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Referencing: Principles, Practice and Problems<br />

Colin Neville<br />

University of Bradford, Bradford, UK<br />

AbsTRACT<br />

This paper explores a neglected aspect of academic writing, namely the principles and practice of referencing<br />

sources. In recent years, plagiarism has been a dominant concern for higher education practitioners. However,<br />

there can be a fine line between plagiarism and poor referencing practice, and higher education institutions report<br />

that students often struggle to understand, not just the ‘how’, but the ‘when’ and ‘why’ aspects of referencing.<br />

This paper will, however, assert that student difficulties can stem from the inconsistencies of institutional advice,<br />

proliferation of referencing styles, and an over-emphasis by institutions on the technical presentation of sources,<br />

rather than on the principles underpinning referencing. The author will argue that academic writers, particularly<br />

students, should be encouraged by institutions to perceive referencing primarily as a tool for the development of<br />

an authentic authorial voice, rather than just as a defensive shield against accusations of plagiarism.<br />

Keywords: Referencing, citations, bibliographies, avoiding plagiarism, academic writing.<br />

INTRODUCTION<br />

Referencing is the practice of acknowledging<br />

in an academic text the intellectual work of<br />

others; work that has been presented formally<br />

into the public domain and is still<br />

accessible in some way. The term ‘citation’<br />

refers to the presentation of a source in the<br />

body of the text; and the ‘references’ or<br />

‘bibliography’ refers to the full list of presented<br />

sources at the end of the work. It is<br />

expected that academic writers will cite and<br />

fully reference the sources of ideas, data<br />

and other evidence in written assignments.<br />

However, this practice is not without its difficulties<br />

for academic writers, particularly<br />

students. Recent studies 1,2 have highlighted<br />

the difficulties students can have in understanding<br />

the principles and practice of<br />

referencing, including understanding when<br />

it is necessary to reference and how to cite<br />

and reference sources in a way that avoids<br />

plagiarism.<br />

Pittam et al. 3 has highlighted the difficulties<br />

students can experience in developing a<br />

sense of authorship in academic writing,<br />

and Neville 4 has also identified a number of<br />

particular technical concerns for students,<br />

including the confusion caused by the<br />

proliferation of referencing styles found<br />

within higher education. For academic<br />

practitioners, a particular area of concern<br />

has been in relation to the number of<br />

inaccessible or ‘disappeared’ sites cited in<br />

peer reviewed journals, leading to a loss of<br />

credibility for the academics in question;<br />

this will be explored later in this paper.<br />

Like many familiar practices, referencing can<br />

be taken for granted by academics experienced<br />

in writing for professional purposes.<br />

Familiarity with the method can lead to a<br />

situation where the principles that underpin<br />

practice are no longer reviewed, challenged,<br />

or even considered. The experienced academic<br />

writer can also fail to appreciate why<br />

others less experienced struggle to master a<br />

practice that may seem commonplace to the<br />

writer concerned.<br />

The aim of this paper is to review the<br />

principles that underpin the practice of<br />

referencing and the problems that can<br />

<strong>Sci</strong>entific Tool<br />

Received Date : 30-03-2012<br />

Revised Date : 30-04-2012<br />

Accepted Date : 02-05-2012<br />

DOI: 10.5530/rjps.2012.2.1<br />

Address for<br />

correspondence<br />

Colin Neville<br />

Trans:it Project-<strong>Sci</strong>ence<br />

(Resource Development)<br />

University of Bradford<br />

School of Lifelong Education and<br />

Development<br />

University of Bradford<br />

Bradford<br />

BD7 1DP, UK<br />

E-mail: c.neville@bradford.ac.uk<br />

www.rjps.in<br />

<strong>RGUHS</strong> J <strong>Pharm</strong> <strong>Sci</strong> | Vol 2 | Issue 2 | Apr–Jun, 2012 1


