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Training For Agency and Fixed-Term Contract Staff PDF 58 KB

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Public Accounts <strong>and</strong> Audit Select Committee<br />

25th April 2012<br />

Title: <strong>Training</strong> <strong>For</strong> <strong>Agency</strong> <strong>and</strong> <strong>Fixed</strong>-<strong>Term</strong> <strong>Contract</strong> <strong>Staff</strong><br />

Report of: Cabinet Member for Customer Services & HR<br />

Open<br />

<strong>For</strong> Information<br />

Wards Affected: All Key Decision: No<br />

Report Author: Divisional Director HR <strong>and</strong> OD<br />

Contact Details:<br />

02082273113<br />

Accountable Divisional Director: Divisional Director HR <strong>and</strong> OD<br />

Accountable Director: Chief Executive<br />

martin.rayson@lbbd.gov.uk<br />

Summary: The paper sets out the policy in respect of training agency <strong>and</strong> other<br />

temporary staff. In respect of agency workers we would expect the supplier to ensure<br />

that workers are fully trained <strong>and</strong> we would merely induct them in the policies <strong>and</strong><br />

procedures for the Council. <strong>For</strong> temporary staff, we need to ensure that they can<br />

deliver services safely <strong>and</strong> to the st<strong>and</strong>ards expected of the Council. Such staff also<br />

have certain legal rights to access learning <strong>and</strong> development opportunities. We need<br />

to make sure that those staff are inducted appropriately into the Council. It would not<br />

normally be the practice to give access to external courses leading to qualifications.<br />

An analysis of our training records suggests that the policy is being applied<br />

appropriately.<br />

Recommendation(s)<br />

The Committee are asked to note the report<br />

Reason(s)<br />

N/A


Introduction<br />

1.1 This report has been produced in response to the PAASC Chairman’s request<br />

for a report to cover the following:<br />

• The total overall cost of training agency <strong>and</strong> fixed-term contract staff in the<br />

previous year, or further if records allow<br />

• The rationale for approving the training.<br />

• Why staff without the requisite training/expertise are employed on a temporary<br />

basis.<br />

• Funding arrangements (if training cost is split with an agency provider, for<br />

example)<br />

• The type <strong>and</strong> level of training undertaken. i.e. are we funding degrees/masters<br />

level training for temporary staff.<br />

• The benefit to the council of providing this training / the obligation to provide<br />

this training for compliance etc.<br />

• Private sector / other LA practices?<br />

• Any other relevant area you think would be beneficial to cover in relation to<br />

this query.<br />

1.2 This report outlines our current approach to the provision of training for a<br />

group of employees <strong>and</strong> workers who are engaged on a non-permanent<br />

contract basis:<br />

• employees engaged directly for a short period , or<br />

• casual workers, or<br />

• agency workers supplied by an ‘employment agency’ or by an ‘employment<br />

business’<br />

• or employees engaged directly on a fixed-term contract<br />

1.3 Corporate training records are maintained through Oracle Learning<br />

Management, a course booking, recording <strong>and</strong> administrative system. This<br />

report is focused on the costs of providing training courses <strong>and</strong> qualification<br />

courses to agency workers <strong>and</strong> temporary staff. To give some context to<br />

report the overall spend on learning <strong>and</strong> development activities for the whole<br />

Council has been £1.6m in 2011/12 <strong>and</strong> £2.1m in the 2010/11 financial year.<br />

In 2011/12 this equates to around £430 per head.<br />

2. Employees engaged directly for a short period – temporary staff <strong>and</strong><br />

fixed-term contracts<br />

2.1 These may be employees engaged in a range of positions – from<br />

administrative, front-line to professional level. The length of employment or<br />

term of the contract would vary in some cases may be more than a year. The<br />

current data provided to Members (through Informal Cabinet) <strong>and</strong> to Trade<br />

Unions has for example an employee on a 4 year fixed-term contract (through<br />

a grant-funded partnership arrangement).


