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Computational Methods and Function Theory<br />

Volume 5 (2005), No. 2, 445–457<br />

<strong>On</strong> <strong>the</strong> <strong>Solution</strong> <strong>of</strong> <strong>the</strong> <strong>Dirichlet</strong> <strong>Problem</strong><br />

<strong>with</strong> <strong>Rational</strong> <strong>Holomorphic</strong> Boundary Data<br />

Peter Ebenfelt and Michael Viscardi<br />

(Communicated by Dmitry Khavinson)<br />

Abstract. We study <strong>the</strong> <strong>Dirichlet</strong> problem for <strong>the</strong> Laplace operator in a simply<br />

connected bounded domain Ω in R 2 ∼ = C <strong>with</strong> boundary data that are<br />

rational functions <strong>of</strong> one complex variable. Our main result is a characterization<br />

<strong>of</strong> those domains Ω for which all solutions are rational in terms <strong>of</strong> <strong>the</strong><br />

Riemann mapping to <strong>the</strong> unit disk and in terms <strong>of</strong> <strong>the</strong> Bergman kernel <strong>of</strong> <strong>the</strong><br />

domain.<br />

Keywords. <strong>Dirichlet</strong> problem, Bergman kernel, Riemann mapping.<br />

2000 MSC. 30E25, 35J25.<br />

1. Introduction<br />

Let Ω be a simply connected bounded domain in R 2 ∼ = C. Then it is well known<br />

that <strong>the</strong> <strong>Dirichlet</strong> problem<br />

⎧<br />

⎪⎨ ∆u := ∂2 u<br />

(1)<br />

∂x + ∂2 u<br />

2 ∂y = 0 in Ω<br />

2<br />

⎪⎩<br />

u(z, z) = h(z, z)<br />

on ∂Ω,<br />

where h(z, ¯z) is a continuous function in a neighborhood <strong>of</strong> <strong>the</strong> boundary ∂Ω,<br />

is uniquely solvable under quite general conditions (see e.g. [1, p. 251]). In <strong>the</strong><br />

paper [11], <strong>the</strong> corresponding <strong>Dirichlet</strong> problem was studied in <strong>the</strong> unit ball B n<br />

in R n , n ≥ 2, and <strong>the</strong> following question was asked: Assuming that <strong>the</strong> boundary<br />

data is rational <strong>with</strong>out poles on <strong>the</strong> unit sphere S n−1 , is <strong>the</strong> resulting solution <strong>of</strong><br />

<strong>the</strong> <strong>Dirichlet</strong> problem also rational? In <strong>the</strong> case n = 2, it has been shown (see e.g.<br />

[10, 11]) that <strong>the</strong> answer is yes; that is, when Ω is <strong>the</strong> unit disk and <strong>the</strong> boundary<br />

data h(z, ¯z) is rational (as a function <strong>of</strong> z and ¯z), <strong>the</strong> resulting solution u(z, ¯z)<br />

must also be rational (as a function <strong>of</strong> z and ¯z). In [11] it was also shown that <strong>the</strong><br />

answer is no in higher dimensions, namely, for all odd n ≥ 3 and all even n <strong>with</strong><br />

Received October 28, 2005.<br />

The first author is supported in part by DMS-0401215.<br />

ISSN 1617-9447/$ 2.50 c○ 2005 Heldermann Verlag


446 P. Ebenfelt and M. Viscardi CMFT<br />

4 ≤ n ≤ 270 (although, presumably, this holds also for all even n ≥ 4). In o<strong>the</strong>r<br />

papers (e.g. [2, 3, 8]), <strong>the</strong> analogous question <strong>with</strong> polynomials replacing rational<br />

functions was investigated on annuli, ellipsoids, and o<strong>the</strong>r quadratic surfaces. We<br />

mention in particular <strong>the</strong> paper [13] in which it was shown that <strong>the</strong> solutions to<br />

<strong>the</strong> <strong>Dirichlet</strong> problem (in any number <strong>of</strong> dimensions n ≥ 2) <strong>with</strong> polynomial data<br />

are always polynomial if and only if Ω is an ellipsoid. This resolves a conjecture<br />

by Khavinson and Shapiro [12].<br />

It is natural to extend <strong>the</strong>se studies by considering <strong>the</strong> question in more general<br />

domains. In this paper, we let Ω be any simply connected bounded domain<br />

in C and take <strong>the</strong> boundary data h(z, ¯z) to be a rational function <strong>of</strong> z <strong>with</strong>out<br />

poles on ∂Ω. Note, in particular, that <strong>the</strong> boundary data is holomorphic in a<br />

neighborhood <strong>of</strong> ∂Ω. The case where h(z, ¯z) is allowed to be a rational function<br />

<strong>of</strong> both z and ¯z is quite different, and is <strong>the</strong> subject <strong>of</strong> <strong>the</strong> forthcoming paper [7].<br />

We shall be concerned <strong>with</strong> characterizing those Ω for which <strong>the</strong> solution to<br />

