29.07.2013 Views

Annex XV dossier PROPOSAL FOR IDENTIFICATION OF A ... - ECHA

Annex XV dossier PROPOSAL FOR IDENTIFICATION OF A ... - ECHA

Annex XV dossier PROPOSAL FOR IDENTIFICATION OF A ... - ECHA

SHOW MORE
SHOW LESS

Create successful ePaper yourself

Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.

ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

<strong>Annex</strong> <strong>XV</strong> <strong>dossier</strong><br />

<strong>PROPOSAL</strong> <strong>FOR</strong> <strong>IDENTIFICATION</strong> <strong>OF</strong> A SUBSTANCE AS A<br />

CMR CAT 1 OR 2, PBT, vPvB OR A SUBSTANCE <strong>OF</strong> AN<br />

EQUIVALENT LEVEL <strong>OF</strong> CONCERN<br />

Substance Name: Sodium chromate<br />

EC Number: 231-889-5<br />

CAS Number: 7775-11-3<br />

• It is proposed to identify the substance as a carcinogenic, mutagenic and toxic for reproduction<br />

substance according to Article 57 (a), (b) and (c).<br />

Submitted by: France<br />

Version: February 2010


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

CONTENTS<br />

CONTENTS .................................................................................................................................................................1<br />

TABLES .......................................................................................................................................................................3<br />

PART I: JUSTIFICATION...........................................................................................................................................5<br />

1 Identity of the substance and physical and chemical properties .....................................................................7<br />

1.1 Name and other identifiers of the substance........................................................................................7<br />

1.2 Composition of the substance..............................................................................................................8<br />

1.3 Physico-chemical properties................................................................................................................8<br />

2 Manufacture and uses .....................................................................................................................................9<br />

3 Classification and labelling.............................................................................................................................9<br />

4 Environmental fate properties.........................................................................................................................11<br />

5 Human health hazard assessment ...................................................................................................................11<br />

6 Human health hazard assessment of physico-chemical properties .................................................................12<br />

7 Environmental hazard assessment ..................................................................................................................12<br />

8 PBT, VPVB AND equivalent level of concern assessment............................................................................12<br />

PART II: IN<strong>FOR</strong>MATION ON USE, EXPOSURE, ALTERNATIVES AND RISKS ...............................................13<br />

1 Information on manufacture and uses.............................................................................................................14<br />

2 Information on exposure.................................................................................................................................15<br />

2.1 Exposure of workers............................................................................................................................15<br />

2.1.1 Global overview of workers exposure to chromium (VI) compounds in Europe..................15<br />

2.1.2 Workers exposure to sodium chromate specifically in Europe .............................................19<br />

2.2 Exposure of the general population via consumer products ................................................................19<br />

2.2.1 Dyestuffs ...............................................................................................................................19<br />

2.2.2 Leather goods ........................................................................................................................20<br />

2.3 Exposure of the general population via the environment ....................................................................20<br />

2.3.1 Exposure via drinking water..................................................................................................20<br />

2.3.2 Exposure via food..................................................................................................................20<br />

2.3.3 Exposure via ambient air.......................................................................................................20<br />

2.3.4 Exposure via the environment (water, sediment, soil and food chain)..................................21<br />

3 Information on alternatives.............................................................................................................................22<br />

4 Risk-related information.................................................................................................................................22<br />

OTHER IN<strong>FOR</strong>MATION ............................................................................................................................................23<br />

REFERENCES .............................................................................................................................................................24<br />

ANNEXES....................................................................................................................................................................26<br />

1 <strong>Annex</strong> I: Human health hazard assessment ....................................................................................................27<br />

1.1 Toxicokinetics (absorption, metabolism, distribution and elimination) ..............................................27<br />

1.2 Acute toxicity ......................................................................................................................................28<br />

1.3 Irritation...............................................................................................................................................28<br />

1


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

1.4 Corrosivity...........................................................................................................................................28<br />

1.5 Sensitisation ........................................................................................................................................29<br />

1.6 Repeated dose toxicity.........................................................................................................................29<br />

1.7 Mutagenicity........................................................................................................................................29<br />

1.7.1 In vitro data ...........................................................................................................................29<br />

1.7.2 In vivo data............................................................................................................................30<br />

1.7.3 Human data ...........................................................................................................................30<br />

1.7.4 Summary and discussion of mutagenicity.............................................................................30<br />

1.8 Carcinogenicity ...................................................................................................................................31<br />

1.8.1 Carcinogenicity: oral .............................................................................................................31<br />

1.8.2 Carcinogenicity: inhalation ...................................................................................................31<br />

1.8.3 Carcinogenicity: dermal ........................................................................................................31<br />

1.8.4 Carcinogenicity: human data.................................................................................................31<br />

1.8.5 Summary and discussion of carcinogenicity .........................................................................31<br />

1.9 Toxicity for reproduction ....................................................................................................................32<br />

1.9.1 Effects on fertility..................................................................................................................32<br />

1.9.2 Developmental toxicity .........................................................................................................33<br />

1.9.3 Human data ...........................................................................................................................36<br />

1.9.4 Summary and discussion of reproductive toxicity.................................................................36<br />

1.10 Other effects ........................................................................................................................................37<br />

1.11 Derivation of DNEL(s) or other quantitative or qualitative measure for dose response .....................37<br />

2 <strong>Annex</strong> II : Overall description of chromium manufacturing and chromium uses...........................................38<br />

2.1 Manufacture ........................................................................................................................................38<br />

2.2 Main applications and uses of chromium and chromium compounds referenced in literature............38<br />

2.2.1 Alloy and chromium metal production..................................................................................38<br />

2.2.2 Refractory applications..........................................................................................................38<br />

2.2.3 Chromium chemicals manufacturing and related uses ..........................................................39<br />

3 <strong>Annex</strong> III: Treatment and coating of metals, metal finishing processes using chromium (VI) compounds...42<br />

3.1 Formulation of metal treatment products ............................................................................................42<br />

3.2 Conversion coating (usually called chromate conversion coating – CCC) or chromating ..................42<br />

3.3 Sealing after anodising ........................................................................................................................43<br />

3.4 Chrome (electro)plating or chrome dipping or chroming...................................................................44<br />

3.4.1 Chrome plating methods .......................................................................................................44<br />

3.4.2 Chrome plating processes......................................................................................................45<br />

3.4.3 Brightening............................................................................................................................46<br />

4 <strong>Annex</strong> IV: Uses of chromium (VI) salts in the textile sector (process) ..........................................................47<br />

4.1 Dyeing of protein fibres ......................................................................................................................47<br />

4.2 Chemical reaction with fibre and dyestuff ..........................................................................................48<br />

4.3 Subsequent processes ..........................................................................................................................48<br />

2


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

TABLES<br />

Table 1: Summary of physico-chemical properties ......................................................................................................8<br />

Table 2: Risk Assessment for Lung Cancer..................................................................................................................16<br />

Table 3: Occupational Exposure Limits .......................................................................................................................17<br />

Table 4: Summary of occupational inhalation exposure data from the Risk Assessment Report.................................18<br />

Table 5: Summary of occupational dermal exposure data from the Risk Assessment Report......................................19<br />

3


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

<strong>PROPOSAL</strong> <strong>FOR</strong> <strong>IDENTIFICATION</strong> <strong>OF</strong> A SUBSTANCE AS A<br />

CMR CAT 1 OR 2, PBT, VPVB OR A SUBSTANCE <strong>OF</strong> AN<br />

EQUIVALENT LEVEL <strong>OF</strong> CONCERN<br />

Substance Name: Sodium chromate<br />

EC Number: 231-889-5<br />

CAS number: 7775-11-3<br />

• It is proposed to identify the substance as a carcinogenic, mutagenic and toxic for reproduction<br />

substance according to Article 57 (a), (b) and (c).<br />

Summary of how the substance meets the CMR (Cat 1 or 2), PBT or vPvB criteria, or is<br />

considered to be a substance of an equivalent level of concern<br />

According to Article 57 of Regulation 1907/2006 (the REACH Regulation), substances meeting the<br />

criteria for classification as carcinogenic (category 1 or 2), as mutagenic (category 1 or 2) or as<br />

toxic for reproduction (category 1 or 2) in accordance with Council Directive 67/548/EEC may be<br />

included in <strong>Annex</strong> XIV.<br />

Sodium chromate has been classified as a carcinogenic (Carc. Cat. 2), as a mutagenic (Muta. Cat. 2)<br />

and as a reprotoxic (Repr. Cat. 2) according to Commission Directive 2004/73/EC of 29 April 2004<br />

adapting to technical progress for the twenty-ninth time Council Directive 67/548/EEC on the<br />

approximation of the laws, regulations and administrative provisions relating to the classification,<br />

packaging and labelling of dangerous substances. The corresponding classification in <strong>Annex</strong> VI of<br />

Regulation (EC) No 1272/2008 adopted on 10 August 2009 is Carc. 1B, Muta. 1B and Repr. 1B.<br />

Consequently, sodium chromate has to be considered as a substance meeting the criteria of Article<br />

57 (a), of Article 57 (b) and of Article 57 (c) of the REACH Regulation.<br />

Registration number(s) of the substance or of substances containing the substance: not<br />

available<br />

4


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

PART I: JUSTIFICATION<br />

5


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

This report covers only sodium chromate. The risk related to chromium (VI) compounds has<br />

already been assessed in the Risk Assessment Report (RAR) published in 2005 (E.C., 2005) and<br />

which focused on chromium trioxide, sodium chromate, sodium dichromate, potassium dichromate<br />

and ammonium dichromate. Sodium dichromate is already included in the candidate list.<br />

Three other <strong>Annex</strong> <strong>XV</strong> reports are submitted jointly and concern potassium dichromate, potassium<br />

chromate and ammonium dichromate. Part I of each report is similar (except for potassium<br />

chromate which is not classified as toxic for reproduction) since information comes from the Risk<br />

Assessment Report.<br />

Common background description of chromium, chromate and dichromate compounds<br />

Chromium is a member of the transition metals, in group 6. Chromium(0) is the metallic form<br />

(metallic chromium Cr) and is essentially inert. Chromium exhibits a wide range of possible<br />

oxidation states. The most common oxidation states of chromium are (+2), (+3), and (+6).<br />

Chromium (II) is the divalent form (oxidation state (+2)): such chromous compounds include<br />

chromous chloride (CrCl2) and chromous sulfate (CrSO4).<br />

Chromium (III) is the trivalent form (oxidation state (+3)) which is the most stable. Chromium (VI)<br />

is the hexavalent form which refers to chemical compounds that contain the element chromium in<br />

the (+6) oxidation state.<br />

Chromium (VI) (or Cr (VI)) is most commonly encountered as oxospecies in the (mono)chromate<br />

(CrO4 2− ) and dichromate (Cr2O7 2− ) anions which are strong oxidising agents at low pH. Their<br />

oxidative property is widely used in organic chemistry. Chromates and dichromates are salts of<br />

chromic acid and dichromic acid, respectively. Chromic acid, which is an oxacid has the<br />

hypothetical structure H2CrO4. By loosing two protons (H + ), chromic acid and dichromic acid form<br />

chromate ion and dichromate ion respectively. Neither chromic nor dichromic acid can be isolated,<br />

but their anions are found in a variety of compounds: the chromates and dichromates. The dark red<br />

chromium (VI) oxide CrO3 (chromium trioxide) is the acid anhydride of chromic acid and it is sold<br />

industrially as “chromic acid”.<br />

Chromate salts contain the chromate anion CrO4 2− , and usually have an intense yellow color.<br />

Dichromate salts contain the dichromate anion Cr2O7 2− , and usually have an intense orange color.<br />

By comparison, the chromates and dichromates of heavy metals (such as silver and lead) often have<br />

a red color.<br />

In aqueous solution, hexavalent chromium exists as hydrochromate HCrO4 − , chromate CrO4 2− , and<br />

dichromate Cr2O7 2− ionic species. Chromate anion tends to dimerize in dichromate. The proportion<br />

of each ion in solution is pH dependent. In basic and neutral pH, the chromate form predominates.<br />

As the pH is lowered (6.0 to 6.2), the hydrochromate concentration increases. At very low pH, the<br />

dichromate species predominate (US-EPA, 1998). Under particular conditions, a polymerisation can<br />

occur leading to the production of polychromates with the following formula CrnO3n+1 2- .<br />

Main chromium forms are the following according to their oxidation state:<br />

Chromium metals and alloys (Cr (0)):<br />

Chromium metal<br />

Stainless steel<br />

Other chromium containing alloys<br />

Divalent (Cr (2+)):<br />

6


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Chromous chloride CrCl2<br />

Chromous sulfate CrSO4<br />

Trivalent (Cr (3+)):<br />

Chromic oxide Cr2O3<br />

Chromic chloride CrCl3<br />

Chromic sulfate Cr2(SO4) 3<br />

Chromic potassium sulphate KCr(SO4) 2<br />

Chromite ore FeO.Cr2O3<br />

Hexavalent (Cr (6+)) chromate :<br />

Chromium trioxide CrO3<br />

Chromic acid H2CrO4<br />

Sodium chromate Na2CrO4<br />

Potassium chromate K2CrO4<br />

Zinc chromate ZnCrO4<br />

Strontium chromate SrCrO4<br />

Hexavalent (Cr (6+)) dichromate :<br />

Sodium dichromate Na2Cr2O7<br />

Potassium dichromate K2Cr2O7<br />

Ammonium dichromate (NH4)2Cr2O7<br />

Zinc dichromate ZnCr2O7<br />

1 IDENTITY <strong>OF</strong> THE SUBSTANCE AND PHYSICAL AND CHEMICAL<br />

PROPERTIES<br />

1.1 Name and other identifiers of the substance<br />

Chemical Name: Sodium chromate<br />

EC Number: 231-889-5<br />

CAS Number: 7775-11-3<br />

IUPAC Name: Disodium chromate<br />

Synonyms: Sodium monochromate, Disodium chromium tetraoxide<br />

7


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

1.2 Composition of the substance<br />

Chemical Name: Sodium chromate<br />

EC Number: 231-889-5<br />

CAS Number: 7775-11-3<br />

IUPAC Name: Disodium chromate<br />

Molecular Formula (Hill) Na2CrO4<br />

Molecular Formula (CAS): CrH2O4.2Na<br />

Structural Formula:<br />

Molecular Weight: 161.99 g/mol<br />

Typical concentration (% w/w): 99 % (typical impurities: none stated)<br />

Impurities are not known.<br />

1.3 Physico-chemical properties<br />

The following information on physico-chemical properties was taken from the Risk Assessment<br />

