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<strong>Cancer</strong> <strong>Therapy</strong> Vol 5, page 391<br />

<strong>Cancer</strong> <strong>Therapy</strong> Vol 5, 391-394, 2007<br />

<str<strong>on</strong>g>Upper</str<strong>on</strong>g> <str<strong>on</strong>g>limb</str<strong>on</strong>g> <str<strong>on</strong>g>deep</str<strong>on</strong>g> <str<strong>on</strong>g>vein</str<strong>on</strong>g> <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g>: <str<strong>on</strong>g>update</str<strong>on</strong>g> <strong>on</strong> <strong>risk</strong><br />

factors in <strong>on</strong>cological patients<br />

Review Article<br />

Pierpaolo Di Micco 1, *, Rosanna Di Fiore 2 , Sandro Quaranta 2 , Giuseppe V.<br />

Viggiano 3 , Ilaria J. Romano 3 , Alferio Niglio 3 , Andrea F<strong>on</strong>tanella 1 , Bruno De<br />

Sim<strong>on</strong>e 1 , Ant<strong>on</strong>ella Angiolillo 4 , Giuseppe Castaldo 2<br />

1 Internal Medicine Divisi<strong>on</strong>, Bu<strong>on</strong> C<strong>on</strong>siglio Fatebenefratelli Hospital of Naples, Naples, Italy<br />

2 Department of Biochemistry and Medical Biotechnology, University of Naples “Federico II” and CEINGE-Advanced<br />

Biotechnologies, Naples, Italy<br />

3 Internal Medicine, Sec<strong>on</strong>d University of Naples, Naples, Italy<br />

4 School of Science, University of Molise, Isernia, Italy<br />

__________________________________________________________________________________<br />

*Corresp<strong>on</strong>dence: Pierpaolo Di Micco, MD, Internal Medicine Divisi<strong>on</strong>, Bu<strong>on</strong> C<strong>on</strong>siglio Fatebenefratelli, Hospital of Naples, Naples,<br />

Italy, Ph<strong>on</strong>e: +39-33-98078146; Fax: +39-81-5468290; Email: pdimicco@libero.it<br />

Key words: <str<strong>on</strong>g>Upper</str<strong>on</strong>g> <str<strong>on</strong>g>limb</str<strong>on</strong>g> <str<strong>on</strong>g>deep</str<strong>on</strong>g> <str<strong>on</strong>g>vein</str<strong>on</strong>g> <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g>, Chemotherapy, <strong>Cancer</strong> acquired thrombophilia, Oncological surgery, Central venous<br />

catheters, C<strong>on</strong>comitant illness, Inherited thrombophilia, UEDVT<br />

Abbreviati<strong>on</strong>s: cancer procoagulants (CP); central nervous system (CNS); Central venous catheters (CVC); <str<strong>on</strong>g>deep</str<strong>on</strong>g> <str<strong>on</strong>g>vein</str<strong>on</strong>g> <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g><br />

(DVT); Interleukin 1!, (IL-1!); Lower extremities <str<strong>on</strong>g>deep</str<strong>on</strong>g> venous <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> (LEDVT); port-a-cath (PaC); pulm<strong>on</strong>ary embolism (PE);<br />

pulm<strong>on</strong>ary embolism (PE); tissue factors (TF); Tumor Necrosis Factor ", (TNF"); upper extremities <str<strong>on</strong>g>deep</str<strong>on</strong>g> venous <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> (UEDVT);<br />

Venous thromboembolism (VTE)<br />

Received: 1 October 2007; Revised: 27 October 2007<br />

Accepted: 29 October 2007; electr<strong>on</strong>ically published: November 2007<br />

Summary<br />

Venous thromboembolism (VTE) is a multifactorial disease that may appear as <str<strong>on</strong>g>deep</str<strong>on</strong>g> <str<strong>on</strong>g>vein</str<strong>on</strong>g> <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> (DVT) of the<br />

lower or upper <str<strong>on</strong>g>limb</str<strong>on</strong>g> and\or pulm<strong>on</strong>ary embolism (PE). Venous thromboembolism is associated with several<br />

inherited and\or acquired <strong>risk</strong> factors, cancer being the most comm<strong>on</strong> acquired thrombotic <strong>risk</strong> factor. Lower<br />

extremities <str<strong>on</strong>g>deep</str<strong>on</strong>g> venous <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> (LEDVT) is more comm<strong>on</strong> than upper extremities <str<strong>on</strong>g>deep</str<strong>on</strong>g> venous <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g><br />

