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ManaGinG eMPLoYee GrieVanCes - Health Service Executive

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Managing Employee Grievances<br />

MANAGING<br />

EMPLOYEE GRIEVANCES<br />

Learning Objectives<br />

The purpose of this module is to show managers how to maintain<br />

good employee relations and foster the commitment and<br />

motivation of their staff. They should learn that it is important to<br />

promote a climate of open communication in the workplace so<br />

that employees can feel confident about raising issues they may<br />

have relating to an aspect of their work. At all times managers<br />

should remain respectful of the employee’s dignity and address<br />

their concern even though they may not ultimately be able to<br />

resolve the matter. They should understand that in many cases the<br />

matter can be resolved in the course of the normal relationship<br />

between the employee and the Line Manager.<br />

If attempts at informal resolution fail then the Grievance Procedure<br />

will come into play. The Grievance Procedure is a key HR tool<br />

which enables employees to formally raise their concerns and<br />

appeal the outcome to a higher level of management. Managers<br />

should ensure that all employees are aware of the existence of the<br />

Grievance Procedure and understand how it operates.<br />

Time<br />

13.30 to 15.00<br />

Process<br />

Introduce the module as per this guide and communicate your<br />

expectations of the participants. Follow the steps in the DVD and<br />

use the Leader’s Guide to steer the group through the interactive<br />

phases. Explain the learning objectives and the legal framework.<br />

Refer as appropriate to the Reference Book to allow for interaction<br />

and to make notes.<br />

Materials Needed<br />

»»<br />

»»<br />

DVD<br />

Reference Book<br />

32


Module 2 – Managing Employee Grievances<br />

Introduction<br />

Show Slide 1:<br />

Show Slide 2:<br />

33


Module 2 – Managing Employee Grievances<br />

Learning Objectives and Legal Framework<br />

Show Slide 3:<br />

Say something like:<br />

Introduce the notion that dealing with grievances is akin to handling conflict. An<br />

organisation which does not handle and resolve its conflict issues appropriately will<br />

see them fester and worsen. Thus, the negative aspects of conflict emerge in ways<br />

which are unexpected and largely uncontrollable.<br />

It is therefore vital to your role as a manager that you keep on top of grievances and<br />

encourage staff to air any perceived wrongs.<br />

Show Slide 4:<br />

Make the point that when this module is over they will:<br />

34<br />

»»<br />

»»<br />

»»<br />

»»<br />

»»<br />

»»<br />

Describe the legal framework<br />

State what a grievance is and the purpose of the Grievance Procedure<br />

Know their role in managing and responding to grievances<br />

Understand the importance of creating an awareness of the Grievance<br />

Procedure amongst employees<br />

Understand the steps involved in the Grievance Procedure<br />

Be able to conduct a Grievance Hearing.


Module 2 – Managing Employee Grievances<br />

Show Slide 5:<br />

Show Slide 6:<br />

Make the following key points:<br />

The legislation underpinning employee grievances is the Industrial Relations Acts<br />

1946-2001, which provides that disputes can be adjudicated upon by a third party<br />

under the state’s industrial relations machinery which consists of:<br />

»»<br />

»»<br />

»»<br />

The Rights Commissioner <strong>Service</strong><br />

The Labour Relations Commission<br />

The Labour Court.<br />

35


Module 2 – Managing Employee Grievances<br />

Show Slide 7:<br />

Say something like:<br />

Rights Commissioners adjudicate on individual grievances/disputes. The types<br />

of issues that would usually be referred to a Rights Commissioner include an<br />

entitlement to incremental credit or the non-grant of a public holiday. They do not<br />

hear disputes concerning rates of pay, hours or times of work of a body of workers.<br />

The Labour Relations Commission attempts to conciliate disputes. If the dispute<br />

cannot be resolved at conciliation the matter can then be referred to the Labour<br />

