The Molotov-Ribbentrop Pact - ELTE BTK Történelem Szakos Portál
The Molotov-Ribbentrop Pact - ELTE BTK Történelem Szakos Portál
The Molotov-Ribbentrop Pact - ELTE BTK Történelem Szakos Portál
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ISBN 978-963-284-164-9
Unknown Clauses: <strong>The</strong> Background Deals of<br />
Totalitarian Systems in the Face of World War II<br />
<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />
edited by Zoltán Maruzsa
Unknown Clauses: <strong>The</strong> Background Deals of<br />
Totalitarian Systems in the Face of World War II<br />
<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />
<strong>The</strong> project was supported by the<br />
Edited by Zoltán Maruzsa<br />
Published by<br />
<strong>ELTE</strong> <strong>BTK</strong> Új- és Jelenkori Egyetemes Történeti Tanszék<br />
(Department of Modern and Contemporary Global History)<br />
Budapest<br />
2010
Unknown Clauses: <strong>The</strong> Background Deals of<br />
Totalitarian Systems in the Face of World War II<br />
<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />
© Zoltán Maruzsa<br />
ISBN 978-963-284-164-9<br />
Published by<br />
<strong>ELTE</strong> <strong>BTK</strong> Új- és Jelenkori Egyetemes Történeti Tanszék<br />
Printed by Robinco Kft, Budapest. (Kecskeméthy Péter)<br />
Cover design: Bálint Bak
CONTENTS<br />
Foreword (István MAJOROS, Zoltán MARUZSA) 7<br />
<strong>The</strong> Historical Judgement of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />
MARUZSA, Zoltán<br />
<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> and What is Behind 11<br />
LACHAISE, Bernard<br />
Historiography of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact in France since 1945 23<br />
ORTOLAN, Guillaume<br />
<strong>The</strong> 70th anniversary of the German-Soviet pact in France<br />
and in Germany: a compared study 33<br />
Some Issues of the International Political System before World War II 43<br />
KRETSCHMANN, Vasco<br />
<strong>The</strong> ideological origins of German Polonophobia?<br />
<strong>The</strong> German-Polish conflict in the eastern provinces<br />
of the German Empire before WWI - a precondition for<br />
the anti-Polish chapter of the <strong>Ribbentrop</strong>-<strong>Molotov</strong>-<strong>Pact</strong> 45<br />
PRĘTKIEWICZ, Przemysław<br />
<strong>The</strong> system of international connections by<br />
Central European countries on the eve of the outbreak of war 51<br />
STERNICZKY, Aaron<br />
An unfortunate faith. <strong>The</strong> Hlinka’s Slovak People’s Party’s ideology 61<br />
BALOGH, Márton<br />
Problems at the Finnish-Soviet Border after the signing of<br />
the <strong>Molotov</strong>-<strong>Ribbentrop</strong> pact 67<br />
WINKLER, Paul<br />
Adolf Eichmann’s Vienna model and his attempt to expansion 75<br />
ROESCH, Claudia<br />
Spain as a battlefield of ideologies – <strong>The</strong> Changes of<br />
International Alliances due to the Spanish Civil War 1936 – 1939 93<br />
KAŁAN, Dariusz<br />
<strong>The</strong> Ukrainian Question in German Foreign Policy<br />
(March 1938 - September 1939) 103<br />
5
Public Reactions to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> 109<br />
BAPTISTE, Antoine<br />
What did French MPs think about it? Political reactions and<br />
speeches about <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact 111<br />
BRUZEL, Baptiste<br />
Central Europe in the french reactions about<br />
the <strong>Ribbentrop</strong>p-<strong>Molotov</strong> <strong>Pact</strong> 121<br />
BARANYI, Tamás<br />
„A Surprise of a Very Unpleasant Character:”<br />
British Reaction to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> 125<br />
ITHURBURU, Caroline<br />
<strong>The</strong> reactions of a french right departement<br />
the Basses-Pyrénées following the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>’s 131<br />
DUBASQUE, François<br />
<strong>The</strong> German-Soviet <strong>Pact</strong> and the toing and<br />
froing of the French pacifists 135<br />
DELMOULY, Laura<br />
<strong>The</strong> German-Soviet pact in french coursebooks 143<br />
RICHAUD, Romain<br />
Politics’ reaction from a left-wing department<br />
about the German-Soviet <strong>Pact</strong> 147<br />
World War II on the territory of Poland 153<br />
PIEKARSKI, Michał<br />
Lviv at the Beginning of World War Two 155<br />
LIGETI, David<br />
<strong>The</strong> German-Polish War in 1939 based on<br />
the Memoir of the Hungarian Ambassador to Warsaw 163<br />
GRETHER, Sandra<br />
Pogroms in Eastern Poland after the German Occupation 169<br />
6
Foreword<br />
<strong>The</strong> world remembers in 2009 the 70 th anniversary of the signing of<br />
the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>. <strong>The</strong> alliance of the two totalitarian<br />
systems, the communist and the national socialist state, the alliance of<br />
Stalin and Hitler – though proved to be transitory – it determined the fate<br />
of the whole of Europe for years. It is also obvious that in the case of the<br />
subsistence of this grotesque coalition, World War II could have taken<br />
an entirely different turn.<br />
<strong>The</strong> anniversary provided to opportunity for reconsidering and<br />
historically processing the events. <strong>The</strong> Institute for History at the Faculty<br />
of Arts of Eötvös Loránd University aimed at the organisation of an<br />
international conference or workshop. <strong>The</strong> event was finally organised<br />
by the Department for Modern and Contemporary Global History. <strong>The</strong><br />
international partners were partly selected thematically (concerned<br />
countries) and partly along the lines of our university’s existing<br />
international relations. Our partners were the Humboldt University of<br />
Berlin, University of Vienna, University of Warsaw, and Michel de<br />
Montaigne University of Bordeaux.<br />
Our project was supported by <strong>The</strong> Education, Audiovisual and<br />
Culture Executive Agency of the European Union.<br />
Our aim was to allow the History majors – most of them undertaking<br />
teacher training – of the five participating countries to discuss the events<br />
7
elated to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> in the plenary sessions and in the<br />
workgroups of the scientific conference and to get acquainted with the<br />
opinion and point of view of the students from other countries.<br />
Every partner sent its delegation to the event, which was organised<br />
between December 3-5, 2009. As it is clearly visible from the<br />
presentations uploaded to the website http://www.secretpact.info, and<br />
from the publications in this book, both students and lecturers gave their<br />
best and we can consider the conference professionally successful. We<br />
are also sure that everyone returned home with positive memories and<br />
many friends richer, and our event contributed to the building of a new,<br />
common Europe, in which such treaties as the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />
have no place at all.<br />
Budapest, August 23, 2010.<br />
Zoltán Maruzsa István Majoros<br />
assistant professor professor<br />
head organiser head of department<br />
8
<strong>The</strong> Historical Judgement of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />
9
Maruzsa, Zoltán<br />
<strong>The</strong> <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> and What is Behind<br />
In our modern age there is a celebrated anniversary every day<br />
commemorating a significant historical event. However, the importance of<br />
these anniversaries is not the same and we can say that only those jubilees call<br />
the attention of the majority of the society that are timely and have a current<br />
message for us. This is true for the 70 th anniversary of the <strong>Molotov</strong>-<strong>Ribbentrop</strong><br />
<strong>Pact</strong> as well, which was used not only by historians but also by politicians for<br />
formulating covert or direct messages, as demonstrated by Guillaume Ortolan’s<br />
article published in this volume. We shall not be surprised by this, since<br />
politics, as usual, redefines history from period to period. In our case, the<br />
„German-Soviet <strong>Pact</strong>,” the „<strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>,” or „Hitler-Stalin <strong>Pact</strong>”<br />
as it is also known is obviously appropriate for political groups to discredit the<br />
historical Soviet Union and in a broader sense Communism, what is more, to<br />
turn people against Russia, which showed authoritarian tendencies according to<br />
the Western opinion. 1 However, its reverse it also true: seen with the eyes of<br />
these groups, the protectors of concluding this agreement between the two<br />
parties try to whiten the dark stains in the co-operation of the two totalitarian<br />
systems and the two sanguinary dictators; moreover, sometimes pretend that<br />
these stains do not exist. <strong>The</strong> stake of the debate is not insignificant: since the<br />
end of World War II up to the present day, the co-operation with Hitler and<br />
Nazism has been a serious stigma for any political power or state, which, as a<br />
result, everyone strives to avoid.<br />
<strong>The</strong> debates of historians in Hungary represent the political opinions and<br />
messages appearing on the international scene as well. 2 Due to this, the debate<br />
1 Based on the viewpoint of Tamás Krausz „the aim of the adulterations was that the Soviet<br />
Union could discredit and criminalize the history of the state socialism again and again with the<br />
obvious intention to strengthen the ideological legitimacy of the new civilian system in Eastern<br />
Europe and the post-Soviet states.” KRAUSZ Tamás: Néhány megjegyzés a <strong>Molotov</strong>-<strong>Ribbentrop</strong><br />
paktum értelmezéséhez. IN: HÁDA Béla - LIGETI Dávid - MAJOROS István - MARUZSA<br />
Zoltán - MERÉNYI Krisztina (szerk.): Nemzetek és birodalmak. Diószegi István 80 éves. <strong>ELTE</strong>,<br />
Új- és Jelenkori Egyetemes Történeti Tanszék, Budapest, 2010. 365.<br />
2 In our case the most interesting debate took place on the columns of Élet és Irodalom. Q.v.:<br />
MITROVITS Miklós: Egy paktum furcsa évfordulója. Élet és Irodalom, LIII. 36. szám, 2009.<br />
szeptember 4. UNGVÁRY Krisztián: Egy paktumról. Élet és Irodalom, LIII. évfolyam 38. szám,<br />
2009. szeptember 18. MITROVITS Miklós: A történelem átértelmezése? Élet és Irodalom, LIII.<br />
évfolyam 39. szám, 2009. szeptember 25. 16. UNGVÁRY Krisztián: Hét pont, Élet és Irodalom,<br />
LIII. évfolyam 40. szám, 2009. október 2. KARSAI László: Időutazás Hitlerrel, Sztálinnal és<br />
Trockijjal, Élet és Irodalom, LIII. évfolyam 40. szám, 2009. október 2.; SZ. BÍRÓ Zoltán: Érvek és<br />
paktumok, Élet és Irodalom, LIII. évfolyam 41. szám, 2009. október 9. SZÉKELY Gábor: Egy vita<br />
margójára, Élet és Irodalom, LIII. évfolyam 43. szám, 2009. október 22. KARSAI László:<br />
Vélemények és tények, Élet és Irodalom, LIII. évfolyam 48. szám, 2009. november 27. UNGVÁRY<br />
Krisztián: A bolsevik gyakorlat, Élet és Irodalom, LIII. évfolyam 49. szám, 2009. december 4.<br />
11
went often on emotional instead of professional level, which is true even if we<br />
accept that almost everybody supported his view with professional arguments<br />
and generally appropriate sources. Nevertheless, the absolute value of these<br />
sources is reduced by the fact that numerous things were written about the pact<br />
even at the time of its birth; thus, there is practically no statement that could not<br />
be supported with documents. This often makes the debate senseless since the<br />
opposite of the truth can also contain pieces of partial truth, which is not taken<br />
into consideration by those having an emotional argument. As Bernard<br />
Lachaise’s study in this volume shows, the same is true for the French history<br />
writing, though that might be a bit less sensitive topic.<br />
This analysis is to be a summary of the differing opinions dealing with the<br />
most crucial questions in connection with the pact as an introduction to the<br />
studies of this volume – which deal mainly with exciting details – with the<br />
intention of helping their deeper understanding. We tried, however, to avoid<br />
discussing those questions that were raised by the disputers as political<br />
arguments or evaluations and we attempted to examine the agreements and<br />
their background from more than one perspective taking various views into<br />
consideration.<br />
<strong>The</strong> Content of the Agreement(s)<br />
We publish the document signed on August 23, 1939 and the text of the<br />
German-Soviet Boundary and Friendship Treaty signed on September 28 as an<br />
attachment without any explanation. We attach them because during the<br />
debates in Hungary, the publication of the complete texts did not take place,<br />
therefore, making distortion and the attachment of non-existing contents<br />
possible, which we wish to avoid. <strong>The</strong> texts were not put in a roundabout way;<br />
the dictatorships signing them did not bother with formalities, thus no<br />
remarkable philological capability is required to understand them.<br />
We should not forget that historians were divided even on the question of<br />
the documents, since, before the change of the regime, the history writing of<br />
neither the Soviet Union nor the „sovietised” countries acknowledged the<br />
existence of the secret clause. 3 This problem has disappeared by now, the secret<br />
clause is existent for everyone; however, the parties are divided on its<br />
interpretation. According to one of these parties, they were only part of a nonaggression<br />
treaty reflecting the Soviet Union’s endeavour for peace, 4 while the<br />
other side considered the same documents Europe’s division among the<br />
totalitarian systems and a war crime. 5<br />
3<br />
DIÓSZEGI István: A hatalmi politika másfél évszázada. História-MTA TTI, Budapest,<br />
1994. 429.<br />
4<br />
CARR, Edward Hallett: German–Soviet Relations Between the Two World Wars 1919–<br />
1939. Ayer Publishing, 1979. 136.<br />
5<br />
WERTH, Nicolas-BARTOŠEK, Karel-PANNÉ, Jean-Louis-MARGOLIN, Jeal Louis-<br />
12
If we accept that a document’s content is what is written in it, we can state that<br />
the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> itself is a non-aggression treaty between the<br />
Communist Soviet Union and the Nazi German Empire, which accurately<br />
demarcated their spheres of interest in a secret clause in order to avoid any<br />
controversial issues. In this sense we can call this treaty a typical example of<br />
classic imperial policy, for which we can find numerous examples especially in the<br />
colonial area. Everything else beyond this can be interpreted only in a broader<br />
context and does not result merely from the pact. <strong>The</strong> treaty of September 28, 1939<br />
is a boundary and friendly treaty according to its title, even if the concept of<br />
friendship in a political context shall be handled carefully in historical criticism.<br />
Why Did <strong>The</strong>y Sign the Treaty?<br />
Since the treaty was signed just before the outbreak of World War II, the<br />
document is said to have provided Hitler the opportunity to wage a war without<br />
risking fighting a dual theatre war. This explains why the question of<br />
responsibility is such a significant issue of the debate about the pact.<br />
Analyzing Hitler’s responsibility is almost superfluous as his motives were<br />
well-known: he reckoned that time had come for a localized war against Poland<br />
and he wanted to avoid a dual-theatre war, 6 which he regarded the biggest<br />
strategic fault of the imperial Germany even in „Mein Kampf”. For the sake of<br />
his purpose, he had to come to an agreement either with his western or his<br />
eastern enemies. 7 As he could not expect remarkable diplomatic success against<br />
the British and the French a year after Munich, 8 he had to come to an agreement<br />
with Moscow under the given circumstances, which did not prove to be very<br />
difficult (in view of the facts). We have to emphasize, however, that this<br />
cooperation could only be temporary for Hitler: since their coming into power,<br />
the Nazis advocated the necessity of eliminating Communism and the „Mein<br />
Kampf” – irrespectively of its political system – set the program of<br />
germanising the Eastern Slavic territories as a long-term purpose. Still, the<br />
„peaceful cohabitation” of the two world orders – like in the case of the USA<br />
and the Soviet Union later – could certainly have been imaginable for even<br />
decades; nevertheless, this is not the world of historians but that of sci-fi. <strong>The</strong><br />
German Empire obviously wanted the war and regarded the Soviet Union an<br />
enemy in the long run. <strong>The</strong> relation of the two powers was far from friendly, as<br />
pointed out properly even by Tamás Krausz in his above cited article. 9<br />
PACZKOWSKI, Andrzej-COURTOIS, Stéphane: <strong>The</strong> Black Book of Communism: Crimes,<br />
Terror, Repression. Harvard University Press, 1999. 5.<br />
6 RÁNKI György: A második világháború története. Gondolat, Budapest, 1973. 7.<br />
7 Arising from the nature of Nazism and German superiority, Hitler had no „friends,” only<br />
enemies and temporary allies.<br />
8 ORMOS, Mária-MAJOROS, István: Európa a nemzetközi küzdőtéren. Osiris, Budapest, 2003. 402.<br />
9 KRAUSZ Tamás: Néhány megjegyzés a <strong>Molotov</strong>-<strong>Ribbentrop</strong> paktum értelmezéséhez. IN:<br />
13
What is much more interesting is the situation of the Soviet Union and the<br />
reason why Stalin concluded the agreement. According to a notable and more<br />
and more prevailing view, Stalin considered Hitler a more calculable and<br />
creditable partner than the Western democracies. <strong>The</strong>ir way of thinking was<br />
similar in many perspectives: both of them respected military strength, believed<br />
in power and did not think much of the ideas of freedom and equality. For<br />
Stalin Hitler’s hostile approach towards the Soviet Union and Communism<br />
could not be a telling argument against him, as all the other states’ attitude in<br />
the world was similar to that to a certain extent. We can even claim that from<br />
the Rapallo Treaty (1922) until Hitler’s seizure of power, the Soviet Union had<br />
its closest relations with no other but Germany, 10 thus they had something to<br />
proceed from. Nonetheless, the thesis of the almost allied co-operation of the<br />
two totalitarian states between 1939 and 1941, the beginning of which was<br />
indicated by the signing of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>, cannot be accepted<br />
without criticism: the co-operation of Moscow and Berlin as pointed out above<br />
was only of tactical and temporary nature. However, this collaboration cannot<br />
be denied; the relations between Moscow and Berlin warmed up spectacularly<br />
after their mutual operations against Poland. 11 <strong>The</strong> Communist Soviet Union<br />
and the Nazi Germany were not compelled to hold a common parade for their<br />
soldiers in the occupied Brest-Litovsk on September 22, 1939 and Lvov on<br />
September 23, 1939; 12 hence, it is understandable that hearing such pieces of<br />
news the sentiments about the collaboration of the two dictatorships appeared<br />
that time and even Stalin’s censorship could not eliminate them.<br />
We have to realize that Stalin had no other choice. He recognized that<br />
during the changes in the international system at the end of the 1930s the<br />
isolation of the Soviet Union could not be maintained, or at least was not<br />
expedient. Nonetheless, when he tried to look for partners for his growing<br />
activity, neither the British, nor the French, and not even Warsaw threatened by<br />
the Germans enthused over a close co-operation with Moscow. 13 Due to its<br />
Communist nature, the Soviet Union had been treated as an outcast and an<br />
unreliable state. This attitude was suspended only for a few years during the<br />
HÁDA Béla - LIGETI Dávid - MAJOROS István - MARUZSA Zoltán - MERÉNYI Krisztina<br />
(szerk.): Nemzetek és birodalmak. Diószegi István 80 éves. <strong>ELTE</strong>, Új- és Jelenkori Egyetemes<br />
Történeti Tanszék, Budapest, 2010. 363.<br />
10 A major consequence of the treaty was that Germany had the weapons, the possession of<br />
which was forbidden for them by the Versailles Peace Treaty, tested in the Soviet Union, such as<br />
airplanes and armours.<br />
11 <strong>The</strong> deepening of the co-operation was indicated by the expansion of the German-Soviet<br />
Trade Agreement on February 11, 1940, signed originally on August 19, 1939, by the Lithuanian<br />
border’s remodification, or by the population exchange agreement of 1941. ERICSON, Edward<br />
E: Feeding the German Eagle: Soviet Economic Aid to Nazi Germany. 1933–1941. Greenwood<br />
Publishing, 1999. 150-153.<br />
12 NEKRICH, Aleksandr Moiseevich-ULAM, Adam Bruno; FREEZE, Gregory L.: Pariahs,<br />
Partners, Predators: German–Soviet Relations 1922–1941. Columbia University Press, 1997. 131.<br />
13 TAYLOR, A.J.P.: A második világháború okai. Scolar, Budapest, 1998. 308-311.<br />
14
war and the friendly relations broke up after the mutually achieved victory. It is<br />
also true that by announcing the „world revolution” and by the continuous<br />
lashing of the „western imperialism”, the Soviet Union was responsible for its<br />
own segregation. In 1939, nevertheless, Stalin’s position was favourable: the<br />
Germans, the French, and also the British wished for negotiating with him<br />
about collaboration, who, therefore, could exploit this situation. <strong>The</strong> indulgent<br />
British and French behaviour at the time of signing the Munich Treaty and at<br />
its violation, moreover, the inefficiency of their negotiations in July-August,<br />
1939 14 convinced Stalin about the fact that he could not expect support from<br />
either London or Paris in case of a potential German-Soviet conflict. As a<br />
consequence, opening towards Germany seemed to be logical: 15 as the Soviet<br />
Union was not prepared for the war (it was not prepared even in 1941 as it<br />
became apparent by the German attack), a tactical partnership with Hitler was<br />
not a bad decision. 16 <strong>The</strong> Germans concluded similar non-aggression<br />
agreements, although lacking any secret clause, with Denmark, Estonia and<br />
Latvia in 1939, so the treaty was part of a German „peace offensive” –<br />
posteriorly regarded a policy with misinforming purposes – which made the<br />
communication of signing the treaty easier for Stalin. It is also a fact that<br />
London and Paris could not offer the territories marked as Moscow’s sphere of<br />
interest in the treaty to Stalin, who was dealing with regaining the areas of the<br />
former Tsarist Russia – from another perspective, narrowing the military<br />
spring-board against the Soviet Union, – while Hitler did gladly offer, and<br />
Stalin decided in favour of the more prosperous choice. 17<br />
It is a different question that the history writing of the „sovietised” counties<br />
created a myth from the agreement signed under such circumstances and<br />
presented the signing of the pact as a genius decision of the generalissimo,<br />
which provided two more years for the Soviet Union to prepare for the war. 18<br />
This is, however, only partially true because, as we will see, the German<br />
Empire had strengthened much more by 1941 than the Soviet Union.<br />
Nevertheless, the main problem of the thesis is not this but that it presented<br />
14 ORMOS, Mária-MAJOROS, István: Európa a nemzetközi küzdőtéren. Osiris, Budapest, 2003. 403.<br />
15 Some historians consider the exchange of Litvinov, the Soviet foreign minister with Jewish<br />
descent to <strong>Molotov</strong> on May 3, 1939 an obvious gesture towards the Germans. Litvinov was<br />
mentioned only as Litvinov-Finkelstein in the German media. Albeit, it is also true that besides<br />
some other factors, the failure of the British-French-Soviet anti-Fascist co-operation preferred by<br />
him contributed to his fall as well. Q. v. LEVIN, Nora: <strong>The</strong> Jews in the Soviet Union Since 1917:<br />
Paradox of Survival. NYU Press, 1988. 330.<br />
16 We could say state that the conquest-seeking Germany was translated as East by the<br />
Munich Treaty and as West by the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> after the Invasion of Poland.<br />
17 DIÓSZEGI István: A hatalmi politika másfél évszázada. História-MTA TTI, Budapest,<br />
1994. 428. GROGIN, Robert C.: Natural Enemies: <strong>The</strong> United States and the Soviet Union in the<br />
Cold War 1917–1991. Lexington Books, 2001. 28.<br />
18 This statement was first announced in Stalin’s speech on radio on July 3, 1941, and<br />
became therefore compulsory and absolute for many. DIÓSZEGI István: A hatalmi politika<br />
másfél évszázada. História-MTA TTI, Budapest, 1994. 429.<br />
15
such an international agreement as a genius decision that was concluded by two<br />
totalitarian empires over the head of millions of Polish, Estonian, Latvian,<br />
Lithuanian, Romanian, and Ukrainian people without their consent, against<br />
their wish, deciding upon their fate and their future, which is still unacceptable<br />
seen from the western democracies’ viewpoint. 19 That is why the majority of<br />
the Baltic republic’s population expressed their opinion about Stalin’s genius<br />
decision as soon as it was possible, namely on August 23, 1989, at the 50 th<br />
anniversary of signing the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>. 20<br />
Who Were the Agreements Most Beneficial to?<br />
<strong>The</strong> German-Soviet agreement apparently delayed the war between Moscow<br />
and Berlin making them accomplices in dividing the territories lying between<br />
them. <strong>The</strong> German invasion of September 1, 1939 and the Soviet attack starting<br />
on September 17 against Poland were only the first step of accomplishing the<br />
division of the area – more delicately the demarcation of their spheres of<br />
interest – comprised in the secret clause of the agreement, which was modified<br />
on September 28. <strong>The</strong> Germans acquired the parts of Poland owing to them,<br />
while the Soviet Union annexed East-Poland, Lithuania, Estonia, and Latvia, 21<br />
then commenced a war against Finland, and demanded Bessarabia successfully<br />
from Romania in 1940. With these actions, Stalin practically stepped on the<br />
way of traditional imperial expansion, the aim of which was to gain buffer<br />
territories to be used for beating off a potential attack against the Soviet Union.<br />
All in all, we can lay down that these territories were lost for Moscow even in<br />
the first few weeks of the war and their temporary possession did not influence<br />
the outcome of the war considerably. 22 At the same time, the Soviet expansion<br />
spoiled the agreement with the British and the Americans, who did not intend<br />
to support Stalin’s expansion.<br />
On the other hand, Hitler exploited the existence of the agreement<br />
concluded with the Soviet Union more than Stalin expected; though, he also<br />
had to explain himself to his allies 23 but only temporarily. After having secured<br />
his back from the east, his army occupied France, Denmark, Norway, Belgium,<br />
the Netherlands, and Luxemburg in less than one year. Though the occupation<br />
of these countries tied up significant German military power, the possession of<br />
19 Let there be no mistakes about it: in the course of their history, these democracies also<br />
concluded several treaties that are unacceptable from our present-day viewpoint, and that<br />
completely ignored the opinion of especially the colonial areas’ population.<br />
20 URBAN, Thomas: 15 Minuten Freiheit. Süddeutsche Zeitung, 23 rd August 2009.; VESER,<br />
Reinhard: Eine Last für die Nachgeborenen. FAZ, 20 th August 2009.<br />
21 RAUCH, Georg von-MISIUNAS, Romuald J.-TAAGEPERA, Rein: A balti államok<br />
története. Osiris-Századvég, Budapest, 1994. 179-183.<br />
22 An exception in the Baltic region is the issue of Estonia, the possession of which made the<br />
German march against Leningrad really difficult at the beginning of the war.<br />
23 ORMOS, Mária-MAJOROS, István: Európa a nemzetközi küzdőtéren. Osiris, Budapest, 2003. 404.<br />
16
their war industry and raw materials made Hitler much stronger than Stalin<br />
imagined. We can mention in his excuse that such German success was not<br />
supposed to be achieved. In 1939, it was also imaginable – and Stalin probably<br />
believed in it as well – that an extended position war could evolve on the<br />
western borders of Germany, in which all parties would get exhausted and from<br />
this situation the Soviet Union could emerge with much strength. 24 This did not<br />
happen, and the Soviet Union had pay for it seriously. Still, they might have<br />
had to pay this price too if they had entered the war earlier, and particularly in a<br />
way that the British and the Americans would not have been compelled to form<br />
an alliance against the Nazi Germany.<br />
Natural Co-operation of Totalitarian Systems or a Typical Agreement<br />
of Imperial Politics?<br />
As we already pointed out, the co-operation between Moscow and Berlin<br />
between 1939 and 1941 warmed up spectacularly. However, could that cooperation<br />
be considered such an allied relation based on which we can<br />
speak about the two totalitarian systems’ close collaboration? <strong>The</strong> answer to<br />
this question is no. <strong>The</strong>re was no friendship between Hitler and Stalin or<br />
between their countries; even if they had some common characteristics or<br />
there was military co-operation between them and their commercial<br />
relations were developing continuously. <strong>The</strong> reason is that they did not<br />
create a world order with principles fixed in a common declaration. <strong>The</strong><br />
meeting of <strong>Molotov</strong> and <strong>Ribbentrop</strong> on November 12-13, 1940 could have<br />
been a starting point for that; nonetheless, the two diplomats realized the<br />
differences between their conceptions about the international settlement. 25<br />
<strong>The</strong> relevance of these negotiations is decreased by the detail that Hitler<br />
ordered the preparation of the eastern operation before them. <strong>The</strong> fact that<br />
the co-operation of the two totalitarian states was not close does not exempt<br />
either of them from the responsibility of applying imperial policy right in<br />
the middle of Europe and introducing their own political system and laws<br />
bluntly on the territories controlled by them. When more and more friction<br />
took place between them, the Third Reich, being at the zenith of its<br />
strength, denounced the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> concluded because of<br />
tactical reasons and, consequently, the alliance working based on the pact;<br />
and finally the war between them broke out.<br />
24 DIÓSZEGI István: A hatalmi politika másfél évszázada. História-MTA TTI, Budapest, 1994. 430.<br />
25 <strong>Ribbentrop</strong> wished to call the Soviets’ attention to the British colonies and the Middle-and<br />
Near East to involve the Soviet Union in an attack against the British, while <strong>Molotov</strong> was<br />
formulating Soviet (or we could equally say: traditional Russian) interests in the Balkans and the<br />
straits clarifying for their German partners that the Soviet Union claimed far more territories than<br />
ensured for them by the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>. ORMOS, Mária-MAJOROS, István: Európa<br />
a nemzetközi küzdőtéren. Osiris, Budapest, 2003. 429-430.<br />
17
Text of the Nazi-Soviet Non-Aggression <strong>Pact</strong><br />
<strong>The</strong> Government of the German Reich and <strong>The</strong> Government of the Union of<br />
Soviet Socialist Republics desirous of strengthening the cause of peace<br />
between Germany and the U.S.S.R., and proceeding from the fundamental<br />
provisions of the Neutrality Agreement concluded in April, 1926 between<br />
Germany and the U.S.S.R., have reached the following Agreement:<br />
Article I. Both High Contracting Parties obligate themselves to desist from<br />
any act of violence, any aggressive action, and any attack on each other, either<br />
individually or jointly with other Powers.<br />
Article II. Should one of the High Contracting Parties become the object of<br />
belligerent action by a third Power, the other High Contracting Party shall in no<br />
manner lend its support to this third Power.<br />
Article III. <strong>The</strong> Governments of the two High Contracting Parties shall in<br />
the future maintain continual contact with one another for the purpose of<br />
consultation in order to exchange information on problems affecting their<br />
common interests.<br />
Article IV. Should disputes or conflicts arise between the High Contracting<br />
Parties shall participate in any grouping of Powers whatsoever that is directly<br />
or indirectly aimed at the other party.<br />
Article V. Should disputes or conflicts arise between the High Contracting<br />
Parties over problems of one kind or another, both parties shall settle these<br />
disputes or conflicts exclusively through friendly exchange of opinion or, if<br />
necessary, through the establishment of arbitration commissions.<br />
Article VI. <strong>The</strong> present Treaty is concluded for a period of ten years, with<br />
the proviso that, in so far as one of the High Contracting Parties does not<br />
advance it one year prior to the expiration of this period, the validity of this<br />
Treaty shall automatically be extended for another five years.<br />
Article VII. <strong>The</strong> present treaty shall be ratified within the shortest possible<br />
time. <strong>The</strong> ratifications shall be exchanged in Berlin. <strong>The</strong> Agreement shall enter<br />
into force as soon as it is signed.<br />
Secret Additional Protocol<br />
Article I. In the event of a territorial and political rearrangement in the areas<br />
belonging to the Baltic States (Finland, Estonia, Latvia, Lithuania), the<br />
northern boundary of Lithuania shall represent the boundary of the spheres of<br />
influence of Germany and U.S.S.R. In this connection the interest of Lithuania<br />
in the Vilna area is recognized by each party.<br />
Article II. In the event of a territorial and political rearrangement of the<br />
areas belonging to the Polish state, the spheres of influence of Germany and the<br />
U.S.S.R. shall be bounded approximately by the line of the rivers Narev,<br />
Vistula and San.<br />
18
<strong>The</strong> question of whether the interests of both parties make desirable the<br />
maintenance of an independent Polish States and how such a state should be<br />
bounded can only be definitely determined in the course of further political<br />
developments.<br />
In any event both Governments will resolve this question by means of a<br />
friendly agreement.<br />
Article III. With regard to Southeastern Europe attention is called by the<br />
Soviet side to its interest in Bessarabia. <strong>The</strong> German side declares its complete<br />
political disinteredness in these areas.<br />
Article IV. This protocol shall be treated by both parties as strictly secret.<br />
Moscow, August 23, 1939.<br />
For the Government of the German Reich v. <strong>Ribbentrop</strong><br />
Plenipotentiary of the Government of the U.S.S.R. V. <strong>Molotov</strong><br />
* *<br />
BOUNDARY AND FRIENDSHIP TREATY BETWEEN GERMANY AND<br />
THE UNION OF SOVIET SOCIALIST REPUBLICS<br />
<strong>The</strong> Government of the German Reich and the Government of the U.S.S.R.<br />
consider it as exclusively their task, after the collapse of the former Polish<br />
state, to re-establish peace and order in these territories and to assure to the<br />
peoples living there a peaceful life in keeping with their national character. To<br />
this end, they have agreed upon the following:<br />
Article I.<br />
<strong>The</strong> Government of the German Reich and the Government of the U.S.S.R.<br />
determine as the boundary of their respective national interests in the territory<br />
of the former Polish state the line marked on the attached map, which shall be<br />
described in more detail in a supplementary protocol.<br />
Article II.<br />
Both Parties recognize the boundary of the respective national interests<br />
established in Article I. as definitive and shall reject any interference of third<br />
powers in this settlement.<br />
Article III.<br />
<strong>The</strong> necessary reorganization of public administration will be effected in the<br />
areas west of the line specified in article I by the Government of the German<br />
Reich, in the areas east of this line by the Government of the U.S.S.R.<br />
Article IV.<br />
<strong>The</strong> Government of the German Reich and the Government of the U.S.S.R.<br />
regard this settlement as a firm foundation for a progressive development of the<br />
friendly relations between their peoples.<br />
Article V.<br />
This Treaty shall be ratified and the ratifications shall be exchanged in<br />
Berlin as soon as possible. <strong>The</strong> Treaty becomes effective upon signature.<br />
19
Done in duplicate, in the German and Russian languages.<br />
Moscow, September 28, 1939.<br />
For the Government of the<br />
German Reich:<br />
J. v. <strong>Ribbentrop</strong><br />
20<br />
With full power of the Government of<br />
the U.S.S.R.:<br />
V. <strong>Molotov</strong><br />
SECRET SUPPLEMENTARY PROTOCOL [1]<br />
<strong>The</strong> undersigned Plenipotentiaries declare the agreement of the Government<br />
of the German Reich and the Government of the U.S.S.R upon the following:<br />
<strong>The</strong> Secret Supplementary Protocol signed on August 23, 1939, shall be<br />
amended in item 1 to the effect that the territory of the Lithuanian state falls to<br />
the sphere of influence of the U.S.S.R., while, on the other hand, the province<br />
of Lublin and parts of the province of Warsaw fall to the sphere of influence of<br />
Germany (cf. the map attached to the Boundary and Friendship Treaty signed<br />
today). As soon as the Government of the U.S.S.R. shall take special measures<br />
on Lithuanian territory to protect its interests, the present German-Lithuanian<br />
border, for the purpose of a natural and simple boundary delineation, shall be<br />
rectified in such a way that the Lithuanian territory situated to the southwest of<br />
the line marked on the attached map should fall to Germany.<br />
Further it is declared that the economic agreements now in force between<br />
Germany and Lithuania shall not be affected by the measures of the Soviet<br />
Union referred to above.<br />
Moscow, September 28, 1939.<br />
For the Government of the German<br />
Reich:<br />
J. v. <strong>Ribbentrop</strong><br />
With full power of the Government of the<br />
U.S.S.R.:<br />
V. <strong>Molotov</strong><br />
SECRET SUPPLEMENTARY PROTOCOL [2]<br />
<strong>The</strong> undersigned Plenipotentiaries, on concluding the German-Soviet<br />
Boundary and Friendship Treaty, have declared their agreement upon the<br />
following:<br />
Both Parties will tolerate in their territories no Polish agitation which affects<br />
the territories of the other Party. <strong>The</strong>y will suppress in their territories all<br />
beginnings of such agitation and inform each other concerning suitable<br />
measures for this purpose.<br />
Moscow, September 28, 1939.<br />
For the Government of the German<br />
Reich:<br />
J. v. <strong>Ribbentrop</strong><br />
With full power of the Government of the<br />
U.S.S.R.:<br />
V. <strong>Molotov</strong>
CONFIDENTIAL PROTOCOL<br />
<strong>The</strong> Government of the U.S.S.R. shall place no obstacles in the way of<br />
Reich nationals and other persons of German descent residing in the territories<br />
under its jurisdiction, if they desire to migrate to Germany or to the territories<br />
under German jurisdiction. It agrees that such removals shall be carried out by<br />
agents of the Government of the German Reich in cooperation with the<br />
competent local authorities and that the property rights of the emigrants shall<br />
be protected.<br />
A corresponding obligation is assumed by the Government of the German<br />
Reich in respect to the persons of Ukrainian or White Russian descent residing<br />
in the territories under its jurisdiction.<br />
Moscow, September 28, 1939.<br />
For the Government of the German<br />
Reich:<br />
J. v. <strong>Ribbentrop</strong><br />
With full power of the Government of the<br />
U.S.S.R.:<br />
V. <strong>Molotov</strong><br />
DECLARATION OF THE GOVERNMENT OF THE GERMAN REICH<br />
AND THE GOVERNMENT OF THE U.S.S.R.<br />
After the Government of the German Reich and the Government of the<br />
U.S.S.R. have, by means of the Treaty signed today, definitively settled the<br />
problems arising from the collapse of the Polish state and have thereby created<br />
a sure foundation for a lasting peace in Eastern Europe, they mutually express<br />
their conviction that it would serve the true interest of all peoples to put an end<br />
to the state of war existing at present between Germany on the one side and<br />
England and France on the other. Both Governments will therefore direct their<br />
common efforts, jointly with other friendly powers if occasion arises, toward<br />
attaining this goal as soon as possible.<br />
Should, however, the efforts of the two Governments remain fruitless, this<br />
would demonstrate the fact that England and France are responsible for the<br />
continuation of the war, whereupon, in case of the continuation of the war, the<br />
Governments of Germany and of the U.S.S.R. shall engage in mutual<br />
consultations with regard to necessary measures.<br />
Moscow, September 28, 1939.<br />
For the Government of the German<br />
Reich:<br />
J. v. <strong>Ribbentrop</strong><br />
With full power of the Government of the<br />
U.S.S.R.:<br />
V. <strong>Molotov</strong><br />
21
Lachaise, Bernard<br />
Historiography of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact in France since 1945<br />
French historians have not worked a lot on the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact.<br />
<strong>The</strong>re is only one work entirely devoted to the subject, by Yves Santamaria,<br />
which was published relatively recently, in 1998. As the author writes in his<br />
bibliography: „the number of works in English and German listed here reveals<br />
how weak French research on the subject is”. 1 A greater number of articles -<br />
although they are still rare - have been devoted specifically to the event itself.<br />
Among these, one finds those by Jean-Paul Brunet whose studies on the<br />
comments of the French press, which appeared in a specialised scientic review,<br />
are quite dated , and those by René Girault who explained, in a popular review,<br />
the reasons which led Stalin to sign the pact. 2 <strong>The</strong> most recent synthesis<br />
authored by a French historian appeared in the summer of 2009: this was a<br />
paper read by Stéphane Courtois at a private organisation, the Foundation for<br />
Political Innovation, which is close to the political party currently in power in<br />
France, the UMP 3 . This short bibliography which is limited to works especially<br />
devoted to the signing of the pact between Germany and the USSR during the<br />
summer of 1939 is very significant from a historiographical point of view: on<br />
the one hand, the researchers referred to are specialists in Communism and<br />
only René Girault is a historian of international relations, who specializes<br />
nevertheless in the history of Russia and of the USSR 4 ; on the other hand, the<br />
title used in their text to refer to the treaty of August 23, 1939, which is to say<br />
„the German-Soviet pact” was abandonned by Stéphane Courtois who replaced<br />
it by „the Soviet-Nazi alliance” which, in itself, announces a change of contents<br />
in the analysis.<br />
<strong>The</strong>se remarks are a reminder that one should start by introducing the<br />
context of French historiography concerning the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact. <strong>The</strong><br />
story of this treaty cannot be dissociated, in France as in the other countries,<br />
from either the international context and in particular from the Cold War, from<br />
the position of the USSR in the world up to 1989, then from the period<br />
1<br />
SANTAMARIA, Yves: 1939, le pacte germano-soviétique. Editions Complexe, Bruxelles,<br />
1998. 139.<br />
2<br />
BRUNET, Jean-Paul: La presse française et le pacte germano-soviétique (août 1939). In :<br />
Relations internationales, 1974, N°2. 187-212. GIRAULT, René: Pourquoi Staline a signé le<br />
<strong>Pact</strong>e germano-soviétique. In: L’Histoire, N°14, juillet-août 1979.<br />
3<br />
COURTOIS, Stéphane: Retour sur l’alliance soviéto-nazie 70 ans après. Conférence du 23<br />
juillet 2009 for the Foundation for Political Innovation (site: www.fondpol.org).<br />
4<br />
BRUNET, Jean-Paul has written about the political history of the city of Saint-Denis during<br />
the first part of the twentieth century; COURTOIS, Stephane is a specialist about communism;<br />
SANTAMARIA, Yves has written about the French communist party and peace before the<br />
Second World War; GIRAULT, René is a specialist of the history of Russia and international<br />
relations.<br />
23
following the fall of the Soviet block and the disappearance of the USSR, nor<br />
from the conditions of access to the German and Soviet archives which long<br />
remained closed, and only gradually opened up from the fifies on for Germany<br />
and from the nineties on for the USSR.<br />
But the story of the pact in France can not be studied without taking into<br />
account - this a French (and Italian) specificity - in Western democraties after<br />
1945, which is to say the weight of the Communist Party and the strength of<br />
Communism in French society, of which the intellectual aspect, up until the<br />
eighties, this „French passion”, according to Marc Lazar. 5<br />
<strong>The</strong> study of the French historiography of the pact consists in investigating<br />
the evolution of the place of the pact in scientific publications, the presentation<br />
of its contents, the motivations of the signees and the immediate consequences<br />
of such an agreement for Central Europe and for France … and notably for the<br />
Communists, who - in 1939 - represented in the Chamber of Deputies, the one<br />
elected in 1936, that of the Popular Front, a group of 74 elected members, the<br />
greatest number ever reached by the PCF (French Communist Party) since its<br />
founding, representing 12% of the total number of Deputies.<br />
<strong>The</strong> sources referred to consist in scientific publications on international<br />
relations, originating from the French University (from Pierre Renouvin, Jean-<br />
Baptiste Duroselle, René Girault, Robert Frank and Elisabeth du Réau), on<br />
Communism (among whom Stéphane Courtois, François Furet), and finally on<br />
the German-Soviet pact itself (Yves Santamaria in particular). 6 <strong>The</strong> various<br />
reprints of a same work (like Diplomatic History or History of International<br />
5 LAZAR, Marc: Le communisme, une passion française. Perrin, Paris, 2002. JALABERT,<br />
Laurent: Le Grand Débat. Les universitaires français – historiens et géographes- et les pays<br />
communistes de 1945 à 1991. G.R.H.I., Toulouse, 2001. <strong>The</strong> French communist party was the<br />
first party of the left in Fance till 1978.<br />
6 <strong>The</strong> bibliography is, from the latest to the present: DUROSELLE, Jean-Baptiste, Histoire<br />
diplomatique de 1919 à nos jours. Armand Colin, Paris, 1953. DUROSELLE, Jean-Baptiste<br />
(dir.): Les relations germano-soviétiques de 1933 à 1939. Armand Colin, Paris, 1954.<br />
DUROSELLE, Jean-Baptiste (dir.): Les frontières européennes de l’URSS 1917-1941, Cahiers<br />
de la FNSP, Armand Colin, Paris, 1957. RENOUVIN, Pierre. Histoire des relations<br />
internationales, tome 8, Les crises du XXe siècle. II-de 1929 à 1945. Hachette, Paris, 1958.<br />
BAUMONT, Maurice: La faillite de la paix (1918-1939), II- de l’affaire éthiopienne à la guerre<br />
(1936-1939). PUF, collection „ Peuples et civilisations ”, tome XX, Paris, 1961. BRUNET,<br />
Jean-Paul Brunet: art.cité, 1974. DUROSELLE, Jean-Baptiste: Politique étrangère de la<br />
France. La décadence (1932-1939). Imprimerie nationale, Paris, 1979. GIRAULT, René:<br />
art.cité, 1979. DUROSELLE, Jean-Baptiste: Histoire diplomatique de 1919 à nos jours. Dalloz,<br />
Paris, 1981. GIRAULT, René, FRANK, Robert: Histoire des relations internationales<br />
contemporaines, tome 2 : 1914-1941, Turbulente Europe et nouveaux mondes. Masson, Paris,<br />
1988. FURET, François: Le passé d’une illusion. Essai sur l’idée communiste du XXe siècle.<br />
Robert Lafont-Calmann-Lévy, Paris, 1995. COURTOIS, Stéphane (et alii): Le livre noir du<br />
communisme. Crimes, terreur, répression. Robert Laffont, Paris, 1997. SANTAMARIA, Yves:<br />
1939, le pacte germano-soviétique. Editions Complexe, Bruxelles, 1998. DU RÉAU, Elisabeth:<br />
L’ordre mondial de Versailles à San Francisco juin 1919-juin 1945. PUF, Paris, 2007.<br />
COURTOIS, Stéphane: Ibidem, 2009.<br />
24
Relations) are the focus of special attention in which each modification/change<br />
to the text (addition or editing) has to be closely examined.<br />
Our approach will consist first in investigating the analysis of the contents<br />
of the agreement between <strong>Ribbentrop</strong> and <strong>Molotov</strong>, then that of the origins of<br />
the pact, and finally, that of the significance of the event.<br />
<strong>The</strong> content of the „German-Soviet <strong>Pact</strong>”: from „agreement” to<br />
„alliance”, from „non-aggression” to „crime against peace”.<br />
<strong>The</strong> evolution of the designation of the the German-Soviet agreement is<br />
significant of the analysis historians have made of its content.<br />
During the fifties, quite neutral terms were used to designate the text signed<br />
on August 23, 1939 in Moscow by <strong>Ribbentrop</strong> and <strong>Molotov</strong> („treaty”,<br />
„agreement”, „pact”). <strong>The</strong> focus was on the content of the public document<br />
(„non agression”) but the secret protocol (revealed in 1946 but only published<br />
by Russia in 1992) was already presented as a „much more important text”<br />
whose „existence was absoluteley indisputable” 7 . <strong>The</strong> second treaty signed<br />
September 28th, 1939 was presented more briefly and always separately.<br />
From the seventies on, both texts were thus linked and from then on,<br />
historians explain that „there was not simply one German-Soviet pact on<br />
August 23, 1939 but German-Soviet pacts, on August 23 and September 28,<br />
1939” 8 This approach entails first the following consequence: the pacts cannot<br />
be considered as a „simple” circumstancial diplomatic or „neutrality”<br />
agreement but they establish an actual „alliance” between Germany and the<br />
USSR. In 1957, J.B. Duroselle and his team, concerning Soviet policy from<br />
August 23 on, explain that they can neither „be moral judges or even political<br />
ones of the Soviet attitude in these circumstances”, and they write: „Let’s<br />
simply say that it is perfectly coherent and that in the absence of any moral<br />
justification in the non-communist perspective of relations between states, it<br />
had strategic bases for justification. <strong>The</strong> June 1941 events are a testimony of<br />
particular significance.” (J.B. Duroselle). „It is perfectly normal that having<br />
signed a pact of non-agression with the Reich, the USSR had led a diplomatic<br />
game which was fair and necessary from its point of view in order not to<br />
ressucitate a state, a satellite of Germany, in this case the Polish state which<br />
had created so many problems for it since the first day of its founding and<br />
which in 1939, had been one of the main causes of the failure of the triad’s<br />
pact” (Benjamin Goriely) 9 . In 1979, René Girault insisted on the meaning of<br />
the pacts: „it was no longer a question of remaining at an equal distance<br />
between the two capitalist camps; it was a question of a real opportunity for<br />
7<br />
DUROSELLE, Jean-Baptiste: Histoire diplomatique…op.cit., 1953. 284.<br />
8<br />
GIRAULT, René: art.cité. 111. COURTOIS, Stephane and FURET, François also use the<br />
word „pacts” and not „pact”.<br />
9<br />
DUROSELLE, Jean-Baptiste : Les frontières…op.cit., 1957, XIII. et 284.<br />
25
the „capitalist fascist” camp”. „Here the transformation is fundamental. No<br />
doubt this policy still poses a problem today since it is much less<br />
understandable than the precise point of a simple pact of non-agression” 10 .<br />
More recently, it is the alliance which is highlighted by French historians.<br />
Thus, François Furet writes: „the pact of August 23 inugurates the period of<br />
alliance between the USSR and Nazi Germany. An alliance and not simply an<br />
agreement of non-agression, according to the first presentation which was<br />
made at the time…” 11 . As for Stéphane Courtois, in his introduction (which<br />
gave rise to so many reactions) to the Black Book of Communism, devoted to<br />
„the crimes of Communism”, he asserts that: „Stalin undeniably committed this<br />
type of crime („against peace”), even simply by secret negotiations with Hitler,<br />
through two peace treaties on August 23 and September 28, 1939, the division<br />
of Poland and the annexion of the Baltic states, of Northern Bukovine and of<br />
Bessarabia by the USSR” 12 .<br />
Thus, in half a century, the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact has been read less and less<br />
as a „simple” diplomatic treaty but as a strong political act implying Staline, the<br />
USSR and Communism by insisting on the serious Soviet responsibility. <strong>The</strong><br />
second analysis has gained a predominant position since the 1990s, which is to say<br />
after the fall of the USSR, in the context of the collapse and of the denunciation of<br />
past Communist history. <strong>The</strong> wording used by Stéphane Courtois in his conference<br />
of the summer of 2009 is, in this respect, explicit and summarizes this evolution:<br />
the „German-Soviet pact” was replaced by „the Soviet-Nazi alliance”. <strong>The</strong>se terms<br />
of course point to different interpretations of the reasons which led to the signing of<br />
the texts during the summer of 1939.<br />
At the origins of the „German-Soviet pact” or „the appearance of the<br />
defendants” (Y. Santamaria): Staline as the main culprit?<br />
From the first texts on the German-Soviet pact, historians wondered about<br />
the motivations of the signees, Nazi Germany and the Soviet Union, „two states<br />
whose deep inimity had been, since the coming to power of Hitler, a constant in<br />
international politics” 13 . But they also questioned more and more the<br />
responsibilities of Western democracies and of Poland.<br />
Concerning the reasons which led Hitler to accept the negotiations and then the<br />
agreement with Staline, at the request of <strong>Ribbentrop</strong>, historiography has not really<br />
evolved. Indeed, „differences in opinion on Hitler’s assessment of the Soviet<br />
threat” 14 do exist. But, very early on, a wide consensus appeared: as P. Renouvin<br />
wrote: „the motives of the German policy were not dubious” since the „German-<br />
10 GIRAULT, René: art.cité, 112.<br />
11 FURET, François: op.cit., 365.<br />
12 COURTOIS, Stéphane: Le livre noir…op.cit., 15.<br />
13 RENOUVIN, Pierre: Histoire des relations…op.cit., 180.<br />
14 SANTAMARIA, Yves: op.cit., 121.<br />
26
Russian agreement (…) would allow Hitler to conduct war in favorable<br />
circumstances.” 15 On the one hand, such an agreement enabled Hitler to attack the<br />
West without having a second front in the East, and, on the other hand, to achieve<br />
his goal of wiping out the Polish state: „once the Nazi leader had admitted that the<br />
conquest of Poland would be greatly facilitated by a German-Soviet agreement,<br />
the Number One antibolshevik would be obliged to deal with him.” 16<br />
<strong>The</strong> motives of the Soviet policy are more difficult to distinguish, because<br />
of the lack of documents wrote Pierre Renouvin fifty years ago. 17 And it is<br />
precisely on this point that historiography, thanks to the opening of the<br />
archives, has progressed and evolved. As early as 1953, J.B. Duroselle, with<br />
caution, since the problem is currently unsolvable considered that, up until the<br />
summer the USSR intended „to retain two possibilities, in order to choose the<br />
one it would consider, depending on circumstances, as the most favorable to its<br />
interests” 18 . This is the beginning of the theory of the several irons in the fire<br />
which does not answer the question of Stalin’s goals: circumstancial ones, the<br />
USSR not being ready, or more long-term ones, with an expansion plan, or<br />
even a revolutionary project in order to bring about the triumph of Communism<br />
over the ashes of capitalism defeated by the war in the West between Hitler and<br />
the democracies. In 1957, B. Goriely insisted in putting down the Soviet policy<br />
of 1939 to the continuity - tradition (?) - of the realistic politics of the<br />
country 19 . René Girault had a different interpretation for the Soviet choices:<br />
indeed, he also evoked „the choice of the best offer” but highlighted two other<br />
considerations, one which was conjunctural and the other ideological. As he<br />
wrote: „the Polish refusal was thus the fundamental reason for which the<br />
Soviets opted for an agreement with Germany.” He also added, with less<br />
certainty, that the assimilation by Moscow of „the Western plutocracy” and of<br />
„Hitlerian capitalism” or, more exactly, „the fascist avatar of capitalism could<br />
explain why Stalinian leaders and Stalin were able to pass from a policy of<br />
close ties with the West to a policy of alliance with Hitlerian Germany” 20 .<br />
If Poland was accused of bearing responsibility for Stalin’s decision to form<br />
an alliance with Hitler, the attitude of the Western democracies is also<br />
constantly evoked in French historiography. „Should one forget the hesitations<br />
of the great democratic states?” asks P. Renouvin 21 . <strong>The</strong> memory of Munich is<br />
always evoked: „didn’t the West throw Stalin into Hitler’s arms by capitulating<br />
in Munich and by isolating the Soviet Union on this occasion?” 22 . Referring to<br />
15 RENOUVIN, Pierre: op.cit., 183.<br />
16 GIRAULT, René, FRANK, Robert: op.cit., 237.<br />
17 RENOUVIN, Pierre: op.cit., 183.<br />
18 DUROSELLE, Jean-Baptiste: Les relations…op.cit., 100.<br />
19 B. Goriely, dans DUROSELLE, Jean-Baptiste (dir.), Les frontières…op.cit., 284.<br />
20 GIRAULT, René: art.cité, 112. <strong>The</strong> Polish gouvernment doesn’t want the military<br />
assistance of the URSS in spite of French wishes.<br />
21 RENOUVIN, Pierre: Histoire des relations…op.cit., 198.<br />
22 SANTAMARIA, Yves: op.cit., 124.<br />
27
<strong>Molotov</strong>’s speech on August 31,1939 in which the minister explains the pact<br />
by Moscow’s apprehensions concerning the real motives of France and of<br />
Great Britain, Maurice Baumont wrote: „It is certain that the Western powers<br />
had conducted their negotiatons with Moscow with an inexcusable weakness.”,<br />
while adding: „it is no less certain that they could not offer the Soviets, as did<br />
Germany, the occupation of the Baltic states, of Bessaraba and of half of<br />
Poland.” 23 Other historians underline another aspect of the responsibility of<br />
France and of Great Britain: „the main mistake the Western allies made was to<br />
have believed that the Geman-Soviet ideological antagonism would always<br />
preclude the two dictatorships from getting along, and that, for this reason,<br />
they could take Stalin for a ride, a Stalin who was constantly depicted by Hitler<br />
as the embodiement of absolute perversion.” 24<br />
From the 1990s on, after the collapse of Communism, the responsibility of<br />
Westerners was minimized in favour of an almost exclusively ideological<br />
intepretation in which Stalin and the USSR are to blame. Thus François Furet<br />
writes: „although it is obvious that the appeasement policy towards Hitler<br />
which was conducted by the British Conservatives and the French leaders<br />
following in their steps, did play a role in the diplomatic reversal of the USSR<br />
towards Hitler in 1939, it is not quite right to make this the sole explanation of<br />
this reversal” 25 . Thus, S. Courtois mainly relies on the Dimitrov papers and<br />
notably on the report of his meeting with Stalin on September 7, 1939 to<br />
establish „Stalin’s true intentions”. He concludes with the „absolute cynicsim”<br />
of Stalin who „with the pact freed Hitler from any fear of a second front to the<br />
East and made him decide to attack Poland.” In the text of the treaty of<br />
September 28, 1939, he sees „the extreme cyncism of two totalitarian powers<br />
which did not respect any international rules.” Referring to the achievement by<br />
the USSR of the policy inscribed in the pacts of August 23 and September 28,<br />
S. Courtois insists on „the enormous traumas which shook the nations which<br />
were victims of the complicity of these two totalitarian states”. And he<br />
concluded that „as long as the criminal dimension of the alliance with Hitler is<br />
not clearly recognized - in particular by Russia -, the scars that it left on the<br />
body of Europe will not heal (…).” 26 Behind the diverging opinions on the<br />
reasons which may explain the signature of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact, there<br />
clearly appear various interpretations of the effects of this pact.<br />
<strong>The</strong> effects of the „German-Soviet pact” or „the scars on the body of Europe”<br />
What were, according to French historiography, the consequences of the<br />
German-Soviet pact on the beginning of the war, on the future of Central<br />
23 BAUMONT, Maurice: op.cit., 872.<br />
24 GIRAULT, René, FRANK, Robert, op.cit., 237.<br />
25 FURET, François: op.cit., 368.<br />
26 COURTOIS, Stéphane: art.cité, 7. et 8. et 14.<br />
28
Europe and on the French communists? One is forced to note that the<br />
responsibility of the pact in the war is claimed by all and gives rise to a<br />
consensus, from Renouvin to Stéphane Courtois: „it was the pact of August 23,<br />
1939 which decided on the fate of peace”, wrote the professor of the Sorbonne,<br />
specialized in international relations, a half a century ago. And „the treaty of<br />
August 23, by liberating Germany from the threat of combat, directly resulted<br />
in the start of World War II” - writes the researcher specialized in<br />
Communism. 27 And S. Courtois adds - as we have seen - that this was a „crime<br />
against peace” according to the definition of the Nuremberg court.<br />
<strong>The</strong> analysis of the effects of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact on the future of<br />
