Emission & Concentration Implications of Long-Term Climate Targets
Emission & Concentration Implications of Long-Term Climate Targets
Emission & Concentration Implications of Long-Term Climate Targets
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<strong>Emission</strong> & <strong>Concentration</strong> <strong>Implications</strong><br />
<strong>of</strong> <strong>Long</strong>-<strong>Term</strong> <strong>Climate</strong> <strong>Targets</strong><br />
Malte Meinshausen, 2005
DISS. ETH NO. 15946<br />
EMISSION & CONCENTRATION IMPLICATIONS<br />
OF LONG-TERM CLIMATE TARGETS<br />
A dissertation submitted to the<br />
SWISS FEDERAL INSTITUTE OF TECHNOLOGY ZURICH<br />
for the degree <strong>of</strong><br />
Doctor <strong>of</strong> Natural Sciences<br />
presented by<br />
MALTE MEINSHAUSEN<br />
M.Sc, University <strong>of</strong> Oxford<br />
Dipl. Umwelt-Natw., ETH Zurich<br />
born 06.Oct.1974<br />
citizen <strong>of</strong> Germany<br />
accepted on the recommendation <strong>of</strong><br />
Pr<strong>of</strong>. Dieter Imboden, examiner<br />
Pr<strong>of</strong>. Christoph Schär, co-examiner<br />
Dr. Michel den Elzen, co-examiner<br />
2005
The longest journey starts with a single step.
C ONTENTS<br />
Summary 7<br />
Zusammenfassung 9<br />
Preface 11<br />
1 Introduction 13<br />
2 How much warming are we committed to and how much can be avoided? 15<br />
2.1 Summary 16<br />
2.2 Introduction 16<br />
2.3 Definitions: Different warming commitment concepts 17<br />
2.3.1 Constant emissions commitment 17<br />
2.3.2 Present forcing commitment 18<br />
2.3.3 Geophysical commitment 19<br />
2.3.4 Feasible scenario commitment 19<br />
2.3.5 What is avoidable warming? 19<br />
2.4 Method 21<br />
2.4.1 Simple climate model 21<br />
2.4.2 AOGCM ensemble mean 21<br />
2.4.3 Handling uncertainties: climate sensitivity 22<br />
2.4.4 Time Horizon, equilibrium considerations and CO 2 equivalence 23<br />
2.4.5 Natural forcings 24<br />
2.5 Results: The warming commitments and avoidable warming 25<br />
2.5.1 Constant emissions 25<br />
2.5.2 The ‘present forcing’ warming commitment 26<br />
2.5.3 The ‘geophysical’ warming commitment and its increase over time 29<br />
2.5.4 The ‘feasible scenario’ warming commitment 31<br />
2.5.5 Risk <strong>of</strong> overshooting certain warming levels in equilibrium 32<br />
2.5.6 Avoidable warming 36<br />
2.6 Discussion 40<br />
2.6.1 ‘Feasible scenario’ warming commitments might underestimate avoidable warming 40<br />
2.6.2 Extra warming due to delayed mitigation<br />
is likely to exceed the additional geophysical warming commitment 40<br />
2.6.3 Time is running out for limiting warming below 2°C 41<br />
2.6.4 Interaction between aerosol and warming commitment timescale 42<br />
2.6.5 Uncertainty in climate sensitivity. 43<br />
2.6.6 Carbon cycle feedbacks and the warming commitment for a particular emission scenario 43<br />
2.6.7 Possible underestimation <strong>of</strong> the cooling rate for scenarios with reducing radiative forcing . 43<br />
2.6.8 Ultimate warming commitment bound from below by slow permanent CO 2 sink at ocean floor. 44<br />
2.7 Conclusions 44<br />
3 Multi-Gas <strong>Emission</strong>s Pathways to Meet <strong>Climate</strong> <strong>Targets</strong> 47<br />
3.1 Summary 48<br />
3.2 Introduction 48<br />
3.3 Previous approaches to handling non-CO 2 gases in mitigation pathways and climate impact studies 51<br />
3.4 The ‘Equal Quantile Walk’ method 53
6 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
3.4.1 Distilling a distribution <strong>of</strong> possible emission levels 54<br />
3.4.2 Deriving the quantile path 56<br />
3.4.3 Finding emissions pathways 57<br />
3.4.4 The <strong>Climate</strong> Model 59<br />
3.5 ‘Equal Quantile Walk’ emissions pathways 59<br />
3.5.1 Comparison with previous pathways 59<br />
3.5.2 Radiative forcing (CO 2 equivalent) peaking pr<strong>of</strong>iles 62<br />
3.6 Discussion & Limitations 66<br />
3.6.1 Discussions <strong>of</strong> and possible limitations arising from the method itself 66<br />
3.6.2 Discussion <strong>of</strong> limitations arising from the underlying database 74<br />
3.7 Conclusions and further work 77<br />
3.8 Appendix A 78<br />
3.8.1 The model 78<br />
3.8.2 Parameter choices 78<br />
3.8.3 Caveats 78<br />
3.8.4 Natural forcings 79<br />
3.9 Appendix B 80<br />
4 <strong>Emission</strong> implications <strong>of</strong> long-term climate targets 81<br />
4.1 Summary 82<br />
4.2 Introduction 82<br />
4.3 Method for developing emission pathways with cost-effective multi-gas mixes 84<br />
4.4 <strong>Emission</strong> pathways and their transient temperature implications 89<br />
4.4.1 CO 2 -equivalent concentration and radiative forcing 89<br />
4.4.2 Temperature increase 91<br />
4.4.3 <strong>Emission</strong> pathways 93<br />
4.5 Global emission abatement costs 94<br />
4.6 The regional emission implications 96<br />
4.7 The impact <strong>of</strong> further delay in emission reductions 99<br />
4.7.1 Delay in peaking <strong>of</strong> global emissions 99<br />
4.7.2 The impact <strong>of</strong> a further delay in US involvement in emission reductions 100<br />
4.8 Conclusions 103<br />
4.9 Appendix A -Description <strong>of</strong> the emission pathways calculation 105<br />
4.10 Appendix B - Source <strong>of</strong> information on marginal abatement costs 106<br />
4.11 Appendix C - Regional and Global <strong>Emission</strong>s <strong>of</strong> the pathways presented 107<br />
4.12 Appendix D - Comparison with previous IMAGE multi-gas emission pathways 108<br />
4.12.1 Comparison <strong>of</strong> the IMAGE S550e and<br />
FAIR-SiMCaP S550e-CPI pathway (excl. LUCF CO 2 emissions) 109<br />
4.12.2 Comparison <strong>of</strong> the IMAGE S550e and<br />
FAIR-SIMCAP S550e-CPI pathway (incl. LUCF CO 2 emissions) 111<br />
5 On the Risk <strong>of</strong> Overshooting 2°C 113<br />
5.1 Summary 114<br />
5.2 Introduction 114<br />
5.3 Method 115<br />
5.4 The risk <strong>of</strong> overshooting 2°C in equilibrium 116<br />
5.5 The risk <strong>of</strong> overshooting different warming levels 116<br />
5.6 Default stabilization scenarios and their transient temperature implications 119<br />
5.7 (Non-)Flexibility to delay mitigation action 119<br />
5.8 Discussion and Conclusion 120<br />
5.9 Appendix: regional and global emissions <strong>of</strong> the presented pathways 121<br />
6 Epilogue 124<br />
Future Research 125<br />
Acknowledgements 126<br />
References 127<br />
CV 133
S UMMARY<br />
<strong>Long</strong>-term climate targets to prevent dangerous climate change, like the limitation <strong>of</strong> global-mean warming to<br />
2°C above pre-industrial levels, need to be translated into greenhouse gas concentration and emission<br />
implications in order to guide policy implementation. This is the guiding theme for this PhD thesis and might<br />
provide helpful scientific assistance for informed decision making on mitigation.<br />
The work is based on an analysis <strong>of</strong> the warming that we are already committed to. As throughout the rest <strong>of</strong><br />
the dissertation, applying a simple upwelling diffusion energy balance model (MAGICC 4.1) in combination<br />
with literature-based climate sensitivity probability distributions is the main research method. Four different<br />
warming commitments are distinguished. Firstly, a ‘constant emission’ warming commitment is shown to<br />
overshoot 2°C with high probability, with a central estimate <strong>of</strong> 4.2°C warming up to 2400. Secondly, a<br />
‘present forcing’ warming commitment is unlikely to lead to an overshooting <strong>of</strong> 2°C. However, the likelihood<br />
<strong>of</strong> overshooting 2°C warming is quickly increasing, with higher stabilization levels <strong>of</strong> radiative forcing.<br />
Thirdly, from a geophysical point <strong>of</strong> view, if all human-induced emissions were ceased tomorrow, it seems<br />
‘exceptionally unlikely’ that 2°C will be overshot (central estimate: 0.7°C by 2100; 0.4°C by 2400). Probably<br />
the most policy relevant <strong>of</strong> the four, the ‘feasible scenario’ warming commitment, assumes future emissions<br />
according to the lower end <strong>of</strong> published mitigation scenarios (stabilization at 350ppm to 450ppm CO 2<br />
equivalent). The central temperature projections for this warming commitment are 1.5°C to 2.1°C by 2100<br />
(1.5°C to 2.0°C by 2400) with a probability <strong>of</strong> overshooting 2°C between 10% and 50% by 2100 and 1%-32%<br />
in equilibrium.<br />
The main focus <strong>of</strong> the thesis is the provision <strong>of</strong> tools for assessing emission implications <strong>of</strong> climate targets.<br />
Comprehensive studies on the emission implications have been hindered so far by the absence <strong>of</strong> a flexible<br />
method to generate multi-gas emissions pathways, user-definable in shape and the climate target. The<br />
presented method “Equal Quantile Walk” (EQW) is intended to fill this gap, building upon and<br />
complementing existing multi-gas emission scenarios. The EQW method generates new mitigation pathways<br />
by ‘walking along equal quantile paths’ <strong>of</strong> the emission distributions derived from existing multi-gas IPCC<br />
baseline and stabilization emission scenarios. Sample EQW pathways are derived and the ability <strong>of</strong> the<br />
method to analyze emission implications in a probabilistic multi-gas framework is demonstrated. The<br />
probability <strong>of</strong> overshooting a 2°C climate target is derived for different sets <strong>of</strong> EQW radiative forcing<br />
peaking pathways. If the risk shall be limited to below 30%, it seems necessary to peak CO 2 equivalence<br />
concentrations around 475ppm and return to lower levels after peaking (below 400ppm; ~ 2W/m 2 radiative<br />
forcing).<br />
In addition to the newly developed EQW method a set <strong>of</strong> multi-gas emission pathways is presented that<br />
builds on an alternative method: By extending previous work <strong>of</strong> various research groups, the newly created<br />
FAIR-SiMCaP model can design emission pathways that reflect the political framework and nation’s interest<br />
to meet emission allocation targets with cost-efficient mixes <strong>of</strong> greenhouse gases. A flexible approach is<br />
implemented to find such emission pathways, which meet user-defined targets, such as a limitation on<br />
warming or concentrations.
8 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Finally, probabilities <strong>of</strong> overshooting a global mean temperature limit <strong>of</strong> 2°C above pre-industrial levels are<br />
presented as a brief synthesis <strong>of</strong> methods and results that were employed and developed throughout the<br />
thesis. Sensitivity studies were conducted with different timing <strong>of</strong> the onset <strong>of</strong> emission reductions for both<br />
EQW and FAIR-SiMCaP pathways. Results suggest that the next 5 to 15 years might determine whether the<br />
risk <strong>of</strong> overshooting 2°C can be limited to a reasonable range. A further delay might require subsequent<br />
emission reductions rates to be very steep and consequently very expensive.
Z USAMMENFASSUNG<br />
Die Verhinderung gefährlichen Klimawandels ist ein erklärtes Ziel der internationalen Staatengemeinschaft.<br />
Eine Begrenzung der global mittleren Erwärmung wird <strong>of</strong>tmals als Richtschnur vorgeschlagen, z.B auf<br />
maximal 2°C über vor-industriellen Werten. Um politische Massnahmen zur Reduzierung von<br />
Treibhausgasemissionen entwerfen und bewerten zu können, bedarf es einer Antwort auf die Frage: Wieviel<br />
<strong>Emission</strong>en und welche Treibhausgaskonzentrationen sind gemäss unsererm derzeitigen wissenschaftlichen<br />
Verständnis im Einklang mit langfristigen Klimazielen, wie z.B. höchstens 2°C Erwärmung? Diese<br />
Dissertationen versucht einen Beitrag zur Beantwortung dieser Frage zu leisten.<br />
Die Anwendung eines einfachen Klimamodells (MAGICC 4.1) in Kombination mit publizierten<br />
Wahrscheinlichkeitsverteilungen für die Klimasensitivität bildet die methodische Grundlage der folgenden<br />
Kapitel. Die Klimasensitivität ist allgemein definiert als die global mittlere Erwärmung im Gleichgewicht<br />
aufgrund einer Verdopplung der vor-industriellen CO 2 Konzentrationen und ist üblicherweise mit 1.5°C bis<br />
4.5°C quantifiziert worden.<br />
Die Arbeit basiert auf einer Analyse des derzeitig bereits verursachten Klimawandels. Nicht nur der bereits<br />
beobachtete Klimawandel, sondern auch die noch bevorstehende Erwärmung aufgrund historischer<br />
<strong>Emission</strong>en ist hier von Interesse. Vier unterschiedliche Konzepte werden analysiert. Im ersten Fall wird<br />
angenommen, dass Treibhausgasemissionen auf derzeitigem Niveau fortgesetzt werden. Die<br />
Wahrscheinlichkeit 2°C Erwärmung langfristig in einem solchen Fall zu überschreiten ist sehr gross. Bis 2400<br />
muss mit einer Erwärmung um 4.2°C gerechnet werden. Im zweiten Fall wird angenommen, dass heutige<br />
Treibhausgaskonzentrationen und das durch den Menschen verursachte Strahlungsungleichgewicht auf<br />
heutigem Niveau fortgesetzt werden. Dieser Fall impliziert ein gewisses Risiko 2°C zu überschreiten. Wenn<br />
das Strahlungsungleichgewicht jedoch weiter vergrössert wird, erhöht sich das Risiko substanziell. Der dritte<br />
Fall untersucht die Frage, wie sich globale Temperaturen entwickeln würden, falls alle menschlich<br />
verursachten <strong>Emission</strong>en ab 2005 eingestellt würden. Ein Überschreiten von 2°C erscheint in diesem Fall<br />
höchst unwahrscheinlich (Median: 0.7°C Erwärmung bis 2100; 0.4°C bis 2400). Der für die Politik<br />
relevanteste Fall ist jedoch der vierte: Eine Reihe der publizierten Szenarien mit ambitiöseren<br />
<strong>Emission</strong>sreduktionen werden analysiert, welche zu einer Stabilisierung der CO 2 äquivalenten<br />
Konzentrationen zwischen 350ppm und 450ppm führen. Die Wahrscheinlichkeit 2°C zu überschreiten kann<br />
unter Standardannahmen mit 10% bis 50% um das Jahr 2100 und 1% bis 32% im Gleichgewichtsstadium<br />
beziffert werden.<br />
Das Hauptaugenmerk dieser Dissertation knüpft an die vorangegangene Analyse der <strong>Emission</strong>sszenarien an<br />
und ist der Bereitstellung von flexiblen Methoden gewidmet, die es erlauben Multi-Gas <strong>Emission</strong>spfade für<br />
verschiedene Konzentrations- oder Temperaturniveaus zu erstellen. Solch flexible Methoden könnten<br />
umfassende Studien erleichtern, die die Implikationen von Klimazielen auf notwendige <strong>Emission</strong>sreduktionen<br />
untersuchen. Die entwickelte und vorgestellte Methode „Equal Quantile Walk“ (EQW) baut direkt auf<br />
bisherigen <strong>Emission</strong>szenarien und ihren Charakteristiken auf. Neue <strong>Emission</strong>spfade werden generiert, indem<br />
man in der Verteilung von <strong>Emission</strong>sniveaus bisheriger Szenarien entlang gleicher Quantile „läuft“. Einige<br />
EQW <strong>Emission</strong>spfade werden hergeleitet und mit bestehenden <strong>Emission</strong>spfaden verglichen. Die
10 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Wahrscheinlichkeit 2°C zu überschreiten wird für zwei Familien von <strong>Emission</strong>spfaden in Abhängigkeit der<br />
jeweils maximalen CO 2 äquivalenten Konzentrationen hergeleitet. Falls das Risiko, dass die globale<br />
Erwärmung 2°C übersteigt, unter 30% gehalten werden soll, darg die maximale CO 2 Äquivalenz<br />
Konzentration 475ppm nicht überschreiten und muss langfristig auf unter 400ppm limitiert werden.<br />
Als Ergänzung zur neu entwickelten EQW-Methode wurde eine bereits verbreitete Technik weiterentwickelt<br />
um <strong>Emission</strong>szenarien für verschiedene Klimaziele herzuleiten: Das neu entwickelte FAIR-SiMCaP Modell<br />
kombiniert ein Optimierungsalgorythmus, das einfache Klimamodell MAGICC und das FAIR Modul.<br />
Letzteres ermöglicht eine regionale Differenzierung von globalen <strong>Emission</strong>spfaden aufgrund von<br />
spezifischen Gerechtigkeits- und Fairness-kriterien. Im Unterschied zur EQW Methode werden die<br />
individuellen Gase mit einer spezifischen ökonomischen Optimierung hergeleitet. Das FAIR-SiMCaP Modell<br />
basiert auf sogenannten „Global Warming Potentials“ als ‚Tauschwährung’ zwischen den verschiedenen<br />
Treibhausgasen, und der Annahme, dass einzelne Regionen Ihre Kosten für ein bestimmtes <strong>Emission</strong>sziel zu<br />
minimieren versuchen. Daher kann der Effekt der gegenwärtigen internationalen Klimaschutz-Abkommen<br />
auf die <strong>Emission</strong>sreduktionen verschiedener Gase relativ gut wiedergeben werden.<br />
Schliesslich werden in einer kurzen Synthese nochmals die verschiedene Methoden und Resultate<br />
vorangeganener Kapitel zusammengefasst anhand der Fragestellung: was ist die Wahrscheinlichkeit für<br />
verschiedene Konzentrationsniveaus 2°C zu überschreiten? Sensitivitätsanalysen mit EQW und FAIR-<br />
SiMCaP <strong>Emission</strong>spfaden deuten darauf hin, dass die nächsten 5 bis 15 Jahre entscheidend sind, ob das 2°C<br />
Klimaziel mit relativ grosser Wahrscheinlichkeit eingehalten werden kann. Eine weitere Verzögerung von<br />
<strong>Emission</strong>sreduktionen könnte zur Folge haben, dass anschliessend notwendige <strong>Emission</strong>sreduktionen so<br />
stark ausfallen müssten, dass sie wegen den damit verbundenen ökonomischen Kosten als (politisch) kaum<br />
durchsetzbar einzuschätzen sind.
P REFACE<br />
“What level <strong>of</strong> greenhouse gases in the atmosphere is self-evidently too much?” did Tony Blair ask, when announcing a<br />
Scientific Symposium on the theme “Avoiding Dangerous <strong>Climate</strong> Change”.<br />
First <strong>of</strong> all, one might argue that this is the wrong question to ask 1 , but more on this later. Tony’s question<br />
ultimately aimed at “what level <strong>of</strong> climate change is dangerous – and should therefore be prevented?”<br />
Interestingly, this is primarily a question for policy makers, not science. Science can deliver insight into the<br />
myriad <strong>of</strong> impacts, into the continuum <strong>of</strong> thresholds that are crossed as temperature rises. Science can shed<br />
some light on the possible surprises that are upon us as we push global temperatures outside the bounds,<br />
where the earth has been in for the last thousands <strong>of</strong> years.<br />
But Science cannot come up with a single threshold. That’s what politicians are for. Deciding on a level <strong>of</strong><br />
climate change that is “too much” is a value judgement after having made a trade-<strong>of</strong>f between competing<br />
interests. Of course, a setting where science provides advice without being policy-prescriptive and politicians<br />
making the decisions is all but rare. For example, no credible science advice can state that crossing a 120km/h<br />
speed limit by 1 km/h would result in sudden dangerous speed levels. As a guide for action, a clear limit is<br />
needed, though 2 .<br />
Ideally, policy-makers decide according to the precautionary principle allowing for a little buffer zone before<br />
speeds become life-threatening. Or before climate change becomes dangerous. In reality, though, dangerous<br />
zones seem to already start below the limit. For example, driving with 100km/h is not necessarily safe.<br />
Similar, it seems, in the climate policy field: some <strong>of</strong> the more forward-looking policy actors on the<br />
international arena already chose a temperature limit: 2°C. Somewhat depressingly, significant thresholds are<br />
likely to be crossed before global mean temperatures rise to 2°C, so e.g. the start <strong>of</strong> the melting <strong>of</strong> the<br />
Greenland ice sheet (Huybrechts et al., 1991; Gregory et al., 2004). Up to 7 meter sea level rise could follow<br />
in the long-term. Already today, climate change has been in some sort “dangerous” in so far as it contributed<br />
to the death <strong>of</strong> 25’000-30’000 people killed by 2003’s European heat wave (Schär et al., 2004; Stott et al.,<br />
2004).<br />
Most importantly, it is a political decision today on which level <strong>of</strong> climate change is considered too much at<br />
some point in the future. For making the decision, avoidable dangers are weighted against corresponding<br />
mitigation efforts, with the dangers not affecting the person in the driver seat. This makes a speed limit very<br />
different from a temperature limit. The latter is political decision with incomparably higher ethical issues<br />
involved than setting speed limits. In case <strong>of</strong> doubt where to draw the line <strong>of</strong> danger, this setting seems<br />
unlikely to be biased in favor <strong>of</strong> those affected by climate change.<br />
A small observation on the words “self-evidently” seems warranted. Why was this word introduced in Tony’s<br />
question? I might have been intended to relieve the scientist from entering grey areas, preventing them from<br />
1 see presentation by Myles Allen at http://www.stabilisation2005.com/day2/allen.pdf<br />
2 Carlo Jaeger and his presentation at the ECF Symposium in Beijing is thanked for the speed limit allegory.
12 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
making judgments about necessary buffer zones, trade-<strong>of</strong>fs, and competing values. In other words, Tony just<br />
wanted to get advice on the indisputable danger zone, the 300km/h speed limit equivalent?<br />
Ironically, such a self-evident threshold might be already passed around 2°C: the aforementioned start <strong>of</strong> the<br />
(irreversible) melting <strong>of</strong> the Greenland ice sheet as well as the potential disintegration <strong>of</strong> the West Antarctic<br />
ice sheet. As for example, Rahmstorf and Jaeger (2004) argue, a three to five meter sea level rise until 2300<br />
might follow a 3°C warming and would be a clear incidence <strong>of</strong> “dangerous” climate change. Furthermore,<br />
they state: “As with any danger, risking a sea level <strong>of</strong> 3-5m should be considered dangerous although it is not<br />
certain to occur: it would be dangerous even if it were just not very unlikely (say, had more than a 10%<br />
chance <strong>of</strong> occurring)”.<br />
Anyway, the purpose <strong>of</strong> this PhD is not to enter the discussion on where the dangerous level is that mustn’t<br />
be crossed under any circumstances. Nor is this PhD trying to give advice on where a temperature limit, as a<br />
guide for action, shall be placed. It is simply noted here that the self-evident dangerous levels and the limits as<br />
guide for action are vastly different things, with the latter ideally involving some thoughts on the<br />
precautionary principle and buffer zones. The purpose <strong>of</strong> this PhD is however to provide some pieces <strong>of</strong><br />
assistance when the question is about translating any temperature limits into the implications for<br />
concentrations and emissions.<br />
So, why might the question be wrong that Tony Blair has asked? The answer is simple: Science can currently<br />
not give the stamp <strong>of</strong> approval to any greenhouse gas stabilization level (apart from maybe pre-industrial or<br />
350 ppm CO 2eq) being safe. The reason is because science can currently not rule out very high climate<br />
sensitivities, e.g. bigger than 4°C. Again, there is a physical explanation for this as we basically observe the<br />
inverse <strong>of</strong> climate sensitivity, the feedbacks. And the detectable changes in our observable, the feedbacks, can<br />
be expected to go to zero, in case that the climate sensitivity were increasing to very high levels. Thus, we<br />
cannot firmly rule out high climate sensitivities, since our observations don’t (yet) allow us to - unless we walk<br />
down the real-time experiment with a doubling <strong>of</strong> CO 2 concentrations for a century at least 3 . Summa<br />
summarum, science can not rule out that a certain stabilization, like 550ppm CO2, is certainly staying below<br />
very high warming levels <strong>of</strong> 3°C, 4°C, 7°C or even 11°C (Stainforth et al., 2005). Given that no stabilization<br />
level apart from pre-industrial or maybe 350ppm CO 2eq might be safe, science can only provide a relatively<br />
un-informative answer to Tony’s question. However, as Myles Allen discusses, Tony could have asked a<br />
question that can be much better informed by science. That is “What is the injection <strong>of</strong> greenhouse gases in<br />
the atmosphere that is self-evidently too much?”. So, it’s about peaking pr<strong>of</strong>iles that keep the option open to<br />
possibly return to lower stabilization levels in the future. And in fact, while this PhD focused partially on<br />
stabilization pr<strong>of</strong>iles due to the “norm” in large parts <strong>of</strong> the scientific debate, the presented methods were<br />
shown to provide a flexible set <strong>of</strong> tools that allows assessing the implications <strong>of</strong> peaking pr<strong>of</strong>iles both on<br />
global mean temperature levels as well as on the corresponding emission reduction rates.<br />
3 Again, see talk by Myles Allen on this: http://www.stabilisation2005.com/day2/allen.pdf
1<br />
I NTRODUCTION<br />
This PhD thesis is about scientific advice in regard to the question: “What are the concentration and emission<br />
implications <strong>of</strong> long-term climate targets?”. For example, the EU adopted a target to limit global mean<br />
temperature increase to below 2°C above pre-industrial levels. Such temperature targets need to be translated<br />
back into greenhouse gas concentrations. In a second step, these concentrations will need to be translated<br />
into emission implications. In both steps, we face significant uncertainties since we don’t know, among other<br />
things, what the real climate sensitivity is or how the carbon cycle might react to a changing climate. Given<br />
these persistent uncertainties, policies will have to make judgments <strong>of</strong> what acceptable levels <strong>of</strong> risks are to<br />
exceed certain thresholds, e.g. a temperature target <strong>of</strong> 2°C.<br />
Continuation <strong>of</strong> current greenhouse gas emission levels might challenge future decision makers: They will be<br />
faced with the decision whether to allow dangerous levels <strong>of</strong> climate change or to impose economically<br />
disruptive emission reduction rates. Thus, the intention to achieve climate targets with reasonable certainties<br />
has implications for near-term emission reductions, if both, the overshooting <strong>of</strong> certain global mean warming<br />
levels and disruptive emission reduction rates, are to be avoided. This dissertation focuses on three key<br />
elements for an informed decision making process on this matter:<br />
Firstly, any informed decision on climate policy requires knowledge in regard to the climate change that is<br />
‘already in the pipeline’. Thus, this dissertation is build on an analysis <strong>of</strong> what level <strong>of</strong> warming humanity<br />
might already be committed to and what warming we might be able to avoid (see chapter 2 “Warming<br />
commitment”).<br />
Secondly, flexible methods had to be developed in order to sketch possible ways <strong>of</strong> meeting different climate<br />
targets (or the same climate target with varying degrees <strong>of</strong> certainty). Starting from a normative perspective,<br />
the generated emission pathways answer the question: “What are allowable emissions, if a certain climate<br />
target wants to be achieved?”. The climate target can for example be expressed as a limitation to greenhouse<br />
gas concentration levels. Here, two methods were explored to address one key limitation in most previous<br />
mitigation pathways, namely that considerations were <strong>of</strong>ten limited to CO 2 only. The first method has been<br />
developed building on the emission characteristics <strong>of</strong> a wide pool <strong>of</strong> existing baseline and mitigation<br />
scenarios. This new method, termed “Equal Quantile Walk” (EQW), allows drawing from the experience and<br />
pluralism <strong>of</strong> approaches published in the literature by different modeling teams. Specifically, the proposed<br />
“EQW” method generates multi-gas emission pathways that assume CO 2 and non-CO 2 emissions for a given<br />
year and region to lie in the same quantile <strong>of</strong> the distribution <strong>of</strong> published IPCC baseline and mitigation<br />
scenarios (see chapter 3). The second method is designed to mirror the political framework and nation’s
14 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
interest to meet climate targets with cost-efficient mixes <strong>of</strong> greenhouse gases. This work is jointly developed<br />
with Michel den Elzen and builds on the expertise <strong>of</strong> the FAIR/IMAGE/TIMER model group at the RIVM.<br />
In summary, both methods aim to provide flexible tools to design multi-gas emission pathways. These<br />
emission pathways will provide useful advice, when it comes to questions like “How much will global<br />
emissions have to be reduced by 2020 or 2050 if we want to keep greenhouse gas emissions below 500 or 450<br />
ppm CO 2 equivalence?”<br />
Thirdly, it is important to draw specific attention to the link between greenhouse gas concentrations and the<br />
probability <strong>of</strong> overshooting certain global mean temperature levels. Thus, the remaining part <strong>of</strong> this<br />
dissertation focuses on the question which greenhouse gas stabilization levels would be consistent with<br />
certain climate targets for various degrees <strong>of</strong> risk tolerance. The analysis is extended from concentration to<br />
emission implications building on the EQW and FAIR-SiMCaP methods developed earlier. Specifically, the<br />
impacts <strong>of</strong> a global delay <strong>of</strong> mitigation action for future absolute emission levels and reduction rates were<br />
analyzed (Chapter 4).<br />
As this PhD thesis has been developed as a series <strong>of</strong> papers, it is indicated at the beginning <strong>of</strong> each chapter,<br />
where the work has been submitted. The thesis closes with a brief epilogue.
2<br />
H OW MUCH WARMING ARE WE<br />
COMMITTED TO AND HOW MUCH CAN<br />
BE AVOIDED?<br />
Bill Hare and Malte Meinshausen 4<br />
Submitted to Climatic Change, 7 November 2004;<br />
Returned to authors for revisions, 8 February 2005;<br />
Re-submitted in revised form, 27 April 2005;<br />
Earlier version published as PIK-Report No. 93, available at www.pik-potsdam.de<br />
4 Authors <strong>of</strong> this chapter: Bill Hare (Visiting Scientist, Potsdam Institute for <strong>Climate</strong> Impact Research), Malte Meinshausen (ETH<br />
Zurich). Acknowledgements: The authors would like to thank Ursula Fuentes and Stefan Rahmstorf for most constructive suggestions<br />
which led to substantial improvements in this work. We would also like to thank Michael Oppenheimer, Michael Mastrandrea and two<br />
other anonymous reviewers as well as Marcel Berk, Paul Baer, Michèle Bättig for helpful comments, Vera Tekken for editing support<br />
and Reto Knutti for data analysis <strong>of</strong> the CCSM3 data. Furthermore, we are thankful to Tom Wigley for providing the MAGICC<br />
climate model. As usual, the authors are to be blamed for any errors <strong>of</strong> fact and judgement.
16 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
2.1 SUMMARY<br />
This chapter examines different concepts <strong>of</strong> a ‘warming commitment’ which is <strong>of</strong>ten used in various ways to<br />
describe or imply that a certain level <strong>of</strong> warming is irrevocably committed to over time frames such as the<br />
next 50 to 100 years, or longer. We review and quantify four different concepts, namely (1) a ‘constant<br />
emission warming commitment’, (2) a ‘present forcing warming commitment’, (3) a ‘zero emission<br />
(geophysical) warming commitment’ and (4) a ‘feasible scenario warming commitment’. While a ‘feasible<br />
scenario warming commitment’ is probably the most relevant one for policy making, it depends centrally on<br />
key assumptions as to the technical, economic and political feasibility <strong>of</strong> future greenhouse gas emission<br />
reductions. This issue is <strong>of</strong> direct policy relevance when one considers that the 2002 global mean<br />
temperatures were 0.8+/-0.2°C above the pre-industrial (1861-1890) mean and the European Union has a<br />
stated goal <strong>of</strong> limiting warming to 2°C above the pre-industrial mean: What is the risk that we are committed<br />
to overshoot 2°C? Using a simple climate model (MAGICC) for probabilistic computations based on the<br />
conventional IPCC uncertainty range for climate sensitivity (1.5°C to 4.5°C) and more recent estimates, we<br />
found that (1) a constant emission scenario is virtually certain to overshoot 2°C with a central estimate <strong>of</strong><br />
2.0°C by 2100 (4.2°C by 2400). (2) While for the present radiative forcing levels it seems unlikely (risk<br />
between 0% and 30%, central estimate 1.1°C by 2100 and 1.2°C by 2400), the risk <strong>of</strong> overshooting is<br />
increasing rapidly if radiative forcing is stabilized much above 400 ppm CO 2 equivalence (1.95 W/m 2 ) in the<br />
long-term. (3) From a geophysical point <strong>of</strong> view, if all human-induced emissions were ceased tomorrow, it<br />
seems ‘exceptionally unlikely’ that 2°C will be overshoot (central estimate: 0.7°C by 2100; 0.4°C by 2400). (4)<br />
Assuming future emissions according to the lower end <strong>of</strong> published mitigation scenarios (350ppm CO 2eq to<br />
450ppm CO 2eq) provides the central temperature projections are 1.5°C to 2.1°C by 2100 (1.5°C to 2.0°C by<br />
2400) with a risk <strong>of</strong> overshooting 2°C between 10% and 50% by 2100 and 1%-32% in equilibrium.<br />
Furthermore, we quantify the ‘avoidable warming’ to be 0.16-0.26°C for every 100GtC <strong>of</strong> avoided CO 2<br />
emissions - based on a range <strong>of</strong> published mitigation scenarios.<br />
2.2 INTRODUCTION<br />
In this article we attempt to address - not finally answer – a key question: What warming can be avoided by<br />
climate policy and what cannot?<br />
What warming we are committed to, and what can be avoided, has a major bearing on issues such as the<br />
benefits <strong>of</strong> climate policy and to decisions relating to Article 2 <strong>of</strong> the UNFCCC, which is the obligation to<br />
prevent dangerous interference with the climate system. For example, as a first step to operationalize Article 2<br />
<strong>of</strong> the UNFCCC the Heads <strong>of</strong> Government <strong>of</strong> the European Union have confirmed a global goal <strong>of</strong> not<br />
exceeding a warming <strong>of</strong> 2°C above pre-industrial levels 5 . With global mean temperatures in 2002 estimated to<br />
be 0.8±0.2°C 6 above the pre-industrial mean (1861-1890) (Folland et al., 2001; Jones and Moberg, 2003) 7 the<br />
question arises <strong>of</strong> how much flexibility there is left in terms <strong>of</strong> greenhouse gas emissions in order to stay<br />
below the 2°C target.<br />
If the climate and socio-economic systems lacked significant inertia the question <strong>of</strong> what warming is<br />
committed by past activities, and what is avoidable through policy action would not be <strong>of</strong> great concern. The<br />
5 The Presidency Conclusion <strong>of</strong> the European Council <strong>of</strong> 22 and 23 March 2005 state in paragraph 43 “The European Council<br />
acknowledges that climate change is likely to have major negative global environmental, economic and social implications. It confirms<br />
that, with a view to achieving the ultimate objective <strong>of</strong> the UN Framework Convention on <strong>Climate</strong> Change, the global annual mean<br />
surface temperature increase should not exceed 2ºC above pre-industrial levels.” This decision adds weight to the position first<br />
adopted by the Council <strong>of</strong> Enviroment Ministers <strong>of</strong> the European Union in 1996.<br />
6 The temperature anomaly <strong>of</strong> 2002 compared to 1861-1890 is based on data by Folland et al. (2001) including updates with 2001-<br />
2002 data. The uncertainty band <strong>of</strong> ±0.2°C is taken from IPCC’s 19 th century warming estimate. An uncertainty analysis based on<br />
error estimates by Folland et al. suggests a slightly lower uncertainty band (2) <strong>of</strong> ±0.15°C.<br />
7 Own calculations based on data from (Folland et al., 2001; Jones and Moberg, 2003), available at: http://www.met<strong>of</strong>fice.gov.uk/research/hadleycentre/CR_data/Annual/land+sst_web.txt,<br />
accessed 15. October 2004.
