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Accommodating Sub-orbital Flights into the EASA Regulatory ... - ESA

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<strong>Accommodating</strong><br />

<strong>Sub</strong>-<strong>orbital</strong> <strong>Flights</strong> <strong>into</strong> <strong>the</strong><br />

<strong>EASA</strong> <strong>Regulatory</strong> Framework<br />

Jean-Bruno Marciacq<br />

<strong>EASA</strong>-Rulemaking Directorate<br />

SoA Coordinator<br />

ECSL Practitioners Forum – <strong>ESA</strong>-HQ - Paris -March 18, 2011


How would <strong>Sub</strong>-Orbital <strong>Flights</strong> fit <strong>into</strong><br />

<strong>the</strong> <strong>EASA</strong> <strong>Regulatory</strong> Framework?


European Aviation Safety Agency<br />

Contents<br />

I. The institutional and regulatory<br />

framework<br />

II. <strong>Sub</strong>-Orbital Aeroplanes vs. present<br />

<strong>EASA</strong> Regulations<br />

III. Proposed <strong>Regulatory</strong> approach<br />

IV. Conclusions<br />

Slide 3


European Aviation Safety Agency<br />

Slide 4


European Aviation Safety Agency<br />

I. The institutional and regulatory<br />

framework<br />

Slide 5


European Aviation Safety Agency<br />

European Union (EU) Agency, established in 2003<br />

Legal personality<br />

Independence<br />

Autonomy<br />

Vision:<br />

EU citizens should benefit from <strong>the</strong> safest and <strong>the</strong><br />

most environmentally-friendly civil aviation system in<br />

<strong>the</strong> world.<br />

Mission:<br />

Institutional framework<br />

Non-involved public<br />

Crews<br />

Paying passengers<br />

Promote <strong>the</strong> highest & uniform standards of civil<br />

aviation safety and environmental protection in Europe<br />

and worldwide.<br />

Slide 6


European Aviation Safety Agency<br />

The regulatory framework<br />

Regulation<br />

Initial 1592/2002/EC<br />

1 st ext. 216/2008/EC<br />

2 nd ext. 1108/2009/EC<br />

Competence<br />

Airworthiness<br />

Environmental Compatibility<br />

+ Flight Crew Licensing<br />

Operation of Aircraft<br />

Safety of 3rd country aircraft<br />

+ Safety of Aerodromes<br />

and ATM/ANS<br />

Slide 7


European Aviation Safety Agency<br />

1 st Layer: The Basic Regulation<br />

The Parliament and <strong>the</strong> Council define <strong>the</strong> Scope of<br />

Powers transferred from <strong>the</strong> Member States to <strong>the</strong> EU<br />

