” consisting of all ethnographic Ukrainian territories in<br />

the USSR, Poland and Transcarpathia. (…) Obviously, this country will survive<br />

only thanks to unconditional devotion to Germany. <strong>The</strong> division of Poland and<br />

the USSR will result in the augmentation of our activity in the east and finally<br />

make us to rule according to the maxim „divide et impera”. We are aware that<br />

the first step to bring it off is „Carpatho-Ukraine” 14 .<br />

It’s worth mentioning that <strong>Ribbentrop</strong>’s conception was characterized by<br />

variation of the famous Alfred Rosenberg’s idea. Rosenberg, in the 1940s head<br />

of the Reich Ministry for the Occupied Eastern Territories, observed that the<br />

Soviet Union was not a monolithic state, but rather a conglomerate of many<br />

small nations. He suggested that Germany should appeal to the non-Russian<br />

nationalities’ quest for freedom, arguing that such an appeal would reduce the<br />

force of Soviet resistance. <strong>The</strong>re is the mistaken impression that Rosenberg as<br />

well as <strong>Ribbentrop</strong> acted in opposition to Hitler. Ihor Kamenetsky rightly<br />

mentioned, that „in reality, there is not a substantial difference in their attitudes<br />

and actions regarding German Lebensraum” 15 . <strong>The</strong> ultimate goal of all of them<br />

was to make Ukraine to be subordinated to Germany on the one hand and to<br />

adapt eastern territories to the needs of German colonists on the other.<br />

<strong>The</strong> Carpatho-Ukrainian experiment lasted only five months and even<br />

proclamation of independence in a symbolic gesture of Voloshyn did not stop<br />

Hungarian annexation of that territory in March 1939. <strong>The</strong>re are at least three<br />

reasons of its failure:<br />

1. Firstly, there was absolutely no support from Western powers. France<br />

and England as well as the Soviet Union declared desinteressment.<br />

Furthermore, it was not just Hungary who has ordered territorial changes.<br />

Carpatho-Ukraine had to struggle with Polish objections, too. Both Poland and<br />

13<br />

On 28th October, 1938 Ciano noted in his diary: „<strong>Ribbentrop</strong>’s attitude is hostile towards<br />

Hungary, whereas Czechs are unashamedly supported by him”, and Italian minister has in mind<br />

the Carpathian issue itself. In November Ciano described negotiations between Italy and<br />

Germany, which eventually resulted in First Vienna Award. <strong>The</strong> Italians advocated Hungary<br />

which strongly requested a recapture of Carpathian Ruthenia, whereas the Germans, represented<br />

by <strong>Ribbentrop</strong>, sought to tone down Hungarians’ pretensions. CIANO, Galeazzo: Dziennik 1937-<br />

1943. Edited by T. WITUCH. Pułtusk, 2006. 258.<br />

14<br />

TORECZKI, Roman: Kwestia ukraińska w polityce III Rzeszy (1933-1945). Warszawa,<br />

1972. 161-162.<br />

15<br />

KAMENETSKY, I.: German Colonization Plans In Ukraine during World War I and II.<br />

In: TORKE, Hans-Joachim, HIMKA, John-Paul (ed.): German-Ukrainian Relations in Historical<br />

Perspective. Toronto, 1994. 101.<br />

106


Hungary sought to set up a common border and additionally Polish government<br />

remonstrated with the recruiting Ukrainian nationalist politicians prosecuted in<br />

Poland in Carpatho-Ukraine administration. 16<br />

2. Secondly, at least since the death of Yevhen Konovalets in March 1938<br />

there was a deep division within Organization of Ukrainian Nationalists<br />

(OUN), the main independence movement in Ukraine. <strong>The</strong>refore, some<br />

politicians expressed their skepticism about special role of Carpatho-Ukraine,<br />

while others, the young ones, joined the Carpathian Sich en masse.<br />

3. And thirdly – the most important thing – the German view. It was<br />

Hitler who approved Hungarian annexation of Carpatho-Ukraine. What did<br />

happen with the project of „Great Ukraine” 17 ? Faced with two rival plans,<br />

Hungarian and Ukrainian, Hitler’s approach was to say yes to the stronger one.<br />

Hungary, at least since the time that Bela Imredy was appointed prime minister,<br />

has belonged to the closest allies of Germany. Thus far they had consented to<br />

German economic penetration and – what probably was decisive – on 24 th<br />

February 1939, a month before an invasion, they joined the Anti-Comintern<br />

<strong>Pact</strong>. Moreover, it’s pointless to pretend that Hitler or anybody from his tight<br />

inner circle was a slavophile; as a matter of fact day after crash of Carpatho-<br />

Ukraine Hitler intimated president of Czechoslovakia Emil Hacha into<br />

accepting the German occupation of the Czech rump state. Yet in this case, the<br />

idea of „Great Ukraine” – and <strong>Ribbentrop</strong> must have known it – was<br />

exaggerated and inconceivably in winter 1938/1939. Questions of Galicia,<br />

Volhynia and the Soviet part of Ukraine must have been left unanswered,<br />

because plans of any territorial changes of Poland and – notably – the Soviet<br />

Union at that moment would go too far.<br />

What were the consequences for German-Ukrainian relations of failure of<br />

Carpatho-Ukraine? Although the episode served as a graphic illustration of<br />

how little Ukrainians could depend on the goodwill of Hitler, he was<br />

continuously reported to be deliverance by many politicians in Ukraine. It was<br />

Hungary and Poland that in their opinion bore all the blame for the decline of<br />

Carpatho-Ukraine. In April 1939 Andrij Melnyk, a leader of the OUN,<br />

16 PAGEL, J.: Polska i Związek Radziecki w czasie kryzysu czechosłowackiego<br />

(marzec-październik 1938). In: SIERPOWSKI, Stanisław (ed.): Niemcy w polityce<br />

międzynarodowej 1919-1939. Tom III- W dobie Monachium. Poznań, 1992. 343. Hungary<br />

was also afraid of the Ukrainian nationalist politicians, see more: MARUZSA, Zoltán: A<br />

meg nem valósult területi gyarapodás. Német-magyar diplomáciai tárgyalások<br />

Magyarország terjeszkedéséről a Keleti-Kárpátokon túl 1941-42 folyamán. 403-415. pp.<br />

In: Eszmék, forradalmak, háborúk. Vadász Sándor 80 éves. Szerk.: Háda Béla, Ligeti<br />

Dávid, Majoros István, Maruzsa Zoltán, Merényi Krisztina, Petneházi Margit. <strong>ELTE</strong> <strong>BTK</strong><br />

Új- és Jelenkori Egyetemes Történeti Tanszék, Budapest, 2010.<br />

17 It’s worth mentioning that project of „Great Ukraine” was not openly supported by<br />

authorities of Carpatho-Ukraine. On the contrary, Voloshyn stressed that his main aim is to<br />

maintain good relations with neighbouring countries and he rather opted for „organic work”<br />

within Carpatho-Ukraine. GRELKA, Frank: Polityka III Rzeszy wobec ukraińskich zmagań<br />

niepodległościowych w latach 1934-1941. In: Biuletyn Ukrainoznawczy, 12/2006. 66.<br />

107


announced: „We have no active allies on the world, apart from Germany. <strong>The</strong>y<br />

are against all our occupants” 18 . Indeed, Germany was described as the lesser<br />

of two evils, because they were not an occupant on the one hand and were not<br />

acquainted with the Soviet Union on the other. Moreover, the common priority<br />

of Ukrainian and German policy, which was a revision of the order of<br />

Versailles, remained current.<br />

Surprisingly, groups affected by pro-German orientation did not doubt even<br />

after the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>. Though, for others that was a sight that<br />

redefinition of policy needs to be done. <strong>The</strong> growing resistance against official<br />

statement of the OUN executives subsequently was exemplified by the OUN’s<br />

split into two parts in 1940, with the older more moderate members supporting<br />

Melnyk and the younger and more radical supporting Stepan Bandera. But total<br />

rejection of hopes connected with the German intervention was quite<br />

unrealistic; when on 17 th September 1939 Soviet army started an invasion of<br />

Poland, for Ukraine it meant not only long-anticipated unification of Ukrainian<br />

territory, but also – soon after – it resulted in Soviet political and economic<br />

repressions. Hence, the myth of the Germans as some kind of liberators had<br />

maintained until German army came to Ukraine in 1941 and implemented their<br />

own prosecutions.<br />

18<br />

TORECZKI, Roman: Kwestia ukraińska w polityce III Rzeszy (1933-1945).<br />

Warszawa, 1972. 182.<br />

108


Public Reactions to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />

109


110


Baptiste, Antoine<br />

What did French MPs think about it? Political reactions and speeches<br />

about <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact.<br />

As French historians have been little attention about it, 1 1939 French MPs<br />

have little interview in German-Soviet pact. <strong>The</strong>y have remained silence most<br />

of the time in Hemicycle as in the Palais-Bourbon corridors. And the few<br />

interventions we could found in the French press are, most of the time, fleeting,<br />

without any substance. We also find this quietness in French scientific works in<br />

which the analysis of the MPs reactions is completely reduce very often to a<br />

few lines.<br />

Yet the international situation is the most execrable situation : Munich,<br />

Czechoslovakia, Steel <strong>Pact</strong>, Italian political expansionism, Spanish civil war<br />

and the Polish aims of the hitlerian wills. Actually, the German-Soviet pact<br />

chooses „l'ultime étape [...] d'une longue période de tensions internationales” 2<br />

during which French political life is influenced by a lot of information and<br />

different pretension of the Third Reich offensive policy.<br />

Thus it is more surprising that in such context of the rise of perils which<br />

leads directed to the war – we don’t know it yet at that time, and we are see that<br />

a lot of people don’t think about it – the elected people of the Nation were<br />

prostrated in a silence which become deafening. Such a paradox must drow the<br />

historian’s attention how is surprised by such dissension. Where are the<br />

speeches address to the gallery? <strong>The</strong> invectives between political parties?<br />

Where are the strong opinions, calls to the people in the press and on the radio?<br />

Actually, nowhere. In front of this lack of speech and of argued debate, the<br />

material necessary to the historian, the sources, matrix of his reflexion, is<br />

considerably reducing. 3 A problem without solution is not a problem, lets take<br />

this lack of sources on the other way round and makes a demonstration in the<br />

1 About the french historiographic report of <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact read: LACHAISE,<br />

Bernard: L'historiographie du pacte <strong>Ribbentrop</strong> – <strong>Molotov</strong> en France depuis 1945.,<br />

communication (published in this book) at the international conference, <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact<br />

August 1939 and this European effects at <strong>ELTE</strong>, Budapest, December 3 th and 5 th 2009.<br />

2 BRUNET, Jean-Paul: La presse française et le pacte germano-soviétique (août 1939), In:<br />

Relations internationales, 1974, n 2, 187-212.<br />

3 By lack of informations on the first selected subject : <strong>The</strong> <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact to the<br />

Palais-Bourbon, the corpus of sources, initially centered on the parliamentary debates of the<br />

period, was extended to the MPs reactions and speeches in the French press of 1939, in particular<br />

the great figures and the parliamentary presidents of groups. Were targeted by our research: Léon<br />

Blum (SFIO), Albert Chichéry (Radical Party), Renaud Jean (PCF), Maurice Thorez (PCF),<br />

Jacques Duclos (PCF), Marcel Gitton (PCF), Joseph Denais (Republican Federation), Léon<br />

Barety (Democratic Republican Alliance), Gabriel Lafaye (USR), Georges Mandel (Republican<br />

Independence), Jean Ybarnegaray (French Social Party) and Édouard Daladier in the double<br />

focal distance of president of Council, minister for the War and National defense, and great<br />

figure of the Radical Party.<br />

111


negative, an analysis of the disappearance of the French MPs from the public<br />

stage about the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact.<br />

It is seems use for this to take into account the few month previous to the<br />

signature of German-Soviet pact in order to analyse in a global way the perception<br />

of the MPs of the European situation. This brief flashback makes us to understand<br />

better the reactions rather the absence of reactions of the MPs facing diplomatic Uturn,<br />

an agreement for the war. 4 Yet, the MPs eventually take hold the subject but<br />

not in analysis way; they take it as a pretext for internal quarrels. <strong>The</strong> pact is no<br />

longer the subject of the debate, it is a political excuse.<br />

„Croquemitaine se dégonflera?” 5 A political analysis of the international<br />

situation by the French MPs<br />

We think it is pertinent here to carry out a flashback of a few months, one<br />

year at the most, in order to understand which was the MPs frame of mind<br />

facing an alarming European situation and thus to seize a global political<br />

analysis.<br />

Still marked by the First World War throes, the French society, and its<br />

elected representatives, is largely crossed by anxious tensions around the<br />

macabre memories of the trenches. <strong>The</strong> French still have under the eyes the<br />

scares, almost indelible for this generation, felt by the war on the French social<br />

body and on France in general. As many wounds which did not know the<br />

cicatrisation. 6 In fact, the desire of peace is a major feeling, almost daily, of the<br />

French, relayed at the national level by their MPs who do not escape the rule.<br />

Chamberlain develops in Munich the „gentleman agreement” with a strong<br />

idea of conservation of peace and Daladier presents the agreement as least bad<br />

of the compromises in order to safeguarding France. 7 However is it necessary<br />

to present the parliamentary body like a soft entity will stop at nothing to<br />

preserve peace or suffering from a political blindness facing the rise of perils?<br />

Certainly not. And if its international perception is erroneous - we will see why<br />

- it is necessary to bring a nuance to the MPs blindness about this subject.<br />

Thus, not very obvious in the text, that is much more in the substance of<br />

Daladier’s speech, it acts to temporize, save time in order to be able to make<br />

4<br />

DUROSELLE, Jean-Baptiste: Politique étrangère de la France. La décadence. 1932-1939.<br />

Seuil, Paris, 1979.<br />

5 th<br />

CLAUDEL, Paul in Le Figaro, August 18 1939, quoted in DUROSELLE, Jean-Baptiste,<br />

op. cit., 1979.<br />

6<br />

On psychological impact of the Fist World war on the French society, to see: AUDOIN-<br />

ROUZEAU, Stéphane: 14-18. Les combats des tranchées. Armand Colin, Paris, 1986. and of the<br />

same autor: L'enfant de l'ennemi. 1914-1918. Aubier, Paris, 1995. and SANTAMARIA, Yves:<br />

Le pacifisme, une passion française. Armand Colin, Paris, 2005. <strong>The</strong>se autors explain how the<br />

extreme violence of this conflict radiated in the society and which were the consequences.<br />

7<br />

DU RÉAU, Elisabeth: L'ordre mondial de Versailles à San Francisco, juin 1919 – juin<br />

1945. PUF, Paris, 2007.<br />

112


safe Europe, a part to say the least, by the means a Franco-British<br />

rapprochement way and a rhythmic development of armament of the two states.<br />

Objective is not to oppose in a frontally way to the fascistic policies but to<br />

make a counterweight by intimidation. It should be stressed that one speaks<br />

about rapprochement, it is not question about alliance yet. <strong>The</strong> year 1939 is<br />

year of the realization of the Front of Peace around Franco-British alliance<br />

which aims „étudier les perspectives d'actions communes dans l'hypothèse<br />

d'une guerre longue” 8 . How to understand this wing? Let us study a significant<br />

case, that of the Radical Party, 9 which informs us on the phenomenon. Between<br />

the end of 1938 and the beginning of 1939 the militants and especially radical<br />

elected representatives decide in favour of the firmness way facing Hitler. <strong>The</strong><br />

frank stances of Daladier which counteract the Italian claims to the French<br />

colonial empire collect the party assent, and the one of a great majority of the<br />

political world. <strong>The</strong> way of firmness is here in preparation and the decisive<br />

reversal carry out at the time of the parliamentary session of March 17 th 1939,<br />

two days after Hitler’s trick in Czechoslovakia. For the radical MPs, followed<br />

by a very great number of their colleagues of different political sensibilities,<br />

German offensive is intolerable. <strong>The</strong> tone of the debates lets sting a hardening<br />

will of the French policy toward Germany. 10 <strong>The</strong> Radical Party approves the<br />

speech of Daladier, made on March 29 th 1939, an „énergique fin de non<br />

recevoir aux propositions de conversation de Mussolini” 11 and expression of<br />

the French resolution wildly opposite to any new overthrow in Europe. <strong>The</strong><br />

evolution is clear from Munich: the delaying, the French MPs passed to<br />

assertion of European safety by hard policy expression vis-à-vis the German<br />

chancellor who cannot be held any more, with his government, like a<br />

confidence interlocutor. In the governance and in the negotiation, the tone is<br />

resistance.<br />

In this context is developing and finalizing the Front of Peace to the West<br />

but in the governments and MPs mind, clearly affirm the necessity of an<br />

enlarging of the Front to the East in order to weaken and to contain hitlerian<br />

expansionist slightest sign. USSR affirms itself as obvious ally around the<br />

Polish question. In spite of the unquestionable antagonism between Soviet<br />

ideology and those of the various parties present at the National Assembly,<br />

excepted the PCF (French Communist Party), national interest precedes and the<br />

negotiations are committed in objective to lead in a short time to a three-party<br />

alliance enclosing the Third Reich. Thus the policy toward Germany hardens<br />

alliances are reflected and unit starts to be done behind the Nation. It<br />

establishes a context characteristic of international very high voltages which<br />

8 DU RÉAU, Elisabeth: op. cit., 2007.<br />

9 BERSTEIN, Serge: Histoire du Parti radical. Presses de la Fondation nationale des<br />

sciences politiques, Paris, 1982.<br />

10 JODRF, Mach 18 th 1939.<br />

11 BERSTEIN, Serge: op. cit., 1982.<br />

113


can let think of an imminent war possibility. But it is nothing of the sort. <strong>The</strong><br />

theory of Hitler’s bluff is a theorem in Parliament which justifies the firmness<br />

policy applied by France from an escalation perspective. <strong>The</strong> principle is that<br />

which will yield the first. For the French MPs, the war is not thinkable: Hitler<br />

is bluffing, the Front of Peace imposes itself on West as on East and<br />

negotiations with the USSR are committed. And it is here the ultimate error of<br />

the members of House. Stand apart of negotiation by an executive which works<br />

alone, the MPs are not informed neither the French-British conflicts nor Soviet<br />

equivocations which make to drag on talks. Deprived of all this information,<br />

idea of an event contravening the sequences of facts as they perceive it, them<br />

do not even cross their mind. And Ceretti, communist deputy, to say: „Clément<br />

[Fried] qui avait tout prévu [...] sauf la guerre.” 12<br />

A huge quiet in the French National Assembly rows: the nonreactions<br />

of MPs<br />

It is initially edifying to note that National Assembly is put on parliamentary<br />

leave since its last session of August 17 th 1939 and that in spite of the Leon<br />

Blum’s exhortations to resume parliamentary work, exhortation to which<br />

Daladier remains deaf, the House meet only one, on September 2 nd in<br />

extraordinary session before taking again it usual exercise on September 23 rd . 13<br />

It is necessary to see here a first reason of this absence of speeches and debates<br />

to the National Assembly, MPs being returned in their districts. It is then<br />

astonishing to compare attitude of British elected representatives with their<br />

French counterpart one. <strong>The</strong>y are at the very least antagonistic. Between the 1 st<br />

and the September 3 rd , the House meets three times. <strong>The</strong> discussions are largely<br />

opened, all the subjects are tackled and many are those which intervene and<br />

inveigh directly, sometimes unceremoniously, Chamberlain for his inaction.<br />

<strong>The</strong> debates are surging but they exist and that does not slow down therefore<br />

the consultation of British public opinion through its elected representatives. It<br />

is, according to Jean-Baptiste Duroselle, this parliamentary surge which<br />

decides on the Prime Minister's Office to act. 14 On the other hand, in France,<br />

12 On the pacifist policy and impressing society of safeguard of peace that Georges Bonnet to<br />

be led to the Quay d'Orsay, to see: PUYAUBERT, Jacques: Georges Bonnet (1889- 1973). Les<br />

combats d'un pacifiste. Presses Universitaires de Rennes, Rennes, 2007. <strong>The</strong> author proposes<br />

pacifism, almost like a religion, which lays down the policy of the ministre until beginning of<br />

war, and lasts even a few days after the French declaration of September 3 rd , as well as the very<br />

dynamic activity which implements in order to prex-serve peace, a true obsession for this man<br />

who will say to have „encore quinze heures pour sauver la paix” after the Germans troops<br />

invaded the Polish territory.<br />

13 CÉRETTI: À l'ombre des 2T, Juillard, 1973. quoted in VIDAL, Georges: La Grande<br />

Illusion ? Le Parti communiste française et la Défense nationale à l'époque du Front populaire.<br />

Presses Université de Lyon, Lyon, 2006.<br />

14 DUROSELLE, Jean-Baptiste: op. cit., 1979.<br />

114


the unique extraordinary session of the House does not demolish its usual<br />

protocol, although military funds adoption is subjected to the vote, no incident<br />

is to be raised during session. 15 So takes place the ceremony. Edouard Herriot,<br />

president of the House, is given an ovation by all the MPs, including<br />

communists, when he pronounces his speech and expresses „la réprobation de<br />

tout être droit” 16 for the German-Soviet pact. Follows a text of the president of<br />

the Republic, Albert Lebrun, the big commonness, read by Daladier expressed<br />

himself in the name of the government, as president of council. In no way in<br />

his speech, he makes reference to the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact. After the<br />

ceremonial must be directly made the vote, it was expected that nobody speaks<br />

but a MPs, Bergery, tries all the same to engage an in-depth debate. He must be<br />

solved with silence under the pressure of an insisting Chairman and a<br />

disruptive House. <strong>The</strong>re is no argued discussion about foreign policy questions,<br />

in spite of the requests of isolated MPs. If no discussion is led on the entering<br />

the war of France during a session dedicated to its financing, we do not find<br />

more comments on the German-Soviet pact while no session adjoins its date of<br />

signature, or is particular him.<br />

However, only once and in only once place, the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact<br />

was approached as a subject with day order. It is about a session of the Foreign<br />

Affairs Commission held on August 26 th 1939 in plenary session. 17 Many<br />

political officials are present and, in Le Temps opinion, this session makes it<br />

possible to know the position of the various parties of the French political<br />

world, but this analysis is a little presumptuous. If the majority of the parties<br />

send a delegation to the Commission, the day order is rather quickly canted: the<br />

MPs deliver their opinion on the pact – the condemnation is unanimous – but<br />

very quickly take shape the internal political oppositions and in „une<br />

réprobation complète et unanime” 18 the elected representatives of all edges<br />

make fire on the Communists who defend the thesis of an act for peace on<br />

behalf of USSR. <strong>The</strong> members of the Commission speak about „acte de haute<br />

trahison internationale” 19 and analysis does not push further. <strong>The</strong> remainder of<br />

the session aims to the condemnation of the intrigues of the Communist MPs in<br />

adhesion with Moscow view. Elsewhere, the official statement of the<br />

Commission translates strong intern suspicions towards the Communists almost<br />

marked spying and voted motion denounces without much enthusiasm the<br />

signature of the pact but announces all the same that „loin d'écarter le danger<br />

15 rd<br />

JODRF, September 3 1939.<br />

16<br />

Idem.<br />

17 th<br />

We found his trace on page 3 of Le Temps dated August 27 1939 without being able to<br />

obtain an integral transcription of the meeting what thus obliges us to satisfy us with the report of<br />

the newspaper, with its information and its analysis. It retranscibes sometimes pieces of the<br />

debates which took place in the commission.<br />

18 th<br />

Le Temps, August 27 1939.<br />

19 Idem.<br />

115


de la guerre [il] ne fait que l'aggraver”. 20 We find here another reason of the<br />

MPs silence. This Commission was as an arena where passions broke out, as<br />

mush first steps to the internal quarrels which mark the French political life<br />

during the day which follow. However, this Commission did not make echo,<br />

that probably explain by the fact that one to tear to pieces in slides but it is<br />

necessary to make good figure and post unit during the Parliament session in<br />

these time of extreme international tensions. <strong>The</strong> House remains rather<br />

hermetic with any form of debates, relayed in the appendices of the Parliament<br />

and deprives to us thus an essential dimension in order to understand the<br />

quietness of the MPs on the pact subject.<br />

Perhaps is necessary it to continue research out of the Palais-Bourbon walls<br />

and to delay in the political press columns of the Third Republic. 21 If the<br />

speeches global board of representatives of the various political parties can be<br />

reduced to a white page, it is obvious that this additional silence of the MPs is<br />

not insignificant. More general studies about political parties, 22 even if they<br />

devote to it some lines, as well as Jean-Paul Brunet’s article about the<br />

<strong>Ribbentrop</strong>-<strong>Molotov</strong> pact in the French press, 23 grant to say that the surprise<br />

strikes a large part of parliamentary body. And it is Blum which expresses the<br />

better this state of mind because he is, moreover, the only one to formalize his<br />

„stupeur” 24 ; this stupor which does it sometimes to mislay in conjecture when<br />

he tries to replace this diplomatic volte-face in an international context in order<br />

to give it an explanation. If must see here the main reason of the MPs quietness<br />

at the time of the signature pact announced. Event is clearly posted in the press:<br />

the headlines express a feeling of a dramatic turn of events and it there no<br />

reason to the MPs escape that, taking into account the explanations has which<br />

we gave higher. But the surprise does not last. <strong>The</strong> <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact,<br />

20 <strong>The</strong> officiel statement and motion written by the Commission are retranscribed completely<br />

in the article of Le Temps, August 27 th 2009.<br />

21 <strong>The</strong> studied newpapers all are of the political newpapers, press agencies official party : Le<br />