occur, particularly for students. It will address the ‘why’,<br />

‘what’ ‘where’, ‘when’, and ‘how’ of referencing. It will<br />

also engage with the thorny issues of what constitutes<br />

common knowledge – which does not need referencing–<br />

and about the proliferation of referencing styles and<br />

the confusion this can cause to students. A key point<br />

in the paper will be that referencing difficulties of<br />

students, particularly those studying outside their home<br />

countries, are often inseparable from other the writing<br />

difficulties, and these arise largely from a lack of previous<br />

experience and knowledge of what is expected of them.<br />

One desired outcome from this paper is that institutions<br />

of higher education allocate time in staff development<br />

sessions to reviewing the way referencing is perceived,<br />

presented, and assessed.<br />

Why reference?<br />

So what is the point of referencing? It can be argued<br />

that the main purpose is to facilitate the collective<br />

development and transmission of academic knowledge.<br />

This development and transmission is powered by<br />

human endeavour and communication; referencing is<br />

one element in this communication process, and can<br />

allow writers to separate their ideas from the work of<br />

others. It also helps other scholars trace the origins of<br />

ideas, thus build links across knowledge.<br />

Secondly, all academic writers, whether students or<br />

practitioners, are expected to become more critical of ideas<br />

as they progress in their careers. This critical approach<br />

includes the intelligent selection, review, analysis and<br />

presentation of ideas in support of a chosen argument.<br />

Referencing is a practical manifestation of this engagement<br />

with knowledge and crucial in the development of<br />

authorial identity, particularly in the analysis, review and<br />

construction of arguments.<br />

In this respect, Becker 5 believes the construction of<br />

arguments is the predominant function of referencing.<br />

In Becker’s view, referencing facilitates the communication<br />

of evidence to support a particular case, or to<br />

assess, compare, contrast or evaluate different sources.<br />

Shahabudin, 6 summarising work done by the ‘Critical<br />

Thinking’ learning area of the Learn Higher Centre of<br />

Excellence in Teaching and Learning (CETL) network,<br />

also suggests that mastery of the principles and practice<br />

of referencing is an important element for academic<br />

writers in the development of critical thinking.<br />

Shahabudin 6 sees referencing as a way to gain authority<br />

and authenticity in academic writing if it is used to<br />

help to trace the origins of ideas, synthesize multiple<br />

voices in any discussion, and build a web of connecting<br />

ideas.<br />

Thirdly, it can be argued that the standardisation of<br />

referencing practice, in compliance with a particular<br />

referencing style, supports this communication process.<br />

Colin Neville: Referencing: Principles, Practice and Problems<br />

The accurate citation and referencing of sources, and in<br />

a consistent way, advances a writer’s credibility with his<br />

or her peers, and facilitates others to identify the type of<br />

source, originator, publisher, and the date of its origin.<br />

This serves to comply with copyright agreements,<br />

acknowledges the authors or originators of the work in<br />

question, and assists other academic writers with their<br />

own research.<br />

Despite the potentially broad role of referencing in<br />

academic writing, Angelil-Carter 7 found that undergraduate<br />

students in her South African study perceived<br />

its function largely in terms of satisfying institutional<br />

guidelines, and quotes one student as viewing referencing<br />

as a ‘damn nuisance’ 7 (p. 64), rather than as an aid to the<br />

development of arguments. Angelil-Carter 7 cites other<br />

examples where referencing is seen as a strategy for<br />

merely displaying reading coverage or for mimicking the<br />

conventions of academic writing, rather than a means for<br />

students to develop their ‘own voices’ in assignments. 7<br />

(p. 61) Neville 8 too, has argued that the ‘moral panic’<br />

around concerns of plagiarism in UK higher education<br />

has produced a situation where undue emphasis is<br />

placed by institutions on the ‘when’ and ‘how’ aspects of<br />

referencing, rather than on the principles underpinning<br />

referencing, particularly the development of authorial<br />

identity in academic writing.<br />

Discussion about academic integrity in general, and<br />

plagiarism in particular, has gained momentum in higher<br />

education over the last two decades, leading to policies<br />

and statements emanating from within institutions<br />

warning students of the dire consequences of plagiarism<br />

to their academic careers. However, Levin 9 and Neville 8<br />

feel that these warnings have made academic writers,<br />

particularly students, anxious about expressing their<br />

own views in assignments. Both commentators 8,9 argue<br />

that concerns about plagiarism can lead some students<br />

to adopt defensive forms of writing. This is where<br />

the identity or personality of the writer is submerged<br />

by the weight of citation and referencing in the text,<br />

including the referencing of texts included merely for<br />

‘show’ purposes, but clearly not read by the students in<br />

question. This defensive form of referencing highlights<br />

a tension many academic writers appear to feel between<br />

developing their own ideas, demonstrating their<br />

commitment to the set reading, and avoiding accusations<br />

of plagiarism.<br />

Abasi et al. 2 for example, in their study of graduate<br />

students, found that: “The students relied heavily on citation<br />

and referencing to represent themselves as writers who had consulted<br />

their sources.” 2 (p. 10) They quoted a student who said:<br />

“You don’t want to write or read a paper that is full of citations,<br />

but you have to when you are a student”. 2 (p. 110)<br />

Neville, in his study of students’ perceptions of<br />

referencing, found students who described the process<br />

2 <strong>RGUHS</strong> J <strong>Pharm</strong> <strong>Sci</strong> | Vol 2 | Issue 2 | Apr–Jun, 2012