Central Europe occupies an important place in the writing of French historians,<br />
beyond the case of Poland which, in 1939, was linked to France by a treaty of<br />
alliance. One should however distinguish the short-term from the long-term<br />
future. At first sight, Poland immediately and clearly appeared to be a<br />
threatened state since the entente between Germany and the USSR could only<br />
be fatal to it, since the two states to the west and the east had always<br />
represented its main threats. <strong>The</strong>ir agreement could only facilitate, for both<br />
states, the realization of their ambitions to the detriment of Polish<br />
independence. <strong>The</strong> future of Central Europe is analysed from the contents of<br />
secret protocols and especially with the knowledge of the situation of the states<br />
which composed it from 1945 on and especially from 1947 to 1948, with the<br />
setting up of popular democraties and of „the Soviet bloc”. In 1954, J.B.<br />
Duroselle considered that „the German-Soviet treaty of August 23, 1939” and<br />
(…) „the beginning of the Soviet territorial expansion” represented „the<br />
beginning of a whole new era from the Russian perspective”. He explained that<br />
„the USSR, which had maintained a defensive attitude for twenty years, and<br />
which had feigned to scorn any territorial ambition, was, from then on, going<br />
to pursue its progress, and take its place among the most fiercely imperialist<br />
powers.” 28 With the secret protocol of August 23, „a sort of agreement about<br />
the eventual dividing up of the East into zones of influence” was reached. 29<br />
And, of course, in this respect, historiography highlights the 1939 shift which<br />
signaled the beginning of Soviet control over Central Europe, the first step<br />
being the annexation of Eastern Poland, of the Baltic states and of Northern<br />
Bukovine and Bessarabia (to the detriment of Rumania) during the fall of 1939<br />
and in 1940. Yet, until the collapse of the Soviet bloc between 1989 and 1991<br />
and the entry of most of the states of Central Europe into the European Union,<br />
rarely have the distant consequences of the pact for the peoples of Europe been<br />
evoked in French historiography. Thus, the pact, for example, is little<br />
mentioned in Hélène Carrère d’Encausse’s book, Le Grand frère, published in<br />
1983. <strong>The</strong> historian only writes that: „in 1939, the USSR was confined within<br />
27<br />
RENOUVIN, Pierre: op.cit., p.198 et COURTOIS, Stéphane: Le Livre noir...op.cit., 15.<br />
28<br />
DUROSELLE, Jean-Baptiste: Les relations…op.cit., 4. et 100.<br />
29<br />
GIRAULT, René: art.cité, 111.<br />
29
the borders of the Revolution, a space which was reduced compared to the<br />
imperial space, and isolated from Europe which regarded it with suspicion”,<br />
and that „the German-Soviet pact of August 1939 and the war in the West<br />
allowed Stalin to express his international ambitions for the first time.” 30 . S.<br />
Courtois, again, goes the furthest, by asserting that: „this alliance between the<br />
two great totalitarian dctators, Hitler and Stalin, were to have the bleakest<br />
outcome, which today still scar the body of a reunited Europe.” 31 And if the<br />
historians of Communism are the ones who focus the most on the long-term<br />
effects of the pact, it is also because they have made the best analysis of the<br />
immediate and long-term consequences of the pact on the PCF (the French<br />
Communist Party) and the French communists. As Jean-Paul Brunet wrote in<br />
1974 - at a time when the left was uniting in France -: „the Soviet-German was<br />
supposed to (…) and for many years, made people believe that the French<br />
Communist Party was the „Foreign Nationalist Party” which Blum spoke of<br />
with alarm. It is true that the dramatic conditions in which the country was<br />
forced to live for nearly five years, the turnabout of the PCF after June 1941,<br />
the exemplary patriotic attitude of the Communists up until the end of the war,<br />
all contributed to keeping this thorny point of such controversial history in the<br />
shadows.” 32 <strong>The</strong> shock was a harsh one for the French Communist Party, as it<br />
was for the other parties of the Komintern. But the International upheld its anti-<br />
Hitler stance until September 7, which we have already evoked, and which<br />
corresponds to the Stalin/Dimitrov encounter.<br />
Indeed, L’Humanité was closed down as early as August 26, in the context<br />
of rising anticommunism, and many disconcerted Communist activists and a<br />
few elected representatives took their distances. But the Communists did vote<br />
the war credits on September 2. From September 9 on, „the anti-Hitler struggle<br />
was abandonned to the advantage of the fight against the imperialist war and<br />
for peace”. On September 26, the French Communist Party was dissolved by<br />
the government and the Communists were severely repressed in the following<br />
months. 33<br />
After 1945, due to their massive and essential committment to the<br />
Resistance, the French Communists found it difficult to evoke the Soviet-<br />
German pact and the period running from the summer of 1939 to June 1941,<br />
when the USSR entered the war. Thus, during the peak period of their strength<br />
as a party, electoral power, and intellectual influence (1945/1956), they<br />
30<br />
D’ENCAUSSE, Hélène Carrère: Le grand frère. L’Union soviétique et l’Europe soviétisée.<br />
Flammarion, Paris, 1983. 13. et 21.<br />
31<br />
COURTOIS, Stéphane: arti.cité, 1.<br />
32<br />
BRUNET, Jean-Paul: art.cité, 211-212.<br />
33<br />
About this subject see BUTON, Philippe: Le pacifisme communiste de la Seconde Guerre<br />
mondiale à la Guerre froide. In: VAISSE, Maurice (dir.): Le pacifisme en Europe des années<br />
1920 aux années 1950. Bruylant, Bruxelles, 1993. and COURTOIS, Stéphane et LAZAR, Marc:<br />
Histoire du parti communiste français. PUF, Paris, 1995.<br />
30
adopted a stance of denying the facts. In 1957, B. Goriely explains this in a<br />
volume devoted, under the direction of J.B. Duroselle, to the European borders<br />
of the USSR up to 1941, as he sees it as an obstacle for historians: „the<br />
revelation in Nuremberg of the existence of the secret protocol of August 23rd,<br />
1939, and later, the publication, by the State Departement of the United States,<br />
of the two confidential protocols of September 28, 1939, came up against the<br />
hostility of some French Communists who denied the existence of the<br />
documents in question, with a note refering to the book by Jean Bouvier and J.<br />
Gacon, La Vérité sur 1939, published by the Éditions sociales in 1953” 34 . This<br />
episode has been studied by the historian Laurent Jalabert who sees this as an<br />
example of the „last breath of Marxist hegemony” between 1953 and 1956. L.<br />
Jalabert explains that the two young historians, members of the French<br />
Communist Party, were defending „the dominant thesis of French<br />
historiography justifying the Soviet-German pact: Stalin signed the pact of<br />
non-intervention with Hitler because of the inability of the Western states to<br />
support the USSR in the case of German aggression. This idea is kept alive by<br />
the memory of the Munich agreement (…). Thus, by signing an agreement<br />
with Hitler, Stalin gained time in order to finish building the industrial basis<br />
of the military effort which was indispensable to fight against Nazism (…). In<br />
the conclusion, the Little Father of the Peoples is congratulated for having<br />
forged from the beginning a long-term victory strategy.” Very quickly, a<br />
journalist, André Rossi, expressed his indignation: „no historian, whether a<br />
Communist or not, would have dared to use his name to support such a<br />
hotchpotch and this endless series of falsifications. Two schoolboys must<br />
have been requested to do the job.” 35<br />
How certain is it that this refusal by the Communists to recognize the whole<br />
Soviet-German pact ended in 1956? In fact it did not, since this is still a very<br />
controversial topic in France: when a historian - we have witnessed this<br />
personally - refers to it in front of an audience of militant Communists -<br />
especially those who lived through the war -, he often arouses reactions in<br />
which reference is always made first to the Munich agreement (the French<br />
Communist Party was the only one to condemn it), the Spanish Civil War<br />
(which the Communists considered as a conflict between democracy and<br />
fascism and in which they wanted to see France get involved in the name of<br />
antifascism), and 1934 (when the French Communist Party committed itself to<br />
the „Rassemblement populaire” and to antifacism), and after to the Resistance,<br />
of course, and to the heavy tribute paid by the French Communists and by the<br />
USSR which lost 20 million lives. S. Courtois has an explanation for the<br />
Communist obstacle in the historiography of the pact. He is convinced that if<br />
the Soviet responsibility was not highlighted before, and if „the Soviet-Nazi<br />
34 DUROSELLE, Jean-Baptiste (dir.): Les frontières…op.cit., 284.<br />
35 JALABERT, Laurent: op.cit., 113-115. BOUVIER, Jean (1920-1987) was one of the<br />
famous French historians during the second half of the twentieth century.<br />
31
alliance is the blind spot of European memory”, it is because „a powerful<br />
Communist propaganda has contributed, for half a century, to establishing a<br />
hyperamnesia of antifacism and an amnesia of the Soviet-Nazi alliance.” 36<br />
What conclusions can one draw from half a century of French<br />
historiography of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact? Undoubtedly, there has been a<br />
great evolution between the years following World War II and the beginning of<br />
the 21st century. What an evolution between the thesis of a necessary evil<br />
which presents the pact as „an inevitable consequence of the Munich<br />
agreement” and as „the construction of a useful defensive buffer zone and the<br />
ultimate map of a regime projecting its preference for democraties it would<br />
have liked to have been tougher” and the „preventivist” and „offensivist” thesis<br />
which asserts that „the Second World War was knowingly provoked by Stalin,<br />
with the aim of weakening the belligerents, and that the months of the strange<br />
alliance were used not to reinforce the defense but to increase the offensive<br />
potential of the USSR. With this in mind, the perspective of an armed attack<br />
was more to Stalin’s advantage than to Hitler’s, the latter „having shot first” 37 .<br />
<strong>The</strong>re are many reasons for this important evolution. <strong>The</strong>y are related to the<br />
opening of the archives and to the research this allowed for, but also to the<br />
collapse of communism and of the USSR, to the conclusions drawn from the<br />
Cold War and from the socialist system from 1989 on. But then again, the<br />
historiography of the pact should not be dominated by such a vicious - and<br />
harmful - anticommunism as that manifested towards Communism at the<br />
climax of the Cold War. France, which contrary to Central Europe, did not<br />
experience Soviet domination after the Nazi domination, should be able to<br />
avoid too Manichean an analysis. Nevertheless, as Yves Santamaria’s synthesis<br />
pointed out ten years ago, „the end of historiography is nowhere in sight!”<br />
Perhaps one should end with a few words by this historian who offers an<br />
interesting conclusion: „the link initiated during the summer of 1939 was<br />
fraught with danger and full of possibilities for the two partners, offering each<br />
a considerable increase in power with, in terms of the equipment accumulated<br />
over the two years, a net advantage for the USSR. <strong>The</strong> tribute in terms of image<br />
was quite heavy: the mystery of the two totalitarian states drawing closer to<br />
each other still carries all of its repulsiveness and the Realpolitikers can do<br />
nothing about it. Yet, however insignificant it appeared from a strategic<br />
viewpoint in June 1941, the expansion of the socialist world proved to be<br />
politically decisive in 1945 and contributed to edifying a model of antifascist<br />
panzercommunism which functioned perfectly well on the European scene.” 38<br />
36 COURTOIS, Stéphane: art.cité, 13.<br />
37 SANTAMARIA, Yves: op.cit., 121.<br />
38 SANTAMARIA, Yves: op.cit., 127.<br />
32
Ortolan, Guillaume<br />
<strong>The</strong> 70 th anniversary of the German-Soviet pact in France and in<br />
Germany: a compared study<br />
„Today, this treaty does not gather the crowds any longer”. 1 this expression<br />
used by the German journalist Reinhard Veser about the German-Soviet pact in the<br />
Baltic States could be appropriately extended to the majority of German and<br />
French populations regarding this pact, signed on the 23rd of August 1939 by<br />
<strong>Molotov</strong> and von <strong>Ribbentrop</strong>, the foreign secretaries of the USSR and Nazi<br />
Germany. This pact was originally of „non-aggression” but it very fast became an<br />
alliance between the two countries in order to divide Central and Eastern Europe.<br />
On the 22 nd of August 2009 in the German daily newspaper Taggesspiegel,<br />
the journalist Sebastian Bickerich begins his article on the German-Soviet pact<br />
with these words: „these days we can note a remarkable political silence in<br />
Berlin and Moscow about one of the most important commemorative facts in this<br />
year of memory : no video message from the chancellor, no common statement<br />
from both countries, no official message of regret - while on the 23 rd of August<br />
1939, the German and the Russian shared Europe and, with the German-Soviet<br />
pact, set the bases of the war and of the iron curtain in Central Europe” 2 .<br />
In France, one of the winning countries, the press, on the occasion of this<br />
anniversary, would have had difficulties in wondering at the absence of official<br />
statement regarding this occasion, for very few articles were published about it.<br />
It can seem all the more surprising at the time of the 27-countries of the<br />
European Union since this treaty –as the German journalist justly reminds it–<br />
widely influenced the post-war new European borders, some of which even<br />
survived the fall of the Wall, but it also can seem surprising when we know that<br />
the members of parliament of the EU 3 and the OSCE 4 voted resolutions<br />
suggesting to make the 23 rd of August a day of commemoration for the victims<br />
of Nazism and Stalinism.<br />
Seventy years after the signature of the German-Soviet pact, what<br />
differences in the remembrance of this event can we observe in two countries<br />
such as France and Germany which did not walk out of the Second World War<br />
with the same perspectives?<br />
1<br />
VESER, Reinhard: Eine Last für die Nachgeborenen. Frankurter Allgemeine Zeitung<br />
(FAZ), 20 th August 2009.<br />
2 nd<br />
BICKERICH, Sebastian: 70 Jahre Hitler-Stalin-Pakt. Tagesspiegel, 22 August 2009.<br />
3<br />
European Parlement, Résolution du Parlement européen du 2 avril 2009 sur la conscience<br />
européenne et le totalitarisme http://www.europarl.europa.eu/sides/getDoc.do?type=<br />
TA&reference= P6-TA-2009-0213&language=FR&ring=P6-RC-2009-0165, date of consultation<br />
1 st December 2009.<br />
4<br />
OSCE, Résolution de l’Assemblée parlementaire de l’OSCE sur la réunification de l’Europe<br />
divisée, http://www.voltairenet.org/article161169.html, date of consultation 1 st December 2009.<br />
33
To constitute our sources, we shall mostly lean on articles from German and<br />
French press (mostly daily and weekly newspapers) but as the need arises, we<br />
shall resort to official texts and speeches. For that purpose, we shall first see<br />
whether the 70 th anniversary of the German-Soviet pact is a single anniversary<br />
or was actually several times commemorated. <strong>The</strong>n we shall focus on the<br />
miscellaneous perceptions and the remembrance of this treaty from a country to<br />
the other and, finally, on the German and French glances concerning the<br />
Russian positions on this occasion.<br />
I. <strong>The</strong> 70 th anniversary of the German-Soviet pact: one or several<br />
anniversaries?<br />
At first sight, the commemoration of the German-Soviet pact, in France and<br />
in Germany before the 30 th of August has been reduced to its minimal (except<br />
as regards the German press). In fact, and it is what brings us to wonder about<br />
the identity of this anniversary, the German-Soviet pact is going to take<br />
importance in the French and German debates on the occasion of the 70 th<br />
anniversary ceremonies of the beginning of the Second World War on the 1 st of<br />
September 2009.<br />
a) <strong>The</strong> pact is commemorated on the angle of the release of entering war...<br />
How the anniversary of the pact was put off ten days is a very bothering<br />
question: the statements of Russian Prime Minister Vladimir Putin on the<br />
origins of the release of the war finally transformed this almost forgotten pact<br />
into the star of the ceremonies of the 1 st of September: „the 70 th anniversary of<br />
the Second World War release engendered a politico-ideological heated<br />
exchange between Poland and Russia. For the Poles, it is obvious that the nonaggression<br />
treaty, signed on the 23 rd of August 1939 between Nazi Germany<br />
and the USSR and better known under the name of „Soviet German pact”,<br />
which allowed the attack of Poland on the 1 st of September 1939, was the<br />
release mechanism of the Second World War. This thesis is naturally rejected<br />
by Russia [...].” 5 <strong>The</strong> beginning of an article from L'Humanité published on the<br />
4 th of September of this year shows that this pact was certainly revealed but<br />
under the particular angle of the release mechanism of entering war. If we want<br />
to be definitively convinced of it, we just have to compare the dates of the 1 st of<br />
September and surrounding days (from the 30 th of August till the 3-4 th of<br />
September) with those of the 23 rd of August. First, on the official side, on the<br />
1 st of September, a big ceremony took place in Poland, in Westerplatte (where<br />
the first shot of the war was fired), where a lot of heads of state and<br />
5 th<br />
ZERROUKY, Hassane: Polémique autour du pacte germano-soviétique. L'Humanité, 4<br />
September 2009.<br />
34
government (more than twenty) came, among whom the Russian Prime<br />
Minister and especially - as regards our study – German chancellor Angela<br />
Merkel and French Prime Minister François Fillon. Finally, for the press and in<br />
particular the French press which had „forgotten” the pact’s anniversary, the<br />
part which is dedicated to it in articles on the commemoration ceremonies of<br />
the beginning of the war is generally more important than that granted to the<br />
ceremonies themselves (and to the statements which were made there).<br />
Consequently, we can say that this treaty, to which other anniversaries were<br />
preferred for they were doubtlessly easier to commemorate and more likely to<br />
appear in the media, finally imposed itself.<br />
b)... but at the same time it was a real and lasting turnover for Europe<br />
However, this reduction of the pact <strong>Ribbentrop</strong>-<strong>Molotov</strong> to a release<br />
mechanism of the conflict (as the assassination of the Austria-Hungary<br />
archduke François-Joseph on the 28 th of June 1914, can be), is far from being<br />
satisfactory for this treaty was a real and lasting turnover for Europe and in<br />
particular Central and Eastern Europe. <strong>The</strong> press, the German one in particular,<br />
in long reports such as that of Ute Schmidt, 6 strive to reconstitute the direct<br />
consequences of this pact on the populations. This article is about the planned<br />
displacement (according to the secret clauses of the pact) of more than a halfmillion<br />
German from the Soviet sphere of influence (Bessarabia, Bukovina, the<br />
Baltic) towards the territories of the Reich. All this was organized by a<br />
German-Soviet commission. <strong>The</strong> journalist reminds that it was often a<br />
„personal disaster”, for the concerned inhabitants, to leave their native country,<br />
contrary to the assertions of the Nazi propaganda. But this also occurred in<br />
dreadful material conditions (50 kg suitcases, ...) and, moreover, during the<br />
war, there was a segregation on behalf of the German power (citizens of second<br />
zone, gathering in camps) which ended in 1945 with Soviet repression, and for<br />
those who had survived it, with an exile towards post-war Germany. In<br />
Germany as well, the 70 th anniversary of the German-Soviet pact cannot be<br />
dissociated from the human chain which gathered more than one and a half<br />
million Estonians, Letts and Lithuanians on 678 km during 15 minutes on the<br />
23 rd of August 1989. 7 It was a way, for the population of the Baltic States, to<br />
denounce the pact <strong>Ribbentrop</strong>-<strong>Molotov</strong> (on the day of its 50 th anniversary) and<br />
to demand the independence for their countries in an action which many<br />
consider as the beginning of the 1989 bend in history (die Wende in German).<br />
So, we have to agree that the commemoration of the German-Soviet pact<br />
cannot be limited to the mere signature of it, but has also to be considered<br />
according to its spatial and human consequences and throughout time as well.<br />
6 SCHMIDT, Ute: Einwandfreies Menschenmaterial. FAZ, 22 nd August 2009.<br />
7 URBAN, Thomas: 15 Minuten Freiheit. Süddeutsche Zeitung, 23 rd August 2009.; VESER,<br />
Reinhard: Eine Last für die Nachgeborenen. FAZ, 20 th August 2009.<br />
35
Thus the date of the 23 rd August is of course not exclusive to evoke the<br />
German-Soviet pact (and to that extent, there are not one but several<br />
anniversaries of the pact), but better still, in front of the importance of this<br />
episode for the Central and Eastern Europe, this date also became a day to<br />
remember the victims of National Socialism and Stalinism, may the proposition<br />
of the OECD retained or not.<br />
II. Diversity of perceptions and remembrance from one country to another<br />
However, within the context of our French-German study, it is necessary to<br />
mention that France and Germany naturally do not share the same history in<br />
Central and Eastern Europe. For instance, it is obvious that the Operation<br />
Barbarossa, launched by Hitler on the 22 nd of June 1941, was much more<br />
present in their spirit than the Occupation and the Napoleonic Empire. <strong>The</strong> pact<br />
was named „German-Soviet pact” or more rarely „Ribentropp-<strong>Molotov</strong> pact” in<br />
France, and „Hitler-Stalin pact” by the Germans (which is much more direct<br />
and probable more relevant). This is a first sign that the perceptions<br />
(estrangement in one hand, guilt in the other), and thus the commemorations of<br />
this event, cannot be the same on each side of the Rhine.<br />
a) On one hand a certain distance and fast indifference for the event...<br />
In the beginning of our study have we already a first idea of the importance<br />
that the German-Soviet pact could occupy in the French public debate,<br />
particularly in the press. We can complete what we have said about the very<br />
weak cover of this pact, since our meticulous study of every big French daily<br />
paper near the 23 rd of August did not allow us to find a single article dealing<br />
with this event. As far as the weekly press is concerned, things get better, since<br />
L’Express started a serial on the Second World War on the 19 th of August. Also,<br />
Le Point published Reuters 8 report on the remembrance of the human chain in<br />
the Baltic States on its website (but it never became a paper article), as well as<br />
a criticism and extracts 9 of the book of the English historian Richard Overy on<br />
1939: Countdown to War (which reported of the process of going to war) on<br />
the 27 th of August. It was thus necessary to wait for the end of August and the<br />
beginning of September (Russian statements and ceremony in Poland) to read<br />
the first articles on this matter. This does not mean that this pact is ignored in<br />
France as having played a decisive role in the baining of the Second World<br />
8 Reuters. Les Etats baltes commémorent la chaîne humaine contre l'URSS. lepoint.fr.<br />
http://www.lepoint.fr/actualites-monde/2009-08-23/les-etats-baltes-commemorent-la-chaine-humaine -<br />
contre -l-urss/924/0/37091023/08/2009. date of consultation 1 st December 2009.<br />
9 LORRAIN, François-Guillaume: Et le monde bascula dans l'abîme. Le Point, 27 th August<br />
2009. OVERY, Richard: „1939. Demain, la guerre”. Translated by Pierre-Emmanuel Dauzat,<br />
Seuil, 204.<br />
36
War. On the contrary, it shows that this dimension is the only one that is taken into<br />
account. On Monday, the 24 th of August 2009, the monthly magazine Le Monde<br />
diplomatique alone published an article 10 where this only version (that of the<br />
exclusive responsibility of this pact in the start of the conflict) is questioned . It is<br />
indeed the only article of French press which reads that France has „opened the<br />
way to the destruction of Czechoslovakia” by the Munich Agreement, and that<br />
eventually „the Soviet Union did the exact same thing”. François Fillon’s speech in<br />
Westerplatte (ceremony for which France „only” sent its Prime Minister when the<br />
president of the Republic Nicolas Sarkozy was working in Paris on the subjects of<br />
the security, the H1N1 flu and criminal procedure) 11 . It was the only official<br />
statement made by the French government on this anniversary and it is also<br />
eloquent. Strangely, not a word was spoken by the Prime Minister on the German-<br />
Soviet pact and on the origins of the war: „in Gdansk, where on the 1 st of<br />
September 1939, the Second World War was set on fire[…] ”12 . With a rather partial<br />
vision of history, he only mentions De Gaulle and the „France libre” that resisted<br />
during the entire war as did the Polish…<br />
b)... on the other hand consciousness of guilty and duty of memory<br />
As far as the German side is concerned, the article first quoted (which was<br />
blaming the authorities for not expressing themselves on this matter for the<br />
anniversary of this pact) can seem contradictory. But finally it is the sign that<br />
there is still a feeling of guilt besides the Rhine and that the Germans still<br />
believe in the necessity of the duty of remembrance. Contrary to the French<br />
press, every big German daily or weekly newspaper published numerous<br />
articles (sometimes even files) from the middle of August. Sometimes they<br />
only consisted on commenting the German-Soviet pact and its history (with<br />
articles exclusively dedicated to the genesis of this pact). 13 <strong>The</strong> length of those<br />
articles also is to be underlined (on average, the German ones are two or three<br />
times longer the French ones, but this can be partly explain by the size and the<br />
thickness of the German newspapers with regard to the French ones), as is their<br />
serious, since many of them are written by historians 14 or even interviews of<br />
10 Le pacte germano-soviétique...et ses suites. Le Monde Diplomatique 24 th August 2009.<br />
11 Elysee.fr, Agenda du Président de la République. http://www.elysee.fr/actualites/<br />
index.php?mode=agenda&lang=fr&month=9&year=2009&day=1&cyear=2009&cmonth=9, date of<br />
consultation 1 st December 2009.<br />
12 Discours du Premier ministre, François Fillon, aux cérémonies du 70e anniversaire du<br />
déclenchement de la Seconde Guerre mondiale, http://www.gouvernement.fr/premierministre/discours-du-premier-ministre-francois-fillon-aux-ceremonies-du-70e-anniversaire-du.<br />
date of<br />
consultation 1 st December 2009.<br />
13 REISSMULLER, Johann Georg: Der Pakt. FAZ, 21 st August 2009.<br />
14 SCHIELE, Ulrich: Der Weg in den Krieg. Süddeutsche Zeitung, 27 th August 2009.<br />
Historian who is teaching at the universities of Paris and Berlin. SCHÖLLGEN, Gregor: Als<br />
Stalin und Hitler den «Teufelspakt» schlossen. Die Welt, 24 th August 2009. Historian an the<br />
37
historians. 15 This does not mean that this event is much more well-known in<br />
Germany than in France: journalist Matthias Kolb does not hesitate to say this<br />
about the 23 rd of August 1939: „in Germany this date is hardly known […] „.<br />
However, he states there is a conscience of its importance (in particular for<br />
Central and Eastern Europe) and of the responsibility of Germany in this event.<br />
<strong>The</strong> use of the expression of pact of the devil or devilish pact, 16 even in the<br />
titles of some articles, is, along with the name Hitler-Staline pact a good<br />
illustration of this fact. And concerning this subject, the official German<br />
statements for the 70 years of the beginning of the war are significant of this<br />
state of mind. On the 1 st of September 1st, former Foreign Secretary (and then<br />
vice-chancellor), Frank-Walter Steinmeier, wrote an article with his Polish<br />
counterpart on the occasion of this anniversary. 17 On the same day, chancellor<br />
Angela Merkel came to Westerplatte to apologize in the name of her country to<br />
all the victims of the war. <strong>The</strong> german's culpability does not prevent it from still<br />
having a complex. Indeed, a few days before, having underlined that Germany<br />
„had caused immense sufferings in the world”, the chancellor also declared that<br />
she considered the eviction of the Germans of Poland after the Nazi defeat as<br />
an „injustice”: „<strong>The</strong> eviction of more than 12 million persons from the<br />
territories of former Germany that are in Poland today is obviously an<br />
injustice, and this also needs to be said”. 18<br />
In France as in Germany, the German-Soviet pact remains above all the events<br />
that started or allowed (following different points of view) the Second World War, for<br />
its consequences after the war for these two countries are nothing in comparison with<br />
Poland or the Baltic States. It is not a holiday and it is necessary to admit that the<br />
signature of the pact tends to be relegated to History books. However, in Germany,<br />
the very strong idea of the duty of remembrance, consecutive to this world conflict,<br />
helps the commemoration of this event to remain strong.<br />
III. German and French glances concerning the Russian position in this time<br />
But if there is a subject on which the French and German press agree during<br />
this anniversary, it is the Russian declarations about the pact on the occasion of<br />
University of Erlangen.<br />
15 rd<br />
TROEBST, Stefan: Eine schmerzhafte Wunde. Süddeutsche Zeitung, 23 August 2009. He<br />
is a historian, teaching at the university of Leipzig and researcher in history of memory.<br />
16 th<br />
SCHÖLLGEN, Gregor: Als Stalin und Hitler den «Teufelspakt» schlossen. Die Welt, 24<br />
August 2009. BRÖSSER, Daniel: Ein teuflischer Pakt. Süddeutsche Zeitung, 23 rd August 2009.<br />
17<br />
STEINMEIER, Frank-Walter, SIKORSKI, Radosław: Der Erste September 1939.<br />
Süddeutsche Zeitung und the Gazeta Wyborcza, 1 st September 2009. <strong>The</strong>y were respectively the<br />
German and Polish Foreign Minister.<br />
18<br />
SAINT-PAUL, Patrick: Angela Merkels' incline devant les victimes du nazisme. Le Figaro,<br />
2 nd September 2009. Rede Bundeskanzlerin Merkel bei der Gedenkveranstaltung zum 70.<br />
Jahrestag des Ausbruchs des Zweiten Weltkriegs in Danzig.<br />
http://www.bundeskanzlerin.de/Content/DE/Rede/2009/09/2009-09-01-bkin-danzig.html, date of<br />
consultation 1 st December 2009.<br />
38
this anniversary and more widely of the anniversary of the beginning of the war.<br />
a) Scandal about the Russian statements: reason: the pact<br />
Vladimir Putin, during his travel in to Poland, condemned the German-<br />
Soviet pact („It is doubtless that we can rightly condemn the <strong>Ribbentrop</strong>-<br />
<strong>Molotov</strong> pact which was signed in August 1939”) but he really wanted to<br />
remind that France and Great Britain had a similar agreement with Hitler in<br />
Munich („but one year earlier, did not France and Great Britain sign the<br />
famous treaty with Hitler in Munich, ruining all the hopes to form a common<br />
front against fascism?” 19 ). Finally he also invited „to turn the page” of the<br />
Second World War in order to improve the Russian-Polish relationships. It is<br />
all the more possible, according to the Russian Prime Minister, since „Russians<br />
and Poles had fought against the same common enemy during the war” and<br />
since the Russians „had [during the war] considered the Poles as brothers of<br />
weapon” 20 . Le Figaro shows itself very critical because it accuses Russia to<br />
distill declassified „archival documents” „tending to involve Poland in the<br />
preparation by Nazi Germany of the invasion of Soviet Union” 21 „in order to<br />
clear itself of responsibility in the <strong>Molotov</strong>-<strong>Ribbentrop</strong> pact”. <strong>The</strong> German<br />
press uses the same comments by evoking in particular, in the weekly paper<br />
Der Spiegel, an historical quarrel 22 between Poland and Russia about the Soviet<br />
Union’s responsibility in the beginning of the war. Piotr Buras, a Polish<br />
journalist, about Vladimir Putin’s comparison of Katyn’s massacre with the<br />
death of 17 000 Soviet soldiers in Polish jails in 1920, reminds us that Russian<br />
historians agreed too because „the Russian soldiers died after diseases and not<br />
because of a ball in the nape of the neck like the Polish soldiers” 23 .<br />
b) Unanimous critics against Russian nationalist revisionism<br />
But even beyond Russian declarations (which are sometimes scandalous),<br />
the French and German journalists are particularly interested in Russian<br />
nationalist revisionism which was encouraged if not led by the Kremlin. Marie<br />
Jégo in Le Monde evokes a Russian attempt to rehabilitate the pact, Stalin's<br />
„brilliant blow” „having allowed to put the entry of Soviet Union in the Second<br />
World War two years later”. 24 This revisionism is all the more dangerous as it<br />
19 st<br />
AFP: Poutine condamne le pacte germano-soviétique de 1939. Libération, 31 August 2009.<br />
20<br />
AFP: Seconde Guerre mondiale: recueillement en Pologne sur fond de polémique. Le<br />
Monde, 1 st September 2009<br />
21 st<br />
AVRIL, Pierre: Varsovie et Moscou s'accusent de réécrire l'histoire. Le Figaro, 31 August 2009.<br />
22 st<br />
Geschichtsstreit überschattet Gedenkfeier in Polen. Der Spiegel, 1 September 2009.<br />
23<br />
BURAS, Piotr: Kaczynskis Holocaust-Vergleich ist unangemessen. Die Zeit, questioned by<br />
Katharina Schuler, 2 nd September 2009. Piotr Buras is the Germany-correspondant of the Gazeta<br />
Wyborcza, the biggest overregional Newspaper in Poland.<br />
24 th<br />
JÉGO, Marie: Moscou tenté de réhabiliter le pacte. Le Monde, 30 August 2009.<br />
39
is not only official but historical since, for example, Pavel Daniline considers<br />
that „Poland would have been able to avoid the Nazi aggression by agreeing to<br />
give the Danzig Corridor, by concluding a pact of collective safety with<br />
France, Great Britain and the USSR”. For the German press which willingly<br />
compares the German and Russian cases, for whom the pact was a „trauma” 25 ,<br />
if the Russians managed with Gorbatchev and the Perestroika „to assume” this<br />
Soviet past, they are now reconstructing this lead screed, this „silence” of the<br />
USSR’s years with, as their main weapon, a control of the information and the<br />
oversight (61% of interrogated Russians do not know that the Soviet troops<br />
invaded Poland on the 17 th of September 1939). And to limit the divergent<br />
views the Russian Duma has just voted (in May) a law which forbids to evoke<br />
Stalinist crimes between 1939 and 1941. It is what Michael Ludwig regrets,<br />
whose article’s title is: „A historical Picture without awkward interrogation<br />
marks” where he reminds that the Russian president has just created a<br />
commission which has „to chase away the falsifications of history which could<br />
rewrite history (of the Second World War) and damage the Russian<br />
interests” 26 . Marie Jégo binds this patriotism which is becoming „the defense of<br />
the pact” in the Russian-Georgian war of last August and this one prepares,<br />
according to her, a possible action in order to be able to get back Crimea, this<br />
„intrinsically Russian” land for the nationalists. 27<br />
Who is interested in the German-Soviet pact 70 th anniversary’s<br />
remembrance in Germany and especially in France has, in some way, to thank<br />
Russia and its leaders’ rather provocative and sometimes revisionist statements,<br />
who finally, as they wished to limit the role of this pact in the release of the<br />
war, only provoked more talks about it.<br />
Conclusion<br />
To finish and to keep talking about Russia, on the 23 rd of September 2009,<br />
in an article entitled „<strong>The</strong> Georgian test”, Vaclev Havel, Daniel Cohn-Bendit,<br />
André Glucksmann, Bernard-Henri Lévy and Adam Michnik made the link<br />
between Munich and the German-Soviet pact on one side and on the other, the<br />
presence of Russian troops today on a part of the Georgian territory, and<br />
remind that „to regret or to celebrate past events doesn't present interest if we<br />
remain deaf to their teachings” 28 . This article has to be linked with another one<br />
published on the 27 th of August 2009 (one of the first ones if not the first one in<br />
France about the pact), „1939, the last dizzy spells before the war”, which tells<br />
the rather surrealist summer lived by French people in 1939. <strong>The</strong> subtitle is also<br />
25 BRÖSSER, Daniel: Ein teuflischer Pakt. Süddeutsche Zeitung, 23 rd August 2009.<br />
26 LUDWIG, Michael: Geschichtsbild ohne lästige Fragezeichen. FAZ, 23 rd August 2009.<br />
27 JÉGO, Marie: Moscou tenté de réhabiliter le pacte. Le Monde, 30 th August 2009.<br />
28 HAVEL, Vaclev, COHN-BENDIT, Daniel, GLUCKSMANN, André, LÉVY, Bernard-<br />
Henri and MICHNIK, Adam: Le test géorgien. Le Monde , 23 rd September 2009.<br />
40
interesting: „Illusions. In summer 1939, France still enjoys itself. Whereas in<br />
Berlin, between bluff and arm wrestling, Hitler and the Allies lead a decisive<br />
diplomatic round. <strong>The</strong> war is for tomorrow” 29 .<br />
This indeed summarizes our whole study: the remembrance of an event such<br />
as the signature of the German-Soviet pact is important for the whole Europe,<br />
because this pact is certainly, above all, the result of the devilish alliance of two<br />
totalitarian powers, but it is also the result of the failure of the European<br />
democracies which were not able and/or did not want to defend earlier and<br />
more firmly democracy and freedom. <strong>The</strong> duty of memory as the Germans<br />
practice it, or at least their press, is thus necessary, for if we want to be able to<br />
„remember the lessons of History” 30 , it is necessary to know it and in all its<br />
details and variants in order to not becoming revisionist and nationalist.<br />
<strong>The</strong> remembrance of the German-Soviet, Ribentropp-<strong>Molotov</strong> or Hitler-<br />
Stalin pact signature has certainly nothing of the media charm that the fall of<br />
Berlin wall can have for example, but yet the quasi amnesia of the French press<br />
about this subject can be both incomprehensible and worrisome. We may have<br />
sometimes blamed Germany for living too much in the remembrance and in<br />
apologizing but we should neither be in the other extreme nor only remember<br />
what we want.<br />
29<br />
LORRAIN, François-Guillaume: 1939, derniers vertiges avant la guerre. Le Point, Nr.<br />
1927, 27 th August 2009.<br />
30<br />
Vaclev Havel, Daniel Cohn-Bendit, André Glucksmann, Bernard-Henri Lévy and Adam<br />
Michnik, 'Le test géorgien', Le Monde , 23 rd September 2009.<br />
41
Some Issues of the International Political System before<br />
World War II<br />
43
Kretschmann, Vasco<br />
<strong>The</strong> ideological origins of German Polonophobia?<br />
<strong>The</strong> German-Polish conflict in the eastern provinces of the German<br />
Empire before WWI - a precondition for the anti-Polish chapter of the<br />
<strong>Ribbentrop</strong>-<strong>Molotov</strong>-<strong>Pact</strong><br />
<strong>The</strong> following essay was first presented during the „International<br />
Conference on the <strong>Molotov</strong>-<strong>Ribbentrop</strong>-<strong>Pact</strong>” at the Faculty of Humanities of<br />
the Eötvös Loránd University in Budapest in December, 4 th 2009. <strong>The</strong> topic is<br />
based on my Bachelor dissertation, „<strong>The</strong> Pan-German League and the anti-<br />
Polish expropriation-law of 1908” 1 . In this piece I will analyse the<br />
developments in ideology of German right extreme nationalistic organizations<br />
towards the Polish minority before World War I. <strong>The</strong> essay will focus on the<br />
relations between the German and Polish populations in the eastern provinces<br />
of the German Empire. My argument is based on an analysis and interpretation<br />
of the Pan-German League’s members’ magazine, Die Alldeutschen Blätter,<br />
issues 1900-1914. 2<br />
In particular I will examine proposals to expropriate the Polish<br />
population’s land. Throughout the pages of these issues emerges the<br />
dissolution of constitutional legality, the rule of law, towards German<br />
citizens of Polish nationality. This process of legally excluding a group of<br />
people marks an important step: the first indication towards the<br />
development of racially motivated legal segregation as an ideology, later<br />
executed by the Nazi regime.<br />
<strong>The</strong> public dramatization of German-Polish relations in the eastern<br />
provinces promoted a long-lasting negative public awareness of the „Polish<br />
question” among the German population. <strong>The</strong> anti-Polish stereotypes embody<br />
disrespect, fear and hostility, characterized here by the term Polonophobia.<br />
<strong>The</strong>re is evidence that German hostility towards Poland in the early 20 th<br />
century resulted in part from these ideological constructions. 3<br />
However, it would be historically careless to assume a German tradition of<br />
anti-Polish hostility, and to draw a direct line from these tensions at the turn of<br />
the century to the anti-Polish chapter of the <strong>Molotov</strong>-<strong>Ribbentrop</strong>-<strong>Pact</strong> of 1939.<br />
Nevertheless, it is important to investigate these pre-WWI developments to<br />
better understand the events that took place in their wake.<br />
1 „Der Alldeutsche Verband und das antipolnische Enteignungsgesetz 1908”, Bachelor<br />
dissertation at the Free University of Berlin, Sept. 2009.<br />
2 Alldeutsche Verband (edit.): Alldeutsche Blätter (Vol. 10-24). Berlin-Mainz 1900-1914.<br />
3 WEHLER, Hans-Ulrich: Die Polenpolitik im Deutschen Kaiserreich 1871-1918. In:<br />
KLUXEN, Kurt-MOMMSEN, Wolfgang J. (edit.): Politische Ideologien und nationalstaatliche<br />
Ordnung. Studien zur Geschichte des 19. und 20. Jahrhunderts. München-Wien, 1968. 297-316.<br />
309, 315.<br />
45
<strong>The</strong> Polish Minority in Prussia and the German Empire<br />
In 1871 6,2% of the German population in the Empire were of Polish<br />
nationality. Most lived in the eastern provinces of Prussia. <strong>The</strong> Polish minority was<br />
especially represented in the areas gained by the Partition of Poland at the end of<br />
the 18 th century: the provinces of Poznań and West-Prussia. Around the city of<br />
Poznań Polish-speaking inhabitants constituted the majority of the population.<br />
After the congress of Vienna (1815) the Poles enjoyed a relatively<br />
autonomous status in the dynastical state of Prussia. Poznań was constituted as a<br />
Grand Duchy with certain rights to self-governance until the November uprising<br />
of 1830. 4 After that the Poles experienced a growing pressure to assimilate, at<br />
first motivated by policies to strengthen the integrity of the Prussian state. But<br />
Prussian authorities also launched a growing ethnically and culturally motivated<br />
assimilation campaign towards the Polish population, mainly aiming at the<br />
cultural attributes of language and religion. 5 With the foundation of the German<br />
Empire in 1871 the Polish minority experienced a dramatic change of<br />
environment. <strong>The</strong> new Empire claimed to be a nation-state by denying the<br />
existence rights of minorities within its borders. <strong>The</strong> first measures were<br />
restrictions in the use of the Polish language in schools and public meetings. In<br />
the Cultural Dispute (Kulturkampf) around 1872, the government repressed the<br />
influence of the catholic church in the public sphere. <strong>The</strong> Poles were especially<br />
affected, since many Polish-speaking priests who worked as teachers were now<br />
replaced by German-speaking civil servants and teachers. 6 This process of anti-<br />
Polish measures by the Prussian government marks the beginning of the attacks<br />
against the Polish cultural identity within the German Empire, also known as the<br />
campaign of Germanisation.<br />
<strong>The</strong> Pan-German League and its ideology<br />
<strong>The</strong> repressive policies of the Prussian government in the last third of the<br />
19 th century were not satisfying to big parts of the German nationalistic middle<br />
and upper class. Wide circles organized themselves into political interest<br />
groups, promoting an ethnically and culturally homogeneous state. <strong>The</strong>y<br />
demanded the full integration and assimilation of minorities, including the<br />
liquidation of their identity. 7<br />
4<br />
MAKOWSKI, Krzysztof: Polen, Deutsche und Juden und die preußische Politik im<br />
Großherzogtum Posen. Versuch einer neuen Sicht. In: HAHN-KUNZE (ed.): Nationale Minderheiten<br />
und staatliche Minderheitenpolitik in Deutschland im 19. Jahrhundert. Berlin, 1999. 51-60.<br />
5<br />
ALEXANDER, Manfred: Kleine Geschichte Polens. Bonn, 2005 (first: Stuttgart, 2003.). 246.<br />
6<br />
TRZECIAKOWSKI, Lech: <strong>The</strong> Kulturkampf in Prussian Poland. New York, 1990 (first<br />
Polish: Kulturkampf w zaborze pruskim. Poznań, 1970). 5.<br />
7<br />
HERING, Rainer: Konstruierte Nation. Der Alldeutsche Verband 1890 bis 1939. Hamburg,<br />
2003. 443.<br />
46
One of the most influential associations was the Pan-German League,<br />
founded in 1891. <strong>The</strong> League was dominated by a nationalistic, racist and<br />
growing anti-Semitic ideology. Before the First World War the League was<br />
relatively small with 22,000 members. Nevertheless, the organization could<br />
exercise influence through its exclusive members in high societal positions and<br />
close ties with the government and local administrations. <strong>The</strong> Pan-Germans<br />
advocated territorial expansion of the German Empire on the continent and<br />
overseas, as well as strengthening naval forces and protecting German culture<br />
among German emigrants living abroad. One of the League’s main aims was to<br />
promote Germanisation of minorities like the French population in Alsace-<br />
Lorraine, the Danish population in Schleswig and the Polish in Prussia. <strong>The</strong> last<br />
case received the most attention with a promotional campaign for the<br />
settlement of German farmers on former Polish land in the eastern provinces.<br />
Specialized in agitating this point was the German Eastern Marches Society<br />
(Deutscher Ostmarkenverein), founded in 1894 and operated closely with the<br />
Pan-Germans. Both organizations lobbied the Prussian government intensively<br />
for an anti-Polish settlement policy. 8<br />
In 1885 the Prussian government founded the Royal Settlement Commission<br />
in Poznań. Its mission was to buy and distribute Polish owned land among<br />
German colonists. <strong>The</strong> financial intervention of the state into the real estate<br />
market caused an exceptional increase in land price. This supported the<br />
conservation of traditional aristocratic ownership, but had little effect on<br />
population development. Increasingly people left these areas seeking better<br />
employment in the prosperous industrial west. <strong>The</strong> German-speaking population<br />
in the province of Poznań between 1871 and 1905 dropped from 43% to 38%. 9<br />
For the Polish population the hostile state intervention was a big threat. To<br />
protect their cultural identity and territorial position they used the constitutional<br />
rights that they enjoyed as German citizens. Polish organizations founded<br />
private societies for education, publishing newspapers and especially building<br />
financial institutes to buy German and abandoned land for distribution among<br />
Poles. <strong>The</strong> Polish members of the German parliament condemned the hostile<br />
activities of the nationalistic agitation groups and the Prussian government. <strong>The</strong><br />
majority of the conservative and national liberal parties supported the<br />
restrictive policies toward the Poles.<br />
<strong>The</strong>se turbulent circumstances led to a poisoning of Polish-German relations<br />
and an alienation of the Poles towards the German authorities. 10<br />
8 WEHLER, Hans-Ulrich: Das Deutsche Kaiserreich 1871-1918. Vol. 9 (=LEUSCHER,<br />
Joachim (edit.): Deutsche Geschichte). 6th edition. Göttingen, 1988. 93.<br />
9 KOEHL, Robert Lewis: Colonialism inside Germany 1886-1918. In: <strong>The</strong> Journal of<br />
Modern History. Vol. 25, No. 3. Chicago 1953. 255-272. and BROSZAT, Martin: Zweihundert<br />
Jahre deutsche Polenpolitik. Frankfurt am Main, 1972. (first: München, 1963). 155.<br />
10 GOSEWINKEL, Dieter: Einbürgern und Ausschließen. Die Nationalisierung der<br />
Staatsangehörigkeit vom Deutschen Bund bis zur Bundesrepublik Deutschland. Göttingen, 2001. 217.<br />
47
<strong>The</strong> expropriation-law and its consequences<br />
Efforts by members of the Polish minority to defend their cultural identity<br />
were postulated by the Pan-German League as a hostile provocation to the<br />
Germans, who claimed that the Poles were trying to „invade the eastern<br />
provinces”. By following this line of argumentation, the Pan-German League<br />
reversed the cause and impact of their own actions. <strong>The</strong>y described the<br />
aggressive German nationalist activities as a reaction to Polish threats in a „battle<br />
of nationalities.” 11 In fact, Polish nationalist activities were only a reaction to the<br />
denial of their right to exist in the proclaimed nation-state of 1871.<br />
Beginning in 1899, the Pan-German League’s members’ magazine contains<br />
demands for „radical measures” against the Polish population. <strong>The</strong> Pan-<br />
Germans promoted „the principle of inequality between Poles and Germans” 12 .<br />
<strong>The</strong> language of the statements is full of hate and historically incorrect<br />
argumentation, making special use of the Middle Ages as a source of historical<br />
justification. 13 When it became evident that state intervention in the real estate<br />
market was unsuccessful, even supporting the western emigration of the<br />
German population and strengthening the establishment of a Polish national<br />
self-consciousness, the Pan-Germans demanded even more radical state<br />
interventions: by 1901 the statements in the magazine contain demands for the<br />
expulsion of Polish landowners and expropriation of their property. <strong>The</strong> Pan-<br />
Germans used known arguments and prejudices, and dramatizing „the fear of a<br />
silent Polonization”. Increasingly they criticized the German and the Prussian<br />
government for being ineffective and weak-willed. 14 Since the right-wing<br />
government needed the support of nationalist interest organizations, especially<br />
during the elections, the Pan-Germans maneuvered their influence and lobbied<br />
successfully for their demands.<br />
In 1907 the German chancellor publicly announced a planned expropriation<br />
law. <strong>The</strong>re was also wide opposition against this idea, not only by the centerleft,<br />
also by the liberals and some conservatives. <strong>The</strong> last two groups were<br />
afraid of dissolving the guaranties of property in general and the resulting<br />
injury against the constitution. After long negotiations and compromised<br />
conclusions, criticized harshly by the Pan-Germans, the Prussian Parliament<br />
enacted a restricted version of a national expropriation law for the provinces of<br />
Poznań and West-Prussia in March 1908 („Measures for strengthening<br />
11 Cf. Alldeutsche Blätter. Vol. 10, No. 45. 04.11.1900: 439.<br />
12 Cf. Alldeutsche Blätter. Vol. 12, No. 22. 31.05.1902: 188 et seq.<br />
13 WIPPERMANN, Wolfgang: Antislavismus. In: PUSCHNER, Uwe (edit.): Handbuch<br />
zur „Völkischen Bewegung”. München, 1996. 512-523. 520. and THER, Philipp: Deutsche<br />
Geschichte als imperiale Geschichte. Polen, slawophone Minderheiten und das Kaiserreich<br />
als kontinentales Empire. In: CONRAD, Sebastian (edit.): Kaiserreich transnational.<br />
Göttingen, 2004. 129-148. 130.<br />
14 Cf. Alldeutsche Blätter. Vol. 15, No. 19. 13.05.1905: 158.<br />
48
Germanness in the provinces of West-Prussia and Poznań” In German:<br />
Maßnahmen zur Stärkung des Deutschtums in den Provinzen Westpreußen und<br />
Posen). <strong>The</strong> Pan-Germans were not satisfied.<br />
While the Pan-Germans demanded immediate execution of the new law, the<br />
government hesitated to take action, also because of wide opposition and<br />
critical comments from the foreign public. Especially the more emancipated<br />
Polish organizations in the Austro-Hungarian Empire ran a protest campaign,<br />
influencing the politics of Vienna towards Germany. 15<br />
After four years, shortly before the parliamentary elections in 1912, the<br />
Prussian government executed the law in four cases. In total, around 1.700<br />
hectares of land owned by Poles in the province of Poznań were expropriated. 16<br />
<strong>The</strong> measure was welcomed by the Pan-German League, but also criticized as<br />
too small and only a „very first step.” 17 In contrast the expropriation was<br />
publicly discussed and criticized by foreign countries. It remained the only<br />
execution of the controversial law. 18<br />
With these disappointing results, the focus of the Pan-German campaigns in<br />
the east expanded. In the few years before the First World War, the Pan-<br />
German magazine discussed and promoted large colonization and settlement<br />
plans for the expected new eastern territories to be gained through the coming<br />
European war. 19<br />
Conclusion<br />
We can summarize the positioning of the Pan-German League towards the<br />
Polish minority in the German Empire as a transformation from the<br />
organization’s first demands for integration and assimilation, to later calls for<br />
expulsion and expropriation. Step by step the ideology was influenced by racist<br />
ideas of inequality between Germans and Poles.<br />
As a consequence of the hateful debates around the expropriation law, the<br />
German population became used to the idea of different treatment of minorities<br />
and their exclusion from society. <strong>The</strong> promotion of inequality created the<br />
origins of racial segregation policy, appearing first in the oversea colonies and<br />
later in a professionalized form as executed in the occupied territories of the<br />
Nazi regime. 20<br />
15<br />
HERING, Rainer: Konstruierte Nation. Der Alldeutsche Verband 1890 bis 1939.<br />
Hamburg, 2003. 124.<br />
16<br />
WEHLER, Hans-Ulrich: Die Polenpolitik im Deutschen Kaiserreich 1871-1918. In: KLUXEN,<br />
Kurt-MOMMSEN, Wolfgang J. (edit.): Politische Ideologien und nationalstaatliche Ordnung. Studien<br />
zur Geschichte des 19. und 20. Jahrhunderts. München-Wien, 1968. 309.<br />
17<br />
Cf. Alldeutsche Blätter. Vol. 22, No. 42. 19.10.1912: 371.<br />
18<br />
BALZER, Brigitte: Die preußische Polenpolitik 1894-1908 und die Haltung der deutschen<br />
konservativen und liberalen Parteien. Frankfurt am Main, 1990. 81.<br />
19<br />
Cf. Alldeutsche Blätter. Vol. 23, No. 47. 20.09.1913: 325.<br />
20<br />
CONRAD, Sebastian: Globalisierung und Nation im Deutschen Kaiserreich. München, 2006. 143.<br />
49
<strong>The</strong> positioning of German-Polish relations during the inner-German conflict<br />
before 1914 influenced significantly the foreign political relations between the<br />
German Weimar (First) Republic and the Polish Second Republic. <strong>The</strong> prejudices<br />
and stereotypes continued of Poles as people of a lower culture, incapable of<br />
maintaining their own state. As a result, the Weimar Republic negotiated a border<br />
treaty with France but never with Poland. Even the honoree of the Nobel peace<br />
prize of 1926, the German foreign minister Gustav Stresemann, ran an aggressive<br />
foreign policy campaign against the independent Poland.<br />
Despite the above developments, it would be careless to expand an<br />
argument based on „historical traditions” of Polonophobia. <strong>The</strong>re may indeed<br />
be an ideological development from the German-Polish conflict before the First<br />
World War to the foreign policy of the Weimar Republic, and then to the<br />
<strong>Molotov</strong>-<strong>Ribbentrop</strong>-<strong>Pact</strong> of 1939, but that does not imply a logical line.<br />
History is never predetermined. For example, how do we locate in that line the<br />
German-Polish Non-Aggression <strong>Pact</strong> of 1934, which led to a significant<br />
weakening of the Polish-Western European alliance? Political decisions do not<br />
always operate in a linear way. But however the historical experiences of the<br />
early 20 th century might have influenced German politics, the Polonophobic<br />
stereotypes existing among the German public provided a receptive ground for<br />
the Nazi regime before the invasion of Poland and during its subsequent<br />
occupation and demolition.<br />
50
Prętkiewicz, Przemysław<br />
<strong>The</strong> system of international connections by Central European<br />
countries on the eve of the outbreak of war<br />
<strong>The</strong> result of the World War I in Central Europe was the sudden appear of<br />
national countries, some of which did not have any or had just a short tradition<br />
of statehood. Those countries needed to form their international connections<br />
and arrange relations, especially with neighbourhood states. <strong>The</strong> only country<br />
which existed before the Great War was Hungary, although within the Dual<br />
Monarchy it was not the fully independent state. However because of the<br />
process of mapping out the borders even Hungary seemed to be newly founded<br />
state. Long period of existence within multiethnic empires caused that there<br />
were many areas with great variety of nations. <strong>The</strong>se areas and also the ones<br />
which historically had belonged to some of them became a bone of contention.<br />
At the beginning we need to know what the basic relations between Central<br />
European countries were. Already aforementioned Hungary was potentially the<br />
biggest threat for the stabilisation in the region after the War. Its revisionism<br />
aimed in the territory of Czechoslovakia, Romania and Kingdom of Serbs,<br />
Croats and Slovenes (Yugoslavia since 1929). Only Poland had at that time<br />
good relations with Hungary, which was the effect of common historical fight<br />
for independence. 1 At that time Poland had a border conflict in Cieszyn Silesia<br />
with Czechoslovakia, which opposed these countries. Similar problems<br />
affected on the relations with Lithuania, where there was a problem of<br />
supremacy over Vilnius. Thanks to the military and political cooperation after<br />
the Great War Poland created good relations with Romania. 2<br />
To protect themselves from Hungarian revisionism which I have already<br />
mentioned Yugoslavia and Czechoslovakia signed an agreement in July 1920.<br />
One year later similar treaties where established between those countries and<br />
Romania - with Czechoslovakia in April 1921, with Yugoslavia in June 1921.<br />
What is more the agreement between Romania and Yugoslavia had an<br />
additional reason, which was the potential Bulgarian revisionism in the areas of<br />
Macedonia and Dobruja. 3 This system of connections was known as the Little<br />
Entente, although it was not the formal name. However the cooperation<br />
between these three countries was not going well. <strong>The</strong> problems which spoiled<br />
it were territorial incoherence and different powerful neighbours - for<br />
Czechoslovakia it was Germany, for Romania - Russian Soviet Federative<br />
Socialist Republic (part of Soviet Union since 1922) and for Yugoslavia - Italy.<br />
1 Own notes from the remembrance meeting dedicated to Polish refugees during the World<br />
War II in the Ipel’ valley, Conference Center of Polish Armed Forces, 19 March 2010.<br />
2 WILLAUME, Małgorzata: Rumunia. Trio, Warsaw, 2004. 126.<br />
3 ESSEN, Andrzej: Polityka Czechosłowacji w Europie Środkowej w latach 1918-1932,<br />
Wydawnictwo Naukowe Akademii Pedagogicznej, Cracow, 2006. 64-65.<br />
51
Although in 1933 Little Entente institutionalised itself, there were lack of real<br />
cooperation and common goals, instead of protection against Hungarian<br />
revisionism. <strong>The</strong> main problems of the Little Entente was the territorial<br />
incoherence, border problems between Romania and Yugoslavia and rising<br />
pressure from three different powers: Germany on Czechoslovakia, Soviet<br />
Union on Romania and Italy on Yugoslavia. 4<br />
An important country in Central Europe was definitely Poland, because of<br />
its size, geopolitical localisation between Germany and Soviet Union,<br />
economical and political impact on the other countries of the region. According<br />
to this and above-mentioned good relations Romania tried to win Poland over<br />
to a cause of antirevisionism and Little Entente. It did not come to realise<br />
because of well-grounded relations between Poland and Hungary. 5 <strong>The</strong> other<br />
reason is that Poland did not want to be engaged into regional cooperation<br />
project which was in fact very weak. Politicians from Poland had different<br />
projects, in which they would be able to establish the position of their country<br />
as the regional power and appear as one of the most significant European<br />
countries. Main project called Intermarium was pursued by Józef Piłsudski. He<br />
was willing to create a federation of central and eastern European nations as a<br />
counterweight to the Germany on west and Soviet Union on east. <strong>The</strong><br />
federation leaded by Poland was to contain also: Finland, Estonia, Latvia,<br />
Lithuania, Belarus, Ukraine, Czechoslovakia, Hungary, Romania and<br />
Yugoslavia. <strong>The</strong> project failed due to annexation of Belarus and Ukraine to the<br />
