Annex XV dossier PROPOSAL FOR IDENTIFICATION OF A ... - ECHA
Annex XV dossier PROPOSAL FOR IDENTIFICATION OF A ... - ECHA
Annex XV dossier PROPOSAL FOR IDENTIFICATION OF A ... - ECHA
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
<strong>Annex</strong> <strong>XV</strong> <strong>dossier</strong><br />
<strong>PROPOSAL</strong> <strong>FOR</strong> <strong>IDENTIFICATION</strong> <strong>OF</strong> A SUBSTANCE AS A<br />
CMR CAT 1 OR 2, PBT, vPvB OR A SUBSTANCE <strong>OF</strong> AN<br />
EQUIVALENT LEVEL <strong>OF</strong> CONCERN<br />
Substance Name: Sodium chromate<br />
EC Number: 231-889-5<br />
CAS Number: 7775-11-3<br />
• It is proposed to identify the substance as a carcinogenic, mutagenic and toxic for reproduction<br />
substance according to Article 57 (a), (b) and (c).<br />
Submitted by: France<br />
Version: February 2010
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
CONTENTS<br />
CONTENTS .................................................................................................................................................................1<br />
TABLES .......................................................................................................................................................................3<br />
PART I: JUSTIFICATION...........................................................................................................................................5<br />
1 Identity of the substance and physical and chemical properties .....................................................................7<br />
1.1 Name and other identifiers of the substance........................................................................................7<br />
1.2 Composition of the substance..............................................................................................................8<br />
1.3 Physico-chemical properties................................................................................................................8<br />
2 Manufacture and uses .....................................................................................................................................9<br />
3 Classification and labelling.............................................................................................................................9<br />
4 Environmental fate properties.........................................................................................................................11<br />
5 Human health hazard assessment ...................................................................................................................11<br />
6 Human health hazard assessment of physico-chemical properties .................................................................12<br />
7 Environmental hazard assessment ..................................................................................................................12<br />
8 PBT, VPVB AND equivalent level of concern assessment............................................................................12<br />
PART II: IN<strong>FOR</strong>MATION ON USE, EXPOSURE, ALTERNATIVES AND RISKS ...............................................13<br />
1 Information on manufacture and uses.............................................................................................................14<br />
2 Information on exposure.................................................................................................................................15<br />
2.1 Exposure of workers............................................................................................................................15<br />
2.1.1 Global overview of workers exposure to chromium (VI) compounds in Europe..................15<br />
2.1.2 Workers exposure to sodium chromate specifically in Europe .............................................19<br />
2.2 Exposure of the general population via consumer products ................................................................19<br />
2.2.1 Dyestuffs ...............................................................................................................................19<br />
2.2.2 Leather goods ........................................................................................................................20<br />
2.3 Exposure of the general population via the environment ....................................................................20<br />
2.3.1 Exposure via drinking water..................................................................................................20<br />
2.3.2 Exposure via food..................................................................................................................20<br />
2.3.3 Exposure via ambient air.......................................................................................................20<br />
2.3.4 Exposure via the environment (water, sediment, soil and food chain)..................................21<br />
3 Information on alternatives.............................................................................................................................22<br />
4 Risk-related information.................................................................................................................................22<br />
OTHER IN<strong>FOR</strong>MATION ............................................................................................................................................23<br />
REFERENCES .............................................................................................................................................................24<br />
ANNEXES....................................................................................................................................................................26<br />
1 <strong>Annex</strong> I: Human health hazard assessment ....................................................................................................27<br />
1.1 Toxicokinetics (absorption, metabolism, distribution and elimination) ..............................................27<br />
1.2 Acute toxicity ......................................................................................................................................28<br />
1.3 Irritation...............................................................................................................................................28<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
1.4 Corrosivity...........................................................................................................................................28<br />
1.5 Sensitisation ........................................................................................................................................29<br />
1.6 Repeated dose toxicity.........................................................................................................................29<br />
1.7 Mutagenicity........................................................................................................................................29<br />
1.7.1 In vitro data ...........................................................................................................................29<br />
1.7.2 In vivo data............................................................................................................................30<br />
1.7.3 Human data ...........................................................................................................................30<br />
1.7.4 Summary and discussion of mutagenicity.............................................................................30<br />
1.8 Carcinogenicity ...................................................................................................................................31<br />
1.8.1 Carcinogenicity: oral .............................................................................................................31<br />
1.8.2 Carcinogenicity: inhalation ...................................................................................................31<br />
1.8.3 Carcinogenicity: dermal ........................................................................................................31<br />
1.8.4 Carcinogenicity: human data.................................................................................................31<br />
1.8.5 Summary and discussion of carcinogenicity .........................................................................31<br />
1.9 Toxicity for reproduction ....................................................................................................................32<br />
1.9.1 Effects on fertility..................................................................................................................32<br />
1.9.2 Developmental toxicity .........................................................................................................33<br />
1.9.3 Human data ...........................................................................................................................36<br />
1.9.4 Summary and discussion of reproductive toxicity.................................................................36<br />
1.10 Other effects ........................................................................................................................................37<br />
1.11 Derivation of DNEL(s) or other quantitative or qualitative measure for dose response .....................37<br />
2 <strong>Annex</strong> II : Overall description of chromium manufacturing and chromium uses...........................................38<br />
2.1 Manufacture ........................................................................................................................................38<br />
2.2 Main applications and uses of chromium and chromium compounds referenced in literature............38<br />
2.2.1 Alloy and chromium metal production..................................................................................38<br />
2.2.2 Refractory applications..........................................................................................................38<br />
2.2.3 Chromium chemicals manufacturing and related uses ..........................................................39<br />
3 <strong>Annex</strong> III: Treatment and coating of metals, metal finishing processes using chromium (VI) compounds...42<br />
3.1 Formulation of metal treatment products ............................................................................................42<br />
3.2 Conversion coating (usually called chromate conversion coating – CCC) or chromating ..................42<br />
3.3 Sealing after anodising ........................................................................................................................43<br />
3.4 Chrome (electro)plating or chrome dipping or chroming...................................................................44<br />
3.4.1 Chrome plating methods .......................................................................................................44<br />
3.4.2 Chrome plating processes......................................................................................................45<br />
3.4.3 Brightening............................................................................................................................46<br />
4 <strong>Annex</strong> IV: Uses of chromium (VI) salts in the textile sector (process) ..........................................................47<br />
4.1 Dyeing of protein fibres ......................................................................................................................47<br />
4.2 Chemical reaction with fibre and dyestuff ..........................................................................................48<br />
4.3 Subsequent processes ..........................................................................................................................48<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
TABLES<br />
Table 1: Summary of physico-chemical properties ......................................................................................................8<br />
Table 2: Risk Assessment for Lung Cancer..................................................................................................................16<br />
Table 3: Occupational Exposure Limits .......................................................................................................................17<br />
Table 4: Summary of occupational inhalation exposure data from the Risk Assessment Report.................................18<br />
Table 5: Summary of occupational dermal exposure data from the Risk Assessment Report......................................19<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
<strong>PROPOSAL</strong> <strong>FOR</strong> <strong>IDENTIFICATION</strong> <strong>OF</strong> A SUBSTANCE AS A<br />
CMR CAT 1 OR 2, PBT, VPVB OR A SUBSTANCE <strong>OF</strong> AN<br />
EQUIVALENT LEVEL <strong>OF</strong> CONCERN<br />
Substance Name: Sodium chromate<br />
EC Number: 231-889-5<br />
CAS number: 7775-11-3<br />
• It is proposed to identify the substance as a carcinogenic, mutagenic and toxic for reproduction<br />
substance according to Article 57 (a), (b) and (c).<br />
Summary of how the substance meets the CMR (Cat 1 or 2), PBT or vPvB criteria, or is<br />
considered to be a substance of an equivalent level of concern<br />
According to Article 57 of Regulation 1907/2006 (the REACH Regulation), substances meeting the<br />
criteria for classification as carcinogenic (category 1 or 2), as mutagenic (category 1 or 2) or as<br />
toxic for reproduction (category 1 or 2) in accordance with Council Directive 67/548/EEC may be<br />
included in <strong>Annex</strong> XIV.<br />
Sodium chromate has been classified as a carcinogenic (Carc. Cat. 2), as a mutagenic (Muta. Cat. 2)<br />
and as a reprotoxic (Repr. Cat. 2) according to Commission Directive 2004/73/EC of 29 April 2004<br />
adapting to technical progress for the twenty-ninth time Council Directive 67/548/EEC on the<br />
approximation of the laws, regulations and administrative provisions relating to the classification,<br />
packaging and labelling of dangerous substances. The corresponding classification in <strong>Annex</strong> VI of<br />
Regulation (EC) No 1272/2008 adopted on 10 August 2009 is Carc. 1B, Muta. 1B and Repr. 1B.<br />
Consequently, sodium chromate has to be considered as a substance meeting the criteria of Article<br />
57 (a), of Article 57 (b) and of Article 57 (c) of the REACH Regulation.<br />
Registration number(s) of the substance or of substances containing the substance: not<br />
available<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
PART I: JUSTIFICATION<br />
5
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
This report covers only sodium chromate. The risk related to chromium (VI) compounds has<br />
already been assessed in the Risk Assessment Report (RAR) published in 2005 (E.C., 2005) and<br />
which focused on chromium trioxide, sodium chromate, sodium dichromate, potassium dichromate<br />
and ammonium dichromate. Sodium dichromate is already included in the candidate list.<br />
Three other <strong>Annex</strong> <strong>XV</strong> reports are submitted jointly and concern potassium dichromate, potassium<br />
chromate and ammonium dichromate. Part I of each report is similar (except for potassium<br />
chromate which is not classified as toxic for reproduction) since information comes from the Risk<br />
Assessment Report.<br />
Common background description of chromium, chromate and dichromate compounds<br />
Chromium is a member of the transition metals, in group 6. Chromium(0) is the metallic form<br />
(metallic chromium Cr) and is essentially inert. Chromium exhibits a wide range of possible<br />
oxidation states. The most common oxidation states of chromium are (+2), (+3), and (+6).<br />
Chromium (II) is the divalent form (oxidation state (+2)): such chromous compounds include<br />
chromous chloride (CrCl2) and chromous sulfate (CrSO4).<br />
Chromium (III) is the trivalent form (oxidation state (+3)) which is the most stable. Chromium (VI)<br />
is the hexavalent form which refers to chemical compounds that contain the element chromium in<br />
the (+6) oxidation state.<br />
Chromium (VI) (or Cr (VI)) is most commonly encountered as oxospecies in the (mono)chromate<br />
(CrO4 2− ) and dichromate (Cr2O7 2− ) anions which are strong oxidising agents at low pH. Their<br />