of academic writing as akin to editing, rather than<br />

authorship. He quotes two postgraduate students: 8 (p. 28)<br />

The person is not able to bring out his own thoughts, in<br />

the fear that this idea has already been quoted by previous<br />

authors. As this process of fear grows higher, the interest<br />

to research and innovate is lost… as the reader analyses<br />

further almost every idea that [he] thinks is already quoted<br />

by another…I am not against referencing, but with the<br />

degree to which it is over-emphasized, I fear it will defeat the<br />

objective of education – to train the minds to think.<br />

“ It is considered that if there are a lot of references<br />

[in the assignment] then the person has done more<br />

research, which is not necessarily true. I think an assignment<br />

must be more of your own work, and not an entire literature<br />

review. Your own ideas and words must be valued…”<br />

This tension can lead to students writing in a way that<br />

buries their writing style identity behind a crustacean layer<br />

of referencing to the point where, as one experienced<br />

higher education tutor has suggested:<br />

“Any rhythm that the resulting prose might have<br />

possessed had been destroyed through being referenced to<br />

death.” 10 (p. 54)<br />

However, there have been interesting workshop<br />

approaches within higher education institutions to<br />

encourage students to develop their own authorial<br />

identities and to use referencing as a tool for this purpose.<br />

The University of Aberdeen, for example, has embedded<br />

academic writing workshops within its <strong>Sci</strong>ence Masters<br />

programmes. These workshops address questions, such<br />

as, ‘What is a piece of academic writing?’; ‘What is an<br />

argument?’ Feedback from students and staff has been<br />

positive, with all commenting favourably on the increased<br />

understanding and application of the conventions of<br />

academic writing. 11 At London Metropolitan University<br />

and Liverpool Hope University, Writing Centres were<br />

established, and peer mentoring schemes introduced,<br />

enabling successful post-graduate students to mentor<br />

new undergraduate and postgraduates in academic<br />

writing generally, or for a particular discipline. 12<br />

The use of plagiarism detection software, such as Turnitin<br />

and Ferret, can also be used, not just to deter plagiarism,<br />

but in formative way to assist in the development of<br />

academic writing. Barratt and Malcolm, 13 for example,<br />

report on a study involving 182 mainly postgraduate<br />

International Masters students on Computer <strong>Sci</strong>ence,<br />

Automotive Engineering and Electronics courses. The<br />

students were asked to summarise a number of research<br />

papers in an essay, and their assignments were submitted<br />

to Turnitin and Ferret, with a view to giving feedback on<br />

how original their words appeared to be. A threshold of<br />

15 percent of matching text was used, but it was found<br />

Colin Neville: Referencing: Principles, Practice and Problems<br />

that 41 percent of students had submitted work that<br />

exceeded this threshold, although on closer inspection<br />

a number of these, for a variety of reasons, could not<br />

be regarded as plagiarism. However, over a quarter<br />

(26 percent) of assignments was above the threshold,<br />

and these students were shown their work with the<br />

copied passages highlighted and given an opportunity<br />

to resubmit it. On resubmission, the incidence of<br />

plagiarism had dropped to 3 percent overall.<br />

Pankhurst and Moore 14 found that Turnitin, if used in a<br />

formative way, was a ‘powerful tool’ in encouraging and<br />

helping health science students to paraphrase journal<br />

articles. The researchers suggested that plagiarism<br />

occurred because students were often ‘not comfortable’<br />

with their own writing ability: “To change or paraphrase was,<br />

to them, to risk inaccuracy.” 14 (p. 126) This view is supported<br />

by Neville who found that some students, particularly<br />

those studying outside their home countries, “… could<br />

not always think of alternative words or ways of expressing<br />

ideas; and some admitted to only half understanding the meanings<br />

in some passages, so had resorted to partial copying of the most<br />

impenetrable sections of the text.” 4 (p. 32)<br />

When and what to reference<br />

There is no referencing issue more capable of confusing<br />

academic writers than this. In particular, as suggested<br />

in the last section, students can experience a tension<br />

between expressing their own ideas and citing the work<br />

and ideas of others; separating the two can become<br />

difficult, and students can become over-cautious or<br />

confused, about what should be cited. 4,15–17<br />

Higher education tutors in the same disciplines may not<br />

agree on when it is necessary to reference sources and,<br />

in particular, may disagree on what constitutes common<br />

knowledge. 7,18 As stated earlier, what is regarded as<br />

common knowledge does not need citation or referencing.<br />

However, Angélil-Carter 7 found inconsistencies among<br />

staff at one higher education institution on this issue;<br />

common knowledge to one tutor was not to another,<br />

even in the same subject area, leading to student<br />

confusion and insecurity.<br />

So what is common knowledge? One definition is:<br />

… information that is presumed to be shared by members of<br />

a specific “community” — an institution, a city, a national<br />

region, the nation itself … a particular race, ethnic group,<br />

religion, academic discipline, professional association, or other<br />

such classification. 19<br />

Common knowledge, in a referencing context, has<br />

two main elements. First, there is knowledge ‘shared’<br />

in the public domain. These are generally undisputed<br />

facts circulating freely and publicly in any largely<br />

uncensored society. It would also include general and<br />

<strong>RGUHS</strong> J <strong>Pharm</strong> <strong>Sci</strong> | Vol 2 | Issue 2 | Apr–Jun, 2012 3