Soviet Union. Even though there was still and idea of federation in the narrow<br />
scope, but it was also denied by the bilateral conflicts which I mentioned at the<br />
beginning. This idea was later followed by Władysław Sikorski, who put<br />
forward the project of Central European Union and Józef Beck with his 'Third<br />
Europe' conception, but in fact both were far from realization. 6<br />
Due to the failure of an organisation connecting all Central European<br />
countries, each of them concentrated on developing bilateral relations in the<br />
region and out of it. Poland after establishing its borders in the years 1918 - 1921<br />
developed foreign policy. First international alliance treaties were signed with<br />
France in February 1921 and in the next month with Romania. I am going to<br />
present the alliance with France in detail later. Concerning alliance with Romania<br />
the treaty from March 1921 was mainly aimed against possible military action<br />
from the side of Russia. 7 This bilateral cooperation developed through the whole<br />
4<br />
Ibidem. 245-250, 266-280.<br />
5<br />
WILLAUME, Małgorzata: Rumunia. Trio, Warsaw, 2004. 127.<br />
6<br />
KORNAT, Marek: Realna koncepcja czy wizja ex post? Polska idea „Trzeciej Europy”<br />
(1937-1938). <strong>The</strong> website of Wyższa Szkoła Biznesu – National Louis University,<br />
http://politologia.wsb-nlu.edu.pl/uploadedFiles/file/M_Kornat - Realna koncepcja czy wizja ex<br />
post.pdf (date of usage: 20 March 2010).<br />
7<br />
DEMEL, Juliusz: Historia Rumunii. Zakład Narodowy im. Ossolińskich, Wrocław, Warsaw,<br />
Cracow, Danzig, Łódź, 1986. 387.<br />
52
interwar period and the treaty was renewed in 1926 and 1931. In the last one<br />
there was an additional regulation allowing both countries to organise military<br />
actions even before any aggression act and to cooperate also in case that the<br />
attack would be from the other side than Soviet Union. <strong>The</strong> only problem within<br />
this coalition was that Poland had also good relations with Hungary.<br />
As we can see the direction towards Poland was one of the most significant<br />
also for Romania, next to the Little Entente and alliance with France. But<br />
Romania needed also to look carefully on the southern direction and the<br />
possible Bulgarian revisionism. For strengthening the security in this region<br />
Romania signed in February 1934 a multilateral treaty with Yugoslavia, Greece<br />
and Turkey. This alliance was called the Balkan Entente. 8<br />
For Hungary the priority was to get back the international recognition. It<br />
was happening gradually during the 20s and the first step was made in<br />
September 1922, when Hungary joined the League of Nations. <strong>The</strong>n in 1924 it<br />
signed a treaty with Soviet Union and in 1926 with Yugoslavia. Both were<br />
directed partly against Romania, because either Soviet Union and Yugoslavia<br />
had some territorial argues with this country. Hungary regained full sovereignty<br />
in 1927 when the League of Nations stopped controlling Hungarian military.<br />
After it Hungary engaged in a friendship with Italy, which had similar goals in<br />
Central Europe. <strong>The</strong>se were weakening the Little Entente and moderating<br />
French influence in the region. In the following years Hungary signed also<br />
treaties with Poland (1928), Turkey (1929) and Austria (1931), what stabilized<br />
the situation of the country in the international society, apart from the territorial<br />
demands directed to Romania and Czechoslovakia. 9<br />
Complicated situation of connotations between Central European countries,<br />
troubles with forming any regional organisations or cooperation projects and<br />
internal problems of each nation caused that the position of the region itself was<br />
very weak. <strong>The</strong> way of strengthening it was seen in the partnership with western<br />
countries. <strong>The</strong> main role was played by France, which created a kind of<br />
protectorate over Little Entente, but its main goal in Central Europe was formation<br />
of tripartite agreement with Czechoslovakia and Poland. During the conference in<br />
Locarno in October 1925 France signed two treaties: with Poland and with<br />
Czechoslovakia. <strong>The</strong>se were to ensure both countries about French support in case<br />
of any aggression on the side of Germany. Despite this steps and a will towards a<br />
tripartite agreement France did not take into consideration the problem of Polish-<br />
Czechoslovak rivalry. <strong>The</strong>se harsh relations were transferred to the rivalry over the<br />
main position in France's foreign politics in Central Europe. 10 As a result the<br />
agreement was not established and then in the late 20s, when the position of France<br />
weakened, it became less important for Central Europe.<br />
8 DEMEL, Juliusz Demel: Historia Rumunii, op. cit. 387-388.<br />
9 KOCHANOWSKI, Jerzy: Węgry. Od ugody do ugody 1867-1990. Trio, Warsaw, 1997. 79-80.<br />
10 ESSEN, Andrzej: Polityka Czechosłowacji w Europie Środkowej w latach 1918-1932,<br />
Wydawnictwo Naukowe Akademii Pedagogicznej, Cracow, 2006. 57-59.<br />
53
Unlike France Great Britain did not show any interest in Central Europe. Only<br />
when the danger of war rose in the late 30s and British interests around the world<br />
were invaded by Reich, Great Britain showed some interest in the matters of<br />
Europe, 11 what symptoms were guarantees given to Poland and Romania.<br />
One of the possible ways of strengthening national security of the newly<br />
founded states was the peace - oriented international society, with the League of<br />
Nations as its main representative. But although the League was working, it did not<br />
have any special impact on the international situation. <strong>The</strong> most significant<br />
agreements were negotiated between European powers. First important treaty was<br />
signed in Locarno in October 1925, when Germany guaranteed an inviolability of<br />
the borders with France and Belgium, but denied the possibility of signing<br />
analogous treaties with Czechoslovakia and Poland. This was the potential ground<br />
for German revisionism in Central Europe, and this showed that Central European<br />
countries could not be assured of the international support for their independence<br />
and self-governance. <strong>The</strong> hopes rose two years later when Aristide Briand, French<br />
foreign relations ministry, formed an initiative of a pact, in which countries would<br />
pledged themselves to abjure war. So called Kellogg-Briand <strong>Pact</strong> was signed in<br />
August 1928, but in was never of great importance, which was easily visible in the<br />
early 30s. <strong>The</strong> marginalization of Central European countries appeared again in<br />
1933, when four European powers: France, Great Britain, Germany and Italy,<br />
worked on creating a forum of consulting their foreign policies. Finally it did not<br />
come to realize, but the proposal of establishing the Four-Power <strong>Pact</strong> including<br />
Germany, proved that western powers accepted the direct of political changes in<br />
this country and became a kind of encouragement for Hitler to keep developing his<br />
plans. 12 <strong>The</strong> problems of the relations with Germany, but also with Soviet Union,<br />
next to dealing with rising fascist movements appeared as key ones in the 30s.<br />
Poland signed a non-aggression pact with Soviet Union in July1932, but<br />
denied Soviet attempts to form a multilateral cooperation agreement in Central<br />
Europe and any possible military pacts. A year after Hitler came to power, in<br />
January 1934, Poland signed a non-violence declaration with Germany (known<br />
as Third Reich since 1933). Foreign affairs minister Józef Beck was realising<br />
the policy of equal distance between Warsaw from one side, Berlin and<br />
Moscow from another. At the turn of October 1938, just after Munich<br />
Agreement, which I will describe later, Poland used a critical situation of<br />
Czechoslovakia to regain a Cieszyn Silesia. This made an impression that<br />
Poland is an ally of Reich, which was far from true. In October 1938 and then<br />
at the special meeting in January 1939 Reich put forward demand of<br />
annexation Danzig and building an exterritorial motorway and railway to East<br />
Prussia. In exchange offered recognition of Polish borders and prolongation of<br />
a non-aggression declaration for the next 25 years. Poland disagreed and in the<br />
11<br />
ZINS, Henryk: Historia Anglii. Zakład Narodowy i. Ossolińskich, Wrocław, Warsaw,<br />
Cracow, 2001. 350-352.<br />
12<br />
Ibidem. 350.<br />
54
situation of rising danger accepted British guarantees, what formally caused<br />
that Reich cancelled in April 1939 the above-mentioned declaration with<br />
Poland. In August 1939 it stopped trade exchange with Poland. 13<br />
<strong>The</strong> situation of Czechoslovak relations with Soviet Union seemed to be<br />
good. <strong>The</strong> legal status of the communist party in this country meant for many<br />
foreigners that Czechoslovakia was a kind of a soviet satellite in Central Europe.<br />
Good relations were confirmed in May 1935, when Czechoslovakia signed a<br />
mutual help agreement (with the condition that firstly France, connected with<br />
both countries by similar agreements, would help the victim of an attack). On the<br />
other hand the relations with Reich were absolutely opposite. <strong>The</strong> problem<br />
concerned German minority in Czechoslovakia. In fact Germans lived in the<br />
certain part of the country close to the border with Germany and Austria.<br />
Generally this territory was called Sudetenland and Germans were in majority in<br />
this region. After the Anschluss of Austria in March 1938, which was not stopped<br />
by the western powers, despite the fact that the treaties signed after the World<br />
War I, had forbade uniting those countries, Czechoslovakia was surrounded by<br />
Reich. In April 1938 Hitler demanded Czechoslovak authorities to give the<br />
autonomy to the Germans. Czechoslovakia asked western powers for arbitral<br />
decision, believing that they would support it, due to the solidarity of democratic<br />
countries. However the arguments given by Hitler convinced French and British<br />
diplomats suggested Czechoslovakia to make concessions to Reich. This fact, in<br />
addition to lack of reaction after the Anschluss, convinced Hitler, that western<br />
powers tried to protect the general stability in Europe rather than took care of<br />
small states in Central Europe. He put forward a demand to annex Sudetenland to<br />
Reich, which was rejected. As a result in the end of September 1938 in Munich<br />
took place a conference and the powers in the Munich Agreement accepted the<br />
demand of Reich. At the following day Poland regained Cieszyn Silesia. In the<br />
following months the weakened Czechoslovak authorities agreed to give<br />
autonomy to Slovakia and Carpathian Ruthenia and then were forced to accept<br />
the arbitral decision of Reich and Italy about moving borders with Hungary and<br />
Poland. <strong>The</strong> critical moment came in March 1939 when Hitler demanded<br />
independence declaration from Slovakia in exchange for holding back Hungary<br />
from military action in Ruthenia. Formally independent Slovakia was proclaimed<br />
at 14 March 1939 and in the following two weeks newly founded state signed a<br />
protection agreement with Reich. At 15 March 1939 Reich took control over<br />
Czech and created the Protectorate of Bohemia and Moravia. Despite the former<br />
declaration of holding back the Hungarian military forces, Hitler did not react to<br />
Hungarian occupation in Carpathian Ruthenia. Czechoslovakia did not longer<br />
exist as an independent country. 14<br />
13<br />
KUPIECKI, Robert, SZCZEPANIK, Krzysztof: Polityka zagraniczna Polski 1918-1994.<br />
Warsaw, 1995. 30-33.<br />
14<br />
HEIMANN, Mary: Czechoslovakia. <strong>The</strong> state that failed, Yale University Press, New<br />
Haven-London, 2009. 75-110.<br />
55
Different relations Reich had with Romania and Hungary. Romania might be<br />
situated somewhere between Poland and Czechoslovakia on one side and Hungary<br />
on another. Concerning Romanian relations with Soviet Union in June 1934 both<br />
countries recognised the borders and political independence, but the problem of<br />
Bessarabia was not solved. Two years later, in June 1936, both countries signed a<br />
mutual help agreement, but in August 1936 Soviet Union cancelled it due to<br />
supposed change in Romanian foreign policy connected with the change of foreign<br />
affairs minister. <strong>The</strong> relations with Reich based rather on the economical platform.<br />
Romania signed four consecutive trade deals with Reich: in March 1935,<br />
September 1935, December 1937 and March 1939. In such a way it gradually<br />
became dominated by German economical system and corporations. Romania<br />
agreed to sign those deals hoping that it would stop the possible threat of military<br />
action. It was also a way of creating counterweight to another Reich's ally -<br />
Hungary, and possible territorial revision. This threat was strong especially after<br />
the incidents with Czechoslovakia in 1938 and 1939. Romania made an effort to<br />
become more independent by getting British and French guarantees in April 1939<br />
and by signing trade deals with those countries, but it did not change the general<br />
Reich's dominance over Romania. 15 <strong>The</strong> internal problem of Romania was the rise<br />
of Iron Guard, fascist organisation, which in the late 30s had a big impact on<br />
Romanian policy.<br />
At the beginning of the 30s in Hungary parties following the example of<br />
German NSDAP started to appear. Gyula Gömbös, fascist and anti-Semite,<br />
appointed a prime minister of Hungary in 1932, broke off the profrench and<br />
probritish foreign policy of the former PM István Bethlen. He rather strived to<br />
develop good relations with Italy, Austria and Germany. Gömbös was the first<br />
diplomat, who visited Hitler after he had been appointed a chancellor, but<br />
eventually stayed closer with Italy and Austria, because Hitler had stressed, that he<br />
would not support Hungarian territorial demands towards Romania and<br />
Yugoslavia. Only when in 1935 Italy signed an agreement with France, and Soviet<br />
Union expanded its diplomatic policy in Europe, Hungary made turn towards<br />
Reich. It was continued by the next PM Kálmán Darányi, and only when Béla<br />
Imrédy had been appointed to the head of government he changed the policy,<br />
trying to improve relations with Poland, Great Britain and Little Entente countries.<br />
On the other hand Hungary could not resign from the revisionist plans. In<br />
November 1938 after the First Vienna Award lead by Reich and Italy Hungary<br />
regained southern Slovakia and part of Carpathian Ruthenia, and the rest of it in<br />
March 1939, with the consent from Hitler. <strong>The</strong> strive to revise the Treaty of<br />
Trianon led Hungary to the alliance with Reich. Despite the next PM Pál Teleki<br />
was wary of Reich, Hungary did not have any way out - Reich dominated the<br />
Hungarian economy and was able to offer much more than other possible allies. In<br />
February 1939 Hungary joined Anti-Comintern <strong>Pact</strong> and in March recognised<br />
15 WILLAUME, Małgorzata: Rumunia. Trio, Warsaw, 2004. 131-136.<br />
56
Manchukuo and broke relations with Soviet Union. Through this period of time in<br />
Hungary there was a gradual rise of power of the fascist Arrow Cross Party. 16<br />
In the late August 1939, when the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong> was negotiated<br />
and eventually signed the situation in Central Europe was not only complicated<br />
as through the whole interwar period, but also uncertain about the future.<br />
Czechoslovakia was in the worst situation as it was divided and both parts were<br />
dominated by Reich, although Czech part was formally an autonomy<br />
administrative division and was not annexed to the Reich and theoretically<br />
sovereign state - Slovakia, which authorities agreed in a secret pact to make its<br />
economy and foreign policy dependent on Reich. Romania and Hungary had<br />
their economies strongly connected with Reich, but Hungary also directed its<br />
policy in the same way as Reich did, while Romanian authorities tried to have<br />
good political relations with Great Britain and France. Finally Poland which was<br />
theoretically and practically independent, but felt the threat of German military<br />
action. Concerning relations with Soviet Union, Hungary had no relations with it<br />
since March 1939, Romania was unsure because of the territorial problem of<br />
Bessarabia, and Poland having a non-aggression pact with Soviet Union.<br />
Since the beginning of 1939 there were some rumours about the negotiations<br />
between Reich and Soviet Union. Hardly anybody took them serious, because the<br />
opposition between both political systems could not be bigger. <strong>The</strong> <strong>Ribbentrop</strong>-<br />
<strong>Molotov</strong> <strong>Pact</strong>, which was formally a non-aggression pact, was a kind of surprise,<br />
but the military action against Poland, so the effect of the secret pact making an<br />
alliance, was a like a bewilderment for Europe and for Poland.<br />
This whole part presenting what happened in the interwar period was<br />
necessary to explain the situation on the eve of the outbreak of World War II.<br />
Central Europe after World War I appeared as an undefined region, with so called<br />
national countries, many border and minority problems, without international<br />
recognition and international relations. Activity at the European area let those<br />
countries to come out of the 'dead ground' in politics and economy. Through the<br />
several years after WWI they developed a system of international connections<br />
and alliances, which stabilised their situation. Multipolar Europe, with the<br />
balance of powers and middle class countries, connected with multilateral and<br />
bilateral agreements, treaties and non-aggression pact let people hope that the<br />
experience of the Great War would never come back. Unfortunately Europe in<br />
the 30s started to polarise and divide into blocks and the national interests<br />
predominated over general ideas and values so commonly shared just a few years<br />
earlier, after the WWI.<br />
In my opinion recollecting past times is useful with the comparision to the<br />
current situation, following the sentence Historia est magistra vitae. Taking a look<br />
at the situation in Europe at the turn of the second decade in 21st century, conduct<br />
me to the conclusion that we are definitely in a better situation. A huge number of<br />
16 KOCHANOWSKI, Jerzy: Węgry. Od ugody do ugody 1867-1990. Trio, Warsaw, 1997. 86-98.<br />
57
international organisations such as United Nations, NATO, OSCE, Council of<br />
Europe, European Union, Central European Initiative or Visegrad Group ensure<br />
countries about their safety. On the other hand nowadays the biggest threat is not a<br />
direct military action as it was before, but rather an economical threat or incidental<br />
attacks pursued for example by terroristic organisations.<br />
Concerning economical problems, one of the most significant is the problem<br />
of energy sources and the possible threat for Central Europe is the dependence<br />
from Russian gas and oil. Some countries like Slovakia suffered in the last<br />
years because of gas transport problems in Ukraine. <strong>The</strong> idea of diversification<br />
the sources and ways of getting energy seems to be the key for the economy<br />
and stability of those countries. Some people suggest that the project of Nord<br />
Stream is the new version of <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>. This is absolutely an<br />
exaggerated opinion. Of course the realisation of the economical connection<br />
between Russia and Germany over the heads of Central Europeans is a kind of<br />
possible threat, but in my opinion especially Russia cannot resign from such an<br />
important market for its goods as Central Europe. In my opinion we must<br />
consider Russia, and Russia considers Central Europe, as a partner and this<br />
point of view will rise in power.<br />
I have already mentioned the international terrorism as a potential threat<br />
more similar to typical military action, but only because of the possibility of<br />
losses in men. <strong>The</strong> way of acting is different then at typical war, rather similar<br />
to partisan, but not same. Also the ways of preventing are different, so we can<br />
hardly base on the experiences from the past.<br />
<strong>The</strong> experiences we can get from the interwar period and the situation on the<br />
eve of the WWII are rather general. In my opinion the most important thing for<br />
strengthening peace and stability is developing multiple alliances and entering<br />
many countries as possible into cooperation. We should also take care of the<br />
organizations representing interests of groups such as minorities, religion groups,<br />
nations without countries or other which do not have the direct political<br />
representation. <strong>The</strong> developing of the forums of ideas and values exchange might<br />
positively affect on creating peaceful relations. We should avoid the possibility of<br />
forming blocks and dividing countries. What is more in my opinion the<br />
international organizations need to have concrete aims rather than the general aims.<br />
I understand that the idea of peace is right, but the organizations such as UN need<br />
to form the idea of developing peace through the defined, specific actions. <strong>The</strong>y<br />
should also get the instruments for implementing their policies, unlike League of<br />
Nations which had no possibility to impact countries striving to act in a military<br />
way. Concerning this aspect, organisations like NATO or EU seems to be well<br />
developed, of course in different aspects – NATO in military aspect and EU in<br />
economic. Despite this both of them still need improvements. However there are<br />
still many organizations without enough strong instruments of influencing such as<br />
UN, OSCE or V4, which need many improvements to have the real impact on<br />
membership countries or their area of interest.<br />
58
I would like to finish my article with the quotation from the Charter of the<br />
United Nations, where there is said that nations need ‘to practice tolerance and<br />
live together in peace with one another as good neighbours, and to unite our<br />
strength to maintain international peace and security’. This is just a statement, the<br />
real possible impact may be only the effect of action, but here we have the<br />
ground for acting in order to get these goals.<br />
59
Sterniczky, Aaron<br />
An unfortunate faith.<br />
<strong>The</strong> Hlinka’s Slovak People’s Party’s ideology<br />
On March 14th 1939 a new state appeared on the map of Europe: <strong>The</strong><br />
Slovak Republic. That was just a day before the Wehrmacht occupied Prague<br />
and the „Protectorate of Bohemia and Moravia” came into being. This must<br />
not be seen as a coincidence. On March 13th 1939 Adolf Hitler met Josef Tiso,<br />
who was going to become president of the Slovak Republic and was leader of<br />
the Hlinka`s Slovak people’s party. Adolf Hitler urged Josef Tito during this<br />
meeting in Berlin to proclaim Slovak’s independency, otherwise, and this is<br />
Hitler’s wording he would not „care for Slovak’s fate” anymore. Josef Tiso<br />
refused to make this decision immediately and referred to a modus operandi,<br />
which did not allow him to take this step on his own. A possible declaration of<br />
independence would require the endorsement of the Slovak national assembly,<br />
the Slovak Diet. A session was arranged for the next day, and finally the<br />
deputies voted for independence. This undertaking can only be understood in<br />
conjunction with Nazi Germany’s policy towards Czechoslovakia.<br />
<strong>The</strong> surrounding political circumstances were muddled, and so was the<br />
interior shape diputabel. <strong>The</strong> Slovak Republic lacked some necessary<br />
characteristics of a true souvereign state. Its foreign, militray and economic<br />
policy were kept under direct control of the Third Reich.<br />
<strong>The</strong> Third Reich was not only the powerful neighbour of the new born state,<br />
it was also very influential in the creation of the state itself. And this close<br />
connection between Nazi-Germany and the Slovak Republic would proof a<br />
reliable and a longstanding one. <strong>The</strong> Slovak Republic would turn out to be one<br />
of the most uncompromising allies of Nazi Germany, even standing closely by<br />
it during its decline. For example: <strong>The</strong> young state participated as only Axis<br />
nation beside Nazi Germany in the Polish campaign and it also arrayed troops<br />
for the campaign of destruction against the Soviet Union.<br />
A dialectical, to some kind a contradictory understanding is demanded:<br />
Slovak’s self-government was only possibile under the guidance and pressure<br />
of Nazi Germany, under control and on behalf of a state which limited this selfgoverment<br />
strongly and defined the new country through a legal setting („the<br />
treaty of protection”) as its own satellite. <strong>The</strong> Slovak Republic became the<br />
vassal of its creator. Independency at command.<br />
<strong>The</strong> Slovak national movement<br />
<strong>The</strong> president of the new state was Josef Tiso. Beside this duty he led the<br />
Hlinka’s Slovak People’s Party (the HSPP). Josef Tiso was a priest, which<br />
symbolizes the outstanding importance of the catholic faith not only for the<br />
61
party itself but for the whole Slovakian national consciousness. If the Slovakian<br />
national movement is for example compared with the German or the Bohemian<br />
one, an obvious difference appears. In Germany or in Bohemia the bourgeoisie<br />
mediated and emphasized the national idea. <strong>The</strong> Slovakian national movement<br />
was carried by the catholic church. <strong>The</strong> nexus between the catholic church and<br />
the national movement, the mixing between a religious founding and national<br />
ratio created the possibility to isolate the understanding of a Slovakian identity<br />
from the national movement of the Czechs. <strong>The</strong> HSPP bundled this<br />
understanding within the frame of a political party.<br />
Founded in 1905, named after its first leader the priest Andrej Hlinka, it<br />
already embodied the Slovak national movement under the tight conditions of<br />
Magyarization within the translaithanian part of the Habsburg empire.<br />
In 1935 30% of the Slovakians voted in the general elections for the<br />
movement in Czechoslovakia. <strong>The</strong> party came into power, when the<br />
independence of the Slovak Republic was proclaimed. Intentions and principles<br />
could turn into real politics.<br />
Defining attributes of the HSPP’s ideology<br />
Anit-Bolschevism built a defining part of the HSPP’s ideological<br />
conception. Anti-Bolschevism in this case meant neither particularly the<br />
rejection of the Russian Revolution`s outcome and consequences nor the<br />
rejection of the bloody reality in Stalin’s empire. It meant a massive reluctance<br />
against the democratic philosophy, a disaffirmation of democracy itself.<br />
Democracy, as the political system of the modern age with the capacity of<br />
general emancipation, equal rights and liberty, was flatly rejected, as the<br />
modern age with all its social, economic and cultural implications was damned.<br />
<strong>The</strong> modern age was seen as a threat to an everlasting order willed by God.<br />
In this sense Josef Tiso and his followers conceived themselves as<br />
protectors and concluded – according to Josef Tiso`s wording: „<strong>The</strong> party is the<br />
nation, and the nation is the party. <strong>The</strong> nation speaks through the party, and<br />
the party thinks for the nation. What is of harm to the nation, is forbidden by<br />
the party [...] <strong>The</strong> party cannot go wrong, if it always acts in the best interest of<br />
the nation.” 1<br />
According to this credo all other parties had to be forbidden, because they<br />
would only undermine the nation’s wellbeing, and split the Slovak people,<br />
which was thought of as a tide and indivisible unity, into fractions. As<br />
exceptions only two other parties were allowed to participate in the political<br />
system. Each party would represent a national minority: <strong>The</strong> Hungarian party<br />
1 TÖNSMEYER, Tatjana: Kollaboration als handlungsleitendes Motiv? Die Slowakisch<br />
Elite und das NS-Regime. In: Dieckmann, Christoph (Editor) et al.; Kooperation und<br />
Verbrechen. Formen der „Kollaboration” im östlichen Europa 1939-1945. Wallstein,<br />
Göttingen, 2003. 31.<br />
62
(called Magyar party) and the German Party (called the Karpatendeutschen<br />
party - it had a close affinity to the national-socialistic ideology).<br />
<strong>The</strong> Slovak Republic’s constitution, ratified by the parliament on May 21 th<br />
1939, planned general elections, but general elections were never held.<br />
Josef Tiso stated, „the party is the nation, and the nation is the party”. <strong>The</strong><br />
party was understood as the corset of the nation. §58 of the national<br />
constitution explained formally: „<strong>The</strong> people of the Slovak Republic participate<br />
in the authority of state through the party.” 2 Although two other parties were<br />
allowed, and they represented inhabitants of the national territory, national<br />
minorities did not play any role in the nation’s self assurance. <strong>The</strong> minorities<br />
did not belong to the essence of the nation according to the HSPP`s philosophy.<br />
<strong>The</strong> HSPP’s inner friction<br />
<strong>The</strong> impression of a uniform, a homogenous unity deceives. <strong>The</strong>re were<br />
internal differences and frictions within the party and two blocks formed. One<br />
was led by the president of the state Josef Tiso. <strong>The</strong> chairman of the party and<br />
his supporters wanted to create an authoritarianism based on religious, catholic<br />
principles with clear reverences to the social encyclicals of pope Leo XIII<br />
„Rerum Novarum” and of Pius XI „Quadragesimo Anno”. <strong>The</strong> political system,<br />
which was established, can be defined as a clerical fascistic one. <strong>The</strong><br />
designation „clerical fascistic” in relation to the Slovak Republic must be seen<br />
critical nowadays, because it was used by the Communist regime afterwards<br />
and carries therefore an inherent ideological colouration. For this reason the<br />
term is improper to use it for an objective, scientific purpose.<br />
<strong>The</strong> other wing was called the „Radicals”, led by Vojteck Tuka and<br />
Alexander Mach. <strong>The</strong>y opposed the „Moderates”. <strong>The</strong> „Radicals” found<br />
their defining ideal in the German National Socialism. <strong>The</strong>y intended to<br />
create a radical fascist state , a Slovak National Socialism, following the<br />
blood and soil principles of the NSDAP. Vojtech Tuka was Prime Minister,<br />
and Alexander Mach was interior minister since 1940 and head of the<br />
Hlinka-Guard, a paramilitary organization, allied with the party, but not<br />
under their control.<br />
<strong>The</strong> separation between these two blocks was caused by differences<br />
regarding the question, how to achieve the independence of Slovakia in the late<br />
months of 1938. <strong>The</strong> group, headed by Josef Tiso, chose a „moderate” way,<br />
this is where the label comes from, the group headed by Vojtech Tuka and<br />
Alexander Mach preferred a „radical” solution. 3 <strong>The</strong>y urged for a separation of<br />
the Slovak Republic under the protection of Germany or even of Poland.<br />
2 Verfassungsgesetz vom 21.Juli 1939 über die Verfassung der Slowakischen Republik.<br />
URL: http://www.verfassungen.eu/sk/verf39-i.htm [2010-02-04]<br />
3 TÖNSMEYER, Tatjana: Das Dritte Reich und die Slowakei 1939-1945. Politischer Alltag<br />
zwischen Kooperation und Eigensinn. 2003. 94.<br />
63
In summary, the group of the „Moderates” outnumbered the radicals,<br />
occupied most of the authorities, and according to their self-conception they<br />
protected the Slovak nation from any foreign influence. <strong>The</strong>y wanted to keep<br />
the ideology of the Slovak national movement pure, and referred faithfully to<br />
the paradigms mentioned above. <strong>The</strong>y wanted to avoid the smell of imitation.<br />
In their understanding only the party itself had the capacity to create, form,<br />
develop and implement the Slovak nationalism. <strong>The</strong>y wanted to create a selfstanding<br />
typology for the young state without using any pre-set position,<br />
without using the basis of an other prototyp. This self-concept seems illusory,<br />
but the reactionary policy of the HSPP was either singular, nor exceptional<br />
during this age in Europe. <strong>The</strong> ideas were widespread throughout the continent<br />
and carried on an unfortunate tradition.<br />
<strong>The</strong> common enemy<br />
Slovaks, Hungarians and Germans lived in the Slovak Republic, but all<br />
political power was bundled in the hands of the HSPP. For hiding this<br />
imbalance a common enemy had to be found. <strong>The</strong> community, the three ethnic<br />
groups, with their inherent inequality, needed a defining antipode. To transform<br />
the disparity groups into a community it needed a defining „other”. When the<br />
three groups spot an outsider, suddenly the groups were related and bound<br />
together.<br />
<strong>The</strong> Jews were stigmatized as the connecting enemy, as common hostile<br />
counterparts. <strong>The</strong> anti-Semitism did not have to be newly created or developed,<br />
it could refer to the catholic anti–Judaism, which was widespread throughout<br />
the country and deeply, devotedly believed by the governing party. <strong>The</strong><br />
HSPP´s anti-Semitism must not be seen as a product of technical consideration<br />
to deliver a common enemy for welding together the three groups. <strong>The</strong> HSPP<br />
preached the anti-Semitic resentment with creed.<br />
According to a population census in 1940 2,650,000 people lived in the<br />
Slovak Republic. 89,000 of them were Jews. 4<br />
<strong>The</strong> anti-Semitism bound the three ethnic groups together and even<br />
moulded the belligerent opponents within the HSPP into a close unity. <strong>The</strong><br />
internal split was none existent when it came to the anti-Jewish policy of<br />
the government. Although originally the anti-Semitism of the „Moderates”<br />
was grounded in the catholic anti-Judaism, and the anti-Semitism of the<br />
„Radicals” was leaned on a racial doctrine, the following steps were<br />
supported fully by both groups. Disagreement existed only when the<br />
question arose of how to treat converts. <strong>The</strong> „Moderates” refused the<br />
deportation of 4,000 converts, but for the „Radicals” being Jewish was not a<br />
religious question – it was a question of descent. <strong>The</strong>ir understanding<br />
4 HILBERG, Raul: <strong>The</strong> destruction of the european jews. Harper & Row, New York, 1979. 434.<br />
64
stated, that it wasn’t crucial in which god you believed in, the point was<br />
what your grandparents had stated to believe in. For them it was no question<br />
of faith, it was a question of blood and race.<br />
Anti-Semitism was a characteristic of the party since the founding. <strong>The</strong><br />
Slovakian authorities were convinced, that the Jewish population was hostile to<br />
the Slovak national movement ever since. <strong>The</strong>y endangered it. <strong>The</strong>ir conviction<br />
was, that the Jewish community encouraged the Magyarization of the Slovak<br />
people and they blamed the Jews for the general poverty of the Slovaks and the<br />
underdevelopment of the national economy.<br />
Shortly after the independency and the HSPP’s takeover, discriminating<br />
laws against Jews were enacted. Jewish property was confiscated, Jews were<br />
excluded from state authorities, the Aryanization grabbed at Jewish<br />
possession, Jews were pushed into social, cultural, economical isolation. On<br />
squares and in parks signs with the text „For Jews, gypsies and dogs no<br />
entrance” were placed.<br />
<strong>The</strong> situation got even rougher, after the German-Slovakian negotiations in<br />
Salzburg in summer 1940. German advisers were sent to the Slovak Republic.<br />
In September 1940 Dieter Wisliceny arrived in Bratislava, the „Adviser to the<br />
Slovakian government for the Jewish question”. He was a close member staff to<br />
Adolf Eichmann.<br />
On September 9th 1941 the „Jewish Codex” was established. Besides the<br />
Nuremberg laws it was the strictest anti-Jewish law in the whole of Europe. All<br />
Jews, who were older than six years, had to wear a Jewish star. Even letters had<br />
to be marked with the sign, so that the police was allowed to confiscate them –<br />
this was a law, which even in the Third Reich did not exist. In some way the<br />
codex surpassed its model, the Nuremberg law. 5<br />
On March 25th 1942 the first train left the train station of Schilina, the first<br />
thousand Jews were deported to the German death camps in Nazi-occupied<br />
Poland. 27 trains should follow till the Slovak Diet passed a constitutional law on<br />
May 15th 1942 about the deportation of the Jews after discussing it half an hour<br />
without any substantial contradiction. A fact that underlines the broad agreement<br />
within the party about this approach. From March to October 1942 57,628 Jews,<br />
two third of the Jewish population, were deported to Auschwitz, Majdanek and<br />
Sobibor. <strong>The</strong> only exceptions were the already mentioned converts and so called<br />
„economically important” Jews, which had a special working permissions. Only<br />
a few hundred Slovakian Jews should survive the Shoa.<br />
Did the deportation happen by command of the German adviser? No. Why?<br />
Because the German adviser, like his title already explains, did not dispose the<br />
authority to make such a decision on his own. All German advisers, more than<br />
one was sent to the Slovak Repulic, were only allowed to give<br />
recommendations. <strong>The</strong>y did not have any formal or legal power, they could just<br />
5 HILBERG, Raul: <strong>The</strong> destruction of the european jews. Harper & Row, New York, 1979. 436.<br />
65
make proposals or suggestions. 6 In short, the deportation of Jews resulted from<br />
measures undertaken by the Slovak government. <strong>The</strong> necessary and ultimate<br />
instructions were given and organised by the Slovak government on its own not<br />
by command of the German adviser.<br />
In this sense it is interesting that the adviser for the party agenda, Hans<br />
Pehm, who was sent from Berlin to Bratislava to organize the HSPP according<br />
to the NSDAP guidelines, complained about the disinterest or noncompliance<br />
he experienced. <strong>The</strong> official Slovakian elite wanted to protect the party<br />
successfully and easily from any exterior influence. Hans Pehm was powerless,<br />
he could like all other advisers, just appeal to the voluntary cooperation of the<br />
Slovak authorities.<br />
Final conclusion<br />
<strong>The</strong> Slovak government acted independently and voluntarily when<br />
cooperating closely with Nazi Germany in the destruction of the European<br />
Jews. <strong>The</strong> Slovak Republic was therefore the only country that was not<br />
occupied by Nazi Germany, which organized and induced the deportation of its<br />
Jewish population on its own behalf.<br />
6<br />
TÖNSMEYER, Tatjana: <strong>The</strong> German Advisers in Slovakia, 1939-1945: Conflict or Cooperation?<br />
2003. 173.<br />
66
Balogh, Márton<br />
Problems at the Finnish-Soviet Border after the signing of the<br />
<strong>Molotov</strong>-<strong>Ribbentrop</strong> pact<br />
Finland was at the beginning of the 20 th Century a part of the Russian<br />
Empire, and after the fall of the tsarist regime the civil war raged over the<br />
country. <strong>The</strong> Finnish Red Guard was beaten quickly by the „white<br />
Republicans” and its communists left the country 1 and Finland gained its<br />
independence. <strong>The</strong> Treaty of Tartu (14 October 1920) guaranteed the borders<br />
of the new country. 2 <strong>The</strong> Soviet Union signed a non-aggression pact with the<br />
country in the 1932.<br />
<strong>The</strong> World changes<br />
When the great powers invaded and annexed the smaller countries, 3 the<br />
politicians in Finland felt the air of danger. After claiming Sudetenland, Hitler<br />
declared in Munich that Germany had no more territorial claims to<br />
Czechoslovakia. He „generously” said, „I want to take not even a single<br />
Czech!” <strong>The</strong> Czechs gave up their frontier region with its well-made<br />
fortifications, thinking this was the price they had to pay to live in peace. On 16<br />
March 1939 Hitler said that „<strong>The</strong> Czech and Moravian territories had belonged<br />
to the German people for a thousand years; it is violence and immorality that<br />
separated it!” In the end, Czechoslovakia was cut up by Germany, and the<br />
Czechs did not put up any military resistance.<br />
In August 1939 a French-English delegation went to the Soviet Union to<br />
sign an agreement according to which France, Great-Britain and the Soviet<br />
Union would have forged an alliance against the aggressive German expansion,<br />
but Stalin was willing to cooperate only under the condition that the Soviet<br />
Union could take certain western territories (in Poland, for example). <strong>The</strong> fact<br />
that the British and the Polish were allies withheld Stalin's ambitions. Thus, the<br />
Soviet leader „politely” rejected the delegation. 4<br />
In this situation – during spring and summer - the Soviet Union tried to<br />
concuss Finland and claim territories northwards to Leningrad, 5 Ahvananmaa<br />
1<br />
JUTTIKKALA, Eino, PIRINEN, Kauko: Finnország történeleme (<strong>The</strong> History of Finland).<br />
Kairos, Budapest, 2004. 301-309.<br />
2<br />
Ibid. 315.<br />
3<br />
Germany annexed Austria and Czechoslovakia and claimed territories from Lithuania; Italy<br />
annexed Etiophia and Albania.<br />
4<br />
SZERENCSÉS, Károly: Revízió, országgyarapítások és kormánypolitika Magyarországon<br />
1938-1944. (Border-revision, country enlargements and government policy in Hungary 1938-<br />
1944 - seminar held in the academic year 2009/2010 spring semester.<br />
5<br />
JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />
Budapest, 1990. 29.<br />
67
(Aland), Hanko and the islands of the Gulf of Finland. <strong>The</strong>se demands were not<br />
new to Finland; after the Russian civil war the Bolsheviks tried to get these<br />
territories. Moreover, we know of documents from the tsarist archives which<br />
contain similar demands. Tsar Peter I. said once, „None of the ladies in Saint<br />
Petersburg can sleep in peace, while Finland is in the hand of the enemies”. 6<br />
After the pact<br />
<strong>The</strong> secret protocol was not known after the signing of the pact, but it was<br />
easy to guess that the Soviet Union was given a free hand in Eastern Europe<br />
and with the Baltic by Hitler. 7<br />
After Germany and its puppet, Slovakia, attacked Poland, the Soviet Union<br />
occupied whole eastern Poland, the country collapsed. In this situation a Polish<br />
submarine, the Orzel, managed to flee to Tallin, Estonia. <strong>The</strong> Estonians should<br />
have disarmed the vessel in accordance with international war law, but instead,<br />
they let it continue on to London on 18 September. This was an excuse for the<br />
Soviets to offer military aid to Estonia, saying that by this act the Baltic<br />
country proved that they were not confident enough in their own military<br />
power. Thus, the Estonian ambassador was summoned to Moscow, 8 and the<br />
result of the negotiations was that Estonia and then Latvia and Lithuania (6 and<br />
11 October, respectively) signed the military assistance agreement, but it was a<br />
de facto occupation. Although Estonia and Latvia were allies, the small<br />
countries did not want to take military action because they wanted to avoid<br />
war; they hoped the military assistance would result in peace. 9<br />
Thus, the Soviet forces started to gain control over the Baltic States and<br />
built airports and piers. Stalin wanted to gain control over Finland too, so he<br />
had ordered the Finnish ambassador to Moscow on 5 October, 1939 and<br />
<strong>Molotov</strong> offered Finland the same contract he had offered to the Baltic States.<br />
<strong>The</strong> Finnish-Soviet negotiations<br />
<strong>The</strong> Finnish government sent State Counselor Paasikivi to Moscow. Field<br />
Marshal Mannerheim sent Colonel Paasonen with him as a military advisor,<br />
since the Colonel „was a skilled soldier, who knew the Russians’ manners”. 10<br />
Paasikivi was instructed to explain to the Soviets that Finland wanted to avoid<br />
6<br />
JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />
Budapest, 1990. 28.<br />
7<br />
JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />
studies, Washington, 1998. 28.<br />
8<br />
MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 7.<br />
9<br />
Ibid. 8-9.<br />
10<br />
Ibid. 9-10.<br />
68
conflicts. 11 When the Finnish delegation refused to sign the military assistance<br />
contract, <strong>Molotov</strong> came out with the Soviet demands, which were so excessive<br />
that they shocked the Finnish government. Stalin wanted to get territories –<br />
South-East Karelia and the Fisherman’s Peninsula 12 - near Petsamo, and<br />
offered some worthless territories in north-eastern Karelia as compensation. 13<br />
<strong>The</strong>y also wanted to get Hanko as a concession for thirty years because they<br />
wanted to use it as a military base and pier; they wanted to deploy there 5000<br />
armed personnel. 14 <strong>The</strong> city lies a hundred kilometers westwards from<br />
Helsinki, so the Finns rejected to give it up because they did not want to allow<br />
the Soviets to build a bridgehead behind the fortified borders, in the heart of the<br />
country, near their capital. This bridgehead would have engaged a considerably<br />
big part of the Finnish army, and the Soviets would have dropped<br />
reinforcements from the occupied Estonia.<br />
<strong>The</strong> Soviets insisted on getting Hanko. Stalin reasoned that Finland was an<br />
easy target for the great powers and many of them would have liked the idea of<br />
getting Finland into their spheres; thus, Finland would have been a „springboard”<br />
to attack the Soviet Union. He also said that the Soviet Union was<br />
congenial to Germany but „this could be changed in this (war) situation”. 15<br />
<strong>The</strong> Finnish delegation pointed out that Finland would not let anyone pass<br />
the border and they could defend themselves, but it did not gratify Stalin, who<br />
replied: „<strong>The</strong>y would not ask you! <strong>The</strong>y would be there, and that’s all. But do<br />
not expect that the Soviet Union and the Red Army would allow this and do<br />
nothing. No. We would advance and meet them there”. 16<br />
<strong>The</strong> Finns tried to come to an agreement with the Soviets because they were<br />
not prepared for conflicts and therefore they were willing to surrender the islands<br />
- except for Ahvenanmaa - and other North-Karelian territories. <strong>The</strong>y accepted<br />
the idea that the Finno-Soviet border, running only seven kilometers away from<br />
the Soviet Union’s second largest city – Leningrad – should be pushed away<br />
further (13 km) from the city, though it remained only a plan. <strong>The</strong> Soviet Union<br />
finally gave up claiming Hanko but still insisted on getting Lapohja port. 17<br />
<strong>Molotov</strong> explained that these were the minimal claims. 18 <strong>The</strong>se demands would<br />
11 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 11.<br />
12 Also known as Rybachii Peninsula.<br />
13 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 11-12.<br />
14 JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />
studies, Washington, 1998. 28.<br />
15 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 11.<br />
16 JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />
Budapest, 1990. 28-29.<br />
17 This is near to Hanko.<br />
18 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 15.<br />
69
have had a less serious effect on the Finnish industry, but the government did not<br />
approve them 19 since the Finns did not want to be dependent of the Soviet Union.<br />
Eventually, on 13 November the negotiations broke down.<br />
Political Situation<br />
<strong>The</strong> Finnish Social Democratic government had the country’s support,<br />
which could be best shown by the fact that when the delegation went to the<br />
Soviet capital, at the Helsinki Railway station was a support demonstration<br />
which indicated that the unity within Finland was solid. 20 Two months later<br />
when the Soviets tried to win the people's trust, the strong unity of the Finns<br />
became a crucial factor. <strong>The</strong> idea of a Soviet protection was just as<br />
unacceptable to the Finnish people as to their government.<br />
In his talks with the Anglo-French delegation Vyacheslav <strong>Molotov</strong><br />
proposed that the three powers (Great Britain, France and the Soviet Union)<br />
should guarantee the security of Estonia, Latvia, Lithuania and Finland, so the<br />
English and the French government did not believe that the Soviets would<br />
attack the Finns. <strong>The</strong>y told the Finnish ambassador that the Soviets only<br />
wanted to avoid the German advance. 21 <strong>The</strong> Finnish government did not<br />
believe either that the Soviets would attack; they thought that the nonaggression<br />
pact between Berlin and Moscow could revise their relations with<br />
the Soviet Union. 22 At the end of the Polish war, on 2 October the Finnish<br />
ambassador to Berlin, Vourimaa, wanted to clarify the Finnish-German<br />
relations. Weizsäcker, Secretary of State at the Foreign Office, said Germany<br />
would not intervene into Soviet-Finnish relations. 23 <strong>The</strong> Germans suggested<br />
that the Finns should be sensible and give in. 24 Not satisfied with this answer,<br />
the Finnish government now turned to the western democracies. First, they<br />
tried to get the help of the Scandinavian countries, but Stockholm told them not<br />
to expect military aid, only military equipments (such as airplanes, for<br />
example) and supplies. 25 <strong>The</strong> Finnish government considered protesting to the<br />
League of Nations, but finally they decided not to provoke the Soviets' anger. It<br />
19 JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />
studies, Washington, 1998. 29. and MANNERHEIM, Carl Gustav von: Emlékiratok. A téli<br />
háború. (Memoir. <strong>The</strong> winter war). Püski, Budapest, 1997. 16.<br />
20 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 11.<br />
21 JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />
studies, Washington, 1998. 28.<br />
22 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 7.<br />
23 HELLER, Michail, NEKRICH, Alexandr: Orosz történelem (Russian history) vols II.<br />
Osiris, Budapest, 2003. 318.<br />
24 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 29.<br />
25 Ibid. 26.<br />
70
must be emphasized that the western democracies of Europe could not help,<br />
and when the USA stuck up for Finland, <strong>Molotov</strong> warned Roosevelt to „care<br />
about the freedom of the Philippines and not that of Finland.” 26<br />
<strong>The</strong> Finnish government realized that they were alone, but as mentioned<br />
earlier, they did not believe that the Soviets would attack, so they rejected the<br />
demand to give a port away to them. <strong>The</strong>y wanted to continue the negotiations,<br />
but the Soviet propaganda-machine started a broadside against the Finns. On 28<br />
November the Soviets violated the non-aggression pact and launched their<br />
attack on 30 November, 1939. 27<br />
Military arrangements<br />
Both sides prepared for a war against each other. <strong>The</strong> Finnish army was on<br />
constant standby. Mannerheim succeeded in having the government call back<br />
the reservists on 1 September. 28 Later on the reserve officers, who were<br />
disarmed in 1938, were also called back. 29 During the summer and the autumn,<br />
a defense line (named after Mannerheim) was built on the Karelian Isthmus,<br />
which was one of the territories the Soviets claimed. However, the Soviets<br />
demanded that it should be destroyed and offered that they would destroy their<br />
defense lines in return. <strong>The</strong> offer was disadvantageous for the Finns, because it<br />
would have been meaningless to attack the Soviets and they would have lost a<br />
most vital means of defense. 30 Finland held an overall military exercise on 14<br />
October, but it was in fact an overall mobilization of the Finnish troops. 31<br />
<strong>The</strong> Finns noticed that the Soviets rallied a large amount of troops on the<br />
border and made infrastructural repairs on roads and rails. 32 Stalin ordered the<br />
military commander of Leningrad to barrage on the Soviet village of Majnil,<br />
800 meters from the Finnish border in order to blame Finland. 33<br />
<strong>The</strong> winter war<br />
<strong>The</strong> Finnish government offered to investigate the incident, but the Soviet<br />
troops launched a full-scale attack in the direction of Helsinki. <strong>The</strong> Soviets did<br />
26 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 13.<br />
27 HELLER, Michail, NEKRICH, Alexandr: Orosz történelem (Russian history) vols II.<br />
Osiris, Budapest, 2003. 318.<br />
28 <strong>The</strong>y were disarmed in August.<br />
29 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 10.<br />
30 Ibid. 15.<br />
31 Ibid. 10.<br />
32 Ibid. 18.<br />
33 HELLER, Michail, NEKRICH, Alexandr: Orosz történelem (Russian history) vols II.<br />
Osiris, Budapest, 2003. 318.<br />
71
not expect strong resistance and hoped for a quick success. <strong>The</strong>y attacked in<br />
three directions: 1. in the North - aiming at Petsamo in order to cut supplies<br />
from the allies 34 - this was the only operation of the three that was successful to<br />
a certain extent; 2. In the South - aiming at Helsinki and other large cities; 3. in<br />
North Karelia. 35<br />
<strong>The</strong> Soviet Union had 26 divisions, one motorized army corps, five<br />
armoured brigades, and they were equipped with heavy artillery, 1000<br />
airplanes, 100 submarines and 2000 tanks. <strong>The</strong> Soviet army that attacked<br />
Finland consisted of approximately half a million men. On the other hand, the<br />
Finns had only 9 divisions and 75 airplanes 36 and approximately 120 000 men.<br />
<strong>The</strong> Finnish army had no anti-tank artillery, and they had virtually no antiaircraft<br />
defense, either. <strong>The</strong>ir few tanks – made in the 1920s and at the<br />
beginning of the 1930s – were out of date; likewise, both their fleet and air<br />
force were unsatisfactory. 37<br />
Despite all that, the Finish army held on for three months. <strong>The</strong> reason was<br />
simple: the Soviet troops had no winter military training and winter attires. <strong>The</strong><br />
Finns used skis and white clothes, their morale was excellent, while the Soviets had<br />
brown and thin clothes for the freezing snowy weather and they had only 1 to 3<br />
weeks training. Jacobson refers to the winter of 1939/1940 as the coldest in the<br />
century. 38 After losing too many soldiers, the Soviets tried to substitute the troops<br />
with ski-champions, most of whom died an inglorious death in the fields of<br />
Finland. 39 <strong>The</strong> Finnish tactic was simple, but effective, they let the Soviets get<br />
closer, cut the supply-lines back and rushed the convoy. <strong>The</strong> Finnish-front turned<br />
into a Soviet cemetery: approximately 300 000 Soviets died (officially 127 000). 40<br />
While the war raged over the border of the USSR and Finland, the Soviet<br />
leaders planned to install a puppet-government led by Finnish Communists,<br />
such as Otto W. Kuusinen. During the attack in December they created the<br />
People’s Democratic Government. 41 Kuusinen was a member of the Finnish<br />
Red Guard during the Finnish civil war. To install a puppet- government was a<br />
habitual (and temporal) measure by the Soviets: <strong>The</strong> Bolsheviks did it during<br />
the Russian civil war with Ukraine and other fugitive states.<br />
34 An English consession was in Petsamo, to trade with rare materials, like Nikkel.<br />
35 JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />
studies, Washington, 1998. 32.<br />
36 Ibid.<br />
37 MANNERHEIM, Carl Gustav von: Emlékiratok. A téli háború. (Memoir. <strong>The</strong> winter war).<br />
Püski, Budapest, 1997. 19.<br />
38 JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />
Budapest, 1990. 30.<br />
39 HELLER, Michail, NEKRICH, Alexandr: Orosz történelem (Russian history) vols II.<br />
Osiris, Budapest, 2003. 318.<br />
40 Ibid. 319-320.<br />
41 JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />
Budapest, 1990. 30.<br />
72
Stalin hoped to gain the support of the Finnish working class, but as mentioned<br />
above, the unity was too solid in Finland for Kuusinen and the internationalist ideas<br />
to be seductive. <strong>The</strong> Soviets advocated the merger of Finland and the Karelian<br />
Republic (already part of the Soviet Union) in order to make up one SSR, <strong>The</strong><br />
Finnish-Karelian Republic, which would have been a part of the Soviet Union.<br />
<strong>The</strong> Finns succeeded in stopping the Soviets, after that the western allies<br />
took anti-Soviet movements. Paris closed the Soviet trade mission in France,<br />
and Italy recalled its ambassador from Moscow. 42 Several countries – including<br />
Sweden, Norway, Hungary, and Britain sent volunteers to aid Finland. France<br />
and Britain offered an expeditionary arm of 50 000. Franklin Roosevelt spoke<br />
about the „rape of Finland” and Churchill said this war was a crime against a<br />
noble people. <strong>The</strong> League of Nations excluded the USSR.<br />
Mannerheim realized that the help of the allies would be too late and<br />
inadequate, and Finland did not want such devastation by great powers on its<br />
territory as it had happened in the case of Spain during the civil war. <strong>The</strong>refore,<br />
Finland refused the proposal.<br />
Stalin wanted to avoid a conflict with Britain and France, and decided to<br />
launch quickly a final attack to enforce a peace agreement. 43 To end the war<br />
without getting territories would have been unacceptable for the Soviet Union<br />
and for Stalin. 44 After changing generals, the Red Army’s leadership succeeded<br />
in the breakthrough.<br />
Territorial changes<br />
Finland had to disclaim South-East Karelia, including the cities of Viipuri<br />
and Sortavala, 45 and the Karelian Isthmus with its defense lines. It is important<br />
to note that this territory is larger than the former claims of the Soviets. Finland<br />
lost the islands of the Gulf of Finland, and the Soviets managed to build an<br />
army base and pier in Hanko. However, it became useless after the Germans<br />
invaded Estonia, and the personnel had to be evacuated.<br />
<strong>The</strong>se territorial losses were the reason for Finland to join the axis side in<br />
1941, when the Third Reich attacked the USSR. Finland reoccupied its<br />
territories for a while, but before long, in 1944, the Finnish government had to<br />
disclaim these and Petsamo region, too. <strong>The</strong> importance of this conflict and its<br />
consequences for the Soviets was not only these territorial changes, but that the<br />
war's result could help the Germans to make the decision to invade the USSR.<br />
42<br />
JACOBSON, Max: Finland in the new Europe. <strong>The</strong> center for strategic and international<br />
studies, Washington, 1998. 29.; Jacobson 1990, p. 28.<br />
43<br />
JACOBSON, Max: Finnország: mítosz és valóság. (Finland: myth and reality). Minerva,<br />
Budapest, 1990. 31.<br />
44<br />
Ibid. 32.<br />
45<br />
Most important for its railroad junction.<br />
73
Winkler, Paul<br />
Adolf Eichmann’s Vienna model and his attempt to expansion<br />
Introduction, goal and purpose of this work<br />
Taking advantage of the international context of this event, my contribution<br />
targeting to show the Austrian participation in the inhumane crimes, committed<br />
during the 2 nd World War. Contrary to the unfortunately still far too widespread<br />
opinion, that Austria had been the first victim of Nazi aggression, and that<br />
racist and anti-Semitic ideologies of the Austrian population were only<br />
imposed by an German elite, I will try to show on the basis of the career of an<br />
Austrian in the Nazi power apparatus how it was really about the attitude of a<br />
very large part of the Austrian population and their participation in the crimes<br />
against humanity.<br />
For this purpose I will examine the career and the role of Adolf Eichmann in<br />
the bureaucratic system of National Socialism. I will occupy myself also with the<br />
bureaucratic process and offices specific decisions that the situation of Jews in<br />
Vienna, significantly co-determined and how this so-called „Vienna model” in<br />
dealing with the Jewish people under Adolf Eichmann, due to his sad „success”<br />
became an example for others, Nazi-managed cities, and how it should finally<br />
prevail as an organizational form for the whole of the Third Reich.<br />
<strong>The</strong>refore I’m going to confine myself to describe the events up to and<br />
including the year 1939 in order to remain within the topic of our event,<br />
although a description of the role of Adolf Eichmann in the Nazi Apparatus<br />
will remain fragmented if I do it in this way. As further reading, I recommend<br />
here only the book from Jenő Lévai, „Eichmann in Hungary” 1 , which seems for<br />
me to be interesting, because of our event site.<br />
Important basis for my specific comments in addition to the titles listed in<br />
the bibliography below, is particularly the work, „Die Eichmann-Männer” 2<br />
from Hans Safrian 3 which was recently translated into English 4 under the title<br />
„Eichmann’s Men” 5 . I can only recommend reading this book. Safrian in turn<br />
based his work on Raul Hilberg and his standard work on „<strong>The</strong> extermination<br />
of European Jews” 6 .<br />
1 LÉVAI, Jenő: Eichmann in Hungary. Budapest, 1961.<br />
