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NSF Data Management Plan Notes from Pr<strong>of</strong>essor Virginia Walbot, Biology, Oct. 2012.<br />

The Plant Genome Research Program (PGRP) section <strong>of</strong> the biology directorate has required<br />

a special appendix on <strong>data</strong> <strong>management</strong> since 1998, preceding the agency-wide requirement for a<br />

<strong>data</strong> <strong>management</strong> plan. 5 pages are allowed for this section and two other items about<br />

coordination among institutions. PGRP grantees do not file an item in FastLane in the usual<br />

place for a <strong>data</strong> <strong>management</strong> plan. Other “special programs within NSF” also have particular<br />

requirements in which applicants are instructed to NOT put an attachment in the FastLane <strong>data</strong><br />

<strong>management</strong> slot but to instead type in a code.<br />

In my experience, a very short <strong>data</strong> <strong>management</strong> plan is preferable to a long one. I generally use<br />

a larger font than in the proposal and make a table or list to be “perfectly” clear. These <strong>plans</strong> are<br />

read by reviewers who appreciate brevity! If your proposal is recommended for funding, the<br />

NSF program <strong>of</strong>ficers could ask you for more details. This only happened to me in 1998 when I<br />

was asked to clarify if there would be a difference in distribution for non-pr<strong>of</strong>it and company<br />

requests.<br />

NSF Proposal PRGP 2007 Virginia Walbot (Stanford) and Zac Cande (UC-Berkeley)<br />

Plant Genome Research Program (PGRP) The proposal was funded for 5 years at<br />

approximately $1 M per year.<br />

(A-1) Sharing <strong>of</strong> Results and Management <strong>of</strong> Intellectual Property<br />

Sequence Deposit: All sequence <strong>data</strong> from this project will be deposited into GenBank at the<br />

time <strong>of</strong> publication.<br />

Community Resources: Cytological analysis including both photographs and written<br />

descriptions <strong>of</strong> the male-sterile mutant collection will be deposited with the Maize Coop and<br />

MaizeGDB approximately annually. Proteomics and transcriptome pr<strong>of</strong>iling <strong>data</strong> will be placed<br />

in public <strong>data</strong>bases at the time <strong>of</strong> publication. RT-PCR <strong>data</strong> that is not part <strong>of</strong> the supplementary<br />

materials in publications will be available from the PI by FTP. This is the method by which we<br />

delivered original DNA sequencing trace files to the community in the Maize Gene Discovery<br />

Project.<br />

PALM Instrument in the Bay Area. We realize that requesting a PALM for our study<br />

is a very large investment <strong>of</strong> resources. Our plan to insure that this instrument benefits many<br />

individual researchers in many labs is as follows. This instrument will be housed at Stanford<br />

University to accomplish the two studies described in the proposal (fertile and mac1), and the<br />

equipment will be available to the other 8 plant cell and molecular labs at the University and the<br />

Carnegie Institution on campus. Several <strong>of</strong> these labs participated in the PALM demonstration<br />

in summer 2005 and are eager to use the instrument; currently the closest instrument is at UC-<br />

Davis, more than 100 miles away. In the second half <strong>of</strong> the project period, the PALM will be<br />

moved to UC-Berkeley (most likely to be housed in the microscopy facility managed by Steve<br />

Ruzin). The Cande lab will collect cells from additional mutants, and the ~20 plant cell and<br />

development labs at UC-Berkeley and the PGEC will have access to the instrument.


Long-term Distribution: Clones, antibodies, and other resources will be distributed to public<br />

sector users at the time <strong>of</strong> publication without any "reach through" restrictions on use. Modest<br />

charges to cover shipping and handling may be assessed. Private sector user requests would be<br />

evaluated by the Office <strong>of</strong> Technology Licensing at Stanford University (see below) prior to<br />

distribution. All seed stocks in this project are already on deposit at the Maize Coop. For lines<br />

<strong>of</strong> particular interest, double mutants and improved and expanded stocks will be constructed by<br />

this research program. Such materials would be deposited at the Maize Coop at the time <strong>of</strong><br />

publication or by the end <strong>of</strong> the project for unpublished materials.<br />

Intellectual Property: As described above the seed stocks, other materials, and <strong>data</strong> from this<br />

project will be in the public domain, with free access to all. For some specialized biological<br />

reagents, The Office <strong>of</strong> Technology Licensing at Stanford University promotes the distribution<br />