factual descriptions of folklore and traditions, although<br />

specific author comment on these would be referenced.<br />

It also covers commonplace observations or aphorisms;<br />

for example, that the dreary days of winter can have a<br />

depressing impact on our moods, although if specific<br />

evidence was mentioned, this would be cited. It would<br />

also cover descriptive historical summaries of past<br />

events or periods taken from general reference sources,<br />

where most commentators agreed on what happened.<br />

However, disagreements among commentators on<br />

causal factors of these events would be noted and duly<br />

referenced.<br />

Second, there is common knowledge within a subject.<br />

Every subject has its own set of commonly agreed<br />

assumptions, jargon, and symbols into which the scholar<br />

becomes drawn and which do not have to be continually<br />

explained or referenced. At undergraduate degree level,<br />

it is assumed that students starting on many courses<br />

where there are particular subject prerequisite, for<br />

example, sciences, mathematics, and English literature,<br />

will already have some knowledge of these. 19 However,<br />

as suggested earlier, not everyone within the same<br />

discipline may agree on what is common knowledge and<br />

navigation of this arena often requires explicit and early<br />

negotiation between students and individual tutors on<br />

any course. 17<br />

Angélil-Carter 7 has also drawn attention to difficulties<br />

older students can encounter when they attempt to<br />

integrate their own experiences into an assignment.<br />

In the social science disciplines, for example, students<br />

who have lived through significant periods of history<br />

may assume their own perspectives on past events are<br />

commonly held by others. They may take the position,<br />

therefore, that their own perspectives do not need the<br />

support of citation and reference to an ‘expert’. Many<br />

tutors would agree with this stance - but not all - and it<br />

is this inconsistency of tutor approach to referencing<br />

that can contribute to inequalities in the marking and<br />

feedback of assignments.<br />

Another factor in this discussion of common knowledge<br />

is in relation to shared knowledge common to one<br />

cultural group, but not others. Students, for example,<br />

may present unreferenced material in assignments in<br />

the belief that the ideas would be regarded as publicly<br />

recognised and undisputed in their culture; but some<br />

tutors may not agree - and may criticise the student for<br />

not producing ‘evidence’ to support claims made. So<br />

when should sources, outside of common knowledge,<br />

be cited? Campion 20 proposes a set of ‘rules for<br />

references’ based on the comments of 300 reviewers<br />

of four academic journals. He asserts that referencing<br />

is essential in the following situations. Firstly, to<br />

acknowledge the source of a finding, theory, definition,<br />

technique, instrument, formula, or some other piece<br />

Colin Neville: Referencing: Principles, Practice and Problems<br />

of information; secondly, to recognise similar findings,<br />

theories, ideas or opinions; thirdly, to recognise<br />

contradictory or different findings; and fourthly, to<br />

support a point not well-known or not universally<br />

accepted by readers. He argues too, that references<br />

may also be needed for the following purposes: (1.) to<br />

support a conceptual point or assertion; (2.) to justify<br />

the use of a method, technique, or instrument (e.g., its<br />

reliability, validity, or appropriateness); and (3.) to support<br />

the importance or viability of a research topic, research<br />

question, or purpose/objective of a study.<br />

Drawing on Campion’s work, which was written for an<br />

academic practitioner readership, Neville 21 additionally<br />

proposes a more pragmatic six element framework for<br />

students on when to reference sources:<br />

1. To give the reader the source of tables, figures,<br />

photos, statistics, and diagrams included in a text.<br />

These may be items directly copied or which<br />

have been a source of collation for the writer.<br />

2. When describing or discussing a definition,<br />

theory, model, or practice associated with a<br />

particular writer. This would include the names<br />

of authors who coined words to label particular<br />

phenomena or situations.<br />

3. To emphasise the wider context of a personal<br />

reflection or personal experience, or to add<br />

weight to the writer’s own arguments or<br />

perspectives.<br />

4. When giving emphasis to a particular idea that<br />

has found a measure of agreement and support<br />

amongst commentators.<br />

5. To inform the reader of sources of direct<br />

quotations or definitions used.<br />

6. When paraphrasing another person’s idea that<br />

the writer feels is particularly significant or<br />

likely to be a subject of debate.<br />

Quality issues<br />

The increase in readily available online information<br />

has raised quality issues for students and for academic<br />

practitioners. For students, an issue of concern regards<br />

the validity of sources presented in assignments; and<br />

for practitioners, as suggested earlier, an important issue<br />

is about errors of citation and referencing found in<br />

academic writing, including peer reviewed journals.<br />

In relation to validity of sources, Campion 20 (p. 166) asserts<br />

that preference should be given to original articles that<br />

are: “seminal in an area of research; methodologically or<br />

conceptually rigorous; and most recent”. Campion had<br />

his own discipline, Psychology, in mind and, as regards<br />

‘most recent’, but we can find a division of opinion<br />

between subject areas on this point. In science disciplines,<br />

4 <strong>RGUHS</strong> J <strong>Pharm</strong> <strong>Sci</strong> | Vol 2 | Issue 2 | Apr–Jun, 2012


