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<strong>UNU</strong>/<strong>IAS</strong> Working Paper No. 95<br />

A Comparative Study on<br />

Environmental Policy Development Processes in<br />

The Three East Asian Countries of Japan, Korea, and China<br />

Yohei HARASHIMA*<br />

Tsuneyuki MORITA**<br />

November 2001***<br />

We are deeply grateful to Prof. Tarcisio Della Senta of <strong>UNU</strong>/<strong>IAS</strong>, Prof. Fu-chen Lo of <strong>UNU</strong>/<strong>IAS</strong>, Prof. Akio<br />

Morishima of Sophia University, and Prof. Kazu Kato of Nagoya University for their generous support.<br />

*Yohei HARASHIMA was a Ph.D. Fellow of <strong>UNU</strong>/<strong>IAS</strong> from October 1996 to May 1997. He is now working<br />

at the Organization to Establish the Institute for Global Environmental Strategies, Japan.<br />

**Tsuneyuki MORITA is Head of Global Warming Response Team, National Institute for<br />

Environmental Studies, Japan, and also an Adjunct Professor of <strong>UNU</strong>/<strong>IAS</strong>.<br />

***Based on paper originally submitted in 1997 with subsequent minor editorial revisions.


Abstract<br />

This study makes a comparative analysis of the environmental policy development processes<br />

in the three East Asian countries of Japan, Korea and China. Policy development histories and<br />

relative socio-political background are investigated and compared in relation to their economic<br />

growth using quantitative economic indicators. These comparisons show that environmental<br />

policies in these three countries, in the long run, have been converging, but with a certain timelag,<br />

and the environmental policy development processes in these three countries were closely<br />

related to each country’s economic growth. However, when compared to Japan, the tempo of<br />

environmental policy development in China and Korea has been faster than that of their<br />

economic growth. Major differences identified in these processes were caused by several factors,<br />

which are the role of local government, information disclosure, influence from international<br />

pressure, latecomer, function of market mechanism, and environmental issues in the policy<br />

agenda. In the final section, the applicability of these findings to other East Asian countries’<br />

experiences is also examined.<br />

Keywords: East Asia, environmental policy, development process, economic growth,<br />

comparative study,<br />

1


1.Introduction<br />

High rates of economic growth began in Japan in the mid 1950s, and in Korea (Republic of<br />

Korea) in the mid 1960s. Since the late 1980s, China (People’s Republic of China) has<br />

experienced an unprecedented rapid economic growth. Economic activities in the East Asian<br />

region have had an immense influence on global environmental issues, due to such rapid<br />

consecutive economic growth in these countries. Domestic environmental issues in these three<br />

countries also have been mutually related.<br />

Quite recently, the literature on the study of comparative environmental policy in East Asian<br />

region has grown rapidly (see Kojima and Fujisaki,1993; Korea Institute for International<br />

Economic Policy,1993; O’Connor,1994; Imura and Katsuhara,1995; Kato,1996 etc.). Authors<br />

also have initiated this and published a part of research outcomes (see Lee J, Harashima, Lee D,<br />

and Morita,1995; Harashima,1995; Harashima and Morita,1995; Harashima,1996). Based on<br />

these previous research outcomes and additional new information and data, this paper makes a<br />

comparative analysis of the environmental policy in the three East Asian countries of Japan,<br />

Korea and China.<br />

Vogel, reviewing the comparative environmental policy literature of the 1970s-1980s,<br />

writes:<br />

The comparative environmental policy literature’s most notable feature is its exclusive<br />

reliance on case-study material. Typically, policies in two or more countries are examined, their<br />

similarities and differences are enumerated and an explanation of the observed differences is<br />

postulated. None of the studies here incorporated statistical analysis, correlative methods, or<br />

time-series data.…[t]he research examined is virtually devoid of quantitative data. Interviews,<br />

document interpretation, and prior research form the foundation for the literature in this field.<br />

Nor does this appear to be a transitory phenomenon; there is no evidence that research is<br />

becoming more quantitative. Analysis in this field also trends to be ahistorical. In spite of the<br />

existence of a rich historical literature on the evolution of environmental policies in several<br />

countries, this material has been ignored by scholars in the field.…Moreover, when compared to<br />

other area of comparative public policy research, the material in this area trends to be highly<br />

descriptive (Vogel,1987, pp.102-103).<br />

In this paper, however, the development processes of environmental policy in East Asian<br />

countries are compared in relation to their economic growth using quantitative economic<br />

indicators. Since the late 1980s, the ultimate goal of environmental policy has been “sustainable<br />

2


development” (World Commission on Environment and Development,1987,pp.43-46).<br />

Sustainable development became even more relevant with the United Nations Conference on<br />

Environment and Development (UNCED) in 1992. Pearce et al. write, “Fundamental to an<br />

understanding of sustainable development is the fact that the economy is not separate from the<br />

environment in which we live (Pearce, Markandya, and Barbier,1989,p.4).” In short, the pivot of<br />

sustainable development is an integrated economy and environment. Therefore, it is necessary<br />

to understand environmental policy in relation to economic growth in order to achieve<br />

sustainable development.<br />

2.Analytical Framework<br />

The analytical framework used here is shown in Figure 1. This paper consists of the<br />

following four parts.<br />

The first component is national experience. This part investigates environmental policy<br />

development histories and the respective socio-political background of each country, divided<br />

into four policy development stages (Initial Period, Progressive Period, Consolidation Period,<br />

and Focus-shift Period).<br />

The second part, based on the results of the above national experiences, is a comparative<br />

analysis on environmental policy development. The environmental policy of each country is<br />

compared at each policy development stage.<br />

Third is an examination of the relationship between economic growth and environmental<br />

policy development using key economic indicators, such as the rate of economic growth, GDP<br />

per capita, energy consumption per capita, energy intensity of GDP, and structural change.<br />

In conclusion, the fourth part is a summary of similarities and differences shown in the above<br />

analysis. Additionally, we would like to consider the applicability of these findings to other East<br />

Asian countries’ experiences.<br />

3. National Experience<br />

3-1 Ini tial period<br />

The term of “Initial Period” is used here to mean the period that the government becomes<br />

aware of local environmental issues, and initiates the policy measures to conserve local<br />

environment.<br />

3


1) Japan (1945-1954)<br />

Since the mid-Meiji era, environmental disruption caused by mining in the Ashio and other<br />

areas has occurred. Nevertheless, the Japanese government did not pay any serious attention to<br />

environmental issues, because the government, after a while, had built up a war regime.<br />

Environmental policy in Japan was initiated after the Second World War.<br />

After the war, GHQ (the General Headquarters of the Allied Powers) pushed forward the<br />

democratization of political and economic institutions in Japan, and rewrote the Constitution of<br />

Japan, thereby radically introducing a democratic form of government in 1946. As Japan’s<br />

postwar rehabilitation occured, the air and rivers in large cities, such as Tokyo, Osaka,<br />

Yokohama, and Fukuoka, were gradually polluted. Initially, such pollution issues were regarded<br />

as a policy concern for local governments. In the 1950s, several large local governments enacted<br />

ordinances for pollution control, and the first of these was the Tokyo Prefectural Ordinance for<br />

Factory Pollution Control of 1949. In contrast, the central government was blind to these issues.<br />

It is important to note that Japan’s environmental policy was characterized by local<br />

governments’ initiatives.<br />

2) Korea (1961-1969)<br />

The Korean War broke out on the Korean Peninsula in 1950-1953. The Korean government<br />

could not afford to concentrate on environmental issues. Thus, environmental policy in Korea<br />

was initiated when Park Chung-Hee took power in 1961.<br />

Under the conditions of the North-South division of the Korean Peninsula, President Park<br />

built up an authoritarian political regime, and stimulated modernization through a Five-year<br />

Economic Development Plan in 1962. At that time, political leaders in Korea recognized<br />

industrial smoke as a symbol of Korea’s economic development. Even though the Pollution<br />

Prevention Act, which was modeled on Japanese legislation, was enacted in 1963, it was not<br />

properly enforced to effectively alleviate the environmental problems caused by economic<br />

development (Koo,1979,p.11).<br />

3) China (1973-1976)<br />

At the time of the founding of the People’s Republic of China in 1949, under the leadership<br />

of Mao Zedong, environmental issues did not enjoy the level of consciousness found at current<br />

stage (Qu,1991,p.211). Although no environmental laws and regulations were enacted,<br />

relevant clauses were written into other laws and regulations such as the “Provisional Sanitary<br />

Criteria for Designs of Industrial Enterprises of 1956” and the “Provisional Outline for Water<br />

and Soil Conservation of 1957”.<br />

Afterward, the Strategy of the Great Leap Forward in 1958-1961 was a setback and<br />

subsequent to it was the Cultural Revolution in 1966-1976. During the first half of this era, the<br />

4


country’s political, economic and social lives were pushed into disorder. In 1972, significant<br />

environmental problems such as water pollution in the Dalian Bay and the Guanting Reservoir<br />

became widely known. In June of the same year, Premier Zhou Enlai sent a Chinese delegation<br />

to the United Nations Conference on Human Environment (UNCHE). At this conference, the<br />