Populaire, L'Humanité, or politized: La Dépêche, Le Temps and Le Figaro. <strong>The</strong> studied numbers<br />

are published between August 20 th included and on September 5 th included. <strong>The</strong> choice of the<br />

dates is subjected to a will of effectivness, in order to not to move away from the selected subject<br />

and to a temporal constraint, time have suddently missed to undertake a research of information<br />

on a broader chronology. <strong>The</strong> number of newpapers studied is subjected to the same constraints<br />

altought us were tried to provide a sufficient range of titles in order to cover the political<br />

orientations of extreme left to the right-hand side.<br />

22 On the Radical Party, to see: BERSTEIN, Serge: op. cit., 1982. On the SFIO, to<br />

see: CASTAGNEZ-RIGGIU, Noëlline: Socialistes en République : les parlementaires<br />

SFIO de la IV e République. Presses Universitaires de Rennes, Rennes, 2004. Altough<br />

the title can make appear anachronistic work compared to the subject of the<br />

communication, the author approaches, certainly rather briefly, the problem of the<br />

reception of the German-Soviet pact. On PCF, to see: VIDAL, Georges: La Grande<br />

Illusion ? Le Parti communiste français et la Défense nationale à l'époque du Front<br />

populaire. Presses Universitaires de Lyon, Lyon, 2006.<br />

23 BRUNET, Jean Paul Brunet: op. cit., 1974.<br />

24 Le Populaire, August 23 rd 1939.<br />

116


object of all non-reactions, is then hoarded by MPs and political parties to<br />

transform it into pretext reviving the old demons of the French political life.<br />

<strong>The</strong> <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact, an internal politics quarrels vector:<br />

between „districtism” and settling of scores<br />

In the days which follow the pact signature, the political subject that it<br />

represents leaves the field of reflexion and the parliamentary debate, although it<br />

is never been there. Instead of seizing problem, making a political study object<br />

and giving a founded and argued analysis, French MPs transform the<br />

information to an argument, a pretext to release a threats and internal quarrels<br />

process without real direct links with international circumstances and issues of<br />

the beginning. And if the international context is evoked, it is to become<br />

quickly a weapon or an asset for private interests. When we put side Le Temps<br />

report and the Blum’s leading article, it remains nothing. No French MPs<br />

during a session tried a global interpretative step and any great political figure<br />

used the press as opinion column. It is thus definitively visible the MPs<br />

political reactions are not about international order.<br />

Diverting impact of the pact signature to the French political life, MPs<br />

expressed a form of abstract and indirect reaction consequently which shows<br />

the first and true significance of what is at the beginning a diplomatic reversal.<br />

In fact, to MPs, the things are presented in such way that the international crisis<br />

was acted by the institutions, the national policy has a guiding way established<br />

since March 1939 but the ideological and political internal struggle remain<br />

open. This attitude lets show the MPs interests limits, proclaimed by them, thus<br />

their action sphere which exceeds very seldom their district and some places of<br />

political power, such as the Assembly. This functional pattern common to the<br />

French MPs majority of the Third Republic proceeds of a „districtism” still<br />

very marked with the elected representatives – more the share are „districtist”,<br />

closer to the local interests defence than the great national questions and even<br />

less international. 25 We can find the proof about the subjects of the MPs<br />

questions to the government during the September 2 nd session which place<br />

themselves almost on the level of the individual problem and the local<br />

quarrel. 26 Thus the Third Republic MP is a representative of his district and his<br />

party before to be a national elected.<br />

This priorities definition of elected representatives explains partly the MPs<br />

attitude in front of the pact signature: after the surprise, none debate, the<br />

information is immediately used at internal political ends as much national<br />

scale as party scale. In fact, only direct and frank reaction that the MPs<br />

majority had, was to open a genuine heavy fire on the PCF (French Communist<br />

25 MAYEUR, Jean-Marie, CHALINE, Jean-Pierre, CORBIN, Alain (dir.): Les<br />

Parlementaires de la Troisième République. Publications de la Sorbonne, Paris, 2003.<br />

26 JODRF, September 3 rd 1939.<br />

117


Party), the enemy of the inside. Of course the remarks violence varies<br />

according to the political edge but overall the anti-communist campaign is<br />

unanimous and virulent. On the right and the extreme right, nothing is<br />

surprising, antagonism is already old but occasion is blessed to destroy French<br />

Communist Party. On the left, the report is not hardy better because attitude<br />

answers same logics and if arguments differ about tone and nature, the required<br />

result is the same one: to make disappear the French Communist Party. To the<br />

left, the report is hardly better because the attitude answers the same logics and<br />

if the arguments differ from tone and from nature, the popular profit is the<br />

same : remove the PCF. In the SFIO, divergent opinions were: Blum debate<br />

with Cachin but he disapproves of the suspension of L'Humanité and expresses<br />

his embarrassment, shaken by the contradictions between his spokesman's post<br />

of the party and his personal convictions. But in spite his person, the Blum’s<br />

moderation does not make unanimity and within the SFIO the tone is the<br />

condemnation without reserve of which Paul Faure is made the example:<br />

„Douze balles dans la peau des complices de Hitler! D'accord.” 27 <strong>The</strong> question<br />

of the pact meets itself even in the internal debates of the parties when are in<br />

confrontation the various currents. At the radicals no more that somewhere else<br />

we know the reflex of union in front of capsizing of Moscou. 28 Jeanneney,<br />

president of the Senate, advises Daladier, figure of the party and the president<br />

of Council, to part from Georges Bonnet, radical and Foreign Secretary. For<br />

Jeanneney, it is a question of getting rid of a disruptive element, often free<br />

electron, which persists in opposing to the policy of firmness of the<br />

government after the signature of the pact. At also raises in house problem<br />

because its pacifist vision of the international situation supported by the right<br />

wing of the party arises in contradiction with the majority ideology of firmness<br />

developed by the left current of the radicals which knew since March 1939 that<br />

it was necessary „indéniablement se préparer à la guerre” 29 - although we can<br />

strongly qualify such an assertion.<br />

Finally, the French Communist Party remains a specific case because its<br />

attitude seems „constituer, politiquement, un suicide” 30 when, at the moment<br />

when all the French political life projectors are directed on it, align on the<br />

Stalin’s policy and deploys an argument arsenal which dismays all the political<br />

world. In spite of the pact signature, which however catches on the wrong-foot<br />

all communist engagements, the French Communist Party does not vary and<br />

align, locked in an ideological rationality which must prevent all divergent<br />

27<br />

Quoted by BERSTEIN, Serge. Léon Blum. Paris, 2006.<br />

28<br />

BERSTEIN, Serge: Histoire du Parti radical. Presses de la Fondation nationale des<br />

sciences politiques, Paris, 1982.<br />

29<br />

ZAY, Jean: Carnets secrets. 1942.<br />

30<br />

Remarks made by SADOUL, Jacques, an important figure ot the PCF, in a letter addressed<br />

on August 26 th to the senator of the Seine, Marcel Cachin, quoted by CRÉMIEUX-BRILHAC,<br />

Jean-Louis: Les Français de l'An 40, Tome 1: La guerre oui ou non?. Gallimard, Paris, 1990.<br />

118


interpretations of the political way enacted by Moscow and which could<br />

contravene the Stalin’s wills. „L'URSS reste un "modèle", le pilier du<br />

mouvement ouvrier révolutionnaire ” for the French Communist Party. 31<br />

Not a silence but a whispering, <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact does not set MPs<br />

attention. It has created, it is true, a few reactions but they remain isolated and<br />

come from shy MPs who did not make them heard. 32 This major event that the<br />

press clearly identify as a fundamental change of international situation and a<br />

diplomatic reorganisation to the detriment of France, only provoke slight of<br />

opposition of Commission with no reaction thus common response and<br />

discipline in the Hemicycle. Would did be what the elected of the Nation is<br />

able to do facing the terrible pact announcement ? Of course not. Expression of<br />

the reaction toward of the German-Soviet pact signature is ingreaved in<br />

dynamic where time is getting quicker. From this stupefaction, which is the<br />

reason of a false interpretation of international situation, which makes the MPs<br />

speechless, nothing emerge of it. It was not event been the subject of a limited<br />

reflexion on the date following this announcement, come the position of the<br />

Communists, and this too good opportunity to lay waste to the French<br />

Communist Party. Finally, in such a short time, in which itch day something<br />

important happened, the subject of the pact leave the interest, marked by the<br />

strong „districtism” characteristic of the Third Republic elected representatives<br />

and by internal quarrels which find in this troubled context a fertilised grown. 33<br />

As quickly as it is negotiated between Germans and Russians, the pact has<br />

been a topic for the French MPs. Even if it is a warmonger, he has been<br />

acquitted quickly.<br />

31 CRÉMIEUX-BRILHAC, Jean-Louis: op. cit., 1990.<br />

32 Within PCF in particular, the pact made debate until the cause final threats and departures:<br />

Renaud Jean, president of the communist parliamentary group to the House puts his reisgnation<br />

in the balance, on Renaud Jean to see: BELLOIN, Gérard: Renaud Jean, le tribun des paysans.<br />

Paris, 1993. On the other hand, two deputies of the Dordogne cross the step and leave the party:<br />

it acts ot Saussot and Paul Loubradou, on Paul Loubradou to see: BOURGEOIS, Guillaume:<br />

Paul Loubradou, un communiste rebelle. Arkheia, 2008. 39-53.<br />

33 For a regional study of the impact of the perception of the German-Soviet pact, to see:<br />

RICHAUD, Romain Richaud: Les réactions politiques d'un département de gauche au pacte<br />

<strong>Ribbentrop</strong>-<strong>Molotov</strong>:les Landes and ITHURBURU, Caroline: Les réactions politiques d'un<br />

département de droite au pacte <strong>Ribbentrop</strong>-<strong>Molotov</strong>:les Basses-Pyrénées, communications<br />

(published in this book) at the international conference, <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact August 1939<br />

and this European effects at <strong>ELTE</strong>, Budapest, December 3 th and 5 th 2009.<br />

119


120


Bruzel, Baptiste<br />

Central Europe in the french reactions about the <strong>Ribbentrop</strong>p-<strong>Molotov</strong><br />

<strong>Pact</strong><br />

We can first observe that, from a diplomatic point of view, France stands<br />

near Eastern Europe countries. This is proved by the memo M. Coulondre,<br />

the French ambassador in Berlin, sent, on August 15th 1939, to Georges<br />

Bonnet, the French foreign minister : „M. Weischer asks me which<br />

impressions I have brought from Paris on the international situation.(...) <strong>The</strong><br />

position of the French government, supported almost unanimously by the<br />

whole country, has remained the same. France, England and Poland have<br />

committed themselves to help each other and this commitment will become<br />

operative should one of them be attacked.”<br />

This refers to the friendship treaty of January 25 th 1925 and to the<br />

Locarno treaty, signed on October 16 th 1925, which commits France to a<br />

military help to Poland. „In the event of France or Poland being attacked<br />

without provocation, France, or reciprocally Poland, acting in application of<br />

Article 15, paragraph 7, of the Covenant of the League of Nations, will<br />

immediately lend aid and assistance.”<br />

But the German and Italian initiatives break the dream pacifists had in<br />

France as well as in Britain. <strong>The</strong> hope of compromise becomes less and less<br />

credible. In answer to the threat of <strong>Ribbentrop</strong> to the Polish government, the<br />

British Prime Minister announces, together with France, also allied with<br />

Poland, that they will give Poland all neccessary assistance, should the<br />

Polish government find its independance endangereded and decide to resist.<br />

And France will also declare itself ready to help Greece threatened by<br />

Mussolini's troops in Albania and Romania. France knows that Hitler's<br />

promises will not be respected, and that he is planning to dominate Europe.<br />

He wants to bring off an other „coup” - as he did in Prag – in Poland first<br />

then in Romania.<br />

<strong>The</strong> French pacifists, just like G. Bonnet, are still looking for compromise.<br />

On January 26 th 1939, G. Bonnet delivers a speech in the Chamber of Deputies.<br />

France has told the government of Poland about the agreement it has reached<br />

with the Reich, which is very pleased, according to G. Bonnet. „<strong>The</strong> Reich fully<br />

appreciates the purpose, signification and range of the agreement.”<br />

We can ask ourselves what diplomatic relationships between France on the<br />

one hand, Eastern Europe countries - and more particularly Poland - on the<br />

other hand, were like, at the time of the crisis of 1939 and of the signature of<br />

the German-Soviet pact. To answer this question, we shall see first the reactions<br />

of French diplomacy before the signature, and then we shall see what changes<br />

the <strong>Pact</strong> brought about in Germany as awell as in France.<br />

121


Before the <strong>Pact</strong><br />

M. Coulondre, the French ambassador in Berlin, lets G. Bonnet know that<br />

the Soviet Union will do everything to avoid antagonizing Berlin, knowing that<br />

the Soviets have not yet replaced their Headquarters after the purges that<br />

followed the Moscow trials.<br />

<strong>The</strong> French government understands quickly enough that the USSR has in<br />

mind drawing near Germany. On May 3 rd 1939, Litvinov, a supporter of<br />

collective security, is replaced by <strong>Molotov</strong> at the Soviet Ministry of Foreign<br />

Affairs. He is Stalin's right hand and he is more pragmatic than his predecessor<br />

was. Between the 15 th and the 20 th of August, France urges Poland to make<br />

concessions on the right of passage the Germans find so important. On August<br />

21 st evening, the French resolve to disregard the Polish refusal and<br />

acknowledge this right to the Russian army, in order to avoid any soviet<br />

alliance with the third Reich.<br />

Bonnet was indignant at the position of the Polish government during the<br />

Czechoslovakia crisis. That day, Bonnet said: „It's Czechoslovakia today, it will be<br />

Poland tomorrow.” France does not want to see Poland isolated between Hitler's<br />

Germany and Stalin's Russia. Nevertheless, G. Bonnet's policy of compromise<br />

reaches its limits because Poland's successive refusals make Germany impatient.<br />

<strong>The</strong> Munich agreement confirms the dismantling of Czechoslovakia. An opinion<br />

poll shows that 57% of the French population are satisfied with the agreement, but<br />

after the Sudéte crisis, 70% refuse any new concessions. Also, the Soviet Union<br />

does not understand the diplomacy and strategy of France and England. On May<br />

7 th , Coulondres sends a telegram to the Quai d'Orsay, saying: „Soon, they will see<br />

that something is going on in the East.”<br />

In Munich, already, Czechoslovakia had been excluded from the<br />

negotiations about its fate by the four powers. General Syrovy, the President of<br />

the Czechoslovakian Council, said that „by making such a decision, the<br />

Czechoslovakian government lets the world know it protests against a<br />

unilateral decision that was made without its participating in it.”<br />

France tries to avoid a conflict but the Germans put heavier and heavier<br />

pressure on the Poles, as we can see in the telegram the French ambassador in<br />

Warsaw, Léon Noël, sent to G. Bonnet on August 19 th 1939. „Persecutions<br />

against the Poles have taken frightening proportions. During the period<br />

between April 1 st and June 30 th , 976 acts of violence have been reportedly<br />

recorded (...) and since July 1 st the situation is said to have become even<br />

worse.” In the same way the telegrams sent by M. Coulondre or Léon Noël<br />

always mention the German intention to invade Poland.<br />

<strong>The</strong> French Consul in Hamburg, M. Garreau, lets G. Bonnet know , on august<br />

22 nd 1939, that „the German government hopes to overcome Poland by the end of<br />

the month.<strong>The</strong> Reich (...) believes Moscow is preparing a big political upheaval<br />

in order to harmonize the ideologies of the two totalitarian regimes.”<br />

122


After the <strong>Pact</strong><br />

For Bonnet, „the Polish government must carefully avoid any military<br />

reaction in the event the senate of Dantzig should proclaim the reunion of the<br />

Free City to Germany.” Bonnet continues his pacifist policy and tries to avoid<br />

conflict at any cost, while the French government undertakes a complete U-turn<br />

and starts getting prepared to conflict, for the German-Soviet pact has sealed<br />

the fate of Poland.<br />

As we saw in our introduction, France and Great Britain have made<br />

alliances and they will defend Poland. It is true that France and Great Britain<br />

had promised to defend Czechoslovakia, as G. Mandel and Paul Reynaud had<br />

assured M. Ripka, a Czechoslovakian minister. But these two countries will not<br />

accept yet another conquest by Hitler. <strong>The</strong>y cannot betray Poland as they<br />

betrayed Czechoslovakia.<br />

In a telephone conversation of August 31 st 1939, Bonnet asks Noël „to take<br />

new steps with M. Beck – the minister of the Polish foreign office – in order to<br />

obtain from the Polish government a favorable answer to direct conversations.”<br />

<strong>The</strong> same day in the evening, he tells him: „We wish direct dialogues<br />

between Germany and Poland would succed. We want a multilateral<br />

conference to solve the problems linked with the treaty of Versailles that<br />

the Germans denounce.” Bonnet suggests that neutral observers should<br />

be sent in regions where, according to the Reich, the Poles treat the<br />

Germans badly.<br />

On August 28 th 1939, Léon Noël sends 8 telegrams to Bonnet about this<br />

so-called violence : „Ten new cases of attack or ill-reatment” But he says<br />

later: „<strong>The</strong>re are no precise facts, no dates, no names” According to Noël, it<br />

might be slander.<br />

<strong>The</strong>n G. Bonnet asks that the German and Polish troops in contact in many<br />

places stand back , in case talks between the two countries took place. <strong>The</strong><br />

purpose of the German manoeuvres is to declare war in the position of the<br />

attacked country. Moreover, Léon Noël underlines that „maps and monographs<br />

show that in 1914, the region the Germans refer to in their official statement<br />

and which they claim because of the German population on the territory, were,<br />

in majority, peopled by Poles.”<br />

Conclusion<br />

For some historians, the Polish government has contributed to its own<br />

disaster, as if the contacts between Beck and the Reich in 1937-1939 was a sort<br />

of guilty flirt, or as if the refusal to let the Russian troops station in Poland<br />

justified the Soviet Union's attack. Bonnet does not agree with this judement. In<br />

his opinion, Poland is not responsible for this aggression.<br />

123


Lets us skip a few decades and listen to François Mitterrand. „<strong>The</strong>n Munich<br />

came, with betrayed trust and humiliated frienship. I still feel it today and I<br />

remember that time when I was a student in Paris. At that precise moment I<br />

wrote about the shame I felt.” 1<br />

In the year 1988 François Miterrand was the first president since 1939 to<br />

visit Czechoslovakia. During his trip he recalled this unglorious period of the<br />

history of France, when a pacifist will was stronger than the fate of a people<br />

with whom we had been friends for centuries.<br />

1 Interview of François Mitterrand for the Czechoslovakian television in december 1988.<br />

124


Baranyi, Tamás<br />

„A Surprise of a Very Unpleasant Character”<br />

British Reaction to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />

<strong>The</strong> signing of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> caused mayhem throughout<br />

British politics. Suddenly, the Whitehall had to abandon the policy of<br />

„appeasement”, and develop an entirely new approach to international politics.<br />

<strong>The</strong> present study tries to elaborate on the British opinion and policy responses<br />

given to the Russo-German <strong>Pact</strong>. <strong>The</strong> first question to arise is to what extent<br />

were the British politicians aware of the Russo-German approximation, and to<br />

what extent were they surprised by the Russian volte-face? Secondly, the policy<br />

responses given by London needs to be examined. At the same time, the British<br />

pursued three different policies: they had a last attempt to appease Hitler, they<br />

tried to contain German expansionism, and they tried to forge a better<br />

relationship with Moscow. <strong>The</strong>se responses are of utmost interest in the history<br />

of the world war.<br />

Great Britain was seeking peace throughout the 1930s. It was partly due to<br />

the general anti-war sentiment in the British Empire, partly to English<br />

suspicions towards French grandeur politics, and partly to the cautious<br />

recognition of the Empire’s relative weakness. To a certain extent, the Foreign<br />

Office was consistent: they were willing to concede Hitler in his attempts to<br />

revise the Treaty of Versailles, but by no means to re-negotiate spheres of<br />

world influence. 1<br />

As a response to Germany’s new achievements in 1939, Britain decided to<br />

give territorial guarantee to Poland in April, and to commence trilateral<br />

negotiations with France and the USSR, in order to involve the Soviets in an<br />

alliance to contain Hitler’s ambitions. <strong>The</strong>se negotiations were going on from<br />

April to August, 1939. In August, a British military mission was also sent to<br />

Moscow, though their efforts were not of a real significance. 2 British politics<br />

had often been criticized that they were not really committed to make an<br />

alliance with Russia. In fact, as Henry Kissinger pointed out, Stalin acted as if<br />

he was in a bazaar: he had listened to all offers, and then decided who to<br />

1 Secondary works on the British foreign policy in the 1930s generally have the same<br />

conclusion regarding the causes of ’appeasement policy.’ This remarkably compact and essential<br />

summary is given by Gergely Egedy. Cf. EGEDY, Gergely: Nagy-Britannia története. Aula,<br />

Budapest, 1998. 179-181.<br />

2 <strong>The</strong> British were not really eager to make a pact with Russia. <strong>The</strong> military mission had chosen<br />

the slowest vehicle to get to Russia (a merchant ship), and there were no front-ranking persons in it,<br />

comparable to their Soviet counterpart, Voroshilov, etc. Cf. WATSON, Derek: <strong>Molotov</strong>’s<br />

Apprenticehip in Foreign Policy: <strong>The</strong> Triple Alliance Negotiations in 1939. In: Europa-Asia Studies<br />

2000/4. 713. As TAYLOR, A. J. P. put it, „If British diplomacy seriously aspired to alliance with<br />

Soviet Russia in 1939, then the negotiations towards this end were the most incompetent transactions<br />

since Lord North lost the American colonies...” Qtd. in WATSON, op. cit., 696.<br />

125


argain with. Hitler had an offer that the Western countries could not have<br />

outbid. <strong>The</strong>refore, the turning point was not really the willingness of the<br />

Whitehall, but rather profit-based calculations of the Kremlin. <strong>The</strong>re was also a<br />

lot ambiguity regarding the real purposes of the Soviet. As Churchill pointed<br />

out, Russia „is a riddle wrapped in a mystery inside an enigma”. 3 Still, Western<br />

Powers put their faith in a possible new Entente that would have covered<br />

Britain, France and Russia against Germany. <strong>The</strong>refore, the conclusion the<br />

<strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> was ultimately a shock to their policies.<br />

Traditional British policy was anything but faithful to Soviet maneuvers.<br />

Prime Minister Neville Chamberlain was disinclined to believe that the<br />

Russians could make a deal with Germany. In a letter to his sister, dated 10<br />

June, 1939, he wrote: „I can’t make up my mind whether the Bolshies are<br />

double crossing us or whether they are only showing the cunning and suspicion<br />

of the peasant. On the whole I incline to the latter view.” On 2 July, 1939, his<br />

suspicion was further crystallized: „<strong>The</strong> Russian continue to create fresh<br />

difficulties… while I grow more and more suspicious of their good faith.’ 4 ”<br />

Of course, from the end of March, 1939, the British Intelligence and the<br />

Foreign Office were relatively well-informed that German-Soviet talks were in<br />

fact occurring. 5 <strong>The</strong> conclusion still surprised the British, because they<br />

previously thought that a tripartite agreement in Moscow could be realized. Just<br />

a few people foresaw the conclusion of the <strong>Pact</strong>, as did Sir Neville Henderson,<br />

then British ambassador to Germany. In a telegram to Foreign Secretary Lord<br />

Halifax, Henderson stated that „the Hammer and the Anvil will one day join<br />

forces”; 6 referring to the strategic ‘pincer movement’ these two country could<br />

facilitate, if agreed upon.<br />

<strong>The</strong> reaction in Britain to the <strong>Pact</strong> was anxious and abrupt. Policy-makers were<br />

shocked, but their viewpoints ranged from cynical to depressive. Long-time<br />

Foreign Office official Harold Nicolson wrote the following: the pact „smashes our<br />

peace-front and makes our guarantees to Poland, Rumania and Greece very<br />

questionable. How <strong>Ribbentrop</strong> must chuckle. […] I fear that it means that we are<br />

humbled to the dust”. 7 Churchill regarded the conclusion of the <strong>Pact</strong> as ‘sinister<br />

news’, 8 Sir Alexander Cadogan have called that moment „A black day.” 9 On the<br />

3<br />

COLLINS, Thomas: Hand in Glove with Germany: Perspectives of Soviet Neutrality.<br />

University of Leeds, 2008. 4.<br />

4<br />

COLLINS, op. cit., 24.<br />

5<br />

Ibid. 23.<br />

6<br />

Documents on British Foreign Policy (DBFP) 3, VI, Henderson to Halifax, No. 347, July<br />

18, 1939, p. 385. In: DOOLEY, Jacqueline: <strong>The</strong> Failure of a Mission: <strong>The</strong> Diplomacy of Sir<br />

Neville Henderson. University of Leeds, 2008. 48.<br />

7<br />

22 August, 1939. Harold Nicolson. Diaries and Letters. 1930-1964. (OLSON, Stanley ed.).<br />

Collins, London, 1980. 154.<br />

8<br />

COLLINS, op. cit., 25.<br />

9<br />

24 August, 1939. <strong>The</strong> Diaries of Sir Alexander Cadogan. O. M., 1938-1945. DILKS, David<br />

(ed.), Putnam, New York, 1972. 200.<br />

126


22, Neville Henderson told a German interpreter with a bitter smile: „What a joke!<br />

We have a military mission to Moscow, and you make the agreement!” 10 <strong>The</strong><br />

