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IWC Workshop on Comprehensive Assessment <strong>of</strong> Southern<br />

Hemisphere Humpback Whales, Hobart, Tasmania: 3-7 April 2006<br />

BYCATCH OF HUMPBACK WHALES IN ARTISANAL FISHING GEAR IN<br />

ECUADOR DURING 2005<br />

FERNANDO FÉLIX 1,2 , MERCEDES MUÑOZ 1 AND BEN HAASE 1<br />

1 Fundación Ecuatoriana para el Estudio de Mamíferos Mar<strong>in</strong>os. P.O. Box 09-01-11905, Guayaquil, Ecuador.<br />

2 Pontificia Universidad Católica del Ecuador. Av. 12 de Octubre y Patria, Quito, Ecuador.<br />

Contact e-mail: fernand<strong>of</strong>elix@femm.org.<br />

ABSTRACT<br />

Southeastern Pacific <strong>humpback</strong> <strong>whales</strong> (Group G) breed along the coasts <strong>of</strong> Ecuador, Colombia and<br />

Panama dur<strong>in</strong>g the austral w<strong>in</strong>ter (July-October). Bycatch and strand<strong>in</strong>g <strong>in</strong>formation collected dur<strong>in</strong>g<br />

more than a decade <strong>in</strong> Ecuador <strong>in</strong>dicate that the entanglement <strong>in</strong> fish<strong>in</strong>g <strong>gear</strong> is a major threat for<br />

<strong>humpback</strong> <strong>whales</strong> dur<strong>in</strong>g the breed<strong>in</strong>g season. Here we report three new cases <strong>of</strong> <strong>in</strong>dividual <strong>whales</strong><br />

entangled <strong>in</strong> <strong>artisanal</strong> gillnets recorded from whalewatch<strong>in</strong>g vessels <strong>of</strong>f Sal<strong>in</strong>as (02º10’S, 81ºW) <strong>in</strong><br />

2005. From the obta<strong>in</strong>ed photographs the fish<strong>in</strong>g <strong>gear</strong> was identified as multifilament gillnets used by<br />

<strong>artisanal</strong> fishermen for large pelagic fish. The <strong>bycatch</strong> rate was estimated to be 0.0086 based on the<br />

total number <strong>of</strong> <strong>whales</strong> recorded <strong>in</strong> 74 trips (n=349). Extrapolat<strong>in</strong>g this value to the entire population,<br />

the total <strong>bycatch</strong> <strong>in</strong> Ecuador <strong>in</strong> 2005 was estimated to be 25 <strong>whales</strong> (C.I. 95% 20-32). This high<br />

<strong>bycatch</strong> rate is the result <strong>of</strong> the overdimensioned <strong>artisanal</strong> fish<strong>in</strong>g fleet and the lack <strong>of</strong> fish<strong>in</strong>g<br />

management. Although several published reports have <strong>in</strong>formed about the subject, the problem<br />

rema<strong>in</strong>s unattended by local authorities.<br />

KEY WORDS: BYCATCH, GILLNETS, HUMPBACK WHALE, BREEDING GROUNDS, SOUTH<br />

AMERICA<br />

INTRODUCTION<br />

SC/A06/HW14<br />

Cetacean <strong>bycatch</strong> <strong>in</strong> fish<strong>in</strong>g <strong>gear</strong> is a conservation issue <strong>of</strong> <strong>in</strong>creas<strong>in</strong>g concern due the potential<br />

impact on natural populations (Northidge, 1985; IWC, 1994; Reeves et al., 2003; Read et al., 2004).<br />