Report on chromium compounds, published by the ECB in 2005 (E.C., 2005).<br />

Physico-chemical parameters such as boiling point, octanol-water partition coefficient and vapour<br />

pressure have little meaning for solid ionic inorganic compounds.<br />

Table 1: Summary of physico-chemical properties<br />

REACH ref<br />

<strong>Annex</strong>, §<br />

Property Value<br />

VII, 7.1 Physical state at 20°C and<br />

101.3 kPa<br />

Slightly deliquescent yellow crystals in<br />

hydrated form (usually tetra or deca hydrated)<br />

VII, 7.2 Melting/freezing point (°C) Decahydrate loses H2O and melts at ~20°C;<br />

anhydrous salt melts at ~762°C<br />

VII, 7.3 Boiling point n/a: inorganic ionic compound<br />

VII, 7.4 Relative density ~2.4 - 2.7<br />

VII, 7.5 Vapour pressure n/a: inorganic ionic compound<br />

VII, 7.7 Water solubility at 20°C (g/L) ~530 (the aqueous solution is alkaline (pH 9))<br />

VII, 7.8 Partition coefficient noctanol/water<br />

(log value)<br />

n/a: inorganic ionic compound<br />

8


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

2 MANUFACTURE AND USES<br />

Information on manufacture and uses may be useful for prioritisation of substances for inclusion in<br />

<strong>Annex</strong> XIV but this should be summarised under section 1 of the second part of this report.<br />

3 CLASSIFICATION AND LABELLING<br />

According to Article 57 of Regulation 1907/2006 (the REACH Regulation), substances meeting the<br />

criteria for classification as carcinogenic (category 1 or 2), as mutagenic (category 1 or 2) or as<br />

toxic for reproduction (category 1 or 2) in accordance with Council Directive 67/548/EEC may be<br />

included in <strong>Annex</strong> XIV.<br />

Sodium chromate has index number 024-018-00-3 in <strong>Annex</strong> VI, part 3, Tables 3.1 and 3.2 of<br />

Regulation (EC) No 1272/2008.<br />

Sodium chromate is classified in <strong>Annex</strong> VI (part 3, Tables 3.1 and 3.2) of Regulation (EC) No<br />

1272/2008 on classification, labelling and packaging of substances and mixtures, amending and<br />

repealing Directives 67/548/EEC and 1999/45/EC, and amending Regulation (EC) No 1907/2006.<br />

Its classification according to part 3 of <strong>Annex</strong> VI, Table 3.2 (the list of harmonised classification<br />

and labelling of hazardous substances from <strong>Annex</strong> I to Council Directive 67/548/EEC) of<br />

Regulation (EC) No 1272/2008 is:<br />

9


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Classification Labelling Concentration<br />

Limits<br />

Carc. Cat. 2;<br />

T+; N<br />

R42/43: C ≥ 0.2 % E<br />

R45<br />

Muta. Cat. 2;<br />

R: 45-46-60-61-21-25-26-34-42/43-<br />

48/23-50/53<br />

3<br />

R46<br />

Repr. Cat. 2;<br />

R60-61<br />

T+; R26<br />

T; R25-48/23<br />

Xn; R21<br />

C; R34<br />

R42/43<br />

N; R50-53<br />

S: 53-45-60-61<br />

Key:<br />

Carc.: Carcinogenic; Muta: Mutagenic; Repr.: Toxic for reproduction<br />

R21: Harmful in contact with skin<br />

R25: Toxic if swallowed<br />

R26: Very toxic by inhalation<br />

R34: Causes burns<br />

R42/43: May cause sensitization by inhalation and skin contact<br />

R45: May cause cancer<br />

R46: May cause heritable genetic damage<br />

R48/23: Toxic: danger of serious damage to health by prolonged exposure through inhalation<br />

R50-53: Very toxic to aquatic organisms, may cause long-term adverse effects in the aquatic environment<br />

R60: May impair fertility<br />

R61: May cause harm to the unborn child<br />

T+: Very toxic<br />

T: Toxic<br />

Xn: Harmful<br />

C: Corrosive<br />

N: Dangerous for the environment<br />

S53: Avoid exposure - obtain special instructions before use<br />

S45: In case of accident or if you feel unwell, seek medical advice immediately (show the label where possible)<br />

S60: This material and its container must be disposed of as hazardous waste<br />

S61: Avoid release to the environment. Refer to special instructions/Safety data sheets<br />

Note E : Substances with specific effects on human health that are classified as carcinogenic, mutagenic and/or toxic for<br />

reproduction in categories 1 or 2 are ascribed Note E if they are also classified as very toxic (T+), toxic (T) or harmful<br />

(Xn). For these substances, the risk phrases R20, R21, R22, R23, R24, R25, R26, R27, R28, R39, R68 (harmful), R48<br />

and R65 and all combinations of these risk phrases shall be preceded by the word ‘Also’.<br />

Note 3 : The concentration stated is the percentage by weight of chromate ions dissolved in water calculated with<br />

reference to the total weight of the mixture<br />

Notes<br />

10


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Its harmonised classification according to part 3 of <strong>Annex</strong> VI, Table 3.1 of Regulation (EC) No<br />

1272/2008 is:<br />

Hazard Class and<br />

Category Code(s)<br />

Carc. 1B<br />

Muta. 1B<br />

Repr. 1B<br />

Acute Tox. 2 *<br />

Acute Tox. 3 *<br />

STOT RE 1<br />

Acute Tox. 4 *<br />

Skin Corr. 1B<br />

Resp. Sens. 1<br />

Skin Sens. 1<br />

Aquatic Acute 1<br />

Aquatic Chronic 1<br />

Classification Labelling<br />

Hazard<br />

statement<br />

Code(s)<br />

H350<br />

H340<br />

H360-FD<br />

H330<br />

H301<br />

H372**<br />

H312<br />

H314<br />

H334<br />

H317<br />

H400<br />

H410<br />

Pictogram,<br />

Signal<br />

Word Code(s)<br />

GHS06<br />

GHS08<br />

GHS05<br />

GHS09<br />

Dgr<br />

Hazard<br />

statement<br />

Code(s)<br />

H350<br />

H340<br />

H360FD<br />

H330<br />

H301<br />

H372 **<br />

H312<br />

H314<br />

H334<br />

H317<br />

H410<br />

Specific Conc.<br />

Limits,<br />

M-factors<br />

Resp. Sens.;<br />

H334: C ≥ 0.2 %<br />

Skin Sens.; H317:<br />

C ≥ 0.2 %<br />

Key:<br />

Carc. 1 B: Carcinogenicity; Muta. 1B: Germ cell mutagenicity; Repr. 1B: Reproductive toxicity; Acute Tox. 2, Tox. 3,<br />

Tox. 4: Acute toxicity ; STOT RE 1 : Specific target organ toxicity — repeated exposure; Skin Corr. 1B: Skin<br />

corrosion/irritation; Resp. Sens. 1 : Respiratory/skin sensitization ; Skin Sens. 1: Respiratory/skin sensitization<br />

Aquatic Acute 1, Aquatic Chronic 1: Hazardous to the aquatic environment<br />

H301: Toxic if swallowed<br />

H312: Harmful in contact with skin<br />

H314: Causes severe skin burns and eye damage<br />

H317: May cause an allergic skin reaction<br />

H330: Fatal if inhaled<br />

H334: May cause allergy or asthma symptoms or breathing difficulties if inhaled<br />

H350: May cause cancer<br />

H340: May cause genetic defects<br />

H360-FD: May damage fertility. May damage the unborn child<br />

H372**: Causes damage to organs through prolonged or repeated exposure<br />

H400: Very toxic to aquatic life<br />

H410: Very toxic to aquatic life with long lasting effects<br />

GHS05: Corrosion<br />

GHS06: skull and crossbones<br />

GHS08: Health hazard<br />

GHS09: Environment<br />

Dgr: Danger<br />

Note 3: The concentration stated is the percentage by weight of chromate ions dissolved in water calculated with<br />

reference to the total weight of the mixture<br />

An asterisk (*) indicates: Minimum classification for a category<br />

Asterisks (**) indicate: Route of exposure cannot be excluded<br />

4 ENVIRONMENTAL FATE PROPERTIES<br />

Not relevant for this <strong>dossier</strong>.<br />

5 HUMAN HEALTH HAZARD ASSESSMENT<br />

Please refer to <strong>Annex</strong> I to get an informal overview of the human health hazard assessment on<br />

chromium compounds (chromium trioxide, sodium dichromate, sodium chromate, ammonium<br />

3<br />

Notes<br />

11


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

dichromate and potassium dichromate) from the Risk Assessment Report (E.C., 2005) and from<br />

other sources regarding the irritation, corrosion and sensitisation effects.<br />

6 HUMAN HEALTH HAZARD ASSESSMENT <strong>OF</strong> PHYSICO-CHEMICAL<br />

PROPERTIES<br />

Not relevant for this <strong>dossier</strong>.<br />

7 ENVIRONMENTAL HAZARD ASSESSMENT<br />

Not relevant for this <strong>dossier</strong>.<br />

8 PBT, VPVB AND EQUIVALENT LEVEL <strong>OF</strong> CONCERN ASSESSMENT<br />

Not relevant for this <strong>dossier</strong>.<br />

12


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

PART II: IN<strong>FOR</strong>MATION ON USE, EXPOSURE, ALTERNATIVES<br />

AND RISKS<br />

13


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

1 IN<strong>FOR</strong>MATION ON MANUFACTURE AND USES<br />

A global overview of chromium and chromium compounds manufacturing and uses is given in<br />

<strong>Annex</strong> II.<br />

Following information concerns specifically sodium chromate (or other chromates when data on<br />

sodium chromate are not available).<br />

Sodium chromate is the first chemical produced from chromite ore in the manufacture of chromate<br />

chemicals. The ore, containing approximately 30% chromium, is first dried, crushed and ground in<br />

ball mills. Sodium chromate is made by alkaline (sodium carbonate) oxidation in kilns at<br />

temperatures in the range of 1,000-1,200°C. After about 4 hours the reacted material leaving the<br />

kilns is either crushed and cooled before extraction of the water soluble components or quenched<br />

directly to form slurry containing sodium chromate, aluminate and vanadate in the aqueous phase.<br />

The slurry is conditioned to precipitate soluble alumina before separating the unreacted mineral<br />

residue, some of which is recycled to the kiln process after drying to aid extraction efficiency. The<br />

chromate solution is passed through other conditioning stages to remove soluble impurities. For<br />

example, sodium hydroxide and calcium hydroxide are used to precipitate soluble vanadium<br />

impurities as calcium vanadate. The latter is removed by pressure filtration and excess calcium is<br />

precipitated as the carbonate by treatment with sodium carbonate. At this stage, the partially<br />

purified solution contains around 35% sodium chromate (E.C., 2005).<br />

According to the Risk Assessment Report (E.C., 2005), global world production capacities for<br />

sodium chromate have been estimated by the industry at 910 kT/year.<br />

EU production (without import) of sodium chromate was estimated in 1997 around 103,000 tons<br />

per year (E.C., 2005). No more detailed and aggregated information on volumes imported and used<br />

in Europe is available.<br />

The annual importation of chromate, dichromate and peroxochromate (excluded: zinc or lead<br />

chromate and sodium dichromate) in France was estimated at 1286 tons and the annual exportation<br />

was estimated at 7 tons in 2005 (INRS, 2005). According to INRS, sodium chromate is no more<br />

used in France.<br />

In the Risk Assessment Report it is mentioned that sodium chromate is mainly used in manufacture<br />

of other chromium compounds (E.C., 2005) (see Figure A1 in <strong>Annex</strong> II). According to the Industry<br />

(French consultation, 2010), sodium chromate is used as an analytical reagent in laboratories;<br />

however, this use is limited.<br />

The US Department of Defense (ASETSDefense, 2010) mentioned that sodium chromate is used in<br />

conversion coatings and as a corrosion inhibitor in cooling systems. These uses have not been<br />

checked currently at the European level. For more information on treatment and coating of metals,<br />

metal finishing processes using chromium (VI) compounds, please refer to <strong>Annex</strong> III.<br />

Other potential uses referenced in literature (HSDB, 2005) are the following:<br />

- chemical intermediate for pigments and catalysts,<br />

- corrosion inhibitor (sealed water in cooling systems, oil-well drilling muds, protection of<br />

iron),<br />

- mordant for dyes, dying paint pigment (in manufacture of pigments/inks),<br />

14


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

- drilling mud additive,<br />

- component of cells for chlorate manufacture,<br />

- leather tanning,<br />

- by making use of Cr-51 isotope, sterile sodium chromate (VI) solution is used in<br />

pharmaceuticals for the determination of circulatory red cell volume, cell survival time and<br />

evaluation of blood lose.<br />

- aluminium etchant ingredient.<br />

All these referenced uses have not been checked currently at the European level.<br />

According to Industry, sodium chromate was removed from paint stripper and cutting fluid in the<br />

aeronautic sector (French consultation, 2010).<br />

This <strong>Annex</strong> <strong>XV</strong> report focused on the potential use of sodium chromate as an analytical reagent in<br />

laboratories and as an intermediate in manufacture of other chromium compounds as it has not been<br />

possible to check the other uses at the European level.<br />

2 IN<strong>FOR</strong>MATION ON EXPOSURE<br />

From 2007, coatings containing hexavalent chromium will no longer be permitted under the End of<br />

Life Vehicles Directive (Directive 2000/53/EC of the European Parliament and of the Council of 18<br />

September 2000 on end-of life vehicles) and the Waste Electrical and Electronic Equipment<br />

Directive (Directive 2002/96/EC of the European Parliament and of the Council of 27 January 2003<br />

on waste electrical and electronic equipment). This will impact on some of the passivation<br />

applications where Cr (VI) is present in the finished articles and substitution will become a<br />

necessity.<br />

In addition, Migration limits have been established within Council Directive 2009/48/EC, for the<br />

presence of chromium (VI) in children’s toys.<br />

Considering that chromium compounds are no more manufactured in Europe (cf. section 2.1 in<br />

<strong>Annex</strong> II), workers exposure related to the manufacturing of chromium (VI) compounds is not<br />

expected.<br />

2.1 Exposure of workers<br />

2.1.1 Global overview of workers exposure to chromium (VI) compounds in Europe<br />

Several million workers worldwide are exposed to airborne fumes, mists and dust containing<br />

chromium or its compounds. Of the occupational situations in which exposure to chromium occurs,<br />

highest exposures to chromium (VI) may occur during chromate production, welding, chrome<br />

pigment manufacture, chrome plating and spray painting. Highest exposures to other forms of<br />

chromium occur during mining, ferrochromium and steel production, welding and cutting and<br />

grinding of chromium alloys (IARC, 1997).<br />

Data on exposure levels are available for several specific industries and job categories covering<br />

several decades. In the past, exposures to chromium (VI) in excess of 1 mg/m 3 were found<br />

repeatedly in some processes, including chromium plating, chromate production and certain<br />

welding operations; exposures to total chromium have been even higher. Modern control<br />

technologies have markedly reduced exposures in some processes, such as electroplating, in recent<br />

years (IARC, 1997).<br />

15


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

In epidemiological studies on cancer in humans, clearly and consistently elevated lung cancer risks<br />

have been observed in chromate production (exposure mainly to trivalent and water-soluble<br />

hexavalent chromium compounds), in chromate pigment production (exposure mainly to watersoluble<br />

and water-insoluble chromates) and also in chromium plating using chromic acid (ICDA,<br />