<strong>of</strong> such materials from academic research into the private sector. Materials such as clones,<br />

antibodies, and other biological reagents are typically distributed after payment <strong>of</strong> a one-time fee<br />

($500 to $1000 per item). This fee is returned to the originating laboratory in a research account,<br />

and the PI and coPI would decide how to spend such funds. Stanford University and UC-<br />

Berkeley have a long history <strong>of</strong> cooperation in intellectual property issues. As part <strong>of</strong> the Maize<br />

Gene Discovery Project the issues related to EST clones, transposon tagged genes and their<br />

sequences, and maize genetics resources were thoroughly discussed in a meeting <strong>of</strong> the PI and<br />

coPIs and the technology licensing departments <strong>of</strong> these institutions. As the lead institution,<br />

Stanford will be responsible for coordinating and managing the intellectual property resulting<br />

from this GEPR award.<br />

2. NSF standard grant, Data Management Plan, 2011 Virginia Walbot PI<br />

Policy on and Experience with Rapid Dissemination <strong>of</strong> Results. Stanford University<br />

encourages rapid delivery <strong>of</strong> new <strong>data</strong> to public <strong>data</strong>bases after editing, annotating, and<br />

validation to meet community standards. The PI has extensive prior experience in this. For<br />

example, during production <strong>of</strong> >200,000 maize ESTs in the Maize Gene Discovery Project, our<br />

policy was to deposit trimmed <strong>data</strong> directly to GenBank in almost daily batches and then retrieve<br />

it for analysis, putting us on an equal footing with others interested in maize ESTs in terms <strong>of</strong><br />

contig assembly, gene identification, etc. Similarly, during the Maize Full Length cDNA<br />

Sequencing Project managed by the University <strong>of</strong> Arizona finished full length cDNAs were<br />

released to GenBank in batches after the painstaking clone validation proc<strong>edu</strong>re, and these clones<br />

were then simultaneously available for distribution at a nominal cost by the University <strong>of</strong><br />

Arizona. In both these projects individual community requests for additional information were<br />

addressed within one or two days by V. Walbot, i.e. to send untrimmed sequence <strong>data</strong>, to provide<br />

additional <strong>lib</strong>rary information, to provide clones in advance (at a nominal cost), etc. In both<br />

projects we also cooperated with individual investigator and large project requests for our<br />

<strong>lib</strong>raries, arrayed plates with cDNA or FLcDNAs plasmids in a timely manner. We recently<br />

published (Pimentel et al. 2011) a method for displaying genetic records and family trees, and<br />

made our own records the example (http://www.<strong>stanford</strong>.<strong>edu</strong>/~walbot/geneticrecords.html );<br />

those requesting seed can look up from a computer or Smartphone all information about our<br />

stocks and hence pinpoint precisely which stocks will work best for them. This tool has<br />

increased our requests about five-fold in the past year.


MaizeGDB will be our primary portal for dissemination <strong>of</strong> results. A key early<br />

decision in our current PGRP project was that we would not build a project website, but instead<br />

rely on MaizeGDB for <strong>data</strong> dissemination. MaizeGDB uses us as an example <strong>of</strong> a model project<br />

as we partially fund a specific employee (Dr, Lisa Harper, 50% FTE at MaizeGDB working from<br />

the Plant Gene Expression Center, Albany CA) who participates in our PGRP project, is a coauthor<br />

on papers to which she contributed, and is responsible for <strong>data</strong> entry into MaizeGDB<br />

including cytological image evidence <strong>of</strong> hundreds <strong>of</strong> male-sterile lines. For the Maize-Ustilago<br />

project the volume and complexity <strong>of</strong> <strong>data</strong> are much lower, and <strong>data</strong> deposit into MaizeGDB will<br />

be performed by the PI and postdoctoral fellows. The following <strong>data</strong> types are anticipated:<br />

Table 1. Data types from this project and how they will be disseminated.<br />

http://www.<strong>stanford</strong>.<strong>edu</strong>/~walbot/ = lab website<br />

http://www.<strong>stanford</strong>.<strong>edu</strong>/~walbot/geneticrecords.html = genetic records<br />