the ‘most recent’ evidence rule is likely to apply. But even<br />

in these disciplines past work can be the foundation for<br />

exploring how contemporary ideas have built on earlier<br />

ideas, models, and practices. With other disciplines, such<br />

as philosophy, English, religious study, law, or accounting,<br />

the ‘most recent’ can be less applicable, as more emphasis<br />

can be placed on seminal work in these disciplines.<br />

Campion also asserts that ‘the following reportage<br />

secondary sources are not considered [to offer] strong<br />

support’ as evidence in assignments: references to mere<br />

statements made in research articles that are not findings;<br />

textbooks; professional or trade journals, and similar<br />

sources; newspapers and other popular press sources.<br />

However, he also notes that, on occasions, even these<br />

identified ‘weak’ sources might well offer ‘strong<br />

support’, depending on the credibility of the authors<br />

and context in which they are used:<br />

… the quality of a reference depends on the context within<br />

which it is being used. If it is appropriate to the context, then it<br />

is a good quality reference (e.g., popular press references may be<br />

appropriate to show public awareness of an issue). 20 (p. 166)<br />

Another area of concern expressed by practitioners<br />

in recent years has been in relation to inaccessible or<br />

‘disappeared’ sites that are cited in peer reviewed journals.<br />

For example, Crichlow et al. 22 found that nine percent of<br />

sites cited in medical journals were inaccessible within<br />

three months of publication; and, even more dramatically,<br />

Aronsky et al. 23 found that 12 percent of sites cited in<br />

biomedical publications were inaccessible within two<br />

days of publication! Other studies have raised concerns<br />

about the lack of attention to referencing detail by some<br />

researchers. For example, Buchan et al. 24 investigated<br />

the frequency of citation and quotation errors in 100<br />

papers published in ten ophthalmic journals. Their<br />

analysis of 200 references found 35 errors in recording<br />

sources and 30 quotation inaccuracies. Similarly, Gosling<br />

et al. 25 in a study of reference and quotation accuracy<br />

in four peer-reviewed Manual Therapy journals, found<br />

nearly 36 percent errors in referencing sources and<br />

12 percent of errors in quotations. Harzing 26 feels<br />

that errors of this type can undermine a field of<br />

knowledge: “When practitioners discover that academics fail to<br />

do a rigorous job [and] that they resort to carelessly repeating<br />

what others have said…they are unlikely to value the academic’s<br />

advice.” 26 (p. 145) Harzing 26 makes a connection between<br />

careless referencing and increasing workloads in higher<br />

education:<br />

Unfortunately, increasing pressures on professors to publish,<br />

combined with increased student/faculty ratios that demand<br />

more of professors’ potential research time for teaching, are<br />

probably exacerbating this type of ineffective behavior. 26<br />

(p. 144)<br />

Colin Neville: Referencing: Principles, Practice and Problems<br />

The ‘how’ of referencing: referencing styles<br />

The ‘how’, or technical presentation of sources, is governed<br />

by the referencing style adopted by either the subject<br />

discipline; or by a single institution e.g., UK Coventry<br />

University with the name-date (Harvard) as their chosen<br />

institutional style; or at the discretion of a department<br />

within an institution. Neville 4 found 14 referencing<br />

styles in operation in UK higher education institutions,<br />

each with their own sets of advisory or prescriptive<br />

guidelines.<br />

Why so many styles? Particular referencing styles can<br />

be adopted because of an affiliation to a style guide<br />

produced by an organisation representing the interests of<br />

a professional group or subject discipline, e.g., American<br />

Psychological Association (APA) style with Psychology<br />

and related subjects. But other reasons for the adoption<br />

of a particular style include gradual change over time;<br />

departments imitating departments across institutions;<br />

an arbitrary past decision by someone influential in a<br />

department; or institutional or departmental decisions<br />

in an attempt to standardise practice for students. Also,<br />

some referencing styles have benchmark guides that are<br />

regularly updated and offer clear and detailed instruction<br />

on how to reference a wide range of sources, including<br />

electronic, which prove attractive to their adopters,<br />

e.g., APA. This can offer security in their very prescription<br />

and currency, which other more advisory referencing<br />

benchmarks do not offer. For example, the Harvard<br />

style is derived from the following: (1.) British Standard<br />

Institution (BS) guidelines: 5605: 1990: Recommendations<br />

for citing and referencing published material; (2.) BS 1629:1989:<br />

Recommendation for references to published materials; (3.) BS<br />

5261-1:2000: Copy preparation and proof correction – part 1:<br />

design and layout of documents; (4.) BS ISO-690-3: 2009:<br />

Information and documentation – Guidelines for bibliographic<br />

references and citations to information resources. These are<br />

advisory guidelines only and Neville found that the<br />

practitioners within institutions charged with interpreting<br />

and communicating the guidelines could be inconsistent<br />

in their interpretation of BS recommendations. This led<br />

to differences in the way the Harvard style formatting<br />

of sources was presented to students, even within the<br />

same institution. 21<br />

Gibaldi 27 has argued too, that referencing styles adopted<br />

by institutions and departments can be shaped by the<br />

kinds of research and scholarship undertaken. For<br />

example, the numerical related styles of referencing<br />

are often favoured by visual disciplines, such as art and<br />

design and architecture, because they are more subtle,<br />

less intrusive and pleasing aesthetically on the page,<br />

compared to the relative ‘clutter’ produced by the<br />

citation name-date Harvard, APA or Modern Languages<br />

Association (MLA) styles.<br />

<strong>RGUHS</strong> J <strong>Pharm</strong> <strong>Sci</strong> | Vol 2 | Issue 2 | Apr–Jun, 2012 5


