schedule db - part f - section 1 - TIAA-CREF

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STATEMENT AS OF SEPTEMBER 30, 2009 OF THE TEACHERS INSURANCE and ANNUITY ASSOCIATION of AMERICA GENERAL INTERROGATORIES 16. Excluding items in Schedule E - Part 3 – Special Deposits, real estate, mortgage loans and investments held physically in the reporting entity’s offices, vaults or safety deposit boxes, were all stocks, bonds and other securities, owned throughout the current year held pursuant to a custodial agreement with a qualified bank or trust company in accordance with Section 3, III Conducting Examinations, E - Custodial or Safekeeping Agreements of the NAIC Financial Condition Examiners Handbook? 16.1 For all agreements that comply with the requirements of the NAIC Financial Condition Examiners Handbook, complete the following: 1 Name of Custodian(s) 2 Custodian Address ! " # $ ! % & $ 16.2 For all agreements that do not comply with the requirements of the NAIC Financial Condition Examiners Handbook, provide the name, location and a complete explanation: 1 Name(s) 2 Location(s) 3 Complete Explanation(s) 16.3 Have there been any changes, including name changes, in the custodian(s) identified in 16.1 during the current quarter? 16.4 If yes, give full information relating thereto: 1 Old Custodian 2 New Custodian 3 Date of Change 4 Reason 16.5 Identify all investment advisors, brokers/dealers or individuals acting on behalf of broker/dealers that have access to the investment accounts, handle securities and have authority to make investments on behalf of the reporting entity: 1 Central Registration Depository 2 Name(s) 3 Address 17.1 Have all the filing requirements of the Purposes and Procedures Manual of the NAIC Securities Valuation Office been followed? 17.2 If no, list exceptions: At September 30, 2009, 35 issues for 30 issuers did not meet the filing requirements of the Purposes and Procedures Manual. These issues currently lack one or more of the following: Valid CUSIP/PPN, audited financials and/or executed legal documentation. Exceptions totaled $658,211,985 or 0.445% of all long-term bonds and equity. 8.2
STATEMENT AS OF SEPTEMBER 30, 2009 OF THE TEACHERS INSURANCE and ANNUITY ASSOCIATION of AMERICA GENERAL INTERROGATORIES PART 2 - LIFE & HEALTH 1. Report the statement value of mortgage loans at the end of this reporting period for the following categories: 1 Amount 1.1 Long-Term Mortgages In Good Standing 1.11 Farm Mortgages $ 1.12 Residential Mortgages $ 1.13 Commercial Mortgages $ 1.14 Total Mortgages in Good Standing $ 1.2 Long-Term Mortgages In Good Standing with Restructured Terms 1.21 Total Mortgages in Good Standing with Restructured Terms $ 1.3 Long-Term Mortgage Loans Upon which Interest is Overdue more than Three Months 1.31 Farm Mortgages $ 1.32 Residential Mortgages $ 1.33 Commercial Mortgages $ 1.34 Total Mortgages with Interest Overdue more than Three Months $ 1.4 Long-Term Mortgage Loans in Process of Foreclosure 1.41 Farm Mortgages $ 1.42 Residential Mortgages $ 1.43 Commercial Mortgages $ 1.44 Total Mortgages in Process of Foreclosure $ 1.5 Total Mortgage Loans (Lines 1.14 + 1.21 + 1.34 + 1.44) (Page 2, Column 3, Lines 3.1 + 3.2) $ 1.6 Long-Term Mortgages Foreclosed, Properties Transferred to Real Estate in Current Quarter 1.61 Farm Mortgages $ 1.62 Residential Mortgages $ 1.63 Commercial Mortgages $ 1.64 Total Mortgages Foreclosed and Transferred to Real Estate $ 9
Page 1: QUARTERLY STATEMENT OF THE TEACHERS
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E03.7 STATEMENT AS OF SEPTEMBER 30,
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E04.1 1 CUSIP Identification 2 Desc
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E04.3 1 CUSIP Identification ! !! "
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E04.11 1 2 STATEMENT AS OF SEPTEMBE
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E05.11 STATEMENT AS OF SEPTEMBER 30
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STATEMENT AS OF SEPTEMBER 30, 2009
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E07.1 1 Description STATEMENT AS OF
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E07.3 1 Description STATEMENT AS OF
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E07.5 1 STATEMENT AS OF SEPTEMBER 3
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STATEMENT AS OF SEPTEMBER 30, 2009
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