Chinese delegation stated that the fundamental cause of environmental pollution lay in<br />

capitalist countries. At the same time, however, the Chinese government became aware of the<br />

seriousness of China’s environmental issues(Qu,1991,p.214).<br />

In 1973, the First National Conference on Environmental Protection proposed by Premier<br />

Zhou was held in Beijing. Numerous cases of pollution and damages were reported by delegates<br />

from all over the nation. The “Certain Regulations on the Protection and Improvement of<br />

Environment” and the policy of “overall planning, rational layout, comprehensive utilization,<br />

turning harm into benefit, relying on the masses, everybody set to work, protecting the<br />

environment and bring benefit to the people” were approved at this conference. The Chinese<br />

government, thereafter, began to stress the campaign for comprehensive utilization of the<br />

industrial “three wastes (waste gas, waste water, and solid waste)” in order to reduce the<br />

hazards of pollution. It also promulgated the “Trail Standards of Discharge of Industrial Three<br />

Wastes of 1973”, which regulated the discharge of specific toxic substances and the height of<br />

chimneys in main industrial sectors (e.g. power plant, metallurgical industry, chemical industry).<br />

Moreover, in 1974, the Environmental Protection Leading Group of the State Council was<br />

formed, but this was not an authorized government body.<br />

3-2 Progressive Period<br />

The term “Progressive Period” is used here to mean the period that the government, on a<br />

sectoral basis, adopts various policy responses against environmental issues, such as water<br />

pollution, air pollution and destruction of nature, and creates administrative organizations in the<br />

field of environmental policy.<br />

1) Japan (1955-1964)<br />

In the mid 1950s, under the state measure of establishing petrochemical complexes and the<br />

plan for national income doubling, rapid growth of Japan’s economy began. During this period<br />

of rapid economic growth, several kinds of pollution diseases occurred, such as Minamata<br />

disease in 1956 and Itai-itai (ouch-ouch) disease in 1957. In 1958, nearly seven hundred<br />

fishermen in Urayasu strongly protested against water pollution caused by Honshu-seishi Co.,<br />

one of Japan’s biggest paper companies. In response to this, Diet passed two laws that year to<br />

preserve water quality. These laws were the first environmental legislations enacted at the<br />

central level. The Honsyu-seishi Incident is symbolic of the strong influence of citizens’<br />

movements on Japan’s environmental policy development.<br />

In the subsequent year, pollution spread across the nation, mainly in petrochemical complex<br />

5


areas. Pollution damages became so serious that mass outbreaks of Yokkaichi Asthma and red<br />

tide occurred in many parts of the country in the early 1960s. In addition to the two laws for<br />

water quality preservation, a Law for Smoke Regulation was enacted in 1962. Due to these<br />

serious conditions, several collective citizens’ movements against both pollution and<br />

development projects were established by the mid 1960’s. For example, a citizens’ protest<br />

against a plan for the establishment of a petrochemical complex in Numazu, Mishima, and<br />

Shimizu persuaded local governors to abandon the plan in 1964. Then, in order to tackle these<br />

pollution issues, the Pollution Control Division was created in the Ministry of Health and<br />

Welfare in 1964. Thus, the Japanese environmental policy, in this period, can be said to have<br />

been enacted only after damages had actually occurred (Morishima,1981,p.78).<br />

2) Korea (1970-1979)<br />

Since 1967, air pollution in the Ulsan industrial area, the first planned industrial area<br />

established by the Korean government has increased, leading to health problems and harm to<br />

farm products. Nonetheless, the government did not launch anti-pollution measures in earnest.<br />

Rather, under the authoritarian political regime, anti-pollution movements during the late 1960s<br />

were regarded as anti-government movements. It was proposed by the Korean government<br />

that polluting industries in the Ulsan area compensate pollution victims and the people living<br />

there resettle in other areas. Thus, at that time, the Korean government usually took measures<br />

on a case-by-case basis.<br />

In the 1970s, the Korean government stimulated the growth of heavy and chemical<br />

industries, and launched the Semaul Movement for the modernization of rural areas. Besides the<br />

Ulan case, other cases of pollution and pollution damage such as red tide in the Chi Nhe Bay in<br />

1972, spread across the nation, especially around the government established industrial areas.<br />

In order to coordinate the mechanisms of pollution control that had previously been scattered in<br />

various administrative agencies, in 1967, the Pollution Control Section was created in the<br />

Ministry of Public Health and Social Affairs. This section was upgraded to the Pollution Control<br />

Division in 1970. Since then, the administrative organization for pollution control has<br />

expanded.<br />

3) China (1977-1988)<br />

China’s environmental policy had progressed after the Cultural Revolution era. At the Third<br />

Plenary Session of the Eleventh Central Committee of the Communist Party of China of 1978, a<br />

significant decision was made to switch the work focus to socialist modernization construction.<br />

This was a great historical turning point, and the Chinese government, with Deng Xiaoping as<br />

political leader, launched the “Policy of Reforming and Opening up to the Outside World”. At<br />

that time, the accumulated environmental issues from the Cultural Revolution era had begun to<br />

emerge, and, in addition, industrial pollution also had grown worse due to economic growth<br />

under the policy reform. It was pointed out that the state of air pollution in large cities in<br />

6


China in the mid 1980s was quite similar to that of Tokyo in Japan in the 1960s<br />

(Hishida,1986,pp.17-18).<br />

A provision of the Constitution of 1978 reads, “The state protects the environment and<br />

natural resources, and prevents pollution and other public hazard.” This was the first time that<br />

environmental protection was written into in the Chinese Constitution, laying a foundation for<br />

the legal construction of environmental protection (in the 1982 Constitution, more<br />

sophisticated environmental protection articles were instituted. Also in 1978, the Party Central<br />

Committee approved the “Main Points of Work Report on Environmental Protection”, drafted<br />

by the Environmental Protection Leading Group of the State Council, which stated that it was<br />

an important component of China’s socialist construction and modernization to eliminate<br />

pollution and protect the environment. This was the first directive about environmental<br />

protection in the history of the Communist Party of China. Additionally, environmental<br />

protection was included in the Sixth Five-year Plan (1981-1985), and defined as a strategic<br />

target of China’s modernization at the Second National Conference on Environmental<br />

Protection of 1983.<br />

While environmental protection had received much attention in the late 1970s, it was in<br />

1979 that the Environmental Protection Law (in Trail Implementation) was enacted. This Trail<br />

Law, modeled on advanced policy responses adopted in developed countries, introduced several<br />

principles of environmental protection and various policy responses, such as the principle of<br />

“Who Pollutes, Who Treats”, environmental impact assessment system (in the absence of<br />

public involvement procedures), pollutants discharges fee system, and “Three Simultaneity<br />

System (this system means that for all newly built, rebuilt and the expanded projects or projects<br />

undergoing technological trans-formation, their facilities on preventing pollution or other public<br />

hazards should be designed, constructed or put into operation simultaneously with their main<br />

project.)”. The enactment of the Trail Law brought China’s environmental protection efforts<br />

under the legal system (Zhang and Jin,1992,p.7). Consequently, sectoral laws for prevention<br />

and control of marine pollution, water pollution, air pollution and other sectoral environmental<br />

issues have been enacted since the mid 1980s. Governmental institutions for environmental<br />

protection and their functions were also specified in the Trail Law at both central and local<br />

levels. According to these articles, the State Council established the Administration of<br />

Environmental Protection in the Ministry of Urban and Rural Construction and Environmental<br />

Protection, as a result of the governmental institution reform in 1982, and the Environmental<br />

Protection Commission in 1984 whose functions have included investigating and examining<br />

environmental policy, initiating new plans, and acting as the organizer and mediator for<br />

nationwide environmental activities. Many local governments (provinces, autonomous regions,<br />

and municipalities), following the central government, also have established institutions for<br />

environmental protection since then.<br />

7


As a part of the policy reform since 1978, public policies in all sorts of fields also have been<br />

dramatically transformed. Above all, both deregulation of population movement since 1984 and<br />

energy pricing reform (to adopt market based pricing system) since 1985 have been closely<br />

related to the environmental policy development in China. The former has accelerated<br />

urbanization (Wakabayashi,1989, pp.161-188) and the latter has, through economic incentives,<br />

contributed to increased energy efficiency (Levine et al.,1992, pp.422-423). Unlike<br />

developments in either Japan or Korea, these experiences were unique to China.<br />

3-3 Consol idation Period<br />

The term “Consolidation Period” is used here to mean the period in which the above<br />

sectoral approach shifts to a more comprehensive approach through consolidating<br />

administrative measures in the field of environmental policy and enacting basic law for<br />

environmental conservation.<br />

1) Japan (1965-1974)<br />

During rapid economic growth, pollution issues had overridden Japan. For instance, air<br />

pollution in Tokyo where photochemical-smog occurred was most serious in 1970. The<br />