Russo-German <strong>Pact</strong> was in fact the most striking to Prime Minister Chamberlain.<br />

He interrupted his vacation on the Continent, and stayed anxiously in London. He<br />

and his wife were sitting on the sofa, unable to do anything else but waiting for<br />

news from Moscow. Finally, bad news had come. 11 Foreign Minister Lord Halifax<br />

was the only one who thought that „the situation is not so enormously changed”. 12<br />

Honestly, one thing needs to be added to Halifax’s remark. He made this statement<br />

during a dinner with one of his friends, so A. Roberts believes that he might just<br />

wanted to put a brave face on.<br />

British policy of this period was ambivalent towards Germany. Even though<br />

they had decided to make one further attempt to mollify Hitler, they had to<br />

remind the Germans that no further concessions will be given. As early as the<br />

night of 22 August, Chamberlain had written a personal letter to the German<br />

Chancellor, claiming that whatever might be the nature of the <strong>Pact</strong>, „it cannot<br />

alter Great Britain’s obligation to Poland which His Majesty’s Government<br />

have stated in public repeatedly and plainly and which they are determined to<br />

fulfill.” <strong>The</strong> British Prime Minister had a last attempt to take war off the table,<br />

and to not repeat tragic mistakes of 1914. As the letter continues: „His<br />

Majesty’s Government are resolved that on this occasion there shall be no such<br />

tragic misunderstanding,” 13 as there were on the eve of the first World War.<br />

Chamberlain’s letter was to be handed over by Sir Neville Henderson.<br />

Chamberlain also held a speech in the House of Commons, on the 24<br />

August, in which he said: „I do not attempt to conceal from the House that this<br />

announcement came to the Government as a surprise, and a surprise of a very<br />

unpleasant character. […]” He had sent a message to Hitler: if he believes that<br />

Britain would leave Poland alone, he is wrong. As Chamberlain continues: „We<br />

felt it our first duty to remove any such dangerous illusion.” 14 On the same day,<br />

Lord Halifax gave a spookily similar speech in the House of Lords. 15<br />

On the next day, the 25 August, Polish ambassador count Edward Raczynski had<br />

signed the Anglo-Polish Military Assistance Treaty in London. Besides the territorial<br />

guarantee already given to Poland, this treaty had called for military assistance. <strong>The</strong><br />

10 OETTINGER, Erich: <strong>The</strong> Thirteen Days before the War. In: <strong>The</strong> XXth Century 1943/5.<br />

326. University of Hawaii at Manoa Library. http://libweb.hawaii.edu/libdept/russian/<br />

XX/PDF/50-Volume5.pdf 6. November, 2009.<br />

11 FUCHSER, Larry William: Neville Chamberlain and Appeasement: A Study in the Politics<br />

of History. W. W. Norton & Company, New York-London, 1982. 185.<br />

12 ROBERTS, Andrew: <strong>The</strong> Holy Fox: <strong>The</strong> Life of Lord Halifax. Phoenix Giant Paperbacks,<br />

London, 1997. 167.<br />

13 FUCHSER: op. cit., 185. p.<br />

14 House of Commons Public Debates. Neville Chamberlain on International Situation, 24<br />

Aug, 1939.<br />

15 House of Lords Public Debates. <strong>The</strong> Secretary of State for Foreign Affairs on International<br />

Situation. 24 Aug, 1939.<br />

127


secret protocol clarified that the treaty refers to a possible German attack only.<br />

<strong>The</strong>reafter, an attack upon Poland would mean an attack upon Britain also. 16<br />

<strong>The</strong> most embarrassing factor to British policy was the fact that they were<br />

aware of secret clauses existing in the <strong>Pact</strong>, but they did not know their nature.<br />

Notice that these articles only came into light for a broader public in 1945. <strong>The</strong><br />

Cabinet urged the Military Mission in Moscow to ask the Russian Government<br />

whether the <strong>Pact</strong> let them to negotiate with Britain against Berlin in case of<br />

German aggression. 17<br />

Another attempt was made to clarify the German position. British Ambassador<br />

to Berlin, Sir Neville Henderson was ordered to meet Hitler in Berchtesgaden.<br />

Henderson did everything to mollify Hitler and to get information about German<br />

attempts. Henderson had reached out his brief, did everything he could, but his<br />

mission had failed. <strong>The</strong> problem was in the German attitude: when Count Ciano<br />

asked <strong>Ribbentrop</strong> what they wanted, Danzig or the Corridor, <strong>Ribbentrop</strong> replied:<br />

„Not any more. We want war.” As this was the case, no British ambassador could<br />

have succeeded in reaching the goal of mollifying Germany.<br />

As the Germans proved to be adamant on the issue of Poland, and the war<br />

with Germany began, the British decided to redouble their efforts to<br />

approximate Moscow. People in the Foreign Office, who were long-standing<br />

anti-Soviet in heart, such as Sargent, Cadogan, Halifax or Butler, now put their<br />

faith in this opportunity. 18 A series of trade talks were initiated. 19 Despite their<br />

previous efforts, after the Soviet invasion of Poland on the 17 September, the<br />

Anglo-Soviet relations had further detoriated instead of being normalized. <strong>The</strong><br />

invasion had recapitalized the fact that Russia could not be taken as a reliable<br />

actor in international politics. As Harold Nicolson observed, „It may be that<br />

within a few days we shall have Germany, Russia and Japan against us. […] It<br />

is not so much a question of us encircling and blockading Germany; it is a<br />

question of them encircling and blockading us. […] In a few days our whole<br />

position might collapse. Nothing could be more black”. 20 As Churchill saw, the<br />

USSR seemed „no longer an ally, not even neutral, possibly to become a<br />

foe”. 21 It was clear that the Anglo-Polish Military Assistance Treaty does not<br />

16 <strong>The</strong> British war blue book: Miscellaneous no. 9 (1939) Documents concerning German-<br />

Polish relations and the outbreak of hostilities between Great Britain and Germany on<br />

September 3, 1939. Farrar and Rinehart, 1939. 49.<br />

17 CAB 23/100 42 (39) 2. 355.<br />

18 CARLEY, Michael Jabara: A Situation of Delicacy and Danger: Anglo-Soviet Relations,<br />

August 1939—March 1940. In: Contemporary European History 1999/2. 178.<br />

19 <strong>The</strong> reason behind trade talks was twofold: to open a channel of communication with the<br />

Soviet, and to obtain timber in exchange for British goods, especially machine tools, tin, and<br />

cupper. However, both parties were reluctant: the Soviets did not want to alienate the Germans,<br />

while Britain feared of public opinion in the course of the Finnish War, and they did not want to<br />

be seen as ‘too anxious’ to start negotiations. Cf. DOERR, op. cit., 429. and 435.<br />

20 17 September 1939. NICOLSON, Harold: <strong>The</strong> War Years. Volume II of Diaries and<br />

Letters. (ed. Nigel NICOLSON). Atheneum, New York, 1967. 34.<br />

21 COLLINS, op. cit., 26.<br />

128


efer to the present invasion of Eastern Poland by the Soviet. However, the<br />

British cabinet cautiously expressed their „indignation and horror” to the<br />

Russian action, and their commitment to restore the Polish state after the war. 22<br />

<strong>The</strong>re were also some positive aspects in the fact that the Soviet Union and<br />

Germany had become neighbors. As Ronald Adam, Deputy Chief of the<br />

Imperial General Staff had pointed out this could lead to a quick rupture in<br />

Russo-German relations. 23 Edmund Ironside, Chief of the Imperial General<br />

Staff was on the same opinion as Adam: their new neighborhood might<br />

„compel the Germans to maintain a very considerable garrison on the Eastern<br />

frontier”. 24 Thus, a serious attack on the West will be certainly avoided.<br />

In these days, the British repeatedly interviewed Mr. Ivan Maisky, Russian<br />

Ambassador to Moscow. <strong>The</strong>se meetings were not really effective, as<br />

Permanent Under-Secretary of State Cadogan had pointed out: „Maisky very<br />

embarrassed. Of course he knows nothing”. 25 Anthony Eden suggested that<br />

Stafford Cribbs should be appointed to special negotiator Moscow, since he is a<br />

committed Marxist. Maisky refused the appointment of Cripps: in his view, any<br />

negotiator must bear the full trust of his government. 26 Despite Maisky’s warn,<br />

Cripps was sent to Moscow in September, as an individual person, whose duty<br />

was to stay in touch with the Russians. Cripps even suggested to the Foreign<br />

Office that a non-aggression pact should be concluded with Russia. This<br />

proposal was immediately torpedoed by Cadogan, who said that the „word nonaggression<br />

pact are somewhat stinky since 23 August”. 27<br />

<strong>The</strong>re was another path to reach the Soviet, and this was through the Turkish<br />

Government. As Russo-Turkish negotiations were pending, it seemed to be an<br />

amenable way. Turkish Foreign Minister Şükrü Saracoğlu was residing in Moscow<br />

from 27 September to 18 October. Any progress in these negotiations was<br />

cumbersome, because a proposed alliance between Ankara and London was also<br />

pending, and the Soviets demanded ‘extreme control’ over the Straits. <strong>The</strong> way the<br />

Russians treated Saracoğlu frustrated him completely: as his visit overlapped that<br />

of <strong>Ribbentrop</strong>, he was not able to meet higher official for a very long time. 28 As<br />

Saracoğlu had to refuse Russian attempts to take over the control of the Straits, the<br />

Russo-Turkish talks were unsuccessful. This also put an end to the British attempt<br />

22 LANE, Thomas: <strong>The</strong> Soviet Occupation of Poland through British Eyes” In: HIDEN, John,<br />

LANE, Thomas (ed.): <strong>The</strong> Baltic and the Outbreak of the Second World War. Cambridge<br />

University Press, Cambridge, 1992. 143.<br />

23 DOERR, op. cit., 424.<br />

24 Ibid. 426.<br />

25 Ibid. 428.<br />

26 EDEN, Anthony Eden: <strong>The</strong> Reckoning. Cassel, London, 1965. 75-76.<br />

27 DOERR, op. cit., 428.<br />

28 GÜCLÜ, Yücel: <strong>The</strong> Uneasy Relationship. Turkey’s Foreign Policy towards the Soviet<br />

Union at the Outbreak of the Second World War. In: <strong>The</strong> Turkish Yearbook of International<br />

Relations (Milletlerarası Münasebetler Türk Yıllığı). Ankara Üniversitesi Basımevi, Ankara,<br />

1998. 132-135.<br />

129


to reach out for Russia through the Republic of Turkey. 29<br />

On the contrary, Anglo-Russian relations further detoriated in November,<br />

1939. On the 26, the Talvisota, the Winter War began with a Soviet offensive.<br />

Pressure on the British was getting stronger from the French government and<br />

the British public opinion. <strong>The</strong>y saw Finland as a free, liberal state just being<br />

occupied by the totalitarian machine, and expected Great Britain to do<br />

something. During the war, Anglo-French plans to send troops to Finland was<br />

recurring several times, but the official British politics did not consider the<br />

Finnish issue a real heavy one, but any further Russian advancement, e.g. in<br />

Sweden or Norway „would progressively increase the ultimate threat to the<br />

security of the British Isles”. 30 On the other hand, the Finn case was not heavy<br />

enough to put wedge between Moscow and Berlin: as Conservative MP Leo<br />

Amery wrote to Halifax on 6 December, „the two gangsters will continue to<br />

cooperate so long as there is loot to be got”. 31<br />

In December, the Finns also appealed to the League of Nations to condemn<br />

Soviet aggression and intervene. Originally, the British did not support the<br />

motion, as Cadogan commented: „Talked to H. [Halifax] about this ridiculous<br />

summons of League Council and Assembly on Finnish issue question.<br />

Inevitable but insane”. 32 Due to increasing French support, later the British<br />

joined these efforts and facilitated the expulsion of the Soviets from the League<br />

on the 14 December, 1939. Finally, the Finnish collapse in mid-March ruled<br />

out the Anglo-French military intervention in Finland. 33<br />

All the British attempts, the trade talks, Cripps’s visit, or the Turkish<br />

connection had failed to get in touch with the Russians. <strong>The</strong> Soviet invasion of<br />

Finland in November 1939 cut off all negotiations between Moscow and<br />

London for a while. After the fall of Finland, the British took up again the line<br />

to get in touch with the Russians, but this time Moscow was dismissive. <strong>The</strong><br />

Anglo-Soviet relations were settled only after the beginning of the German<br />

invasion of the Soviet Union. And this is the point which marks the expiry of<br />

the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> as well. 34<br />

29<br />

DOERR: op. cit., 430.<br />

30<br />

COLLINS: op. cit., 29.<br />

31<br />

Ibid. 31.<br />

32<br />

Qtd. in COLLINS: op. cit., 31.<br />

33<br />

DOERR: op. cit., 438.<br />

34<br />

Ibid. 438.<br />

130


Ithurburu, Caroline<br />

<strong>The</strong> reactions of a french right departement the Basses-Pyrénées<br />

following the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>’s.<br />

„<strong>The</strong> Nazi-Soviet non aggression <strong>Pact</strong>’s signature got to communism a real<br />

advantage but still minor and temporary: it apprecialy increased the sales of<br />

one newspaper, „Humanity”.” That’s how beguns the article on the front of<br />

page of „Patriote des Pyrénées”, the twenty fifth of august in 1939. <strong>The</strong><br />

department (French territorial division) of Basses Pyrénées, border territory of<br />

Spain have became a ground of reception for Spanish refugees since 1936. In<br />

this context, and more since Munich’s agreements, the local administrations<br />

aim consist on preserving peace and security in the department.<br />

After the Nazi-Soviet <strong>Pact</strong>’s signature, it is the communists who arouse the<br />

highest supervision. <strong>The</strong> study of press and departements archives shows how<br />

it is the main concern in the days following the 23/08. On a first time, we are<br />

going to see the censorship, searches and supervisions set up by the authorities<br />

further to the pact; then we will study the communist world reactions whereas<br />

they were accused of treason, and their consequences resulting on searches and<br />

arrets. To conclude, we will interest on the actions lead by Spanish communists<br />

refugees, and the way of react of the Gurs’ camp.<br />

<strong>The</strong> proliferation of tracts in the days following the revelation of the Nazi-<br />

Soviet <strong>Pact</strong> is amazing and of quite origin. From the 26th of august, the Prefect<br />

makes send a telegram to all his subalterns and police stations which order to<br />

ban all the meetings and process to the closing of any newspaper adopting a<br />

behaviour similar to the PCF, as well as the seizure of all periodicals which<br />

could be, or not, dangererous for the National defense. 1 Four days later, the<br />

Prefect decided to censor the communist newspaper „l’Etincelle” (the spark)<br />

thinking that it could reproduce some papers of Humanity and therefore spread<br />

ideas against French government. In the department, censorship has gone as far<br />

as investigations on each periodical employees to make sure that there were<br />

any communist working there. 2 <strong>The</strong>se facts can explain that the most famous<br />

local newspapers as „Patriote des Pyrénées” and „ l’Independant” don’t write<br />

any word about local actions lead against communists.<br />

Indeed, were only published general news or papers about changes that will<br />

occure with the catch of safety précautions in the department because of the threat<br />

1 Telegram of the 26 th of august in 1939 from the prefect of Basses Pyrenees to all his<br />

subalterns and polce stations of the department. Source: main city of department act; collection<br />

M; departmental archives of PAU; 1M78.<br />

2 Basses Pyrénées communists list communicated to Police Ministry by secret<br />

correspondence on the beginning of september. All the local newspapers reply on a positive way,<br />

more particulary the Patriote of Pyrénées. Source: main city department act and newspapaers<br />

answers: collection M; 1M81.<br />

131


of a war interesting rather on civil défense (circulation times, lights out).<strong>The</strong>re is<br />

only one article in the department which deals with communist’s condamnation<br />

dated from the 3th of September. It relates several arrests of communists in<br />

Boucau, Anglet or Bayonne for illegal propaganda on the territory and more<br />

particulary on Gurs’s camp. This is what is called „communist purge” 3 .<br />

We can futhermore note that the Prefect of Basses Pyrénées ordered to<br />

confiscate and to cut all the copies of the communist newspaper from the<br />

30/08 4 . We can add that at the same time, communist propaganda is<br />

systematicaly repressed. For example, the 28/08/1939, Hendaye’s policemen<br />

slashed five posters requiring „a front of peace with URSS”, posted in the city<br />

by the French association of URSS friends coming from Paris. 5 <strong>The</strong> censorship<br />

goes increasing to reach essentially communist camp.<br />

Pyrénéens communists are beyond by the <strong>Pact</strong> but they go on defending<br />

their idol and chief Staline. However, many youngs communists of Biarritz’s<br />

section have been very surprised by the non aggression <strong>Pact</strong> between Staline<br />

and Hitler and have thrown their badge as a symbol. 6 In the Basses Pyrénées,<br />

the administration have to run not only French communists but also the<br />

propaganda of Spanish communists who are refuged in the departemnt or coop<br />

up in the Gurs’ camp until the phenomenon called „la retirada”. 7<br />

For a few mounths, international relationships make debate between the different<br />

political parties present in the departement. On july, the opposition between<br />

Communist Party which has its head office in Boucau and the fascist French popular<br />

party, appears during a conference at Oloron Sainte Marie. One of the participant in<br />

favor of an alliance between France, England and URSS accuses „Mister Hitler has<br />

taken advantage of French division to occupy Rhenanie”. An other declares that<br />

France and England don’t give to URSS any guarantees in case of an attack and<br />

claims that the PSF (extremist party) apply a policy of treason to France.<br />

After the 23/08, Communist party of Basses Pyrénées carries on a<br />

propaganda to support Staline, posters are multipying : „Nothing is possible<br />

whithout URSS”, „Get together”, „French politicians make Nazis game”. With<br />

the announcement of the pact, communists pamphlets try to explain to the<br />

community Staline’s gesture, position.<br />

3 Article of the third of september in 1939 published in the Patriote of Pyrénées, relating the<br />

arrests of 12 communists to have carry communists and anti-governmental tracts.<br />

4 Main city of department act coming from the Prefect of Basses Pyrénées adressed to Pau’s<br />

police superintendent and to the special superintendant in charge of Gurs’camp supervision.<br />

Source: main city department act, départemental archives of Pau: collection M; 1M80.<br />

5 Main city of department act coming from Hendaye’s police station for Basses Pyénées<br />

prefect. Source: main city department act, départemental archives of Pau: collection M; 1M80.<br />

6 Basses Pyrénées’prefect’s mail to Ministry. Source: main city of department act; collection<br />

M; departmental archives of PAU; 1M78.<br />

7 „La Retirada”: phenomenon whitch beguns in january and february in 1939 since General<br />

Franco’s seizure of power in Spain. Many political refugees came to France, more particulary in<br />

Basses Pyrénées, located on the border of both countries. It will lead to the building of refugees<br />

camp in the region. <strong>The</strong> first is the Gurs’one.<br />

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It is the purpose of one tract found in Bayonne the 28/08/1939: „French<br />

citizens. <strong>The</strong> Nazi-Soviet non aggression <strong>Pact</strong> is a strong act of peace. It breaks<br />

the fascist aggressors block. For the first time, it forces Hitler to capitulate at<br />

twice: in his ideology and in his imperialist designs on Poland. Moreover,<br />

URSS has not denied the mutual assistance pact with France. With the Nazi-<br />

Soviet pact, URSS has given a first stop to the war. But these ones (talking<br />

about Daladier’s government) have shamfully hand over Republican Spain and<br />

cowardly betray Munich, and seeing their plans againts Soviets revealed, by<br />

the fear of their big responsability, as thiefs unmasked, crying wrongfully to<br />

treason, and with the help of the eternal rotten press, and corrupted one, draw<br />

up a destruction plan against communists in the hope of ruin them and break<br />

workers unity and stop social progress. Communists, who are ready to<br />

accomplish all the duties required by Nation defense, contest with vigour the<br />

illegal abolishment of Humanity realized by fear of truth, and being quietly<br />

united, strongly scream: Long live To the democratic France. -- to URSS. -- to<br />

the working class union”. 8 At the same time, PC’s meetings are multipying in<br />

the department while communists are openly considered as treacherous.<br />

<strong>The</strong> 26/08/1939, an important meeting is organized at Boucau. One of the<br />

participant declares that the Nazi-Soviet <strong>Pact</strong> is a new evidence of Staline’s<br />

will to save peace. In another meeting, is explained that the <strong>Ribbentrop</strong>-<br />

<strong>Molotov</strong> pact is not a pact of union and that’s why it is not a treason. 9<br />

However, during the days following the Nazi-Soviet <strong>Pact</strong>, the arrests are<br />

numerous. <strong>The</strong> first communist arrested is André Moine, head of Boucau’s<br />

communist section the 30/08 because of defeatist comments and malicious<br />

actions against government. 10 <strong>The</strong> 02/09/1939, there will be many searches in<br />

the department; will be arrested nine communists in Boucau as the mayor of<br />

the city, his son and the deputy mayor, all arrested to have hand out tracts; 3 in<br />

Anglet one of them beeing the deputy mayor with 2 local councilors; 2 in<br />

Bayonne and one in Tarnos. 11<br />

8 Tracts posted by communist party of Basses pyrénées. Five copies were found in Bayonne<br />

the 28th of august in 1939 and were sent by Bayonne’s police superintendent to the Bassses<br />

pyrénées’prefect who inquired the Ministry about it. Source: main city department act,<br />

départemental archives of Pau: collection M; 1M81.<br />

9 Meeting in rection to the Nazi Soviet <strong>Pact</strong>. <strong>The</strong> second one was secret because of the<br />

prefectoral ban. Description of the meeting by the police super intendent of Boucau to the prefect<br />

of Basses Pyrénées. Source: main city department act and newspapaers’ answers: collection M.<br />

10 André Moine: local councilor of Boucau; regional secretary of communist party, he also<br />

belonged to the comity of distribution of L’Etincelle. Arrested the 30th of august in 1939, he<br />

would have encouraged military force to desobey orders. He would have said „Dont’move or<br />

Staline was right when he signed the <strong>Pact</strong> with Hitler”. Source: main city department act,<br />

départemental archives of Pau: collection M; 1M80.<br />

11 Arrests and searches of the 2 nd of september in 1939. 12 arrests: mayor of Boucau Mister<br />

Lanusse, his son, the deputy mayor of Boucau Mister Landabourre; the deputy mayor of Anglet Mister<br />

Laporte and two local councilors of the same town. In a main city department act are reported, since<br />

the 26 th of august in 1939, 69 searches; arrests of 18 individuals ecause of defeatist comments and<br />

133


At the same moment, we can note an unrest in the camp of Gurs. <strong>The</strong><br />

Gurs’camp is a refugees camp build by Daladiers government between 15 of<br />

March and the 15 of April in 1939, next to Oloron Sainte Marie to take in the<br />

former veterans of Spanish civil war after General Franco’s seizure of power.<br />

<strong>The</strong> camp icludes at the RM pact signature’s date Brigadistes (Volonteer<br />

soldiers and mercenaries coming of Central Europe to support republicans in<br />

Spain in the international squads.), Basques, Aviateurs and Spanish. In the<br />

camp, international squads’ section fidget against the government, anticommunists<br />

increase their propaganda, pamphlets pass hand to hand. In the<br />

camp, we talk about the second treason of communist Party, the first one<br />

consisting on leading to the defeat of Spanish army.<br />

As the pact was revealed, tracts against government are carried by the<br />

communists which shows quite a weariness because of the government<br />

inactivity. <strong>The</strong>y proclaim that it must stop or question „what are you waiting<br />

for Mister Daladier to take plane to Moscow?” 12 <strong>The</strong> Prefect collaborator of<br />

Oloron put the territory under hight surveillance and call for help military<br />

authorities of Pau’s 18 em regiment.<br />

<strong>The</strong>re are a lot of Spanish communists on the whole territory and that’s the reason<br />

why we find many Spanish names in the investigations of august and september. 13<br />

Spanish communists are often more virulents than French ones desappointed by their<br />

defeat against Franco which condamn them to emigrate in France. <strong>The</strong>y feel<br />

persecuted once again and violent actions are going to be the expression of this feeling<br />

as an attack against administration’s premises of Boucau in the course of september. 14<br />

As a conclusion, it appears that the politics reactions are various in the<br />

department of basses Pyrénées. <strong>The</strong> authorities of the department intensify<br />

repression in the course of days and concentrate more and more their energy to<br />

control communist party and repress actions lead against government.<br />

<strong>The</strong> priority is given to preserv civil peace, and to contain any unrest on a<br />

territory which already knows backwashes for few mounths whith the Spanish‘s<br />

arrival. So, as long as the anesthesia of communist units of the department permit<br />

to reach this purpose, the authorities will adopt an organisation to muzzle them<br />

with a real effectiveness after the Nazi-Soviet pacts signature.<br />

malicious actions against government and tracts possession. Some of them were released. Source:<br />

main city department act and newspapers’ answers: collection M; 1M80.<br />

12 Communists’tracts found in Gurs’camp the 30 and 31 of august in 1939, handed to Basses<br />

pyrénées’prefect by the special police superintendent in charge of the camp. Source: main city<br />

department act, departemental archives of Pau: collection M; 1M81.<br />

13 List of all the communists of the territory wanted by the Ministry in september<br />

distinguishing french ones and foreigners in 2 separeted columns. Source: main city department<br />

act, departemental archives of Pau: collection M; 1M78.<br />

14 Attack of the 16 th of September in 1939 from spanish communists to protest against anticommunists<br />

actions facilitated by Daladier’s government. Premices were empty so there was<br />

nobody died, only some injured persons who were walking near the explosion. Correspondance<br />

between police station of Boucau and the prefect of basses pyrenées. Source: main city<br />

department act, departemental archives of Pau: collection M; 1M80.<br />

134


Dubasque, François<br />

<strong>The</strong> German-Soviet <strong>Pact</strong> and the toing and froing of the French pacifists<br />

