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Manual 'Men under Arms in Colonial Africa: East African Forces'

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<strong>Manual</strong> ‘Men <strong>under</strong> <strong>Arms</strong> <strong>in</strong> <strong>Colonial</strong> <strong>Africa</strong>: <strong>East</strong> <strong>Africa</strong>n Forces’<br />

Authors: Alexander Moradi and Swati Mylavarapu<br />

Correspond<strong>in</strong>g Author:<br />

Alexander Moradi<br />

School of Social Sciences and Cultural Studies,<br />

Arts E511, University of Sussex, Falmer, Brighton, BN1<br />

9SN, UK<br />

E-mail: A.Moradi@sussex.ac.uk<br />

Phone: +44 (0)1273 87 7141<br />

The data set conta<strong>in</strong>s <strong>in</strong>dividual <strong>in</strong>formation of Kenyan army recruits who jo<strong>in</strong>ed the<br />

<strong>East</strong> <strong>Africa</strong>n Forces, mostly dur<strong>in</strong>g WWII. The orig<strong>in</strong>al documents are on microfilm<br />

available at Kenyan Armed Forces, Defence Headquarters, Ul<strong>in</strong>zi House, Nairobi.<br />

The data set comes <strong>in</strong> two formats<br />

1. An excel file .xls<br />

2. A Stata file .dta<br />

Timothy Parson’s work is extremely useful to <strong>under</strong>stand the backgrounds and<br />

recruitment procedures of Kenyan recruits over time. Alexander Moradi (2009)<br />

extensively analysed a number of variables <strong>in</strong> the data set <strong>in</strong>clud<strong>in</strong>g unit, ethnicity,<br />

height, age at enlistment, year and place of birth.<br />

Parsons, T. H. (1999). The <strong>Africa</strong>n Rank-and-File: Social Implications of <strong>Colonial</strong><br />

Military Service <strong>in</strong> the K<strong>in</strong>g's <strong>Africa</strong>n Rifles, 1902-1964. Portsmouth, NH;<br />

Oxford: He<strong>in</strong>emann<br />

Moradi, A. (2009). Towards an Objective Account of Nutrition and Health <strong>in</strong><br />

<strong>Colonial</strong> Kenya: A Study of Stature <strong>in</strong> <strong>Africa</strong>n Army Recruits and Civilians,<br />

1880-1980. Journal of Economic History, 69(3), 720-755.<br />

Any user of the data must credit and cite the two authors above. The suggested<br />

citation is<br />

Moradi, A. and Mylavarapu, S. “Men <strong>under</strong> <strong>Arms</strong> <strong>in</strong> <strong>Colonial</strong> <strong>Africa</strong>: <strong>East</strong> <strong>Africa</strong>n<br />

Forces”, 2008.<br />

Additionally, Cooperation of the Kenyan Armed Forces, as well as the f<strong>in</strong>ancial<br />

support of ARP at Harvard must be acknowledged (see acknowledgments below). A<br />

hardcopy of any publication orig<strong>in</strong>at<strong>in</strong>g from this data set must be sent to Chief of<br />

General Staff, Kenyan Armed Forces, Defence Headquarters, Ul<strong>in</strong>zi House, P.O. Box<br />

40668, Nairobi, Kenya. Any commercial use is strictly prohibited.<br />

1


Acknowledgements<br />

We are grateful to the Kenyan Armed Forces, Defence Headquarters, Ul<strong>in</strong>zi House,<br />

Nairobi, Chief of General Staff for grant<strong>in</strong>g access to the records of the K<strong>in</strong>g’s<br />

<strong>Africa</strong>n Rifles to the first author. We are also grateful to all those who helped to track<br />

the documents, particularly the Army Personnel Centre, Historical Disclosures,<br />

Glasgow. We thank Peterson Kithuka, Maureen Were and Jac<strong>in</strong>ta Sikali for their<br />

excellent research assistance <strong>in</strong> Nairobi. Data collection was funded by the <strong>Africa</strong>n<br />