Japanese government was confronted with not only domestic public demands but also<br />

pressures from foreign countries, especially from the United States, such as the criticism of<br />

Japanese pollution-dumping in the U.S. President’s statement of 1970, to strengthen pollution<br />

control. Accordingly, the Basic Law for Environmental Pollution Control that was essentially a<br />

charter aimed at air pollution, water pollution, noise, vibration, land subsidence, and offensive<br />

odor, was enacted in 1967.<br />

Japan adopted, in a relatively short period since the Basic Law for Environmental Pollution<br />

Control of 1967, almost complete anti-pollution measures. Based on the Basic Law, various<br />

policy responses, such as the Law for Air Pollution Prevention of 1968, environmental quality<br />

standard for sulfur oxides (SOx) of 1969, measures to lower the sulfur content of fuel of 1969,<br />

publishing the annual Environmental White Paper since 1969, and environmental quality<br />

standard for water quality of 1970, were adopted. The so-called “Pollution Diet” held in 1970<br />

also enacted or amended fourteen laws which were related to environmental pollution control.<br />

Moreover, the Japanese government established the Environment Agency in 1971, as cabinet<br />

level, in order to consolidate the administrative powers and responsibilities of environmental<br />

pollution control, including nature conservation, which previously had been scattered among<br />

many governmental agencies.<br />

Besides the above anti-pollution measures in the public sector, at that time, private<br />

companies also had increased interests in pollution control, with several reasons. Since the early<br />

1970s, governmental subsidiary measures for private environmental investment had rapidly<br />

expanded. In 1972, the legal case on Yokkaichi Asthma, in which asthmatic patients claimed<br />

8


damages from the polluters. Polluting companies lost the legal case. Furthermore, the<br />

regulation on exhaust gases in the USA’s Muskie Act of 1970 and the Oil Crisis in 1973 forced<br />

each Japanese exporting company, particularly automobile manufacturers, to develop new<br />

energy-saving and environmentally sound technologies. Thus, an increase of environmental<br />

investment and technological development in the private sector, especially in 1974-1976,<br />

contributed considerably to the making and implementation of advanced policy responses, such<br />

as the enactment of the Law concerning Compensation for Pollution Related Health Damage of<br />

1973 and the strengthening of the regulation on exhaust gases of 1976 (it was called the<br />

“Syowa 53 rd fiscal year regulation”).<br />

2) Korea (1980-1989)<br />

Rapid economic growth had given rise to significant environmental issues, such as health<br />

injuries caused by water pollution in the Kwan Yang Bay in 1977 and collective citizens’ protest<br />

against the construction of a dam at the estuary of Nak Dong River in 1978, just before Cung<br />

Du-Whan took power in the late 1970s. In response these issues, the Environment Preservation<br />

Act was enacted in 1977 (it since then has been amended several times), in comprehensive<br />

legislative form. It provided an administrative framework for environmental control and<br />

preservation (Koo,1979,p.13). In the next year, the President also declared a Charter of Nature<br />

Conservation, which accelerated the campaign of nature conservation as a part of environmental<br />

policy.<br />

Through the Environment Preservation Act, for the first time, the Korean government set<br />

water quality standards in 1978 and sulfur dioxides (SO2) standard for air quality in 1979.<br />

Subsequently, in 1980, the government established the Environment Administration, as a subcabinet<br />

agency in the Ministry of Public Health and Social Affairs, in order to meet the<br />

environmental control. The government also began to regularly publish an Environmental<br />

White Paper in 1982. Moreover, the Constitution of 1980 guaranteed people the right to live in<br />

clean and healthy environment, under the influence of arguments within Japan and USA. Then,<br />

the amended Environment Preservation Act introduced several new features of environmental<br />

policy responses, such as the system of environmental impact assessment (in the absence of<br />

public involvement procedures, at that time) in 1982 and the emission charge system in 1983.<br />

In 1981, it was decided that the Olympic Games would be held in Seoul. Then, air pollution<br />

in Seoul, which had become most serious in 1979, was regarded as the urgent policy agenda. In<br />

order to improve air quality, the Korean government began to supply lower sulfur content oil in<br />

1981, strengthened vehicle emission standards in 1987, and required the supply and use of<br />

clean fuels such as LNG (Liquefied Natural Gas) in large cities in 1988. Another significant issue<br />

that the Korean government faced in this period was a mass outbreak of pollution diseases in<br />

the Onsan Industrial area. In 1985, the so-called Onsan disease received much attention<br />

nationwide through newspaper’s reports. The Korea government, investigating the actual<br />

9


condition of the disease, however, denied any connection between the disease and industries’<br />

activities, and suggested people living in this area resettle elsewhere as in the above Ulsan case.<br />

3) China (1989-)<br />

Environmental policy development in China has shifted to new stage since the late 1980s,<br />

with the establishment of the National Environmental Protection Agency in the State Council in<br />

1988 and the enactment of the Environmental Protection Law in 1989 which replaced the Trial<br />

Law of 1979. Prior to that, policy reform in China had taken place for 10 years until the<br />

Chinese government began to pursue the transition from a socialist planned economy to a<br />

socialist market economy. In 1988, the National Environmental Protection Agency became<br />

independent of the existing ministries and conducted unified supervision and management of<br />

environmental protection work throughout the country. The Environmental Protection Law of<br />

1989 provided basic principles for China’s environmental protection work and introduced<br />

systems for the prevention and control of environmental pollution. This Law is similar to the<br />

Basic Law for Environmental Pollution Control in Japan and the Environmental Preservation Act<br />

in Korea in the consolidation of environmental policy, despite a number of differences. Nature<br />

conservation also became a part of environmental protection work through the China<br />

Conservation Strategy of 1986, which was the first systematic guide for natural resources and<br />

environmental protection. Moreover, while information disclosure in China has been strictly<br />

limited for a long time, the Chinese government has begun to release environmental<br />

information through an annual Report on the State of the Environment, in compliance with an<br />

article of the Environmental Protection Law since 1990.<br />

Although the institutional aspects of environmental policy in China are, to a certain extent<br />

consolidated, so far China’s policy has arguably achieved few good results. The most crucial<br />

reason for this has been the scarcity of funds and technology for environmental protection<br />

(Qu,1990,p.104). In order to resolve such problems, the Chinese government has not only<br />

taken several domestic measures, such as formulating the “Regulations of the State Council on<br />

Integrating Industrial Pollution Prevention and Control with Technological Renovation of<br />

1983”, but also demanded developed countries to provide financial and technical assistance for<br />

environmental protection. Since the late 1980s, China has adopted a very positive stance on<br />

environmental diplomacy. In the preparatory process for UNCED, the Chinese government<br />

invited ministers of developing countries to attend the Ministerial Conference of the<br />

Environment and Development in 1991. This conference adopted the so-called Beijing<br />

Declaration, which demanded new and additional financing and technology transfer to<br />

developed countries. In UNCED, Premier Li Peng himself attended and signed a series of legal<br />

documents. Thus, China’s positive stance on environmental diplomacy is in large part due to<br />

practical needs for funds and technology (Hao,1992,pp.30-32).<br />

10


3-4 Focus -shi ft Period<br />

The term “Focus-shift Period” refers to the period that follows consolidation of the<br />

environmental policy when public concern shifts to new environmental issues. For example<br />

shifting from pollution issues to improvement of quality of life. The government, in response to<br />

the shift, reexamines existing policy responses in order to address the new issues as the policy<br />

agenda.<br />

The Organization for Economic Cooperation and Development (OECD) Environment<br />

Committee conducted a review of environmental policy in Japan in 1967-1977, and concluded,<br />

“Japan has won many pollution abatement battles, but has not yet the war for environmental<br />

quality (OECD,1977,p.83).” Thus the Japanese government initiated to address the new<br />

environmental issues, such as the improvement of quality of life since the late 1970s. The<br />

Environment Agency proposed several new measures to create a more comfortable environment<br />

(“Amenity”). The environmental policy development in Japan, however, slowed down by the<br />

early 1980s. Even though several large local governments, such as Kawasaki, had by the late<br />

1970s incorporated the environmental impact assessment system into their ordinances or<br />

administrative guidelines prior to the central government, the Environmental Impact Assessment<br />

Bill was defeated in the Diet of 1983. Since the mid 1980s, global environmental issues, such as<br />

global warming and ozone depletion, have emerged and received much attention as a part of<br />

the policy agenda. By way of UNCED, the Basic Environment Law, which replaced the Basic<br />

Law for Environmental Pollution Control of 1967, was enacted in order to provide the basic<br />

principles and the policy instruments for environmental issues, which included not only<br />

pollution issues but also improvement of quality of life and global environmental issues.<br />

Currently, the most important task for Japan’s environmental policy is how the government,<br />

companies, and citizens will implement the Basic Environment Plan, which was established in<br />