WARMING C OMMITMENT 17<br />
fact that both systems have substantial inertia means that this deceptively simple question has quite complex<br />
scientific dimensions and far reaching policy implications. Lack <strong>of</strong> scientific certainty in relation to key climate<br />
system properties adds a further layer <strong>of</strong> complexity to the issue.<br />
In this paper, we provide quantifications <strong>of</strong> four conceptually different ‘warming commitments’ resulting<br />
from (1) constant emissions, (2) constant greenhouse gas concentrations, (3) an abrupt cessation <strong>of</strong> emissions<br />
(defined here as the ‘geophysical warming commitment’), and (4) from a range <strong>of</strong> feasible economic and<br />
technological emission scenarios. In addition to a systematic analysis <strong>of</strong> warming commitments, the question<br />
is addressed <strong>of</strong> how much warming is avoidable. Whilst it has been shown that global mean temperature<br />
response is insensitive to differences in SRES non-mitigation emission scenarios in the first several decades <strong>of</strong><br />
this century (Stott and Kettleborough, 2002; Knutti et al., 2003), there has been little systematic examination<br />
<strong>of</strong> the differences between mitigation and non mitigation scenarios. Here we make a first examination <strong>of</strong> this<br />
issue on different decadal time frames across a range <strong>of</strong> mitigation and non-mitigation scenarios.<br />
We start out by providing an overview <strong>of</strong> different concepts <strong>of</strong> a warming commitment and their respective<br />
limitations. Furthermore, a brief definition <strong>of</strong> the term “avoidable warming” is given (section 2.3). For most<br />
<strong>of</strong> our analysis, we rely on a simple upwelling-diffusion energy balance climate model. Special attention is paid<br />
to dealing with the uncertainty in the climate sensitivity (section 2.4). In the results section, we present the<br />
estimated ‘warming commitments’. In addition, we estimate the potential for avoidable warming, and attempt<br />
to generalise the results in terms <strong>of</strong> avoided cumulative emission over decadal timeframes (section 2.5). In the<br />
penultimate section we discuss the results in terms <strong>of</strong> scientific uncertainties and their implications for longterm<br />
climate targets (section 2.6). Section 2.7 concludes.<br />
2.3 DEFINITIONS:DIFFERENT WARMING COMMITMENT CONCEPTS<br />
The idea <strong>of</strong> a warming commitment is <strong>of</strong>ten used in climate policy and scientific discussions to convey the<br />
magnitude and time scales <strong>of</strong> inertia in the climate system with respect to human induced increases in<br />
greenhouse gas concentrations. At least two concepts <strong>of</strong> a warming commitment can be identified in the<br />
literature. Firstly, a scenario with constant emissions from some reference point, usually the present (IPCC,<br />
2001b, p. 90; Wigley, 2005). Secondly, a warming commitment estimate is sometimes derived from a constant<br />
radiative forcing scenario, usually also from present levels (see e.g. Wetherald et al., 2001; Meehl et al., 2005;<br />
Wigley, 2005). The latter concept is <strong>of</strong>ten used to illustrate a more general property <strong>of</strong> the climate systems<br />
caused by its inertia: the substantial time lag between the forcing and the full realization <strong>of</strong> the global mean<br />
temperature change resulting from that forcing.<br />
In addition to these concepts we also developed two others. The first we term the ‘geophysical warming<br />
commitment’, which is the warming commitment resulting after an abrupt and complete cessation <strong>of</strong><br />
anthropogenic emissions. This captures the change in temperatures that result solely from the operation <strong>of</strong><br />
geophysical and chemical processes on the burden <strong>of</strong> greenhouses gas and other forcing agents in the<br />
atmosphere without consideration <strong>of</strong> inertia in human, social and economic systems. Due to the inertia in<br />
these latter systems it is assumed that an abrupt and complete cessation is infeasible from any economic,<br />
human and social point <strong>of</strong> view, hence this is an idealized geophysical thought experiment. The second<br />
concept we term the ‘feasible scenario’ commitment, which is an attempt to describe the interaction between<br />
the inertia <strong>of</strong> the climate system and socio-economic systems, as will be discussed below. Figure 1 shows<br />
schematically the relationship between these four concepts.<br />
2.3.1 CONSTANT EMISSIONS COMMITMENT<br />
This is defined as the warming that would result at some determined time if present emissions continued<br />
indefinitely. Whilst sometimes used to illustrate a warming commitment, there are several difficulties and<br />
inconsistencies with applying this concept beyond a thought experiment. The time horizon over which the<br />
emissions are held constant more or less determines the warming commitment, which would continue to rise<br />
with emissions. Whilst even over very long time horizons (millennia) maintaining constant emissions would
18 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
appear feasible as fossil fuel resources are potentially quite large when account is taken <strong>of</strong> conventional and<br />
unconventional reserves, including methane hydrates are considered, in the end these sources <strong>of</strong> CO 2 would<br />
run out. A further problem with this concept is that humanity is not committed to keeping emissions at<br />
presently high levels. Whilst emissions are likely to rise in the near future there is every likelihood that at some<br />
point emissions would decline below present levels. In other words, constant emission scenarios do not<br />
indicate a warming commitment – unless today’s emissions levels were considered as a lower bound for the<br />
coming decades and centuries.<br />
2.3.2 PRESENT FORCING COMMITMENT<br />
This is defined here as the warming that would result if the present level <strong>of</strong> forcing were maintained<br />
indefinitely (or over defined time periods). In other words, the ‘present forcing’ warming commitment is<br />
considered to be the sum <strong>of</strong> the ‘realized’ and ‘unrealized’ warming (Hansen et al., 1985) that corresponds to<br />
present day composition <strong>of</strong> the atmosphere and its radiative forcing levels. Hence, this commitment can as<br />
well be termed the “constant-composition” commitment (Wigley, 2005) 8 .<br />
The actual present day radiative forcing is rather uncertain mainly due to uncertain contribution <strong>of</strong> aerosols.<br />
Central estimates range between 1.7 W/m 2 (Wigley, 2005), or 1.55 W/m2 and 1.1W/m 2 , if individual<br />
radiative forcing estimates given by Hansen et al. (2000) or IPCC TAR are convoluted to a net forcing<br />
estimate. If today’s net radiative forcing is constrained by consistency tests with historic temperature<br />
observations a central estimate between 1.25 to 2.5 W/m 2 seems likely (Knutti et al., 2002). This study uses a<br />
net radiative forcing (human-induced & natural) <strong>of</strong> 1.93 W/m 2 for 2005 relative to the 1861-1890 period, <strong>of</strong><br />
which 0.67W/m 2 is due to natural forcing increases since 1861-1890 9 .<br />
The concept <strong>of</strong> a present forcing commitment is <strong>of</strong>ten used to convey a sense <strong>of</strong> inertia to policy makers. For<br />
example, the IPCC WGI TAR report states that “Since the climate system requires many years to come into<br />
equilibrium with a change in forcing, there remains a ‘commitment’ to further climate change even if the<br />
forcing itself ceases to change.” (Cubasch et al., 2001).<br />
In terms <strong>of</strong> assessing a warming commitment that results from the inertia in both the climate and socioeconomic<br />
system, the ‘present forcing’ commitment concept suffers from two problems, one obvious and the<br />
second perhaps less so. First, the greenhouse gas emission reductions required within a year or so to abruptly<br />
stabilize radiative forcing are unrealistically large. At the same time, emission from cooling aerosols would<br />
have to be kept at present (high) levels 10 . Secondly, in the longer term (22 nd century and beyond) it is by no<br />
means clear that radiative forcing would not drop below present levels. As a consequence it is not obvious<br />
that estimates <strong>of</strong> a ‘warming commitment’ based on constant radiative forcing is a lower bound on warming<br />
commitments in general, although it is sometimes interpreted that way. A scenario that has low emissions in<br />
the 22 nd century and beyond could produce warming levels that approach or drop below the levels implied in<br />
a constant radiative forcing scenario (see Figure 6c).<br />
8 Note that the Hadley centre uses the term ‘current physical commitment’ for what is termed ‘present forcing warming<br />
commitment’ in this study.<br />
9 There are different conventions in the literature in regard to whether volcanic forcing is adjusted to have (1) a zero mean or (2)<br />
left as absolute (negative) perturbation. Consequently, it is an issue is whether net present radiative forcing, including natural forcing,<br />
is specified as (a) difference between present and the negative pre-industrial forcing (average) or (b) the ‘zero line’. Thus, it is not<br />
straightforward to compare all ‘present forcing’ data, if the applied convention is not specified, as is <strong>of</strong>ten the case. This study<br />
assumed volcanic forcing as being negative at all times (2) and we report net radiative forcing here as the difference between present<br />
and earlier period’s means (a): the net/human-induced/natural radiative forcing for 2005 relative to the periods 1861-1890 and 1770-<br />
1800 is 1.93/1.26/0.67 W/m 2 and 2.03/1.48/0.54 W/m 2 , respectively. The human-induced forcing for 2005 above 1765 is 1.50<br />
W/m 2 . For natural forcing assumptions, see as well section 2.4.5.<br />
10 Furthermore, it should be considered that from a health policy point <strong>of</strong> view, continued high aerosol emissions are not<br />
desirable. However, high aerosol emissions would be a temporary effect <strong>of</strong> a strict ‘constant radiative forcing’ scenario. Radiative<br />
forcing stabilization scenarios that return to present day levels <strong>of</strong> radiative forcing in the future can be constructed with much reduced<br />
aerosol emissions.
WARMING C OMMITMENT 19<br />
2.3.3 GEOPHYSICAL COMMITMENT<br />
A warming commitment can be defined from a purely geophysical perspective, as the warming that would<br />
result from a complete cessation <strong>of</strong> anthropogenic emissions. Such a thought experiment has value in terms<br />
<strong>of</strong> showing the timescales <strong>of</strong> the climate system without implicit entanglements with socio-economic<br />
assumptions. The term geophysical is used here in the sense that following the cessation <strong>of</strong> emissions, the<br />
time path <strong>of</strong> warming is determined solely by the operation <strong>of</strong> the biogeophysical components <strong>of</strong> the climate<br />
system assimilating the effects anthropogenic perturbations to atmosphere without further human<br />
intervention. The time path <strong>of</strong> warming is influenced to a small degree by the assumed natural forcings (solar<br />
irradiance and volcanic eruptions) relative the preindustrial period, but this does not fundamentally affect the<br />
estimates.<br />
An abrupt cessation <strong>of</strong> anthropogenic emissions is not at all likely, absent a global catastrophe. Hence, a<br />
geophysical warming commitment is primarily <strong>of</strong> interest when compared to ‘feasible scenario’ commitments.<br />
In this way, one can distinguish between the geophysical and socio-economic inertia components <strong>of</strong> a longterm<br />
future warming commitment. Note that an abrupt cessation <strong>of</strong> SO 2 emissions will cause an initial<br />
increase in forcing and temperature levels, thereby overshooting a ‘feasible scenario’ commitment in the<br />
short-term (see Figure 1).<br />
2.3.4 FEASIBLE SCENARIO COMMITMENT<br />
A ‘feasible scenario’ warming commitment can be defined based on emission scenarios that are considered to<br />
be plausible in the sense that they are viewed as technologically, economically and politically feasible. Deriving<br />
such a ‘feasible scenario’ warming commitment requires specific assumptions to be taken about what are<br />
feasible rates <strong>of</strong> future emission reductions, not just in the short term but also over many decades. Such<br />
commitment estimates could be used to define the outer bounds <strong>of</strong> climate policy, beyond which policy tools<br />
and technology that are presently judged to be feasible cannot reach. Put another way, energy-economic<br />
models could be used to define the region <strong>of</strong> climate change space (warming and sea level rise) still accessible<br />
to policy and technology choices.<br />
The estimates <strong>of</strong> warming commitments with respect to feasible scenarios rely on published examples <strong>of</strong><br />
scenarios that stabilize CO 2 at or below 450ppm by 2100 by reputable modeling groups. Specifically, we used<br />
the post SRES A1F1-450 MiniCam, A1B-450 AIM, B1-450 IMAGE scenarios, the A1T–450 MESSAGE,<br />
and its WBGU variant (Nakicenovic and Riahi, 2003) as 450ppm CO 2 stabilization scenarios 11 . In addition,<br />
we use recent scenarios for a CO 2 stabilization at 400ppm that were created by one <strong>of</strong> the modelling groups<br />
(MESSAGE) involved in the SRES and post-SRES scenarios and carried out for the German Global Change<br />
Advisory Council (WBGU) (Graßl et al., 2003), namely the WBGU B1-400 MESSAGE and the WBGU B2-<br />
400 MESSAGE scenarios (Nakicenovic and Riahi, 2003). Finally, we explore the implications <strong>of</strong> biomass<br />
scenarios, which also incorporate variants <strong>of</strong> carbon capture and storage. These latter CO 2-only scenarios aim<br />
to stabilize CO 2 at 350ppm (Azar et al., submitted) and were here complemented by the WBGU B2-400 non-<br />
CO 2 and landuse CO 2 emissions.<br />
‘Feasible scenario’ warming commitments are perhaps the most realistic <strong>of</strong> definitions in the sense that socioeconomic<br />
inertia is taken into account. However, the presented illustrative ‘feasible scenario’ commitments<br />
do not provide a definitive answer to what is the lower bound <strong>of</strong> future warming for several reasons, as<br />
discussed in section 2.6.1.<br />
2.3.5 WHAT IS AVOIDABLE WARMING?<br />
When assessing climate policy options, policy makers <strong>of</strong>ten want to know what the avoidable warming is<br />
when comparing different mitigation and reference scenarios in the future. Whereas a ‘warming commitment’<br />
is defined with respect to some fixed base climate state (here we have used the pre-industrial mean<br />
11 The Post-SRES scenarios used here are presented in Swart et al. (2002). See as well (Morita et al., 2000; and figure 2-1 in<br />
Nakicenovic and Swart, 2000). Selection is due to data availability.
20 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
temperature from 1861 to 1890), avoidable warming is defined with respect to an assumed future evolution <strong>of</strong><br />
emissions and the climate system under a non-intervention scenario. Thus, we provide estimates <strong>of</strong> avoidable<br />
warming by computing warming differences <strong>of</strong> paired mitigation and non-mitigation scenarios <strong>of</strong> the same<br />
SRES scenario family (see section 2.5.6).<br />
Change to pre-industrial (1861-1890) (˚C)<br />
2.5<br />
2<br />
1.5<br />
1<br />
0.5<br />
pre-industrial<br />
-0.5<br />
Global Mean Surface Temperature<br />
@ 7 AOGCM ensemble mean (~2.8˚C clim. sens.)<br />
Historical data<br />
1<br />
2<br />
3<br />
Zero emissions<br />
climate model<br />
Example <strong>of</strong> 'feasible scenario'<br />
(here: B2-400-MES-WBGU)<br />
Const. rad. forcing<br />
Realized<br />
warming<br />
Constant emissions<br />
Unrealized<br />
warming<br />
3<br />
2<br />
1<br />
1900 1950 2000 2050 2100<br />
(c) malte.meinshausen@ethz.ch, 2004<br />
2150<br />
4<br />
4<br />
Warming<br />
committments<br />
Figure 1 – Four different types <strong>of</strong> warming commitments. (1) The ‘geophysical’ warming<br />
commitment in case that emissions are abruptly reduced to zero after 2005 (‘Zero <strong>Emission</strong>s’); Note<br />
that emissions initially rise due to ceased cooling by aerosols. (2) The ‘present forcing’ warming<br />
commitment corresponds to constant radiative forcing at present (2005) levels and comprises the<br />
‘realized’ and ‘unrealized’ warming; (3) the ‘feasible scenario’ warming commitment is the<br />
temperature rise that corresponds to the lowest emission scenario judged feasible. Note that the<br />
mitigation scenario B2-400-MES-WBGU is shown for illustrative purposes only (dash-dotted line:<br />
original scenario up to 2100; dotted part: the extended scenario as described in text). Lastly, (4) the<br />
‘constant emissions’ warming commitment that corresponds to highest warming levels in the long<br />
term. The historical temperature record and its uncertainty (grey shaded area) is taken from Folland<br />
et al. (2001).
WARMING C OMMITMENT 21<br />
2.4 METHOD<br />
This section entails a brief description <strong>of</strong> the simple climate model MAGICC (2.4.1) employed in this work.<br />
In the non probabilistic components <strong>of</strong> this work we use a standard ‘7 AOGCM ensemble mean’ (7AEM)<br />
procedure to average over model runs tuned to different AOGCMs (2.4.2). In addition, a probabilistic<br />
procedure allows us to give special attention to uncertainties in the climate’s sensitivity based on a range <strong>of</strong><br />
literature estimates (2.4.3). For additional equilibrium calculations standard formulas were applied (2.4.4).<br />
Finally we describe the assumptions made in regard to natural forcings (2.4.5).<br />
2.4.1 SIMPLE CLIMATE MODEL<br />
For the computation <strong>of</strong> global mean climate indicators, the simple climate model MAGICC 4.1 has been<br />
used 12 . The description in the following paragraph is largely based on Wigley (2003a). MAGICC is the<br />
primary simple climate model that has been used by the IPCC to produce projections <strong>of</strong> future sea level rise<br />
and global-mean temperatures. Information on earlier versions <strong>of</strong> MAGICC has been published in Wigley<br />
and Raper (1992) and Raper et al. (1996). The carbon cycle model is the model <strong>of</strong> Wigley (1993), with further<br />
details given in Wigley (2000) and Wigley and Raper (2001). Modifications to MAGICC made for its use in<br />
the IPCC TAR (IPCC, 2001c) are described in Wigley and Raper (2001; 2002), Wigley et al. (2002) and<br />
(Wigley, 2005). Additional details are given in the IPCC TAR climate projections chapter 9 (Cubasch et al.,<br />
2001). Gas cycle models other than the carbon cycle model are described in the IPCC TAR atmospheric<br />
chemistry chapter 4 (Ehhalt et al., 2001) and in Wigley et al. (2002). The representation <strong>of</strong> temperature related<br />
carbon cycle feedbacks has been slightly improved in comparison to the MAGICC version used in the IPCC<br />
TAR, so that the magnitude <strong>of</strong> MAGICC’s climate feedbacks are comparable to the carbon cycle feedbacks<br />
<strong>of</strong> the Bern-CC and the ISAM model (see Box 3.7 in Prentice et al., 2001) 13 .<br />
The gases that are modeled for each scenario are carbon dioxide (CO 2), methane (CH 4), nitrous oxide (N 2O),<br />
fluorinated gases (HFCs, PFCs, SF 6), and sulphur emissions (SOx) as well as carbon monoxide (CO), volatile<br />
organic compounds (VOC), and nitrogen oxide (NOx). If not otherwise stated, all indicated temperatures are<br />
annual and global mean surface temperature levels above pre-industrial levels (1861-1890)..<br />
2.4.2 AOGCM ENSEMBLE MEAN<br />
Ensemble mean outputs <strong>of</strong> this simple climate model are the basis for the non-probabilistic results presented<br />
in this study. The ensemble outputs are computed as means <strong>of</strong> seven model runs. In each run, 13 model<br />
parameters <strong>of</strong> MAGICC are adjusted to optimal tuning values for seven atmospheric-ocean global circulation<br />
models (AOGCMs) (see Raper et al. (2001). This ‘7 AOGCM ensemble mean’ (7AEM) procedure, which we<br />
will hereafter refer to as 7AEM , is widely used in the IPCC Third Assessment Report and described in<br />
Appendix 9.1 (Cubasch et al., 2001). By using this 7AEM procedure, the implicit assumptions in regard to<br />
climate sensitivity is based on the seven AOGCMs. The mean climate sensitivity for those 7 AOGCMs<br />
models is 2.8°C for doubled CO 2 concentration levels (median is 2.6°C). Clearly, different climate projections<br />
would be obtained, if single model tunings or different climate sensitivities were used, reflecting the<br />
underlying uncertainty in the science.<br />
12 MAGICC 4.1 has been developed by T.M.L. Wigley, S. Raper and M. Hulme and is available at<br />
http://www.cgd.ucar.edu/cas/wigley/magicc/index.html, accessed in May 2004.<br />
13 This improvement <strong>of</strong> MAGICC only affects the no-feedback results. When climate feedbacks on the carbon cycle are included,<br />
the differences from the IPCC TAR are negligible.
22 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
2.4.3 HANDLING UNCERTAINTIES: CLIMATE SENSITIVITY<br />
In addition to these 7AEM runs, another approach had to be chosen to deal with the main climate system<br />
uncertainty, the climate sensitivity. The climate sensitivity is simultaneously one <strong>of</strong> the most fundamental and<br />
uncertain properties <strong>of</strong> the climate system in relation to policy. Following the convention in the literature it is<br />
defined as the equilibrium increase in global mean surface temperature following a doubling CO 2<br />
concentrations, e.g. doubling <strong>of</strong> pre-industrial levels (2 x 278=556ppm). Thus, estimates <strong>of</strong> the climate<br />
sensitivity approximately reflect the equilibrium warming that can be expected under a 550 CO 2 equivalent<br />
stabilization scenario.<br />
There is no single universally agreed estimate <strong>of</strong> climate sensitivity or even <strong>of</strong> a probability density function<br />
for it. We have attempted to deal with this uncertainty by making probabilistic calculations for temperature<br />
projected for different probability density functions <strong>of</strong> climate sensitivity. Whilst varying the climate<br />
sensitivity parameter we have maintained the default set <strong>of</strong> climate parameters for MAGICC consistent with<br />
the IPCC Third Assessment Report findings (Wigley, 2003a). Specifically, we sampled climate sensitivity at<br />
the quantiles <strong>of</strong> interest, namely 1%, 5%, 10%, 33% 50%, 66%, 90%, 95% and 99% <strong>of</strong> the PDFs (cf. Figure 4<br />
and Figure 7).<br />
Clearly, this procedure does not take into account interdependencies between climate sensitivity and other<br />
climate parameters, such as ocean heat diffusion. Ideally, the simple climate model should be run for<br />
parameter sets from a joint probability density distribution for the key uncertainties. We choose to focus only<br />
on climate sensitivity and neglect interdependencies as well as uncertainties in other key climate parameters.<br />
This should be kept in mind when reviewing the results. Neglecting uncertainties in ocean mixing, specifically<br />
the likely lower ocean mixing rates for lower climate sensitivities, might have relatively limited effects<br />
though 14 .<br />
Since its First Assessment Report in 1990, the IPCC has indicated that the climate sensitivity is most likely to<br />
lie in the range 1.5-4.5°C. Prior to the IPCC TAR the IPCC had given a best estimate <strong>of</strong> 2.5°C. However, in<br />
the TAR no reference was made to a best estimate and instead to an average model range. Hence there is no<br />
real quantitative guidance at this stage arising from the IPCC assessments other than by the “likelihood” <strong>of</strong><br />
the climate sensitivity lying in range 1.5°C to 4.5°C.<br />
After the completion <strong>of</strong> the IPCC TAR, a number <strong>of</strong> estimates <strong>of</strong> the climate sensitivity have been published<br />
each with its own strengths and weaknesses (see e.g. IPCC, 2004). Seven <strong>of</strong> these estimates are used in the<br />
subsequent analysis and shown in Figure 2 15 : Six studies have attempted objective estimation <strong>of</strong> a probability<br />
density function (PDFs) for climate sensitivity based on contemporary forcing history and the recent<br />
evolution <strong>of</strong> the climate system: (1) the combined PDF by Andronova and Schlesinger (2001) that takes into<br />
account both solar forcing and sulphate aerosols 16 ; (2-3) estimates by Forest et al. (2002) with expert and<br />
uniform a priori distributions; (4) another observationally based estimate by Gregory et al. (2002); (5) the<br />
uniform prior estimate by Knutti et al. (2003); (6) a recent estimate based on a 53-member ensemble <strong>of</strong> an<br />
atmosphere GCM, HadAM3, coupled to a mixed layer ocean model to enable integrations to equilibrium<br />
(Murphy et al., 2004). (7) The seventh estimate is drawn from the conventional 1.5°C to 4.5°C IPCC<br />
uncertainty range with a pdf constructed by Wigley and Raper (2001). This estimate assumes that the<br />
distribution is log-normal with the IPCC range being taken as the 90% confidence range. This can be seen as<br />
an attempt to codify the expert judgement character <strong>of</strong> the IPCC assessments, but, as is emphasized by<br />
14 The projection range for the ‘present forcing’ warming commitment due to the 1.5 to 4.5°C uncertainty range in climate<br />
sensitivity narrows slightly, if a conventional uncertainty range for ocean mixing (1.3 to 4.1 cm 2 /sec, (Wigley, 2005)) is assumed to be<br />
dependent on climate sensitivity. The sensitivity <strong>of</strong> the simple climate model results to uncertainties in ocean mixing is highest for the<br />
near-term transient climate response and ceases in the long-term equilibrium. Specifically, the uncertainty range narrows in 2050 and<br />
2400 by 18% and 1%, respectively, if the 1.3 (4.1) cm 2 /sec ocean mixing rate is assumed to go hand in hand with a 1.5 (4.5)°C climate<br />
sensitivity in comparison to computing future temperatures by using a medium range 2.3 cm 2 /sec ocean mixing ratio independent <strong>of</strong><br />
climate sensitivity. This is generally in line with results by Wigley, who estimated that the effect <strong>of</strong> ocean mixing uncertainties being<br />
relatively small compared to uncertainties <strong>of</strong> climate sensitivity and present forcing (Wigley, 2005).<br />
15 Additional estimates <strong>of</strong> the climate sensitivity and their likely ranges have for example been performed by Harvey and<br />
Kaufmann (2002). However, adding more estimates to the analysis would not have added to the substance <strong>of</strong> the discussion below.<br />
16 Note, that the conventionally cited ‘combined pdf’ from Andronova & Schlesinger (Andronova and Schlesinger, 2001) has been<br />
combined from estimates that do not take into account aerosol forcing or variations in solar radiation. Therefore, it is not displayed<br />
here.
WARMING C OMMITMENT 23<br />
Wigley and Raper (2001) does not represent either the full range <strong>of</strong> uncertainty or some “best estimate” based<br />
on all other estimates.<br />
In the following work we have used all <strong>of</strong> the pdfs described above and to illustrate some <strong>of</strong> our results we<br />
have chosen to focus on the PDFs (5) to (7) as they span the range <strong>of</strong> available climate sensitivity PDF<br />
estimates in terms <strong>of</strong> their shape and methods by which they have been derived (see Figure 2). PDFs (5) and<br />
(6) are based on the recent period but have very different shapes, PDF (7) is roughly similar to the Forest et<br />
al 2002 expert prior estimate but has the virtue for the discussion <strong>of</strong> results here that it codifies the expert<br />
assessment <strong>of</strong> the IPCC.<br />
Probability Density (˚C-1)<br />
0.9<br />
0.8<br />
0.7<br />
0.6<br />
0.5<br />
0.4<br />
0.3<br />
0.2<br />
0.1<br />
0<br />
Andronova and Schlesinger (2001) - with sol.&aer. forcing<br />
Forest et al. (2002) - Expert priors<br />
Forest et al. (2002) - Uniform priors<br />
Gregory et al. (2002)<br />
Knutti et al. (2002)<br />
Murphy et al. (2004)<br />
Wigley and Raper (2001) - IPCC lognormal<br />
0 1 2 3 4 5 6 7 8 9 10<br />
<strong>Climate</strong> Sensitivity (˚C)<br />
Figure 2 - Different estimates <strong>of</strong> the probability density functions for climate sensitivity.<br />
2.4.4 TIME HORIZON, EQUILIBRIUM CONSIDERATIONS AND CO2 EQUIVALENCE<br />
The time horizon used to explicitly evaluate warming commitments based on defined scenarios here is to the<br />
year 2400. This is arbitrary given that the climate system will continue to respond well beyond this time. As<br />
has been shown the warming following greenhouse gas concentration stabilization will continue for a few<br />
thousand years and only slowly approach equilibrium (Watterson, 2003).<br />
As in the MAGICC climate model, the following formula is used for the presented equilibrium calculations<br />
(see as well Ramaswamy et al., 2001, Table 6.2, page 358). The conversion between CO 2 (equivalence)<br />
concentrations and radiative forcing (Q) (W/m 2 ) follows the logarithmic equation:<br />
Δ Q = α ln C C<br />
<br />
0 (1)<br />
where is 5.35 W/m 2 and C 0 the unperturbed pre-industrial CO 2 concentration level (278ppm), based on<br />
Myhre et al. (1998). The equilibrium temperature is then assumed to scale linearly with radiative forcing:<br />
ΔT<br />
Δ T =ΔQ α ln(2)<br />
2xCO2<br />
(2)<br />
where T 2xCO2 (K) is the climate sensitivity and *ln(2) is the radiative forcing for twice the pre-industrial<br />
CO 2 levels.
24 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
CO 2 equivalent concentrations are here derived from the net forcing <strong>of</strong> all anthropogenic radiative forcing<br />
agents. Thus, CO 2 equivalence comprises both greenhouse gases and aerosols but not natural forcings.<br />
2.4.5 NATURAL FORCINGS<br />
Historic solar and volcanic forcings estimates have been assumed, according to Lean et al. (1995) and Sato et<br />
al. (1993) respectively, as presented in the IPCC TAR (see Figure 6-8 in Ramaswamy et al., 2001). Recent<br />
studies suggested that an up-scaling <strong>of</strong> solar forcing might lead to a better agreement <strong>of</strong> historic temperature<br />
records (e.g. Hill et al., 2001; North and Wu, 2001; Stott et al., 2003). In accordance with the best fit results<br />
by Stott et al. (2003, table 2), a solar forcing scaling factor <strong>of</strong> 2.64 has been assumed for this study.<br />
Accordingly, volcanic forcings from Sato et al. (1993) have been scaled down by a factor 0.39 (Stott et al.,<br />
2003, table 2). Future solar and volcanic forcings over the future time periods examined here have been<br />
assumed constant at levels equivalent to the scaled mean forcings over the past 22 and 100 years respectively.<br />
In other words, we have assumed a scaled solar forcing <strong>of</strong> +0.44W/m 2 and -0.14W/m 2 for volcanic forcing,<br />
which is together 0.67W/m 2 above the natural forcing <strong>of</strong> the 1861-1890 period 17 .<br />
It should be noted that mechanisms for the amplification <strong>of</strong> solar forcing are not yet well established<br />
(Ramaswamy et al., 2001, section 6.11.2; Stott et al., 2003). As well, the evidence for the conventionally<br />
assumed long-term solar irradiance changes has recently been challenged (Foukal et al., 2004).<br />
An exception to the above solar and volcanic forcing assumptions has been made for the calculations on the<br />
risk <strong>of</strong> overshooting certain temperature levels in equilibrium (section 2.5.5). There, equilibrium temperatures<br />
have been directly derived from anthropogenic radiative forcings. Thus, natural forcings have implicitly been<br />
assumed constant at pre-industrial levels. This approach allows separating risks that solely accrue from human<br />
interference and those that accrue from changes in natural forcings. Assuming no change <strong>of</strong> natural forcings<br />
since pre-industrial times will lower the presented temperature increase by 0.35°C in equilibrium for the<br />
7AEM runs (see Table I, Table II and Table III). Thus, it should be noted that the presented overshooting<br />
risks are lower than if the above standard assumptions on natural forcings were applied.<br />
17 The alternative, to leave natural forcings out in the future, is not really viable, since the model has been spun up with estimates<br />
<strong>of</strong> the historic solar and volcanic forcings. Assuming the solar forcing to be a non-stationary process with a cyclical component and<br />
assuming that the sum <strong>of</strong> volcanic forcing events can be represented as a Compound Poisson process, it seems more realistic to apply<br />
the recent and long-term means <strong>of</strong> solar and volcanic forcings, respectively, for the future. Note as well endnote 9.
WARMING C OMMITMENT 25<br />
2.5 RESULTS:THE WARMING COMMITMENTS AND AVOIDABLE WARMING<br />
Below we first outline the results <strong>of</strong> the analysis for the warming commitments based on the four concepts<br />
outlined at the beginning <strong>of</strong> the paper (Sections 2.5.1 to 2.5.4). We then provide a compilation <strong>of</strong> results by<br />
deriving the probability that we are already ‘committed’ to overshoot certain warming levels (2.5.5). Finally,<br />
we present estimates <strong>of</strong> the scale <strong>of</strong> avoidable warming by analysing paired mitigation and non-mitigation<br />
scenarios (2.5.6).<br />
2.5.1 CONSTANT EMISSIONS<br />
If greenhouse gas and aerosol emissions were held constant at present day (2005) levels, the associated<br />
radiative forcing would rise markedly in the future. By inverting equation 1 the total radiative forcing can be<br />
expressed in equivalent CO 2 concentrations – the CO 2 concentration which would produce that level <strong>of</strong><br />
radiative forcing if acting alone. In CO 2 equivalent terms the radiative forcing would rise to 527ppm CO 2eq<br />
by 2100 and 899ppm CO 2eq by 2400 (excl. natural forcing). For comparison the actual CO 2 concentration<br />
would rise up to 531ppm by 2100 and 929ppm by 2400. The relatively small difference between CO 2 and<br />
CO 2eq is due to the <strong>of</strong>fsetting effects <strong>of</strong> aerosol. A central estimate is that at the global mean level the direct<br />
and indirect aerosol cooling effects are sufficient to approximately counteract the warming effects <strong>of</strong> the non-<br />
CO 2 well mixed greenhouse gases. Temperature would increase monotonically up to 4.2°C in 2400 (2.0°C in<br />
2100) – according to the 7AEM results. Assuming lower (1.5°C) and higher (4.5°C) climate sensitivities, the<br />
temperature range in 2400 spans from 2.5°C to 6.1°C, respectively (2100: 1.4°C to 2.7°C) 18 . The 90%<br />
confidence ranges for global mean temperatures based on climate sensitivity estimates by Murphy et al. (2004)<br />
is 1.9°C to 3.0°C in 2100 and 3.7°C to 7.0°C by 2400. See Table I for further estimates for different climate<br />
sensitivity PDFs.<br />
Figure 4 is an example <strong>of</strong> a probabilistic assessment <strong>of</strong> warming resulting from constant emissions (and other<br />
cases) using the climate sensitivity pdfs outlined earlier. In this figure are shown the 1%, 10%, 33%, 66%,<br />
90% and 99% percentiles for warming estimates based on the IPCC range as codified by Wigley and Raper<br />
(2001).<br />
18 Note that there are corresponding slight variations in CO2 concentrations across the different climate sensitivities due<br />
to climate feedbacks on the carbon cycle. For a climate sensitivity <strong>of</strong> 1.5°C (4.5°C), CO2 concentration in 2400 will be<br />
900 (960) ppm.
26 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Table I - 'Constant emission' warming commitment: temperature implications in the case where<br />
emissions are held constant at today’s (2005) levels. Results are given for the 7AEM as well as the<br />
probabilistic calculations based on different estimates <strong>of</strong> climate sensitivity PDFs by Wigley &<br />
Raper (2001), Murphy et al. (2004), and Knutti et al. (2003). In addition, equilibrium temperatures for<br />
2400 forcing levels are given with applying the standard natural forcing assumptions (EQUI w NF)<br />
and without assuming any natural forcing changes from pre-industrial levels (EQUI w/o NF).<br />
Temperature above pre-industrial<br />
(°C above pre-industrial)<br />
<strong>Climate</strong><br />
2000 2005 2050 2100 2200 2400<br />
Sensitivity<br />
7 AOGCM ensemble mean<br />
EQUI<br />
w NF<br />
EQUI<br />
w/o NF<br />
~2.8 0.7 0.8 1.5 2.0 2.9 4.2 5.2 4.9<br />
Wigley<br />
5%: 1.50 0.5 0.6 1.0 1.4 1.8 2.5 2.7 2.6<br />
50%: 2.60 0.6 0.8 1.4 2.0 2.8 4.0 4.8 4.5<br />
95%: 4.50 0.7 0.9 1.9 2.7 4.1 6.1 8.5 7.9<br />
Murphy<br />
5%: 2.40 0.6 0.7 1.4 1.9 2.6 3.7 4.4 4.1<br />
50%: 3.42 0.7 0.8 1.7 2.3 3.4 5.0 6.4 6.0<br />
95%: 5.37 0.8 0.9 2.0 3.0 4.6 7.0 10.2 9.5<br />
Knutti<br />
5%: 1.47 0.5 0.6 1.0 1.3 1.8 2.5 2.7 2.5<br />
50%: 4.33 0.7 0.9 1.9 2.7 4.0 6.0 8.1 7.6<br />
95%: 9.28 0.9 1.1 2.5 3.9 6.2 >8 18.1 17.0<br />
2.5.2 THE ‘PRESENT FORCING’ WARMING COMMITMENT<br />
One <strong>of</strong> the scenarios <strong>of</strong>ten used to convey a sense <strong>of</strong> inertia and <strong>of</strong> committed warming to policy makers is<br />
that <strong>of</strong> holding radiative forcing constant from a certain point in time.<br />
The Hadley Centre, for example, recently estimated the additional warming that would follow from<br />
stabilization <strong>of</strong> greenhouse gas concentrations at present levels (see thick dotted line in panel c <strong>of</strong> Figure 3).<br />
The total warming above pre-industrial by 2100 was estimated by about 1.1°C with an ultimate warming <strong>of</strong><br />
1.6°C over many centuries (Hadley Centre, 2002, p. 3, 2003, p. 12). Other models yield similar estimates when<br />
holding radiative forcing constant (Meehl et al., 2005; Wigley, 2005). Using a climate model with higher<br />
sensitivity (3.7°C) than in the Hadley Centre analysis, the results <strong>of</strong> Wetherald et al. (2001) 19 indicate a total<br />
warming at equilibrium <strong>of</strong> around 2.1°C above 1861-1890 would occur with forcing held constant at year<br />
2000 levels 20 .<br />
In this study, results suggest an increase <strong>of</strong> global mean surface temperatures by about 0.4°C up to 2400 over<br />
the observed 2002 levels (1.2°C above pre-industrial), if radiative forcing were held fixed at present levels<br />
(estimated to be 1.93 W/m 2 including natural forcings in 2005) (7AEM ). In equilibrium, temperatures are<br />
estimated to rise up to 1.5°C above pre-industrial values if assumptions on current natural forcing continue to<br />
19 The GFDL R15 model <strong>of</strong> (Manabe et al., 1991) was used and has a climate sensitivity in its mixed layer form <strong>of</strong> 3.7°C and in<br />
the full coupled version 4.5°C (Stouffer and Manabe, 1999). The committed warming has been calculated as the year 2000 difference<br />
<strong>of</strong> the mixed layer equilibrium model run and the transient AOGCM.<br />
20 This warming is the total reported from the equilibrium mixed layer (EML) model from 1760 and adjusted downwards by 0.2°C<br />
in order to ensure consistency with the here used base period from 1861-1890 (cf. Figure 1 <strong>of</strong> Wetherald et al, (2001).
WARMING C OMMITMENT 27<br />
apply. If no change <strong>of</strong> natural forcing since pre-industrial times were assumed, the equilibrium warming<br />
would be about 0.35°C lower, namely 1.2°C.<br />
Running the simple climate model with default IPCC TAR parameter settings, but the IPCC bounds <strong>of</strong><br />
climate sensitivity (1.5°C and 4.5°C), the 2400 total warming lies between 0.8°C and 1.7°C. At equilibrium<br />
the warming range would be 0.8 to 2.4°C (cf. Table II).<br />
It should be kept in mind that the present forcing is dampened greatly by the cooling effect <strong>of</strong> aerosols that<br />
counteracts the warming effect <strong>of</strong> greenhouse gases, although the magnitude is uncertain. Thus, the present<br />
forcing warming commitment might be up to 1.9 (2.1) °C by 2100 (2400) for the 7AEM , if it is assumed that<br />
SO 2 aerosol emissions were to cease, but greenhouse gas concentrations remain at the current level (452ppm<br />
CO 2 equivalence) 21 .<br />
Table II - 'Present forcing' warming commitment: temperature implications in case that radiative<br />
forcing is held constant at today’s (2005) levels (368ppm CO 2 equivalence). Otherwise as Table I.<br />
<strong>Climate</strong><br />
Sensitivity<br />
Temperature above pre-industrial<br />
(°C above pre-industrial)<br />
2000 2005 2050 2100 2200 2400<br />
EQU<br />
I w<br />
NF<br />
EQU<br />
I w/o<br />
NF<br />
7 AOGCM ensemble mean<br />
~2.8 0.7 0.8 1.0 1.1 1.1 1.2 1.5 1.2<br />
Wigley<br />
5%: 1.50 0.5 0.6 0.7 0.7 0.8 0.8 0.8 0.6<br />
50%: 2.60 0.6 0.7 0.9 1.0 1.1 1.1 1.4 1.1<br />
95%: 4.50 0.7 0.9 1.2 1.4 1.5 1.7 2.4 1.9<br />
Murphy<br />
5%: 2.40 0.6 0.7 0.9 1.0 1.0 1.1 1.3 1.0<br />
50%: 3.42 0.7 0.8 1.1 1.2 1.3 1.4 1.8 1.4<br />
95%: 5.37 0.8 0.9 1.3 1.5 1.7 1.9 2.9 2.2<br />
Knutti<br />
5%: 1.47 0.5 0.6 0.7 0.7 0.8 0.8 0.8 0.6<br />
50%: 4.33 0.7 0.9 1.2 1.3 1.5 1.7 2.3 1.8<br />
95%: 9.28 0.9 1.1 1.7 2.0 2.3 2.8 5.0 3.9<br />
21 Note that there is significant uncertainty in regard to the aerosols’ cooling effect. This greenhouse gas only CO 2 equivalence<br />
level has been derived from the 2005 radiative forcing when running the SRES A1B emission scenario with zeroed SO 2 emissions<br />
under the 7AEM procedure.
28 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
1000<br />
<strong>Concentration</strong> (ppmv)<br />
800<br />
600<br />
400<br />
a) CO 2<br />
constant emissions<br />
constant forcing<br />
zero emissions<br />
<strong>Concentration</strong> (ppmv)<br />
1000<br />
800<br />
600<br />
400<br />
b) CO 2 equivalent<br />
constant emissions<br />
constant forcing<br />
6.8<br />
5.7<br />
4.1<br />
1.9<br />
Rad. Forcing (W/m 2 )<br />
zero emissions<br />
˚C above pre-industrial<br />
4<br />
3<br />
2<br />
1<br />
c) Temperature<br />
@ 7 AOGCM ensemble mean<br />
observed<br />
CCSM3<br />
constant emissions<br />
Hadley<br />
constant forcing<br />
zero emissions<br />
0<br />
1900 2000 2100 2200 2300 2400<br />
Figure 3 - Effects <strong>of</strong> abrupt cessation <strong>of</strong> emissions, constant radiative forcing, and constant<br />
emissions from 2005 onwards (a) CO 2 concentrations, (b) CO 2 equivalent concentrations and<br />
radiative forcing, (c) global mean surface temperature. Shown are results <strong>of</strong> the ‘7 AOGCMs<br />
ensemble mean’ runs with an approximate climate sensitivity <strong>of</strong> 2.8°C. In addition, the 20 th warming<br />
commitment results are plotted for the CCSM3 model runs (Meehl et al., 2005) (grey solid lines).<br />
The Hadley centre’s estimate <strong>of</strong> the warming commitment related to a constant radiative forcing<br />
(dotted grey line in panel c) (Hadley Centre, 2002) is approximately equivalent to the 7AEM one<br />
derived here. All temperature model runs are calibrated towards the 1961-1990 observational record<br />
data from (Folland et al., 2001), shown with uncertainties (grey band with black solid line).