2.2 While it would be expected that minimum levels of skills <strong>and</strong> experience would<br />

be assessed at the recruitment <strong>and</strong> selection stage, like all employees who<br />

work for the Council there would be specific requirements on keeping skills up<br />

to date <strong>and</strong> ensuring robust induction arrangements to our st<strong>and</strong>ards <strong>and</strong><br />

expectations.<br />

2.3 As a minimum this would include:<br />

• Induction – manager-led<br />

• Health <strong>and</strong> Safety <strong>Training</strong><br />

• M<strong>and</strong>atory management training (if managing people)<br />

• Safeguarding (particularly if working in social care, <strong>and</strong> with children <strong>and</strong><br />

vulnerable adults).<br />

• New systems <strong>and</strong> processes – such as the use of Oracle self-service<br />

• Service specific requirements – including any legislative changes<br />

2.4 <strong>For</strong> employees on fixed-term contracts, access to training would be covered<br />

by the <strong>Fixed</strong>-term Employees (Prevention of Less Favourable Treatment)<br />

Regulations which were introduced in 2002. While the employer can<br />

“objectively justify” unequal treatment, they are unlikely to be able to rely on<br />

cost alone to justify not providing access to training. It would certainly be<br />

possible to put forward a defence that an employee on a 6 month contract<br />

would not have access to a long-term qualification course. It would be difficult<br />

to defend no access to developmental courses.<br />

2.5 Our corporate training records on Oracle Learning Management shows the<br />

training provided to temporary employees in 2010/11 <strong>and</strong> 2011 to date, fall<br />

into the category of:<br />

• Health <strong>and</strong> Safety <strong>Training</strong><br />

• Service St<strong>and</strong>ards <strong>and</strong> Practices<br />

• Child <strong>and</strong> Adult Protection/Safeguarding<br />

• New Council systems – I-Procurement<br />

• Equalities <strong>and</strong> Diversity (there has been considerable change as a result of<br />

the Equality Act)<br />

• Induction/Service Updates<br />

There are a small number who have attended staff wellbeing courses such as<br />

managing personal money <strong>and</strong> interview skills. This equates to approximately<br />

£1,000 from 2010 to date.<br />

2.6 In terms of qualifications, an audit took place in August 2011 to ascertain<br />

what courses were being undertaken <strong>and</strong> no temporary staff were being<br />

sponsored by the Council.<br />

3. <strong>Agency</strong> Workers<br />

3.1 The <strong>Agency</strong> Workers’ Regulations came in on 1 October 2011. This has<br />

largely clarified the position around agency workers’ access to training <strong>and</strong>


other workplace entitlements. There is no entitlement for agency workers to<br />

access training we provide to our staff.<br />

3.2 It also re-affirmed the need for the hirer (the Council) to specify the<br />

experience, training, qualification considers necessary, or which are required<br />

by law or any professional body in order to work in the position. Temporary<br />

Worker Agencies are not allowed by law to provide an agency worker unless<br />

the hirer has specified this.<br />

3.3 Our arrangements for how we ensure that agency workers are inducted are<br />

externally assessed as part of the Investors in People Reviews (last review<br />

took place in October 2011). The External Assessors interview a sample of<br />

agency workers who have been with us for more than 12 weeks to ensure that<br />

there are robust arrangements in place.<br />

3.5 Developmental training is not provided to agency workers, but we have a duty<br />

to make sure that we provide safe workplaces, <strong>and</strong> ensure safety of our<br />

customers when receiving our services. <strong>For</strong> example, for any agency<br />

cleaners that we employ, we ensure that they know how to use the Council’s<br />

equipment safely <strong>and</strong> are aware of the requirements around the use <strong>and</strong><br />

storage of chemicals. We also need to ensure that agency workers are<br />

provided with sufficient knowledge about the systems, policies, procedures<br />

that we have in the Council. There is e-learning available for all employees or<br />

workers who have an lbbd.gov e-mail domain <strong>and</strong> access to information<br />

security/data protection is freely available. This report has not identified the<br />

number of agency workers who accessed that particular e-learning.<br />

3.6 While we can expect when hiring agency workers (<strong>and</strong> our contract will state<br />

this), that they meet our minimum requirements in relation to experience,<br />

training <strong>and</strong> qualifications they do not in most cases come with the specific<br />

knowledge about working in the Council.<br />

3.7 From our Corporate Oracle training records the only training provided to<br />

agency workers in 2010/11 <strong>and</strong> 2011 to date was a recruitment <strong>and</strong> selection<br />

refresher training course, at approximately £50 in value.<br />

3.9 <strong>Training</strong> for agency workers is left to the discretion of line managers who have<br />

the responsibility to authorise training through the Oracle Learning<br />

Management approval arrangements. An agency worker training <strong>and</strong><br />

development protocol was produced in 2008 for the Investors in People<br />

Review <strong>and</strong> was used to guide our practice at the time. It is currently being<br />

reviewed <strong>and</strong> will be incorporated in the revised Learning <strong>and</strong> Development<br />