They adopt <strong>the</strong> Essential Requirements (ERs)<br />

specifying <strong>the</strong> safety objectives to be met<br />

Basic Regulation:<br />

Regulation (EC) 1592/2002 of 15 July 2002<br />

Superseded by:<br />

Regulation (EC) 216/2008<br />

of 20 February 2008<br />

Amended by:<br />

Regulation (EC) 1108/2009 of 21 Oct 2009<br />

Annex I : ERs for Airworthiness<br />

Annex II : Excluded Aircraft<br />

Annex III: ERs for pilot licensing<br />

Annex IV: ERs for air operations<br />

Annex V: Criteria for qualified<br />

entities<br />

Annex Va: ERs for Aerodromes<br />

Annex Vb: ERs for ATM/ANS<br />

Slide 8


European Aviation Safety Agency<br />

2 nd Layer: Implementing Rules,<br />

e.g. for airworthiness<br />

The Commission adopts measures for implementing<br />

<strong>the</strong> Essential Requirements<br />

Regulation (EC) 1702/2003 on Airworthiness<br />

and Environmental Certification<br />

Annex (Part 21)<br />

Section A: Application<br />

Requirements<br />

Section B: Procedures for<br />

Competent Authorities<br />

Appendices: <strong>EASA</strong><br />

forms<br />

Legally binding<br />

Directly applicable by EU persons<br />

Processes (no technical details)<br />

Responsibilities and privileges<br />

Regulation (EC) 2042/2003<br />

on Continuing Airworthiness<br />

Annex I (Part-M):<br />

Continuing Airworthiness<br />

Requirements<br />

Annex II (Part-145):<br />

Maintenance<br />

Organisation Approvals<br />

Annex III (Part-66):<br />

AML<br />

Annex IV (Part-147):<br />

Training Organisation<br />

Requirements<br />

Section A: Technical<br />

Requirements<br />

Section B: Administrative<br />

Procedures<br />

Appendices: <strong>EASA</strong><br />

forms<br />

Slide 9


European Aviation Safety Agency<br />

3 rd Layer: <strong>the</strong> Agency’s soft law,<br />

e.g. for airworthiness<br />

The Agency adopts non binding specifications for<br />

implementing <strong>the</strong> essential requirements,<br />

To allow for tailored flexibility, where necessary.<br />

Guidance<br />

Material<br />

Part 21<br />

Special<br />

Conditions or<br />

alternative<br />

AMCs possible<br />

AMC 20<br />

AMC 21<br />

CS 25<br />

CS 34<br />

CS 36<br />

CS E<br />

CS P<br />

CS APU<br />

Certification<br />

Specifications<br />

CS AWO<br />

CS ETSO<br />

CS Definitions<br />

CS 22<br />

CS 23<br />

CS 27<br />

CS 29<br />

CS VLA<br />

CS VLR<br />

AMC &<br />

Guidance<br />

Material<br />

Parts M, 145,<br />

66, 147<br />

Slide 10


European Aviation Safety Agency<br />

New domains<br />

More implementing rules to come for:<br />

Flight crew licensing<br />

Air operations by 04/2012<br />

Authorisation of third<br />

country operators (TCO)<br />

Safety of ATM/ANS<br />

(including Satellite SPs) by 06/2011<br />

ATCO licensing<br />

Safety of aerodromes by 12/2013<br />

FCL and OPS of UAS by 12/2016<br />

Slide 11


European Aviation Safety Agency<br />

II. <strong>Sub</strong>-Orbital Aeroplanes<br />

within <strong>EASA</strong> Basic Regulation<br />

Slide 12


European Aviation Safety Agency<br />

<strong>EASA</strong> competence: only for aircraft<br />

Aircraft (definition in ICAO Ann. 6 & 8):<br />

“Any machine that can derive support in <strong>the</strong> atmosphere<br />

from <strong>the</strong> reactions of <strong>the</strong> air o<strong>the</strong>r than <strong>the</strong> reactions of<br />

<strong>the</strong> air against <strong>the</strong> earth’s surface”<br />

Machines able to fly in <strong>the</strong> atmosphere sustained by wings<br />

are aircraft<br />

Aircraft are in <strong>the</strong> competence of <strong>EASA</strong><br />

Rockets are in <strong>the</strong> competence of Member States<br />

Aeroplanes limits <strong>the</strong> scope to fixed-wings aircraft<br />

<strong>Sub</strong>-<strong>orbital</strong>: performing most of <strong>the</strong>ir flight in <strong>the</strong><br />