2001).<br />

A recent recommendation from the Scientific Committee on Occupational Exposure Limits<br />

(SCOEL) concluded that lung cancer was the critical effect of concern for occupational exposure,<br />

such that controls aimed at reducing lung cancer should also reduce the risk of other effects<br />

(SCOEL, 2004). In view of the genotoxicity of Cr (VI) compounds, it is not possible to identify a<br />

clear threshold below which there would be no increased risk of lung cancer. Consequently, no<br />

conclusions were reached concerning the magnitude of the cancer risk in workers. However, the<br />

recommendation from SCOEL has been published containing quantitative risk estimates for lung<br />

cancer. Table 2 shows the quantitative risk estimates for lung cancer as presented in the<br />

SCOEL/SUM/86 final document (SCOEL, 2004).<br />

Table 2: Risk Assessment for Lung Cancer<br />

Excess lung cancer cases per 1000<br />

male workers<br />

Exposure (Working Lifetime<br />

to a range of Cr (VI) compounds)<br />

5-28 0.05 mg/m 3<br />

2-14 0.025 mg/m 3<br />

1-6 0.01 mg/m 3<br />

0.5-3 0.005 mg/m 3<br />

0.1-0.6 0.001 mg/m 3<br />

The values in the Table 2 are based on an analysis of 10 epidemiological studies and were derived<br />

using a linear no-threshold model. SCOEL agreed that such a linear extrapolation approach was<br />

appropriate given that the Cr (VI) compounds are comprehensively genotoxic. It is important to<br />

note that the SCOEL report draws attention to areas of uncertainty associated with these risk<br />

estimates. For example, SCOEL felt that the irritant and inflammatory properties of the Cr (VI)<br />

compounds might contribute to the carcinogenic process. Such effects are likely to have dose<br />

thresholds, and hence the modelled risk values may be over-estimated at low exposures. In addition,<br />

SCOEL noted that at low exposures to Cr (VI) compounds, there are physiological defence<br />

mechanisms in the lungs that can convert Cr (VI) to the less harmful trivalent forms of chromium.<br />

This again suggests that a linear model may overestimate risks at low exposures. In essence, the<br />

SCOEL report presents risk estimates derived using a linear no-threshold model, but on the other<br />

hand, also includes toxicological reasons why the model could lead to an overestimation of lung<br />

cancer risk at low levels of exposure. Therefore, although the risk estimates are presented here for<br />

information, the uncertainties surrounding them must not be overlooked.<br />

Overall, the SCOEL SUM recommends that for the soluble chromates (VI), consideration could be<br />

given to setting an occupational exposure limit at either 0.01 mg/m 3 or 0.025 mg/m 3 (8-hour TWA).<br />

There are a number of countries with exposure limits for chromates and these have been tabulated<br />

below (E.C., 2005). These limits are provided for information and not as an indication of the level<br />

of control of exposure achieved in practice in workplaces in these countries.<br />

16


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Table 3: Occupational Exposure Limits<br />

Country Compound<br />

Limit<br />

(mg/m 3 as Cr)<br />

Type of Limit<br />

UK Cr (VI) compounds 0.05 8-hour TWA (MEL)<br />

Germany<br />

USA ACGIH<br />

Production of soluble Cr (VI)<br />

compounds<br />

Other Cr (VI) compounds<br />

Water soluble Cr (VI)<br />

compounds<br />

0.1<br />

0.05<br />

USA OSHA Cr (VI) compounds 0.1 (as CrO3)<br />

USA NIOSH Cr (VI) compounds 0.001<br />

Netherlands Soluble Cr (VI) compounds<br />

Sweden Chromates and chromic acid<br />

8-hour TWA (TRK)<br />

0.05 8-hour TWA (TLV)<br />

0.025<br />

0.05<br />

0.02<br />

0.06<br />

STEL/ceiling<br />

(PEL)<br />

TWA (REL)<br />

10-hour workday<br />

40-hour workweek<br />

8-hour TWA<br />

STEL<br />

8-hour TWA<br />

STEL<br />

Finland Cr (VI) compounds 0.05 TWA<br />

Japan<br />

Cr (VI) compounds –<br />

carcinogenic<br />

forms<br />

Cr (VI) compounds<br />

France Cr (VI) compounds<br />

Key:<br />

MEL: Maximum exposure limit<br />

NIOSH: National Institute for Occupational Safety and Health<br />

PEL: Permissible exposure limit<br />

OSHA: Occupational Safety and Health Administration<br />

REL: Recommended exposure limit<br />

STEL: Short term exposure limit<br />

TLV: Threshold limit value<br />

TRK : Technical exposure limit<br />

TWA: Time weighted average<br />

0.01<br />

0.05<br />

0.05<br />

0.1<br />

8-hour TWA<br />

8-hour TWA<br />

8-hour TWA<br />

STEL<br />

For information, the Occupational Safety and Health Administration (OSHA) proposed to tighten<br />

the standard for hexavalent chromium occupational exposure with a permissible exposure limit<br />

(PEL) value for chromium (VI) of 0.005 mg/m 3 (calculated as an 8-hour time-weighted average<br />

(TWA)) (OSHA, 2008).<br />

Values of Occupational exposure limits (OELs) are broadly similar across the EU. However there<br />

may be differences across Member States in relation to the legal or advisory framework associated<br />

with OELs affecting the way OELs are interpreted and complied with. These proposed occupational<br />

exposure limits only relate to inhalation exposure. Occupational exposure limits are not usually set<br />

for dermal exposure.<br />

17


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

As the bronchial tree is the primary target organ for carcinogenic effects of Cr (VI), inhalation of<br />

chromium-containing aerosols is therefore a major concern with respect to exposure to chromium<br />

compounds. The Risk Assessment Report on chromium compounds provides inhalation exposure<br />

data for Cr (VI) compounds for different industry sector (E.C., 2005). These data are summarised in<br />

the Table 4. Reasonable worst-case (RWC) inhalation exposures are based on the 90 th percentile of<br />

available measured data with professional judgment used where limited data were available.<br />

Table 4: Summary of occupational inhalation exposure data from the Risk Assessment Report<br />

Industry<br />

Number of<br />

samples<br />

Range of<br />

exposures<br />

(mg/m 3 )<br />

Geometric<br />

mean<br />

(mg/m 3 )<br />

Reasonable<br />

worst case (RWC)<br />

(mg/m 3 )<br />

Source<br />

Manufacture of the five chromates 1,889 nd-0.78 0.004 0.02 measured data<br />

Manufacture of other Cr<br />

containing chemicals<br />

- dyestuffs 39 nd-1.4 0.02<br />

- chrome tan<br />

115 0.00001 -<br />

0.025<br />

0.5 (8 hours)<br />

1.5 (short term)<br />

measured data<br />

judgement<br />

0.002 0.007 measured data<br />

Inhalation exposure data on manufacturing process are given only for information as chromium<br />

compounds are no more manufactured in Europe (see <strong>Annex</strong> II).<br />

The manufacturing process for the five chromates is largely enclosed with breaching for bagging of<br />

product and some maintenance activities. The measured exposure data indicate that inhalation<br />

exposures for operators are usually very low, with those for maintenance staff and packers slightly<br />

higher. Exposures during the manufacture of the five chromates range from none detected to 0.78<br />

mg/m 3 . A reasonable worst-case exposure is 0.02 mg/m 3 , based on the 90 th percentile of the<br />

industry data for 1994-1997 for Company 1 (see the Risk Assessment Report for more information).<br />

There are two types of chromium pigments: those that remain as chromium (VI) and those which<br />

are reduced to chromium (III). For both types, exposures usually occur during weighing and mixing<br />

of ingredients. Once they have been mixed and reacted then there is no further exposure. The range<br />

of exposures is quite large, from none detected to 1.4 mg/m 3 . It seems likely that the high exposures<br />

were obtained when local exhaust ventilation (LEV) was not in use. A reasonable worst-case<br />

exposure of 0.5 mg/m 3 was agreed. For short term exposures a RWC is 1.5 mg/m 3 (E.C., 2005). In<br />

manufacture of pigments and dyes, although there are a number of companies in the EU, the exact<br />

number of workers involved is unknown.<br />

For few plants which continue to use Cr (VI) compounds for tanning use, chrome salts are made<br />

either by reacting sodium dichromate with sulphur gas in an enclosed process or by reacting sodium<br />

dichromate and sodium chromate with a reducing sugar. In both cases liquid chromates are used and<br />

exposures will be low as there is little potential for exposure except when liquid chromate is<br />

discharged from a road tanker into a storage vessel. The production process itself takes place in an<br />

enclosed system. The range of exposures is 0.00001 - 0.025 mg/m 3 . A reasonable worst-case<br />

exposure is 0.007 mg/m 3 , based on the 90 th percentile of the available data (E.C., 2005). The exact<br />

numbers of workers involved in the manufacture of chromium (VI) tanning agents is unknown but<br />

expected to be low since chromium (III) sulphate is now commonly used for this purpose.<br />

18


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

The Risk Assessment Report on chromium compounds also provides dermal exposure data for Cr<br />

(VI) compounds for different industry sector (E.C., 2005). These data are summarised in the Table<br />

5. The EASE (Estimation and Assessment of Substance Exposure) model was used to predict<br />

dermal exposures during the manufacture of chromates.<br />

Table 5: Summary of occupational dermal exposure data from the Risk Assessment Report<br />

Industry<br />

Range of exposures<br />

(mg/cm 2 /day)<br />

Source<br />

Manufacture of the 5 chromates 0 - 0.1 EASE<br />

Manufacture of other Cr containing<br />

chemicals<br />

- dyestuffs 0.1 - 1 EASE<br />

- chrome tan 0 - 0.1 EASE<br />

Dermal exposure data on manufacturing process are given only for information as chromium<br />

compounds are no more manufactured in Europe (see <strong>Annex</strong> II).<br />

In the manufacture of the five chromate compounds dermal exposures were predicted to be 0 to 0.1<br />

mg/cm 2 /day during packing operations. It was not possible to predict dermal exposures during<br />

maintenance operations because of lack of information. Personal Protective Equipment (PPE) is<br />

worn during all manufacturing stages. PPE, properly selected and worn will significantly reduce<br />

exposure.<br />

In the manufacture of other chromium-containing chemicals dermal exposures most often occur<br />

during weighing and charging of reactants to vessels. In the manufacture of dyestuffs dermal<br />

exposure is predicted to be 0.1-1 mg/cm 2 /day. In chrome tan manufacture dermal exposures are<br />

predicted to be 0-0.1 mg/cm 2 /day (E.C., 2005).<br />

2.1.2 Workers exposure to sodium chromate specifically in Europe<br />

No information available.<br />

2.2 Exposure of the general population via consumer products<br />

Chromium (VI) compounds are not known to be present in greater than residual concentrations in<br />

products available directly to the consumer (E.C., 2005).<br />

2.2.1 Dyestuffs<br />

According to the Italian Textile and Health Association (Associazione Tessile e Salute, 2009)<br />

hexavalent chromium can be present in textiles which are dyed with post-chromating dyes when<br />

chromating conditions are not properly checked. Today, it is object of investigation in textiles, but<br />

the overall analyses made showed that it has been detected in very rare cases. Moreover, the Italian<br />

production, through the addition of a reduction after dyeing, ensures the absence of Cr (VI) in the<br />

textile product (see <strong>Annex</strong> IV for more information on the textile dyeing process using chromates).<br />

19


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

2.2.2 Leather goods<br />

Concerning leather goods, most of the tanning within the EU is carried out using basic trivalent<br />

chromium (III) sulphate. Basic trivalent chromium sulphate manufactured within the EU contains<br />

no measurable Cr (VI) (Cross H.J. et al., 1997). Consequently, consumer exposure to Cr (VI) from<br />

leather goods based on leather tanned within the EU is expected to be insignificant.<br />

A French study (Martinetti R., 1994) has demonstrated that under specific conditions of humidity,<br />

ultraviolet-C light and pH, there is a possibility of transforming chromium (III) compounds into<br />

chromium (VI) compounds which could migrate from the leather. However research is still needed<br />

to better understand the transformation mechanism of chromium (III) to chromium (VI) in finished<br />

leather as well as the potential toxic effects to man at this very low range of values.<br />

Considering that health problems with chromium are mostly related to leather products (chromium<br />

is also found in textile products like dyed wool and silk), the German enforcement authorities<br />

strongly advise all those marketing leather products in Germany to ensure that the Cr (VI) content<br />

of the leather does not exceed 3 ppm which is the detection limit (CBI, 2008).<br />

2.3 Exposure of the general population via the environment<br />

Nonoccupational sources of exposure to chromium include food, air and water, but the levels are<br />

usually several orders of magnitude lower than those typically encountered in occupational<br />

situations (IARC, 1997).<br />

Releases of chromium (VI) from any sources are expected to be reduced to chromium (III) in most<br />

situations in the environment. The impact of chromium (VI) as such is therefore likely to be limited<br />

to the area around the source (E.C., 2005).<br />

2.3.1 Exposure via drinking water<br />

The concentration of chromium in water varies according to the type of the surrounding industrial<br />

sources and the nature of the underlying soils (WHO, 2000). For example, in the Netherlands, the<br />

chromium concentration of 76% of the supplies was below 1 µg/L and of 98% below 2 µg/L<br />

(WHO, 2003). As far as drinking water quality and consumer protection is concerned WHO and the<br />

European Union (under the Council Directive 98/83/EC of 3 November 1998 on the quality of<br />

water intended for human consumption) have established a guideline value of 50 µg/L for total<br />

chromium in drinking water (WHO, 2003).<br />

2.3.2 Exposure via food<br />

Food contains chromium at concentrations ranging from


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Ranges of chromium levels in Member States of the European Union were given as follows: remote<br />

areas: 0-3 ng/m 3 , urban areas: 4-70 ng/m 3 and industrial areas: 5-200 ng/m 3 , e.g. the mean<br />

concentration of total chromium in air in the Netherlands varied from 2 to 5 ng/m 3 (WHO, 2003).<br />

Mass median diameters of chromium-containing particulates in ambient air have been reported to<br />

be in the range 1.5–1.9 µm (WHO, 2000). According to the EPA (US-EPA, 1998), chromium<br />

particles of small aerodynamic diameter (< 10 µm) will remain airborne for a long period.<br />

Consequently, population may be exposed to chromium through inhalation of ambient air.<br />

The retention of chromium compounds from inhalation, based on a 24-hour respiratory volume of<br />