WARMING C OMMITMENT 29<br />
Global Mean Temperature<br />
(C˚ above pre-industrial)<br />
5<br />
4<br />
3<br />
2<br />
1<br />
a) Constant<br />
b) Present Forcing<br />
c)<br />
<strong>Emission</strong>s<br />
Zero <strong>Emission</strong>s<br />
0<br />
1900 2000 2100 2200 2300 24001900 2000 2100 2200 2300 2400 1900 2000 2100 2200 2300 2400<br />
Figure 4 - Global mean temperature increase in case that emissions are held constant at 2005 levels<br />
(left a,d), that radiative forcing is held constant (middle b,e) or that emissions are abruptly reduced<br />
to zero (right c,f). Likelihood ranges are given for the lognormal fit to the conventional 1.5-4.5°C<br />
IPCC range (Wigley and Raper, 2001): the 90% confidence range (dashed lines), the median<br />
projection (solid line), as well as the 1%, 10%, 33%, 66%, 90% and 99% percentiles (borders <strong>of</strong><br />
shaded areas).<br />
2.5.3 THE ‘GEOPHYSICAL’ WARMING COMMITMENT AND ITS INCREASE OVER<br />
TIME<br />
A complete and abrupt cessation <strong>of</strong> human emissions would soon reverse the increase in radiative forcing<br />
and result in a halt to global mean temperature. However, in the beginning, the cessation <strong>of</strong> sulphur emissions<br />
causes a short, but pronounced, increase in net radiative forcing and temperatures (Wigley, 1991). Within a<br />
decade temperatures would be begin to fall, though (Figure 3.c). Until at least 2100 it seems likely that<br />
temperature levels at least as high as year 2000 levels would prevail, even if all human-induced emissions were<br />
to be halted today. However, beyond 2100, there is no geophysical commitment to a further increase in<br />
warming, but there is a floor to how fast temperatures can drop 22 . The indicated lower bound <strong>of</strong><br />
approximately 0.3°C to 0.4°C results largely from the increase in solar forcing since pre-industrial times and<br />
assumed continuation <strong>of</strong> current levels (see section 2.4.5). CO 2 concentrations would fall slowly and approach<br />
levels that were found at the beginning <strong>of</strong> the 20 th century towards the end <strong>of</strong> the 22 nd century, namely<br />
300ppm (see Figure 3.a). The slow take up <strong>of</strong> the airborne fraction <strong>of</strong> anthropogenic carbon emissions by the<br />
oceans determines the rates <strong>of</strong> temperature reduction in the 22 nd century and beyond and also ultimately<br />
determines the rise in sea level.<br />
In order to see how the geophysical warming commitment increases with time, we have shown the effects <strong>of</strong><br />
emissions being switched <strong>of</strong>f at six ten-year intervals from 2001 to 2051 for the SRES A1B scenario on global<br />
mean temperature. This may help place lower bounds on the costs <strong>of</strong> delaying policy action (see section<br />
2.6.2). The additional ‘warming commitment’ by 2100 increases by about 0.2-0.3°C for each 10-year delay and<br />
over the period to 2400 by 0.1-0.2°C (see Table IV and Figure 5).<br />
22 One potential technique for increasing the rate <strong>of</strong> CO2 removal from the atmosphere beyond its natural limits could be<br />
biomass burning with subsequent capture and storage <strong>of</strong> CO2 in the flue gas (Azar et al., submitted).
30 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Table III - 'Geophysical' warming commitment: temperature implications in case that all emissions<br />
are ceased from 2005. Otherwise as Table I.<br />
Temperature above pre-industrial<br />
(°C above pre-industrial)<br />
<strong>Climate</strong><br />
EQUI w EQUI<br />
2000 2005 2050 2100 2200 2400<br />
Sensitivity<br />
NF w/o NF<br />
7 AOGCM ensemble mean<br />
~2.8 0.7 0.8 0.9 0.7 0.6 0.4 0.4 0.1<br />
Wigley<br />
5%: 1.50 0.5 0.7 0.6 0.5 0.4 0.3 0.2 0.0<br />
50%: 2.60 0.6 0.8 0.8 0.7 0.5 0.3 0.4 0.1<br />
95%: 4.50 0.7 1.0 1.2 1.0 0.7 0.5 0.7 0.1<br />
Murphy<br />
5%: 2.40 0.6 0.8 0.8 0.7 0.5 0.3 0.3 0.1<br />
50%: 3.42 0.7 0.9 1.0 0.8 0.6 0.4 0.5 0.1<br />
95%: 5.37 0.8 1.0 1.3 1.1 0.8 0.6 0.8 0.2<br />
Knutti<br />
5%: 1.47 0.5 0.7 0.6 0.5 0.4 0.3 0.2 0.0<br />
50%: 4.33 0.7 1.0 1.1 0.9 0.7 0.5 0.6 0.1<br />
95%: 9.28 0.9 1.2 1.6 1.5 1.2 0.9 1.5 0.4<br />
Table IV – The geophysical warming commitment over time (columns) is depending on the year,<br />
when emissions are reduced to zero (rows). Before being ceased, emissions were assumed to follow<br />
the SRES A1B-AIM baseline scenario (cp. Figure 5). Results are shown for the ‘7 AOGCM ensemble<br />
mean’ and equilibrium values with and without natural forcing (‘EQUI w NF’ and ‘EQUI w/o NF’,<br />
respectively).<br />
Temperature above pre-industrial<br />
(°C above pre-industrial)<br />
Ceasing<br />
205 210 220 240 EQUI EQUI<br />
2000 2005<br />
emissions<br />
0 0 0 0 w NF w/o NF<br />
2001 0.7 1.1 0.8 0.7 0.5 0.3 0.4 0.0<br />
2011 0.7 0.7 1.0 0.8 0.6 0.4 0.5 0.1<br />
2021 0.7 0.7 1.3 1.0 0.8 0.6 0.6 0.3<br />
2031 0.7 0.7 1.7 1.3 1.0 0.7 0.8 0.4<br />
2041 0.7 0.7 2.1 1.6 1.2 0.9 0.9 0.6<br />
2051 0.7 0.7 2.2 1.9 1.4 1.1 1.1 0.8
WARMING C OMMITMENT 31<br />
(ppmv)<br />
700<br />
600<br />
500<br />
400<br />
a) CO 2 concentrations<br />
Ceasing <strong>Emission</strong>s:<br />
2051<br />
2041<br />
2031<br />
2021<br />
2011<br />
2001<br />
(ppmv)<br />
300<br />
700<br />
600<br />
500<br />
400<br />
300<br />
b) CO 2 equivalent<br />
concentrations<br />
4.94<br />
4.16<br />
3.14<br />
1.95<br />
0.41<br />
Rad. Forcing (W/m2)<br />
(˚C above pre-industrial)<br />
2<br />
1<br />
0<br />
c) Temperature<br />
@ 7 AOGCM ensemble mean<br />
Figure 5 - Effects <strong>of</strong> 10 year lags in reducing emissions to zero on (a) CO 2 concentrations, (b) CO 2<br />
equivalent concentrations and radiative forcing, (c) global mean temperature. <strong>Emission</strong>s are<br />
reduced to zero in 2001, 2011,..,2051 after following the SRES A1B-AIM scenario.<br />
2.5.4 THE ‘FEASIBLE SCENARIO’ WARMING COMMITMENT<br />
We now turn to an examination <strong>of</strong> what the warming commitment might be for a range <strong>of</strong> feasible emissions<br />
scenarios. We use explicit scenarios from the literature that produce a range <strong>of</strong> different radiative forcing<br />
pathways (see section 2.3.4). If not otherwise indicated, all results below refer to the 7AEM results (see<br />
section 2.4.2). Furthermore, we examine the equilibrium warming when forcing is stabilized at a range <strong>of</strong> CO 2<br />
equivalent levels (see method’s section 2.4.4).<br />
For the period up to 2100, the 450ppm CO 2 scenarios result in a warming in the range <strong>of</strong> 2.2-2.4°C above<br />
pre-industrial levels (7AEM ). An exception is the A1FI-450 MiniCam scenario that results in higher warming<br />
(3.0°C) due to very high unabated N 2O emissions. For the two 400ppm scenarios the range is 1.9-2.1°C in<br />
2100. The 350ppm CO 2 stabilization scenarios <strong>of</strong> Azar et al. (submitted) yield a warming <strong>of</strong> about 1.5-1.7°C
32 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
by 2100 23 . In contrast, temperatures in 2100 will increase to levels that are between 2.5°C to 4.8°C above preindustrial<br />
ones, if emissions were to follow one <strong>of</strong> the non-mitigation scenarios analysed here (see Figure 6).<br />
In summary, if the 350ppm and 400ppm CO 2 scenarios were considered to represent the outer limit <strong>of</strong> where<br />
climate policies can reach, we would be committed to an additional warming <strong>of</strong> 0.7 to 1.3°C above the<br />
warming <strong>of</strong> 0.8°C in 2003 (Folland et al., 2001; Jones and Moberg, 2003).<br />
The period beyond 2100 is critical to warming commitment assessments. However, published mitigation<br />
scenarios are generally limited to 2100. Therefore, we have extended these scenarios so that they stabilize<br />
CO 2 concentrations at the indicated levels. For example, the WBGU B2-400 MESSAGE scenario is extended<br />
so that CO 2 concentrations stabilize at 400ppm. The emissions <strong>of</strong> other greenhouse gases and aerosols<br />
beyond 2100 are assumed to correlate with the extended fossil CO 2 emissions in a specific way, namely by<br />
making use <strong>of</strong> the 2100 emission characteristics <strong>of</strong> 54 SRES and post-SRES scenarios via the ‘Equal Quantile<br />
Walk’ method (see Chapter 0). A special case is the AZAR-350-BECS scenario, where the fossil CO 2<br />
emissions are negative (-3.6 GtC/yr) in 2100 and assumed to smoothly return to zero by 2200. As a<br />
consequence, CO 2 concentrations will stabilize at about 310ppm and CO 2 equivalent concentrations at about<br />
350ppm by 2150 (see Table V).<br />
By 2400, temperatures would have risen to 1.5°C, 2.0°C and 2.4°C for the 350ppm, 400ppm and 450ppm<br />
CO 2 stabilization scenarios, respectively, according to the ‘7AEM ’. Temperatures for the AZAR-350-BECS<br />
scenario, which is assumed to stabilize at the lowest CO 2 level <strong>of</strong> 310ppm, would have returned to about<br />
1.2°C by 2400 (see Figure 6).<br />
The risk <strong>of</strong> overshooting 2°C is about 66% for the 450 CO 2 scenarios (500 CO 2eq) (Figure 7 a),<br />
approximately 33% for the 400ppm CO 2 scenarios (440ppm CO 2eq) (Figure 7 b), and 33% around the peak<br />
and 2% in the long-term for the analysed 310ppm CO 2 scenario AZAR-350-BECS (350ppm CO 2eq)<br />
(Figure 7 c; cf. Table V for risks in equilibrium without natural forcing).<br />
2.5.5 RISK OF OVERSHOOTING CERTAIN WARMING LEVELS IN EQUILIBRIUM<br />
The warming commitments shown for the scenarios extend to 2400 and are not the final warming <strong>of</strong> the<br />
system if these concentration levels are maintained (Watterson, 2003). It is instructive therefore to examine<br />
the final committed warming in equilibrium. Taking into account the uncertainty in the climate sensitivity, we<br />
present probabilistic results in terms <strong>of</strong> the risks that certain temperature thresholds (1.5°C to 3.5°C) are<br />
overshot (see Table V). The estimates we present here constitute a lower bound estimate, if stabilization<br />
levels are approached ‘from above’, i.e. after concentration peaked at higher levels before returning to the<br />
ultimate stabilization level (cf. Figure 7 c). For the higher stabilization scenarios, risk might be lower in<br />
practice, if concentration levels were not stabilized, but continuously decreased after 2100. This would<br />
prevent the full equilibrium warming from being realized. It should be kept in mind that natural forcings are<br />
here not taken into account (see section 2.4.5).<br />
23 As aforementioned (section 2.3.4), the non-CO2 emissions for the Azar scenarios are here drawn from the WBGU B2-400<br />
scenario. Thus, temperature levels in 2100 could be slightly lower by a few tenths <strong>of</strong> a degree, if additional non-CO2 emission<br />
reductions were assumed below the ones <strong>of</strong> the WBGU B2-400 scenario.
WARMING C OMMITMENT 33<br />
<strong>Concentration</strong> (ppm)<br />
1000<br />
900<br />
800<br />
700<br />
600<br />
500<br />
400<br />
1000<br />
a) CO 2 1a<br />
900<br />
b) CO 2 equivalence<br />
300<br />
1900 2000 2100 2200 2300 2400<br />
(˚C above 1861-1890)<br />
4<br />
3<br />
2<br />
1<br />
3a<br />
3b<br />
1c<br />
1b<br />
2a<br />
1c<br />
1d<br />
2b<br />
1e<br />
1a<br />
1d 1b<br />
1e<br />
2b<br />
2a<br />
1a<br />
1b<br />
2a<br />
1c<br />
1d<br />
2b<br />
3c<br />
1e<br />
1c 1e 1d<br />
2b<br />
2a<br />
3a<br />
3b<br />
PF<br />
1a<br />
1b<br />
3c<br />
PF<br />
c) Temperature<br />
@ 7AOGCM ensemble mean<br />
0<br />
1900 2000 2100 2200 2300 2400<br />
<strong>Concentration</strong> (ppm)<br />
800<br />
700<br />
600<br />
500<br />
400<br />
6.85<br />
6.29<br />
5.65<br />
4.94<br />
4.12<br />
3.14<br />
1.95<br />
300<br />
0.41<br />
1900 2000 2100 2200 2300 2400<br />
Non-mitigation:<br />
1a<br />
1b<br />
1c<br />
1d<br />
1e<br />
2a<br />
2b<br />
A1FI-MI<br />
A1B-AIM<br />
A1T-WBGU<br />
A1T-MES<br />
B1-IMA<br />
B2-WBGU<br />
B1-WBGU<br />
PF<br />
1b<br />
1c<br />
1d<br />
2b<br />
1e<br />
1d<br />
1c 1e<br />
1b<br />
1a<br />
2b<br />
3a<br />
2a<br />
3b<br />
PF<br />
2a<br />
3c<br />
1a<br />
1b<br />
1c<br />
1d<br />
1e<br />
2a<br />
2b<br />
3a<br />
3b<br />
3c<br />
Mitigation:<br />
A1FI-450-MI<br />
A1B-450-AIM<br />
A1T-450-WBGU<br />
A1T-450-MES<br />
B1-450-IMA<br />
B2-400-WBGU<br />
B1-400-WBGU<br />
AZAR-350-NC<br />
AZAR-350-FC<br />
AZAR-350-BECS<br />
Present forcing commitment<br />
Radiative Forcing (W/m2)<br />
Figure 6 - The climatic effects <strong>of</strong> a range <strong>of</strong> SRES non-mitigation scenarios (dotted line) and 350-<br />
450ppm CO 2 stabilization scenarios (solid lines) on (a) CO 2 concentrations, (b) CO 2 equivalent<br />
concentration and radiative forcing, (c) global mean. For comparison, the ‘constant present forcing’<br />
run is plotted as in Figure 3.<br />
Global mean Temperature<br />
(˚C above pre-industrial)<br />
5<br />
4<br />
3<br />
2<br />
1<br />
a) 450 CO2/ 500 CO2eq<br />
b) 400 CO2 / 440 CO2eq<br />
c)<br />
(here: A1T-450-MES)<br />
(here: B2-400-WBGU)<br />
310 CO2/ 350 CO2eq<br />
(here: AZAR-350-BECS)<br />
0<br />
1900 2000 2100 2200 2300 2400 2000 2100 2200 2300 2400 2000 2100 2200 2300 2400<br />
Figure 7 - Temperature increase for mitigation scenarios stabilizing CO 2 at 450ppm (a), 400ppm (b)<br />
and 310ppm CO 2 (c). The CO 2 equivalent concentrations in 2400 are about 500, 440 and 350ppm,<br />
respectively (cf. Figure 6). Otherwise as Figure 4: The underlying climate sensitivity PDF is based<br />
on the conventional 1.5°C to 4.5°C range (Wigley and Raper, 2001).
34 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Probability <strong>of</strong> overshooting 2˚C warming<br />
100%<br />
90%<br />
80%<br />
70%<br />
60%<br />
50%<br />
40%<br />
30%<br />
20%<br />
10%<br />
Radiative forcing (W/m2)<br />
1.23 1.95 2.58 3.14 3.65 4.12 4.54 4.94 5.31<br />
Year 2000<br />
Andronova and Schlesinger (2001) - with sol.&aer. forcing<br />
Forest et al. (2002) - Expert priors<br />
Forest et al. (2002) - Uniform priors<br />
Gregory et al. (2002)<br />
Knutti et al. (2002)<br />
Murphy et al. (2004)<br />
Wigley and Raper (2001) - IPCC lognormal<br />
0%<br />
350 400 450 500 550 600 650 700 750<br />
CO2 equivalence stabilization level<br />
very<br />
likely<br />
likely<br />
medium<br />
likelihood<br />
very<br />
unlikely<br />
unlikely<br />
Probability <strong>of</strong> overshooting 2˚C (IPCC <strong>Term</strong>inology)<br />
Figure 8 – Risk <strong>of</strong> overshooting a 2°C target. Current estimates <strong>of</strong> the climate sensitivity suggest that<br />
only by stabilizing anthropogenic radiative forcing at levels below 400 or 450ppm CO 2 equivalent<br />
concentrations, the risk <strong>of</strong> overshooting the 2°C target can be termed “unlikely”. The actual 2000<br />
forcing range and its uncertainty (upper left bar) is taken from Knutti et al. (2002), with the grey<br />
square indicating this study’s present (2005) forcing assumption.
WARMING C OMMITMENT 35<br />
Given contemporary policy discussions around warming limits <strong>of</strong> 2°C (European Community, 1996; Caldeira<br />
et al., 2003) 5 we focus here on the probability that committed warming will lie above 2°C for different long<br />
term stabilization levels. From Figure 8, it can be seen that the choice <strong>of</strong> PDF for climate sensitivity<br />
uncertainty is quite fundamental in determining the probability <strong>of</strong> whether or not 2°C is already committed to<br />
for stabilization scenarios. The Knutti et al. (2002) and Gregory et al. (2002) PDFs with their long high tails<br />
imply the lowest probability to stay within the 2°C limit for the lower concentration levels. In contrast, the<br />
Forest et al. (Forest et al., 2002) estimate that is based on a confined expert a priori PDF suggests a narrower<br />
distribution and a lower mean estimate <strong>of</strong> climate sensitivity. Thus, according to the Forest et al. “expert<br />
prior” PDF, the risk <strong>of</strong> overshooting 2°C enters the “unlikely” range around 475ppm CO 2 equivalent<br />
stabilization level and is further reduced to “very unlikely” below the 410ppm CO 2 equivalent stabilization<br />
level 24 .<br />
For stabilization <strong>of</strong> greenhouse gas concentrations at 550ppm CO 2 equivalent, (corresponding approximately<br />
to a 475ppm CO 2 stabilization), the risk <strong>of</strong> overshooting 2°C is very high, namely between 68%-99%, with a<br />
mean <strong>of</strong> 85% across the different climate sensitivity PDFs 25 . In other words, the probability that warming will<br />
exceed 2°C could be categorized as ‘likely’ using the IPCC WGI <strong>Term</strong>inology. If greenhouse gas<br />
concentrations were to be stabilized at 450ppm CO 2 equivalent then the risk <strong>of</strong> exceeding 2°C would be<br />
lower, but still significant, in the range <strong>of</strong> 26% to 78% (mean 47%). This could roughly be categorized as<br />
having a “medium likelihood”. The 450ppm CO 2eq stabilization level would correspond roughly to the<br />
400ppm CO 2 scenarios discussed above. Only for stabilization levels <strong>of</strong> 400ppm CO 2 equivalent and below,<br />
the possibility that warming <strong>of</strong> more than 2°C will occur, could be classified as “unlikely” (range 2% to 57%<br />
with mean 27%). The risk <strong>of</strong> exceeding 2°C in equilibrium is further reduced, namely to 0% to 31% (mean<br />
8%), if greenhouse gases were stabilized at a 350ppm CO 2 equivalent level (see Figure 8).<br />
Again, the question <strong>of</strong> how much risk <strong>of</strong> overshooting 2°C we are committed to primarily depends on the<br />
applied definition <strong>of</strong> a ‘warming commitment’. Firstly, under a ‘constant emission’ scenario there is basically<br />
no chance (at best 2%, cf. Table V) to stay below 2°C in equilibrium. Secondly, the ‘present forcing warming<br />
commitment’ implies a 3% to 43% risk <strong>of</strong> overshooting 2°C – depending on the assumed climate sensitivity<br />
probability distribution function. When assuming the Murphy et al. (2004) climate sensitivity, the risk is about<br />
8%. Thirdly, the ‘geophysical warming commitment’ with zero emissions does not entail any risks to<br />
overshoot 2°C in equilibrium, since it implies that radiative forcing levels will return to near pre-industrial<br />
levels in the long term. Fourthly, quantification <strong>of</strong> the ‘feasible scenario warming commitment’ again greatly<br />
depends on whether a 500ppm CO 2 equivalent or rather a 350ppm CO 2 equivalence scenario are considered<br />
the lowest feasible mitigation options. For the climate sensitivity PDF that is based on the conventional IPCC<br />
range (Wigley and Raper, 2001), the probability that we are committed to 2°C in equilibrium range from a<br />
medium likelihood (60%) to exceptionally unlikely (1%) (see Table V).<br />
24 If not otherwise noted, this study follows the terminology introduced by the IPCC TAR WGI for presenting likelihoods in its<br />
Summary for Policymakers: Virtually certain (>99%), very likely (90%-99%), likely (66%-90%), medium likelihood (33%-66%),<br />
unlikely (10%-33%), very unlikely (1%-10%), exceptionally unlikely (
36 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Table V - Risk <strong>of</strong> overshooting different global mean temperatures in equilibrium for the analyzed<br />
warming commitments (rows). In the first two rows, the CO 2, and CO 2 equivalent concentrations are<br />
given for 2400. The risk <strong>of</strong> overshooting a certain temperature limit in equilibrium (excluding natural<br />
forcings) is given for four climate sensitivity PDF estimates by ‘Wigley’ et al., ‘Murphy’ et al., and<br />
‘Knutti’ et al. (see section 2.4.3). Values in bold indicate risks <strong>of</strong> less then 33%, termed by IPCC as<br />
‘unlikely’. For example, only if future CO 2 equivalent concentrations are stabilized below 400ppm,<br />
overshooting 2°C in equilibrium is ‘unlikely’ (risk below 33%) for three out <strong>of</strong> the four climate<br />
sensitivity PDFs.<br />
Warming commitment<br />
1.Constant 2.Present 3.Zero<br />
4. Feasible scenarios<br />
emissions forcing emissions a b c d<br />
CO2 in 2400 (ppm) 929 377 298 450 400 350 310<br />
CO2eq in 2400 (ppm) 899 368 282 500 440 385 350<br />
Risk <strong>of</strong> overshooting warming level (%)<br />
Wigley 100 14 0 87 65 26 6<br />
Murphy 100 37 0 100 97 60 17<br />
>1.5°<br />
C<br />
>2°C<br />
>2.5°<br />
C<br />
>3°C<br />
>3.5°<br />
C<br />
Knutti 100 59 0 91 82 66 50<br />
Wigley 99 3 0 60 32 7 1<br />
Murphy 100 8 0 95 69 18 3<br />
Knutti 98 43 0 81 69 50 33<br />
Wigley 96 0 0 34 12 1 0<br />
Murphy 100 2 0 73 33 5 1<br />
Knutti 95 30 0 70 57 38 20<br />
Wigley 87 0 0 17 4 0 0<br />
Murphy 100 1 0 43 13 2 0<br />
Knutti 91 19 0 61 47 27 9<br />
Wigley 75 0 0 8 2 0 0<br />
Murphy 99 0 0 21 5 1 0<br />
Knutti 86 10 0 52 38 18 0<br />
2.5.6 AVOIDABLE WARMING<br />
Avoidable warming is computed here on the basis <strong>of</strong> paired comparisons <strong>of</strong> mitigation and non-mitigation<br />
scenarios drawn from the range used in evaluating ‘feasible scenario’ warming commitments. Here we have<br />
compared the computed effects on global mean temperature between the SRES non-mitigation scenarios and<br />
the post SRES and/or WBGU 450 and 400ppm CO 2 mitigation scenarios. We compute the global mean<br />
temperature differences between the non-mitigation and mitigation scenario <strong>of</strong> the same scenario family until<br />
the year 2100. As a lower bound <strong>of</strong> the expected climate benefits, the ‘current avoidable warming’ indicates<br />
the warming difference in a specific year. The ‘equilibrium avoidable warming’ refers to the equilibrium<br />
warming difference that corresponds to forcing differences in a specific year (see Figure 10).<br />
2.5.6.1 Current avoidable warming<br />
The climate benefits <strong>of</strong> mitigation scenarios can be correlated to the mitigation effort, here indexed by the<br />
avoided cumulative fossil CO 2 emissions in any given year (see equation 3). The analysis shows that there is a<br />
significant temperature benefit (0.12-0.50°C) in most cases by 2050 based on the 7AEM climate simulations<br />
(see Figure 9). The benefits increase to a range <strong>of</strong> 0.13°C-0.60°C for higher climate sensitivity (4.5°C) and<br />
decrease to a range <strong>of</strong> 0.10°C-0.33°C for lower sensitivity (1.5°C). Note that for the B1 IMAGE scenarios the
WARMING C OMMITMENT 37<br />
450ppm CO 2 scenario is warmer than the reference case by about 0.2°C in 2050, which is due to the<br />
reductions <strong>of</strong> sulphur emissions in the 450ppm CO 2 scenario.<br />
Temperature increase<br />
(˚C above pre-industrial)<br />
@ 7 AOGCM ensemble mean<br />
5<br />
4<br />
3<br />
2<br />
1<br />
0<br />
a<br />
B1-450-IMAGE<br />
B1IMA<br />
B1-400-MES-WBGU<br />
B1MES-WBGU<br />
Year 2050<br />
A1T-450-MES<br />
A1TMES<br />
B2-400-MES-WBGU<br />
B2MES-WBGU<br />
A1T-450-MES-WBGU<br />
A1TMES-WBGU<br />
A1B-450-AIM<br />
A1BAIM<br />
A1FI-450-MiniCAM<br />
A1FIMI<br />
b<br />
B1-450-IMAGE<br />
B1IMA<br />
B1-400-MES-WBGU<br />
B1MES-WBGU<br />
Year 2100<br />
A1T-450-MES<br />
A1TMES<br />
B2-400-MES-WBGU<br />
B2MES-WBGU<br />
A1T-450-MES-WBGU<br />
A1TMES-WBGU<br />
A1B-450-AIM<br />
A1BAIM<br />
A1FI-450-MiniCAM<br />
A1FIMI<br />
2000<br />
c<br />
d<br />
A1FIMI<br />
Cumulative emissions<br />
(fossil CO2 as GtC since 2005)<br />
1500<br />
1000<br />
500<br />
0<br />
B1-450-IMAGE<br />
B1IMA<br />
B1-400-MES-WBGU<br />
B1MES-WBGU<br />
A1T-450-MES<br />
A1TMES<br />
B2-400-MES-WBGU<br />
B2MES-WBGU<br />
A1T-450-MES-WBGU<br />
A1TMES-WBGU<br />
A1B-450-AIM<br />
A1BAIM<br />
A1FI-450-MiniCAM<br />
A1FIMI<br />
B1-450-IMAGE<br />
B1IMA<br />
B1-400-MES-WBGU<br />
B1MES-WBGU<br />
A1T-450-MES<br />
A1TMES<br />
B2-400-MES-WBGU<br />
B2MES-WBGU<br />
A1T-450-MES-WBGU<br />
A1TMES-WBGU<br />
A1B-450-AIM<br />
A1BAIM<br />
A1FI-450-MiniCAM<br />
Figure 9 – Comparison <strong>of</strong> cumulative emissions and temperature increase for 2050 and 2100. The<br />
non-mitigation scenarios (black bars) have higher cumulative emissions (c,d) than the mitigation<br />
scenarios (grey bars). Consequently, the ‘current’ temperature increase up to year 2050 and 2100 is<br />
lower for almost all mitigation scenarios (cf. Figure 10). The 7AEM procedure has been applied here<br />
(cf. section 2.4.2).
38 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
It can be seen that the further one goes into the future the larger is the benefit <strong>of</strong> climate policy - with the<br />
benefit strongly associated with the scale <strong>of</strong> the mitigated emissions. In the 7AEM computations presented<br />
here, the avoided warming at any year is about 0.16 °C for each 100 GtC avoided cumulative fossil CO 2<br />
emissions until that year (see equation 3). Statistical analysis <strong>of</strong> existing multi-gas mitigation and nonmitigation<br />
scenarios suggests the following regression relationship for a climate sensitivity <strong>of</strong> about 2.8°C<br />
(‘7AEM ’):<br />
t<br />
0.16°<br />
C<br />
Δ T<br />
current, t<br />
= * Ei<br />
100GtC i =<br />
Δ<br />
(3)<br />
2000<br />
with<br />
Ei : Difference in fossil CO 2 emissions in year i between the unmitigated and mitigated cases as index <strong>of</strong> the (multi-gas)<br />
mitigation effort.<br />
T current, t : Difference in temperature in year t. between the unmitigated and mitigated cases.<br />
As in the case <strong>of</strong> equation (4), the regression coefficients are estimated from warming and cumulative<br />
emission differences between the non-intervention and intervention scenario variants in 2050, 2075, and 2100<br />
(see Figure 10). A higher or lower climate sensitivity would produce a higher or lower temperature scaling<br />
factor in equations (3) and (4) 26 .<br />
2.5.6.2 Avoidable warming in the longer term<br />
Note that the ‘current’ avoidable warming relation is a conservative lower bound estimate <strong>of</strong> the climate<br />
benefits <strong>of</strong> mitigation. The avoided warming due to fossil CO 2 emissions avoided up to specific year t, e.g.<br />
2050, 2075 or 2100, will grow beyond that year due to the inertia <strong>of</strong> the climate system. This effect is not fully<br />
captured by comparing avoided warming and avoided emissions for the same year, as presented in the<br />
previous section. Therefore, we present as well the equilibrium benefits <strong>of</strong> mitigation. The equilibrium<br />
benefits are computed as the difference <strong>of</strong> equilibrium warming that correspond to the forcing <strong>of</strong> the<br />
mitigation and non-mitigation scenario in a specific year. The avoided emission are the integral <strong>of</strong> the<br />
difference between the unmitigated and mitigated emissions scenarios from the base year until a specific year<br />
t <strong>of</strong> interest. A linear least squares regression across the scenario pairs for the years 2050, 2075 and 2100<br />
suggests that 0.26°C warming can be avoided in equilibrium for every 100GtC <strong>of</strong> avoided fossil CO 2<br />
emissions (‘7AEM ’):<br />
t<br />
0.26°<br />
C<br />
Δ T<br />
equilibrium,t<br />
= * Ei<br />
100GtC i =<br />
Δ<br />
(4)<br />
2000<br />
with<br />
E i : Difference in fossil CO 2 emissions in year i as index <strong>of</strong> the (multi-gas) mitigation effort.<br />
T equilibrium,t : Difference <strong>of</strong> equilibrium temperatures that correspond to radiative forcing levels in year t.<br />
26 Note that the regression factor (0.16°C/100GtC) cannot be simply scaled by the climate sensitivity due to the generally higher<br />
climate system inertia for higher climate sensitivities. Approximately, the regression factor can be scaled by the square root <strong>of</strong> the<br />
climate sensitivity, though. The regression factor has been derived by linear least-squares. The A1FI-MiniCAM scenarios were<br />
exempted from the regression as they fall far outside the range <strong>of</strong> the other scenarios and would thereby overproportionally influence<br />
the regression. Including the A1FI-MiniCAM scenario in the regression leads to factors <strong>of</strong> 0.14°C/100GtC and 0.23°C/100GtC for<br />
current and equilibrium avoided warming, respectively.
WARMING C OMMITMENT 39<br />
Avoidable warming (˚C)<br />
@ 7 AOGCM ensemble mean<br />
2.5<br />
2<br />
1.5<br />
1<br />
0.5<br />
0<br />
A1T-450-MES<br />
A1T-450-MES-WBGU<br />
B1-450-IMAGE<br />
B1-400-MES-WBGU<br />
B2-400-MES-WBGU<br />
B1-450-IMAGE<br />
A1T-450-MES<br />
A1B-450-AIM<br />
B1-450-IMAGE<br />
A1T-450-MES-WBGU<br />
B1-400-MES-WBGU<br />
A1T-450-MES<br />
A1FI-450-MiniCAM<br />
A1T-450-MES-WBGU<br />
B2-400-MES-WBGU<br />
B1-400-MES-WBGU<br />
A1B-450-AIM<br />
equilibrium<br />
B2-400-MES-WBGU<br />
-0.5<br />
0 200 400 600 800 1000 1200 1400 1600<br />
A1B-450-AIM<br />
Avoided cumulative fossil CO 2 emissions up to year X (GtC)<br />
2050<br />
A1FI-450-MiniCAM<br />
2075<br />
2100<br />
A1B-450-AIM<br />
current<br />
Avoidable warming in equilibrium<br />
corresponding to forcing in year X<br />
Name <strong>of</strong> mitigation variant <strong>of</strong><br />
scenario pair<br />
Avoidable warming in year X<br />
(current)<br />
A1FI-450-MiniCAM<br />
(c) malte.meinshausen@ethz.ch, October 2004<br />
Figure 10 - Benefits <strong>of</strong> mitigation. Here paired comparisons between mitigation and non-mitigation<br />
scenarios <strong>of</strong> the same SRES scenario families are shown. The horizontal axis displays the mitigation<br />
effort in terms <strong>of</strong> the difference in cumulative fossil CO 2 emissions <strong>of</strong> a mitigation and nonmitigation<br />
scenario up to the year 2050, 2075 and 2100, respectively. The vertical axis displays the<br />
avoidable warming up to the year 2050, 2075 and 2100. See text for more details.
40 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
2.6 DISCUSSION<br />
In this section we turn to a discussion <strong>of</strong> the results and their implications for climate policy debates.<br />
2.6.1 ‘FEASIBLE SCENARIO’ WARMING COMMITMENTS MIGHT UNDERESTIMATE<br />
AVOIDABLE WARMING<br />
Several caveats indicate that the ‘feasible scenario’ warming commitments are probably an upper estimate on<br />
the warming that we are committed to – taking into account climate system as well as socio-economic inertia.<br />
The feasible scenario range we deploy here does not necessarily cover the full range <strong>of</strong> plausible possibilities<br />
for future emissions. The biomass energy carbon capture and storage technologies used in one <strong>of</strong> the 350ppm<br />
CO 2 scenarios (AZAR-350-BECS) could in principle draw down CO 2 in the atmosphere. This class <strong>of</strong><br />
technologies appears feasible and the introduction rates could potentially be accelerated compared to the rates<br />
deployed in the 350 ppmv CO 2 scenarios if there were sufficient political interest in doing so.<br />
There is substantial uncertainty in regard to the costs <strong>of</strong> mitigation scenarios, which influence judgements as<br />
to their plausibility. Costs are highly dependent on the assumed reference (non mitigation) case and the level<br />
to which technological learning is included. The scenarios generally do not include the full range <strong>of</strong> mitigation<br />
options known for agricultural and other sectors, particularly for non-CO 2 gases, and hence the temperatures<br />
calculated here are a bit higher (a few tenths <strong>of</strong> a degree) than might otherwise be the case 27 .<br />
Furthermore, increased mitigation efforts and hence lower concentrations than analysed here might become<br />
more plausible if scientific developments raise and broaden the perceived risk <strong>of</strong> large scale climate system<br />
singularities. Examples for potential thresholds are manifold, such as the potential decay <strong>of</strong> the Greenland ice<br />
sheet or the collapse <strong>of</strong> the West Antarctic, either <strong>of</strong> which have the capacity to raise sea level by some 5-6<br />
meters on half millennial to millennial time scales in response to warming this century (Oppenheimer, 1998;<br />
O'Neill and Oppenheimer, 2002; Gregory et al., 2004; Oppenheimer and Alley, 2004; Thomas et al., 2004b).<br />
Other examples for potentially critical thresholds include a significant slow-down <strong>of</strong> the thermohaline<br />
circulation (Stocker and Wright, 1991; Rahmstorf, 1995, 1996), ecosystem risks, such as collapse <strong>of</strong> coral reefs<br />
(Hoegh-Guldberg, 1999), loss <strong>of</strong> biological hot spots or ecosystems with very high biodiversity values<br />
(Hannah et al., 2002; Midgley et al., 2002; Williams et al., 2003), or a threat <strong>of</strong> climate induced collapse <strong>of</strong> the<br />
Amazon rainforest (Cox et al., 2003; Cowling et al., 2004). In short, new scientific evidence and awareness <strong>of</strong><br />
such potential thresholds is likely to change assessment <strong>of</strong> what is plausible policy action.<br />
2.6.2 EXTRA WARMING DUE TO DELAYED MITIGATION IS LIKELY TO EXCEED<br />
THE ADDITIONAL GEOPHYSICAL WARMING COMMITMENT<br />
One <strong>of</strong> the issues that arises in climate policy is the climatic consequence <strong>of</strong> delay in taking action to limit<br />
emissions. The results presented here for the geophysical commitment calculations provide a way <strong>of</strong><br />
quantifying a lower bound for the effect <strong>of</strong> delay on long term warming. These show that the effect <strong>of</strong> a 10<br />
year delay in emission action commits to at least a further 0.2-0.3°C warming over 100-400 year time<br />
horizons. This is essentially a lower bound as emission reductions are very unlikely to exceed the complete<br />
cessation assumptions in these experiments. Also the geophysical warming commitment estimates neglect<br />
any technological or lock-in effects, if global emissions continue to rise unabated. Political, social, technical<br />
and infrastructural inertia is likely to multiply climatic costs that correspond to delays in mitigation action.<br />
27 In the post SRES scenarios, including the WBGU variants, the non-CO2 gases were not explicitly calculated except in<br />
so far as reductions occurred linked to change in fossil fuel emissions. Reductions in other sectors were usually not<br />
computed.
WARMING C OMMITMENT 41<br />
2.6.3 TIME IS RUNNING OUT FOR LIMITING WARMING BELOW 2°C<br />
The results can begin to provide an answer to the question “Under which emission scenarios is it still likely<br />
that we can achieve certain climate targets?”.<br />
The results suggest that a stabilization <strong>of</strong> radiative forcing at around 400ppm CO 2 (~2W/m 2 ) equivalence is<br />
needed, if global long-term temperature change is to be limited to at or below 2°C with reasonable certainty<br />
(see Figure 8). In 2000, the radiative forcing due to the well mixed greenhouse gases was already equivalent to<br />
440±20ppm CO 2 (2.43±0.24 W/m 2 ) (Ramaswamy et al., 2001, Table 6.11). The 2000 net radiative forcing<br />
was very likely to be lower, equivalent to 380 to 420 ppm CO 2 (1.25-2.5 W/m 2 – cf. (Knutti et al., 2002)),<br />
with positive contributions due to changes in tropospheric ozone and solar forcing, and (dominant) negative<br />
contributions due to (uncertain) aerosol cooling, among others. Thus, radiative forcing levels are likely to (or<br />
might have already) temporarily overshoot the levels that would be required to limit the temperature increase<br />
above preindustrial to below 2°C in the long-term (see Figure 8). This does however not mean, that 2°C<br />
warming is inevitable. Continued emission reductions might reduce the radiative forcing levels might again in<br />
the long-term, so that the equilibrium warming levels might not be felt thanks to the inertia <strong>of</strong> the climate<br />
system.<br />
The lower mitigation scenarios used here overshoot their ultimate CO 2 equivalent stabilization levels in the<br />
21 st century. The results suggest that if the ultimate stabilization level is below 450ppm CO 2eq, the initial<br />
peaking level around 2100 seems to be the decisive characteristic for determining the maximum temperature<br />
increase (cf. Figure 7). The peaking concentration in turn will be the main determinant behind emission<br />
reduction needs in the coming years and decades (see Table VI), in the sense that the lower the peak level, the<br />
faster would need to be the emission reductions.<br />
In any case, it becomes clear that rapid emission reductions are needed within the next few decades globally<br />
in order to substantially limit the risk <strong>of</strong> overshooting the European Union’s 2°C goal 5 . Table V shows that<br />
only the scenarios with stabilization levels below 450 limits to a moderate (400 ppmv scenarios) or low level<br />
(350ppmv scenarios) <strong>of</strong> risk <strong>of</strong> overshooting 2°C. Global fossil CO 2 emission pr<strong>of</strong>iles consistent with<br />
moderate to low levels <strong>of</strong> risk <strong>of</strong> exceeding 2°C are contingent on the level <strong>of</strong> risk and the assumed feasible<br />
technologies (Table VI).<br />
For moderate levels <strong>of</strong> risk and for scenarios using a conventional technological mix including renewables<br />
and some carbon capture and storage global CO 2 emissions need to be limited to around a 20% increase by<br />
2020 relative to 1990 and then decrease to around 40-50% below 1990 levels by 2050.