Research Program at Harvard University, and their f<strong>in</strong>ancial support is gratefully<br />

acknowledged.<br />

2


Variable Name Description<br />

ID<br />

Case identification number<br />

ID uniquely identifies cases <strong>in</strong> the data set<br />

File No Microfilm number of the soldier’s file.<br />

File No. might be useful if check<strong>in</strong>g the orig<strong>in</strong>al data source (on<br />

microfilm)<br />

• Files 111 & 1009: These files had <strong>in</strong>formation of two<br />

soldiers.<br />

• Files 384 –428 exist, but are distorted and could not be<br />

read.<br />

• Files 429-508 are miss<strong>in</strong>g. They don’t appear <strong>in</strong> any of<br />

the film clips read<br />

• Files 1127-1131 are miss<strong>in</strong>g<br />

• There is duplication, i.e. there are two files for one<br />

soldiers numbered 1202 and 1204 (Regimental No<br />

M271). File 1204 was not <strong>in</strong>putted.<br />

• Files 1205-1221 are miss<strong>in</strong>g<br />

• Files 1900-2221 are miss<strong>in</strong>g<br />

Miss<strong>in</strong>g For some cases, the file consisted of the cover page only (see<br />

Supplementary documents). Apart from File No, Unit and<br />

Name soldier, these files do not conta<strong>in</strong> any additional<br />

<strong>in</strong>formation. Essentially, these cases can be ignored<br />

Unit_orig<strong>in</strong> Military branch as it was given on the attestation papers.<br />

Unit_orig<strong>in</strong> was standardised <strong>in</strong> Unit<br />

Unit Military branch<br />

Regimental No The regimental number as it was given on the attestation paper<br />

Name soldier The attestation papers gave the name of the soldier. Note that<br />

we decided to anonymise the entries.<br />

Code for miss<strong>in</strong>g values: 999<br />

Name father The father’s name. Aga<strong>in</strong>, we deleted the name anonymis<strong>in</strong>g<br />

the entries.<br />

Code for miss<strong>in</strong>g values: 999<br />

Chief Chief’s name<br />

Tribe The soldier’s ethnic group<br />

Code for miss<strong>in</strong>g values: 999<br />

Note that the <strong>in</strong>formation was derived from a field named<br />

‘Tribe’ <strong>in</strong> the orig<strong>in</strong>al documents. The ethnic <strong>in</strong>formation <strong>in</strong><br />

Tribe does not follow conventional classification. We therefore<br />

3


ecoded Tribe <strong>in</strong>to broader ethnic categories (see Ethnic3 for<br />

details). Ethnic3 is only available <strong>in</strong> the Stata file<br />

District Soldier’s district of birth<br />

Code for miss<strong>in</strong>g values: 999<br />

Subdistrict<br />

District is state level 2 geographic <strong>in</strong>formation. Note that<br />

District boundaries do not correspond to today’s adm<strong>in</strong>istrative<br />

regions. As the area of District is relatively large, the use of the<br />

f<strong>in</strong>er-gra<strong>in</strong>ed geographic <strong>in</strong>formation Sub-District is<br />

recommended.<br />

Soldier’s sub-district of birth<br />

Code for miss<strong>in</strong>g values: 999<br />

Subdistrict is state level 3 geographic <strong>in</strong>formation.<br />

Village Soldier’s sub-district of birth<br />

Code for miss<strong>in</strong>g values: 999<br />

Village is state level 4 geographic <strong>in</strong>formation.<br />

Muluka Soldier’s Muluka (parish)<br />

Code for miss<strong>in</strong>g values: 999<br />

DSG_District Designation Code for District<br />

Code for miss<strong>in</strong>g values: Blank<br />

We matched District with data from the GEONet geographic<br />

database (Geonet National Geospatial-Intelligence Agency,<br />

available at http://gnswww.nga.mil/geonames/GNS/<strong>in</strong>dex.jsp).<br />