oxidative property is widely used in organic chemistry. Chromates and dichromates are salts of<br />
chromic acid and dichromic acid, respectively. Chromic acid, which is an oxacid has the<br />
hypothetical structure H2CrO4. By loosing two protons (H + ), chromic acid and dichromic acid form<br />
chromate ion and dichromate ion respectively. Neither chromic nor dichromic acid can be isolated,<br />
but their anions are found in a variety of compounds: the chromates and dichromates. The dark red<br />
chromium (VI) oxide CrO3 (chromium trioxide) is the acid anhydride of chromic acid and it is sold<br />
industrially as “chromic acid”.<br />
Chromate salts contain the chromate anion CrO4 2− , and usually have an intense yellow color.<br />
Dichromate salts contain the dichromate anion Cr2O7 2− , and usually have an intense orange color.<br />
By comparison, the chromates and dichromates of heavy metals (such as silver and lead) often have<br />
a red color.<br />
In aqueous solution, hexavalent chromium exists as hydrochromate HCrO4 − , chromate CrO4 2− , and<br />
dichromate Cr2O7 2− ionic species. Chromate anion tends to dimerize in dichromate. The proportion<br />
of each ion in solution is pH dependent. In basic and neutral pH, the chromate form predominates.<br />
As the pH is lowered (6.0 to 6.2), the hydrochromate concentration increases. At very low pH, the<br />
dichromate species predominate (US-EPA, 1998). Under particular conditions, a polymerisation can<br />
occur leading to the production of polychromates with the following formula CrnO3n+1 2- .<br />
Main chromium forms are the following according to their oxidation state:<br />
Chromium metals and alloys (Cr (0)):<br />
Chromium metal<br />
Stainless steel<br />
Other chromium containing alloys<br />
Divalent (Cr (2+)):<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
Chromous chloride CrCl2<br />
Chromous sulfate CrSO4<br />
Trivalent (Cr (3+)):<br />
Chromic oxide Cr2O3<br />
Chromic chloride CrCl3<br />
Chromic sulfate Cr2(SO4) 3<br />
Chromic potassium sulphate KCr(SO4) 2<br />
Chromite ore FeO.Cr2O3<br />
Hexavalent (Cr (6+)) chromate :<br />
Chromium trioxide CrO3<br />
Chromic acid H2CrO4<br />
Sodium chromate Na2CrO4<br />
Potassium chromate K2CrO4<br />
Zinc chromate ZnCrO4<br />
Strontium chromate SrCrO4<br />
Hexavalent (Cr (6+)) dichromate :<br />
Sodium dichromate Na2Cr2O7<br />
Potassium dichromate K2Cr2O7<br />
Ammonium dichromate (NH4)2Cr2O7<br />
Zinc dichromate ZnCr2O7<br />
1 IDENTITY <strong>OF</strong> THE SUBSTANCE AND PHYSICAL AND CHEMICAL<br />
PROPERTIES<br />
1.1 Name and other identifiers of the substance<br />
Chemical Name: Sodium chromate<br />
EC Number: 231-889-5<br />
CAS Number: 7775-11-3<br />
IUPAC Name: Disodium chromate<br />
Synonyms: Sodium monochromate, Disodium chromium tetraoxide<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
1.2 Composition of the substance<br />
Chemical Name: Sodium chromate<br />
EC Number: 231-889-5<br />
CAS Number: 7775-11-3<br />
IUPAC Name: Disodium chromate<br />
Molecular Formula (Hill) Na2CrO4<br />
Molecular Formula (CAS): CrH2O4.2Na<br />
Structural Formula:<br />
Molecular Weight: 161.99 g/mol<br />
Typical concentration (% w/w): 99 % (typical impurities: none stated)<br />
Impurities are not known.<br />
1.3 Physico-chemical properties<br />
The following information on physico-chemical properties was taken from the Risk Assessment<br />
Report on chromium compounds, published by the ECB in 2005 (E.C., 2005).<br />
Physico-chemical parameters such as boiling point, octanol-water partition coefficient and vapour<br />
pressure have little meaning for solid ionic inorganic compounds.<br />
Table 1: Summary of physico-chemical properties<br />
REACH ref<br />
<strong>Annex</strong>, §<br />
Property Value<br />
VII, 7.1 Physical state at 20°C and<br />
101.3 kPa<br />
Slightly deliquescent yellow crystals in<br />
hydrated form (usually tetra or deca hydrated)<br />
VII, 7.2 Melting/freezing point (°C) Decahydrate loses H2O and melts at ~20°C;<br />
anhydrous salt melts at ~762°C<br />
VII, 7.3 Boiling point n/a: inorganic ionic compound<br />
VII, 7.4 Relative density ~2.4 - 2.7<br />
VII, 7.5 Vapour pressure n/a: inorganic ionic compound<br />
VII, 7.7 Water solubility at 20°C (g/L) ~530 (the aqueous solution is alkaline (pH 9))<br />
VII, 7.8 Partition coefficient noctanol/water<br />
(log value)<br />
n/a: inorganic ionic compound<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
2 MANUFACTURE AND USES<br />
Information on manufacture and uses may be useful for prioritisation of substances for inclusion in<br />
<strong>Annex</strong> XIV but this should be summarised under section 1 of the second part of this report.<br />
3 CLASSIFICATION AND LABELLING<br />
According to Article 57 of Regulation 1907/2006 (the REACH Regulation), substances meeting the<br />
criteria for classification as carcinogenic (category 1 or 2), as mutagenic (category 1 or 2) or as<br />
toxic for reproduction (category 1 or 2) in accordance with Council Directive 67/548/EEC may be<br />
included in <strong>Annex</strong> XIV.<br />
Sodium chromate has index number 024-018-00-3 in <strong>Annex</strong> VI, part 3, Tables 3.1 and 3.2 of<br />
Regulation (EC) No 1272/2008.<br />
Sodium chromate is classified in <strong>Annex</strong> VI (part 3, Tables 3.1 and 3.2) of Regulation (EC) No<br />
1272/2008 on classification, labelling and packaging of substances and mixtures, amending and<br />
repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006.<br />
Its classification according to part 3 of <strong>Annex</strong> VI, Table 3.2 (the list of harmonised classification<br />
and labelling of hazardous substances from <strong>Annex</strong> I to Council Directive 67/548/EEC) of<br />
Regulation (EC) No 1272/2008 is:<br />
9
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
Classification Labelling Concentration<br />
Limits<br />
Carc. Cat. 2;<br />
T+; N<br />
R42/43: C ≥ 0.2 % E<br />
R45<br />
Muta. Cat. 2;<br />
R: 45-46-60-61-21-25-26-34-42/43-<br />
48/23-50/53<br />
3<br />
R46<br />
Repr. Cat. 2;<br />
R60-61<br />
T+; R26<br />
T; R25-48/23<br />
Xn; R21<br />
C; R34<br />
R42/43<br />
N; R50-53<br />
S: 53-45-60-61<br />
Key:<br />
Carc.: Carcinogenic; Muta: Mutagenic; Repr.: Toxic for reproduction<br />
R21: Harmful in contact with skin<br />
R25: Toxic if swallowed<br />
R26: Very toxic by inhalation<br />
R34: Causes burns<br />
R42/43: May cause sensitization by inhalation and skin contact<br />
R45: May cause cancer<br />
R46: May cause heritable genetic damage<br />
R48/23: Toxic: danger of serious damage to health by prolonged exposure through inhalation<br />
R50-53: Very toxic to aquatic organisms, may cause long-term adverse effects in the aquatic environment<br />
R60: May impair fertility<br />
R61: May cause harm to the unborn child<br />
T+: Very toxic<br />
T: Toxic<br />
Xn: Harmful<br />
C: Corrosive<br />
N: Dangerous for the environment<br />
S53: Avoid exposure - obtain special instructions before use<br />
S45: In case of accident or if you feel unwell, seek medical advice immediately (show the label where possible)<br />
S60: This material and its container must be disposed of as hazardous waste<br />
S61: Avoid release to the environment. Refer to special instructions/Safety data sheets<br />
Note E : Substances with specific effects on human health that are classified as carcinogenic, mutagenic and/or toxic for<br />
reproduction in categories 1 or 2 are ascribed Note E if they are also classified as very toxic (T+), toxic (T) or harmful<br />
(Xn). For these substances, the risk phrases R20, R21, R22, R23, R24, R25, R26, R27, R28, R39, R68 (harmful), R48<br />
and R65 and all combinations of these risk phrases shall be preceded by the word ‘Also’.<br />
Note 3 : The concentration stated is the percentage by weight of chromate ions dissolved in water calculated with<br />
reference to the total weight of the mixture<br />
Notes<br />
10
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
Its harmonised classification according to part 3 of <strong>Annex</strong> VI, Table 3.1 of Regulation (EC) No<br />
1272/2008 is:<br />
Hazard Class and<br />
Category Code(s)<br />
Carc. 1B<br />
Muta. 1B<br />
Repr. 1B<br />
Acute Tox. 2 *<br />
Acute Tox. 3 *<br />
STOT RE 1<br />
Acute Tox. 4 *<br />
Skin Corr. 1B<br />
Resp. Sens. 1<br />
Skin Sens. 1<br />
Aquatic Acute 1<br />
Aquatic Chronic 1<br />
Classification Labelling<br />
Hazard<br />
statement<br />
Code(s)<br />
H350<br />
H340<br />
H360-FD<br />
H330<br />
H301<br />
H372**<br />
H312<br />
H314<br />
H334<br />
H317<br />
H400<br />
H410<br />
Pictogram,<br />
Signal<br />
Word Code(s)<br />
GHS06<br />
GHS08<br />
GHS05<br />
GHS09<br />
Dgr<br />
Hazard<br />
statement<br />
Code(s)<br />
H350<br />
H340<br />
H360FD<br />
H330<br />
H301<br />
H372 **<br />
H312<br />
H314<br />
H334<br />
H317<br />
H410<br />
Specific Conc.<br />
Limits,<br />
M-factors<br />
Resp. Sens.;<br />
H334: C ≥ 0.2 %<br />
Skin Sens.; H317:<br />
C ≥ 0.2 %<br />
Key:<br />
Carc. 1 B: Carcinogenicity; Muta. 1B: Germ cell mutagenicity; Repr. 1B: Reproductive toxicity; Acute Tox. 2, Tox. 3,<br />
Tox. 4: Acute toxicity ; STOT RE 1 : Specific target organ toxicity — repeated exposure; Skin Corr. 1B: Skin<br />
corrosion/irritation; Resp. Sens. 1 : Respiratory/skin sensitization ; Skin Sens. 1: Respiratory/skin sensitization<br />
Aquatic Acute 1, Aquatic Chronic 1: Hazardous to the aquatic environment<br />
H301: Toxic if swallowed<br />
H312: Harmful in contact with skin<br />
H314: Causes severe skin burns and eye damage<br />
H317: May cause an allergic skin reaction<br />
H330: Fatal if inhaled<br />
H334: May cause allergy or asthma symptoms or breathing difficulties if inhaled<br />
H350: May cause cancer<br />
H340: May cause genetic defects<br />
H360-FD: May damage fertility. May damage the unborn child<br />
H372**: Causes damage to organs through prolonged or repeated exposure<br />
H400: Very toxic to aquatic life<br />
H410: Very toxic to aquatic life with long lasting effects<br />
GHS05: Corrosion<br />
GHS06: skull and crossbones<br />
GHS08: Health hazard<br />
GHS09: Environment<br />
Dgr: Danger<br />
Note 3: The concentration stated is the percentage by weight of chromate ions dissolved in water calculated with<br />
reference to the total weight of the mixture<br />
An asterisk (*) indicates: Minimum classification for a category<br />
Asterisks (**) indicate: Route of exposure cannot be excluded<br />
4 ENVIRONMENTAL FATE PROPERTIES<br />
Not relevant for this <strong>dossier</strong>.<br />
5 HUMAN HEALTH HAZARD ASSESSMENT<br />
Please refer to <strong>Annex</strong> I to get an informal overview of the human health hazard assessment on<br />
chromium compounds (chromium trioxide, sodium dichromate, sodium chromate, ammonium<br />
3<br />
Notes<br />
11
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
dichromate and potassium dichromate) from the Risk Assessment Report (E.C., 2005) and from<br />
other sources regarding the irritation, corrosion and sensitisation effects.<br />
6 HUMAN HEALTH HAZARD ASSESSMENT <strong>OF</strong> PHYSICO-CHEMICAL<br />
PROPERTIES<br />
Not relevant for this <strong>dossier</strong>.<br />
7 ENVIRONMENTAL HAZARD ASSESSMENT<br />
Not relevant for this <strong>dossier</strong>.<br />
8 PBT, VPVB AND EQUIVALENT LEVEL <strong>OF</strong> CONCERN ASSESSMENT<br />
Not relevant for this <strong>dossier</strong>.<br />
12
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
PART II: IN<strong>FOR</strong>MATION ON USE, EXPOSURE, ALTERNATIVES<br />
AND RISKS<br />
13
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
1 IN<strong>FOR</strong>MATION ON MANUFACTURE AND USES<br />
A global overview of chromium and chromium compounds manufacturing and uses is given in<br />
<strong>Annex</strong> II.<br />
Following information concerns specifically sodium chromate (or other chromates when data on<br />
sodium chromate are not available).<br />
Sodium chromate is the first chemical produced from chromite ore in the manufacture of chromate<br />
chemicals. The ore, containing approximately 30% chromium, is first dried, crushed and ground in<br />
ball mills. Sodium chromate is made by alkaline (sodium carbonate) oxidation in kilns at<br />
temperatures in the range of 1,000-1,200°C. After about 4 hours the reacted material leaving the<br />
kilns is either crushed and cooled before extraction of the water soluble components or quenched<br />
directly to form slurry containing sodium chromate, aluminate and vanadate in the aqueous phase.<br />
The slurry is conditioned to precipitate soluble alumina before separating the unreacted mineral<br />
residue, some of which is recycled to the kiln process after drying to aid extraction efficiency. The<br />
chromate solution is passed through other conditioning stages to remove soluble impurities. For<br />
example, sodium hydroxide and calcium hydroxide are used to precipitate soluble vanadium<br />
impurities as calcium vanadate. The latter is removed by pressure filtration and excess calcium is<br />
precipitated as the carbonate by treatment with sodium carbonate. At this stage, the partially<br />
purified solution contains around 35% sodium chromate (E.C., 2005).<br />
According to the Risk Assessment Report (E.C., 2005), global world production capacities for<br />
sodium chromate have been estimated by the industry at 910 kT/year.<br />
EU production (without import) of sodium chromate was estimated in 1997 around 103,000 tons<br />
per year (E.C., 2005). No more detailed and aggregated information on volumes imported and used<br />
in Europe is available.<br />
The annual importation of chromate, dichromate and peroxochromate (excluded: zinc or lead<br />
chromate and sodium dichromate) in France was estimated at 1286 tons and the annual exportation<br />
was estimated at 7 tons in 2005 (INRS, 2005). According to INRS, sodium chromate is no more<br />
used in France.<br />
In the Risk Assessment Report it is mentioned that sodium chromate is mainly used in manufacture<br />
of other chromium compounds (E.C., 2005) (see Figure A1 in <strong>Annex</strong> II). According to the Industry<br />
(French consultation, 2010), sodium chromate is used as an analytical reagent in laboratories;<br />
however, this use is limited.<br />
The US Department of Defense (ASETSDefense, 2010) mentioned that sodium chromate is used in<br />
conversion coatings and as a corrosion inhibitor in cooling systems. These uses have not been<br />
checked currently at the European level. For more information on treatment and coating of metals,<br />
metal finishing processes using chromium (VI) compounds, please refer to <strong>Annex</strong> III.<br />
Other potential uses referenced in literature (HSDB, 2005) are the following:<br />
- chemical intermediate for pigments and catalysts,<br />
- corrosion inhibitor (sealed water in cooling systems, oil-well drilling muds, protection of<br />
iron),<br />
- mordant for dyes, dying paint pigment (in manufacture of pigments/inks),<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
- drilling mud additive,<br />
- component of cells for chlorate manufacture,<br />
- leather tanning,<br />
- by making use of Cr-51 isotope, sterile sodium chromate (VI) solution is used in<br />
pharmaceuticals for the determination of circulatory red cell volume, cell survival time and<br />
evaluation of blood lose.<br />
- aluminium etchant ingredient.<br />
All these referenced uses have not been checked currently at the European level.<br />
According to Industry, sodium chromate was removed from paint stripper and cutting fluid in the<br />
aeronautic sector (French consultation, 2010).<br />
This <strong>Annex</strong> <strong>XV</strong> report focused on the potential use of sodium chromate as an analytical reagent in<br />
laboratories and as an intermediate in manufacture of other chromium compounds as it has not been<br />
possible to check the other uses at the European level.<br />
2 IN<strong>FOR</strong>MATION ON EXPOSURE<br />
From 2007, coatings containing hexavalent chromium will no longer be permitted under the End of<br />
Life Vehicles Directive (Directive 2000/53/EC of the European Parliament and of the Council of 18<br />
September 2000 on end-of life vehicles) and the Waste Electrical and Electronic Equipment<br />
Directive (Directive 2002/96/EC of the European Parliament and of the Council of 27 January 2003<br />
on waste electrical and electronic equipment). This will impact on some of the passivation<br />
applications where Cr (VI) is present in the finished articles and substitution will become a<br />
necessity.<br />