2 SAFRIAN, Hans: Die Eichmann – Männer. Wien, Zürich, 1993.<br />
3 Hans Safrian lectures in history at the Institute für Zeitgeschichte at the University of<br />
Vienna. He was also a Pearl Resnick Fellow at the United States Holocaust Memorial Museum,<br />
Research Team Leader for the Independent Commission of Experts – Switzerland – Second<br />
World War, and a research historian for the Historical Commission of the Republic of Austria.<br />
He is the author of numerous works on World War II and Nazi war crimes.<br />
4 In the course I will refer only to the English version of the book.<br />
5 SAFRIAN, Hans: Eichmann’s Men (First updated, English edition published 2010).<br />
6 HILBERG, Raul: <strong>The</strong> destruction of the European Jews. Chicago, 1961.<br />
75
<strong>The</strong> goal of my work in this international framework will be to further<br />
deconstruct the outmoded Austrian „Opferthese” 7 and to show, that many<br />
Austrians were not only working wheels in the NS-Apparatus, but often also, as<br />
in the case of Eichmann will be significantly, used their granted freedom and<br />
set accents out of their own initiatives, leading to a „cumulative<br />
radicalization” 8 of the Nazi power apparatus and consequently to a further<br />
deterioration of the living condition of Jews and other minorities like the Roma<br />
and Sinti, homosexuals, the so-called anti-socials and others.<br />
<strong>The</strong> functioning of this power structure and its simultaneous continued<br />
radicalization that took place with the participation also of many Austrians,<br />
some in high places, as can be seen at the position of Eichmann, was finally<br />
culminating in a state terror that killed millions of people.<br />
However, for all these considerations of a unfortunately, all too well<br />
functioning „machinery of death” 9 , as it is defined in the investigations of Raul<br />
Hilberg, it must not be overlooked on the fact, that the apparatus is composed<br />
of individual persons, and therefore of individual offenders. One of those<br />
7 Under the term „Opferthese” („victim theory”) is meant a long time course of argument in<br />
Austria. It says that Austria was the first victim of Nazi aggression policy. As a result, an<br />
Austrian complicity was denied in the collective memory of whole generations. For this reason it<br />
is also commonly called the „Life lie” („Lebenslüge”) of Republic II. <strong>The</strong> consequences of the<br />
„Opferthese” was in addition to an inadequately implemented denazification in post war years,<br />
also a long time insufficient „compensation policy” from the Republic towards the victims of the<br />
National Socialism. Accordingly, it lacked until late in the 1990s to a reappraisal of the Austrian<br />
past in the era of National Socialism. It was not until the year 1986 during the Waldheim affair<br />
and also in the commemorative year 1988, that a sophisticated discussion of the Nazi past of<br />
Austria set in. In 1991 Chancellor Franz Vranitzky was the first official representative of the<br />
Republic, who admitted the crimes, that where committed by Austrians, and also asked for<br />
excuse. Also the reactions of the Republic to the sanctions of the formerly 14 other states of the<br />
EU after the ÖVP-FPÖ Coalition formation, is regarded as a late symptom of the „Opferthese”,<br />
because also in that case the Republic see itself as an innocent victim.<br />
8 <strong>The</strong> term comes from the discourse of the various and contradictory interpretations of the<br />
development of Nazi genocide policies.<br />
9 This Term, in the original „Vernichtungsmaschinerie” came from Raul HILBERG’s<br />
standard work „Die Vernichtung der Europäischen Juden”. With this term he refers to the<br />
Nazi Apparatus, which carried out the genocides and he made clear, that this Apparatus was<br />
composed out of four hierarchic groups: <strong>The</strong> officials brought in their incorruptible planning<br />
and managerial thoroughness. From the Wehrmacht the machinery of destruction got military<br />
discipline, precision and endurance. <strong>The</strong> influence of the industry got visible both in the<br />
emphatically driven accounting, thrift and recycling as well as in a factory environment<br />
efficiency of the extermination camps. <strong>The</strong> party finally supplied the machine with „idealism”,<br />
the „sense of mission” and the sense of „making history” […]. In the original: „Die<br />
Beamtenschaft brachte ihre unbestechliche planerische und verwalterische Gründlichkeit ein.<br />
Von der Wehrmacht erhielt die Vernichtungsmaschinerie militärische Disziplin, Präzision und<br />
Ausdauer. Der Einfluß der Industrie wurde sowohl in der mit großem Nachdruck betriebenen<br />
Buchführung, Sparsamkeit und Wiederverwertung als auch in der fabrikmäßigen Effizienz der<br />
Vernichtungszentren sichtbar. Die Partei schließlich versah den Apparat mit „Idealismus”,<br />
„Sendungsbewusstsein” und dem Gefühl, „Geschichte zu machen”. […]” HILBERG, Raul:<br />
<strong>The</strong> destruction of the European Jews. Chicago, 1961. 39.<br />
76
individual offenders, 10 who used his granted freedom within the system, not<br />
least to satisfy his own interests at the expense of whole groups of population,<br />
what further radicalized the apparatus, was Adolf Eichmann. 11<br />
Eichmann's assessment in the literature<br />
<strong>The</strong> assessment of Eichmann and his role in the Nazi apparatus in the<br />
literature has to be understood in the context of the discourse of conflicting<br />
interpretations 12 of the development of Nazi genocide policy.<br />
10 If this work is primarily about the person of Adolf Eichmann, it must no be forgotten, that<br />
he didn’t work all alone. <strong>The</strong> careers of the so-called „Eichmann-Männer” („Eichmann-Men”), a<br />
term from Raul HILBERG, which initially referred to the three commanders of the camp in<br />
<strong>The</strong>resienstadt, Dr. Siegfried Seidl, Anton Burger und Karl Rahm are treated in the books listed<br />
below, especially at Raul HILBERG and Hans SAFRIAN. Since I will not explain any further<br />
details about Eichmann’s Men, in trying to keep this work as short as possible, they should be<br />
briefly mentioned here: Franz Novak born 1913 in Wolfsberg in the Austrian province of<br />
Carinthia; Alois Brunner,1912 in Rohrbrunn in Burgenland; Anton Burger,1911 in Neunkirchen<br />
in Lower Austria; Karl Rahm, 1907 in Klosterneuburg near Vienna; Franz Stuschka, 1910 in<br />
Liesing near Vienna; Herbert Gerbing, 1914 in Mödling near Vienna; Anton Zita, 1909 in<br />
Göllersdorf; Josef Weiszl, 1912 in Felsöderna; Richard Hartenberger, 1911 in Vienna; Ernst<br />
Girzick, 1911 in Vienna; Ferdinand Daurach, 1912 in Vienna; Ernst Brückler, 1912 in Vienna;<br />
Alfred Slawik, 1913 in Vienna; Anton Brunner, 1898 in Bregana. LOZOWICK describes this<br />
group of men in this way: „Although their social backgrounds and education varied, they were<br />
all young, male, Christian, and nationalist-minded Germans; they had all voluntarily joined the<br />
SS.” LOZOWICK Yaacon: Hitler’s Bureaucrats. <strong>The</strong> Nazi security police and the banality of<br />
evil. Leicester, 2002. 7.<br />
11 SAFRIAN, Hans: Eichmann’s Men. 2010. 1 -13.<br />
12 Such an attempt of interpretation, called „intentionalistic” in literature, assumes, says<br />
Eberhard Jäckel, a linear implementation of a „world view”. Also the English historian Gerald<br />
Fleming makes in his work „Hitler and the Final Solution” clear, that it is a straight way from<br />
the anti-Semitic statements of the young Adolf Hitler. Related to Hitler’s remark to his childhood<br />
friend August Kubizek: „that does not belong here in Linz”, as the two passed the small<br />
synagogue in the Bethlehemstraße in Linz. In: FLEMING, Gerald: It Is the Fuehrer’s Wish.<br />
Extract reprinted from Fleming’s „Hitler and the Final Solution”. In: NIEWYK, Donald L., ed.<br />
<strong>The</strong> Holocaust: Problems and Perspectives of Interpretation, 2 nd ed. Boston, 1997. 12-13. Read<br />
in: SAFRIAN, Hans: Eichmann’s Men. 9. Up to the so-called „Final Solution of the Jewish<br />
Question” followers of this attempts of interpretation, called „Intentionalists” thus trying to draw<br />
a direct line between the anti-Semitic ideology of Hitler, his plans and orders and the mass<br />
murders. In contrast followers of the so-called „structuralistic” or also „functionalistic” attempt<br />
of interpretation deny such a „master plan of evil”, that led to the „Final Solution”. So<br />
SCHLEUNES, Karl A. speaks in his researches about a „tortuous road to Auschwitz”. Also<br />
historians like BROSZAT, Martin and MOMMSEN, Hans refer to a „cumulative radicalization”<br />
of the Nazi actions against humanity. Simultaneously they relativize the importance of a clear<br />
and unequivocal command of Hitler for the carrying out of the mass murders. In that case the<br />
Nazi-genocide-policy is no direct implementation of an ideology, but had to be understood as a<br />
complex branching and Step-by-step aggravatation of individual motives, as well as the<br />
interaction and bundling of various moments. SAFRIAN, Hans: Eichmann’s Men 9-11. A third<br />
attempt of interpretation of the genocides, which is for example made by STRAUSS, Herbert A.,<br />
speaks about the fundamental incomprehensibility of the „Holocaust”. DAN, Diner calls,<br />
77
For example describes Hannah Arendt, who was also a trial observer in<br />
Jerusalem 13 , in her book „Eichmann in Jerusalem” 14 the normality with which<br />
Eichmann met the crimes with the words „banality of evil”. She represented<br />
him as a ruthless command receiver without motives and tried to point out that<br />
this attitude was more terrible than all the atrocities. For many people her<br />
„banalisation of evil” represented simultaneously a „banalisation of the<br />
holocaust”. That’s the reason why her views remain more than controversial in<br />
historical research. Simon Wiesenthal described Eichmann contrary as an<br />
„Accountant of death”. 15 Hans Mommsen wrote: „Adolf Eichmann represents<br />
the mechanism of compartmentalized accountability, associated with<br />
perfectionism bureaucratic and authoritarian submission.” 16 Gideon Hausner<br />
however regards Eichmann as the personification of evil. He wrote, that<br />
Eichmann was the „Incarnation of the satanic principle” 17 . <strong>The</strong> Historian<br />
Yaacon Lozowick objects Hannah Arendt in his book „Hitler’s Bureaucrats”<br />
by making clear, that Eichmann and his comrades had nothing banal in<br />
themselves and very well knew what they were doing. 18 Even John Weiss<br />
rejects the theory of the „Banality of Evil” and concludes: [Eichmann followed]<br />
„a terrible and unshakable personal belief in the ideology of death.” 19<br />
Eichmann's role in the Nazi power structure and his personal freedom of<br />
action, motives and initiatives are, therefore, as we see, in controversial<br />
referring to that, Auschwitz a „[…] No man’s land of understanding […]”. He also thinks that<br />
Auschwitz is a „[…] black box of explanation, a historiographical interpretation attempts<br />
absorbing, beyond historically importance receiving vacuum.” DAN, Diner: Zwischen Aporie<br />
und Apologie. Über Grenzen der Historisierbarkeit des Nationalsozialismus. In: DAN, Diner<br />
(ed.) Ist der Nationalsozialismus Geschichte? Zu Historisierung und Historikerstreit. Frankfurt<br />
am Main, 1987. Read in: SAFRIAN, Hans: Eichmann’s Men. 10.<br />
13<br />
Adolf Eichmann had to stand trial in court of the Israeli Government in Jerusalem in 1961.<br />
After he managed to go underground after 45’he made it to Argentina along the so-called „ratline”.<br />
In 1960 a target group of investigators of the „Mossad” smuggled Eichmann, in lack of an<br />
extradition agreement to Israel. <strong>The</strong> trial against Eichmann in the Jerusalem District Court with<br />
the case number 40/61 began on the 11th of April and ended on the 15 th of December 1961. <strong>The</strong><br />
judgement, which was to death by hanging, was confirmed by the Court of Appeal on second<br />
instance. Adolf Eichmann was executed on the 31 st of May 1962 in Ramleh near Tel Aviv. Until<br />
today it was the only death sentence, carried out by the Israeli judiciary.<br />
14<br />
ARENDT, Hannah: Eichmann in Jerusalem. A report on the banality of evil. London, 1963.<br />
15<br />
ZDF-Dokumentation: Eichmann – der Vernichter.<br />
16<br />
MOMMSEN, Hans: Der Nationalsozialismus und die deutsche Gesellschaft. Ausgewählte<br />
Aufsätze. Hamburg, 1991. 215. In the original text: „Adolf Eichmann repräsentiert den<br />
Mechanismus kompartimentalisierter Verantwortlichkeit, die sich mit bürokratischem<br />
Perfektionismus und obrigkeitsstaatlicher Unterwerfung verknüpfte.”<br />
17<br />
HAUSNER, Gideon: Die Vernichtung der Juden. München, 1979. 10. In the original text:<br />
„Verkörperung des satanischen Prinzips”<br />
18<br />
LOZOWICK, Yaacon: Hitler’s Bureaucrats. <strong>The</strong> Nazi security police and the banality of<br />
evil. Leicester, 2002. 22.<br />
19<br />
WEISS, John: Der lange Weg zum Holocaust. Die Geschichte der Judenfeindschaft in<br />
Deutschland und Österreich. Hamburg, 1997. 519. In the original text: [Eichmann folgte] „einem<br />
schrecklichen und unerschütterlichen persönlichen Glauben an die Ideologie des Todes.”<br />
78
esearch. But how could the suppression of the individual freedom and the high<br />
degree of voluntary participation and enthusiasm, which apparently occurred<br />
side by side in the Reich, brought together?<br />
Bernd Jürgen Wendt tries to give an answer in writing, the Germans 20 in the<br />
Third Reich perished into a people of leaders and sub-leaders. <strong>The</strong>ir ambitions<br />
have been fueled by offices, uniforms and stars, which were associated with<br />
social advancement, when they simultaneously were politically disenfranchised<br />
as citizens. Performance and loyalty were guaranteed by this system of lifting<br />
out of the crowd. Due to the demand of duty, order, cleanliness, diligence and<br />
obedience, at various public officials a striving perfection, as well as<br />
operational and efficiency ethic was reached. <strong>The</strong>se technocrats tried to<br />
perform the given or self-selected tasks perfectly, without asking for custom<br />
and morality. One of these technocrats was Adolf Eichmann. 21<br />
Eichmann’s younger years<br />
Adolf Eichmann was born on the 19th of March in 1906 in Solingen,<br />
Germany. In 1914 he moved with his family to Austria in the city of Linz. His<br />
academic career is unclear in the literature, but is shown as not successful. 22<br />
After his mother died, his father married again. Probably because<br />
Eichmann's stepmother was based strictly Christian, he was also very early<br />
member of the „Christian Association of young men”. Later he joined the racist<br />
youth movement „Wandervogel”. He was a member of the so called „Falken”,<br />
20 Here the Austrians, of course, are included.<br />
21 WENDT, Bernd Jürgen: Deutschland 1933-1945. Das „Dritte Reich”. Hannover, 1995. 134.<br />
LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der „Endlösung”.<br />
Dipl.-Arb., Wien, 2002. 5-8.<br />
22 This may also be, because Eichmann himself made contradictionary statements about this<br />
time. After the elementary school he attended the same junior high school, which also Hitler had<br />
attended, and like him, he also could not finish it. After the junior high school he attended either<br />
a polytechnic school [ARENDT: 102. See: KNOPP Guido: Hitlers Helfer. Die Täter. München,<br />
1998. 30. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator<br />
der „Endlösung”. Dipl.-Arb., Wien, 2002. 11.], a higher school of mechanical engineering<br />
[KEMPFER, Robert M. W.: Eichmann und Komplizen. Zürich, 1961. 25. See: MULISCH,<br />
Harry: Strafsache 40/61. Eine Reportage über den Eichmann-Prozeß. Berlin, 1996. 24. See:<br />
SMELSER, Ronald/ SYRING, Enrico (Hgg.): Die SS: Elite unter dem Totenkopf. Paderborn,<br />
2000. 135. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter.<br />
Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 11.], or a mechanic training. [YAHIL,<br />
Leni: Die Shoa. Überlebenskampf und Vernichtung der europäischen Juden. München, 1998.<br />
160. See: JACKEL, Eberhard-LONGRICH,Peter-SCHOEPS,Julius (Hgg.): Enzyklopädie des<br />
Holocaust. Die Verfolgung und Ermordung der europäischen Juden. 4 Bände. München, 1995.<br />
385. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der<br />
„Endlösung”. Dipl.-Arb., Wien, 2002. 11.] On all official documents of Adolf Eichmann always<br />
claimed to be a „professional machine builder”, but this is not true, because he never graduated.<br />
[LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der „Endlösung”.<br />
Dipl.-Arb., Wien, 2002. 9-11.]<br />
79
that part of this movement which was in Austria even more racially pronounced<br />
than in Germany.<br />
After he had worked a short time with his father, who had bought a small<br />
mining company, he came 1925 to the „Oberösterreichischen Elektrobau AG”,<br />
where he worked till 1927. After that, Eichmann found a job as salesman of the<br />
„Vacuum Oil Company AG – Wien”. As a travel agent he sold gasoline and<br />
motor oil in the Mühlviertel 23 , until he was transferred to Salzburg in 1933.<br />
<strong>The</strong>re he was terminated after a short while, allegedly because of his<br />
membership in the NSDAP. 24<br />
Entry in the NSDAP and the SS<br />
On the first of April 1932 Eichmann joined the NSDAP and on the same<br />
day the SS 25 . After Hitler came to power in Germany, the NSDAP was banned<br />
in Austria. Whether he lost his job because of his membership in the Nazi party<br />
or for economic reasons is controversial. Like many others he gave way to this<br />
prohibition law and went on the first of August 1933 to Freilassing in Bayern. 26<br />
In the camp of Lechfeld he went through a two months lasting, pseudo-military<br />
training and joined as a „SS-Unterscharführer” the „Austrian legion”.<br />
After that, he was with the battalion of the regiment „Germany” until<br />
September 1934 located outside the Dachau concentration camp, where he<br />
became „SS-Scharführer”. In October 1934, Eichmann came to the Security<br />
Service called „Sicherheitsdienst” (SD) of the „Reichsführer SS” (Reichleader<br />
of the SS), Himmler 27 . In the beginning Eichmann sorted index cards<br />
in the SD-Main Office in the SD-Department II-111 „Freemasonry” 28 ,<br />
before he was responsible for Zionist organisations as a clerk in the<br />
Department II-112.<br />
<strong>The</strong>re Eichmann had found his vocation under his superior SS-<br />
Untersturmführer Leopold Edler von Mildenstein. After the lecture of <strong>The</strong>odor<br />
Herzl’s work „Der Judenstaat” (<strong>The</strong> state of Jews) and Alfred Boehm’s<br />
„Geschichte des Zionismus” (History of Zionism), Eichmann was becoming an<br />
23 A part of Upper Austria.<br />
24 <strong>The</strong> hand written CV from July 1937, printed in: Das Eichmann Protokoll,<br />
Dokumentenanhang. Read in: SAFRIAN, Hans: Eichmann’s Men. 17.<br />
25 His SS-Candidate number was 45.326. About his NSDAP membership number he self<br />
gave different information. So you can find in literature either the number 889.895 or 899.895.<br />
LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der „Endlösung”<br />
(Dipl.-Arb., Wien, 2002.12.<br />
26 LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der<br />
„Endlösung” Dipl.-Arb., Wien, 2002.14.<br />
27 Ibid.16.<br />
28 <strong>The</strong> Masonic Lodges with their mythical rites and secret signs were soon lumped<br />
together with Jews, Communists and Catholicism in the time of National Socialism.<br />
ARENDT: 111. LEVY: 92.<br />
80
expert of this matter 29 and had as a „Zionist” and „Idealist” the goal of a<br />
„political Solution of the Jewish question” in mind. 30<br />
Development of the SD<br />
<strong>The</strong> Security Service called „Sicherheitsdienst” (SD) of the SS was modeled in<br />
1931 after military aspects as section Ic. It was established of the SS-Oberstab in<br />
Munich and was led by Heydrich, who was SS-Sturmführer at that time. In 1932<br />
the section Ic had been transformed into the SD and should soon be the priority<br />
intelligence on the model of the Intelligence Service or the Deuxième Bureau.<br />
In 1935 the establishment of the SD main office in Berlin followed, which<br />
was divided into the offices I, administration and organization; II inland and III<br />
foreign countries. <strong>The</strong> intelligence analysis of the Jewish organizations began<br />
in 1935 and was for the time business of the SD department II-111<br />
„Freemasonry”. After that, the department II-112 of the SD main office took<br />
over the exploration of the Jewish organizations, through the monitoring of the<br />
Jewish press and meetings in cooperation with the Gestapo. Divided into the<br />
departments „assimilates, orthodox’ and Zionists”, files were made, diagrams<br />
produced and reports created. 31<br />
When Prof. Dr. Six overtook the main department II-1, the cooperation of<br />
the department II-112 and the Gestapo got even closer. After Mildenstein and<br />
Kuno Schröder, Dieter Wisliceny overtook the department and he forced the<br />
so-called „Zionist emigration” and the „elimination of the Jews from German<br />
economic life”. With the next head leader, Herbert Hagen, the area of work<br />
expanded. From then on files of all „important Jews” of other countries<br />
concerning policy, economics and science should be made. In doing so, special<br />
attention should have been given to Austria. Furthermore Hagen envisioned an<br />
expansion of the influence of Gestapo and SD on to the economic and financial<br />
area of the Nazi policy, which he wanted to achieve with the centralization of<br />
the „treatment of the Jewish question in Germany”. But this should only be<br />
made possible through the actions in Austria. 32<br />
<strong>The</strong> situation in Austria<br />
Meanwhile Austria respectively Vienna fell into chaos. Already in the night<br />
before the „invasion” 33 of German troops on the 12 th of March 1938, by which<br />
another about 200.000 Jews came under the sphere of influence of the Nazi<br />
29<br />
POHANKA, Reinhard: Pflichterfüller. Hitlers Helfer in der Ostmark. Wien, 1997. 37.<br />
30<br />
KNOPP: 31.<br />
31<br />
SAFRIAN, Hans: Eichmann’s Men. 16-17.<br />
32<br />
Ibid. 14-19. LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator<br />
der „Endlösung”. Dipl.-Arb., Wien, 2002. 21-26.<br />
33<br />
This „invasion” was hailed by a very large part of the Austrian population.<br />
81
egime, pogrom riots began, that remained unique. <strong>The</strong> specific acts of violence<br />
in Austria, which was called „Ostmark” from then on, the „Völkischer<br />
Beobachter”, as you can read at Safrian, commented in this way: „Whereas<br />
National Socialism frequently had to direct the attention of the people of<br />
northern Germany to the private, in a sense apolitical dangers of the Jews, the<br />
task in Vienna is the opposite. Concerned to preserve the irreproachability and<br />
purity of the movement, it is the duty of responsible public education to contain<br />
the seething radicalism and to guide the understandable reaction to Jewish<br />
excess throughout an entire century into orderly channels. For, as everyone<br />
needs to remember, Germany is a constitutionally governed state. That means<br />
that in our Reich nothing happens without foundation in law….” 34<br />
<strong>The</strong> pogroms in the „Ostmark” did not meet the technocratic Anti-Semitism<br />
of the Nazi party leadership, which wanted their actions to be protected in a<br />
bureaucratic and pseudo-legal way. Because of that, next to the arbitrary riots a<br />
state organized terror of the new rulers was added.<br />
A „Dejudification of the economic in the Ostmark” should be guaranteed by the<br />
so-called „Vermögensverkehrsstelle”, which checked already performed and new<br />
„Arisierungen” 35 . <strong>The</strong> Jewish population was forced to leave the country, but it<br />
was meticulously made sure that they had to leave behind all their property. Many<br />
Jews from Vienna also fled the hopeless situation, by committing suicide.<br />
<strong>The</strong> situation of Jews in Vienna was far more extreme than in the<br />
„Altreich”. Many bureaucratic hurdles were put in the path of an „emigration”<br />
in the „Ostmark”. <strong>The</strong> Jews of Vienna had to pass gauntlet runs, at which they<br />
were delivered to the arbitrariness, corruption and wickedness of the officials.<br />
In addition to that they had to give up their property in most of the times. Very<br />
good descriptions of these days in Vienna can be found at Carl Zuckmayer 36<br />
and Hans Safrian with Hans Witek. 37<br />
Eichmann in Vienna<br />
In that stage described above, the men of the department II-112 began their<br />
work in Vienna. Under leadership of Hagen and Eichmann, soon under the sole<br />
guide of Eichmann, files and documents of Jewish organizations and individuals<br />
were seized and brought to Berlin. According to lists, which Eichmann brought<br />
from Berlin, officials from Jewish organizations were arrested to paralyze those<br />
organizations. 38<br />
34 Völkischer Beobachter, 26th of April 1938. SAFRIAN, Hans: Eichmann’s Men. 23.<br />
35 „Arisierung” means the expropriation of Jewish property by a so-called „Aryan master race”.<br />
36 ZUCKMAYER, Carl: Als wär’s ein Stück von mir. Horen der Freundschaft. Frankfurt, 1966.<br />
37 WITEK, Hans u. SAFRIAN, Hans (Hgg.): Und keiner war dabei. Dokumente des<br />
alltäglichen Antisemitismus in Wien 1938. Wien, 1988.<br />
38 SAFRIAN, Hans: Eichmann’s Men. 27. WILDT, Michael (Hg.): Die Judenpolitik des SD<br />
1935 bis 1938. München, 1995. 52. FRIEDLANDER, Saul: Das Dritte Reich und die Juden.<br />
München, 1998. 256.<br />
82
Arendt on the contrary is in the opinion that Eichmann immediately after his<br />
arrival took Jewish officials out of concentration camps, to enter into<br />
negotiations with them. But not only has the rest of the literature, but also the<br />
sources seemed to speak against her in this point. 39<br />
Jewish persons, who inquired about the guidelines of the new rulers, saw<br />
themselves confronted with a competency chaos. No office knew about the<br />
actions of the other offices. Neither in Vienna, nor in Berlin. This chaos was<br />
used by Eichmann to take over the leadership of the Jewish organizations. For<br />
this purpose, he allowed certain Jewish organizations again and brought their<br />
leaders back from the camps. Since May Eichmann’s work was so to monitor<br />
the coercive Jewish organizations in a dictatorial way, to ask for reports, to<br />
censor releases and to interrogate detained persons.<br />
He also made first steps to accelerate the expulsion of the Austrian Jews,<br />
which was mainly accelerated by the pressure of the Austrian pogrom-Anti-<br />
Semites. That’s the reason why the re-opened Jewish Community and the<br />
newly established emigration office had to deal within a very short time with<br />
about 45.000 completed emigration forms.<br />
<strong>The</strong> rush of the persons, who were made penniless through looting and<br />
expropriation in most of the cases, stressed the coercive organizations<br />
financially very strong. That was the reason, why they turned to international<br />
Jewish organizations, like the Joint Distribution Committee for help.<br />
Eichmann, who was now equipped with executive powers, found pleasure in<br />
his work right then. This was not the only reason why his superiors Hagen and Six<br />
sat down for an expansion of his office in Vienna. Although his office was not<br />
transformed into an own department, Eichmann was given preferential treatment<br />
because of his „diligence” and in September he was promoted to a SS-<br />
Obersturmführer and in January 1939 to a SS-Hauptsturmführer. In addition to that<br />
he got the brothers Rolf and Hans Günther as officials in the rank of SS-officers. 40<br />
<strong>The</strong> Vienna „model”<br />
To make it easier to escape from the inhumane conditions in the country,<br />
officials of the Jewish Community presented Eichmann in the summer 1938 a<br />
plan for a so-called „Central office for the emigration of the Austrian Jews”<br />
39 Since Eichmann already two days after his arrival in Vienna on the 18th of March 1938 led a<br />
police raid in the Jewish Community, what is supported by photos. <strong>The</strong> photo in a report in the<br />
newspaper Profil, issue No. 28. online at: http://www.vwi.ac.at/ausstellung_jmw/ pressespiegel/2007-<br />
07-09_Profil_Nr28_IKG-Archiv-Austellung_JMW_k.pdf (1.4.2010). At this police raid inter alia a<br />
document of a donation for Schuschnigg’s plebiscite had been found. Because of that the head<br />
leaders of the Jewish Community, Dr. Löwenherz, Dr. Desider Friedmann and many more were<br />
detained. In addition to that, 500.000 Reichsmark had to be paid as an „Equivalent” of this<br />
donation.<br />
40 SAFRIAN, Hans: Eichmann’s Men. 27-31. LEGENSTEIN, Roland: Adolf Eichmann - der<br />
Schreibtischtäter. Koordinator der „Endlösung” Dipl.-Arb., Wien, 2002. 29-32.<br />
83
(„Zentralstelle für die Abwanderung der Juden Österreichs”). This office<br />
should facilitate the bureaucratic affairs of the Jews.<br />
Eichmann passed those blueprints on to Reichskommissar Bürckel, who set up<br />
the „Zentralstelle” under the formal leadership of the SD-leader of the SS-<br />
Oberabschnitt Donau, Dr. Stahlecker on the 20 th of August 1938, after he had held<br />
consultations with Dr. Best. Practically, however, Eichmann led this office. 41<br />
Eichmann claimed in relation to the „Solution of the Jewish Question”<br />
between 1938 and 1941 often, that he had the crucial ideas for this plans and<br />
wanted to give the impression that he is the inventor of the „Vienna model”. 42<br />
<strong>The</strong> tasks he defined that way: „…providing opportunities for emigration<br />
through negotiations for entrance permits and obtaining foreign currency;<br />
establishment and surveillance of retraining centers; supervision of Jewish<br />
political organizations; publication of guidelines; and effective, sustained<br />
cooperation with all institutions in Vienna involved in the political, policerelated,<br />
and financial aspects of Jewish expulsion.” 43<br />
Eichmann installed this system, which was based on the following<br />
principles: 1. <strong>The</strong> emigration should no longer happen on one’s own decision<br />
and its organization lays no longer in the hands of the Jews, but run under the<br />
supervision of the Security Police. 2. This forced emigration should be carried<br />
out by the existing Jewish organizations, who had to act out the instructions of<br />
the SD. 3. <strong>The</strong> economic power of the Jews was to destroy and the assets of the<br />
emigrants to confiscate, so that they remained only the amount that was<br />
required for entry into the intended country of immigration. 44<br />
In the installation of the „Vienna model” the initiatives and career<br />
promotional activities of Adolf Eichmann become clear. Simultaneously he had<br />
nothing „invented”. He just took present plans on and passed them on to higher<br />
positions. But inside of the Apparatus he let everyone know, that he was the<br />
inventor of this frighteningly well-functionating model and therefore he was<br />
celebrated by the others. 45<br />
Following an inspection of the „Vienna approach” Hagen praised in his<br />
afterwards prepared report on the one hand the rapid bureaucratic completion of<br />
41 SAFRIAN, Hans: Eichmann’s Men. 31.<br />
42 LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der<br />
„Endlösung” Dipl.-Arb., Wien, 2002. 36.<br />
43 SAFRIAN, Hans: Eichmann’s Men. 31.<br />
44 YĀḤÎL, Lenî: Die Shoa. Überlebenskampf und Vernichtung der europäischen Juden.<br />
München, 1988. 161. LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter.<br />
Koordinator der „Endlösung” Dipl.-Arb., Wien, 2002. 37. In the original: „1. Die Auswanderung<br />
sollte nicht mehr aus eigener Entscheidung geschehen und ihre Organisation nicht mehr in den<br />
Händen der Juden liegen, sondern unter Aufsicht der Sicherheitspolizei ablaufen. 2. Diese<br />
erzwungen Auswanderung sollte von den vorhandenen jüdischen Organisationen durchgeführt<br />
werden, die aus Anweisung des SD zu handeln hatten. 3. Die Wirtschaftskraft der Juden war zu<br />
zerstören und das Vermögen der Emigranten zu konfiszieren, sodass ihnen nur die Summe blieb,<br />
die zur Einreise in das vorgesehene Einwanderungsland benötigt wurde.”<br />
45 SAFRIAN, Hans: Eichmann’s Men. 32.<br />
84
the „matter”, where there was a permanent detailed overview of the „emigrant”<br />
figures, on the other hand he praised the total collection of the instances by the<br />
SD. So the hegemonic position of the SD was a very important matter for the SS<br />
leaders. Hagen also noticed in his report that the system is apparently selffinanced,<br />
which of course was only possible by the robbery of the fugitives. He<br />
considered it necessary to expand his authority and he was considering a possible<br />
extension of the „Vienna Approach” throughout the Reich. 46<br />
Eichmann was not the inventor but the driving force behind the<br />
„Zentralstelle”. He took care of efficiency and made a million dollar business.<br />
<strong>The</strong> horror of it was that the robbery was not completed by SS men, but by<br />
helpless employees of the Jewish Community. <strong>The</strong> „Desk Murderer” Adolf<br />
Eichmann made his victims to „helpers”. 47 As if that fact would not be already<br />
sad enough, many of these involuntary „helpers” came after the war under the<br />
suspicion of having collaborated willingly with the Nazis. 48<br />
So shortly after the foundation, the „Zentralstelle” was pointing the way for the<br />
whole Reich. As Safrian writes, Hagen had recognized the trend-setting significance<br />
of the „Vienna model”: 1. Compulsory expulsion of those robbed of their<br />
possessions; 2. Payment fort he management of „emigration” either by the victims<br />
themselves or through foreign currency provided by Jewish organizations abroad; 3.<br />
Extension of the power of the SD by assuming executive privileges 49 .<br />
In the practical implementation of their bureaucratic work, Eichmann and<br />
his men did not forget to give themselves as „Aryan masters” towards their<br />
victims and to harass them. Humiliation and violence were on the agenda. 50<br />
After two months, Eichmann sent the numbers of his previous „work” to<br />
Berlin. He proudly told of the increase in the daily „emigration figure” to 350.<br />
Until the 20 th of September 1939 therefore 38.000 Jews had „left” the country.<br />
Together with the after Nazi views „illegally relocated” Austrian Jews, he<br />
came up with a figure of 50.000 displaced persons. 51 <strong>The</strong>se figures were<br />
inflated. Of the approximately 40.000 „under supervision” expelled Jews could<br />
have been „treated” at most one quarter by the „Zentralstelle”. Eichmann’s<br />
superiors were, however, blinded by these figures and took them seriously. 52<br />
Lozowick’s verdict on the year 1938: „In summary, 1938 displayed two new<br />
trends: the transition to operational activity, and dwindling active<br />
46<br />
SAFRIAN, Hans: Eichmann’s Men. 32-33.<br />
47<br />
KNOPP: Helfer. 35. LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter.<br />
Koordinator der „Endlösung” Dipl.-Arb., Wien, 2002. 37-38.<br />
48<br />
An interesting as equally sad contribution from the newspaper Profil on the issue No. 28<br />
online at: http://www.vwi.ac.at/ausstellung_jmw/pressespiegel/2007-07-09_Profil_Nr28_IKG-<br />
Archiv-Austellung_JMW_k.pdf (1. 4. 2010).<br />
49<br />
SAFRIAN, Hans: Eichmann’s Men. 33.<br />
50<br />
Ibid. 34.<br />
51<br />
Vgl.: Ibid. 35. BURLEIGH, Michael: Die Zeit des Nationalsozialismus. Frankfurt am<br />
Main, 2000. 372. Profil: Issue No. 18, 28. April 1995. 62.<br />
52<br />
SAFRIAN, Hans: Eichmann’s Men. 35.<br />
85
preoccupation with theory. <strong>The</strong> transition into an operational mode was<br />
already evidenced in Berlin, but most of it took place under Eichmann in<br />
Vienna. From the point of view of the officials in Berlin, Eichmann was the<br />
Vienna representative of II 112, and his principal tasks had not changed:<br />
surveillance of Jewish organizations, study of the enemy, and training other<br />
Nazi bodies in the correct understanding of the Jews. […] While the SD was<br />
looking for channels of operational activity, Eichmann found one, or perhaps,<br />
took advantage of the situation and created one. In the framework of a given<br />
direction of policy set by his superiors, he acted not as drab bureaucrat<br />
carrying out orders, but rather as a very diligent, very violent bureaucrat who<br />
was very successfully taking advantage of a fortuitous moment. His personal<br />
initiative was on such a scale that, even months later, his erstwhile colleagues<br />
in Berlin still did not understand how much he had changed. <strong>The</strong> importance of<br />
this point for our discussion cannot be exaggerated: what put Eichmann at<br />
center stage, and won him rapid promotion, was precisely his ability to<br />
perform on a plane higher than that of a drab bureaucrat.” 53<br />
Adoption of the „Vienna model”<br />
On 12th of November 1938, Göring invited to a conference into the Reich’s<br />
Aviation Museum. On this occasion Heydrich wanted to push through two of<br />
his claims: <strong>The</strong> establishment of a central office of Jewish emigration in Berlin<br />
(„Zentralstelle für jüdische Auswanderung in Berlin”) and the takeover of the<br />
„Jewish policy” of the SD under his leadership. <strong>The</strong> „Vienna model” was<br />
recommended at that meeting in a number of points as a model for the entire<br />
Empire. Heydrich demands were met willingly, after the appalling functionality<br />
of the „Vienna model” has been introduced. 54 <strong>The</strong> central office was approved<br />
as the „Reichszentrale für jüdische Auswanderung” led by Heydrich and was<br />
underpinned by a legal decision of Göring on the 24 th of January 1939. In<br />
October 1939 Eichmann was appointed Head. 55<br />
<strong>The</strong> creation of the „Reich” won Heydrich and the SS, as planned, a senior<br />
position in relation to other instances of the state and the party. For that, they<br />
had an absolute right of say- and decision-making concerning the „Jewish<br />
policy”. In the policy towards Jews was thus the transition from a state of<br />
standards to a state of measures finally completed. 56 But with the nationwide<br />
53<br />
LOZOWICK, Yaacon: Hitler’s Bureaucrats. <strong>The</strong> Nazi security police and the banality<br />
of evil. Leicester, 2002. 38. Lozowick attempted here to demonstrate the initiatives of<br />
Eichmann clearly.<br />
54<br />
At the meeting, Heydrich presented the number of 50.000 Austrian Jews „edited” by the<br />
„Zentralstelle”, compared to 19.000 displaced German Jews from the Altreich.<br />
SMELSER/SYRING. 139.<br />
55<br />
HACHMEISTER, Lutz: Der Gegnerforscher. Die Karriere des SS-Führers Franz Alfred<br />
Six. München, 1998. 188.<br />
56<br />
SAFRIAN, Hans: Eichmann’s Men. 37.<br />
86
adoption of the model it became clear, that the form of organization was just<br />
one of several factors that influenced the acceleration of the expulsion of the<br />
Jews. <strong>The</strong> central of the Reich was namely in terms of the numbers from<br />
Vienna, far behind the expectations of the Nazi leaders.<br />
It was quickly noticed, that in Vienna mainly through the pressure from the<br />
state police and the society, the „emigration figures” remained high. Here it<br />
becomes again evident in a sad way that the Austrians did not act according to<br />
the ideology of a German elite. Quite the reverse. <strong>The</strong> Nazis in the „Ostmark”<br />
had, as it is described by Safrian, those in the „Altreich” well ahead. 57<br />
Safrian summarizes the reasons of that „well” functioning model in that<br />
way: „<strong>The</strong> origin, structure, and „success” of the „Zentralstelle” can neither<br />
be oversimplified by crediting Eichmann’s organizational talents nor explained<br />
through the historic growth of bureaucracies and thus exclusively the work of<br />
technocrats of repression or planning. <strong>The</strong>y can be understood only by<br />
including considerations of sociohistorical aspects. <strong>The</strong> example of the<br />
Ostmark in 1938 reveals to what extent a number of factors influenced each<br />
other. Specifically, there were the participation of many thousands of „Aryan”<br />
citizens, non-Jews of presumably „pure” Germanic ancestry, in racist policies,<br />
such policies and, conversely, the aggressive activities of institutions in the<br />
formulation of such policies and their conversion into political measures. In<br />
addition to ideological factors, another reason for the step-by-step<br />
radicalization of anti-Semitic policies is to be sought in „concrete material<br />
interests”.” 58 However, Eichmann and his men pretended that those numbers<br />
of the already fled Jews from Vienna were their work. In doing so, they<br />
justified their further careers in the Nazi power apparatus. 59<br />
From the „emigrations” to the deportations<br />
After German troops occupied Prague on the 15 th of March 1939 there was<br />
also set up a central office („Zentralstelle”) on 26 th of July 1939 following the<br />
Vienna example. It was also led by Eichmann, who became SS-<br />
Hauptsturmführer in the meanwhile. So another about 120.000 Jews came in<br />
the immediate Nazi sphere of influence. 60 After the Munich Agreement<br />
57<br />
SAFRIAN, Hans: Eichmann’s Men. 38: „Because of stronger pressure from below, Austrian<br />
pogrom antisemites’ forging ahead, and internal National Socialist squabbles about distribution of spoils,<br />
Nazi administrators and bureaucrats in Vienna felt pressured much earlier than their counterparts in the<br />
Altreich to devise pseudo-legal procedures and organizational innovations and to create new<br />
administrative machinery for handling these challenges. Moreover, these pressures would not lessen after<br />
1938: <strong>The</strong>y provided the impetus for earlier organization of mass deportations from Vienna than from<br />
other cities of the Greater German Reich, and for their speedy completion by Fall 1942.”<br />
58<br />
Ibid. Eichmann’s Men. 15.<br />
59<br />
Ibid. 36-38.<br />
60<br />
LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator der<br />
„Endlösung”. Dipl.-Arb., Wien, 2002. 43.<br />
87
(„Münchner Abkommen”) and the imminent outbreak of World War II it was<br />
getting more and more difficult for Jewish refugees to get abroad, because most<br />
of the states closed their doors for them. 61<br />
In October 1939 Eichmann was transferred to Berlin and SS-<br />
Sturmbannführer Hans Günther took over the office in Prague, which for<br />
Heydrich was of secondary importance, because for him the expulsion from the<br />
Jews of the old Reich („Altreich”) had top priority. For this purpose he already<br />
had readily plans available. 62<br />
<strong>The</strong>se plans, and here my work finally connects to our unifying topic, the<br />
<strong>Molotov</strong>-<strong>Ribbentrop</strong> pact, originated on the assumption to be, after the<br />
conquest and division of Poland which was sealed by this pact, in possession of<br />
territories, Central European Jews could be forcibly send to. <strong>The</strong> domination of<br />
the polish territories meant a sharp rise of Jews, living under direct German<br />
rule. <strong>The</strong>ir number increased nearly sixfold to over 2 million. 63<br />
This plans, which would soon go under the name „Nisko project”, were<br />
from the very beginning on plans that were about the expulsion of Jews, and<br />
not about a settlement program of Eichmann, as it is often be said. Safrian<br />
speaks generally assumed that the invasion of Poland was accompanied by an<br />
increase in racist politics. This was also reflected in the demand of Hitler to<br />
carry out an expulsion and liquidation program („Vertreibungs- und<br />
Liquidierungsprogramm”) in the occupied territories of Poland. A so-called<br />
„völkisch-politsche Flurbereinigung” („ethnic-political clearing-up of land”),<br />
which was, according to Heydrich directed against the „Judaism, Intelligence,<br />
Clergy and Nobility” of Poland. 64<br />
Up to Hitler’s intention Poland should also have been divided into three<br />
stripes 65 . All Jews should be held in the territory between Vistula and Bug 66 ,<br />
and in this way a „Jewish reservation” should arise according to the ideas of<br />
Hitler, Himmler, Heydrich and also Eichmann. 67 Such a „Jewish reservation”<br />
in the so-called „Generalgouvernement” could at this stage, according to<br />
Safrian, have been understood as the „Endziel” („ultimate goal”).<br />
In the SD-Main Office, however, deportations of Jews into the<br />
„Geralgouvernement” and a further „removal” across the German-Soviet<br />
border were approved by Hitler on the 21 st of September 1939, in the presence<br />
61<br />
YĀḤÎL, Lenî: Die Shoa. Überlebenskampf und Vernichtung der europäischen Juden.<br />
München, 1988. 176-179.<br />
62<br />
KNOPP: Helfer. 39. LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter.<br />
Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 43-46.<br />
63<br />
RIPPER, Torsten: Vom Vorurteil zur Vernichtung. Hitler und die „Endlösung der<br />
Judenfrage”. Schwalbach/Ts., 2001. 40.<br />
64<br />
SAFRIAN, Hans: Eichmann’s Men. 48.<br />
65<br />
After Poland had been split on the 28th of September 1939 between the Soviet Union and<br />
Hitler’s Germany, they agreed on the relocation of ethnic Germans from the Soviet-occupied zone.<br />
66<br />
DIETRICH, Adam Uwe: Judenpolitik im Dritten Reich. Düsseldorf, 1972. 249.<br />
67<br />
IRMTRUD, Wojak: Eichmanns Memoiren. Ein kritischer Essay. Frankfurt/M. 2001. 104-107.<br />
88
of Eichmann. For that Heydrich delivered a program, which had 4 aims: 68 1.<br />
Jews as soon as possible into cities and towns. 2. Jews from the Reich to<br />
Poland. 3. <strong>The</strong> remaining 30,000 Gypsies also to Poland. 4. Systematic<br />
transport of Jews from German territories in freight trains. 69<br />
On the 6 th of October 1939 Eichmann received the order from the leader of<br />
the office IV „Gegnerbekämpfung” („enemy combat”), which was part of the<br />
recently established Reichssicherheitshauptamt RSHA (Reich’s Security Main<br />
Office), to contact Gauleiter Wagner in Kattowitz. This meeting was about the<br />
deportation of about 70-80.000 Jews out of the district Kattowitz and the Jews<br />
out from the Czech-Polish border town Ostrava (Mährisch-Ostrau). Eichmann,<br />
who must have known about the plans of deportations since September 70 ,<br />
immediately began to act and travelled between Berlin, Vienna, Ostrava,<br />
Katowice and Galicia to prepare everything.<br />
Stahlecker thought, that the „Judenfrage” („Jewish Question”) in Vienna<br />
would also been „endgültig gelöst” („finally solved”) during those expulsions.<br />
Those expressions, as well as „restlose Lösung der Judenfrage” („complete<br />
solution of the Jewish question”) are already very similar to the later, at the SS<br />
common term of the „Endlösung” („Final Solution”). But according to Safrian<br />
those terms still meant a full expulsion and no genocide at this stage. 71<br />
On the 15 th of October 1939 Eichmann reported from Ostrava, that the<br />
railway station of Nisko at the San would be the aim of the deportations. In the<br />
implementations of the deportations, Eichmann was given full backing of his<br />
superiors and a very large scope of action. Due to the pressure and initiatives of<br />
Eichmann, the first transport with more than 900 men left Ostrava already on<br />
the 18 th of October 1939. Two days after, a train with 912 men from Vienna<br />
followed. Those men had to be provided from the Jewish Community just as<br />
construction equipment, which was needed for the construction of a camp.<br />
Arrived at Nisko, after a cruel five hour walk, craftsmen were assigned to the<br />
camp, but the majority were chased over the German-Soviet border line under<br />
the use of guns. <strong>The</strong>y were abandoned to their fate.<br />
„Test Run successful”<br />
<strong>The</strong> Nisko-Plan had barely begun, when the order came from above to stop<br />
the action. <strong>The</strong> removal of Jews were instructed to stop. 72 What were the<br />
reasons for the end? This question is answered in different ways.<br />
Burleigh lists the following causes: 1. <strong>The</strong> high transport capacity that was<br />
bound by it, that were needed by the Wehrmacht or for food shipments. 2.<br />
68 SAFRIAN, Hans: Eichmann’s Men. 48-49.<br />
69 Ibid. 49.<br />
70 Ibid. 51.<br />
71 Ibid. 52.<br />
72 Ibid. 56.<br />
89
Eichmann overused his powers, the action was too little thought-out and ended<br />
in chaos and not, as his superiors imagined, in a clean solution. 3. Due to the<br />
deportation of Jews from Vienna city, Katowice or Moravian-Ostrava has not<br />
solved the problem, where to put the ethnic German resettlers after the<br />
German-Soviet agreement of 28 September 1939, which arrived in this area. 73<br />
Burleigh but simultaneously underlines the technical feasibility of mass<br />
deportations. 74<br />
Christopher R. Browning is also of the opinion that the settlement of Baltic-<br />
Germans meant the end of the „Nisko plan”. 75 Peter Longerich agrees only in<br />
part. As Burleigh he also cites the settlement of „ethnic Germans” as the main<br />
reason for the stop, but he doesn’t doubt the organizational skills of Eichmann:<br />
„<strong>The</strong> improvised way, as the Nisko-action was carried out is not due to the<br />
inability of organizational Eichmann […] because the expulsion into an area<br />
that offered no sufficient conditions of existence, would have led within a short<br />
time to the death of large numbers of people and in the long run led to a<br />
process in which the surviving deportees would be through a combination of<br />
poor living conditions and a low birth rate has been sentenced to extinction. It<br />
was therefore the first variant of a comprehensive project for the „Final<br />
Solution”.” 76<br />
In contrast, Safrian sees the reason of the termination of the deportations in<br />
the lack of cooperation between SS, Wehrmacht and Reichsbahn: „<strong>The</strong><br />
collapse of the far-reaching deportation plans was not the consequence of<br />
73 BURLEIGH: 670. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der<br />
Schreibtischtäter. Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 50. In the original<br />
German translation: „Die hohen Transportkapazitäten die dadurch gebunden waren, die von<br />
Wehrmacht oder für Nahrungsmitteltransporte gebraucht wurden. Eichmann überstrapazierte<br />
seine Vollmachten, die Aktion war zu wenig durchdacht und endete im Chaos und nicht wie seine<br />
Vorgesetzten sich das vorgestellten in einer sauberen Lösung. Durch die Deportation von<br />
städtischen Juden aus Wien, Kattowitz oder Mährisch-ostrau wurde das Problem nicht gelöst,<br />
wo man die volksdeutschen Aussiedler die nach dem deutsch-sowjetischen Abkommen vom 28.<br />
September 1939 in diesem Gebiet eintrafen unterbringen sollte.”<br />
74 BURLEIGH: 669-671. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der<br />
Schreibtischtäter. Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 51.<br />
75 BROWNING, Christopher: Der Weg zur „Endlösung”. Entscheidungen und Täter. Bonn,<br />
1998. 19. Read in: LEGENSTEIN, Roland: Adolf Eichmann - der Schreibtischtäter. Koordinator<br />
der „Endlösung”. Dipl.-Arb., Wien, 2002. 51.<br />
76 LONGERICH, Peter: Politik der Vernichtung. Eine Gesamtdarstellung der<br />
nationalsozialistischen Judenverfolgung. München, 1998. 260. Read in: LEGENSTEIN, Roland:<br />
Adolf Eichmann - der Schreibtischtäter. Koordinator der „Endlösung”. Dipl.-Arb., Wien, 2002. 51. In<br />
the original: „Die improvisierte Art und Weise, wie die Nisko-Aktion durchgeführt wurde, ist<br />
keineswegs auf das organisatorische Unvermögen Eichmanns zurückzuführen […] denn diese<br />
Vertreibung in ein Gebiet, das keinerlei ausreichende Existenzbedingungen bot, hätte innerhalb kurzer<br />
Zeit den Tod einer großen Zahl von Menschen zur Folge gehabt und hätte langfristig zu einem Prozeß<br />
geführt, in dem die überlebenden Deportierten durch die Kombination von unzureichenden<br />
Lebensbedingungen und einer niedrigen Geburtenrate zum Aussterben verurteil worden wären. Es<br />
handelte sich demnach um die erste Variante eines umfassenden Projekts zur „Endlösung”.”<br />
90
esistance […] but of logistics. Not enough trains were available, and<br />
Wehrmacht transports had priority. Lack of cooperation among the SS,<br />
Wehrmacht, and Reichsbahn also inhibited the fledging deportation machinery.<br />
It faltered, then came to a standstill, because its cogs did not yet mesh.” 77<br />
Why the preliminary failure still represents a successful test run, Hans Safrian<br />
explains in that way: „Eichmann’s superiors had reason to be satisfied with his<br />
activities. He had gone into high gear; he and his apparatus had taken the<br />
initiative within the parameters of the assigned task. <strong>The</strong>y had succeeded in tearing<br />
thousands of people from their moorings without attracting undue attention,<br />
fooling them with fraudulent tales of retraining camps and „free settlement”, and<br />
manoeuvring them into a transit camp in Galicia or, more accurately, driving them<br />
across the German-Soviet line of demarcation. By accomplishing all that, in the<br />
eyes of their SS superiors Eichmann and his men had gained status as skilful<br />
organizers and so had qualified themselves to carry out further, even more<br />
ambitious assignments. <strong>The</strong>y were ready to climb the next rung of the career<br />
ladder. Just a few weeks after the failure of additional deportations to Nisko,<br />
Eichmann was appointed head of RSHA Referat IV D 4”. 78<br />
Conclusion<br />
<strong>The</strong> role of Eichmann in the NS-apparatus and his own initiatives in the<br />
different phases of the Holocaust may be matters of discussion in literature.<br />
Nevertheless, after the cancelled Nisko-plan, Eichmann was at the peak of his<br />
career as head of the Referat IV D 4, which was later transformed into IV B 4<br />
responsible for eviction matters and Reich Central Office for Jewish<br />
Emigration. He was then responsible for the deportation of Jews from the entire<br />
Reich. He coordinated all the transportation, and was responsible for the<br />
observance of timetables and load factor of the trains.<br />
Plans for Jewish reservations still remained in the early stages, but since the<br />
beginning of the German war against the Soviet Union in 1941, the racist<br />
policies entered a new phase. Eichmann and his unit were directly involved in<br />
the process of gradual transition from a policy of spoliation, expulsion and<br />
ghettoization towards organized destruction of human beings. 79 As an organizer<br />
of the transports Eichmann should later be directly responsible not only for the<br />
dispossession and deportation but also the extermination of the European Jews.<br />
77 SAFRIAN, Hans: Eichmann’s Men. 57.<br />
78 Ibid. 57.<br />
79 Ibid. 59-71.<br />
91
Roesch, Claudia<br />
Spain as a battlefield of ideologies – <strong>The</strong> Changes of International<br />
Alliances due to the Spanish Civil War 1936 – 1939 1<br />
<strong>The</strong> Spanish Civil War from 1936 to 1939 has been analysed by scholars in<br />
several dimensions: the internal Spanish issues that caused the war, the artistic<br />
dimension that brought about famous works of art like Pablo Picasso's Guernica or<br />
Ernest Hemingway's For whom the Bell Tolls, the military dimension, which<br />
includes the testing of new strategies and the concept of total war, and the<br />
international dimension, which often is interpreted as a prelude to the Second<br />
World War. <strong>The</strong> last interpretation, which is contested among scholars, 2 is based<br />
on the fact that all major European powers which took part in World War Two<br />
were already involved in the international debates surrounding the Spanish Civil<br />
War. <strong>The</strong>se international powers can be seen as representatives of the three great<br />
ideologies of the twentieth century: liberalism, fascism and communism. In the<br />
international sphere, it is obvious that Britain and France, who chose to be<br />
neutral in the context of the Spanish conflict, represent liberalism, Nazi Germany<br />
and Italy incorporate fascism 3 and the Soviet Union stands for communism.<br />
In the internal context of the Spanish political sphere, neither ideology has a<br />
clear representation: Stanley Payne notes that in the beginning of the coup d'état<br />
Francisco Franco and his Falange were not fascists but a mix of militarists,<br />
monarchists and conservatives, who only became fascists during the course of<br />
the war. 4 <strong>The</strong> Partido Socialista Obrero Española (PSOE), which was the party of<br />
Prime Minister Francisco Largo Caballero and President Manuel Azaña, should<br />
have been the protector of the liberal democratic Spanish Republic but drifted far<br />
more to the left than socialists in other Western European countries. Meanwhile,<br />
the communist PCE shifted to the centre of the political sphere after the VII.<br />
Comintern Congress by protecting private property and forming alliances with<br />
bourgeois parties in the Popular Front government.<br />
Even though neither of those parties is identifiable with one ideology in its<br />
pure form, they were perceived as representatives of fascism, communism and<br />
liberalism by the international press and foreign governments. For example, the<br />
1<br />
This paper is based on my master thesis „Spanien kämpft für uns” Die Bedeutung des<br />
Spanischen Bürgerkriegs für die deutsche Linke im Exil, Berlin 2009, unpublished.<br />
2<br />
UHL, Michael: Mythos Spanien. Das Erbe der Internationalen Brigaden in der DDR.<br />
Dietz, Bonn, 2004. 37.<br />
3<br />
Keeping in mind the differences between Adolf Hitler's Nazi regime in Germany and<br />
Benito Mussolini's fascist regime in Italy, for example in the question of Anti-Semitism, both<br />
countries will be treated as representatives of fascism, since they were perceived as such by<br />
contemporaries of the 1930s.<br />
4<br />
PAYNE, Stanley G.: Los Orígenes de la Guerra Civil Española. In: Revisión de la Guerra<br />
Civil Española. DE MENDOZA, Bullón, TOGORES, Alfonso and Luis Eugenio (ed.). Actas<br />
Edición, Madrid, 2002. 28.<br />
93
British government refused to give support to the Spanish Popular Front<br />
government because of the participation of the PCE, since it was feared that the<br />
party planned to construct a Bolshevik state in Spain.<br />
<strong>The</strong> intention of this article is to show how the international alliances were<br />
changed due to the involvement of European powers in the Spanish Civil War and<br />
finally lead to the <strong>Molotov</strong>-Rippentrop pact in September 1939. <strong>The</strong>refore, I will<br />
analyse the international dimensions of six key events and show how they changed<br />
political alliances in the international domain. Those key events are the outbreak of<br />
the war on July 17/18, 1936, the installation of the International Brigades in<br />
October 1936, the bombing of Guernica on April 27 th , 1937, the so called May<br />
Events in Barcelona 1937, the withdrawal of all foreign troops in October 1938 and<br />
the speech of Manuel Azaña in the end of the war in 1939.<br />
<strong>The</strong> military coup, which was headed by General Francisco Franco on the<br />
Canary Islands on July 17, 1936 and was translated to the Spanish mainland<br />
one day later, started the Spanish Civil War. In reaction to the coup, anarchist<br />
groups in Catalonia and Aragón declared the outbreak of a revolution and<br />
collectivised factories and farms, while their owners fled to the territory<br />
occupied by the Nationalist insurgents. Enrique Moradiellos notes that the<br />
international dimension of this conflict set in one week later, on July 25, 1936<br />
because all major international newspapers started to write about this event on<br />
that day. 5 This marks the beginning of an international discourse about the<br />
events in Spain whose main participants were the governments of liberal<br />
countries, the left and right wing press, German and Italian exile communities<br />
and international political networks such as the LSI and Comintern.<br />
<strong>The</strong> French Popular Front government under Léon Blum reacted to the coup<br />
d'état by first lending support to the Frente Popular against the insurgents. But, due<br />
to internal pressure from French right wings parties, the government had to<br />
withdraw its support, fearing that a similar coup might take place in France.<br />
Instead, Léon Blum designed the policy of international non-intervention: all<br />
European countries would join an international committee to control that neither<br />
the Republicans nor the Nationalists in Spain received foreign aid. <strong>The</strong> French<br />
initiative was motivated by the attempt to help the Spanish Republic by cutting off<br />
supplies for the nationalist insurgents. It was believed in the first days of the war<br />
that the Republic would be strong enough to win the conflict, if the insurgents did<br />
not get any more support from Mussolini's Italy and Hitler's Germany. 6<br />
Léon Blum passed on the idea to the allied British government, who took<br />
over the initiative to found the Non-Intervention Committee (NIC). But the<br />
conservative government under Stanley Baldwin did not share the French<br />
interest in helping the Spanish Republic, it rather sympathized with the<br />
5 MORADIELLOS, Enrique: El reñidero de Europa. Las dimensiones internacionales de la<br />
guerra civil española. Península, Barcelona, 2001. 19.<br />
6 KNOLL, Viktor: Zur Vorgeschichte des Abkommens über Nichteinmischung in Spanien<br />
1936. In: Zeitschrift für Geschichtswissenschaft 35 (1987) No. 1, 25.<br />
94
Nationalist insurgents because the Popular Front government and the<br />
revolutionary councils in Catalonia and Aragón were considered a threat to<br />
British business interests in Spain. 7 Germany and Italy were able to remain in<br />
the NIC despite continuing their support the Spanish Nationalists, which turned<br />
the whole committee into a farce. 8 In the end, the NIC proved to be ineffective<br />
in curbing foreign support to the fighting parties in Spain: German and Italian<br />
aid to the Nationalists was increased and the Soviet Union was the only<br />
European power, which sold arms to the Republic.<br />
<strong>The</strong> common support of the Spanish Nationalists is often considered to be the<br />
starting point of the axis Berlin-Rome: in the international press, it was soon<br />
known that Mussolini and Hitler supported Franco because Italian air planes<br />