42 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Table VI – Global emissions relative to 1990 for the analyzed mitigation scenarios. The ‘all GHGs’<br />
columns comprise CO 2, CH 4, N 2O, HFCs, PFCs, and SF 6. Values are bracketed for the CO 2-only<br />
AZAR scenarios that have been complemented by non-CO 2 emissions from B2-400-WBGU. In<br />
addition, the first two columns indicate the risk <strong>of</strong> overshooting 2°C in equilibrium and at peaking<br />
temperature values based on transient runs (roughly around 2100 for the lower 6 scenarios – cf.<br />
Figure 7). Only the lower stabilization scenarios have a “unlikely” risk <strong>of</strong> overshooting, although<br />
their overall risk from transient runs might be higher than the risks in equilibrium. The lognormal<br />
climate sensitivity PDF base on the conventional 1.5°C to 4.5°C IPCC uncertainty range has been<br />
applied here (Wigley and Raper, 2001) (cf. Table V).<br />
Risk > 2°C Risk > 2°C<br />
Global emissions relative to 1990 (%)<br />
equilibrium ~2100 all GHGs fossil CO2 only<br />
Mitigation scenario (Wigley) (Wigley) 2020 2050 2100 2020 2050 2100<br />
B1-450-IMA 60% ~60% 127% 100% 46% 138% 102% 53%<br />
A1T-450-MES 60% ~60% 122% 102% 54% 149% 107% 45%<br />
A1B-450-AIM 60% ~60% 101% 102% 75% 103% 96% 65%<br />
A1T-450-WBGU 60% ~60% 115% 107% 49% 125% 113% 31%<br />
A1FI-450-MI 60% 93% 126% 120% 102% 119% 84% 94%<br />
B2-400-WBGU 32% 33% 111% 66% 42% 121% 42% 26%<br />
B1-400-WBGU 32% 50% 110% 69% 41% 120% 56% 27%<br />
AZAR-350-FC 7% 10% (80%) (51%) (28%) 67% 16% 1%<br />
AZAR-350-NC 7% 10% (87%) (49%) (28%) 80% 13% 1%<br />
AZAR-350-BECS 1% 33% (107%) (78%) (-5%) 115% 64% -57%<br />
2.6.4 INTERACTION BETWEEN AEROSOL AND WARMING COMMITMENT<br />
TIMESCALE<br />
The committed warming, or level <strong>of</strong> warming that is avoidable, also depends on the residence times <strong>of</strong> the<br />
atmospheric radiative forcing agents. Aerosols have a short lifetime (months to 1 or 2 years). Reductions in<br />
aerosols (which overall are estimated to have a negative radiative forcing) and other air pollutants, such as<br />
those leading to tropospheric ozone formation (with a substantial positive radiative forcing) can lead to large<br />
net changes in forcing on shorter times scales than apply to the well mixed greenhouse gases. Changes in CO 2<br />
forcing, which are partly shaded by the aerosol effect, will happen much more slowly and the effects <strong>of</strong> past<br />
emissions will survive much longer in the atmosphere. The net effect is that policies that reduce both air<br />
pollution (aerosols) and CO 2 may result in more warming in the short term (decades), whilst reducing<br />
warming in the longer term (see Figure 3, Figure 10 and cf. Wigley (1991)). Hence the avoidable warming in<br />
the short term may not be as great as sometimes assumed. The robustness <strong>of</strong> these results outlined here<br />
need to be further examined to take into account actual sulphur emissions and other air pollutants that affect<br />
tropospheric ozone levels, for example. Sulphur emissions might already be lower than assumed in the post-<br />
SRES and SRES scenarios (Streets et al., 2001). This means that some <strong>of</strong> the additional temperature increases<br />
in the first decades <strong>of</strong> the 20 th century resulting from the mitigation scenarios used in this work arising from<br />
the sulphur emission reductions in these scenarios would not occur. This may have the effect <strong>of</strong> enhancing<br />
the benefits <strong>of</strong> climate policy on a 2020s or 2030s time scale. On the other hand, reactive gas emissions,<br />
which lead to tropospheric ozone formation that adds positively to radiative forcing may be less than<br />
assumed as well, reducing the apparent benefit <strong>of</strong> mitigation (Wigley et al., 2002). By the time <strong>of</strong> the 2050s,
WARMING C OMMITMENT 43<br />
there is however a clear difference between mitigation and non-mitigation scenarios, up to 0.5°C for the A1B<br />
scenarios (see Figure 1).<br />
2.6.5 UNCERTAINTY IN CLIMATE SENSITIVITY<br />
The climate sensitivity strongly affects estimates <strong>of</strong> the warming to which we are committed. Firstly, the<br />
higher the sensitivity, the higher is the equilibrium warming commitment for a given emissions pathway.<br />
Secondly, the range <strong>of</strong> warming implied by a fixed range <strong>of</strong> climate sensitivity can grow or shrink over time,<br />
depending on whether radiative forcing increases or decreases, respectively (see Figure 4). This illustrates the<br />
simple fact that the more we move away from pre-industrial greenhouse gas levels, the more uncertain we are<br />
about the absolute climate system response.<br />
As can be seen from the range <strong>of</strong> results in Figure 2 there is a large uncertainty in this key parameter, which is<br />
<strong>of</strong> quite fundamental significance for policy in general and specifically in relation to the question <strong>of</strong> long term<br />
warming commitments. This would be substantially reduced if there were some fundamental narrowing <strong>of</strong><br />
the uncertainty range such as the the ruling out <strong>of</strong> climate sensitivities higher than 4°C and lower than 1.5°C,<br />
as has been argued by Schneider von Deimling et al. (2004) on the basis <strong>of</strong> assessment <strong>of</strong> constraints on<br />
climate system feedbacks that applied during the last the Last Glacial Maximum (about 21’000 years ago) and<br />
projected to a doubled CO 2 climate, . However, several factors weigh against a strong conclusion based in this<br />
or earlier paleoestimates <strong>of</strong> climate sensitivity (H<strong>of</strong>fert and Covey, 1992; Covey et al., 1996). It cannot be<br />
assumed that the scale <strong>of</strong> climate system feedbacks during glacial times will be limited in the same way in a<br />
warmer world in the future. Much remains to be explained in relation to the operation <strong>of</strong> the hydrological<br />
cycle and oceans for example during warmer period <strong>of</strong> earth system history such as the Paleo Eocene<br />
Thermal Maximum (Schmidt and Shindell, 2003; Renssen et al., 2004) which may be relevant to the future.<br />
Whilst research will assist in narrowing uncertainties, policy action based on current scientific knowledge may<br />
need to rely on a precautionary approach as recognised in Article 3.3 <strong>of</strong> the UNFCCC.<br />
2.6.6 CARBON CYCLE FEEDBACKS AND THE WARMING COMMITMENT FOR A<br />
PARTICULAR EMISSION SCENARIO<br />
Positive terrestrial carbon cycle feedbacks (Jones et al., 2003a; Jones et al., 2003b) or releases <strong>of</strong> methane<br />
hydrates (Archer and Buffett, 2005) would add to the warming arising from any particular emission scenario<br />
as they would increase CO 2 and methane levels in the atmosphere substantially above the levels assumed in<br />
the current work. This would result in larger long term warming for any given emission scenario used here.<br />
2.6.7 POSSIBLE UNDERESTIMATION OF THE COOLING RATE FOR SCENARIOS<br />
WITH REDUCING RADIATIVE FORCING<br />
A limitation <strong>of</strong> the applied climate model and hence the presented results is its symmetric response to<br />
positive and negative radiative forcing. The climate system is likely to respond faster to a reduction in forcing<br />
than to an increase, due to the physics <strong>of</strong> the ocean response to forcing changes. In other words, the climate<br />
system at the global level is likely to cool faster than it warms. For a warming climate the ocean becomes<br />
more thermally stratified and hence deeper mixing slows relatively, and for a cooling climate, with declining<br />
radiative forcing, this thermal stratification is reduced and hence the response is faster. Hence if radiative<br />
forcing declines then at the global level, the response to a reduction in forcing will be faster than when<br />
radiative forcing was increasing (Stouffer, 2004). These processes are likely to be important in the latter parts<br />
<strong>of</strong> the 21 st century and beyond in relation to climate policy aimed at preventing dangerous changes in the<br />
climate system. However, this effect is not captured in the upwelling-diffusion ocean model in MAGICC 4.1<br />
as it responds symmetrically to warming and cooling. Thus, the rate <strong>of</strong> cooling for the geophysical warming<br />
commitment and the lower mitigation scenarios might actually be faster than presented here (see Figure 3,<br />
Figure 5 and Figure 6).
44 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
2.6.8 ULTIMATE WARMING COMMITMENT BOUND FROM BELOW BY SLOW<br />
PERMANENT CO2 SINK AT OCEAN FLOOR<br />
The long atmospheric residence time <strong>of</strong> CO 2 and long-lived halogenated compounds has a significant impact<br />
on the committed long-term warming and sea level rise. Anthropogenic carbon dioxide emissions are taken<br />
up by the terrestrial biosphere and the oceans at first relatively rapidly. Mid range carbon cycle model such as<br />
that used in MAGICC indicate that after a century about 30% <strong>of</strong> unit emissions made at present would<br />
remain in the atmospheres and after about 500 years 15% would remain. In the longer term however the<br />
uptake is governed by slow processes at the ocean floor and reactions with igneous rocks on land so that after<br />
100,000 years about 7% <strong>of</strong> present emissions would still remain in the atmosphere (Archer et al., 1997;<br />
Archer et al., 1998; Archer, in press). This implies a significant future commitment arising from contemporary<br />
emissions patterns over millennial time scales even if all emission ceased, unless there is substantial use <strong>of</strong><br />
technologies such as the combined biomass burning and CO 2 capture and storage option and the<br />
containment efficiency <strong>of</strong> the captured CO 2 is high for very long periods (Haugan and Joos, 2004) For<br />
example, in the absence <strong>of</strong> the latter option, even if emissions were to cease in the next few years, CO 2 levels<br />
would remain above the highest levels that have prevailed over the last 420,000 years before the present<br />
historical period for the next 10,000 years 28 .<br />
2.7 CONCLUSIONS<br />
There is no single scientific assessment that can be made <strong>of</strong> a ‘warming commitment’. If global humaninduced<br />
greenhouse gas and aerosol emissions were to cease immediately temperature would continue to<br />
increase, but then begin dropping rapidly after a decade before slowly returning to temperature characteristic<br />
<strong>of</strong> the mid 20 th century by the end <strong>of</strong> the 22 nd century, namely to 0.3°C – 0.5°C above pre-industrial levels.<br />
The main insights that one can derive from the zero emissions scenario is that there is a floor to how fast<br />
temperatures can drop in the long term (in the absence <strong>of</strong> negative emissions).<br />
It is clear from the analysis here that the ‘feasible scenario warming commitment’ for the period to 2100<br />
depends significantly upon the assumed emission mitigation scenarios. Therefore, transparency is warranted<br />
in regard to the token socio-economic assumptions in each mitigation scenario. If one believes that the most<br />
rapid feasible CO 2 reduction scenario in the literature cited above is plausible (Azar et al., submitted) then the<br />
peak temperature during the 21 st century is around 1.6-1.7°C and this declines to around 1.5-1.6°C warming<br />
above pre-industrial by 2100, for the ‘7AEM ’. On the other hand, if one believes that the maximum plausible<br />
policy effort corresponds to the B2 WBGU 400ppm CO 2 stabilization scenarios then warming at the end <strong>of</strong><br />
the 21 st century would be around 1.9°C or a bit lower when additional policies and options to reduce non-<br />
CO 2 gases were accounted for. If 450ppm CO 2 scenarios correspond to one’s assessment <strong>of</strong> the maximum<br />
plausible climate policy then the warming by 2100 is limited to about 2.2-2.4°C.<br />
Uncertainties in knowledge <strong>of</strong> the climate sensitivity warrant probabilistic assessments <strong>of</strong> warming<br />
commitments for specific scenarios. The conventional uncertainty range <strong>of</strong> climate sensitivity (1.5°C to<br />
4.5°C) suggests that only by stabilizing anthropogenic radiative forcings at levels below CO 2 equivalent<br />
concentrations <strong>of</strong> 440ppm (CO 2 only below 400ppm) is there more than a 66% chance <strong>of</strong> limiting the global<br />
mean temperature increase to below 2°C. Five out <strong>of</strong> the 6 more recent climate sensitivity PDF estimates<br />
suggest that CO 2eq concentrations have to be even lower in order to have a “likely” chance <strong>of</strong> achieving a<br />
2°C target, namely below 400ppm CO 2eq in equilibrium (see Figure 8).<br />
The scenario range above does not necessarily cover the full range <strong>of</strong> possibilities. For example the<br />
introduction <strong>of</strong> biomass fuel with carbon capture and storage technology used in the Azar et al. (submitted)<br />
scenarios, which essentially would draw down CO 2 in the atmosphere, could be accelerated if it were deemed<br />
necessary. Such a necessity might arise if critical climate damages were identified for warming levels whose<br />
28 Estimated using the following assumptions: (a) emissions from fossil fuels and deforestation in the historical period to the<br />
present are 450 GtC and (b) the time scales <strong>of</strong> removal are those reported by Archer et al (1997; 1998) and (c) CO2 did not exceed<br />
280-290ppm throughout the last 420’000 years.
WARMING C OMMITMENT 45<br />
avoidance or prevention, pursuant to international legal obligations under Article 2 <strong>of</strong> the UNFCCC, required<br />
that greenhouse gas concentrations be reduced after peaking. Whilst there is no global agreement at present<br />
on such thresholds, scientific progress points in the direction <strong>of</strong> the existence <strong>of</strong> these, which - if confirmed -<br />
could sooner or later yield to political agreement given the scale <strong>of</strong> the physical dangers. Examples <strong>of</strong><br />
potential thresholds in this area include the risk <strong>of</strong> substantial ecosystem damage which has led to a finding<br />
that “returning to near pre-industrial global temperatures as quickly as possible could prevent much <strong>of</strong> the<br />
projected, but slower acting, climate-related extinction from being realized” (Thomas et al., 2004a) and in the<br />
risk <strong>of</strong> West Antarctic Ice Sheet disintegration or collapse triggered by either atmospheric or ocean warming<br />
(Oppenheimer and Alley, 2004). The results <strong>of</strong> this work suggest that if operationalization <strong>of</strong> Article 2 <strong>of</strong> the<br />
UNFCCC required that global mean surface warming be limited below 2°C with a high (90% or greater<br />
probability) then in the 22 nd century CO 2 levels would need to be drawn down to below 350 ppmv CO 2<br />
equivalent,<br />
In relation to warming commitments in the period to the 2050s it is clear from the analysis here that there are<br />
significant benefits in terms <strong>of</strong> reduction in global mean warming available from mitigation scenarios. The<br />
benefits depend on the reference scenario – the higher the reference scenario the greater is the benefit <strong>of</strong> the<br />
mitigation scenarios examined here. For the ‘7AEM ’ computations, the avoidable warming in a given year is<br />
found to be about 0.16°C for every 100GtC avoided cumulative fossil CO 2 emissions up to that year. The<br />
ultimate benefit <strong>of</strong> mitigation efforts will be higher, though, about 0.26°C for every avoided 100GtC fossil<br />
CO 2 emissions in equilibrium.
46 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS
3<br />
M ULTI-GAS E MISSIONS PATHWAYS TO<br />
M EET C LIMATE TARGETS 29<br />
Malte Meinshausen, Bill Hare 30 , Tom Wigley 31 , Detlef Van Vuuren 32 , Michel Den Elzen 32 , Rob Swart 33<br />
Submitted to Climatic Change, 25 June 2004<br />
Returned to authors for revision, 18 February 2005<br />
Resubmitted in revised form to Climatic Change: 27 April 2005<br />
29 First <strong>of</strong> all, the authors are thankful to the most helpful review comments by Francisco de la Chesnaye and an anonymous reviewer.<br />
The authors are indebted to the modeling groups participating in EMF-21, whose data, compiled by G.J. Blanford has been used for<br />
comparison. The authors would also like to thank Claire Stockwell and Vera Tekken for magnificent editing support and Nicolai<br />
Meinshausen for most valuable help on statistics. Furthermore, we truly benefited from inspiring discussions with Dieter Imboden,<br />
Marcel Berk, Michiel Schaeffer, Bas Eickhout and Adrian Müller. Malte Meinshausen would also like to thank the whole RIVM team<br />
for their hospitality during a four-month research visit. As usual, shortcomings in this study remain in the responsibility <strong>of</strong> the<br />
authors.<br />
30 Visiting Scientist, Potsdam Institute for <strong>Climate</strong> Impact Research (PIK), Telegrafenberg A31, D-14412 Potsdam, Germany<br />
31 National Center for Atmospheric Research, NCAR, P.O., Box 3000, Boulder, CO 80307, Colorado, United States<br />
32 National Institute for Public Health and Environment (RIVM), 3720 BA Bilthoven, the Netherlands<br />
33 EEA European Topic Center for Air and <strong>Climate</strong> Change (ETC/ACC), RIVM, 3720 BA Bilthoven, the Netherlands
48 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
3.1 SUMMARY<br />
So far, climate change mitigation pathways focus mostly on CO 2 and a limited number <strong>of</strong> climate targets.<br />
Comprehensive studies on the emission implications <strong>of</strong> climate targets have been hindered by the absence <strong>of</strong><br />
a flexible method to generate multi-gas emissions pathways, user-definable in shape and the climate target.<br />
The presented method “Equal Quantile Walk” (EQW) is intended to fill this gap, building upon and<br />
complementing existing multi-gas emission scenarios. The EQW method generates new mitigation pathways<br />
by ‘walking along equal quantile paths’ <strong>of</strong> the emission distributions derived from existing multi-gas IPCC<br />
baseline and stabilization emission scenarios. Considered emissions include those <strong>of</strong> CO 2 and all other major<br />
radiative forcing agents (greenhouse gases, ozone precursors and sulphur aerosols). Sample EQW pathways<br />
are derived for stabilization at 350ppm to 750ppm CO 2 concentrations and compared to WRE pr<strong>of</strong>iles.<br />
Furthermore, the ability <strong>of</strong> the method to analyze emission implications in a probabilistic multi-gas<br />
framework is demonstrated. The risk <strong>of</strong> overshooting a 2°C climate target is derived by using different sets<br />
<strong>of</strong> EQW radiative forcing peaking pathways. If the risk shall not be increased above 30%, it seems necessary<br />
to peak CO 2 equivalence concentrations around 475ppm and return to lower levels after peaking (below<br />
400ppm). EQW emissions pathways generated could be applied in studies relating to Article 2 <strong>of</strong> the<br />
UNFCCC, for the analysis <strong>of</strong> climate impacts, adaptation and emission control implications associated with<br />
certain climate targets.<br />
3.2 INTRODUCTION<br />
Ten years after its entry into force, the United Nations Framework Convention on <strong>Climate</strong> Change<br />
(UNFCCC) has been ratified by 188 countries 34 . It calls for the prevention <strong>of</strong> ‘dangerous anthropogenic<br />
interference with the climate system’ (Article 2). In order to study the transient climate impacts <strong>of</strong> humaninduced<br />
greenhouse gas (GHG) emissions and its implications for emission control policies, multi-gas<br />
emissions pathways that capture a wide range <strong>of</strong> intervention and non-intervention emission futures are<br />
required.<br />
The aim <strong>of</strong> this study is to present a method that can simultaneously meet three goals relevant to studies<br />
relating to Article 2.<br />
• The first goal is to generate multi-gas emissions pathways consistent with the range <strong>of</strong> climate policy<br />
target indicators under discussion. The target parameter and its level can be freely selected. Examples <strong>of</strong><br />
target parameters include CO 2 concentrations, radiative forcing, global mean temperatures or sea<br />
level rise.<br />
• The second goal is that the multi-gas pathways generated should have a treatment <strong>of</strong> non-CO 2 gases<br />
and radiative forcing agents that is consistent with the range <strong>of</strong> multi-gas scenarios in the literature.<br />
The inclusion <strong>of</strong> a non-CO 2 component in the newly created emissions pathways might significantly<br />
improve on mitigation pathways generated in the past but without the necessity <strong>of</strong> a comprehensive<br />
analysis <strong>of</strong> mitigation options across energy, agriculture, and other sectors. Several studies have<br />
shown that it is important to take into account the full range <strong>of</strong> greenhouse gases including, but not<br />
limited to, the 6 greenhouse gases and gas groups controlled by the Kyoto Protocol both for<br />
economic cost-effectiveness and climatic reasons (Reilly et al., 1999a; Hansen et al., 2000; Manne and<br />
Richels, 2001; Sygna et al., 2002; Eickhout et al., 2003; van Vuuren et al., 2003a). However, until<br />
recently, most studies have focused on CO 2 only.<br />
34 The United Nations Framework Convention on <strong>Climate</strong> Change (UNFCCC) is available online at<br />
http://unfccc.int/resource/docs/convkp/conveng.pdf. Its status <strong>of</strong> ratification can be accessed at<br />
http://unfccc.int/resource/conv/ratlist.pdf.
EQW MULTI-GAS P ATHWAYS 49<br />
• The third goal is to create a method to generate multi-gas pathways for user-specified climate targets.<br />
Developing a flexible method, rather than only a limited number <strong>of</strong> mitigation pathways, has<br />
significant advantages. For example, it can facilitate a comprehensive exploration <strong>of</strong> the emission<br />
implications <strong>of</strong> certain climate targets, given our scientific uncertainties in the main climate systems<br />
components, such as climate sensitivity and ocean diffusivity.<br />
There are two broad classifications <strong>of</strong> emissions pathways: a non-interventionist (baseline) path or one with<br />
some level <strong>of</strong> normative intervention (mitigation). Furthermore, a distinction is drawn here between scenarios<br />
and emissions pathways. Whereas the latter focus solely on emissions, a scenario represents a more complete<br />
description <strong>of</strong> possible future states <strong>of</strong> the world, including their socio-economic characteristics and energy<br />
and transport infrastructures. Under this definition, many <strong>of</strong> the existing ‘scenarios’ are in fact pathways,<br />
including the ones derived in this study. Following the distinction between ‘emission scenarios’ and<br />
‘concentration pr<strong>of</strong>iles’ introduced by Enting et al. (1994), the term ‘pr<strong>of</strong>iles’ is here used for time trajectories <strong>of</strong><br />
concentrations.<br />
Existing mitigation pathways or scenarios differ in many respects, for example in regard to the type and level<br />
<strong>of</strong> their envisaged climate targets (see overview in Table VII).<br />
One <strong>of</strong> the major challenges for the design <strong>of</strong> global mitigation pathways is the balanced treatment <strong>of</strong> CO 2<br />
and non-CO 2 emissions over a range <strong>of</strong> climate targets with varying levels <strong>of</strong> stringency. Another major<br />
challenge is highlighted by the debate on ‘early action’ versus ‘delayed response’ (see e.g. Ha-Duong et al., 1997;<br />
see e.g. Azar, 1998). Both issues arise from the fact that a long-term concentration, temperature or sea-level<br />
target can be achieved through more than one emissions pathway. <strong>Emission</strong>s in one gas (e.g. CO 2) can be<br />
balanced against reductions in another gas (e.g. N 2O), which leads to a ‘multi-gas indeterminacy’. This is<br />
somewhat parallel to the debate on the ‘timing <strong>of</strong> emission reductions’, since emissions in the near-term may<br />
be balanced against reductions in the long-term. Obviously, there is a clear difference too: The ‘timing’ <strong>of</strong><br />
emission reductions touches intergenerational equity questions much more directly than trade-<strong>of</strong>fs between<br />
gases. Only indirectly, trade-<strong>of</strong>fs between gases might have some implications for intergenerational issues, e.g.<br />
if states operate under a ‘Global Warming Potential’ (GWP) based commitment period regime for gases <strong>of</strong><br />
different lifetimes (Smith and Wigley, 2000b; Sygna et al., 2002). This paper proposes a method, which is<br />
characterized by its unique way <strong>of</strong> handling the ‘multi-gas indeterminacy’.<br />
In the next section we review previous approaches to handling non-CO 2 gases in intervention pathways and<br />
in climate impact studies (Section 3.3). The ‘Equal Quantile Walk’ (EQW) method is presented subsequently<br />
(Section 3.4). EQW generated multi-gas pathways are presented and compared with existing mitigation<br />
pathways (Section 3.5). Limitations <strong>of</strong> the EQW method are discussed subsequently (Section 3.6). Finally, we<br />
conclude and suggest future work that can build on the presented method (Section 3.7).
50 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Table VII – Overview <strong>of</strong> intervention pathways and scenarios.<br />
Name <strong>Climate</strong> Target Characteristic / Comment Reference<br />
CO2 concentration CO2pr<strong>of</strong>iles developed as part <strong>of</strong> a carbon-cycle<br />
‘S’ pr<strong>of</strong>iles<br />
stabilization at 350, inter-comparison exercise (Enting et al., 1994).<br />
450, 550, 650 & 750 CO2 emissions departed from ‘business-asusual’<br />
ppm<br />
in 1990. CO2 emissions varied only.<br />
‘WRE’<br />
pr<strong>of</strong>iles<br />
Post-SRES<br />
(IPCC<br />
stabilization<br />
scenarios)<br />
TGCIA450<br />
IMAGE Se<br />
MESSAGE-<br />
WBGU ‘03<br />
EMF-21<br />
CO2 concentration<br />
stabilization at 350,<br />
450, 550, 650, 750<br />
& 1000 ppm<br />
CO2 concentration<br />
stabilization at<br />
levels between 440<br />
and 750 ppm<br />
CO2 concentration<br />
stabilization at 450<br />
ppm<br />
CO2 equivalent<br />
concentration<br />
stabilization (based<br />
on radiative forcing<br />
<strong>of</strong> all GHGs<br />
included in Kyoto<br />
Protocol) at 550,<br />
650 and 750 ppm<br />
CO2 concentration<br />
stabilization at 400<br />
and 450 ppm<br />
Radiative forcing<br />
stabilization at 4.5<br />
W/m2<br />
Variant <strong>of</strong> ‘S’ pr<strong>of</strong>iles with a later departure from<br />
‘business-as-usual’ emissions depending on the<br />
target concentration level. CO2 emissions varied<br />
only.<br />
<strong>Emission</strong> scenarios developed during and<br />
subsequent to the work for the Special Report on<br />
<strong>Emission</strong> Scenarios (SRES) (Nakicenovic and<br />
Swart, 2000). Model dependent coverage and<br />
variation <strong>of</strong> major greenhouse gases and other<br />
radiative forcing agents.<br />
Single pathway with coverage <strong>of</strong> all major<br />
greenhouse gases and radiative forcing agents<br />
to complement the non-intervention SRES<br />
illustrative scenarios for AOGCM based climate<br />
impact studies.<br />
Following the concept <strong>of</strong> stabilizing CO2<br />
equivalent concentrations (Schimel et al., 1997),<br />
the IMAGE team designed CO2-equivalent<br />
emissions pathways (based on 100-year GWP)<br />
with both (a) non- CO2 GHG emissions leading<br />
to 100 ppm CO2 equivalent concentrations and<br />
(b) non- CO2 emissions according to cost-optimal<br />
mixes.<br />
Three intervention scenarios generated with<br />
MESSAGE for energy-related CO2 and non- CO2<br />
emissions based on different SRES baselines<br />
(A1-450; B1-400; B2-400). Non-energy related<br />
emissions based on AIM model. Commissioned<br />
by WBGU (2003).<br />
Baseline and model-dependent, cost-optimized<br />
scenarios for all major greenhouse gases and<br />
other radiative forcing agents. To be published.<br />
EQW Freely selectable 37 forcing agents ‘consistently’ varying with the<br />
stringency <strong>of</strong> climate target. Freely selectable<br />
<strong>Emission</strong>s pathways with all major radiative<br />
departure year from ‘business-as-usual’.<br />
(Enting et al., 1994;<br />
Houghton et al., 1994) 35<br />
(Wigley et al., 1996)<br />
Different modeling groups,<br />
namely AIM, ASF, IMAGE,<br />
LDNE, MARIA, MESSAGE,<br />
MiniCAM, PETRO,<br />
WorldScan (see e.g. Morita<br />
et al., 2000; and figure 2-1d<br />
in Nakicenovic and Swart,<br />
2000) 36<br />
(Swart et al., 2002)<br />
(Eickhout et al., 2003)<br />
(van Vuuren et al., 2003a)<br />
(Nakicenovic and Riahi,<br />
2003)<br />
Various modeling groups;<br />
(de la Chesnaye, 2003)<br />
This study<br />
35 Data on the ‘S’ pr<strong>of</strong>iles is available at http://cdiac.ornl.gov/ftp/db1009/, accessed in March 2004.<br />
36 Note that the 14 Post-SRES scenarios used in this study have been selected from those modelling groups that provided the 40<br />
SRES scenarios as well, namely AIM, MESSAGE, IMAGE, ASF, MiniCAM, and MARIA (see as well endnote 40).<br />
37 In this study, CO2 stabilization pr<strong>of</strong>iles are derived for 350 to 750 ppm, temperature peaking pr<strong>of</strong>iles between 1.7°C and 4°C above<br />
pre-industrial levels as well as radiative forcing peaking pr<strong>of</strong>iles at 3.5 to 5.5 W/m 2 . As shown later, the EQW methodology<br />
allows one to easily deriving pr<strong>of</strong>iles for different target variables, such as CO 2 concentrations, global mean temperatures,<br />
radiative forcing or sea level, and for different pr<strong>of</strong>ile shapes, such as stabilization, overshooting or peaking scenarios.
EQW MULTI-GAS P ATHWAYS 51<br />
3.3 PREVIOUS APPROACHES TO HANDLING NON-CO 2 GASES IN MITIGATION<br />
PATHWAYS AND CLIMATE IMPACT STUDIES<br />
To date, four different approaches have been used to handle the treatment <strong>of</strong> non-CO 2 emissions in<br />
mitigation pathways. The simplest and most widely applied approach we term here the ‘one size fits all’<br />
approach, which means that different CO 2 pathways are complemented by a single set <strong>of</strong> non-CO 2 emissions.<br />
For example, the IPCC Second Assessment Report (SAR) focused only on CO 2 when assessing stabilization<br />
scenarios (see IPCC, 1996, section 6.3). The temperature implications <strong>of</strong> the S pr<strong>of</strong>iles (see Table VII) were<br />
thus derived in the SAR by assuming constant emissions for SO 2 and constant concentrations for non-CO 2<br />
greenhouse gases at their 1990 levels. Subsequently, Schimel et al. (1997) presented estimates <strong>of</strong> how non-<br />
CO 2 emissions might change in the future for the S pr<strong>of</strong>iles. Azar & Rhode (1997) presented temperature<br />
implications <strong>of</strong> the S pr<strong>of</strong>iles by assuming a 1W/m 2 contribution by other greenhouse gases and aerosols.<br />
However, the non-CO 2 emissions or radiative forcing contributions were still assumed to be independent <strong>of</strong><br />
the CO 2 stabilization levels. The Third Assessment Report (IPCC TAR) presented the temperature effects <strong>of</strong><br />
S and WRE pr<strong>of</strong>iles by assuming a common non-intervention scenario (SRES A1B) for non-CO 2 emissions<br />
(see figure 9.16 in Cubasch et al., 2001).<br />
Clearly, it is inconsistent to assume ‘non-intervention’ scenarios for non-CO 2 gases in a general ‘climatepolicy’<br />
intervention scenario. An overestimation <strong>of</strong> the associated effect on global mean temperatures for a<br />
certain CO 2 concentration is likely to be the result. There are a number <strong>of</strong> ways in which non-CO 2 gases<br />
might be accounted for more realistically, including the approach presented in this paper. Mitigation scenarios<br />
might want to assume a consistent mix <strong>of</strong> climate and air pollution related policy measures to lower CO 2<br />
emissions as well as to make use <strong>of</strong> the extensive non-CO 2 mitigation potentials (see e.g. de Jager et al., 2001).<br />
Furthermore, constraints on carbon emissions are likely to be automatically correlated with lower non-CO 2<br />
emissions from common sources (e.g. limiting the burning <strong>of</strong> fossil fuels generally results in both, lower CO 2<br />
and lower aerosol emissions). Indeed, the approaches described below take account <strong>of</strong> such correlations<br />
between CO 2 and non-CO 2 gases in various ways.<br />
The second approach that has been used may be referred to as ‘scaling’ and was first employed by Wigley<br />
(1991). Non-CO 2 emissions, concentrations or radiative forcing are proportionally scaled with CO 2. Some<br />
studies analysed the S pr<strong>of</strong>iles and accounted for non-CO 2 gases, including sulphate aerosols, by scaling the<br />
radiative forcing <strong>of</strong> CO 2. For example, the combined cooling effect <strong>of</strong> SO 2 aerosol and warming effect <strong>of</strong><br />
non-CO 2 greenhouse gases has been assumed to add 23% to the CO 2 related radiative forcing in Wigley<br />
(1995) and Raper et al. (1996); 23% is the 2100 average for the 1992 IPCC emission scenarios (Leggett et al.,<br />
1992) according to Wigley and Raper (1992). Later, aerosols and greenhouse gases have been treated<br />
separately. For both the S and WRE-pr<strong>of</strong>iles, SO 2 emissions were either held constant at their 1990 levels or<br />
the negative forcing due to sulphate aerosols (‘S(x)’) was directly scaled with changes in CO 2 emissions since<br />
1990 (‘F(x)/F(1990)’), according to S(x)=[S(1990)/F(1990)]*F(x). The scaling procedure for sulphate<br />
emissions was a significant improvement to explicitly capture the correlated nature <strong>of</strong> SO 2 and fossil CO 2<br />
emissions. The positive forcing <strong>of</strong> non-CO 2 greenhouse gases has then been assumed to be 33% <strong>of</strong> the CO 2<br />
related radiative forcing (Wigley et al., 1996).<br />
A third approach is to take source-specific reduction potentials for all gases into account. Thus, rather than<br />
assuming that proportional reductions are possible across all gases, emission scenarios are developed by<br />
making explicit assumptions about reductions <strong>of</strong> the different gases. Realized reductions vary with the<br />
stringency <strong>of</strong> the climate target. In case <strong>of</strong> most <strong>of</strong> the Post-SRES scenarios, reductions in non-CO 2<br />
emissions result from systemic changes in the energy system as a result <strong>of</strong> policies that aim to reduce CO 2<br />
emissions. This in particular involves CH 4 from energy production and transport (see e.g. Post-SRES<br />
scenarios as presented in Morita et al. (2000), and Swart et al. (2002)). This method does not directly take into<br />
account the relative costs <strong>of</strong> reductions for different gases.
52 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
A fourth, more sophisticated, approach is to find cost-optimizing mixes <strong>of</strong> gas-to-gas reductions with the<br />
help <strong>of</strong> more or less elaborated energy and land-use models. In its simplest form, a set <strong>of</strong> (time-dependent)<br />
Marginal Abatement Cost curves (MAC) for different gases are used, thus enabling the determination <strong>of</strong> an<br />
optimal set <strong>of</strong> reductions across all gases (see e.g. den Elzen and Lucas, accepted). Some studies mix both<br />
model-inherent cost estimates and exogenous MACs (see e.g. van Vuuren et al., 2003a; den Elzen et al.,<br />
2005b). Ideally, dynamically coupled (macro-)economic-energy-landuse models could aim to find costeffective<br />
reduction strategies that take into account model-specific assumptions about endogenous<br />
technological development, institutional and regulatory barriers as well as other driving forces for CO 2 and<br />
non-CO 2 emissions. Some <strong>of</strong> the more sophisticated models within the Energy Modelling Forum (EMF) 21<br />
model-inter-comparison study aim to do so (de la Chesnaye, 2003).<br />
One important distinction among scenarios <strong>of</strong> this fourth ‘cost-optimizing’ approach can be drawn in regard<br />
to what exactly the modeling groups optimize. Some optimizing methods handle the ‘multi-gas<br />
indeterminacy’ by finding a cost-optimizing solution for matching a prescribed aggregated emission path (see<br />
Chapter 4). In this way the substitution between gases is done using GWPs, which closely reflects current<br />
political (emission trading) frameworks. A different method is to determine gas-to-gas ratios by finding a<br />
cost-efficient emission path over time to match a long-term climate target. In this latter approach, GWPs are<br />
not used to determine the substitution between gases but an intertemporal optimization is performed to find<br />
cost-efficient emission paths towards a certain climate target. In general, the outcomes <strong>of</strong> these two<br />
optimization methods can be rather different, with the GWP-based approaches suggesting earlier and deeper<br />
cuts <strong>of</strong> short-lived greenhouse gases. The latter intertemporal optimization approaches rather advise to solve<br />
the ‘multi-gas indeterminacy’ in favor <strong>of</strong> reductions <strong>of</strong> long-lived gases from the beginning with reductions <strong>of</strong><br />
short-lived gases, such as CH 4, only becoming important closer to times, when the climate target might be<br />
overshoot.<br />
Whilst the ‘one size fits all’ and the ‘scaling’ approaches have the virtue <strong>of</strong> computational simplicity, they have<br />
the clear disadvantage that the emission levels from the non-CO 2 gases and forcing agents may be<br />
economically or technologically ‘unrealistic’. In other words, the assumed contribution <strong>of</strong> non-CO 2 gases and<br />
forcing agents is unlikely to be consistent with the underlying literature on multi-gas greenhouse mitigation<br />
scenarios based, for example, on methods three and four. The much more sophisticated third and fourth<br />
methods described here have the compelling advantage <strong>of</strong> generating multi-gas pathways consistent with a<br />
process based understanding <strong>of</strong> emission sources and control options and their relationship to other<br />
economic factors, as well as dynamic interactions amongst sectors – as in the case <strong>of</strong> the more sophisticated<br />
studies within method four. These methods are usually based on integrated assessment models (e.g.<br />
MESSAGE, IMAGE, AIM etc). So far, the volume <strong>of</strong> output and the complexity <strong>of</strong> input assumptions and<br />
related databases has militated against their use for generating large numbers <strong>of</strong> scenarios for arbitrary climate<br />
targets and different time paths <strong>of</strong> emissions. However, a solid exploration <strong>of</strong> emission implications <strong>of</strong><br />
climate targets would require sensitivity studies with (large ensembles) <strong>of</strong> multi-gas mitigation pathways.<br />
Thus, the EQW method <strong>of</strong>fers a computationally flexible approach to derive multi-gas emissions pathways<br />
for a wide range <strong>of</strong> climate targets and scientific parameters, by extending and building upon scenarios under<br />
approaches three and four above. Obviously, EQW pathways are an amendment to, but not a replacement <strong>of</strong><br />
the mitigation scenarios <strong>of</strong> approaches three and four. The generation <strong>of</strong> EQW pathways vitally depends on<br />
such mitigation scenarios, which capture the current knowledge on mitigation potentials. There are numerous<br />
questions that are best answered by specific scenarios under approaches three and four, e.g. in regard to<br />
implications for energy infrastructure and economic costs, which cannot be answered by EQW emissions<br />
pathways alone. However, EQW pathways are a vital extension, when it comes to explore the (multi-gas)<br />
emission implications under various kinds <strong>of</strong> climate targets, possibly in a probabilistic framework (see e.g.<br />
Section 4.2). Whether certain emission reductions are considered feasible is outside the scope <strong>of</strong> this study<br />
and is a judgment that is likely to change over time as new insights into technological, institutional,<br />
management and behavioral options are gained. Furthermore, the EQW pathways might be used to append<br />
CO 2-only scenarios with a corresponding set <strong>of</strong> non-CO 2 emissions pathways.