While having a destabilising influence on international relations, the<br />

German-Soviet <strong>Pact</strong> of 23 August 1939 also had significant consequences for<br />

French political life on the eve of World War II. For many contemporary<br />

observers, this event sealed the fate of peace. This is why we thought it would<br />

be interesting to assess its impact on the pacifist movements which existed in<br />

the country in 1939. <strong>The</strong> term pacifism should be interpreted strictly as<br />

political activism in favour of peace via associations, trade unions, media<br />

outlets and political groups. <strong>The</strong> idea would therefore be to determine whether<br />

the German-Soviet <strong>Pact</strong> caused the reconstitution of the pacifist movement in<br />

France and its impact and consequences.<br />

After outlining a brief description of the group of French pacifists in the late<br />

1930s, we shall initially focus on the attitude of the French Communist Party<br />

(PCF) so as to highlight the position of other players, in particular those in<br />

power, in relation to these new national and international issues.<br />

Pacifism in France in the late 1930s<br />

<strong>The</strong> oldest form of pacifism in the country has been represented, since the<br />

late 19 th century, by the Association de la paix par le droit (Association for<br />

peace through law) headed by philosopher Théodore Ruyssen 1 . Based on legal,<br />

internationalist and positivist ideas, this association supports Léon Bourgeois’s<br />

post-war initiatives, a former radical-socialist president of the Council<br />

representing France in the 1919 Peace Conference, in favour of an international<br />

arbitration tribunal and the League of Nations (LoN). Bourgeois is himself the<br />

originator of the French Association for the League of Nations, defending<br />

Aristide Briand’s policy, after which, in the 1930s, he campaigns for collective<br />

security and disarmament. <strong>The</strong> shock of World War I widened the audience of<br />

this moderate type of pacifism situated on the centre left of the political<br />

spectrum. War veteran associations, in an effort to prevent a new murderous<br />

madness, joined this campaign, which was part of the Geneva movement.<br />

At the time of the Munich agreement in September 1938, the political<br />

landscape of pacifism is becoming blurred with the surprising combination of<br />

two types of pacifism: a doctrine-based pacifism influences the socialist party<br />

as well as the powerful related National union of school teachers. Within the<br />

Section française de l’Internationale ouvrière (SFIO, French Section of the<br />

Workers’ International), a sizeable fraction, led by secretary general Paul<br />

1 FABRE, R.: Un exemple de pacifisme juridique: Théodore Ruyssen et le mouvement La<br />

paix par le droit (1884-1950). In: Vingtième Siècle. Revue d’histoire, vol. 39 (1993), 38-54.<br />

135


Faure 2 , remains hostile to war. Its attitude is that of British „app easers” for<br />

whom neither the Spanish war nor the Czechoslovakian question should give<br />

rise to intransigent positions. During the congress of the Party in Montrouge, in<br />

December 1938, this faction unsuccessfully opposes Léon Blum’s supporters,<br />

convinced of the need to put a stop to the expansion of Nazism. It is however<br />

supported by the party’s far left, represented by Marceau Pivert, who advocates<br />

revolutionary defeatism. An opportunistic pacifism or neo-pacifism dominates<br />

the right and far right which renounce their anti-German nationalism because<br />

of their anticommunism (fear of revolution) and admiration for fascist Italy. On<br />

27 September 1938, À bas la guerre (No to war) is the headline of L’Action<br />

française, the newspaper of Charles Maurras and Léon Daudet.<br />

<strong>The</strong> Munich Agreement therefore marks the convergence of these different<br />

types of pacifism, with an audience reaching its pinnacle in France at this time.<br />

<strong>The</strong>ir campaign for peace reflects the profound relief felt by a majority of<br />

French people after the Sudetenland crisis. Less than one year later, the<br />

announcement of the signing of the German-Soviet pact radically changes the<br />

situation. <strong>The</strong> ideological turnaround of the French communist Party is the<br />

most visible reflection of this.<br />

<strong>The</strong> consequences of the <strong>Pact</strong> on the French Communist Party: a return<br />

to ultra-pacifism?<br />

As with all communist parties, the positions of the French communist Party<br />

fluctuated in the 1930s according to Soviet diplomacy. Ultra-pacifists until 1934,<br />

French communists then discover the existence of negotiations between Léon<br />

Barthou, minister of Foreign Affairs, and the USSR in 1934. With the signing of<br />

the Franco-Soviet <strong>Pact</strong> of mutual assistance in 1935, they evolve into a hard-line<br />

pacifism tinged with antifascism. <strong>The</strong>ir attitude reflects the new international<br />

stance of the USSR which has become, since it joined the LoN in 1934, the<br />

champion of the Geneva ideals via Litvinov, the people’s commissar for Foreign<br />

Affairs. <strong>The</strong>ir participation in the Universal peace Congress illustrates this<br />

turnaround. This movement, the Paris branch of which is set up by Pierre Cot and<br />

Louis Jolivet, affiliated to the Komintern, bridges the gap between the supporters<br />

of the Geneva spirit and radical antifascists. After the Munich Agreement, the<br />

PCF, in the name of national defence, now believes in a logic of war.<br />

This state of mind persists after the signing of the German-Soviet <strong>Pact</strong> on 23<br />

August 1939. From 23 to 25 August, the communist media tries to demonstrate<br />

that the <strong>Pact</strong> is not incompatible with national defence. On the contrary, the <strong>Pact</strong> is<br />

presented as a „peace factor” designed to weaken the enemy by disrupting the anti-<br />

Komintern <strong>Pact</strong>. <strong>The</strong> communists are also expressing their desire to defend the<br />

2<br />

DOUGNAC, B.: Paul Faure, biographie (1878-1960). University of Bordeaux 3<br />

(unpublished, 2006).<br />

136


country in case of aggression in the Chamber of deputies. On 2 September 1939,<br />

their parliamentary group votes in favour of military credits demanded by the<br />

Government. <strong>The</strong>ir evolution from patriotism to pacifism is documented by the<br />

statements made by the parliamentary group between 2 September and 1 October<br />

1939. 3 Subsequent to the guidelines sent by the Executive Committee of the Third<br />

International on 8 th September, the national communist parties implement the<br />

strategic turnaround decided upon by Stalin on 7 th September. However, in a<br />

statement published on 9 September, French communists extol the virtues of a<br />

national union against Nazi Germany. While the information on Moscow’s U-turn<br />

has undoubtedly reached them before mid-September, the statements of 16 and 19<br />

September are nonetheless also characterised by a marked anti-German patriotic<br />

tone. In the statement of the 19 th , the Russian intervention in Poland is justified by<br />

the desire not to abandon this country to the Nazis. 4 <strong>The</strong> unconventional reaction of<br />

the PCF is therefore the unquestionable reflection of its leaders’ indecision – led by<br />

Maurice Thorez and Jacques Duclos – or even of their reluctance to adopt the new<br />

line imposed by Moscow after years of antifascist propaganda.<br />

<strong>The</strong> PCF’s U-turn and final rallying around the position of the Third<br />

International is effective at the end of September, during the signing of the<br />

second German-Soviet pact. On 1 October 1939, Arthur Ramette, head of the<br />

Ouvriers et Paysans de France parliamentary group (French Workers and<br />

Peasants) created by the communist leaders after the party was dissolved,<br />

publishes a letter to Edouard Herriot, president of the Chamber, in favour of<br />

immediate peace with Hitler. A genuine indictment against war, the<br />

responsibility of which is shifted onto England and France, this letter reestablishes<br />

the „class vs. class” language. This change becomes even more<br />

apparent after <strong>Molotov</strong>’s speech to the Supreme Soviet on 31 October 1939,<br />

which confirms the German-Soviet alliance ratified by the second <strong>Pact</strong>. 5 On 30<br />

November, communist MP Florimond Bonte, before being arrested, tries to<br />

read a statement in which he denounces the imperialist nature of war from the<br />

Chamber’s gallery. Following the Finland war, presented as a Soviet action for<br />

peace, the communist propaganda increasingly focuses on revolutionary<br />

defeatism. <strong>The</strong> communist turnaround and adoption of an integral pacifism,<br />

dictated by the Russian policy, deeply upsets the pacifist movement in France.<br />

<strong>The</strong> toing and froing of pacifists: reconstitution of the political movement<br />

According to initial IFOP polls, while 57 % of French people surveyed<br />

approved of the Munich Agreement in September 1938, only 34 % believe that<br />

3 For a more detailed study, we shall refer in BOURGEOIS, G.: Drôle de guerre et tournant<br />

de l’Internationale communiste en 1939. Cahiers Léon Trotsky, n 23 (September 1985).<br />

4 BDIC, World War II funds, F delta rés 139: PCF (1939-1940).<br />

5 This speech was reproduced in the Cahiers du bolchevisme, organe théorique du parti<br />

communiste français, 2 e semestre 1939 (January 1940), 48-51.<br />

137


war can still be avoided in June 1939. <strong>The</strong> Prague coup in March, followed by<br />

Albania’s invasion in April, caused a shift in public opinion. In September<br />

1939, mobilisation takes place without any protest. Reflecting public opinion,<br />

the press now campaigns against a new Munich. From left to right, they<br />

unanimously condemn „Stalin’s betrayal”: Albert Bayet writes an editorial in<br />

L’Oeuvre of 27 August called „Do not ask us to excuse the inexcusable”. In<br />

L’Époque, Henri de Kérillis castigates „the USSR’s stab in the back”.<br />

Numerous political formations and trade unions, outraged by the German-<br />

Soviet <strong>Pact</strong>, join this alliance and swell the ranks of the pro-war majority. This<br />

is the case, on the right, of the nationalists of Colonel François de La Rocque’s<br />

Parti social français (French social Party) and the Fédération républicaine<br />

(Republican Federation) of Louis Marin and Philippe Henriot. On the one<br />

hand, the anticommunists are less tempted to perceive Nazi Germany as a line<br />

of defence against bolshevism, while on the other the supporters of a tough<br />

stand towards Germany are not seen to be following Moscow’s orders. Rightwing<br />

pacifism loses its credibility due to the PCF’s troublesome support of the<br />

pacifist side. <strong>The</strong> left wing experiences a similar phenomenon. <strong>The</strong> <strong>Pact</strong><br />

convinces many pacifists to stop initiating actions in favour of peace so as not<br />

to disrupt the atmosphere of national union as well as to distance themselves<br />

from the communists. Thus, the vast majority of the Geneva movement is not<br />

resolved to an outright peace. This is why Théodore Ruyssen sends a telegram<br />

to Edouard Daladier, president of the Council, in September to assure him of<br />

his support. As soon as the <strong>Pact</strong> is signed, the communists are driven out of the<br />

Universal peace Congress (RUP), while the Confédération Générale du Travail<br />

(CGT, Federation of Trade Unions) breaks away from the PCF the day after the<br />

meeting of the German and Soviet armies in Brest-Litovsk on 18 September<br />

1939. <strong>The</strong> SFIO’s situation is more original: on 29 th August, an agenda<br />

criticising the German-Soviet <strong>Pact</strong> is voted. However, behind this apparent<br />

unity, the <strong>Pact</strong> actually confirms the two positions which divide its beliefs.<br />

Integral pacifists (Faure and Pivert positions), comfortable with their<br />

anticommunism, want peace at all costs, on the grounds that a war against<br />

Germany would benefit the USSR.<br />

Pacifism is therefore only represented by tiny minorities: on the extreme<br />

right-wing, the headline of newspaper Je suis partout! of 1 September 1939 is<br />

À bas la guerre, vive la France! (No to war, long live France). Maurras and<br />

Daudet’s pacifism is fuelled by hope of defeating the Republican regime. On<br />

the left wing, the SFIO’s integral pacifists are joined by a group of former<br />

Briand supporters favouring the motto „neither right nor left”. Among those<br />

are members of left-wing fringe groups such as Marcel Déat or Gaston<br />

Bergery, advocating a rapprochement with Germany as part of a federal<br />

Europe. Thus, the pamphlet entitled Paix immédiate (Peace now), written on 25<br />

August 1939 by libertarian pacifist Louis Lecoin, bears, alongside the<br />

signatures of philosopher Alain, writer Jean Giono and Victor Margueritte,<br />

138


those of Déat, Pivert, Zoretti (a supporter of Paul Faure) and Challaye, an ultrapacifist<br />

member of the League for human Rights.<br />

<strong>The</strong> pacifist influence on French society in the late 1930s fails to survive the<br />

march to war. Prefectural reports highlight the renewed strength of patriotism<br />

from the summer of 1939. However, the PCF’s shift has caused the dispersion of<br />

the pacifist group 6 . By specifically targeting the communists, the Daladier<br />

government succeeds in marginalising the pacifists during the first weeks of war.<br />

Muzzled pacifism: the government’s action<br />

Despite its decline since the spring of 1939, the pacifist movement, which<br />

had impregnated political circles, retained supporters within the circles of<br />

power. „<strong>The</strong> peace party” is a heterogeneous entity recruiting from the right<br />

wing: MP Scapini, close to the leagues, Pierre-Etienne Flandin, head of the<br />

Alliance démocratique, as well as left wing: Eugène Frot, Paule Faure or René<br />

Brunet. This small minority attempts to organise itself into a parliamentary<br />

liaison Committee involving fifteen MPs and twelve senators. It benefits<br />

however from solid support in both Foreign Affairs committees, headed by<br />

radical socialist personalities who have supported the pacifist cause: Henry<br />

Bérenger in the Senate and Jean Mistler in the Chamber (Mistler, imbued with<br />

visceral pacifism linked to the trauma of World War I, was a cultural attaché<br />

for the French legation in Hungary and taught at the university of Budapest).<br />

<strong>The</strong> pacifist movement manifests itself repeatedly and launches several<br />

initiatives. At the end of August and during the parliamentary session of 2<br />

September 1939, its members closest to the fascists – Bergery, Déat or Pierre<br />

Laval – attempt to promote Mussolini’s proposition of another peace<br />

conference. Relying on the World War I precedent, others demand that a secret<br />

committee meeting be convened to debate possible peace conditions. <strong>The</strong><br />

German peace propositions, at the end of September, are another opportunity to<br />

make their voice heard.<br />

Even before the signing of the German-Soviet <strong>Pact</strong>, parliamentary pacifists<br />

can count on the support of radical Georges Bonnet, minister of Foreign Affairs<br />

since April 1939. During the Cabinet meeting of 24 August 1939, Bonnet<br />

claims that the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong> does not have to lead to war. He sets<br />

out to convince the president of the Council, Daladier, of the importance of<br />

examining the final peace options. Georges Bonnet, backed by Anatole de<br />

Monzie, minister of Public Works, also plays the Mussolini card for a new<br />

Munich. During the next Cabinet meeting on 31 August, he tries again to gain<br />

his colleagues’ support for the italian proposition. However, his last-ditch<br />

diplomatic effort comes up against Edouard Daladier’s firm stance this time,<br />

6 On this question see VAISSE, M.: Le pacifisme français des années trente. In: Relations<br />

internationales, n 53 (1988), 50. See also VAISSE, M. (ed.): Le pacifisme en Europe des années<br />

1920 aux années 1950. Bruxelles, 1993.<br />

139


acked by a „belligerent” coalition which constitutes a majority in the<br />

government, among whom are Paul Reynaud, minister of Finance, Albert<br />

Sarraut, minister of the Interior, Georges Mandel, minister of Colonies, and<br />

Jean Zay, minister of national Education. 7 Georges Bonnet is now ostracised as<br />

attested by the Cabinet reshuffle of 13 September 1939: he loses the Foreign<br />

Affairs portfolio and is given the ministry of Justice. This eviction is proof of<br />

the government’s determination to go to war and its desire to eliminate a<br />

movement hostile to the patriotic consensus.<br />

Nevertheless, Edouard Daladier perceives the PCF’s support of the peace<br />

side as the main threat, not parliamentary pacifism. <strong>The</strong> measures taken by<br />

the government against the communists must therefore be interpreted in this<br />

context. Two days after the signing of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>, the<br />

government suspends communist newspapers L’Humanité and Ce Soir and,<br />

on 26 August, bans the communist press from further publication. One month<br />

later, on 26 September, before the communists even adopt the „fight against<br />

the imperialist war” stance, the PCF is dissolved, as is its parliamentary<br />

group. Subsequently, following the publication of the „letter to Herriot” on 1<br />

October, the government waits until the end of the extraordinary Parliament<br />

session, on the 5 th , to launch an investigation into collusion with the enemy<br />

before the Paris military tribunal. As the MPs supporting the Germany-Soviet<br />

agreements no longer benefit from parliamentary immunity, the police raid<br />

the homes of Arthur Ramette and Florimond Bonte that very morning.<br />

Communist leaders decide to flee : Duclos and Ramette take refuge in<br />

Belgium while Maurice Thorez deserts his regiment and goes to Moscow.<br />

<strong>The</strong> Daladier government has therefore killed two birds with one stone :<br />

liquidating the communists whose support of pacifism was perceived as a<br />

threat and avoiding the peace debate in Parliament under the pretence of<br />

fighting against communists 8 . On 29 September, Paris was aware of the<br />

German-Soviet call for an overall resolution of the conflict. <strong>The</strong> final act of<br />

this deterrent policy aimed at preventing the collusion of pacifists against the<br />

war takes place at the beginning of December. Further to the Soviet invasion<br />

of Finland, Daladier seizes the PCF’s assets. From an external perspective, he<br />

supports the action of the LoN 9 which, putting an end to its strict selfimposed<br />

neutrality observed since the <strong>Pact</strong> and the declaration of war,<br />

decides to exclude the USSR on 14 December 1939.<br />

7<br />

See the biography by PUYAUBERT, J.: Georges Bonnet (1889-1973), les combats d’un<br />

pacifiste. Rennes, 2007. 201-207.<br />

8<br />

For more information on this question see BOURGEOIS, G.: Octobre 1939: sortir de la<br />

crise pacifiste pour continuer à faire la guerre. Communication pronounced in the conference<br />

Exits of crisis, university of Poitiers, 27-28 November 2008. All our thanks to the author who<br />

had the kindness to pass on to us the text of this communication before its publication in the acts<br />

of the conference, in autumn 2010.<br />

9 e<br />

PAUL-BONCOUR, J.: Entre-deux-guerres. Souvenirs de la III République, t. III: Sur les<br />

chemins de la défaite 1935-1940. Paris, 1946. 183.<br />

140


Conclusion<br />

In the 1930s, pacifism epitomises a collective mentality which transcends<br />

partisan divisions. It is also a transnational phenomenon. <strong>The</strong> German-Soviet<br />

<strong>Pact</strong>, more so than the declaration of war, deeply upsets the pacifism movement<br />

in France. This is the hypothesis we wanted to demonstrate in this brief<br />

communication. <strong>The</strong> resulting progressive ideological switch of the French<br />

communists and their return to ultra-pacifism entirely reshaped this movement.<br />

In September 1939, self-assured, majority, governmental and anticommunist<br />

pacifism switches to anti-governmental and minority pacifism, deeply affected<br />

by the communist support.<br />

After the Finland war, the communists increasingly focus on revolutionary<br />

defeatism, while the other pacifist groups are seen to capitulate by mid-June<br />

1940. A significant number of personalities, who were still campaigning for<br />

peace at the end of the summer of 39, join the Vichy ranks and collaborate with<br />

Nazi Germany. This is the case of Georges Bonnet, Paul Faure and Jean<br />

Mistler, members of the National Council, Marcel Déat, founder of the<br />

Rassemblement national populaire in 1941, or the European federalists who<br />

perceive their projects as justification of German occupation.<br />

141


142


Delmouly, Laura<br />

<strong>The</strong> German-Soviet pact in french coursebooks<br />

„<strong>The</strong> German Russian agreement can be justified if you look at it from the<br />

angle of the interested powers, but it did mean a war in the West” 1 . This<br />

quotation is mentioned in a History school book from 1947, and the agreement<br />

seems to be the most concrete action that will lead to war.<br />

A study on the Nazi-Soviet <strong>Pact</strong> in the French school books allows us to ask<br />

ourselves how this historical fact was perceived. How was this event taught<br />

from 1945 till today? For this we will use examples out of books edited from<br />

1945 till today: 5 books were used between 1945 and 1960, 2 for the years<br />

1960 till 1970, 2 for the eighties, 4 for the nineties and finally 3 for the years<br />

2000. However, these books come from different editors (Nathan, Hatier,<br />

Hachette and so forth), and as the school market is private and the books<br />

chosen by the teachers, not every student uses the same book. Nevertheless<br />

right after the war the school books include in their pages the conflict, the facts<br />

until the victory of the Allied. <strong>The</strong>refore the <strong>Molotov</strong>-<strong>Ribbentrop</strong> agreement<br />

takes an important place in explaining the conflict to the students. Although the<br />

war is taught to every French student, it isn’t studied at all levels and the<br />

programs have often changed. Out of the 16 books that talk about the conflict<br />

one is used in primary school (that is 6 years old), 2 are for the students who<br />

are 13/14 years old, 2 for the 14/15 years old, 5 for the 16/17 years old, 2 for 18<br />

years old used in their last year of high school and then 4 used at a University<br />

level. Automatically there is a difference in the explanation of the agreement<br />

according to the age of the student and its level. Also, the school book is often<br />

a tool and not systematically used by the teacher.<br />

Equally it is important to mention the fact that school books endure the<br />

current dominating standards during their edition which has an impact on the<br />

way of teaching. What was the place given to the <strong>Molotov</strong>-<strong>Ribbentrop</strong><br />

agreement in the programs? How was this event taught? Was the agreement<br />

influenced by the different historical events? We will study the way the<br />

agreement was taught right after the war and than we will show a change in the<br />

seventies in the way of perceiving the agreement. <strong>The</strong>n finally we will present<br />

the way the German-Russian treaty was studied in order to reflect on<br />

totalitarianism.<br />

<strong>The</strong> name itself of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> agreement has known a number<br />

of different versions; the name Nazi-Soviet <strong>Pact</strong> or <strong>Molotov</strong>-<strong>Ribbentrop</strong><br />

agreement emerges in the seventies. <strong>The</strong> names that were used during the two<br />

former decades where they talk about „treaty” or „German-Russian<br />

1 GENET, Louis: L’Epoque contemporaine 1848-1939, classes préparatoires de philosophie<br />

et de mathématique. A. Hatier, Paris, 1946, 830-831.<br />

143


agreement” sound anachronistic.<br />

Even so, even if the name Nazi-Soviet <strong>Pact</strong> wasn’t used at the time, this<br />

agreement was studied ever since the new programs dated July 31 st 1947 were<br />

drawn up. „This signature (which means of course the signature of the<br />

agreement) is considered to be a desertion that will lead to a war” 2 . „This<br />

agreement which stunned the world, could do nothing else than precipitate the<br />

war” 3 . <strong>The</strong>se two quotations put forward in the first place the unexpected<br />

character of this signature and the amazement of the world seeing this as a<br />

disruption in the possibility of a union between the different powers. In the<br />

second place it shows the decisive character of the agreement which leads to a<br />

war. To explain the agreement we can call in two elements: the element of<br />

reason and the element of consequence. To understand the foundation of this<br />

agreement, we attend to an explanation of the different advantages of this treaty<br />

for the two signing parties. As well, the books present the realistic attitude that<br />

was shown by Stalin; the agreement is therefore considered to be a political<br />

manoeuvre that helped Russia to gain time before it started the war.<br />

And to explain the direct consequences of the agreement, the French school<br />

books in the years 1945 to 1950 emphasize the Russian neutrality as a factor<br />

that permits Germany to attack Poland. „In September 1939 Germany invades<br />

Poland. <strong>The</strong> democracies, in order to keep peace had made too many<br />

concessions already (for example the Munich accords in 1938 when they had<br />

agreed on Germany to have Bohemia). <strong>The</strong>y declare war to the invader” 4 . This<br />

quotation is interesting because it helps us to see the connection between the<br />

Munich accords on the one hand and the German-Russian agreement on the<br />

other hand. A connection that was very clear at the end of the war. From 1938<br />

on and after the Munich accords, France and England try to keep the illusion of<br />

peace, but the signature of <strong>Molotov</strong>-<strong>Ribbentrop</strong> agreement prevents Russia<br />

from starting a war with Nazi Germany. „Stalin had made his decision, which<br />

was to accept an understanding with Hitler, and although he thought the war<br />

was imminent he preferred to stay apart from the conflict, anticipating<br />

territorial profits and the adversary forces to wear out”. 5<br />

In the sixties a much more direct version of this agreement shows up: the<br />

counter nature of the union is put forward. It refers to the fundamental<br />

opposition between the two powers in the ideological, political and economical<br />

field. It is the secrecy around the agreement, signed between the two parties,<br />

which justify this union. <strong>The</strong> way of telling History will transform French<br />

2 GENET, Louis: L’Epoque contemporaine 1848-1939, classes préparatoires de philosophie<br />

et de mathématique. A. Hatier, Paris, 1946. 830-831.<br />

3 A. MALET, A., ISAAC, J.: Histoire contemporaine depuis le milieu du XIX ème , classes<br />

préparatoires de philosophie et de mathématique. Hachette, Paris, 1930, réed 1951. 866.<br />