The GEONet gave some background <strong>in</strong>formation of the places,<br />

which we <strong>in</strong>cluded <strong>in</strong> our data set:<br />

Code Designation def<strong>in</strong>ition Freq<br />

ADM1 first-order adm<strong>in</strong>istrative division 22<br />

ADM2 a subdivision of a first-order<br />

adm<strong>in</strong>istrative division<br />

430<br />

ADMD an adm<strong>in</strong>istrative division of a country,<br />

undifferentiated as to adm<strong>in</strong>istrative<br />

level<br />

1060<br />

AREA a tract of land without homogeneous<br />

character or boundaries<br />

2<br />

CTRF a place where more than one facility is<br />

situated<br />

2<br />

HLL a rounded elevation of limited extent<br />

ris<strong>in</strong>g above the surround<strong>in</strong>g land with<br />

local relief of less than 300m<br />

1<br />

4


PPL a city, town, village, or other<br />

agglomeration of build<strong>in</strong>gs where people<br />

live and work<br />

PPLA seat of a first-order adm<strong>in</strong>istrative<br />

division<br />

UFI_district Unique Case identifier from GEONet<br />

LAT_district Latitude of District (<strong>in</strong> decimals)<br />

Code for miss<strong>in</strong>g values: Blank<br />

LONG_district Longitude of District (<strong>in</strong> decimals)<br />

Code for miss<strong>in</strong>g values: Blank<br />

DSG_subdistrict<br />

Designation Code for Sub-District<br />

Code for miss<strong>in</strong>g values: 999<br />

Code for places which we could not identify: x<br />

Code Designation def<strong>in</strong>ition Freq<br />

999 380<br />

ADM1 first-order adm<strong>in</strong>istrative division 1<br />

ADMD an adm<strong>in</strong>istrative division of a country,<br />

undifferentiated as to adm<strong>in</strong>istrative level<br />

877<br />

ADMF a government build<strong>in</strong>g 2<br />

AREA a tract of land without homogeneous<br />

character or boundaries<br />

29<br />

CTRF a place where more than one facility is 8<br />

situated<br />

HLL a rounded elevation of limited extent ris<strong>in</strong>g<br />

above the surround<strong>in</strong>g land with local relief<br />

of less than 300m<br />

ISL a tract of land, smaller than a cont<strong>in</strong>ent,<br />

surrounded by water at high water<br />

MFG one or more build<strong>in</strong>gs where goods are<br />

manufactured, processed or fabricated<br />

MKT a place where goods are bought and sold at<br />

regular <strong>in</strong>tervals<br />

MSSN a place characterized by dwell<strong>in</strong>gs, school,<br />

church, hospital and other facilities<br />

operated by a religious group for the<br />

purpose of provid<strong>in</strong>g charitable services<br />

and to propagate religion<br />

PLN an extensive area of comparatively level to<br />

gently undulat<strong>in</strong>g land, lack<strong>in</strong>g surface<br />

irregularities, and usually adjacent to a<br />

higher area<br />

PPL a city, town, village, or other<br />

agglomeration of build<strong>in</strong>gs where people<br />

90<br />

45<br />

12<br />

4<br />

6<br />

3<br />

1<br />

20<br />

128<br />

5


UFI_subdistrict<br />

LAT_subdistrict<br />

LONG_subdistrict<br />

PPLA<br />

live and work<br />

seat of a first-order adm<strong>in</strong>istrative division<br />

(PPLC takes precedence over PPLA)<br />

1<br />

SCH build<strong>in</strong>g(s) where <strong>in</strong>struction <strong>in</strong> one or<br />

more branches of knowledge takes place<br />

63<br />

SHSE a build<strong>in</strong>g for stor<strong>in</strong>g goods, especially<br />

provisions<br />

2<br />

x 308<br />

Unique Case identifier from GEONet<br />

Latitude of sub-district (<strong>in</strong> decimals)<br />

Longitude of sub-district (<strong>in</strong> decimals)<br />

Name_village Village is a very small geographic unit, probably as small as an<br />