In addition, Migration limits have been established within Council Directive 2009/48/EC, for the<br />
presence of chromium (VI) in children’s toys.<br />
Considering that chromium compounds are no more manufactured in Europe (cf. section 2.1 in<br />
<strong>Annex</strong> II), workers exposure related to the manufacturing of chromium (VI) compounds is not<br />
expected.<br />
2.1 Exposure of workers<br />
2.1.1 Global overview of workers exposure to chromium (VI) compounds in Europe<br />
Several million workers worldwide are exposed to airborne fumes, mists and dust containing<br />
chromium or its compounds. Of the occupational situations in which exposure to chromium occurs,<br />
highest exposures to chromium (VI) may occur during chromate production, welding, chrome<br />
pigment manufacture, chrome plating and spray painting. Highest exposures to other forms of<br />
chromium occur during mining, ferrochromium and steel production, welding and cutting and<br />
grinding of chromium alloys (IARC, 1997).<br />
Data on exposure levels are available for several specific industries and job categories covering<br />
several decades. In the past, exposures to chromium (VI) in excess of 1 mg/m 3 were found<br />
repeatedly in some processes, including chromium plating, chromate production and certain<br />
welding operations; exposures to total chromium have been even higher. Modern control<br />
technologies have markedly reduced exposures in some processes, such as electroplating, in recent<br />
years (IARC, 1997).<br />
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In epidemiological studies on cancer in humans, clearly and consistently elevated lung cancer risks<br />
have been observed in chromate production (exposure mainly to trivalent and water-soluble<br />
hexavalent chromium compounds), in chromate pigment production (exposure mainly to watersoluble<br />
and water-insoluble chromates) and also in chromium plating using chromic acid (ICDA,<br />
2001).<br />
A recent recommendation from the Scientific Committee on Occupational Exposure Limits<br />
(SCOEL) concluded that lung cancer was the critical effect of concern for occupational exposure,<br />
such that controls aimed at reducing lung cancer should also reduce the risk of other effects<br />
(SCOEL, 2004). In view of the genotoxicity of Cr (VI) compounds, it is not possible to identify a<br />
clear threshold below which there would be no increased risk of lung cancer. Consequently, no<br />
conclusions were reached concerning the magnitude of the cancer risk in workers. However, the<br />
recommendation from SCOEL has been published containing quantitative risk estimates for lung<br />
cancer. Table 2 shows the quantitative risk estimates for lung cancer as presented in the<br />
SCOEL/SUM/86 final document (SCOEL, 2004).<br />
Table 2: Risk Assessment for Lung Cancer<br />
Excess lung cancer cases per 1000<br />
male workers<br />
Exposure (Working Lifetime<br />
to a range of Cr (VI) compounds)<br />
5-28 0.05 mg/m 3<br />
2-14 0.025 mg/m 3<br />
1-6 0.01 mg/m 3<br />
0.5-3 0.005 mg/m 3<br />
0.1-0.6 0.001 mg/m 3<br />
The values in the Table 2 are based on an analysis of 10 epidemiological studies and were derived<br />
using a linear no-threshold model. SCOEL agreed that such a linear extrapolation approach was<br />
appropriate given that the Cr (VI) compounds are comprehensively genotoxic. It is important to<br />
note that the SCOEL report draws attention to areas of uncertainty associated with these risk<br />
estimates. For example, SCOEL felt that the irritant and inflammatory properties of the Cr (VI)<br />
compounds might contribute to the carcinogenic process. Such effects are likely to have dose<br />
thresholds, and hence the modelled risk values may be over-estimated at low exposures. In addition,<br />
SCOEL noted that at low exposures to Cr (VI) compounds, there are physiological defence<br />
mechanisms in the lungs that can convert Cr (VI) to the less harmful trivalent forms of chromium.<br />
This again suggests that a linear model may overestimate risks at low exposures. In essence, the<br />
SCOEL report presents risk estimates derived using a linear no-threshold model, but on the other<br />
hand, also includes toxicological reasons why the model could lead to an overestimation of lung<br />
cancer risk at low levels of exposure. Therefore, although the risk estimates are presented here for<br />
information, the uncertainties surrounding them must not be overlooked.<br />
Overall, the SCOEL SUM recommends that for the soluble chromates (VI), consideration could be<br />
given to setting an occupational exposure limit at either 0.01 mg/m 3 or 0.025 mg/m 3 (8-hour TWA).<br />
There are a number of countries with exposure limits for chromates and these have been tabulated<br />
below (E.C., 2005). These limits are provided for information and not as an indication of the level<br />
of control of exposure achieved in practice in workplaces in these countries.<br />
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Table 3: Occupational Exposure Limits<br />
Country Compound<br />
Limit<br />
(mg/m 3 as Cr)<br />
Type of Limit<br />
UK Cr (VI) compounds 0.05 8-hour TWA (MEL)<br />
Germany<br />
USA ACGIH<br />
Production of soluble Cr (VI)<br />
compounds<br />
Other Cr (VI) compounds<br />
Water soluble Cr (VI)<br />
compounds<br />
0.1<br />
0.05<br />
USA OSHA Cr (VI) compounds 0.1 (as CrO3)<br />
USA NIOSH Cr (VI) compounds 0.001<br />
Netherlands Soluble Cr (VI) compounds<br />
Sweden Chromates and chromic acid<br />
8-hour TWA (TRK)<br />
0.05 8-hour TWA (TLV)<br />
0.025<br />
0.05<br />
0.02<br />
0.06<br />
STEL/ceiling<br />
(PEL)<br />
TWA (REL)<br />
10-hour workday<br />
40-hour workweek<br />
8-hour TWA<br />
STEL<br />
8-hour TWA<br />
STEL<br />
Finland Cr (VI) compounds 0.05 TWA<br />
Japan<br />
Cr (VI) compounds –<br />
carcinogenic<br />
forms<br />
Cr (VI) compounds<br />
France Cr (VI) compounds<br />
Key:<br />
MEL: Maximum exposure limit<br />
NIOSH: National Institute for Occupational Safety and Health<br />
PEL: Permissible exposure limit<br />
OSHA: Occupational Safety and Health Administration<br />
REL: Recommended exposure limit<br />
STEL: Short term exposure limit<br />
TLV: Threshold limit value<br />
TRK : Technical exposure limit<br />
TWA: Time weighted average<br />
0.01<br />
0.05<br />
0.05<br />
0.1<br />
8-hour TWA<br />
8-hour TWA<br />
8-hour TWA<br />
STEL<br />
For information, the Occupational Safety and Health Administration (OSHA) proposed to tighten<br />
the standard for hexavalent chromium occupational exposure with a permissible exposure limit<br />
(PEL) value for chromium (VI) of 0.005 mg/m 3 (calculated as an 8-hour time-weighted average<br />
(TWA)) (OSHA, 2008).<br />
Values of Occupational exposure limits (OELs) are broadly similar across the EU. However there<br />
may be differences across Member States in relation to the legal or advisory framework associated<br />
with OELs affecting the way OELs are interpreted and complied with. These proposed occupational<br />
exposure limits only relate to inhalation exposure. Occupational exposure limits are not usually set<br />
for dermal exposure.<br />
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As the bronchial tree is the primary target organ for carcinogenic effects of Cr (VI), inhalation of<br />
chromium-containing aerosols is therefore a major concern with respect to exposure to chromium<br />
compounds. The Risk Assessment Report on chromium compounds provides inhalation exposure<br />
data for Cr (VI) compounds for different industry sector (E.C., 2005). These data are summarised in<br />
the Table 4. Reasonable worst-case (RWC) inhalation exposures are based on the 90 th percentile of<br />
available measured data with professional judgment used where limited data were available.<br />
Table 4: Summary of occupational inhalation exposure data from the Risk Assessment Report<br />
Industry<br />
Number of<br />
samples<br />
Range of<br />
exposures<br />
(mg/m 3 )<br />
Geometric<br />
mean<br />
(mg/m 3 )<br />
Reasonable<br />
worst case (RWC)<br />
(mg/m 3 )<br />
Source<br />
Manufacture of the five chromates 1,889 nd-0.78 0.004 0.02 measured data<br />
Manufacture of other Cr<br />
containing chemicals<br />
- dyestuffs 39 nd-1.4 0.02<br />
- chrome tan<br />
115 0.00001 -<br />
0.025<br />
0.5 (8 hours)<br />
1.5 (short term)<br />
measured data<br />
judgement<br />
0.002 0.007 measured data<br />
Inhalation exposure data on manufacturing process are given only for information as chromium<br />
compounds are no more manufactured in Europe (see <strong>Annex</strong> II).<br />
The manufacturing process for the five chromates is largely enclosed with breaching for bagging of<br />
product and some maintenance activities. The measured exposure data indicate that inhalation<br />
exposures for operators are usually very low, with those for maintenance staff and packers slightly<br />
higher. Exposures during the manufacture of the five chromates range from none detected to 0.78<br />
mg/m 3 . A reasonable worst-case exposure is 0.02 mg/m 3 , based on the 90 th percentile of the<br />
industry data for 1994-1997 for Company 1 (see the Risk Assessment Report for more information).<br />
There are two types of chromium pigments: those that remain as chromium (VI) and those which<br />
are reduced to chromium (III). For both types, exposures usually occur during weighing and mixing<br />
of ingredients. Once they have been mixed and reacted then there is no further exposure. The range<br />
of exposures is quite large, from none detected to 1.4 mg/m 3 . It seems likely that the high exposures<br />
were obtained when local exhaust ventilation (LEV) was not in use. A reasonable worst-case<br />
exposure of 0.5 mg/m 3 was agreed. For short term exposures a RWC is 1.5 mg/m 3 (E.C., 2005). In<br />
manufacture of pigments and dyes, although there are a number of companies in the EU, the exact<br />
number of workers involved is unknown.<br />
For few plants which continue to use Cr (VI) compounds for tanning use, chrome salts are made<br />
either by reacting sodium dichromate with sulphur gas in an enclosed process or by reacting sodium<br />
dichromate and sodium chromate with a reducing sugar. In both cases liquid chromates are used and<br />
exposures will be low as there is little potential for exposure except when liquid chromate is<br />
discharged from a road tanker into a storage vessel. The production process itself takes place in an<br />
enclosed system. The range of exposures is 0.00001 - 0.025 mg/m 3 . A reasonable worst-case<br />
exposure is 0.007 mg/m 3 , based on the 90 th percentile of the available data (E.C., 2005). The exact<br />
numbers of workers involved in the manufacture of chromium (VI) tanning agents is unknown but<br />
expected to be low since chromium (III) sulphate is now commonly used for this purpose.<br />
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The Risk Assessment Report on chromium compounds also provides dermal exposure data for Cr<br />
(VI) compounds for different industry sector (E.C., 2005). These data are summarised in the Table<br />
5. The EASE (Estimation and Assessment of Substance Exposure) model was used to predict<br />
dermal exposures during the manufacture of chromates.<br />
Table 5: Summary of occupational dermal exposure data from the Risk Assessment Report<br />
Industry<br />
Range of exposures<br />
(mg/cm 2 /day)<br />
Source<br />
Manufacture of the 5 chromates 0 - 0.1 EASE<br />
Manufacture of other Cr containing<br />
chemicals<br />
- dyestuffs 0.1 - 1 EASE<br />
- chrome tan 0 - 0.1 EASE<br />
Dermal exposure data on manufacturing process are given only for information as chromium<br />
compounds are no more manufactured in Europe (see <strong>Annex</strong> II).<br />
In the manufacture of the five chromate compounds dermal exposures were predicted to be 0 to 0.1<br />
mg/cm 2 /day during packing operations. It was not possible to predict dermal exposures during<br />
maintenance operations because of lack of information. Personal Protective Equipment (PPE) is<br />
worn during all manufacturing stages. PPE, properly selected and worn will significantly reduce<br />
exposure.<br />
In the manufacture of other chromium-containing chemicals dermal exposures most often occur<br />
during weighing and charging of reactants to vessels. In the manufacture of dyestuffs dermal<br />
exposure is predicted to be 0.1-1 mg/cm 2 /day. In chrome tan manufacture dermal exposures are<br />
predicted to be 0-0.1 mg/cm 2 /day (E.C., 2005).<br />
2.1.2 Workers exposure to sodium chromate specifically in Europe<br />
No information available.<br />
2.2 Exposure of the general population via consumer products<br />
Chromium (VI) compounds are not known to be present in greater than residual concentrations in<br />
products available directly to the consumer (E.C., 2005).<br />
2.2.1 Dyestuffs<br />
According to the Italian Textile and Health Association (Associazione Tessile e Salute, 2009)<br />
hexavalent chromium can be present in textiles which are dyed with post-chromating dyes when<br />
chromating conditions are not properly checked. Today, it is object of investigation in textiles, but<br />
the overall analyses made showed that it has been detected in very rare cases. Moreover, the Italian<br />
production, through the addition of a reduction after dyeing, ensures the absence of Cr (VI) in the<br />
textile product (see <strong>Annex</strong> IV for more information on the textile dyeing process using chromates).<br />
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2.2.2 Leather goods<br />
Concerning leather goods, most of the tanning within the EU is carried out using basic trivalent<br />
chromium (III) sulphate. Basic trivalent chromium sulphate manufactured within the EU contains<br />
no measurable Cr (VI) (Cross H.J. et al., 1997). Consequently, consumer exposure to Cr (VI) from<br />
leather goods based on leather tanned within the EU is expected to be insignificant.<br />
A French study (Martinetti R., 1994) has demonstrated that under specific conditions of humidity,<br />
ultraviolet-C light and pH, there is a possibility of transforming chromium (III) compounds into<br />
chromium (VI) compounds which could migrate from the leather. However research is still needed<br />
to better understand the transformation mechanism of chromium (III) to chromium (VI) in finished<br />
leather as well as the potential toxic effects to man at this very low range of values.<br />
Considering that health problems with chromium are mostly related to leather products (chromium<br />
is also found in textile products like dyed wool and silk), the German enforcement authorities<br />
strongly advise all those marketing leather products in Germany to ensure that the Cr (VI) content<br />
of the leather does not exceed 3 ppm which is the detection limit (CBI, 2008).<br />
2.3 Exposure of the general population via the environment<br />
Nonoccupational sources of exposure to chromium include food, air and water, but the levels are<br />
usually several orders of magnitude lower than those typically encountered in occupational<br />
situations (IARC, 1997).<br />
Releases of chromium (VI) from any sources are expected to be reduced to chromium (III) in most<br />
situations in the environment. The impact of chromium (VI) as such is therefore likely to be limited<br />
to the area around the source (E.C., 2005).<br />
2.3.1 Exposure via drinking water<br />
The concentration of chromium in water varies according to the type of the surrounding industrial<br />
sources and the nature of the underlying soils (WHO, 2000). For example, in the Netherlands, the<br />
chromium concentration of 76% of the supplies was below 1 µg/L and of 98% below 2 µg/L<br />
(WHO, 2003). As far as drinking water quality and consumer protection is concerned WHO and the<br />
European Union (under the Council Directive 98/83/EC of 3 November 1998 on the quality of<br />
water intended for human consumption) have established a guideline value of 50 µg/L for total<br />
chromium in drinking water (WHO, 2003).<br />
2.3.2 Exposure via food<br />
Food contains chromium at concentrations ranging from
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
Ranges of chromium levels in Member States of the European Union were given as follows: remote<br />
areas: 0-3 ng/m 3 , urban areas: 4-70 ng/m 3 and industrial areas: 5-200 ng/m 3 , e.g. the mean<br />
concentration of total chromium in air in the Netherlands varied from 2 to 5 ng/m 3 (WHO, 2003).<br />
Mass median diameters of chromium-containing particulates in ambient air have been reported to<br />