atmosphere, only temporarily entering outer space<br />

<strong>Sub</strong>-Orbital Aeroplanes (SoA) are under our scope and<br />

need to be certified for airworthiness as well as to be<br />

operated according to aviation rules<br />

Slide 13


European Aviation Safety Agency<br />

All aircraft are in <strong>the</strong> <strong>EASA</strong> competence<br />

except…<br />

…those listed in Annex II of <strong>the</strong> Basic Regulation:<br />

Historic aircraft<br />

Research, experimental or scientific aircraft<br />

Amateur built<br />

Former military aircraft<br />

« light » aircraft (e.g. MTOM < 450 Kg for a two<br />

seater aeroplane)<br />

« light » gliders (MEM < 100 Kg)<br />

« replicas »<br />

And those used for State missions<br />

Slide 14


European Aviation Safety Agency<br />

III. <strong>Regulatory</strong> Approach<br />

Slide 15


European Aviation Safety Agency<br />

Proposed <strong>Regulatory</strong> Approach<br />

(SoA Airworthiness)<br />

Limited Certification :<br />

Restricted Type Certificate (RTC)<br />

Restricted Certificate of Airworthiness (RCofA)<br />

Organisation Approvals / Certificates:<br />

Design (DOA)<br />

Production (POA)<br />

Continuous Airworthiness Management<br />

(CAMOA)<br />

Maintenance (MOA)<br />

Slide 16


European Aviation Safety Agency<br />

Proposed <strong>Regulatory</strong> Approach (Special<br />

conditions for SoA airworthiness)<br />

CS-23 or CS-25 (TBD) and CS-E<br />

+ Special Conditions and Equivalent Safety Findings<br />

Classification depending on weight/fuel trade-off<br />

Safety not to be jeopardized by larger amount of fuel<br />

needed to accommodate required design features<br />

CRIs and associated ELoS to be developed for:<br />

Propulsion<br />

Fuel<br />

ECLSS<br />

Containment of all fluids in weightlessness<br />

IVA safety requirements<br />

…<br />

TBD depending on proposed designs and operations<br />

Slide 17


European Aviation Safety Agency<br />

Proposed <strong>Regulatory</strong> Approach<br />

(SoA operations)<br />

Organisation Approvals:<br />

Air Operator Certificate (AOC) for Commercial OPS<br />

Operations:<br />

EU-OPS/ <strong>EASA</strong>-OPS with flexibility (Art. 14 BR) for EU<br />

operators<br />

<strong>EASA</strong> Authorization to non-EU operators flying to/from EU<br />

National rules for operations outside EU (no <strong>EASA</strong> role)<br />

Aerodromes and ATM/ANS:<br />

Special Conditions to be developed for “Spaceports”<br />

Procedures to be developed for Air/Space Traffic<br />

Management<br />

Flight Crew Licensing and PAX Safety:<br />

Part-FCL with exemptions could work (Flight Test rating?)<br />

PAX Safety rules to be considered<br />

Slide 18


European Aviation Safety Agency<br />

IV. Conclusions<br />

Slide 19


European Aviation Safety Agency<br />

Conclusions (1/3)<br />

<strong>EASA</strong> is getting ready to accept first applications<br />

for <strong>Sub</strong>-Orbital Aeroplanes (SoA):<br />

<strong>EASA</strong> ISC decision 8 th of July 2008 to launch exploratory work<br />

Internal Working Group with experts on specific subjects<br />

Official presentations + papers:<br />

1. IAASS 3 rd Conference, Rome 21-23 October 2008<br />

2. IAASS 4 th Conference, Huntsville 19-21 May 2010<br />

3. IAC 61 st Conference, Prague 27 Sept-1 October 2010<br />

4. FAA-AST 14 th Conference, Washington DC 09-10 February 2011<br />

HoD Decision November 2010 to prepare rulemaking task<br />

Certification basis would be Existing Requirements,<br />

complemented with Specific Requirements (TBD)<br />

Cooperative research framework proposed for first applications, in order<br />

to jointly define detailed Certification Specifications<br />

SoA Policy to be issued before end of 2012<br />

Letters sent to organisations and NAAs/NSAs on request<br />

Regulations would follow in <strong>the</strong> longer term<br />

Based on feedback and return of experience<br />

Slide 20


European Aviation Safety Agency<br />

Proposed Schedule:<br />

Decision to prepare RM Task<br />

Paper to ISC<br />

Pre-RIA<br />

ToR<br />

Insertion <strong>into</strong> RM programme<br />

1 st Public Workshop<br />

NPA<br />

Deadline for comments<br />

CRD<br />

2 nd Public Workshop<br />

Decision/publication<br />

Directors<br />

Internal<br />

AGNA / SSCC<br />

Internal<br />

MB<br />

<strong>EASA</strong><br />

Publication<br />

<strong>EASA</strong><br />

website<br />

Publication<br />

<strong>EASA</strong><br />

ED<br />

Nov 2010<br />

February 2011<br />

22-24 March 2011<br />

April 2011<br />

July 2011<br />

November 2011<br />

January 2012<br />

April 2012<br />

September 2012<br />

September 2012<br />

October 2012


European Aviation Safety Agency<br />

Conclusions (2/3)<br />

Designers and (EU & TCO) Operators would<br />

have to be approved prior to 1 st commercial<br />

flight, including:<br />

Operations<br />

Flight Crew Licensing / PAX Safety<br />

Continued Airworthiness /Maintenance<br />

Aerodromes<br />

Permits to Fly would only be granted for Test<br />

<strong>Flights</strong><br />

Annex II Aircraft would be under responsibility of<br />

Individual Member States<br />

Restricted Type Certificate is preferred for<br />

Commercial <strong>Flights</strong><br />

Slide 22


European Aviation Safety Agency<br />

Conclusions (3/3)<br />

Cooperation with Member States (MS) and o<strong>the</strong>r<br />

relevant stakeholders is deemed necessary<br />

in order to cover <strong>the</strong> full scope of approvals for <strong>Sub</strong><strong>orbital</strong><br />

Aeroplanes<br />

Possible future market extension to outer<br />

space commercial air transport (A to B):<br />

deeper legal implications with MS<br />

global harmonisation through ICAO<br />

technical and regulatory cooperation needed with spaceexperienced<br />

entities<br />

such as <strong>ESA</strong>, NSAs, NASA and FAA-AST<br />

<strong>EASA</strong> is looking forward to cooperating with<br />

o<strong>the</strong>r key players in <strong>the</strong> field such as Designers,<br />

Operators, MS, ICAO, NAAs and NSAs<br />

Slide 23


European Aviation Safety Agency<br />

Thank you for your attention!<br />

Questions ?


European Aviation Safety Agency<br />

Do not hesitate to contact us<br />

for any fur<strong>the</strong>r information<br />

jean-bruno.marciacq@easa.europa.eu<br />

Slide 25

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