loaded with supplies for Spain crashed in the Mediterranean Sea and documents of<br />
an assumed collaboration between the insurgents and the NSDAP were found in<br />
the revolutionary Barcelona. Those findings were quickly published in the<br />
international leftist press, such as the German social-democrats in exile (SoPaDe)<br />
paper Neuer Vorwärts. 9 Because of that, leftists all over Europe started to consider<br />
Franco a puppet of Hitler and Mussolini 10 and believed that the coup d'état had<br />
been planned by an international conspiracy of fascism, 11 a theory that was first<br />
published by the Soviet journal Pravda on August 1, 1936. 12<br />
Not only did the European leftist networks believe in an international union of<br />
fascism, also Benito Mussolini made allusions in that direction. In a speech given<br />
on November 1, 1936 he termed the expression „axis powers” 13 while speaking<br />
about the friendship of Germany and Italy, which started with the common<br />
support of the Spanish Nationalists. Before the outbreak of the Spanish Civil<br />
War, the relations between the two countries had not been the best due to<br />
Mussolini's fears that Hitler's aspirations for Austria would endanger his claim<br />
for South Tirol. However, shortly after the joint support for Franco, an agreement<br />
in this question was reached, so that historians consider the collaboration of the<br />
two regimes in Spain as the beginning of the axis Berlin-Rome. 14<br />
<strong>The</strong> Soviet Union was the only European power that supported the Spanish<br />
Republic by selling weapons and by creating the International Brigades, whose<br />
7 BERNECKE, Walter L.: Krieg in Spanien 1936-1939. Primus, Darmstadt, 1991. 84.<br />
8 VILAR, Pierre: Der Spanische Bürgerkrieg 1936-1939. Wagenbach, Berlin, 2005. 35.<br />
9 Neuer Vorwärts 165. 1936 (09.08.1936) 2.<br />
10 ZUR MÜHLEN, Patrik von: Spanien war ihre Hoffnung. Deutsche Linke im Spanischen<br />
Bürgerkrieg 1936 bis 1939. Neue Gesellschaft, Bonn, 1983. 128.<br />
11 ANONYMOUS: „Spanien lehrt: Internationale Verschwörung des Faschismus<br />
gegen Demokratie und Frieden- Schafft die Friedens-Weltfront”, in: DVZ 1.21<br />
(09.09.1936), 3.<br />
12 CARR, E.H.: <strong>The</strong> Comintern and the Spanish Civil War. Macmillan, London, 1984. 16.<br />
13 SCHAUFF, Frank: Der verspielte Sieg. Sowjetunion, Kommunistische Internationale und<br />
Spanischer Bürgerkrieg 1936-1939. Campus, Frankfurt am Main, 2004. 49-50.<br />
14 MORADIELLOS, Enrique: El reñidero de Europa. Las dimensiones internacionales de la<br />
guerra civil española. Península, Barcelona, 2001. 258.<br />
95
ole in the defence of Madrid in November 1936 was considered to be essential. 15<br />
<strong>The</strong>se troops were formed by the Comintern in September 1936 and consisted of<br />
communists, socialists and independent leftists from all over Europe and the<br />
United States. <strong>The</strong>y were recruited by the French PCF and financed by Soviet<br />
money. However, the International Brigades were explicitly dissolved from any<br />
political movement and their goal was to defend Spanish democracy and freedom<br />
in general against fascist aggression. 16 <strong>The</strong> motivations for the volunteers to<br />
leave their home countries and join the Republican side in Spain were several:<br />
many claimed to fight for their ideology or for freedom, while the definitions of<br />
freedom differed within the political spheres. Others were motivated by a strive<br />
for personal heroism, while recruits from Germany and Italy in exile hoped to<br />
initiate the defeat of fascism in their home countries by beating the axis forces in<br />
Spain. Also, they tried to escape loneliness and boredom in exile by being<br />
integrated in the international troops. 17 Even though the brigades declared<br />
themselves independent of any political movement, communist party members<br />
dominated. It is estimated that 60% of the Interbrigadistas were communists. 18<br />
Internationally, the Brigades were perceived as Stalin's personal army, an<br />
expression that sometimes is still found in secondary literature today. 19<br />
Especially, reports about secret service activities in the Brigades shed a bad light<br />
on the Soviet and international leadership and made many liberal leftists doubt<br />
that communism would offer the freedom that they aspired. Many leaders of the<br />
International Brigades continued their political careers and gained leading<br />
positions in communist regimes after 1945, such as Walter Ulbricht and Erich<br />
Mielke in GDR and Josip Broz Tito in Yugoslavia.<br />
<strong>The</strong> Soviet support of the Spanish Civil War has always been criticized as<br />
being only half-hearted because hardly any Soviet soldiers were involved in the<br />
International Brigades and the weapons sold to the Republic were outdated. It<br />
can be assumed that this was due to the fact that Stalin feared an attack by<br />
Germany and did not want to weaken his forces in an attempt to help the<br />
Spanish. Also, Stalin did not pursuit to create a Soviet republic in the parts of<br />
Spain controlled by his brigades because he did not want to alienate the British<br />
and French government. 20 Instead, he was seeking an alliance with them<br />
15 SCHWARTZ, Stephen: <strong>The</strong> Spanish Civil War in Historical Context. In: Critique, Journal<br />
of Socialist <strong>The</strong>ory 32-33 (2000), 149.<br />
16 CASTELLS, Andreu: Las Brigadas Internacionales de la guerra de España. Ariel,<br />
Barcelona, 1974. 93.<br />
17 McLELLAN, Josie: ‚I Wanted to be a Little Lenin’: Ideology and the German<br />
International Brigade Volunteers. In: Journal of Contemporary History 41 (2006) No. 2, 293.<br />
18 SCHWARTZ, Fernando: La Internacionalización de la Guerra Civil Española. Ariel,<br />
Barcelona, 1999. 203.<br />
19 SCHWARTZ, Stephen: <strong>The</strong> Spanish Civil War in Historical Context. In: Critique, Journal<br />
of Socialist <strong>The</strong>ory 32-33 (2000), 151.<br />
20 SCHAUFF, Frank: Der verspielte Sieg. Sowjetunion, Kommunistische Internationale und<br />
Spanischer Bürgerkrieg 1936-1939. Campus, Frankfurt am Main, 2004. 20.<br />
96
against Germany and Italy trying to show that fascism was a greater danger to<br />
European peace than communism.<br />
While Stalin did not want to risk a division with Britain and France over<br />
Spain, those two countries were not willing to wage a war over a country that<br />
was perceived as backward and on the periphery of Europe. 21 Nevertheless,<br />
large parts of the population in these liberal democracies were appalled by the<br />
Appeasement Policy. <strong>The</strong> reason for this was the practise of the German<br />
Luftwaffe to test new tactics of bombing open cities, which culminated in the<br />
bombing of the Basque city of Guernica on April 27 th , 1937.<br />
<strong>The</strong> bombing of Guernica was not the first bombardment of an open city<br />
risking large numbers of civilian victims. Already in November 1936 the Madrid<br />
suburb Getafe had been attacked by the Legion Condor and in March 1937 the<br />
monastery of Durango was bombed. But Guernica became a worldwide symbol<br />
of the atrocities of modern warfare because international journalists happened to<br />
come to the city four hours after the bombing and send reports about the killing<br />
and destruction to the British newspapers Times and Daily Express. 22 Together<br />
with Pablo Picasso's famous painting that was shown to the public on June 17,<br />
1937, these articles helped to shape the symbolic meaning of Guernica as a<br />
warning of the atrocities of war in general. Ian Patterson referred to the atrocities<br />
of the bomb war as a „propaganda gift” 23 for the Republican side, because soon<br />
posters appeared in cities in France, Netherlands and Britain showing pictures of<br />
childhood victims of the bombing of Madrid with the English and French<br />
captions „If you tolerate this, your children will be next” and „What are you<br />
doing to prevent this / Que fais-tu pour empêcher cela?” 24 As the language of the<br />
slogans shows, those posters were directed to the British and French public. <strong>The</strong>ir<br />
message was to show the atrocities of war to a Western audience and to admonish<br />
them against the dangers of fascist aggression. <strong>The</strong> intention of the posters was to<br />
mobilize the public in these democratic countries to put pressure on their<br />
governments to change the Appeasement Policy and give support to the Spanish<br />
Republic. <strong>The</strong> posters argued that fascist expansionism had to be stopped in<br />
Spain or else other European cities might be the next to be bombed and British or<br />
French children would be the next victims.<br />
But the British and French government did not change their policy and<br />
about a week after the bombing of Guernica events took place that made the<br />
21<br />
PRESTON, Paul: El contexto Europeo y Las Brigadas Internacionales. In: GALLEGO,<br />
Requena, LOSA, Manuel und Sepúlveda, MARIA, Rosa: Las Brigadas Internacionales. El<br />
Contexto internacional, los Medios de Propaganda, Literatura y Memorias. Ediciones le la<br />
Universidad de Castilla-La Mancha, Cuenca, 2003. 15.<br />
22<br />
SHELMERDINE, Brian: British Representations of the Spanish Civil War. Manchester<br />
University Press, Manchester-New York, 2006. 168.<br />
23<br />
PATTERSON, Ian: Guernica and Total War. Harvard University Press, Cambridge-Mass.-<br />
London, 2007. 15.<br />
24<br />
LEFEBVRE, Michel, SKOUTELSKY, Rémi: Les Brigades Internationales. Images<br />
Retrouvées, Seuil, Paris, 2003. 77.<br />
97
public doubt the democratic idea of the Spanish Republican government: from<br />
May 2 till 7, 1937 riots broke out in Barcelona, the city that was furthest away<br />
from the front. <strong>The</strong> fighting took place between anarchists and communist<br />
controlled police forces after the police forces had tried to regain control over<br />
the telephone exchange, which was controlled by an anarchist council since the<br />
outbreak of revolution. <strong>The</strong> fights continued for several days until the leaders<br />
of the anarchist labour union CNT summoned their affiliates to lay down their<br />
weapons. After the so called „civil war within a civil war,” 25 communists<br />
blamed the ultra-leftist Partido Obrera de Unificaón Marxista (POUM), who<br />
had been fighting on the side of the anarchists. <strong>The</strong> POUM was considered to<br />
be Trotskyist because one of their leaders had met with Leon Trotsky in the<br />
1920s. 26 <strong>The</strong> PCE justified persecution of the POUM leaders by accusing all<br />
alleged Trotskyists of being fascist spies. <strong>The</strong> statement of Leon Trotsky that he<br />
doubted whether the Spanish working class would be strong enough to win the<br />
war was interpreted by communists as a proof of Trotsky's support for Franco. 27<br />
<strong>The</strong>se events were internationally seen in the context of the Moscow trials<br />
against supporters of Trotsky and and it is assumed that the order to eliminate<br />
the leaders of the POUM was given by Moscow. 28 <strong>The</strong> May Events were thus<br />
interpreted as a proof of the danger of Soviet influence in Spain. Due to the<br />
unfair trials in Moscow and Barcelona, communist party members like Willi<br />
Münzenberg and independent leftists like Leopold Schwarzschild broke with<br />
communism and started to consider the Stalinist regime as totalitarian as the<br />
Nazi regime or Italian fascism. 29 For conservative and liberal observers,<br />
fascism now presented itself as the lesser evil because it preserved private<br />
property and commercial interests in Spain while both ideologies persecuted<br />
dissidents and denied freedom of speech in the same fashion.<br />
In the following 15 months, the European powers negotiated the withdrawal<br />
of foreign troops from Spain. <strong>The</strong> NIC had become more and more of a farce<br />
because it was obvious for all participants that Germany and Italy continued to<br />
supply arms and troops to the nationalist side. With the aid of the axis countries,<br />
Franco's troops had managed to conquer the whole northern part of Spain and<br />
reached the Mediterranean coast, splitting the Republican territory in two parts.<br />
Under these military circumstances in autumn of 1938, it was only a question of<br />
time until the Spanish Republic would be defeated. Only then did the German<br />
25<br />
SCHAUFF, Frank: Der verspielte Sieg. Sowjetunion, Kommunistische Internationale und<br />
Spanischer Bürgerkrieg 1936-1939. Campus, Frankfurt am Main, 2004. 40.<br />
26<br />
GRAHAM, Helen: <strong>The</strong> Spanish Republic at War 1936-1939. Cambidge University Press,<br />
Cambridge, 2002. 288.<br />
27<br />
ANONYMOUS: „Trotzki für Franco”, in: DVZ 2.10 (07.03.1937), 4.<br />
28<br />
KNETSCH, Gabriele: Der Bruderkampf der Linken. Die republikanische Parteipresse im<br />
Spanischen Bürgerkrieg. In: Tranvia 41 (1996), 18.<br />
29<br />
JASPER, Willi: Hotel Lutetia. Ein deutsches Exil in Paris. Hanser, Munich and Vienna,<br />
1994. 110.; BACHMANN, Jörg J.: Zwischen Paris und Moskau. Deutsche bürgerliche<br />
Linksintellektuelle und die stalinistische Sowjetunion 1933-1939. Palatium, Mannheim, 1995. 34.<br />
98
and Italian governments agree to the withdrawal of all international troops from<br />
Spanish soil: the Legion Condor and Italian Corpo Truppe Volontarie from the<br />
Nationalist side, and the International Brigades from the Republican side. This<br />
agreement was reached a few days after the the signing of the Munich Agreement<br />
on September 30, 1938 and left the Spanish Republicans under the impression<br />
that they were let down by the international community in the same way as<br />
Czechoslovakia. In a speech at the League of Nations the Spanish Republican<br />
foreign minister Julio Álvarez del Vayo tried one last time to appeal to the<br />
international community and remind them of the danger of expanding fascism,<br />
but the agreement in the NIC over Spain and the Munich Agreement made it<br />
obvious that the League of Nations had failed to preserve peace in Europe and<br />
was replaced by bi- and multi-lateral agreements among the different states. 30<br />
After the latest rejection to help the Spanish Republic and the Munich<br />
Agreement, Spanish and international leftist commentators were only concerned<br />
with one question: which country will be the next to be swapped by the fascist<br />
aggression? Most commentators believed that France would be the next target, as<br />
a contemporary cartoon illustrates: it shows a German and an Italian soldier<br />
marching from the destroyed Spain over the Pyrenees to France following an air<br />
plane dropping bombs on the Eiffel Tower. 31 Also Poland and the Soviet Union<br />
were discussed as being the next potential targets, leaving Stalin discomforted<br />
and after the Munich Agreement without an ally to count on. 32<br />
On April 1, 1939 General Franco officially declared the Spanish Civil War to be<br />
over and the Nationalists to be the winners. Shortly before that date, the Republican<br />
president Manuel Azaña had declared in a speech to the international public what<br />
were the reasons for the defeat of the Spanish Republic: the first and most important<br />
reason for the loss, according to Azaña, was the reaction of the British government in<br />
initiating a non-intervention policy that actually helped the Nationalists. <strong>The</strong> second<br />
reason was the conflict within the Republican zone between communists and<br />
independent leftist groups that weakened the defence. As a third factor, Azaña gave<br />
the military support of Nazi Germany and Fascist Italy to the National side. Franco's<br />
own military power and strategy was only ranked as forth and least decisive element<br />
in the defeat of the Spanish Republic. 33 <strong>The</strong>refore, all three major reasons for the loss<br />
of the Spanish Republic can be seen in the international dimension of the war. Since<br />
scholars agree that the fear of communism was the main motivation behind the<br />
British policy towards the Spanish republic and the communists are blamed for the<br />
escalation of the May Events in Barcelona and consequent political witch-hunts,<br />
communists are connected to the two main reasons given for the loss of the<br />
30 ANONYMOUS: „Von den spanischen Fronten”. In: DVZ 3.39 (25.09.1938), 6.<br />
31 ANONYMOUS: „Der neue Marsch”. In: Neuer Vorwärts 246 (06.03.1938), B1.<br />
32 MORADIELLOS, Enrique: El reñidero de Europa. Las dimensiones internacionales de la<br />
guerra civil española. Península, Barcelona, 2001. 258.<br />
33 Ouoted from: COLLADO SEIDEL, Carlos: Der Spanische Bürgerkrieg, Geschichte eines<br />
europäischen Konflikts. Beck, München, 2006. 164.<br />
99
Republicans. In the refugee camps in Southern France, where Spanish Republicans<br />
and German Interbrigadistas were placed in the spring of 1939, attempts to reunite<br />
the leftist forces against fascism failed because socialists, as well as ultra-leftist and<br />
liberals blamed the communists at least partially for the defeat of the Spanish<br />
Republic. 34 <strong>The</strong>refore, the communists were isolated in the leftist sphere of politics.<br />
This isolation reflected the isolation that Stalin found himself in after the<br />
Munich Agreement and the end of the Spanish Civil War. Because of this isolation,<br />
it is generally agreed, that the experience of the Non-Intervention farce in Spain<br />
and the Munich Agreement made Stalin conclude that the Soviet Union would not<br />
receive support by the Western Democracies in case of a German attack. 35 So, he<br />
tried to break the Soviet isolation by seeking a pact with Germany. This was the<br />
origin of the <strong>Molotov</strong>-Rippentrop pact concluded on August 24, 1939. 36<br />
<strong>The</strong>refore, it can be concluded that the Spanish Civil War was in fact a<br />
prelude to the <strong>Molotov</strong>-Rippentrop pact and World War Two: already the<br />
international reaction to the outbreak of the Spanish Civil War showed that the<br />
British government was more concerned about the spread of communism than<br />
about the expansion of fascism and the French were not able to help the Spanish<br />
due to internal pressures directed against communism. <strong>The</strong> formation of the<br />
International Brigades can be seen as an attempt of the Soviet Union to reduce<br />
international fears of communism by making them an explicitly non-ideological<br />
troop and by protecting private property in the republican zone. <strong>The</strong> bombing of<br />
Guernica raised fears against fascism in the public opinion of the Western<br />
countries. But the public was not able to shift their governments' policies because<br />
soon after the bombing the reaction of the Spanish communists to the Barcelona<br />
May Events and the connection drawn between the persecution of the POUM<br />
and the Moscow trials again discredited communism in the liberal countries. <strong>The</strong><br />
Munich Agreement and the NIC made it obvious that the liberal countries France<br />
and Great Britain were not interested in curbing the expansion of fascism or<br />
waging a war over the ČSR or Spain, and therefore would also not enter a war to<br />
defend the communist Soviet Union. This and the general blame on communists<br />
for the Spanish Civil War displayed the international isolation that the Soviet<br />
Union was trapped in the beginning of 1939. <strong>The</strong>refore, Stalin made the attempt<br />
to break this isolation by forming a non-aggression pact with the rival, who he<br />
feared the most: Nazi Germany. This makes the Spanish Civil War a prelude to<br />
the <strong>Molotov</strong>-Rippentrop pact. Of course, it can be argued, as Eric Hobsbawm<br />
34 MALLMANN, Klaus-Michael: „Kreuzritter des antifaschistischen Mysteriums”. Zur<br />
Erfahrungsperspektive des Spanischen Bürgerkrieges. In: GREBING, Helga, CHRISTL, Wickert<br />
(Hg.). Das „andere Deutschland” im Widerstand gegen den Nationalsozialismus. Beiträge zur<br />
politischen Überwindung der nationalsozialistischen Diktatur im Exil und im Dritten Reich.<br />
Klartext, Essen, 1994. 47.<br />
35 SCHAUFF, Frank: Der verspielte Sieg. Sowjetunion, Kommunistische Internationale und<br />
Spanischer Bürgerkrieg 1936-1939. Campus, Frankfurt am Main, 2004. 315.<br />
36 MORADIELLOS, Enrique: El reñidero de Europa. Las dimensiones internacionales de la<br />
guerra civil española. Península, Barcelona, 2001. 258.<br />
100
does, 37 that World War Two would have even broken out without the conflict in<br />
Spain but this belongs to „what-if” history and the facts that I presented in my<br />
article clearly show that there is a direct line between the reactions of the<br />
European powers to the Spanish Civil War and the Hitler-<strong>Molotov</strong> pact, which<br />
serves as prelude to the attack on Poland on September 1, 1939.<br />
37<br />
HOBSBAWM, Eric: Das Zeitalter der Extreme. Weltgeschichte des 20. Jahrhunderts.<br />
DTB, Munich, 2007. 202.<br />
101
102
Kałan, Dariusz<br />
<strong>The</strong> Ukrainian Question in German Foreign Policy<br />
(March 1938 - September 1939)<br />
Ukraine has played a great role in German political thought since at least<br />
18 th century. In the complex of common projects, the essential issue was the<br />
image of Ukraine as a path to Russia. Writers, politicians and historians, such<br />
as <strong>The</strong>odor Schiemann, Friedrich Naumann or Paul Rohrbach, the author of<br />
often-quoted maxim „who reigns in Kiev, reigns in Moscow” 1 , were convinced<br />
that the capture of Ukraine will become the grounds for economic and political<br />
crash of Russian Empire.<br />
However, the revival of folkish ideology in the early 1920s along with a<br />
new geopolitical conceptions designed by Friedrich Ratzel and popularized by<br />
Karl Haushofer allowed the role of Ukraine itself to be identified and valued.<br />
Haushofer, a professor of the University of Munich and creator of theoretical<br />
background of Adolf Hitler’s foreign policy, directed the German geopolitical<br />
expansion eastward. In his opinion there was a need to search for so-called<br />
„living space” (Lebensraum) for Germany due to its rise to greater prominence<br />
in Europe. Ukraine, abounded with fecund soils and numerous of raw<br />
materials, full of wild unspoiled landscapes, has been considered the perfect<br />
place for German colonization. Hence, during the 1930s Nazis didn’t lose sight<br />
of Ukraine as the crucial facet of all the variations of their eastern policy<br />
projects. <strong>The</strong> most audacious one, created by Richard Darré in 1932, assumed a<br />
German leadership role in the territories from Finland in the north through<br />
Poland, Ukraine, Hungary and Balkans to Georgia in the south 2 .<br />
Though Hitler did not mention Ukraine itself in an exposition of his political<br />
ideology in „Mein Kampf”, he clearly knew that Ukraine is crucial for<br />
Lebensraum to be successfully implemented. Hermann Rauschning, the author<br />
of „Hitler Speaks”, cited the Poland-related conversation with Führer from<br />
1934. Rauschning had suggested that Polish government would take back some<br />
selected western territories bordering with Germany, but in return should be<br />
given soils located at the Baltic Sea (Lithuania) and at the Black Sea (Ukraine).<br />
After Hitler carefully analyzed this proposal he finally declared: „<strong>The</strong>se<br />
gentlemen will have to Ukraine slip their mind” 3 . Obviously, this short<br />
statement is nothing like how Ukraine was described during the World War II.<br />
Four months after the Germany’s invasion of the Soviet Union Hitler wrote:<br />
„<strong>The</strong>re is no country that can be to larger extent autarkic than Europe will be.<br />
Where is there a region capable of supplying iron of the quality of Ukrainian<br />
1<br />
WILSON, Andrew. Ukraińcy. Translated by Marek Urbański. Warszawa, 1992. 306.<br />
2<br />
RAUSCHNING, Hermann: Rozmowy z Hitlerem. Translated by Ryszard Turczyn.<br />
Warszawa, 1994. 44.<br />
3<br />
Ibidem, 130.<br />
103
iron? Where can one find more nickel, more coal, more manganese, more<br />
molybdenum? Ukraine is the source of manganese to which even America goes<br />
for its supplies. And, on top of that, so many other possibilities! <strong>The</strong> vegetable<br />
oils, the heave plantations to be organized. With 100,000 acres devoted to the<br />
growing of rubber, our needs are covered”. 4<br />
Among reasons which Hitler was given to explain eastern territorial<br />
expansion was also strong racial attitude and memories of German control over<br />
Ukraine in 1918 5 . That experience reinforced his belief that the Ukrainians are<br />
precarious and untrustworthy allies, almost bolshevists, and even the<br />
Belarusians were much more prized by him 6 . In the final analysis, Nazi view of<br />
Ukraine, that so-called „new Indian Empire” 7 , was affected by both the image<br />
of unused economic potential, which includes Ukraine’s considerably role in<br />
petroleum transit from Caucasus, and Hitler’s immense contempt for Slavs<br />
living there, who were find incapable of efficient self-organization. According<br />
to Nazi ideology Slavs were directly created to either the post of labor force or<br />
just to undertake diversionary actions against the Soviet Union.<br />
Surprisingly, Germany enjoyed respect in Ukraine. <strong>The</strong> issue that inflamed<br />
pro-German attitude of Ukrainian independence movement in general was in<br />
fact experience of World War I, namely German intervention in 1918 and<br />
proclamation the Hetmanate by Pavlo Skoropadskyi. That short period bore no<br />
resemblance to the bolshevists repressions of that time. On the contrary, the<br />
German occupation resulted in relative restoration of economic institutions as<br />
well as comparative political stability. 8 Many Ukrainians pointed to the rise of<br />
chaos after backdown of the German army in November 1918 as cautionary<br />
tales of what can happen without their protection. <strong>The</strong> Germans were very<br />
often declared to be exponents of higher civilization and counterbalance for the<br />
wild Russians. <strong>The</strong>refore, in the 1920s it was Berlin that has became an<br />
important centre of Ukrainian emigration.<br />
Moreover, the Ukrainians found it prudent to cooperate with Germans<br />
during the 1930s 9 because of mutual resentment. Both Germany and Ukraine<br />
4 Bormann-Vermerke. cz. I (tzw. „gawędy domowe” Hitlera z lat 1941-1944). In:<br />
ZABOROWSKI, Jan (ed.): „Generalplan Ost”. Koncepcje i plany polityki wschodniej Adolfa<br />
Hitlera (wybór tekstów). Warszawa, 1997. 107.<br />
5 HRYCAK, Jaroslav: Tezy do dyskusji o UPA. In: Idem. Nowa Ukraina. Nowe interpretacje.<br />
Wrocław, 2002. 92.<br />
6 HITLER, Adolf: Rozmowy przy stole 1941-1944. Charyzma 1996. 88.<br />
7 Bormann-Vermerke, cz. I…, 110.<br />
8 MEDRECKI, Włodzimierz. Niemiecka interwencja na Ukrainie w 1918 roku. Warszawa,<br />
2000. 306-307.<br />
9 Although Ukrainian nationalists have kept in touch with NSDAP since 1921, their mutual<br />
relations developed during next decade, especially when Nazis came to power in Germany in 1933.<br />
Hitler put the Ukrainians to use in undertaking diversionary actions against the USSR and in<br />
forming intelligence network in East Europe and Balkans. <strong>The</strong> cooperation was much strengthened<br />
in 1933, when in Munich Ukrainian National Federation (UNO) was designed. UNO was formally<br />
liable for caring for the Ukrainians living in Germany, but its authorities was totally subordinated to<br />
104
were remarkably dissatisfied with the new world order to be imposed in<br />
Versailles. For Ukraine lack of international support at the conference cost of<br />
losing dreams about its own statehood. 10 Ukrainian territory has been divided<br />
into four countries: Poland, Czechoslovakia, Romania and the Soviet Union.<br />
Indeed, the Ukrainians demanding revision of the borders had much in<br />
common with German National Socialist Movement.<br />
<strong>The</strong> introduce of a German territorial expansion had a great impact on the<br />
Ukrainian question. <strong>The</strong> annexation of Austria in March 1938 as well as<br />
favorable results of the Munich Conference six month later, led Germany to<br />
facing with territorial claims of other nations, which were encouraged by the<br />
silent acquiescence of the Western powers in Munich. <strong>The</strong> object of interest of<br />
Hungary, Slovakia, Poland and Ukraine was Czechoslovakia, yet greatly<br />
weakened by losing Sudetenland. In late autumn of 1938 partition of<br />
Czechoslovakia was carried on: backed by Hitler Slovakia declared autonomy,<br />
Poland regained Zaolzie and Hungary started an occupation border areas in<br />
accordance with the First Vienna Award.<br />
Soon after the implementation of Munich Agreement also Rusyns living in<br />
Carpathian Ruthenia seized their opportunity and declared autonomy within<br />
Czechoslovakia. Who were they? In interwar period they had succeeded in<br />
having cultural, language and political freedoms. Those concessions would<br />
enable them to have their own national clerisy. 11 Likewise Ukrainians from the<br />
other side of Carpathian mountains, they were also permeated by independence<br />
thought. <strong>The</strong> issues of the proclamation of autonomy in October 1938,<br />
formation of the government by pro-Ukrainian Avgustyn Voloshyn and<br />
creation of the military organization named Carpathian Sich, swiftly raised<br />
hope for unification of all Ukrainian territories. Carpathian Ruthenia<br />
(Carpatho-Ukraine) started to be identified as „Ukraine’s Piedmont”.<br />
Germans did their best to support Ukrainian hopes, mostly unofficially.<br />
<strong>The</strong>y not only did not object to the autonomy but also in accordance with an<br />
economic agreement of 7 December 1938 they increased the food and wood<br />
supply and pledged infrastructure investment in Carpatho-Ukraine 12 . <strong>The</strong><br />
person in the German government who made the recommendation that<br />
Germany should seek to back up efforts of the Ukrainians was the Minister of<br />
Foreign Affairs, Joachim von <strong>Ribbentrop</strong>. <strong>The</strong> <strong>Ribbentrop</strong>’s view was nicely<br />
summarized by his Italian colleague and counterpart, Galleazzo Ciano.<br />
Nazis. Contacts between the Germans and Ukrainian nationalists in Ukraine were maintained<br />
unofficially (by the agency of Riko Jarij) because the Germans were afraid of taking consequences<br />
of the OUN’s activity, which was becoming more and more extremist. TORECZKI, Roman:<br />
Kwestia ukraińska w polityce III Rzeszy (1933-1945). Warszawa, 1972. 119-125.<br />
10 Lack of international support is the main reason for failure of Ukrainian revolution 1914-<br />
1923 according to Jaroslav Hrycak. HRYCAK, Jaroslav: Nowa Ukraina. Nowe interpretacje.<br />
Wrocław, 2002. 75-76.<br />
11 O. Subtelny. Ukraine: A History. Toronto 1994, p. 448-449.<br />
12 TORECZKI, Roman: Kwestia ukraińska w polityce III Rzeszy (1933-1945). Warszawa, 1972. 166.<br />
105
According to his diaries, the main reason of <strong>Ribbentrop</strong>’s attitude was anger<br />
with Hungarian attempts of imperial policy 13 . In January 1939 at the closed<br />
meeting with German generals he presented his vision of the future fate of<br />
Ukraine. He said: „<strong>The</strong> Ukrainian question allows us coup de grace of Poland as<br />
well as the USSR to be inflicted. Taking everything into consideration, we can<br />
carry on implementing the ideological purpose of our eastern policy, which is to<br />
create „Great Ukraine” consisting of all ethnographic Ukrainian territories in<br />
the USSR, Poland and Transcarpathia. (…) Obviously, this country will survive<br />
only thanks to unconditional devotion to Germany. <strong>The</strong> division of Poland and<br />
the USSR will result in the augmentation of our activity in the east and finally<br />
make us to rule according to the maxim „divide et impera”. We are aware that<br />
the first step to bring it off is „Carpatho-Ukraine” 14 .<br />
It’s worth mentioning that <strong>Ribbentrop</strong>’s conception was characterized by<br />
variation of the famous Alfred Rosenberg’s idea. Rosenberg, in the 1940s head<br />
of the Reich Ministry for the Occupied Eastern Territories, observed that the<br />
Soviet Union was not a monolithic state, but rather a conglomerate of many<br />
small nations. He suggested that Germany should appeal to the non-Russian<br />
nationalities’ quest for freedom, arguing that such an appeal would reduce the<br />
force of Soviet resistance. <strong>The</strong>re is the mistaken impression that Rosenberg as<br />
well as <strong>Ribbentrop</strong> acted in opposition to Hitler. Ihor Kamenetsky rightly<br />
mentioned, that „in reality, there is not a substantial difference in their attitudes<br />
and actions regarding German Lebensraum” 15 . <strong>The</strong> ultimate goal of all of them<br />
was to make Ukraine to be subordinated to Germany on the one hand and to<br />
adapt eastern territories to the needs of German colonists on the other.<br />
<strong>The</strong> Carpatho-Ukrainian experiment lasted only five months and even<br />
proclamation of independence in a symbolic gesture of Voloshyn did not stop<br />
Hungarian annexation of that territory in March 1939. <strong>The</strong>re are at least three<br />
reasons of its failure:<br />
1. Firstly, there was absolutely no support from Western powers. France<br />
and England as well as the Soviet Union declared desinteressment.<br />
Furthermore, it was not just Hungary who has ordered territorial changes.<br />
Carpatho-Ukraine had to struggle with Polish objections, too. Both Poland and<br />
13<br />
On 28th October, 1938 Ciano noted in his diary: „<strong>Ribbentrop</strong>’s attitude is hostile towards<br />
Hungary, whereas Czechs are unashamedly supported by him”, and Italian minister has in mind<br />
the Carpathian issue itself. In November Ciano described negotiations between Italy and<br />
Germany, which eventually resulted in First Vienna Award. <strong>The</strong> Italians advocated Hungary<br />
which strongly requested a recapture of Carpathian Ruthenia, whereas the Germans, represented<br />
by <strong>Ribbentrop</strong>, sought to tone down Hungarians’ pretensions. CIANO, Galeazzo: Dziennik 1937-<br />
1943. Edited by T. WITUCH. Pułtusk, 2006. 258.<br />
14<br />
TORECZKI, Roman: Kwestia ukraińska w polityce III Rzeszy (1933-1945). Warszawa,<br />
1972. 161-162.<br />
15<br />
KAMENETSKY, I.: German Colonization Plans In Ukraine during World War I and II.<br />
In: TORKE, Hans-Joachim, HIMKA, John-Paul (ed.): German-Ukrainian Relations in Historical<br />
Perspective. Toronto, 1994. 101.<br />
106
Hungary sought to set up a common border and additionally Polish government<br />
remonstrated with the recruiting Ukrainian nationalist politicians prosecuted in<br />
Poland in Carpatho-Ukraine administration. 16<br />
2. Secondly, at least since the death of Yevhen Konovalets in March 1938<br />
there was a deep division within Organization of Ukrainian Nationalists<br />
(OUN), the main independence movement in Ukraine. <strong>The</strong>refore, some<br />
politicians expressed their skepticism about special role of Carpatho-Ukraine,<br />
while others, the young ones, joined the Carpathian Sich en masse.<br />
3. And thirdly – the most important thing – the German view. It was<br />
Hitler who approved Hungarian annexation of Carpatho-Ukraine. What did<br />
happen with the project of „Great Ukraine” 17 ? Faced with two rival plans,<br />
Hungarian and Ukrainian, Hitler’s approach was to say yes to the stronger one.<br />
Hungary, at least since the time that Bela Imredy was appointed prime minister,<br />
has belonged to the closest allies of Germany. Thus far they had consented to<br />
German economic penetration and – what probably was decisive – on 24 th<br />
February 1939, a month before an invasion, they joined the Anti-Comintern<br />
<strong>Pact</strong>. Moreover, it’s pointless to pretend that Hitler or anybody from his tight<br />
inner circle was a slavophile; as a matter of fact day after crash of Carpatho-<br />
Ukraine Hitler intimated president of Czechoslovakia Emil Hacha into<br />
accepting the German occupation of the Czech rump state. Yet in this case, the<br />
idea of „Great Ukraine” – and <strong>Ribbentrop</strong> must have known it – was<br />
exaggerated and inconceivably in winter 1938/1939. Questions of Galicia,<br />
Volhynia and the Soviet part of Ukraine must have been left unanswered,<br />
because plans of any territorial changes of Poland and – notably – the Soviet<br />
Union at that moment would go too far.<br />
What were the consequences for German-Ukrainian relations of failure of<br />
Carpatho-Ukraine? Although the episode served as a graphic illustration of<br />
how little Ukrainians could depend on the goodwill of Hitler, he was<br />
continuously reported to be deliverance by many politicians in Ukraine. It was<br />
Hungary and Poland that in their opinion bore all the blame for the decline of<br />
Carpatho-Ukraine. In April 1939 Andrij Melnyk, a leader of the OUN,<br />
16 PAGEL, J.: Polska i Związek Radziecki w czasie kryzysu czechosłowackiego<br />
(marzec-październik 1938). In: SIERPOWSKI, Stanisław (ed.): Niemcy w polityce<br />
międzynarodowej 1919-1939. Tom III- W dobie Monachium. Poznań, 1992. 343. Hungary<br />
was also afraid of the Ukrainian nationalist politicians, see more: MARUZSA, Zoltán: A<br />
meg nem valósult területi gyarapodás. Német-magyar diplomáciai tárgyalások<br />
Magyarország terjeszkedéséről a Keleti-Kárpátokon túl 1941-42 folyamán. 403-415. pp.<br />
In: Eszmék, forradalmak, háborúk. Vadász Sándor 80 éves. Szerk.: Háda Béla, Ligeti<br />
Dávid, Majoros István, Maruzsa Zoltán, Merényi Krisztina, Petneházi Margit. <strong>ELTE</strong> <strong>BTK</strong><br />
Új- és Jelenkori Egyetemes Történeti Tanszék, Budapest, 2010.<br />
17 It’s worth mentioning that project of „Great Ukraine” was not openly supported by<br />
authorities of Carpatho-Ukraine. On the contrary, Voloshyn stressed that his main aim is to<br />
maintain good relations with neighbouring countries and he rather opted for „organic work”<br />
within Carpatho-Ukraine. GRELKA, Frank: Polityka III Rzeszy wobec ukraińskich zmagań<br />
niepodległościowych w latach 1934-1941. In: Biuletyn Ukrainoznawczy, 12/2006. 66.<br />
107
announced: „We have no active allies on the world, apart from Germany. <strong>The</strong>y<br />
are against all our occupants” 18 . Indeed, Germany was described as the lesser<br />
of two evils, because they were not an occupant on the one hand and were not<br />
acquainted with the Soviet Union on the other. Moreover, the common priority<br />
of Ukrainian and German policy, which was a revision of the order of<br />
Versailles, remained current.<br />
Surprisingly, groups affected by pro-German orientation did not doubt even<br />
after the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong>. Though, for others that was a sight that<br />
redefinition of policy needs to be done. <strong>The</strong> growing resistance against official<br />
statement of the OUN executives subsequently was exemplified by the OUN’s<br />
split into two parts in 1940, with the older more moderate members supporting<br />
Melnyk and the younger and more radical supporting Stepan Bandera. But total<br />
rejection of hopes connected with the German intervention was quite<br />
unrealistic; when on 17 th September 1939 Soviet army started an invasion of<br />
Poland, for Ukraine it meant not only long-anticipated unification of Ukrainian<br />
territory, but also – soon after – it resulted in Soviet political and economic<br />
repressions. Hence, the myth of the Germans as some kind of liberators had<br />
maintained until German army came to Ukraine in 1941 and implemented their<br />
own prosecutions.<br />
18<br />
TORECZKI, Roman: Kwestia ukraińska w polityce III Rzeszy (1933-1945).<br />
Warszawa, 1972. 182.<br />
108
Public Reactions to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />
109
110
Baptiste, Antoine<br />
What did French MPs think about it? Political reactions and speeches<br />
about <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact.<br />
As French historians have been little attention about it, 1 1939 French MPs<br />
have little interview in German-Soviet pact. <strong>The</strong>y have remained silence most<br />
of the time in Hemicycle as in the Palais-Bourbon corridors. And the few<br />
interventions we could found in the French press are, most of the time, fleeting,<br />
without any substance. We also find this quietness in French scientific works in<br />
which the analysis of the MPs reactions is completely reduce very often to a<br />
few lines.<br />
Yet the international situation is the most execrable situation : Munich,<br />
Czechoslovakia, Steel <strong>Pact</strong>, Italian political expansionism, Spanish civil war<br />
and the Polish aims of the hitlerian wills. Actually, the German-Soviet pact<br />
chooses „l'ultime étape [...] d'une longue période de tensions internationales” 2<br />
during which French political life is influenced by a lot of information and<br />
different pretension of the Third Reich offensive policy.<br />
Thus it is more surprising that in such context of the rise of perils which<br />
leads directed to the war – we don’t know it yet at that time, and we are see that<br />
a lot of people don’t think about it – the elected people of the Nation were<br />
prostrated in a silence which become deafening. Such a paradox must drow the<br />
historian’s attention how is surprised by such dissension. Where are the<br />
speeches address to the gallery? <strong>The</strong> invectives between political parties?<br />
Where are the strong opinions, calls to the people in the press and on the radio?<br />
Actually, nowhere. In front of this lack of speech and of argued debate, the<br />
material necessary to the historian, the sources, matrix of his reflexion, is<br />
considerably reducing. 3 A problem without solution is not a problem, lets take<br />
this lack of sources on the other way round and makes a demonstration in the<br />
1 About the french historiographic report of <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact read: LACHAISE,<br />
Bernard: L'historiographie du pacte <strong>Ribbentrop</strong> – <strong>Molotov</strong> en France depuis 1945.,<br />
communication (published in this book) at the international conference, <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact<br />
August 1939 and this European effects at <strong>ELTE</strong>, Budapest, December 3 th and 5 th 2009.<br />
2 BRUNET, Jean-Paul: La presse française et le pacte germano-soviétique (août 1939), In:<br />
Relations internationales, 1974, n 2, 187-212.<br />
3 By lack of informations on the first selected subject : <strong>The</strong> <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact to the<br />
Palais-Bourbon, the corpus of sources, initially centered on the parliamentary debates of the<br />
period, was extended to the MPs reactions and speeches in the French press of 1939, in particular<br />
the great figures and the parliamentary presidents of groups. Were targeted by our research: Léon<br />
Blum (SFIO), Albert Chichéry (Radical Party), Renaud Jean (PCF), Maurice Thorez (PCF),<br />
Jacques Duclos (PCF), Marcel Gitton (PCF), Joseph Denais (Republican Federation), Léon<br />
Barety (Democratic Republican Alliance), Gabriel Lafaye (USR), Georges Mandel (Republican<br />
Independence), Jean Ybarnegaray (French Social Party) and Édouard Daladier in the double<br />
focal distance of president of Council, minister for the War and National defense, and great<br />
figure of the Radical Party.<br />
111
negative, an analysis of the disappearance of the French MPs from the public<br />
stage about the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact.<br />
It is seems use for this to take into account the few month previous to the<br />
signature of German-Soviet pact in order to analyse in a global way the perception<br />
of the MPs of the European situation. This brief flashback makes us to understand<br />
better the reactions rather the absence of reactions of the MPs facing diplomatic Uturn,<br />
an agreement for the war. 4 Yet, the MPs eventually take hold the subject but<br />
not in analysis way; they take it as a pretext for internal quarrels. <strong>The</strong> pact is no<br />
longer the subject of the debate, it is a political excuse.<br />
„Croquemitaine se dégonflera?” 5 A political analysis of the international<br />
situation by the French MPs<br />
We think it is pertinent here to carry out a flashback of a few months, one<br />
year at the most, in order to understand which was the MPs frame of mind<br />
facing an alarming European situation and thus to seize a global political<br />
analysis.<br />
Still marked by the First World War throes, the French society, and its<br />
elected representatives, is largely crossed by anxious tensions around the<br />
macabre memories of the trenches. <strong>The</strong> French still have under the eyes the<br />
scares, almost indelible for this generation, felt by the war on the French social<br />
body and on France in general. As many wounds which did not know the<br />
cicatrisation. 6 In fact, the desire of peace is a major feeling, almost daily, of the<br />
French, relayed at the national level by their MPs who do not escape the rule.<br />
Chamberlain develops in Munich the „gentleman agreement” with a strong<br />
idea of conservation of peace and Daladier presents the agreement as least bad<br />
of the compromises in order to safeguarding France. 7 However is it necessary<br />
to present the parliamentary body like a soft entity will stop at nothing to<br />
preserve peace or suffering from a political blindness facing the rise of perils?<br />
Certainly not. And if its international perception is erroneous - we will see why<br />
- it is necessary to bring a nuance to the MPs blindness about this subject.<br />
Thus, not very obvious in the text, that is much more in the substance of<br />
Daladier’s speech, it acts to temporize, save time in order to be able to make<br />
4<br />
DUROSELLE, Jean-Baptiste: Politique étrangère de la France. La décadence. 1932-1939.<br />
Seuil, Paris, 1979.<br />
5 th<br />
CLAUDEL, Paul in Le Figaro, August 18 1939, quoted in DUROSELLE, Jean-Baptiste,<br />
op. cit., 1979.<br />
6<br />
On psychological impact of the Fist World war on the French society, to see: AUDOIN-<br />
ROUZEAU, Stéphane: 14-18. Les combats des tranchées. Armand Colin, Paris, 1986. and of the<br />
same autor: L'enfant de l'ennemi. 1914-1918. Aubier, Paris, 1995. and SANTAMARIA, Yves:<br />
Le pacifisme, une passion française. Armand Colin, Paris, 2005. <strong>The</strong>se autors explain how the<br />
extreme violence of this conflict radiated in the society and which were the consequences.<br />
7<br />
DU RÉAU, Elisabeth: L'ordre mondial de Versailles à San Francisco, juin 1919 – juin<br />
1945. PUF, Paris, 2007.<br />
112
safe Europe, a part to say the least, by the means a Franco-British<br />
rapprochement way and a rhythmic development of armament of the two states.<br />
Objective is not to oppose in a frontally way to the fascistic policies but to<br />
make a counterweight by intimidation. It should be stressed that one speaks<br />
about rapprochement, it is not question about alliance yet. <strong>The</strong> year 1939 is<br />
year of the realization of the Front of Peace around Franco-British alliance<br />
which aims „étudier les perspectives d'actions communes dans l'hypothèse<br />
d'une guerre longue” 8 . How to understand this wing? Let us study a significant<br />
case, that of the Radical Party, 9 which informs us on the phenomenon. Between<br />
the end of 1938 and the beginning of 1939 the militants and especially radical<br />
elected representatives decide in favour of the firmness way facing Hitler. <strong>The</strong><br />
frank stances of Daladier which counteract the Italian claims to the French<br />
colonial empire collect the party assent, and the one of a great majority of the<br />
political world. <strong>The</strong> way of firmness is here in preparation and the decisive<br />
reversal carry out at the time of the parliamentary session of March 17 th 1939,<br />
two days after Hitler’s trick in Czechoslovakia. For the radical MPs, followed<br />
by a very great number of their colleagues of different political sensibilities,<br />
German offensive is intolerable. <strong>The</strong> tone of the debates lets sting a hardening<br />
will of the French policy toward Germany. 10 <strong>The</strong> Radical Party approves the<br />
speech of Daladier, made on March 29 th 1939, an „énergique fin de non<br />
recevoir aux propositions de conversation de Mussolini” 11 and expression of<br />
the French resolution wildly opposite to any new overthrow in Europe. <strong>The</strong><br />
evolution is clear from Munich: the delaying, the French MPs passed to<br />
assertion of European safety by hard policy expression vis-à-vis the German<br />
chancellor who cannot be held any more, with his government, like a<br />
confidence interlocutor. In the governance and in the negotiation, the tone is<br />
resistance.<br />
In this context is developing and finalizing the Front of Peace to the West<br />
but in the governments and MPs mind, clearly affirm the necessity of an<br />
enlarging of the Front to the East in order to weaken and to contain hitlerian<br />
expansionist slightest sign. USSR affirms itself as obvious ally around the<br />
Polish question. In spite of the unquestionable antagonism between Soviet<br />
ideology and those of the various parties present at the National Assembly,<br />
excepted the PCF (French Communist Party), national interest precedes and the<br />
negotiations are committed in objective to lead in a short time to a three-party<br />
alliance enclosing the Third Reich. Thus the policy toward Germany hardens<br />
alliances are reflected and unit starts to be done behind the Nation. It<br />
establishes a context characteristic of international very high voltages which<br />
8 DU RÉAU, Elisabeth: op. cit., 2007.<br />
9 BERSTEIN, Serge: Histoire du Parti radical. Presses de la Fondation nationale des<br />
sciences politiques, Paris, 1982.<br />
10 JODRF, Mach 18 th 1939.<br />
11 BERSTEIN, Serge: op. cit., 1982.<br />
113
can let think of an imminent war possibility. But it is nothing of the sort. <strong>The</strong><br />
theory of Hitler’s bluff is a theorem in Parliament which justifies the firmness<br />
policy applied by France from an escalation perspective. <strong>The</strong> principle is that<br />
which will yield the first. For the French MPs, the war is not thinkable: Hitler<br />
is bluffing, the Front of Peace imposes itself on West as on East and<br />
negotiations with the USSR are committed. And it is here the ultimate error of<br />
the members of House. Stand apart of negotiation by an executive which works<br />
alone, the MPs are not informed neither the French-British conflicts nor Soviet<br />
equivocations which make to drag on talks. Deprived of all this information,<br />
idea of an event contravening the sequences of facts as they perceive it, them<br />
do not even cross their mind. And Ceretti, communist deputy, to say: „Clément<br />
[Fried] qui avait tout prévu [...] sauf la guerre.” 12<br />
A huge quiet in the French National Assembly rows: the nonreactions<br />
of MPs<br />
It is initially edifying to note that National Assembly is put on parliamentary<br />
leave since its last session of August 17 th 1939 and that in spite of the Leon<br />
Blum’s exhortations to resume parliamentary work, exhortation to which<br />
Daladier remains deaf, the House meet only one, on September 2 nd in<br />
extraordinary session before taking again it usual exercise on September 23 rd . 13<br />
It is necessary to see here a first reason of this absence of speeches and debates<br />
to the National Assembly, MPs being returned in their districts. It is then<br />
astonishing to compare attitude of British elected representatives with their<br />
French counterpart one. <strong>The</strong>y are at the very least antagonistic. Between the 1 st<br />
and the September 3 rd , the House meets three times. <strong>The</strong> discussions are largely<br />
opened, all the subjects are tackled and many are those which intervene and<br />
inveigh directly, sometimes unceremoniously, Chamberlain for his inaction.<br />
<strong>The</strong> debates are surging but they exist and that does not slow down therefore<br />
the consultation of British public opinion through its elected representatives. It<br />
is, according to Jean-Baptiste Duroselle, this parliamentary surge which<br />
decides on the Prime Minister's Office to act. 14 On the other hand, in France,<br />
12 On the pacifist policy and impressing society of safeguard of peace that Georges Bonnet to<br />
be led to the Quay d'Orsay, to see: PUYAUBERT, Jacques: Georges Bonnet (1889- 1973). Les<br />
combats d'un pacifiste. Presses Universitaires de Rennes, Rennes, 2007. <strong>The</strong> author proposes<br />
pacifism, almost like a religion, which lays down the policy of the ministre until beginning of<br />
war, and lasts even a few days after the French declaration of September 3 rd , as well as the very<br />
dynamic activity which implements in order to prex-serve peace, a true obsession for this man<br />
who will say to have „encore quinze heures pour sauver la paix” after the Germans troops<br />
invaded the Polish territory.<br />
13 CÉRETTI: À l'ombre des 2T, Juillard, 1973. quoted in VIDAL, Georges: La Grande<br />
Illusion ? Le Parti communiste française et la Défense nationale à l'époque du Front populaire.<br />
Presses Université de Lyon, Lyon, 2006.<br />
14 DUROSELLE, Jean-Baptiste: op. cit., 1979.<br />
114
the unique extraordinary session of the House does not demolish its usual<br />
protocol, although military funds adoption is subjected to the vote, no incident<br />
is to be raised during session. 15 So takes place the ceremony. Edouard Herriot,<br />
president of the House, is given an ovation by all the MPs, including<br />
communists, when he pronounces his speech and expresses „la réprobation de<br />
tout être droit” 16 for the German-Soviet pact. Follows a text of the president of<br />
the Republic, Albert Lebrun, the big commonness, read by Daladier expressed<br />
himself in the name of the government, as president of council. In no way in<br />
his speech, he makes reference to the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact. After the<br />
ceremonial must be directly made the vote, it was expected that nobody speaks<br />
but a MPs, Bergery, tries all the same to engage an in-depth debate. He must be<br />
solved with silence under the pressure of an insisting Chairman and a<br />
disruptive House. <strong>The</strong>re is no argued discussion about foreign policy questions,<br />
in spite of the requests of isolated MPs. If no discussion is led on the entering<br />
the war of France during a session dedicated to its financing, we do not find<br />
more comments on the German-Soviet pact while no session adjoins its date of<br />
signature, or is particular him.<br />
However, only once and in only once place, the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact<br />
was approached as a subject with day order. It is about a session of the Foreign<br />
Affairs Commission held on August 26 th 1939 in plenary session. 17 Many<br />
political officials are present and, in Le Temps opinion, this session makes it<br />
possible to know the position of the various parties of the French political<br />
world, but this analysis is a little presumptuous. If the majority of the parties<br />
send a delegation to the Commission, the day order is rather quickly canted: the<br />
MPs deliver their opinion on the pact – the condemnation is unanimous – but<br />
very quickly take shape the internal political oppositions and in „une<br />
réprobation complète et unanime” 18 the elected representatives of all edges<br />
make fire on the Communists who defend the thesis of an act for peace on<br />
behalf of USSR. <strong>The</strong> members of the Commission speak about „acte de haute<br />
trahison internationale” 19 and analysis does not push further. <strong>The</strong> remainder of<br />
the session aims to the condemnation of the intrigues of the Communist MPs in<br />
adhesion with Moscow view. Elsewhere, the official statement of the<br />
Commission translates strong intern suspicions towards the Communists almost<br />
marked spying and voted motion denounces without much enthusiasm the<br />
signature of the pact but announces all the same that „loin d'écarter le danger<br />
15 rd<br />
JODRF, September 3 1939.<br />
16<br />
Idem.<br />
17 th<br />
We found his trace on page 3 of Le Temps dated August 27 1939 without being able to<br />
obtain an integral transcription of the meeting what thus obliges us to satisfy us with the report of<br />
the newspaper, with its information and its analysis. It retranscibes sometimes pieces of the<br />
debates which took place in the commission.<br />
18 th<br />
Le Temps, August 27 1939.<br />
19 Idem.<br />
115
de la guerre [il] ne fait que l'aggraver”. 20 We find here another reason of the<br />
MPs silence. This Commission was as an arena where passions broke out, as<br />
mush first steps to the internal quarrels which mark the French political life<br />
during the day which follow. However, this Commission did not make echo,<br />
that probably explain by the fact that one to tear to pieces in slides but it is<br />
necessary to make good figure and post unit during the Parliament session in<br />
these time of extreme international tensions. <strong>The</strong> House remains rather<br />
hermetic with any form of debates, relayed in the appendices of the Parliament<br />
and deprives to us thus an essential dimension in order to understand the<br />
quietness of the MPs on the pact subject.<br />
Perhaps is necessary it to continue research out of the Palais-Bourbon walls<br />
and to delay in the political press columns of the Third Republic. 21 If the<br />
speeches global board of representatives of the various political parties can be<br />
reduced to a white page, it is obvious that this additional silence of the MPs is<br />
not insignificant. More general studies about political parties, 22 even if they<br />
devote to it some lines, as well as Jean-Paul Brunet’s article about the<br />
<strong>Ribbentrop</strong>-<strong>Molotov</strong> pact in the French press, 23 grant to say that the surprise<br />
strikes a large part of parliamentary body. And it is Blum which expresses the<br />
better this state of mind because he is, moreover, the only one to formalize his<br />
„stupeur” 24 ; this stupor which does it sometimes to mislay in conjecture when<br />
he tries to replace this diplomatic volte-face in an international context in order<br />
to give it an explanation. If must see here the main reason of the MPs quietness<br />
at the time of the signature pact announced. Event is clearly posted in the press:<br />
the headlines express a feeling of a dramatic turn of events and it there no<br />
reason to the MPs escape that, taking into account the explanations has which<br />
we gave higher. But the surprise does not last. <strong>The</strong> <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact,<br />
20 <strong>The</strong> officiel statement and motion written by the Commission are retranscribed completely<br />
in the article of Le Temps, August 27 th 2009.<br />
21 <strong>The</strong> studied newpapers all are of the political newpapers, press agencies official party : Le<br />
Populaire, L'Humanité, or politized: La Dépêche, Le Temps and Le Figaro. <strong>The</strong> studied numbers<br />
are published between August 20 th included and on September 5 th included. <strong>The</strong> choice of the<br />
dates is subjected to a will of effectivness, in order to not to move away from the selected subject<br />
and to a temporal constraint, time have suddently missed to undertake a research of information<br />
on a broader chronology. <strong>The</strong> number of newpapers studied is subjected to the same constraints<br />
altought us were tried to provide a sufficient range of titles in order to cover the political<br />
orientations of extreme left to the right-hand side.<br />
22 On the Radical Party, to see: BERSTEIN, Serge: op. cit., 1982. On the SFIO, to<br />
see: CASTAGNEZ-RIGGIU, Noëlline: Socialistes en République : les parlementaires<br />
SFIO de la IV e République. Presses Universitaires de Rennes, Rennes, 2004. Altough<br />
the title can make appear anachronistic work compared to the subject of the<br />
communication, the author approaches, certainly rather briefly, the problem of the<br />
reception of the German-Soviet pact. On PCF, to see: VIDAL, Georges: La Grande<br />
Illusion ? Le Parti communiste français et la Défense nationale à l'époque du Front<br />
populaire. Presses Universitaires de Lyon, Lyon, 2006.<br />
23 BRUNET, Jean Paul Brunet: op. cit., 1974.<br />
24 Le Populaire, August 23 rd 1939.<br />
116
object of all non-reactions, is then hoarded by MPs and political parties to<br />
transform it into pretext reviving the old demons of the French political life.<br />
<strong>The</strong> <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact, an internal politics quarrels vector:<br />
between „districtism” and settling of scores<br />
In the days which follow the pact signature, the political subject that it<br />
represents leaves the field of reflexion and the parliamentary debate, although it<br />
is never been there. Instead of seizing problem, making a political study object<br />
and giving a founded and argued analysis, French MPs transform the<br />
information to an argument, a pretext to release a threats and internal quarrels<br />
process without real direct links with international circumstances and issues of<br />
the beginning. And if the international context is evoked, it is to become<br />
quickly a weapon or an asset for private interests. When we put side Le Temps<br />
report and the Blum’s leading article, it remains nothing. No French MPs<br />
during a session tried a global interpretative step and any great political figure<br />
used the press as opinion column. It is thus definitively visible the MPs<br />
political reactions are not about international order.<br />
Diverting impact of the pact signature to the French political life, MPs<br />
expressed a form of abstract and indirect reaction consequently which shows<br />
the first and true significance of what is at the beginning a diplomatic reversal.<br />
In fact, to MPs, the things are presented in such way that the international crisis<br />
was acted by the institutions, the national policy has a guiding way established<br />
since March 1939 but the ideological and political internal struggle remain<br />
open. This attitude lets show the MPs interests limits, proclaimed by them, thus<br />
their action sphere which exceeds very seldom their district and some places of<br />
political power, such as the Assembly. This functional pattern common to the<br />
French MPs majority of the Third Republic proceeds of a „districtism” still<br />
very marked with the elected representatives – more the share are „districtist”,<br />