be in the range 1.5–1.9 µm (WHO, 2000). According to the EPA (US-EPA, 1998), chromium<br />
particles of small aerodynamic diameter (< 10 µm) will remain airborne for a long period.<br />
Consequently, population may be exposed to chromium through inhalation of ambient air.<br />
The retention of chromium compounds from inhalation, based on a 24-hour respiratory volume of<br />
20 m 3 in urban areas with an average chromium concentration of 50 ng/m 3 , is about 3–400 ng.<br />
Individual uptake may vary depending on concomitant exposure to other relevant factors, e.g.<br />
tobacco smoking, and on the distribution of the particle sizes in the inhaled aerosol (WHO, 2000).<br />
Mean chromium intakes (estimated total exposure) from food and water range from 52 to 943<br />
µg/day (WHO, 2003). The estimated total intake of chromium from air, water, and food by the<br />
general population in the United Kingdom is in the range 78–106 µg/day. Food contributed 93–98%<br />
of the total intake and water 1.9–7%. The contribution from air was negligible. In the Netherlands,<br />
the estimated mean daily chromium intake is 100 µg, with a range of 50–200 µg. In general, food<br />
appears to be the major source of intake. Drinking-water intake can, however, contribute<br />
substantially when total chromium levels are above 25 µg/L.<br />
2.3.4 Exposure via the environment (water, sediment, soil and food chain)<br />
The following information on exposure via the environment was taken from the Risk Assessment<br />
Report on chromium compounds, published by the ECB in 2005 (E.C., 2005).<br />
They are potential releases to water as some of the processes take place in water. Then released, the<br />
behaviour of chromium species in the environment can be influenced by environmental factors,<br />
such as pH and water hardness.<br />
In the Risk Assessment Report on chromium compounds, it was assumed that for acidic (or neutral,<br />
where high concentrations of reductants for chromium (VI) exist) soils, sediments and waters,<br />
chromium (VI) will be rapidly reduced to chromium (III) and that 3% of the chromium (III) formed<br />
will be oxidised back to chromium (VI). The net result of this is that of the estimated chromium<br />
(VI) release to the environment, 3% will remain as chromium (VI) and 97% will be converted to<br />
chromium (III). Consequently, exposure to chromium (VI) in the environment is expected to be<br />
reduced by the formation of chromium (III).<br />
Under less favourable conditions, e.g. alkaline conditions (~pH>8) and/or neutral conditions, where<br />
low concentrations of reductants for chromium (VI) exist, it will be assumed that the rate of<br />
reduction of chromium (VI) to chromium (III) is slow, with a long half-life of around 1 year. Such<br />
conditions are found in seawater, where a pH of around 8 is typical.<br />
In addition, chromium (VI) exists mainly as highly soluble oxoanions in the environment and is<br />
expected to be mobile in soils and sediments although its adsorption is pH dependent. As a<br />
consequence, exposures through soils and sediments are not likely to be significant.<br />
Moreover, there are no direct emissions to land, although the particulate emissions to air are likely<br />
to be deposited to land. Sludge application is another potential route to land; however, from<br />
comments from producers and users it is more usual for solid waste and sludges to be disposed of to<br />
landfill.<br />
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Chromium (VI) has been shown to be taken up by a wide range of organisms from water, sediment<br />
and soil. For fish, although uptake does occur, the bioconcentration factors for chromium (VI) are<br />
usually very low (~1 L/kg). However, the uptake of chromium by other organisms appears to be<br />
higher than seen for fish, although few of the experiments distinguish between chromium (VI) and<br />
chromium (III) concentrations in the organisms. Similar to the situation for fish, it is possible that<br />
once taken up by the organism, chromium (VI) is reduced to chromium (III) in the tissues, resulting<br />
in a build up of chromium (III) and hence an overestimate for the true bioconcentration factor for<br />
chromium (VI). BCFs of up to around 9,100 L/kg (on a mussel dry weight basis) for chromium (VI)<br />
and 2,800 L/kg (on a mussel dry weight basis) for chromium (III) have been determined in mussels,<br />
and BCFs of around 500 L/kg (on a cell dry weight basis) for chromium (VI) and 12,000-130,000<br />
L/kg (on a cell dry weight basis) for chromium (III) have been determined in algae. Transfer of<br />
chromium via the alga to bivalve, and sediment to bivalve food chains appears to be relatively low.<br />
However, in the Risk Assessment Report on chromium compounds, it was concluded that further<br />
work could be done to test whether the mussel-based food chain is of concern.<br />
3 IN<strong>FOR</strong>MATION ON ALTERNATIVES<br />
No data available<br />
4 RISK-RELATED IN<strong>FOR</strong>MATION<br />
In relation to human health related with chromium (VI) compounds, the Risk Assessment Report<br />
conducted in 2005 (E.C., 2005) concluded that further measures were needed to limit the risks for<br />
workers, consumers and humans via the environment, and that risk reduction measures which are<br />
already being applied shall be taken into account.<br />
In view of the genotoxic and carcinogenic properties of chromium (VI) the report concludes that<br />
there are concerns for all exposure scenarios. In addition, there are concerns for acute toxicity as a<br />
result of short-term peak exposures, for skin and eye irritation, respiratory tract sensory irritation,<br />
skin sensitisation, occupational asthma and reproductive toxicity (fertility and developmental<br />
toxicity). Therefore, these concerns are relevant for all chromates as well.<br />
Applying the existing workplace health and safety legislation can lead to adequate control of the<br />
inhalation risks of exposure to chromium (VI) compounds, assuming that the adequate control is<br />
defined as reducing the exposure to below 0.01 mg/m 3. . Even if it seems possible to reduce<br />
inhalation exposure below 0.01 mg/m 3 , this exposure average can however not be technically<br />
consistently maintained. Furthermore, some exposures (dermal route in particular) remain<br />
insufficiently monitored. At last, other concerns remain for health risks at this level of exposure.<br />
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Consultation of the industry<br />
OTHER IN<strong>FOR</strong>MATION<br />
A closed consultation focused on sodium chromate has been conducted at both the French and the<br />
European levels from the 18 th December 2009 to the 15 th January 2010, which has completed a<br />
previous French consultation on all chromium (VI) compounds.<br />
Comments and technical contributions have been received from the following industrial sectors:<br />
- chemical companies federation (UIC),<br />
- reagents and chemicals manufacturing (Carlo Erba Reactifs, Daiichi-sankyo),<br />
- pharmaceutical industry (Valdepharm),<br />
- metal production (French ores, industrial minerals and non ferrous metals Federation;<br />
French steel Federation),<br />
- mechanical industry (Technical centre for mechanical industry),<br />
- civil and military aircraft manufacturing (French aerospace industries association, Airbus<br />
industry, Eurocopter-EADS),<br />
- metal finishing (French metal finishing trade union),<br />
- nuclear power industry,<br />
- wood production for construction (OBBIA, CEI-Bois),<br />
- building materials manufacturing (Delachaux),<br />
- textile manufacturing and finishing (Italian Textile and Health Association),<br />
- etc.<br />
Grouping approach of chromium (VI) compounds<br />
Regarding the potential inclusion of several chromium (VI) compounds in the <strong>Annex</strong> XIV of<br />
REACH (“authorization list”) and according <strong>ECHA</strong>’s approach on substances prioritisation 1 , a<br />
grouping approach seems justified in order to prevent simple replacement of a substance that will be<br />
subjected to authorisation by another form of the substance which will not.<br />
Indeed, some shared uses have been identified amongst chromium (VI) compounds (especially in<br />
the metal finishing sector) and it appears possible within the same process to easily replace one<br />
compound by another of the same family (sodium dichromate and potassium dichromate for<br />
instance). Moreover it appears possible to produce on-site a compound which may be subjected to<br />
authorisation from another one, by relevant chemical processes.<br />
1 General Approach for Prioritisation of Substances of Very High Concern (SVHCs) for Inclusion in the List of<br />
Substances Subject to Autorisation. Document developed in the context of <strong>ECHA</strong>’s first Recommendation for the<br />
inclusion of substances in <strong>Annex</strong> XIV - 1 June 2009.<br />
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REFERENCES<br />
ASETSDefense. (2010). ASETSDefense (Advanced Surface Engineering Technologies for a<br />
Sustainable Defense) answer to AFSSET (French agency for environmental and occupational health<br />
safety) consultation on chromate compounds, 14 January 2010.<br />
Associazione Tessile e Salute. (2009). Associazione Tessile e Salute answer to AFSSET (French<br />
agency for environmental and occupational health safety) consultation on chromate compounds, 03<br />
December 2009.<br />
Bastarache E. (2010). Information taken from the Ceramicstoday website on January 2010 - link:<br />
http://www.ceramicstoday.com/articles/chrome_english.htm.<br />
CBI. (2008). Germany legislation: Chromium in leather and textile products (additional<br />
requirement). Information taken from the CBI Market Information Database available on this<br />
website: www.cbi.eu.<br />
Cross H.J., Faux S.P., Sadhra S. et al. (1997). Criteria Document for Hexavalent Chromium<br />
Commissioned by International Chromium Development Association (ICDA), Paris, France.<br />
E.C. (2005). European Union Risk Assessment Report - Chromium trioxide (CAS-No: 1333-82-0),<br />
sodium chromate (CAS-No:7775-11-3), sodium dichromate (CAS-No: 10588-01-9), ammonium<br />
dichromate (CAS-No: 7789-09-5) and potassium dichromate (CAS-No: 7778-50-9) Risk<br />
Assessment. 415 p. (EUR 21508 EN - Volume: 53).<br />
Elbetieha A., Al-Hamood M.H. (1997). Long-term exposure of male and female mice to trivalent<br />
and hexavalent chromium compounds: effect on fertility. Toxicology; 116(1-3):39-47.<br />
HSDB. Hazardous Substances Data Bank. (2005). http://toxnet.nlm.nih.gov/cgibin/sis/htmlgen?HSDB><br />
IARC. (1997). International Agency for Research on Cancer (IARC) Monographs on the evaluation<br />
of carcinogenic risks to humans - Volume 49 - Chromium, Nickel and Welding - Summary of data<br />
reported and evaluation.<br />
ICDA. (1998). Chromium in Timber Preservation. The chromium file n°5. Website - link:<br />
http://www.icdachromium.com/pdf/publications/crfile5nov98.htm.<br />
ICDA. (2001). Health effects of occupational exposures in chrome plating. The chromium file n°7.<br />
Website - link: http://www.icdachromium.com/pdf/publications/crfile7dec01.htm.<br />
INRS. (2005). Inventaire 2005 des agents CMR - Fiche du chromate de sodium (CAS n°7775-11-<br />
3). Website - link:<br />
http://chat.inrs.fr/cmr/publigen_cmr_v2.nsf/FrontOffice?OpenFrameset&Start=D:CAS_7775-11-3.<br />
Junaid M., Murthy C.M., Saxena D.K. (1996a). Embryotoxicity of orally administered chromium in<br />
mice: Exposure during the period of organogenesis. Toxicology Letters; 84(3):143-148.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
Junaid M., Murthy R.C., Saxena D.K. (1996b). Embryo- and fetotoxicity of chromium in<br />
pregestationally exposed mice. Bull. Environ. Contam. Toxicol.; 57(3):327-334.<br />
Martinetti R. (1994). Thèse: Contribution à la labellisation "écoproduit" de cuirs tannés aux sels de<br />
Chrome : étude de la mobilité du Chrome, Lyon-France : CTC, 27 October 1994.<br />
OSHA. (2008). Information taken from the Occupational Safety and Health Administration website<br />
- link: http://www.osha.gov/.<br />
SCOEL. (2004). Recommendation from the Scientific Committee on Occupational Exposure<br />
Limits: Risk assessment for Hexavalent chromium. (SCOEL/SUM/86).<br />
Trivedi B., Saxena D.K., Murthy R.C. et al. (1989). Embryotoxicity and fetotoxicity of orally<br />
administered hexavalent chromium in mice. Reproductive Toxicology; 3(5):275-278.<br />
US-EPA. (1998). Toxicological review of hexavalent chromium (CAS No 18540-29-9) in support<br />
of summary information on the integrated risk information system (IRIS). 70 p.<br />
US-EPA. (2000). Hazard summary on Chromium compounds on the US-EPA website - link:<br />
http://www.epa.gov/ttn/atw/hlthef/chromium.html.<br />
WHO. (2000). World Health Organization (WHO) air quality guidelines for Europe - 2nd edition.<br />
WHO. (2003). Chromium in drinking-water - background document for development of World<br />
Health Organization (WHO) Guidelines for drinking-water quality. (WHO/SDE/WSH/03.04/04).<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
ANNEXES<br />
26
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
1 <strong>Annex</strong> I: Human health hazard assessment<br />
This annex is given for information only. An <strong>Annex</strong> <strong>XV</strong> report on SVHC identification is indeed<br />
not the place to discuss the already agreed classification of sodium chromate. Its content is however<br />
a useful background in support to part II of this report.<br />
Most of the following information are taken from the Risk Assessment Report on chromium<br />
compounds (chromium trioxide, sodium dichromate, sodium chromate, ammonium dichromate and<br />
potassium dichromate), published by the ECB in 2005 (E.C., 2005). Please refer to the original<br />
document for more detailed information. It is likely that potassium chromate has not been<br />
prioritised for this risk assessment either because of a different hazard classification (considering<br />
that this substance is not classified reprotoxic contrary to the five other chromates) either because of<br />
less significant volumes and uses.<br />
However, considering that all chromate/dichromate ions produced from Cr (VI) compounds will<br />
behave similarly in biological tissues, other than the additional property of acidity and its potential<br />
influence on toxicity for chromium (VI) trioxide, it is assumed that all the Cr (VI) compounds can<br />
be treated as a common group.<br />
According to the hazard summary from the US EPA (US-EPA, 2000), the respiratory tract is the<br />
major target organ for chromium (VI) toxicity, for acute (short-term) and chronic (long-term)<br />
inhalation exposures. Shortness of breath, coughing, and wheezing were reported from a case of<br />
acute exposure to chromium (VI), while perforations and ulcerations of the septum, bronchitis,<br />
decreased pulmonary function, pneumonia, and other respiratory effects have been noted from<br />
chronic exposure. Epidemiological studies raise concerns for the carcinogenic potential of the Cr<br />
(VI) compounds. Animal studies have shown chromium (VI) to cause lung tumors via inhalation<br />
exposure.<br />
1.1 Toxicokinetics (absorption, metabolism, distribution and elimination)<br />
There is a reasonably good database available on the toxicokinetics of the Cr (VI) compounds under<br />
review, although there are relatively few human data. The available data indicate that generally Cr<br />
(VI) compounds are likely to behave in a similar manner in respect of toxicokinetics, and that the<br />
kinetic behaviour of these substances would be similar in those species studied, including humans.<br />
Following inhalation exposure, animal studies have shown that 20-30% of the administered Cr (VI)<br />
is absorbed via the respiratory tract. Highly water-soluble Cr (VI) is poorly absorbed via the<br />
gastrointestinal tract (only 2-9% of the dose was absorbed in human studies) due to reduction to the<br />
relatively poorly absorbed Cr (III). Only limited dermal absorption takes place through intact skin,<br />
with 1-4% Cr (VI) from an aqueous solution crossing the skin in guinea pig studies.<br />
According to results of animal testing, chromium species derived from these compounds can remain<br />
in the lungs for several weeks after inhalation exposure and also becomes bound to hemoglobin in<br />