agglomeration of compounds<br />

DSG_village<br />

UFI_village<br />

LAT_village<br />

LONG_village<br />

geo_district<br />

geo_place<br />

geo_DSG<br />

geo_UFI<br />

geo_long<br />

geo_lat<br />

When match<strong>in</strong>g, we found a number of misspell<strong>in</strong>gs <strong>in</strong> Village,<br />

probably because the entities were so small that there were no<br />

agreed spell<strong>in</strong>gs by 1940. We therefore created variable<br />

Name_village, which gives the (officially agreed) name of the<br />

village as it appears on GEONet Names database.<br />

If you have doubts about match<strong>in</strong>g accuracy you can compare<br />

Name_village and Village<br />

Info like above for Village<br />

The geographic variables District and Subdistrict are not<br />

entirely consistent spatial aggregates. For example, some<br />

entries <strong>in</strong> District are rather state level 3 geographic<br />

<strong>in</strong>formation, and at the same time there is no entry <strong>in</strong><br />

Subdistrict. Sometimes you f<strong>in</strong>d a place <strong>in</strong> District, which is<br />

entered as Subdistrict for another soldier. Note that the<br />

<strong>in</strong>consistencies are <strong>in</strong> the orig<strong>in</strong>al entries.<br />

We therefore created the geo variables, which give preference<br />

to places (with the correspond<strong>in</strong>g latitudes and longitudes) that<br />

have designation code ADMD <strong>in</strong> Geonet. This way, the spatial<br />

aggregates become comparable<br />

!! The geo variable should be used <strong>in</strong> spatial analysis !!<br />

6


Former Trade<br />

Soldier’s occupation before jo<strong>in</strong><strong>in</strong>g the Forces.<br />

The <strong>in</strong>formation is available for soldiers who served <strong>in</strong> the<br />

Tanganyika Territory Unit (see Unit)<br />

Trade Information refers to the roles while <strong>in</strong> the army.<br />

The <strong>in</strong>formation is taken from the Trade sheet form /Report (see<br />

Supplementary documents)<br />

Name of k<strong>in</strong> Name of k<strong>in</strong> to bequeath any property. Note that we decided to<br />

anonymise the entries<br />

Code for miss<strong>in</strong>g values: 999<br />

Next of k<strong>in</strong> K<strong>in</strong>ship of Name of k<strong>in</strong>. Classifications <strong>in</strong>clude brother, sister<br />

and son<br />

Code for miss<strong>in</strong>g values: 999<br />

Served Engaged for Majesty<br />

Term_orig<strong>in</strong>al<br />

term<br />

Basically, this is a variable <strong>in</strong>dicat<strong>in</strong>g whether the recruit served<br />

with the Colours before<br />

Codes Freq<br />

999 681<br />

no 946<br />

yes 218<br />

Terms of enlistment as given on the orig<strong>in</strong>al document<br />

Terms <strong>in</strong> years recoded from Term_orig<strong>in</strong>al<br />

Code for miss<strong>in</strong>g values: 999<br />

7


Signature Soldier’s signature<br />

Code for miss<strong>in</strong>g values: 999<br />

Place_certificate Place of certificate<br />

If the soldier was illiterate, thumb-pr<strong>in</strong>ts or the three middle<br />

f<strong>in</strong>gers-pr<strong>in</strong>t was taken.<br />

Height (feet) Height <strong>in</strong> feet<br />

Code for miss<strong>in</strong>g values: 999<br />

Height (<strong>in</strong>ches) Height <strong>in</strong> <strong>in</strong>ches<br />