closer to the local interests defence than the great national questions and even<br />
less international. 25 We can find the proof about the subjects of the MPs<br />
questions to the government during the September 2 nd session which place<br />
themselves almost on the level of the individual problem and the local<br />
quarrel. 26 Thus the Third Republic MP is a representative of his district and his<br />
party before to be a national elected.<br />
This priorities definition of elected representatives explains partly the MPs<br />
attitude in front of the pact signature: after the surprise, none debate, the<br />
information is immediately used at internal political ends as much national<br />
scale as party scale. In fact, only direct and frank reaction that the MPs<br />
majority had, was to open a genuine heavy fire on the PCF (French Communist<br />
25 MAYEUR, Jean-Marie, CHALINE, Jean-Pierre, CORBIN, Alain (dir.): Les<br />
Parlementaires de la Troisième République. Publications de la Sorbonne, Paris, 2003.<br />
26 JODRF, September 3 rd 1939.<br />
117
Party), the enemy of the inside. Of course the remarks violence varies<br />
according to the political edge but overall the anti-communist campaign is<br />
unanimous and virulent. On the right and the extreme right, nothing is<br />
surprising, antagonism is already old but occasion is blessed to destroy French<br />
Communist Party. On the left, the report is not hardy better because attitude<br />
answers same logics and if arguments differ about tone and nature, the required<br />
result is the same one: to make disappear the French Communist Party. To the<br />
left, the report is hardly better because the attitude answers the same logics and<br />
if the arguments differ from tone and from nature, the popular profit is the<br />
same : remove the PCF. In the SFIO, divergent opinions were: Blum debate<br />
with Cachin but he disapproves of the suspension of L'Humanité and expresses<br />
his embarrassment, shaken by the contradictions between his spokesman's post<br />
of the party and his personal convictions. But in spite his person, the Blum’s<br />
moderation does not make unanimity and within the SFIO the tone is the<br />
condemnation without reserve of which Paul Faure is made the example:<br />
„Douze balles dans la peau des complices de Hitler! D'accord.” 27 <strong>The</strong> question<br />
of the pact meets itself even in the internal debates of the parties when are in<br />
confrontation the various currents. At the radicals no more that somewhere else<br />
we know the reflex of union in front of capsizing of Moscou. 28 Jeanneney,<br />
president of the Senate, advises Daladier, figure of the party and the president<br />
of Council, to part from Georges Bonnet, radical and Foreign Secretary. For<br />
Jeanneney, it is a question of getting rid of a disruptive element, often free<br />
electron, which persists in opposing to the policy of firmness of the<br />
government after the signature of the pact. At also raises in house problem<br />
because its pacifist vision of the international situation supported by the right<br />
wing of the party arises in contradiction with the majority ideology of firmness<br />
developed by the left current of the radicals which knew since March 1939 that<br />
it was necessary „indéniablement se préparer à la guerre” 29 - although we can<br />
strongly qualify such an assertion.<br />
Finally, the French Communist Party remains a specific case because its<br />
attitude seems „constituer, politiquement, un suicide” 30 when, at the moment<br />
when all the French political life projectors are directed on it, align on the<br />
Stalin’s policy and deploys an argument arsenal which dismays all the political<br />
world. In spite of the pact signature, which however catches on the wrong-foot<br />
all communist engagements, the French Communist Party does not vary and<br />
align, locked in an ideological rationality which must prevent all divergent<br />
27<br />
Quoted by BERSTEIN, Serge. Léon Blum. Paris, 2006.<br />
28<br />
BERSTEIN, Serge: Histoire du Parti radical. Presses de la Fondation nationale des<br />
sciences politiques, Paris, 1982.<br />
29<br />
ZAY, Jean: Carnets secrets. 1942.<br />
30<br />
Remarks made by SADOUL, Jacques, an important figure ot the PCF, in a letter addressed<br />
on August 26 th to the senator of the Seine, Marcel Cachin, quoted by CRÉMIEUX-BRILHAC,<br />
Jean-Louis: Les Français de l'An 40, Tome 1: La guerre oui ou non?. Gallimard, Paris, 1990.<br />
118
interpretations of the political way enacted by Moscow and which could<br />
contravene the Stalin’s wills. „L'URSS reste un "modèle", le pilier du<br />
mouvement ouvrier révolutionnaire ” for the French Communist Party. 31<br />
Not a silence but a whispering, <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact does not set MPs<br />
attention. It has created, it is true, a few reactions but they remain isolated and<br />
come from shy MPs who did not make them heard. 32 This major event that the<br />
press clearly identify as a fundamental change of international situation and a<br />
diplomatic reorganisation to the detriment of France, only provoke slight of<br />
opposition of Commission with no reaction thus common response and<br />
discipline in the Hemicycle. Would did be what the elected of the Nation is<br />
able to do facing the terrible pact announcement ? Of course not. Expression of<br />
the reaction toward of the German-Soviet pact signature is ingreaved in<br />
dynamic where time is getting quicker. From this stupefaction, which is the<br />
reason of a false interpretation of international situation, which makes the MPs<br />
speechless, nothing emerge of it. It was not event been the subject of a limited<br />
reflexion on the date following this announcement, come the position of the<br />
Communists, and this too good opportunity to lay waste to the French<br />
Communist Party. Finally, in such a short time, in which itch day something<br />
important happened, the subject of the pact leave the interest, marked by the<br />
strong „districtism” characteristic of the Third Republic elected representatives<br />
and by internal quarrels which find in this troubled context a fertilised grown. 33<br />
As quickly as it is negotiated between Germans and Russians, the pact has<br />
been a topic for the French MPs. Even if it is a warmonger, he has been<br />
acquitted quickly.<br />
31 CRÉMIEUX-BRILHAC, Jean-Louis: op. cit., 1990.<br />
32 Within PCF in particular, the pact made debate until the cause final threats and departures:<br />
Renaud Jean, president of the communist parliamentary group to the House puts his reisgnation<br />
in the balance, on Renaud Jean to see: BELLOIN, Gérard: Renaud Jean, le tribun des paysans.<br />
Paris, 1993. On the other hand, two deputies of the Dordogne cross the step and leave the party:<br />
it acts ot Saussot and Paul Loubradou, on Paul Loubradou to see: BOURGEOIS, Guillaume:<br />
Paul Loubradou, un communiste rebelle. Arkheia, 2008. 39-53.<br />
33 For a regional study of the impact of the perception of the German-Soviet pact, to see:<br />
RICHAUD, Romain Richaud: Les réactions politiques d'un département de gauche au pacte<br />
<strong>Ribbentrop</strong>-<strong>Molotov</strong>:les Landes and ITHURBURU, Caroline: Les réactions politiques d'un<br />
département de droite au pacte <strong>Ribbentrop</strong>-<strong>Molotov</strong>:les Basses-Pyrénées, communications<br />
(published in this book) at the international conference, <strong>Ribbentrop</strong> – <strong>Molotov</strong> pact August 1939<br />
and this European effects at <strong>ELTE</strong>, Budapest, December 3 th and 5 th 2009.<br />
119
120
Bruzel, Baptiste<br />
Central Europe in the french reactions about the <strong>Ribbentrop</strong>p-<strong>Molotov</strong><br />
<strong>Pact</strong><br />
We can first observe that, from a diplomatic point of view, France stands<br />
near Eastern Europe countries. This is proved by the memo M. Coulondre,<br />
the French ambassador in Berlin, sent, on August 15th 1939, to Georges<br />
Bonnet, the French foreign minister : „M. Weischer asks me which<br />
impressions I have brought from Paris on the international situation.(...) <strong>The</strong><br />
position of the French government, supported almost unanimously by the<br />
whole country, has remained the same. France, England and Poland have<br />
committed themselves to help each other and this commitment will become<br />
operative should one of them be attacked.”<br />
This refers to the friendship treaty of January 25 th 1925 and to the<br />
Locarno treaty, signed on October 16 th 1925, which commits France to a<br />
military help to Poland. „In the event of France or Poland being attacked<br />
without provocation, France, or reciprocally Poland, acting in application of<br />
Article 15, paragraph 7, of the Covenant of the League of Nations, will<br />
immediately lend aid and assistance.”<br />
But the German and Italian initiatives break the dream pacifists had in<br />
France as well as in Britain. <strong>The</strong> hope of compromise becomes less and less<br />
credible. In answer to the threat of <strong>Ribbentrop</strong> to the Polish government, the<br />
British Prime Minister announces, together with France, also allied with<br />
Poland, that they will give Poland all neccessary assistance, should the<br />
Polish government find its independance endangereded and decide to resist.<br />
And France will also declare itself ready to help Greece threatened by<br />
Mussolini's troops in Albania and Romania. France knows that Hitler's<br />
promises will not be respected, and that he is planning to dominate Europe.<br />
He wants to bring off an other „coup” - as he did in Prag – in Poland first<br />
then in Romania.<br />
<strong>The</strong> French pacifists, just like G. Bonnet, are still looking for compromise.<br />
On January 26 th 1939, G. Bonnet delivers a speech in the Chamber of Deputies.<br />
France has told the government of Poland about the agreement it has reached<br />
with the Reich, which is very pleased, according to G. Bonnet. „<strong>The</strong> Reich fully<br />
appreciates the purpose, signification and range of the agreement.”<br />
We can ask ourselves what diplomatic relationships between France on the<br />
one hand, Eastern Europe countries - and more particularly Poland - on the<br />
other hand, were like, at the time of the crisis of 1939 and of the signature of<br />
the German-Soviet pact. To answer this question, we shall see first the reactions<br />
of French diplomacy before the signature, and then we shall see what changes<br />
the <strong>Pact</strong> brought about in Germany as awell as in France.<br />
121
Before the <strong>Pact</strong><br />
M. Coulondre, the French ambassador in Berlin, lets G. Bonnet know that<br />
the Soviet Union will do everything to avoid antagonizing Berlin, knowing that<br />
the Soviets have not yet replaced their Headquarters after the purges that<br />
followed the Moscow trials.<br />
<strong>The</strong> French government understands quickly enough that the USSR has in<br />
mind drawing near Germany. On May 3 rd 1939, Litvinov, a supporter of<br />
collective security, is replaced by <strong>Molotov</strong> at the Soviet Ministry of Foreign<br />
Affairs. He is Stalin's right hand and he is more pragmatic than his predecessor<br />
was. Between the 15 th and the 20 th of August, France urges Poland to make<br />
concessions on the right of passage the Germans find so important. On August<br />
21 st evening, the French resolve to disregard the Polish refusal and<br />
acknowledge this right to the Russian army, in order to avoid any soviet<br />
alliance with the third Reich.<br />
Bonnet was indignant at the position of the Polish government during the<br />
Czechoslovakia crisis. That day, Bonnet said: „It's Czechoslovakia today, it will be<br />
Poland tomorrow.” France does not want to see Poland isolated between Hitler's<br />
Germany and Stalin's Russia. Nevertheless, G. Bonnet's policy of compromise<br />
reaches its limits because Poland's successive refusals make Germany impatient.<br />
<strong>The</strong> Munich agreement confirms the dismantling of Czechoslovakia. An opinion<br />
poll shows that 57% of the French population are satisfied with the agreement, but<br />
after the Sudéte crisis, 70% refuse any new concessions. Also, the Soviet Union<br />
does not understand the diplomacy and strategy of France and England. On May<br />
7 th , Coulondres sends a telegram to the Quai d'Orsay, saying: „Soon, they will see<br />
that something is going on in the East.”<br />
In Munich, already, Czechoslovakia had been excluded from the<br />
negotiations about its fate by the four powers. General Syrovy, the President of<br />
the Czechoslovakian Council, said that „by making such a decision, the<br />
Czechoslovakian government lets the world know it protests against a<br />
unilateral decision that was made without its participating in it.”<br />
France tries to avoid a conflict but the Germans put heavier and heavier<br />
pressure on the Poles, as we can see in the telegram the French ambassador in<br />
Warsaw, Léon Noël, sent to G. Bonnet on August 19 th 1939. „Persecutions<br />
against the Poles have taken frightening proportions. During the period<br />
between April 1 st and June 30 th , 976 acts of violence have been reportedly<br />
recorded (...) and since July 1 st the situation is said to have become even<br />
worse.” In the same way the telegrams sent by M. Coulondre or Léon Noël<br />
always mention the German intention to invade Poland.<br />
<strong>The</strong> French Consul in Hamburg, M. Garreau, lets G. Bonnet know , on august<br />
22 nd 1939, that „the German government hopes to overcome Poland by the end of<br />
the month.<strong>The</strong> Reich (...) believes Moscow is preparing a big political upheaval<br />
in order to harmonize the ideologies of the two totalitarian regimes.”<br />
122
After the <strong>Pact</strong><br />
For Bonnet, „the Polish government must carefully avoid any military<br />
reaction in the event the senate of Dantzig should proclaim the reunion of the<br />
Free City to Germany.” Bonnet continues his pacifist policy and tries to avoid<br />
conflict at any cost, while the French government undertakes a complete U-turn<br />
and starts getting prepared to conflict, for the German-Soviet pact has sealed<br />
the fate of Poland.<br />
As we saw in our introduction, France and Great Britain have made<br />
alliances and they will defend Poland. It is true that France and Great Britain<br />
had promised to defend Czechoslovakia, as G. Mandel and Paul Reynaud had<br />
assured M. Ripka, a Czechoslovakian minister. But these two countries will not<br />
accept yet another conquest by Hitler. <strong>The</strong>y cannot betray Poland as they<br />
betrayed Czechoslovakia.<br />
In a telephone conversation of August 31 st 1939, Bonnet asks Noël „to take<br />
new steps with M. Beck – the minister of the Polish foreign office – in order to<br />
obtain from the Polish government a favorable answer to direct conversations.”<br />
<strong>The</strong> same day in the evening, he tells him: „We wish direct dialogues<br />
between Germany and Poland would succed. We want a multilateral<br />
conference to solve the problems linked with the treaty of Versailles that<br />
the Germans denounce.” Bonnet suggests that neutral observers should<br />
be sent in regions where, according to the Reich, the Poles treat the<br />
Germans badly.<br />
On August 28 th 1939, Léon Noël sends 8 telegrams to Bonnet about this<br />
so-called violence : „Ten new cases of attack or ill-reatment” But he says<br />
later: „<strong>The</strong>re are no precise facts, no dates, no names” According to Noël, it<br />
might be slander.<br />
<strong>The</strong>n G. Bonnet asks that the German and Polish troops in contact in many<br />
places stand back , in case talks between the two countries took place. <strong>The</strong><br />
purpose of the German manoeuvres is to declare war in the position of the<br />
attacked country. Moreover, Léon Noël underlines that „maps and monographs<br />
show that in 1914, the region the Germans refer to in their official statement<br />
and which they claim because of the German population on the territory, were,<br />
in majority, peopled by Poles.”<br />
Conclusion<br />
For some historians, the Polish government has contributed to its own<br />
disaster, as if the contacts between Beck and the Reich in 1937-1939 was a sort<br />
of guilty flirt, or as if the refusal to let the Russian troops station in Poland<br />
justified the Soviet Union's attack. Bonnet does not agree with this judement. In<br />
his opinion, Poland is not responsible for this aggression.<br />
123
Lets us skip a few decades and listen to François Mitterrand. „<strong>The</strong>n Munich<br />
came, with betrayed trust and humiliated frienship. I still feel it today and I<br />
remember that time when I was a student in Paris. At that precise moment I<br />
wrote about the shame I felt.” 1<br />
In the year 1988 François Miterrand was the first president since 1939 to<br />
visit Czechoslovakia. During his trip he recalled this unglorious period of the<br />
history of France, when a pacifist will was stronger than the fate of a people<br />
with whom we had been friends for centuries.<br />
1 Interview of François Mitterrand for the Czechoslovakian television in december 1988.<br />
124
Baranyi, Tamás<br />
„A Surprise of a Very Unpleasant Character”<br />
British Reaction to the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong><br />
<strong>The</strong> signing of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> caused mayhem throughout<br />
British politics. Suddenly, the Whitehall had to abandon the policy of<br />
„appeasement”, and develop an entirely new approach to international politics.<br />
<strong>The</strong> present study tries to elaborate on the British opinion and policy responses<br />
given to the Russo-German <strong>Pact</strong>. <strong>The</strong> first question to arise is to what extent<br />
were the British politicians aware of the Russo-German approximation, and to<br />
what extent were they surprised by the Russian volte-face? Secondly, the policy<br />
responses given by London needs to be examined. At the same time, the British<br />
pursued three different policies: they had a last attempt to appease Hitler, they<br />
tried to contain German expansionism, and they tried to forge a better<br />
relationship with Moscow. <strong>The</strong>se responses are of utmost interest in the history<br />
of the world war.<br />
Great Britain was seeking peace throughout the 1930s. It was partly due to<br />
the general anti-war sentiment in the British Empire, partly to English<br />
suspicions towards French grandeur politics, and partly to the cautious<br />
recognition of the Empire’s relative weakness. To a certain extent, the Foreign<br />
Office was consistent: they were willing to concede Hitler in his attempts to<br />
revise the Treaty of Versailles, but by no means to re-negotiate spheres of<br />
world influence. 1<br />
As a response to Germany’s new achievements in 1939, Britain decided to<br />
give territorial guarantee to Poland in April, and to commence trilateral<br />
negotiations with France and the USSR, in order to involve the Soviets in an<br />
alliance to contain Hitler’s ambitions. <strong>The</strong>se negotiations were going on from<br />
April to August, 1939. In August, a British military mission was also sent to<br />
Moscow, though their efforts were not of a real significance. 2 British politics<br />
had often been criticized that they were not really committed to make an<br />
alliance with Russia. In fact, as Henry Kissinger pointed out, Stalin acted as if<br />
he was in a bazaar: he had listened to all offers, and then decided who to<br />
1 Secondary works on the British foreign policy in the 1930s generally have the same<br />
conclusion regarding the causes of ’appeasement policy.’ This remarkably compact and essential<br />
summary is given by Gergely Egedy. Cf. EGEDY, Gergely: Nagy-Britannia története. Aula,<br />
Budapest, 1998. 179-181.<br />
2 <strong>The</strong> British were not really eager to make a pact with Russia. <strong>The</strong> military mission had chosen<br />
the slowest vehicle to get to Russia (a merchant ship), and there were no front-ranking persons in it,<br />
comparable to their Soviet counterpart, Voroshilov, etc. Cf. WATSON, Derek: <strong>Molotov</strong>’s<br />
Apprenticehip in Foreign Policy: <strong>The</strong> Triple Alliance Negotiations in 1939. In: Europa-Asia Studies<br />
2000/4. 713. As TAYLOR, A. J. P. put it, „If British diplomacy seriously aspired to alliance with<br />
Soviet Russia in 1939, then the negotiations towards this end were the most incompetent transactions<br />
since Lord North lost the American colonies...” Qtd. in WATSON, op. cit., 696.<br />
125
argain with. Hitler had an offer that the Western countries could not have<br />
outbid. <strong>The</strong>refore, the turning point was not really the willingness of the<br />
Whitehall, but rather profit-based calculations of the Kremlin. <strong>The</strong>re was also a<br />
lot ambiguity regarding the real purposes of the Soviet. As Churchill pointed<br />
out, Russia „is a riddle wrapped in a mystery inside an enigma”. 3 Still, Western<br />
Powers put their faith in a possible new Entente that would have covered<br />
Britain, France and Russia against Germany. <strong>The</strong>refore, the conclusion the<br />
<strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> was ultimately a shock to their policies.<br />
Traditional British policy was anything but faithful to Soviet maneuvers.<br />
Prime Minister Neville Chamberlain was disinclined to believe that the<br />
Russians could make a deal with Germany. In a letter to his sister, dated 10<br />
June, 1939, he wrote: „I can’t make up my mind whether the Bolshies are<br />
double crossing us or whether they are only showing the cunning and suspicion<br />
of the peasant. On the whole I incline to the latter view.” On 2 July, 1939, his<br />
suspicion was further crystallized: „<strong>The</strong> Russian continue to create fresh<br />
difficulties… while I grow more and more suspicious of their good faith.’ 4 ”<br />
Of course, from the end of March, 1939, the British Intelligence and the<br />
Foreign Office were relatively well-informed that German-Soviet talks were in<br />
fact occurring. 5 <strong>The</strong> conclusion still surprised the British, because they<br />
previously thought that a tripartite agreement in Moscow could be realized. Just<br />
a few people foresaw the conclusion of the <strong>Pact</strong>, as did Sir Neville Henderson,<br />
then British ambassador to Germany. In a telegram to Foreign Secretary Lord<br />
Halifax, Henderson stated that „the Hammer and the Anvil will one day join<br />
forces”; 6 referring to the strategic ‘pincer movement’ these two country could<br />
facilitate, if agreed upon.<br />
<strong>The</strong> reaction in Britain to the <strong>Pact</strong> was anxious and abrupt. Policy-makers were<br />
shocked, but their viewpoints ranged from cynical to depressive. Long-time<br />
Foreign Office official Harold Nicolson wrote the following: the pact „smashes our<br />
peace-front and makes our guarantees to Poland, Rumania and Greece very<br />
questionable. How <strong>Ribbentrop</strong> must chuckle. […] I fear that it means that we are<br />
humbled to the dust”. 7 Churchill regarded the conclusion of the <strong>Pact</strong> as ‘sinister<br />
news’, 8 Sir Alexander Cadogan have called that moment „A black day.” 9 On the<br />
3<br />
COLLINS, Thomas: Hand in Glove with Germany: Perspectives of Soviet Neutrality.<br />
University of Leeds, 2008. 4.<br />
4<br />
COLLINS, op. cit., 24.<br />
5<br />
Ibid. 23.<br />
6<br />
Documents on British Foreign Policy (DBFP) 3, VI, Henderson to Halifax, No. 347, July<br />
18, 1939, p. 385. In: DOOLEY, Jacqueline: <strong>The</strong> Failure of a Mission: <strong>The</strong> Diplomacy of Sir<br />
Neville Henderson. University of Leeds, 2008. 48.<br />
7<br />
22 August, 1939. Harold Nicolson. Diaries and Letters. 1930-1964. (OLSON, Stanley ed.).<br />
Collins, London, 1980. 154.<br />
8<br />
COLLINS, op. cit., 25.<br />
9<br />
24 August, 1939. <strong>The</strong> Diaries of Sir Alexander Cadogan. O. M., 1938-1945. DILKS, David<br />
(ed.), Putnam, New York, 1972. 200.<br />
126
22, Neville Henderson told a German interpreter with a bitter smile: „What a joke!<br />
We have a military mission to Moscow, and you make the agreement!” 10 <strong>The</strong><br />
Russo-German <strong>Pact</strong> was in fact the most striking to Prime Minister Chamberlain.<br />
He interrupted his vacation on the Continent, and stayed anxiously in London. He<br />
and his wife were sitting on the sofa, unable to do anything else but waiting for<br />
news from Moscow. Finally, bad news had come. 11 Foreign Minister Lord Halifax<br />
was the only one who thought that „the situation is not so enormously changed”. 12<br />
Honestly, one thing needs to be added to Halifax’s remark. He made this statement<br />
during a dinner with one of his friends, so A. Roberts believes that he might just<br />
wanted to put a brave face on.<br />
British policy of this period was ambivalent towards Germany. Even though<br />
they had decided to make one further attempt to mollify Hitler, they had to<br />
remind the Germans that no further concessions will be given. As early as the<br />
night of 22 August, Chamberlain had written a personal letter to the German<br />
Chancellor, claiming that whatever might be the nature of the <strong>Pact</strong>, „it cannot<br />
alter Great Britain’s obligation to Poland which His Majesty’s Government<br />
have stated in public repeatedly and plainly and which they are determined to<br />
fulfill.” <strong>The</strong> British Prime Minister had a last attempt to take war off the table,<br />
and to not repeat tragic mistakes of 1914. As the letter continues: „His<br />
Majesty’s Government are resolved that on this occasion there shall be no such<br />
tragic misunderstanding,” 13 as there were on the eve of the first World War.<br />
Chamberlain’s letter was to be handed over by Sir Neville Henderson.<br />
Chamberlain also held a speech in the House of Commons, on the 24<br />
August, in which he said: „I do not attempt to conceal from the House that this<br />
announcement came to the Government as a surprise, and a surprise of a very<br />
unpleasant character. […]” He had sent a message to Hitler: if he believes that<br />
Britain would leave Poland alone, he is wrong. As Chamberlain continues: „We<br />
felt it our first duty to remove any such dangerous illusion.” 14 On the same day,<br />
Lord Halifax gave a spookily similar speech in the House of Lords. 15<br />
On the next day, the 25 August, Polish ambassador count Edward Raczynski had<br />
signed the Anglo-Polish Military Assistance Treaty in London. Besides the territorial<br />
guarantee already given to Poland, this treaty had called for military assistance. <strong>The</strong><br />
10 OETTINGER, Erich: <strong>The</strong> Thirteen Days before the War. In: <strong>The</strong> XXth Century 1943/5.<br />
326. University of Hawaii at Manoa Library. http://libweb.hawaii.edu/libdept/russian/<br />
XX/PDF/50-Volume5.pdf 6. November, 2009.<br />
11 FUCHSER, Larry William: Neville Chamberlain and Appeasement: A Study in the Politics<br />
of History. W. W. Norton & Company, New York-London, 1982. 185.<br />
12 ROBERTS, Andrew: <strong>The</strong> Holy Fox: <strong>The</strong> Life of Lord Halifax. Phoenix Giant Paperbacks,<br />
London, 1997. 167.<br />
13 FUCHSER: op. cit., 185. p.<br />
14 House of Commons Public Debates. Neville Chamberlain on International Situation, 24<br />
Aug, 1939.<br />
15 House of Lords Public Debates. <strong>The</strong> Secretary of State for Foreign Affairs on International<br />
Situation. 24 Aug, 1939.<br />
127
secret protocol clarified that the treaty refers to a possible German attack only.<br />
<strong>The</strong>reafter, an attack upon Poland would mean an attack upon Britain also. 16<br />
<strong>The</strong> most embarrassing factor to British policy was the fact that they were<br />
aware of secret clauses existing in the <strong>Pact</strong>, but they did not know their nature.<br />
Notice that these articles only came into light for a broader public in 1945. <strong>The</strong><br />
Cabinet urged the Military Mission in Moscow to ask the Russian Government<br />
whether the <strong>Pact</strong> let them to negotiate with Britain against Berlin in case of<br />
German aggression. 17<br />
Another attempt was made to clarify the German position. British Ambassador<br />
to Berlin, Sir Neville Henderson was ordered to meet Hitler in Berchtesgaden.<br />
Henderson did everything to mollify Hitler and to get information about German<br />
attempts. Henderson had reached out his brief, did everything he could, but his<br />
mission had failed. <strong>The</strong> problem was in the German attitude: when Count Ciano<br />
asked <strong>Ribbentrop</strong> what they wanted, Danzig or the Corridor, <strong>Ribbentrop</strong> replied:<br />
„Not any more. We want war.” As this was the case, no British ambassador could<br />
have succeeded in reaching the goal of mollifying Germany.<br />
As the Germans proved to be adamant on the issue of Poland, and the war<br />
with Germany began, the British decided to redouble their efforts to<br />
approximate Moscow. People in the Foreign Office, who were long-standing<br />
anti-Soviet in heart, such as Sargent, Cadogan, Halifax or Butler, now put their<br />
faith in this opportunity. 18 A series of trade talks were initiated. 19 Despite their<br />
previous efforts, after the Soviet invasion of Poland on the 17 September, the<br />
Anglo-Soviet relations had further detoriated instead of being normalized. <strong>The</strong><br />
invasion had recapitalized the fact that Russia could not be taken as a reliable<br />
actor in international politics. As Harold Nicolson observed, „It may be that<br />
within a few days we shall have Germany, Russia and Japan against us. […] It<br />
is not so much a question of us encircling and blockading Germany; it is a<br />
question of them encircling and blockading us. […] In a few days our whole<br />
position might collapse. Nothing could be more black”. 20 As Churchill saw, the<br />
USSR seemed „no longer an ally, not even neutral, possibly to become a<br />
foe”. 21 It was clear that the Anglo-Polish Military Assistance Treaty does not<br />
16 <strong>The</strong> British war blue book: Miscellaneous no. 9 (1939) Documents concerning German-<br />
Polish relations and the outbreak of hostilities between Great Britain and Germany on<br />
September 3, 1939. Farrar and Rinehart, 1939. 49.<br />
17 CAB 23/100 42 (39) 2. 355.<br />
18 CARLEY, Michael Jabara: A Situation of Delicacy and Danger: Anglo-Soviet Relations,<br />
August 1939—March 1940. In: Contemporary European History 1999/2. 178.<br />
19 <strong>The</strong> reason behind trade talks was twofold: to open a channel of communication with the<br />
Soviet, and to obtain timber in exchange for British goods, especially machine tools, tin, and<br />
cupper. However, both parties were reluctant: the Soviets did not want to alienate the Germans,<br />
while Britain feared of public opinion in the course of the Finnish War, and they did not want to<br />
be seen as ‘too anxious’ to start negotiations. Cf. DOERR, op. cit., 429. and 435.<br />
20 17 September 1939. NICOLSON, Harold: <strong>The</strong> War Years. Volume II of Diaries and<br />
Letters. (ed. Nigel NICOLSON). Atheneum, New York, 1967. 34.<br />
21 COLLINS, op. cit., 26.<br />
128
efer to the present invasion of Eastern Poland by the Soviet. However, the<br />
British cabinet cautiously expressed their „indignation and horror” to the<br />
Russian action, and their commitment to restore the Polish state after the war. 22<br />
<strong>The</strong>re were also some positive aspects in the fact that the Soviet Union and<br />
Germany had become neighbors. As Ronald Adam, Deputy Chief of the<br />
Imperial General Staff had pointed out this could lead to a quick rupture in<br />
Russo-German relations. 23 Edmund Ironside, Chief of the Imperial General<br />
Staff was on the same opinion as Adam: their new neighborhood might<br />
„compel the Germans to maintain a very considerable garrison on the Eastern<br />
frontier”. 24 Thus, a serious attack on the West will be certainly avoided.<br />
In these days, the British repeatedly interviewed Mr. Ivan Maisky, Russian<br />
Ambassador to Moscow. <strong>The</strong>se meetings were not really effective, as<br />
Permanent Under-Secretary of State Cadogan had pointed out: „Maisky very<br />
embarrassed. Of course he knows nothing”. 25 Anthony Eden suggested that<br />
Stafford Cribbs should be appointed to special negotiator Moscow, since he is a<br />
committed Marxist. Maisky refused the appointment of Cripps: in his view, any<br />
negotiator must bear the full trust of his government. 26 Despite Maisky’s warn,<br />
Cripps was sent to Moscow in September, as an individual person, whose duty<br />
was to stay in touch with the Russians. Cripps even suggested to the Foreign<br />
Office that a non-aggression pact should be concluded with Russia. This<br />
proposal was immediately torpedoed by Cadogan, who said that the „word nonaggression<br />
pact are somewhat stinky since 23 August”. 27<br />
<strong>The</strong>re was another path to reach the Soviet, and this was through the Turkish<br />
Government. As Russo-Turkish negotiations were pending, it seemed to be an<br />
amenable way. Turkish Foreign Minister Şükrü Saracoğlu was residing in Moscow<br />
from 27 September to 18 October. Any progress in these negotiations was<br />
cumbersome, because a proposed alliance between Ankara and London was also<br />
pending, and the Soviets demanded ‘extreme control’ over the Straits. <strong>The</strong> way the<br />
Russians treated Saracoğlu frustrated him completely: as his visit overlapped that<br />
of <strong>Ribbentrop</strong>, he was not able to meet higher official for a very long time. 28 As<br />
Saracoğlu had to refuse Russian attempts to take over the control of the Straits, the<br />
Russo-Turkish talks were unsuccessful. This also put an end to the British attempt<br />
22 LANE, Thomas: <strong>The</strong> Soviet Occupation of Poland through British Eyes” In: HIDEN, John,<br />
LANE, Thomas (ed.): <strong>The</strong> Baltic and the Outbreak of the Second World War. Cambridge<br />
University Press, Cambridge, 1992. 143.<br />
23 DOERR, op. cit., 424.<br />
24 Ibid. 426.<br />
25 Ibid. 428.<br />
26 EDEN, Anthony Eden: <strong>The</strong> Reckoning. Cassel, London, 1965. 75-76.<br />
27 DOERR, op. cit., 428.<br />
28 GÜCLÜ, Yücel: <strong>The</strong> Uneasy Relationship. Turkey’s Foreign Policy towards the Soviet<br />
Union at the Outbreak of the Second World War. In: <strong>The</strong> Turkish Yearbook of International<br />
Relations (Milletlerarası Münasebetler Türk Yıllığı). Ankara Üniversitesi Basımevi, Ankara,<br />
1998. 132-135.<br />
129
to reach out for Russia through the Republic of Turkey. 29<br />
On the contrary, Anglo-Russian relations further detoriated in November,<br />
1939. On the 26, the Talvisota, the Winter War began with a Soviet offensive.<br />
Pressure on the British was getting stronger from the French government and<br />
the British public opinion. <strong>The</strong>y saw Finland as a free, liberal state just being<br />
occupied by the totalitarian machine, and expected Great Britain to do<br />
something. During the war, Anglo-French plans to send troops to Finland was<br />
recurring several times, but the official British politics did not consider the<br />
Finnish issue a real heavy one, but any further Russian advancement, e.g. in<br />
Sweden or Norway „would progressively increase the ultimate threat to the<br />
security of the British Isles”. 30 On the other hand, the Finn case was not heavy<br />
enough to put wedge between Moscow and Berlin: as Conservative MP Leo<br />
Amery wrote to Halifax on 6 December, „the two gangsters will continue to<br />
cooperate so long as there is loot to be got”. 31<br />
In December, the Finns also appealed to the League of Nations to condemn<br />
Soviet aggression and intervene. Originally, the British did not support the<br />
motion, as Cadogan commented: „Talked to H. [Halifax] about this ridiculous<br />
summons of League Council and Assembly on Finnish issue question.<br />
Inevitable but insane”. 32 Due to increasing French support, later the British<br />
joined these efforts and facilitated the expulsion of the Soviets from the League<br />
on the 14 December, 1939. Finally, the Finnish collapse in mid-March ruled<br />
out the Anglo-French military intervention in Finland. 33<br />
All the British attempts, the trade talks, Cripps’s visit, or the Turkish<br />
connection had failed to get in touch with the Russians. <strong>The</strong> Soviet invasion of<br />
Finland in November 1939 cut off all negotiations between Moscow and<br />
London for a while. After the fall of Finland, the British took up again the line<br />
to get in touch with the Russians, but this time Moscow was dismissive. <strong>The</strong><br />
Anglo-Soviet relations were settled only after the beginning of the German<br />
invasion of the Soviet Union. And this is the point which marks the expiry of<br />
the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> as well. 34<br />
29<br />
DOERR: op. cit., 430.<br />
30<br />
COLLINS: op. cit., 29.<br />
31<br />
Ibid. 31.<br />
32<br />
Qtd. in COLLINS: op. cit., 31.<br />
33<br />
DOERR: op. cit., 438.<br />
34<br />
Ibid. 438.<br />
130
Ithurburu, Caroline<br />
<strong>The</strong> reactions of a french right departement the Basses-Pyrénées<br />
following the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>’s.<br />
„<strong>The</strong> Nazi-Soviet non aggression <strong>Pact</strong>’s signature got to communism a real<br />
advantage but still minor and temporary: it apprecialy increased the sales of<br />
one newspaper, „Humanity”.” That’s how beguns the article on the front of<br />
page of „Patriote des Pyrénées”, the twenty fifth of august in 1939. <strong>The</strong><br />
department (French territorial division) of Basses Pyrénées, border territory of<br />
Spain have became a ground of reception for Spanish refugees since 1936. In<br />
this context, and more since Munich’s agreements, the local administrations<br />
aim consist on preserving peace and security in the department.<br />
After the Nazi-Soviet <strong>Pact</strong>’s signature, it is the communists who arouse the<br />
highest supervision. <strong>The</strong> study of press and departements archives shows how<br />
it is the main concern in the days following the 23/08. On a first time, we are<br />
going to see the censorship, searches and supervisions set up by the authorities<br />
further to the pact; then we will study the communist world reactions whereas<br />
they were accused of treason, and their consequences resulting on searches and<br />
arrets. To conclude, we will interest on the actions lead by Spanish communists<br />
refugees, and the way of react of the Gurs’ camp.<br />
<strong>The</strong> proliferation of tracts in the days following the revelation of the Nazi-<br />
Soviet <strong>Pact</strong> is amazing and of quite origin. From the 26th of august, the Prefect<br />
makes send a telegram to all his subalterns and police stations which order to<br />
ban all the meetings and process to the closing of any newspaper adopting a<br />
behaviour similar to the PCF, as well as the seizure of all periodicals which<br />
could be, or not, dangererous for the National defense. 1 Four days later, the<br />
Prefect decided to censor the communist newspaper „l’Etincelle” (the spark)<br />
thinking that it could reproduce some papers of Humanity and therefore spread<br />
ideas against French government. In the department, censorship has gone as far<br />
as investigations on each periodical employees to make sure that there were<br />
any communist working there. 2 <strong>The</strong>se facts can explain that the most famous<br />
local newspapers as „Patriote des Pyrénées” and „ l’Independant” don’t write<br />
any word about local actions lead against communists.<br />
Indeed, were only published general news or papers about changes that will<br />
occure with the catch of safety précautions in the department because of the threat<br />
1 Telegram of the 26 th of august in 1939 from the prefect of Basses Pyrenees to all his<br />
subalterns and polce stations of the department. Source: main city of department act; collection<br />
M; departmental archives of PAU; 1M78.<br />
2 Basses Pyrénées communists list communicated to Police Ministry by secret<br />
correspondence on the beginning of september. All the local newspapers reply on a positive way,<br />
more particulary the Patriote of Pyrénées. Source: main city department act and newspapaers<br />
answers: collection M; 1M81.<br />
131
of a war interesting rather on civil défense (circulation times, lights out).<strong>The</strong>re is<br />
only one article in the department which deals with communist’s condamnation<br />
dated from the 3th of September. It relates several arrests of communists in<br />
Boucau, Anglet or Bayonne for illegal propaganda on the territory and more<br />
particulary on Gurs’s camp. This is what is called „communist purge” 3 .<br />
We can futhermore note that the Prefect of Basses Pyrénées ordered to<br />
confiscate and to cut all the copies of the communist newspaper from the<br />
30/08 4 . We can add that at the same time, communist propaganda is<br />
systematicaly repressed. For example, the 28/08/1939, Hendaye’s policemen<br />
slashed five posters requiring „a front of peace with URSS”, posted in the city<br />
by the French association of URSS friends coming from Paris. 5 <strong>The</strong> censorship<br />
goes increasing to reach essentially communist camp.<br />
Pyrénéens communists are beyond by the <strong>Pact</strong> but they go on defending<br />
their idol and chief Staline. However, many youngs communists of Biarritz’s<br />
section have been very surprised by the non aggression <strong>Pact</strong> between Staline<br />
and Hitler and have thrown their badge as a symbol. 6 In the Basses Pyrénées,<br />
the administration have to run not only French communists but also the<br />
propaganda of Spanish communists who are refuged in the departemnt or coop<br />
up in the Gurs’ camp until the phenomenon called „la retirada”. 7<br />
For a few mounths, international relationships make debate between the different<br />
political parties present in the departement. On july, the opposition between<br />
Communist Party which has its head office in Boucau and the fascist French popular<br />
party, appears during a conference at Oloron Sainte Marie. One of the participant in<br />
favor of an alliance between France, England and URSS accuses „Mister Hitler has<br />
taken advantage of French division to occupy Rhenanie”. An other declares that<br />
France and England don’t give to URSS any guarantees in case of an attack and<br />
claims that the PSF (extremist party) apply a policy of treason to France.<br />
After the 23/08, Communist party of Basses Pyrénées carries on a<br />
propaganda to support Staline, posters are multipying : „Nothing is possible<br />
whithout URSS”, „Get together”, „French politicians make Nazis game”. With<br />
the announcement of the pact, communists pamphlets try to explain to the<br />
community Staline’s gesture, position.<br />
3 Article of the third of september in 1939 published in the Patriote of Pyrénées, relating the<br />
arrests of 12 communists to have carry communists and anti-governmental tracts.<br />
4 Main city of department act coming from the Prefect of Basses Pyrénées adressed to Pau’s<br />
police superintendent and to the special superintendant in charge of Gurs’camp supervision.<br />
Source: main city department act, départemental archives of Pau: collection M; 1M80.<br />
5 Main city of department act coming from Hendaye’s police station for Basses Pyénées<br />
prefect. Source: main city department act, départemental archives of Pau: collection M; 1M80.<br />
6 Basses Pyrénées’prefect’s mail to Ministry. Source: main city of department act; collection<br />
M; departmental archives of PAU; 1M78.<br />
7 „La Retirada”: phenomenon whitch beguns in january and february in 1939 since General<br />
Franco’s seizure of power in Spain. Many political refugees came to France, more particulary in<br />
Basses Pyrénées, located on the border of both countries. It will lead to the building of refugees<br />
camp in the region. <strong>The</strong> first is the Gurs’one.<br />
132
It is the purpose of one tract found in Bayonne the 28/08/1939: „French<br />
citizens. <strong>The</strong> Nazi-Soviet non aggression <strong>Pact</strong> is a strong act of peace. It breaks<br />
the fascist aggressors block. For the first time, it forces Hitler to capitulate at<br />
twice: in his ideology and in his imperialist designs on Poland. Moreover,<br />
URSS has not denied the mutual assistance pact with France. With the Nazi-<br />
Soviet pact, URSS has given a first stop to the war. But these ones (talking<br />
about Daladier’s government) have shamfully hand over Republican Spain and<br />
cowardly betray Munich, and seeing their plans againts Soviets revealed, by<br />
the fear of their big responsability, as thiefs unmasked, crying wrongfully to<br />
treason, and with the help of the eternal rotten press, and corrupted one, draw<br />
up a destruction plan against communists in the hope of ruin them and break<br />
workers unity and stop social progress. Communists, who are ready to<br />
accomplish all the duties required by Nation defense, contest with vigour the<br />
illegal abolishment of Humanity realized by fear of truth, and being quietly<br />
united, strongly scream: Long live To the democratic France. -- to URSS. -- to<br />
the working class union”. 8 At the same time, PC’s meetings are multipying in<br />
the department while communists are openly considered as treacherous.<br />
<strong>The</strong> 26/08/1939, an important meeting is organized at Boucau. One of the<br />
participant declares that the Nazi-Soviet <strong>Pact</strong> is a new evidence of Staline’s<br />
will to save peace. In another meeting, is explained that the <strong>Ribbentrop</strong>-<br />
<strong>Molotov</strong> pact is not a pact of union and that’s why it is not a treason. 9<br />
However, during the days following the Nazi-Soviet <strong>Pact</strong>, the arrests are<br />
numerous. <strong>The</strong> first communist arrested is André Moine, head of Boucau’s<br />
communist section the 30/08 because of defeatist comments and malicious<br />
actions against government. 10 <strong>The</strong> 02/09/1939, there will be many searches in<br />
the department; will be arrested nine communists in Boucau as the mayor of<br />
the city, his son and the deputy mayor, all arrested to have hand out tracts; 3 in<br />
Anglet one of them beeing the deputy mayor with 2 local councilors; 2 in<br />
Bayonne and one in Tarnos. 11<br />
8 Tracts posted by communist party of Basses pyrénées. Five copies were found in Bayonne<br />
the 28th of august in 1939 and were sent by Bayonne’s police superintendent to the Bassses<br />
pyrénées’prefect who inquired the Ministry about it. Source: main city department act,<br />
départemental archives of Pau: collection M; 1M81.<br />
9 Meeting in rection to the Nazi Soviet <strong>Pact</strong>. <strong>The</strong> second one was secret because of the<br />
prefectoral ban. Description of the meeting by the police super intendent of Boucau to the prefect<br />
of Basses Pyrénées. Source: main city department act and newspapaers’ answers: collection M.<br />
10 André Moine: local councilor of Boucau; regional secretary of communist party, he also<br />
belonged to the comity of distribution of L’Etincelle. Arrested the 30th of august in 1939, he<br />
would have encouraged military force to desobey orders. He would have said „Dont’move or<br />
Staline was right when he signed the <strong>Pact</strong> with Hitler”. Source: main city department act,<br />
départemental archives of Pau: collection M; 1M80.<br />
11 Arrests and searches of the 2 nd of september in 1939. 12 arrests: mayor of Boucau Mister<br />
Lanusse, his son, the deputy mayor of Boucau Mister Landabourre; the deputy mayor of Anglet Mister<br />
Laporte and two local councilors of the same town. In a main city department act are reported, since<br />
the 26 th of august in 1939, 69 searches; arrests of 18 individuals ecause of defeatist comments and<br />
133
At the same moment, we can note an unrest in the camp of Gurs. <strong>The</strong><br />
Gurs’camp is a refugees camp build by Daladiers government between 15 of<br />
March and the 15 of April in 1939, next to Oloron Sainte Marie to take in the<br />
former veterans of Spanish civil war after General Franco’s seizure of power.<br />
<strong>The</strong> camp icludes at the RM pact signature’s date Brigadistes (Volonteer<br />
soldiers and mercenaries coming of Central Europe to support republicans in<br />
Spain in the international squads.), Basques, Aviateurs and Spanish. In the<br />
camp, international squads’ section fidget against the government, anticommunists<br />
increase their propaganda, pamphlets pass hand to hand. In the<br />
camp, we talk about the second treason of communist Party, the first one<br />
consisting on leading to the defeat of Spanish army.<br />
As the pact was revealed, tracts against government are carried by the<br />
communists which shows quite a weariness because of the government<br />
inactivity. <strong>The</strong>y proclaim that it must stop or question „what are you waiting<br />
for Mister Daladier to take plane to Moscow?” 12 <strong>The</strong> Prefect collaborator of<br />
Oloron put the territory under hight surveillance and call for help military<br />
authorities of Pau’s 18 em regiment.<br />
<strong>The</strong>re are a lot of Spanish communists on the whole territory and that’s the reason<br />
why we find many Spanish names in the investigations of august and september. 13<br />
Spanish communists are often more virulents than French ones desappointed by their<br />
defeat against Franco which condamn them to emigrate in France. <strong>The</strong>y feel<br />
persecuted once again and violent actions are going to be the expression of this feeling<br />
as an attack against administration’s premises of Boucau in the course of september. 14<br />
As a conclusion, it appears that the politics reactions are various in the<br />
department of basses Pyrénées. <strong>The</strong> authorities of the department intensify<br />
repression in the course of days and concentrate more and more their energy to<br />
control communist party and repress actions lead against government.<br />
<strong>The</strong> priority is given to preserv civil peace, and to contain any unrest on a<br />
territory which already knows backwashes for few mounths whith the Spanish‘s<br />
arrival. So, as long as the anesthesia of communist units of the department permit<br />
to reach this purpose, the authorities will adopt an organisation to muzzle them<br />
with a real effectiveness after the Nazi-Soviet pacts signature.<br />
malicious actions against government and tracts possession. Some of them were released. Source:<br />
main city department act and newspapers’ answers: collection M; 1M80.<br />
12 Communists’tracts found in Gurs’camp the 30 and 31 of august in 1939, handed to Basses<br />
pyrénées’prefect by the special police superintendent in charge of the camp. Source: main city<br />
department act, departemental archives of Pau: collection M; 1M81.<br />
13 List of all the communists of the territory wanted by the Ministry in september<br />
distinguishing french ones and foreigners in 2 separeted columns. Source: main city department<br />
act, departemental archives of Pau: collection M; 1M78.<br />
14 Attack of the 16 th of September in 1939 from spanish communists to protest against anticommunists<br />
actions facilitated by Daladier’s government. Premices were empty so there was<br />
nobody died, only some injured persons who were walking near the explosion. Correspondance<br />
between police station of Boucau and the prefect of basses pyrenées. Source: main city<br />
department act, departemental archives of Pau: collection M; 1M80.<br />
134
Dubasque, François<br />
<strong>The</strong> German-Soviet <strong>Pact</strong> and the toing and froing of the French pacifists<br />
While having a destabilising influence on international relations, the<br />
German-Soviet <strong>Pact</strong> of 23 August 1939 also had significant consequences for<br />
French political life on the eve of World War II. For many contemporary<br />
observers, this event sealed the fate of peace. This is why we thought it would<br />
be interesting to assess its impact on the pacifist movements which existed in<br />
the country in 1939. <strong>The</strong> term pacifism should be interpreted strictly as<br />
political activism in favour of peace via associations, trade unions, media<br />
outlets and political groups. <strong>The</strong> idea would therefore be to determine whether<br />
the German-Soviet <strong>Pact</strong> caused the reconstitution of the pacifist movement in<br />
France and its impact and consequences.<br />
After outlining a brief description of the group of French pacifists in the late<br />
1930s, we shall initially focus on the attitude of the French Communist Party<br />
(PCF) so as to highlight the position of other players, in particular those in<br />
power, in relation to these new national and international issues.<br />
Pacifism in France in the late 1930s<br />
<strong>The</strong> oldest form of pacifism in the country has been represented, since the<br />
late 19 th century, by the Association de la paix par le droit (Association for<br />
peace through law) headed by philosopher Théodore Ruyssen 1 . Based on legal,<br />
internationalist and positivist ideas, this association supports Léon Bourgeois’s<br />
post-war initiatives, a former radical-socialist president of the Council<br />
representing France in the 1919 Peace Conference, in favour of an international<br />
arbitration tribunal and the League of Nations (LoN). Bourgeois is himself the<br />
originator of the French Association for the League of Nations, defending<br />
Aristide Briand’s policy, after which, in the 1930s, he campaigns for collective<br />
security and disarmament. <strong>The</strong> shock of World War I widened the audience of<br />
this moderate type of pacifism situated on the centre left of the political<br />
spectrum. War veteran associations, in an effort to prevent a new murderous<br />
madness, joined this campaign, which was part of the Geneva movement.<br />
At the time of the Munich agreement in September 1938, the political<br />
landscape of pacifism is becoming blurred with the surprising combination of<br />
two types of pacifism: a doctrine-based pacifism influences the socialist party<br />
as well as the powerful related National union of school teachers. Within the<br />
Section française de l’Internationale ouvrière (SFIO, French Section of the<br />
Workers’ International), a sizeable fraction, led by secretary general Paul<br />
1 FABRE, R.: Un exemple de pacifisme juridique: Théodore Ruyssen et le mouvement La<br />
paix par le droit (1884-1950). In: Vingtième Siècle. Revue d’histoire, vol. 39 (1993), 38-54.<br />
135
Faure 2 , remains hostile to war. Its attitude is that of British „app easers” for<br />
whom neither the Spanish war nor the Czechoslovakian question should give<br />
rise to intransigent positions. During the congress of the Party in Montrouge, in<br />
December 1938, this faction unsuccessfully opposes Léon Blum’s supporters,<br />
convinced of the need to put a stop to the expansion of Nazism. It is however<br />
supported by the party’s far left, represented by Marceau Pivert, who advocates<br />
revolutionary defeatism. An opportunistic pacifism or neo-pacifism dominates<br />
the right and far right which renounce their anti-German nationalism because<br />
of their anticommunism (fear of revolution) and admiration for fascist Italy. On<br />
27 September 1938, À bas la guerre (No to war) is the headline of L’Action<br />
française, the newspaper of Charles Maurras and Léon Daudet.<br />
<strong>The</strong> Munich Agreement therefore marks the convergence of these different<br />
types of pacifism, with an audience reaching its pinnacle in France at this time.<br />
<strong>The</strong>ir campaign for peace reflects the profound relief felt by a majority of<br />
French people after the Sudetenland crisis. Less than one year later, the<br />
announcement of the signing of the German-Soviet pact radically changes the<br />
situation. <strong>The</strong> ideological turnaround of the French communist Party is the<br />
most visible reflection of this.<br />
<strong>The</strong> consequences of the <strong>Pact</strong> on the French Communist Party: a return<br />
to ultra-pacifism?<br />
As with all communist parties, the positions of the French communist Party<br />
fluctuated in the 1930s according to Soviet diplomacy. Ultra-pacifists until 1934,<br />
French communists then discover the existence of negotiations between Léon<br />
Barthou, minister of Foreign Affairs, and the USSR in 1934. With the signing of<br />
the Franco-Soviet <strong>Pact</strong> of mutual assistance in 1935, they evolve into a hard-line<br />
pacifism tinged with antifascism. <strong>The</strong>ir attitude reflects the new international<br />
stance of the USSR which has become, since it joined the LoN in 1934, the<br />
champion of the Geneva ideals via Litvinov, the people’s commissar for Foreign<br />
Affairs. <strong>The</strong>ir participation in the Universal peace Congress illustrates this<br />
turnaround. This movement, the Paris branch of which is set up by Pierre Cot and<br />
Louis Jolivet, affiliated to the Komintern, bridges the gap between the supporters<br />
of the Geneva spirit and radical antifascists. After the Munich Agreement, the<br />
PCF, in the name of national defence, now believes in a logic of war.<br />
This state of mind persists after the signing of the German-Soviet <strong>Pact</strong> on 23<br />
August 1939. From 23 to 25 August, the communist media tries to demonstrate<br />
that the <strong>Pact</strong> is not incompatible with national defence. On the contrary, the <strong>Pact</strong> is<br />
presented as a „peace factor” designed to weaken the enemy by disrupting the anti-<br />
Komintern <strong>Pact</strong>. <strong>The</strong> communists are also expressing their desire to defend the<br />
2<br />
DOUGNAC, B.: Paul Faure, biographie (1878-1960). University of Bordeaux 3<br />
(unpublished, 2006).<br />
136
country in case of aggression in the Chamber of deputies. On 2 September 1939,<br />
their parliamentary group votes in favour of military credits demanded by the<br />
Government. <strong>The</strong>ir evolution from patriotism to pacifism is documented by the<br />
statements made by the parliamentary group between 2 September and 1 October<br />
1939. 3 Subsequent to the guidelines sent by the Executive Committee of the Third<br />
International on 8 th September, the national communist parties implement the<br />
strategic turnaround decided upon by Stalin on 7 th September. However, in a<br />
statement published on 9 September, French communists extol the virtues of a<br />
national union against Nazi Germany. While the information on Moscow’s U-turn<br />
has undoubtedly reached them before mid-September, the statements of 16 and 19<br />
September are nonetheless also characterised by a marked anti-German patriotic<br />
tone. In the statement of the 19 th , the Russian intervention in Poland is justified by<br />
the desire not to abandon this country to the Nazis. 4 <strong>The</strong> unconventional reaction of<br />
the PCF is therefore the unquestionable reflection of its leaders’ indecision – led by<br />
Maurice Thorez and Jacques Duclos – or even of their reluctance to adopt the new<br />
line imposed by Moscow after years of antifascist propaganda.<br />
<strong>The</strong> PCF’s U-turn and final rallying around the position of the Third<br />
International is effective at the end of September, during the signing of the<br />
second German-Soviet pact. On 1 October 1939, Arthur Ramette, head of the<br />
Ouvriers et Paysans de France parliamentary group (French Workers and<br />
Peasants) created by the communist leaders after the party was dissolved,<br />
publishes a letter to Edouard Herriot, president of the Chamber, in favour of<br />
immediate peace with Hitler. A genuine indictment against war, the<br />
responsibility of which is shifted onto England and France, this letter reestablishes<br />
the „class vs. class” language. This change becomes even more<br />
apparent after <strong>Molotov</strong>’s speech to the Supreme Soviet on 31 October 1939,<br />
which confirms the German-Soviet alliance ratified by the second <strong>Pact</strong>. 5 On 30<br />
November, communist MP Florimond Bonte, before being arrested, tries to<br />
read a statement in which he denounces the imperialist nature of war from the<br />
Chamber’s gallery. Following the Finland war, presented as a Soviet action for<br />
peace, the communist propaganda increasingly focuses on revolutionary<br />
defeatism. <strong>The</strong> communist turnaround and adoption of an integral pacifism,<br />
dictated by the Russian policy, deeply upsets the pacifist movement in France.<br />
<strong>The</strong> toing and froing of pacifists: reconstitution of the political movement<br />
According to initial IFOP polls, while 57 % of French people surveyed<br />
approved of the Munich Agreement in September 1938, only 34 % believe that<br />
3 For a more detailed study, we shall refer in BOURGEOIS, G.: Drôle de guerre et tournant<br />
de l’Internationale communiste en 1939. Cahiers Léon Trotsky, n 23 (September 1985).<br />
4 BDIC, World War II funds, F delta rés 139: PCF (1939-1940).<br />
5 This speech was reproduced in the Cahiers du bolchevisme, organe théorique du parti<br />
communiste français, 2 e semestre 1939 (January 1940), 48-51.<br />
137
war can still be avoided in June 1939. <strong>The</strong> Prague coup in March, followed by<br />
Albania’s invasion in April, caused a shift in public opinion. In September<br />
1939, mobilisation takes place without any protest. Reflecting public opinion,<br />
the press now campaigns against a new Munich. From left to right, they<br />
unanimously condemn „Stalin’s betrayal”: Albert Bayet writes an editorial in<br />
L’Oeuvre of 27 August called „Do not ask us to excuse the inexcusable”. In<br />
L’Époque, Henri de Kérillis castigates „the USSR’s stab in the back”.<br />
Numerous political formations and trade unions, outraged by the German-<br />
Soviet <strong>Pact</strong>, join this alliance and swell the ranks of the pro-war majority. This<br />
is the case, on the right, of the nationalists of Colonel François de La Rocque’s<br />
Parti social français (French social Party) and the Fédération républicaine<br />
(Republican Federation) of Louis Marin and Philippe Henriot. On the one<br />
hand, the anticommunists are less tempted to perceive Nazi Germany as a line<br />
of defence against bolshevism, while on the other the supporters of a tough<br />
stand towards Germany are not seen to be following Moscow’s orders. Rightwing<br />
pacifism loses its credibility due to the PCF’s troublesome support of the<br />