20 m 3 in urban areas with an average chromium concentration of 50 ng/m 3 , is about 3–400 ng.<br />

Individual uptake may vary depending on concomitant exposure to other relevant factors, e.g.<br />

tobacco smoking, and on the distribution of the particle sizes in the inhaled aerosol (WHO, 2000).<br />

Mean chromium intakes (estimated total exposure) from food and water range from 52 to 943<br />

µg/day (WHO, 2003). The estimated total intake of chromium from air, water, and food by the<br />

general population in the United Kingdom is in the range 78–106 µg/day. Food contributed 93–98%<br />

of the total intake and water 1.9–7%. The contribution from air was negligible. In the Netherlands,<br />

the estimated mean daily chromium intake is 100 µg, with a range of 50–200 µg. In general, food<br />

appears to be the major source of intake. Drinking-water intake can, however, contribute<br />

substantially when total chromium levels are above 25 µg/L.<br />

2.3.4 Exposure via the environment (water, sediment, soil and food chain)<br />

The following information on exposure via the environment was taken from the Risk Assessment<br />

Report on chromium compounds, published by the ECB in 2005 (E.C., 2005).<br />

They are potential releases to water as some of the processes take place in water. Then released, the<br />

behaviour of chromium species in the environment can be influenced by environmental factors,<br />

such as pH and water hardness.<br />

In the Risk Assessment Report on chromium compounds, it was assumed that for acidic (or neutral,<br />

where high concentrations of reductants for chromium (VI) exist) soils, sediments and waters,<br />

chromium (VI) will be rapidly reduced to chromium (III) and that 3% of the chromium (III) formed<br />

will be oxidised back to chromium (VI). The net result of this is that of the estimated chromium<br />

(VI) release to the environment, 3% will remain as chromium (VI) and 97% will be converted to<br />

chromium (III). Consequently, exposure to chromium (VI) in the environment is expected to be<br />

reduced by the formation of chromium (III).<br />

Under less favourable conditions, e.g. alkaline conditions (~pH>8) and/or neutral conditions, where<br />

low concentrations of reductants for chromium (VI) exist, it will be assumed that the rate of<br />

reduction of chromium (VI) to chromium (III) is slow, with a long half-life of around 1 year. Such<br />

conditions are found in seawater, where a pH of around 8 is typical.<br />

In addition, chromium (VI) exists mainly as highly soluble oxoanions in the environment and is<br />

expected to be mobile in soils and sediments although its adsorption is pH dependent. As a<br />

consequence, exposures through soils and sediments are not likely to be significant.<br />

Moreover, there are no direct emissions to land, although the particulate emissions to air are likely<br />

to be deposited to land. Sludge application is another potential route to land; however, from<br />

comments from producers and users it is more usual for solid waste and sludges to be disposed of to<br />

landfill.<br />

21


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Chromium (VI) has been shown to be taken up by a wide range of organisms from water, sediment<br />

and soil. For fish, although uptake does occur, the bioconcentration factors for chromium (VI) are<br />

usually very low (~1 L/kg). However, the uptake of chromium by other organisms appears to be<br />

higher than seen for fish, although few of the experiments distinguish between chromium (VI) and<br />

chromium (III) concentrations in the organisms. Similar to the situation for fish, it is possible that<br />

once taken up by the organism, chromium (VI) is reduced to chromium (III) in the tissues, resulting<br />

in a build up of chromium (III) and hence an overestimate for the true bioconcentration factor for<br />

chromium (VI). BCFs of up to around 9,100 L/kg (on a mussel dry weight basis) for chromium (VI)<br />

and 2,800 L/kg (on a mussel dry weight basis) for chromium (III) have been determined in mussels,<br />

and BCFs of around 500 L/kg (on a cell dry weight basis) for chromium (VI) and 12,000-130,000<br />

L/kg (on a cell dry weight basis) for chromium (III) have been determined in algae. Transfer of<br />

chromium via the alga to bivalve, and sediment to bivalve food chains appears to be relatively low.<br />

However, in the Risk Assessment Report on chromium compounds, it was concluded that further<br />

work could be done to test whether the mussel-based food chain is of concern.<br />

3 IN<strong>FOR</strong>MATION ON ALTERNATIVES<br />

No data available<br />

4 RISK-RELATED IN<strong>FOR</strong>MATION<br />

In relation to human health related with chromium (VI) compounds, the Risk Assessment Report<br />

conducted in 2005 (E.C., 2005) concluded that further measures were needed to limit the risks for<br />

workers, consumers and humans via the environment, and that risk reduction measures which are<br />

already being applied shall be taken into account.<br />

In view of the genotoxic and carcinogenic properties of chromium (VI) the report concludes that<br />

there are concerns for all exposure scenarios. In addition, there are concerns for acute toxicity as a<br />

result of short-term peak exposures, for skin and eye irritation, respiratory tract sensory irritation,<br />

skin sensitisation, occupational asthma and reproductive toxicity (fertility and developmental<br />

toxicity). Therefore, these concerns are relevant for all chromates as well.<br />

Applying the existing workplace health and safety legislation can lead to adequate control of the<br />

inhalation risks of exposure to chromium (VI) compounds, assuming that the adequate control is<br />

defined as reducing the exposure to below 0.01 mg/m 3. . Even if it seems possible to reduce<br />

inhalation exposure below 0.01 mg/m 3 , this exposure average can however not be technically<br />

consistently maintained. Furthermore, some exposures (dermal route in particular) remain<br />

insufficiently monitored. At last, other concerns remain for health risks at this level of exposure.<br />

22


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Consultation of the industry<br />

OTHER IN<strong>FOR</strong>MATION<br />

A closed consultation focused on sodium chromate has been conducted at both the French and the<br />

European levels from the 18 th December 2009 to the 15 th January 2010, which has completed a<br />

previous French consultation on all chromium (VI) compounds.<br />

Comments and technical contributions have been received from the following industrial sectors:<br />

- chemical companies federation (UIC),<br />

- reagents and chemicals manufacturing (Carlo Erba Reactifs, Daiichi-sankyo),<br />

- pharmaceutical industry (Valdepharm),<br />

- metal production (French ores, industrial minerals and non ferrous metals Federation;<br />

French steel Federation),<br />

- mechanical industry (Technical centre for mechanical industry),<br />

- civil and military aircraft manufacturing (French aerospace industries association, Airbus<br />

industry, Eurocopter-EADS),<br />

- metal finishing (French metal finishing trade union),<br />

- nuclear power industry,<br />

- wood production for construction (OBBIA, CEI-Bois),<br />

- building materials manufacturing (Delachaux),<br />

- textile manufacturing and finishing (Italian Textile and Health Association),<br />

- etc.<br />

Grouping approach of chromium (VI) compounds<br />

Regarding the potential inclusion of several chromium (VI) compounds in the <strong>Annex</strong> XIV of<br />

REACH (“authorization list”) and according <strong>ECHA</strong>’s approach on substances prioritisation 1 , a<br />

grouping approach seems justified in order to prevent simple replacement of a substance that will be<br />

subjected to authorisation by another form of the substance which will not.<br />

Indeed, some shared uses have been identified amongst chromium (VI) compounds (especially in<br />

the metal finishing sector) and it appears possible within the same process to easily replace one<br />

compound by another of the same family (sodium dichromate and potassium dichromate for<br />

instance). Moreover it appears possible to produce on-site a compound which may be subjected to<br />

authorisation from another one, by relevant chemical processes.<br />

1 General Approach for Prioritisation of Substances of Very High Concern (SVHCs) for Inclusion in the List of<br />

Substances Subject to Autorisation. Document developed in the context of <strong>ECHA</strong>’s first Recommendation for the<br />

inclusion of substances in <strong>Annex</strong> XIV - 1 June 2009.<br />

23


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

REFERENCES<br />

ASETSDefense. (2010). ASETSDefense (Advanced Surface Engineering Technologies for a<br />

Sustainable Defense) answer to AFSSET (French agency for environmental and occupational health<br />

safety) consultation on chromate compounds, 14 January 2010.<br />

Associazione Tessile e Salute. (2009). Associazione Tessile e Salute answer to AFSSET (French<br />

agency for environmental and occupational health safety) consultation on chromate compounds, 03<br />

December 2009.<br />

Bastarache E. (2010). Information taken from the Ceramicstoday website on January 2010 - link:<br />

http://www.ceramicstoday.com/articles/chrome_english.htm.<br />

CBI. (2008). Germany legislation: Chromium in leather and textile products (additional<br />

requirement). Information taken from the CBI Market Information Database available on this<br />

website: www.cbi.eu.<br />

Cross H.J., Faux S.P., Sadhra S. et al. (1997). Criteria Document for Hexavalent Chromium<br />

Commissioned by International Chromium Development Association (ICDA), Paris, France.<br />

E.C. (2005). European Union Risk Assessment Report - Chromium trioxide (CAS-No: 1333-82-0),<br />

sodium chromate (CAS-No:7775-11-3), sodium dichromate (CAS-No: 10588-01-9), ammonium<br />

dichromate (CAS-No: 7789-09-5) and potassium dichromate (CAS-No: 7778-50-9) Risk<br />

Assessment. 415 p. (EUR 21508 EN - Volume: 53).<br />

Elbetieha A., Al-Hamood M.H. (1997). Long-term exposure of male and female mice to trivalent<br />

and hexavalent chromium compounds: effect on fertility. Toxicology; 116(1-3):39-47.<br />

HSDB. Hazardous Substances Data Bank. (2005). http://toxnet.nlm.nih.gov/cgibin/sis/htmlgen?HSDB><br />

IARC. (1997). International Agency for Research on Cancer (IARC) Monographs on the evaluation<br />

of carcinogenic risks to humans - Volume 49 - Chromium, Nickel and Welding - Summary of data<br />

reported and evaluation.<br />

ICDA. (1998). Chromium in Timber Preservation. The chromium file n°5. Website - link:<br />

http://www.icdachromium.com/pdf/publications/crfile5nov98.htm.<br />

ICDA. (2001). Health effects of occupational exposures in chrome plating. The chromium file n°7.<br />

Website - link: http://www.icdachromium.com/pdf/publications/crfile7dec01.htm.<br />

INRS. (2005). Inventaire 2005 des agents CMR - Fiche du chromate de sodium (CAS n°7775-11-<br />

3). Website - link:<br />

http://chat.inrs.fr/cmr/publigen_cmr_v2.nsf/FrontOffice?OpenFrameset&Start=D:CAS_7775-11-3.<br />

Junaid M., Murthy C.M., Saxena D.K. (1996a). Embryotoxicity of orally administered chromium in<br />

mice: Exposure during the period of organogenesis. Toxicology Letters; 84(3):143-148.<br />

24


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Junaid M., Murthy R.C., Saxena D.K. (1996b). Embryo- and fetotoxicity of chromium in<br />

pregestationally exposed mice. Bull. Environ. Contam. Toxicol.; 57(3):327-334.<br />

Martinetti R. (1994). Thèse: Contribution à la labellisation "écoproduit" de cuirs tannés aux sels de<br />

Chrome : étude de la mobilité du Chrome, Lyon-France : CTC, 27 October 1994.<br />

OSHA. (2008). Information taken from the Occupational Safety and Health Administration website<br />

- link: http://www.osha.gov/.<br />

SCOEL. (2004). Recommendation from the Scientific Committee on Occupational Exposure<br />

Limits: Risk assessment for Hexavalent chromium. (SCOEL/SUM/86).<br />

Trivedi B., Saxena D.K., Murthy R.C. et al. (1989). Embryotoxicity and fetotoxicity of orally<br />

administered hexavalent chromium in mice. Reproductive Toxicology; 3(5):275-278.<br />

US-EPA. (1998). Toxicological review of hexavalent chromium (CAS No 18540-29-9) in support<br />

of summary information on the integrated risk information system (IRIS). 70 p.<br />

US-EPA. (2000). Hazard summary on Chromium compounds on the US-EPA website - link:<br />

http://www.epa.gov/ttn/atw/hlthef/chromium.html.<br />

WHO. (2000). World Health Organization (WHO) air quality guidelines for Europe - 2nd edition.<br />

WHO. (2003). Chromium in drinking-water - background document for development of World<br />

Health Organization (WHO) Guidelines for drinking-water quality. (WHO/SDE/WSH/03.04/04).<br />

25


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

ANNEXES<br />

26


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

1 <strong>Annex</strong> I: Human health hazard assessment<br />

This annex is given for information only. An <strong>Annex</strong> <strong>XV</strong> report on SVHC identification is indeed<br />

not the place to discuss the already agreed classification of sodium chromate. Its content is however<br />

a useful background in support to part II of this report.<br />

Most of the following information are taken from the Risk Assessment Report on chromium<br />

compounds (chromium trioxide, sodium dichromate, sodium chromate, ammonium dichromate and<br />

potassium dichromate), published by the ECB in 2005 (E.C., 2005). Please refer to the original<br />

document for more detailed information. It is likely that potassium chromate has not been<br />

prioritised for this risk assessment either because of a different hazard classification (considering<br />

that this substance is not classified reprotoxic contrary to the five other chromates) either because of<br />

less significant volumes and uses.<br />

However, considering that all chromate/dichromate ions produced from Cr (VI) compounds will<br />

behave similarly in biological tissues, other than the additional property of acidity and its potential<br />

influence on toxicity for chromium (VI) trioxide, it is assumed that all the Cr (VI) compounds can<br />

be treated as a common group.<br />

According to the hazard summary from the US EPA (US-EPA, 2000), the respiratory tract is the<br />

major target organ for chromium (VI) toxicity, for acute (short-term) and chronic (long-term)<br />

inhalation exposures. Shortness of breath, coughing, and wheezing were reported from a case of<br />

acute exposure to chromium (VI), while perforations and ulcerations of the septum, bronchitis,<br />

decreased pulmonary function, pneumonia, and other respiratory effects have been noted from<br />

chronic exposure. Epidemiological studies raise concerns for the carcinogenic potential of the Cr<br />

(VI) compounds. Animal studies have shown chromium (VI) to cause lung tumors via inhalation<br />

exposure.<br />

1.1 Toxicokinetics (absorption, metabolism, distribution and elimination)<br />

There is a reasonably good database available on the toxicokinetics of the Cr (VI) compounds under<br />

review, although there are relatively few human data. The available data indicate that generally Cr<br />

(VI) compounds are likely to behave in a similar manner in respect of toxicokinetics, and that the<br />

kinetic behaviour of these substances would be similar in those species studied, including humans.<br />

Following inhalation exposure, animal studies have shown that 20-30% of the administered Cr (VI)<br />

is absorbed via the respiratory tract. Highly water-soluble Cr (VI) is poorly absorbed via the<br />

gastrointestinal tract (only 2-9% of the dose was absorbed in human studies) due to reduction to the<br />

relatively poorly absorbed Cr (III). Only limited dermal absorption takes place through intact skin,<br />

with 1-4% Cr (VI) from an aqueous solution crossing the skin in guinea pig studies.<br />