Code for miss<strong>in</strong>g values: 999<br />

Chest Chest Circumference (<strong>in</strong> <strong>in</strong>ches)<br />

Code for miss<strong>in</strong>g values: 999<br />

Rank<br />

Day_enlist Day of enlistment<br />

Month_enlist Month of enlistment<br />

Year_enlist Year of enlistment<br />

Day_doc<br />

Soldier’s Rank<br />

The ranks are given as abbreviations common <strong>in</strong> the British<br />

army at that time<br />

CPL Corporal<br />

PTE Private<br />

SPR Sapper<br />

SGT Sergeant<br />

CSM Company Sergeant Major<br />

DVR Driver<br />

GNR Gunner<br />

RSM Regimental Sergeant Major<br />

SGMN Signalman<br />

WOII Warrant Officer Class II<br />

WOPC Warrant Officer Platoon Commander<br />

BSM Battery Sergeant Major<br />

CLK Clerk<br />

Day when the document was issued<br />

Month_doc Month when the document was issued<br />

Year_doc<br />

Age<br />

Year when the document was issued<br />

Recruit’s age<br />

Code for miss<strong>in</strong>g values: 999<br />

8


On some medical forms, age is recorded as “A” or “Adult”. So<br />

if you come across it - that is the way it is recorded. In addition,<br />

<strong>in</strong>formation on age is lack<strong>in</strong>g for some soldiers. This cuts<br />

across all units but it is common for soldiers <strong>in</strong> EAMLS, served<br />

for a term of six months and were pagans.<br />

Yob Calculated year of birth<br />

Age_enlist<br />

The year of birth was calculated by subtract<strong>in</strong>g Age from<br />

Year_doc. There were a number of <strong>in</strong>consistencies, e.g.<br />

soldiers were not five years older on a document issued 5 years<br />

later. In these cases we took the average<br />

Calculated age at enlistment<br />

Source (Age) Which document <strong>in</strong>dicated the Age<br />

K<strong>in</strong>d of document<br />

Supplementary<br />

documents<br />

The source, from which the entries on Age is based<br />

Additional documents that are available on microfilm and from<br />

which some of the variables are based (see File No)<br />

Religion_orig<strong>in</strong> Soldier’s religion as it appears on the documents.<br />

Because of the many missionaries <strong>in</strong> Kenya, the Christian<br />

religion was given <strong>in</strong> detail. You can f<strong>in</strong>d here reported<br />

religions like AIM, SDA, Quaker and Orthodox. We therefore<br />

recoded Religion_orig<strong>in</strong> <strong>in</strong>to broader categories of religion<br />

(see Religion3 at the end of this manual for details). Religion3<br />

is only available <strong>in</strong> the Stata file<br />

Marks Special marks<br />

Code for miss<strong>in</strong>g values: 999<br />

Medical <strong>in</strong>fo Other <strong>in</strong>formation found on medical forms<br />

Deployment Countries served dur<strong>in</strong>g the war<br />

Note that soldiers fought <strong>in</strong> a number of countries, which are all<br />

listed <strong>in</strong> this variable. Countries are separated by a comma<br />

Ethnic3<br />

Standardized ethnicity<br />

Use crosstabs to f<strong>in</strong>d out about which ethnicities <strong>in</strong> Tribe were<br />

summarized<br />

Ethnicity Freq<br />

Gusii 34<br />

Kalenj<strong>in</strong> 81<br />

Kamba 198<br />

Kikuyu 140<br />

Luhya 129<br />

9


Luo 505<br />

Meru 357<br />

Northern pastoralists 83<br />

Other 264<br />

Somali 54<br />

Religion3 Standardized Religion<br />

Codes Freq<br />

999 452<br />

Muslim 86<br />

NIL 55<br />

Pagan 547<br />

Protestant/other christian 431<br />

Roman Catholic 274<br />

ADDITIONAL DATA ENTRY NOTES<br />

• Attestation forms for EAMLS lack <strong>in</strong>formation on height, chest measurement<br />

and marks<br />

• Note that the attestation papers for the Tanganyika Territory do not have<br />

<strong>in</strong>formation on sub-district, height and chest measurement, religion and marks<br />

10

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