pacifist side. <strong>The</strong> left wing experiences a similar phenomenon. <strong>The</strong> <strong>Pact</strong><br />
convinces many pacifists to stop initiating actions in favour of peace so as not<br />
to disrupt the atmosphere of national union as well as to distance themselves<br />
from the communists. Thus, the vast majority of the Geneva movement is not<br />
resolved to an outright peace. This is why Théodore Ruyssen sends a telegram<br />
to Edouard Daladier, president of the Council, in September to assure him of<br />
his support. As soon as the <strong>Pact</strong> is signed, the communists are driven out of the<br />
Universal peace Congress (RUP), while the Confédération Générale du Travail<br />
(CGT, Federation of Trade Unions) breaks away from the PCF the day after the<br />
meeting of the German and Soviet armies in Brest-Litovsk on 18 September<br />
1939. <strong>The</strong> SFIO’s situation is more original: on 29 th August, an agenda<br />
criticising the German-Soviet <strong>Pact</strong> is voted. However, behind this apparent<br />
unity, the <strong>Pact</strong> actually confirms the two positions which divide its beliefs.<br />
Integral pacifists (Faure and Pivert positions), comfortable with their<br />
anticommunism, want peace at all costs, on the grounds that a war against<br />
Germany would benefit the USSR.<br />
Pacifism is therefore only represented by tiny minorities: on the extreme<br />
right-wing, the headline of newspaper Je suis partout! of 1 September 1939 is<br />
À bas la guerre, vive la France! (No to war, long live France). Maurras and<br />
Daudet’s pacifism is fuelled by hope of defeating the Republican regime. On<br />
the left wing, the SFIO’s integral pacifists are joined by a group of former<br />
Briand supporters favouring the motto „neither right nor left”. Among those<br />
are members of left-wing fringe groups such as Marcel Déat or Gaston<br />
Bergery, advocating a rapprochement with Germany as part of a federal<br />
Europe. Thus, the pamphlet entitled Paix immédiate (Peace now), written on 25<br />
August 1939 by libertarian pacifist Louis Lecoin, bears, alongside the<br />
signatures of philosopher Alain, writer Jean Giono and Victor Margueritte,<br />
138
those of Déat, Pivert, Zoretti (a supporter of Paul Faure) and Challaye, an ultrapacifist<br />
member of the League for human Rights.<br />
<strong>The</strong> pacifist influence on French society in the late 1930s fails to survive the<br />
march to war. Prefectural reports highlight the renewed strength of patriotism<br />
from the summer of 1939. However, the PCF’s shift has caused the dispersion of<br />
the pacifist group 6 . By specifically targeting the communists, the Daladier<br />
government succeeds in marginalising the pacifists during the first weeks of war.<br />
Muzzled pacifism: the government’s action<br />
Despite its decline since the spring of 1939, the pacifist movement, which<br />
had impregnated political circles, retained supporters within the circles of<br />
power. „<strong>The</strong> peace party” is a heterogeneous entity recruiting from the right<br />
wing: MP Scapini, close to the leagues, Pierre-Etienne Flandin, head of the<br />
Alliance démocratique, as well as left wing: Eugène Frot, Paule Faure or René<br />
Brunet. This small minority attempts to organise itself into a parliamentary<br />
liaison Committee involving fifteen MPs and twelve senators. It benefits<br />
however from solid support in both Foreign Affairs committees, headed by<br />
radical socialist personalities who have supported the pacifist cause: Henry<br />
Bérenger in the Senate and Jean Mistler in the Chamber (Mistler, imbued with<br />
visceral pacifism linked to the trauma of World War I, was a cultural attaché<br />
for the French legation in Hungary and taught at the university of Budapest).<br />
<strong>The</strong> pacifist movement manifests itself repeatedly and launches several<br />
initiatives. At the end of August and during the parliamentary session of 2<br />
September 1939, its members closest to the fascists – Bergery, Déat or Pierre<br />
Laval – attempt to promote Mussolini’s proposition of another peace<br />
conference. Relying on the World War I precedent, others demand that a secret<br />
committee meeting be convened to debate possible peace conditions. <strong>The</strong><br />
German peace propositions, at the end of September, are another opportunity to<br />
make their voice heard.<br />
Even before the signing of the German-Soviet <strong>Pact</strong>, parliamentary pacifists<br />
can count on the support of radical Georges Bonnet, minister of Foreign Affairs<br />
since April 1939. During the Cabinet meeting of 24 August 1939, Bonnet<br />
claims that the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong> does not have to lead to war. He sets<br />
out to convince the president of the Council, Daladier, of the importance of<br />
examining the final peace options. Georges Bonnet, backed by Anatole de<br />
Monzie, minister of Public Works, also plays the Mussolini card for a new<br />
Munich. During the next Cabinet meeting on 31 August, he tries again to gain<br />
his colleagues’ support for the italian proposition. However, his last-ditch<br />
diplomatic effort comes up against Edouard Daladier’s firm stance this time,<br />
6 On this question see VAISSE, M.: Le pacifisme français des années trente. In: Relations<br />
internationales, n 53 (1988), 50. See also VAISSE, M. (ed.): Le pacifisme en Europe des années<br />
1920 aux années 1950. Bruxelles, 1993.<br />
139
acked by a „belligerent” coalition which constitutes a majority in the<br />
government, among whom are Paul Reynaud, minister of Finance, Albert<br />
Sarraut, minister of the Interior, Georges Mandel, minister of Colonies, and<br />
Jean Zay, minister of national Education. 7 Georges Bonnet is now ostracised as<br />
attested by the Cabinet reshuffle of 13 September 1939: he loses the Foreign<br />
Affairs portfolio and is given the ministry of Justice. This eviction is proof of<br />
the government’s determination to go to war and its desire to eliminate a<br />
movement hostile to the patriotic consensus.<br />
Nevertheless, Edouard Daladier perceives the PCF’s support of the peace<br />
side as the main threat, not parliamentary pacifism. <strong>The</strong> measures taken by<br />
the government against the communists must therefore be interpreted in this<br />
context. Two days after the signing of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>, the<br />
government suspends communist newspapers L’Humanité and Ce Soir and,<br />
on 26 August, bans the communist press from further publication. One month<br />
later, on 26 September, before the communists even adopt the „fight against<br />
the imperialist war” stance, the PCF is dissolved, as is its parliamentary<br />
group. Subsequently, following the publication of the „letter to Herriot” on 1<br />
October, the government waits until the end of the extraordinary Parliament<br />
session, on the 5 th , to launch an investigation into collusion with the enemy<br />
before the Paris military tribunal. As the MPs supporting the Germany-Soviet<br />
agreements no longer benefit from parliamentary immunity, the police raid<br />
the homes of Arthur Ramette and Florimond Bonte that very morning.<br />
Communist leaders decide to flee : Duclos and Ramette take refuge in<br />
Belgium while Maurice Thorez deserts his regiment and goes to Moscow.<br />
<strong>The</strong> Daladier government has therefore killed two birds with one stone :<br />
liquidating the communists whose support of pacifism was perceived as a<br />
threat and avoiding the peace debate in Parliament under the pretence of<br />
fighting against communists 8 . On 29 September, Paris was aware of the<br />
German-Soviet call for an overall resolution of the conflict. <strong>The</strong> final act of<br />
this deterrent policy aimed at preventing the collusion of pacifists against the<br />
war takes place at the beginning of December. Further to the Soviet invasion<br />
of Finland, Daladier seizes the PCF’s assets. From an external perspective, he<br />
supports the action of the LoN 9 which, putting an end to its strict selfimposed<br />
neutrality observed since the <strong>Pact</strong> and the declaration of war,<br />
decides to exclude the USSR on 14 December 1939.<br />
7<br />
See the biography by PUYAUBERT, J.: Georges Bonnet (1889-1973), les combats d’un<br />
pacifiste. Rennes, 2007. 201-207.<br />
8<br />
For more information on this question see BOURGEOIS, G.: Octobre 1939: sortir de la<br />
crise pacifiste pour continuer à faire la guerre. Communication pronounced in the conference<br />
Exits of crisis, university of Poitiers, 27-28 November 2008. All our thanks to the author who<br />
had the kindness to pass on to us the text of this communication before its publication in the acts<br />
of the conference, in autumn 2010.<br />
9 e<br />
PAUL-BONCOUR, J.: Entre-deux-guerres. Souvenirs de la III République, t. III: Sur les<br />
chemins de la défaite 1935-1940. Paris, 1946. 183.<br />
140
Conclusion<br />
In the 1930s, pacifism epitomises a collective mentality which transcends<br />
partisan divisions. It is also a transnational phenomenon. <strong>The</strong> German-Soviet<br />
<strong>Pact</strong>, more so than the declaration of war, deeply upsets the pacifism movement<br />
in France. This is the hypothesis we wanted to demonstrate in this brief<br />
communication. <strong>The</strong> resulting progressive ideological switch of the French<br />
communists and their return to ultra-pacifism entirely reshaped this movement.<br />
In September 1939, self-assured, majority, governmental and anticommunist<br />
pacifism switches to anti-governmental and minority pacifism, deeply affected<br />
by the communist support.<br />
After the Finland war, the communists increasingly focus on revolutionary<br />
defeatism, while the other pacifist groups are seen to capitulate by mid-June<br />
1940. A significant number of personalities, who were still campaigning for<br />
peace at the end of the summer of 39, join the Vichy ranks and collaborate with<br />
Nazi Germany. This is the case of Georges Bonnet, Paul Faure and Jean<br />
Mistler, members of the National Council, Marcel Déat, founder of the<br />
Rassemblement national populaire in 1941, or the European federalists who<br />
perceive their projects as justification of German occupation.<br />
141
142
Delmouly, Laura<br />
<strong>The</strong> German-Soviet pact in french coursebooks<br />
„<strong>The</strong> German Russian agreement can be justified if you look at it from the<br />
angle of the interested powers, but it did mean a war in the West” 1 . This<br />
quotation is mentioned in a History school book from 1947, and the agreement<br />
seems to be the most concrete action that will lead to war.<br />
A study on the Nazi-Soviet <strong>Pact</strong> in the French school books allows us to ask<br />
ourselves how this historical fact was perceived. How was this event taught<br />
from 1945 till today? For this we will use examples out of books edited from<br />
1945 till today: 5 books were used between 1945 and 1960, 2 for the years<br />
1960 till 1970, 2 for the eighties, 4 for the nineties and finally 3 for the years<br />
2000. However, these books come from different editors (Nathan, Hatier,<br />
Hachette and so forth), and as the school market is private and the books<br />
chosen by the teachers, not every student uses the same book. Nevertheless<br />
right after the war the school books include in their pages the conflict, the facts<br />
until the victory of the Allied. <strong>The</strong>refore the <strong>Molotov</strong>-<strong>Ribbentrop</strong> agreement<br />
takes an important place in explaining the conflict to the students. Although the<br />
war is taught to every French student, it isn’t studied at all levels and the<br />
programs have often changed. Out of the 16 books that talk about the conflict<br />
one is used in primary school (that is 6 years old), 2 are for the students who<br />
are 13/14 years old, 2 for the 14/15 years old, 5 for the 16/17 years old, 2 for 18<br />
years old used in their last year of high school and then 4 used at a University<br />
level. Automatically there is a difference in the explanation of the agreement<br />
according to the age of the student and its level. Also, the school book is often<br />
a tool and not systematically used by the teacher.<br />
Equally it is important to mention the fact that school books endure the<br />
current dominating standards during their edition which has an impact on the<br />
way of teaching. What was the place given to the <strong>Molotov</strong>-<strong>Ribbentrop</strong><br />
agreement in the programs? How was this event taught? Was the agreement<br />
influenced by the different historical events? We will study the way the<br />
agreement was taught right after the war and than we will show a change in the<br />
seventies in the way of perceiving the agreement. <strong>The</strong>n finally we will present<br />
the way the German-Russian treaty was studied in order to reflect on<br />
totalitarianism.<br />
<strong>The</strong> name itself of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> agreement has known a number<br />
of different versions; the name Nazi-Soviet <strong>Pact</strong> or <strong>Molotov</strong>-<strong>Ribbentrop</strong><br />
agreement emerges in the seventies. <strong>The</strong> names that were used during the two<br />
former decades where they talk about „treaty” or „German-Russian<br />
1 GENET, Louis: L’Epoque contemporaine 1848-1939, classes préparatoires de philosophie<br />
et de mathématique. A. Hatier, Paris, 1946, 830-831.<br />
143
agreement” sound anachronistic.<br />
Even so, even if the name Nazi-Soviet <strong>Pact</strong> wasn’t used at the time, this<br />
agreement was studied ever since the new programs dated July 31 st 1947 were<br />
drawn up. „This signature (which means of course the signature of the<br />
agreement) is considered to be a desertion that will lead to a war” 2 . „This<br />
agreement which stunned the world, could do nothing else than precipitate the<br />
war” 3 . <strong>The</strong>se two quotations put forward in the first place the unexpected<br />
character of this signature and the amazement of the world seeing this as a<br />
disruption in the possibility of a union between the different powers. In the<br />
second place it shows the decisive character of the agreement which leads to a<br />
war. To explain the agreement we can call in two elements: the element of<br />
reason and the element of consequence. To understand the foundation of this<br />
agreement, we attend to an explanation of the different advantages of this treaty<br />
for the two signing parties. As well, the books present the realistic attitude that<br />
was shown by Stalin; the agreement is therefore considered to be a political<br />
manoeuvre that helped Russia to gain time before it started the war.<br />
And to explain the direct consequences of the agreement, the French school<br />
books in the years 1945 to 1950 emphasize the Russian neutrality as a factor<br />
that permits Germany to attack Poland. „In September 1939 Germany invades<br />
Poland. <strong>The</strong> democracies, in order to keep peace had made too many<br />
concessions already (for example the Munich accords in 1938 when they had<br />
agreed on Germany to have Bohemia). <strong>The</strong>y declare war to the invader” 4 . This<br />
quotation is interesting because it helps us to see the connection between the<br />
Munich accords on the one hand and the German-Russian agreement on the<br />
other hand. A connection that was very clear at the end of the war. From 1938<br />
on and after the Munich accords, France and England try to keep the illusion of<br />
peace, but the signature of <strong>Molotov</strong>-<strong>Ribbentrop</strong> agreement prevents Russia<br />
from starting a war with Nazi Germany. „Stalin had made his decision, which<br />
was to accept an understanding with Hitler, and although he thought the war<br />
was imminent he preferred to stay apart from the conflict, anticipating<br />
territorial profits and the adversary forces to wear out”. 5<br />
In the sixties a much more direct version of this agreement shows up: the<br />
counter nature of the union is put forward. It refers to the fundamental<br />
opposition between the two powers in the ideological, political and economical<br />
field. It is the secrecy around the agreement, signed between the two parties,<br />
which justify this union. <strong>The</strong> way of telling History will transform French<br />
2 GENET, Louis: L’Epoque contemporaine 1848-1939, classes préparatoires de philosophie<br />
et de mathématique. A. Hatier, Paris, 1946. 830-831.<br />
3 A. MALET, A., ISAAC, J.: Histoire contemporaine depuis le milieu du XIX ème , classes<br />
préparatoires de philosophie et de mathématique. Hachette, Paris, 1930, réed 1951. 866.<br />
4 BARON, Etienne: Histoire de la France, Cours Moyen et Supérieur. Nathan, Paris, 1956. 464.<br />
5 A. MALET, A., ISAAC, J.: Histoire contemporaine depuis le milieu du XIX ème , classes<br />
préparatoires de philosophie et de mathématique. Hachette, Paris, 1930, réed 1951. 866.<br />
144
education. As a matter of fact, the student will exclusively find in his books the<br />
historical events. It’s a history without end and the agreement will be<br />
thoroughly described and explained.<br />
<strong>The</strong> seventies show a break through (the influence of May 1968) in the way<br />
of teaching history. We don’t deal with rooted and hierarchical chapters any<br />
more that encourage continuous reading. Clearly we can observe a wish to find<br />
a balance between the historical facts, the written documents and the<br />
iconography. Even if the documents are kind of weak, especially when it<br />
concerns the <strong>Molotov</strong>-<strong>Ribbentrop</strong> agreement. We can also observe the absence<br />
of a map of Central Europe which is a pity because it would have helped the<br />
student to understand the territorial claims from Hitler and Stalin. <strong>The</strong><br />
presentation of the historical facts has the upper hand. „<strong>The</strong> clear position of<br />
the Soviet Union, the replacement of Litinov, obtained through a co-operation<br />
with the West, by <strong>Molotov</strong>, a very strict interpreter of the Stalin’s realism; does<br />
this mean a change in orientation of soviet’s foreign politics?” 6 .<br />
<strong>The</strong> Soviet Union is at the centre of attention of the European powers. <strong>The</strong>ir<br />
politics stay very ambiguous, an ambiguity that is made very clear in the school<br />
books. <strong>The</strong> soviet foreign politics remain complex, a fact which the school<br />
books have difficulty to define.<br />
In the nineties, we observe a big innovation in the making of school books by<br />
illustrating the facts with documents, made in a way to attract the student. <strong>The</strong><br />
historical facts progressively leave room for written or iconographical illustrations.<br />
<strong>The</strong> secret protocol of the agreement is partially copied in the books. To clarify this<br />
protocol, the school books explain on the one hand the reasons of this treaty or<br />
agreement (the secret protocol) and on the other hand the consequences. But the text<br />
that explains the treaty is briefer than it used to be before and uses a vocabulary also<br />
seen before like „counter nature union” and „the world is stunned”.<br />
<strong>The</strong> educational process evolves, because the student is now asked to make an<br />
intellectual step by using documents. This willingness of showing the treaty<br />
through a different light continues till the years 2000 in which a new program is<br />
made in 2002 and 2007. <strong>The</strong> Nazi-Soviet <strong>Pact</strong> is considered in a more complex<br />
way comparing totalitarianism, fascism, Nazism and Stalinism. <strong>The</strong>ir<br />
resemblances, their dissidences and their expansions have to be explained by the<br />
student. In 2003 new school books appear full of files and close ups explaining on<br />
two pages the historical facts that were important and decisive. <strong>The</strong> two pages<br />
dedicated to the Nazi-Soviet <strong>Pact</strong> are composed of a documentary corpus full of<br />
questions to make students reflect on the event. In 2007 there are two definitions<br />
that illustrate this double page. <strong>The</strong> word pact is „an agreement with mutual<br />
obligations” 7 and the Nazi-Soviet pact is defined as „the signature of August 23,<br />
6<br />
BOUILLON, J et JOHN, A.M. et BRUNEL, F.: Histoire: le monde contemporaine 1914-<br />
1945, manuel de terminale. Bordes, Paris, 1980. 312 à 314.<br />
7<br />
LAMBIN, Jean-Marc: Histoire première ES, L, S. Hachette éducation, Paris, 2007. 294-<br />
295., 316-317.<br />
145
1939 between Germany and the Soviet Union in which both countries commit<br />
themselves in not aiming for the other one in exchange of sharing Poland” 8 .<br />
To conclude, the French school books have explained the Nazi-Soviet <strong>Pact</strong><br />
between 1945 up to today in a different way. Chronologically, this is from<br />
1945 to 1960, the historical events are privileged even if this secret treaty is not<br />
explained in a very detailed manner. <strong>The</strong>n in between 1970 and 1980 we<br />
observe a break through in the way of teaching History, written documents and<br />
iconographies are inserted in the lesson.<br />
Since the years 1990, we see a loss of simply narrating history towards a<br />
profound reflection on totalitarianism. <strong>The</strong> German-Russian agreement is put<br />
forward thanks to an extensive documentary corpus full of questions.<br />
<strong>The</strong> treaty has been taught in a continuous way even if the ways of<br />
explaining this event were different. Nevertheless, we can say that, because of<br />
the absence of texts written by historians in the school books, they are very<br />
little influenced by the different historical events that took place during the<br />
studied period. Education takes into account the evolution in historical research<br />
on the subject. And like I mentioned before it can also be subject to the choice<br />
of the teacher, who according to his habits and also according to his political<br />
position, uses the school books or not.<br />
8 LE QUINTREC, Guillaume: Histoire première S. Nathan, Paris, 2003. 321.<br />
146
Richaud, Romain<br />
Politics’ reaction from a left-wing department about the German-<br />
Soviet <strong>Pact</strong><br />
In the south of the country, <strong>The</strong> Landes department was firmly left-wing. Until<br />
the 1930’S, the radicalism was holding the department. During these years, the<br />
political deal changed lightly. In big cities like Dax extreme right leagues are created<br />
and in front of this, antifascist committees were born offently led by communists.<br />
<strong>The</strong> Communists are strongly established in cities of Tarnos and Boucau, symbol of<br />
the worker class with the Forges de l’Adour and the Iron Work, in the south of the<br />
department. A breeding ground in wich we can find the executive of the party. In the<br />
same time, the socialists are in a full expansion: in 1936, Charles Lamarque Cando<br />
became the first socialist elected in the Council Department.<br />
In 1936, the Popular Front won the legislative elections in France, in most<br />
departments and in the Landes too. <strong>The</strong> department got one socialist deputy and<br />
three radical-socialist deputies. We can object that the republican democracy<br />
played for them, the popular assembly and the left in general. Radicalism kept<br />
the first place even if socialists were growing up and communists held their<br />
position. However, quickly there is disunity. Every formation goes back to its<br />
position. In their weekly, Le Travailleur Landais, <strong>The</strong> Socialists denounce the<br />
radical-socialists too much attached to private property while they refuse to work<br />
with the communists in the council department. <strong>The</strong> Communists who write in<br />
L’Etincelle against radicals, newspaper published in the Basses Pyrénées. <strong>The</strong><br />
latter defended themselves and criticized the other parties in „Le Républicain<br />
Landais” and „Le Démocrate”.<br />
It’s now interesting to wonder how they reacted to the <strong>Ribbentrop</strong>-<strong>Molotov</strong><br />
<strong>Pact</strong> in august 1939 after a lot of negotiations between the different<br />
governments. First we will look at the immediate reactions in local socialist<br />
and radical-socialist newspapers. <strong>The</strong>n, we will analyse the explanations that<br />
people at the time tried to find to the signing of that pact. Finally, we will deal<br />
with the tensions between the different parties, and especially with what was to<br />
become the „communist problem” 1 .<br />
Between astonishment and obviousness<br />
Jean Paul Brunet had shown that newspapers from the right and left agreed<br />
with the idea that pact was a considerable event. However there is no doubt that<br />
in our department URSS is the most criticized. 2<br />
1 La Petite Gironde, 28 août 1939.<br />
2 BRUNET, Jean Paul: La presse française et le pacte germano-soviétique (août 1939). In:<br />
Relations Internationales, 1974, n°2. 187-212.<br />
147
Two ideas emerge from the press: on one hand the failure of that pact and its<br />
lake of logic for the other hand, which lead politics to consider the pact as<br />
treason. Le Travailleur Landais’s editorial written by Léon Blum is entitled:<br />
„After the dramatic turn of the events” 3 . <strong>The</strong> author is not able „to conceal his<br />
astonishment” 4 . It’s an upstream act. It went against the events. It’s signed while<br />
there are negotiations between France, United Kingdom and USSR for a peace<br />
forehead. It’s not the pact itself which „disturbs” the socialists but the moment of<br />
its publication. 5 It was published in a veritable European crisis 6 . We find this<br />
topic too in Lamarque Cando’s words 7 . This member of the Council Department<br />
wrote on December the 17 th , after his newspaper was not published for some time<br />
for lack of means and personnel. He called the last edition (26 th august): „<strong>The</strong><br />
event which made the headlines was unfortunately the Soviets treason” 8 .<br />
For the radical-socialists there is the same sensation but it was toned down<br />
by another feeling. Effectively, they insisted on the obviousness of this event.<br />
<strong>The</strong>re isn’t just surprise. <strong>The</strong> fast conclusion of the pact made them think that<br />
everything had been prepared beforehand for many weeks 9 . This point of view<br />
is developed by the regional daily; La Petite Gironde. Its editor, Jacques<br />
Lemoine, gave a severe opinion on the signing 10 . „In the European sky’s<br />
darkness, this news was a sudden peal of thunder” 11 . He added that „only<br />
gullible people could imagine that Germany and Russia were made to fight<br />
because they had antagonist ideologies”. This newspaper kept this tone in a<br />
double page entitled: „<strong>The</strong> dramatic turn of the German and soviet pact” 12 .<br />
Inside article have an enlightened tune: „Mr <strong>Ribbentrop</strong> has flown to Moscow<br />
and the Foreign Affairs secretary signed the pact during that trip” 13 . According<br />
to Lemoine, Germany and Russia are made to get on or to fight but it’s always<br />
to the detriment of occidental democracies. So it’s an exceptional pact but there<br />
3<br />
Le Travailleurs Landais, Editorial du 26 août 1939.<br />
4<br />
Léon Blum, cit. Le Populaire, in Le Travailleurs Landais, 26 août 1939.<br />
5<br />
Idem.<br />
6<br />
Idem.<br />
7<br />
Born in 1901, he started as a teacher and came early in the political arena. Member of the<br />
SFIO, the formation which grew up during the Popular Front, he created Le Travailleurs Landais<br />
and became the first departmental secretary of the SFIO in 1937. He was the leader of the<br />
Resistance movement called Liberation-Nord in the department. At the end on the occupation, he<br />
led the Departmental committee of Liberation in charge to build the department again. <strong>The</strong>n he<br />
followed in a big political career; socialist deputy in 1945 to 1958 and 1962 to 1968, member of<br />
the Council department in 1936 to 1940 , then 1945 to 1951 and 1967 to 1979. Finally, he was<br />
mayor from Sabres from 1945 to 1953 then of Mont de Marsan from 1962 to 1983. During the<br />
1970s, he left the Socialist Party which was changing and went to opposition. He died in 1989.<br />
8<br />
CANDO, Charles Lamarque, In Le Travailleurs Landais, 17 décembre 1939.<br />
9<br />
La France, in Le Démocrate, journal Républicain Radical Socialiste, publié à Dax, 27 août 1939.<br />
10<br />
Jacques Lemoine was the Editorial writer of the daily La Petite Gironde which opened its<br />
page for the Radical. In 1944, he founded Sud Ouest and he kept the direction until the 1970s.<br />
11<br />
Idem La Petite Gironde, 23 août 1939.<br />
12<br />
Rubrique Actualités Internationales de La Petite Gironde, 23 août 1939.<br />
13<br />
In Le coup de Théâtre du pacte germano-soviétique. La Petite Gironde, 23 août 1939.<br />
148
is nothing surprising. <strong>The</strong>n he took on a reassuring attitude asserting that<br />
„France had known other crisis that she had surpassed” 14 .<br />
Did he want the public opinion to stay quiet? Or did he want to protect the<br />
radicals in the government? We don’t know for sure but he was indeed more<br />
vehement with his political opponent than with Germany or Russia. He stays<br />
always kind to the government because he considered that „the government had<br />
tried to settle a peace through negotiations, so there was nothing to blame it<br />
for” 15 . Moreover, at the end of his editorial he put his trust on the government<br />
saying: „in these dark hours, we have to trust our leaders whose fearsome<br />
honour it is by right to steer the history of France” 16 . This last sentence is<br />
completely rooted in the republican and patriotic ideal. So obviousness and<br />
astonishment are mixed with realism and republicanism.<br />
<strong>The</strong> motives of the Crime<br />
During the first week which followed the 23 of august politicians tried to<br />
explain it. Concerning Germany, Blum and socialist advance the idea that<br />
Hitler wanted to put the disorder inside British and French governments and<br />
public opinions. Hitler hated the communism and the anticommunist ideology<br />
is a base of Nazism. So, for them it finally seemed logical that Hitler should put<br />
his signature on a pact that could benefit him greatly. Indeed we know that it<br />
allowed him to invade Poland. It was just a diplomatic about-turn to satisfy a<br />
need: to protect himself from the opening of an eastern front and take over<br />
Poland. Moreover, not long before, Italy and Germany had signed an antikommintern<br />
pact. Hitler wasn’t scared of rejecting it, as Jacques Lemoine<br />
emphasized a few days later in his La Petite Gironde Editorial. This daily was<br />
more vehement against the führer keeping the idea of a trick: „it is a German<br />
trick revealed in all its real and cynical cunning” 17 . But he kept the line that it<br />
was only to be expected from Germany. Generally, the political world in the<br />
Landes agreed more or less about the motives they could find to the Reich's act.<br />
Blum wrote a sentence which summed up Hitler’s reasons: „the device used is<br />
shocking for our reason, but tyranny delivers people of all misgivings” 18 . In Le<br />
Démocrate we can read: „forgetful of everything that he had said and writen,<br />
Hitler threw himself into the arms of the red tsar” 19 . He is taken for a trafficker<br />
of conscience that nobody would listen to again.<br />
About USSR, we attend a real trial for high treason. For the socialists,<br />
14<br />
Editorial du 23 août 1939, La Petite Gironde.<br />
15<br />
Idem.<br />
16<br />
Idem.<br />
17<br />
Editorial du 23 août 1939, La Petite Gironde.<br />
18<br />
Le Travailleurs Landais, Editorial du 26 août 1939.<br />
19<br />
Le Démocrate, Républicain Radical Socialiste, art. Cynisme, L.Barbedette, n°du 17 au 24<br />
septembre 1939.<br />
149
soviets didn’t have motive. Blum advanced the idea that the British and French<br />
delegations' slowness could have had consequences, but later said he reckoned<br />
it was a bad excuse. It was really the USSR's, and more particularly Stalin's<br />
duplicity which was denounced. As Lamarque Cando said „the father of<br />
common peoples whose earlier propaganda pitted public opinion against<br />
fascism, and who had shown Hitler as the enemy of liberty is now none other<br />
than the murderer of Finland, after stabbing Poland in the back” 20 . For the<br />
radical-socialists L.Barbedette wrote in every edition a critical column with<br />
titles like: „the soviet cynicism”, „torturers”, „bad faith”, or again „nausea”<br />
and „the odious soviet attitude” 21 . Column, in which, he criticized deliberately<br />
the „obvious duplicity” of the „real Asiatic despot” who regret nothing about<br />
the dirty deed done. 22<br />
Appreciation we can find lead all at the same conclusion. A few quotations<br />
will help to understand. Blum claimed that „in this situation we can’t count on<br />
the USSR” and said that „the collapse of the peace forehead is just a question<br />
of weeks” 23 . Some socialist would have liked to believe in the soviet power to<br />
umpire the crisis but they stayed sceptical. Le Travailleur Landais published a<br />
declaration of Harmel a leader of the CGT: „what is new in the last 24 hours is<br />
that there is no chance to create an Eastern peace front, the USSR being out” 24 .<br />
Peace in Europe was more than compromised, and the County Council member<br />
Lamarque Cando added: „<strong>The</strong> <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact is a bandits' deal”<br />
settled by „two gangsters” 25 . Needless to say that this hostility to the USSR<br />
was going to have consequences on all communist parties and in the Landes<br />
too, where as we have seen it was well implanted.<br />
Repercussion on the politic life and the „communist problem”<br />
If we haven’t mentioned the French Communist Party in the Landes until now,<br />
it’s in order to expose its reaction in this last part. It was in a very tricky position.<br />
Like at the national level, it was a divided and just about to implode in our left-wing<br />
department. First we will see its relationships with the other political formations.<br />
Radical-socialists were always afraid of „a red conspiracy”. That’s why<br />
criticism went on. L. Barbedette kept his state of mind. An anticommunist<br />
mind. He said that „we have to tear off the masks of the big leaders who<br />
deliberately deceived the working class and were in fact doing their utmost to<br />
spark an armed conflict” 26 . A few days after the signing of the pact, the same<br />
20 CANDO, Charles Lamarque In Le Travailleurs Landais, 17 décembre 1939.<br />
21 Le Démocrate, tribunes de L.Bardette des 5-7 septembre, 17-24 septembre, 1 er et 22 octobre<br />
22 Le Démocrate, art. Mauvaise foi, L.Barbedette, 5-7 septembre 1939.<br />
23 Le Travailleurs Landais, Editorial du 26 août 1939.<br />
24 Déclaration de Harmel, CGT, Le Travailleurs Landais 26 août 1939.<br />
25 Charles Lamarque Cando, in Le Travailleurs Landais, 17 décembre 1939.<br />
26 Le Démocrate, art. Mauvaise foi, L.Barbedette, 5-7 septembre 1939.<br />
150
writer affirmed that radicals „had never trusted Stalin or his lackeys” 27 . By „his<br />
lackeys” he meant French Communist leaders like Duclos and Thorez or<br />
Gilbert Vital 28 in the department. Beyond the fear of Bolsheviks, he couldn't<br />
accept that the same party which had led antifascist resistance a few years<br />
before now approved of this pact.<br />
<strong>The</strong>re was no chance for communists to find support from the socialists'<br />
side. <strong>The</strong> split of Tours in 1920 was still noticeable. Lamarque Cando's<br />
conclusions were final: „Is there still anyone, who yesterday was a sincere<br />
communist, to believe in the superiority of dictatorship?” 29 He denounced<br />
communist leaders. „Between Stalin’s servants, Thorez, Duclos, today in the<br />
pay of Hitler and us there is a moral incompatibility”. „Between them (Stalin's<br />
lackeys) and us, there is a murdered peace” 30 . Lamarque Cando was a wellknown<br />
anticommunist in the department. Pierre Brossollette 31 , another member<br />
of the SFIO incriminated communist writers like Aragon in Le Travailleurs<br />
Landais. He reproached them for celebrating the pact as an act of peace in their<br />
newspapers such as „Ce Soir”. He denounced their „blind and aggressive<br />
commitment” 32 . He underlined their lack of humility, their lack of decency for<br />
people who were in antifascist sections and who now applauded „the coming<br />
together of communism and Nazism” 33 . Socialists didn’t believe the communist<br />
excuse that if the USSR chose Germany’s side it was to blackmail France and<br />
Britain and because of their negligence. Politicians were aware that something<br />
important had happened in the country's political life. Le Démocrate published<br />
a press release from La Dépêche: „it’s an event which will affect in their<br />
consciences those who believed in Stalin like you believe in Christ” 34 . (Festival<br />
du Film from Pessac: Once upon a faith the communism). Jacques Lemoine<br />
dares to say that „there is just a definitive collapse for the party who linked his<br />
life to a foreign pawn” 35 .<br />
Besides outside criticism, something was broken inside the PCF itself.<br />
Indeed, two main political lines were decided upon. One chose to follow<br />
27<br />
Idem.<br />
28<br />
From the Sarthe he was hurt during the First World War. He came in the department in 1930<br />
like electrician. He left the SFIO to the PC. He lost the Council Department election in 1934. He<br />
was elected town councilor of Soorts-Hossegor in 1935. He allowed the win of the Popular Front in<br />
the department giving his points to the left candidate. In 1937 he became member of the Council<br />
department. In 1941 he was summed to stay in his house like the other dangerous communist. In<br />
1944 he led the Council department of liberation with Lamarque Cando.<br />
29<br />
CANDO, Charles Lamarque, In Le Travailleurs Landais, 17 décembre 1939.<br />
30<br />
CANDO, Charles Lamarque, In Le Travailleurs Landais, 17 décembre 1939.<br />
31<br />
Member of the SFIO in 1929, he started as journalist in Le Populaire. Lieutenant in 1940, he<br />
went to London and De Gaulle and became a leader of <strong>The</strong> Resistance in France. He worked in the<br />
BCRA. In February, 1944, he was taken by German and without talking he committed a suicide.<br />
32<br />
BROSSOLETTE, Pierre In Le Populaire, in Le Travailleurs Landais, 26 août 1939.<br />
33<br />
Idem.<br />
34<br />
Extrait de La Dépêche, in Le Démocrate, 27 août 1939.<br />
35<br />
La Petite Gironde, 23 août 1939.<br />
151
Moscow's line, with the national and some of the local leaders, while the other,<br />
followed by some militants, took a distance with the USSR. It’s interesting to<br />
note that grassroots militants were less criticized than their leaders. <strong>The</strong>y were<br />
deemed „naïve people who had followed Moscow” 36 . As G.Dupau, the former<br />
secretary of JAF (Young French Farmers) testifies in the department, this event<br />
was only debated in bodies close to the Party. (Organism who trusted on URSS<br />
sudden change). And political leaders and rank and file militants were not<br />
trated the same way; as Daladier said:”the government refuses to consider<br />
France's workers and communist leaders as one and the same” 37 , accusing<br />
those leaders of „trying to justify a peace by treason” 38 .<br />
In the department, communists were discredited too. However we could find<br />
examples of every tendency. Paul Desarps became in 1925 the first communist<br />
mayor in the department, in the little town of Tihl. 39 He had been elected on a<br />
list of workers and farmers. He led an antifascist committee, but in 1939 he<br />
dissociated himself from the Communist Party when he learnt about the pact. 40<br />
Somewhere else, Jean Paillé, the secretary of the CGT Trade Union in the<br />
Department was asked to leave his post. 41 So there were different reactions in<br />
the local PC, but it was essentially about its local leaders.<br />
As a conclusion we can say that, like at the national level, this pact was seen<br />
as a considerable event which revealed the USSR's duplicity and Germany’s<br />
manipulation. <strong>The</strong> reactions we talked about left scars in the department, and<br />
some political leaders like G. Dupau 42 were closely watched by the police<br />
following the pact. <strong>The</strong> prefect’s desk was covered with reports concerning PC<br />
leaders and militants. In most of cases the latter went on with their lives<br />
without thinking about what would happen to them during the following month<br />
of September, after the start of the Second World War, hesitating between<br />
following their leaders and taking their distances. <strong>The</strong>re was primarily a<br />
merciless fight of political leaders through the press, even between socialists<br />
and radicals, who only agreed on incriminating the communist party.<br />
36 Le Démocrate, tribunes de L.Bardette des 5-7 septembre.<br />
37 Le Républicain Landais, 2 septembre 1939.<br />
38 Le Républicain Landais, 2 septembre 1939.<br />
39 Institut d’Histoire sociale des Landes, la construction du Front Populaire, Les Communistes<br />
40 AD, 1M172, Rapports du des renseignements généraux au préfet sur l’activité des partis de<br />
gauhe, août 1939 ; +dissolution PCF dans les landes.<br />
41 Institut d’Histoire sociale des Landes, les syndicats et partis politiques<br />
42 Born in 1922, he was 17 years old when the pact was signed. He was near the PC because<br />
he led the JAF a near organism of the PC. He was the secretary of the JAF in the department. He<br />
led action against german during the occupation but denounced he was send to Sachenhausen<br />
concentration camp. He came back in 1945 in his town of Carcen Ponson. He spend his life to<br />
search and work about the Resistance in Landes department and had just published a book in<br />
2008. La Resistance dans les Landes.<br />
152
World War II on the territory of Poland<br />
153
154
Piekarski, Michał<br />
Lviv at the Beginning of World War Two<br />
Lviv at the present moment is a city in Western Ukraine located about 70<br />
kilometers from the Polish border. Nowadays the population of the city is<br />
about 730.000 inhabitants. <strong>The</strong> city has always been multinational.<br />
According to the official Ukrainian data from 2001 there were 88%<br />
Ukrainians (640.000), 10% Russians (23.000) 1 and 1% Poles (about 6.500)<br />
in Lviv. 2 According to the data from the Polish Consulate in Lviv there live<br />
about 25.000 Poles. 3 <strong>The</strong> name of the city in Latin is „Leopolis”, in German<br />
„Lemberg”, in Polish „Lwów”, in Ukrainian „Львів”, in Hungarian „Ilyvó”.<br />
<strong>The</strong> city is also a multi-religional centre. From the 17th century it was a city<br />
with three Latin archbishop seats: Roman Catholic, Greek Catholic, and<br />
Armenian Catholic. Now only two exist: Roman and Greek. Nowadays it is<br />
also the centre of Orthodox Church (Ukrainian and Russian Orthodox<br />
churches) and Armenian Apostolic Church. Before World War Two a big<br />
Jewish community also lived in Lviv.<br />
From the 14th century to the 2 nd half of 18th century the city was under<br />
Polish authority. Between 1772-1918 (for 150 years) the city was under<br />
Austrian authority as a capital of the new Austrian province called Galicia (in<br />
German: Galizien). After 1867 Lviv quickly became the main Polish national<br />
centre (sometimes called „Polish Piemont”). In the same time the city also<br />
became an Ukrainian national centre for those Ukrainians, who lived in the<br />
Austro-Hungarian empire. 4 It was the cause of the Polish-Ukrainian fight at the<br />
end of the First World War (<strong>The</strong> Battle of Lwów, 1918). After 1918, when<br />
Poland regained independence, Lviv returned to the Polish state. According to<br />
the decision of the Council of Ambassadors from March 1923 the city was<br />
officially granted to Poland.<br />
During the between-war period Lviv was the third biggest city in Poland.<br />
Warsaw was biggest the which included almost 1 million inhabitants, Łódź was<br />
the second with 600.000 inhabitants (the biggest industrial centre in Poland). In<br />
1931 Lviv had 311.000 inhabitants, which included according to the language<br />
data about: 198.000 Polish-speaking inhabitants (63%), 75.000 Jewishspeaking<br />
(24%), 35.000 Ukrainian-speaking (11%), and 3.000 others (including<br />
1 Анна Вилеґала, Росіяни та російськомовне населення у сучасному Львові. In: Eine<br />
neue Gesselhaft in einer alten Stadt, [edited by] HENKE, Lutz and ROSSOLINSKI, Grzegorz.<br />
Wrocław, 2007. 243.<br />
2 Кароліна Фурманн, Ольґа Томіцька, Йоланта Туровська, Від більшості до меншості.<br />
Поляки у Львові після 1945 року. In: Eine neue Gesselhaft in einer alten Stadt, [ed. by]<br />
HENKE, Lutz and ROSSOLINSKI, Grzegorz. Wrocław, 2007. 160.<br />
3 Ibidem.<br />
4 However the number of Ukrainians in Austro-Hungarian empire was not so big in<br />
comparison with the number of Ukrainian people in Russian empire.<br />
155
2.000 German speaking inhabitants). 5 <strong>The</strong>re were almost no Russian<br />
inhabitants (<strong>The</strong>re was only one small orthodox church in Lviv). A large part of<br />
Jewish intelligence was Polish-speaking. According to the religion data in 1931<br />
in Lviv there lived: 157.000 Roman Catholic (50%), 100.000 Jews (32%),<br />
50.000 Greek Catholic (16%), and 2.000 Protestants (0,6%). 6 Most of the<br />
Ukrainians were Greek Catholic, but there was a small group of Polish Greek<br />
Catholics too. 7 Lviv was the second important cultural and educational city in<br />
Poland after Warsaw. <strong>The</strong> University in Lviv was famous in whole Europe.<br />
<strong>The</strong>re worked such famous professors as Stefan Banach and Roman Ingarden.<br />
Poland and Lviv at the turn of August and September 1939<br />
In the between war period two important non-aggression pacts were signed by<br />
Poland. <strong>The</strong> Soviet–Polish Non-Aggression <strong>Pact</strong> was signed on 25 of July 1932<br />
and on May 5 1934 was extended to December 31 1945. <strong>The</strong> German-Polish<br />
Non-Aggression <strong>Pact</strong> was signed on 26 of January 1934 for a period of 10 years.<br />
In August 1939, when the war was expected Poland started some<br />
preparations before the Nazi aggression. <strong>The</strong> Polish emergency defense plan<br />
„Zachód” („<strong>The</strong> West”) did not take Lviv into account because the city was far<br />
away from the Western border. A military garrison was stationed in Lviv,<br />
which, from February 1938, was commanded by general Władysław Langer.<br />
Infantry was the biggest part of the garrison. 8<br />
<strong>The</strong> events which happened on the 1 st of September were first to show that<br />
the plan was not well-thought. On the 1 st of September at 11.30 a.m. Nazi aeroplanes<br />
started to bombard the city. 83 people were killed and 100 were injured. 9<br />
In the evening of the 2 nd of September, when the message that France had<br />
declared war on Germany was popularized, plenty of people were singing the<br />
melody of the French national anthem near the residence of the French deputy,<br />
who went outside his house to listen to them. On the 3 rd of September Lviv<br />
railway station was bombarded. <strong>The</strong>re were manifestations in front of the<br />
French and English consulates because of a declarement of war on Germany by<br />
France and England.<br />
On the 2 nd of September in the Polish Sejm (the lower chamber of the Polish<br />
parliament) in Warsaw Wasyl Mudry – the chairman of the Ukrainian political<br />
party (UNDO) 10 – assured of the loyalty of the Ukrainian community and also<br />
5 WNĘK, Konrad, ZYBLIKIEWICZ, Lidia A., CALLAHAN, Ewa: Ludność nowoczesnego<br />
Lwowa w latach 1857-1938. Kraków, 2006. 263.<br />
6 Ibidem. 249.<br />
7 http://www.kki.pl/pioinf/przemysl/dzieje/rus/grekokatolicy.html 28.02.2010<br />
8 WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 16-18.<br />
9 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />
Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 36.<br />
10 Ukraińskie Zjednoczenie Narodowo-Demokratyczne (<strong>The</strong> Ukrainian National Democratic<br />
Alliance). From 1929 in Poland functioned also illegally another Ukrainian political party called<br />
156
said that Germans are a common enemy for Ukrainians and Poles. 11 On the 5 th<br />
of September because of the fact that some Ukrainians committed sabotage, the<br />
Polish general Władysław Langer made a request to the Greek Catholic<br />
archbishop Andrej Szeptycki to maintain the peace. Archbishop Szeptycki<br />
wrote an official letter to Ukrainians with information that Germans are a<br />
common enemy for Poles and Ukrainians. 12<br />
On the 7 th of September general Władysław Langer started to organize a<br />
regular defense of Lviv. At that time many Polish scouts and students took part<br />
in the defense. Most of them held weapon for the first time 13 . Despite the<br />
official letter of the Greek catholic archbishop some Ukrainians continued to<br />
commit sabotage cooperating with Nazis. On the 12 th of September the Nazi<br />
division, which was conducted by Ukrainians, omitted the Polish defense line<br />
and came to Lviv. <strong>The</strong> division was stopped by Polish counterattack. Polish<br />
inhabitants started to be afraid of Ukrainian citizens, and a few Ukrainians<br />
were shot without any judgment 14 .<br />
<strong>The</strong> command of the Nazi army was determined to seize Lviv as fast as<br />
possible. On the one hand it was an important military-strategic place. On the<br />
other hand, it was connected with the army’s prestige. 15 During the next days<br />
there were strong German bombardments. <strong>The</strong> Lviv power station, the gasworks<br />
and the municipal water supply system did not work. <strong>The</strong> city<br />
population grew by 100.000 people, who were refugees from the central<br />
Poland. A large part of them came from Warsaw, which was strongly attacked<br />
from the west side by the Nazi army. Food supplies started to run out.<br />
Lviv defending itself against two enemies<br />
<strong>The</strong> general head-quarters of the Red Army decided to attack Poland, on the<br />
17 th of September, 2 hours after midnight the Soviet-Ukrainian Front under the<br />
command of general Semyon Konstantinovich Timoshenko (Семён<br />
Константинович Тимошенко) forced the Polish border. In the Soviet Radio<br />
general <strong>Molotov</strong> said: „<strong>The</strong> Soviet government commanded the Red Army to<br />
cross the Polish border in order to protect inhabitants of the West Ukraine” 16 .<br />
Organizacja Ukraińskich Nacjonalistów (Organisation of Ukrainian Nationalists) which was<br />
under the strong influence of the Nazi Germany.<br />
11 WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 41.<br />
12 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />
Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 38.<br />
13 Wspomnienia uczestników obrony Lwowa we wrześniu 1939 roku, [prepared by]<br />
WOJTYCZ, Janusz. Kraków, 2002. 102.<br />
14 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />
Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 43.<br />
15 LEINWALD, Artur: Obrona Lwowa we wrześniu 1939 roku. In: Rocznik Lwowski [red.]<br />
WASYLKOWSKI, Janusz. Warszawa, 1992. 37.<br />
16 Ibidem. 50.<br />
157
<strong>The</strong> Eastern Polish border was not ready to be defended. <strong>The</strong> Polish<br />
government and the Polish army did not plan a two-front war. Most of the<br />
Polish army was involved in the fight with the Nazi army. <strong>The</strong> Eastern Polish<br />
border was not defended by any anti-tank rifle. 17 <strong>The</strong>re was no solution for the<br />
Polish government. On the same day at 10. a.m. the president of Poland Ignacy<br />
Mościcki left Poland crossing the Polish-Romanian border. <strong>The</strong> Commanderin-Chief<br />
of Poland's armed forces Marshal of Poland Edward Rydz-Śmigły<br />
commanded Polish army to cross the Polish-Romanian and the Polish-<br />
Hungarian border. <strong>The</strong> West-Soviet Military Group was commanded to seize<br />
Lviv between 18-22nd of September 18 .<br />
<strong>The</strong> Polish General Command sent an instruction to general Langer<br />
including an order to fight only with Germans. Fighting with the Red Army<br />
was to be taken only in case of self-defense. On the 18 th of September the Nazi<br />
army pointed the 21 th of September to be the day of the general attack.<br />
According to the fact that the Red Army crossed the Polish border, general<br />
Langer said to the mayor of Lviv, Stanisław Ostrowski, that it is impossible to<br />
fight with two enemies, that is why he planned to surrender Lviv to the Red<br />
Army, because of its Slavic nature. <strong>The</strong> mayor of Lviv did not want to do it. 19<br />
Stanisław Ostrowski made an appeal to Lviv administrative officers and other<br />
officers calling to appear at work. Most of them came to work helping Lviv<br />
inhabitants. A large number of volunteers were helping in reparations of the<br />
municipal water supply system which had been bombarded by Nazi planes. <strong>The</strong><br />
provision of food was organized. Milk was provided only for families with<br />
small babies. Most of Lviv doctors joined the sanitary points. 20<br />
German agents tried to have a meeting with the Polish Supreme Command, but<br />
they had to return because of the Polish refusal. German agents said only that „if<br />
Lemberg surrenders to Germans, it will still be in Europe. If Lemberg surrenders<br />
to Soviets, it will be in Asia” 21 . This fact is quite interesting – a local German<br />
command did not know about the German-Soviet division of Poland, which was<br />
planned in August. German command decided to attack and seize the city.<br />
Two hours after midnight on the 19 th of September Soviet tanks came to the<br />
suburbs of Lviv and were raked by Polish armoured cannon. Soviet tanks<br />
returned. Soviet division seized a small city Winniki (6 kilometers from Lviv).<br />
At 2 o’clock p.m. the division of the Red Army was attacked by the German<br />
17 WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 137-138.<br />
18 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />
Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 48; see also:<br />
WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 142.<br />
19 Ibidem. 51-52. In Lviv there were 25 battalions of foot soldiers, 3 troops of cavalry, 78<br />
cannons, 16 ack-ack guns. <strong>The</strong> reserve of food for the civil inhabitants were calculated for 2-3<br />
months. Ammunition was calculated for 2 weeks.<br />
20 „Goniec Wieczorny”. Lwów 18.09.1939.<br />
21 LEINWALD, Artur: Obrona Lwowa we wrześniu 1939 roku. In: Rocznik Lwowski [red.]<br />
WASYLKOWSKI, Janusz. Warszawa, 1992. 41.<br />
158
division because of the general attack on Lemberg which had been planned by<br />
Germans. Three Soviet soldiers were killed and three German soldiers were<br />
killed too. Soviet delegation, which came to Winniki required of Germans to<br />
back away from eastern Galicia. Germans did not want to do it. 22<br />
On the same day Germans edited a leaflet in Polish to the Polish inhabitants<br />
and Polish defense ordering them to surrender Lviv in 2 days. <strong>The</strong> leaflets were<br />
spread by planes. <strong>The</strong> main sentences were: „<strong>The</strong> Polish government escaped<br />
abroad. […] <strong>The</strong> Polish army has been totally beaten-up. […] Russians are<br />
well-disposed to Germans. […]<strong>The</strong> city must surrender by September 21” 23 .<br />
<strong>The</strong> German ultimatum was refused by general Langer.<br />
On the same day the Soviet head-quarters edited leaflets in Polish to the<br />
Polish defense, which were also spread by planes. <strong>The</strong> main sentences were:<br />
„Soldiers! 60.000 Polish soldiers joined voluntarily to the Red Army. […] Do<br />
not believe your officers! <strong>The</strong>y want your death! Let’s beat your officers! […]<br />
Only the Red Army can liberate one Polish nation from war” 24 .<br />
In the eastern suburbs of Lviv the agents of the Polish defense had a<br />
meeting with a group of Soviet officers. A Soviet officer said that <strong>The</strong> Red<br />
Army had come to fight against Germans. He demanded to come to the city.<br />
Polish agents rejected. On the same day the Nazi army surrounded Lviv. In the<br />
evening Germans gave Soviets an ultimatum to back away to the east. Soviets<br />
refused.<br />
In the evening of the 20 th of September Soviets came to an agreement with<br />
Germans. Germans agreed to desist from attacking Lviv because of the<br />
Führer’s command: „Lemberg has to be left for the Red Army. <strong>The</strong> attack on<br />
Lemberg planned before should be immediately halted” 25 . On the 21th of<br />
September in the morning German army started to move away from the<br />
surroundings of Lviv. <strong>The</strong> Red Army was ready to attack Lviv. General Langer<br />
commanded not to shoot to Soviets. <strong>The</strong>re was the first meeting between Polish<br />
and Soviet command. <strong>The</strong> Soviet commander said that the Red Army came to<br />
help fight against Germans.<br />
Lviv under the Soviet occupation<br />
In the evening there was a meeting between the mayor of Lviv, Stanisław<br />
Ostrowski, and general Langer. General Langer decided to capitulate although<br />
in the city there were about 15.000 Polish soldiers ready to fight with the Red<br />
22<br />
WŁODARKIEWICZ,Wojciech: Lwów 1939. Warszawa, 2007. 176; see also: Kronika<br />
2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR, Grzegorz,<br />
SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 52.<br />
23<br />
Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />
Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 53.<br />
24<br />
Ibidem. 54.<br />
25<br />
Ibidem. 55.<br />
159
Army. <strong>The</strong> mayor of Lviv did not want to surrender the city. Finally at the<br />
night between 21-22 th of September, the mayor of Lviv decided to surrender the<br />
city. <strong>The</strong> mayor of Lviv added conditions to the protocol of capitulation: 1. <strong>The</strong><br />
autonomy of the city authorities has to be held. 2. <strong>The</strong> management of hospitals<br />
and schools has to be held. 3. Polish as an official language has to be held. 4.<br />
<strong>The</strong> freedom of confession has to be held. 26 General Langer signed the act of<br />
capitulation on the 22nd of September at 8 o’clock a.m. <strong>The</strong> act of capitulation<br />
was also signed by the Soviet agency. Soviets had an ambition to seize the city<br />
very quickly. In the Red Army there were officers who remembered the fact,<br />
when in 1920 Red Army could not seize Lviv. 27 On the same day the Red<br />
Army entered into the city. <strong>The</strong> agreement of capitulation guaranteed freedom<br />
for Polish officers and soldiers. Soviets did not keep their word. Most of the<br />
Polish officers were arrested and murdered by the NKVD (Народный<br />
Комиссариат Внутренних Дел) in 1940. Soviets rejected the conditions added<br />
by the mayor of Lviv to the protocol of capitulation. Later a large number of<br />
Polish professors were also arrested and finally deported to lagers or<br />
murdered. 28<br />
Before September 1939 Lemberg had never been under Russian authority<br />
(except the short time from September 1914 to June 1915). Almost none of the<br />
inhabitants could speak Russian. On the 24 th of September general Langer was<br />
talking in Tarnopol (a city about 150 kilometers from Lviv) with Nikita<br />
Sergeyevich Khrushchev (Никита Сергеевич Хрущёв), who assured him of<br />
adhering to the agreements of capitulation. A few days later general Langer<br />
was transported to Moscow. On the 27 th of September the Polish mayor of Lviv<br />
Stanisław Ostrowski was arrested by the NKVD and transported later do<br />
Moscow. 29<br />
On the 28 th of September the German-Soviet Boundary and Friendship Treaty<br />
was signed in Moscow by <strong>Ribbentrop</strong> and <strong>Molotov</strong>. After the „universal<br />
referendum” on the 31 th of October Lviv and eastern Galicia were formally<br />
included to the Soviet Union as a part of Ukrainian Soviet Republic. In the<br />
official propaganda the results of the referendum showed the political will of the<br />
inhabitants of Eastern Galicia to join to the Soviet Union, which had been<br />
expected even before the referendum. 30 After the referendum <strong>Molotov</strong><br />
announced in Moscow: „the end of former Poland”. He said: „<strong>The</strong>re is nothing<br />
left from the grotesque formation created by <strong>The</strong> Treaty of Versailles, which was<br />
26<br />
Ibidem. 58.<br />
27<br />
LEINWALD, Artur: Obrona Lwowa we wrześniu 1939 roku. In: Rocznik Lwowski [red.]<br />
WASYLKOWSKI, Janusz. Warszawa, 1992. 42.<br />
28<br />
DRAUS, Jan: Uniwersytet Jana Kazimierza we Lwowie 1918-1946. Portret kresowej<br />
uczelni. Kraków, 2007. 91-103.<br />
29<br />
Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />
Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 67-69.<br />
30<br />
„Czerwony Sztandar” 18.10.1939; see also: „Czerwony Sztandar” 21.10.1939.<br />
160
ased on oppressing non-Polish nations” 31 . This information was announced in<br />
„Czerwony Sztandar” („<strong>The</strong> Red Banner”) - a new newspaper published in Polish<br />
in Lviv from October 1939. A totally new era started in Lviv.<br />
Conclusion<br />
<strong>The</strong> events from September 1939 in Lviv were very spectacular. <strong>The</strong> third<br />
biggest city in Poland was not taken into account in Polish emergency defense<br />
plan from late August 1939. It was the reason why Lviv was an easy target for<br />
Nazi planes. Despite the badly prepared defence plan, general Władysław Langer<br />
was able to organize spontaneous defence, which involved many young people.<br />
<strong>The</strong> day of 17 th of September was a final „stab in the back” for the Polish state.<br />
Lviv was attacked by two large armies from two sides – which had not been<br />
predicted by the Polish government and the army. This situation perfectly shows<br />
the essence of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> <strong>Pact</strong>. <strong>The</strong> Polish city had no chance to<br />
help them. General Langer and the mayor of Lviv had to choose one enemy to<br />
surrender the city. Actually they had no choice, because everything had been<br />
decided on the 23 rd of August 1939 in Moscow. Not so much later the Polish side<br />
found out the hard way that agreements signed by the aggressor would not be<br />
