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CASE COMMENT<br />

CASE COMMENT<br />

Unibanco: late submission meant OHIM<br />

did not consider ‘uni’ prefix evidence<br />

Union Investment Privatfonds GmbH v OHIM, Case No: T-392/06, ECJ (Third Chamber). In September 2000, Unicre-<br />

Cartão International De Credito SA (Unicre) applied for a Community Trade Mark for the device mark,<br />

‘Unibanco’ in respect of services in classes 36 and 38 relating to credit card services and internet<br />

communications. Emma Blake reports...<br />

Union Investment Privatfonds GmbH<br />

(UIP) submitted an opposition to the<br />

registration of the mark in July 2001<br />

on the basis of its earlier German<br />

registrations for the device marks,<br />

UniFLEXIO, UniZERO and UniVARIO<br />

for services in class 36 (earlier marks).<br />

OHIM's Opposition Division notified<br />

both parties that the deadline for the<br />

service of submissions was 5 June<br />

2002. On 29 May 2002 OHIM received<br />

a fax from UIP responding to the<br />

submissions made by Unicre. On 6<br />

June 2002, the Opposition Division<br />

received a further submission from<br />

UIP referring to a decision by the<br />

High Court in Frankfurt as to the<br />

registration of marks with prefix ‘Uni’.<br />

On 4 February 2003, UIP submitted<br />

further evidence as to use of the<br />

earlier marks including extracts from<br />

a number of economic journals. The<br />

evidence supported the view that<br />

products with the prefix ‘Uni’ were<br />

likely to be understood by the<br />

relevant public as originating from<br />

the same provider.<br />

OHIM’s Opposition Division rejected<br />

the opposition on the basis that<br />

there was no likelihood of confusion<br />

between the marks applied for and<br />

the series of earlier marks and that UIP<br />

had not submitted sufficient evidence<br />

in relation to use of the earlier marks.<br />

The evidence submitted on 6 June<br />

2002 or 4 February 2003 was not<br />

considered, as it had been served<br />

after the expiry of the deadline date.<br />

The decision was upheld by the Board<br />

of Appeal who agreed that the<br />

16 <strong>ITMA</strong> Review<br />

evidence submitted by UIP had been<br />

submitted after the deadline with no<br />

justifiable reason, and as such,<br />

considered.<br />

UIP appealed the Board of Appeal’s<br />

decision on the basis that OHIM<br />

had not exercised its discretion to<br />

consider the evidence as to the use<br />

of the earlier marks.<br />

OHIM had not considered the<br />

likelihood of confusion between the<br />

earlier marks and the mark applied<br />

for. The evidence submitted on 6<br />

June 2002 was of particular relevance<br />

as the German court decision was<br />

persuasive evidence as to the use of<br />

the earlier marks and supported the<br />

argument that the mark applied for<br />

would be likely to cause confusion in<br />

the minds of the public.<br />

The ECJ held that there was no<br />

duty on OHIM to consider the late<br />

submissions of evidence. Both parties<br />

had received prior notification of the<br />

deadline and both submissions had<br />

been made after the relevant<br />

deadline had passed.<br />

The ECJ referred to the previous <strong>case</strong><br />

of Kaul v OHIM which suggested that<br />

evidence submitted after a deadline<br />

date should be considered if the<br />

evidence is of vital relevance to a key<br />

issue in dispute. There was, however,<br />

no duty on OHIM to do so.<br />

In this <strong>case</strong> OHIM had been aware of<br />

its discretion and, having reviewed<br />

the evidence submitted on 6 June<br />

2002, had decided that it was not of<br />

vital relevance.<br />

The same applied in respect of the<br />

evidence filed on 3 February 2003.<br />

The ECJ also upheld the Board of<br />

Appeal’s decision that the evidence<br />

sought to raise new issues as to the<br />

recognition of the prefix ‘Uni’ in<br />

respect of banking products.<br />

The ECJ stated that it was not the role<br />

of the court to debate what the Board<br />

of Appeal’s decision would have been<br />

if it had taken into consideration the<br />

late submissions of evidence, the role<br />

of the court was to decide whether<br />

the Board of Appeal had been<br />

correct in its decision not to exercise<br />

its discretion to consider the<br />

late submitted evidence. The<br />

ECJ reiterated that it was the<br />

responsibility of the parties to provide<br />

evidence and respond to objections<br />

within stipulated timescales.<br />

The Board of Appeal had been correct<br />

in exercising its discretion not to<br />

consider the late filed evidence and<br />

the admissible evidence filed before<br />

the deadline did not prove a<br />

likelihood of confusion between the<br />

mark applied for and the earlier<br />

marks. The ECJ therefore rejected<br />

the appeal in its entirety.<br />

The <strong>case</strong> is a good reminder of the<br />

need to comply with timescales set<br />

by OHIM in relation to the filing of<br />

evidence. Even the most persuasive<br />

of evidence is likely to be rejected if<br />

not served in time.<br />

Emma Blake,<br />

DLA Piper UK LLP, Birmingham,<br />

emma.blake@dlapiper.com<br />

July/August 2010

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