Neville 8 found students critical of the number of<br />

referencing styles within UK higher educations. He<br />

quotes one undergraduate science student:<br />

I wish there weren’t so many styles of referencing and [there<br />

was] one standard referencing style for all courses. 8 (p. 17)<br />

Students on some combined studies courses might be<br />

faced with two or more referencing studies to learn<br />

and manage within the same semester and Neville also<br />

found students critical of the inconsistencies among<br />

teaching staff on the advice being offered to students<br />

about referencing detail. This was particularly true of the<br />

Harvard style for the reasons stated earlier in this paper.<br />

Within the medical and pharmaceutical disciplines<br />

two referencing styles tend to be predominant: the<br />

‘Harvard style’ and a recurrent-number style, commonly<br />

referred to as the ‘Vancouver’ style, as outlined by the<br />

International Committee of Medical Journal Editors<br />

(ICMJE), in their guide International Committee of Medical<br />

Journal Editors Uniform requirements for Manuscripts Submitted<br />

to Biomedical Journals: Sample References.<br />

The Vancouver referencing style uses either a bracketed or<br />

superscript number in the text, which connects with list<br />

of references at the end of the work. The same number<br />

can be repeated, for example, if a source is mentioned<br />

more than once in the same text. A number in the<br />

text will, therefore, connect with the same number<br />

in the final list of references. The advantage of this<br />

referencing style generally is that only one number is<br />

used per source or note, so the same number can be used<br />

for recurring references to the same source (Table 1).<br />

The basic idea of the Harvard style is to use citations<br />

(a partial reference) in the main body of a text by citing<br />

the family name of the author(s), or organisational<br />

name, and the year of publication; and then to list all<br />

references in full and in alphabetical order at the end of<br />

a work. The name used in the citation always connects<br />

with the name used to start the full reference entry. The<br />

Harvard referencing style is the one most familiar to<br />

writers from the style adopted by many academic books<br />

and journals and there is no distraction from the text<br />

Table 1: Summary of major differences between Harvard<br />

and Vancouver referencing styles<br />

Name-Date (Harvard) Style Vancouver Style<br />

This style involves giving<br />

(or citing) the name(s) of<br />

author(s) or organisation(s)<br />

in the text along with<br />

the year of publication.<br />

All sources are listed<br />

alphabetically at the end<br />

of an assignment and<br />

labelled as ‘References’.<br />

Colin Neville: Referencing: Principles, Practice and Problems<br />

This style uses bracketed<br />

(or superscript) numbers<br />

in the text that connect<br />

with a list of references<br />

at the end of the chapter/<br />

assignment. The same<br />

number can recur, e.g., if a<br />

source is mentioned more<br />

than once in the text.<br />

to look at footnotes or endnotes, as is the case with<br />

concurrent referencing styles (Table 1).<br />

The Harvard style is, however, less versatile when citing<br />

and referencing sources without authors, and complex<br />

when citing secondary sources, and Neville’s survey<br />

of the referencing difficulties of undergraduate and<br />

postgraduate home and international students 4 found<br />

the difficulties of secondary referencing high on the list<br />

of concerns of both cohorts (Table 2).<br />

Table 2: Main referencing concerns of students<br />

in the UK<br />

Home Students (all) International Students (all)<br />

1. Secondary referencing 1. Paraphrasing and<br />

summarising<br />

2. How to integrate own 2. How to integrate own<br />

ideas and experiences into ideas and experiences into<br />

assignments<br />

assignments<br />

3. Paraphrasing and<br />

summarising<br />

3. Secondary referencing<br />

4. How to format and organise<br />

bibliographic lists<br />

4. Plagiarism concerns<br />

5. Plagiarism concerns 5. Referencing the spoken word<br />

Formatting<br />

As seen in Table 2, the time it takes to format sources<br />

correctly and in accordance to the referencing style in<br />

question is a recurring concern of students. 4,8 And, as<br />

shown in the examples in Tables 3 and 4, there are often<br />

small differences between styles.<br />

It can be seen in Tables 3 and 4 that the differences<br />

between Harvard and Vancouver styles in the example<br />

shown are in relation to the order and punctuation<br />

Table 3: Book chapter: comparison of Harvard and<br />

Vancouver referencing styles<br />

Harvard Vancouver<br />

Ballinger, A., Clark, M. (2001).<br />

Nutrition, appetite control and<br />

disease. Ch. 13 in J. Payne-<br />

James, G. Grimble, and<br />

D. Silk (eds). Artificial nutrition<br />

support in clinical practice.<br />

2nd edn. London: Greenwich<br />

Medical, pp.225–39.<br />

Ballinger A, Clark M. Nutrition,<br />

appetite control and<br />

disease. In: Payne-James<br />

J, Grimble G, Silk D, (eds).<br />

Artificial nutrition support<br />

in clinical practice. 2nd ed.<br />

London: Greenwich Medical;<br />

2001. p. 225–39.<br />

Table 4: Journal article: comparison of Harvard and<br />

Vancouver referencing styles<br />

Harvard Vancouver<br />

Powell, C.E. and Slater, I.H.<br />

(1958). Blocking of inhibitory<br />

adrenergic receptors by<br />

a dichloro-analogue of<br />

isoproterenol. J <strong>Pharm</strong>acol<br />

Exp Ther 122: 480–488.<br />

Powell CE, Slater IH. Blocking<br />

of inhibitory adrenergic<br />

receptors by a dichloroanalogue<br />

of isoproterenol.<br />

J <strong>Pharm</strong>a Exp Ther.<br />

1958;122:480–88.<br />

6 <strong>RGUHS</strong> J <strong>Pharm</strong> <strong>Sci</strong> | Vol 2 | Issue 2 | Apr–Jun, 2012


