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FIVE MAJOR RESULTS IN ANALYSIS AND TOPOLOGY Aaron ...

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5. THE BAIRE CATEGORY THEOREM 31<br />

Lemma. If X − A is closed and nowhere dense in X, then A is open and dense in X.<br />

Proof. Certainly A is open, being the complement of a closed set. Suppose that U is<br />

a nonempty open subset of X such that A ∩ U is not dense in U. Let V = U − A ∩ U. If<br />

V were empty, then U ⊂ A ∩ U and hence U ⊂ A ∩ U, and since A ∩ U ⊂ U, A ∩ U ⊂ U,<br />

which contradicts our assumption that A ∩ U is not dense in U. Thus, V is nonempty.<br />

Then V = U ∩ (X − A ∩ U) is open, and it follows that V ⊂ A ∩ (X − U) ⊂ A. But then<br />

V ⊂ A ∩ V and A ∩ V ⊂ V , which contradicts our assumption that A was nowhere dense.<br />

This completes the proof. <br />

The term ‘category’ with respect to a space refers to its ability to be written as a ‘small’<br />

union of ‘small’ subsets of itself. A space that can be written as the countable union of<br />

nowhere dense subsets of itself is said to be of the first category. Any set that is not of the<br />

first category is said to be of the second category. The following theorem, by René-Louis<br />

Baire, characterizes non-empty complete metric spaces along these lines.<br />

Theorem (Baire Category Theorem 1 ). Let X be a complete metric space, and let {An}<br />

be a countable collection of dense open subsets of X. Then <br />

n An is dense in X.<br />

Proof. Let Br0(x0) be an open ball in X of radius r0 centered at x0 ∈ X. Since A1 is<br />

open, choose x1 ∈ A1∩Br0(x0) and 0 < r1 < 1 such that Br1(x1) ⊂ A1∩Br0(x0). Given xn−1,<br />

we proceed by choosing a point xn ∈ X and 0 < rn < 1<br />

n such that Brn(xn) ⊂ An∩Brn−1(xn−1).<br />

Since xm ∈ Brn(xn) if m ≥ n, {xi} is fundamental, so that the completeness of X guarantees<br />

the existence of a point x ∈ X such that lim<br />

n→∞ xn = x. Since x lies in each of the closed<br />

spheres Brn(xn), x ∈ Br0(x0) <br />

n An, which is what was to be shown. <br />

The following form of the Baire category theorem is equivalent to the one already proved,<br />

but it casts the result in terms of categories.<br />

1 We follow here the same proof provided in [5] and [2].

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