erythrocytes for the lifespan of the cells. Part of Cr (VI) becomes reduced to Cr (III) after entering<br />
the body due to the influence of reducing agents, for example glutathione. Distribution is<br />
widespread even after a single dose and includes transfer of absorbed Cr (VI) across the placenta.<br />
Excretion occurs in urine and faeces. Repeated exposure leads to accumulation of chromium in<br />
several tissues, particularly the spleen because of uptake of senescent erythrocytes.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
1.2 Acute toxicity<br />
Highly water-soluble Cr (VI) compounds are very toxic by inhalation and toxic by ingestion. The<br />
respiratory tract and the kidney are damaged by these compounds following inhalation and oral<br />
exposure respectively. Although acutely harmful or toxic by the dermal route, more severe<br />
responses may be observed due to greater uptake via the skin if there is any prior or simultaneous<br />
damage to the skin. Depending upon the pH of the Cr (VI) solution, corrosive effects can occur on<br />
contact (see section 1.4 on corrosivity).<br />
1.3 Irritation<br />
Single application of a low concentration of highly water-soluble Cr (VI) in solution to undamaged<br />
human skin resulted in only a mild irritant response around the hair follicles. Animal data indicate<br />
that irritation occurs following single application to the skin for 4 hours. It is not possible to<br />
determine a clear concentration-response relationship for human skin irritation from the singleexposure<br />
animal or occupational data available. Repeated-exposure skin responses are considered<br />
under corrosivity (see section 1.4 on corrosivity).<br />
Significant damage to the eye can occur upon accidental exposure to highly water-soluble Cr (VI)<br />
compounds. Severe and persistent effects occur when there is contact with the low pH aqueous<br />
chromium (VI) trioxide or Cr (VI) solutions at high temperature. A number of case reports have<br />
detailed both inflammation of the cornea and conjunctivae and in more severe cases, corneal<br />
erosion and ulceration. The severity of response is increased by low pH or high temperature.<br />
Accidental eye contact with the corrosive aqueous chromium (VI) trioxide results in conjunctival<br />
congestion and necrosis and corneal oedema and opacity. It is not possible to determine a clear<br />
concentration-response relationship from the data available.<br />
In a very poorly-reported volunteer study, 10 subjects were apparently exposed to chromium (VI)<br />
trioxide at concentrations of 10-24 mg/m 3 (5-12 mg Cr (VI)/m 3 ) for “brief periods of time”. It was<br />
claimed that this exposure caused nasal irritation. According to the authors, exposure to lower but<br />
unspecified concentrations produced slight if any irritation of the upper respiratory tract. Given the<br />
poor reporting in this study the results cannot be considered to be reliable.<br />
Symptoms of sensory irritation of the respiratory tract are known to occur among chrome plating<br />
workers exposed to a mist of aqueous chromium (VI) trioxide. Since this is corrosive, such<br />
symptoms are to be expected. No quantitative data on such irritation are available from studies of<br />
workers. No studies reporting symptoms of sensory irritation are available for the other Cr (VI)<br />
compounds. Overall, it is not possible to determine a reliable concentration-response relationship<br />
for respiratory tract irritation using the available data.<br />
1.4 Corrosivity<br />
Highly water-soluble Cr (VI) compounds can cause very severe skin effects under certain<br />
conditions. In workers repeatedly exposed to highly water-soluble Cr (VI), where there is some<br />
slight initial damage to the skin, ulcers can develop which constitute a serious and persistent effect.<br />
Animal data are consistent with the observations made in humans. It is not possible to determine a<br />
clear concentration-response relationship for repeated-exposure human skin effects from the<br />
occupational data available and quantitative data could be misleading given the potential for severe<br />
effects resulting from repeated contamination of slightly damaged skin. Overall, highly watersoluble<br />
Cr (VI) compounds should be regarded as corrosive.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
1.5 Sensitisation<br />
Skin sensitisation resulting from contact with Cr (VI) is relatively common in humans working with<br />
the compounds. This has been demonstrated in patch testing of contact dermatitis patients and in<br />
investigations of various occupational groups. In addition, skin sensitisation potential has been<br />
clearly demonstrated in standard and modified guinea pig maximisation tests and in the mouse ear<br />
swelling test.<br />
Current understanding of the mechanism involved in the sensitisation indicates that Cr (III) is the<br />
ultimate hapten. Skin contact with Cr (VI) leads to penetration of Cr (VI) into the skin where it is<br />
reduced to Cr (III). There is some evidence for cross-reactivity between Cr (III) and Cr (VI); Cr<br />
(VI)-sensitised subjects may also react to Cr (III). Overall, it is not possible to reliably determine a<br />
threshold for either induction or challenge in an exposed population using the available data.<br />
According to Ceramicstoday (Bastarache E., 2010), hexavalent chromium can penetrate the skin<br />
where it is reduced to trivalent chromium which plays the role of an hapten; when fixed on a<br />
protein, it becomes a complete antigen. Chromate sensivity has proved fairly persistent once<br />
developed. Contact with textiles colored with chromate-based pigments can be sufficient to<br />
exacerbate the dermatitis. The wearing of leather shoes tanned with chromates can produce<br />
dermatitis of the feet if these are allowed to remain sweaty. In sensitized individuals, the absorption<br />
of chromium by pulmonary and/or oral way could cause an exzematous reaction. After cutaneous<br />
exposure to chromic acid, erosions of the skin may occur. These « chrome holes » initially appear<br />
as papular lesions, either singly or grouped, with central ulceration.<br />
The available case reports and evidence from well-conducted bronchial challenge tests, show that<br />
inhalation of Cr (VI) compounds can cause occupational asthma. As with skin, Cr (VI) - sensitised<br />
subjects may react to Cr (III). It is not possible to determine a no-effect level or exposure-response<br />
relationship for induction or elicitation of occupational asthma.<br />
1.6 Repeated dose toxicity<br />
Please refer to sections 1.4 and 1.5.<br />
1.7 Mutagenicity<br />
1.7.1 In vitro data<br />
There is a very large body of evidence indicating that the Cr (VI) ion in solution is directly<br />
mutagenic in in vitro systems. Extensive in vitro testing of highly water-soluble Cr (VI) compounds<br />
has produced positive results for point mutations and DNA damage in bacteria, point mutations,<br />
mitotic crossing-over, gene conversion, disomy and diploid in yeasts, and gene mutation, DNA<br />
damage, chromosome aberrations, sister chromatid exchanges and unscheduled DNA synthesis in<br />
mammalian cells.<br />
The in vitro genotoxicity of Cr (VI) was diminished considerably by the presence of reducing<br />
agents, in the form of tissue S9 or S12 fractions, gastric juice or reducing agents such as<br />
glutathione, ascorbate or sulphite. These all serve to reduce Cr (VI) to Cr (III) outside the cell<br />
therefore greatly reducing entry of chromium into the cell.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
1.7.2 In vivo data<br />
The genotoxicity of Cr (VI) compounds in vivo has been less extensively studied. Parenteral<br />
administration of sodium or potassium dichromate or potassium chromate to rats or mice resulted in<br />
significant increases in chromosome aberrations and micronucleated cells in the bone marrow and<br />
DNA single-strand breaks, interstrand cross-links and DNA-protein cross-links in the liver, kidneys<br />
and lung. A mouse spot test involving intraperitoneal injection of potassium chromate gave positive<br />
results. Oral studies have been negative but these employed lower dose levels and absorption is<br />
known to be poor by the oral route. Overall, water soluble Cr (VI) compounds are in vivo somatic<br />
cell mutagens in animal studies.<br />
A significant increase in post implantation deaths in a dominant lethal assay was reported in mice<br />
following intraperitoneal injection of potassium dichromate. Toxicokinetic data for water-soluble<br />
Cr (VI) compounds indicate that chromium will reach the germ cells following inhalation exposure<br />
(i.e. a relevant route of exposure for humans). Therefore taking these two observations together, it<br />
can be concluded that water-soluble Cr (VI) compounds have the potential to produce germ cell<br />
mutagenicity.<br />
1.7.3 Human data<br />
A few studies have been conducted in which circulating lymphocytes have been isolated from<br />
chromium-exposed workers and examined for chromosome aberrations, micronuclei, sister<br />
chromatid exchanges (SCE) and changes in chromosome numbers. In general, the results from<br />
better-conducted and reported studies including chromium plating workers in Japan and SS-MMA<br />
(manual metal arc on stainless steel) welders in Scandinavia have been negative.<br />
Evidence of genotoxicity has been reported in several other studies of chromate production workers<br />
in Eastern Europe and chromium plating workers in Italy. However the manner in which these were<br />
conducted and reported precludes full assessment of the significance of the findings.<br />
1.7.4 Summary and discussion of mutagenicity<br />
Few studies of genotoxic potential in humans are available. No evidence of genotoxic activity has<br />
been found in adequately-conducted studies in circulating lymphocytes from chromium exposed<br />
workers. In contrast, there is a vast array of genotoxicity data in vitro and less extensive testing in<br />
animals available. The evidence clearly indicates that highly water-soluble Cr (VI) compounds can<br />
produce significant mutagenic activity in vitro and in vivo. The Cr (VI) compound under<br />
consideration is therefore regarded as in vivo somatic cell mutagen. In addition, toxicokinetic and<br />
dominant lethal data suggest that water-soluble Cr (VI) has the potential to be an in vivo germ cell<br />
mutagen. For information and according to the American Conference of Governmental Industrial<br />
Hygienists (ACGIH) (Bastarache E., 2010), water-soluble hexavalent chromium compounds<br />
include: chromic acid, chromic acid anhydrides, monochromates and dichromates of sodium, of<br />
potassium, of ammonium, of lithium, of cesium, of rubidium. Water-insoluble hexavalent<br />
chromium compounds include: zinc chromate, calcium chromate, lead chromate, barium chromate,<br />
strontium chromate and sintered chromium trioxide.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
1.8 Carcinogenicity<br />
1.8.1 Carcinogenicity: oral<br />
No data available.<br />
1.8.2 Carcinogenicity: inhalation<br />
A few animal carcinogenicity studies were available. Results indicated that sodium dichromate was<br />
clearly carcinogenic, producing lung tumours when administered to rats by continuous inhalation of<br />
aqueous aerosol or long-term repeated intratracheal instillation in saline. Also, there was a single<br />
incidence of a squamous cell carcinoma of the pharynx after inhalation of sodium dichromate<br />
aerosol in rats.<br />
In rats and mice, inhalation studies using an aerosol or mist of chromium (VI) trioxide produced 1-2<br />
test group animals with lung tumours where such were mainly absent among corresponding<br />
controls. These studies suffered from some deficiencies in design such as small group size or<br />
inadequate dosing regimes. In two intrabronchial implantation studies in the rat, 1-2 animals with<br />
carcinomas of the respiratory tract were found in chromium (VI) trioxide-treated groups. No<br />
respiratory tract tumours were observed in controls in these studies.<br />
1.8.3 Carcinogenicity: dermal<br />
No data available.<br />
1.8.4 Carcinogenicity: human data<br />
A number of epidemiology studies investigated cancer risks among workers exposed to various<br />
forms of Cr (III) and Cr (VI). Unfortunately, detailed analysis of smoking habits is almost<br />
invariably absent. In chromate production, workers are exposed to Cr (III) during the production of<br />
Cr (VI) in water-soluble form e.g. sodium chromate. Although studies of chromate production have<br />
clearly established that there is an increase in lung cancer mortality, it is not clear precisely which<br />
Cr (VI) compound(s) produced the effect. An excess risk of lung cancer mortality has also been<br />
reported for workers in the chromate pigment production industry. However, this industry involves<br />
exposure to sparingly soluble or poorly soluble zinc or lead chromates as well as the sodium<br />
dichromate.<br />
Overall, it was concluded that chromium (VI) trioxide in solution is a human carcinogen but only<br />
limited information is available for the other Cr (VI) compounds.<br />
1.8.5 Summary and discussion of carcinogenicity<br />
Epidemiology data from chromate production, chromium pigment manufacture and other<br />
chromium-exposed groups showing clear increases in lung cancers cannot be specifically related to<br />
exposure to Cr (VI) compounds. However, it is highly probable that Cr (VI) ions in solution were<br />
the ultimate carcinogenic entity in these situations. Hence these epidemiological studies raise<br />
concerns for the carcinogenic potential of the Cr (VI) compounds.<br />
In animal carcinogenicity studies, sodium dichromate was carcinogenic in rats, causing lung tumour<br />
production, when given by repeated long term inhalation or intratracheal instillation. In rats and<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
mice, inhalation or intrabronchial implantation studies using chromium (VI) trioxide produced 1-2<br />
test group animals with lung tumours where such were mainly absent among corresponding<br />
controls. Thus, in animal studies there is some evidence of respiratory tract carcinogenic activity for<br />
sodium dichromate and chromium (VI) trioxide. Similar studies in rats using other Cr (VI)<br />
compounds, able to produce Cr (VI) in solution, produced carcinogenicity in the lung. Hence there<br />
is good reason from animal studies to be concerned about the carcinogenic potential of the Cr (VI)<br />
compounds, in terms of the inhalation route and the respiratory tract as a site of action. Data for the<br />
oral and dermal routes and carcinogenicity studies on the Cr (VI) compounds are not available.<br />
Chromium (VI) compounds might be expected to have potential to cause cancer on repeated oral or<br />
dermal exposure. In the case of the oral route, any systemic carcinogenic potential could be limited<br />
by poor absorption of Cr (VI), and reduction to Cr (III) within the gastrointestinal tract although site<br />
of contact activity would remain an issue. Similar considerations apply to the skin.<br />
Overall, therefore, the Cr (VI) compounds are considered to have proven or suspect carcinogenic<br />
potential. From the available information, and taking into account the genotoxic potential of these<br />
substances, it is not possible to identify any dose-response relationship or thresholds for this effect.<br />
1.9 Toxicity for reproduction<br />
1.9.1 Effects on fertility<br />
The effects of potassium dichromate on male and female fertility were investigated in sexually<br />
mature (7 weeks old) Swiss mice administered this hexavalent chromium compound in drinking<br />
water (Elbetieha A. and Al-Hamood M.H., 1997). Groups of 9-20 males were administered 0,<br />
1,000, 2,000, 4,000 or 5,000 mg/L potassium dichromate equivalent to doses of approximately 0,<br />
166, 333, 666, 833 mg/kg/day (0, 60, 120, 235, 290 mg Cr (VI)/kg/day) for 12 weeks and then<br />
mated for ten days, 1 male to 2 untreated females. The exposed males were then removed and 1<br />
week later the females were terminated. Similarly, groups of 11-18 females were administered 0,<br />
2,000 or 5,000 mg/L potassium dichromate equivalent to doses of approximately 0, 400, 1,000<br />
mg/kg/day (0, 140, 350 mg Cr (VI)/kg/day) for 12 weeks and then mated for ten days, 3 females to<br />
1 untreated male. One week after the removal of the males, the females were terminated. Number of<br />
pregnant females, total implantations, viable fetuses and resorptions were recorded. In addition,<br />