According to results of animal testing, chromium species derived from these compounds can remain<br />

in the lungs for several weeks after inhalation exposure and also becomes bound to hemoglobin in<br />

erythrocytes for the lifespan of the cells. Part of Cr (VI) becomes reduced to Cr (III) after entering<br />

the body due to the influence of reducing agents, for example glutathione. Distribution is<br />

widespread even after a single dose and includes transfer of absorbed Cr (VI) across the placenta.<br />

Excretion occurs in urine and faeces. Repeated exposure leads to accumulation of chromium in<br />

several tissues, particularly the spleen because of uptake of senescent erythrocytes.<br />

27


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

1.2 Acute toxicity<br />

Highly water-soluble Cr (VI) compounds are very toxic by inhalation and toxic by ingestion. The<br />

respiratory tract and the kidney are damaged by these compounds following inhalation and oral<br />

exposure respectively. Although acutely harmful or toxic by the dermal route, more severe<br />

responses may be observed due to greater uptake via the skin if there is any prior or simultaneous<br />

damage to the skin. Depending upon the pH of the Cr (VI) solution, corrosive effects can occur on<br />

contact (see section 1.4 on corrosivity).<br />

1.3 Irritation<br />

Single application of a low concentration of highly water-soluble Cr (VI) in solution to undamaged<br />

human skin resulted in only a mild irritant response around the hair follicles. Animal data indicate<br />

that irritation occurs following single application to the skin for 4 hours. It is not possible to<br />

determine a clear concentration-response relationship for human skin irritation from the singleexposure<br />

animal or occupational data available. Repeated-exposure skin responses are considered<br />

under corrosivity (see section 1.4 on corrosivity).<br />

Significant damage to the eye can occur upon accidental exposure to highly water-soluble Cr (VI)<br />

compounds. Severe and persistent effects occur when there is contact with the low pH aqueous<br />

chromium (VI) trioxide or Cr (VI) solutions at high temperature. A number of case reports have<br />

detailed both inflammation of the cornea and conjunctivae and in more severe cases, corneal<br />

erosion and ulceration. The severity of response is increased by low pH or high temperature.<br />

Accidental eye contact with the corrosive aqueous chromium (VI) trioxide results in conjunctival<br />

congestion and necrosis and corneal oedema and opacity. It is not possible to determine a clear<br />

concentration-response relationship from the data available.<br />

In a very poorly-reported volunteer study, 10 subjects were apparently exposed to chromium (VI)<br />

trioxide at concentrations of 10-24 mg/m 3 (5-12 mg Cr (VI)/m 3 ) for “brief periods of time”. It was<br />

claimed that this exposure caused nasal irritation. According to the authors, exposure to lower but<br />

unspecified concentrations produced slight if any irritation of the upper respiratory tract. Given the<br />

poor reporting in this study the results cannot be considered to be reliable.<br />

Symptoms of sensory irritation of the respiratory tract are known to occur among chrome plating<br />

workers exposed to a mist of aqueous chromium (VI) trioxide. Since this is corrosive, such<br />

symptoms are to be expected. No quantitative data on such irritation are available from studies of<br />

workers. No studies reporting symptoms of sensory irritation are available for the other Cr (VI)<br />

compounds. Overall, it is not possible to determine a reliable concentration-response relationship<br />

for respiratory tract irritation using the available data.<br />

1.4 Corrosivity<br />

Highly water-soluble Cr (VI) compounds can cause very severe skin effects under certain<br />

conditions. In workers repeatedly exposed to highly water-soluble Cr (VI), where there is some<br />

slight initial damage to the skin, ulcers can develop which constitute a serious and persistent effect.<br />

Animal data are consistent with the observations made in humans. It is not possible to determine a<br />

clear concentration-response relationship for repeated-exposure human skin effects from the<br />

occupational data available and quantitative data could be misleading given the potential for severe<br />

effects resulting from repeated contamination of slightly damaged skin. Overall, highly watersoluble<br />

Cr (VI) compounds should be regarded as corrosive.<br />

28


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

1.5 Sensitisation<br />

Skin sensitisation resulting from contact with Cr (VI) is relatively common in humans working with<br />

the compounds. This has been demonstrated in patch testing of contact dermatitis patients and in<br />

investigations of various occupational groups. In addition, skin sensitisation potential has been<br />

clearly demonstrated in standard and modified guinea pig maximisation tests and in the mouse ear<br />

swelling test.<br />

Current understanding of the mechanism involved in the sensitisation indicates that Cr (III) is the<br />

ultimate hapten. Skin contact with Cr (VI) leads to penetration of Cr (VI) into the skin where it is<br />

reduced to Cr (III). There is some evidence for cross-reactivity between Cr (III) and Cr (VI); Cr<br />

(VI)-sensitised subjects may also react to Cr (III). Overall, it is not possible to reliably determine a<br />

threshold for either induction or challenge in an exposed population using the available data.<br />

According to Ceramicstoday (Bastarache E., 2010), hexavalent chromium can penetrate the skin<br />

where it is reduced to trivalent chromium which plays the role of an hapten; when fixed on a<br />

protein, it becomes a complete antigen. Chromate sensivity has proved fairly persistent once<br />

developed. Contact with textiles colored with chromate-based pigments can be sufficient to<br />

exacerbate the dermatitis. The wearing of leather shoes tanned with chromates can produce<br />

dermatitis of the feet if these are allowed to remain sweaty. In sensitized individuals, the absorption<br />

of chromium by pulmonary and/or oral way could cause an exzematous reaction. After cutaneous<br />

exposure to chromic acid, erosions of the skin may occur. These « chrome holes » initially appear<br />

as papular lesions, either singly or grouped, with central ulceration.<br />

The available case reports and evidence from well-conducted bronchial challenge tests, show that<br />

inhalation of Cr (VI) compounds can cause occupational asthma. As with skin, Cr (VI) - sensitised<br />

subjects may react to Cr (III). It is not possible to determine a no-effect level or exposure-response<br />

relationship for induction or elicitation of occupational asthma.<br />

1.6 Repeated dose toxicity<br />

Please refer to sections 1.4 and 1.5.<br />

1.7 Mutagenicity<br />

1.7.1 In vitro data<br />

There is a very large body of evidence indicating that the Cr (VI) ion in solution is directly<br />

mutagenic in in vitro systems. Extensive in vitro testing of highly water-soluble Cr (VI) compounds<br />

has produced positive results for point mutations and DNA damage in bacteria, point mutations,<br />

mitotic crossing-over, gene conversion, disomy and diploid in yeasts, and gene mutation, DNA<br />

damage, chromosome aberrations, sister chromatid exchanges and unscheduled DNA synthesis in<br />

mammalian cells.<br />

The in vitro genotoxicity of Cr (VI) was diminished considerably by the presence of reducing<br />

agents, in the form of tissue S9 or S12 fractions, gastric juice or reducing agents such as<br />

glutathione, ascorbate or sulphite. These all serve to reduce Cr (VI) to Cr (III) outside the cell<br />

therefore greatly reducing entry of chromium into the cell.<br />

29


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

1.7.2 In vivo data<br />

The genotoxicity of Cr (VI) compounds in vivo has been less extensively studied. Parenteral<br />

administration of sodium or potassium dichromate or potassium chromate to rats or mice resulted in<br />

significant increases in chromosome aberrations and micronucleated cells in the bone marrow and<br />

DNA single-strand breaks, interstrand cross-links and DNA-protein cross-links in the liver, kidneys<br />

and lung. A mouse spot test involving intraperitoneal injection of potassium chromate gave positive<br />

results. Oral studies have been negative but these employed lower dose levels and absorption is<br />

known to be poor by the oral route. Overall, water soluble Cr (VI) compounds are in vivo somatic<br />

cell mutagens in animal studies.<br />

A significant increase in post implantation deaths in a dominant lethal assay was reported in mice<br />

following intraperitoneal injection of potassium dichromate. Toxicokinetic data for water-soluble<br />

Cr (VI) compounds indicate that chromium will reach the germ cells following inhalation exposure<br />

(i.e. a relevant route of exposure for humans). Therefore taking these two observations together, it<br />

can be concluded that water-soluble Cr (VI) compounds have the potential to produce germ cell<br />

mutagenicity.<br />

1.7.3 Human data<br />

A few studies have been conducted in which circulating lymphocytes have been isolated from<br />

chromium-exposed workers and examined for chromosome aberrations, micronuclei, sister<br />

chromatid exchanges (SCE) and changes in chromosome numbers. In general, the results from<br />

better-conducted and reported studies including chromium plating workers in Japan and SS-MMA<br />

(manual metal arc on stainless steel) welders in Scandinavia have been negative.<br />

Evidence of genotoxicity has been reported in several other studies of chromate production workers<br />

in Eastern Europe and chromium plating workers in Italy. However the manner in which these were<br />

conducted and reported precludes full assessment of the significance of the findings.<br />

1.7.4 Summary and discussion of mutagenicity<br />

Few studies of genotoxic potential in humans are available. No evidence of genotoxic activity has<br />

been found in adequately-conducted studies in circulating lymphocytes from chromium exposed<br />

workers. In contrast, there is a vast array of genotoxicity data in vitro and less extensive testing in<br />

animals available. The evidence clearly indicates that highly water-soluble Cr (VI) compounds can<br />

produce significant mutagenic activity in vitro and in vivo. The Cr (VI) compound under<br />

consideration is therefore regarded as in vivo somatic cell mutagen. In addition, toxicokinetic and<br />

dominant lethal data suggest that water-soluble Cr (VI) has the potential to be an in vivo germ cell<br />

mutagen. For information and according to the American Conference of Governmental Industrial<br />

Hygienists (ACGIH) (Bastarache E., 2010), water-soluble hexavalent chromium compounds<br />

include: chromic acid, chromic acid anhydrides, monochromates and dichromates of sodium, of<br />

potassium, of ammonium, of lithium, of cesium, of rubidium. Water-insoluble hexavalent<br />

chromium compounds include: zinc chromate, calcium chromate, lead chromate, barium chromate,<br />

strontium chromate and sintered chromium trioxide.<br />

30


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

1.8 Carcinogenicity<br />

1.8.1 Carcinogenicity: oral<br />

No data available.<br />

1.8.2 Carcinogenicity: inhalation<br />

A few animal carcinogenicity studies were available. Results indicated that sodium dichromate was<br />

clearly carcinogenic, producing lung tumours when administered to rats by continuous inhalation of<br />

aqueous aerosol or long-term repeated intratracheal instillation in saline. Also, there was a single<br />

incidence of a squamous cell carcinoma of the pharynx after inhalation of sodium dichromate<br />

aerosol in rats.<br />

In rats and mice, inhalation studies using an aerosol or mist of chromium (VI) trioxide produced 1-2<br />

test group animals with lung tumours where such were mainly absent among corresponding<br />

controls. These studies suffered from some deficiencies in design such as small group size or<br />

inadequate dosing regimes. In two intrabronchial implantation studies in the rat, 1-2 animals with<br />

carcinomas of the respiratory tract were found in chromium (VI) trioxide-treated groups. No<br />

respiratory tract tumours were observed in controls in these studies.<br />

1.8.3 Carcinogenicity: dermal<br />

No data available.<br />

1.8.4 Carcinogenicity: human data<br />

A number of epidemiology studies investigated cancer risks among workers exposed to various<br />

forms of Cr (III) and Cr (VI). Unfortunately, detailed analysis of smoking habits is almost<br />

invariably absent. In chromate production, workers are exposed to Cr (III) during the production of<br />

Cr (VI) in water-soluble form e.g. sodium chromate. Although studies of chromate production have<br />

clearly established that there is an increase in lung cancer mortality, it is not clear precisely which<br />

Cr (VI) compound(s) produced the effect. An excess risk of lung cancer mortality has also been<br />

reported for workers in the chromate pigment production industry. However, this industry involves<br />

exposure to sparingly soluble or poorly soluble zinc or lead chromates as well as the sodium<br />

dichromate.<br />

Overall, it was concluded that chromium (VI) trioxide in solution is a human carcinogen but only<br />

limited information is available for the other Cr (VI) compounds.<br />

1.8.5 Summary and discussion of carcinogenicity<br />

Epidemiology data from chromate production, chromium pigment manufacture and other<br />

chromium-exposed groups showing clear increases in lung cancers cannot be specifically related to<br />

exposure to Cr (VI) compounds. However, it is highly probable that Cr (VI) ions in solution were<br />

the ultimate carcinogenic entity in these situations. Hence these epidemiological studies raise<br />

concerns for the carcinogenic potential of the Cr (VI) compounds.<br />

In animal carcinogenicity studies, sodium dichromate was carcinogenic in rats, causing lung tumour<br />

production, when given by repeated long term inhalation or intratracheal instillation. In rats and<br />

31


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

mice, inhalation or intrabronchial implantation studies using chromium (VI) trioxide produced 1-2<br />

test group animals with lung tumours where such were mainly absent among corresponding<br />

controls. Thus, in animal studies there is some evidence of respiratory tract carcinogenic activity for<br />

sodium dichromate and chromium (VI) trioxide. Similar studies in rats using other Cr (VI)<br />

compounds, able to produce Cr (VI) in solution, produced carcinogenicity in the lung. Hence there<br />

is good reason from animal studies to be concerned about the carcinogenic potential of the Cr (VI)<br />

compounds, in terms of the inhalation route and the respiratory tract as a site of action. Data for the<br />

oral and dermal routes and carcinogenicity studies on the Cr (VI) compounds are not available.<br />

Chromium (VI) compounds might be expected to have potential to cause cancer on repeated oral or<br />

dermal exposure. In the case of the oral route, any systemic carcinogenic potential could be limited<br />

by poor absorption of Cr (VI), and reduction to Cr (III) within the gastrointestinal tract although site<br />

of contact activity would remain an issue. Similar considerations apply to the skin.<br />

Overall, therefore, the Cr (VI) compounds are considered to have proven or suspect carcinogenic<br />

potential. From the available information, and taking into account the genotoxic potential of these<br />

substances, it is not possible to identify any dose-response relationship or thresholds for this effect.<br />

1.9 Toxicity for reproduction<br />

1.9.1 Effects on fertility<br />

The effects of potassium dichromate on male and female fertility were investigated in sexually<br />

mature (7 weeks old) Swiss mice administered this hexavalent chromium compound in drinking<br />

water (Elbetieha A. and Al-Hamood M.H., 1997). Groups of 9-20 males were administered 0,<br />

1,000, 2,000, 4,000 or 5,000 mg/L potassium dichromate equivalent to doses of approximately 0,<br />

166, 333, 666, 833 mg/kg/day (0, 60, 120, 235, 290 mg Cr (VI)/kg/day) for 12 weeks and then<br />

mated for ten days, 1 male to 2 untreated females. The exposed males were then removed and 1<br />

week later the females were terminated. Similarly, groups of 11-18 females were administered 0,<br />