(UEDVT), but cancer patients have an increased incidence of UEDVT due to additi<strong>on</strong>al <strong>risk</strong> factors such as central<br />

venous catheters, chemotherapy, radiotherapy or the presence of bulky malignancies that induce prol<strong>on</strong>ged<br />

compressi<strong>on</strong> of <str<strong>on</strong>g>vein</str<strong>on</strong>g>s hence venous stasis. This review is focused <strong>on</strong> the analysis of inherited and acquired <strong>risk</strong><br />

factors for UEDVT in <strong>on</strong>cological patients.<br />

I. Introducti<strong>on</strong><br />

Venous thromboembolism (VTE) is a multifactorial<br />

disease which may appear as <str<strong>on</strong>g>deep</str<strong>on</strong>g> venous <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> of<br />

lower extremities (LEDVT) or more rarely of the upper<br />

extremities (UEDVT) with possible life-threatening<br />

complicati<strong>on</strong>s such as pulm<strong>on</strong>ary embolism (PE) ( Di<br />

Micco et al, 2006). Risk factors for VTE may include an<br />

inherited thrombotic predispositi<strong>on</strong> and acquired trigger<br />

factors (Martinelli, 2001).<br />

UEDVTs account for approximately 4% of all VTE<br />

events, and its incidence has increased in the last years<br />

when compared to data from past decades (M<strong>on</strong>real et al,<br />

2006). The increase recorded may also be due to the<br />

development of more accurate diagnostic supports, or<br />

methods, such as vascular ultras<strong>on</strong>ography with color-<br />

Doppler flow. There is a str<strong>on</strong>g relati<strong>on</strong>ship between<br />

cancer and VTE, in particular LEDVT (Piccioli et al,<br />

2004), while other types of thrombotic events (e.g. arterial<br />

<str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> or disseminated intravascular coagulati<strong>on</strong>) less<br />

frequently appear as a complicati<strong>on</strong> of neoplasia (Brenner,<br />

2001; Levi, 2001).<br />

<strong>Cancer</strong> per se, is the most relevant acquired<br />

thrombotic <strong>risk</strong> factor of VTE, because of its myriad of<br />

prothrombotic molecules released by neoplastic cells<br />

(Falanga, 2001). Bulky malignancies, which cause venous<br />

compressi<strong>on</strong>, may also induce a prol<strong>on</strong>ged venous stasis<br />

(Brenner, 2001). Furthermore, chemotherapy can lead to<br />

thrombotic events due to venous vessel irritati<strong>on</strong><br />

391


Di Micco et al: <str<strong>on</strong>g>Upper</str<strong>on</strong>g> <str<strong>on</strong>g>limb</str<strong>on</strong>g> <str<strong>on</strong>g>deep</str<strong>on</strong>g> <str<strong>on</strong>g>vein</str<strong>on</strong>g> <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g><br />

(Goodnought et al, 1984; Obheroff et al, 1998; Falanga,<br />

2001). Central venous catheters (CVC) or port-a-cath<br />

(PaC), which are placed to facilitate chemotherapy or<br />

parenteral nutriti<strong>on</strong> are known thrombotic trigger factors,<br />

particularly for UEDVT (Di Micco et al, 2006; M<strong>on</strong>real et<br />

al, 2006).<br />

Other potential <strong>risk</strong> factors for UEDVT during<br />

malignancy, e.g., chr<strong>on</strong>ic hearth failure, chr<strong>on</strong>ic<br />

obstructive pulm<strong>on</strong>ary disease and haematopoietic col<strong>on</strong>y<br />

stimulating factors are currently under study (Haas, 2002;<br />

Di Micco et al, 2006). Similarly, a series of genetic<br />

potential prothrombotic factors are known, but their role in<br />

pathogenesis of VTE in <strong>on</strong>cological patients is still under<br />

discussi<strong>on</strong> (Martinelli, 2001; Di Micco et al, 2004). Of<br />

course, the identificati<strong>on</strong> of subjects with an inherited<br />

thrombophilic genotype is mandatory, since they may<br />

benefit from pharmacological thromboprophylaxis for<br />

primary preventi<strong>on</strong> of UEDVT.<br />

The objective of this review is to discuss the <strong>risk</strong><br />

factors for UEDVT in cancer patients, and the possible<br />

strategies to prevent the aforementi<strong>on</strong>ed complicati<strong>on</strong>s.<br />