1994 based on the Basic Law of 1993 in order to comprehensively and systematically promote<br />

the policies for environmental conservation.<br />

On the other hand, the Korean government, soon after the Declaration for Democratization<br />

of 1987 initiated by Roh Tae-Woo and the Seoul Olympic Games of 1988, began to consider<br />

how economic development policies needed to be changed in order to promote economic and<br />

ecological prosperity at the same time (Ministry of Environment,1992,p.70). Korea which<br />

guaranteed people the right to live in a comfortable environment in the 1990 Constitution, took<br />

legislative action to address the new environmental issues of an improved quality of life and of a<br />

comfortable environment. In 1990, the Environment Administration was upgraded to the<br />

cabinet level Environment Agency. The National Assembly passed the Basic Environmental<br />

Policy Act which replaced the Environmental Preservation Act of 1977, and several other<br />

environment-related Acts for air quality prevention, water quality prevention, noise and<br />

vibration control, and toxic chemicals control. In addition, as a result of the democratization that<br />

11


has occurred in the late 1980s, campaigns in the mass media for environmental preservation<br />

have become prominent. Even though Korea came to have a complete portfolio of sophisticated<br />

environmental policies in the early 1990s, several pollution-related incidents have still taken<br />

place, such as the phenol discharge incident at the Nak Dong River in 1991, and the citizens’<br />

protest against reclaimed land for waste disposal at Kim Po in 1993.<br />

In contrast to the above two country cases, environmental policy development in China has<br />

not yet come to the Focus-shift Period. While the Chinese economy is currently in the process of<br />

unprecedented rapid growth, it can be pointed out that China will face an environmental crisis<br />

caused by economic growth and population increase in the near future (see Smil,1993). China<br />

still gives first priority to her national economic development (People’s Republic of<br />

China,1992,p.8). Meanwhile, foreign countries expect that China will adopt appropriate<br />

responses to global environmental issues.<br />

4.Comparative Analysis on Environmental Policy<br />

4-1 Similarities and Time-lags<br />

The results of the identification of historical similarities are summarized in Table 1. These<br />

results show that, while there were certain time-lags, these three countries have roughly had<br />

similar experiences in the field of environmental policy. Even nature conservation policy, which<br />

was initiated in a different way from pollution control, has become a part of environmental<br />

policy in each country during the Consolidation Period. The historical processes of<br />

environmental policy development in China and Korea were quite similar to that of Japan. In<br />

other words, environmental policies in these three countries, in the long run, have been<br />

converging.<br />

Moreover, a comparison with significant events which marked the development stages of<br />

environmental policy in each country shows that the time-lag for environmental policy<br />

development between Japan and China is 21-24 years, and between Japan and Korea is 12-14<br />

years (see Figure 2).<br />

4-2 Comparison of Characteristics<br />

In a comparison of the characteristics of environmental policy development in each country<br />

at each development stage, several differences among these three countries have can be found<br />

as follows.<br />

1) Ini tial Period<br />

The most remarkable and distinctive feature of Japan’s experience was the local<br />

governments’ initiatives. Large local governments in Japan initiated environmental policy,<br />

beginning with the Tokyo Prefectural Ordinance for Pollution Control of 1949.<br />

12


Subsequently, they adopted several advanced policy instruments such as environmental impact<br />

assessment in advance of the central government. Such local governments’ initiatives were<br />

possible because of the Local Autonomy System provided in the 1946 Constitution. On the<br />

other hand, Korea, in the Park Chung-Hee era, centralized her administrative powers, and the<br />

central government played the main role in environmental preservation. Until quite recently,<br />

local governments in Korea showed little or no concern about environmental issues. Because<br />

Korea has gradually restored the Local Autonomy System due to democratization since the late<br />

1980s, large local governments such as Seoul and Taejon have enacted their own ordinances for<br />

environmental preservation since the mid 1990s. Unlike Japan and Korea, China has adopted<br />

the Democratic Centralized System based on her socialist constitution, and the local people’s<br />

governments have had very limited autonomy. For this reason, the central people’s government<br />

has dominated environmental protection activities. However, the Environmental Protection Law<br />

of 1989 requires that the local people’s governments accept responsibility for maintenance of<br />

environmental quality. In the near future, the role of local governments in China will also<br />

become important. Such difference in the role of local governments in the field of environmental<br />

policy reflects the political regimes of these three countries, which were a democratic regime in<br />

Japan, an authoritarian regime in Korea, and a socialist regime in China.<br />

2) Progressive Period<br />

In Japan, the citizens’ movements against pollution and development projects, represented<br />

in cases such as the Honshu-seishi Incident of 1958, have had a strong influence on<br />

environmental policy development. The Basic Law for Environmental Pollution Control of 1967<br />

was enacted in response to public pressures, and the Environmental White Paper for<br />

environmental information disclosure has been published annually since 1969. Unlike Japan, the<br />

Korean government, at one time, regarded anti-pollution movements as anti-government<br />

movements, such as the Ulasn case during the late 1960s. Moreover, the government had<br />

strictly limited free speech and press. Since the early 1980s, environmental information<br />

disclosure has gradually been promoted. Since democratization in the late 1980s, campaigns in<br />

the mass media for environmental preservation have also become more prominent. In China,<br />

under the rule of Mao Zedong, information disclosure about both the state of the environment<br />

and the public reaction against pollution was very limited. However, as a part of the policy<br />

reform since 1978, environmental policy also has progressed. Since 1990, the Chinese<br />

government has published annual environmental reports. Thus, environmental policy in both<br />

Korea and China had developed, with respect to the level of environmental information<br />

disclosure that had been more limited compared to Japan’s experience.<br />

3) Consol idation Period<br />

It is important to note Japan’s success in pollution control. Japan, as mentioned above,<br />

adopted almost complete anti-pollution measures in this period. On the other hand, China was<br />

13


confronted with the scarcity of funds and technology for environmental protection despite<br />

environmental legislation that had been established systematically. In Korea, even after<br />

consolidating environmental policy, several pollution-related incidents still tok place, such as the<br />

phenol discharge incident at the Nak Dong River in 1991 and the citizens’ protest against<br />

reclaimed land for waste disposal at Kim Po in 1993.<br />

Such different degrees of policy implementation were caused by several factors. Pressure<br />

from foreign countries, especially from USA, has influenced Japanese environmental policy<br />

development. Examples include the improvement of Sumida River’s water quality just before the<br />

Tokyo Olympic Games in 1964, the regulation on exhaust gases in the USA’s Muskie Act of<br />

1970, and the criticism of Japanese pollution-dumping in the U.S. President’s statement in<br />

1970. Another crucial factor is the function of market mechanism. Faced with the regulation of<br />

exhaust gases by the Muskie Act in USA and the Oil Crisis in the 1970s, each Japanese<br />

automobile manufacturer was forced to develop new energy-saving and environmentally sound<br />

technologies, so as to compete with other automobile makers. As a result, advanced energysaving<br />

and environmentally sound technologies have been developed by Japanese automobile<br />

manufactures. Such influence from international pressure and function of market mechanism are<br />

significant factors for environmental policy development.<br />

In contrast to Japan’s experience, the Chinese government, under the Mao’s rule, insisted<br />

that the fundamental cause of Environmental pollution lay in capitalist countries, and pressure<br />

from foreign countries had little influence on China’s policy development. Moreover, Chinese<br />

environmental policy development occurred within a planned economy, and the influence of<br />

market competitiveness was negligible. Therefore, both investment and technological<br />

development for environmental protection by enterprises have not been promoted. Under the<br />

transition from a planned economy to a market economy since the mid 1980s, a market<br />

economy system has gradually been adopted such as the energy pricing reform.<br />

Korea also reduced air pollution in Seoul, just before the Seoul Olympic Games in 1988, as<br />

did Japan prior to the Tokyo Olympic Games. In near future, the Korean government will be<br />

required to respond to global environmental issues equal to developed countries as a member<br />

nation of OECD. On the other hand, several “Chaebols (combines)” have essentially had a<br />

monopoly on markets in the Korean economy. Monopolistic companies in the domestic market<br />

have not had much incentives to address pollution issues to compete with others. Thus, market<br />

conditions in Korea are quite different from the Japanese case.<br />

In both case of Korea and China, environmental policy was initiated relatively later when<br />

compared to Japan and other developed countries. Therefore, these two countries as latecomers<br />

have had the opportunity to learn from other counties’ experiences. In Korea, the Pollution<br />

Prevention Act of 1963 was modeled on Japanese legislation. Ever since, the Korean<br />

14


government has sought to examine the experience in other countries, especially in Japan and<br />

USA. Under the influence of arguments within Japan and USA, Korea adopted advanced policy<br />

responses such as guaranteeing in the 1980 Constitution the right to environment and creating<br />

an environmental impact assessment system in 1982. In China, the Environmental Protection<br />