2,000 or 5,000 mg/L potassium dichromate equivalent to doses of approximately 0, 400, 1,000<br />

mg/kg/day (0, 140, 350 mg Cr (VI)/kg/day) for 12 weeks and then mated for ten days, 3 females to<br />

1 untreated male. One week after the removal of the males, the females were terminated. Number of<br />

pregnant females, total implantations, viable fetuses and resorptions were recorded. In addition,<br />

satellite groups of 10-13 males and 8-10 females administered 0, 2,000 (males only) or 5,000 mg/L<br />

potassium dichromate for 12 weeks were sacrificed at the end of the treatment. Body and<br />

reproductive organ weights were recorded in these animals. No explanation is provided in the study<br />

report concerning the variability in group size. Also, it is unclear how dose levels were selected.<br />

At higher concentrations, the treated animals consumed less water per day compared to the control<br />

group (no more details provided). It is unclear whether or not the dose was adjusted for the reduced<br />

water consumption or if these animals received a lower dose. There were no deaths or clinical signs<br />

of toxicity in any group of male or female mice exposed. Compared to the control group, a<br />

statistically significant reduction in absolute body weight of 10% and 12% was seen in satellite<br />

group males at 2,000 and 5,000 mg/L (the only two dose levels at which body weight was<br />

recorded), respectively. Body weight of satellite group females administered 5,000 mg/L potassium<br />

dichromate (the only dose at which body weight was recorded) was unaffected. Relative testes<br />

weights were statistically significantly increased at 2,000 (by 17.5%) and 5,000 mg/L (by 21.5%).<br />

Relative seminal vesicles and preputial gland weights were statistically significantly reduced at<br />

5,000 mg/L only (by 27% and 34%, respectively). A statistically significant increase in relative<br />

ovarian weight (by 50%) was reported at 5,000 mg/L. It is noted that in the absence of information<br />

on the absolute organ weights, the increase seen in relative testis weight could be accounted for by<br />

32


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

the reduction in absolute body weight observed in males. It is also noted that, in the absence of<br />

histopathological examinations, it is difficult to interpret the toxicological significance of these<br />

organ weight changes.<br />

Compared to the control groups, the percentage of pregnant unexposed females mated with treated<br />

males and of pregnant exposed females mated with untreated males was unaffected by the<br />

treatment. The mean number of implantation sites was statistically significantly reduced in females<br />

impregnated by males treated with 2,000 (6.33 versus 8.18 in the control group) and 4,000 mg/L<br />

potassium dichromate (6.86 versus 8.18), but not with the highest dose (7.84 versus 8.18). Given<br />

the absence of a dose-response relationship, the toxicological significance of this finding is<br />

uncertain. However, it is possible that at higher concentrations, the actual doses the animals<br />

received were lower than the nominal doses, due to the reduced water consumption. There were no<br />

resorptions and dead fetuses in the control group and in the females impregnated by males treated<br />

with 2,000 or 4,000 mg/L potassium dichromate. However, 3 resorptions were noted in the females<br />

impregnated by males treated with the lowest dose (1,000 mg/L). Given the absence of a clear doseresponse<br />

relationship and that it is not clearly reported whether these findings occurred in one single<br />

litter or in different litters, the 3 resorptions seen at 1,000 mg/L are regarded as being incidental. A<br />

total number of 6 resorptions and of 6 dead fetuses was also observed in the females impregnated<br />

by males treated with the highest dose (5,000 mg/L). Although it is not reported whether these<br />

findings occurred in one single litter or in different litters, given the incidence, it is unlikely they<br />

occurred in one isolated litter. Hence, the fetolethality reported at this dose level (5,000 mg/L) is<br />

regarded as being treatment-related. The mean number of implantations and of viable fetuses was<br />

also statistically significantly reduced in females treated with 2,000 mg/L (7.35 versus 9.00 and<br />

6.55 versus 8.76, respectively) and 5,000 mg/L potassium dichromate (7.44 versus 9.00 and 5.88<br />

versus 8.76, respectively). There was also a statistically significant increase in the number of<br />

pregnant females with resorptions at 2,000 (53% versus 11%) and at 5,000 mg/L (63% versus 11%).<br />

Similarly, a total number of 37 and 14 resorptions (versus 4 in the control group) were observed at<br />

2,000 and 5,000 mg/L, respectively.<br />

Overall, the results of this study indicate that oral administration of potassium dichromate to mice<br />

for 12 weeks produced adverse effects on male and female fertility (reduced number of<br />

implantations) at 2,000 mg/L (333 mg/kg/day (120 mg Cr (VI)/kg/day) and 400 mg/kg/day (140 mg<br />

Cr (VI)/kg/day) in males and females, respectively) and above. These effects occurred, for the<br />

males, at dose levels at which a significant reduction in absolute body weight was noted. In the<br />

females, no effects on body weight were noted, but at the highest dose of 1,000 mg/kg/day (350 mg<br />

Cr (VI)/kg/day) there was a significant increase in relative ovarian weight. A NOAEL for these<br />

fertility effects of 1,000 mg/L (equivalent to 166 mg/kg/day potassium dichromate or 60 mg Cr<br />

(VI)/kg/day) was identified in males from this study. No NOAEL value was determined for the<br />

females as these fertility effects (reduced number of implantations) were reported even at the lowest<br />

dose tested of 2,000 mg/L (equivalent to 400 mg/kg/day potassium dichromate or 140 mg Cr<br />

(VI)/kg/day). A reduced number of viable fetuses and an increased number of resorptions were<br />

observed in females treated with 2,000 and 5,000 mg/L (400 and 1,000 mg/kg/day (140 and 350 mg<br />

Cr (VI)/kg/day)). In addition, an increased number of resorptions and dead fetuses were seen in<br />

untreated females impregnated by males given the highest dose of 5,000 mg/L (833 mg/kg/day (290<br />

mg Cr (VI)/kg/day).<br />

1.9.2 Developmental toxicity<br />

In a developmental toxicity study (Trivedi B. et al., 1989), groups of 10, 13, 12 and 10 pregnant<br />

female ITRC-bred albino mice were administered daily 0, 250, 500 and 1,000 ppm of potassium<br />

33


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

dichromate (equivalent to doses of approximately 0, 60, 120 and 230 mg/kg/day (0, 20, 40 and 80<br />

mg Cr (VI)/kg/day)) in drinking water during gestation from day 0 (vaginal plug identified) to day<br />

19 when dams were sacrificed. At sacrifice, fetuses were subjected to routine external, visceral and<br />

skeletal examination, and levels of total chromium in the maternal blood, in the placenta and in the<br />

fetuses were measured.<br />

No deaths or clinical signs of toxicity were observed in any of the treated dams. Compared to<br />

controls, a statistically significant reduction in maternal body weight gain of 21% was seen at 500<br />

ppm, while at 1,000 ppm, a body weight loss of 4% was recorded. Body weight gain was also<br />

reduced by 18% at 250 ppm, although it did not attain statistical significance. No litters were<br />

produced at the top dose. Also, 3 females of the low-dose group and 2 females of the middose group<br />

did not have any litters. A dose-related (statistically significant in the mid-and highdose groups)<br />

increase in pre-implantation loss was seen across treated groups. There were no implantations<br />

(100% pre-implantation loss) in the dams treated with 1,000 ppm. Statistically significantly<br />

increased incidences of post-implantation losses and resorptions were observed at 250 and 500 ppm.<br />

There was also a dose-related (statistically significant in the mid-dose group) reduction in litter size<br />

at 250 and 500 ppm. Fetal weight and crown-rump length were statistically significantly reduced in<br />

the low- and mid-dose groups. No malformations or major skeletal abnormalities were observed. A<br />

statistically significant increased incidence of kinky tail and subdermal hemorrhagic patches and/or<br />

streaks on the snout, limbs, back, neck and tail was seen at 500 ppm. A statistically significantly<br />

reduced ossification in the phalangeal, sternebral, cranial, thoracic and caudal bones was observed<br />

in fetuses of dams treated with 500 ppm. Fetal cranial ossification was also significantly reduced at<br />

250 ppm. No significant abnormalities were seen during soft tissue examinations in any of the<br />

treated groups. Total chromium levels were significantly increased above levels in the control group<br />

for the maternal blood at 500 and 1,000 ppm, for the placenta at 250 and 500 ppm and for the fetal<br />

tissues at 500 ppm.<br />

The complete absence of implantations seen at 1,000 ppm was associated with marked maternal<br />

toxicity (body weight loss). A range of adverse effects on development was noted at 500 ppm.<br />

These effects occurred at a dose level at which there was a maternal body weight gain reduction of<br />

21%. However, since this reduction in body weight gain can be explained by the reduced litter size<br />

and the reduced fetal weight reported at this dose level, these findings may represent a direct effect<br />

of potassium dichromate on development. At 250 ppm, adverse effects on development (increased<br />

incidence of post-implantation losses and resorptions, reduced fetal weight, decreased crown-rump<br />

length and delayed cranial ossification) were observed in the absence of significant maternal<br />

toxicity and in association with significant placental levels of total chromium. It can be concluded<br />

from the results of this study that oral administration of potassium dichromate through drinking<br />

water to pregnant mice caused fetotoxic effects even at dose levels (250 and possibly 500 ppm) at<br />

which no maternal toxicity was observed. Thus, a NOAEL value of 120 mg/kg/day (40 mg Cr<br />

(VI)/kg/day) for maternal toxicity can be identified from this study, but no NOAEL can be<br />

identified for developmental effects as adverse effects were reported even at the lowest dose tested<br />

of 60 mg/kg/day (20 mg Cr (VI)/kg/day).<br />

Junaid et al. (Junaid M. et al., 1996a) exposed pregnant Swiss albino mice (10 per group) to 0, 250,<br />

500 or 750 ppm potassium dichromate in drinking water during days 6-14 of gestation. Dams were<br />

subject to caesarean section on day 19 and fetuses examined. Based on average daily water intakes,<br />

chromium levels received were and 2.00, 3.75 and 5.47 mg/mouse/day. Based on a bodyweight of<br />

30 g, the estimated intake of potassium dichromate was 190, 350 and 520 mg/kg/day (70, 125 and<br />

180 mg Cr (VI)/kg/day). There were no maternal deaths or clinical signs of toxicity but weight gain<br />

was decreased at 350 and 520 mg/kg/day (125 and 180 mg Cr (VI)/kg/day) (reductions of 8.2 and<br />

34


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

24% respectively). The number of fetuses per litter was statistically significantly decreased by 20<br />

and 18%, fetal weight was decreased (by 13 and 20% respectively compared to controls) and the<br />

number of dead fetuses increased (3 in 2 litters, 12 in 7 litters respectively) at 350 and 520<br />

mg/kg/day (125 and 180 mg Cr (VI)/kg/day). Post implantation loss increased to statistically<br />

significant levels of 22 and 34% at 350 and 520 mg/kg/day (125 and 180 mg Cr (VI)/kg/day).<br />

Reduced ossification, incidence of dropped wrist and subdermal haemorrhagic patches were<br />

increased at these dose levels. Overall, chromium (VI) caused fetotoxicity but not malformations at<br />

350 mg/kg/day (125 mg Cr (VI)/kg/day), a dose level which did not produce overt signs of maternal<br />

toxicity but caused a small decrease in bodyweight gain. The NOAEL for fetal effects was 190<br />

mg/kg/day (70 mg Cr (VI)/kg/day).<br />

Other studies<br />

In a study (Junaid M. et al., 1996b) specifically performed to assess the effect of pregestational<br />

exposure to chromium on development, groups of 15 female Swiss albino mice of proven fertility<br />

were administered daily 0, 250, 500 or 750 ppm potassium dichromate (equivalent to doses of<br />

approximately 0, 63, 119 and 174 mg/kg/day (0, 20, 40 and 60 mg Cr (VI)/kg/day) in drinking<br />

water for 20 days. The animals were then immediately mated for 24 hours with untreated males,<br />

and, subsequently, 10 pregnant females were randomly selected from each group and sacrificed on<br />

day 19 of gestation. Both ovaries were removed from the dams to determine the number of corpora<br />

lutea. Numbers of implantations and resorptions were recorded and the fetuses were subjected to<br />

routine external, visceral and skeletal examination. In addition, at sacrifice, levels of total chromium<br />

in the maternal blood, in the placenta and in the fetal tissues were measured.<br />

No clinical signs of toxicity were observed in any of the treated females. Mortality (3/15) was noted<br />

at the top dose. Although autopsy of these animals could not establish the cause of death, given the<br />

number of deaths and the fact that they occurred at the highest dose, they are likely to be treatmentrelated.<br />

Body weight gain was unaffected during the treatment. However, during gestation, almost<br />

no body weight gain was seen in the top-dose dams, and a reduction in body weight gain of 14%<br />

was observed in the mid-dose dams. Compared to controls, a statistically significant reduction in the<br />

number of corpora lutea of 44% was noted at 750 ppm. Also, no implantations were seen in this<br />

group. The number of implantations was also statistically significantly reduced (by 29% of the<br />

control value) in the dams pregestationally treated with 500 ppm potassium dichromate. A doserelated<br />

(statistically significant in the mid-dose group) increase in pre-implantation loss was seen at<br />

250 and 500 ppm. Statistically significantly increased incidences of post-implantation losses were<br />

observed at 250 and 500 ppm, and of resorptions at 500 ppm. Fetal weight and crown-rump length<br />

were statistically significantly reduced in the low- and mid-dose groups. There was also a doserelated<br />

(statistically significantin the mid-dose group) reduction in litter size at 250 and 500 ppm.<br />

No malformations or major skeletal abnormalities were observed. A statistically significant<br />

increased incidence of kinky tail, short tail and subdermal hemorrhagic patches was seen at 500<br />

ppm. A statistically significant reduced ossification in the parietal, interparietal and caudal bones<br />

was observed in fetuses of dams pregestationally treated with 500 ppm. Fetal caudal ossification<br />

was also significantly reduced at 250 ppm. No significant abnormalities were seen during soft tissue<br />

examinations in any of the treated groups. Total chromium levels were significantly increased<br />

above levels in the control group for the maternal blood in all the treated groups, for the placenta at<br />

250 and 500 ppm and for the fetal tissues at 500 ppm.<br />

Overall, the results of this study indicate that pregestational oral administration through drinking<br />

water of potassium dichromate for 20 days to female mice produced adverse effects on female<br />

fertility (reduced number of corpora lutea and/or increased pre-implantation loss) at 500 ppm (119<br />

mg/kg/day (40 mg Cr (VI)/kg/day)) and above. Fetotoxic effects were also seen starting from the<br />

lowest dose level tested, 250 ppm (63 mg/kg/day (20 mg Cr(VI)/kg/day)). Significant maternal<br />

