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A Phonetically-Based Optimality Theoretic Account of Consonant ...

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1. Introduction<br />

It has <strong>of</strong>ten been suggested (Martinet 1952, Lindblom 1990, among others) that<br />

speech represents a compromise between two opposing goals: ease <strong>of</strong> articulation, which<br />

requires the minimization <strong>of</strong> effort during speech production, and ease <strong>of</strong> perception, which<br />

demands maximization and preservation <strong>of</strong> contrasts. In their discussion <strong>of</strong> phonetic<br />

universals in the structure <strong>of</strong> consonant systems, Lindblom and Maddieson (1988) arrive at<br />

the generalization in (1) after surveying phoneme inventories <strong>of</strong> the 317 languages in<br />

UPSIDl:<br />

1. "<strong>Consonant</strong> inventories tend to evolve so as to achieve maximal<br />

perceptual distinctiveness at minimum articulatory cost"<br />

(p. 72, their (6)).<br />

In other words, small inventories will consist only <strong>of</strong> "phonetically natural" articulations.<br />

As the inventory size increases (i.e., more contrasts are implemented), the more difficult<br />

articulations will be recruited to ensure sufficient perceptual distinctiveness <strong>of</strong> the<br />

segments, but only after the phonetically natural articulations have been saturated.<br />

Similar strategies as stated in (l)--maximizing perceptual distinctiveness at<br />

minimum articulatory cost--can be observed between subsets <strong>of</strong> a language's consonant<br />

inventories. For example, Taiwanese has the word-initial consonants in (2a) and the non-<br />

word-initial consonants in (2b) (adapted from Lin 1989: 248-249 and Zhang 1983: 7):<br />

1 UPSID stands for "UCLA Phonological Segment Inventory Database. " The languages in UPSID are<br />

selected "so as to approximate 'a properly constructed quota sample on a genetic basis <strong>of</strong> the world's extant<br />

languages' (Maddieson 1984: 5)" (Lindblom and Maddieson 1988: 63).<br />

1

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