<strong>the</strong> <strong>Dirichlet</strong> problem (1) is rational whenever <strong>the</strong> boundary data h(z, ¯z) is a<br />

rational function <strong>of</strong> z <strong>with</strong> no poles on ∂Ω. Clearly, if this happens, <strong>the</strong>n <strong>the</strong><br />

boundary <strong>of</strong> Ω is contained in a real-analytic (indeed, real-algebraic) variety. We<br />

shall here fur<strong>the</strong>r assume that ∂Ω is smooth and, hence, that <strong>the</strong> boundary is a<br />

real-analytic (non-singular) curve. Observe that when ∂Ω is a real-analytic curve<br />

and h(z, ¯z) is real-analytic near ∂Ω, <strong>the</strong>n <strong>the</strong>re is a unique holomorphic function<br />

R(z) near ∂Ω such that h(z, ¯z) = R(z) on ∂Ω. Hence, ano<strong>the</strong>r way <strong>of</strong> formulating<br />

<strong>the</strong> main hypo<strong>the</strong>sis in this paper, under <strong>the</strong> a priori assumption that ∂Ω is a<br />

real-analytic curve and <strong>the</strong> boundary data is real-analytic, is that <strong>the</strong> unique<br />

holomorphic extension R(z) <strong>of</strong> h(z, ¯z) is a rational function. Since any simply<br />

connected bounded domain Ω is conformally equivalent to <strong>the</strong> unit disk D, we are<br />

naturally led to results involving <strong>the</strong> Riemann maps <strong>of</strong> Ω onto <strong>the</strong> unit disk D.<br />

Fur<strong>the</strong>rmore, in [5] it is shown that <strong>the</strong> Bergman kernel K(z, w) associated <strong>with</strong> Ω<br />

is rational (as a function <strong>of</strong> z and ¯w) if and only if any Riemann map is rational.<br />

Thus, we also obtain connections between <strong>the</strong> <strong>Dirichlet</strong> problem and <strong>the</strong> Bergman<br />

kernel, all <strong>of</strong> which are contained in our main <strong>the</strong>orem, Theorem 1.<br />

2. Main results<br />

Our main results are summarized in <strong>the</strong> following <strong>the</strong>orem.<br />

Theorem 1. Let Ω be a simply connected bounded domain in C <strong>with</strong> smooth<br />

real-analytic boundary, and take distinct points a, a 1 , a 2 ∈ Ω. Let K(z, w) denote<br />

<strong>the</strong> Bergman kernel associated <strong>with</strong> Ω. Then <strong>the</strong> following are equivalent.<br />

(i) The solution to <strong>the</strong> <strong>Dirichlet</strong> problem (1) is rational for<br />

h(z, ¯z) = 1<br />

z − a .


5 (2005), No. 2 The <strong>Dirichlet</strong> <strong>Problem</strong> <strong>with</strong> <strong>Rational</strong> <strong>Holomorphic</strong> Data 447<br />

(ii) The solution to <strong>the</strong> <strong>Dirichlet</strong> problem (1) is rational for h(z, ¯z) = R(z),<br />

where R(z) is any rational function <strong>with</strong>out poles on ∂Ω.<br />

(iii) The Riemann map f : Ω → D is rational.<br />

(iv) K(z, a 1 ) and K(z, a 2 ) are rational functions <strong>of</strong> z.<br />

(v) K(z, w) is a rational function <strong>of</strong> z and ¯w.<br />

We mention here a result by S. Bell [5] stating that <strong>the</strong> Bergman kernel on a<br />

multiply connected domain is rational if and only if <strong>the</strong> domain is simply connected<br />

and a Riemann map f : Ω → D is rational. This implies <strong>the</strong> equivalence<br />

(iii) ⇐⇒ (v) above. However, <strong>the</strong> pro<strong>of</strong> we give is independent <strong>of</strong> Bell’s result.<br />

The pro<strong>of</strong> proceeds as follows: We first prove a preliminary lemma, <strong>the</strong>n prove<br />

<strong>the</strong> chain <strong>of</strong> implications (v) ⇒ (iv) ⇒ (iii) ⇒ (ii) ⇒ (i) ⇒ (v). For clarity, we<br />

have written out some <strong>of</strong> <strong>the</strong>se implications as <strong>the</strong>orems.<br />

We conclude this section <strong>with</strong> a few remarks concerning notation. Throughout<br />

<strong>the</strong> pro<strong>of</strong> <strong>of</strong> Theorem 1 we shall use <strong>the</strong> notation<br />

g ∗ (z) := g(z),<br />

and shall use O(Ω) to denote <strong>the</strong> space <strong>of</strong> analytic functions in Ω. (Note that g<br />

is holomorphic in some domain Ω if and only if g ∗ is holomorphic in <strong>the</strong> domain<br />

Ω ∗ := {z : ¯z ∈ Ω}.) We shall use <strong>the</strong> notation P 1 for <strong>the</strong> Riemann sphere (a.k.a.<br />

<strong>the</strong> extended complex plane). We also use <strong>the</strong> notation C(z) for <strong>the</strong> field <strong>of</strong><br />

rational functions in z.<br />

3. Pro<strong>of</strong> <strong>of</strong> Theorem 1<br />

We start by proving <strong>the</strong> following simple lemma.<br />

Lemma 1. Suppose f is an algebraic function whose derivative is rational.<br />

Then f itself is rational.<br />

Pro<strong>of</strong>. Let a 1 , a 2 , . . . , a n be <strong>the</strong> distinct poles <strong>of</strong> f ′ . Expand f ′ in terms <strong>of</strong> its<br />

singular parts:<br />

n∑<br />

f ′ (z) = p(z) + s k (z)<br />

(2)<br />

= p(z) +<br />

= p(z) +<br />

k=1<br />

n∑<br />

p k<br />

∑<br />

k=1 j=1<br />

p n∑ ∑ k<br />

k=1 j=2<br />

c k,j<br />

(z − a k ) j<br />

c k,j<br />

n∑<br />

(z − a k ) + j<br />

k=1<br />

c k,1<br />

z − a k<br />

,<br />

where <strong>the</strong> p k and c k,j are fixed constants, and p(z) is a polynomial.