Plan which is due to be finalised in the next month. Line managers make<br />

decisions on any training required by <strong>Agency</strong> Workers within the framework of<br />

the agreed policy.<br />

3.10 If there are requests from agency workers for developmental training or<br />

practice training where the manager would normally expect the agency worker<br />

to already have those skills <strong>and</strong> experience, in most cases these are declined.<br />

The agency worker is referred to the agency for funding. In practice we are


not aware of agencies meeting requests for funding for LBBD courses,<br />

although they may be arranging for the training to be provided elsewhere.<br />

3.11 <strong>Agency</strong> workers are entitled to specific rights under the <strong>Agency</strong> Worker<br />

Regulations, <strong>and</strong> this includes Health <strong>and</strong> Safety at Work. We are required<br />

under the Health <strong>and</strong> Safety at Work Act 1974 <strong>and</strong> the Management of Health<br />

<strong>and</strong> Safety at Work Regulations 1999 to ensure that we provide the<br />

appropriate instructions, readily underst<strong>and</strong>able information <strong>and</strong> training that<br />

people need. The need for training would normally be identified through a risk<br />

assessment undertaken by the line manager.<br />

3.12 Everyone who works for the Council needs to know how to work safely <strong>and</strong><br />

without risks to health. This includes contractors <strong>and</strong> self-employed people<br />

who may be working for us <strong>and</strong> in particular we are required to ensure that<br />

everyone has information on:<br />

• hazards <strong>and</strong> risks they may face<br />

• measures in place to deal with those hazards <strong>and</strong> risks<br />

• how to follow any emergency procedures<br />

Health <strong>and</strong> safety training if required <strong>and</strong> deemed necessary should take<br />

place during working hours <strong>and</strong> it must not be paid for by employees.<br />

3.13 As referred to in 2.6, an audit of qualification courses took place in Summer<br />

2011. No agency workers were sponsored by the Council. It is the normal<br />

policy of the Council to not sponsor qualification courses for agency workers.<br />

Casual Employees<br />

4.1 Genuine casual employees – i.e. deployed “as <strong>and</strong> when required”, would not<br />

normally receive any training. The only exception to this would be managerled<br />

induction which would include a first day Health <strong>and</strong> Safety induction, as<br />

well as sufficient instruction <strong>and</strong> on-the-job training to work safely <strong>and</strong> to<br />

deliver high quality services to our residents.<br />

5. Apprentices<br />

5.1 A number of apprentices are employed by the Council on one year contracts.<br />

The specific intention of apprenticeships is to provide on the job training <strong>and</strong><br />

access to NVQs.<br />

5.2 NVQs are fully funded via the relevant training provider, the training provider<br />

would draw this money down from the Skills Funding <strong>Agency</strong>. The rate of<br />

funding varies depending on the qualification.<br />

5.3 Any additional training offered is provided by the Council through employing<br />

departments. Bespoke induction <strong>and</strong> health <strong>and</strong> safety training is provided to<br />

apprentices. A breakdown of recorded training is provided:<br />

• Health <strong>and</strong> Safety <strong>Training</strong> Courses


• Safeguarding<br />

• Corporate Induction<br />

• Equalities <strong>and</strong> Diversity <strong>Training</strong> Courses<br />

• Departmental Updates<br />

• Service Specific <strong>Training</strong><br />

• System training (I-procurement <strong>and</strong> Excel)<br />

• Interview Skills<br />

• Money Advice Sessions<br />

5.4 The cost to the Council for 2011/12 (to date) is £6,070 <strong>and</strong> 2010/11 £2,470<br />

approximately.<br />

5.5 From the Audit of Sponsored Qualifications undertaken in 2011, the following<br />

have been provided on a day-release basis:<br />

NVQ Level 2 Business Administration: 6<br />

NVQ Level 3 Business Administration: 2<br />

NVQ Level 2 Swimming- Lifeguarding: 4<br />

NVQ Level 3 IT: 1<br />

NVQ Level 2: Health <strong>and</strong> Social Care: 6<br />

Since then a new group of apprentices have been appointed who are<br />

undertaking a range of NVQs.<br />

6. Practice in Other Places<br />

6.1 Where there are legal obligations on employers around access to learning <strong>and</strong><br />

development, we would expect other employers to comply. The policy of those<br />

