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Original Research<br />

<strong>Duloxetine</strong> for the <strong>Treatment</strong> of<br />

<strong>Generalized</strong> <strong>Social</strong> <strong>Anxiety</strong> Disorder:<br />

A Preliminary Randomized Trial of<br />

Increased Dose to Optimize Response<br />

Naomi M. Simon, MD, MSc, John J. Worthington, MD, Samantha J. Moshier, BA,<br />

Elizabeth H. Marks, BA, Elizabeth A. Hoge, MD, Mina Brandes, MD,<br />

Hannah Delong, BA, and Mark H. Pollack, MD<br />

ABSTRACT<br />

Objective: This is the first trial examining<br />

duloxetine for generalized social anxiety disor-<br />

der (GSAD) and the effect of increased dose for<br />

those without early remission.<br />

Methods: Individuals (n=39) with GSAD<br />

received 6 weeks of open-label duloxetine 60<br />

mg/day; those with a Liebowitz <strong>Social</strong> <strong>Anxiety</strong><br />

Disorder Scale (LSAS) score >30 at week 6 were<br />

randomized in double-blind fashion to an addi-<br />

tional 18 weeks of continued duloxetine 60 mg/<br />

day or to duloxetine 120 mg/day.<br />

Results: <strong>Duloxetine</strong> was associated with<br />

a significant LSAS reduction at week 6 (91.3<br />

[17.7] to 69.8 [28.5], paired t [df]=5.2 [38],<br />

P


ciated with a moderate effect size (Cohen’s<br />

d=.57), there was no significant difference at<br />

week 24 endpoint in LSAS reduction (20.5 [26.0]<br />

versus 7.3 [17.2], t [df]=1.6 [26], P=.13) nor remis-<br />

sion (33% versus 8%) for duloxetine with dose<br />

increased to 120 mg/day compared to duloxetine<br />

continued at 60 mg/day. Overall, 44% (17/39) dis-<br />

continued prior to week 24.<br />

Conclusions: Though with limited power,<br />

these data provide preliminary support for the<br />

efficacy of duloxetine for GSAD, and suggest<br />

continued improvement but limited remission<br />

overall at 24 weeks for individuals remaining<br />

symptomatic at week 6. <strong>The</strong>se observations war-<br />

rant further controlled study.<br />

CNS Spectr. 2010;15(7):436-443.<br />

BACKGROUND<br />

<strong>Social</strong> anxiety disorder is common with a lifetime<br />

prevalence of 12.1%. 1 An expanding body<br />

of clinical experience and controlled trials has<br />

demonstrated the efficacy of selective serotonin<br />

reuptake inhibitors (SSRIs) and the serotonin<br />

norepinephrine reuptake inhibitor (SNRI) venlafaxine<br />

for the treatment of generalized social<br />

anxiety disorder (GSAD). Paroxetine, sertraline,<br />

and venlafaxine extended-release (XR) are<br />

Food and Drug Administration approved for this<br />

indication; nonetheless, many treated patients<br />

do not achieve a robust response, 2-6 suggesting<br />

additional pharmacotherapy strategies are<br />

needed. Most studies examining the acute efficacy<br />

of pharmacotherapy for GSAD, including<br />

the SSRIs, have reported that approximately<br />

one third to one half of patients do not meet<br />

responder criteria, with an even lower proportion<br />

achieving remission. 2,3,6<br />

<strong>The</strong> newest SNRI, duloxetine, has been<br />

shown to be effective at doses of 60 mg/day to<br />

120 mg/day for anxiety associated with depression,<br />

7 with possible greater efficacy for anxious<br />

compared to non-anxious depression. 8 Three<br />

large randomized controlled trials support the<br />

efficacy and FDA approval of duloxetine for generalized<br />

anxiety disorder (GAD). 9 While two case<br />

reports provide initial suggestive evidence, 10,11<br />

Original Research<br />

there are, to our knowledge, no published data<br />

systematically examining duloxetine for GSAD,<br />