Court.<br />

The Labour Court mainly investigates collective grievances and disputes. It is<br />

viewed as a “court of last resort”.<br />

Make the following key point:<br />

»»<br />

Ireland has a well developed industrial relations structure. Therefore we must<br />

have well developed policies and procedures to match this structure.<br />

TRAINER NOTE<br />

As a manager, you want to avoid employee complaints ending-up before a third party.<br />

However, there may be occasions when a referral is made, despite your best efforts to<br />

resolve the issue. In the event that an employee refers a dispute to a third party, you<br />

must fully cooperate with the process and respect the employee’s right to seek redress.<br />

36


Module 2 – Managing Employee Grievances<br />

Defining a Grievance<br />

Show Slide 8:<br />

Say something like:<br />

Before we look at how to deal with a grievance it is useful to define what we mean<br />

by the word grievance. It may be defined as…<br />

Show and Read Slide 9:<br />

37


Module 2 – Managing Employee Grievances<br />

Show and Read Slide 10:<br />

Run the Brainstorm activity.<br />

With the group in open session brainstorm the issues that give rise to grievances.<br />

Make the point that the following list is not exhaustive.<br />

Show and Read Slide 11:<br />

Show Slide 12:<br />

One-sentence grievances from<br />

different staff including “Why<br />

do I always get to do the filing?”;<br />

“Why is this office always so<br />

stuffy?”; “Why can I never take<br />

annual leave at Christmas?”<br />

38


Module 2 – Managing Employee Grievances<br />

Resolving Grievances Informally<br />

Show Slide 13:<br />

Say something like:<br />

The Grievance Procedure is the formal mechanism for progressing employee<br />

grievances. However it is more beneficial both for the employee and you if issues<br />

can be resolved informally.<br />

Show Slide 14:<br />

Say something like:<br />

The first step to ensuring that employees’ grievances are resolved informally is to<br />

promote a climate of open communication. You should be approachable and open<br />

to listening to your employees. This way employees who have a grievance will firstly<br />

raise it with you directly.<br />

Most routine grievances are capable of being resolved in this manner.<br />

39


Module 2 – Managing Employee Grievances<br />

Show Slide 15:<br />

Say something like:<br />

You need to listen carefully to what the employee’s grievance is and make a genuine<br />

effort to resolve it.<br />

»»<br />

»»<br />

Don’t be too hasty with your reply, and<br />

Give serious consideration to their concerns.<br />

Show and Read Slide 16:<br />

40


Module 2 – Managing Employee Grievances<br />

Show Slide 17:<br />

Say something like:<br />

Grievances can escalate because a grievance that the employee has raised is<br />

dismissed too easily.<br />

Show Slide 18: Chris Playlet, Segment 1<br />

Chris is the manager of a busy<br />

clinic. Una complains that her<br />

cramped office is affecting<br />

her work, but because of her<br />

reputation he dismisses her<br />

complaint, due to an initial<br />

reaction of “Oh no, not again”.<br />

41


Module 2 – Managing Employee Grievances<br />

Show Slide 19:<br />

TRAINER NOTE<br />

Discuss with the group what Chris sees when this young woman presents her complaint. Is he<br />

as positively disposed to her complaint as he might be? Emphasise that he has already made<br />

up his mind that she is a difficult person to deal with. As a result he is at a disadvantage in<br />

trying to deal with her grievance, i.e. he immediately dismisses her grievance.<br />

Show Slide 20: Chris Playlet, Segment 2<br />

Chris did not appreciate how<br />

upset Una was, and he was<br />

stunned to receive a letter from<br />

the <strong>Health</strong> and Safety Authority<br />

two weeks later. He looked into<br />

the problem and organised a<br />

clean-up day.<br />

42


Module 2 – Managing Employee Grievances<br />

Show and Read Slide 21:<br />

Show and Read Slide 22:<br />

43


Module 2 – Managing Employee Grievances<br />

Show Slide 23:<br />

Say something like:<br />

What’s the key word in this Case Study?<br />

(The answer is that this word is “immediately.” The manager makes up her mind<br />