Councils who we have spoken to is similar to our own. They expect agency<br />

workers who are supplied to be ready to work. They will induct temporary staff<br />

<strong>and</strong>, depending on the length of the temporary contract, staff will have access<br />

to the learning <strong>and</strong> development they need to be effective in their role.<br />

7. Options Appraisal<br />

7.1 Our policy on training for agency workers <strong>and</strong> temporary staff is based on<br />

legal obligations, as well as our commitment as an employer to our staff <strong>and</strong><br />

as a service provider, to our customers. We expect all managers to take<br />

decisions based on our policies. Audits are undertaken periodically to ensure<br />

compliance. The alternative approach would be to centralise decisions on<br />

learning <strong>and</strong> development, which runs counter to our approach which requires<br />

<strong>and</strong> enables managers to take decisions in respect of the resources for which<br />

they are responsible. Capacity within HR would also preclude a centralised<br />

approach.


8. Financial Implications<br />

8.1 Budgets for learning <strong>and</strong> development are devolved to line managers to<br />

enable them to take decisions which ensure that services are provided as<br />

efficiently <strong>and</strong> effectively as possible. Managers are expected to manage<br />

within budgets allocated.<br />

8.2 The total spend on learning <strong>and</strong> development is included at paragraph 1.3.<br />

Spend on the various categories of temporary staff is included in the main<br />

body of the report.<br />

8.3 The training budget for 2012/13 is £1.875m which is a reduction from the<br />

2011/12 budget of £2.229m. The budget was re-profiled in 2012/13 due to a<br />

reduction of expenditure in 2011/12.<br />

9. Legal Implications<br />

9.1 The legal position on the training of staff, which underpins the policies<br />

adopted by the Council is referred to in the main body of the report.<br />

10. Background Papers Used in the Preparation of the Report:<br />

None<br />

List of appendices:<br />

Appendix A – London Borough of Barking & Dagenham – <strong>Agency</strong> Workers<br />

<strong>Training</strong> & Development


London Borough of Barking <strong>and</strong> Dagenham<br />

<strong>Agency</strong> Workers <strong>Training</strong> <strong>and</strong> Development<br />

Appendix A<br />

• <strong>Agency</strong> workers are hired on the presumption that their agency is supplying<br />

someone with the appropriate knowledge, skills <strong>and</strong> qualifications to fulfil the<br />

role on a short term basis. Where such workers are found to be lacking the<br />

essential knowledge, skills <strong>and</strong> qualifications this should be raised with the<br />

agency concerned.<br />

• When hiring agency workers the manager must specify the skills,<br />

qualifications <strong>and</strong> experience required (normally providing a job description<br />

<strong>and</strong> person specification).<br />

• To fulfil LBBD’s legal requirements (for example under Health <strong>and</strong> Safety) we<br />

must ensure that all agency workers have some form of local induction <strong>and</strong><br />

introduction to LBBD practices, probably at a minimum through on the job<br />

coaching. Access to m<strong>and</strong>atory training may also be necessary to ensure<br />

that the agency workers are aware of the Council’s st<strong>and</strong>ards.<br />

• If the above are correctly implemented then it is highly unlikely that LBBD will<br />

need to provide agency workers, who are with us for less than three months,<br />

with anything else.<br />

• In exceptional circumstances agency workers will have to work for LBBD for<br />

more than three months. All such cases have to be approved by the<br />

appropriate DMT <strong>and</strong> this is monitored. <strong>Agency</strong> workers engaged for more<br />

than 3 months should have regular supervision to make sure that their work is<br />

properly focussed <strong>and</strong> to identify any barriers to optimum performance. This<br />

does not mean that agency workers are treated as Council employees, but<br />

ensures that there is appropriate direction, no impact on the level of service<br />

provided to our residents, <strong>and</strong> the outlay in agency fees is properly managed.<br />

• There will be no support for developmental/professional/major training eg<br />

qualifications, certificates, diplomas <strong>and</strong> professional qualifications eg Social<br />

Work qualifications <strong>and</strong> CIPFA.<br />

• Requests for developmental training should be referred by the agency worker<br />

to the agency to fund access to LBBD courses or other appropriate training<br />

providers.

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