of items. However, as stated earlier, the standardisation<br />

and consistency element of referencing is an important<br />

element in the communication process with other<br />

researchers and in the establishment of credibility for<br />

any academic writer.<br />

Bibliographic software<br />

As the formatting of references is a tedious and timeconsuming<br />

process, academic writers, including students,<br />

are increasingly using bibliographic software to help<br />

them manage the formatting of sources. In addition<br />

to the referencing management system built into more<br />

recent additions of MS Word, there is now a wide range<br />

of referencing management software systems, including<br />

free download software, for example, Zotero, 28 designed<br />

to help writers manage referencing. Many universities<br />

provide their adopted software free for students to use<br />

within the institution, or enable students to purchase<br />

the software themselves, often at a discounted price.<br />

Features of this software include:<br />

1. Searching the Internet for references and<br />

importing to a database.<br />

2. ‘Cite while you write’ features, which includes<br />

organising information retrieved into a particular<br />

referencing style.<br />

3. Linking text citation with the full reference,<br />

along with a facility for ensuring that any<br />

citation featured in the text corresponds with<br />

a full reference entry.<br />

4. Editing features: easy addition to references<br />

already entered.<br />

5. Keyword sorting alphabetically of references.<br />

There are obvious time and efficiency advantages for<br />

students in using this software, in both information<br />

retrieval and in organising the citation and full referencing<br />

in any text. However, all software does have its limitations,<br />

and, arguably, no one system can offer completely all<br />

that scholars need for fully integrated information search<br />

and easy transfer of information into citation and full<br />

reference forms. With some systems, for example, the<br />

search facility may be limited; with others there may be<br />

particular problems, such as confusion in distinguishing<br />

between primary and secondary authors, or problems<br />

with referencing certain types of uncommon source. 29<br />

The cost of these systems is also a factor, as site licences<br />

can be expensive and this is a major determinant of<br />

which system an institution finally adopts. As already<br />

stated, there is free download software that can be used,<br />

and most higher education institutions allow students<br />

to use their adopted systems free when they are on site.<br />

However, the same institutionally-adopted software can<br />

be expensive for a scholar to purchase and use privately,<br />

Colin Neville: Referencing: Principles, Practice and Problems<br />

even at a discounted price, and academic writers must<br />

decide if the cost is justified in terms of the use they<br />

will make of it. It also takes time, effort and practice<br />

before the software can be used proficiently. However,<br />

the available evidence suggests that the effort to learn<br />

can be repaid by the consistent and detailed referencing<br />

entry that is given. 30–32<br />

CONClUsION<br />

Referencing, whilst an important element in academic<br />

writing, is a neglected area of research, although concerns<br />

about plagiarism, and interest in helping students develop<br />

a sense of their authorship in academic writing, has<br />

brought the topic to the forefront in recent years. Students<br />

can find referencing difficult and confusing, and this can<br />

add to the difficulties they may be experiencing in writing<br />

in a way that conforms to institutional expectations.<br />

Institutions of higher education may compound these<br />

difficulties by failing to address and resolve the difficulties<br />

students experience, or by not regulating the number of<br />

referencing styles across departments.<br />

Providing opportunities for teaching staff and administrators<br />

to discuss referencing practice and principles<br />

could prove to be useful to staff and students alike.<br />

Discussion, leading to the formulation of institutional<br />

policies and guidelines, could include key but<br />

neglected issues relating to the principles underpinning<br />

referencing, including: ‘why’ and ‘when’ to reference;<br />

what constitutes common knowledge in any discipline;<br />

how will referencing be presented to students, including<br />

when should this happen, and who will be involved; what<br />

advice is offered to students on the selection of sources,<br />

particularly those from the Internet; and, importantly,<br />

the rationale for the adoption of a particular referencing<br />

style or styles within a faculty or institution.<br />

REFERENCEs<br />

1. Pecorari D. Academic Writing and Plagiarism: a Linguistic Analysis.<br />