Law (in Trail Implementation) of 1979 also provided several advanced policy responses such as<br />

pollution discharge fee system and environmental impact assessment system similar to those<br />

adopted in developed countries. At present time, the opportunities for China to learn from other<br />

countries remain high.<br />

4) Focus -shi ft Period<br />

The Japanese government, after overcoming industrial pollution by the mid 1970s,<br />

addressed issues related to the pursuit of quality of life (“Amenity“). However, environmental<br />

policy development in Japan slowed down by the early 1980s. Since the mid 1980s, global<br />

environmental issues have received much attention as a part of the policy agenda. In Korea,<br />

pollution control has not produced satisfactory results when compared to the Japanese case. The<br />

Korean government has had to address many environmental issues, such as pollution control,<br />

improvement of the quality of life, and global environmental issues at the same time. So far,<br />

Chinese environmental policy has arguably achieved few good results. While environmental<br />

issues in China is about to fall into crisis, foreign countries expect China to adopt appropriate<br />

responses to global environmental issues.<br />

To sum up the above differences among these three countries, six factors - Role of Local<br />

Government, Information Disclosure, Influence from International Pressure, Latecomer, Function<br />

of Market Mechanism, and Environmental Issues in the Policy Agenda - are of most significance<br />

for environmental policy development. These differences caused by these factors are<br />

summarized in Table 2.<br />

5.Relationship between Economic Growth and Environmental Policy<br />

5-1 National Experience<br />

Figure 3 - Figure 9 show rate of economic growth, GDP per capita at 1985 PPPs<br />

(Purchasing Power Parities), energy consumption per capita, energy intensity of GDP (energy<br />

consumption per GDP), and structural change (sectoral distribution of GDP) in each country.<br />

The PPPs here are based on the “Penn World Tables (Mark 5.6)” (see Summers and<br />

Heston,1991).<br />

1) Japan<br />

GDP per capita in Japan had fractionally increased since the mid 1950s just after<br />

environmental policy in Japan was initiated, during when annual rate of economic growth had<br />

15


een nearly 10%. At that time, moreover, production in industrial sector exceeded that in<br />

agricultural sector. And energy intensity of GDP also showed the tendency to increase, which<br />

implies that energy efficiency became worse. It should here be noted that energy intensity of<br />

GDP, in general, should decrease because of technological improvement, except in the case of<br />

extraordinary economic or political conditions. This period coincided with the period that<br />

pollution spread across the nation such as Yokkaichi Athma and pollution control measures<br />

progressed in a fragmented manner.<br />

In 1970, energy intensity of GDP reached a peak. This was soon after enacting the Basic Law<br />

for Environmental Pollution Control of 1967. Then Japanese economic growth became stable<br />

because of the Oil Crisis in 1973. Corresponding to this, both GDP per capita and energy<br />

consumption per capita leveled off. Energy intensity of GDP also had dramatically decreased<br />

since 1973. In this period, Japan’s pollution control measures almost completed.<br />

Since the mid 1970s, annual rate of economic growth has ranged from 3% to 5%. While<br />

GDP per capita has moderately increased during stable economic growth, energy consumption<br />

per capita has still remained flat. Such disparity showed that, keeping the level of energy<br />

consumption, a living standard in Japan has been improved due to effectiveness of pollution<br />

control measures. Then the improvement of quality of life has received much attention as the<br />

policy agenda since then.<br />

2) Korea<br />

Environmental policy in Korea initiated in the early 1960s, then annual rate of economic<br />

growth was more over 10% in the mid 1960s. During rapid economic growth, production in<br />

industrial sector exceeded that in agricultural sector in 1974. Energy intensity of GDP had<br />

increased since the same year. At that time, pollution became obvious across the nation, such as<br />

red tide in the Chi Nhe Bay in 1972 and water pollution in the Kwang Yang Bay in 1977.<br />

Even though Korean economy temporarily slowed down because of the President Park’s<br />

death in 1979, it immediately recovered by 1981. Then energy intensity of GDP reached a peak<br />

in 1980. This was soon after enacting the Environment Preservation Law of 1977. Since then,<br />

while both GDP per capita and energy consumption per capita continued to rapidly increase by<br />

1988 when the Seoul Olympic Games was held, energy intensity of GDP had decreased since<br />

1981. In this period, just before the Seoul Olympic Games, Korea had improved the air pollution<br />

in Seoul by various measures such as supply lower sulfur content oil, strengthened vehicle<br />

emission standards, and requirement to supply and use of clean fuels.<br />

Since the late 1980s, economic growth in Korea became stable. Then the policy agenda of<br />

environmental policy in Korea has shifted to new issues such as improvement of quality of life.<br />

Nonetheless, since 1989, energy intensity of GDP has increased again. This endorses that, unlike<br />

16


Japan’s experience, pollution control in Korea has not produced satisfactory results.<br />

3) China<br />

In the 1960s, economic growth in China was fluctuating due to political disorder such as the<br />

Strategy of the Great Leap Forward in 1958-1961 and the Great Cultural Revolution in 1966-<br />

1976. In the Great Cultural Revolution era, energy intensity of GDP had extraordinarily<br />

increased. In the early 1970s, the significant pollution such as water pollution in the Dalian Bay<br />

and the Guanting Reservoir occurred, and the Chinese government became aware of<br />

environmental issues.<br />

Since 1977, annual rate of economic growth had been more than 8%. Moreover, production<br />

in industrial sector exceeded that in agricultural sector in 1977. Since 1978, China has launched<br />

the Policy of Reforming and Opening up to the Outside World, and public policies in all sorts of<br />

fields have progressed. In the field of environmental policy as a part of these policy reform, the<br />

Environmental Protection Law (in Trail Implementation) was enacted in 1979. While both GDP<br />

per capita and energy consumption per capita had increased, energy intensity of GDP had<br />

decreased due to such policy progresses.<br />

In the 1980s, Chinese economy continued to rapid growth. Since 1986, the trend of energy<br />

intensity of GDP has turned to increase, and the state of environment in China has become<br />

serious due to economic growth and population increase. In response to this, environmental<br />

policy in China has been consolidated through establishing the National Environmental<br />

Protection Agency in 1988 and enacting the Environmental Protection Law of 1989. The current<br />

trend of energy intensity of GDP, however, endorses that China’s environmental policy has<br />

achieved few good results because of the scarcity of funds and technology for environmental<br />

protection.<br />

5-2 Comparative Analysis<br />

The above national experiences illustrate the similar pattern of relationship between<br />

environmental policy development and variation of key economic indicators in these three<br />

countries. At initial stage, environmental policy in each country began just before the period of<br />

rapid economic growth and industrialization. Subsequently, rapid economic growth began, and<br />

production in industrial sector exceeded that in agricultural sector. During these periods,<br />

environmental policy progressed in a sectoral manner. At the next stage, energy consumption<br />

increased in parallel with economic growth, and energy efficiency became worse. In these<br />

conditions, the government adopted a comprehensive approach to environmental policy, by<br />

consolidating administrative powers and responsibilities and enacting basic law for<br />

environmental policy. After that, energy efficiency gradually improved. Additionally, under the<br />

conditions that economic growth and industrialization slowed down, public concern shifted to<br />

17


new environmental issues in the policy agenda.<br />

Next argument deals with the tempo of both environmental policy development and<br />

economic growth. From both Figure 3 and Figure 4, the level of economic growth in China in<br />

1992 is equal to that in Japan in the early 1950s, and that in Korea in 1992 is equal to that in<br />

Japan in 1971. That is to say, the time-lag for economic growth between Japan and China is<br />

more than 35 years, and between Japan and Korea is 21 years. On the other hand, as the above<br />

mentioned, the time-lag for environmental policy development between Japan and China is 21-<br />

24 years, and between Japan and Korea is 12-14 years (see Table 3). It is, through comparison<br />

of both time-lags, found that the tempo of environmental policy development in China and<br />

Korea has been faster than that of Japan, when compared to each country’s level of economic<br />

growth. In other words, the gap between economic growth and environmental policy<br />

development can be found in Korea and China.<br />

Moreover, Table 4 shows both GDP per capita and energy consumption per capita in the<br />

starting year of each policy development stage on each country. Compared to Japan, income<br />

level in both Korea and China are lower, despite at the same period of environmental policy<br />

development. Concretely, the income level of Korea is nearly 70-80% of Japan, and that of<br />

China is less than half of Japan. These disparities in income level also endorse the above gap<br />

between economic growth and environmental policy development.<br />

6. Conclusion and Prospects<br />

6-1 Similarities and Di fferences<br />

In concluding, the similarities and differences in environmental policy development in the<br />

three countries of Japan, Korea, and China, are summarized as follows.<br />

First, the environmental policy development processes in China and Korea were quite similar<br />

to that of Japan, except for a certain time-lag. This time-lag between Japan and China is 21-24<br />

years, and between Japan and Korea is 12-14 years. Environmental policies in these three<br />

countries, in long run, have been converging.<br />

Second, the environmental policy development processes in these three countries were<br />

closely related to each country’s economic growth. However, when compared to Japan, the<br />

tempo of environmental policy development in China and Korea has been faster than that of<br />

their economic growth.<br />

Third, the major differences identified in these processes were caused by several factors. In<br />

both Korea and China, local governments in particular have played only a small role in the field<br />

of environmental policy, and the level of environmental information disclosure was more limited<br />