4 BARON, Etienne: Histoire de la France, Cours Moyen et Supérieur. Nathan, Paris, 1956. 464.<br />

5 A. MALET, A., ISAAC, J.: Histoire contemporaine depuis le milieu du XIX ème , classes<br />

préparatoires de philosophie et de mathématique. Hachette, Paris, 1930, réed 1951. 866.<br />

144


education. As a matter of fact, the student will exclusively find in his books the<br />

historical events. It’s a history without end and the agreement will be<br />

thoroughly described and explained.<br />

<strong>The</strong> seventies show a break through (the influence of May 1968) in the way<br />

of teaching history. We don’t deal with rooted and hierarchical chapters any<br />

more that encourage continuous reading. Clearly we can observe a wish to find<br />

a balance between the historical facts, the written documents and the<br />

iconography. Even if the documents are kind of weak, especially when it<br />

concerns the <strong>Molotov</strong>-<strong>Ribbentrop</strong> agreement. We can also observe the absence<br />

of a map of Central Europe which is a pity because it would have helped the<br />

student to understand the territorial claims from Hitler and Stalin. <strong>The</strong><br />

presentation of the historical facts has the upper hand. „<strong>The</strong> clear position of<br />

the Soviet Union, the replacement of Litinov, obtained through a co-operation<br />

with the West, by <strong>Molotov</strong>, a very strict interpreter of the Stalin’s realism; does<br />

this mean a change in orientation of soviet’s foreign politics?” 6 .<br />

<strong>The</strong> Soviet Union is at the centre of attention of the European powers. <strong>The</strong>ir<br />

politics stay very ambiguous, an ambiguity that is made very clear in the school<br />

books. <strong>The</strong> soviet foreign politics remain complex, a fact which the school<br />

books have difficulty to define.<br />

In the nineties, we observe a big innovation in the making of school books by<br />

illustrating the facts with documents, made in a way to attract the student. <strong>The</strong><br />

historical facts progressively leave room for written or iconographical illustrations.<br />

<strong>The</strong> secret protocol of the agreement is partially copied in the books. To clarify this<br />

protocol, the school books explain on the one hand the reasons of this treaty or<br />

agreement (the secret protocol) and on the other hand the consequences. But the text<br />

that explains the treaty is briefer than it used to be before and uses a vocabulary also<br />

seen before like „counter nature union” and „the world is stunned”.<br />

<strong>The</strong> educational process evolves, because the student is now asked to make an<br />

intellectual step by using documents. This willingness of showing the treaty<br />

through a different light continues till the years 2000 in which a new program is<br />

made in 2002 and 2007. <strong>The</strong> Nazi-Soviet <strong>Pact</strong> is considered in a more complex<br />

way comparing totalitarianism, fascism, Nazism and Stalinism. <strong>The</strong>ir<br />

resemblances, their dissidences and their expansions have to be explained by the<br />

student. In 2003 new school books appear full of files and close ups explaining on<br />

two pages the historical facts that were important and decisive. <strong>The</strong> two pages<br />

dedicated to the Nazi-Soviet <strong>Pact</strong> are composed of a documentary corpus full of<br />

questions to make students reflect on the event. In 2007 there are two definitions<br />

that illustrate this double page. <strong>The</strong> word pact is „an agreement with mutual<br />

obligations” 7 and the Nazi-Soviet pact is defined as „the signature of August 23,<br />

6<br />

BOUILLON, J et JOHN, A.M. et BRUNEL, F.: Histoire: le monde contemporaine 1914-<br />

1945, manuel de terminale. Bordes, Paris, 1980. 312 à 314.<br />

7<br />

LAMBIN, Jean-Marc: Histoire première ES, L, S. Hachette éducation, Paris, 2007. 294-<br />

295., 316-317.<br />

145


1939 between Germany and the Soviet Union in which both countries commit<br />

themselves in not aiming for the other one in exchange of sharing Poland” 8 .<br />

To conclude, the French school books have explained the Nazi-Soviet <strong>Pact</strong><br />

between 1945 up to today in a different way. Chronologically, this is from<br />

1945 to 1960, the historical events are privileged even if this secret treaty is not<br />

explained in a very detailed manner. <strong>The</strong>n in between 1970 and 1980 we<br />

observe a break through in the way of teaching History, written documents and<br />

iconographies are inserted in the lesson.<br />

Since the years 1990, we see a loss of simply narrating history towards a<br />

profound reflection on totalitarianism. <strong>The</strong> German-Russian agreement is put<br />

forward thanks to an extensive documentary corpus full of questions.<br />

<strong>The</strong> treaty has been taught in a continuous way even if the ways of<br />

explaining this event were different. Nevertheless, we can say that, because of<br />

the absence of texts written by historians in the school books, they are very<br />

little influenced by the different historical events that took place during the<br />

studied period. Education takes into account the evolution in historical research<br />

on the subject. And like I mentioned before it can also be subject to the choice<br />

of the teacher, who according to his habits and also according to his political<br />

position, uses the school books or not.<br />

8 LE QUINTREC, Guillaume: Histoire première S. Nathan, Paris, 2003. 321.<br />

146


Richaud, Romain<br />

Politics’ reaction from a left-wing department about the German-<br />

Soviet <strong>Pact</strong><br />

In the south of the country, <strong>The</strong> Landes department was firmly left-wing. Until<br />

the 1930’S, the radicalism was holding the department. During these years, the<br />

political deal changed lightly. In big cities like Dax extreme right leagues are created<br />

and in front of this, antifascist committees were born offently led by communists.<br />

<strong>The</strong> Communists are strongly established in cities of Tarnos and Boucau, symbol of<br />

the worker class with the Forges de l’Adour and the Iron Work, in the south of the<br />

department. A breeding ground in wich we can find the executive of the party. In the<br />

same time, the socialists are in a full expansion: in 1936, Charles Lamarque Cando<br />

became the first socialist elected in the Council Department.<br />

In 1936, the Popular Front won the legislative elections in France, in most<br />

departments and in the Landes too. <strong>The</strong> department got one socialist deputy and<br />

three radical-socialist deputies. We can object that the republican democracy<br />

played for them, the popular assembly and the left in general. Radicalism kept<br />

the first place even if socialists were growing up and communists held their<br />

position. However, quickly there is disunity. Every formation goes back to its<br />

position. In their weekly, Le Travailleur Landais, <strong>The</strong> Socialists denounce the<br />

radical-socialists too much attached to private property while they refuse to work<br />

with the communists in the council department. <strong>The</strong> Communists who write in<br />

L’Etincelle against radicals, newspaper published in the Basses Pyrénées. <strong>The</strong><br />

latter defended themselves and criticized the other parties in „Le Républicain<br />

Landais” and „Le Démocrate”.<br />

It’s now interesting to wonder how they reacted to the <strong>Ribbentrop</strong>-<strong>Molotov</strong><br />

<strong>Pact</strong> in august 1939 after a lot of negotiations between the different<br />

governments. First we will look at the immediate reactions in local socialist<br />

and radical-socialist newspapers. <strong>The</strong>n, we will analyse the explanations that<br />

people at the time tried to find to the signing of that pact. Finally, we will deal<br />

with the tensions between the different parties, and especially with what was to<br />

become the „communist problem” 1 .<br />

Between astonishment and obviousness<br />

Jean Paul Brunet had shown that newspapers from the right and left agreed<br />

with the idea that pact was a considerable event. However there is no doubt that<br />

in our department URSS is the most criticized. 2<br />

1 La Petite Gironde, 28 août 1939.<br />

2 BRUNET, Jean Paul: La presse française et le pacte germano-soviétique (août 1939). In:<br />

Relations Internationales, 1974, n°2. 187-212.<br />

147


Two ideas emerge from the press: on one hand the failure of that pact and its<br />

lake of logic for the other hand, which lead politics to consider the pact as<br />

treason. Le Travailleur Landais’s editorial written by Léon Blum is entitled:<br />

„After the dramatic turn of the events” 3 . <strong>The</strong> author is not able „to conceal his<br />

astonishment” 4 . It’s an upstream act. It went against the events. It’s signed while<br />

there are negotiations between France, United Kingdom and USSR for a peace<br />

forehead. It’s not the pact itself which „disturbs” the socialists but the moment of<br />

its publication. 5 It was published in a veritable European crisis 6 . We find this<br />

topic too in Lamarque Cando’s words 7 . This member of the Council Department<br />

wrote on December the 17 th , after his newspaper was not published for some time<br />

for lack of means and personnel. He called the last edition (26 th august): „<strong>The</strong><br />

event which made the headlines was unfortunately the Soviets treason” 8 .<br />

For the radical-socialists there is the same sensation but it was toned down<br />

by another feeling. Effectively, they insisted on the obviousness of this event.<br />

<strong>The</strong>re isn’t just surprise. <strong>The</strong> fast conclusion of the pact made them think that<br />

everything had been prepared beforehand for many weeks 9 . This point of view<br />

is developed by the regional daily; La Petite Gironde. Its editor, Jacques<br />

Lemoine, gave a severe opinion on the signing 10 . „In the European sky’s<br />

darkness, this news was a sudden peal of thunder” 11 . He added that „only<br />

gullible people could imagine that Germany and Russia were made to fight<br />

because they had antagonist ideologies”. This newspaper kept this tone in a<br />

double page entitled: „<strong>The</strong> dramatic turn of the German and soviet pact” 12 .<br />

Inside article have an enlightened tune: „Mr <strong>Ribbentrop</strong> has flown to Moscow<br />

and the Foreign Affairs secretary signed the pact during that trip” 13 . According<br />

to Lemoine, Germany and Russia are made to get on or to fight but it’s always<br />

to the detriment of occidental democracies. So it’s an exceptional pact but there<br />

3<br />

Le Travailleurs Landais, Editorial du 26 août 1939.<br />

4<br />

Léon Blum, cit. Le Populaire, in Le Travailleurs Landais, 26 août 1939.<br />

5<br />

Idem.<br />

6<br />

Idem.<br />

7<br />

Born in 1901, he started as a teacher and came early in the political arena. Member of the<br />

SFIO, the formation which grew up during the Popular Front, he created Le Travailleurs Landais<br />

and became the first departmental secretary of the SFIO in 1937. He was the leader of the<br />

Resistance movement called Liberation-Nord in the department. At the end on the occupation, he<br />

led the Departmental committee of Liberation in charge to build the department again. <strong>The</strong>n he<br />

followed in a big political career; socialist deputy in 1945 to 1958 and 1962 to 1968, member of<br />

the Council department in 1936 to 1940 , then 1945 to 1951 and 1967 to 1979. Finally, he was<br />

mayor from Sabres from 1945 to 1953 then of Mont de Marsan from 1962 to 1983. During the<br />

1970s, he left the Socialist Party which was changing and went to opposition. He died in 1989.<br />

8<br />

CANDO, Charles Lamarque, In Le Travailleurs Landais, 17 décembre 1939.<br />

9<br />

La France, in Le Démocrate, journal Républicain Radical Socialiste, publié à Dax, 27 août 1939.<br />

10<br />

Jacques Lemoine was the Editorial writer of the daily La Petite Gironde which opened its<br />

page for the Radical. In 1944, he founded Sud Ouest and he kept the direction until the 1970s.<br />

11<br />

Idem La Petite Gironde, 23 août 1939.<br />

12<br />

Rubrique Actualités Internationales de La Petite Gironde, 23 août 1939.<br />

13<br />

In Le coup de Théâtre du pacte germano-soviétique. La Petite Gironde, 23 août 1939.<br />

148


is nothing surprising. <strong>The</strong>n he took on a reassuring attitude asserting that<br />

„France had known other crisis that she had surpassed” 14 .<br />

Did he want the public opinion to stay quiet? Or did he want to protect the<br />

radicals in the government? We don’t know for sure but he was indeed more<br />

vehement with his political opponent than with Germany or Russia. He stays<br />

always kind to the government because he considered that „the government had<br />

tried to settle a peace through negotiations, so there was nothing to blame it<br />

for” 15 . Moreover, at the end of his editorial he put his trust on the government<br />

saying: „in these dark hours, we have to trust our leaders whose fearsome<br />

honour it is by right to steer the history of France” 16 . This last sentence is<br />

completely rooted in the republican and patriotic ideal. So obviousness and<br />

astonishment are mixed with realism and republicanism.<br />

<strong>The</strong> motives of the Crime<br />

During the first week which followed the 23 of august politicians tried to<br />

explain it. Concerning Germany, Blum and socialist advance the idea that<br />

Hitler wanted to put the disorder inside British and French governments and<br />

public opinions. Hitler hated the communism and the anticommunist ideology<br />

is a base of Nazism. So, for them it finally seemed logical that Hitler should put<br />

his signature on a pact that could benefit him greatly. Indeed we know that it<br />

allowed him to invade Poland. It was just a diplomatic about-turn to satisfy a<br />

need: to protect himself from the opening of an eastern front and take over<br />

Poland. Moreover, not long before, Italy and Germany had signed an antikommintern<br />

pact. Hitler wasn’t scared of rejecting it, as Jacques Lemoine<br />

emphasized a few days later in his La Petite Gironde Editorial. This daily was<br />

more vehement against the führer keeping the idea of a trick: „it is a German<br />

trick revealed in all its real and cynical cunning” 17 . But he kept the line that it<br />

was only to be expected from Germany. Generally, the political world in the<br />

Landes agreed more or less about the motives they could find to the Reich's act.<br />

Blum wrote a sentence which summed up Hitler’s reasons: „the device used is<br />

shocking for our reason, but tyranny delivers people of all misgivings” 18 . In Le<br />

Démocrate we can read: „forgetful of everything that he had said and writen,<br />

Hitler threw himself into the arms of the red tsar” 19 . He is taken for a trafficker<br />

of conscience that nobody would listen to again.<br />

About USSR, we attend a real trial for high treason. For the socialists,<br />

14<br />

Editorial du 23 août 1939, La Petite Gironde.<br />

15<br />

Idem.<br />

16<br />

Idem.<br />

17<br />

Editorial du 23 août 1939, La Petite Gironde.<br />

18<br />

Le Travailleurs Landais, Editorial du 26 août 1939.<br />

19<br />

Le Démocrate, Républicain Radical Socialiste, art. Cynisme, L.Barbedette, n°du 17 au 24<br />

septembre 1939.<br />

149


soviets didn’t have motive. Blum advanced the idea that the British and French<br />

delegations' slowness could have had consequences, but later said he reckoned<br />

it was a bad excuse. It was really the USSR's, and more particularly Stalin's<br />

duplicity which was denounced. As Lamarque Cando said „the father of<br />

common peoples whose earlier propaganda pitted public opinion against<br />

fascism, and who had shown Hitler as the enemy of liberty is now none other<br />

than the murderer of Finland, after stabbing Poland in the back” 20 . For the<br />

radical-socialists L.Barbedette wrote in every edition a critical column with<br />

titles like: „the soviet cynicism”, „torturers”, „bad faith”, or again „nausea”<br />

and „the odious soviet attitude” 21 . Column, in which, he criticized deliberately<br />

the „obvious duplicity” of the „real Asiatic despot” who regret nothing about<br />

the dirty deed done. 22<br />

Appreciation we can find lead all at the same conclusion. A few quotations<br />

will help to understand. Blum claimed that „in this situation we can’t count on<br />

the USSR” and said that „the collapse of the peace forehead is just a question<br />

of weeks” 23 . Some socialist would have liked to believe in the soviet power to<br />

umpire the crisis but they stayed sceptical. Le Travailleur Landais published a<br />

declaration of Harmel a leader of the CGT: „what is new in the last 24 hours is<br />

that there is no chance to create an Eastern peace front, the USSR being out” 24 .<br />

Peace in Europe was more than compromised, and the County Council member<br />

Lamarque Cando added: „<strong>The</strong> <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact is a bandits' deal”<br />

settled by „two gangsters” 25 . Needless to say that this hostility to the USSR<br />

was going to have consequences on all communist parties and in the Landes<br />

too, where as we have seen it was well implanted.<br />

Repercussion on the politic life and the „communist problem”<br />

If we haven’t mentioned the French Communist Party in the Landes until now,<br />

it’s in order to expose its reaction in this last part. It was in a very tricky position.<br />

Like at the national level, it was a divided and just about to implode in our left-wing<br />

department. First we will see its relationships with the other political formations.<br />

Radical-socialists were always afraid of „a red conspiracy”. That’s why<br />

criticism went on. L. Barbedette kept his state of mind. An anticommunist<br />

mind. He said that „we have to tear off the masks of the big leaders who<br />

deliberately deceived the working class and were in fact doing their utmost to<br />

spark an armed conflict” 26 . A few days after the signing of the pact, the same<br />

20 CANDO, Charles Lamarque In Le Travailleurs Landais, 17 décembre 1939.<br />

21 Le Démocrate, tribunes de L.Bardette des 5-7 septembre, 17-24 septembre, 1 er et 22 octobre<br />

22 Le Démocrate, art. Mauvaise foi, L.Barbedette, 5-7 septembre 1939.<br />

23 Le Travailleurs Landais, Editorial du 26 août 1939.<br />

24 Déclaration de Harmel, CGT, Le Travailleurs Landais 26 août 1939.<br />

25 Charles Lamarque Cando, in Le Travailleurs Landais, 17 décembre 1939.<br />

26 Le Démocrate, art. Mauvaise foi, L.Barbedette, 5-7 septembre 1939.<br />

150


writer affirmed that radicals „had never trusted Stalin or his lackeys” 27 . By „his<br />

lackeys” he meant French Communist leaders like Duclos and Thorez or<br />

Gilbert Vital 28 in the department. Beyond the fear of Bolsheviks, he couldn't<br />

accept that the same party which had led antifascist resistance a few years<br />

before now approved of this pact.<br />

<strong>The</strong>re was no chance for communists to find support from the socialists'<br />

side. <strong>The</strong> split of Tours in 1920 was still noticeable. Lamarque Cando's<br />

conclusions were final: „Is there still anyone, who yesterday was a sincere<br />

communist, to believe in the superiority of dictatorship?” 29 He denounced<br />

communist leaders. „Between Stalin’s servants, Thorez, Duclos, today in the<br />

pay of Hitler and us there is a moral incompatibility”. „Between them (Stalin's<br />

lackeys) and us, there is a murdered peace” 30 . Lamarque Cando was a wellknown<br />

anticommunist in the department. Pierre Brossollette 31 , another member<br />

of the SFIO incriminated communist writers like Aragon in Le Travailleurs<br />

Landais. He reproached them for celebrating the pact as an act of peace in their<br />

newspapers such as „Ce Soir”. He denounced their „blind and aggressive<br />

commitment” 32 . He underlined their lack of humility, their lack of decency for<br />

people who were in antifascist sections and who now applauded „the coming<br />

together of communism and Nazism” 33 . Socialists didn’t believe the communist<br />

excuse that if the USSR chose Germany’s side it was to blackmail France and<br />

Britain and because of their negligence. Politicians were aware that something<br />

important had happened in the country's political life. Le Démocrate published<br />

a press release from La Dépêche: „it’s an event which will affect in their<br />

consciences those who believed in Stalin like you believe in Christ” 34 . (Festival<br />

du Film from Pessac: Once upon a faith the communism). Jacques Lemoine<br />

dares to say that „there is just a definitive collapse for the party who linked his<br />

life to a foreign pawn” 35 .<br />

Besides outside criticism, something was broken inside the PCF itself.<br />

Indeed, two main political lines were decided upon. One chose to follow<br />

27<br />

Idem.<br />

28<br />

From the Sarthe he was hurt during the First World War. He came in the department in 1930<br />

like electrician. He left the SFIO to the PC. He lost the Council Department election in 1934. He<br />

was elected town councilor of Soorts-Hossegor in 1935. He allowed the win of the Popular Front in<br />

the department giving his points to the left candidate. In 1937 he became member of the Council<br />

department. In 1941 he was summed to stay in his house like the other dangerous communist. In<br />

1944 he led the Council department of liberation with Lamarque Cando.<br />

29<br />

CANDO, Charles Lamarque, In Le Travailleurs Landais, 17 décembre 1939.<br />

30<br />

CANDO, Charles Lamarque, In Le Travailleurs Landais, 17 décembre 1939.<br />

31<br />

Member of the SFIO in 1929, he started as journalist in Le Populaire. Lieutenant in 1940, he<br />

went to London and De Gaulle and became a leader of <strong>The</strong> Resistance in France. He worked in the<br />

BCRA. In February, 1944, he was taken by German and without talking he committed a suicide.<br />

32<br />

BROSSOLETTE, Pierre In Le Populaire, in Le Travailleurs Landais, 26 août 1939.<br />

33<br />

Idem.<br />

34<br />

Extrait de La Dépêche, in Le Démocrate, 27 août 1939.<br />

35<br />

La Petite Gironde, 23 août 1939.<br />

151


Moscow's line, with the national and some of the local leaders, while the other,<br />

followed by some militants, took a distance with the USSR. It’s interesting to<br />

note that grassroots militants were less criticized than their leaders. <strong>The</strong>y were<br />

deemed „naïve people who had followed Moscow” 36 . As G.Dupau, the former<br />

secretary of JAF (Young French Farmers) testifies in the department, this event<br />

was only debated in bodies close to the Party. (Organism who trusted on URSS<br />

sudden change). And political leaders and rank and file militants were not<br />

trated the same way; as Daladier said:”the government refuses to consider<br />

France's workers and communist leaders as one and the same” 37 , accusing<br />

those leaders of „trying to justify a peace by treason” 38 .<br />

In the department, communists were discredited too. However we could find<br />

examples of every tendency. Paul Desarps became in 1925 the first communist<br />

mayor in the department, in the little town of Tihl. 39 He had been elected on a<br />

list of workers and farmers. He led an antifascist committee, but in 1939 he<br />

dissociated himself from the Communist Party when he learnt about the pact. 40<br />

Somewhere else, Jean Paillé, the secretary of the CGT Trade Union in the<br />

Department was asked to leave his post. 41 So there were different reactions in<br />

the local PC, but it was essentially about its local leaders.<br />

As a conclusion we can say that, like at the national level, this pact was seen<br />

as a considerable event which revealed the USSR's duplicity and Germany’s<br />

manipulation. <strong>The</strong> reactions we talked about left scars in the department, and<br />

some political leaders like G. Dupau 42 were closely watched by the police<br />

following the pact. <strong>The</strong> prefect’s desk was covered with reports concerning PC<br />

leaders and militants. In most of cases the latter went on with their lives<br />

without thinking about what would happen to them during the following month<br />

of September, after the start of the Second World War, hesitating between<br />

following their leaders and taking their distances. <strong>The</strong>re was primarily a<br />

merciless fight of political leaders through the press, even between socialists<br />

and radicals, who only agreed on incriminating the communist party.<br />

36 Le Démocrate, tribunes de L.Bardette des 5-7 septembre.<br />

37 Le Républicain Landais, 2 septembre 1939.<br />

38 Le Républicain Landais, 2 septembre 1939.<br />

39 Institut d’Histoire sociale des Landes, la construction du Front Populaire, Les Communistes<br />

40 AD, 1M172, Rapports du des renseignements généraux au préfet sur l’activité des partis de<br />

gauhe, août 1939 ; +dissolution PCF dans les landes.<br />

41 Institut d’Histoire sociale des Landes, les syndicats et partis politiques<br />

42 Born in 1922, he was 17 years old when the pact was signed. He was near the PC because<br />

he led the JAF a near organism of the PC. He was the secretary of the JAF in the department. He<br />

led action against german during the occupation but denounced he was send to Sachenhausen<br />

concentration camp. He came back in 1945 in his town of Carcen Ponson. He spend his life to<br />

search and work about the Resistance in Landes department and had just published a book in<br />

2008. La Resistance dans les Landes.<br />

152


World War II on the territory of Poland<br />

153


154


Piekarski, Michał<br />

Lviv at the Beginning of World War Two<br />

Lviv at the present moment is a city in Western Ukraine located about 70<br />

kilometers from the Polish border. Nowadays the population of the city is<br />

about 730.000 inhabitants. <strong>The</strong> city has always been multinational.<br />

According to the official Ukrainian data from 2001 there were 88%<br />

Ukrainians (640.000), 10% Russians (23.000) 1 and 1% Poles (about 6.500)<br />

in Lviv. 2 According to the data from the Polish Consulate in Lviv there live<br />

about 25.000 Poles. 3 <strong>The</strong> name of the city in Latin is „Leopolis”, in German<br />

„Lemberg”, in Polish „Lwów”, in Ukrainian „Львів”, in Hungarian „Ilyvó”.<br />

<strong>The</strong> city is also a multi-religional centre. From the 17th century it was a city<br />

with three Latin archbishop seats: Roman Catholic, Greek Catholic, and<br />

Armenian Catholic. Now only two exist: Roman and Greek. Nowadays it is<br />

also the centre of Orthodox Church (Ukrainian and Russian Orthodox<br />

churches) and Armenian Apostolic Church. Before World War Two a big<br />

Jewish community also lived in Lviv.<br />

From the 14th century to the 2 nd half of 18th century the city was under<br />

Polish authority. Between 1772-1918 (for 150 years) the city was under<br />

Austrian authority as a capital of the new Austrian province called Galicia (in<br />

German: Galizien). After 1867 Lviv quickly became the main Polish national<br />

centre (sometimes called „Polish Piemont”). In the same time the city also<br />

became an Ukrainian national centre for those Ukrainians, who lived in the<br />

Austro-Hungarian empire. 4 It was the cause of the Polish-Ukrainian fight at the<br />

end of the First World War (<strong>The</strong> Battle of Lwów, 1918). After 1918, when<br />