EQW MULTI-GAS P ATHWAYS 53<br />
Many climate impact studies that explore climate change mitigation futures reflect the scarcity <strong>of</strong> fully<br />
developed multi-gas mitigation pathways to date. For example, Arnell et al. (2002) and Mitchell et al. (2000)<br />
made assumptions similar to those used in the IPCC SAR (IPCC, 1996, section 6.3). Their implementation <strong>of</strong><br />
the S750 and S550-pr<strong>of</strong>iles assumes constant concentrations <strong>of</strong> non-CO 2 gases at 1990 levels, but did not<br />
consider forcing due to sulphate aerosols. Some studies bound CO 2 concentrations at a certain level, e.g. 2x<br />
or 3x pre-industrials levels, after having followed a ‘no climate policy’ reference scenario, e.g. IS92a (see e.g.<br />
Cai et al., 2003). Other studies assume ‘no climate policy’ trajectories for non-CO 2 gases, thereby focusing<br />
solely on the effect <strong>of</strong> CO 2 stabilization (Dai et al., 2001a; Dai et al., 2001b) – although it should be noted that<br />
theses studies made a deliberate choice to consider the effects <strong>of</strong> CO 2 reductions alone in order to explore<br />
sensitivities in a controlled way.<br />
3.4 THE ‘EQUAL QUANTILE WALK’ METHOD<br />
We will refer to the presented method as the ‘Equal Quantile Walk’ (EQW) approach for reasons explained<br />
below. A concise overview on the consecutive steps <strong>of</strong> the EQW method is provided in Figure 11. The<br />
approach aims to distil a ‘distribution <strong>of</strong> possible emission levels’ for each gas, each region and each year out <strong>of</strong> a<br />
compilation <strong>of</strong> existing non-intervention and intervention scenarios in the literature that use methods three<br />
and four above (see Figure 11 and Section 3.3). Once this distribution is derived, which is notably not a<br />
probability distribution (cf. Section 3.6.1.2), emissions pathways can be found, that are ‘comparably low’ or<br />
‘comparably high’ for each gas. In this way the EQW method builds on the sophistication and detailed<br />
approaches that are inherent in existing intervention and non-intervention scenarios without making its own<br />
specific assumptions on different gases’ reduction potentials.<br />
Here, the term ‘comparably low’ is defined as a set <strong>of</strong> emissions that are on the same ‘quantile’ <strong>of</strong> their<br />
respective gas and region specific distributions. Hence, the approach is called ‘Equal Quantile Walk’ (cf. Figure<br />
13 and Section 3.4.3). For example, the quantile path can, over time, be derived by prescribing one specific<br />
gas’s emissions path in a particular region, such as fossil fuel CO 2 for the OECD region (Section 3.4.2). The<br />
corresponding quantile path is then applied to all remaining gases and regions and a global emissions pathway<br />
is obtained by aggregating over the world regions (Section 3.4.3). Consequently, EQW pathway emissions for<br />
one gas can go up over time, while emission <strong>of</strong> another gas go down, but an EQW pathway for a more<br />
ambitious climate target will be assumed to have lower emissions across all gases compared to an EQW<br />
pathway for a less ambitious climate target. Subsequently, a simple climate model is used to find the<br />
corresponding pr<strong>of</strong>iles <strong>of</strong> global mean temperatures, sea levels and other climate indicators. Here we use the<br />
simple climate model MAGICC 4.1 (Wigley and Raper, 2001, 2002; Wigley, 2003a). This is the model that<br />
was used for global-mean temperature and sea level projections in the IPCC TAR (see Cubasch et al., 2001<br />
and Section 3.4 and Appendix A).<br />
An iterative procedure is used to find emissions pathways that correspond to a predefined arbitrary climate<br />
target. This is implemented in the ‘EQW pathfinder’ module <strong>of</strong> the ‘Simple Model for <strong>Climate</strong> Policy<br />
Assessment’ (SiMCaP). More specifically, SiMCaP’s iterative procedure begins with a single ‘driver’ emission<br />
path (such as fossil CO 2 in the OECD region) and then uses the ‘equal quantile’ assumption to define<br />
emissions for all other gases and regions. The driver path is then varied until the specified climate target is<br />
sufficiently well approximated using a least-squares goodness <strong>of</strong> fit indicator (see Figure 11). SiMCaP’s model<br />
components and a set <strong>of</strong> derived EQW emissions pathways are available from the authors or at<br />
http://www.simcap.org.
54 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
SiMCaP - Pathfinder<br />
Distributions <strong>of</strong> possible emission levels for each year t<br />
CO2<br />
CO2<br />
CO2<br />
CO2<br />
CO2<br />
CO2<br />
CO2<br />
CO2<br />
CO2 CO2 CO2 CO2<br />
CO2 CO2 CO2 CO2<br />
CO2 CO2 CO2 CO2<br />
N2O N2O N2O N2O<br />
CH4 CO2<br />
CO2 CH4 CO2<br />
CO2 CH4 CO2<br />
CO2 CH4 CO2<br />
CO2<br />
CO2 CO2 CO2 CO2<br />
CO2 CO2 CO2<br />
CO2 CO2<br />
CO2<br />
CO2 CO2<br />
CO2<br />
CO2 CO2 CO2<br />
N2O N2O N2O N2O<br />
OECD REF ASIA ALM<br />
(1)<br />
SRES /<br />
Post-SRES<br />
OECD fossil CO2<br />
Driver path<br />
I<br />
-x%<br />
II<br />
-y%<br />
t<br />
(2) 1 Quantile Path (3)<br />
I<br />
0.5<br />
0<br />
t<br />
<strong>Emission</strong> pathway<br />
CO2<br />
CO2<br />
CO2<br />
CO2<br />
CO2<br />
N2O<br />
CH4 CO2<br />
CO2 t<br />
CO2<br />
CO2 CO2 t<br />
CO2<br />
N2O<br />
t<br />
<strong>Climate</strong> target<br />
(5)<br />
-<br />
Target<br />
achieved?<br />
<strong>Climate</strong> output<br />
(4)<br />
Simple <strong>Climate</strong> Model<br />
MAGICC<br />
t<br />
+<br />
CO2<br />
CO2<br />
CO2<br />
Output emission CO2<br />
CO2<br />
pathway<br />
N2O<br />
CH4 CO2<br />
CO2 t<br />
CO2<br />
CO2 CO2t<br />
CO2<br />
N2O<br />
t<br />
t<br />
Figure 11 – The EQW method as implemented in SiMCaP’s ‘pathfinder’ module. (1) The<br />
‘distributions <strong>of</strong> possible emission levels’ are distilled from a pool <strong>of</strong> existing scenarios for the 4<br />
SRES world regions OECD, REF, ASIA and ALM 38 . (2) The common quantile path <strong>of</strong> the new<br />
emissions pathway is derived by using a driver emission path, such as the one for fossil CO 2<br />
emissions in OECD countries. The driver path is here defined by sections <strong>of</strong> constant emission<br />
reductions (‘-x/y%’) and years at which the reduction rates change (‘I’ and ‘II’). (3) A global<br />
emissions pathway is obtained by assuming that - in the default case - the quantile path that<br />
corresponds to the driver path applies to all gases and regions. (4) Using the simple climate model<br />
MAGICC, the climate implications <strong>of</strong> the emissions pathway are computed. (5) Within SiMCaP’s<br />
iterative optimisation procedure, the quantile paths are optimised until the climate outputs and the<br />
prescribed climate target match sufficiently well.<br />
3.4.1 DISTILLING A DISTRIBUTION OF POSSIBLE EMISSION LEVELS<br />
In order to determine a possible range <strong>of</strong> different gases’ emission levels a set <strong>of</strong> scenarios is needed. Here,<br />
the 40 non-intervention IPCC emission scenarios from the Special Report on <strong>Emission</strong> Scenarios<br />
(Nakicenovic and Swart, 2000) 39 are used in combination with 14 Post-SRES stabilization scenarios from the<br />
38 The four SRES World regions are: OECD – Members <strong>of</strong> the OECD in 1990; REF – Countries undergoing economic reform,<br />
namely Former Soviet Union and Eastern Europe; ASIA – Asia; ALM – Africa and Latin America. See Appendix III in<br />
Nakicenovic and Swart (2000) for a country-by-country definition <strong>of</strong> the groups.<br />
39 The 40 IPCC SRES scenarios were used as presented in the IPCC SRES database (version 1.1), available at<br />
http://sres.ciesin.org/final_data.html, accessed in March 2004.
EQW MULTI-GAS P ATHWAYS 55<br />
same six modeling groups 40 , as presented by Swart et al. (2002). This combined set <strong>of</strong> 54 scenarios is used in<br />
this study to derive the distributions <strong>of</strong> possible emission levels. The Post-SRES intervention scenarios are<br />
scenarios that stabilize atmospheric CO 2 concentrations at levels between 450 ppm to 750 ppm. Most <strong>of</strong> the<br />
Post-SRES scenarios only target fossil CO 2 explicitly, although lower non-CO 2 emissions are <strong>of</strong>ten implied<br />
due to induced changes on all energy-related emissions. For halocarbons (CFCs, HCFCs and HFCs) and<br />
other halogenated compounds (PFCs, SF 6), the post-SRES scenarios, however, provide no additional<br />
information. Therefore, the A1, A2, B1 and B2 non-intervention IPCC SRES scenarios were supplemented<br />
with one intervention pathway in order to derive the distribution <strong>of</strong> possible emission levels. Since most <strong>of</strong><br />
the halocarbons and halogenated compounds can be reduced at comparatively low costs compared to other<br />
gases (cf. USEPA, 2003; Ottinger-Schaefer et al., submitted), the added intervention pathway assumes a<br />
smooth phase-out by 2075. Clearly, future applications <strong>of</strong> the EQW method can be based on an extended set<br />
<strong>of</strong> underlying multi-gas scenarios (such as EMF-21), thereby capturing the best available knowledge on multigas<br />
mitigation potentials.<br />
The combined density distribution for the emission levels <strong>of</strong> the different gases has been derived by assuming<br />
a Gaussian smoothing window (kernel) around each <strong>of</strong> the 54 scenarios. The resulting non-parametric density<br />
distribution for a given year and gas can be viewed as a smoothed histogram <strong>of</strong> the data (see Figure 12). A<br />
narrow kernel would reveal higher details <strong>of</strong> the underlying data until every single scenario is portrayed as a<br />
spike – as in a high-resolution histogram. Wider kernels can also be used to some degree to interpolate and<br />
extrapolate information <strong>of</strong> the limited set <strong>of</strong> reduction scenarios into underrepresented areas within and<br />
outside the range <strong>of</strong> the scenarios. Thus, the chosen kernel width has to strike a balance between - on the one<br />
hand - allowing a smooth continuum <strong>of</strong> emission levels and the design <strong>of</strong> slightly lower emissions pathways<br />
and - on the other hand - appropriately reflecting the lower bound as well as the possibly asymmetric nature<br />
<strong>of</strong> the underlying data.<br />
a) OECD; Fossil CO2; 2050<br />
narrow<br />
density<br />
medium<br />
wide<br />
0 1 2 3 4 5 6 7 (GtC)<br />
b) OECD; CH4; 2100<br />
narrow<br />
density<br />
medium<br />
wide<br />
0 50 100 150 200 250 (MtCH4)<br />
Figure 12 – Derived non-parametric density distribution by applying smoothing kernels with default<br />
kernel width for this study (solid line ‘medium’), a wide kernel width (dashed line ‘wide’) and a<br />
narrow kernel width (dotted line ‘narrow’). See text for discussion.<br />
40 For details on the six modelling groups (AIM, ASF, IMAGE, MARIA, MESSAGE, MiniCAM) that quantified the 40<br />
SRES and 14 Post-SRES scenarios used, see Box TS-2 and Appendix IV in (Nakicenovic and Swart, 2000),<br />
available online at http://www.grida.no/climate/ipcc/emission/, accessed in May 2004.
56 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
In this study, a medium width <strong>of</strong> the kernel is chosen - close to the optimum for estimating normal<br />
distributions (Bowman and Azzalini, 1997). For a limited number <strong>of</strong> cases a narrower kernel width was<br />
chosen, namely for the N 2O related distributions in order to better reflect the lower bound <strong>of</strong> the<br />
distribution. A narrower kernel for N 2O guarantees a more appropriate reflection <strong>of</strong> the sharp lower bound<br />
<strong>of</strong> the distribution <strong>of</strong> N 2O emission levels, which is suggested by the pool <strong>of</strong> existing SRES & post-SRES<br />
scenarios (see Figure 19c). The application <strong>of</strong> a wider kernel would have resulted in an extensive lapping <strong>of</strong> the<br />
derived non-parametric distribution into low emission levels that are not represented within the set <strong>of</strong> existing<br />
scenarios. The inclusion <strong>of</strong> a wider set <strong>of</strong> currently developed multi-gas scenarios might actually s<strong>of</strong>ten this<br />
seemingly hard lower bound for N 2O emissions in the future 41 . Furthermore, the distribution <strong>of</strong> possible<br />
emission levels might extend into negative areas, which is, for most emissions, an implausible or impossible<br />
characteristic. Thus, derived distributions have been truncated at zero with the exception <strong>of</strong> land-use related<br />
net CO 2 emissions.<br />
Land use CO 2 emissions, or rather CO 2 removal, have been bound at the lower end according to the SRES<br />
scenario database literature range as presented in figure SPM-2 <strong>of</strong> the Special Report on <strong>Emission</strong> Scenarios<br />
(Nakicenovic and Swart, 2000). Specifically, the applied lower bound ranges between -1.1 and -0.6 GtC/yr<br />
between 2020 and 2100. The maximum total uptake <strong>of</strong> carbon in the terrestrial biosphere from policies in this<br />
area over the coming centuries is assumed to approximately restore the total amount <strong>of</strong> carbon lost from the<br />
terrestrial biosphere. Specifically, it was assumed that from 2100 to 2200, the lower bound for the land-use<br />
related CO 2 emission distribution smoothly returns to zero so that the accumulated sequestration since 1990<br />
does not exceed the deforestation related emissions between 1850 and 1989, estimated to be 132 GtC 42<br />
(Houghton, 1999; Houghton and Hackler, 2002).<br />
3.4.2 DERIVING THE QUANTILE PATH<br />
For an EQW pathway, emissions <strong>of</strong> each gas in a given year and for a given region are assumed to<br />
correspond to the same quantile <strong>of</strong> the respective (gas-, year- and region-specific) distribution <strong>of</strong> possible emission<br />
levels. Depending on the climate target and the timing <strong>of</strong> emission reductions, the annual quantiles might <strong>of</strong><br />
course change over time (cf. inset (2) in Figure 11). It is possible to prescribe the quantile path directly. For<br />
example, aggregating emissions that correspond to the time-constant 50% quantile path would result in the<br />
median pathway over the whole scenario data pool. In general, however, what we do is prescribe one <strong>of</strong> the<br />
gases’ emissions as ‘driver path’, for example the one for fossil CO 2 emissions in OECD countries. The<br />
corresponding quantile path can then be applied to all other gases in that region. If desired, the same quantile<br />
path may be applied to all regions. For a discussion on the validity <strong>of</strong> such an assumption <strong>of</strong> ‘equal quantiles’<br />
the reader is referred to Section 3.6.1.1 with alternatives being briefly discussed in Section 3.6.1.7.<br />
Theoretically, one could for example also prescribe aggregate emissions as they are controlled under the<br />
Kyoto Protocol (Kyoto gases) and any consecutive treaties using 100-yr GWPs 44 . Specifically, one could<br />
derive the corresponding quantile path by projecting the prescribed aggregate emissions onto the distribution<br />
<strong>of</strong> possible aggregate emission levels implied by the underlying scenarios. Such quantile paths, possibly<br />
regionally differentiated due to different commitments, could then be applied to all gases individually in the<br />
respective regions, provided a pool <strong>of</strong> standardized scenarios for the same regional disaggregation existed.<br />
In this study, we have adopted a fairly conventional set <strong>of</strong> climate policy assumptions to derive the emissions<br />
pathways. One <strong>of</strong> the key agreed principles in the almost universally ratified United Nations Framework<br />
Convention on <strong>Climate</strong> Change (UNFCCC, Article 3.1) is that <strong>of</strong> “common but differentiated responsibilities<br />
41 However, even among the recently developed EMF-21 scenarios, only very few suggest that N2O emissions might fall much below current levels (cf. Figure 19) as most <strong>of</strong> the spread<br />
among EMF-21 scenarios seems to stem from different N 2O source inclusions and definitions, not from reduction potentials .<br />
42 This does not mean that overall terrestrial carbon stocks are restored to pre-industrial levels. Elevated CO 2 concentrations are<br />
thought to increase the total amount <strong>of</strong> terrestrial biotic carbon stocks. Thus, despite a partially counterbalancing effect due to<br />
climate change (Cramer et al., 2001), terrestrial carbon stocks are likely to increase above levels in 1850, if the directly humaninduced<br />
carbon uptake due to future afforestation and reforestation programmes is equivalent to the directly human-induced<br />
deforestation related emissions since 1850.
EQW MULTI-GAS P ATHWAYS 57<br />
and respective capabilities” which requires that “developed country Parties should take the lead in combating<br />
climate change” 34 . As a consequence, it is appropriate to allow the emission reductions in non-Annex I<br />
regions 43 to lag behind the driver. Furthermore, a constant reduction rate (exponential decline) <strong>of</strong> absolute<br />
OECD fossil CO 2 emissions has been assumed for ‘peaking’ scenarios after a predefined ‘departure year’<br />
from the baseline emission scenario (here assumed to be the median over all 54 IPCC scenarios). For<br />
‘stabilization’ scenarios, the annual rate <strong>of</strong> reduction was allowed to change once in the future in order to lead<br />
to the desired stabilization level (see inset 2 within Figure 11). A constant annual emission reduction rate has<br />
been chosen for two reasons: (a) simplicity, and (b) because <strong>of</strong> the fact that such a path is among those that<br />
minimize the maximum <strong>of</strong> annual reductions rates needed to reach a certain climate target.<br />
Up to the predefined departure year, e.g. 2010, emissions follow the median scenario (quantile 0.5; cf. Figure 13).<br />
The departure year can differ from region to region and indeed, as noted above, this is required by the<br />
UNFCCC and codified further in the principles, structure and specific obligations in the Kyoto Protocol.<br />
Here non-Annex I countries are assumed to diverge from the baseline scenario a bit later (2015) than Annex-<br />
I countries (2010) and follow a quantile path that corresponds to a hypothetically delayed departure <strong>of</strong> fossil<br />
fuel CO 2 emissions in OECD countries.<br />
Generally, it should be noted that there could be a difference between actual emissions and the assumed<br />
emission limitations in each region to the extent that emissions are traded between developed and developing<br />
countries.<br />
3.4.3 FINDING EMISSIONS PATHWAYS<br />
Once the non-parametric distributions <strong>of</strong> possible emission levels (Section 3.4.1) are defined and the quantile paths<br />
(3.4.2) prescribed, multi-gas emissions pathways for any possible climate target can be derived. For any<br />
specific year, the emission levels <strong>of</strong> each greenhouse gas and aerosol for different regions are selected<br />
according to a specific single quantile for the particular year and region. This will result in a set <strong>of</strong> emissions<br />
that is ‘comparably low’ or ‘high’ in relation to the underlying pool <strong>of</strong> existing emission scenarios (see Figure<br />
13). As a final step a smoothing spline algorithm has been applied to the individual gases pathways other than<br />
the driver path, restricted to the years after the regions’ departure year from the baseline scenario.<br />
43 Annex I refers to the countries inscribed in Annex I <strong>of</strong> the United Nations Framework Convention on <strong>Climate</strong> Change and corresponds to the IPCC SRES regions OECD and REF. Consequently,<br />
non-Annex I corresponds to the IPCC SRES regions ASIA and ALM.
58 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Year 2000 Year 2050 Year 2100<br />
OECD <strong>Emission</strong>s (MtCO 2 eq)<br />
10 4<br />
10 3<br />
10 2<br />
10 1<br />
Fossil CO 2<br />
CH 4<br />
N 2 O<br />
SF 6<br />
HFC-134a<br />
CF 4<br />
C 2 F 6<br />
HFC-143a<br />
HFC-125<br />
Fossil CO 2<br />
Fossil CO 2<br />
CH 4<br />
CH 4<br />
N<br />
N 2 O<br />
2 O<br />
HFC-134a<br />
HFC-134a<br />
SF 6<br />
CF 4<br />
HFC-227ea<br />
HFC-245ca<br />
C 2 F 6<br />
HFC-143a<br />
HFC-125<br />
SF 6<br />
CF 4<br />
HFC-227ea<br />
HFC-245ca<br />
C 2 F 6<br />
10 0<br />
0 0.5 1<br />
Quantile<br />
0 0.5 1 0 0.5 1<br />
Quantile<br />
Quantile<br />
Figure 13 – The derived distributions <strong>of</strong> possible emission levels displayed as (inverse) cumulative<br />
distribution functions for OECD countries in the years 2000 (right), 2050 (middle) and 2100 (left).<br />
The nearly horizontal lines for the year 2000 (left panel) illustrate that all 54 underlying scenarios<br />
share approximately the same emission level assumptions for the year 2000 (basically because these<br />
scenarios are standardized). In later years, here shown for 2050 and 2100, the scenarios’ projected<br />
emissions diverge, so that the lower percentile (left side <strong>of</strong> each panel) corresponds to lower<br />
emissions compared to the upper percentile (right side <strong>of</strong> each panel) <strong>of</strong> the emission distributions.<br />
Thus, the slope <strong>of</strong> cumulative emission distribution curves goes from lower-left to upper-right. New<br />
mitigation pathways are now constructed by assuming a set <strong>of</strong> emissions for each year that<br />
corresponds to the same quantile (black triangles) in a respective year. These quantiles can for<br />
example be chosen so that a prescribed emission path for fossil CO 2 is matched. The non-fossil CO 2<br />
emissions are then chosen according to the same quantile (see dots on dashed vertical lines). The<br />
same procedure is applied to other non-OECD world regions by using either the same or different<br />
quantile path (see text). For this illustrative figure (but not for any <strong>of</strong> the underlying calculations<br />
within the EQW method), all emissions have been converted to Mt CO 2-equivalent using 100-yr<br />
GWPs 44 . Note the logarithmic vertical scale, which causes zero and negative emissions not being<br />
displayed.<br />
44 Since the introduction <strong>of</strong> the GWP concept (1990), it has been the subject <strong>of</strong> continuous scientific debate on the question <strong>of</strong><br />
whether it provides an adequate measure for combining the different effects on the climate system <strong>of</strong> the different greenhouse<br />
gases (Smith and Wigley, 2000a; Smith and Wigley, 2000b; Manne and Richels, 2001; Fuglestvedt et al., 2003). The GWP<br />
concept is very sensitive to the time horizon selected, and can only partially take into account the impacts <strong>of</strong> the different<br />
lifetimes <strong>of</strong> the various gases. Economists currently criticise GWP for not taking economic efficiency into account. However,
EQW MULTI-GAS P ATHWAYS 59<br />
3.4.4 THE CLIMATE MODEL<br />
All major greenhouse gases and aerosols are inputs into the climate model, namely carbon dioxide (CO 2),<br />
methane (CH 4), nitrous oxide (N 2O), the two most relevant perfluorocarbons (CF 4, C 2F 6), and five most<br />
relevant hydr<strong>of</strong>luorocarbons (HFC-125, HFC-134a, HFC-143a, HFC-227ea, HFC-245ca), sulphur<br />
hexafluoride (SF 6), sulphate aerosols (SO 2), nitrogen oxides (NO x), non-methane volatile organic compounds<br />
(VOC), and carbon monoxide (CO). <strong>Emission</strong>s <strong>of</strong> these gases are calculated for the different climate targets<br />
using the EQW method. Thus, these emissions were varied according to the stringency <strong>of</strong> the climate target.<br />
For the limited number <strong>of</strong> remaining human-induced forcing agents, the assumed emissions follow either a<br />
‘one size fits all’ or ‘scaling’ approach, due to the lack <strong>of</strong> data within the pool <strong>of</strong> SRES and Post-SRES scenarios.<br />
Specifically, the forcing due to substances controlled by the Montreal Protocol is assumed to be the same for<br />
all emissions pathways. Similarly, emissions <strong>of</strong> other halocarbons and halogenated compounds aside from<br />
those eight explicitly modeled are assumed to return linearly to zero over 2100 to 2200 (‘one size fits all’). The<br />
combined forcing due to fossil organic carbon and black organic carbon was scaled with SO 2 emissions after<br />
1990 (‘scaling’), as in the IPCC TAR global-mean temperature calculations.<br />
A brief description <strong>of</strong> the default assumptions made in regard to the employed simple climate model<br />
MAGICC and natural forcings are given in the Appendix.<br />
3.5 ‘EQUAL QUANTILE WALK’ EMISSIONS PATHWAYS<br />
The following section presents some results in order to highlight some <strong>of</strong> the key characteristics <strong>of</strong> the EQW<br />
method. First, we compare the results <strong>of</strong> the EQW method with previous CO 2 concentration stabilization<br />
pathways. It is shown that there can be a considerable difference in terms <strong>of</strong> non-CO 2 forcing for the same<br />
CO 2 stabilization level, which is the result <strong>of</strong> EQW pathways taking into account the non-CO 2 mitigation<br />
potentials to the extent that they are included in the underlying multi-gas scenarios. Second, we examine two<br />
sets <strong>of</strong> peaking pathways, where the global mean radiative forcing peaks and hence where concentrations do<br />
not necessarily stabilize (not as soon as under CO 2 stabilization pr<strong>of</strong>iles at least). In principle, these may be<br />
useful in examining emissions pathways corresponding to climate policy targets that recognize that it may be<br />
necessary to lower peak temperatures in the long term in order to take account <strong>of</strong> – for example – concerns<br />
over ice sheet stability (Oppenheimer, 1998; Hansen, 2003; Oppenheimer and Alley, 2004). Provided one<br />
makes specific assumptions on the most important climate parameters, such as climate sensitivity, one could<br />
also derive temperature (rate) limited pathways (not shown in this study).<br />
3.5.1 COMPARISON WITH PREVIOUS PATHWAYS<br />
This section compares EQW multi-gas emissions pathways with emissions <strong>of</strong> the S and WRE CO 2<br />
stabilization pr<strong>of</strong>iles. In order to allow a comparison between these emissions pathways, sample ‘EQW’<br />
emissions pathways were designed to reach CO 2 stabilization at 350 to 750 ppm. After the default departure<br />
years (2010 for Annex I regions and 2015 for non-Annex I), the quantile path corresponds to a rate <strong>of</strong><br />
reduction <strong>of</strong> OECD fossil CO 2 emissions between -5.2% and -0.5% annually depending on the stabilization<br />
level. These annual emission reductions are adjusted at a point in the future (derived in the optimization<br />
procedure) in order to allow CO 2 concentrations to stay at the prescribed stabilization levels (see Table VIII).<br />
While fossil CO 2 emissions between WRE and these sample EQW pathways converge in the long-term, the<br />
near and medium-term fossil CO 2 emissions differ (see Figure 14). For the lower stabilization levels, the<br />
assumptions chosen here for the EQW pathways lead to slightly higher fossil CO 2 emissions than the WRE<br />
pathways, which is mainly due to the fact that the land-use related CO 2 emissions are substantially lower<br />
despite its limitations, the GWP concept is convenient and has been widely used in policy documents such as the Kyoto<br />
Protocol. To date, no alternative measure has attained a comparable status in policy documents.
60 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
under the EQW than under WRE. For the same reason, cumulative fossil CO 2 emissions are slightly higher<br />
for the EQW pathways than for the corresponding WRE pathways (not shown in figures). For the less<br />
stringent pr<strong>of</strong>iles, namely stabilization levels between 550 and 750 ppm, the EQW assumptions lead to fossil<br />
CO 2 emissions that are lower in the near term, but decline more slowly and are higher in the 22 nd century and<br />
beyond. The main reason for this difference might be <strong>of</strong> a methodological nature rather than founded on<br />
differing explicit assumptions on ‘early action’ vs. ‘delayed response’. As for the original S pr<strong>of</strong>iles and many<br />
recent stabilization pr<strong>of</strong>iles (Eickhout et al., 2003), the WRE pr<strong>of</strong>iles were defined as smoothly varying CO 2<br />
concentration curves using Padé approximants (cf. Enting et al., 1994) and emissions were determined by<br />
inverse calculations. In contrast to this ‘top-down’ approach, the EQW method can be categorized as a<br />
‘bottom-up’ approach in the transient period up to CO 2 stabilization, since the pr<strong>of</strong>ile towards CO 2<br />
stabilization is prescribed by multiple constraints on the fossil CO 2 emissions rather than on CO 2<br />
concentrations themselves.<br />
Table VIII - Reduction rates for OECD fossil CO2 (driver paths), World fossil CO2 and World<br />
aggregated Kyoto gases (6-GHGs) with and without ‘Other CO2’ that are compatible with reaching<br />
CO2 stabilisation levels from 350 to 750 ppm according to the EQW method. After the departure<br />
years (2010/2015 for Annex-I/ non-Annex I), OECD fossil CO2 emissions are assumed to decrease<br />
at a constant rate (‘Reduction rate I’). From the ‘adjustment year’ onwards, the annual emission<br />
reduction rate is reduced in order to stabilize CO2 concentrations (‘Reduction rate II’). The three<br />
presented parameter values, reduction rate I and II and the adjustment year, are optimal in the<br />
sense, that the resulting CO2 concentration pr<strong>of</strong>iles best match the prescribed stabilization levels<br />
under a least-squares goodness-<strong>of</strong>-fit indicator. Other sources’ and gases’ emissions follow the same<br />
quantile path (see Section 3.4.3) resulting in variable worldwide reduction rates for fossil CO2 and<br />
aggregated emissions (using 100-yr GWPs) over time.<br />
CO2<br />
stabilization<br />
level (ppm)<br />
OECD Fossil CO2 World Fossil CO2 World 6-GHGs<br />
excl. ‘Other CO2’<br />
Reduction<br />
Reduction<br />
Adjustment<br />
Range reduction rates Range reduction rates<br />
rate I<br />
rate II<br />
year<br />
2020 - 2100 (%/year) 2020-2100 (%/year)<br />
(%/year)<br />
(%/year)<br />
World 6-GHGs<br />
incl. ‘Other CO2’<br />
Range reduction rates<br />
2020-2100 (%/year)<br />
350 -5.17% 2120 0.00% -1.05% to -4.64% -0.61% to -3.24% -0.28% to -5.19%<br />
450 -2.18% 2070 -0.74% -0.62% to -1.31% -0.65% to -0.93% -0.71% to -1.57%<br />
550 -0.93% 2211 -0.38% +0.62% to -1.01% +0.40% to -0.82% +0.03% to -1.12%<br />
650 -0.63% 2327 -0.01% +0.86% to -0.67% +0.66% to -0.59% +0.40% to -0.77%<br />
750 -0.46% 2379 0.00% +0.98% to -0.48% +0.80% to -0.44% +0.59% to -0.55%<br />
Under the most stringent <strong>of</strong> the analyzed CO 2 concentration targets, stabilization at 350 ppm, near term fossil<br />
CO 2 emissions depart, slightly delayed, from the baseline scenario in comparison to the WRE350 pathway,<br />
which assumes a global departure in 2000 (cf. Figure 14). Compared to the S-pr<strong>of</strong>iles, this difference (for all<br />
stabilization levels) is even larger as the S pr<strong>of</strong>iles assume an early start <strong>of</strong> emission reductions in the 1990s<br />
and a smoother path thereafter, which already seems unachievable today, due to recent emissions increases.<br />
A comparison including non-CO 2 gases can be done using the WRE pr<strong>of</strong>iles as they are presented in the<br />
IPCC TAR (see figure 9.16 in Cubasch et al., 2001). There, the effects for the WRE CO 2 stabilization pr<strong>of</strong>iles<br />
are computed by assuming non-CO 2 gas emissions according to the A1B-AIM scenario (see Figure 14 and<br />
Figure 15). For the comparison, it is thus important to keep in mind that the EQW pathways are not<br />
compared to the WRE CO 2 pr<strong>of</strong>iles per se, but to the WRE pathways in combination with this specific<br />
assumption for non-CO 2 emissions.
EQW MULTI-GAS P ATHWAYS 61<br />
14<br />
12<br />
10<br />
8<br />
a) Fossil CO2 <strong>Emission</strong>s (GtC)<br />
800<br />
750<br />
700<br />
650<br />
600<br />
b) CO2 <strong>Concentration</strong>s (ppmv)<br />
750<br />
650<br />
6<br />
550<br />
550<br />
4<br />
2<br />
0<br />
750<br />
650<br />
550<br />
450<br />
350<br />
500<br />
450<br />
400<br />
350<br />
450<br />
350<br />
-2<br />
2000 2100 2200 2300 2400<br />
PIL<br />
2000 2100 2200 2300 2400<br />
+5<br />
c) Temperature (˚C)<br />
+120<br />
d) Sea Level (cm)<br />
+4<br />
+3<br />
750<br />
650<br />
550<br />
+100<br />
+80<br />
EQW<br />
WRE<br />
750<br />
650<br />
550<br />
450<br />
+2<br />
450<br />
+60<br />
350<br />
350<br />
+40<br />
+1<br />
+20<br />
PIL<br />
2000 2100 2200 2300 2400 PIL 2000 2100 2200 2300 2400<br />
Figure 14 – Comparison <strong>of</strong> WRE pr<strong>of</strong>iles (dashed) with EQW pr<strong>of</strong>iles (solid). (a) Fossil CO 2<br />
pathways differ (see text) for the (b) prescribed CO 2 stabilization levels at 350, 450, 550, 650 and 750<br />
ppm. (c) Global mean surface temperature increases above pre-industrial levels (‘PIL’) are lower for<br />
the EQW pr<strong>of</strong>iles for any CO 2 stabilization (c) due to lower non-CO 2 emissions. Correspondingly,<br />
sea level increases are lower for EQW pr<strong>of</strong>iles (d). As in the IPCC TAR (cf. figure 9.16 in Cubasch et<br />
al., 2001), the WRE CO 2 emissions pathways are here combined with non-CO 2 emissions according<br />
to the IPCC SRES A1B-AIM scenario (dashed lines).<br />
The EQW method chooses non-CO 2 emissions on the basis <strong>of</strong> the CO 2 quantile, which for all analyzed CO 2<br />
stabilization pr<strong>of</strong>iles implies that it chooses emissions significantly below the A1B-AIM levels – as also the<br />
fossil CO 2 emissions are below those <strong>of</strong> the A1B-AIM scenario. Mainly due to these lower non-CO 2<br />
emissions, the radiative forcing implications related to EQW pathways are significantly reduced for the same<br />
CO 2 stabilization level when compared to WRE pathways, i.e. for stabilization at 450 ppm (see Figure 15).<br />
Partially <strong>of</strong>fsetting this ‘cooling’ effect is the reduced negative forcing due to decreased aerosol emissions.<br />
The negative forcing from aerosols can be significant (cf. dark area below zero in Figure 15) and can mask<br />
some positive forcing due to CO 2 and other greenhouse gases. In the year 2000, this masking is likely to be<br />
about equivalent to the forcing due to CO 2 alone (the upper boundary <strong>of</strong> the “CO 2” area is near the zero line
62 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
in Figure 15). However, note that large uncertainties persist in regard to the direct and indirect radiative<br />
forcing <strong>of</strong> aerosols (see e.g. Anderson et al., 2003) 45 . The total radiative forcing for the WRE450 scenario in<br />
2400 is ca. 3.9 W/m 2 and around 3 W/m 2 for the EQW-S450C.<br />
Owing to the effect on radiative forcing, the lowered non-CO 2 emissions that result from the EQW method<br />
lead to less pronounced global mean temperature increases in comparison to the WRE CO 2 stabilization<br />
pr<strong>of</strong>iles in combination with the A1B-AIM non-CO 2 emissions. For the same CO 2 stabilisation levels, the<br />
corresponding temperatures are about 0.5°C cooler by the year 2400 (assuming a climate sensitivity <strong>of</strong><br />
approximately 2.8°C by computing the ensemble mean over 7 AOGCMs - see Appendix A). Consequently,<br />
the sea level rise is also slightly reduced when assuming the EQW pathways (cf. Figure 14).<br />
3.5.2 RADIATIVE FORCING (CO2 EQUIVALENT) PEAKING PROFILES<br />
A variety <strong>of</strong> climate targets can be chosen to derive emissions pathways with the EQW method. In this<br />
section, two sets <strong>of</strong> multi-gas emissions pathways are chosen so that the corresponding radiative forcing<br />
peaks between approximately 2.6 and 4.5 W/m 2 with respect to pre-industrial levels. The CO 2 equivalent<br />
peaking concentrations are 475 to 650 ppm (see Figure 16). No time-constraint is placed on the attainment<br />
<strong>of</strong> the peak forcing.<br />
The first set ‘A’ <strong>of</strong> derived EQW peaking pathways assumes a fixed departure year, but variable rates <strong>of</strong><br />
emission reductions thereafter. The second set ‘B’ holds the reduction rates <strong>of</strong> the driver emission path<br />
constant, but assumes varying departure years. Specifically, the peaking pathways ‘A’ assume a departure from<br />
the median emission scenario in 2010 for Annex I countries (IPCC SRES regions OECD & REF 38 ) and a<br />
departure in 2015 for non-Annex I countries (ASIA & ALM). OECD fossil CO 2 emissions, the driver<br />
emission path, are assumed to decline at a constant rate, which differs between the individual pathways ‘A’,<br />
after the fixed departure year. The second set ‘B’ <strong>of</strong> peaking pathways assumes a departure year from the<br />
median emission scenario between 2010 and 2050 for Annex I countries (5 years later for non-Annex I<br />
countries), and a 3% decline <strong>of</strong> OECD fossil CO 2 driver path emissions. As highlighted in the method<br />
section, emissions in non-OECD regions and from non-fossil CO 2 sources are assumed to follow the quantile<br />
path corresponding to the preset driver path (see Figure 16, Section 3.4.2 and 3.4.3).<br />
For the derived emissions pathways that peak between 470 and 555 ppm CO2eq, global fossil CO 2 emissions<br />
are between 46% to 113 % <strong>of</strong> 1990 emission levels in 2050 (see Table IX) and 11% to 33% in 2100,<br />
depending on the peaking target.<br />
In parallel to the greenhouse gas emissions, the EQW method derives aerosol and ozone precursor emissions<br />
that are ‘comparably low’ in regard to the underlying set <strong>of</strong> SRES/Post-SRES scenarios. Thus, despite the fact<br />
that sulphate aerosol precursor emissions (SO x) have a cooling effect, SO x emissions are assumed to decline<br />
sharply for the more stringent climate targets (see Table IX). The linkage between SO x and CO 2 emissions is<br />
also seen in mitigation scenarios from coupled socio-economic, technological model studies and is partially<br />
due to the fact that both stem from a common source, namely fossil fuel combustion (see as well Section<br />
3.6.1.1). Another reason is that mitigation scenarios represent future worlds which inherently include<br />
environmental policies in both developed and developing countries - where the abatement <strong>of</strong> acid deposition<br />
and local air pollution has usually even higher priority than greenhouse gas abatement.<br />
45 In the future, the negative radiative forcing from sulphur aerosols is likely to become much less important a ccording to the majority <strong>of</strong><br />
SRES and post-SRES scenarios, which expect reduced sulphur emissions as a consequence <strong>of</strong> air pollution control policies.
EQW MULTI-GAS P ATHWAYS 63<br />
5<br />
4<br />
WRE450<br />
(with non-CO2 acc. to SRES A1B-AIM)<br />
FOC+FBC<br />
TROPOZ<br />
Radiative Forcing (W/m 2 )<br />
3<br />
2<br />
1<br />
0<br />
SO4DIR<br />
HALOtot<br />
N2O<br />
CH4<br />
CO2<br />
-1<br />
SO4IND<br />
BIOAER<br />
Radiative Forcing (W/m 2 )<br />
4<br />
3<br />
2<br />
1<br />
0<br />
EQW-S450C<br />
SO4DIR<br />
FOC+FBC<br />
TROPOZ<br />
HALOtot<br />
N2O<br />
CH4<br />
CO2<br />
-1<br />
SO4IND<br />
BIOAER<br />
-2<br />
1700 1800 1900 2000 2100 2200 2300 2400<br />
Figure 15 – Aggregated radiative forcing as a result <strong>of</strong> the WRE emissions pathway (upper graph)<br />
and the EQW pathway (lower graph) for stabilization <strong>of</strong> CO 2 concentrations at 450 ppm. Since the<br />
‘EQW’ multi-gas pathways take into account reductions <strong>of</strong> non-CO 2 gases, the positive radiative<br />
forcing due to CH 4, N 2O, tropospheric ozone (‘TROPOZ’), halocarbons and other halogenated<br />
compounds minus the cooling effect due to stratospheric ozone depletion (‘HALOtot’) as well as the<br />
negative radiative forcing due to sulphate aerosols (indirect ‘SO4IND’ and direct ‘SO4DIR’) and<br />
biomass burning related aerosols (‘BIOAER’) is substantially reduced. The combined warming and<br />
cooling due to fossil fuel related organic & black carbon emissions (‘FOC+FBC’) is scaled towards<br />
SO 2 emissions (see text).