adhered to. <strong>The</strong> events from September 1939 also show two different attitudes of<br />
the Ukrainian community in Poland. Some of them were loyal to the Polish state,<br />
others committed sabotages cooperating with Nazis.<br />
To sum up, September in 1939 for Lviv and Lviv inhabitants started a<br />
totally new era. Before September 1939 Lviv had never been under Russian or<br />
Soviet authority. <strong>The</strong> city through hundreds of years belonged to Western<br />
European civilization. Poland and Central Europe lost definitely an important<br />
and interesting cultural and educational centre. <strong>The</strong> fact that Lviv das not<br />
belong to Poland nowadays is a result of the <strong>Ribbentrop</strong>-<strong>Molotov</strong> pact.<br />
31 Kronika 2350 dni wojny i okupacji Lwowa 1IX 1939 – 5 II 1946, [edited by] MAZUR,<br />
Grzegorz, SKWARA, Jerzy, WĘGIERSKI, Jerzy. Kraków, 2007. 86.<br />
161
162
Ligeti, Dávid<br />
<strong>The</strong> German-Polish War in 1939 based on the Memoir of the<br />
Hungarian Ambassador to Warsaw<br />
On the 1 st September 1939 at 5 45 a. m. explosions shook Warsaw. <strong>The</strong><br />
Hungarian ambassador András Hory woke up, and realized suddenly, that the<br />
war started. <strong>The</strong> Polish capital was under attack by German bombers. One hour<br />
earlier the operation „Fall Weiß” had began, which meant that the Wehrmacht<br />
invaded Poland. Two days later the German-Polish war transformed into a<br />
World War, because Great Britain and France declared war on Germany.<br />
Although the Polish army fought bitterly and heroically against the Germans,<br />
she was in a hopeless situation especially when the Soviets launched their<br />
invasion on the 17 th of September. 1 Poland was divided for the fourth time in<br />
her history. Hory described the gloomy events of September 1939 in his<br />
memoir under the chapter called the German-Polish War. It was published<br />
partly in 1987, however, the rest of his manuscript is available in the Hungarian<br />
Academy of Sciences. 2 In this paper I want to present some details of the<br />
German-Polish War on the basis of the memoir of the Hungarian ambassador in<br />
Warsaw, representing the tragic and shocking effect of the infamous <strong>Molotov</strong>-<br />
<strong>Ribbentrop</strong> <strong>Pact</strong>.<br />
Before we recall the events of September of 1939, I want to give a brief<br />
biographical sketch of Mr. Hory. He was born in 1883 in Kolozsvár (today:<br />
Cluj-Napoca, Romania). He studied law at the university of Kolozsvár, but he<br />
spent several months in France and Germany, too. After his studies 3 he worked<br />
as a public servant. In 1917 in the First World War, he served briefly at the<br />
Eastern Front. That year he was sent to the occupied territory of Romania, in<br />
order to organize food transportations for Austria-Hungary. After the war, he<br />
worked at the Ministry of Foreign Affairs in Hungary, and his lucky star raised<br />
fast. Between 1921 and 1924 he worked as a leading clerk in Bucharest.<br />
Afterwards until 1927 he was ambassador in Belgrade, and held the same<br />
position in Rome until 1934. One year later he was appointed ambassador in<br />
Warsaw. This diplomatic post was not too important for Hungary. Although<br />
Poland was traditionally an important international friend of the Hungarians, 4<br />
the current international political situation was more relevant both for<br />
1 It is worth mentioning and emphasizing, that Great Britain and France did not declare war<br />
on the Soviets after attacking Poland, which was their military ally.<br />
2 HORY, András: Bukaresttől Varsóig [From Bucharest to Warsaw]. Budapest, Gondolat,<br />
1987. Ed. PRITZ, Pál. (<strong>The</strong> original manuscript-signature is: MS 10. 864/1-10., henceforth I<br />
refer to the two part of the 5 th chapter as HORY/MS/I-II).<br />
3 Hory received the ‚king-ring’ for his continuous excellent school progress until his doctor degree.<br />
4 For example, in 1920, Hungary sent valuable ammo transportations to the Polish army,<br />
which fought in a tight corner with the overwhelming Soviet-Russian invaders.<br />
163
Budapest, and for Warsaw. <strong>The</strong> two countries were indifferent to each other, 5 at<br />
least until 1938. In the time of the Munich agreement both Poland and Hungary<br />
had territorial claims against Czechoslovakia. <strong>The</strong>refore the importance of<br />
Hory’s post increased also (too). When the Poles annexed the Olsa region, and<br />
Hungary seized South Slovakia, the relations were more polite and worshipful<br />
between Warsaw and Budapest.<br />
On the 30 th January 1939 Hory could speak for two minutes with Mr.<br />
<strong>Ribbentrop</strong> himself, when the German foreign minister travelled to the Polish<br />
capital in order to consult on the latest developments of the European policy.<br />
Hory would have wished a longer negotiation; because he wanted claim the<br />
further Hungarian border-revision intentions against Czechoslovakia.<br />
<strong>Ribbentrop</strong> rejected Hory’s offer, mentioning that Germans also suffered the<br />
consequences of the peace treaty of Versailles, and „we hate everything, which<br />
remind of that”. 6 When Hitler destroyed the truncated Czechoslovak state in<br />
the spring of 1939, Hungary took over the north-eastern part of its former<br />
territories, 7 resulting in a common Polish-Hungarian border. Like his fellow<br />
countrymen, Hory was pleased with this event; he said later that these were one<br />
of the most beautiful days of his life. 8 Unfortunately, this new border existed<br />
only half a year.<br />
<strong>The</strong> chapter is divided two parts: the first one is a summary about the<br />
interwar international relations of Hungary, in the second one Hory narrate his<br />
experiences of September 1939 based on his diary-notes.<br />
On the 23 rd of August 1939, the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> was signed. Like<br />
most of the foreign diplomats, Hory took notice of this Bolshevik-Nazi<br />
agreement with astonishment. In his memoir he referred to the Mein Kampf, in<br />
which Hitler proclaimed a crusade against the red plague. 9 <strong>The</strong> Hungarian<br />
diplomatic staff felt and knew, that the alliance and non-aggression pact<br />
between Germany and the Soviet Union meant the end of Poland, as<br />
contemporaries used the expression „finis Poloniae”. 10 <strong>The</strong> Hungarian Minister<br />
for Foreign Affairs, István Csáky, told Hory on 26 th August, that Poland would<br />
be divided, but, he thought Kraków and the nearby territories would remain<br />
independent, like puppet-states. Two days earlier Csáky and Hory declared,<br />
that Hungary would not attack Poland, and that he will not allow for the<br />
German troops to cross the country. Although the British-French diplomacy<br />
made all efforts to prevent and avoid the war, they could not stop the<br />
5 HORY/MS/I: 8.<br />
6 HORY/MS/I: 27. HORY: 254-255.<br />
7 ROMSICS, Ignác: Hungary in the Twentieth Century. Budapest, Corvina-Osiris, 1999. 199.<br />
„Between 15 th and 18 th March 1939 at the cost of only some minor skirmishes, the Hungarian<br />
army marched into Sub-Carpathian Ruthenia.” <strong>The</strong> region received this new name after 1920,<br />
because before that the appellation of the province didn’t exist before the Czechoslovakian rule.<br />
8 HORY/MS/II: 2.<br />
9 HORY/MS/I: 33.<br />
10 <strong>The</strong> end of Poland (Latin).<br />
164
aggressive German foreign policy. 11 <strong>The</strong> escalation of the conflict pressed the<br />
diplomats to organize a day-to-day meeting in the Hotel Europa.<br />
In the first hours of the war, as they mobilized their armed forces, 12 the Polish<br />
government was content and self-confident. <strong>The</strong> Polish generals believed that their<br />
troops would be able to march into Berlin. Hory noticed a conversation with Prince<br />
Czartoryski in May 1939, which well describes the Polish belligerence. <strong>The</strong> prince<br />
said: „Lord and peasant will fight with the same enthusiasm, our wives and<br />
daughters will fight with us.” 13 Hory did not gave any information about the<br />
German diplomatic effort toward Hungary, which wanted the participation of<br />
Hungary against Poland, but, „at very least by allowing the German army to use<br />
the railway lines in the recently regained north of Hungary.” 14<br />
<strong>The</strong> building of the Hungarian embassy was only 100-150 meters from the<br />
Ministry of Defence, and the Headquarter, therefore these buildings were the first<br />
targets of bombings. While anti-aircraft guns were forced to fire continuously,<br />
the German shells weakened the resistance shortly. Hory’s office was under<br />
pressure of many civilians, most of them Hungarians, who asked for help in<br />
travelling back home. <strong>The</strong> Polish Minister of Foreign Affairs, Mr. Beck met<br />
Hory in the afternoon of the 1 st September. Beck was angry about the German air<br />
attack on Warsaw, because it had been declared an open city. <strong>The</strong> anxiety was<br />
growing in the capital day to day. In the diplomatic quarter the most alarmed<br />
ambassador was the U.S. ambassador, Mr. Biddle, who always carried his gas<br />
mask with himself. On the 4 th September a meeting was organized for all the<br />
ambassadors. Mr. Ditleff, Head of the Norwegian Embassy invited his<br />
colleagues. <strong>The</strong> doyen diplomat stated four questions for the government:<br />
a) Does the government stay in the capital or prefer leaving Warsaw?<br />
b) Does it tell the new headquarter the ambassadors?<br />
c) <strong>The</strong> embassies which behaviour do present in this situation?<br />
d) If the diplomatic staffs must have been evacuated, how does the<br />
government provide for transportation and values?<br />
<strong>The</strong>re were two opinions about the future of the embassies: the majority of<br />
the diplomats wanted to leave the capital. <strong>The</strong> minor group preferred to stay<br />
with the government, and they proposed the evacuation, if it escapes the<br />
capital. Hory joined to this group, arguing that the diplomatic staffs were<br />
delegated to the Polish government, not to mayor of Warsaw. <strong>The</strong> shrewd<br />
espousal influenced many diplomats in their decision. In evening of that day<br />
Hory‘s butler looked on an air combat over the capital, which resulted the<br />
defeat of Polish fighters and flaks. In spite of the common opinion the Germans<br />
11<br />
Great Britain and France guaranteed the integrity of the Polish borders on 31st March<br />
1939. HORY/MS/I: 30.<br />
12<br />
Nevertheless the Polish mobilisation suffered a little delay, because the western Allies did<br />
not propose the too early war preparations in order to avoid any possible provocations.<br />
13<br />
HORY/MS/I: 31.<br />
14<br />
ROMSICS, Ignác: Hungary in the Twentieth Century. Corvina-Osiris, Budapest, 1999. 199.<br />
165
could not destroy the Polish Air Force on the ground at the beginning their<br />
offensive, but they gained early air superiority. However the Polish fighters<br />
were outnumbered and swept fast from sky. After that the continuous bombings<br />
massacred without any resistance the defenceless civil population, by 19 th<br />
September in Warsaw „so many thousands of Poles had already been killed by<br />
air […] that the public parks were having to be used for burials.” 15<br />
On the 6 th September the Polish government resettled the diplomatic staffs<br />
to Krzemieniec (today: Kremenets, Ukraine). This city was on the Soviet<br />
border. Hory was afraid of the situation. He recognized that any further<br />
withdraw was impossible. <strong>The</strong> relationship between the Polish and Soviet<br />
border guards was very good. On the 10 th September Hory was ordered: he had<br />
to follow the Polish government. One day later the Soviet diplomacy casted a<br />
shadow over Poland: the Soviets called back their ambassador from Warsaw.<br />
Hory felt that the Soviet revisionism would be deadly for Poland. <strong>The</strong> diplomat<br />
noticed that the priests and the believers prayed for rain: the unusually dry<br />
weather greatly helped the German Blitzkrieg. Next day the Germans could<br />
bomb Krzemieniec: the city did not have any air defence, so the attack<br />
transformed to a massacre. Hory was shaken from the bloody events, and<br />
noticed the cruelty and brutality of the war. He already saw battlefields of the<br />
Great War, but in this war most of the victims were children and woman. On<br />
15 th September Hory travelled to Czernowitz, Romania. He decided to travel<br />
Hungary instead of Romania, rejecting the invitation of the Romanian<br />
government. Hory distrusted the Romanians, 16 and did not follow the Polish<br />
government to Bucharest. <strong>The</strong> coming events justified him, because the<br />
Romanians interned the Polish government, and that part of the Polish army,<br />
which escaped to Romania. Romanian troops had deployed in the frontier<br />
regions, but of course, they did not help their official allies, the Poles,<br />
moreover Romania would build up a good neighbourhood with the Soviet<br />
Union. It is a bitter irony, that both Krzemieniec, and Czernowitz were<br />
occupied later by the Soviets.<br />
Two days later divisions of the Red Army marched in East Poland. <strong>Molotov</strong><br />
justified the perfidious attack, that „since the Polish Republic was no longer in<br />
existence, measures were being taken to protect the inhabitants of western<br />
Byelorussia and western Ukraine.” 17 <strong>The</strong> Soviet rhetoric used always the term<br />
‘liberate’ instead of occupy, moreover the Pravda summarized the<br />
achievements of Nazi-Bolshevik alliance, that we „liberated our brothers of the<br />
same blood.” 18 In addition, Nazi newspapers also glorified the Soviet military<br />
15 GILBERT, Martin: <strong>The</strong> Second World War. A Complete History. Holt, New York, 1989. 10.<br />
16 Hory’s suspicions were based on experiences of the Great War, when Romania attacked<br />
his former ally, Austria-Hungary.<br />
17 DAVIES, Norman: God’s playground: a history of Poland in two volumes. Clarendon<br />
Press, Oxford, 1981. Vol. II. 437.<br />
18 DAVIES, Norman: God’s playground: a history of Poland in two volumes. Clarendon<br />
166
intervention, and the fruitful German-Soviet cooperation. <strong>The</strong> infamous and<br />
ignominious defeat of 1920/21, which was ratified by the Peace Treaty of Riga<br />
was avenged by Bolsheviks. <strong>The</strong> Soviet aggression was mysterious for the<br />
shaken western diplomats, who did not know the secret clauses of the <strong>Molotov</strong>-<br />
<strong>Ribbentrop</strong> <strong>Pact</strong>. 19 <strong>The</strong> intervention and the alliance with Nazis undermined the<br />
belief of Hungarian communists and social-democrats, too. After Hory left his<br />
post, the German-Polish War continued for two weeks. <strong>The</strong> last Polish units<br />
surrendered on 5 th October. In spite of the superior German tactics and<br />
equipment, „the Polish campaign was no simple walk over. <strong>The</strong> Germans<br />
suffered a total of 50, 000 casualties and lost 500 aircraft and over a thousand<br />
armoured vehicles.” 20 It is remarkable, that the Polish army could resist more<br />
than one month against the Germans, while the Soviets launched an<br />
unpreventable offensive their hinterland. <strong>The</strong> Polish performance is more<br />
valuable, if we take into consideration, that the army of France, the Low<br />
Countries, and Great Britain could stop the German war machine for the same<br />
time in 1940. Hory felt pity on the unfortunate fate of Poland, namely in the<br />
First World War, here struggled the opposite sides for years, so the country<br />
suffered many casualties. 21<br />
In autumn of 1939 more than 100.000 refugees arrived to Hungary through<br />
the common border. <strong>The</strong> Polish soldiers, who fled to Hungary, were able to<br />
rejoin the allied forces later, and continue the war against the Nazism, and the<br />
civil people could stay in security until March of 1944, when the Germans<br />
occupied Hungary. During the Polish campaign the Hungarian Prime Minister,<br />
count Pál Teleki „secretly organised a Hungarian legion, which was sent to<br />
aid the desperately defending Polish army and subsequently after the fighting<br />
was over, opened Hungary’s borders to a flood of refugees.” 22 Summarizing in<br />
autumn of 1939 the allied Nazi-Bolshevik war machine crushed the<br />
international system which was created by the Peace Treaty of Versailles. 23 <strong>The</strong><br />
annihilation of Poland was the first diabolic aftermath of the <strong>Molotov</strong>-<br />
<strong>Ribbentrop</strong> pact. Finland hardly could stop the Soviet aggression in the Winter<br />
War of 1939/1940, but, the country had to hand over 10% its former territory.<br />
While the German forces occupied the Low Countries and France in June 1940,<br />
the Baltic states had fallen victim to the Soviet offensive policy, and lost their<br />
Press, Oxford, 1981. Vol. II. 444.<br />
19<br />
Churchill emphasized the situation: „Russia is a riddle wrapped in a mystery inside an<br />
enigma.” DAVIES: 439. <strong>The</strong> secret clauses of the pact revealed only in 1946, but denied by the<br />
Soviets until 1989, „provided for the joint division of eastern-central Europe and the partition of<br />
Poland”. Jerzy LUKOWSKI: A concise history of Poland. Cambridge University Press,<br />
Cambridge, 2001. 224.<br />
20<br />
LUKOWSKI: 225.<br />
21<br />
HORY/MS/II: 38.<br />
22<br />
ROMSICS: 200.<br />
23 th<br />
<strong>Molotov</strong> declared on 30 October 1939, that „the hideous creation of the Peace Treaty of<br />
Versailles” [i. e. Poland] has been vanquished. LUKOWSKI: 226.<br />
167
independence, Romania was forced to deliver up Bessarabia and North<br />
Bukovina. 24 In spite of the fact, that the OSCE 25 shared the responsibility for<br />
starting the Second World War between Germany and the Soviet Union, many<br />
historians denied the role of Soviet state. According to their opinion, the<br />
Soviets wanted only create a defensive zone on the western border to increase<br />
their safety. <strong>The</strong> left-wing historians state that the Soviet Union was not an<br />
aggressor, but they neglect the fact that the League of Nations excluded the<br />
Bolshevik state after the sneaky attack against Finland. the European Council<br />
With these conquests the Soviet Union almost restored the formerly western<br />
borders of the Russian Empire in 1914.<br />
Hory went on leave and choose to go home, to Budapest. He met also with<br />
Teleki, but he did not mention any interesting detail about the discussion. It is<br />
worth commenting on, that in his memoir Hory did not mention the raising of<br />
the Hungarian Legion, and the rejecting behaviour of Hungarian foreign policy<br />
in case of the cooperation with the Germans against Poland. When he finished<br />
his work in 1959, he wanted also publish it. This was the reason, that the retired<br />
diplomat did not criticize sharply the Soviet behaviour in 1939/40. Like his<br />
contemporaries, and the whole circle of Hungarian historians until 1989, Hory<br />
gloss over the unpleasant fact, that Germany and Soviet Union made an<br />
alliance, which resulted that the liberty in Eastern Europe ceased to exist.<br />
In October 1939, few weeks after the Polish Armageddon, Hory saw in<br />
Vienna a newsreel about the war, and he recognized that the building of the<br />
Hungarian embassy in Warsaw was completely destroyed by German bombs.<br />
Hory felt that the Nazi offensive smashed achievements of his life-work.<br />
Although he maintained his societal status and he retained his importance in the<br />
Hungarian foreign policy until his retirement in 1941, he was among the first<br />
Hungarians, who could envision the coming fate of Hungary in the mirror of<br />
the Polish collapse in 1939. For Hory himself the Polish catastrophe broke his<br />
diplomatic career and in Warsaw he lost many part of his properties. In 1962<br />
the elder diplomat could leave Hungary and settled in Vienna, where he died in<br />
1971. He could not live to publish his memoir.<br />
<strong>The</strong> worst consequence of the <strong>Molotov</strong>-<strong>Ribbentrop</strong> <strong>Pact</strong> for Eastern<br />
Europe was that the Soviet annexations of 1939-1940 were recognized by<br />
the western Allies, too 26 and Poland got the same Soviet occupation for<br />
reward which Hungary, and Romania for punishment. <strong>The</strong>refore the Soviet<br />
overwhelming political and military presence was unquestionable in Eastern<br />
Europe until 1990.<br />
24 In case of North Bukovina the Soviet revisionism turned into pure expansionism: this<br />
region belonged to Austria-Hungary before the First World War.<br />
25 Organization for Security and Co-operation in Europe<br />
26 In 1945 „on the terriorial issues to the west Stalin’s minimal aid was to preserve the old<br />
Russian imperial frontiers which had stood before the German assault, and, indeed, were<br />
recognised in the 1939 <strong>Molotov</strong>-<strong>Ribbentrop</strong> pact.” ROMSICS: 221.<br />
168
Grether, Sandra<br />
Pogroms in Eastern Poland after the German Occupation<br />
<strong>The</strong> Reich‘s attack on the Soviet Union in 1941 broke the treaty both<br />
countries had signed just two years earlier, guaranteeing each other neutrality<br />
and secretly dividing Eastern Europe into two areas of interest, the so-called<br />
Hitler-Stalin-Pakt, or, more accurate, Molotow-<strong>Ribbentrop</strong>-Pakt. 1 Following<br />
roughly sketched borderlines, the territory of the Second Polish Republic was<br />
divided between the two partners in mutual interest - and left it to further<br />
negotiations whether these regions were to be incorporated into the Reich and<br />
the Soviet Union or to be given some state of independence. <strong>The</strong> Hitler-Stalin-<br />
Pakt had guaranteed the Reich the Soviet Union‘s neutrality in case of its attack<br />
on Poland, which took place only a couple of days after the signing and was<br />
followed by the invasion of Soviet troops into the Eastern parts of the country<br />
within two weeks. Both countries installed regimes in their respective zones of<br />
former Poland, forming them according to their plans and also forming the<br />
people living in these regions. In 1941 the Wehrmacht thus first conquered<br />
territories that had been occupied by the Red Army in 1939 in accordance with<br />
the Pakt and the Eastern Polish people‘s reaction to the invasion were in large<br />
parts due to their treatment by the Soviet occupants.<br />
One especially prominent phenomenon in this context is the willingness<br />
locals showed in taking part in German units‘ atrocities against Jews. With<br />
German soldiers arriving, Poles, Ukrainians and White Russians unleashed<br />
pogroms against their Jewish neighbours, often triggered by German units, but<br />
more often without. <strong>The</strong>ir motivation has been the basis of a widespread<br />
discussion a few years ago, initiated by Bogdan Musial. 2<br />
<strong>The</strong> events leading to these pogroms and the question why the Jewish<br />
population of Eastern Poland fell victim to their neighbours in June and July of<br />
1941 was the basis for a presentation I gave in December 2009 as part of a<br />
conference on the Molotow-<strong>Ribbentrop</strong>-Pakt and is the basis for this paper. I<br />
would like to show how the Soviet occupation of Eastern Poland 1939-1941<br />
deepened contradictions within the local societies and how these tensions led to<br />
anti-Semitic riots once the Red Army left and the German armies approached.<br />
As this paper‘s main focus of interest are events in the summer of 1941, the<br />
German occupation of Poland from 1939 on as well as developments after the<br />
German invasion of the Soviet Union will only be taken into account when of<br />
1 Non-aggression treaty between the Reich and the Soviet Union („Nichtangriffsvertrag zwischen<br />
Deutschland und der Union der Sozialistischen Sowjetrepubliken”), 23rd August 1939, cited from<br />
http://mdzx.bib-bvb.de/cocoon/1000dok/dok_0025_pak.html?object=translation&lang=de, 19.3.2009.<br />
I will use the term Hitler-Stalin-Pakt because it is more common.<br />
2 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />
des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001.<br />
169
importance for the events considered here. Further developments in Germanoccupied<br />
Poland and Eastern Europe, especially the Holocaust, would be too<br />
big a topic for this paper.<br />
I will first take a look back on the two years of occupation in either part of<br />
the former Polish Republic, before analysing possible reasons for the pogroms<br />
in the summer of 1941.<br />
<strong>The</strong> Hitler-Stalin-<strong>Pact</strong><br />
<strong>The</strong> Hitler-Stalin-Pakt‘s ultimate goal, as the secret additions show, was to<br />
destroy the Polish state, which had only been established in the course of<br />
remodelling Europe after World War I. 3 <strong>The</strong> Germans had - ever since the<br />
treaty of Versailles - lamented the loss of land and people and, in Beata<br />
Kosmala‘s words: To revise the new borderlines was of the highest priority to<br />
all parties during the inter-war years. 4 <strong>The</strong> Soviet Union too had lost territories<br />
in the wake of WWI, but also had to deal with additional losses after the<br />
Soviet-Polish war of 1921. 5 Nevertheless - the Polish government felt save in<br />
its position between two political opponents, who would - as the Poles hoped -<br />
never find a common ground and would never unite against Poland.<br />
It was the ever harsher German rhetoric during 1939 that caused Great<br />
Britain and France to assure Poland of their assistance in case the Germans<br />
would dare to announce war. Both countries had been negotiating with the<br />
Soviet government about some kind of alliance, but they did not show much<br />
earnest and the Soviet leadership reached out for a more eager partner. 6 When<br />
the Reich showed interest in a non-aggression treaty, it was a matter of days<br />
before it would be signed on the 23rd August 1939 by von <strong>Ribbentrop</strong> and<br />
<strong>Molotov</strong> respectively. <strong>The</strong>re are various explanations for this sudden change of<br />
policy of which Geoffrey Roberts‘ can be taken as a good example; he sums<br />
up: Stalin did not want to start a war in 1939, but feared that he would be an<br />
easy victim and thus engaged in the dangerous alliance with Hitler. 7<br />
3 Secret additions to the treaty of 1939 („Geheimes Zusatzprotokoll zum Deutsch-<br />
Sowjetischen Nichtangriffsvertrag”), 23rd August 1939, cited from http://mdzx.bibbvb.de/cocoon/1000dok/dok_0025_pak.html?object=translation&lang=de,<br />
19.3.2009.<br />
4 KOSMALA, Beata: Der deutsche Überfall auf Polen - Vorgeschichte und<br />
Kampfhandlungen. In: BORODZIEJ, Wlodzimierz (Ed.): Deutsch-polnische Beziehungen 1939 -<br />
1945 - 1949 - Eine Einführung. Osnabrück, 2000. 21.<br />
5 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 26.<br />
6 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 79-87.<br />
7 ROBERTS, Geoffrey: Stalins Kriege - Vom Zweiten Weltkrieg bis zum Kalten Krieg.<br />
Düsseldorf, 2008. 51. See also 45-63, and OVERY, Richard: Russlands Krieg - 1941-1945,<br />
Reinbek bei Hamburg, 2003. 87-92. Soviet Foreign Affairs 1939: O‘SULLIVAN, Donald: „Je<br />
später man uns um Hilfe bittet, desto teurer wird man sie uns bezahlen” - Die sowjetische<br />
Außenpolitik zwischen dem Münchner Abkommen und dem 22. Juni 1941, in: THOMAS,<br />
Ludmilla und KNOLL, Viktor (Ed.): Zwischen Tradition und Revolution - Determinanten und<br />
Strukturen sowjetischer Außenpolitik 1917-1941. Stuttgart, 2000. 157-203.<br />
170
<strong>The</strong> attack on Poland<br />
World War II started, when the Reich attacked Poland on the 1 st September<br />
1939, immediately followed by Great Britain‘s and France‘s announcement of<br />
war against Germany in favour of Poland. While the Wehrmacht marched<br />
through Poland in a couple of days, the Soviet leadership hesitated and attacked<br />
the country only when asked to do so by their German allies from September<br />
17th on. By September 28 th the whole of Poland was occupied and therefore<br />
could be divided according to the secretly defined boarders. <strong>The</strong> German as well<br />
as the Soviet military leadership immediately started to form an administration.<br />
<strong>The</strong>re was no more talk about a possibly independent state of Poland. 8<br />
<strong>The</strong> German occupation of Western Poland<br />
<strong>The</strong> Western areas of former Poland, occupied by the Germans were divided<br />
into different administrative zones. <strong>The</strong> once German regions were<br />
incorporated into the Reich as so-called Reichsgaue, while the Polish core-land<br />
became the Generalgouvernement für die besetzten polnischen Gebiete. While<br />
building a civil administration, it was the German Einsatzgruppen‘s task to<br />
control and persecute the Polish people. <strong>The</strong> Einsatzgruppen were linked to<br />
regular Wehrmacht units and were ordered to fight against partisans, to stop<br />
resistance of any kind and to evict political opponents. <strong>The</strong>y could use all<br />
means necessary and they did so when hunting down the Polish elite and Jews. 9<br />
<strong>The</strong> Soviet occupation of Eastern Poland. <strong>The</strong> Red Army as liberator<br />
As did their German ally, the Soviet leadership was eager to incorporate the<br />
newly claimed areas, starting with a radical change of their social structure.<br />
Geoffrey Roberts summarises the economical actions taken and also mentions,<br />
that the main target of Soviet intervention was the Polish minority in<br />
predominantly White Russian and Ukrainian areas, as they were seen as a<br />
8 MERRIDALE, Catherine: Iwans Krieg - Die Rote Armee 1939-1945. Frankfurt am Main,<br />
2008. 89. German-Soviet treaty of friendship („Deutsch-Sowjetischer Grenz- und<br />
Freundschaftsvertrag”), 28th September 1939, cited from http://mdzx.bibbvb.de/cocoon/1000dok/dok_0027_gre.html?object=translation&lang=de<br />
19.3.2009.<br />
9 <strong>The</strong> Einsatzgruppen‘s order can be seen in the so-called „Kommissarbefehl”:<br />
Richtlinien des OKW vom 6. Juni 1941 für die Verfolgung und Liquidierung politischer<br />
Funktionäre („Kommissarbefehl”). In: Europa unterm Hakenkreuz - Die faschistische<br />
Okkupationspolitik in den zeitweise besetzten Gebieten der Sowjetunion (1941-1944).<br />
Berlin, 1991. 145. See POHL, Dieter: Der Völkermord an den Juden. In: BORODZIEJ, 115.<br />
For the cooperation between Wehrmacht and Einsatzgruppen see OLDENBURG, Manfred:<br />
Ideologie und militärisches Kalkül-Die Besatzungspolitik der Wehrmacht in der Sowjetunion<br />
1942. Köln, 2004. 39-49. and ANGRICK, Andrej: Besatzungspolitik und Massenmord-Die<br />
Einsatzgruppe D in der südlichen Sowjetunion. Hamburg, 2003. 64-68. 128.<br />
171
possible future opposition to the Soviet system. 10 <strong>The</strong> Soviet plan too intended<br />
to erase the political, military and mental leadership of Poland and to leave no<br />
opportunity for organised resistance. <strong>The</strong> mass shootings in Katyn and other<br />
places have reached sad prominence among the many crimes of this war. 11<br />
With regard to the Ukrainian and White Russian people, the Soviet<br />
propaganda claimed that the Red Army had come as a liberator from their Polish<br />
oppressors. 12 According to David Murphy, the Red Army‘s arrival was - in part -<br />
actually seen as the long-yearned liberation from the Polish yoke. He attributes<br />
this feeling in large part to the Ukrainian‘s and White Russian‘s hope for national<br />
independence. As he states, the people in these regions had no actual knowing of<br />
the Soviet state and thus no idea of what they were to expect. 13<br />
Following the statement of liberation, the former Eastern Polish territories<br />
were incorporated into the Ukrainian and White Russian SSRs respectively,<br />
according to the majority of people living in a given area. <strong>The</strong> population was<br />
ordered to elect assemblies and vote in favour of the incorporation, which they<br />
did. 14 <strong>The</strong>se votes were, as Wanda Krystina Roman puts it, the juridical and<br />
political basis for overtaking the Polish territories. 15 And George Sanford goes<br />
even further, in claiming, that the incorporation was the basis for a wide range<br />
of terror against the former Polish citizens. Passports were handed out to the<br />
inhabitants of the newly acquired territories, they became Soviet citizens; this<br />
gave the Soviet leadership not only legal power and control over its new<br />
subjects, but also unleashed the whole range of terror unto them. 16 <strong>The</strong><br />
liberators and helpers soon became prison-wards. 17<br />
10<br />
ROBERTS, Geoffrey: Stalins Kriege - Vom Zweiten Weltkrieg bis zum Kalten Krieg.<br />
Düsseldorf, 2008. 61.<br />
11<br />
For Katyn see SANFORD, George: Katyn and the Soviet massacre of 1940 - Truth, justice<br />
and memory. London, 2007. OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei<br />
Hamburg, 2003. 95.<br />
12<br />
SANFORD, George: Katyn and the Soviet massacre of 1940 - Truth, justice and memory.<br />
London, 2007. 20. Soviet Note to the Polish government, 17th September 1939, cited from<br />
KENNAN, George F.: Soviet Foreign Policy 1917-1941. Princeton, 1960. 179.<br />
13<br />
MURPHY, David E.: What Stalin knew - <strong>The</strong> enigma of Barbarossa. New Haven, 2005. 31.<br />
14<br />
According to GROSS, the population became accomplices by taking part in these elections, as<br />
they accepted the Soviet‘s rules. GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of<br />
Poland‘s Western Ukraine and Western Belorussia. Princeton, 2002. 54. By contrast Honigsman,<br />
whom one has to attribute a very subjective Soviet-Ukrainian-Jewish point of view, speaks of an<br />
atmosphere of euphoria. HONIGSMAN, Jakob: Juden in der Westukraine - Jüdisches Leben und<br />
Leiden in Ostgalizien, Wolhynien, der Bukowina und Transkarpatien 1933-1945. Konstanz, 2001. 114.<br />
15<br />
Nevertheless her Polish perspective: ROMAN, Wanda Krystina: Die sowjetische Okkupation<br />
der polnischen Ostgebiete 1939 bis 1941. In: CHIARI, Bernhard: Die polnische Heimatarmee-<br />
Geschichte und Mythos der Armia Krajowa seit dem Zweiten Weltkrieg. München, 2003. 94.<br />
16<br />
SANFORD, George: Katyn and the Soviet massacre of 1940 - Truth, justice and memory.<br />
London, 2007. 24. Sanford further explains that Stalin used these events later to claim the<br />
incorporation of these territories on the conferences of Yalta and Teheran. <strong>The</strong> treatment of Polish<br />
prisoners as counterrevolutionaries was, according to Sanford, another output of it. 40-42.<br />
17<br />
OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 93.<br />
172
<strong>The</strong> Soviets were - officially - not occupying former Eastern Poland, but<br />
started building local administrations immediately. 18 <strong>The</strong>se administrations<br />
were to consist of the dominant people, that is, Ukrainians or White Russians.<br />
Both nations, even though they made up the majority in their main regions, had<br />
been subdue to forced Polish polonization politics during the inter-war years<br />
and had thus, especially the Ukrainians, adapted a very aggressive nationalism.<br />
<strong>The</strong>y now expected, believing the Soviet propaganda, to be able to build their<br />
own state within the Soviet Union. 19<br />
Jews as part of the new administrations<br />
Naturally, the Soviets had no intention of having these nationalists in the<br />
new local administrations, at least not in leading positions; and, in addition,<br />
most Ukrainians and White Russians were peasants and did not posses more<br />
than basic education. Old civil servants, who had been part of the Polish<br />
government, were no basis for recruiting new cadres either. Because of this, the<br />
Soviet leadership had to take whatever else they could get. 20 While many<br />
leading positions were taken over by cadres from the Soviet union, middle and<br />
lower ranks had to be filled with locals, and, as Jan T. Gross states, the Soviet<br />
power expected to be able to teach everyone the necessary knowledge. 21<br />
Considering this situation, the new administrations welcomed every<br />
acceptable person willing to help; their first choice were often Jews, even<br />
though they were not part of one of the titular nations. Jews had been<br />
discriminated against in the Polish Republic and did not have the chance to be<br />
government officials but were educated and ambitious. When the boundaries of<br />
the old regime broke down, they were eager to take any possibility they could<br />
get and involved themselves with the new regime. <strong>The</strong> new state symbolised a<br />
chance for social mobility which they embraced. 22<br />
Proportionally Jews were not represented in a bigger amount in the new<br />
administration than the other nationalities (besides the Poles), but in the eyes of<br />
the locals, they were. According to Jan T. Gross there was a proportionally high<br />
18 MURPHY, David E.: What Stalin knew - <strong>The</strong> enigma of Barbarossa. New Haven, 2005. 32.<br />
19 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />
Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 25-27.<br />
GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western Ukraine and<br />
Western Belorussia. Princeton, 2002. 31. ROMAN, Wanda Krystina: Die sowjetische Okkupation<br />
der polnischen Ostgebiete 1939 bis 1941. In: CHIARI, Bernhard: Die polnische Heimatarmee-<br />
Geschichte und Mythos der Armia Krajowa seit dem Zweiten Weltkrieg. München, 2003. 91.<br />
20 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />
des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 39.<br />
21 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />
Ukraine and Western Belorussia. Princeton, 2002. 52.<br />
22 For anti-Semitism in interwar Poland see WEISS, Yfaat: Deutsche und Polnische Juden<br />
vor dem Holocaust - Jüdische Identität zwischen Staatsbürgerschaft und Ethnizität 1933-1940.<br />
München, 2000. 105-116.<br />
173
ate of communists within the Jews of former Eastern Poland, who, in fear of<br />
the Germans, attached themselves to the Soviet state. He claims that the Soviet<br />
occupation was the lesser evil to them. 23 Bogdan Musial on the other hand puts<br />
great impetus on the thesis that the Soviet administration of former Eastern<br />
Poland was dominated by Jews and that they, enthusiastically took part,<br />
especially the youths, because they hoped to become part of a new society. His<br />
sources are, as he admits, subjective impressions of the then living. 24<br />
<strong>The</strong> various nationalities of Eastern Poland had been constantly struggling<br />
with each other but it had almost always been the Jews who were the weakest<br />
part. <strong>The</strong> other nationalities could at least always rely on the common victim, a<br />
victim who was also socially distinctive from the mostly peasant Ukrainians<br />
and White Russians and the Polish upper classes. 25 Pogroms were not<br />
uncommon and had only found an end in inter-war Poland but historical<br />
relations had so far not had the chance to be overthrown.<br />
Jan T. Gross explains that every nation only saw its own suffering following<br />
the Soviet invasion with no regard to the others, which he attributes to the<br />
already existing animosity between the different nationalities. 26 <strong>The</strong> non-Jews<br />
were thus more than suspicious regarding the Jews‘ role in the new<br />
administration: <strong>The</strong>y were helping the Soviet occupying forces and they took<br />
over positions that had not been open to them in the past. <strong>The</strong>ir sudden<br />
presence could not be not realised. Where there had been no Jewish civil<br />
servants at all, the appearance of only a few was already a great change. 27 As<br />
Jan T. Gross tries to explain further, the people considered authority as<br />
something alien to the peasant society of Eastern Poland to which one had to<br />
subdue oneself. To be ruled by the Jews, who were traditionally the lowest<br />
23 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />
Ukraine and Western Belorussia. Princeton, 2002. 32. „And here is the principal clue to the<br />
joyous atmosphere surrounding the entry of Soviet troops: where they came, the Germans did<br />
not.” But, Gross further states, soon many Jews, having fled from the Western part of the country,<br />
changed their minds and opted to return there. 206.<br />
24 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />
des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 58. http://h-net.msu.edu/cgibin/logbrowse.pl?trx=vx&list=h-soz-u-kult&month=0105&week=b&msg=ZHvgkM0ea75<br />
Uep82ym<br />
%2B8uA&user=&pw= 21.3.2009. For a similar opinion see HONIGSMAN 113.<br />
25 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />
Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 24.<br />
MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung des<br />
deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 27.<br />
26 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />
Ukraine and Western Belorussia. Princeton, 2002. xxii.<br />
27 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die<br />
Brutalisierung des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 65. POHL:<br />
Judenvernichtung pp. 29-31. For an analysis of the „traditional” connection of Jews and<br />
Communism see POHL, Dieter: Der Völkermord an den Juden. In: Borodziej 113. For the<br />
connection of nationalism and anti-Semitism see LEY, Michael: Kleine Geschichte des<br />
Antisemitismus. München, 2003. 103-111.<br />
174
anks of society was considered an insult by the Soviets. 28 Jews were now<br />
associated with the Soviet regime.<br />
Terror against society<br />
It was the Soviet leadership‘s intention to implement the same political and<br />
economic rules in their newly acclaimed territories that had been existing in the<br />
Soviet Union for some 20 years. 29 Following Dieter Pohl, the conditions of life<br />
in the Soviet-occupied areas worsened constantly. 30 <strong>The</strong> occupying forces, even<br />
if they liked to not see themselves as such, persecuted anyone whom they<br />
expected to act against the new regime. Who had been registered as a political<br />
enemy was put into prison or was deported. 31 Jan T. Gross and Wanda Krystina<br />
Roman show, how the Soviet leadership used existing tensions within the<br />
nationalities of Eastern Poland and how the people themselves got rid of<br />
possible enemies. 32<br />
<strong>The</strong> regime soon terrorised its new subjects as it had been doing so with the<br />
people in the Soviet Union for over 25 years. While on the one hand, local<br />
animosities were used, on the other hand systematic terror was unleashed: It<br />
was the NKVD (the Narodnyy Komissariat Vnutrennikh Del, Народный<br />
комиссариат внутренних дел), the Soviet secret police, that exercised this<br />
terror. Thousands of people were arrested and put into special prisons where<br />
they were tortured and killed. <strong>The</strong> NKVD soon symbolised violence and<br />
injustice - and the horrors of occupation - and was one of the main reasons why<br />
28 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />
Ukraine and Western Belorussia. Princeton, 2002. 56.<br />
29 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 93-95.<br />
ROMAN, Wanda Krystina: Die sowjetische Okkupation der polnischen Ostgebiete 1939 bis<br />
1941. In: CHIARI, Bernhard: Die polnische Heimatarmee- Geschichte und Mythos der Armia<br />
Krajowa seit dem Zweiten Weltkrieg. München, 2003. 96-99.<br />
30 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />
Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 29.<br />
31 SANFORD, George: Katyn and the Soviet massacre of 1940 - Truth, justice and memory.<br />
London, 2007. 28. GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s<br />
Western Ukraine and Western Belorussia. Princeton, 2002. 149: „Poles were typically sentenced<br />
as counterrevolutionaries in the service of the bourgeoisie, Ukrainians were sent to labor camps<br />
as nationalists, and Jews were imprisoned as speculators.” And further: „Under the new regime<br />
anyone, at any time, in any place and for any reason was vulnerable to arrest.” 151. Numbers<br />
related to the deportations vary, to give an impression see ROMAN who states that according to<br />
new calculations some 316.000 to 325.000 former Polish citizens were deported into the Soviet<br />
Union, including 200.000 Poles, more than 70.000 Jews, 25.000 Ukrainians, 20.000 White<br />
Russians and a few thousand Germans, Lithuanians, Czechs and Russians. 105.<br />
32 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />
Ukraine and Western Belorussia. Princeton, 2002. 39. ROMAN, Wanda Krystina: Die<br />
sowjetische Okkupation der polnischen Ostgebiete 1939 bis 1941. In: CHIARI, Bernhard: Die<br />
polnische Heimatarmee- Geschichte und Mythos der Armia Krajowa seit dem Zweiten Weltkrieg.<br />
München, 2003. 93 and 99.<br />
175
the initial positive feeling towards the Soviet Union changed. Many NKVDactivists<br />
had been sent to the occupied regions from the core regions of the<br />
Soviet Union, but there were also locals who cooperated and got involved with<br />
the NKVD‘s crimes. It was in this context that Jews were disproportionally<br />
high noticed. 33<br />
<strong>The</strong> German attack on the Soviet Union. Militia<br />
<strong>The</strong> Wehrmacht marched over the border between the two occupational<br />
zones in June 1941, starting a new phase of the war. While approaching rapidly<br />
towards Soviet core land, the Germans were greeting by locals with mixed<br />
reactions. Some cheered the them as liberators from the Soviet occupation<br />
while expecting national independence under German rule, some had heard of<br />
German atrocities in former Western Poland and did not expect anything good<br />
from the new occupation. 34<br />
<strong>The</strong> retreating Red Army was hunted by militia units that popped up<br />
everywhere and often acted in accordance with the Wehrmacht. <strong>The</strong> formation<br />
of these units most often took place after the Germans arrived and it was their<br />
duty to implement Ruhe und Ordnung in the hinterland. 35 It were mostly<br />
Ukrainians, who again hoped to be able to form an independent state, who were<br />
eager to help the Germans. 36 <strong>The</strong> militia cooperated with the German<br />
Einsatzgruppen on their mission to persecute Jews and communists merciless. 37<br />
Pogroms<br />
After having taken a look back on the events leading up to the German<br />
invasion of former Eastern Poland in 1941, attention will now be thrown, for<br />
the rest of this paper, on a single aspect of the following events.: <strong>The</strong> pogroms<br />
that took place in many smaller and larger towns and cities of former Eastern<br />
Poland as the Germans approached. 38 In cases these excesses had already been<br />
33<br />
ROMAN, Wanda Krystina: Die sowjetische Okkupation der polnischen Ostgebiete 1939<br />
bis 1941. In: CHIARI, Bernhard: Die polnische Heimatarmee- Geschichte und Mythos der Armia<br />
Krajowa seit dem Zweiten Weltkrieg. München, 2003. 91.<br />
34<br />
GROSS, Jan T.: „Jeder lauscht ständig, ob die Deutschen nicht schon kommen” - Die<br />
zentralpolnische Gesellschaft und der Völkermord. In: BORODZIEJ, 230. See also<br />
MERRIDALE, Catherine: Iwans Krieg - Die Rote Armee 1939-1945. Frankfurt am Main, 2008.<br />
308. and ANGRICK, Andrej: Besatzungspolitik und Massenmord - Die Einsatzgruppe D in der<br />
südlichen Sowjetunion. Hamburg, 2003. 132-134.<br />
35<br />
38 Ruhe und Ordnung meaning „quiet and order”, a phrase used in German to symbolize a<br />
situation under control.<br />
36<br />
POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.): Die<br />
Täter der Shoah - Fanatische Nationalsozialisten oder ganz normale Deutsche?, Göttingen, 2002. 207.<br />
37<br />
OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 140.<br />
38<br />
POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.): Die<br />
Täter der Shoah - Fanatische Nationalsozialisten oder ganz normale Deutsche?, Göttingen, 2002. 211.<br />
176
started when the Germans entered a town or city, triggered by a vacuum of<br />
power in the short period between the abandonment of these towns by the Red<br />
Army and the arrival of German units. In other cases, Germans took advantage<br />
of an already existing mood to start pogroms or they initiated such anti-Semitic<br />
riots. 39 Although he could not find any written directive, Dieter Pohl assumes<br />
that these events had been coordinated because they took place in such similar<br />
forms and in such parallel ways everywhere. 40<br />
Background to these riots were the experiences of local people during and<br />
with the Soviet occupation as well as historical relations of the region‘s<br />
nationalities as shown above. After their torturers had left, people were looking<br />
for someone they could hold responsible for everything they had to endure and<br />
they accepted whomever they could find, which in these cases most often were<br />
their Jewish neighbours who stayed behind and who were associated with the<br />
occupational regime. 41 As I already showed, the Jewish percentage within the<br />
administration was not higher than that of any of the other nationalities, but<br />
people felt it was. Jews were generally associated with the Soviets. 42<br />
<strong>The</strong> Bogdan-Musial-controversy<br />
A few years ago, the historian Bogdan Musial made a case, when he<br />
claimed that the NKVD‘s crimes where the one initial that caused the violent<br />
excesses against Jews. When the local people discovered the thousands of<br />
bodies the NKVD had killed only hours before they fled, the people, according<br />
to Musial, had wished to take revenge. - A good description of these atrocities<br />
may be found in Richard Overy‘s book. 43<br />
Musial is eager to explain the riots not as actions triggered by the soon-to-be<br />
German arrival, but as a sole reaction to these discoveries. <strong>The</strong> locals had<br />
POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 - Organisation und<br />
Durchführung eines staatlichen Massenverbrechens. München, 1996. 60. An.107 lists, with regard to<br />
Weiss, pogroms in 58 towns in the Western Ukraine, as well as in various villages.<br />
39 For example the pogrom in Lemberg (Lviv) had been initiated by Wehrmacht units, see POHL,<br />
Dieter: Schauplatz Ukraine - Der Massenmord an den Juden im Militärverwaltungsgebiet und im<br />
Reichskommissariat 1941-1943. In: FREI, Norbert et al. (Ed.): Ausbeutung, Vernichtung, Öffentlichkeit<br />
- Neue Studien zur nationalsozialistischen Lagerpolitik. München, 2000. 139.<br />
40 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />
Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 57. See<br />
also HILBERG, Raul: Täter, Opfer, Zuschauer - Die Vernichtung der Juden 1933-1945, Frankfurt<br />
am Main, 1992. 220.<br />
41 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />
des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 76.<br />
42 POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.): Die<br />
Täter der Shoah - Fanatische Nationalsozialisten oder ganz normale Deutsche?, Göttingen, 2002. 211.<br />
43 OVERY, Richard: Russlands Krieg-1941-1945, Reinbek bei Hamburg, 2003. 185.<br />
BERKHOFF, Karel C.: Harvest of Despair-Life and death in Ukraine under Nazi rule.<br />
Cambridge, 2004. 56.<br />
177
wanted to take revenge for the NKVD‘s crimes and had unleashed their grieve<br />
in pogroms. He puts this explanation in contrast to older interpretations of the<br />
events by insisting on these riots being started before the Germans could<br />
motivate the people to such reactions. 44 He further claims that the riots had<br />
been of anti-communist character whereas one not only has to understand<br />
members of the communist party, but also everyone who had been working<br />
with the Soviets. 45 <strong>The</strong> German troops, according to Bogdan Musial, only took<br />
part in already initiated riots. 46<br />
In fact, one has to look at the events from quite a different angle: When the<br />
Soviet power crashed, and when troops as well as political personal fled, a<br />
vacuum of power appeared of which the local people took advantage. 47 <strong>The</strong>y<br />
wanted revenge for everything they had had to endure during the Soviet<br />
occupation and without hesitation they turned their violence against those who<br />
were the one logical victim. 48 During the years of occupation people adapted to<br />
violence and gained the willingness to use violence themselves, on the other<br />
hand there were also material interests as well as traditional anti-Semitism and<br />
nationalism. 49 <strong>The</strong> victims that were singled out now were in most cases not the<br />
responsible ones, because those had fled eastwards.<br />
Following Dieter Pohl, Bogdan Musial has to be corrected: For once, as I<br />
showed before, the feeling of revenge had its roots in the whole period of Soviet<br />
occupation, and, additionally, the Jews became victims because of their historical<br />
role as such and because they were the weakest parts of society. <strong>The</strong> NKVD‘s<br />
44 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />
des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 172.<br />
45 MUSIAL, Bogdan: „Konterrevolutionäre Elemente sind zu erschießen” - Die Brutalisierung<br />
des deutsch-sowjetischen Krieges im Sommer 1941. Berlin 2001. 193. For a similar argumentation<br />
see Honigsman, who calls the Jews a scapegoat but who contrary to Musial states that the<br />
population had been motivated by the Germans. 138.<br />
46 Parts of the discussion can be seen here: http://hsozkult.geschichte.hu-berlin.de/rezensionen/id=546<br />
21.3.2009, http://www.zeit.de/2000/36/Opfer_zu_Taetern_gemacht?page=1 21.3.2009, http://library.fes.de/<br />
fulltext/afs/htmrez/80130.htm 21.3.2009, http://h-net.msu.edu /cgi-bin/logbrowse.pl?trx=vx&list=h-soz-ukult&month=0105&week=b&msg=ZHvgkM0ea75Uep<br />
82ym%2B8uA&user=&pw= 21.3.2009. In favor of<br />
Musial one has to admit that he does not take positions similar to those of the German Historikerstreit of the<br />
1980s. He explains, that he solely compares the national-socialist and soviet terror of 1939-1941, but<br />
that he will not deny the singularity of the Holocaust. 220. According to MUSIAL it were not<br />
Soviet crimes who triggered German atrocities, but seeing Soviet cruelties had brutalized the<br />
German soldiers. 221. Compare GROSS 229.: „Life was more dangerous in many respects under<br />
the Soviets than under the Nazis. And, as I have stated before, people at the time compared the<br />
two. Many, including thousands of Jews, came to this very conclusion and voted ‚with their feet.”<br />
47 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 138.<br />
48 As MUSIAL himself states: „Es kann zwar nicht ausgeschlossen werden, daß es auch ohne<br />
die sowjetischen Verbrechen zu Pogromen gekommen wäre. Aber meines Erachtens ist es<br />
unwahrscheinlich, daß sie ohne den sowjetischen Terror und die Massenmorde derart ausgeufert<br />
wären. […] Sehr oft, um nicht zu sagen meistens, diente der Vorwurf der Kollaboration mit den<br />
Sowjets als Vorwand, um mit allen Juden abzurechnen.” 199.<br />
49 POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.): Die<br />
Täter der Shoah-Fanatische Nationalsozialisten oder ganz normale Deutsche?, Göttingen, 2002. 220.<br />
178
atrocities were not the reason but the initial for the riots and pogroms. <strong>The</strong> powervacuum<br />
opened the possibility to let loose of grieve and hatred against the weakest<br />
part of society, Jews were eagerly accepted as scapegoats altogether. Jews were not<br />
haunted because people found the victims‘ bodies. <strong>The</strong>se findings were on the one<br />
hand taken as an explanation for the riots - the association of Jews and Soviets - on<br />
the other hand one must not underestimate the motivation drawn by the Germans‘<br />
expected arrival. <strong>The</strong> discovering of the NKVD‘s victims was the occasion rather<br />
than the reason for the pogroms in the summer of 1941.<br />
<strong>The</strong> anticipation of German wishes<br />
Richard Overy remarks that the riots would never have taken place had they<br />
not been encouraged by German propaganda that denounced Jews as nothumans,<br />
as vermin that could and should be destroyed. 50 It is quite possible that<br />
news about the Germans‘ treating of the Jews in the Western parts of former<br />
Poland had reached people in the Eastern regions and that they knew that<br />
violence against Jews would be in favour of the Germans. 51<br />
Ben Shepherd and again Richard Overy are eager to explain that the population<br />
in former Eastern Poland had as well a reason to hate the Soviets and to see the<br />
Germans as liberators from their yoke as they were careful in regard to things that<br />
may come as they could not know what the Germans‘ regime would bring. 52 Many<br />
Ukrainians took sides with the Germans and in trying to act in their interest they<br />
saw pogroms as a favourable means. 53 As Martin Dean shows, no-one had to<br />
cooperate with the German units when they first arrived. Those who volunteered to<br />
do so had their reasons and power and gain were not least. 54<br />
<strong>The</strong> German armies‘ approach was a motivation to parts of the population to<br />
unleash their anger independently, but as soon as the Germans had arrived they<br />
took over control. This is especially important in cases where no corpses were<br />
found but riots occurred anyway. As Dieter Pohl states: Besides some villages,<br />
the pogroms can not bee seen as spontaneous uprisings but as planned action<br />
by German units. But it were local actors who played the active part. 55<br />
50 OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 224.<br />
51 GROSS, Jan T.: Revolution from Abroad - <strong>The</strong> Soviet conquest of Poland‘s Western<br />
Ukraine and Western Belorussia. Princeton, 2002. 231. and 60.<br />
52 SHEPHERD, Ben: War in the Wild East - <strong>The</strong> German army and Soviet partisans.<br />
Cambridge, 2004. 60. OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei<br />
Hamburg, 2003. 138.<br />
53 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />
Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 47.<br />
54 DEAN, Martin: <strong>The</strong> ‚Local Police‘ in Nazi-occupied Belarus and Ukraine as the ‚Ideal<br />
Type‘ of Collaboration - in Practice, in the Recollection of its Members and in the Verdicts of the<br />
Courts. In: TAUBER, Joachim (Ed.): ‚Kollaboration‘ in Nordosteuropa - Erscheinungsformen<br />
und Deutungen im 20. Jahrhundert. Wiesbaden, 2006. 422.<br />
55 POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />
Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 66.<br />
179
German Reactions<br />
A last point that must not be underestimated is the output the Germans took<br />
from these incidents. On the one hand they started a large propaganda-campaign in<br />
which the Soviets were depicted as murderers, on the other hand they could easily<br />
gain the local people‘s support in persecuting Jews from the start on. When the<br />
German units took over control they had to rely on the population‘s help because,<br />
as Martin Dean noticed, they would not have been able to identify Jews on their<br />
own. 56 <strong>The</strong> Germans did not put an end to the riots but let them go on or even<br />
motivated them. 57 Initially the Wehrmacht had been ordered to shoot political<br />
commissioners and the Einsatzgruppen had to persecute Soviet political personnel<br />
and especially Jewish cadres. After they discovered the NKVD‘s victims, the range<br />
of victims grew and it was no longer only certain groups within the Jewish<br />
population but the Jews as a group of their own. 58<br />
<strong>The</strong> German propaganda used the NKVD‘s crimes to justify their own crimes.<br />
but after the first wave of violence slowed down, they restricted further riots because<br />
they feared to otherwise lose control. 59 It was now solely the Einsatzgruppen‘s duty<br />
to persecute the Jewish population, even though they had help of local volunteers.<br />
<strong>The</strong> further atrocities against the Jews were carried out according to plans and can<br />
not be compared to the initial spontaneity of actions. 60<br />
Final statements<br />
As the controversy of Bogdan Musial‘s theses shows, it is still not easy to<br />
discuss violence against Jews during the Second World War. <strong>The</strong> Holocaust‘s<br />
shadow often prevents a view on the local population‘s part in the persecution of<br />
their Jewish neighbours. One must not compare one phenomenon with another,<br />
but rather regard the Ukrainian and White Russian‘s pogroms as something that<br />
happened independent from the later German crimes against the Jews. - And by<br />
independent I do not mean on their own initiative, as stated above, but without<br />
initial connection to the later events, as they could not be foreseen.<br />
56<br />
DEAN, Martin: <strong>The</strong> ‚Local Police‘ in Nazi-occupied Belarus and Ukraine as the ‚Ideal<br />
Type‘ of Collaboration - in Practice, in the Recollection of its Members and in the Verdicts of the<br />
Courts. In: TAUBER, Joachim (Ed.): ‚Kollaboration‘ in Nordosteuropa - Erscheinungsformen<br />
und Deutungen im 20. Jahrhundert. Wiesbaden, 2006. 418.<br />
57<br />
POHL, Dieter: Nationalsozialistische Judenverfolgung in Ostgalizien 1941-1944 -<br />
Organisation und Durchführung eines staatlichen Massenverbrechens. München, 1996. 59.<br />
58<br />
Ibidem. 138.<br />
59<br />
Ibidem. 66. HILBERG, Raul: Täter, Opfer, Zuschauer - Die Vernichtung der Juden 1933-<br />
1945, Frankfurt am Main, 1992. 198.<br />
60<br />
OVERY, Richard: Russlands Krieg - 1941-1945, Reinbek bei Hamburg, 2003. 221.<br />
POHL, Dieter: Ukrainische Hilfskräfte beim Mord an den Juden. In: PAUL, Gerhard (Ed.):<br />
Die Täter der Shoah - Fanatische Nationalsozialisten oder ganz normale Deutsche?,<br />
Göttingen, 2002. 212-219, 224.<br />
180
On the other hand one has to be aware that these later crimes, leading<br />
ultimately to the Holocaust, did not accidentally take place in former Poland. It<br />
was here that the local people had traditionally been rooted in deep anti-<br />
Semitism and it was here where many Jews - and especially those matching<br />
national-socialist clichés - lived. <strong>The</strong> pogroms of locals in the summer of 1941<br />
did not activate but prelude to the Eastern European Jew‘s extermination.<br />
181
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