35


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

toxicity (mortality) was observed at 750 ppm. Body weight gain was also dramatically reduced at<br />

this dose level. However, it is noted that this reduction was mainly due to the complete absence of<br />

implantations. No significant maternal toxicity was seen at the low and middose levels. Although<br />

there was a reduction in body weight gain of 14% at 500 ppm, this was accounted for by the<br />

reduced litter size and the reduced fetal weight. It is finally noted that significant levels of total<br />

chromium were found in all treated animals at sacrifice, i.e. at around 21 days after the end of the<br />

treatment. NOAEL values of 119 mg/kg/day (40 mg Cr (VI)/kg/day) and 63 mg/kg/day (20 mg Cr<br />

(VI)/kg/day) can be identified from this study for maternal toxicity and fertility effects respectively.<br />

No NOAEL can be identified for developmental effects. Developmental toxicity including<br />

increased post-implantation losses and resorptions, reduced litter size, fetal weight and crown-rump<br />

length, increased incidence of kinky tail, short tail and subdermal hemorrhagic patches, and delayed<br />

ossification of the parietal, interparietal and caudal bones, occurred even in the absence of maternal<br />

toxicity.<br />

1.9.3 Human data<br />

A poorly reported study of the course of pregnancy and childbirth in a group of women employed in<br />

a chromate production plant produced inconclusive results. Another study claimed that a group of<br />

women engaged in the production of “chromium compounds” showed a much greater incidence of<br />

pregnancy complications in comparison with a control group without occupational exposure to<br />

chromium. The type of exposure to chromium was not specified and the study is of poor quality. No<br />

conclusions can be drawn regarding any potential effects of chromium on reproduction in humans<br />

due to the poor quality of the investigations conducted.<br />

1.9.4 Summary and discussion of reproductive toxicity<br />

Human data relating to effects on reproduction are limited to poorly reported studies of female<br />

workers from which no conclusions can be drawn. There are three animal studies available which<br />

focus on fertility and developmental effects. Adverse effects were produced in mice receiving<br />

potassium dichromate for 12 weeks in drinking water at 333 mg/kg/day (120 mg Cr (VI)/kg/day)<br />

and 400 mg/kg/day (140 mg Cr (VI)/kg/day) and above in males and females respectively. A<br />

NOAEL of 166 mg/kg/day (60 mg Cr (VI)/kg/day) was identified in males but no NOAEL was<br />

found for females as 400 mg/kg/day was the lowest dose level tested. An increase in resorptions<br />

following treatment of males and a decrease in implantations in treated females were among the<br />

findings in this study. In another study, pregestational oral administration of potassium dichromate<br />

in drinking water to female mice produced adverse effects on fertility (reduced number of corpora<br />

lutea and increased pre-implantation loss) at 500 ppm (119 mg/kg/day (40 mg Cr (VI)/kg/day)) and<br />

above. NOAEL values of 119 mg/kg/day (40 mg Cr (VI)/kg/day) and 63 mg/kg/day (20 mg Cr<br />

(VI)/kg/day) can be identified from this study for maternal toxicity and fertility effects respectively.<br />

In a third study, fetotoxicity, including post-implantation losses, has been observed in the mouse<br />

following administration of potassium dichromate in drinking water during gestation (days 0-19).<br />

Significant developmental effects occurred at the lowest dose level tested, 60 mg/kg/day (20 mg Cr<br />

(VI)/kg/day) in the absence of maternal toxicity. Therefore no developmental NOAEL was<br />

determined. Qualitatively similar results were obtained in another study in which (350 mg/kg)<br />

potassium dichromate (125 mg Cr (VI)/kg) was administered for a shorter period, on days 6-14 of<br />

gestation.<br />

Overall, highly water-soluble chromium (VI) compounds should be considered to be developmental<br />

toxicants in the mouse. These findings can be regarded as relevant to humans.<br />

36


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

It is noted that some of the adverse effects on reproduction observed in animal studies may be<br />

related to the germ cell mutagenicity of these chromium (VI) compounds (see Mutagenicity<br />

section).<br />

No reproductive toxicity studies are available using the inhalation or dermal routes of exposure.<br />

1.10 Other effects<br />

Not relevant for this <strong>dossier</strong>.<br />

1.11 Derivation of DNEL(s) or other quantitative or qualitative measure for dose response<br />

Not relevant for this <strong>dossier</strong>.<br />

37


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

2 <strong>Annex</strong> II : Overall description of chromium manufacturing and chromium uses<br />

Following information has been compiled and summarized from HSDB (HSDB, 2005) (general<br />

entry for chromium ions and inorganic and organic chromium compounds), the European Risk<br />

Assessment Report (E.C., 2005) and from the following industrial websites:<br />

- http://www.elementischromium.com/products/manufacturing.htm<br />

- http://www.icdachromium.com/home.php#<br />

2.1 Manufacture<br />

Chromium is mined outside of the EU as chromite (FeCr2O4) ore which contains trivalent chromic<br />

oxide and this is oxidised to sodium chromate during kiln roasting in the chromate-producing<br />

industry (SCOEL, 2004). Chromite ore and soda ash (sodium carbonate) and sometimes ground<br />

lime, limestone or dolomite are the principal raw materials in the manufacture of chromium<br />

chemicals. These compounds are subjected to a high temperature calcination process to produce<br />

sodium chromate. The vast majority of sodium chromate produced is then reacted with sulphuric<br />

acid to produce sodium dichromate liquor with sodium sulphate as a co-product. The sodium<br />

dichromate is used as the derivative to manufacture the whole range of chromium based chemicals.<br />

Process of manufacturing is illustrated in Figure A1. Hexavalent compounds, with the exception of<br />

some small amounts in minerals, do not occur naturally in the environment but are formed from<br />

trivalent chromium during chromate-production processes.<br />

Only one EU producer has been listed since 2004 in UK and only manufactured sodium dichromate.<br />

This plant has closed down in 2009. Main manufacturers are now located in South Africa and main<br />

EU importers are located in UK. Companies wishing to use chromate compounds must use<br />

imported sources.<br />

2.2 Main applications and uses of chromium and chromium compounds referenced in<br />

literature<br />

Three main sectors of activity using chromium compounds can be distinguished.<br />

2.2.1 Alloy and chromium metal production<br />

Of the world's total production of chromite, approximately 95% is smelted into ferrochromium<br />

alloys. These are for subsequent use in the stainless steel, steel and other alloy industries.<br />

Chromium metal, composed of nearly 100% chromium, is produced by the aluminothermic or<br />

electrolytic process. It is mainly used for specialty alloys.<br />

Main uses referenced by HSDB (HSDB, 2005) are fabrication of alloys, preparation of alloy steels<br />

to enhance corrosion and heat resistance and production of non-ferrous alloys to impart special<br />

qualities to the alloys.<br />

2.2.2 Refractory applications<br />

Production of chromite for refractory use and foundry sands is about 3% of world production of<br />

chromite. Refractory chromite is used in sectors of ferrous and non-ferrous metallurgy, in cement<br />

38


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

kilns and in the glass industry. Pure chromium oxide is used alone or together with alumina,<br />

zirconia and silica for high temperature and attack resistant refractories.<br />

2.2.3 Chromium chemicals manufacturing and related uses<br />

2% of the world's production of chromite was used in 2008 for manufacturing a variety of<br />

chromium chemicals (including chromium (VI) compounds) from conversion of sodium chromate<br />

(sodium dichromate, ammonium and potassium dichromate, chromic acid, chromic oxide and basic<br />

chromium sulphate, etc.).<br />

The earliest use of chromium chemicals was during or before the 19 th century for colour and<br />

pigment applications, due to their very bright colours in clear yellow, orange, green, turquoise and<br />

blue. Main uses referenced by HSDB are manufacturing of coloured pigments used in dyes, paints<br />

and plastics, ceramics, cements, papers, rubbers, composition floor covering, surface finishes and<br />

other materials.<br />

The second largest use of chromium chemicals is in the metal finishing industry. Chromium is<br />

actually known for its luster when polished and its protection when coated on metal surfaces. It is<br />

used as a protective, decorative and increased wear resistance by coating in the sector of metal<br />

finishing on vehicles parts, plumbing fixtures, furniture parts and many other items, usually applied<br />

by electroplating.<br />

Chromium is also regarded with great interest because of its high corrosion resistance and hardness.<br />

A major development was actually the discovery that steel could be made highly resistant to<br />

corrosion and discoloration by adding chromium and nickel to form stainless steel and special high<br />

chromium content super-alloys used in gas turbine engines. Besides decorative plating, hard<br />

chromium plating is applied extensively to corrosion and wear resistant engineering surfaces and to<br />

pickling of plastics. Chromium plating is usually made from chromic acid. Stainless steel<br />

manufacturing and chrome (electro)plating are currently the highest-volume uses of chromium.<br />

Primer paints containing hexavalent chromium is still widely used for aerospace and automobile<br />

fishing applications regarding the resistance to corrosion.<br />

Other smaller uses are the following:<br />

- mordant in textile industry in dyeing silk treating, printing, and moth proofing wool,<br />

- tanning in leather industry,<br />

- fixing baths in photographic,<br />

- catalytic manufacture (catalysts for halogenation, alkylation, and catalytic cracking of<br />

hydrocarbons, etc.)<br />

- fuel additives and propellant additives in ceramics,<br />

- fabrication of magnetic tapes,<br />

- use in cooling “fluids”,<br />

- use in wood preservatives,<br />

- use in medicine as astringents and antiseptics,<br />

- etc.<br />

This multiplicity of uses explains that chromium is commonly found in a wide range of articles such<br />

as aircrafts, motorcars, barrels, buses, cans, electrical appliances, flatware, hardware, lumber,<br />

pharmaceuticals, pigments and dyes, railroad equipment, ships, etc.<br />

39


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Specific application in wood preservation:<br />

Potassium dichromate, sodium dichromate and chromium trioxide have been used in the<br />

formulation of water-borne wood preservatives for about a century (ICDA, 1998). They function as<br />

essential chemical fixatives for the copper and other fungicidal and insecticidal components in the<br />

widely used chromated-copper preservatives, of which the best known example is CCA (copperchrome-arsenic<br />

mixture). Studies have shown that chromium in these preservatives has little or no<br />

direct action against decay fungi. However, stabilisation of the other preservative components<br />

achieved through valency state reduction of chromium makes them resistant to leaching and<br />

provides the treated wood with long-term durability against fungal and insect attack, even in high<br />

risk environments. It should be noted that chromium compounds have virtually no fungicidal (or<br />

insecticidal) activity in wood. Despite the long and successful history of use of chromate containing<br />

wood preservatives, a number of regulatory authorities have and are considering restrictions or bans<br />

on their use for certain products; interestingly, CCA preservatives are still permitted for timber for<br />

export and for local heavy duty applications.<br />

Now, the use of potassium dichromate and sodium dichromate in the formulation of wood<br />

preservatives is not allowed in Europe following European Commission decision of the 5 th of<br />

December 2007 on the basis of the 27 th meeting of representatives of Member States Competent<br />

Authorities for the implementation of Directive 98/8/EC concerning the placing of biocidal products<br />

on the market (“Way forward on chromium”). The harmonized approach taken is the following: in<br />

order to ensure that chromic acid in wood preservatives has none or a negligible biocidal activity,<br />

chromium-containing wood preservatives meeting the following requirements on their composition<br />

and use shall be allowed to remain on the market. No other form than chromic acid (chromium<br />

trioxide) should be allowed in the product. Other chromium compounds, such as potassium<br />

dichromate or sodium dichromate should not be allowed, as no data have been provided to<br />

demonstrate that these compounds have no, or only a negligible, biocidal activity. This approach<br />

has however not been endorsed by several countries (UK, IE, LT and HU).<br />

40


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Chromite<br />

Figure A1: Example of chromium compounds manufacturing process (from ICDA website)<br />

41


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

3 <strong>Annex</strong> III: Treatment and coating of metals, metal finishing processes using<br />

chromium (VI) compounds<br />

The main process which involves chromium is electroplating (chrome plating), but other uses are in<br />

conversion coatings (passivating and anodising) and in brightening (E.C., 2005). The electroplating<br />

sector constitutes approximately 43% of the total number of companies with metal finishing<br />

activities.<br />

According to the industry (French consultation, 2010), main activities of the metal finishing sector<br />

using chromate compounds are anodising application, chemical and electrolytic coatings and paints,<br />

which represent respectively 5%, 24% and 32% of the total metal finishing activity. Main purposes<br />

of metal treatments are appearance improving (12%), resistance to corrosion (46%), wear resistance<br />

(24%) and others (electrical conductivity, etc.).<br />

The distribution of chromium (VI) compounds used by metal finishing workshops to prepare<br />

treatment baths (all merged processes) was in 2004 according to the French Metal Finishing Trade<br />

Union:<br />

• chromium trioxide 64% (meaning that 64% of all metal treatment baths are prepared from<br />

chromium trioxide),<br />

• potassium dichromate 17%,<br />

• sodium dichromate 17%,<br />

• ammonium dichromate 2%,<br />

• potassium chromate 2%.<br />

3.1 Formulation of metal treatment products<br />

There are many different companies throughout the EU who make formulations for use in metal<br />

treatment (E.C., 2005). The formulations are usually confidential. However, the same two basic<br />

mixing processes are used to manufacture them: dry mixes or liquid mixes. The process is<br />

essentially one of mixing components together into a product and then packaging. Chromium<br />

trioxide is the most common chromium (VI) compound used.<br />

3.2 Conversion coating (usually called chromate conversion coating – CCC) or<br />

chromating<br />

Conversion coatings are produced by the chemical treatment of metallic surfaces to give a barrier<br />

layer of complex chromium compounds on the metal surface, to protect the base metal from<br />

corrosion (E.C., 2005). It can also provide a good base for subsequent painting, give a chemical<br />

polish and/or colour the metal.<br />

There is a range of processes which fit under this heading; the two involving chromium compounds<br />

are passivating and anodising. Passivating is a chemical treatment applied to a metal product to<br />

enhance corrosion resistance whereas anodising is an electrolytic process designed to produce an<br />

oxide film integral with the surface of the metal. The compositions of the treatment baths are<br />

proprietary and can vary greatly and may contain either chrome (VI) or chrome (III). The coatings<br />

can be applied either by immersion or electrolytically (E.C., 2005).<br />

Chromate conversion coating is a type of conversion coating applied to passivate aluminium, zinc,<br />

cadmium, copper, silver, magnesium, tin and their alloys to slow corrosion and to make metalplated<br />

parts more durable. The strong oxidative properties of chromates are used to deposit a<br />

protective oxide layer of complex chromium compounds on metallic surfaces to protect the base<br />