18


compared to Japan. Moreover, the measures for environmental conservation through the market<br />

mechanism in Korea and China were weaker than in Japan.<br />

Fourth, even though the details were different in each case, international influence caused<br />

by pressure from foreign countries or latecomer in the field of the environmental policy have<br />

contributed to environmental policy development in these three countries.<br />

Fifth, China and Korea, in a relatively short period, have had to address many environmental<br />

issues which took up to 40 years for Japan to resolve, such as pollution control, improvement of<br />

quality of life and consideration of global environmental issues.<br />

6-2 Pros pects<br />

Are the above findings applicable to other countries, especially to other East Asian countries ?<br />

Because only three countries have been studied, definitive judgment can not be offered on the<br />

entire range of East Asian countries. Nonetheless, certain prospects emerge quite strongly.<br />

1) Convergence of Environment al Policy<br />

The most important finding that can be drawn from this study is the convergence of<br />

environmental policies in the three East Asian countries. Vogel states that the most important<br />

conclusion of the comparative environmental policy literature of the 1970s-1980s is the contrast<br />

between the substantial differences in policy style across national boundaries and the relative<br />

similarity of regulatory outcome (Vogel,1987,p.156). He, however, does not take environmental<br />

policies in developing countries into consideration at all. Thus, it is of great significance here to<br />

find similarity of environmental policy outcome between developed country and developing<br />

countries.<br />

It seems reasonable to suppose that environmental policy outcomes, not only in these three<br />

studied countries but also in other East Asian countries, have converged due to the following<br />

several factors. First is scientific and technical uncertainties of environmental issues. In general,<br />

environmental policies have to be made under the conditions of extreme scientific and technical<br />

uncertainties. Because available scientific information and technologies are limited all over the<br />

world, if the government would seek to more advanced policy instruments, policy outcomes<br />

become to be similar each other. Second is flying-geese pattern of economic growth by East<br />

Asian countries. It is pointed out that East Asian countries resemble each other in respect of the<br />

pattern of their industrial development. The NIEs (Newly Industrializing Economies) countries<br />

have caught up with Japan, and the ASEAN (Association of Southeast Asian Nations) countries<br />

are now catching up, followed by China (Ymazawa,1993, pp.24-27). As the above mentioned,<br />

the environmental policy development processes in Japan, Korea, and China were closely related<br />

to each country’s economic growth. In the same way as these three countries, economic growth<br />

in each East Asian country also has been accompanied by the surfacing of environmental issues<br />

19


through a similar pattern. Thus environmental policies of East Asian countries, in turn, have<br />

developed in the similar pattern. Third is the current wave of economic and political transition in<br />

East Asian region. This paper shows major differences among Japan, Korea, and China, which<br />

are reflection of differences of economic structure and/or political regime, such as role of local<br />

government, information disclosure, function of market mechanism. The transition from a<br />

planned economy to a market economy in China since the mid 1980s and political<br />

democratization in Korea since the late 1980s are forerunners of such waves. These transition in<br />

both China and Korea has been making for the direction of removing the differences from<br />

Japan. Even though the progresses of transition varies, such transition will force environmental<br />

policy in other East Asian countries to develop in convergence.<br />

2) Gap Be tween Economic Growth and Environment al Policy Development<br />

The tempo of environmental policy development in China and Korea, as the above<br />

mentioned, has been faster than that of Japan. It seems that such gap between economic<br />

growth and environmental policy development can be found in other East Asian countries.<br />

Furthermore, the later the initiation of environmental policy, the more the gap widens.<br />

O’Connor, analyzing the environmental management of Japan, Korea, Taiwan, Thailand, and<br />

Indonesia, also examines that latecomers like Indonesia and Thailand appear to have taken<br />

major environmental policy initiatives at an earlier stage in their economic development than<br />

Korea and Taiwan, and the latter two at an earlier stage than Japan (O’Connor,1994,p.34).<br />

The factors that created such gaps are not only international influence but also each<br />

country’s domestic political regime. O’Connor states that, for a variety of reasons (including<br />

learning from experience, increased availability of technology, lower unit abatement costs, and<br />

increased exposure to international environmental pressures), late industrialisers are in a<br />

position to move faster to close the environmental performance gap than early industrialisers<br />

were (O’Connor,1994,p.35). Thus, he emphasizes that the gaps caused by international<br />

influence on domestic policy making. In my view, in addition, non-democratic political regimes<br />

in many East Asian countries like as China and former Korea, have also contributed to develop<br />

faster the institutional aspects of environmental policy. Huntington examines, “in 1990 the East<br />

Asia dominant-party systems covered a continuum between democracy and authoritarianism,<br />

with Japan at one extreme, Indonesia at the other, and Korea, Taiwan, Malaysia, and Singapore<br />

in between, more or less in that order (Huntington,1991.p.305).” Under the non-democratic<br />

regime, it is relatively easy for political leaders or policy makers, taking international concern on<br />

environmental issues into account, to formulate their preferable policies when compared to the<br />

case of democratic countries, because of the centralization of administrative powers and limited<br />

information disclosure for citizens. It, however, should be noted here that any policies not based<br />

on public consensus have not necessary been generally accepted and achieved good results.<br />

20


3) Increasing Int ernational Inf luence on Environment al Policy Development<br />

Porter and Brown write, “underneath the fluctuations of electoral politics and economic<br />

cycle, there is an inexorable evolution in international relations toward more effective<br />

cooperation on global environmental threats (Porter and Brown,1996,p.177).” It is obvious<br />

that, as such inexorable evolution, international influence on environmental policy development,<br />

especially in developing countries, will increase more and more in the future.<br />

As increasing the international influence, the development pattern of environmental policy<br />

shown in developed countries’ experiences is likely to be shortened or changed the shape in<br />

developing countries. The shortening or changing the shape of development pattern depends<br />

on the “leapfrog” on environmental policies in developing countries. Above all, because both<br />

multilateral and national development assistance agencies have had great concern with<br />

environmental issues in developing countries recently, recipient countries will have a lot of<br />

opportunities to learn from developed countries’ experiences, and the “leapfrog” will be<br />

accelerated through international development assistance programs. The evaluation on leapfrog<br />

on environmental policies in developing countries will be increasingly important.<br />

The “leapfrog” on environmental policies do not always have a useful influence on<br />

environmental policy in developing countries. It accelerates the tempo of environmental policy<br />

development, and forces the gap between economic growth and environmental policy<br />

development to widen than ever in developing countries. For this reason, the scarcity of funds<br />

and technology for environmental conservation is likely to be more serious. Moreover, in these<br />

conditions, environmental policy in developing countries does not benefit from economic<br />

growth as did the developed countries so (World Bank,1992,pp.39-40). In short, there are some<br />

potentialities that the leapfrog harms policy effectiveness in developing countries.<br />

Accordingly, developed countries should, through multiple-level cooperation - national<br />

government, local governments, companies, and citizens -, appeal to developing countries to<br />

make good use of their experiences on environmental policy in a way to adaptable to the tempo<br />

of each country’s economic growth, and assist to bridge the gap between economic growth and<br />

environmental policy development in developing countries.<br />

21


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23


Environmental Affairs 2(2): 103-108.<br />

Qu G (1991), Environmental Management in China, UNEP/China Environmental Science Press,<br />

Beijing.<br />

Siml V (1993), China’s Environmental Crisis: an Inquiry into the Limits of National Development,<br />

M.E.Sharp Inc., Armonk.<br />

Summers R and Heston A (1991), The Penn World Table (Mark5): an Expanded Set of International<br />

Comparison 1950-1988, Quarterly Journal Economics May 1991: 327-368.<br />

State of Statistical Bureau, People’s Republic of China (ed.) (1992), China Statistical Yearbook<br />

1992, China Statistical Publishing House, Beijing.<br />

State of Statistical Bureau, People’s Republic of China (ed.) (1995), China Statistical Yearbook<br />

1995, China Statistical Publishing House, Beijing.<br />

Vogel D (1987), The Comparative Study of Environmental Policy: A Review of the Literature. In:<br />

Dierkes M, Weiler H, and Antal A (eds.), Comparative Policy Research: Learning from<br />

Experience, Gower Publishing Company, Hants, pp.99-169.<br />

Toyo-Keizai (ed.) (1991), Kanketsu Syowa Kokusei Soran: Dai 1 Kan (Statistics of the State of a<br />

Country in Syowa Era: Vol.1), Toyo-Keizai, Tokyo.<br />

Wakabayashi K (1989), Chugoku no Jinko Mondai (Population Problems in China), University of<br />

Tokyo Press, Tokyo.<br />

World Bank (1992), World Development Report 1992, Oxford University Press, New York.<br />

World Commission on Environment and Development (1987), Our Common Future, Oxford<br />

University Press, London.<br />

Yamazawa I (1993), Transmission of Industrial Development and International Industrial<br />