or the effect of increased dose for those who do<br />

not remit with initial dosing.<br />

Clinicians regularly face the question of when<br />

to alter medication course for patients with<br />

GSAD, yet there are no empirically derived data<br />

available to guide practice. Although it often<br />

takes a number of months for patients with<br />

anxiety disorders to fully respond to pharmacotherapy,<br />

clinicians frequently raise the dose of<br />

medication early in the course of treatment. 12 It<br />

remains unclear, however, whether such dose<br />

escalation is warranted. Unnecessary dose elevations<br />

may result in greater side-effect burden<br />

and false expectations of truncated time<br />

to response, resulting in premature medication<br />

discontinuation for some patients. Because dose<br />

response data from fixed dose studies are not<br />

“stepped,” but random assignment, these and<br />

flexible dose studies do not address the impact<br />

of increasing dose for patients who remain<br />

symptomatic at initial dose levels, compared to<br />

those who continue at the same dose level. We<br />

are not aware of studies to date in GSAD that<br />

have addressed the relative benefit of increasing<br />

dose versus “watchful waiting” in patients with<br />

incomplete response to initial treatment.<br />

To address the paucity of data specifically<br />

regarding duloxetine for SAD, as well as the<br />

impact of antidepressant dose escalation for<br />

incomplete initial response, we initiated openlabel<br />

duloxetine at 60 mg/day for 6 weeks, and<br />

then randomized in double–blind fashion individuals<br />

who had not achieved remission at week<br />

6 to an additional 18 weeks of treatment with<br />

either duloxetine at an increased dose of 120<br />

mg/day or to duloxetine continued at 60 mg/<br />

day with the addition of placebo. We selected 6<br />

weeks as a time that a clinician in practice might<br />

reasonably choose to increase an antidepressant<br />

dose for a patient with GSAD who remained<br />

symptomatic. We hypothesized that duloxetine<br />

would be associated with a significant reduction<br />

in GSAD symptoms overall. Further, we<br />

hypothesized that those with persistent symptoms<br />

after 6 weeks of duloxetine at 60 mg/day<br />

would achieve greater response at week 24 endpoint<br />

after 18 additional weeks of duloxetine at<br />

an increased dose (to 120 mg/day) compared to<br />

those randomized to continue on the same 60<br />

mg/day (plus placebo) dose.<br />

CNS Spectr 15:7 437<br />

© <strong>MBL</strong> Communications Inc. July 2010


METHODS<br />

Subjects<br />

<strong>Treatment</strong>-seeking outpatients >18 years of<br />

age with a primary diagnosis of GSAD were<br />

recruited by media advertisement. All study<br />

procedures were approved by the Institutional<br />

Review Board at Massachusetts General Hospital<br />

(MGH), and all study participants signed written<br />

informed consent with a physician investigator<br />

prior to participation. Psychiatric screening<br />

was completed by study physicians, utilizing the<br />

Structured Clinical Interview for the Diagnostic<br />

and Statistical Manual of Mental Disorders,<br />

Fourth Edition. 13 Medical screening included<br />

medical history, physical exam, and laboratory<br />

testing, including complete blood count, chemistry<br />

screen, thyroid screening, urine toxicology,<br />

and pregnancy tests (for women).<br />

Eligible were adults >18 years of age with a primary<br />

current diagnosis of GSAD and a Liebowitz<br />

<strong>Social</strong> <strong>Anxiety</strong> Scale (LSAS) score >50. Exclusion<br />