448 P. Ebenfelt and M. Viscardi CMFT<br />

For 1 ≤ k ≤ n and j ≥ 2,<br />

∫<br />

c k,j<br />

(z − a k ) dz = c k,j 1<br />

j 1 − j (z − a k ) + d j−1 k,j ∈ C(z), d k,j ∈ C.<br />

For 1 ≤ k ≤ n, ∫<br />

c k,1<br />

z − a k<br />

dz = c k,1 log(z − a k ) + d k , d k ∈ C.<br />

Thus, integrating both sides <strong>of</strong> equation (2)) yields:<br />

n∑<br />

(3) f(z) = p(z) + r(z) + b k (z),<br />

where r is a rational function and b k (z) := c k,1 log(z−a k ). Suppose c 1,1 ≠ 0. Since<br />

<strong>the</strong> a k are distinct, it follows that b 1 (z) has infinitely many branches near <strong>the</strong><br />

point a 1 while b 2 (z), . . . , b n (z) are analytic <strong>the</strong>re. This is a contradiction, since<br />

we are assuming f is algebraic (and hence has only finitely many branches). We<br />

conclude that c 1,1 = 0. Similarly, we obtain c k,1 = 0 for k = 2, . . . , n. Thus, <strong>the</strong><br />

summation in equation (3) is equal to zero, so<br />

as desired.<br />

k=1<br />

f(z) = p(z) + r(z) ∈ C(z),<br />

We now proceed to <strong>the</strong> pro<strong>of</strong> <strong>of</strong> Theorem 1.<br />

(v) ⇒ (iv). This is trivial.<br />

(iv) ⇒ (iii). Suppose that K(z, a 1 ) and K(z, a 2 ) are rational functions <strong>of</strong> z.<br />

By composing f <strong>with</strong> an appropriate Möbius transformation, we may assume<br />

<strong>with</strong>out loss <strong>of</strong> generality that f(a 1 ) = 0. We shall use <strong>the</strong> following standard<br />

formula for <strong>the</strong> Bergman kernel:<br />

(4) K(z, w) =<br />

Taking w = a 1 , we have<br />

f ′ (z)f ′ (w)<br />

π(1 − f(z)f(w)) 2 .<br />

K(z, a 1 ) = f ′ (a 1 )<br />

π<br />

f ′ (z).<br />

Since K(z, a 1 ) is a rational function <strong>of</strong> z, this implies that f ′ (z) is rational.<br />

Now take w = a 2 in equation (4) to get<br />

i.e.<br />

K(z, a 2 ) =<br />

f ′ (z)f ′ (a 2 )<br />

π(1 − f(z)f(a 2 )) 2 ,<br />

π(1 − f(z)f(a 2 )) 2 K(z, a 2 ) − f ′ (z)f ′ (a 2 ) = 0.


5 (2005), No. 2 The <strong>Dirichlet</strong> <strong>Problem</strong> <strong>with</strong> <strong>Rational</strong> <strong>Holomorphic</strong> Data 449<br />

Since K(z, a 2 ) and f ′ (z) are rational, this implies that f(z) is algebraic. Thus,<br />

by Lemma 1, f is rational, as desired.<br />

For ease <strong>of</strong> reading, we shall write <strong>the</strong> implication (iii) ⇒ (ii) as a <strong>the</strong>orem.<br />

Theorem 2. Let Ω be a domain as in Theorem 1, and suppose that a Riemann<br />

map f : Ω → D is rational. Then <strong>the</strong> solution to <strong>the</strong> <strong>Dirichlet</strong> problem<br />

{<br />

∆u = 0 in Ω<br />

u(z, z) = R(z)<br />

on ∂Ω<br />

is rational for every rational function R(z) <strong>with</strong>out poles on ∂Ω.<br />

Pro<strong>of</strong>. Fix a rational function R(z), and let a 1 , a 2 , . . . , a n be <strong>the</strong> poles <strong>of</strong> R in Ω.<br />