Adjustment, Keizai Bunseki (Economic Analysis) 129: 14-36.<br />

Zhang K and Jin R (eds.) (1992), A Course in China’s Environmental Protection Law, Tsinghua<br />

University Press, Beijing.<br />

24


List of Tables and Figures<br />

Table 1 Comparative Chronological Table<br />

Table 2 Differences in Environmental Policy Development<br />

Table 3 Comparison of Time-lags<br />

Table 4 Economic Indicators on Each Stage of Environmental Policy Development<br />

Figure 1 Analytical Framework<br />

Figure 2 Development Stages of Environmental Policy<br />

Figure 3 Rate of Economic Growth<br />

Figure 4 GDP per Capita at 1985 PPPs<br />

Figure 5 Energy Consumption per Capita<br />

Figure 6 Energy Intensity of GDP<br />

Figure 7 Structural Change in Japan<br />

Figure 8 Structural Change in Korea<br />

Figure 9 Structural Change in China<br />

25


Table 1 Comparative Chronological Table<br />

Year Japan Korea China<br />

Tokyo Prefectural Ordinance for Factory Pollution Control(1949)<br />

1950 Korean War(1950-1953)<br />

Kanagawa Prefectural Ordinance for Works Pollution Control(1951)<br />

1955<br />

Osaka Prefectural Ordinance for Works Pollution Control(1954)<br />

Minamata Disease(1956)<br />

Itai-itai Disease(1957)<br />

Honsyu-seishi Incident, Laws for Water Quality Preservation(1958)<br />

Provisional Sanitary Criteria for Design of Industrial Enterprises(1956)<br />

Provisional Outline for Water and Soil Conservation(1957)<br />

1960 Yokkaichi Asthma(1961)<br />

Law for Smoke Regulation(1962)<br />

Public Movement in Numazu, Mishima and Shimizu(1964)<br />

Pollution Prevention Act(1963)<br />

Pollution Control Division in the Ministry of Health and Welfare(1964)<br />

1965 Red Tide in Many Parts of the Country(1965)<br />

Basic Law for Environmental Pollution Control(1967)<br />

Great Cultural Revolution(1966-1976)<br />

Law for Air Pollution Prevention(1968)<br />

Measures to Lower Sulfur Content of Fuel(1969)<br />

Pollution Damages in the Ulsan Industrial Area(1967)<br />

Environmental White Paper(1969)<br />

Environmental Quality Standard for Water Quality(1970)<br />

1970 Photochemical-smog in Tokyo(1970) Pollution Control Division in the Ministry of<br />

Pollution Diet(1970)<br />

Public Health and Social Affairs(1970)<br />

Environment Agency(1971) Red Tide in the Chi Nhe Bay(1972) Water Pollution in the Dalian Bay and the Guanting Reservoir(1972)<br />

Law for Natural Environment Conservation(1972) Health Injuries in the Kwang Yang Bay(1977) First National Conference on Environmental Protection(1973)<br />

Judicial Decision on Yokkaichi Asthma Case(1972) Environment Preservation Act(1977) Environmental Protection Leading Group of the State Council(1974)<br />

1975 Law concerning Compensation for Pollution Related Health Damage(1973) Collective Protect against the Nak Dong River Dam(1978)<br />

Strengthening Regulation on Exhaust Gases(1976)<br />

Water Quality Standards(1978)<br />

Kawasaki Municipal Ordinance for Environmental Impact Assessment(1976) Charter of Natural Conservation(1978) Environmental Protection Law(in Trial Implementation)(1979)<br />

Environmental Performance Review by OECD(1977) SO 2 Standard for the Air Quality(1979) Administration of Environmental Protection in the Ministry<br />

Serious Air Pollution in Seoul(1979)<br />

of Urban Construction and Environmental Protection(1982)<br />

1980 Environment Administration(sub-cabinet level)(1980) Environmental Standard for Air Pollution(1982)<br />

Plan for Supply Lower Sulfur Content Oil(1981)<br />

Marine Environmental Protection Law(1982)<br />

Environmental Impact Assessment(1982)<br />

Second National Conference on Environmental Protection(1983)<br />

Abolishment of Bill for Environmental Impact Assessment(1983) Environmental White Paper(1982) Regulations on Integrating Industrial Pollution Prevention and Control<br />

Cabinet’s Resolution about Environmental Impact Assessment(1984) Emission Charge System(1983) with Technological Renovation(1983)<br />

1985 Pollution Disease in the Onsan Industrial Area(1985) Water Pollution Prevention and Control Law(1984)<br />

Judicial Decision on Chi Nhe Chemical Co. Case(1985)<br />

Environmental Protection Commission in the State Council(1984)<br />

Waste Management Act(1986)<br />

Deregulation of Population Movement(1984)<br />

Strengthening Vehicle Emission Standards(1987)<br />

Energy Pricing Reform(1985)<br />

Council of Ministerial Level for Global Environment Issues(1989) Requirement to Supply and Use Clean Fuels(1988) China Conservation Strategy(1986)<br />

1990 Environment Agency(cabinet level)(1990) Air Pollution Prevention and Control Law(1987)<br />

Basic Environmental Policy Act(1990)<br />

Environmental Standard for Surface Water Quality(1988)<br />

Natural Environment Preservation Act(1991)<br />

National Environmental Protection Agency in the State Council(1988)<br />

Basic Environment Law(1993) Phenol Discharge Incident at the Nak Dong River(1991) Environmental Protection Law(1989)<br />

Basic Environment Plan(1994) Protest against Reclaimed Land for Waste Disposal at Kim Po(1993) Red Tide in the Dong Hai Sea(1990)<br />

1995 Environmental Impact Assessment Act(1993) Official Report on the State of the Environment in China(1990)<br />

Ministry of Environment(1994)<br />

Measures to Reduce the Sulfur and Ash Content of Coal(1995)<br />

Solid Waste Pollution Prevention and Control Law(1995)<br />

26


Table 2 Differences in Environmental Policy Development<br />

Role of Local Government<br />

Japan<br />

Korea<br />

China<br />

Japan<br />

Korea<br />

China<br />

Japan<br />

Korea<br />

Local governments initiated environmental policy beginning with the Tokyo Prefectural Ordinance for<br />

Pollution Control of 1949. Subsequently, local governments adopted several advanced policy<br />

instruments such as environmental impact assessment in advance of the central government. Such local<br />

governments’ initiatives were possible because of the Local Autonomy System provided in the 1946<br />

Constitution.<br />

In the President Park Chung-Hee era, Korea centralized her administrative power, and the central<br />

government played the main role in environmental preservation. Until quite recently, local governments<br />

showed little or no concern about environmental issues. Because Korea has gradually restored the Local<br />

Autonomy System due to democratization since the late 1980s, large local governments such as Seoul<br />

and Taejon have enacted their own ordinances for environmental preservation since the mid 1990s.<br />

China has adopted the Democratic Centralized System based on her socialist constitution, and local<br />

governments have had very limited autonomy. For this reason, the central people’s government has<br />

dominated environmental protection activities. However, the Environmental Protection Law of 1989<br />

requires that local people’s governments accept responsibility for maintenance environment quality. In<br />

near future, the role of local governments will become important.<br />

Information Disclosure<br />

The citizens’ movements against pollution, represented in cases such as the Honshu- seishi Incident of<br />

1958, have had a strong influence on environmental policy development. In 1967 the Basic Law for<br />

Pollution Control was enacted in response to public pressures, and the Environmental White Paper for<br />

environmental information disclosure has been published annually since 1969.<br />

The Korean government, at one time, regarded anti-pollution movements as anti-government<br />

movements, such as the case of pollution damages in the Ulsan industrial area during the late 1960s.<br />

Since the early 1980s, environmental information disclosure has gradually been promoted. Since<br />

democratization in the late 1980s, campaigns in the mass media for environmental preservation have<br />

become prominent.<br />

Under the rule of Mao Zedong, information disclosure about both the state of environment and the<br />

public reaction against pollution was very limited. However, as a part of the policy reform since 1978,<br />

environmental policy has progressed. Since 1990, the Chinese government has published annual<br />

environmental reports.<br />

Influence from International Pressure<br />

Pressure from foreign countries, especially from USA, has influenced Japanese environmental policy<br />

development. Examples of this include the improvement of Sumida River’s water quality just before the<br />

Tokyo Olympic Games in 1964, the regulation on exhaust gases in the USA’s Muskie Act of 1970, and<br />

the criticism of Japanese pollution dumping in the U.S. President’s statement in 1970.<br />

Korea also reduced the air pollution in Seoul, just before the Seoul Olympic Games in 1988. In near<br />

future, the Korean government will be required to response to global environmental issues equal to<br />

developed countries as a member nation of OECD.<br />

27


China<br />

Japan<br />

Korea<br />

China<br />

Japan<br />

Korea<br />

Under the Mao’s rule, the Chinese government insisted that the fundamental cause of Environmental<br />

pollution lay in Capitalist countries, and pressure from foreign countries had little influence on China’s<br />

policy development. However, recently, because of the scarcity of funds and technology for<br />

environmental protection, the Chinese government has adopted a very positive stance on<br />

environmental diplomacy.<br />

Latecomer<br />

Japan has had a few opportunities to learn from the experiences in other countries in the field of<br />

environmental policy, because Japanese environmental policy was initiated relatively early in the world.<br />