criteria included concurrent use of other psychotropic<br />

medications (with β-blockers and anticonvulsants<br />

allowed if being used for a medical<br />

indication and if at a stable dose for >1 month);<br />

prior lack of response or intolerance of duloxetine;<br />

non-response to more than two prior pharmacotherapy<br />

trials at minimally adequate dose<br />

and duration; significant suicidal ideation (defined<br />

as a Montgomery Asberg Depression Rating Scale<br />

[MADRS] item 10 score >3), or suicidal behaviors<br />

within 6 months prior to intake. Diagnosis of any<br />

of the following DSM-IV mental disorders was<br />

exclusionary: a lifetime history of schizophrenia or<br />

any other psychosis, mental retardation, organic<br />

medical disorders or bipolar disorder; eating disorders<br />

in the past 6 months; alcohol or substance<br />

abuse in the past 3 months; or alcohol/substance<br />

dependence within the past 6 months. Entry of<br />

patients with major depressive disorder (MDD),<br />

dysthymia, panic disorder, GAD, posttraumatic<br />

stress disorder, or obsessive-compulsive disorder<br />

was permitted if GSAD was judged to be the predominant<br />

disorder, in order to increase accrual of<br />

a clinically relevant sample. Also excluded were<br />

pregnant or lactating women and women of childbearing<br />

potential not using medically accepted<br />

forms of contraception. Additional exclusion criteria<br />

included: medical instability, a history of narrow-angle<br />

glaucoma; or seizure disorders with<br />

the exception of a history of childhood febrile seizures<br />

as well as active liver disease. Concurrent<br />

Original Research<br />

psychotherapy initiated within 2 months of baseline,<br />

and ongoing psychotherapy of any duration<br />

directed specifically toward GSAD (eg, cognitivebehavioral<br />

therapy or psychodynamic therapy<br />

focused on exploring specific, dynamic causes of<br />

the phobic symptomatology and providing skills<br />

for their management) were prohibited.<br />

Procedures<br />

Eligible participants entered Phase 1, which<br />

consisted of 6 weeks of open-label duloxetine initiated<br />

at 60 mg/day. Study clinicians were allowed<br />

to decrease the duloxetine to 30 mg/day over the<br />

first 2 weeks only if necessary to minimize any<br />

treatment emergent side effects, so long as 60 mg/<br />

day dosing was reached by week 3. Those who<br />

did not achieve remission (defined as a week 6<br />

LSAS score


over time in GSAD. Secondary efficacy measures<br />

included the MADRS as a measure of depressive<br />

symptoms, and three patient rated measures<br />

of quality of life and disability: the three-item<br />

Sheehan Disability Scale, 16 the 16-item Quality of<br />

Life Enjoyment and Satisfaction Questionnaire<br />

(Q-LES-Q), 17,18 and the GSAD specific 11-item<br />

Liebowitz Self-Rated Disability Scale. 19<br />

Safety monitoring included psychiatric<br />

assessments, side-effect query, and vital signs at<br />

each visit, as well as liver function tests at weeks<br />

0, 6, 12, and 24. Study drop points for safety<br />

were clinical worsening defined as an increase<br />

in Clinical Global Impression of Severity ratings<br />

(CGI-S) over baseline of >2 points, any liver function<br />

test >3 times the upper limit of normal at<br />

any assessment, or lack of compliance defined<br />

as missing >4 consecutive days of study drug.<br />

At the end of their study participation, subjects<br />

received $30/visit for completing the assessments,<br />

and were offered 3 months of follow up<br />

clinical visits with a psychopharmacologist at<br />

the end of the trial at no charge.<br />

Data Analyses<br />

All analyses were performed for a modified<br />

ITT sample, as defined a priori, consisting of<br />

subjects who had at least one assessment on<br />

medication in Phase 1 or 2, respectively. After<br />

confirmation that the primary outcome measure<br />

was normally distributed, analyses examining<br />

overall treatment effect consisted of paired ttests<br />

for within subject change in Phase 1, Phase<br />

2, and overall for the full 24 weeks. Primary analyses<br />