Expanding R in terms <strong>of</strong> its singular parts, we have<br />

(5) R(z) =<br />

n∑<br />

s k (z) + ˜R(z) =<br />

k=1<br />

n∑<br />

p k<br />

∑<br />

k=1 j=1<br />

c k,j<br />

(z − a k ) j + ˜R(z),<br />

where <strong>the</strong> p k and c k,j are fixed constants, and <strong>the</strong> function ˜R(z) is holomorphic<br />

in Ω and rational. We now propose <strong>the</strong> following lemma.<br />

Lemma 2. For any fixed k, 1 ≤ k ≤ n, <strong>the</strong>re exist constants b k,j<br />

rational function Q k (z) ∈ O(Ω) such that<br />

(6)<br />

p k<br />

∑<br />

j=1<br />

p<br />

b k,j<br />

[f(z) − f(a k )] = ∑ k<br />

c k,j<br />

j (z − a k ) + Q k(z).<br />

j<br />

j=1<br />

∈ C and a<br />

Pro<strong>of</strong> <strong>of</strong> Lemma 2. Expanding f(z) as a power series about <strong>the</strong> point a k yields<br />

i.e.<br />

Thus, we have<br />

(7)<br />

f(z) = f(a k ) + f ′ (a k )(z − a k ) + O(z − a k ) 2 ,<br />

f(z) − f(a k ) = (z − a k )[f ′ (a k ) + O(z − a k )].<br />

b k,j<br />

[f(z) − f(a k )] = b k,j<br />

1<br />

j (z − a k ) j [f ′ (a k ) + O(z − a k )] j<br />

b k,j<br />

1<br />

=<br />

f ′ (a k ) j (z − a k ) j [1 + O(z − a k )] . j<br />

Recall that f is one-to-one in Ω, so that f ′ (a k ) ≠ 0 (since a k ∈ Ω). Hence,<br />

it is permissible to have this term in <strong>the</strong> denominator <strong>of</strong> <strong>the</strong> right-hand side <strong>of</strong>


450 P. Ebenfelt and M. Viscardi CMFT<br />

equation (7). We now Taylor expand <strong>the</strong> second term in <strong>the</strong> right-hand side <strong>of</strong><br />

equation (7) about <strong>the</strong> point a k to obtain<br />

(8)<br />

b k,j<br />

[f(z) − f(a k )] j<br />

b k,j<br />

=<br />

f ′ (a k ) j (z − a k ) [1 + e 1,j(z − a k ) + e 2,j (z − a k ) 2 + · · · ]<br />

j<br />

= b [<br />

k,j 1<br />

f ′ (a k ) j (z − a k ) + e 1,j<br />

j (z − a k ) + · · · + e ]<br />

j−1,j<br />

+ ψ j−1 k (z) ,<br />

z − a k<br />

where <strong>the</strong> e n,j are constants in C and ψ k is rational (since we are assuming that f<br />

is rational).<br />

Now, b k,j /[f(z) − f(a k )] j clearly has a pole at a k , as well as at all o<strong>the</strong>r points z<br />

such that f(z) = f(a k ). However, since a k ∈ Ω and f is one-to-one inside Ω, a k<br />

is <strong>the</strong> only pole <strong>of</strong> <strong>the</strong> b k,j /[f(z) − f(a k )] j in Ω. Thus, a k is <strong>the</strong> only pole in Ω<br />

<strong>of</strong> <strong>the</strong> right-hand side <strong>of</strong> equation (8). But note that, by construction, ψ k does<br />

not have a pole at a k ; hence, ψ k only has poles outside <strong>of</strong> Ω. So ψ k is a rational<br />

function and holomorphic in Ω.<br />

We now sum both sides <strong>of</strong> equation (8) as j goes from 1 to p k to get<br />

(9)<br />

Define<br />

p k<br />

∑<br />

j=1<br />

b k,j<br />

[f(z) − f(a k )] j<br />

=<br />

p<br />

∑ k<br />

[<br />

b k,j<br />

f<br />

j=1<br />

′ (a k ) j<br />

p<br />

∑ k<br />

+ψ k (z)<br />

j=1<br />

1<br />

(z − a k ) + e 1,j<br />

j (z − a k ) + · · · + e ]<br />

j−1,j<br />

j−1 z − a k<br />

b k,j<br />

f ′ (a k ) j .<br />

Q k (z) := ψ k (z)<br />

p k<br />

∑<br />

j=1<br />

b k,j<br />

f ′ (a k ) j .<br />

Since ψ k ∈ O(Ω) and is rational, we conclude that Q k ∈ O(Ω) and that Q k is<br />

rational. Thus, Q k satisfies <strong>the</strong> conditions <strong>of</strong> Lemma 2.<br />

For ease <strong>of</strong> notation, let us also define <strong>the</strong> following:<br />

Note that<br />

e 0,j := 1,<br />

(10) d j,j =<br />

d l,j := e (j−l),j<br />

f ′ (a k ) j , 1 ≤ l ≤ j, 1 ≤ j ≤ p k.<br />

1 ≠ 0 for all j.<br />

f ′ (a k )<br />

j


5 (2005), No. 2 The <strong>Dirichlet</strong> <strong>Problem</strong> <strong>with</strong> <strong>Rational</strong> <strong>Holomorphic</strong> Data 451<br />

Equation (9) can now be written as<br />

(11)<br />

p k<br />

∑<br />

j=1<br />

p<br />

b k,j<br />

[f(z) − f(a k )] = ∑ k j<br />

j=1<br />

j∑<br />

l=1<br />

d l,j b k,j<br />

(z − a k ) l + Q k(z).<br />

Reversing <strong>the</strong> order <strong>of</strong> summation in <strong>the</strong> right-hand side <strong>of</strong> equation (11) yields<br />