64 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
CO2-eq concentrations (ppm)<br />
OECD fossil CO2 <strong>Emission</strong>s (GtCO2)<br />
Global GHG <strong>Emission</strong>s<br />
GWP-aggregated (GtCO2eq)<br />
14<br />
12<br />
10<br />
8<br />
6<br />
4<br />
2<br />
0<br />
90<br />
A.1 B.1<br />
0<br />
2010 2025 2050<br />
Annual OECD fossil CO 2<br />
reductions in %<br />
"Equal Quantile Walk"<br />
A.2 for other regions & gases<br />
B.2<br />
A.4<br />
Peaking pathways A<br />
-3<br />
-7-6-6-5-4<br />
-4<br />
-2<br />
-1<br />
B.4<br />
Peaking pathways B<br />
Different departure years<br />
from median path<br />
80<br />
70<br />
60<br />
50<br />
40<br />
30<br />
20<br />
10<br />
0<br />
650<br />
A.3<br />
Simple <strong>Climate</strong> Model<br />
B.3<br />
600<br />
550<br />
500<br />
450<br />
400<br />
Peak concentrations used<br />
to map emission path<br />
350<br />
in below probabilistic analysis<br />
300<br />
2000 2050 2100 2150 2000<br />
Probabilistic Analysis<br />
2050 2100 2150<br />
Probability <strong>of</strong> overshooting 2˚C<br />
100%<br />
90%<br />
80%<br />
70%<br />
60%<br />
50%<br />
40%<br />
30%<br />
20%<br />
10%<br />
stabilisation<br />
stabilisation<br />
peaking<br />
And&Schles. (2001) - with sol.&aer. forc.<br />
Forest et al. (2002) - Expert priors<br />
Forest et al. (2002) - Uniform priors<br />
Gregory et al. (2002)<br />
Knutti et al. (2003)<br />
Murphy et al. (2004)<br />
Wigley&Raper (2001) - IPCC lognormal<br />
0%<br />
350 400 450 500 550 600 650<br />
CO 2 equivalence concentrations (ppm)<br />
-3 -3 -3 -3 -3<br />
stabilisation<br />
stabilisation<br />
peaking<br />
350 400 450 500 550 600 650<br />
CO 2 equivalence concentrations (ppm)<br />
4.55<br />
4.12<br />
3.65<br />
3.14<br />
2.58<br />
1.95<br />
1.23<br />
very<br />
unlikely<br />
unlikely<br />
medium<br />
likelihood<br />
(c) malte.meinshausen@env.ethz.ch, 2005<br />
very<br />
likely likely<br />
Radiative Forcing (W/m2)<br />
Probability <strong>of</strong> staying below 2˚C
EQW MULTI-GAS P ATHWAYS 65<br />
Figure 16 – (previous page) Two sets <strong>of</strong> multi-gas pathways derived with the EQW method. The two<br />
sets are distinct in so far as set A assumes a fixed departure year from the median emission path<br />
(2010) and a different reduction rate thereafter (-7% to 0%) (A.1). The pathways <strong>of</strong> set B assume a<br />
fixed reduction rate for OECD fossil CO 2 emissions (-3%/yr), but variable departure years.<br />
<strong>Emission</strong>s <strong>of</strong> other gases and in other regions follow the corresponding quantile paths (see text). For<br />
illustrative purposes, the GWP-weighted sum <strong>of</strong> greenhouse gas emission is shown in panels A.2 and<br />
B.2. Using a simple climate model, the radiative forcing implications <strong>of</strong> the multi-gas emissions<br />
pathways can be computed, here shown as CO 2 equivalent concentrations with black dots indicating<br />
the peak values (A.3 and B.3). The temperature implications are computed probabilistically for each<br />
peaking pathway using a range <strong>of</strong> different climate sensitivity pdfs (see text). In this way, one can<br />
illustrate the probability <strong>of</strong> overshooting a certain temperature threshold (here 2°C above preindustrial)<br />
under such peaking pathways given different climate sensitivity probability distributions<br />
(dashed lines in darker shaded area <strong>of</strong> A.4 and B.4). Lighter shaded areas depict the probability <strong>of</strong><br />
overshooting 2°C in equilibrium in case that concentrations were stabilized and not decreased after<br />
the peak. The full set <strong>of</strong> emission data is available at http://www.simcap.org.<br />
Depending on the shape <strong>of</strong> the emissions pathways (e.g. set A or B), and depending on the peak level<br />
between 470 and 650ppm CO 2eq, radiative forcing peaks between 2025 and 2100. After peaking, radiative<br />
forcing (CO 2 equivalence concentrations) stays significantly above pre-industrial levels for several centuries.<br />
This is mainly due to the slow redistribution processes for CO 2 between the atmospheric, oceanic and abyssal<br />
sediment carbon pools.<br />
The temperature response <strong>of</strong> the climate system is largely dependent upon its climate sensitivity, which is<br />
rather uncertain. A range <strong>of</strong> recent studies have attempted to quantify this uncertainty in terms <strong>of</strong> probability<br />
density functions (PDFs) (see e.g. Andronova and Schlesinger, 2001; Forest et al., 2002; Gregory et al., 2002;<br />
Knutti et al., 2003; Murphy et al., 2004). These studies are used here to compute each emissions pathway’s<br />
probabilistic climate implications by running the simple climate model with an array <strong>of</strong> climate sensitivities,<br />
weighted by their respective probabilities according to particular climate sensitivity PDFs. The probabilistic<br />
temperature implications <strong>of</strong> the radiative forcing peaking pathway sets can then be shown in terms <strong>of</strong> their<br />
probability <strong>of</strong> overshooting a certain temperature threshold, here chosen as 2°C above pre-industrial levels<br />
(see Figure 16). The faster the radiative forcing drops to lower levels after the peak, the less time there is for<br />
the climate system to reach equilibrium warming. Thus, for peak levels <strong>of</strong> 550ppm CO 2eq and above, the<br />
peaking pathways B involve slightly lower risks <strong>of</strong> overshooting a 2°C temperature thresholds, as their<br />
concentrations decrease slightly faster than for the higher peaking pathways <strong>of</strong> set A. The risk <strong>of</strong><br />
overshooting 2°C would obviously be higher for both sets, if radiative forcing were not decreasing after<br />
peaking, but stabilized at its peak value, as depicted by the lighter shaded areas in Figure 16 A.4&B.4 (see<br />
Chapter 1 and 5, as well as Azar and Rodhe, 1997).<br />
In summary, it has been shown that the EQW method can provide a useful tool to obtain a large numbers <strong>of</strong><br />
multi-gas pathways to analyze research questions in a probabilistic setting. Furthermore, the results suggest<br />
that if radiative forcing is not peaked at or below 475ppm CO 2eq (~2.8 W/m 2 ) with declining concentrations<br />
thereafter, it seems that an overshooting <strong>of</strong> 2°C can not be excluded with reasonable confidence levels (see<br />
Figure 16).
66 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Table IX - Specifications (I), emission implications (II) and risks <strong>of</strong> overshooting 2°C (III) for three<br />
radiative forcing peaking pathways (cf. Figure 16). Departure years and annual OECD fossil CO 2<br />
emission reductions (‘driver path’) were prescribed. For illustrative purposes only, greenhouse gas<br />
emissions (CO 2, CH 4, N 2O, HFCs, PFCs, and SF 6) were aggregated using 100-year GWPs 44<br />
including and excluding landuse related CO 2 emissions (‘other CO 2’). The maximum CO 2<br />
equivalence concentration (radiative forcing) is shown and its associated risk <strong>of</strong> overshooting 2°C<br />
global mean temperature rise above pre-industrial for a range <strong>of</strong> different climate sensitivity<br />
probability density function estimates (see text). The risk <strong>of</strong> overshooting is clearly lower for the<br />
peaking pathways, where concentrations drop after reaching the peak level, in comparison to<br />
hypothetical stabilization pathways, where concentrations are stabilized at the peak.<br />
Peaking<br />
pathway 1<br />
Peaking<br />
pathway 2<br />
Peaking<br />
pathway 3<br />
I. Specifications<br />
Set <strong>of</strong> pathway A A/B B<br />
Departure years (Annex I / Non-Annex I) 2010/15 2010/15 2020/25<br />
Driver path OECD fossil CO2 reduction -5%/yr -3%/yr -3%/yr<br />
II. <strong>Emission</strong> implications<br />
<strong>Emission</strong>s (1990 level) 2050 <strong>Emission</strong>s relative to 1990<br />
Fossil CO2 (5.98 GtC) 46% 80% 113%<br />
CH4 (309 Mt) 77% 94% 112%<br />
N2O (6.67 TgN) 68% 76% 81%<br />
GHG excl. other CO2 (8.72 GtCeq) 55% 82% 110%<br />
GHG incl. other CO2 (9.82 GtCeq) 41% 65% 90%<br />
SOx (70.88 TgS) 4% 13% 26%<br />
III. Peak concentration and risk <strong>of</strong> overshooting<br />
Peak concentration CO2eq ppm (radiative forcing W/m 2 ) 46 470 (2.80) 503 (3.17) 555 (3.70)<br />
Risk >2°C (peaking) 5-60% 25-77% 48-96%<br />
Risk >2°C (stabilisation) 35-88% 49-96% 69-100%<br />
3.6 DISCUSSION &LIMITATIONS<br />
The following section discusses some <strong>of</strong> the potential limitations, namely those related to the EQW method<br />
itself (Section 3.6.1), and those related to the underlying pool <strong>of</strong> scenarios (Section 3.6.2). In addition, the use<br />
<strong>of</strong> a simple climate model implies some limitations briefly mentioned in Appendix A.<br />
3.6.1 DISCUSSIONS OF AND POSSIBLE LIMITATIONS ARISING FROM THE METHOD<br />
ITSELF<br />
The following section briefly discusses several issues that are directly related to the proposed EQW method:<br />
namely the assumption <strong>of</strong> unity rank correlations (3.6.1.1); the question, whether the individual underlying<br />
scenarios are assumed to have a certain probability (3.6.1.2); regional emission outcomes (3.6.1.4); the baseline<br />
46 The peak concentration is shown for the 7 AOGCM ensemble mean. Due to the temperature feedback on the carbon cycle, the actual peak concentration varies slightly depending on the assumed<br />
climate sensitivity.
EQW MULTI-GAS P ATHWAYS 67<br />
(in-)dependency (3.6.1.5); land-use change related emissions and their possible political interpretations<br />
(3.6.1.5); alternative gas-to-gas and timing strategies (3.6.1.7); and the probabilistic framework (3.6.1.8).<br />
3.6.1.1 Unity rank correlation<br />
New emissions pathways produced with the EQW method will rank equally across all gases in a specific<br />
region for a specific year. In other words, an emissions pathway for a less stringent climate target (e.g. peaking<br />
at 550ppm CO 2eq) has higher emissions for all gases and all regions compared to an emissions pathway for a<br />
less stringent climate target (e.g. 475ppm CO 2eq).<br />
Note that this inbuilt unity rank correlation assumption <strong>of</strong> the EQW method does not necessarily lead to<br />
positive absolute correlations between different gases’ or regions’ emissions. In other words, for a particular<br />
EQW mitigation pathway, emissions <strong>of</strong> one gas, e.g. CO 2 in Asia, might still be increasing in a particular year,<br />
while emissions <strong>of</strong> another gas, e.g. methane in OECD, are already decreasing depending on the emission<br />
distributions in the underlying pool <strong>of</strong> emission scenarios.<br />
The unity rank correlation could be an advantage <strong>of</strong> the EQW approach. However, it could also be a<br />
limitation in the presence <strong>of</strong> negative rank correlations for emissions: for example, if fossil fuel emissions<br />
were largely reduced due to a replacement with biomass, a negative correlation might arise between fossil fuel<br />
CO 2 and biomass-burning related aerosol emissions, such as SO x, NO x etc. Thus, if fossil fuel CO 2 emissions<br />
decrease, some aerosol emissions might increase. NO x and N 2O emission changes may be negatively<br />
correlated up to a certain degree as well. Coupled socio-economic, technological, and land use models, such<br />
as those used for creating the SRES and Post-SRES scenarios, are generally able to account for these<br />
underlying anti-correlation effects. Thus, the following analysis assumes that an analysis <strong>of</strong> the SRES and<br />
Post-SRES scenarios can provide insights about real world dynamics in regard to whether inherent process<br />
based anti-correlations <strong>of</strong> emissions are so dominant, that the unity rank correlation assumption at given<br />
aggregation levels would be invalidated.<br />
The question is, therefore, whether any negative rank correlations are apparent at the aggregation level<br />
considered here, namely the 4 SRES world regions. For the pool <strong>of</strong> existing SRES and Post-SRES scenarios<br />
that are used, no negative rank correlations between fossil fuel CO 2 and any other gases’ emissions are<br />
apparent at this stage <strong>of</strong> aggregation by sources and regions (see Figure 17 and Appendix B). The rank<br />
correlation between fossil fuel CO 2 and ‘Other CO 2’ or ‘N 2O total’ is basically zero or rather small, while rank<br />
correlations with other gases are positive, especially for the ASIA and ALM region.<br />
Between fossil fuel CO 2 and the land-use and agriculture dominated ‘Other CO 2’ and ‘N 2O’ emissions, there<br />
is little or no rank correlation. In other words, in the underlying SRES and post SRES data set, the sources <strong>of</strong><br />
these emissions are largely unrelated. The primary reason for this is that ‘Other CO 2‘ sources are at present<br />
dominated by tropical deforestation (Fearnside, 2000). Another reason why existing scenarios with low fossil<br />
fuel CO 2 emissions do not necessarily correspond to large reductions in deforestation emissions or large net<br />
sequestration appears to be that some modeling groups assume different policy mixes or different root causes<br />
<strong>of</strong> deforestation – potentially out <strong>of</strong> reach for climate policies.
68 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Other CO2<br />
1 μ = 0.11<br />
CH4<br />
μ = 0.33<br />
N2O<br />
μ = 0.24<br />
NOx<br />
μ = 0.52<br />
NMVOC<br />
μ = 0.41<br />
CO<br />
μ = 0.26<br />
SOx<br />
μ = 0.35<br />
OECD<br />
0<br />
-1<br />
1<br />
μ = 0.03 μ = 0.37 μ = 0.27 μ = 0.45 μ = 0.33 μ = 0.51 μ = 0.44<br />
REF<br />
0<br />
-1<br />
1<br />
μ = 0.17 μ = 0.3 μ = 0.3 μ = 0.61 μ = 0.46 μ = 0.42 μ = 0.52<br />
ASIA<br />
0<br />
-1<br />
1 μ = 0.01 μ = 0.32 μ = 0.09 μ = 0.63 μ = 0.44 μ = 0.36 μ = 0.46<br />
ALM<br />
0<br />
-1<br />
2000 2050 2100 2000 2050 2100 2000 2050 2100 2000 2050 2100 2000 2050 2100 2000 2050 2100 2000 2050 2100<br />
Figure 17 – Rank correlations within the pool <strong>of</strong> existing SRES / Post-SRES scenarios between fossil<br />
fuel CO 2 emissions and other greenhouse gas emissions and aerosols (columns) for the 4 SRES<br />
World regions (rows). The Kendall rank correlation (solid line), its mean from 2010 to 2100 () and<br />
the Spearman rank correlation (dotted lines) are given (see Appendix B).<br />
In summary, the validity <strong>of</strong> the EQW approach is not limited as long as it is only applied at aggregation levels,<br />
where negative rank correlations are generally not evident, as is the case in this study. The fact that there are<br />
inherent, process based anti-correlations <strong>of</strong> certain emissions at local or more subsource-specific level(s), does<br />
not invalidate this unity rank correlation assumption, as long as these underlying anti-correlations are not<br />
dominant.<br />
The differing population assumptions <strong>of</strong> the underlying scenarios might appear to be, at first sight, a reason<br />
for the positively rank correlated emissions across different gases. A scenario that assumes high population<br />
growth is likely to predict high human-induced emissions across all gases. However, a closer look at percapita<br />
(instead <strong>of</strong> absolute) emissions shows that differing population assumptions are not the reason for the<br />
positively rank correlated emission levels nor the large variation <strong>of</strong> absolute emissions. Rank correlations<br />
across the different gases on a per-capita basis (a) are generally non-negative and (b) are not uniformly lower<br />
or higher across all regions and gases than do rank correlations that are based on absolute emissions. On<br />
average, these per capita rank correlations are only marginally lower than rank correlations based on absolute<br />
emissions. Specifically, the change <strong>of</strong> the mean Kendall rank correlation index over 2010 to 2100 is<br />
insignificantly different from zero (-0.008) when averaged over all gases. Maximal changes are +0.07 and -<br />
0.11 for some gases (standard deviation <strong>of</strong> 0.043), if per-capita emissions are analyzed instead <strong>of</strong> absolute<br />
emissions (cf. Figure 17).
EQW MULTI-GAS P ATHWAYS 69<br />
Given the absence <strong>of</strong> negatively rank correlated emissions, the seeming disadvantage <strong>of</strong> the EQW approach,<br />
namely that it assumes unity rank correlation between fossil CO 2 emissions and those <strong>of</strong> other gases, might<br />
actually be an advantage. Since the EQW approach is primarily designed to create new families <strong>of</strong> intervention<br />
pathways, correlating reduction efforts between otherwise uncorrelated greenhouse gas sources might be a<br />
sensible characteristic. In other words, for those sources that are not correlated with fossil fuel CO 2<br />
emissions, namely land-use dominated and agricultural emissions, the EQW approach suggests that a climatepolicy-mix<br />
might tackle these sources in parallel to tackling fossil fuel emissions. Given that some policy<br />
options are available to reduce emissions in the land-use sector (see e.g. Pretty et al., 2002; see e.g. Carvalho et<br />
al., 2004) 47 , it would seem very likely that the more a reduction effort is put into reducing fossil fuel related<br />
emissions, the more a parallel reduction effort will be put into reducing land-use related emissions as well.<br />
3.6.1.2 Assuming a certain probability <strong>of</strong> underlying scenarios?<br />
The application <strong>of</strong> some statistical tools within the EQW method assumes equal validity <strong>of</strong> each <strong>of</strong> the 54<br />
scenarios within the underlying pool. This assumption, however, does not affect the outcome. As the<br />
following results show, the EQW method is rather robust to the relative ‘probability’ (weighting) within the<br />
scenario pool. Thus, the EQW method is largely independent <strong>of</strong> the assumed likelihood <strong>of</strong> single scenarios.<br />
The sensitivity <strong>of</strong> the EQW method to different weightings <strong>of</strong> the underlying scenarios has been analyzed as<br />
follows. Four sensitivity runs have been performed. In each <strong>of</strong> them, members <strong>of</strong> one <strong>of</strong> the four IPCC<br />
scenarios families A1, A2, B1 and B2 have been multiplied three times. In effect, the original 54 plus the<br />
multiplied scenarios were then analyzed to derive the ‘distributions <strong>of</strong> possible emission levels’, as outlined above<br />
(3.4.1). Keeping other parts <strong>of</strong> the EQW method the same, intervention pathways were derived for globalmean<br />
temperature peaking at 2°C above the pre-industrial level. The results show that the pathways’<br />
sensitivities to the weighting are rather small. Obviously, if a scenario’s frequency or weight-factor is<br />
changed, slightly different emissions pathways will result, since basically all scenarios differ with respect to<br />
relative gas and regional shares (see Table X).<br />
47 Given that fossil CO 2 emissions have been used as the ‘driver path’, correlations have been analyzed between fossil CO 2 emissions<br />
and other radiative forcing agent emissions. However, correlations among different sets <strong>of</strong> gases can be more complex,<br />
particularly when analyzed on a less aggregated level. For example, Wassmann et al. (2004) showed that in the rice-wheat system<br />
in Asia there are clear antagonisms between measures that reduce methane and nitrous oxide: reducing one <strong>of</strong>ten leads to<br />
increases in the other.
70 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Table X - Sensitivity analysis with respect to the underlying SRES scenario family frequencies. The<br />
common climate target ‘peaking below 2°C’ is prescribed for and met by all 5 pathways assuming a<br />
climate sensitivity <strong>of</strong> 2.8°C (7 AOGCM ensemble mean). Whereas the first pathway (EQW-P2T) was<br />
derived by using the underlying data pool <strong>of</strong> 54 unique scenarios, the four sensitivity pathways were<br />
derived by multiplying the frequency <strong>of</strong> A1, A2, B1 or B2 scenario family members three times (3xA1<br />
to 3xB2). Shown are the emission levels in 2050 compared to 1990 levels for different gases (a) and<br />
regions (b) and the annual reduction rate for OECD fossil CO 2 emissions (c).<br />
a) Gas-by-gas results for region “World”<br />
(<strong>Emission</strong> levels in 2050 compared to 1990)<br />
EQW-P2T 3xA1 3xA2 3xB1 3xB2<br />
Fossil CO2 73% 68% 71% 78% 82%<br />
CH4 91% 93% 87% 96% 82%<br />
N2O 74% 78% 75% 73% 74%<br />
F-gases 67% 64% 58% 71% 64%<br />
6-gas 76% 74% 75% 80% 80%<br />
6-gas (incl. 'Other CO2') 61% 60% 60% 65% 65%<br />
b) Regional results for “6-gas (incl. 'Other CO2')<br />
(<strong>Emission</strong> levels in 2050 compared to 1990)<br />
EQW-P2T 3xA1 3xA2 3xB1 3xB2<br />
OECD 37% 34% 35% 41% 43%<br />
REF 11% 13% 8% 18% 5%<br />
ASIA 110% 110% 112% 109% 118%<br />
ALM 85% 78% 80% 90% 85%<br />
World 61% 60% 60% 65% 65%<br />
c) Driver path<br />
(Annual reduction rate)<br />
EQW-P2T 3xA1 3xA2 3xB1 3xB2<br />
OECD fossil CO2 -3.3% -3.6% -3.6% -2.9% -2.6%<br />
Obviously, assuming a different set <strong>of</strong> scenarios altogether in order to derive the distribution <strong>of</strong> possible emission<br />
levels might change the outcome considerably.<br />
It should be kept in mind that the EQW method is not designed to determine how likely it might be that<br />
future emissions will be below a certain level. Similar to the medians calculated by Nakicenovic et al. (1998)<br />
for the IPCC database, the derived ‘distributions <strong>of</strong> possible emission levels’ are by no means probability estimations<br />
(cf. e.g. Grubler and Nakicenovic, 2001). If, however, one would have a set <strong>of</strong> scenarios with a well defined<br />
likelihood for each <strong>of</strong> them, then more far reaching conclusions could be drawn instead <strong>of</strong> designing<br />
normative scenarios, as is done here.<br />
3.6.1.3 Sensitivity to lower range scenarios<br />
If the EQW method produces a new emissions pathway near to or slightly outside the range <strong>of</strong> existing<br />
scenarios, there is a high sensitivity to scenarios in the underlying data base that are at the edge <strong>of</strong> the existing<br />
distribution. Certain measures can and are applied to limit this sensitivity, and its undesired effects, by (a)<br />
using an appropriate kernel-width to derive the ‘distribution <strong>of</strong> possible emission levels’ (see Section 3.4.1),<br />
(b) enlarging the pool <strong>of</strong> underlying scenarios by explicit intervention scenarios at the lower edge <strong>of</strong> the<br />
distribution, namely by the inclusion <strong>of</strong> Post-SRES stabilization scenarios, while at the same time (c)<br />
restricting the pool to scenarios <strong>of</strong> widely accepted modeling groups with integrated and detailed models.
EQW MULTI-GAS P ATHWAYS 71<br />
Clearly, entering ‘unexplored’ terrain with this approach is only a second best option in the absence <strong>of</strong> fully<br />
developed scenarios for the more stringent climate targets. Ideally, the EQW method would be applied on a<br />
large pool <strong>of</strong> scenarios including those with the most stringent climate targets. Such fully developed<br />
mitigation scenarios might be increasingly available in the future. For example, new MESSAGE and IMAGE<br />
model runs (Nakicenovic and Riahi, 2003; van Vuuren et al., 2003a) and forthcoming multi-gas scenarios<br />
developed within the Energy Modeling Forum EMF-21 (see e.g. de la Chesnaye, 2003) could build the basis<br />
<strong>of</strong> updated EQW pathways.<br />
3.6.1.4 Regional emissions & Future Commitment Allocations<br />
Geo-political realities, the historic responsibility <strong>of</strong> different regions, their ability to pay, capability to reduce<br />
emissions, vulnerability to impacts as well as other fairness and equity criteria will inform the global<br />
framework for the future differentiation <strong>of</strong> reduction commitments. Thus, splitting up a global emissions<br />
pathway and choosing a commitment differentiation is not solely a scientific or economic issue, but rather a<br />
(sensitive) political one.<br />
Regionally different emission paths result from the application <strong>of</strong> the EQW method to the 4 SRES regions.<br />
This is a direct consequence <strong>of</strong> the regional emission shares within the pool <strong>of</strong> underlying SRES / Post-SRES<br />
scenarios as well as possibly regionally differentiated departure years from the median (see Section 3.4.2). Thus,<br />
the EQW method is not, in itself, an emission allocation approach based on explicit differentiation criteria.<br />
The method captures the spectrum <strong>of</strong> allocations in the pool <strong>of</strong> underlying existing scenarios and allows for<br />
some flexibility by setting regionally differentiated departure years for example.<br />
Under default assumptions, the derived emissions pathways entail an increasing share <strong>of</strong> non-Annex I<br />
emissions independent <strong>of</strong> the climate target (Figure 18). This is in accordance with many <strong>of</strong> the approaches<br />
for the differentiation <strong>of</strong> future commitments (den Elzen, 2002; Höhne et al., 2003). Nevertheless, a<br />
sensitivity analysis with different climate parameters, departure years and possibly different quantile paths for<br />
different regions allows making important contributions in the discussion on future commitments. In<br />
addition, EQW pathways can be used as input for detailed emission allocation analysis tools, such as FAIR<br />
(den Elzen and Lucas, accepted), in order to obtain assessments <strong>of</strong> future climate regime proposals that are<br />
consistent with certain climate targets.
72 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Fossil CO2 <strong>Emission</strong>s (GtC/yr)<br />
All GHG <strong>Emission</strong>s (GtCeq/yr)<br />
14<br />
12<br />
10<br />
8<br />
6<br />
4<br />
2<br />
0<br />
12<br />
10<br />
8<br />
6<br />
4<br />
2<br />
0<br />
ASIA<br />
REF<br />
ASIA<br />
REF<br />
OECD<br />
Peaking at 470ppm CO2eq<br />
a. fossil CO2 b.fossil CO2<br />
ALM<br />
OECD (-5%/yr)<br />
2000 2050 2100<br />
Peaking at 555ppm CO2eq<br />
c. all GHGs d. all GHGs<br />
ALM<br />
ALM<br />
REF<br />
OECD (-3%/yr)<br />
ASIA<br />
REF<br />
OECD<br />
ALM<br />
ASIA<br />
2000 2050 2100<br />
Figure 18 –The regional implications <strong>of</strong> EQW emissions pathways for a peaking at 470ppm CO 2eq<br />
(a, c) and 555ppm CO 2eq (b, d) . Whereas Annex I countries (bright slices OECD and REF) caused<br />
the lion’s share <strong>of</strong> emissions in the past, the more populated non-Annex I regions (darker slices<br />
ALM and ASIA) are projected to cause higher emissions in the future under the derived intervention<br />
pathways. This characteristic holds for fossil CO 2 emissions (top row) and the aggregated set <strong>of</strong><br />
greenhouse gas emissions including land-use related CO 2 emissions (lower row).<br />
3.6.1.5 Baseline independency & Absence <strong>of</strong> socio-economic paths<br />
In line with the most popular previous mitigation pathways, the derived pathways do not attempt to reflect a<br />
certain socio-economic development pathway. The socio-economic characteristics <strong>of</strong> a future world can<br />
hardly be derived by walking along certain quantiles <strong>of</strong> the distributions <strong>of</strong> GDP development, productivity,<br />
fertility, etc. As pointed out by Grubler and Nakicenovic (2001): “Socioeconomic variables and their<br />
alternative future development paths cannot be combined at will and are not freely interchangeable because<br />
<strong>of</strong> their interdependencies. One should not, for example, create a scenario combining low fertility with high<br />
infant mortality, or zero economic growth with rapid technological change and productivity growth — since<br />
these do not tend to go together in real life any more than they do in demographic or economic theory.”<br />
The lack <strong>of</strong> a socio-economic description <strong>of</strong> the future world is a disadvantage <strong>of</strong> the EQW method in<br />
comparison to intervention scenarios derived according to fully developed scenario approaches with or<br />
without cost-optimization (see methods three and four as described in Section 3.2). However, the baseline<br />
independency and more general nature <strong>of</strong> the presented EQW pathways allows for a more ubiquitous<br />
application and for further comparative analyses in regard to the emission implications <strong>of</strong> certain climate<br />
targets. Alternatively, a restriction <strong>of</strong> the underlying pool <strong>of</strong> scenarios to one specific scenario family would<br />
allow the derivation <strong>of</strong> baseline-dependent intervention pathways.
EQW MULTI-GAS P ATHWAYS 73<br />
3.6.1.6 Land-use-change related emissions – a word <strong>of</strong> caution<br />
The following paragraph is a general word <strong>of</strong> caution on the interpretation <strong>of</strong> land-use related sinks and<br />
emissions within the EQW pathways. There are several distinctive characteristics <strong>of</strong> land-use versus energy<br />
related emission reductions that complicate their appropriate reflection and interpretation in intervention<br />
scenarios. Firstly, in regard to land-use related CO 2 net removals (cf. Figure 16, left column, graph b):<br />
sequestration might not bind the carbon for a very long time. Today’s biospheric sinks might turn into<br />
tomorrow’s sources. Therefore, enhancement <strong>of</strong> (temporary) biospheric CO 2 sequestration is not equivalent<br />
to restricting fossil fuel related emissions under a long-term perspective (Lash<strong>of</strong> and Hare, 1999; Kirschbaum,<br />
2003; Harvey, 2004). Secondly, the root causes <strong>of</strong> land-use related emissions are even more complex for landuse<br />
emissions than for energy related emissions (Carvalho et al., 2004). Thus, without a carefully balanced<br />
policy mix, negative side effects for biodiversity, watershed management, and local communities might <strong>of</strong>fset<br />
carbon uptake related benefits under a broader sustainability agenda. Thirdly, land-use related emission<br />
allowances under the current rules <strong>of</strong> the Kyoto Protocol are largely windfall credits that do not reflect<br />
additional sequestration or real emission reductions. Fourthly, ‘natural’ variability <strong>of</strong> the biospheric carbon<br />
stock poses risks for the regime stability <strong>of</strong> an emission control architecture. Given these issues, the presented<br />
results should be regarded with care. In particular, they should not be misinterpreted as a call for the<br />
advancement <strong>of</strong> sink related emission allowances in the way followed so far under the international climate<br />
change regime.<br />
3.6.1.7 Studying alternative gas-to-gas And Timing strategies<br />
Some studies analyze the relative merits <strong>of</strong> focusing reduction efforts on some specific radiative forcing<br />
agents, such as methane and ozone precursors (see e.g. Hansen et al., 2000). Deriving alternative emissions<br />
pathways that reflect differing gas-to-gas mitigation strategies for the same climate target might thus be a<br />
desirable part <strong>of</strong> a broader sensitivity analysis. The method could be extended by applying different ‘quantile<br />
paths’ to different gases, not only different regions. Such a ‘Differentiated Quantile Walk’ method could allow<br />
systematically analyzing different mitigation strategies. For example, methane and nitrous oxide emissions<br />
could be reduced according to a ‘quantile path’ that is equivalent to a 3% annual reduction <strong>of</strong> fossil fuel CO 2<br />
emissions, while in fact fossil CO 2 is reduced by only 2% annually (cf. Section 3.4.2).<br />
The flexible nature <strong>of</strong> the EQW method allows deriving pathways with different timings for emission<br />
reductions. As already demonstrated by the presentation <strong>of</strong> stabilization and peaking pr<strong>of</strong>iles, emissions<br />
pathways for various target paths can be derived. Depending on the definition <strong>of</strong> the index or quantile paths<br />
(Section 3.4.2 and 3.4.3), emissions pathways can be designed that result in a monotonic increase <strong>of</strong><br />
temperature or CO 2 concentrations up to a final target level with stabilization thereafter or subsequent<br />
dropping (e.g. overshooting (see e.g. Wigley, 2003b) or peaking pr<strong>of</strong>iles). Furthermore, the possibility to<br />
freely define the departure year for various regions allows future studies to undertake sensitivity studies<br />
contributing to the debate on ‘early action’ versus ‘delayed response’ (cf. Section 3.2 and Chapter 5).<br />
3.6.1.8 Probabilistic framework<br />
The EQW method can be used to systematically explore the effect <strong>of</strong> uncertainties in the climate system<br />
upon emission implications in a probabilistic framework (see Section 0). A probabilistic framework is<br />
important to allow for the definition <strong>of</strong> an optimal hedging strategy against dangerous climate change. Any<br />
‘best guess’ parameter model runs might lead to a systematic underestimation <strong>of</strong> optimal reduction efforts. A<br />
‘best guess’ answer in regard to the emission implications will only imply a 50% certainty to actually achieve<br />
the climate target. Under both a ‘cost-benefit’ and a ‘normative target’ policy framework, policymakers might want<br />
to design more ambitious reduction policies in order to hedge against the possibility <strong>of</strong> overshooting the<br />
target or against the possibility <strong>of</strong> costly mid-course adjustments. Specifically, fossil fuel related CO 2<br />
emissions (allowances) in OECD countries would have to decrease by 3% annually after 2010, with emissions<br />
from other sources and regions corresponding to the same quantile path, in order to limit the risk <strong>of</strong><br />
overshooting 2°C to 25% to 77% (see Table IX). 3% annual emission reductions may not be sufficient, if one<br />
wishes to ensure that the warming trajectory never exceeds the 2°C target with a higher certainty.
74 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
3.6.2 DISCUSSION OF LIMITATIONS ARISING FROM THE UNDERLYING DATABASE<br />
The derived emissions pathways will inevitably share some <strong>of</strong> the limitations <strong>of</strong> the underlying pool <strong>of</strong><br />
existing scenarios. In the following, quantitative and qualitative limitations <strong>of</strong> the scenario database are briefly<br />
highlighted (Section 3.6.2.1). Subsequently, one <strong>of</strong> the qualitative limitations, namely the potentially<br />
inadequate reflection <strong>of</strong> land-use related non-CO 2 emissions, is discussed in more detail and a comparison to<br />
recently developed cost-optimized mitigation scenarios is drawn (Section 3.6.2.2).<br />
3.6.2.1 Quantitatively and Qualitatively Limited Pool <strong>of</strong> scenarios<br />
The 54 SRES and Post-SRES scenarios used in this study provide a solid basis for the derived emissions<br />
pathways. However, as the number and quality <strong>of</strong> long-term emission scenarios will increase in the future,<br />
thanks to ongoing concerted research efforts, the quality <strong>of</strong> and level <strong>of</strong> detail in the derived EQW pathways<br />
should also be enhanced. Most importantly, the sensitivity to single scenarios would be lowered by basing the<br />
EQW method on more scenarios, provided that these scenarios are in turn based on sound and<br />
independently researched studies <strong>of</strong> mitigation potentials. Lowering this sensitivity to single scenarios seems<br />
especially warranted for the lower emissions pathways (cf. Section 3.6.1.3). Going beyond the mere number<br />
<strong>of</strong> scenarios, an extended time horizon, and higher detail in terms <strong>of</strong> (standardized) regional and sourcespecific<br />
information in the scenarios, would enhance the usefulness <strong>of</strong> derived EQW pathways.<br />
Furthermore, some qualitative limitations within the set <strong>of</strong> used SRES and Post-SRES should be kept in mind<br />
when using the presented EQW pathways. For example, the SRES and Post-SRES scenarios were developed<br />
prior to the year 2000. Thus, the original scenarios and the derived intervention emissions pathways might<br />
not fully match actual emissions up to the present day, although differences seem to be limited (van Vuuren<br />
and O'Neill, submitted).<br />
3.6.2.2 A comparison with recently derived multi-gas scenarios<br />
The Post-SRES scenarios within the underlying pool might have one shortcoming in common: all those<br />
scenarios were primarily focused on energy related reduction potentials with little details on other sectors and<br />
sources, such as land-use related non-CO 2 emissions (see e.g. Jiang et al., 2000; Morita et al., 2000).<br />
To explore this potential limitation, a comparison with some <strong>of</strong> the recent mitigation scenarios has been<br />
done, which have been developed in relation to a coordinated modeling effort in the context <strong>of</strong> the Energy<br />
Modeling Forum (de la Chesnaye, 2003). These scenarios are designed to find cost-optimized multi-gas<br />
reduction paths with a more sophisticated representation <strong>of</strong> non-CO 2 greenhouse gases than captured by<br />
most previous scenarios. For that purpose, a standardized database <strong>of</strong> mitigation measures for the most<br />
important sources <strong>of</strong> CH 4, N 2O and halocarbons and halogenated compounds was developed. The various<br />
modeling groups used different approaches, ranging from macro-economic models to more technology-rich<br />
and integrated assessment ones. For the most important sources <strong>of</strong> CH 4 and N 2O, i.e., agricultural and land<br />
use-related sources, the measures captured in the range <strong>of</strong> 10-50% <strong>of</strong> total emissions at cost levels <strong>of</strong> 200<br />
US$/tC. For energy and industrial sources, the potential reductions were higher - and ranged up to nearly<br />
100%. After incorporating the non-CO 2 reduction options into the models, cost-optimal reduction scenarios<br />
for a radiative forcing stabilization at 4.5 W/m 2 were derived. Some modeling teams, such as the IMAGE<br />
group and the developers <strong>of</strong> MERGE, also developed scenarios for other climate targets involving in some<br />
cases the full range <strong>of</strong> land use and agriculture emissions (see e.g. Manne and Richels, 2001; van Vuuren et al.,<br />
2003a).<br />
In the following, EMF-21 multi-gas scenarios <strong>of</strong> the participating modeling groups 48 are compared to an<br />
EQW emissions pathway (see Figure 19). All pathways and scenarios are designed to achieve a moderately<br />
48 The participating modelling groups for EMF-21 are AIM, AMIGA, COMBAT, EDGE, EPPA, FUND, GEMINI-E3, GRAPE,<br />
GTEM, IMAGE, IPAC, MERGE, MESSAGE, MiniCAM, SGM, WIAGEM. The work <strong>of</strong> these groups is gratefully<br />
acknowledged. <strong>Emission</strong> scenarios <strong>of</strong> these modelling groups are plotted in Figure 19.
EQW MULTI-GAS P ATHWAYS 75<br />
ambitious climate target, namely to lead to a maximal radiative forcing <strong>of</strong> 4.5W/m 2 . In general, the EQW<br />
pathway falls well within the range spanned by the EMF-21 scenarios. For CO 2 and N 2O, the EQW result is<br />
in fact close to the EMF-21 median. For CH 4, the EMF-21 median seems to be lower than the EQW result<br />
indicating that specific attention to reduction possibilities <strong>of</strong> CH 4 can result in lower CH 4 emissions.<br />
Differences between emission trajectories <strong>of</strong> EMF-21 and the EQW pathway are even reduced, if the set <strong>of</strong><br />
emission sources were standardized. In particular for N 2O and to some degree for CH 4, the EMF-21 results<br />
are rather scattered already in the historic year 2000 as some models have not included all emission sources.<br />
In addition, different definitions are used for land-use related N 2O emissions in terms <strong>of</strong> what constitutes the<br />
anthropogenic part.<br />
The main conclusion is that the presented EQW pathways seem to be already similar to those found in more<br />
detailed modeling studies that account for specific mitigation options as suggested by EMF-21 work. At this<br />
rather moderate climate target <strong>of</strong> 4.5W/m 2 , the different emissions pathways do not widely diverge. For all<br />
gases, emissions end up in 2100 slightly below current emission levels. This is both the case in the EQW and<br />
the EMF-21 results.<br />
It would be an improvement, though, to extend the sample <strong>of</strong> scenarios that EQW draws from by including<br />
these EMF-21 scenarios and other elaborated multi-gas scenarios in the underlying scenario pool, as they<br />
become available for a standardized set <strong>of</strong> emission sources. Thereby the EQW method could capture a wider<br />
range <strong>of</strong> non-CO 2 mitigations options. The ‘distribution <strong>of</strong> possible emission levels’ within EQW will become less<br />
dependent on differences in driving forces and models (that are currently likely to dominate the range) and<br />
more dependent on the potential for emission reductions among the different gases and their relative costs.