The Pollution Prevention Act of 1963 was modeled on Japanese legislation. Ever since, the Korean<br />

government has sought to examine the experience in other countries, especially in Japan and USA.<br />

Under the influence of arguments within Japan and USA, Korea adopted advanced policy responses<br />

such as guaranteeing in the 1980 Constitution the right to environment and creating environmental<br />

impact assessment system in 1982.<br />

The Environmental Protection Law (in Trial Implementation) of 1979 provided several advanced policy<br />

responses such as pollution discharge fee system and environmental impact assessment system<br />

similar to those adopted in developed countries. However, the opportunities for China to learn from<br />

other countries remain high.<br />

Function of the Market Mechanism<br />

Faced with the regulation of exhaust gases by the USA’s Muskie Act in 1970 and the Oil Crisis in the<br />

1970s, each Japanese automobile manufacturer was forced to develop new energy-saving and<br />

environmentally sound technologies, so as to compete with other automobile makers. As a result,<br />

advanced energy-saving and environmentally sound technologies have been developed by Japanese<br />

automobile manufacturers.<br />

Several “Chaebols” have essentially had a monopoly on markets in the Korean economy. Monopolistic<br />

companies in domestic market have not had much incentives to address pollution issues to compete<br />

with others. Thus, market conditions in Korea are quite different from the Japanese case.<br />

China<br />

Japan<br />

Korea<br />

China<br />

Chinese environmental policy development occurred within a planned economy, and the influence of<br />

market competitiveness was negligible. Therefore, both investment and technological development for<br />

environmental protection by enterprises have not been promoted. Under the transition from a planned<br />

economy to a market economy since the mid 1980s, a market economy system has gradually been<br />

adopted such as energy pricing reform.<br />

Environmental Issues in the Policy Agenda<br />

After overcoming industrial pollution by the mid 1970s, the Japanese government addressed issues<br />

related to the pursuit of quality of life (“Amenity”). However, environmental policy development in<br />

Japan slowed down by the early 1980s. Since the mid 1980s, global environmental issues have<br />

received much attention as part of the policy agenda.<br />

Pollution control in Korea has not produced satisfactory results when compared to the Japanese case.<br />

The Korean government has had to address many environmental issues, such as pollution control,<br />

improvement of the quality of life, and global environmental issues at the same time.<br />

So far, Chinese environmental policies has arguably achieved few good results. While environmental<br />

issue in China is about to falling into crisis, foreign countries expect that China adopts appropriate<br />

responses to global environmental issues.<br />

28


Table 3 Comparison of Time-lags<br />

Economic Growth Environmental Policy Development<br />

Between Japan and Korea 21 12-14<br />

Between Japan and China more than 35 21-24<br />

*years<br />

*Time-lags of economic growth are based on GDP per capi ta at 1985 PPPs.<br />

Table 4 Economic Indicators on Each Stage of Environmental Policy Development<br />

Japan Korea China<br />

Starting Year of Progressive Period 1955 1970 1977<br />

GDP per Capita 2,087 1,701(81%) 762(37%)<br />

Energy Consumption per Capita 721 610(87%) 386(53%)<br />

Starting Year of Consolidation Period 1965 1980 1989<br />

GDP per Capita 4,481 3,130(69%) 1,352(25%)<br />

Energy Consumption per Capita 1,550 1,152(74%) 602(38%)<br />

Starting Year of Focus-Shift Period 1975 1990 -<br />

GDP per Capita 8,249 6,779(82%) -<br />

Energy Consumption per Capita 3,068 2,174(71%) -<br />

*GDP per Capita = $ at 1985 PPPs, Energy Consumption per Capita = kg. oil equivalent<br />

*Percentages reported within parenthesis are X/Japan.<br />

29


1.National Experience<br />

(1) Events of Environmental Policy Development and Respective<br />

Socio-political Background<br />

(2) Division of Development Stages<br />

2.Comparative Analysis on Environmental Policy Development<br />

DDevelopment<br />

(1) Similarities and Time-lags<br />

(2) Comparison of Characteristics in Each Country<br />

3.Examination of Economic Growth<br />

(1) National Experience<br />

(2) Comparison of Relationship between Economic<br />

Growth GGrwoth and GrowGGrowth Environmental andEnvironmental<br />

Policy Development<br />

4.Conclusion and Prospects<br />

Figure 1 Analytical Framework<br />

30


Year 1950 1955 1960 1965 1970 1975 1980 1985 1990 1995<br />

Tokyo Prefectural Ordinance for Factory Pollution Control<br />

Two Laws for Water Quality Preservation<br />

Basic Law for Environmental Pollution Control<br />

Environmental Performance Review by OECD<br />

Abolishment of Bill for EIA<br />

Basic Environmental Law<br />

Japan<br />

Pollution Prevention Act<br />

Pollution Control Division in the Ministry of Public Health and Social Affairs<br />

Environment Administration Seoul Olympic Games<br />

Korea<br />

First National Conference on Environmental Protection<br />

Environmental Protection Law(in Trial Implementation)<br />

Environmental Protection Law<br />

China<br />

*Development Stage, Initial Period, Progressive Period, Consolidation Period, Focus-shift Period.<br />

Figure 2 Development Stages of Environmental Policy<br />

31


20<br />

%<br />

15<br />

10<br />

Japan<br />

Korea<br />

China<br />

5<br />

0<br />

1955 1960 1965 1970 1975 1980 1985 1990<br />

Sources: Economic Planning Administration,1982; Korea Energy Economic Institute,1992; State of Statistical Bureau,1992;<br />

Economic Planning Agency,1995; State of Statistical Bureau,1995; National Statistical Office,1996.<br />

Figure 3 Rate of Economic Growth<br />

32


16,000<br />

$ at 1985 PPPs<br />

14,000<br />

12,000<br />

10,000<br />

8,000<br />

6,000<br />

Japan<br />

Korea<br />

China<br />

4,000<br />

2,000<br />

0<br />

1955 1960 1965 1970 1975 1980 1985 1990<br />

Sources: Penn World Tables (Mark 5.6); Economic Planning Administration,1982; Korea Energy Economic Institute,1992;<br />

State of Statistical Bureau,1992; Economic Planning Agency,1995; State of Statistical Bureau,1995; National Statistical<br />

Office,1996.<br />

Figure 4 GDP per Capita at 1985 PPPs<br />

33


4,000<br />

kg.oil equivalent<br />

3,500<br />

3,000<br />

2,500<br />

2,000<br />

1,500<br />

Japan<br />

Korea<br />

China<br />

1,000<br />

500<br />

0<br />

1955 1960 1965 1970 1975 1980 1985 1990<br />

Sources: Korea Energy Economic Institute,1992; State of Statistical Bureau,1992; Korea Energy Economic Institute,1994;<br />

Agency of Natural Resource and Energy,1995; State of Statistical Bureau,1995.<br />

Figure 5 Energy Consumption per Capita<br />

34


550<br />

TOE/M$ at 1985 PPPs<br />

500<br />

450<br />

400<br />

Japan<br />

Korea<br />

China<br />

350<br />

300<br />

250<br />

1955 1960 1965 1970 1975 1980 1985 1990<br />

Sources: Penn World Tables (Mark 5.6); Economic Planning Administration,1982; Korea Energy Economic Institute,1992;<br />

State of Statistical Bureau,1992; Korea Energy Economic Institute,1994; Economic Planning Agency,1995; State of Statistical<br />

Bureau,1995; National Statistical Office,1996.<br />

Figure 6 Energy Intensity of GDP<br />

35


70<br />

%<br />

60<br />

50<br />

40<br />

30<br />

Agriculture<br />

Industry<br />

Services etc.<br />

20<br />

10<br />

0<br />

1955 1960 1965 1970 1975 1980 1985 1990<br />

Sources: Toyo-Keizai,1991; Economic Planning Agency,1995.<br />

Figure 7 Structural Change in Japan<br />

36


70<br />

%<br />

60<br />

50<br />

40<br />

30<br />

Agriculture<br />

Industry<br />

Services etc.<br />

20<br />

10<br />

0<br />

1955 1960 1965 1970 1975 1980 1985 1990<br />

Sources: Economic Planning Administration,1982; Korea Energy Economic Institute,1992; National Statistical Office,1996.<br />

Figure 8 Structural Change in Korea<br />

37


70<br />

%<br />

60<br />

50<br />

40<br />

30<br />

Agriculture<br />

Industry<br />

Services etc.<br />

20<br />

10<br />

0<br />

1955 1960 1965 1970 1975 1980 1985 1990<br />

Sources: State of Statistical Bureau,1992; State of Statistical Bureau,1995.<br />

Figure 9 Structural Change in China<br />

38

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