(12)<br />

p k<br />

∑<br />

j=1<br />

j=1<br />

b k,j<br />

[f(z) − f(a k )] j<br />

= p k<br />

∑<br />

=<br />

p k<br />

∑<br />

l=1 j=l<br />

p<br />

∑ k<br />

l=1<br />

j=1<br />

d l,j b k,j<br />

(z − a k ) l + Q k(z)<br />

∑ pk<br />

j=l d l,jb k,j<br />

(z − a k ) l + Q k (z).<br />

We now swap <strong>the</strong> indices l and j in <strong>the</strong> right-hand side <strong>of</strong> equation (12) to get<br />

p k p<br />

∑ b<br />

k<br />

∑<br />

k,j<br />

(13)<br />

[f(z) − f(a k )] = ∑ pk<br />

l=j d j,lb k,l<br />

+ Q j (z − a k ) j k (z).<br />

Thus, by equation (6) we want to show that <strong>the</strong>re exist b k,j ∈ C such that<br />

p<br />

∑ k<br />

∑ pk<br />

l=j d p<br />

j,lb k,l<br />

∑ k<br />

c k,j<br />

+ Q<br />

(z − a k ) j k (z) =<br />

(z − a k ) + Q k(z),<br />

j<br />

i.e.<br />

i.e.<br />

j=1<br />

p k<br />

∑<br />

l=j<br />

p k<br />

∑<br />

j=1<br />

∑ pk<br />

l=j d j,lb k,l<br />

(z − a k ) j =<br />

j=1<br />

p k<br />

∑<br />

j=1<br />

c k,j<br />

(z − a k ) j ,<br />

d j,l b k,l = c k,j for all j, 1 ≤ j ≤ p k .<br />

Writing this as a system <strong>of</strong> equations, we get<br />

d 1,1 b k,1 + d 1,2 b k,2 + · · · + d 1,pk b k,pk = c k,1<br />

d 2,2 b k,2 + · · · + d 2,pk b k,pk = c k,2<br />

.<br />

d pk ,p k<br />

b k,pk = c k,pk .<br />

The resulting coefficient matrix<br />

⎛<br />

⎞<br />

d 1,1 d 1,2 . . . d 1,pk<br />

0 d<br />

A = ⎜ 2,2 . . . d 2,pk<br />

⎝ .<br />

⎟<br />

. . .. .<br />

⎠<br />

0 0 . . . d pk ,p k<br />

is triangular, so<br />

det A = d 1,1 d 2,2 . . . d pk ,p k ≠ 0


452 P. Ebenfelt and M. Viscardi CMFT<br />

by equation (10). By Cramer’s Rule, we may solve uniquely for <strong>the</strong> b k,j so that<br />

<strong>the</strong>y satisfy <strong>the</strong> above system <strong>of</strong> equations, and <strong>the</strong>refore satisfy equation (6).<br />

Thus, we have found <strong>the</strong> desired b k,j and Q k (z), proving Lemma 2.<br />

We shall now use <strong>the</strong> results <strong>of</strong> Lemma 2 to construct <strong>the</strong> desired function u.<br />

Sum both sides <strong>of</strong> equation (6) as k goes from 1 to n to get<br />

p n∑ k p<br />

∑ b k,j<br />

n∑<br />

[f(z) − f(a<br />

k=1 j=1<br />

k )] = ∑ k<br />

c k,j<br />

n∑<br />

j (z − a<br />

k=1 j=1 k ) + Q j k (z)<br />

k=1<br />

(14)<br />

= R(z) − ˜R(z)<br />

n∑<br />

+ Q k (z),<br />

where <strong>the</strong> second equality follows from equation (5). Define<br />

S(z) := ˜R(z)<br />

n∑<br />

− Q k (z),<br />

ˆT (w) :=<br />

n∑<br />

k=1 j=1<br />

k=1<br />

p<br />

∑ k<br />

k=1<br />

b k,j<br />

[w − f(a k )] j .<br />

By Lemma 2 and <strong>the</strong> paragraph preceding it, S(z) ∈ O(Ω) and is rational. Also,<br />

since f is a bijective rational map from Ω to D and a k ∈ Ω for all k, we know<br />

that ˆT (w) is rational and ˆT (w) ∈ O(P 1 \D).<br />

Substituting <strong>the</strong>se new functions into equation (14), we obtain<br />

i.e.<br />

ˆT (f(z)) = R(z) − S(z),<br />

(15) R(z) = S(z) + ˆT (f(z)).<br />

We now make one final substitution<br />

( )<br />

T (z) := ˆT 1 ∗ .<br />

f(z)<br />

Note that T is rational since ˆT and f are rational. Fur<strong>the</strong>rmore, since f : Ω → D<br />

and I : D → P 1 \D (where I denotes <strong>the</strong> inversion in <strong>the</strong> plane) are both bijective,<br />

T (z) ∈ O(Ω) since ˆT (z) ∈ O(P 1 \D).<br />

Finally, for z ∈ ∂Ω, we know that f(z) ∈ ∂D = {w : |w| 2 = ww = 1}, which<br />

gives<br />

( ) ( )<br />

T (z) = ˆT 1 ∗ =<br />

f(z)<br />

ˆT 1<br />

= ˆT (f(z)),<br />

f(z)<br />

so that equation (15) becomes<br />

(16) R(z) = S(z) + T (z) for z ∈ ∂Ω.