satellite groups of 10-13 males and 8-10 females administered 0, 2,000 (males only) or 5,000 mg/L<br />
potassium dichromate for 12 weeks were sacrificed at the end of the treatment. Body and<br />
reproductive organ weights were recorded in these animals. No explanation is provided in the study<br />
report concerning the variability in group size. Also, it is unclear how dose levels were selected.<br />
At higher concentrations, the treated animals consumed less water per day compared to the control<br />
group (no more details provided). It is unclear whether or not the dose was adjusted for the reduced<br />
water consumption or if these animals received a lower dose. There were no deaths or clinical signs<br />
of toxicity in any group of male or female mice exposed. Compared to the control group, a<br />
statistically significant reduction in absolute body weight of 10% and 12% was seen in satellite<br />
group males at 2,000 and 5,000 mg/L (the only two dose levels at which body weight was<br />
recorded), respectively. Body weight of satellite group females administered 5,000 mg/L potassium<br />
dichromate (the only dose at which body weight was recorded) was unaffected. Relative testes<br />
weights were statistically significantly increased at 2,000 (by 17.5%) and 5,000 mg/L (by 21.5%).<br />
Relative seminal vesicles and preputial gland weights were statistically significantly reduced at<br />
5,000 mg/L only (by 27% and 34%, respectively). A statistically significant increase in relative<br />
ovarian weight (by 50%) was reported at 5,000 mg/L. It is noted that in the absence of information<br />
on the absolute organ weights, the increase seen in relative testis weight could be accounted for by<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
the reduction in absolute body weight observed in males. It is also noted that, in the absence of<br />
histopathological examinations, it is difficult to interpret the toxicological significance of these<br />
organ weight changes.<br />
Compared to the control groups, the percentage of pregnant unexposed females mated with treated<br />
males and of pregnant exposed females mated with untreated males was unaffected by the<br />
treatment. The mean number of implantation sites was statistically significantly reduced in females<br />
impregnated by males treated with 2,000 (6.33 versus 8.18 in the control group) and 4,000 mg/L<br />
potassium dichromate (6.86 versus 8.18), but not with the highest dose (7.84 versus 8.18). Given<br />
the absence of a dose-response relationship, the toxicological significance of this finding is<br />
uncertain. However, it is possible that at higher concentrations, the actual doses the animals<br />
received were lower than the nominal doses, due to the reduced water consumption. There were no<br />
resorptions and dead fetuses in the control group and in the females impregnated by males treated<br />
with 2,000 or 4,000 mg/L potassium dichromate. However, 3 resorptions were noted in the females<br />
impregnated by males treated with the lowest dose (1,000 mg/L). Given the absence of a clear doseresponse<br />
relationship and that it is not clearly reported whether these findings occurred in one single<br />
litter or in different litters, the 3 resorptions seen at 1,000 mg/L are regarded as being incidental. A<br />
total number of 6 resorptions and of 6 dead fetuses was also observed in the females impregnated<br />
by males treated with the highest dose (5,000 mg/L). Although it is not reported whether these<br />
findings occurred in one single litter or in different litters, given the incidence, it is unlikely they<br />
occurred in one isolated litter. Hence, the fetolethality reported at this dose level (5,000 mg/L) is<br />
regarded as being treatment-related. The mean number of implantations and of viable fetuses was<br />
also statistically significantly reduced in females treated with 2,000 mg/L (7.35 versus 9.00 and<br />
6.55 versus 8.76, respectively) and 5,000 mg/L potassium dichromate (7.44 versus 9.00 and 5.88<br />
versus 8.76, respectively). There was also a statistically significant increase in the number of<br />
pregnant females with resorptions at 2,000 (53% versus 11%) and at 5,000 mg/L (63% versus 11%).<br />
Similarly, a total number of 37 and 14 resorptions (versus 4 in the control group) were observed at<br />
2,000 and 5,000 mg/L, respectively.<br />
Overall, the results of this study indicate that oral administration of potassium dichromate to mice<br />
for 12 weeks produced adverse effects on male and female fertility (reduced number of<br />
implantations) at 2,000 mg/L (333 mg/kg/day (120 mg Cr (VI)/kg/day) and 400 mg/kg/day (140 mg<br />
Cr (VI)/kg/day) in males and females, respectively) and above. These effects occurred, for the<br />
males, at dose levels at which a significant reduction in absolute body weight was noted. In the<br />
females, no effects on body weight were noted, but at the highest dose of 1,000 mg/kg/day (350 mg<br />
Cr (VI)/kg/day) there was a significant increase in relative ovarian weight. A NOAEL for these<br />
fertility effects of 1,000 mg/L (equivalent to 166 mg/kg/day potassium dichromate or 60 mg Cr<br />
(VI)/kg/day) was identified in males from this study. No NOAEL value was determined for the<br />
females as these fertility effects (reduced number of implantations) were reported even at the lowest<br />
dose tested of 2,000 mg/L (equivalent to 400 mg/kg/day potassium dichromate or 140 mg Cr<br />
(VI)/kg/day). A reduced number of viable fetuses and an increased number of resorptions were<br />
observed in females treated with 2,000 and 5,000 mg/L (400 and 1,000 mg/kg/day (140 and 350 mg<br />
Cr (VI)/kg/day)). In addition, an increased number of resorptions and dead fetuses were seen in<br />
untreated females impregnated by males given the highest dose of 5,000 mg/L (833 mg/kg/day (290<br />
mg Cr (VI)/kg/day).<br />
1.9.2 Developmental toxicity<br />
In a developmental toxicity study (Trivedi B. et al., 1989), groups of 10, 13, 12 and 10 pregnant<br />
female ITRC-bred albino mice were administered daily 0, 250, 500 and 1,000 ppm of potassium<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
dichromate (equivalent to doses of approximately 0, 60, 120 and 230 mg/kg/day (0, 20, 40 and 80<br />
mg Cr (VI)/kg/day)) in drinking water during gestation from day 0 (vaginal plug identified) to day<br />
19 when dams were sacrificed. At sacrifice, fetuses were subjected to routine external, visceral and<br />
skeletal examination, and levels of total chromium in the maternal blood, in the placenta and in the<br />
fetuses were measured.<br />
No deaths or clinical signs of toxicity were observed in any of the treated dams. Compared to<br />
controls, a statistically significant reduction in maternal body weight gain of 21% was seen at 500<br />
ppm, while at 1,000 ppm, a body weight loss of 4% was recorded. Body weight gain was also<br />
reduced by 18% at 250 ppm, although it did not attain statistical significance. No litters were<br />
produced at the top dose. Also, 3 females of the low-dose group and 2 females of the middose group<br />
did not have any litters. A dose-related (statistically significant in the mid-and highdose groups)<br />
increase in pre-implantation loss was seen across treated groups. There were no implantations<br />
(100% pre-implantation loss) in the dams treated with 1,000 ppm. Statistically significantly<br />
increased incidences of post-implantation losses and resorptions were observed at 250 and 500 ppm.<br />
There was also a dose-related (statistically significant in the mid-dose group) reduction in litter size<br />
at 250 and 500 ppm. Fetal weight and crown-rump length were statistically significantly reduced in<br />
the low- and mid-dose groups. No malformations or major skeletal abnormalities were observed. A<br />
statistically significant increased incidence of kinky tail and subdermal hemorrhagic patches and/or<br />
streaks on the snout, limbs, back, neck and tail was seen at 500 ppm. A statistically significantly<br />
reduced ossification in the phalangeal, sternebral, cranial, thoracic and caudal bones was observed<br />
in fetuses of dams treated with 500 ppm. Fetal cranial ossification was also significantly reduced at<br />
250 ppm. No significant abnormalities were seen during soft tissue examinations in any of the<br />
treated groups. Total chromium levels were significantly increased above levels in the control group<br />
for the maternal blood at 500 and 1,000 ppm, for the placenta at 250 and 500 ppm and for the fetal<br />
tissues at 500 ppm.<br />
The complete absence of implantations seen at 1,000 ppm was associated with marked maternal<br />
toxicity (body weight loss). A range of adverse effects on development was noted at 500 ppm.<br />
These effects occurred at a dose level at which there was a maternal body weight gain reduction of<br />
21%. However, since this reduction in body weight gain can be explained by the reduced litter size<br />
and the reduced fetal weight reported at this dose level, these findings may represent a direct effect<br />
of potassium dichromate on development. At 250 ppm, adverse effects on development (increased<br />
incidence of post-implantation losses and resorptions, reduced fetal weight, decreased crown-rump<br />
length and delayed cranial ossification) were observed in the absence of significant maternal<br />
toxicity and in association with significant placental levels of total chromium. It can be concluded<br />
from the results of this study that oral administration of potassium dichromate through drinking<br />
water to pregnant mice caused fetotoxic effects even at dose levels (250 and possibly 500 ppm) at<br />
which no maternal toxicity was observed. Thus, a NOAEL value of 120 mg/kg/day (40 mg Cr<br />
(VI)/kg/day) for maternal toxicity can be identified from this study, but no NOAEL can be<br />
identified for developmental effects as adverse effects were reported even at the lowest dose tested<br />
of 60 mg/kg/day (20 mg Cr (VI)/kg/day).<br />
Junaid et al. (Junaid M. et al., 1996a) exposed pregnant Swiss albino mice (10 per group) to 0, 250,<br />
500 or 750 ppm potassium dichromate in drinking water during days 6-14 of gestation. Dams were<br />
subject to caesarean section on day 19 and fetuses examined. Based on average daily water intakes,<br />
chromium levels received were and 2.00, 3.75 and 5.47 mg/mouse/day. Based on a bodyweight of<br />
30 g, the estimated intake of potassium dichromate was 190, 350 and 520 mg/kg/day (70, 125 and<br />
180 mg Cr (VI)/kg/day). There were no maternal deaths or clinical signs of toxicity but weight gain<br />
was decreased at 350 and 520 mg/kg/day (125 and 180 mg Cr (VI)/kg/day) (reductions of 8.2 and<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
24% respectively). The number of fetuses per litter was statistically significantly decreased by 20<br />
and 18%, fetal weight was decreased (by 13 and 20% respectively compared to controls) and the<br />
number of dead fetuses increased (3 in 2 litters, 12 in 7 litters respectively) at 350 and 520<br />
mg/kg/day (125 and 180 mg Cr (VI)/kg/day). Post implantation loss increased to statistically<br />
significant levels of 22 and 34% at 350 and 520 mg/kg/day (125 and 180 mg Cr (VI)/kg/day).<br />
Reduced ossification, incidence of dropped wrist and subdermal haemorrhagic patches were<br />
increased at these dose levels. Overall, chromium (VI) caused fetotoxicity but not malformations at<br />
350 mg/kg/day (125 mg Cr (VI)/kg/day), a dose level which did not produce overt signs of maternal<br />
toxicity but caused a small decrease in bodyweight gain. The NOAEL for fetal effects was 190<br />
mg/kg/day (70 mg Cr (VI)/kg/day).<br />
Other studies<br />
In a study (Junaid M. et al., 1996b) specifically performed to assess the effect of pregestational<br />
exposure to chromium on development, groups of 15 female Swiss albino mice of proven fertility<br />
were administered daily 0, 250, 500 or 750 ppm potassium dichromate (equivalent to doses of<br />
approximately 0, 63, 119 and 174 mg/kg/day (0, 20, 40 and 60 mg Cr (VI)/kg/day) in drinking<br />
water for 20 days. The animals were then immediately mated for 24 hours with untreated males,<br />
and, subsequently, 10 pregnant females were randomly selected from each group and sacrificed on<br />
day 19 of gestation. Both ovaries were removed from the dams to determine the number of corpora<br />
lutea. Numbers of implantations and resorptions were recorded and the fetuses were subjected to<br />
routine external, visceral and skeletal examination. In addition, at sacrifice, levels of total chromium<br />
in the maternal blood, in the placenta and in the fetal tissues were measured.<br />
No clinical signs of toxicity were observed in any of the treated females. Mortality (3/15) was noted<br />
at the top dose. Although autopsy of these animals could not establish the cause of death, given the<br />
number of deaths and the fact that they occurred at the highest dose, they are likely to be treatmentrelated.<br />
Body weight gain was unaffected during the treatment. However, during gestation, almost<br />
no body weight gain was seen in the top-dose dams, and a reduction in body weight gain of 14%<br />
was observed in the mid-dose dams. Compared to controls, a statistically significant reduction in the<br />
number of corpora lutea of 44% was noted at 750 ppm. Also, no implantations were seen in this<br />
group. The number of implantations was also statistically significantly reduced (by 29% of the<br />
control value) in the dams pregestationally treated with 500 ppm potassium dichromate. A doserelated<br />
(statistically significant in the mid-dose group) increase in pre-implantation loss was seen at<br />
250 and 500 ppm. Statistically significantly increased incidences of post-implantation losses were<br />
observed at 250 and 500 ppm, and of resorptions at 500 ppm. Fetal weight and crown-rump length<br />
were statistically significantly reduced in the low- and mid-dose groups. There was also a doserelated<br />
(statistically significantin the mid-dose group) reduction in litter size at 250 and 500 ppm.<br />
No malformations or major skeletal abnormalities were observed. A statistically significant<br />
increased incidence of kinky tail, short tail and subdermal hemorrhagic patches was seen at 500<br />
ppm. A statistically significant reduced ossification in the parietal, interparietal and caudal bones<br />
was observed in fetuses of dams pregestationally treated with 500 ppm. Fetal caudal ossification<br />
was also significantly reduced at 250 ppm. No significant abnormalities were seen during soft tissue<br />
examinations in any of the treated groups. Total chromium levels were significantly increased<br />
above levels in the control group for the maternal blood in all the treated groups, for the placenta at<br />
250 and 500 ppm and for the fetal tissues at 500 ppm.<br />
Overall, the results of this study indicate that pregestational oral administration through drinking<br />
water of potassium dichromate for 20 days to female mice produced adverse effects on female<br />
fertility (reduced number of corpora lutea and/or increased pre-implantation loss) at 500 ppm (119<br />
mg/kg/day (40 mg Cr (VI)/kg/day)) and above. Fetotoxic effects were also seen starting from the<br />
lowest dose level tested, 250 ppm (63 mg/kg/day (20 mg Cr(VI)/kg/day)). Significant maternal<br />
35
ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
toxicity (mortality) was observed at 750 ppm. Body weight gain was also dramatically reduced at<br />
this dose level. However, it is noted that this reduction was mainly due to the complete absence of<br />
implantations. No significant maternal toxicity was seen at the low and middose levels. Although<br />
there was a reduction in body weight gain of 14% at 500 ppm, this was accounted for by the<br />
reduced litter size and the reduced fetal weight. It is finally noted that significant levels of total<br />
chromium were found in all treated animals at sacrifice, i.e. at around 21 days after the end of the<br />
treatment. NOAEL values of 119 mg/kg/day (40 mg Cr (VI)/kg/day) and 63 mg/kg/day (20 mg Cr<br />
(VI)/kg/day) can be identified from this study for maternal toxicity and fertility effects respectively.<br />
No NOAEL can be identified for developmental effects. Developmental toxicity including<br />
increased post-implantation losses and resorptions, reduced litter size, fetal weight and crown-rump<br />