Data type Where Deposited When # By Whom<br />

Microarray & RNA- Track at Maize GDB Within 3 months <strong>of</strong> PI<br />

Seq<br />

and GEO<br />

<strong>data</strong> validation by<br />

qRT-PCR<br />

Small protein Track at Maize GDB Within 3 months <strong>of</strong> PI<br />

proteomes<br />

<strong>data</strong> validation<br />

Availability and use Posters, publications, When we have PI and Research team<br />

<strong>of</strong> FRET sensors in and lab website validated use with a<br />

transgenic maize<br />

robust scientific study<br />

Phenotypic <strong>data</strong> on Posters, publications, Publications PI and Research team<br />

Ustilago-maize<br />

interaction<br />

and lab website<br />

Ustilago gene cloning Posters and<br />

After publication Gunther Doehlemann<br />

and allele analysis publications<br />

distributes Ustilago<br />

stocks<br />

Availability and use Posters, publications,<br />

PI in collaboration<br />

<strong>of</strong> endoscopes and lab website<br />

with Mark Schnitzer<br />

3. NSF Proposal (~$4.4 M for four years, 3 years funded plus 1 year extension) from the<br />

PGRP.<br />

Yeisoo Yu, PI University <strong>of</strong> Arizona, Cari Soderlund coPI <strong>of</strong> Arizona, Virginia Walbot coPI<br />

Stanford Plant Genome Research Program 2004 - 2007<br />

A-1. Sharing <strong>of</strong> Results and Management <strong>of</strong> Intellectual Property<br />

Maize Full-length cDNA Project<br />

A-1.1 It is our explicit intention that all <strong>data</strong> derived from this project be placed in public<br />

<strong>data</strong>bases as soon as produced and quality checked as outlined in the project description.<br />

Specifically:<br />

1) All single-pass cDNA sequences will be deposited in dbEST Genbank at weekly


intervals.<br />

2) All finished FL-cDNA sequences will be deposited in dbEST Genbank.<br />

3) cDNA clones produced from this proposal will be made publicly available from Arizona<br />

Genomics Institute (AGI) BAC/EST Resource Center in University <strong>of</strong> Arizona.<br />

4) High-density filter arrays <strong>of</strong> the full-length cDNA set will be available to the community<br />

through the AGI BAC/EST Resource Center.<br />

5) Aliquots <strong>of</strong> amplified cDNA <strong>lib</strong>aries 1 and 2.<br />

There are no IP issues (restrictions) related to the use <strong>of</strong> any <strong>of</strong> the materials.<br />

A-1.2 Making the public aware <strong>of</strong> our new resources. Public awareness <strong>of</strong> the resources will<br />

be through, AGI and Stanford websites, as well as collaborative web links from Gramene and<br />

MaizeGDB <strong>data</strong>bases to our <strong>data</strong>base and AGI webbased ordering system<br />

(http://genome.arizona.<strong>edu</strong>/orders) for accurate and easy clone identification and distribution.<br />

We will provide community awareness <strong>of</strong> our resources produced at scientific conferences, from<br />

emails and direct conversations.<br />

A-1.3 All clone distribution will be handled through the AGI BAC/EST Resource Center.<br />

Distribution <strong>of</strong> resources requiring protection <strong>of</strong> Intellectual Property is handled by a community<br />

member’s institution providing a signed standard Universal Biological Material Transfer<br />

Agreement (UBMTA). An example <strong>of</strong> the AGI MTA is available at AGI web ordering system<br />

(http://www.genome.arizona.<strong>edu</strong>/orders/).<br />

A-1.4 Fees charged by the AGI BAC/EST Resource Center for resources are based on cost<br />

recovery and take into account the cost <strong>of</strong> all reagents, labor, shipping, service contracts and<br />

instrument depreciation. The pricing structure is as follows:<br />

Pricing to academic institutions Pricing to for pr<strong>of</strong>it companies<br />

• Library $12.00/plate plus shipping $50.00/plate plus shipping<br />

• Clones $6.00/clone plus shipping $30.00/clone plus shipping<br />

• High-density filter arrays $150.00/filter plus shipping $250.00/filter plus shipping<br />

• Amplified Library $250.00/1ml aliquot <strong>of</strong> amplified <strong>lib</strong>rary. Not available until the end<br />

<strong>of</strong> the project

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