5 (2005), No. 2 The <strong>Dirichlet</strong> <strong>Problem</strong> <strong>with</strong> <strong>Rational</strong> <strong>Holomorphic</strong> Data 453<br />

We now define<br />

(17) u(z, z) := S(z) + T (z).<br />

Since S, T ∈ O(Ω), u is harmonic in Ω, and for z ∈ ∂Ω, equation (16) yields<br />

u(z, z) = R(z).<br />

Hence, u is <strong>the</strong> solution to <strong>the</strong> <strong>Dirichlet</strong> problem posed in Theorem 2. Since S<br />

and T are rational, equation (17) implies that u is rational. This completes <strong>the</strong><br />

pro<strong>of</strong> <strong>of</strong> Theorem 2.<br />

(ii) ⇒ (i). This is trivial.<br />

We shall also write <strong>the</strong> implication (i) ⇒ (v) as a <strong>the</strong>orem.<br />

Theorem 3. Let Ω be as in Theorem 1, and let a ∈ Ω. Suppose <strong>the</strong> solution u<br />

to <strong>the</strong> <strong>Dirichlet</strong> problem<br />

⎧<br />

⎨∆u = 0<br />

in Ω<br />

⎩u(z, z) = 1 on ∂Ω<br />

z − a<br />

is rational. Then <strong>the</strong> Bergman kernel K(z, w) associated <strong>with</strong> Ω is also rational.<br />

Pro<strong>of</strong>. Since u is harmonic in Ω, we may write u(z, z) = s(z) + t(z), where<br />

s, t ∈ O(Ω). Fur<strong>the</strong>rmore, since u is rational, s and t are also rational. Define<br />

R(z) := 1 − s(z) + t(z).<br />

z − a<br />

Note that R is rational. Since u(z, z) = s(z) + t(z) = 1/(z − a) on ∂Ω, we have<br />

R(z) = 1 − s(z) + t(z) = t(z) + t(z) ∈ R<br />

z − a<br />

on ∂Ω.<br />

Thus, we have constructed a rational function R such that R(∂Ω) ⊂ R.<br />

Now, since <strong>the</strong> boundary <strong>of</strong> Ω is a smooth real-analytic closed curve, it is well<br />

known that u can be extended as a harmonic function to an open neighborhood<br />

<strong>of</strong> Ω (this follows from a version <strong>of</strong> <strong>the</strong> Schwarz Reflection Principle; see<br />

e.g. [9, 14]). Thus, s and t can be extended as holomorphic functions past <strong>the</strong><br />

boundary <strong>of</strong> Ω; in particular, <strong>the</strong>y will be continuous on ∂Ω, so R will also be<br />

continuous on ∂Ω. Since Ω is bounded and simply connected, ∂Ω is a compact,<br />

connected subset <strong>of</strong> C. So by <strong>the</strong> above, R(∂Ω) is a compact, connected subset<br />

<strong>of</strong> R, i.e. a closed interval L = [z 1 , z 2 ] ⊂ R.<br />

Lemma 3. R maps Ω bijectively to P 1 \L ′ , where L ′ is some closed subinterval<br />

<strong>of</strong> L, i.e. L ′ = [z 3 , z 4 ] ⊆ [z 1 , z 2 ] <strong>with</strong> z 3 < z 4 .


454 P. Ebenfelt and M. Viscardi CMFT<br />

Pro<strong>of</strong> <strong>of</strong> Lemma 3. Consider <strong>the</strong> function<br />

F (w) := 1 ∫<br />

R ′ (z)<br />

2πi R(z) − w dz,<br />

∂Ω<br />

w ∈ C\L.<br />

Note that F is analytic on C\L since R(∂Ω) = L. Let Z S (g) and P S (g) denote <strong>the</strong><br />

number <strong>of</strong> zeros and poles, respectively, <strong>of</strong> a function g in a domain S (counting<br />

multiplicity). The Argument Principle implies<br />

(18) F (w) = Z Ω [R(z) − w] − P Ω [R(z) − w] for all w ∈ C\L.<br />

Since <strong>the</strong> right-hand side <strong>of</strong> equation (18) is always an integer, F must be constant<br />

(since F (w) is analytic on C\L and C\L is connected). Also, note that<br />

lim w→∞ F (w) = 0, so in fact F ≡ 0. Since R has exactly one (simple) pole in Ω<br />

at <strong>the</strong> point a by definition, equation (18) now yields<br />

Z Ω [R(z) − w] = P Ω [R(z) − w] = 1<br />

for all w ∈ C\L.<br />

So <strong>the</strong> equation R(z) = w has exactly one solution in Ω for any w ∈ C\L. Since<br />

R −1 (L) is at most a proper real-analytic variety in Ω, we conclude that R is a<br />

one-to-one mapping onto R(Ω), and we have<br />

(19) P 1 \L ⊆ R(Ω) ⊆ P 1 .<br />

We now choose a suitable Möbius transformation ϕ such that ϕ(R(Ω)) does not<br />

contain <strong>the</strong> point ∞, i.e.<br />

(20) P 1 \M ⊆ ϕ(R(Ω)) ⊆ C,<br />

where M = ϕ(L). Then, since Ω is simply connected and ϕ(R(z)) is one-toone<br />

and analytic in Ω, ϕ(R(Ω)) is a simply connected subset <strong>of</strong> C. It is well<br />

known that this is equivalent to saying that M ′ := P 1 \ϕ(R(Ω)) is connected<br />