76 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
140<br />
120<br />
a. fossil CO 2<br />
100<br />
<strong>Emission</strong>s (GtCO2)<br />
80<br />
60<br />
40<br />
20<br />
0<br />
b. CH 4<br />
<strong>Emission</strong>s (GtCO2e)<br />
20<br />
15<br />
10<br />
SRES & post-SRES pool<br />
EMF-21<br />
EQW P-4.5W/m2<br />
5<br />
<strong>Emission</strong>s (GtCO2e)<br />
0<br />
9<br />
8<br />
7<br />
6<br />
5<br />
4<br />
3<br />
2<br />
1<br />
0<br />
c. N 2 O<br />
2000 2020 2040 2060 2080 2100 2120 2140<br />
Figure 19 –Fossil carbon dioxide (a) and methane (b) and nitrous oxide (c) emissions <strong>of</strong> an EQW<br />
pathway (solid black line), the IPCC SRES and Post-SRES scenarios used as underlying scenario<br />
pool in this study (solid grey lines) and recently developed multi-gas scenarios under the EMF-<br />
21(dashed black lines). The EQW pathway and the EMF-21 scenarios are designed to lead to a<br />
maximal radiative forcing <strong>of</strong> 4.5 W/m 2 . Discussion see text.
EQW MULTI-GAS P ATHWAYS 77<br />
3.7 CONCLUSIONS AND FURTHER WORK<br />
This study proposes a method to derive emissions pathways with a consistent treatment <strong>of</strong> all major<br />
greenhouse gases and other radiative forcing agents. For example, multi-gas emissions pathways can be<br />
derived for various climate target indicators and levels, such as stabilization <strong>of</strong> CO 2 concentrations at 450<br />
ppm or for peaking <strong>of</strong> radiative forcing at 2.6 W/m2 ( 470 ppm CO 2 equivalence) above the pre-industrial<br />
level. The proposed EQW method has various advantages, such as being flexible and applicable to various<br />
research questions related to Article 2 <strong>of</strong> the UNFCCC. For example, derived EQW emissions pathways can<br />
be used to perform transient climate impact studies as well as to study emission control implications<br />
associated with certain climate targets. Of course, the EQW method can only fill a niche, and cannot replace<br />
other more mechanistic multi-gas approaches, e.g. cost optimization procedures. On the contrary, the EQW<br />
method is crucially dependent on and builds on a large pool <strong>of</strong> existing and fully developed scenarios. Thus,<br />
the derived region-specific and gas-specific emission paths respect the ‘distributions <strong>of</strong> possible emission levels’ as<br />
they were outlined before by many different modelling groups. Another characteristic <strong>of</strong> the EQW pathways<br />
is that they are, to a large extent, baseline independent. Thus, the EQW pathways could be attractive for<br />
designing comparable climate impact and policy implication analyses.<br />
Achieving climate targets that account for, say, the risk <strong>of</strong> disintegrating ice sheets (Oppenheimer, 1998;<br />
Hansen, 2003; Oppenheimer and Alley, 2004) or for large scale extinction risks (Thomas et al., 2004a) almost<br />
certainly requires substantial and near term emission reductions. For example, to constrain global-mean<br />
temperatures to peaking at 2°C above the pre-industrial level with reasonable certainty (say >75%) would<br />
require emission reductions <strong>of</strong> the order <strong>of</strong> 60% below 1990 levels by 2050 for the GWP-weighted sum <strong>of</strong> all<br />
greenhouse gases (cf. peaking pathway I in ). If the start <strong>of</strong> significant emission reductions were further<br />
delayed, the necessary rates <strong>of</strong> emissions reduction rates were even higher, if the risk <strong>of</strong> overshooting certain<br />
temperature levels shouldn’t be increased (see as well Chapter 4 and 5). Thus, since more rapid reductions<br />
may require the premature retirement <strong>of</strong> existing capital stocks, the cost <strong>of</strong> any further delay would be<br />
increased, probably non-linearly. There are a number <strong>of</strong> other reasons, why one might want to avoid further<br />
delay. Firstly, future generations face more stringent emission reductions while already facing increased costs<br />
<strong>of</strong> climate impacts. Secondly, the potential benefits <strong>of</strong> ‘learning by doing’ (Arrow, 1962; Gritsevskyi and<br />
Nakicenovic, 2000; Grubb and Ulph, 2002) were limited due to the more sudden deployment <strong>of</strong> new<br />
technology and infrastructure. Thirdly, a further delay <strong>of</strong> mitigation efforts risks the potential foreclosure <strong>of</strong><br />
reaching certain climate targets. Thus, a delay might be particularly costly if, for example, the climate<br />
sensitivity turns out to be towards the higher end <strong>of</strong> the currently assumed ranges (cf. Andronova and<br />
Schlesinger, 2001; Forest et al., 2002; Knutti et al., 2003).<br />
So far, the development <strong>of</strong> optimal hedging strategies against dangerous climate change has been hampered<br />
by the absence <strong>of</strong> a method to generate flexible and consistent multi-gas emissions pathways. In this regard,<br />
the EQW method could be an important contributor towards the development <strong>of</strong> more elaborate and<br />
comprehensive climate impact and emission control studies and policies in a probabilistic framework.
78 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
3.8 APPENDIX A<br />
This Appendix A entails a description <strong>of</strong> (a) the employed simple MAGICC and (b) the assumptions made in<br />
regard to solar and volcanic forcings.<br />
3.8.1 THE MODEL<br />
(a) For the computation <strong>of</strong> global mean climate indicators, the simple climate model MAGICC 4.1 has been<br />
used 49 . MAGICC is the primary simple climate model that has been used by the IPCC to produce projections<br />
<strong>of</strong> future sea level rise and global-mean temperatures. The description in the following paragraph is largely<br />
based on Wigley (2003a). Information on earlier versions <strong>of</strong> MAGICC has been published in Wigley and<br />
Raper (1992) and Raper et al. (1996). The carbon cycle model is the model <strong>of</strong> Wigley (1993), with further<br />
details given in Wigley (2000) and Wigley and Raper (2001). Modifications to MAGICC made for its use in<br />
the IPCC TAR (IPCC, 2001c) are described in Wigley and Raper (2001; 2002) and Wigley et al. (2002).<br />
Additional details are given in the IPCC TAR climate projections chapter 9 (Cubasch et al., 2001). Sea level<br />
rise components other than thermal expansion are described in the IPCC TAR sea level chapter 11 (Church<br />
et al., 2001) with an exception in relation to the contribution <strong>of</strong> glaciers and small ice caps as described in<br />
Wigley (2003a). Gas cycle models other than the carbon cycle model are described in the IPCC TAR<br />
atmospheric chemistry chapter 4 (Ehhalt et al., 2001) and in Wigley et al. (2002). The representation <strong>of</strong><br />
temperature related carbon cycle feedbacks has been slightly improved in comparison to the MAGICC<br />
version used in the IPCC TAR, so that the magnitude <strong>of</strong> MAGICC’s climate feedbacks are comparable to the<br />
carbon cycle feedbacks <strong>of</strong> the Bern-CC and the ISAM model (see Box 3.7 in Prentice et al., 2001) 50 .<br />
3.8.2 PARAMETER CHOICES<br />
Ensemble mean outputs <strong>of</strong> this simple climate model are the basis for all presented calculations in this study.<br />
An exception are the probabilistic results <strong>of</strong> Section 0, where MAGICC TAR default parameters were<br />
complemented by the probability density distributions <strong>of</strong> different authors’ estimates <strong>of</strong> climate sensitivity, to<br />
obtain probabilistic forecasts (see e.g. Andronova and Schlesinger, 2001; Forest et al., 2002; Gregory et al.,<br />
2002; Knutti et al., 2003; Murphy et al., 2004). The ensemble outputs are computed as means <strong>of</strong> seven model<br />
runs. In each run, 13 model parameters <strong>of</strong> MAGICC are adjusted to optimal tuning values for seven<br />
atmospheric-ocean global circulation models (AOGCMs). This ‘ensemble mean’ procedure is widely used in<br />
the IPCC Third Assessment Report and described in Appendix 9.1 (see Table 9.A1 in Cubasch et al., 2001;<br />
Raper et al., 2001). By using this ‘ensemble mean’ procedure, the implicit assumptions in regard to climate<br />
sensitivity and ocean diffusivity are based on the seven AOGCMs. The mean climate sensitivity for those 7<br />
AOGCMs models is 2.8°C per doubled CO 2 concentration levels (median is 2.6°C). Clearly, if emission<br />
scenarios are derived with single model tunings or different climate sensitivities then different emission paths<br />
will be found to correspond to any given climate target, reflecting the underlying uncertainty in the science. In<br />
general, the CO 2 concentration and radiative forcing scenarios are less model parameter dependent than the<br />
temperature focused scenarios.<br />
3.8.3 CAVEATS<br />
MAGICC is probably the most rigorously tested model among the simple climate models. Nevertheless,<br />
general caveats apply as well. There are still uncertainties in regard to many aspects <strong>of</strong> our understanding <strong>of</strong><br />
49 MAGICC 4.1 has been developed by T.G.L. Wigley, S. Raper and M. Hulme and is available at<br />
http://www.cgd.ucar.edu/cas/wigley/magicc/index.html, accessed in May 2004.<br />
50 This improvement <strong>of</strong> MAGICC only affects the no-feedback results. When climate feedbacks on the carbon cycle are included, the<br />
differences from the IPCC TAR are negligible.
EQW MULTI-GAS P ATHWAYS 79<br />
the climate system, appropriate model representations and parameter choices, such as for gas cycles and their<br />
interactions, temperature feedbacks on the carbon cycle, ocean mixing, the climate’s sensitivity etc. For<br />
example, large uncertainties persist in regard to the radiative forcing due to reactive gas emissions, such as<br />
NOx. In this case, MAGICC uses simple algorithms developed for the IPCC Third Assessment Report (see<br />
Wigley et al., 2002 for further information on this). However, in most cases, the effect <strong>of</strong> these uncertainties<br />
on long-term global-mean temperature projections is relatively small. The large uncertainties in regard to<br />
indirect aerosol forcing are another example. Obviously, a best estimate parameter as used in the IPCC Third<br />
Assessment Report calculations and in this study does not reflect these uncertainty ranges. However, at the<br />
global mean level the effect <strong>of</strong> aerosol forcing uncertainties is limited for long-term projections as aerosol<br />
precursor emissions are expected to decline over the 21 st century, as discussed in (Wigley and Raper, 2002).<br />
The major source <strong>of</strong> uncertainty for long-term global-mean temperature projections, the climate sensitivity,<br />
has been explored in this study (see Section 0, and 3.8.2). Future applications will benefit from a truly<br />
probabilistic framework (cf. Section 3.6.1.8).<br />
3.8.4 NATURAL FORCINGS<br />
Historic solar and volcanic forcings have been assumed, as presented in the IPCC TAR and according to<br />
Lean et al. (1995) and Sato et al. (1993), respectively (see Figure 6-8 in Ramaswamy et al., 2001). Recent<br />
studies suggested that an up-scaling <strong>of</strong> solar forcing might lead to a better agreement <strong>of</strong> historic temperature<br />
records (e.g. Hill et al., 2001; North and Wu, 2001; Stott et al., 2003). In accordance with the best fit results<br />
by Stott et al. (2003, table 2), a solar forcing scaling factor <strong>of</strong> 2.64 has been assumed for this study.<br />
Accordingly, volcanic forcings from Sato et al. (1993) have been scaled down by a factor 0.39 (Stott et al.,<br />
2003, table 2). However, there is considerable uncertainty in this regard and it should be noted that<br />
mechanisms for the amplification <strong>of</strong> solar forcing are not yet established (Ramaswamy et al., 2001, section<br />
6.11.2; Stott et al., 2003). Future solar and volcanic forcings have been assumed in accordance with the mean<br />
forcings over the past 22 and 100 years respectively, i.e. +0.16 W/m 2 for solar and -0.35 W/m 2 for volcanic<br />
forcing and scaled as described above 51 .<br />
51 The alternative, to leave natural forcings out in the future, is not really viable, since the model has been spun up with estimates <strong>of</strong><br />
the historic solar and volcanic forcings. Assuming the solar forcing to be a non-stationary process with a cyclical component<br />
and assuming that the sum <strong>of</strong> volcanic forcing events can be represented as a Compound Poisson process, it seems more<br />
realistic to apply the recent and long-term means <strong>of</strong> solar and volcanic forcings, respectively, for the future.
80 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
3.9 APPENDIX B<br />
Spearman rank correlations ‘SRCorr’ between fossil fuel CO 2 emissions and the emissions <strong>of</strong> gas g at time t<br />
are given as:<br />
SRCorr<br />
( R −μ)( R −μ)<br />
=<br />
σ<br />
fCO2, t g,<br />
t<br />
gt , 2<br />
where R g,t is the vector <strong>of</strong> rank indexes for each scenario at time t for gas g, R fCO2,t is the vector <strong>of</strong> rank<br />
indexes for each scenario at time t for fossil CO 2 emissions, is the mean <strong>of</strong> all ranks (in this case half the<br />
number <strong>of</strong> scenarios + 0.5) and is the standard deviation <strong>of</strong> the rank indexes. Another indicator is the<br />
Kendall rank correlation indicator given as:<br />
n n<br />
1 <br />
<br />
KRCorrg , t<br />
= sign( e<br />
fCO2, s<br />
−e fCO2, i<br />
) sign( eg, s<br />
−eg,<br />
i<br />
)<br />
nn ( −1)<br />
<br />
<br />
i= 1 s=<br />
1<br />
<br />
with s≠<br />
i<br />
where n is the number <strong>of</strong> scenarios, e g,s the emission <strong>of</strong> gas g for scenario s and where the function ‘sign(..)’<br />
returns -1 for negative and +1 for positive differences in emissions between two scenarios.
4<br />
E MISSION IMPLICATIONS OF LONG-<br />
TERM CLIMATE TARGETS 52<br />
Michel den Elzen 53 and Malte Meinshausen<br />
Extended abstract accepted for Exeter Symposium “Avoiding Dangerous <strong>Climate</strong> Change”, 1-3 February 2005<br />
Published as RIVM-Report No, 728001031/2005, April 2005<br />
Submitted to peer-reviewed book-project “Avoiding Dangerous <strong>Climate</strong> Change”, DEFRA, UK, 27 April 2005<br />
52 The authors <strong>of</strong> this chapter, Michel den Elzen and Malte Meinshausen, thank Marcel Berk, Bas Eickhout, Paul Lucas and Detlef<br />
van Vuuren (RIVM, the Netherlands) and Bill Hare (PIK, Potsdam) for comments and suggestions in various stages <strong>of</strong> the research.<br />
Finally, we thank Ruth de Wijs for language editing assistance. Any errors in the report are the responsibility <strong>of</strong> the authors.<br />
53 National Institute for Public Health and Environment (RIVM), 3720 BA Bilthoven, the Netherlands
82 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
4.1 SUMMARY<br />
Here, a set <strong>of</strong> multi-gas emission pathways is presented for different CO 2-equivalent concentration<br />
stabilization levels, i.e. 400, 450, 500 and 550 ppm CO 2-equivalent, along with an analysis <strong>of</strong> their global and<br />
regional reduction implications and implied probability <strong>of</strong> achieving the EU climate target <strong>of</strong> 2°C. The effect<br />
<strong>of</strong> different assumptions made for baselines, technological improvement rates, or delay <strong>of</strong> global action on<br />
the resulting emission pathways is also analyzed. For achieving the 2°C target with a probability <strong>of</strong> more than<br />
85% (60%), greenhouse gas concentrations need to be stabilized at 400 (450) ppm CO 2-equivalent or below,<br />
if the 90% uncertainty range for climate sensitivity is believed to be 1.5 to 4.5°C. A stabilization at 400 (450)<br />
ppm CO 2-equivalent requires global emissions to peak before 2020, followed by substantial overall reductions<br />
<strong>of</strong> as much as 50% (30%) compared to 1990 levels in 2050. In 2020, Annex I emissions need to be<br />
approximately 30% (15%) below 1990 levels for stabilization at 400 (450) ppm CO 2-equivalent ppm, and<br />
non-Annex I emissions may increase compare to the 1990 levels, but not compared to their baseline<br />
emissions (15-20% reduction). A further delay in peaking <strong>of</strong> global emissions in 10 years doubles maximum<br />
reduction rates to about 5% per year, and very likely leads to high costs. In order to keep the option open <strong>of</strong><br />
stabilizing at 400 and 450ppm CO 2 equivalent, the US and major advanced non-Annex I countries will have<br />
to participate in the reductions within the next two decades.<br />
4.2 INTRODUCTION<br />
The aim <strong>of</strong> this study was to explore allowable emissions levels <strong>of</strong> the set <strong>of</strong> the six greenhouse gases covered<br />
under the Kyoto Protocol in the long and short term that are compatible with any long-term climate policy<br />
targets to avoid dangerous climate change. In order to determine allowable levels <strong>of</strong> greenhouse gas<br />
emissions, we have to back-calculate from acceptable levels <strong>of</strong> climate change to emissions. This is not<br />
simple. Apart from the question <strong>of</strong> what an acceptable level <strong>of</strong> climate change constitutes – a political issue –<br />
there are major uncertainties in the cause–effect chain. This is the relationship between levels <strong>of</strong> greenhouse<br />
gas emissions and the impacts related to the human-induced climate change. Thus, we take a pragmatic route:<br />
the point <strong>of</strong> departure <strong>of</strong> our analysis will be the long-term EU climate target <strong>of</strong> limiting the global mean<br />
temperature increase to 2°C above pre-industrial levels (1861-1890), as adopted in 1996, and recently (March<br />
2005) reconfirmed by European-Council (1996; 2005). It should be kept in mind though that 2°C cannot be<br />
regarded as ‘safe’, as shown by many reviews in the scientific literature (Smith et al., 2001; Hare, 2003; ACIA,<br />
2004). For example, the human-induced climate change up to the present has already doubled the risk <strong>of</strong> heat<br />
waves, such as the European heat wave <strong>of</strong> 2003 and the resulting unusually large numbers <strong>of</strong> heat-related<br />
deaths (Allen and Lord, 2004; Stott et al., 2004).<br />
To deal with the large uncertainties in the cause-effect chain we have adopted a probabilistic approach and<br />
focus on the uncertainty in climate sensitivity. <strong>Climate</strong> sensitivity summarizes the key uncertainties for longterm<br />
climate projections and is expressed as the expected warming <strong>of</strong> the earth’s surface for a doubling <strong>of</strong><br />
pre-industrial CO 2 concentrations (2x278=556ppm). Several studies have estimated probability density<br />
functions 54 for climate sensitivity, <strong>of</strong> which we select two as examples: Firstly, the one by Wigley & Raper<br />
(2001), which is built to match the conventional IPCC 1.5 to 4.5 uncertainty range, and secondly a recent<br />
estimate derived by Murphy et al. (2004) using a large ensemble <strong>of</strong> GCM runs.<br />
54 These probability density functions provide information on how likely the real climate sensitivity can be found in a certain<br />
interval.
FAIR-SI MCA P PATHWAYS 83<br />
We developed multi-gas abatement pathways and analysed the associated risks 55 <strong>of</strong> them overshooting the EU<br />
climate target <strong>of</strong> 2°C (see Chapter 2 and 5). Earlier analysis <strong>of</strong> emission pathways leading to climate<br />
stabilization focuses mainly on CO 2 only (Wigley et al., 1996; Swart et al., 1998; Hourcade and Shukla, 2001).<br />
Consistent information on reduction potential for the non-CO 2 gases has been lacking for a long time, which<br />
is why most studies on the implications <strong>of</strong> a multi-gas reduction strategy are more recent (see e.g. Reilly et al.,<br />
1999b; Eickhout et al., 2003). Recent studies exploring the impacts <strong>of</strong> including non-CO 2 gases in the analysis<br />
<strong>of</strong> the Kyoto Protocol have found that major cost reductions can initially be obtained through the relatively<br />
cheap abatement options for some <strong>of</strong> the non-CO 2 gases and the increase in flexibility (Hayhoe et al., 1999;<br />
Reilly et al., 1999b). Multi-gas studies on long-term stabilisation targets indicate similar conclusions (e.g. Tol<br />
(1999), Manne and Richels (2001), van Vuuren et al. (2003b; 2004b), den Elzen et al. (2005b), although CO 2<br />
remains by far the most important human-induced radiative forcing agent in the long term. Still, reducing<br />
non-CO 2 emissions can have important advantages in terms <strong>of</strong> avoiding climate impacts (see Chapter 3 and<br />
Hansen et al., 2000; Wigley et al., submitted). Other studies have explored the methodological issues <strong>of</strong> a<br />
multi-gas approach, such as which type <strong>of</strong> climate targets (for instance, concentration or temperature targets)<br />
can best be set for such a diverse group <strong>of</strong> gases (see Manne and Richels (2001), Richels et al. (2004),<br />
Fuglestvedt et al. (2003) and O'Neill (2003)).<br />
Obviously, it is much more complicated to define emission pathways for stabilising CO 2-equivalent<br />
concentrations 56 than for CO 2 only, because these can be reached through various combinations <strong>of</strong><br />
greenhouse gases, which also have different contributions to the total radiative forcing over time. So far, there<br />
are roughly five ways <strong>of</strong> accounting for non-CO 2 emissions:<br />
(i) simple scenario assumptions, for example, the common non-intervention scenario 57 (SRES A1B)<br />
for non-CO 2 emissions in the IPCC Third Assessment Report (Cubasch et al., 2001) or a certain<br />
CO 2-equivalent concentration (e.g. 100 ppm) to be added to a CO 2-concentration stabilization<br />
target (Eickhout et al., 2003);<br />
(ii) ‘scaling’, concentrations or radiative forcing, which are proportionally scaled with CO 2: e.g. 23%<br />
<strong>of</strong> CO 2 forcing {Raper, 1996 #1551},<br />
(iii) accounting for source-specific reduction potentials for all gases, as in the post-SRES scenarios<br />
(Morita et al., 2000; Swart et al., 2002),<br />
(iv) different approaches assuming cost-optimal implementation <strong>of</strong> available reduction options over<br />
the greenhouse gases, sources and regions (van Vuuren et al., 2003b) and/or over time (Manne<br />
and Richels, 2001) and<br />
(v) meta-approaches that make use <strong>of</strong> the multi-gas characteristics in existing scenarios derived by<br />
any <strong>of</strong> the previous approaches (e.g., Chapter 3).<br />
Here we focus on a cost-optimisation variant (iv), which closely reflects the political reality <strong>of</strong> pre-set caps on<br />
aggregated emissions and individual cost-optimising actors. Specifically, the actors are assumed to choose a<br />
cost-minimizing mix <strong>of</strong> reductions across the different greenhouse gases to achieve the preset global emission<br />
level for each five year period.<br />
Further on in this study we will focus on the development <strong>of</strong> multi-gas emission pathways for the lower<br />
concentration stabilization targets (400, 450, 500 and 550ppm CO 2-eq.), as opposed to 550 and 650ppm CO 2-<br />
55 Note that throughout this dissertation, the term ‘risk <strong>of</strong> overshooting’ is used for the ‘probability <strong>of</strong> exceeding a threshold’.<br />
Technically speaking, ‘risk’ is used in this respect to describe the product <strong>of</strong> likelihood and consequence with ‘consequence’ described<br />
as a step function with the value 0 below and 1 above the threshold.<br />
56 “CO 2 equivalence” summarises the climate effect (‘radiative forcing’) <strong>of</strong> all human-induced greenhouse gases, tropospheric<br />
ozone and aerosols, following the IPCC definition, as if we only changed the atmospheric concentrations <strong>of</strong> CO 2 (see Schimel et al.<br />
(1997)).<br />
57 Following the terminology <strong>of</strong> Chapter 3, we can draw a distinction here between scenarios and emission pathways. While the<br />
emission pathway focus solely on emissions, a scenario represents a more complete description <strong>of</strong> possible future states <strong>of</strong> the world,<br />
including their socio-economic characteristics and energy and transport infrastructures. According to this definition, many <strong>of</strong> the<br />
existing ‘scenarios’ are in fact pathways, including the ones derived in this study.
84 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
eq. as in our earlier study on emission pathways (Eickhout et al., 2003) 58 , so as to achieve more certainty in<br />
reaching the EU 2 degree Celsius target (e.g., Chapter 1). For these lower concentration targets, we assume a<br />
certain overshooting (or peaking), i.e. concentrations may first increase to an “overshooting” concentration<br />
level up to 480, 500 and 525ppm, then a decrease, and, finally, a stabilization at 400, 450 and 500ppm CO 2-<br />
equivalence, respectively. This overshooting is partially reasoned by the already substantial present<br />
concentration levels and the attempt to avoid drastic sudden reductions in the presented emission pathways.<br />
This study also explores the step succeeding the development <strong>of</strong> global emission pathways: i.e. the issue <strong>of</strong><br />
differentiating post-2012 commitments, in other words, how to allocate the global emission reduction on a<br />
regional level. This quantitative analysis <strong>of</strong> allocation-based regime proposals is based on earlier work (e.g.<br />
den Elzen et al., 2005a; den Elzen et al., 2005b).<br />
The analysis here focuses on four questions for climate-change policy-making:<br />
1. What are the emission pathways compatible meeting the the EU two degree Celsius target, and what<br />
is the certainty <strong>of</strong> achieving this?<br />
2. What is the effect <strong>of</strong> different assumptions made for the baseline and technological improvement<br />
rates <strong>of</strong> abatement potential and costs on the emission pathways, and their resulting emissions<br />
reductions and abatement costs?<br />
3. What are the global and regional emission reduction implications?<br />
4. What are the implications <strong>of</strong> a further delay in mitigation actions?<br />
The next chapter presents the overall method used for this analysis <strong>of</strong> linking global emission pathways with<br />
climate targets. Chapter 3 contains the results <strong>of</strong> the analysis for various concentration stabilization targets,<br />
and analyses the impact <strong>of</strong> some <strong>of</strong> the major uncertainties (question 1). Chapter 4 presents the global<br />
abatement costs (question 2), while Chapter 5 analyses the regional emission implications based on a post-<br />
2012 climate regime for future commitments (question 3). Chapter 6 analyses questions with regard to the<br />
effects <strong>of</strong> a delay in emission reductions. The final chapter (Chapter 7) draws up several conclusions.<br />
4.3 METHOD FOR DEVELOPING EMISSION PATHWAYS WITH COST-EFFECTIVE<br />
MULTI-GAS MIXES<br />
In order to assess the emission implications <strong>of</strong> different stabilization levels, this study presents new multi-gas<br />
emission pathways for the scenario period, 2000-2400, derived by a method for a cost-effective mitigation <strong>of</strong><br />
emissions. This method calculates the cost-optimal mixes <strong>of</strong> greenhouse gas emission reductions for a given<br />
global emission pathway. The emission pathway is determined iteratively to match prescribed climate targets<br />
<strong>of</strong> any level, as described in detail below. It should be kept in mind though that this approach does not derive<br />
cost-effective pathways over the whole scenario period per se, but focuses on a cost-effective split among<br />
different greenhouse gas reductions for given emission limitations on GWP-weighted and aggregated<br />
emissions. For example, based on the current model version with static cost assumptions, we cannot make<br />
definitive judgments on how a delay in global action will affect overall mitigation costs over time. However,<br />
the model framework surely accommodates an analysis <strong>of</strong> the existing policy framework with preset caps on<br />
Global Warming Potential (GWP)-weighted overall emissions under the assumption <strong>of</strong> cost-minimizing<br />
national strategies. The emissions that have been adapted to meet the pre-defined stabilization targets include<br />
those <strong>of</strong> all major greenhouse gases (fossil CO 2, CH 4, N 2O, HFCs, PFCs and SF 6, i.e. the so-called six Kyoto<br />
greenhouse gases), ozone precursors (VOC, CO and NO x) and sulphur aerosols (SO 2).<br />
For our method we used the policy decision support tool FAIR 2.0 in combination with another climate<br />
policy tool called SiMCaP.<br />
58 These emission pathways were used in the EU research project “Greenhouse gas reduction pathways in the UNFCC post-<br />
Kyoto process up to 2025”, which forthwith will be known as the GRP study (Criqui et al., 2003).
FAIR-SI MCA P PATHWAYS 85<br />
The FAIR (Framework to Assess International Regimes for the differentiation <strong>of</strong> commitments) 2.0 model<br />
developed at the RIVM in the Netherlands (www.rivm.nl/fair) is a policy decision-support tool, which aims<br />
to assess the environmental and abatement costs implications <strong>of</strong> climate regimes for differentiation <strong>of</strong> post-<br />
2012 commitments (den Elzen and Lucas, 2003; den Elzen and Lucas, accepted). For the calculation <strong>of</strong> the<br />
emission pathways, only the (multi-gas) abatement costs model <strong>of</strong> FAIR is used. This model distributes the<br />
difference between baseline and global emission pathway over the different regions, gases and sources<br />
following a least-cost approach, taking full advantage <strong>of</strong> the flexible Kyoto Mechanisms (emissions trading)<br />
(see e.g. den Elzen et al., 2005b). For this purpose, it makes use <strong>of</strong> (time-dependent) Marginal Abatement<br />
Cost (MAC) curves 59 for the different regions, gases and sources as described below. The FAIR model also<br />
uses baseline scenarios, i.e. potential greenhouse gas emissions in the absence <strong>of</strong> climate policies, from the<br />
integrated assessment model IMAGE 60 and the energy model, TIMER. 61<br />
The SiMCaP (‘Simple Model for <strong>Climate</strong> Policy Assessment’), developed at the ETH in Zurich, Switzerland<br />
(www.simcap.org), calculates global emission pathways compatible with long-term climate targets. The global<br />
climate calculations make use <strong>of</strong> the simple climate model, MAGICC 4.1 (Wigley and Raper, 2001; 2002;<br />
Wigley, 2003a). More specifically, the pathfinder module <strong>of</strong> SiMCaP makes use <strong>of</strong> an iterative procedure to<br />
find emission paths that correspond to a predefined arbitrary climate target. 62<br />
The integration <strong>of</strong> both models, the ‘FAIR-SiMCaP’ 1.0 model, allows the strengths <strong>of</strong> both models to be<br />
combined to: (i) calculate the cost-optimal mixes <strong>of</strong> greenhouse gas reductions for a global emissions pr<strong>of</strong>ile<br />
under a least costs approach (FAIR) and (ii) find the global emissions pr<strong>of</strong>ile that is compatible with any<br />
arbitrary climate target (SiMCaP).<br />
More specifically, the FAIR-SiMCaP calculations consist <strong>of</strong> four steps (Figure 20):<br />
1. Using the SiMCaP model to construct a parameterised global CO 2-equivalent emission pathway, which is<br />
here defined by sections <strong>of</strong> linear decreasing or increasing emission reduction rates R I (initial 2010 value), R x,<br />
R y and R z and years (X, Y and Z) at which the reduction rates change (see for a detailed description <strong>of</strong> the<br />
methodology Appendix A). This CO 2-equivalent emission pathway 63 includes the anthropogenic emissions <strong>of</strong><br />
six Kyoto greenhouse gases. One exception is formed by the LUCF (land use and landuse change related)<br />
CO 2 emissions; this because no MAC curves are available for these, although the option <strong>of</strong> sink-related<br />
uptakes is parameterised in FAIR as one mitigation option. The LUCF CO 2 emissions are described by the<br />
baseline scenario. Up to 2012, the pathway incorporates the implementation <strong>of</strong> the Annex I Kyoto Protocol<br />
targets for the Annex I regions excluding Australia and the US. 64 Although the USA follows the proposed<br />
greenhouse-gas intensity target (White-House, 2002), this leads to emissions which do not significantly differ<br />
from their baseline emissions (van Vuuren et al., 2002).<br />
59 MAC curves that reflect the costs <strong>of</strong> abating the last ton <strong>of</strong> CO 2-equivalent emissions and, in this way, describe the potential<br />
and costs <strong>of</strong> the different abatement options considered are used here.<br />
60 The IMAGE 2.2 model is an integrated assessment model consisting <strong>of</strong> a set <strong>of</strong> integrated models that together describe<br />
important elements <strong>of</strong> the long-term dynamics <strong>of</strong> global environmental change, such as agriculture and energy use, atmospheric<br />
emissions <strong>of</strong> greenhouse gases and air pollutants, climate change, land-use change and environmental impacts (IMAGE-team, 2001)<br />
(www.rivm.nl/image).<br />
61 The global energy model TIMER 1.0, as part IMAGE, describes the primary and secondary demand and production <strong>of</strong> energy<br />
and the related emissions <strong>of</strong> greenhouse gases and on a regional scale (17 world regions) (de Vries et al., 2002).<br />
62 For further details such as assumptions with regard to natural forcing, see Section 2.4.5.<br />
63 The global baseline and emission pathways are expressed in CO 2-equivalent emissions, calculated using the emissions <strong>of</strong> the<br />
six greenhouse gases combined with the 100-year Global Warming Potentials (GWPs) (IPCC, 2001a). Despite its limitations, the<br />
GWP concept is used here in a manner consistent with the current practices in policy documents, such as in the Kyoto Protocol.<br />
64 Here, we do not analyse the impact <strong>of</strong> other implementations <strong>of</strong> the Kyoto Protocol on the final emission pathways: i.e. (1) a<br />
“strong” Kyoto implementation, in which the USA and Australia also implement their Kyoto targets and the emissions <strong>of</strong> economies<br />
in transition (Russia and Eastern European countries) follow the lower <strong>of</strong> their Kyoto targets and their baseline emissions, and their<br />
“hot air” will not be sold, or a “failure” <strong>of</strong> the Kyoto Protocol, in which all countries implement their baseline emissions, since<br />
implementation <strong>of</strong> both cases does not seem very realistic politically. The impact <strong>of</strong> these Kyoto implementations on the global CO2<br />
emission pathways aiming at 400, 450 and 550 ppm CO 2-only stabilization was analysed by Höhne (2005).
86 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
2. The abatement costs model <strong>of</strong> FAIR is used to allocate the global emissions reduction objective (except<br />
LUCF CO 2 emissions): i.e. the difference between the baseline emissions and the global CO 2-equivalent<br />
emission pathway (see Figure 26) <strong>of</strong> step 1. Here a least-cost approach (cost-optimal allocation <strong>of</strong> reduction<br />
measures) is used for five year intervals over the 2000-2100 65 period for the six greenhouse gases; 100-year<br />
GWP indices, different sources (e.g. for CO 2: 12; CH 4: 9; N 2O: 7) and 17 world regions 66 are employed, taking<br />
full advantage <strong>of</strong> the flexible Kyoto Mechanisms – International <strong>Emission</strong>s Trading (IET), Joint<br />
Implementation (JI) and the Clean Development Mechanism (CDM). Figure 26 shows the contribution <strong>of</strong><br />
the different greenhouse gases in the global emissions reduction to, in this case, reach the 450ppm CO 2-<br />
equivalent concentration level. The figure clearly shows that up to 2025, there are potentially large incentives<br />
for sinks and non-CO 2 abatement options (cheap options), so that the non-CO 2 reductions and sinks form a<br />
relatively large share in the total reductions. Later in the scenario period, the focus is more on the CO 2<br />
reductions, and the contribution <strong>of</strong> most gases becomes more proportional to their share in baseline<br />
emissions. The emission pathways <strong>of</strong> the different greenhouse gases can then be constructed in this way.<br />
Figure 20 - The FAIR-SiMCaP model. The calculated global emission pathways were developed by<br />
using an iterative procedure as implemented in SiMCaP’s ‘pathfinder’ module, using MAGICC to<br />
calculate the global climate indicators, the multi-gas abatement costs and the FAIR model to<br />
allocate the emissions <strong>of</strong> the individual greenhouse gases and the IMAGE 2.2 and TIMER model for<br />
the baseline emissions scenarios along with the MAC curves.<br />
65 After 2100, there are no marginal abatement cost estimates, but another methodology is followed. More specifically, the CO 2<br />
equivalent emission reductions rates are assumed to apply to each individual gas, except where non-reducible fractions (0.7) have been<br />
defined (N 2O, CH 4).<br />
66 Calculations were done for 17 regions, i.e. Canada, USA, OECD-Europe, Eastern Europe, FSU, Oceania and Japan (Annex I<br />
regions); Central America, South America, the Middle East & Turkey (middle- and high-income non-Annex I regions); Northern<br />
Africa, Southern Africa, East Asia (incl. China) and South-East Asia (low-middle income non-Annex I regions); Western Africa,<br />
Eastern Africa and South Asia (incl. India) (low-income non-Annex I regions) (IMAGE-team, 2001).
FAIR-SI MCA P PATHWAYS 87<br />
Different sets <strong>of</strong> baseline- and time-dependent MAC curves for different emission sources are used here. For<br />
energy- and industry-related CO 2 emissions (energy, feedstock and cement production), the impulse response<br />
curves calculated with the energy model, TIMER 1.0 (de Vries et al., 2002) are used. This energy model<br />
calculates regional energy consumption, energy-efficiency improvements, fuel substitution, and the supply<br />
and trade <strong>of</strong> fossil fuels and renewable energy technologies, as well as carbon capture and storage. A carbon<br />
tax on fossil fuels is imposed for constructing the MAC curves to induce emission abatements, taking into<br />
account technological developments, learning effects and system inertia (van Vuuren et al., 2004a). The<br />
TIMER response curves were calculated assuming a linear increase <strong>of</strong> the permit price after the first<br />
commitment period and the final value in the evaluation year. In this way, the MAC curves do take into<br />
account (as a first-order approximation) the time pathway <strong>of</strong> earlier abatement, although not dynamically. For<br />
CO 2 sinks the MAC curves <strong>of</strong> the IMAGE model are used (van Vuuren et al., 2004b).<br />
For non-CO 2, exogenously determined MAC curves from EMF-21 (DeAngelo et al., 2004; Delhotal et al.,<br />
2004; Schaefer et al., 2004) are used. This set is based on detailed abatement options, and includes curves for<br />
CH 4 and N 2O emissions from both energy- and industry-related emissions and some agricultural sources, as<br />
well as abatement options for the halocarbons (see Appendix B). The non-CO 2 MACs were constructed<br />
mainly for 2010, and do not include technological improvements in time. Furthermore, the curves were<br />
constructed against a hypothetical baseline that assumes that no measures are taken in the absence <strong>of</strong> climate<br />
policy (‘frozen emission factors’). Therefore, the non-CO 2 MAC curves have been corrected for measures<br />
already applied under our baseline scenario; this is to increase consistency within the analysis (see van Vuuren<br />
et al., 2003b for the methodology used). Finally, increases are assumed in the abatement potentials due to the<br />
technology process and removal <strong>of</strong> implementation barriers. Here, a relatively conservative value <strong>of</strong> an<br />
increasing potential (at constant costs) due to technology progress and removal <strong>of</strong> implementation barriers<br />
for all other non-CO 2 MAC curves <strong>of</strong> 0.4% per year is assumed (simply incorporated by multiplying the MAC<br />
curves by this technological rate, as illustrated in Figure 26 (Graus et al., 2004; van Vuuren et al., 2004b)).<br />
There are still some remaining agricultural emission sources <strong>of</strong> CH 4 and N 2O, where no MAC curves were<br />
available (e.g. for N 2O agricultural waste burning, indirect fertiliser, animal waste and domestic sewage). As it<br />
is unlikely that these sources will remain unabated under ambitious climate targets, we assumed a linear<br />
reduction towards a maximum <strong>of</strong> 35% compared to baseline levels within a period <strong>of</strong> 30 years (2040).<br />
25<br />
CO2-eq. emissions in GtC-eq<br />
450<br />
a<br />
20<br />
baseline B1<br />
15<br />
10<br />
5<br />
IM A -B 1<br />
0<br />
1995 2020 2045 2070 2095<br />
10 0<br />
75<br />
%-contribution total reduction (%)<br />
50<br />
Sinks<br />
F-gasses<br />
25<br />
N2O<br />
CH4<br />
IM A -B 1 CO2<br />
0<br />
2010 2035 2060 2085<br />
b<br />
25<br />
20<br />
CO2-eq. emissions in GtC-eq<br />
%-contribution total reduction (%)<br />
10 0<br />
b aseline CPI c d<br />
450<br />
75<br />
15<br />
10<br />
5<br />
CPI-tech<br />
0<br />
1995 2020 2045 2070 2095<br />
50<br />
Sinks<br />
F-gasses<br />
N2O<br />
25<br />
CH4<br />
CPI-tech<br />
CO2<br />
0<br />
2010 2035 2060 2085<br />
Figure 21 - Contribution <strong>of</strong> greenhouse gases in total emission reductions under the emission<br />
pathways for a stabilization at 450ppm CO 2-equivalent concentration <strong>of</strong> the IMA-B1 (a,b) and<br />
CPI+tech scenario (c,d).