II. Type of cancer<br />

Initially described by Trousseau, several studies have<br />

focused <strong>on</strong> the associati<strong>on</strong> between cancer and <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g><br />

(Trousseau, 1865), and more specifically <strong>on</strong> the types of<br />

cancer more frequently associated to vascular<br />

complicati<strong>on</strong>s (Levitan et al, 1999). Levitan and<br />

colleagues, in fact, identified in 1999 a higher <strong>risk</strong> for<br />

DVT in patients bearing ovarian cancer and cancer related<br />

to the central nervous system (CNS). Bulky malignancies<br />

are also frequently associated to VTE, because of<br />

prol<strong>on</strong>ged venous compressi<strong>on</strong> <strong>on</strong> the venous system,<br />

which in turn induces venous stasis and hypercoagulable<br />

state (Cyrkowicz, 2002; Di Micco et al, 2006). We<br />

previously reported that haematological malignancies,<br />

frequently associated to bulky compressi<strong>on</strong> <strong>on</strong><br />

mediastinum, can additi<strong>on</strong>ally induce prol<strong>on</strong>ged<br />

compressi<strong>on</strong> <strong>on</strong> the venous axis of the upper <str<strong>on</strong>g>limb</str<strong>on</strong>g>, hence<br />

increasing the <strong>risk</strong> of venous <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> (Di Micco et al,<br />

2004); ovarian cancer may also appear as a bulky<br />

malignancy, whereby venous compressi<strong>on</strong> and venous<br />

stasis increase the <strong>risk</strong> of <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> (Cyrkowicz, 2002).<br />

III. <strong>Cancer</strong> acquired thrombophilia<br />

The high occurrence rate of VTE in neoplastic<br />

patients is mainly due to prothrombotic molecules released<br />

from malignant cells, such as tissue factors (TF) or cancer<br />

procoagulants (CP). <strong>Cancer</strong> cells may either express and<br />

release TF themselves, (Falanga, 2001) or via stimulati<strong>on</strong><br />

of m<strong>on</strong>ocytes, macrophages or endothelial cells. This<br />

occurrence is mediated by a cytokine network, which is<br />

related to cancer growth (Falanga, 2001). Interleukin 1!<br />

(IL-1!) and Tumor Necrosis Factor " (TNF") are the<br />

most well known cytokines involved in cancer-induced<br />

thrombophilia (Falanga, 2001; Di Micco et al, 2006). The<br />

typical effect of procoagulant molecules in patients<br />

bearing neoplasia, is a subclinical hypercoagulable state<br />

that may be detected by screening for biochemical<br />

markers, such as D-dimer (Gouin-Thibault et al, 2001),<br />

prothrombin fragment 1+2 (Gouin-Thibault et al, 2001)<br />

and thrombin-antithrombin complexes (Gouin-Thibault et<br />

al, 2001). The subclinical hypercoagulable state may lead<br />

to relevant clinical thrombotic events (Di Micco and<br />

D’Uva, 2003).<br />

IV. UEDVT and malignancy<br />

In additi<strong>on</strong> to the producti<strong>on</strong> of procoagulant<br />

molecules, other thrombotic <strong>risk</strong> factors may also be<br />

involved in the pathogenesis of UEDVT in neoplastic<br />

patients. These include: surgery, c<strong>on</strong>comitant medical<br />

illness, prol<strong>on</strong>ged immobility, cancer therapies and the<br />

presence of CVC\PaC (Di Micco et al, 2006). The<br />

placement of CVC or PaC is usually performed <strong>on</strong> the<br />

venous axis of the upper <str<strong>on</strong>g>limb</str<strong>on</strong>g>s (i.e. brachial <str<strong>on</strong>g>vein</str<strong>on</strong>g>, axillar<br />

<str<strong>on</strong>g>vein</str<strong>on</strong>g>, subclavian <str<strong>on</strong>g>vein</str<strong>on</strong>g> or jugular <str<strong>on</strong>g>vein</str<strong>on</strong>g>). In these patients, we<br />

may distinguish a full axis UEDVT (i.e. involving<br />

brachial-axillar-subclavian axis with or without<br />

involvement of internal jugular <str<strong>on</strong>g>vein</str<strong>on</strong>g>) or a selected<br />