London: Continuum, 2008.<br />

2. Abasi Ali R, Akbari N, Graves B. Discourse appropriation, construction<br />

of identities, and the complex issue of plagiarism: ESL students writing<br />

in graduate school. J Second Lang Writ 2006;15:102–117.<br />

3. Pittam G, Elander J, Lusher et al. Student beliefs and attitudes about<br />

authorial identity in academic writing. Stud High Educ 2009;34:153–170.<br />

4. Neville C. International students writing and referencing. Univ Bradford<br />

Learner Dev Unit. Paper: International Students, Writing and Referencing<br />

Symposium, Univ Bradford 9 June 2010.<br />

5. Becker HS. Writing for social scientists. Chicago: Univ Chicago Press,<br />

1986.<br />

6. Shahabudin K. Reaping the fruits of collaboration - learning development<br />

research in the LearnHigher CETL network. J Learn Dev High Educ<br />

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e&op=view&path%5B%5D=8. Accessed 29 Apr 2012.<br />

7. Angélil-Carter S. Stolen language? Plagiarism in writing. Harlow: Pearson<br />

education, 2000.<br />

8. Neville C. Student perceptions of referencing: a research report.<br />

Referencing and Writing Symposium, University of Bradford, 8 June 2009.<br />

http://learnhigher.ac.uk/resources/files/Referencing/Research%20<br />

report.doc. Accessed 29 Apr 2012.<br />

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9. Levin P. Beat the witch-hunt! Peter Levin’s guide to avoiding and<br />

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beat-the-witch-hunt. Accessed 14 Feb. 2012.<br />

10. Sanders J. Horray for Harvard? –reverential referencing and the fetish<br />

of footnotes. Widening Participation and Lifelong Learning 2010;12:48–59.<br />

11. Pryor M. The Aberdeen route to avoiding plagiarism. In: Morris E,<br />

editor. Supporting Academic Integrity: Approaches and resources for<br />

higher education.York: The Higher Education Academy JISC Academic<br />

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15. Lensmire TJ, Beals DE. Appropriating others’ words: traces of literature<br />

and peer culture in a third-grader’s writing. Lang Soc 1994;23:411–425.<br />

16. Pennycook A. Borrowing others’ words: text, ownership, memory and<br />

plagiarism. TESOL Quart 1996;30:210–223.<br />

17. Thompson C. Authority is everything: A study of the politics of textual<br />

ownership and knowledge in the formation of student writer identities.<br />

Int J Educ Integ 2005;1:1–12.<br />

18. Cronin B. Agreement and divergence on referencing practice. J Inf <strong>Sci</strong><br />

1981;3:27–34.<br />

19. Hopkins JD. Common knowledge in academic writing. Guidance to<br />

students, Univ Tampere, 2005.<br />

20. Campion M. Rules for references: suggested guidelines for choosing<br />

literary citations for research articles in applied psychology. Pers<br />

Psychol 1997;50:165–168.<br />

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21. Neville C. The complete guide to referencing and avoiding plagiarism.<br />

Maidenhead: Open University Press, 2007.<br />

22. Crichlow R, Davies S, Wimbush N. Accessibility and accuracy of<br />

web page references in 5 major medical journals. J Am Med Assoc<br />

2004;292:2723–2724.<br />

23. Aronsky D, Madani S, Carnevale DS, Feyder MT. The prevalence and<br />

inaccessibility of internet references in the biomedical literature at the<br />

time of publication. J Am Inform Assoc 2007;14:232–234.<br />

24. Buchan JC, Norris J, Kuper H. Accuracy of referencing in the ophthalmic<br />

literature. Am J Ophthalmol 2005;140:1146–1148.<br />

25. Gosling C, Cameron M, Gibbons P. Referencing and quotation accuracy<br />

in four manual therapy journals. Manual Ther 2004;9:36–40.<br />

26. Harzing AW. Are our referencing errors undermining our scholarship<br />

and credibility? The case of expatriate failure rates. J Organ Behav<br />

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27. Gibaldi J. The MLA Handbook for Writers. New York: Modern Language<br />

Association of America, 2003.<br />

28. Mueen Ahmed KK, Al Dhubaid, BE. Zotero: a bibliographic assistant to<br />

researcher. J. <strong>Pharm</strong>acol <strong>Pharm</strong>acotherap 2011;2:303–305.<br />

29. Shapland M. Evaluation of reference management software on NT<br />

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Refs). Univ Bristol. Updated Apr. 2001. http://eis.bris.ac.uk/~ccmjs/<br />

rmeval99.htm. Accessed 25 Mar. 2012.<br />

30. Stephens S. RefWorks – a pilot study. UK: Univ Birmingham, Library<br />

Services, 2008.<br />

31. McGrath A. RefWorks investigated - an appropriate bibliographic<br />

management solution for health students at Kings College London?<br />

Lib Info R, 2006;30:66–73.<br />

32. Srikumar BN. Reference style and common errors with referencing.<br />

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research: from ideation to publication. New Delhi: Wolters Kluwer,<br />

Lippincott Williams & Wilkins 2010:479–488.<br />

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