Interactions with fisheries occur ma<strong>in</strong>ly with <strong>artisanal</strong> and <strong>in</strong>dustrial fish<strong>in</strong>g gillnets and both small and<br />

large cetacean species are <strong>in</strong>volved. The global <strong>bycatch</strong> is estimated to be <strong>in</strong> hundreds thousands<br />

cetaceans, although <strong>in</strong> most regions the <strong>in</strong>formation is still fragmentary (Read et al., 2005). Due to its<br />

coastal distribution, the <strong>humpback</strong> whale (Megaptera novaeangliae) is one <strong>of</strong> the most threatened<br />

species. A few attempts to assess the <strong>bycatch</strong> impact on <strong>humpback</strong> <strong>whales</strong> have been made at<br />

feed<strong>in</strong>g ground (e.g. Lien, 1994; Jooke and Matilla, 2001; Baird, 2003; Johnson et al., 2005) but much<br />

less is known from breed<strong>in</strong>g grounds <strong>in</strong> tropical areas where the problem would have different<br />

characteristics.<br />

Bycatch has been identified as the major anthropogenic threat for the Southeastern Pacific <strong>humpback</strong><br />

whale stock (Group G; see IWC, 1998) dur<strong>in</strong>g the breed<strong>in</strong>g season <strong>in</strong> Ecuadorian and Colombian<br />

waters (Félix et al., 1997; Félix and Haase, 2005; Álava et al., 2005; Capella et al, 2001: Florez-<br />

González et al., <strong>in</strong> press). Most cases <strong>of</strong> <strong>bycatch</strong> <strong>in</strong> Ecuador occurred <strong>in</strong> <strong>artisanal</strong> multifilament gillnets<br />

<strong>of</strong> 4-5<strong>in</strong> wide mesh and to a lesser extent <strong>in</strong> <strong>in</strong>dustrial <strong>gear</strong> (Félix et al., 1997). Álava et al. (2005)<br />

estimated that around a third (29%) <strong>of</strong> the <strong>humpback</strong> <strong>whales</strong> stranded on the coast <strong>of</strong> Ecuador dur<strong>in</strong>g<br />

the period 1991-2004 had gillnets around their bodies or deep cuts <strong>in</strong> the appendages and tailstock.<br />

All these reports have highlighted the potential impact <strong>of</strong> fisheries on the population, although no<br />

attempts have been made to quantify its magnitude.<br />

A priority activity <strong>of</strong> conservation <strong>in</strong> the UICN Action Plan for cetaceans 2000-2010 (Reeves et al.,<br />

2003) and <strong>in</strong> the CMS Workshop on Aquatic Mammals <strong>in</strong> South America (Hucke-Gaete et al., 2004)<br />

was assess<strong>in</strong>g the impact <strong>of</strong> fisheries <strong>in</strong> Eastern tropical Pacific countries. The case <strong>of</strong> Ecuador is <strong>of</strong><br />

particular concern because the country has the largest <strong>artisanal</strong> fish<strong>in</strong>g fleet <strong>of</strong> all the Southeast<br />

Pacific countries (CPPS, 2003). By the end <strong>of</strong> the 90s, the <strong>artisanal</strong> fleet <strong>in</strong> Ecuador was formed by<br />

around 15,500 boats and 56,000 fishermen; this is around 5% <strong>of</strong> the Active Economic Population<br />

<strong>in</strong>habit<strong>in</strong>g the Ecuadorian coast (Solís-Coello and Mendívez, 1999; Martínez and Viteri, 2005). Around


50% <strong>of</strong> the fleet uses multifilament gillnets <strong>of</strong> 4-5” wide mesh up to 3km <strong>in</strong> length as ma<strong>in</strong> <strong>gear</strong> to<br />

catch large pelagic fish (sharks and billfish) (Martínez et al. 1991).<br />

Here we present new cases <strong>of</strong> <strong>humpback</strong> <strong>whales</strong> entangled <strong>in</strong> <strong>artisanal</strong> gillnets found <strong>of</strong>f Sal<strong>in</strong>as,<br />

Ecuador (2º10’S, 81º’W) (Figure 1). In contrast to previously reported beach<strong>in</strong>gs, these new cases<br />

<strong>in</strong>volved live <strong>whales</strong>. The new approach allowed estimat<strong>in</strong>g the magnitude <strong>of</strong> the total <strong>bycatch</strong> at<br />

tak<strong>in</strong>g <strong>in</strong>to account the survey effort <strong>of</strong> the season.<br />