UEDVT (i.e., limited to a specific venous district) (Di<br />

Micco and D’Uva, 2003). However, DVT localised to<br />

subclavian or jugular <str<strong>on</strong>g>vein</str<strong>on</strong>g>s, is more frequently followed<br />

by pulm<strong>on</strong>ary embolism (Khorana et al, 2005).<br />

V. Chemotherapy and other<br />

treatments<br />

VTE, and in particular UEDVT, are more frequent in<br />

neoplastic patients undertaking <strong>on</strong>going chemotherapy;<br />

such complicati<strong>on</strong>s mainly occur during prol<strong>on</strong>ged<br />

treatment and in the presence of a CVC\PaC, particularly<br />

in breast cancer patients and in cases of haematological<br />

malignancies (M<strong>on</strong>real et al, 2006). However, an<br />

increased incidence of all forms of VTE has been<br />

recorded, independent of CVC, in patients undergoing<br />

chemotherapy since 1980 (9-10); this mainly occurs in<br />

advanced stages of cancer (i.e. when metastasis occurs).<br />

The prothrombotic role of chemotherapy has been studied<br />

with regard to the chemotherapeutic regimen and the<br />

specific drugs that more frequently cause VTE. A specific<br />

prothrombotic acti<strong>on</strong> has been associated to the CMF<br />

regimen (Koch et al, 1997) and thalidomide (Jorgensen et<br />

al, 1993). Growth col<strong>on</strong>y stimulating factors used during<br />

chemotherapy-induced neutropenia, may also exert<br />

prothrombotic activity, but the mechanism is still under<br />

discussi<strong>on</strong> (Rahr and Sorensen, 1992).<br />

VI. Oncological surgery<br />

Surgical procedures are a leading <strong>risk</strong> factor for VTE<br />

(Martinelli, 2001). The associati<strong>on</strong> between major surgery<br />

and VTE is known for a l<strong>on</strong>g time, and is usually related<br />

to the post-surgical immobility, a further thrombotic <strong>risk</strong><br />

factor for <strong>on</strong>cological patients (Di Micco et al, 2006).<br />

However, <strong>on</strong>cological surgery is associated to a higher <strong>risk</strong><br />

of thrombotic events as compared to n<strong>on</strong>-<strong>on</strong>cological<br />

surgery (Rahr and Sorensen, 1992; Kear<strong>on</strong> et al, 1998;<br />

Martinelli et al, 2004), and a recent multicentric study<br />

underlined an increased incidence of UEDVT in<br />

<strong>on</strong>cological patients with recent surgery, in particular if<br />

they carried a CVC (M<strong>on</strong>real et al, 20063).<br />

392


<strong>Cancer</strong> <strong>Therapy</strong> Vol 5, page 393<br />

VII. Central venous catheters and<br />

UEDVT<br />

Central venous catheterisati<strong>on</strong> is a well-established<br />

procedure in patients affected by malignancy to simplify<br />

chemotherapy, blood transfusi<strong>on</strong>, parenteral nutriti<strong>on</strong> and<br />

other therapies. We distinguish CVC, placed in central<br />

venous line (e.g. subclavian or internal jugular <str<strong>on</strong>g>vein</str<strong>on</strong>g>) or<br />

PaC, placed usually in another <str<strong>on</strong>g>deep</str<strong>on</strong>g> venous access of the<br />

upper extremity. Since these kind of venous<br />

catheterisati<strong>on</strong> has been adapted in the daily clinical<br />

management of <strong>on</strong>cological patients, an increased number<br />

of complicati<strong>on</strong>s has been pointed out, in particular <str<strong>on</strong>g>deep</str<strong>on</strong>g><br />

venous <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> of upper extremities and\or infecti<strong>on</strong>s<br />

(Rodeghiero and Elice, 2003; M<strong>on</strong>real et al, 2006).<br />

Two types of catheter-related <str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> of upper<br />

extremities may occur in these patients: a sleeve<br />

<str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> <strong>on</strong> the outside of the CVC or a vascular<br />

<str<strong>on</strong>g>thrombosis</str<strong>on</strong>g> in which the <str<strong>on</strong>g>vein</str<strong>on</strong>g> is involved by the thrombotic<br />

complicati<strong>on</strong> previously started <strong>on</strong> the CVC\PaC surface<br />