too quickly and without due consideration.)<br />

Ask what are the potential consequences of Gráinne’s reactions. Some suggestions<br />

may be:<br />

»»<br />

»»<br />

»»<br />

»»<br />

»»<br />

The matter remains unresolved<br />

It may interfere with what were good working relationships between Gráinne<br />

and Margaret<br />

The development of poor attitude to work<br />

Her negativity may rub off on her colleagues<br />

She might go out sick.<br />

Show and Read Slide 24:<br />

44


Module 2 – Managing Employee Grievances<br />

Show and Read Slide 25:<br />

Say something like:<br />

Remember this slide is the antidote to “immediately.”<br />

Show Slide 26:<br />

Say something like:<br />

Despite your best efforts some grievances can’t be resolved informally. These<br />

should be directed to the formal Grievance Procedure. Advise the employee<br />

accordingly of the steps in this procedure.<br />

45


Module 2 – Managing Employee Grievances<br />

The Grievance Procedure<br />

Show Slide 27:<br />

Say something like:<br />

The Grievance Procedure is for everyone in the <strong>Health</strong> <strong>Service</strong>. It exists to deal<br />

promptly and fairly with individual employee grievances which have not been<br />

resolved through the normal working relationship.<br />

These grievances mostly relate to:<br />

»» Working environment<br />

»» Terms and conditions or<br />

»» Workplace relationships.<br />

A National Grievance Procedure has been agreed for the <strong>Health</strong> <strong>Service</strong>. It is a<br />

staged procedure which allows an employee to pursue resolution of their grievance<br />

up through the management structures.<br />

Show Slide 28:<br />

46<br />

Make the following key points:<br />

You have a responsibility for creating an awareness of the Grievance Procedure in<br />

your Department. Therefore you should ensure that your employees:<br />

»» Are made aware of the existence of the Grievance Procedure<br />

»» Have the procedure explained to them. For new employees this may be<br />

covered at their induction<br />

»» Are encouraged to use the procedure where appropriate.


Module 2 – Managing Employee Grievances<br />

TRAINER NOTE<br />

Before running the next playlet emphasise to the participants that Billy looks after<br />

very vulnerable people and his presence during the full shift is vital.<br />

Show Slide 29: Billy Playlet<br />

Billy is a Care Worker in a<br />

residential care setting. He asks<br />

his supervisor if he can change<br />

his roster to facilitate his parttime<br />

studies and some exams.<br />

She refuses, and he feels she<br />

is ignoring the importance of<br />

the exams to him. As a result he<br />

leaves work an hour early one<br />

day without permission.<br />

Show Slide 30:<br />

Say something like:<br />

Ask participants what action they would take in this situation and does the blame lie<br />

solely with Billy? Are there are any steps Billy’s manager could have taken to prevent<br />

this from happening?<br />

47


Module 2 – Managing Employee Grievances<br />

Show Slide 31:<br />

Say something like:<br />

An important element of the Grievance Procedure is the “working under protest”<br />

provision. It’s there to cover situations where you issue a work instruction arising<br />

from an urgent service imperative which an employee objects to on the basis that it<br />

is outside their normal remit. In these cases the employee is obliged to carry out the<br />

instruction “under protest”.<br />

For example if a Porter in A&E is asked to go to Theatre due to staff shortages there<br />

and refuses to go as this is not his/her normal work location, he/she must carry<br />

out the disputed duty(ies) “under protest” and refer the matter under the Grievance<br />