length, increased incidence of kinky tail, short tail and subdermal hemorrhagic patches, and delayed<br />
ossification of the parietal, interparietal and caudal bones, occurred even in the absence of maternal<br />
toxicity.<br />
1.9.3 Human data<br />
A poorly reported study of the course of pregnancy and childbirth in a group of women employed in<br />
a chromate production plant produced inconclusive results. Another study claimed that a group of<br />
women engaged in the production of “chromium compounds” showed a much greater incidence of<br />
pregnancy complications in comparison with a control group without occupational exposure to<br />
chromium. The type of exposure to chromium was not specified and the study is of poor quality. No<br />
conclusions can be drawn regarding any potential effects of chromium on reproduction in humans<br />
due to the poor quality of the investigations conducted.<br />
1.9.4 Summary and discussion of reproductive toxicity<br />
Human data relating to effects on reproduction are limited to poorly reported studies of female<br />
workers from which no conclusions can be drawn. There are three animal studies available which<br />
focus on fertility and developmental effects. Adverse effects were produced in mice receiving<br />
potassium dichromate for 12 weeks in drinking water at 333 mg/kg/day (120 mg Cr (VI)/kg/day)<br />
and 400 mg/kg/day (140 mg Cr (VI)/kg/day) and above in males and females respectively. A<br />
NOAEL of 166 mg/kg/day (60 mg Cr (VI)/kg/day) was identified in males but no NOAEL was<br />
found for females as 400 mg/kg/day was the lowest dose level tested. An increase in resorptions<br />
following treatment of males and a decrease in implantations in treated females were among the<br />
findings in this study. In another study, pregestational oral administration of potassium dichromate<br />
in drinking water to female mice produced adverse effects on fertility (reduced number of corpora<br />
lutea and increased pre-implantation loss) at 500 ppm (119 mg/kg/day (40 mg Cr (VI)/kg/day)) and<br />
above. NOAEL values of 119 mg/kg/day (40 mg Cr (VI)/kg/day) and 63 mg/kg/day (20 mg Cr<br />
(VI)/kg/day) can be identified from this study for maternal toxicity and fertility effects respectively.<br />
In a third study, fetotoxicity, including post-implantation losses, has been observed in the mouse<br />
following administration of potassium dichromate in drinking water during gestation (days 0-19).<br />
Significant developmental effects occurred at the lowest dose level tested, 60 mg/kg/day (20 mg Cr<br />
(VI)/kg/day) in the absence of maternal toxicity. Therefore no developmental NOAEL was<br />
determined. Qualitatively similar results were obtained in another study in which (350 mg/kg)<br />
potassium dichromate (125 mg Cr (VI)/kg) was administered for a shorter period, on days 6-14 of<br />
gestation.<br />
Overall, highly water-soluble chromium (VI) compounds should be considered to be developmental<br />
toxicants in the mouse. These findings can be regarded as relevant to humans.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
It is noted that some of the adverse effects on reproduction observed in animal studies may be<br />
related to the germ cell mutagenicity of these chromium (VI) compounds (see Mutagenicity<br />
section).<br />
No reproductive toxicity studies are available using the inhalation or dermal routes of exposure.<br />
1.10 Other effects<br />
Not relevant for this <strong>dossier</strong>.<br />
1.11 Derivation of DNEL(s) or other quantitative or qualitative measure for dose response<br />
Not relevant for this <strong>dossier</strong>.<br />
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2 <strong>Annex</strong> II : Overall description of chromium manufacturing and chromium uses<br />
Following information has been compiled and summarized from HSDB (HSDB, 2005) (general<br />
entry for chromium ions and inorganic and organic chromium compounds), the European Risk<br />
Assessment Report (E.C., 2005) and from the following industrial websites:<br />
- http://www.elementischromium.com/products/manufacturing.htm<br />
- http://www.icdachromium.com/home.php#<br />
2.1 Manufacture<br />
Chromium is mined outside of the EU as chromite (FeCr2O4) ore which contains trivalent chromic<br />
oxide and this is oxidised to sodium chromate during kiln roasting in the chromate-producing<br />
industry (SCOEL, 2004). Chromite ore and soda ash (sodium carbonate) and sometimes ground<br />
lime, limestone or dolomite are the principal raw materials in the manufacture of chromium<br />
chemicals. These compounds are subjected to a high temperature calcination process to produce<br />
sodium chromate. The vast majority of sodium chromate produced is then reacted with sulphuric<br />
acid to produce sodium dichromate liquor with sodium sulphate as a co-product. The sodium<br />
dichromate is used as the derivative to manufacture the whole range of chromium based chemicals.<br />
Process of manufacturing is illustrated in Figure A1. Hexavalent compounds, with the exception of<br />
some small amounts in minerals, do not occur naturally in the environment but are formed from<br />
trivalent chromium during chromate-production processes.<br />
Only one EU producer has been listed since 2004 in UK and only manufactured sodium dichromate.<br />
This plant has closed down in 2009. Main manufacturers are now located in South Africa and main<br />
EU importers are located in UK. Companies wishing to use chromate compounds must use<br />
imported sources.<br />
2.2 Main applications and uses of chromium and chromium compounds referenced in<br />
literature<br />
Three main sectors of activity using chromium compounds can be distinguished.<br />
2.2.1 Alloy and chromium metal production<br />
Of the world's total production of chromite, approximately 95% is smelted into ferrochromium<br />
alloys. These are for subsequent use in the stainless steel, steel and other alloy industries.<br />
Chromium metal, composed of nearly 100% chromium, is produced by the aluminothermic or<br />
electrolytic process. It is mainly used for specialty alloys.<br />
Main uses referenced by HSDB (HSDB, 2005) are fabrication of alloys, preparation of alloy steels<br />
to enhance corrosion and heat resistance and production of non-ferrous alloys to impart special<br />
qualities to the alloys.<br />
2.2.2 Refractory applications<br />
Production of chromite for refractory use and foundry sands is about 3% of world production of<br />
chromite. Refractory chromite is used in sectors of ferrous and non-ferrous metallurgy, in cement<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
kilns and in the glass industry. Pure chromium oxide is used alone or together with alumina,<br />
zirconia and silica for high temperature and attack resistant refractories.<br />
2.2.3 Chromium chemicals manufacturing and related uses<br />
2% of the world's production of chromite was used in 2008 for manufacturing a variety of<br />
chromium chemicals (including chromium (VI) compounds) from conversion of sodium chromate<br />
(sodium dichromate, ammonium and potassium dichromate, chromic acid, chromic oxide and basic<br />
chromium sulphate, etc.).<br />
The earliest use of chromium chemicals was during or before the 19 th century for colour and<br />
pigment applications, due to their very bright colours in clear yellow, orange, green, turquoise and<br />
blue. Main uses referenced by HSDB are manufacturing of coloured pigments used in dyes, paints<br />
and plastics, ceramics, cements, papers, rubbers, composition floor covering, surface finishes and<br />
other materials.<br />
The second largest use of chromium chemicals is in the metal finishing industry. Chromium is<br />
actually known for its luster when polished and its protection when coated on metal surfaces. It is<br />
used as a protective, decorative and increased wear resistance by coating in the sector of metal<br />
finishing on vehicles parts, plumbing fixtures, furniture parts and many other items, usually applied<br />
by electroplating.<br />
Chromium is also regarded with great interest because of its high corrosion resistance and hardness.<br />
A major development was actually the discovery that steel could be made highly resistant to<br />
corrosion and discoloration by adding chromium and nickel to form stainless steel and special high<br />
chromium content super-alloys used in gas turbine engines. Besides decorative plating, hard<br />
chromium plating is applied extensively to corrosion and wear resistant engineering surfaces and to<br />
pickling of plastics. Chromium plating is usually made from chromic acid. Stainless steel<br />
manufacturing and chrome (electro)plating are currently the highest-volume uses of chromium.<br />
Primer paints containing hexavalent chromium is still widely used for aerospace and automobile<br />
fishing applications regarding the resistance to corrosion.<br />
Other smaller uses are the following:<br />
- mordant in textile industry in dyeing silk treating, printing, and moth proofing wool,<br />
- tanning in leather industry,<br />
- fixing baths in photographic,<br />
- catalytic manufacture (catalysts for halogenation, alkylation, and catalytic cracking of<br />
hydrocarbons, etc.)<br />
- fuel additives and propellant additives in ceramics,<br />
- fabrication of magnetic tapes,<br />
- use in cooling “fluids”,<br />
- use in wood preservatives,<br />
- use in medicine as astringents and antiseptics,<br />
- etc.<br />
This multiplicity of uses explains that chromium is commonly found in a wide range of articles such<br />
as aircrafts, motorcars, barrels, buses, cans, electrical appliances, flatware, hardware, lumber,<br />
pharmaceuticals, pigments and dyes, railroad equipment, ships, etc.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
Specific application in wood preservation:<br />
Potassium dichromate, sodium dichromate and chromium trioxide have been used in the<br />
formulation of water-borne wood preservatives for about a century (ICDA, 1998). They function as<br />
essential chemical fixatives for the copper and other fungicidal and insecticidal components in the<br />
widely used chromated-copper preservatives, of which the best known example is CCA (copperchrome-arsenic<br />
mixture). Studies have shown that chromium in these preservatives has little or no<br />
direct action against decay fungi. However, stabilisation of the other preservative components<br />
achieved through valency state reduction of chromium makes them resistant to leaching and<br />
provides the treated wood with long-term durability against fungal and insect attack, even in high<br />
risk environments. It should be noted that chromium compounds have virtually no fungicidal (or<br />
insecticidal) activity in wood. Despite the long and successful history of use of chromate containing<br />
wood preservatives, a number of regulatory authorities have and are considering restrictions or bans<br />
on their use for certain products; interestingly, CCA preservatives are still permitted for timber for<br />
export and for local heavy duty applications.<br />
Now, the use of potassium dichromate and sodium dichromate in the formulation of wood<br />
preservatives is not allowed in Europe following European Commission decision of the 5 th of<br />
December 2007 on the basis of the 27 th meeting of representatives of Member States Competent<br />
Authorities for the implementation of Directive 98/8/EC concerning the placing of biocidal products<br />
on the market (“Way forward on chromium”). The harmonized approach taken is the following: in<br />
order to ensure that chromic acid in wood preservatives has none or a negligible biocidal activity,<br />
chromium-containing wood preservatives meeting the following requirements on their composition<br />
and use shall be allowed to remain on the market. No other form than chromic acid (chromium<br />
trioxide) should be allowed in the product. Other chromium compounds, such as potassium<br />
dichromate or sodium dichromate should not be allowed, as no data have been provided to<br />
demonstrate that these compounds have no, or only a negligible, biocidal activity. This approach<br />
has however not been endorsed by several countries (UK, IE, LT and HU).<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
Chromite<br />
Figure A1: Example of chromium compounds manufacturing process (from ICDA website)<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
3 <strong>Annex</strong> III: Treatment and coating of metals, metal finishing processes using<br />
chromium (VI) compounds<br />
The main process which involves chromium is electroplating (chrome plating), but other uses are in<br />
conversion coatings (passivating and anodising) and in brightening (E.C., 2005). The electroplating<br />
sector constitutes approximately 43% of the total number of companies with metal finishing<br />
activities.<br />
According to the industry (French consultation, 2010), main activities of the metal finishing sector<br />
using chromate compounds are anodising application, chemical and electrolytic coatings and paints,<br />
which represent respectively 5%, 24% and 32% of the total metal finishing activity. Main purposes<br />
of metal treatments are appearance improving (12%), resistance to corrosion (46%), wear resistance<br />
(24%) and others (electrical conductivity, etc.).<br />
The distribution of chromium (VI) compounds used by metal finishing workshops to prepare<br />
treatment baths (all merged processes) was in 2004 according to the French Metal Finishing Trade<br />
Union:<br />
• chromium trioxide 64% (meaning that 64% of all metal treatment baths are prepared from<br />
chromium trioxide),<br />
• potassium dichromate 17%,<br />
• sodium dichromate 17%,<br />
• ammonium dichromate 2%,<br />
• potassium chromate 2%.<br />
3.1 Formulation of metal treatment products<br />
There are many different companies throughout the EU who make formulations for use in metal<br />
treatment (E.C., 2005). The formulations are usually confidential. However, the same two basic<br />
mixing processes are used to manufacture them: dry mixes or liquid mixes. The process is<br />
essentially one of mixing components together into a product and then packaging. Chromium<br />
trioxide is the most common chromium (VI) compound used.<br />
3.2 Conversion coating (usually called chromate conversion coating – CCC) or<br />
chromating<br />
Conversion coatings are produced by the chemical treatment of metallic surfaces to give a barrier<br />
layer of complex chromium compounds on the metal surface, to protect the base metal from<br />
corrosion (E.C., 2005). It can also provide a good base for subsequent painting, give a chemical<br />
polish and/or colour the metal.<br />
There is a range of processes which fit under this heading; the two involving chromium compounds<br />
are passivating and anodising. Passivating is a chemical treatment applied to a metal product to<br />
enhance corrosion resistance whereas anodising is an electrolytic process designed to produce an<br />
oxide film integral with the surface of the metal. The compositions of the treatment baths are<br />
proprietary and can vary greatly and may contain either chrome (VI) or chrome (III). The coatings<br />
can be applied either by immersion or electrolytically (E.C., 2005).<br />
Chromate conversion coating is a type of conversion coating applied to passivate aluminium, zinc,<br />
cadmium, copper, silver, magnesium, tin and their alloys to slow corrosion and to make metalplated<br />
parts more durable. The strong oxidative properties of chromates are used to deposit a<br />
protective oxide layer of complex chromium compounds on metallic surfaces to protect the base<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
metal from corrosion. This passivation and the self healing properties by the chromate stored in the<br />
chromate conversion coating, which is capable to migrate to local defects, are the benefits of this<br />
coating method. It can also provide a good base for subsequent painting, give a chemical polish<br />
and/or colour the metal.<br />
The chromate coating acts like a paint, protecting the zinc from white corrosion, this can make the<br />
part several times more durable depending on chromate layer thickness. It cannot be applied<br />
directly to steel or iron, and does not enhance zinc's cathodic protection of the underlying steel from<br />
brown corrosion. It is also commonly used on aluminium alloy parts in the aircraft industry where it<br />
is often called chemical film, or the well known brand name Alodine. It has additional value as a<br />