Poland regained independence, Lviv returned to the Polish state. According to<br />

the decision of the Council of Ambassadors from March 1923 the city was<br />

officially granted to Poland.<br />

During the between-war period Lviv was the third biggest city in Poland.<br />

Warsaw was biggest the which included almost 1 million inhabitants, Łódź was<br />

the second with 600.000 inhabitants (the biggest industrial centre in Poland). In<br />

1931 Lviv had 311.000 inhabitants, which included according to the language<br />

data about: 198.000 Polish-speaking inhabitants (63%), 75.000 Jewishspeaking<br />

(24%), 35.000 Ukrainian-speaking (11%), and 3.000 others (including<br />

1 Анна Вилеґала, Росіяни та російськомовне населення у сучасному Львові. In: Eine<br />

neue Gesselhaft in einer alten Stadt, [edited by] HENKE, Lutz and ROSSOLINSKI, Grzegorz.<br />

Wrocław, 2007. 243.<br />

2 Кароліна Фурманн, Ольґа Томіцька, Йоланта Туровська, Від більшості до меншості.<br />

Поляки у Львові після 1945 року. In: Eine neue Gesselhaft in einer alten Stadt, [ed. by]<br />

HENKE, Lutz and ROSSOLINSKI, Grzegorz. Wrocław, 2007. 160.<br />

3 Ibidem.<br />

4 However the number of Ukrainians in Austro-Hungarian empire was not so big in<br />

comparison with the number of Ukrainian people in Russian empire.<br />

155


2.000 German speaking inhabitants). 5 <strong>The</strong>re were almost no Russian<br />

inhabitants (<strong>The</strong>re was only one small orthodox church in Lviv). A large part of<br />

Jewish intelligence was Polish-speaking. According to the religion data in 1931<br />

in Lviv there lived: 157.000 Roman Catholic (50%), 100.000 Jews (32%),<br />

50.000 Greek Catholic (16%), and 2.000 Protestants (0,6%). 6 Most of the<br />

Ukrainians were Greek Catholic, but there was a small group of Polish Greek<br />

Catholics too. 7 Lviv was the second important cultural and educational city in<br />

Poland after Warsaw. <strong>The</strong> University in Lviv was famous in whole Europe.<br />

<strong>The</strong>re worked such famous professors as Stefan Banach and Roman Ingarden.<br />

Poland and Lviv at the turn of August and September 1939<br />

In the between war period two important non-aggression pacts were signed by<br />

Poland. <strong>The</strong> Soviet–Polish Non-Aggression <strong>Pact</strong> was signed on 25 of July 1932<br />

and on May 5 1934 was extended to December 31 1945. <strong>The</strong> German-Polish<br />

Non-Aggression <strong>Pact</strong> was signed on 26 of January 1934 for a period of 10 years.<br />

In August 1939, when the war was expected Poland started some<br />

preparations before the Nazi aggression. <strong>The</strong> Polish emergency defense plan<br />

„Zachód” („<strong>The</strong> West”) did not take Lviv into account because the city was far<br />

away from the Western border. A military garrison was stationed in Lviv,<br />

which, from February 1938, was commanded by general Władysław Langer.<br />

Infantry was the biggest part of the garrison. 8<br />

<strong>The</strong> events which happened on the 1 st of September were first to show that<br />

the plan was not well-thought. On the 1 st of September at 11.30 a.m. Nazi aeroplanes<br />

started to bombard the city. 83 people were killed and 100 were injured. 9<br />

In the evening of the 2 nd of September, when the message that France had<br />

declared war on Germany was popularized, plenty of people were singing the<br />

melody of the French national anthem near the residence of the French deputy,<br />

who went outside his house to listen to them. On the 3 rd of September Lviv<br />

railway station was bombarded. <strong>The</strong>re were manifestations in front of the<br />

French and English consulates because of a declarement of war on Germany by<br />

France and England.<br />

On the 2 nd of September in the Polish Sejm (the lower chamber of the Polish<br />

parliament) in Warsaw Wasyl Mudry – the chairman of the Ukrainian political<br />

party (UNDO) 10 – assured of the loyalty of the Ukrainian community and also<br />

5 WNĘK, Konrad, ZYBLIKIEWICZ, Lidia A., CALLAHAN, Ewa: Ludność nowoczesnego<br />

Lwowa w latach 1857-1938. Kraków, 2006. 263.<br />

6 Ibidem. 249.<br />

7 http://www.kki.pl/pioinf/przemysl/dzieje/rus/grekokatolicy.html 28.02.2010<br />

8 WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 16-18.<br />

9 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />

Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 36.<br />

10 Ukraińskie Zjednoczenie Narodowo-Demokratyczne (<strong>The</strong> Ukrainian National Democratic<br />

Alliance). From 1929 in Poland functioned also illegally another Ukrainian political party called<br />

156


said that Germans are a common enemy for Ukrainians and Poles. 11 On the 5 th<br />

of September because of the fact that some Ukrainians committed sabotage, the<br />

Polish general Władysław Langer made a request to the Greek Catholic<br />

archbishop Andrej Szeptycki to maintain the peace. Archbishop Szeptycki<br />

wrote an official letter to Ukrainians with information that Germans are a<br />

common enemy for Poles and Ukrainians. 12<br />

On the 7 th of September general Władysław Langer started to organize a<br />

regular defense of Lviv. At that time many Polish scouts and students took part<br />

in the defense. Most of them held weapon for the first time 13 . Despite the<br />

official letter of the Greek catholic archbishop some Ukrainians continued to<br />

commit sabotage cooperating with Nazis. On the 12 th of September the Nazi<br />

division, which was conducted by Ukrainians, omitted the Polish defense line<br />

and came to Lviv. <strong>The</strong> division was stopped by Polish counterattack. Polish<br />

inhabitants started to be afraid of Ukrainian citizens, and a few Ukrainians<br />

were shot without any judgment 14 .<br />

<strong>The</strong> command of the Nazi army was determined to seize Lviv as fast as<br />

possible. On the one hand it was an important military-strategic place. On the<br />

other hand, it was connected with the army’s prestige. 15 During the next days<br />

there were strong German bombardments. <strong>The</strong> Lviv power station, the gasworks<br />

and the municipal water supply system did not work. <strong>The</strong> city<br />

population grew by 100.000 people, who were refugees from the central<br />

Poland. A large part of them came from Warsaw, which was strongly attacked<br />

from the west side by the Nazi army. Food supplies started to run out.<br />

Lviv defending itself against two enemies<br />

<strong>The</strong> general head-quarters of the Red Army decided to attack Poland, on the<br />

17 th of September, 2 hours after midnight the Soviet-Ukrainian Front under the<br />

command of general Semyon Konstantinovich Timoshenko (Семён<br />

Константинович Тимошенко) forced the Polish border. In the Soviet Radio<br />

general <strong>Molotov</strong> said: „<strong>The</strong> Soviet government commanded the Red Army to<br />

cross the Polish border in order to protect inhabitants of the West Ukraine” 16 .<br />

Organizacja Ukraińskich Nacjonalistów (Organisation of Ukrainian Nationalists) which was<br />

under the strong influence of the Nazi Germany.<br />

11 WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 41.<br />

12 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />

Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 38.<br />

13 Wspomnienia uczestników obrony Lwowa we wrześniu 1939 roku, [prepared by]<br />

WOJTYCZ, Janusz. Kraków, 2002. 102.<br />

14 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />

Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 43.<br />

15 LEINWALD, Artur: Obrona Lwowa we wrześniu 1939 roku. In: Rocznik Lwowski [red.]<br />

WASYLKOWSKI, Janusz. Warszawa, 1992. 37.<br />

16 Ibidem. 50.<br />

157


<strong>The</strong> Eastern Polish border was not ready to be defended. <strong>The</strong> Polish<br />

government and the Polish army did not plan a two-front war. Most of the<br />

Polish army was involved in the fight with the Nazi army. <strong>The</strong> Eastern Polish<br />

border was not defended by any anti-tank rifle. 17 <strong>The</strong>re was no solution for the<br />

Polish government. On the same day at 10. a.m. the president of Poland Ignacy<br />

Mościcki left Poland crossing the Polish-Romanian border. <strong>The</strong> Commanderin-Chief<br />

of Poland's armed forces Marshal of Poland Edward Rydz-Śmigły<br />

commanded Polish army to cross the Polish-Romanian and the Polish-<br />

Hungarian border. <strong>The</strong> West-Soviet Military Group was commanded to seize<br />

Lviv between 18-22nd of September 18 .<br />

<strong>The</strong> Polish General Command sent an instruction to general Langer<br />

including an order to fight only with Germans. Fighting with the Red Army<br />

was to be taken only in case of self-defense. On the 18 th of September the Nazi<br />

army pointed the 21 th of September to be the day of the general attack.<br />

According to the fact that the Red Army crossed the Polish border, general<br />

Langer said to the mayor of Lviv, Stanisław Ostrowski, that it is impossible to<br />

fight with two enemies, that is why he planned to surrender Lviv to the Red<br />

Army, because of its Slavic nature. <strong>The</strong> mayor of Lviv did not want to do it. 19<br />

Stanisław Ostrowski made an appeal to Lviv administrative officers and other<br />

officers calling to appear at work. Most of them came to work helping Lviv<br />

inhabitants. A large number of volunteers were helping in reparations of the<br />

municipal water supply system which had been bombarded by Nazi planes. <strong>The</strong><br />

provision of food was organized. Milk was provided only for families with<br />

small babies. Most of Lviv doctors joined the sanitary points. 20<br />

German agents tried to have a meeting with the Polish Supreme Command, but<br />

they had to return because of the Polish refusal. German agents said only that „if<br />

Lemberg surrenders to Germans, it will still be in Europe. If Lemberg surrenders<br />

to Soviets, it will be in Asia” 21 . This fact is quite interesting – a local German<br />

command did not know about the German-Soviet division of Poland, which was<br />

planned in August. German command decided to attack and seize the city.<br />

Two hours after midnight on the 19 th of September Soviet tanks came to the<br />

suburbs of Lviv and were raked by Polish armoured cannon. Soviet tanks<br />

returned. Soviet division seized a small city Winniki (6 kilometers from Lviv).<br />

At 2 o’clock p.m. the division of the Red Army was attacked by the German<br />

17 WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 137-138.<br />

18 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />

Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 48; see also:<br />

WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 142.<br />

19 Ibidem. 51-52. In Lviv there were 25 battalions of foot soldiers, 3 troops of cavalry, 78<br />

cannons, 16 ack-ack guns. <strong>The</strong> reserve of food for the civil inhabitants were calculated for 2-3<br />

months. Ammunition was calculated for 2 weeks.<br />

20 „Goniec Wieczorny”. Lwów 18.09.1939.<br />

21 LEINWALD, Artur: Obrona Lwowa we wrześniu 1939 roku. In: Rocznik Lwowski [red.]<br />

WASYLKOWSKI, Janusz. Warszawa, 1992. 41.<br />

158


division because of the general attack on Lemberg which had been planned by<br />

Germans. Three Soviet soldiers were killed and three German soldiers were<br />

killed too. Soviet delegation, which came to Winniki required of Germans to<br />

back away from eastern Galicia. Germans did not want to do it. 22<br />

On the same day Germans edited a leaflet in Polish to the Polish inhabitants<br />

and Polish defense ordering them to surrender Lviv in 2 days. <strong>The</strong> leaflets were<br />

spread by planes. <strong>The</strong> main sentences were: „<strong>The</strong> Polish government escaped<br />

abroad. […] <strong>The</strong> Polish army has been totally beaten-up. […] Russians are<br />

well-disposed to Germans. […]<strong>The</strong> city must surrender by September 21” 23 .<br />

<strong>The</strong> German ultimatum was refused by general Langer.<br />

On the same day the Soviet head-quarters edited leaflets in Polish to the<br />

Polish defense, which were also spread by planes. <strong>The</strong> main sentences were:<br />

„Soldiers! 60.000 Polish soldiers joined voluntarily to the Red Army. […] Do<br />

not believe your officers! <strong>The</strong>y want your death! Let’s beat your officers! […]<br />

Only the Red Army can liberate one Polish nation from war” 24 .<br />

In the eastern suburbs of Lviv the agents of the Polish defense had a<br />

meeting with a group of Soviet officers. A Soviet officer said that <strong>The</strong> Red<br />

Army had come to fight against Germans. He demanded to come to the city.<br />

Polish agents rejected. On the same day the Nazi army surrounded Lviv. In the<br />

evening Germans gave Soviets an ultimatum to back away to the east. Soviets<br />

refused.<br />

In the evening of the 20 th of September Soviets came to an agreement with<br />

Germans. Germans agreed to desist from attacking Lviv because of the<br />

Führer’s command: „Lemberg has to be left for the Red Army. <strong>The</strong> attack on<br />

Lemberg planned before should be immediately halted” 25 . On the 21th of<br />

September in the morning German army started to move away from the<br />

surroundings of Lviv. <strong>The</strong> Red Army was ready to attack Lviv. General Langer<br />

commanded not to shoot to Soviets. <strong>The</strong>re was the first meeting between Polish<br />

and Soviet command. <strong>The</strong> Soviet commander said that the Red Army came to<br />

help fight against Germans.<br />

Lviv under the Soviet occupation<br />

In the evening there was a meeting between the mayor of Lviv, Stanisław<br />

Ostrowski, and general Langer. General Langer decided to capitulate although<br />

in the city there were about 15.000 Polish soldiers ready to fight with the Red<br />

22<br />

WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 176; see also: Kronika<br />

2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR, Grzegorz,<br />

SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 52.<br />

23<br />

Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />

Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 53.<br />

24<br />

Ibidem. 54.<br />

25<br />

Ibidem. 55.<br />

159


Army. <strong>The</strong> mayor of Lviv did not want to surrender the city. Finally at the<br />

night between 21-22 th of September, the mayor of Lviv decided to surrender the<br />

city. <strong>The</strong> mayor of Lviv added conditions to the protocol of capitulation: 1. <strong>The</strong><br />

autonomy of the city authorities has to be held. 2. <strong>The</strong> management of hospitals<br />

and schools has to be held. 3. Polish as an official language has to be held. 4.<br />

<strong>The</strong> freedom of confession has to be held. 26 General Langer signed the act of<br />

capitulation on the 22nd of September at 8 o’clock a.m. <strong>The</strong> act of capitulation<br />

was also signed by the Soviet agency. Soviets had an ambition to seize the city<br />

very quickly. In the Red Army there were officers who remembered the fact,<br />

when in 1920 Red Army could not seize Lviv. 27 On the same day the Red<br />

Army entered into the city. <strong>The</strong> agreement of capitulation guaranteed freedom<br />

for Polish officers and soldiers. Soviets did not keep their word. Most of the<br />

Polish officers were arrested and murdered by the NKVD (Народный<br />

Комиссариат Внутренних Дел) in 1940. Soviets rejected the conditions added<br />

by the mayor of Lviv to the protocol of capitulation. Later a large number of<br />

Polish professors were also arrested and finally deported to lagers or<br />

murdered. 28<br />

Before September 1939 Lemberg had never been under Russian authority<br />

(except the short time from September 1914 to June 1915). Almost none of the<br />

inhabitants could speak Russian. On the 24 th of September general Langer was<br />

talking in Tarnopol (a city about 150 kilometers from Lviv) with Nikita<br />

Sergeyevich Khrushchev (Никита Сергеевич Хрущёв), who assured him of<br />

adhering to the agreements of capitulation. A few days later general Langer<br />

was transported to Moscow. On the 27 th of September the Polish mayor of Lviv<br />

Stanisław Ostrowski was arrested by the NKVD and transported later do<br />

Moscow. 29<br />

On the 28 th of September the German-Soviet Boundary and Friendship Treaty<br />

was signed in Moscow by <strong>Ribbentrop</strong> and <strong>Molotov</strong>. After the „universal<br />

referendum” on the 31 th of October Lviv and eastern Galicia were formally<br />

included to the Soviet Union as a part of Ukrainian Soviet Republic. In the<br />

official propaganda the results of the referendum showed the political will of the<br />

inhabitants of Eastern Galicia to join to the Soviet Union, which had been<br />

expected even before the referendum. 30 After the referendum <strong>Molotov</strong><br />

announced in Moscow: „the end of former Poland”. He said: „<strong>The</strong>re is nothing<br />

left from the grotesque formation created by <strong>The</strong> Treaty of Versailles, which was<br />

26<br />

Ibidem. 58.<br />

27<br />

LEINWALD, Artur: Obrona Lwowa we wrześniu 1939 roku. In: Rocznik Lwowski [red.]<br />

WASYLKOWSKI, Janusz. Warszawa, 1992. 42.<br />

28<br />

DRAUS, Jan: Uniwersytet Jana Kazimierza we Lwowie 1918-1946. Portret kresowej<br />

uczelni. Kraków, 2007. 91-103.<br />

29<br />

Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />

Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 67-69.<br />

30<br />

„Czerwony Sztandar” 18.10.1939; see also: „Czerwony Sztandar” 21.10.1939.<br />

160


ased on oppressing non-Polish nations” 31 . This information was announced in<br />

„Czerwony Sztandar” („<strong>The</strong> Red Banner”) - a new newspaper published in Polish<br />

in Lviv from October 1939. A totally new era started in Lviv.<br />

Conclusion<br />

<strong>The</strong> events from September 1939 in Lviv were very spectacular. <strong>The</strong> third<br />

biggest city in Poland was not taken into account in Polish emergency defense<br />

plan from late August 1939. It was the reason why Lviv was an easy target for<br />

Nazi planes. Despite the badly prepared defence plan, general Władysław Langer<br />

was able to organize spontaneous defence, which involved many young people.<br />

<strong>The</strong> day of 17 th of September was a final „stab in the back” for the Polish state.<br />

Lviv was attacked by two large armies from two sides – which had not been<br />

predicted by the Polish government and the army. This situation perfectly shows<br />

the essence of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>. <strong>The</strong> Polish city had no chance to<br />

help them. General Langer and the mayor of Lviv had to choose one enemy to<br />

surrender the city. Actually they had no choice, because everything had been<br />

decided on the 23 rd of August 1939 in Moscow. Not so much later the Polish side<br />

found out the hard way that agreements signed by the aggressor would not be<br />

adhered to. <strong>The</strong> events from September 1939 also show two different attitudes of<br />

the Ukrainian community in Poland. Some of them were loyal to the Polish state,<br />

others committed sabotages cooperating with Nazis.<br />

To sum up, September in 1939 for Lviv and Lviv inhabitants started a<br />

totally new era. Before September 1939 Lviv had never been under Russian or<br />

Soviet authority. <strong>The</strong> city through hundreds of years belonged to Western<br />

European civilization. Poland and Central Europe lost definitely an important<br />

and interesting cultural and educational centre. <strong>The</strong> fact that Lviv das not<br />

belong to Poland nowadays is a result of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact.<br />

31 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />

Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 86.<br />

161


162


Ligeti, Dávid<br />

<strong>The</strong> German-Polish War in 1939 based on the Memoir of the<br />

Hungarian Ambassador to Warsaw<br />

On the 1 st September 1939 at 5 45 a. m. explosions shook Warsaw. <strong>The</strong><br />

Hungarian ambassador András Hory woke up, and realized suddenly, that the<br />

war started. <strong>The</strong> Polish capital was under attack by German bombers. One hour<br />

earlier the operation „Fall Weiß” had began, which meant that the Wehrmacht<br />

invaded Poland. Two days later the German-Polish war transformed into a<br />

World War, because Great Britain and France declared war on Germany.<br />

Although the Polish army fought bitterly and heroically against the Germans,<br />

she was in a hopeless situation especially when the Soviets launched their<br />

invasion on the 17 th of September. 1 Poland was divided for the fourth time in<br />

her history. Hory described the gloomy events of September 1939 in his<br />

memoir under the chapter called the German-Polish War. It was published<br />

partly in 1987, however, the rest of his manuscript is available in the Hungarian<br />

Academy of Sciences. 2 In this paper I want to present some details of the<br />

German-Polish War on the basis of the memoir of the Hungarian ambassador in<br />

Warsaw, representing the tragic and shocking effect of the infamous <strong>Molotov</strong>-<br />

<strong>Ribbentrop</strong> <strong>Pact</strong>.<br />

Before we recall the events of September of 1939, I want to give a brief<br />

biographical sketch of Mr. Hory. He was born in 1883 in Kolozsvár (today:<br />

Cluj-Napoca, Romania). He studied law at the university of Kolozsvár, but he<br />

spent several months in France and Germany, too. After his studies 3 he worked<br />

as a public servant. In 1917 in the First World War, he served briefly at the<br />

Eastern Front. That year he was sent to the occupied territory of Romania, in<br />

order to organize food transportations for Austria-Hungary. After the war, he<br />

worked at the Ministry of Foreign Affairs in Hungary, and his lucky star raised<br />

fast. Between 1921 and 1924 he worked as a leading clerk in Bucharest.<br />

Afterwards until 1927 he was ambassador in Belgrade, and held the same<br />

position in Rome until 1934. One year later he was appointed ambassador in<br />

Warsaw. This diplomatic post was not too important for Hungary. Although<br />

Poland was traditionally an important international friend of the Hungarians, 4<br />

the current international political situation was more relevant both for<br />

1 It is worth mentioning and emphasizing, that Great Britain and France did not declare war<br />

on the Soviets after attacking Poland, which was their military ally.<br />

2 HORY, András: Bukaresttől Varsóig [From Bucharest to Warsaw]. Budapest, Gondolat,<br />

1987. Ed. PRITZ, Pál. (<strong>The</strong> original manuscript-signature is: MS 10. 864/1-10., henceforth I<br />

refer to the two part of the 5 th chapter as HORY/MS/I-II).<br />

3 Hory received the ‚king-ring’ for his continuous excellent school progress until his doctor degree.<br />

4 For example, in 1920, Hungary sent valuable ammo transportations to the Polish army,<br />

which fought in a tight corner with the overwhelming Soviet-Russian invaders.<br />

163


Budapest, and for Warsaw. <strong>The</strong> two countries were indifferent to each other, 5 at<br />

least until 1938. In the time of the Munich agreement both Poland and Hungary<br />

had territorial claims against Czechoslovakia. <strong>The</strong>refore the importance of<br />

Hory’s post increased also (too). When the Poles annexed the Olsa region, and<br />

Hungary seized South Slovakia, the relations were more polite and worshipful<br />

between Warsaw and Budapest.<br />

On the 30 th January 1939 Hory could speak for two minutes with Mr.<br />

<strong>Ribbentrop</strong> himself, when the German foreign minister travelled to the Polish<br />

capital in order to consult on the latest developments of the European policy.<br />

Hory would have wished a longer negotiation; because he wanted claim the<br />

further Hungarian border-revision intentions against Czechoslovakia.<br />

<strong>Ribbentrop</strong> rejected Hory’s offer, mentioning that Germans also suffered the<br />

consequences of the peace treaty of Versailles, and „we hate everything, which<br />

remind of that”. 6 When Hitler destroyed the truncated Czechoslovak state in<br />

the spring of 1939, Hungary took over the north-eastern part of its former<br />

territories, 7 resulting in a common Polish-Hungarian border. Like his fellow<br />

countrymen, Hory was pleased with this event; he said later that these were one<br />

of the most beautiful days of his life. 8 Unfortunately, this new border existed<br />

only half a year.<br />

<strong>The</strong> chapter is divided two parts: the first one is a summary about the<br />

interwar international relations of Hungary, in the second one Hory narrate his<br />

experiences of September 1939 based on his diary-notes.<br />

On the 23 rd of August 1939, the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> was signed. Like<br />

most of the foreign diplomats, Hory took notice of this Bolshevik-Nazi<br />

agreement with astonishment. In his memoir he referred to the Mein Kampf, in<br />

which Hitler proclaimed a crusade against the red plague. 9 <strong>The</strong> Hungarian<br />

diplomatic staff felt and knew, that the alliance and non-aggression pact<br />

between Germany and the Soviet Union meant the end of Poland, as<br />

contemporaries used the expression „finis Poloniae”. 10 <strong>The</strong> Hungarian Minister<br />

for Foreign Affairs, István Csáky, told Hory on 26 th August, that Poland would<br />

be divided, but, he thought Kraków and the nearby territories would remain<br />

independent, like puppet-states. Two days earlier Csáky and Hory declared,<br />

that Hungary would not attack Poland, and that he will not allow for the<br />

German troops to cross the country. Although the British-French diplomacy<br />

made all efforts to prevent and avoid the war, they could not stop the<br />

5 HORY/MS/I: 8.<br />

6 HORY/MS/I: 27. HORY: 254-255.<br />

7 ROMSICS, Ignác: Hungary in the Twentieth Century. Budapest, Corvina-Osiris, 1999. 199.<br />

„Between 15 th and 18 th March 1939 at the cost of only some minor skirmishes, the Hungarian<br />

army marched into Sub-Carpathian Ruthenia.” <strong>The</strong> region received this new name after 1920,<br />

because before that the appellation of the province didn’t exist before the Czechoslovakian rule.<br />

8 HORY/MS/II: 2.<br />

9 HORY/MS/I: 33.<br />

10 <strong>The</strong> end of Poland (Latin).<br />

164


aggressive German foreign policy. 11 <strong>The</strong> escalation of the conflict pressed the<br />

diplomats to organize a day-to-day meeting in the Hotel Europa.<br />

In the first hours of the war, as they mobilized their armed forces, 12 the Polish<br />

government was content and self-confident. <strong>The</strong> Polish generals believed that their<br />

troops would be able to march into Berlin. Hory noticed a conversation with Prince<br />

Czartoryski in May 1939, which well describes the Polish belligerence. <strong>The</strong> prince<br />

said: „Lord and peasant will fight with the same enthusiasm, our wives and<br />

daughters will fight with us.” 13 Hory did not gave any information about the<br />