42


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

metal from corrosion. This passivation and the self healing properties by the chromate stored in the<br />

chromate conversion coating, which is capable to migrate to local defects, are the benefits of this<br />

coating method. It can also provide a good base for subsequent painting, give a chemical polish<br />

and/or colour the metal.<br />

The chromate coating acts like a paint, protecting the zinc from white corrosion, this can make the<br />

part several times more durable depending on chromate layer thickness. It cannot be applied<br />

directly to steel or iron, and does not enhance zinc's cathodic protection of the underlying steel from<br />

brown corrosion. It is also commonly used on aluminium alloy parts in the aircraft industry where it<br />

is often called chemical film, or the well known brand name Alodine. It has additional value as a<br />

primer for subsequent organic coatings, as untreated metal, especially aluminium, is difficult to<br />

paint or glue. Chromated parts retain their electrical conductivity to varying degrees, depending on<br />

coating thickness. The process may be used to add color for decorative or identification purposes.<br />

Coating thickness vary from a few nanometers to a few micrometers thick.<br />

The protective effect of chromate coatings on zinc is indicated by color, progressing from clear/blue<br />

to yellow, gold, olive drab and black. Darker coatings generally provide more corrosion resistance.<br />

Chromate conversion coatings are common on everyday items such as hardware and tools and<br />

usually have a distinctive yellow color.<br />

The composition of chromate conversion solutions varies widely depending on the material to be<br />

coated and the desired effect. Most solution compositions are proprietary. The widely used Cronak<br />

process for zinc and cadmium consists of 5–10 seconds of immersion at room temperature in a<br />

solution of 182 g/L sodium dichromate crystals (Na2Cr2O72H2O) and 6 mL/L concentrated sulfuric<br />

acid.<br />

Anodising of aluminium is an electrolytic passivation process used to increase the thickness of the<br />

natural oxide layer on the surface of metal parts. Anodising increases corrosion resistance and wear<br />

resistance, and provides better adhesion for paint primers and glues than bare metal. The most<br />

widely used anodising specification, MIL-A-8625, defines three types of aluminium anodisation:<br />

Type I is chromic acid anodisation, Type II is sulfuric acid anodisation and Type III is sulfuric<br />

acid hardcoat anodisation. The oldest anodising process uses chromic acid which does not lead to<br />

the deposition of chromium but uses chromic acid as electrolyte in the solution. It is widely known<br />

as the Bengough-Stuart process. In the UK it is normally specified as Def Stan 03/24 and used in<br />

areas that are prone to come into contact with propellants etc. There are also Boeing and Airbus<br />

standards. Chromic acid produces thinner, 0.5 µm to 18 µm more opaque films that are softer,<br />

ductile, and to a degree self-healing. They are harder to dye and may be applied as a pretreatment<br />

before painting. A sealing is usual needed after anodising and uses different processes, particularly<br />

potassium dichromate salt (please see infra).<br />

3.3 Sealing after anodising<br />

Acidic anodising solutions produce pores in the anodised coating. These pores can absorb dyes and<br />

retain lubricants, but are also an avenue for corrosion. When lubrication properties are not critical,<br />

they are usually sealed after dyeing to increase corrosion resistance and dye retention. Different<br />

types of sealing exist. Teflon, nickel acetate, cobalt acetate, and hot sodium or potassium<br />

dichromate seals are commonly used. Dichromate compounds are often used for this purpose in the<br />

aeronautic sectors which use aluminium alloys 2024 and 2019.<br />

43


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

3.4 Chrome (electro)plating or chrome dipping or chroming<br />

Chrome plating, often referred to simply as chrome, is a technique of electroplating a thin layer of<br />

chromium onto a metal object. Chrome is only applied by electroplating. Chromium plating is<br />

mainly done either to increase resistance to rust and corrosion, to facilitate cleaning procedures, to<br />

increase surface hardness and resistance to wear and tear (hard chrome plating) or for decoration<br />

and aesthetic reasons, in order to achieve a shining surface (decorative chrome plating). The surface<br />

thickness for the former is typically 10 to 1000 µm, for the latter, between 0.25 and 1.0 µm.<br />

3.4.1 Chrome plating methods<br />

There are two types of industrial chrome plating solutions:<br />

1. Hexavalent chromium baths which main ingredient is chromic anhydre. When mixed with<br />

acid, chromate ions CrO4 2- , first form dichromate ions Cr2O7 2- , then chromic acid H2CrO4.<br />

Solutions containing chromic acid are powerfully oxidizing and highly corrosive.<br />

2. Trivalent chromium baths whose main ingredient is chromium sulfate or chromium chloride<br />

The component will generally go through these different stages.<br />

• Degreasing to remove heavy soiling.<br />

• Manual cleaning to remove all residual traces of dirt and surface impurities.<br />

• Various pretreatments depending on the substrate.<br />

• Placed into the chrome plating vat and allowed to warm to solution temperature.<br />

• Plating current applied and component is left for the required time to attain thickness.<br />

There are four methods of chromium plating: barrel; manual; semi-automatic and automatic (E.C.,<br />

2005).<br />

Barrel plating is used for plating small parts at low cost. Either the parts and solution are rotated<br />

together in an open-ended barrel or parts are enclosed in a cage and transferred manually or<br />

automatically from one plating solution to another. The advantages of using barrel plating are low<br />

cost and a more enclosed process, so reducing exposure to the plating solutions.<br />

Manual plating is a series of tanks that contain the appropriate plating and cleaning solutions. Parts<br />

are placed on racks or hangers and manually transferred from tank to tank. This type of plating<br />

process is labour intensive and, as platers spend a larger proportion of their working time at the<br />

tanks, there is a relatively higher risk of exposure. However, the use of this method is declining<br />

because of the high costs associated with labour intensive processes.<br />

In semi-automatic plating, parts are manually loaded on to jigs and then the operator moves the jigs<br />

between the baths using an overhead hoist in a predetermined sequence. The operator usually stands<br />

on a platform by the side of the plating line. This method usually results in lower exposure than<br />

manual plating as the operators can distance themselves from the plating solutions for large<br />

amounts of time.<br />

The main difference between automatic and semi-automatic plating is that the movement of the jigs<br />

is controlled electronically in automatic plating and therefore the operator spends very little time<br />

near the plating solutions, except when there is a problem with the process.<br />

44


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

3.4.2 Chrome plating processes<br />

There are two main distinct types of chromium plating processes; decorative and hard chrome<br />

plating. It is possible to use chromium (III) salts for decorative chrome plating and there has been<br />

an increase in chromium (III) decorative plating in recent years at the expense of chromium (VI)<br />

decorative plating (E.C., 2005).<br />

Hard chrome plating is chrome plating that has been applied as a fairly heavy coating (usually<br />

measured in thousandths of an inch) for wear resistance, lubricity, oil retention, and other 'wear'<br />

purposes. Some examples would be hydraulic cylinder rods, rollers, piston rings, mold surfaces,<br />

thread guides, gun bores, etc. 'Hard chrome' is not really harder than other chrome plating, it is<br />

called hard chromium because it is thick enough that a hardness measurement can be performed on<br />

it, whereas decorative chrome plating is only millionths of an inch thick and will break if a hardness<br />

test is conducted, so its hardness cannot really be measured directly.<br />

Decorative chrome plating is sometimes called nickel-chrome plating because it always involves<br />

electroplating nickel onto the object before plating the chrome (it sometimes also involves<br />

electroplating copper onto the object before the nickel, too). The nickel plating provides the<br />

smoothness, much of the corrosion resistance, and most of the reflectivity. The chrome plating is<br />

exceptionally thin, measured in millionths of an inch rather than in thousandths. Nickel plating is<br />

the main touch of a decorative chrome plated surface (such as a chrome plated wheel or truck<br />

bumper). The chrome adds a bluish cast (compared to the somewhat yellowish cast of nickel),<br />

protects the nickel against tarnish, minimizes scratching, and symbiotically contributes to corrosion<br />

resistance. Without such nickel undercoating no reflective and decorative surface is possible.<br />

The most important issue for durable chrome plating for outdoor exposure such as on a vehicle is<br />

that at least two layers of nickel plating are needed before the chrome layer called "duplex nickel<br />

plating": semi-bright nickel followed by bright nickel. The reason for this involves galvanic<br />

corrosion issues. The bright nickel is anodic to the semi-bright nickel, and sacrificially protects it,<br />

spreading the corrosion forces laterally instead of allowing them to penetrate through to the steel.<br />

Electrolytic chromium/chromium oxide coated steel (E.C., 2005)<br />

Steels used in packaging, e.g. cans, are non-alloyed steel flat products and are used for drinks or<br />

food products. Depending on the application, the steel can be covered with a metal coating (tin or<br />

chromium) or with an additional organic coating. The two main steels used for packaging products<br />

are tinplate and electrolytic chromium coated steel (ECCS). Their technical specifications are<br />

described in EN10202. They are both certified for food contact materials. After tinning, tinplate is<br />

subject to a passivation treatment in which chromium and chromium oxides are deposited on to the<br />

surface, to improve resistance to oxidation and improve suitability for lacquering and printing. The<br />

most widely used passivation process for tinplate is a cathodic treatment in a solution of sodium<br />

dichromate (3.5 to 9 mg/m 2 ). ECCS is always used lacquered. On the surface of the strip a coating<br />

mass between 50 and 140 mg/m 2 (total chromium) is applied. Chromium (VI) is used in both<br />

processes, but is reduced to chromium metal and chromium (III) on the final product. Consumer<br />

exposure to chromium (VI) is therefore likely to be negligible from this source.<br />

45


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

3.4.3 Brightening<br />

This process may be part of the surface preparation before a major process such as electroplating.<br />

Chromates are used only for copper, zinc and their alloys. Brightening basically involves dipping<br />

the substrate into a solution of chromium salts to remove scale, oxide films and tarnish. Chromate<br />

baths are not normally made up specifically for this purpose, but where a bath is already made up<br />

for plating or other use it may also be used for this purpose (E.C., 2005).<br />

46


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

4 <strong>Annex</strong> IV: Uses of chromium (VI) salts in the textile sector (process)<br />

This information is drawn from the Italian Textile and Health Association (Associazione Tessile e<br />

Salute, 2009). The entire document focuses on the use of sodium dichromate in dyeing of textile<br />

fibres (processes, control of human exposure - workers during the process and consumer through<br />

the articles-, control of environment exposure, waste management, etc.). This information is<br />

expected to be also valid for other Cr (VI) compounds used for the same purpose and process.<br />

4.1 Dyeing of protein fibres<br />

The use of sodium dichromate is based on a oxidation-reduction reaction which transforms the<br />

hexavalent chromium chemical into the corresponding trivalent chromium, with following creation<br />

of a stable complex between this and the dyeing molecule uniformly diffused and chemically bound<br />

inside the fibres.<br />

Furthermore, hexavalent chromium added in the dyeing bath totally binds to the fibre as it does not<br />

exceed the material thanks to the stoichiometric dyeing method adopted.<br />

The percentages to use according to the material weight vary between 0.1 and 3% of solution<br />

dichromate. The process is divided into three phases:<br />

- First phase: ordinary dyeing with acid dyes<br />

- Second phase: the called “chromating” process, which uses sodium dichromate, working at a<br />

temperature of 94-96°C for a variable time between 30 and 40 minutes<br />

- Third phase: reduction (with thiosulphate and/or washing).<br />

The dyeing and chromating processes are carried out in closed containers whereas the exhausted<br />

dyeing baths are drained through pipes which ensure their transport to the company’s and /or<br />

cooperative depuration system.<br />

When applied to tops, the dyed material often undergoes further washing with ammonia and soap at<br />

a temperature between 30 and 40°C in continuous machines, called “backwashing machines”,<br />

which guarantee the fibre sliver to be deeper cleaned during the transport to the company’s or<br />

cooperative depuration plant.<br />

The chemical agent is used as a solution and this strongly limits the risks for the operators; in fact<br />

the main risk is represented by inhalation and being the agent vapour tension in the form of metal<br />

ion practically void, its presence as aerosol in the working place is quite improbable.<br />

Moreover, a deliberate exposure by skin contact or ingestion is absolutely to exclude because eating<br />

and/or drinking is strictly forbidden in the working place, also with regard to how the chemical<br />

agent is used in a closed system.<br />

The closed circuit dosing system is equipped with a storage tank, into which the external supplier<br />

let the liquid chemical agent flow; this tank must be positioned in such a way so as to ensure<br />

conveyance of any accidental release to the depuration plant and to prevent its drying. The dosing<br />

system must also be equipped with highly precise volumetric weighing system and automatic<br />

distribution to the dying devices by means of a piping network.<br />

In the rare event that the quantity of sodium dichromate to be used is so small that the automatic<br />

dosing system cannot be employed (dyeing of minimum quantities or lab tests), all the operations<br />

shall be carried out with the aid of personal protection devices like nitril gloves, glasses, mask.<br />

47


ANNEX <strong>XV</strong> – <strong>IDENTIFICATION</strong> <strong>OF</strong> SVHC<br />

Furthermore, it can be affirmed that at the end of the dyeing cycle, when the textile is still inside the<br />

dyeing apparatus and prior to sampling (when the colour compliance is checked), the whole<br />

quantity of hexavalent chromium has been already reduced to trivalent chromium as a security for<br />

the operators.<br />

4.2 Chemical reaction with fibre and dyestuff<br />

Cr (III) salt is not used as mordant since the treatment should take place in acid environment and at<br />

such conditions that wool with protonatized sites would not only bind with Cr³ + ions but on the<br />

contrary would tendentially repel them. This is the reason why Cr 6+ as Cr2O7 — . anion is used.<br />

Reacting with dichromate in acid environment, Cr2O7 — anion is first fixed by ionic bond to the<br />

protonatized amino groups of the wool and then reduced by reaction with wool reducing groups,<br />

among which the -S-S- cystine group:<br />

Cr2O7 -- + 6 and - + 14 H + ↔ 2 Cr 3+ + 7 H2O<br />

Now Cr 3+ ion is already distributed inside the fibre and can bind with - COOH groups of the wool<br />

and form complexes with the dye, furthermore with a less acid pH it can also bind with the amino<br />

compounds of the fibre by means of coordinative linking.<br />

In practice, there take place the simultaneous Cr 6+ reduction and Cr 3+ combination with the dye in<br />

the fibre.<br />

In this way the Cr (III) ion works as linking species between fibre and dye, and this explains the<br />

high colour fastness levels obtained with these dyes.<br />

4.3 Subsequent processes<br />

The need to assess also the processes downstream the dyeing cycle is due to the assumption that<br />

should a residual part of hexavalent chromium be present inside the dyed material, this could cause<br />

exposure to inhalation by the operators in the downstream production areas because of the<br />

formation of fibrous particulate caused by mechanical operations, like for example the blending of<br />

top slivers.<br />

Actually, the stoichiometric use of the chemical agent according to the type and quantity of the<br />

material to be processed and to the dye intensity implies the almost total absence of residual<br />

hexavalent chromium inside the dyed textile.<br />

48

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!