METHODS<br />

Figure 1. The study area located at Sal<strong>in</strong>as, Ecuador.<br />

Whalewatch<strong>in</strong>g boats have been used as research platform dur<strong>in</strong>g a long-term study <strong>of</strong> the<br />

<strong>humpback</strong> whale <strong>in</strong> Ecuador (see Félix and Haase, 2001a for details). Data analyzed <strong>in</strong> this report<br />

was obta<strong>in</strong>ed dur<strong>in</strong>g the breed<strong>in</strong>g season 2005 (late June-early October). Seven different boats were<br />

used with size rang<strong>in</strong>g between 7 and 15 m <strong>in</strong> length and 10-30 passengers <strong>of</strong> capacity. Usually<br />

boats departed at 9:00 <strong>in</strong> the morn<strong>in</strong>g and last<strong>in</strong>g two or three hours. Occasionally trips were also<br />

made <strong>in</strong> the afternoon. Dur<strong>in</strong>g the trips, <strong>in</strong>formation on survey effort, oceanographic conditions, whale<br />

behaviour, head<strong>in</strong>g, group size and composition was filled out on data forms. As a standard<br />

methodology, <strong>whales</strong> were photographed with a Canon Rebel Digital camera (6.3 megapixels)<br />

equipped with a 70-300mm zoom lens for <strong>in</strong>dividual identification.<br />

RESULTS<br />

Effort<br />

Seventy four trips were made between 27 th June and 1 st October 2005. A total <strong>of</strong> 349 <strong>whales</strong> <strong>in</strong> 148<br />

groups were recorded. Total navigation time was 156 hours, <strong>of</strong> which 59 hours were spent with the<br />

<strong>whales</strong>. The surveyed distance was 2,031km. Table 1 shows the monthly effort deployed through the<br />

season. July and August were the months with the largest effort with trips almost everyday and then<br />

the effort decreased considerably <strong>in</strong> September when tourist activities also decreased.<br />

2


Table 1. Research effort by month. Period (June-October 2005).<br />

June July August September October Total<br />

Number <strong>of</strong> trips 4 33 33 3 1 74<br />

Number <strong>of</strong> groups sighted 5 75 64 4 - 148<br />

Number <strong>of</strong> <strong>whales</strong> 10 174 155 10 - 349<br />

Observation time (m<strong>in</strong>) 268 1,729 1,434 112 - 3,543<br />

Net navigation time (m<strong>in</strong>) 277 2,348 2,723 342 - 5,690<br />

Total navigation time (m<strong>in</strong>) 545 4,077 4,157 454 143 9,376<br />

Distance surveyed (km) 120 924 866 89 31 2,031<br />

The Cases<br />

Three entangled <strong>whales</strong> were recorded dur<strong>in</strong>g the trips <strong>in</strong> the season 2005: June 26, August 10 and<br />

August 11. All three cases <strong>in</strong>volved adult animals. Photographs <strong>of</strong> the dorsal f<strong>in</strong> <strong>in</strong>dicated that <strong>whales</strong><br />

were different <strong>in</strong>dividuals. S<strong>in</strong>ce only the back <strong>of</strong> the <strong>whales</strong> was visible dur<strong>in</strong>g the encounters, it was<br />

not possible to determ<strong>in</strong>e the seriousness <strong>in</strong> each case and if the whale had the chance to get rid <strong>of</strong><br />

the net (Figure 2). The whale found <strong>in</strong> June had the net around the anterior part <strong>of</strong> the body <strong>in</strong>clud<strong>in</strong>g<br />

the head, but apparently the tail was free; however, a long strip <strong>of</strong> net with yellow floaters showed the<br />

whale was tow<strong>in</strong>g several meters <strong>of</strong> <strong>gear</strong>. The <strong>in</strong>dividual found <strong>in</strong> August 10 was a female with a<br />

newborn calf seen for short time; <strong>in</strong> this case, apparently only the adult animal was seen with a net a<br />