German diplomatic effort toward Hungary, which wanted the participation of<br />

Hungary against Poland, but, „at very least by allowing the German army to use<br />

the railway lines in the recently regained north of Hungary.” 14<br />

<strong>The</strong> building of the Hungarian embassy was only 100-150 meters from the<br />

Ministry of Defence, and the Headquarter, therefore these buildings were the first<br />

targets of bombings. While anti-aircraft guns were forced to fire continuously,<br />

the German shells weakened the resistance shortly. Hory’s office was under<br />

pressure of many civilians, most of them Hungarians, who asked for help in<br />

travelling back home. <strong>The</strong> Polish Minister of Foreign Affairs, Mr. Beck met<br />

Hory in the afternoon of the 1 st September. Beck was angry about the German air<br />

attack on Warsaw, because it had been declared an open city. <strong>The</strong> anxiety was<br />

growing in the capital day to day. In the diplomatic quarter the most alarmed<br />

ambassador was the U.S. ambassador, Mr. Biddle, who always carried his gas<br />

mask with himself. On the 4 th September a meeting was organized for all the<br />

ambassadors. Mr. Ditleff, Head of the Norwegian Embassy invited his<br />

colleagues. <strong>The</strong> doyen diplomat stated four questions for the government:<br />

a) Does the government stay in the capital or prefer leaving Warsaw?<br />

b) Does it tell the new headquarter the ambassadors?<br />

c) <strong>The</strong> embassies which behaviour do present in this situation?<br />

d) If the diplomatic staffs must have been evacuated, how does the<br />

government provide for transportation and values?<br />

<strong>The</strong>re were two opinions about the future of the embassies: the majority of<br />

the diplomats wanted to leave the capital. <strong>The</strong> minor group preferred to stay<br />

with the government, and they proposed the evacuation, if it escapes the<br />

capital. Hory joined to this group, arguing that the diplomatic staffs were<br />

delegated to the Polish government, not to mayor of Warsaw. <strong>The</strong> shrewd<br />

espousal influenced many diplomats in their decision. In evening of that day<br />

Hory‘s butler looked on an air combat over the capital, which resulted the<br />

defeat of Polish fighters and flaks. In spite of the common opinion the Germans<br />

11<br />

Great Britain and France guaranteed the integrity of the Polish borders on 31st March<br />

1939. HORY/MS/I: 30.<br />

12<br />

Nevertheless the Polish mobilisation suffered a little delay, because the western Allies did<br />

not propose the too early war preparations in order to avoid any possible provocations.<br />

13<br />

HORY/MS/I: 31.<br />

14<br />

ROMSICS, Ignác: Hungary in the Twentieth Century. Corvina-Osiris, Budapest, 1999. 199.<br />

165


could not destroy the Polish Air Force on the ground at the beginning their<br />

offensive, but they gained early air superiority. However the Polish fighters<br />

were outnumbered and swept fast from sky. After that the continuous bombings<br />

massacred without any resistance the defenceless civil population, by 19 th<br />

September in Warsaw „so many thousands of Poles had already been killed by<br />

air […] that the public parks were having to be used for burials.” 15<br />

On the 6 th September the Polish government resettled the diplomatic staffs<br />

to Krzemieniec (today: Kremenets, Ukraine). This city was on the Soviet<br />

border. Hory was afraid of the situation. He recognized that any further<br />

withdraw was impossible. <strong>The</strong> relationship between the Polish and Soviet<br />

border guards was very good. On the 10 th September Hory was ordered: he had<br />

to follow the Polish government. One day later the Soviet diplomacy casted a<br />

shadow over Poland: the Soviets called back their ambassador from Warsaw.<br />

Hory felt that the Soviet revisionism would be deadly for Poland. <strong>The</strong> diplomat<br />

noticed that the priests and the believers prayed for rain: the unusually dry<br />

weather greatly helped the German Blitzkrieg. Next day the Germans could<br />

bomb Krzemieniec: the city did not have any air defence, so the attack<br />

transformed to a massacre. Hory was shaken from the bloody events, and<br />

noticed the cruelty and brutality of the war. He already saw battlefields of the<br />

Great War, but in this war most of the victims were children and woman. On<br />

15 th September Hory travelled to Czernowitz, Romania. He decided to travel<br />

Hungary instead of Romania, rejecting the invitation of the Romanian<br />

government. Hory distrusted the Romanians, 16 and did not follow the Polish<br />

government to Bucharest. <strong>The</strong> coming events justified him, because the<br />

Romanians interned the Polish government, and that part of the Polish army,<br />

which escaped to Romania. Romanian troops had deployed in the frontier<br />

regions, but of course, they did not help their official allies, the Poles,<br />

moreover Romania would build up a good neighbourhood with the Soviet<br />

Union. It is a bitter irony, that both Krzemieniec, and Czernowitz were<br />

occupied later by the Soviets.<br />

Two days later divisions of the Red Army marched in East Poland. <strong>Molotov</strong><br />

justified the perfidious attack, that „since the Polish Republic was no longer in<br />

existence, measures were being taken to protect the inhabitants of western<br />

Byelorussia and western Ukraine.” 17 <strong>The</strong> Soviet rhetoric used always the term<br />

‘liberate’ instead of occupy, moreover the Pravda summarized the<br />

achievements of Nazi-Bolshevik alliance, that we „liberated our brothers of the<br />

same blood.” 18 In addition, Nazi newspapers also glorified the Soviet military<br />

15 GILBERT, Martin: <strong>The</strong> Second World War. A Complete History. Holt, New York, 1989. 10.<br />

16 Hory’s suspicions were based on experiences of the Great War, when Romania attacked<br />

his former ally, Austria-Hungary.<br />

17 DAVIES, Norman: God’s playground: a history of Poland in two volumes. Clarendon<br />

Press, Oxford, 1981. Vol. II. 437.<br />

18 DAVIES, Norman: God’s playground: a history of Poland in two volumes. Clarendon<br />

166


intervention, and the fruitful German-Soviet cooperation. <strong>The</strong> infamous and<br />

ignominious defeat of 1920/21, which was ratified by the Peace Treaty of Riga<br />

was avenged by Bolsheviks. <strong>The</strong> Soviet aggression was mysterious for the<br />

shaken western diplomats, who did not know the secret clauses of the <strong>Molotov</strong>-<br />

<strong>Ribbentrop</strong> <strong>Pact</strong>. 19 <strong>The</strong> intervention and the alliance with Nazis undermined the<br />

belief of Hungarian communists and social-democrats, too. After Hory left his<br />

post, the German-Polish War continued for two weeks. <strong>The</strong> last Polish units<br />

surrendered on 5 th October. In spite of the superior German tactics and<br />

equipment, „the Polish campaign was no simple walk over. <strong>The</strong> Germans<br />

suffered a total of 50, 000 casualties and lost 500 aircraft and over a thousand<br />

armoured vehicles.” 20 It is remarkable, that the Polish army could resist more<br />

than one month against the Germans, while the Soviets launched an<br />

unpreventable offensive their hinterland. <strong>The</strong> Polish performance is more<br />

valuable, if we take into consideration, that the army of France, the Low<br />

Countries, and Great Britain could stop the German war machine for the same<br />

time in 1940. Hory felt pity on the unfortunate fate of Poland, namely in the<br />

First World War, here struggled the opposite sides for years, so the country<br />

suffered many casualties. 21<br />

In autumn of 1939 more than 100.000 refugees arrived to Hungary through<br />

the common border. <strong>The</strong> Polish soldiers, who fled to Hungary, were able to<br />

rejoin the allied forces later, and continue the war against the Nazism, and the<br />

civil people could stay in security until March of 1944, when the Germans<br />

occupied Hungary. During the Polish campaign the Hungarian Prime Minister,<br />

count Pál Teleki „secretly organised a Hungarian legion, which was sent to<br />

aid the desperately defending Polish army and subsequently after the fighting<br />

was over, opened Hungary’s borders to a flood of refugees.” 22 Summarizing in<br />

autumn of 1939 the allied Nazi-Bolshevik war machine crushed the<br />

international system which was created by the Peace Treaty of Versailles. 23 <strong>The</strong><br />

annihilation of Poland was the first diabolic aftermath of the <strong>Molotov</strong>-<br />

<strong>Ribbentrop</strong> pact. Finland hardly could stop the Soviet aggression in the Winter<br />

War of 1939/1940, but, the country had to hand over 10% its former territory.<br />

While the German forces occupied the Low Countries and France in June 1940,<br />

the Baltic states had fallen victim to the Soviet offensive policy, and lost their<br />

Press, Oxford, 1981. Vol. II. 444.<br />

19<br />

Churchill emphasized the situation: „Russia is a riddle wrapped in a mystery inside an<br />

enigma.” DAVIES: 439. <strong>The</strong> secret clauses of the pact revealed only in 1946, but denied by the<br />

Soviets until 1989, „provided for the joint division of eastern-central Europe and the partition of<br />

Poland”. Jerzy LUKOWSKI: A concise history of Poland. Cambridge University Press,<br />

Cambridge, 2001. 224.<br />

20<br />

LUKOWSKI: 225.<br />

21<br />

HORY/MS/II: 38.<br />

22<br />

ROMSICS: 200.<br />

23 th<br />

<strong>Molotov</strong> declared on 30 October 1939, that „the hideous creation of the Peace Treaty of<br />

Versailles” [i. e. Poland] has been vanquished. LUKOWSKI: 226.<br />

167


independence, Romania was forced to deliver up Bessarabia and North<br />

Bukovina. 24 In spite of the fact, that the OSCE 25 shared the responsibility for<br />

starting the Second World War between Germany and the Soviet Union, many<br />

historians denied the role of Soviet state. According to their opinion, the<br />

Soviets wanted only create a defensive zone on the western border to increase<br />

their safety. <strong>The</strong> left-wing historians state that the Soviet Union was not an<br />

aggressor, but they neglect the fact that the League of Nations excluded the<br />

Bolshevik state after the sneaky attack against Finland. the European Council<br />

With these conquests the Soviet Union almost restored the formerly western<br />

borders of the Russian Empire in 1914.<br />

Hory went on leave and choose to go home, to Budapest. He met also with<br />

Teleki, but he did not mention any interesting detail about the discussion. It is<br />

worth commenting on, that in his memoir Hory did not mention the raising of<br />

the Hungarian Legion, and the rejecting behaviour of Hungarian foreign policy<br />

in case of the cooperation with the Germans against Poland. When he finished<br />

his work in 1959, he wanted also publish it. This was the reason, that the retired<br />

diplomat did not criticize sharply the Soviet behaviour in 1939/40. Like his<br />

contemporaries, and the whole circle of Hungarian historians until 1989, Hory<br />

gloss over the unpleasant fact, that Germany and Soviet Union made an<br />

alliance, which resulted that the liberty in Eastern Europe ceased to exist.<br />

In October 1939, few weeks after the Polish Armageddon, Hory saw in<br />

Vienna a newsreel about the war, and he recognized that the building of the<br />

Hungarian embassy in Warsaw was completely destroyed by German bombs.<br />

Hory felt that the Nazi offensive smashed achievements of his life-work.<br />

Although he maintained his societal status and he retained his importance in the<br />

Hungarian foreign policy until his retirement in 1941, he was among the first<br />

Hungarians, who could envision the coming fate of Hungary in the mirror of<br />

the Polish collapse in 1939. For Hory himself the Polish catastrophe broke his<br />

diplomatic career and in Warsaw he lost many part of his properties. In 1962<br />

the elder diplomat could leave Hungary and settled in Vienna, where he died in<br />

1971. He could not live to publish his memoir.<br />

<strong>The</strong> worst consequence of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> for Eastern<br />

Europe was that the Soviet annexations of 1939-1940 were recognized by<br />

the western Allies, too 26 and Poland got the same Soviet occupation for<br />

reward which Hungary, and Romania for punishment. <strong>The</strong>refore the Soviet<br />

overwhelming political and military presence was unquestionable in Eastern<br />

Europe until 1990.<br />

24 In case of North Bukovina the Soviet revisionism turned into pure expansionism: this<br />

region belonged to Austria-Hungary before the First World War.<br />

25 Organization for Security and Co-operation in Europe<br />

26 In 1945 „on the terriorial issues to the west Stalin’s minimal aid was to preserve the old<br />

Russian imperial frontiers which had stood before the German assault, and, indeed, were<br />

recognised in the 1939 <strong>Molotov</strong>-<strong>Ribbentrop</strong> pact.” ROMSICS: 221.<br />

168


Grether, Sandra<br />

Pogroms in Eastern Poland after the German Occupation<br />

<strong>The</strong> Reich‘s attack on the Soviet Union in 1941 broke the treaty both<br />

countries had signed just two years earlier, guaranteeing each other neutrality<br />

and secretly dividing Eastern Europe into two areas of interest, the so-called<br />

Hitler-Stalin-Pakt, or, more accurate, Molotow-<strong>Ribbentrop</strong>-Pakt. 1 Following<br />

roughly sketched borderlines, the territory of the Second Polish Republic was<br />

divided between the two partners in mutual interest - and left it to further<br />

negotiations whether these regions were to be incorporated into the Reich and<br />

the Soviet Union or to be given some state of independence. <strong>The</strong> Hitler-Stalin-<br />

Pakt had guaranteed the Reich the Soviet Union‘s neutrality in case of its attack<br />

on Poland, which took place only a couple of days after the signing and was<br />

followed by the invasion of Soviet troops into the Eastern parts of the country<br />

within two weeks. Both countries installed regimes in their respective zones of<br />

former Poland, forming them according to their plans and also forming the<br />

people living in these regions. In 1941 the Wehrmacht thus first conquered<br />

territories that had been occupied by the Red Army in 1939 in accordance with<br />

the Pakt and the Eastern Polish people‘s reaction to the invasion were in large<br />

parts due to their treatment by the Soviet occupants.<br />

One especially prominent phenomenon in this context is the willingness<br />

locals showed in taking part in German units‘ atrocities against Jews. With<br />

German soldiers arriving, Poles, Ukrainians and White Russians unleashed<br />

pogroms against their Jewish neighbours, often triggered by German units, but<br />

more often without. <strong>The</strong>ir motivation has been the basis of a widespread<br />

discussion a few years ago, initiated by Bogdan Musial. 2<br />

<strong>The</strong> events leading to these pogroms and the question why the Jewish<br />

population of Eastern Poland fell victim to their neighbours in June and July of<br />

1941 was the basis for a presentation I gave in December 2009 as part of a<br />

conference on the Molotow-<strong>Ribbentrop</strong>-Pakt and is the basis for this paper. I<br />

would like to show how the Soviet occupation of Eastern Poland 1939-1941<br />

deepened contradictions within the local societies and how these tensions led to<br />

anti-Semitic riots once the Red Army left and the German armies approached.<br />

As this paper‘s main focus of interest are events in the summer of 1941, the<br />

German occupation of Poland from 1939 on as well as developments after the<br />

German invasion of the Soviet Union will only be taken into account when of<br />

1 Non-aggression treaty between the Reich and the Soviet Union („Nichtangriffsvertrag zwischen<br />

Deutschland und der Union der Sozialistischen Sowjetrepubliken”), 23rd August 1939, cited from<br />

http://mdzx.bib-bvb.de/cocoon/1000dok/dok_0025_pak.html?object=translation&lang=de, 19.3.2009.<br />

I will use the term Hitler-Stalin-Pakt because it is more common.<br />

2 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />

des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001.<br />

169


importance for the events considered here. Further developments in Germanoccupied<br />

Poland and Eastern Europe, especially the Holocaust, would be too<br />

big a topic for this paper.<br />

I will first take a look back on the two years of occupation in either part of<br />

the former Polish Republic, before analysing possible reasons for the pogroms<br />

in the summer of 1941.<br />

<strong>The</strong> Hitler-Stalin-<strong>Pact</strong><br />

<strong>The</strong> Hitler-Stalin-Pakt‘s ultimate goal, as the secret additions show, was to<br />

destroy the Polish state, which had only been established in the course of<br />

remodelling Europe after World War I. 3 <strong>The</strong> Germans had - ever since the<br />

treaty of Versailles - lamented the loss of land and people and, in Beata<br />

Kosmala‘s words: To revise the new borderlines was of the highest priority to<br />

all parties during the inter-war years. 4 <strong>The</strong> Soviet Union too had lost territories<br />

in the wake of WWI, but also had to deal with additional losses after the<br />

Soviet-Polish war of 1921. 5 Nevertheless - the Polish government felt save in<br />

its position between two political opponents, who would - as the Poles hoped -<br />

never find a common ground and would never unite against Poland.<br />

It was the ever harsher German rhetoric during 1939 that caused Great<br />

Britain and France to assure Poland of their assistance in case the Germans<br />

would dare to announce war. Both countries had been negotiating with the<br />

Soviet government about some kind of alliance, but they did not show much<br />

earnest and the Soviet leadership reached out for a more eager partner. 6 When<br />

the Reich showed interest in a non-aggression treaty, it was a matter of days<br />

before it would be signed on the 23rd August 1939 by von <strong>Ribbentrop</strong> and<br />

<strong>Molotov</strong> respectively. <strong>The</strong>re are various explanations for this sudden change of<br />

policy of which Geoffrey Roberts‘ can be taken as a good example; he sums<br />

up: Stalin did not want to start a war in 1939, but feared that he would be an<br />

easy victim and thus engaged in the dangerous alliance with Hitler. 7<br />

3 Secret additions to the treaty of 1939 („Geheimes Zusatzprotokoll zum Deutsch-<br />

Sowjetischen Nichtangriffsvertrag”), 23rd August 1939, cited from http://mdzx.bibbvb.de/cocoon/1000dok/dok_0025_pak.html?object=translation&lang=de,<br />

19.3.2009.<br />

4 KOSMALA, Beata: Der deutsche Überfall auf Polen - Vorgeschichte und<br />

Kampfhandlungen. In: BORODZIEJ, Wlodzimierz (Ed.): Deutsch-polnische Beziehungen 1939 -<br />

1945 - 1949 - Eine Einführung. Osnabrück, 2000. 21.<br />

5 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 26.<br />

6 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 79-87.<br />

7 ROBERTS, Geoffrey: Stalins Kriege - Vom Zweiten Weltkrieg bis zum Kalten Krieg.<br />

Düsseldorf, 2008. 51. See also 45-63, and OVERY, Richard: Russlands Krieg - 1941-1945,<br />

Reinbek bei Hamburg, 2003. 87-92. Soviet Foreign Affairs 1939: O‘SULLIVAN, Donald: „Je<br />

später man uns um Hilfe bittet, desto teurer wird man sie uns bezahlen” - Die sowjetische<br />

Außenpolitik zwischen dem Münchner Abkommen und dem 22. Juni 1941, in: THOMAS,<br />

Ludmilla und KNOLL, Viktor (Ed.): Zwischen Tradition und Revolution - Determinanten und<br />

Strukturen sowjetischer Außenpolitik 1917-1941. Stuttgart, 2000. 157-203.<br />

170


<strong>The</strong> attack on Poland<br />

World War II started, when the Reich attacked Poland on the 1 st September<br />

1939, immediately followed by Great Britain‘s and France‘s announcement of<br />

war against Germany in favour of Poland. While the Wehrmacht marched<br />

through Poland in a couple of days, the Soviet leadership hesitated and attacked<br />

the country only when asked to do so by their German allies from September<br />

17th on. By September 28 th the whole of Poland was occupied and therefore<br />

could be divided according to the secretly defined boarders. <strong>The</strong> German as well<br />

as the Soviet military leadership immediately started to form an administration.<br />

<strong>The</strong>re was no more talk about a possibly independent state of Poland. 8<br />

<strong>The</strong> German occupation of Western Poland<br />

<strong>The</strong> Western areas of former Poland, occupied by the Germans were divided<br />

into different administrative zones. <strong>The</strong> once German regions were<br />

incorporated into the Reich as so-called Reichsgaue, while the Polish core-land<br />

became the Generalgouvernement für die besetzten polnischen Gebiete. While<br />

building a civil administration, it was the German Einsatzgruppen‘s task to<br />

control and persecute the Polish people. <strong>The</strong> Einsatzgruppen were linked to<br />

regular Wehrmacht units and were ordered to fight against partisans, to stop<br />

resistance of any kind and to evict political opponents. <strong>The</strong>y could use all<br />

means necessary and they did so when hunting down the Polish elite and Jews. 9<br />

<strong>The</strong> Soviet occupation of Eastern Poland. <strong>The</strong> Red Army as liberator<br />

As did their German ally, the Soviet leadership was eager to incorporate the<br />

newly claimed areas, starting with a radical change of their social structure.<br />

Geoffrey Roberts summarises the economical actions taken and also mentions,<br />

that the main target of Soviet intervention was the Polish minority in<br />

predominantly White Russian and Ukrainian areas, as they were seen as a<br />

8 MERRIDALE, Catherine: Iwans Krieg - Die Rote Armee 1939-1945. Frankfurt am Main,<br />

2008. 89. German-Soviet treaty of friendship („Deutsch-Sowjetischer Grenz- und<br />

Freundschaftsvertrag”), 28th September 1939, cited from http://mdzx.bibbvb.de/cocoon/1000dok/dok_0027_gre.html?object=translation&lang=de<br />

19.3.2009.<br />

9 <strong>The</strong> Einsatzgruppen‘s order can be seen in the so-called „Kommissarbefehl”:<br />

Richtlinien des OKW vom 6. Juni 1941 für die Verfolgung und Liquidierung politischer<br />

Funktionäre („Kommissarbefehl”). In: Europa unterm Hakenkreuz - Die faschistische<br />

Okkupationspolitik in den zeitweise besetzten Gebieten der Sowjetunion (1941-1944).<br />

Berlin, 1991. 145. See POHL, Dieter: Der Völkermord an den Juden. In: BORODZIEJ, 115.<br />

For the cooperation between Wehrmacht and Einsatzgruppen see OLDENBURG, Manfred:<br />

Ideologie und militärisches Kalkül-Die Besatzungspolitik der Wehrmacht in der Sowjetunion<br />

1942. Köln, 2004. 39-49. and ANGRICK, Andrej: Besatzungspolitik und Massenmord-Die<br />

Einsatzgruppe D in der südlichen Sowjetunion. Hamburg, 2003. 64-68. 128.<br />

171


possible future opposition to the Soviet system. 10 <strong>The</strong> Soviet plan too intended<br />

to erase the political, military and mental leadership of Poland and to leave no<br />

opportunity for organised resistance. <strong>The</strong> mass shootings in Katyn and other<br />

places have reached sad prominence among the many crimes of this war. 11<br />

With regard to the Ukrainian and White Russian people, the Soviet<br />

propaganda claimed that the Red Army had come as a liberator from their Polish<br />

oppressors. 12 According to David Murphy, the Red Army‘s arrival was - in part -<br />

actually seen as the long-yearned liberation from the Polish yoke. He attributes<br />

this feeling in large part to the Ukrainian‘s and White Russian‘s hope for national<br />

independence. As he states, the people in these regions had no actual knowing of<br />

the Soviet state and thus no idea of what they were to expect. 13<br />

Following the statement of liberation, the former Eastern Polish territories<br />

were incorporated into the Ukrainian and White Russian SSRs respectively,<br />

according to the majority of people living in a given area. <strong>The</strong> population was<br />

ordered to elect assemblies and vote in favour of the incorporation, which they<br />

did. 14 <strong>The</strong>se votes were, as Wanda Krystina Roman puts it, the juridical and<br />

political basis for overtaking the Polish territories. 15 And George Sanford goes<br />

even further, in claiming, that the incorporation was the basis for a wide range<br />

of terror against the former Polish citizens. Passports were handed out to the<br />

inhabitants of the newly acquired territories, they became Soviet citizens; this<br />

gave the Soviet leadership not only legal power and control over its new<br />

subjects, but also unleashed the whole range of terror unto them. 16 <strong>The</strong><br />

liberators and helpers soon became prison-wards. 17<br />

10<br />

ROBERTS, Geoffrey: Stalins Kriege - Vom Zweiten Weltkrieg bis zum Kalten Krieg.<br />

Düsseldorf, 2008. 61.<br />

11<br />

For Katyn see SANFORD, George: Katyn and the Soviet massacre of 1940 - Truth, justice<br />

and memory. London, 2007. OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei<br />

Hamburg, 2003. 95.<br />

12<br />

SANFORD, George: Katyn and the Soviet massacre of 1940 - Truth, justice and memory.<br />

London, 2007. 20. Soviet Note to the Polish government, 17th September 1939, cited from<br />

KENNAN, George F.: Soviet Foreign Policy 1917-1941. Princeton, 1960. 179.<br />

13<br />

MURPHY, David E.: What Stalin knew - <strong>The</strong> enigma of Barbarossa. New Haven, 2005. 31.<br />

14<br />

According to GROSS, the population became accomplices by taking part in these elections, as<br />

they accepted the Soviet‘s rules. GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of<br />

Poland‘s Western Ukraine and Western Belorussia. Princeton, 2002. 54. By contrast Honigsman,<br />

whom one has to attribute a very subjective Soviet-Ukrainian-Jewish point of view, speaks of an<br />

atmosphere of euphoria. HONIGSMAN, Jakob: Juden in der Westukraine - Jüdisches Leben und<br />

Leiden in Ostgalizien, Wolhynien, der Bukowina und Transkarpatien 1933-1945. Konstanz, 2001. 114.<br />

15<br />

Nevertheless her Polish perspective: ROMAN, Wanda Krystina: Die sowjetische Okkupation<br />

der polnischen Ostgebiete 1939 bis 1941. In: CHIARI, Bernhard: Die polnische Heimatarmee-<br />