comparing randomized dosing in Phase 2<br />

consisted of between-subjects two-sided t-tests.<br />

Binary indicators of clinical response (CGI-I=1<br />

or 2) and remission (LSAS


Only one participant in the trial continued in a<br />

prior psychotherapy, which was supportive in<br />

nature and not directed at GSAD.<br />

Phase 1 Outcomes<br />

In Phase 1 with 6 weeks of open-label duloxetine<br />

at 60 mg/day, there was a significant reduction in<br />

LSAS score (21.5 points, P


nificantly differ between treatment arms (20.5<br />

points for 120-mg group versus 7.3 points for<br />

the 60-mg group; Table 2), although increased<br />

duloxetine dose was associated with greater<br />

LSAS reduction consistent with a moderate<br />

effect size (Cohen’s d= .57). Similarly, reduction<br />

in CGI-S scores did not significantly differ<br />

(Table 2). <strong>The</strong>re was also no significant difference<br />

in response or remission by dose group<br />

(FET P each >.15). <strong>Of</strong> the 15 subjects randomized<br />

to duloxetine120 mg/day, response status was<br />

achieved for nine (60%) and remission status for<br />

five (33%) subjects by endpoint. In comparison,<br />

there were four (31%) responders and one (8%)<br />

remitter amongst the 13 subjects randomized to<br />

remain on duloxetine 60 mg/day plus placebo.<br />

We also performed a follow-up longitudinal<br />

regression analysis to examine whether there<br />

Original Research<br />

was a difference in the slope of symptomatic<br />

change over time as measured by LSAS scores<br />

at each visit, adjusting for severity (LSAS score)<br />

at week 6 randomization. While there was a significant<br />

reduction in the LSAS over time overall<br />

during Phase 2 (β(SE)=-1.05(0.29), P


it is worth noting that the mean MADRS score was<br />

relatively low at baseline for this primary GSAD<br />

sample (mean=11.2 points). <strong>Duloxetine</strong> treatment<br />

did result in significant improvement in all<br />

three quality of life measures in the 24-week trial<br />

(Sheehan Disability Scale [SDS], Q-LES-Q, and<br />

Liebowitz Self-Rated Disability Scale [LSRDS], each<br />

P30 points, with approximately half<br />

of this score reduction occurring after week 6,<br />

supporting the notion advanced in other studies<br />

that the benefits of pharmacologic treatment for<br />

GSAD symptoms may accrue gradually over time.<br />

<strong>For</strong> example, post-hoc analyses from a 20-week<br />

randomized trial of sertraline for GSAD 2 found<br />

that only 30% of patients responded by 10 weeks,<br />

while an additional 44% of initial non-responders<br />

met response criteria by week 20; remission rates<br />

were lower, though moved in the same direction,<br />

with only 8% at week 10, with 29% of initial<br />

non-remitters going on to achieve remission by<br />

week 20 (Van Ameringen, written communication,<br />

April 2009). In a 6-month, randomized controlled<br />

trial of venlafaxine XR for GSAD, while<br />

overall mean LSAS score change on venlafaxine<br />

XR was 38 points, the week 6 to 28 drop was only<br />

~10 points. 5 Thus, additional research is needed<br />

to understand how long an “optimal” medication<br />

trial is in GSAD, although available evidence supports<br />

continued gains through at least 6 months.<br />

Contrary to our hypothesis, non-remitters<br />

after 6 weeks did not experience a significantly<br />

greater drop in LSAS score, or rates of response<br />

or remission by increasing the dose of duloxetine<br />

to 120 mg/day relative to continuing duloxetine<br />

at 60 mg/day for an additional 18 weeks.<br />

<strong>The</strong>re are a number of possible explanations<br />

for our study’s findings. First, conclusions from<br />

Phase 2 of this study are limited by its small<br />

sample size and pilot nature, and we cannot rule<br />

out a type 2 error due to limited power. Further,<br />

there was by chance a higher rate of mood or<br />

anxiety comorbidity and more women in the<br />

60 mg dose group (Table 1). We did, nonetheless,<br />

find a greater numeric reduction in LSAS<br />