primer for subsequent organic coatings, as untreated metal, especially aluminium, is difficult to<br />
paint or glue. Chromated parts retain their electrical conductivity to varying degrees, depending on<br />
coating thickness. The process may be used to add color for decorative or identification purposes.<br />
Coating thickness vary from a few nanometers to a few micrometers thick.<br />
The protective effect of chromate coatings on zinc is indicated by color, progressing from clear/blue<br />
to yellow, gold, olive drab and black. Darker coatings generally provide more corrosion resistance.<br />
Chromate conversion coatings are common on everyday items such as hardware and tools and<br />
usually have a distinctive yellow color.<br />
The composition of chromate conversion solutions varies widely depending on the material to be<br />
coated and the desired effect. Most solution compositions are proprietary. The widely used Cronak<br />
process for zinc and cadmium consists of 5–10 seconds of immersion at room temperature in a<br />
solution of 182 g/L sodium dichromate crystals (Na2Cr2O72H2O) and 6 mL/L concentrated sulfuric<br />
acid.<br />
Anodising of aluminium is an electrolytic passivation process used to increase the thickness of the<br />
natural oxide layer on the surface of metal parts. Anodising increases corrosion resistance and wear<br />
resistance, and provides better adhesion for paint primers and glues than bare metal. The most<br />
widely used anodising specification, MIL-A-8625, defines three types of aluminium anodisation:<br />
Type I is chromic acid anodisation, Type II is sulfuric acid anodisation and Type III is sulfuric<br />
acid hardcoat anodisation. The oldest anodising process uses chromic acid which does not lead to<br />
the deposition of chromium but uses chromic acid as electrolyte in the solution. It is widely known<br />
as the Bengough-Stuart process. In the UK it is normally specified as Def Stan 03/24 and used in<br />
areas that are prone to come into contact with propellants etc. There are also Boeing and Airbus<br />
standards. Chromic acid produces thinner, 0.5 µm to 18 µm more opaque films that are softer,<br />
ductile, and to a degree self-healing. They are harder to dye and may be applied as a pretreatment<br />
before painting. A sealing is usual needed after anodising and uses different processes, particularly<br />
potassium dichromate salt (please see infra).<br />
3.3 Sealing after anodising<br />
Acidic anodising solutions produce pores in the anodised coating. These pores can absorb dyes and<br />
retain lubricants, but are also an avenue for corrosion. When lubrication properties are not critical,<br />
they are usually sealed after dyeing to increase corrosion resistance and dye retention. Different<br />
types of sealing exist. Teflon, nickel acetate, cobalt acetate, and hot sodium or potassium<br />
dichromate seals are commonly used. Dichromate compounds are often used for this purpose in the<br />
aeronautic sectors which use aluminium alloys 2024 and 2019.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
3.4 Chrome (electro)plating or chrome dipping or chroming<br />
Chrome plating, often referred to simply as chrome, is a technique of electroplating a thin layer of<br />
chromium onto a metal object. Chrome is only applied by electroplating. Chromium plating is<br />
mainly done either to increase resistance to rust and corrosion, to facilitate cleaning procedures, to<br />
increase surface hardness and resistance to wear and tear (hard chrome plating) or for decoration<br />
and aesthetic reasons, in order to achieve a shining surface (decorative chrome plating). The surface<br />
thickness for the former is typically 10 to 1000 µm, for the latter, between 0.25 and 1.0 µm.<br />
3.4.1 Chrome plating methods<br />
There are two types of industrial chrome plating solutions:<br />
1. Hexavalent chromium baths which main ingredient is chromic anhydre. When mixed with<br />
acid, chromate ions CrO4 2- , first form dichromate ions Cr2O7 2- , then chromic acid H2CrO4.<br />
Solutions containing chromic acid are powerfully oxidizing and highly corrosive.<br />
2. Trivalent chromium baths whose main ingredient is chromium sulfate or chromium chloride<br />
The component will generally go through these different stages.<br />
• Degreasing to remove heavy soiling.<br />
• Manual cleaning to remove all residual traces of dirt and surface impurities.<br />
• Various pretreatments depending on the substrate.<br />
• Placed into the chrome plating vat and allowed to warm to solution temperature.<br />
• Plating current applied and component is left for the required time to attain thickness.<br />
There are four methods of chromium plating: barrel; manual; semi-automatic and automatic (E.C.,<br />
2005).<br />
Barrel plating is used for plating small parts at low cost. Either the parts and solution are rotated<br />
together in an open-ended barrel or parts are enclosed in a cage and transferred manually or<br />
automatically from one plating solution to another. The advantages of using barrel plating are low<br />
cost and a more enclosed process, so reducing exposure to the plating solutions.<br />
Manual plating is a series of tanks that contain the appropriate plating and cleaning solutions. Parts<br />
are placed on racks or hangers and manually transferred from tank to tank. This type of plating<br />
process is labour intensive and, as platers spend a larger proportion of their working time at the<br />
tanks, there is a relatively higher risk of exposure. However, the use of this method is declining<br />
because of the high costs associated with labour intensive processes.<br />
In semi-automatic plating, parts are manually loaded on to jigs and then the operator moves the jigs<br />
between the baths using an overhead hoist in a predetermined sequence. The operator usually stands<br />
on a platform by the side of the plating line. This method usually results in lower exposure than<br />
manual plating as the operators can distance themselves from the plating solutions for large<br />
amounts of time.<br />
The main difference between automatic and semi-automatic plating is that the movement of the jigs<br />
is controlled electronically in automatic plating and therefore the operator spends very little time<br />
near the plating solutions, except when there is a problem with the process.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
3.4.2 Chrome plating processes<br />
There are two main distinct types of chromium plating processes; decorative and hard chrome<br />
plating. It is possible to use chromium (III) salts for decorative chrome plating and there has been<br />
an increase in chromium (III) decorative plating in recent years at the expense of chromium (VI)<br />
decorative plating (E.C., 2005).<br />
Hard chrome plating is chrome plating that has been applied as a fairly heavy coating (usually<br />
measured in thousandths of an inch) for wear resistance, lubricity, oil retention, and other 'wear'<br />
purposes. Some examples would be hydraulic cylinder rods, rollers, piston rings, mold surfaces,<br />
thread guides, gun bores, etc. 'Hard chrome' is not really harder than other chrome plating, it is<br />
called hard chromium because it is thick enough that a hardness measurement can be performed on<br />
it, whereas decorative chrome plating is only millionths of an inch thick and will break if a hardness<br />
test is conducted, so its hardness cannot really be measured directly.<br />
Decorative chrome plating is sometimes called nickel-chrome plating because it always involves<br />
electroplating nickel onto the object before plating the chrome (it sometimes also involves<br />
electroplating copper onto the object before the nickel, too). The nickel plating provides the<br />
smoothness, much of the corrosion resistance, and most of the reflectivity. The chrome plating is<br />
exceptionally thin, measured in millionths of an inch rather than in thousandths. Nickel plating is<br />
the main touch of a decorative chrome plated surface (such as a chrome plated wheel or truck<br />
bumper). The chrome adds a bluish cast (compared to the somewhat yellowish cast of nickel),<br />
protects the nickel against tarnish, minimizes scratching, and symbiotically contributes to corrosion<br />
resistance. Without such nickel undercoating no reflective and decorative surface is possible.<br />
The most important issue for durable chrome plating for outdoor exposure such as on a vehicle is<br />
that at least two layers of nickel plating are needed before the chrome layer called "duplex nickel<br />
plating": semi-bright nickel followed by bright nickel. The reason for this involves galvanic<br />
corrosion issues. The bright nickel is anodic to the semi-bright nickel, and sacrificially protects it,<br />
spreading the corrosion forces laterally instead of allowing them to penetrate through to the steel.<br />
Electrolytic chromium/chromium oxide coated steel (E.C., 2005)<br />
Steels used in packaging, e.g. cans, are non-alloyed steel flat products and are used for drinks or<br />
food products. Depending on the application, the steel can be covered with a metal coating (tin or<br />
chromium) or with an additional organic coating. The two main steels used for packaging products<br />
are tinplate and electrolytic chromium coated steel (ECCS). Their technical specifications are<br />
described in EN10202. They are both certified for food contact materials. After tinning, tinplate is<br />
subject to a passivation treatment in which chromium and chromium oxides are deposited on to the<br />
surface, to improve resistance to oxidation and improve suitability for lacquering and printing. The<br />
most widely used passivation process for tinplate is a cathodic treatment in a solution of sodium<br />
dichromate (3.5 to 9 mg/m 2 ). ECCS is always used lacquered. On the surface of the strip a coating<br />
mass between 50 and 140 mg/m 2 (total chromium) is applied. Chromium (VI) is used in both<br />
processes, but is reduced to chromium metal and chromium (III) on the final product. Consumer<br />
exposure to chromium (VI) is therefore likely to be negligible from this source.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
3.4.3 Brightening<br />
This process may be part of the surface preparation before a major process such as electroplating.<br />
Chromates are used only for copper, zinc and their alloys. Brightening basically involves dipping<br />
the substrate into a solution of chromium salts to remove scale, oxide films and tarnish. Chromate<br />
baths are not normally made up specifically for this purpose, but where a bath is already made up<br />
for plating or other use it may also be used for this purpose (E.C., 2005).<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
4 <strong>Annex</strong> IV: Uses of chromium (VI) salts in the textile sector (process)<br />
This information is drawn from the Italian Textile and Health Association (Associazione Tessile e<br />
Salute, 2009). The entire document focuses on the use of sodium dichromate in dyeing of textile<br />
fibres (processes, control of human exposure - workers during the process and consumer through<br />
the articles-, control of environment exposure, waste management, etc.). This information is<br />
expected to be also valid for other Cr (VI) compounds used for the same purpose and process.<br />
4.1 Dyeing of protein fibres<br />
The use of sodium dichromate is based on a oxidation-reduction reaction which transforms the<br />
hexavalent chromium chemical into the corresponding trivalent chromium, with following creation<br />
of a stable complex between this and the dyeing molecule uniformly diffused and chemically bound<br />
inside the fibres.<br />
Furthermore, hexavalent chromium added in the dyeing bath totally binds to the fibre as it does not<br />
exceed the material thanks to the stoichiometric dyeing method adopted.<br />
The percentages to use according to the material weight vary between 0.1 and 3% of solution<br />
dichromate. The process is divided into three phases:<br />
- First phase: ordinary dyeing with acid dyes<br />
- Second phase: the called “chromating” process, which uses sodium dichromate, working at a<br />
temperature of 94-96°C for a variable time between 30 and 40 minutes<br />
- Third phase: reduction (with thiosulphate and/or washing).<br />
The dyeing and chromating processes are carried out in closed containers whereas the exhausted<br />
dyeing baths are drained through pipes which ensure their transport to the company’s and /or<br />
cooperative depuration system.<br />
When applied to tops, the dyed material often undergoes further washing with ammonia and soap at<br />
a temperature between 30 and 40°C in continuous machines, called “backwashing machines”,<br />
which guarantee the fibre sliver to be deeper cleaned during the transport to the company’s or<br />
cooperative depuration plant.<br />
The chemical agent is used as a solution and this strongly limits the risks for the operators; in fact<br />
the main risk is represented by inhalation and being the agent vapour tension in the form of metal<br />
ion practically void, its presence as aerosol in the working place is quite improbable.<br />
Moreover, a deliberate exposure by skin contact or ingestion is absolutely to exclude because eating<br />
and/or drinking is strictly forbidden in the working place, also with regard to how the chemical<br />
agent is used in a closed system.<br />
The closed circuit dosing system is equipped with a storage tank, into which the external supplier<br />
let the liquid chemical agent flow; this tank must be positioned in such a way so as to ensure<br />
conveyance of any accidental release to the depuration plant and to prevent its drying. The dosing<br />
system must also be equipped with highly precise volumetric weighing system and automatic<br />
distribution to the dying devices by means of a piping network.<br />
In the rare event that the quantity of sodium dichromate to be used is so small that the automatic<br />
dosing system cannot be employed (dyeing of minimum quantities or lab tests), all the operations<br />
shall be carried out with the aid of personal protection devices like nitril gloves, glasses, mask.<br />
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ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />
Furthermore, it can be affirmed that at the end of the dyeing cycle, when the textile is still inside the<br />
dyeing apparatus and prior to sampling (when the colour compliance is checked), the whole<br />
quantity of hexavalent chromium has been already reduced to trivalent chromium as a security for<br />
the operators.<br />
4.2 Chemical reaction with fibre and dyestuff<br />
Cr (III) salt is not used as mordant since the treatment should take place in acid environment and at<br />
such conditions that wool with protonatized sites would not only bind with Cr³ + ions but on the<br />
contrary would tendentially repel them. This is the reason why Cr 6+ as Cr2O7 — . anion is used.<br />
Reacting with dichromate in acid environment, Cr2O7 — anion is first fixed by ionic bond to the<br />
protonatized amino groups of the wool and then reduced by reaction with wool reducing groups,<br />
among which the -S-S- cystine group:<br />
Cr2O7 -- + 6 and - + 14 H + ↔ 2 Cr 3+ + 7 H2O<br />
Now Cr 3+ ion is already distributed inside the fibre and can bind with - COOH groups of the wool<br />
and form complexes with the dye, furthermore with a less acid pH it can also bind with the amino<br />
compounds of the fibre by means of coordinative linking.<br />
In practice, there take place the simultaneous Cr 6+ reduction and Cr 3+ combination with the dye in<br />
the fibre.<br />
In this way the Cr (III) ion works as linking species between fibre and dye, and this explains the<br />
high colour fastness levels obtained with these dyes.<br />
4.3 Subsequent processes<br />
The need to assess also the processes downstream the dyeing cycle is due to the assumption that<br />
should a residual part of hexavalent chromium be present inside the dyed material, this could cause<br />
exposure to inhalation by the operators in the downstream production areas because of the<br />
formation of fibrous particulate caused by mechanical operations, like for example the blending of<br />
top slivers.<br />
Actually, the stoichiometric use of the chemical agent according to the type and quantity of the<br />
material to be processed and to the dye intensity implies the almost total absence of residual<br />
hexavalent chromium inside the dyed textile.<br />
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