(see [9, p. 202]). Also, note that ϕ(R(Ω)) is an open subset <strong>of</strong> P 1 by <strong>the</strong> open<br />

mapping <strong>the</strong>orem (see [9, p. 99]), so M ′ is a closed subset <strong>of</strong> P 1 . By equation (20),<br />

we <strong>the</strong>refore have ϕ(R(Ω)) = P 1 \M ′ for some closed, connected, possibly empty<br />

subset M ′ ⊆ M. Thus, R(Ω) = P 1 \L ′ for some closed, possibly empty subinterval<br />

L ′ ⊆ L.<br />

If L ′ = ∅, <strong>the</strong>n R(Ω) = P 1 , which is impossible since P 1 is compact while Ω is<br />

not.<br />

If L ′ = {z 0 } for some z 0 , <strong>the</strong>n R(Ω) = P 1 \{z 0 }, which is also impossible since this<br />

would imply that Ω is conformally equivalent to C, violating Liouville’s Theorem.<br />

Hence, L ′ = [z 3 , z 4 ] <strong>with</strong> z 3 < z 4 , as desired.<br />

Lemma 4. A Riemann map f : Ω → D is algebraic.<br />

Pro<strong>of</strong> <strong>of</strong> Lemma 4. First, note that by composing R <strong>with</strong> an appropriate Möbius<br />

transformation, we may assume, <strong>with</strong>out loss <strong>of</strong> generality, that L ′ = [−1, 1].<br />

It is well known that <strong>the</strong> function φ(w) = 1/2(w + 1/w) maps <strong>the</strong> unit disk D


5 (2005), No. 2 The <strong>Dirichlet</strong> <strong>Problem</strong> <strong>with</strong> <strong>Rational</strong> <strong>Holomorphic</strong> Data 455<br />

conformally and bijectively to <strong>the</strong> Riemann sphere P 1 minus <strong>the</strong> segment [−1, 1],<br />

so by Lemma 3, <strong>the</strong> function<br />

(21) f(z) := (φ −1 ◦ R)(z)<br />

is a biholomorphism from Ω to D. Since φ and R are rational, we conclude that f<br />

is algebraic, as desired.<br />

Lemma 5. The function f ′ (z) is rational.<br />

Pro<strong>of</strong> <strong>of</strong> Lemma 5. We first establish a relation between <strong>the</strong> solution to <strong>the</strong><br />

<strong>Dirichlet</strong> problem in Theorem 3 and <strong>the</strong> Bergman kernel K <strong>of</strong> Ω. This result<br />

has already been proven before (see [4, p. 97]), but we include a pro<strong>of</strong> here for<br />

completeness.<br />

Let h be any function in <strong>the</strong> Bergman space H 2 (Ω) = L 2 (Ω)∩O(Ω). By Cauchy’s<br />

Integral Formula,<br />

h(a) = 1 ∫<br />

h(w)<br />

2πi ∂Ω w − a dw = 1 ∫<br />

u(w, w)h(w) dw,<br />

2πi ∂Ω<br />

since u(w, w) = 1/(w − a) on ∂Ω. Applying Stokes’ Theorem, and remembering<br />

that h is holomorphic in Ω, we have<br />

h(a) = − 1 ∫ [<br />

2i ∂<br />

]<br />

∂<br />

u(w, w) · h(w) + u(w, w) · 2i<br />

2πi Ω ∂w ∂ w h(w) dA<br />

(22)<br />

= − 1 ∫<br />

∂<br />

u(w, w) · h(w) dA.<br />

π Ω ∂ w<br />

But from <strong>the</strong> definition <strong>of</strong> <strong>the</strong> Bergman kernel, we also have<br />

∫<br />

(23) h(a) = K(a, w) · h(w) dA.<br />

Ω<br />

Combining equations (22) and (23), we obtain<br />

∫<br />

K(a, w) · h(w) dA = − 1 ∫<br />

∂<br />

u(w, w) · h(w) dA,<br />

Ω π Ω ∂ w<br />

i.e.<br />

∫ [<br />

(24) K(a, w) + 1 ]<br />

∂<br />

π ∂ w u(w, w) h(w) dA = 0 for all h ∈ H 2 (Ω).<br />

Ω<br />

Note that <strong>the</strong> function K(a, w) + (1/π) · (∂/∂ w)u(w, w) is anti-holomorphic,<br />

being <strong>the</strong> sum <strong>of</strong> two anti-holomorphic functions. Thus, we may write<br />

B(w) := K(a, w) + 1 ∂<br />

u(w, w),<br />

π ∂ w<br />

where B is holomorphic in Ω. Note that B is also in L 2 (Ω); thus, we have<br />

B(w) ∈ H 2 (Ω). Equation (24) now becomes<br />

∫<br />

B(w) · h(w) dA = 0 for all h ∈ H 2 (Ω).<br />

Ω


456 P. Ebenfelt and M. Viscardi CMFT<br />

This is equivalent to saying that B is orthogonal to every function h ∈ H 2 (Ω).<br />