score of 20.5 compared to 7.3 points for 120 mg<br />

compared to 60 mg/day, respectively, consistent<br />

with a moderate effect size. It is also possible<br />

that 6 weeks was too early to make a decision<br />

about a change in dosing in GSAD, as some participants<br />

continued to improve beyond 6 weeks<br />

without a dose change, though our trial was not<br />

designed to determine the optimal timing of a<br />

CNS Spectr 15:7 442<br />

© <strong>MBL</strong> Communications Inc. July 2010


dose change. It is worth noting that a large multicenter<br />

randomized controlled study of duloxetine<br />

in adults with MDD similarly reported no<br />

advantage of increasing the dose to 120 mg/day<br />

compared to continued 60 mg/day for an additional<br />

8 weeks in subjects who did not achieve<br />

remission after 6 weeks. 21<br />

Importantly, there are also likely finer measures<br />

of change clinicians may employ than the<br />

binary assessment of remission status we used<br />

in this trial when deciding whether to maintain<br />

or change a specific medication and dose at a<br />

given time. <strong>For</strong> example, while Phase 1 reduction<br />

in LSAS was minimally associated with<br />

Phase 2 LSAS reduction, slope of change in a<br />

variety of variables such as mood, level of function,<br />

and GSAD symptoms may be important in<br />

predicting who may respond best to an increase<br />

in dose. Further, some individuals with the<br />

greatest reduction in LSAS who achieved remission<br />

by week 6 were not randomized into Phase<br />

2, and thus the possible range for week 6 LSAS<br />

improvement examined as a predictor of Phase<br />

2 LSAS change was truncated by design. This<br />

may in part explain the lack of significant association<br />

of Phase 1 change with Phase 2 change.<br />

Our power was too limited to examine the moderating<br />

effect of these clinical features on differential<br />

response, but would be of interest in<br />

future study. Further, conclusions from this trial<br />

are limited to a sample of treatment-seeking<br />

patients with primary, generally chronic, GSAD.<br />

Another limitation is the relatively high overall<br />

drop-out rate, at 44%. However, this is comparable<br />

to other 6-month trials of pharmacotherapy for<br />

GSAD, including a trial with venlafaxine in which<br />

57% did not complete the full 28 weeks. 5 <strong>The</strong> overall<br />

study discontinuation due to adverse events of<br />

21% (8/39) with duloxetine in the current trial was<br />

also comparable to the 21% rate in the 6-month<br />

venlafaxine trial with higher doses (venlafaxine<br />

XR 150–225 mg/day), 5 and comparable to the 15%<br />

rate reported in the combined large, randomized<br />

controlled trials of duloxetine for GAD. 22 Notably,<br />

there was no difference in rates of discontinuation<br />

between the two randomized duloxetine dose<br />

level treatment arms. Our experience with initiation<br />

side effects with 60 mg/day in this trial suggests<br />

it may be best to initiate duloxetine at 30<br />

mg/day and titrate the dose gradually for individuals<br />

with GSAD, consistent with general clinical<br />

experience with other antidepressants in the treatment<br />

of anxiety disorders.<br />

Original Research<br />

CONCLUSION<br />

Although power was limited and larger, and<br />

randomized placebo-controlled trials are needed,<br />

these data provide preliminary support for the<br />

potential efficacy of duloxetine for GSAD, and suggest<br />

continued improvement at 24 weeks for individuals<br />

who are symptomatic at week 6. Increasing<br />

the dose to 120 mg/day at 6 weeks versus continuing<br />

60 mg/day did not result in a significantly<br />

greater improvement, but was suggestive of<br />

greater efficacy at the level of a moderate effect<br />

size. Tolerability results suggest that initiation at<br />

lower doses (ie, 30 mg) and slower dose titration<br />

may be beneficial in this population. CNS<br />

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© <strong>MBL</strong> Communications Inc. July 2010

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