Geschichte und Mythos der Armia Krajowa seit dem Zweiten Weltkrieg. München, 2003. 94.<br />

16<br />

SANFORD, George: Katyn and the Soviet massacre of 1940 - Truth, justice and memory.<br />

London, 2007. 24. Sanford further explains that Stalin used these events later to claim the<br />

incorporation of these territories on the conferences of Yalta and Teheran. <strong>The</strong> treatment of Polish<br />

prisoners as counterrevolutionaries was, according to Sanford, another output of it. 40-42.<br />

17<br />

OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 93.<br />

172


<strong>The</strong> Soviets were - officially - not occupying former Eastern Poland, but<br />

started building local administrations immediately. 18 <strong>The</strong>se administrations<br />

were to consist of the dominant people, that is, Ukrainians or White Russians.<br />

Both nations, even though they made up the majority in their main regions, had<br />

been subdue to forced Polish polonization politics during the inter-war years<br />

and had thus, especially the Ukrainians, adapted a very aggressive nationalism.<br />

<strong>The</strong>y now expected, believing the Soviet propaganda, to be able to build their<br />

own state within the Soviet Union. 19<br />

Jews as part of the new administrations<br />

Naturally, the Soviets had no intention of having these nationalists in the<br />

new local administrations, at least not in leading positions; and, in addition,<br />

most Ukrainians and White Russians were peasants and did not posses more<br />

than basic education. Old civil servants, who had been part of the Polish<br />

government, were no basis for recruiting new cadres either. Because of this, the<br />

Soviet leadership had to take whatever else they could get. 20 While many<br />

leading positions were taken over by cadres from the Soviet union, middle and<br />

lower ranks had to be filled with locals, and, as Jan T. Gross states, the Soviet<br />

power expected to be able to teach everyone the necessary knowledge. 21<br />

Considering this situation, the new administrations welcomed every<br />

acceptable person willing to help; their first choice were often Jews, even<br />

though they were not part of one of the titular nations. Jews had been<br />

discriminated against in the Polish Republic and did not have the chance to be<br />

government officials but were educated and ambitious. When the boundaries of<br />

the old regime broke down, they were eager to take any possibility they could<br />

get and involved themselves with the new regime. <strong>The</strong> new state symbolised a<br />

chance for social mobility which they embraced. 22<br />

Proportionally Jews were not represented in a bigger amount in the new<br />

administration than the other nationalities (besides the Poles), but in the eyes of<br />

the locals, they were. According to Jan T. Gross there was a proportionally high<br />

18 MURPHY, David E.: What Stalin knew - <strong>The</strong> enigma of Barbarossa. New Haven, 2005. 32.<br />

19 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />

Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 25-27.<br />

GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western Ukraine and<br />

Western Belorussia. Princeton, 2002. 31. ROMAN, Wanda Krystina: Die sowjetische Okkupation<br />

der polnischen Ostgebiete 1939 bis 1941. In: CHIARI, Bernhard: Die polnische Heimatarmee-<br />

Geschichte und Mythos der Armia Krajowa seit dem Zweiten Weltkrieg. München, 2003. 91.<br />

20 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />

des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 39.<br />

21 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />

Ukraine and Western Belorussia. Princeton, 2002. 52.<br />

22 For anti-Semitism in interwar Poland see WEISS, Yfaat: Deutsche und Polnische Juden<br />

vor dem Holocaust - Jüdische Identität zwischen Staatsbürgerschaft und Ethnizität 1933-1940.<br />

München, 2000. 105-116.<br />

173


ate of communists within the Jews of former Eastern Poland, who, in fear of<br />

the Germans, attached themselves to the Soviet state. He claims that the Soviet<br />

occupation was the lesser evil to them. 23 Bogdan Musial on the other hand puts<br />

great impetus on the thesis that the Soviet administration of former Eastern<br />

Poland was dominated by Jews and that they, enthusiastically took part,<br />

especially the youths, because they hoped to become part of a new society. His<br />

sources are, as he admits, subjective impressions of the then living. 24<br />

<strong>The</strong> various nationalities of Eastern Poland had been constantly struggling<br />

with each other but it had almost always been the Jews who were the weakest<br />

part. <strong>The</strong> other nationalities could at least always rely on the common victim, a<br />

victim who was also socially distinctive from the mostly peasant Ukrainians<br />

and White Russians and the Polish upper classes. 25 Pogroms were not<br />

uncommon and had only found an end in inter-war Poland but historical<br />

relations had so far not had the chance to be overthrown.<br />

Jan T. Gross explains that every nation only saw its own suffering following<br />

the Soviet invasion with no regard to the others, which he attributes to the<br />

already existing animosity between the different nationalities. 26 <strong>The</strong> non-Jews<br />

were thus more than suspicious regarding the Jews‘ role in the new<br />

administration: <strong>The</strong>y were helping the Soviet occupying forces and they took<br />

over positions that had not been open to them in the past. <strong>The</strong>ir sudden<br />

presence could not be not realised. Where there had been no Jewish civil<br />

servants at all, the appearance of only a few was already a great change. 27 As<br />

Jan T. Gross tries to explain further, the people considered authority as<br />

something alien to the peasant society of Eastern Poland to which one had to<br />

subdue oneself. To be ruled by the Jews, who were traditionally the lowest<br />

23 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />

Ukraine and Western Belorussia. Princeton, 2002. 32. „And here is the principal clue to the<br />

joyous atmosphere surrounding the entry of Soviet troops: where they came, the Germans did<br />

not.” But, Gross further states, soon many Jews, having fled from the Western part of the country,<br />

changed their minds and opted to return there. 206.<br />

24 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />

des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 58. http://h-net.msu.edu/cgibin/logbrowse.pl?trx=vx&list=h-soz-u-kult&month=0105&week=b&msg=ZHvgkM0ea75<br />

Uep82ym<br />

%2B8uA&user=&pw= 21.3.2009. For a similar opinion see HONIGSMAN 113.<br />

25 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />

Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 24.<br />

MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung des<br />

deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 27.<br />

26 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />

Ukraine and Western Belorussia. Princeton, 2002. xxii.<br />

27 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die<br />

Brutalisierung des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 65. POHL:<br />

Judenvernichtung pp. 29-31. For an analysis of the „traditional” connection of Jews and<br />

Communism see POHL, Dieter: Der Völkermord an den Juden. In: Borodziej 113. For the<br />

connection of nationalism and anti-Semitism see LEY, Michael: Kleine Geschichte des<br />

Antisemitismus. München, 2003. 103-111.<br />

174


anks of society was considered an insult by the Soviets. 28 Jews were now<br />

associated with the Soviet regime.<br />

Terror against society<br />

It was the Soviet leadership‘s intention to implement the same political and<br />

economic rules in their newly acclaimed territories that had been existing in the<br />

Soviet Union for some 20 years. 29 Following Dieter Pohl, the conditions of life<br />

in the Soviet-occupied areas worsened constantly. 30 <strong>The</strong> occupying forces, even<br />

if they liked to not see themselves as such, persecuted anyone whom they<br />

expected to act against the new regime. Who had been registered as a political<br />

enemy was put into prison or was deported. 31 Jan T. Gross and Wanda Krystina<br />

Roman show, how the Soviet leadership used existing tensions within the<br />

nationalities of Eastern Poland and how the people themselves got rid of<br />

possible enemies. 32<br />

<strong>The</strong> regime soon terrorised its new subjects as it had been doing so with the<br />

people in the Soviet Union for over 25 years. While on the one hand, local<br />

animosities were used, on the other hand systematic terror was unleashed: It<br />

was the NKVD (the Narodnyy Komissariat Vnutrennikh Del, Народный<br />

комиссариат внутренних дел), the Soviet secret police, that exercised this<br />

terror. Thousands of people were arrested and put into special prisons where<br />

they were tortured and killed. <strong>The</strong> NKVD soon symbolised violence and<br />

injustice - and the horrors of occupation - and was one of the main reasons why<br />

28 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />

Ukraine and Western Belorussia. Princeton, 2002. 56.<br />

29 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 93-95.<br />

ROMAN, Wanda Krystina: Die sowjetische Okkupation der polnischen Ostgebiete 1939 bis<br />

1941. In: CHIARI, Bernhard: Die polnische Heimatarmee- Geschichte und Mythos der Armia<br />

Krajowa seit dem Zweiten Weltkrieg. München, 2003. 96-99.<br />

30 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />

Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 29.<br />

31 SANFORD, George: Katyn and the Soviet massacre of 1940 - Truth, justice and memory.<br />

London, 2007. 28. GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s<br />

Western Ukraine and Western Belorussia. Princeton, 2002. 149: „Poles were typically sentenced<br />

as counterrevolutionaries in the service of the bourgeoisie, Ukrainians were sent to labor camps<br />

as nationalists, and Jews were imprisoned as speculators.” And further: „Under the new regime<br />

anyone, at any time, in any place and for any reason was vulnerable to arrest.” 151. Numbers<br />

related to the deportations vary, to give an impression see ROMAN who states that according to<br />

new calculations some 316.000 to 325.000 former Polish citizens were deported into the Soviet<br />

Union, including 200.000 Poles, more than 70.000 Jews, 25.000 Ukrainians, 20.000 White<br />

Russians and a few thousand Germans, Lithuanians, Czechs and Russians. 105.<br />

32 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />

Ukraine and Western Belorussia. Princeton, 2002. 39. ROMAN, Wanda Krystina: Die<br />

sowjetische Okkupation der polnischen Ostgebiete 1939 bis 1941. In: CHIARI, Bernhard: Die<br />

polnische Heimatarmee- Geschichte und Mythos der Armia Krajowa seit dem Zweiten Weltkrieg.<br />

München, 2003. 93 and 99.<br />

175


the initial positive feeling towards the Soviet Union changed. Many NKVDactivists<br />

had been sent to the occupied regions from the core regions of the<br />

Soviet Union, but there were also locals who cooperated and got involved with<br />

the NKVD‘s crimes. It was in this context that Jews were disproportionally<br />

high noticed. 33<br />

<strong>The</strong> German attack on the Soviet Union. Militia<br />

<strong>The</strong> Wehrmacht marched over the border between the two occupational<br />

zones in June 1941, starting a new phase of the war. While approaching rapidly<br />

towards Soviet core land, the Germans were greeting by locals with mixed<br />

reactions. Some cheered the them as liberators from the Soviet occupation<br />

while expecting national independence under German rule, some had heard of<br />

German atrocities in former Western Poland and did not expect anything good<br />

from the new occupation. 34<br />

<strong>The</strong> retreating Red Army was hunted by militia units that popped up<br />

everywhere and often acted in accordance with the Wehrmacht. <strong>The</strong> formation<br />

of these units most often took place after the Germans arrived and it was their<br />

duty to implement Ruhe und Ordnung in the hinterland. 35 It were mostly<br />

Ukrainians, who again hoped to be able to form an independent state, who were<br />

eager to help the Germans. 36 <strong>The</strong> militia cooperated with the German<br />

Einsatzgruppen on their mission to persecute Jews and communists merciless. 37<br />

Pogroms<br />

After having taken a look back on the events leading up to the German<br />

invasion of former Eastern Poland in 1941, attention will now be thrown, for<br />

the rest of this paper, on a single aspect of the following events.: <strong>The</strong> pogroms<br />

that took place in many smaller and larger towns and cities of former Eastern<br />

Poland as the Germans approached. 38 In cases these excesses had already been<br />

33<br />

ROMAN, Wanda Krystina: Die sowjetische Okkupation der polnischen Ostgebiete 1939<br />

bis 1941. In: CHIARI, Bernhard: Die polnische Heimatarmee- Geschichte und Mythos der Armia<br />

Krajowa seit dem Zweiten Weltkrieg. München, 2003. 91.<br />

34<br />

GROSS, Jan T.: „Jeder lauscht ständig, ob die Deutschen nicht schon kommen” - Die<br />

zentralpolnische Gesellschaft und der Völkermord. In: BORODZIEJ, 230. See also<br />

MERRIDALE, Catherine: Iwans Krieg - Die Rote Armee 1939-1945. Frankfurt am Main, 2008.<br />

308. and ANGRICK, Andrej: Besatzungspolitik und Massenmord - Die Einsatzgruppe D in der<br />

südlichen Sowjetunion. Hamburg, 2003. 132-134.<br />

35<br />

38 Ruhe und Ordnung meaning „quiet and order”, a phrase used in German to symbolize a<br />

situation under control.<br />

36<br />

POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.): Die<br />

Täter der Shoah - Fanatische Nationalsozialisten oder ganz normale Deutsche?, Göttingen, 2002. 207.<br />

37<br />

OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 140.<br />

38<br />

POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.): Die<br />

Täter der Shoah - Fanatische Nationalsozialisten oder ganz normale Deutsche?, Göttingen, 2002. 211.<br />

176


started when the Germans entered a town or city, triggered by a vacuum of<br />

power in the short period between the abandonment of these towns by the Red<br />

Army and the arrival of German units. In other cases, Germans took advantage<br />

of an already existing mood to start pogroms or they initiated such anti-Semitic<br />

riots. 39 Although he could not find any written directive, Dieter Pohl assumes<br />

that these events had been coordinated because they took place in such similar<br />

forms and in such parallel ways everywhere. 40<br />

Background to these riots were the experiences of local people during and<br />

with the Soviet occupation as well as historical relations of the region‘s<br />

nationalities as shown above. After their torturers had left, people were looking<br />

for someone they could hold responsible for everything they had to endure and<br />

they accepted whomever they could find, which in these cases most often were<br />

their Jewish neighbours who stayed behind and who were associated with the<br />

occupational regime. 41 As I already showed, the Jewish percentage within the<br />

administration was not higher than that of any of the other nationalities, but<br />

people felt it was. Jews were generally associated with the Soviets. 42<br />

<strong>The</strong> Bogdan-Musial-controversy<br />

A few years ago, the historian Bogdan Musial made a case, when he<br />

claimed that the NKVD‘s crimes where the one initial that caused the violent<br />

excesses against Jews. When the local people discovered the thousands of<br />

bodies the NKVD had killed only hours before they fled, the people, according<br />

to Musial, had wished to take revenge. - A good description of these atrocities<br />

may be found in Richard Overy‘s book. 43<br />

Musial is eager to explain the riots not as actions triggered by the soon-to-be<br />

German arrival, but as a sole reaction to these discoveries. <strong>The</strong> locals had<br />

POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 - Organisation und<br />

Durchführung eines staatlichen Massenverbrechens. München, 1996. 60. An.107 lists, with regard to<br />

Weiss, pogroms in 58 towns in the Western Ukraine, as well as in various villages.<br />

39 For example the pogrom in Lemberg (Lviv) had been initiated by Wehrmacht units, see POHL,<br />

Dieter: Schauplatz Ukraine - Der Massenmord an den Juden im Militärverwaltungsgebiet und im<br />

Reichskommissariat 1941-1943. In: FREI, Norbert et al. (Ed.): Ausbeutung, Vernichtung, Öffentlichkeit<br />

- Neue Studien zur nationalsozialistischen Lagerpolitik. München, 2000. 139.<br />

40 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />

Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 57. See<br />

also HILBERG, Raul: Täter, Opfer, Zuschauer - Die Vernichtung der Juden 1933-1945, Frankfurt<br />

am Main, 1992. 220.<br />

41 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />

des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 76.<br />

42 POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.): Die<br />

Täter der Shoah - Fanatische Nationalsozialisten oder ganz normale Deutsche?, Göttingen, 2002. 211.<br />

43 OVERY, Richard: Russlands Krieg-1941-1945, Reinbek bei Hamburg, 2003. 185.<br />

BERKHOFF, Karel C.: Harvest of Despair-Life and death in Ukraine under Nazi rule.<br />

Cambridge, 2004. 56.<br />

177


wanted to take revenge for the NKVD‘s crimes and had unleashed their grieve<br />

in pogroms. He puts this explanation in contrast to older interpretations of the<br />

events by insisting on these riots being started before the Germans could<br />

motivate the people to such reactions. 44 He further claims that the riots had<br />

been of anti-communist character whereas one not only has to understand<br />

members of the communist party, but also everyone who had been working<br />

with the Soviets. 45 <strong>The</strong> German troops, according to Bogdan Musial, only took<br />

part in already initiated riots. 46<br />

In fact, one has to look at the events from quite a different angle: When the<br />

Soviet power crashed, and when troops as well as political personal fled, a<br />

vacuum of power appeared of which the local people took advantage. 47 <strong>The</strong>y<br />

wanted revenge for everything they had had to endure during the Soviet<br />

occupation and without hesitation they turned their violence against those who<br />

were the one logical victim. 48 During the years of occupation people adapted to<br />

violence and gained the willingness to use violence themselves, on the other<br />

hand there were also material interests as well as traditional anti-Semitism and<br />

nationalism. 49 <strong>The</strong> victims that were singled out now were in most cases not the<br />

responsible ones, because those had fled eastwards.<br />

Following Dieter Pohl, Bogdan Musial has to be corrected: For once, as I<br />

showed before, the feeling of revenge had its roots in the whole period of Soviet<br />

occupation, and, additionally, the Jews became victims because of their historical<br />

role as such and because they were the weakest parts of society. <strong>The</strong> NKVD‘s<br />

44 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />

des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 172.<br />

45 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />

des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 193. For a similar argumentation<br />

see Honigsman, who calls the Jews a scapegoat but who contrary to Musial states that the<br />

population had been motivated by the Germans. 138.<br />

46 Parts of the discussion can be seen here: http://hsozkult.geschichte.hu-berlin.de/rezensionen/id=546<br />

21.3.2009, http://www.zeit.de/2000/36/Opfer_zu_Taetern_gemacht?page=1 21.3.2009, http://library.fes.de/<br />

fulltext/afs/htmrez/80130.htm 21.3.2009, http://h-net.msu.edu /cgi-bin/logbrowse.pl?trx=vx&list=h-soz-ukult&month=0105&week=b&msg=ZHvgkM0ea75Uep<br />

82ym%2B8uA&user=&pw= 21.3.2009. In favor of<br />

Musial one has to admit that he does not take positions similar to those of the German Historikerstreit of the<br />

1980s. He explains, that he solely compares the national-socialist and soviet terror of 1939-1941, but<br />

that he will not deny the singularity of the Holocaust. 220. According to MUSIAL it were not<br />

Soviet crimes who triggered German atrocities, but seeing Soviet cruelties had brutalized the<br />

German soldiers. 221. Compare GROSS 229.: „Life was more dangerous in many respects under<br />

the Soviets than under the Nazis. And, as I have stated before, people at the time compared the<br />

two. Many, including thousands of Jews, came to this very conclusion and voted ‚with their feet.”<br />

47 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 138.<br />

48 As MUSIAL himself states: „Es kann zwar nicht ausgeschlossen werden, daß es auch ohne<br />

die sowjetischen Verbrechen zu Pogromen gekommen wäre. Aber meines Erachtens ist es<br />

unwahrscheinlich, daß sie ohne den sowjetischen Terror und die Massenmorde derart ausgeufert<br />

wären. […] Sehr oft, um nicht zu sagen meistens, diente der Vorwurf der Kollaboration mit den<br />

Sowjets als Vorwand, um mit allen Juden abzurechnen.” 199.<br />

49 POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.): Die<br />

Täter der Shoah-Fanatische Nationalsozialisten oder ganz normale Deutsche?, Göttingen, 2002. 220.<br />

178


atrocities were not the reason but the initial for the riots and pogroms. <strong>The</strong> powervacuum<br />

opened the possibility to let loose of grieve and hatred against the weakest<br />

part of society, Jews were eagerly accepted as scapegoats altogether. Jews were not<br />

haunted because people found the victims‘ bodies. <strong>The</strong>se findings were on the one<br />

hand taken as an explanation for the riots - the association of Jews and Soviets - on<br />

the other hand one must not underestimate the motivation drawn by the Germans‘<br />

expected arrival. <strong>The</strong> discovering of the NKVD‘s victims was the occasion rather<br />

than the reason for the pogroms in the summer of 1941.<br />

<strong>The</strong> anticipation of German wishes<br />

Richard Overy remarks that the riots would never have taken place had they<br />

not been encouraged by German propaganda that denounced Jews as nothumans,<br />

as vermin that could and should be destroyed. 50 It is quite possible that<br />

news about the Germans‘ treating of the Jews in the Western parts of former<br />

Poland had reached people in the Eastern regions and that they knew that<br />

violence against Jews would be in favour of the Germans. 51<br />

Ben Shepherd and again Richard Overy are eager to explain that the population<br />

in former Eastern Poland had as well a reason to hate the Soviets and to see the<br />

Germans as liberators from their yoke as they were careful in regard to things that<br />

may come as they could not know what the Germans‘ regime would bring. 52 Many<br />

Ukrainians took sides with the Germans and in trying to act in their interest they<br />

saw pogroms as a favourable means. 53 As Martin Dean shows, no-one had to<br />

cooperate with the German units when they first arrived. Those who volunteered to<br />

do so had their reasons and power and gain were not least. 54<br />

<strong>The</strong> German armies‘ approach was a motivation to parts of the population to<br />

unleash their anger independently, but as soon as the Germans had arrived they<br />

took over control. This is especially important in cases where no corpses were<br />

found but riots occurred anyway. As Dieter Pohl states: Besides some villages,<br />

the pogroms can not bee seen as spontaneous uprisings but as planned action<br />

by German units. But it were local actors who played the active part. 55<br />

50 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 224.<br />

51 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />

Ukraine and Western Belorussia. Princeton, 2002. 231. and 60.<br />

52 SHEPHERD, Ben: War in the Wild East - <strong>The</strong> German army and Soviet partisans.<br />

Cambridge, 2004. 60. OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei<br />

Hamburg, 2003. 138.<br />

53 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />

Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 47.<br />

54 DEAN, Martin: <strong>The</strong> ‚Local Police‘ in Nazi-occupied Belarus and Ukraine as the ‚Ideal<br />

Type‘ of Collaboration - in Practice, in the Recollection of its Members and in the Verdicts of the<br />

Courts. In: TAUBER, Joachim (Ed.): ‚Kollaboration‘ in Nordosteuropa - Erscheinungsformen<br />

und Deutungen im 20. Jahrhundert. Wiesbaden, 2006. 422.<br />

55 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />

Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 66.<br />

179


German Reactions<br />

A last point that must not be underestimated is the output the Germans took<br />

from these incidents. On the one hand they started a large propaganda-campaign in<br />

which the Soviets were depicted as murderers, on the other hand they could easily<br />

gain the local people‘s support in persecuting Jews from the start on. When the<br />

German units took over control they had to rely on the population‘s help because,<br />

as Martin Dean noticed, they would not have been able to identify Jews on their<br />

own. 56 <strong>The</strong> Germans did not put an end to the riots but let them go on or even<br />

motivated them. 57 Initially the Wehrmacht had been ordered to shoot political<br />

commissioners and the Einsatzgruppen had to persecute Soviet political personnel<br />

and especially Jewish cadres. After they discovered the NKVD‘s victims, the range<br />

of victims grew and it was no longer only certain groups within the Jewish<br />

population but the Jews as a group of their own. 58<br />

<strong>The</strong> German propaganda used the NKVD‘s crimes to justify their own crimes.<br />

but after the first wave of violence slowed down, they restricted further riots because<br />

they feared to otherwise lose control. 59 It was now solely the Einsatzgruppen‘s duty<br />

to persecute the Jewish population, even though they had help of local volunteers.<br />

<strong>The</strong> further atrocities against the Jews were carried out according to plans and can<br />

not be compared to the initial spontaneity of actions. 60<br />

Final statements<br />

As the controversy of Bogdan Musial‘s theses shows, it is still not easy to<br />

discuss violence against Jews during the Second World War. <strong>The</strong> Holocaust‘s<br />

shadow often prevents a view on the local population‘s part in the persecution of<br />

their Jewish neighbours. One must not compare one phenomenon with another,<br />

but rather regard the Ukrainian and White Russian‘s pogroms as something that<br />

happened independent from the later German crimes against the Jews. - And by<br />

independent I do not mean on their own initiative, as stated above, but without<br />

initial connection to the later events, as they could not be foreseen.<br />

56<br />

DEAN, Martin: <strong>The</strong> ‚Local Police‘ in Nazi-occupied Belarus and Ukraine as the ‚Ideal<br />

Type‘ of Collaboration - in Practice, in the Recollection of its Members and in the Verdicts of the<br />

Courts. In: TAUBER, Joachim (Ed.): ‚Kollaboration‘ in Nordosteuropa - Erscheinungsformen<br />

und Deutungen im 20. Jahrhundert. Wiesbaden, 2006. 418.<br />

57<br />

POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />

Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 59.<br />

58<br />

Ibidem. 138.<br />

59<br />

Ibidem. 66. HILBERG, Raul: Täter, Opfer, Zuschauer - Die Vernichtung der Juden 1933-<br />

1945, Frankfurt am Main, 1992. 198.<br />

60<br />

OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 221.<br />

POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.):<br />

Die Täter der Shoah - Fanatische Nationalsozialisten oder ganz normale Deutsche?,<br />

Göttingen, 2002. 212-219, 224.<br />

180


On the other hand one has to be aware that these later crimes, leading<br />

ultimately to the Holocaust, did not accidentally take place in former Poland. It<br />

was here that the local people had traditionally been rooted in deep anti-<br />

Semitism and it was here where many Jews - and especially those matching<br />

national-socialist clichés - lived. <strong>The</strong> pogroms of locals in the summer of 1941<br />

did not activate but prelude to the Eastern European Jew‘s extermination.<br />

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