long the side <strong>of</strong> the body. The case <strong>of</strong> August 11 did not directly look fatal, s<strong>in</strong>ce just the part <strong>of</strong> a net<br />

was around the central part <strong>of</strong> the back and the dorsal f<strong>in</strong>, although also flippers and the tail could be<br />

entangled.<br />

The whale found <strong>in</strong> June moved slowly and stayed around the same area but it was evident along the<br />

observation period that the net impacted and slowed down its movements. In contrast, the other two<br />

cases <strong>whales</strong> apparently moved without problems. In the first and second cases <strong>whales</strong> moved a few<br />

hundred meters from shore <strong>of</strong>f the Sal<strong>in</strong>as tip, but the third whale was recorded 2-3 km north <strong>of</strong> this<br />

po<strong>in</strong>t.<br />

Figure 2. Whales found entangled dur<strong>in</strong>g the season 2005 <strong>of</strong>f Sal<strong>in</strong>as: June 26 (top); August 10<br />

(middle); and August 11 (bottom).<br />

3


Bycatch rate and total mortality<br />

Consider<strong>in</strong>g the total number <strong>of</strong> <strong>whales</strong> recorded (n=349) and the three <strong>whales</strong> found entangled, a<br />

<strong>bycatch</strong> rate <strong>of</strong> 0.0086 was calculated. Extrapolat<strong>in</strong>g this value to the entire population estimated to<br />

be 2,917 animals <strong>in</strong> the period 2003-2004 (Félix et al., 2006), around 25 <strong>whales</strong> (C.I. 95% 20-32)<br />

could be the total <strong>bycatch</strong> <strong>in</strong> the breed<strong>in</strong>g season 2005 <strong>in</strong> Ecuador.<br />

DISCUSSION<br />

The entanglement <strong>of</strong> <strong>humpback</strong> <strong>in</strong> <strong>artisanal</strong> gillnets <strong>in</strong> Ecuador cont<strong>in</strong>ued <strong>in</strong> 2005 likely with similar<br />

<strong>in</strong>tensity as previous years. Besides the three cases reported here, the authors knew <strong>of</strong> two other<br />

cases which occurred <strong>in</strong> other parts <strong>of</strong> the country <strong>in</strong>volv<strong>in</strong>g beached <strong>whales</strong> with gillnets around their<br />

bodies. Also, sailors and naturalist guides reported entangled <strong>whales</strong> <strong>of</strong>f Sal<strong>in</strong>as every year s<strong>in</strong>ce<br />

whalewatch<strong>in</strong>g started here <strong>in</strong> 2001; at least three cases were reported <strong>in</strong> 2003 (Félix and Haase,<br />

2003). Other cases <strong>of</strong> entanglements were reported at La Plata Island, 100km north <strong>of</strong> Sal<strong>in</strong>as, a calf<br />

<strong>in</strong> 1998 (Scheidat et al., 2000) and six adults or sub-adults animals <strong>in</strong> 2001 (Álava et al., 2005).<br />

It is believed that the entanglement <strong>of</strong> <strong>humpback</strong> <strong>whales</strong> <strong>in</strong> <strong>artisanal</strong> gillnets <strong>in</strong> Ecuador and Colombia<br />

have ma<strong>in</strong>ta<strong>in</strong>ed an <strong>in</strong>creas<strong>in</strong>g trend <strong>in</strong> the last decade (Capella et al., 2001; Álava et al., 2005), but<br />

there not pro<strong>of</strong> as no reliable assessments have been made. So far, data on beached animals have<br />

provided a gross idea <strong>of</strong> the <strong>bycatch</strong> level but not its magnitude, s<strong>in</strong>ce not every entangled or dead<br />

whale ended up on the beach. Our estimate provides a first approach to establish the total <strong>bycatch</strong> <strong>in</strong><br />