But since H 2 (Ω) is a Hilbert space, it follows that B ≡ 0, i.e.<br />

(25) K(a, w) = − 1 ∂<br />

u(w, w).<br />

π ∂ w<br />

This is <strong>the</strong> desired formula relating K and u(w, w).<br />

Since u(w, w) is rational, (∂/∂ w)u(w, w) is also rational. Thus, equation (25)<br />

implies that <strong>the</strong> Bergman kernel K(a, w) is a rational function <strong>of</strong> w.<br />

Now, by composing <strong>the</strong> Riemann map f found in Lemma 4 <strong>with</strong> an appropriate<br />

Möbius transformation, we may assume <strong>with</strong>out loss <strong>of</strong> generality that f(a) = 0.<br />

Thus, substituting z = a into <strong>the</strong> formula for <strong>the</strong> Bergman kernel (equation (4)),<br />

we have<br />

(26) K(a, w) = f ′ (a)<br />

· f<br />

π<br />

′ (w).<br />

Since K(a, w) is a rational function <strong>of</strong> w, we conclude that f ′ (w) is also rational,<br />

as desired.<br />

Combining Lemmas 1, 4, and 5, we conclude that f is rational, i.e. statement (iii)<br />

in our Main Theorem. Now, <strong>the</strong> identity (4) clearly implies that that <strong>the</strong><br />

Bergman kernel K(z, w) is a rational function <strong>of</strong> z and ¯w. Thus, <strong>the</strong> conclusion<br />

<strong>of</strong> Theorem 3 immediately follows, and <strong>the</strong> pro<strong>of</strong> is complete.<br />

This completes <strong>the</strong> pro<strong>of</strong> <strong>of</strong> Theorem 1.<br />

Acknowledgement. The authors would like to thank S. Bell, D. Khavinson,<br />

and H. S. Shapiro for helpful comments and suggestions.<br />

References<br />

1. L. Ahlfors, Complex Analysis, McGraw-Hill, 1979.<br />

2. S. Axler, P. Gorkin and K. Voss, The <strong>Dirichlet</strong> problem on quadratic surfaces, Math.<br />

Comp. 73 (2004), 637–651.<br />

3. S. Axler and W. Ramey, Harmonic polynomials and <strong>Dirichlet</strong>-type problems, Proc. Amer.<br />

Math. Soc. 123 (1995), 3765–3773.<br />

4. S. Bell, The Cauchy Transform, Potential Theory, and Conformal Mapping, Boca Raton,<br />

CRC Press, 1992.<br />

5. , Complexity <strong>of</strong> <strong>the</strong> classical kernel functions <strong>of</strong> potential <strong>the</strong>ory, Indiana Univ.<br />

Math. J. 44 (1992), 1337–1369.<br />

6. , Simplicity <strong>of</strong> <strong>the</strong> Bergman, Szegö, and Poisson kernel functions, Math. Res. Lett.<br />

2 (1995), 267–277.<br />

7. S. R. Bell, P. Ebenfelt, D. Khavinson and H. S. Shapiro, <strong>On</strong> <strong>the</strong> classical <strong>Dirichlet</strong> problem<br />

in <strong>the</strong> plane <strong>with</strong> rational data, in preparation.<br />

8. M. Chamberland and D. Siegel, Polynomial solutions to <strong>Dirichlet</strong> problems, Proc. Amer.<br />

Math. Soc. 129 (2001), 211–217.<br />

9. J. Conway, Functions <strong>of</strong> <strong>On</strong>e Complex Variable I, New York, Springer-Verlag, 1978.<br />

10. P. Ebenfelt, Singularities encountered by <strong>the</strong> analytic continuation <strong>of</strong> solutions to <strong>Dirichlet</strong>’s<br />

problem, Complex Var. Theory Appl. 20 (1992), 75–92.


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11. P. Ebenfelt, D. Khavinson and H. S. Shapiro, Algebraic aspects <strong>of</strong> <strong>the</strong> <strong>Dirichlet</strong> problem,<br />

Oper. Theory Adv. Appl. 156 (2004), 125–146.<br />

12. D. Khavinson and H. S. Shapiro, <strong>Dirichlet</strong>’s problem when <strong>the</strong> data is an entire function,<br />

Bull. London Math. Soc. 24 (1992), 456–468.<br />

13. H. Render, Real Bergman spaces, Fischer pairs and sets <strong>of</strong> uniqueness for polyharmonic<br />

functions, preprint 2005.<br />

14. H. S. Shapiro, The Schwarz Function and its Generalization to Higher Dimensions, New<br />

York, Wiley, 1992.<br />

Peter Ebenfelt<br />

E-mail: pebenfel@math.ucsd.edu<br />

Address: Department <strong>of</strong> Ma<strong>the</strong>matics, University <strong>of</strong> California, San Diego, La Jolla, CA<br />

92093-0112, U.S.A.<br />

Michael Viscardi<br />

E-mail: mviscardi@earthlink.net<br />

Address: Josan Academy, 5524 Rabbit Ridge Rd., San Diego, CA 92130, U.S.A.

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