Procedure.<br />

This provision was negotiated with their trade union at national level and should be<br />

enforced by you.<br />

48


Module 2 – Managing Employee Grievances<br />

Show Slide 32:<br />

Make the following key points:<br />

»»<br />

»»<br />

»»<br />

If this happens a meeting with senior management will be held within 3 working<br />

days of the grievance being received to determine if the instruction(s) given by<br />

you was/were appropriate<br />

Senior management in this context refers to either senior line management or<br />

the Human Resources department<br />

If the issue cannot be resolved at this stage, the matter may be referred to a<br />

third party.<br />

Show Slide 33:<br />

Say something like:<br />

To commence the procedure the employee must write to their Line Manager giving<br />

brief details of their complaint and that they wish the matter to be progressed<br />

through the Grievance Procedure.<br />

Every effort should be made by both parties to resolve the matter as speedily as<br />

possible.<br />

The employee should also be given the chance to state their case fully without fear<br />

of repercussion.<br />

49


Module 2 – Managing Employee Grievances<br />

Show Slide 34:<br />

Say something like:<br />

Stage 1<br />

This is the first step in the Grievance Procedure. Under Stage 1 the employee must<br />

outline their grievance in writing to their Line Manager.<br />

Stage 2<br />

If agreement cannot be reached at Stage 1, the matter may be referred to a more<br />

senior level of management under Stage 2 of the procedure.<br />

Stage 3<br />

If agreement cannot be reached at Stage 2 the matter may be referred to the<br />

Human Resources department under Stage 3 of the procedure.<br />

Show Slide 35:<br />

Make the following key points:<br />

50<br />

At Stages 1-3 of the Grievance Procedure the following arrangements apply:<br />

»» A meeting will be arranged within 7 working days to consider the grievance<br />

»» Ensure that the employee knows they have a right to representation<br />

»» Keeping records at the meeting is critical<br />

»» Following the meeting the employee must have a written decision conveyed to<br />

him/her within 7 working days.


Module 2 – Managing Employee Grievances<br />

Show Slide 36:<br />

Say something like:<br />

If the issue is not resolved at the earlier stages the matter may be brought to Stage<br />

4, i.e. it is referred to one of the following external third party/parties:<br />

»»<br />

»»<br />

»»<br />

»»<br />

Rights Commissioner<br />

Labour Relations Commission<br />

Labour Court<br />

Equality Tribunal.<br />

Show Slide 37:<br />

Say something like:<br />

Where you have been unable to resolve a grievance informally you may find yourself<br />

part of a Grievance Hearing, where the employee is challenging a decision that you<br />

have made.<br />

51


Module 2 – Managing Employee Grievances<br />

Show Slide 38:<br />

Say something like:<br />

If this does occur you may have to testify why the matter was not capable of being<br />

resolved informally. Be prepared – explain why you came to your decision.<br />

In this context it would be useful to keep an informal note if employees do raise<br />

grievances informally.<br />

Make the following key point:<br />

»»<br />

Guidelines on how to conduct a Grievance Hearing are contained within the<br />

Reference Book<br />

Show Slide 39: Alan Playlet<br />

Alan is a Lead EMT. One of his<br />

employees, Peter, spends a lot<br />

of his “on call” duty on the golf<br />

course, which could delay his<br />

response time. Alan raises it for<br />

the first time when Peter comes<br />

to him about something else.<br />

Peter said he was unaware of the<br />

problem as no one had spoken<br />

to him about it. Alan gives him a<br />

warning.<br />

52


Module 2 – Managing Employee Grievances<br />

Show Slide 40:<br />

Say something like:<br />

What has Alan done here? Is he procedurally wrong? What is the likely outcome of<br />

this situation – (Peter now has two grievances!)<br />

Show Slide 41:<br />

Say something like:<br />

Under no circumstances should the Grievance Hearing be used as an opportunity<br />

to address shortcomings in an employee’s work performance or conduct which the<br />

manager was reluctant to confront previously.<br />

53


Module 2 – Managing Employee Grievances<br />

Show Slide 42:<br />

Show and Read Slide 43:<br />

Show Slide 44:<br />

54<br />

Say something like:<br />

If you wish to deal with an issue relating to a staff member’s performance, make<br />

sure you take the initiative on this matter and deal with it as a separate process, i.e.<br />

through informal counselling or the Disciplinary Procedure.


Module 2 – Managing Employee Grievances<br />

Show and Read Slide 45:<br />

Show and Read Slide 46:<br />

Take Break from 15.00 to 15.15<br />

Transition to Managing Attendance<br />

55

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