(Rodeghiero and Elice, 2003).<br />

A specific and fast diagnosis is required by<br />

ultrasound scan with or without colour-Doppler flow,<br />

followed by a careful clinical surveillance and follow-up<br />

when an UEDVT is present, as several studies have<br />

reported a frequent associati<strong>on</strong> between UEDVT and<br />

pulm<strong>on</strong>ary embolism, and in particular fatal pulm<strong>on</strong>ary<br />

embolism (Khorana et al, 2005). Although ultrasound scan<br />

of venous axes of upper <str<strong>on</strong>g>limb</str<strong>on</strong>g> associated with compressi<strong>on</strong><br />

ultras<strong>on</strong>ogophy and\or colour Doppler flow examinati<strong>on</strong> is<br />

the most accurate way to diagnosis an UEDVT according<br />

to the internati<strong>on</strong>al guidelines (i.e. relevant sensitivity and<br />

specifity) (Kear<strong>on</strong> et al, 1998), in some cases venography<br />

might be needed to c<strong>on</strong>firm the presence of UEDVT.<br />

VIII. C<strong>on</strong>comitant illness<br />

Several patients affected by malignancy may bear<br />

further medical illness which increase the <strong>risk</strong> for VTE.<br />

All c<strong>on</strong>diti<strong>on</strong>s inducing prol<strong>on</strong>ged bedrest (i.e. chr<strong>on</strong>ic<br />

obstructive pulm<strong>on</strong>ary disease, chr<strong>on</strong>ic heart failure or<br />

neurological disease) increase the <strong>risk</strong> to develop a<br />

thrombotic event (Haas, 2002; Di Micco et al, 2006).<br />

IX. Inherited thrombophilia and<br />

UEDVT<br />

Several studies analysing thrombotic <strong>risk</strong> factors in<br />

patients affected by UEDVT showed an increased<br />

incidence of inherited thrombophilia (Martinelli et al,<br />

2004). Furthermore, inherited thrombophilia seems to be<br />

also associated with an increased rate of recurrence for<br />

UEDVT patients (30). On the other hand, the role of<br />

inherited thrombophilia in patients suffering of VTE<br />

during malignancy has so far been poorly investigated, and<br />

is still under discussi<strong>on</strong>. Thus, we may suppose a role for<br />

inherited thrombophilia in the pathophysiology of UEDVT<br />

during malignancy, although larger randomised trials are<br />

required to c<strong>on</strong>firm this hypothesis. Our preliminary study<br />

focused <strong>on</strong> patients with UEDVT bearing haematological<br />

malignancies seems to c<strong>on</strong>firm the associati<strong>on</strong> between<br />

inherited thrombophilia and UEDVT and haematological<br />

malignancies (Di Micco et al, 2004). In our study, an<br />

increased incidence of inherited thrombophilic c<strong>on</strong>diti<strong>on</strong>s<br />

such as factor V Leiden gene variants, prothrombin<br />

A2021G gene variants, or mehtylenetetrahydrofolate<br />

C677T gene variants, have been showed in haematological<br />

patients affected also by UEDVT. On this clinical setting,<br />

the knowledge of a prothrombotic state of such patient<br />

with malignancy may be relevant, and might permit to<br />

perform a specific thromboprophylaxis in order to avoid<br />

VTE which represents <strong>on</strong>e of the most comm<strong>on</strong> cause of<br />

death in <strong>on</strong>cological patients.<br />

X. C<strong>on</strong>clusi<strong>on</strong>s<br />

In c<strong>on</strong>clusi<strong>on</strong>, VTE appears during malignancy as<br />

LEDVT and\or UEDVT. Although, LEDVT is the most<br />

frequent form of VTE during malignancy, the incidence of<br />

UEDVT has been increasing in these last decades due to<br />

more accurate diagnostic tools and to a better knowledge<br />

of UEDVT <strong>risk</strong> factors and particularly surgery and<br />

CVC\PaC. Moreover, bulky lesi<strong>on</strong>s seem to be the most<br />

comm<strong>on</strong> diseases associated with UEDVT, due to the<br />

induced prol<strong>on</strong>ged venous compressi<strong>on</strong> and stasis and the<br />

cancer-acquired thrombophilia; however UEDVT are<br />

frequently associated to breast and lung cancer or<br />

haematological malignancies. However, recent<br />

multicentric studies are focused also to reveal further<br />

underestimated thrombotic <strong>risk</strong> factor such as c<strong>on</strong>comitant<br />

medical illness, chemotherapy and\or presence of further<br />

molecular prothrombotic c<strong>on</strong>diti<strong>on</strong> (e.g. inherited<br />

thrombophilia). A careful knowledge of inherited and<br />

acquired thrombotic <strong>risk</strong> factors in <strong>on</strong>cological patients<br />

may be relevant for daily clinical practice in order to<br />

improve primary or sec<strong>on</strong>dary thromboprophylaxis of<br />

VTE in <strong>on</strong>cology.<br />

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