Ecuador by us<strong>in</strong>g a measurable search<strong>in</strong>g effort and therefore allow<strong>in</strong>g extrapolation for the entire<br />

population that reach Ecuador. However, it is not possible to establish the impact on the population<br />

s<strong>in</strong>ce no data on survival after the entanglement are available. Photographs <strong>of</strong> the animals found <strong>of</strong>f<br />

Sal<strong>in</strong>as <strong>in</strong> 2005 showed different level <strong>of</strong> seriousness with likely different survival chances for the<br />

<strong>whales</strong>; therefore, it is not possible to obta<strong>in</strong> an overall rate.<br />

The fate <strong>of</strong> the entangled <strong>whales</strong> was unknown, but previous records <strong>of</strong> stranded animals on the<br />

coast <strong>of</strong> Ecuador suggest that at least some <strong>whales</strong> die few weeks later after the entanglement (e.g.<br />

Félix et al, 1997; Álava et al, 2005). These animals would die <strong>of</strong> exhaustion or would be easy preyed<br />

upon by orcas and big sharks at sea. In the female with calf case (#2), the impact would be even<br />

bigger, s<strong>in</strong>ce calves also would die afterwards. Whatever the proportion <strong>of</strong> animals dy<strong>in</strong>g as a<br />

consequence <strong>of</strong> the entanglement, it may have a significant impact <strong>in</strong> the recovery <strong>of</strong> this population.<br />

S<strong>in</strong>ce both fish<strong>in</strong>g effort and whale population are <strong>in</strong>creas<strong>in</strong>g <strong>in</strong> Ecuador (see Félix et al, 2006), it is<br />

expected that the number <strong>of</strong> entangled <strong>whales</strong> will cont<strong>in</strong>ue <strong>in</strong>creas<strong>in</strong>g <strong>in</strong> the future if measurements<br />

are not taken on short-terms. Several management actions have been proposed by Ecuadorian<br />

researches <strong>in</strong> order to reduce the level <strong>of</strong> cetacean <strong>bycatch</strong>, <strong>in</strong>clud<strong>in</strong>g directed research; education<br />

programs for <strong>artisanal</strong> fishermen; use <strong>of</strong> sound devices; closed seasons; change <strong>of</strong> fish<strong>in</strong>g <strong>gear</strong>;<br />

creation <strong>of</strong> rescue teams; among others (Félix and Samaniego, 2004; Félix et al, 1997; Álava et al,<br />

2005; Félix and Haase, 2005). Some <strong>of</strong> these measures could be implemented on a temporary basis<br />

dur<strong>in</strong>g the <strong>humpback</strong> whale breed<strong>in</strong>g season or <strong>in</strong> specific sites <strong>of</strong> higher density <strong>of</strong> <strong>whales</strong>. With<br />

exception <strong>of</strong> a limited number <strong>of</strong> educative talks dur<strong>in</strong>g the seasons 2002 and 2003 no other actions<br />

have been taken by fish<strong>in</strong>g authorities.<br />

Consider<strong>in</strong>g that such high <strong>bycatch</strong> rate <strong>of</strong> a long-migrat<strong>in</strong>g species as the <strong>humpback</strong> whale has<br />

transboundary implicitness, we ask to the Scientific Committee <strong>of</strong> the International Whal<strong>in</strong>g<br />

Commission to urge Ecuadorian authorities the adoption <strong>of</strong> measures to reduce the level <strong>of</strong> <strong>bycatch</strong><br />

on short-term. We also recommend that any proposal and or decision to be taken to address the<br />

<strong>bycatch</strong> problem must be agreed with relevant stakeholders <strong>in</strong>clud<strong>in</strong>g fish<strong>in</strong>g authorities, <strong>artisanal</strong><br />

fishermen associations, NGOs, among others.<br />

ACKNOWLEDGEMENTS<br />

We thank tourist operators <strong>in</strong> Sal<strong>in</strong>as who allowed us us<strong>in</strong>g their vessels for this study. The <strong>humpback</strong><br />

whale research <strong>in</strong> Ecuador is supported by the Whale and Dolph<strong>in</strong> Conservation Society (WDCS).<br />

4


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