88 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Finally, in addition to the end-<strong>of</strong>-pipe measures, as summarized in the non-CO 2 MAC curves, CH 4 and N 2O<br />
emissions can also be reduced by systemic changes in the energy system (for instance, the reduction in the use<br />
<strong>of</strong> coal and/or gas reduce CH 4 emissions during production and transport <strong>of</strong> these fuels). As seen in van<br />
Vuuren et al. (2004b) we account for these effects by a coupled analysis <strong>of</strong> the FAIR and TIMER models. It<br />
should be noted, however, that the total impact <strong>of</strong> these indirect reductions are relatively small (a maximum<br />
<strong>of</strong> about 0.1-0.2 GtC) (compared to the overall reduction objective <strong>of</strong> more than 10 GtC in 2050) and have<br />
therefore not been taken into account in the analysis here. For a detailed description <strong>of</strong> the MAC curves we<br />
refer to van Vuuren et al. (2004a; 2004b).<br />
3. The greenhouse gas concentrations, and global temperature and sea level rise are calculated using the<br />
simple climate model MAGICC 4.1.<br />
4. Within the iterative procedure <strong>of</strong> the SiMCaP model, the parameterizations <strong>of</strong> the CO 2-equivalent emission<br />
pathway (step 1) are optimized (repeat step 1, 2 and 3) until the climate output and the prescribed target show<br />
sufficient matches.<br />
These emission pathways have been developed for three underlying baseline scenarios:<br />
1. CPI: the Common POLES IMAGE (CPI) baseline (van Vuuren et al., 2003b; van Vuuren et al., 2004b)<br />
scenario with the LUCF CO 2 emissions <strong>of</strong> this scenario and with the default MAC curves. The CPI scenario<br />
assumes a continued process <strong>of</strong> globalization, medium technology development and a strong dependence on<br />
fossil fuels. This corresponds to a medium-level emissions scenario when compared to the IPCC SRES<br />
emissions scenarios (Figure 21b, left).<br />
2. CPI+tech: the CPI baseline scenario with the LUCF CO 2 emissions <strong>of</strong> the IMA-B1 scenario (less<br />
deforestation) and with MAC curves assuming additional technological improvements. As current studies<br />
(e.g., Azar et al. (submitted) and Nakicenovic and Riahi (2003)) indicate that more technological<br />
improvements in abatement potential and reduction costs are possible than assumed in the CPI baseline, we<br />
have analyzed the impact <strong>of</strong> more optimistic assumptions. For this, we made the following, rather arbitrary,<br />
assumptions: (1) for the MAC curves <strong>of</strong> energy CO 2, an additional technological improvement factor <strong>of</strong><br />
0.2%/year; (2) for the MAC curves <strong>of</strong> the non-CO 2 gases, a technological improvement rate <strong>of</strong> 1%/year<br />
instead <strong>of</strong> 0.2%/year and (3) for the sources <strong>of</strong> non-CO 2 gases, where no MAC curves were available, a<br />
maximum reduction <strong>of</strong> 80% instead <strong>of</strong> 30% in 2040 (cf. Figure 22).<br />
3. IMA-B1: the IMAGE IPCC SRES B1 baseline (IMAGE-team, 2001) scenario with the LUCF CO 2<br />
emissions <strong>of</strong> this scenario and the default MAC curves (see also Appendix A). This scenario assumes<br />
continuing globalisation and economic growth, and a focus on the social and environmental aspects <strong>of</strong> life.<br />
The baseline emissions are given in Figure 21a;<br />
The CPI scenario has been selected as this is a medium-level emissions scenario, also used in our earlier study<br />
(Eickhout et al., 2003) and the GRP study (Criqui et al., 2003). Here, two additional baselines, namely<br />
CPI+tech and IMAGE B1 have been selected for two reasons. First <strong>of</strong> all, emissions are uncertain - and the<br />
two scenarios explore the situation <strong>of</strong> more optimistic improvements <strong>of</strong> the abatement potential and<br />
reduction costs. Secondly, there might be reasons why climate policies could inevitably shift the “baseline”,<br />
i.e. the development <strong>of</strong> future emissions in case no further climate policies were undertaken. The method<br />
used in our study intends to capture these effects, but may underestimate its consequences. In addition, there<br />
is some evidence that technological “lock-in” effects might cause low-emissions paths being achievable at<br />
very low additional costs (Gritsevskyi and Nakicenovic, 2000). Obviously, with lower baseline scenarios, it<br />
will be easier to achieve ambitious mitigation pathways. In fact, the combination <strong>of</strong> the CPI baseline and the<br />
standard set <strong>of</strong> MAC curves renders the derivation <strong>of</strong> 450 and 400ppm CO 2 -equivalent stabilization levels<br />
impossible.
FAIR-SI MCA P PATHWAYS 89<br />
100<br />
Reduction costs (US$/tC)<br />
80<br />
60<br />
40<br />
20<br />
0<br />
-20<br />
Already included<br />
in baseline<br />
Fraction reduced<br />
0.2 0.4 0.6 0.8 1<br />
Technology<br />
development :<br />
Bending MACs<br />
outward<br />
Figure 22 - Incorporation <strong>of</strong> Marginal Abatement Curves in FAIR 2.0 (van Vuuren et al., 2004b).<br />
Note: The marginal abatement curves are corrected for the improvements already assumed in the<br />
baseline scenario, and bend outward in time as a result <strong>of</strong> technology development.<br />
4.4 EMISSION PATHWAYS AND THEIR TRANSIENT TEMPERATURE IMPLICATIONS<br />
4.4.1 CO 2 -EQUIVALENT CONCENTRATION AND RADIATIVE FORCING<br />
This chapter presents various global multi-gas emission pathways to bring about stabilization at CO 2-<br />
equivalence levels 67 <strong>of</strong> 550ppm (3.65W/m 2 ), 500ppm (3.14W/m 2 ), 450ppm (2.58W/m 2 ) and 400ppm<br />
(1.95W/m 2 ). The latter three pathways are assumed to peak at 525ppm (3.40W/m 2 ), 500ppm (3.14W/m 2 )<br />
and 480ppm (2.92W/m 2 ) before they return to their ultimate stabilization levels around 2150 (Figure 23 and<br />
Figure 24). This peaking is partially reasoned by the already substantial present net forcing levels (Chapter 1)<br />
and the attempt to avoid drastic sudden reductions in the emission pathways presented. These lower two<br />
stabilization pathways are within the range <strong>of</strong> the lower mitigation scenarios in the literature (Swart et al.,<br />
2002; Nakicenovic and Riahi, 2003; Azar et al., submitted) (Figure 24).<br />
67 As previously mentioned the CO 2-equivalent concentration is based on radiative forcing <strong>of</strong> all greenhouse gases, tropospheric<br />
ozone and aerosols, but not natural forcings (solar and volcanic forcing), whereas in our earlier study in Eickhout et al. (2003) CO 2-<br />
equivalent concentration is based on the radiative forcing <strong>of</strong> only the six Kyoto greenhouse gases. The impact <strong>of</strong> this difference<br />
together with other differences (some already discussed before, i.e. lower final concentration levels, peaking concentration strategy) on<br />
the final emission pathways will be discussed in Appendix D.
90 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Figure 23 - The contribution to net radiative forcing by the different forcing agents under the three<br />
default emission pathways for a stabilization at (a,d) 550, (b,e) 450 and (c,f) 400 ppm CO 2-equivalent<br />
concentration after peaking at (b,e) 500 and (c,f) 475 ppm, respectively for the (a-c) CPI+tech and<br />
(d-f) IMA B1 baseline scenarios. The upper line <strong>of</strong> the stacked area graph represents net humaninduced<br />
radiative forcing. The net cooling due to the direct and indirect effect <strong>of</strong> SOx aerosols and<br />
aerosols from biomass burning is depicted by the lower negative boundary, on top <strong>of</strong> which the<br />
positive forcing contributions are stacked (from bottom to top) by CO 2, CH 4, N 2O, fluorinated<br />
gases, tropospheric ozone and the combined effect <strong>of</strong> fossil organic & black carbon.<br />
Figure 26 also shows CO 2-equivalent concentration pr<strong>of</strong>iles corresponding with a range <strong>of</strong> CO 2<br />
concentration pr<strong>of</strong>iles due to different baselines and abatement potentials and costs. For example, 550 CO 2-<br />
eq. corresponds approximately with 475-500 CO 2 ppm, and 400 ppm CO 2-eq. corresponds with 350-375<br />
ppm CO 2 only. As previously mentioned, no emission pathways for 450 and 400ppm CO 2-eq. level were<br />
derived for the CPI baseline.
FAIR-SI MCA P PATHWAYS 91<br />
Figure 24 - The CO 2 (a) and CO 2-equivalent (b) concentrations for the stabilization pathways at 550,<br />
500, 450 and 400 ppm CO 2-equivalent concentrations for the three baseline scenarios (CPI, CPI+tech<br />
and IMA-B1). For comparison, the concentration implications <strong>of</strong> the IPCC-SRES non-mitigation<br />
scenarios (grey dotted lines) and the lower range <strong>of</strong> published mitigation scenarios (see Chapter 2<br />
and Swart et al., 2002; Nakicenovic and Riahi, 2003; Azar et al., submitted) (grey solid lines) are also<br />
plotted.<br />
4.4.2 TEMPERATURE INCREASE<br />
Figure 25 shows the probabilistic temperature implications <strong>of</strong> the overshoot concentration pr<strong>of</strong>iles based on<br />
the climate sensitivity PDF <strong>of</strong> Wigley and Raper (2001) 68 , for the emission pathways under the B1 scenario. 69<br />
In these transient calculations, we included the natural forcings (i.e. solar and volcanic forcings) (see for more<br />
details, Chapter 2, Section 2.4.5). 70 The results under the other scenarios are similar.<br />
Due to the inertia <strong>of</strong> the climate system, the peak <strong>of</strong> radiative forcing (3.14W/m 2 ) before stabilization at<br />
450ppm CO 2-eq. (2.58W/m 2 ) does not translate into a comparable peak in global mean temperatures.<br />
However, for the 400ppm CO 2-eq. stabilization pathway presented, the initial peak at 480ppm CO 2-eq. seems<br />
68 The PDF <strong>of</strong> Wigley and Raper (2001) assumes the conventional 1.5 to 4.5°C climate sensitivity uncertainty range at a 90%<br />
confidence interval <strong>of</strong> a lognormal PDF.<br />
69 The temperature projection for the emission pathway for 550ppm CO 2 -eq. for the median is already above 2 degree Celsius in<br />
2100, which seems in contrast with the temperature projection below 2 degree Celsius <strong>of</strong> the emission pathway in 2100 for a<br />
stabilization at 550ppm CO 2 -eq. <strong>of</strong> our earlier study (Eickhout et al., 2003). The reasons for our higher projection now are: (i) the<br />
natural forcing that contributes about 0.2 to 0.3°C, if assuming the last 20-year average <strong>of</strong> solar forcing and the last 100 years <strong>of</strong><br />
volcanic forcing, which are assumed here; (ii) the higher emissions in our emission pathway for 550ppm CO 2 -eq, and (iii) the use <strong>of</strong> a<br />
median estimate <strong>of</strong> 2.6°C climate sensitivity (instead <strong>of</strong> 2.5°C). Appendix D compares the emission pathways presented here in more<br />
detail with those <strong>of</strong> our earlier study.<br />
70 An exception has been made for the calculations on the risk <strong>of</strong> overshooting the 2°C target in equilibrium. There, equilibrium<br />
temperatures have been directly derived from anthropogenic radiative forcings (see Chapter 2 for example or Figure 25- the number<br />
on the white arrows).
92 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
to be decisive with regard to the question <strong>of</strong> whether the 2°C or any other temperature threshold will be<br />
crossed (Figure 25).<br />
Figure 25 shows that for a stabilization at 550ppm CO 2-eq. (corresponding approximately to a 475ppm CO 2<br />
only stabilization), the risk <strong>of</strong> overshooting 3°C is still about 33%. There is even a risk <strong>of</strong> about 10% that 4°C<br />
is exceeded. The probability that warming exceeds 2°C is very high, approximately 75%. For the long-term<br />
stabilization at 500ppm CO 2-eq. (approximately 450ppm CO 2 stabilization) too, the probability <strong>of</strong> exceeding<br />
2°C is likely, about 60% (not shown). Only for a stabilization at 400ppm CO 2-eq. (approximately 350-<br />
375ppm CO 2 stabilization) and, to a lesser extent, at 450ppm CO 2-eq. (about 400ppm CO 2 only stabilization),<br />
is the possibility <strong>of</strong> equilibrium warming exceeding 2°C strongly reduced, to less than about 13% and 40%,<br />
respectively. If a different uncertainty distribution is assumed, for example, the one by Murphy et al. (2004),<br />
the risk still sharply decreases with lower stabilization levels, although the risk <strong>of</strong> overshooting generally<br />
increases. Specifically, stabilization at 450ppm CO 2-eq. would imply a risk <strong>of</strong> overshooting 2°C <strong>of</strong> about 78%<br />
(see Figure 25).<br />
Figure 25 - The probabilistic temperature implications for the stabilization pathways at 550ppm<br />
(left), 450ppm (middle) and 400ppm (right) CO 2-equivalent concentrations for the B1 baseline<br />
scenario based on the climate sensitivity PDF by Wigley and Raper (2001) (IPCC lognormal) (upper<br />
figures) and the PDF by Murphy et al (2004) (lower figures). Shown are the median (solid lines) and<br />
90% confidence interval boundaries (dashed lines), as well as the 1%,10%,33%,66%,90%, and 99%<br />
percentiles (borders <strong>of</strong> shaded areas). The historical temperature record and its uncertainty from<br />
1900 to 2001 is shown (grey shaded band) (Folland et al., 2001).
FAIR-SI MCA P PATHWAYS 93<br />
4.4.3 EMISSION PATHWAYS<br />
The emissions <strong>of</strong> the pathways for stabilization at 550, 450 and 400ppm CO 2-eq. concentrations can be<br />
summarized in their GWP-weighted sum <strong>of</strong> six Kyoto gases emissions, as illustrated in Figure 26. Clearly,<br />
there are different pathways that can lead to the ultimate stabilization level. Here, we assume that the global<br />
emission reduction rates should not exceed an annual reduction <strong>of</strong> 2.5%/year for all default pathways (at least<br />
not over longer time periods). The reason is that a faster reduction might be difficult to achieve given the<br />
inertia in the energy production system: electrical power plants, for instance, have a technical lifetime <strong>of</strong> 30<br />
years or more. Fast reduction rates would require early replacement <strong>of</strong> existing fossil-fuel-based capital stock,<br />
which may be associated with large costs. A maximum rate <strong>of</strong> 2%/year is hardly exceeded for the majority <strong>of</strong><br />
the post-SRES mitigation scenarios, apart from some lower stabilization scenarios (see Chapter 2 and as well<br />
Swart et al., 2002; Eickhout et al., 2003; Nakicenovic and Riahi, 2003; Azar et al., submitted). As a result <strong>of</strong><br />
this assumed condition the departure from baseline emissions, emission takes place relatively early, and global<br />
emissions peak around 2015-2020.<br />
Figure 26 - Global emissions excluding (a) and including (b) LUCF CO2 emissions for the<br />
stabilization pathways at 550, 500, 450 and 400 ppm CO2-equivalent concentrations for the<br />
three scenarios (CPI, CPI+tech and IMA-B1).<br />
For all stabilization pathways, the global reduction rates remain below 2.5%/year for the whole scenario<br />
period, except for the pathways at 400ppm CO 2-eq., with maximum reduction rates <strong>of</strong> 2.5-3%/year over 20<br />
years. Chapter 6 discusses the impact <strong>of</strong> a delay in the peaking <strong>of</strong> the global emissions on the final reduction<br />
rates.<br />
As previously mentioned, all mitigation pathways assumed either the CPI LUCF CO 2 baseline emissions or<br />
those <strong>of</strong> the IMAGE B1 baseline. Thus, we left unchanged these baseline LUCF CO 2 emissions, based on a<br />
detailed calculation <strong>of</strong> landuse changes on the basis <strong>of</strong> regional consumption, production and trading <strong>of</strong> food,<br />
animal feed, fodder, grass and timber, with consideration <strong>of</strong> local climatic and terrain properties (IMAGEteam,<br />
2001) (see Figure C.2, Appendix C).<br />
Greenhouse gas emission reductions excluding and including LUCF CO 2 emissions are analyzed here. Given the<br />
assumption <strong>of</strong> these static LUCF scenarios with decreasing emissions, the quantified reduction requirements<br />
obviously differ, depending on whether the reduction requirements refer to all greenhouse gas emissions<br />
including LUCF CO 2 or Kyoto gas emissions (excl. LUCF CO 2). In general, emission pathways for the<br />
CPI+tech and B1 baselines have slightly higher greenhouse gas emissions (excl. LUCF CO 2) compared to the<br />
pathways under the CPI baseline for the same concentration target, because the LUCF CO 2 emissions for the<br />
CPI+tech and B1 scenario are assumed to be lower (see Figure C.2).
94 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
By 2050, global greenhouse gas emissions (excl. LUCF CO 2) will have to be near 40-50% below 1990 levels<br />
for stabilization at 400ppm CO 2-eq. For higher stabilization levels, e.g. 450 ppmCO 2-eq. stabilization,<br />
greenhouse gas emissions (excl. LUCF CO 2) may be higher, namely 20-30% below 1990 levels. For the<br />
CPI+tech scenario, the reductions for 400ppm (450ppm) CO 2-eq. are 50% (30%) in 2050 compared to 1990<br />
levels. However, if LUCF CO 2 emissions do not decrease as rapidly as assumed here, but continue at<br />
presently high levels, an additional reduction <strong>of</strong> Kyoto-gas emissions (excl. LUCF CO 2) by around 10% are<br />
required up to 2050.<br />
Global greenhouse gas emissions (incl. LUCF CO 2) will have to return to approximately their 1990 levels by<br />
2050 for stabilization at 550ppm CO 2-eq. 71 . For stabilization at 500ppm CO 2-eq., global Kyoto-gas emissions<br />
would need to be 15 to 25% below 1990 levels in 2050. The reduction requirements now become as high as<br />
50-55% and 35-45% below 1990 levels in 2050 to reach the 400ppm and 450ppm CO 2-eq. target, respectively<br />
(instead <strong>of</strong> 35-45% and 15-25%, respectively) (see Figure 26b). These reductions are about 10-15% higher<br />
than the reductions <strong>of</strong> the Kyoto gas emissions excluding LUCF CO 2.<br />
In general, when we compare the reductions for the different concentration levels, we find that about 15-20%<br />
additional reductions by 2050 are needed for every 50ppm lower stabilization level. We also see that higher<br />
near-term emissions need to be compensated by lower future emissions (compare CPI and CPI+tech with B1<br />
<strong>of</strong> the 500ppm level, for example).<br />
Appendix A shows the emission pathways <strong>of</strong> the individual greenhouse gases for the stabilization pathways.<br />
Table XI - Change <strong>of</strong> global GHG emissions (incl. and excl. LUCF CO 2 emissions) compared to<br />
1990 levels (in %) (numbers are rounded to the nearest decimal or half-decimal).<br />
2020 2050<br />
Incl. LUCF CO 2 Excl. LUCF CO 2 Incl. LUCF CO 2 Excl. LUCF CO 2<br />
Baseline<br />
CPI<br />
CPI+tech<br />
B1<br />
CPI<br />
CPI+tech<br />
B1<br />
400ppm 15 10 20 20 -55 -50 -50 -40<br />
450ppm 25 20 30 25 -40 -35 -30 -15<br />
500ppm 30 30 25 30 35 30 -25 -25 -15 -20 -10 5<br />
550ppm 35 30 25 35 40 30 -10 -10 -10 0 10 15<br />
CPI<br />
CPI+tech<br />
B1<br />
CPI<br />
CPI+tech<br />
B1<br />
4.5 GLOBAL EMISSION ABATEMENT COSTS<br />
In its Third Assessment Report (TAR), the IPCC presents estimates for macro-economic costs (i.e. loss in<br />
GDP growth) <strong>of</strong> stabilization <strong>of</strong> the CO 2 concentration. For stabilization <strong>of</strong> the CO 2 concentration at<br />
450ppm (comparable to 500-525ppm CO 2-eq.), GDP reductions for 2050 have to be 1.0-4.0% (see Figure<br />
8.18 in Hourcade et al. (2001). The range is primarily derived from the assumption <strong>of</strong> different baseline<br />
scenarios (B1 to A1FI, respectively). These are global estimates, with some sectors and also regions (e.g. the<br />
oil-exporting regions) being likely to be more severely affected (e.g. van Vuuren et al. (2003b)).<br />
71 This return to 1990 level is now at a later date than the date in our earlier study (i.e. 2030-2035) in Eickhout et al. (2003) (see<br />
Appendix D).
FAIR-SI MCA P PATHWAYS 95<br />
These GDP costs have to be seen in perspective though. On the one hand, such long-term GDP abatement<br />
costs are approximately equivalent to a delay <strong>of</strong> only a couple <strong>of</strong> years with respect to a point in time, while<br />
the world might experience a twenty-fold increase in its GDP around 2100 compared to present levels (Azar<br />
and Schneider, 2002; 2003). Furthermore, the climate damage avoided and ancillary benefits are not included<br />
in such cost estimates, although they might be comparable in scale.<br />
Here, we present some results <strong>of</strong> the global abatement costs as a percentage <strong>of</strong> world GDP for the different<br />
CO 2-equivalent concentration levels. Before presenting the costs, it should be noted that these costs only<br />
represent the direct-cost effects based on MAC curves but not the various linkages and rebound effects via<br />
the economy or impacts <strong>of</strong> carbon leakage. In other words, there is no direct link with macro-economic<br />
indicators such as GDP losses or other measures <strong>of</strong> income <strong>of</strong> utility loss. The cost figures are also very<br />
dependent on our assumptions about abatement potentials and reduction costs for all greenhouse gases. For a<br />
further discussions on the limitations, but also the strengths <strong>of</strong> this cost methodology we refer to den Elzen<br />
et al. (2005b).<br />
Global costs increase for lower stabilization levels. The emission pathways show an increase <strong>of</strong> the costs up<br />
to 2050, and then a general decrease as GDP growth outstrips the growth in calculated abatement costs for<br />
most <strong>of</strong> the pathways (Figure 27).<br />
2.0<br />
1.5<br />
a<br />
550<br />
2.0<br />
1.5<br />
b<br />
500<br />
1.0<br />
1.0<br />
0.5<br />
0.5<br />
0.0<br />
2000 2025 2050 2075 2100<br />
0.0<br />
2000 2025 2050 2075 2100<br />
2.0<br />
1.5<br />
1.0<br />
c<br />
CPI<br />
CPI tech<br />
B1<br />
450<br />
2.0<br />
1.5<br />
1.0<br />
d<br />
400<br />
0.5<br />
0.5<br />
0.0<br />
2000 2025 2050 2075 2100<br />
0.0<br />
2000 2025 2050 2075 2100<br />
Figure 27 - Global abatement costs as % <strong>of</strong> GDP for the stabilization pathways at (a) 550ppm, (b)<br />
500ppm, (c) 450ppm and (d) 400ppm CO 2-equivalent concentrations for the three baseline scenarios<br />
(CPI, CPI+tech and IMA-B1).<br />
The Figure also shows that the global abatement costs are even more influenced by the baseline emissions<br />
and the assumed improvements in technical change <strong>of</strong> the abatement potentials and costs than the final<br />
concentration stabilization level, as was also concluded by the IPCC. More specifically, the baseline emissions<br />
directly determine the reductions that are required to reach the emission pr<strong>of</strong>ile for stabilization. The<br />
economic assumptions also obviously influence the relative cost measures such as GDP losses or abatement<br />
costs such as percentage <strong>of</strong> GDP.<br />
Another crucial uncertainty is the rate at which the abatement costs for CO 2 and non-CO 2 emission<br />
reductions develop in time (compare the CPI and CPI+tech baseline scenario – see chapter 2). Given these
96 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
uncertainties and limitations (mainly that ancillary benefits are not included and climate damage avoided), the<br />
results should be taken as qualitatively indicative, but not as quantitatively robust.<br />
4.6 THE REGIONAL EMISSION IMPLICATIONS<br />
This chapter analyses the implications <strong>of</strong> the global emission pathways for the regional emission allowances<br />
for two international regimes for differentiating future (post-2012) commitments: the Multi-Stage and<br />
Contraction & Convergence approach compatible with the global emission pathways presented using the<br />
FAIR 2.0 model. These regimes are outlined below:<br />
(1) The Multi-Stage approach is an incremental but rule-based approach, which assumes a gradual increase in the<br />
number <strong>of</strong> Annex I Parties involved who adopting binding quantified emission intensity targets or absolute<br />
reduction objectives, whether absolute or dynamic (Berk and den Elzen, 2001; den Elzen, 2002). More<br />
specifically, the Multi-Stage approach here is based on three consecutive stages for the commitments <strong>of</strong> non-<br />
Annex I regions beyond 2012: i.e. Stage 1 – no commitment (baseline emissions), Stage 2 – emission<br />
limitation targets (intensity targets) and Stage 3 – absolute reduction targets. Participation thresholds are used<br />
for the transition from Stage 1 to 2, and from Stage 2 to 3 (see also den Elzen et al., 2005b). Participation<br />
thresholds are based on a Capability–Responsibility index (e.g., Criqui and Kouvaritakis (2000)), and is<br />
defined as the sum <strong>of</strong> per capita GDP income (in PPP€1000 per capita 72 ), which relates to the capability to<br />
act, and <strong>of</strong> per capita CO 2-equivalent emissions (in tCO 2 per capita), reflecting the responsibility in climate<br />
change. Current (2000) index values vary widely between countries, ranging from below 2 for Eastern and<br />
Western Africa, 4 for India and 8 for China, 11 for Central and South America, 12 for the Middle-East to as<br />
high as 29 for Europe and 54 for the USA. 73<br />
For Stage 2, the intensity improvement targets are defined as a linear function <strong>of</strong> per capita income level, and<br />
thereby relax the emission limitations for the low-income, non-Annex I regions. A maximum rate is adopted<br />
to avoid de-carbonization rates that would outpace those <strong>of</strong> economic growth, here this is 3% at 50% <strong>of</strong> 1995<br />
Annex I per capita GDP income (in PPP€). In Stage 3, the total reduction effort to achieve the global emissions<br />
pr<strong>of</strong>ile is shared by all participating regions on the basis <strong>of</strong> a burden-sharing key (here, per capita emissions). All<br />
Annex I regions (including the USA) 74 are assumed to have reached Stage 3 after 2012.<br />
(2) The Contraction & Convergence approach assumes universal participation and defines emission allowances on<br />
the basis <strong>of</strong> convergence <strong>of</strong> per capita emission allowances (starting after 2012) in 2050 for all countries under<br />
a contracting global emissions pr<strong>of</strong>ile (Meyer, 2000).<br />
The Contraction & Convergence approach is the most widely known, transparent and comprehensive<br />
approach, and has much appeal in the developing world. The Multi-Stage approach is selected here, as this<br />
approach best satisfies the various types <strong>of</strong> criteria (environmental, political, economic, technical, institutional)<br />
in the multi-criteria evaluation <strong>of</strong> various approaches by Höhne et al. (2003) and den Elzen et al. (2003).<br />
The basic methodology <strong>of</strong> the analysis consists <strong>of</strong> two steps:<br />
72 GDP levels <strong>of</strong> different countries are normally compared on the basis <strong>of</strong> conversion to a common currency using Market<br />
Exchange Rates (MER). However, this is known to underestimate the real income levels <strong>of</strong> low-income countries. Therefore, an<br />
alternative conversion has been developed on the basis <strong>of</strong> purchasing power parity (PPP). Here, we have usually used PPP-based<br />
GDP estimates; however, MER-based estimates for comparison were used where required.<br />
73 The CR values for 2025 under the CPI baseline scenario for the non-Annex I regions are: 5 for Eastern and Western Africa,<br />
10 for India and 18 for China, 17 for Central and South America and 18 for the Middle East (see for more details den Elzen et al.<br />
(2005a)).<br />
74 Obviously, there is no certainty that this will happen. However, it is hard to conceive <strong>of</strong> any global climate regime that is<br />
compatible with stabilising GHG concentrations at 550 ppmv equivalent or lower if the USA decide against signing, even after 2012.<br />
This is analysed in Chapter 6.
FAIR-SI MCA P PATHWAYS 97<br />
1. starting with a baseline emissions scenario and a global emission pathway; defining the global<br />
emission reduction objective;<br />
2. calculating regional emission reduction targets for the two regimes within the context <strong>of</strong> this global<br />
reduction objective.<br />
The reference cases <strong>of</strong> the Multi-Stage and Contraction & Convergence for the 550 ppm pathway are<br />
described in detail in den Elzen et al. (2005b), and correspond to the cases in the EU research project<br />
‘Greenhouse gas reduction pathways in the UNFCC post-Kyoto process up to 2025’ (Criqui et al., 2003). As<br />
for the 550ppm concentration pathway, the Multi-Stage parameters are chosen such that the Annex I<br />
countries take the lead in the reduction efforts compared to the baselines, followed by the middle- and highincome<br />
non-Annex I regions and, finally, the low-income non-Annex I regions (Table XII).<br />
Table XII - The reference cases <strong>of</strong> the Multi-Stage and Contraction & Convergence regimes for the<br />
four stabilization pathways<br />
Multi-Stage<br />
Parameters 400 ppm 450 ppm 500 ppm 550 ppm<br />
• First participation CR a index = 2 CR index = CR index =<br />
threshold for stage 2<br />
3<br />
4<br />
• Second participation<br />
threshold for stage 3<br />
CR index =<br />
9<br />
CR index =<br />
10<br />
CR index =<br />
11<br />
Contraction & • Convergence year 2050 2050 2050 2050<br />
Convergence<br />
a CR = Capability–Responsibility<br />
CR index =<br />
5<br />
CR index =<br />
12<br />
The first step in the evaluation <strong>of</strong> future obligations is a comparison <strong>of</strong> emission reduction levels for Annex I<br />
and non-Annex I regions for the two regime cases for stabilization at 550, 500 450 and 400ppm CO 2-eq.<br />
concentrations for the CPI+tech scenario. The change in the regional emission allowances <strong>of</strong> the Kyoto gases<br />
(include fossil CO 2, CH 4, N 2O, HFCs, PFCs, and SF 6 emissions (GWP-weighted, excluding LUCF CO 2<br />
emissions) compared to the 1990 levels for 2020 and 2050 are given in Figure 28 for the Multi-Stage regime<br />
and in Figure 29 for the Contraction & Convergence regime. The information is given for the Annex I and<br />
non-Annex I region, ten aggregated regions, as well as for the global level.<br />
Annex I regions – Figure 28 and Figure 29 show that the Annex I commitments need to be intensified in all<br />
cases after 2012. In 2020, Annex I emissions need to be reduced by approximately 25-30% in comparison<br />
with 1990 levels for 400ppm, and approximately 15-20% for 450ppm stabilization. The reductions<br />
compared to the CPI baseline are about 10-15% higher. In 2050, the reductions below 1990 levels stand at<br />
about 90% (400ppm) and 80% (450ppm), respectively.
98 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
.<br />
60<br />
45<br />
30<br />
15<br />
0<br />
-15<br />
-30<br />
%-change compared to 1990-level in 2020<br />
%-change compared to 1990-level in 2020<br />
200<br />
150<br />
100<br />
50<br />
0<br />
-50<br />
400ppm<br />
450ppm<br />
500ppm<br />
550ppm<br />
Baseline<br />
-45<br />
60<br />
45<br />
30<br />
15<br />
0<br />
-15<br />
-30<br />
-45<br />
-60<br />
-75<br />
-90<br />
%-change Global Annex compared I Canada to 1990-level Enlarged in 2050 FSU Oceania Japan<br />
& USA EU<br />
Global Annex I Canada<br />
& USA<br />
Enlarged<br />
EU<br />
FSU Oceania Japan<br />
400<br />
300<br />
200<br />
100<br />
0<br />
-100<br />
-100<br />
Non- Latin Africa ME & South<br />
%-change compared to 1990-level in 2050<br />
Annex I America Turkey Asia<br />
500<br />
Non- Latin<br />
Annex I America<br />
Africa<br />
ME &<br />
Turkey<br />
South<br />
Asia<br />
SE &<br />
E.A sia<br />
SE &<br />
E.Asia<br />
Figure 28 - Change in emission allowances (excluding LUCF CO 2 emissions)before emissions<br />
trading from 1990 to 2020 (upper) and 2050 (lower) for the Annex I regions (left column) and non-<br />
Annex I regions (right column) under the Multi-Stage approach for the stabilization pathways at 550,<br />
500, 450 and 400 ppm CO 2-equivalent concentrations for the CPI+tech scenario.<br />
60<br />
45<br />
30<br />
15<br />
0<br />
-15<br />
-30<br />
%-change compared to 1990-level in 2020<br />
%-change compared to 1990-level in 2020<br />
200<br />
150<br />
100<br />
50<br />
0<br />
-50<br />
400ppm<br />
450ppm<br />
500ppm<br />
550ppm<br />
Baseline<br />
-45<br />
60<br />
45<br />
30<br />
15<br />
0<br />
-15<br />
-30<br />
-45<br />
-60<br />
-75<br />
-90<br />
Global %-change Annex compared I Canada to 1990-level Enlarged in 2050 FSU Oceania Japan<br />
& USA EU<br />
Global Annex I Canada<br />
& USA<br />
Enlarged<br />
EU<br />
FSU Oceania Japan<br />
400<br />
300<br />
200<br />
100<br />
0<br />
-100<br />
-100<br />
Non- Latin Africa ME & South<br />
%-change compared to 1990-level in 2050<br />
Annex I America<br />
Turkey Asia<br />
500<br />
Non- Latin<br />
Annex I America<br />
Africa<br />
ME &<br />
Turkey<br />
South<br />
Asia<br />
SE &<br />
E.As ia<br />
SE &<br />
E.As ia<br />
Figure 29 - Same as Figure 28, but now under the Contraction & Convergence regime.
FAIR-SI MCA P PATHWAYS 99<br />
Non-Annex I regions – Most non-Annex I regions will need to reduce their emissions by 2020 compared to<br />
baseline levels, but emissions can increase compared to 1990 under all regimes analysed. For non-Annex I<br />
regions, the results are generally more differentiated for the various commitment schemes and time horizons<br />
(2020 versus 2050) than for Annex I regions. For the low-income regions (Southern Asia (India), Western<br />
Africa and Eastern Africa (not shown)), the reductions in 2020 are less than 10% compared to the baseline<br />
level for all stabilization pathways. <strong>Emission</strong> allowances for these regions may even exceed baseline emissions<br />
for these low-income regions under 500ppm and 550ppm CO 2-eq. for the Contraction & Convergence<br />
regime.<br />
For the middle- and high-income non-Annex I regions, the reductions compared to the baseline emissions in<br />
2020 are below the reductions for the Annex I regions, about 20-25% and 30-40% for 450 and 400 ppm,<br />
respectively, but increase to about 70% and 80% for 450 and 400ppm, respectively by 2050. These<br />
reductions are still less than the Annex I reductions compared to their baseline emissions.<br />
Stabilization levels versus regime – In comparing Figure 28 and Figure 29 we also see that the average<br />
emission reductions over the two regimes for each region are more influenced by the assumed<br />
stabilization pathways than by the regime options explored. In general, the Multi-Stage cases give quite<br />
similar results to the Contraction & Convergence case. The main difference is the somewhat higher<br />
reductions for the Annex I and middle- and high-income non-Annex I regions by 2020 under Multi-Stage,<br />
as these regions have to compensate the surplus emissions (hot air) <strong>of</strong> the low-income regions. Similar to<br />
the Contraction & Convergence case, the Multi-Stage case leads, to some convergence in the per capita<br />
emissions by around 2050 too as a result <strong>of</strong> the applied burden-sharing key based on per capita emissions<br />
(not shown here). This is not a full convergence, though, and therefore, the reductions <strong>of</strong> the Annex I regions<br />
are, in the long-term (2050), somewhat less under the Multi-Stage regime.<br />
4.7 THE IMPACT OF FURTHER DELAY IN EMISSION REDUCTIONS<br />
4.7.1 DELAY IN PEAKING OF GLOBAL EMISSIONS<br />
To underscore the importance <strong>of</strong> early action, an analysis was performed, in which the date <strong>of</strong> global<br />
emissions peaking is delayed. Figure 30 shows the emissions <strong>of</strong> the Kyoto gases (including LUCF CO 2<br />
emissions) applied to the different delayed simulations for stabilization at 400ppm and 450ppm CO 2-eq. The<br />
default and the sensitivity pathways share the implication <strong>of</strong> the same risk <strong>of</strong> overshooting 2°C. 75 Specifically,<br />
for 400ppm emissions peak between 2010 and 2013 under the default emission pathway around 2015 for the<br />
first delayed pathway and around 2020 for the second delayed pathway. For 450ppm, emissions peak at the<br />
same dates for the default emission pathway and the first and second delayed emission pathways, but now<br />
also at 2025 for a third, additional delayed emission pathway. Absolute levels turn out lower than the default<br />
pathway around 2040 in order to compensate for the initially higher emissions. Not only will absolute<br />
emission levels beyond 2050 have to be lower under the delayed emission pathways, but the required<br />
emission reduction rates around 2025 will also have to be steeper. If we delay the peaking <strong>of</strong> the global<br />
emissions until 2020, this needs to be compensated by steeper maximum reduction rates hereafter, i.e. in the<br />
order <strong>of</strong> 5.4%/year for 400ppm CO 2-eq. and 3.9%/year for 450 ppm CO 2-eq., for at least 20 years. Another<br />
five-year delay for the 450 ppm target also leads to maximum reduction rates in the order <strong>of</strong> 5%/year.<br />
75 Practically speaking, the condition imposed on the delayed emission pathways was that they would have to peak at the same<br />
temperature level as in the default scenario.
100 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Figure 30 - The impact <strong>of</strong> delaying action for greenhouse gas emission reductions (incl. LUCF CO 2)<br />
for the stabilization pathways at (a) 450ppm and (b) 400ppm CO 2-equivalent concentrations for the<br />
baseline scenario IMA-B1. The delayed paths (1,2,3) are determined by the condition that the risk <strong>of</strong><br />
overshooting 2°C is not increased compared to the default path (0).<br />
Concluding, global emissions will have to peak in 10 to 15 years to limit the risk <strong>of</strong> overshooting 2°C to<br />
reasonable levels. The consequences <strong>of</strong> delay are lower absolute emissions after around 2050, and steeper<br />
maximal reduction rates from as early as 2020 and 2025.<br />
4.7.2 THE IMPACT OF A FURTHER DELAY IN US INVOLVEMENT IN EMISSION<br />
REDUCTIONS<br />
A special case <strong>of</strong> a further delay in emission reductions is a further delay in the US involvement in the<br />
emission reductions. In the previous calculations <strong>of</strong> future commitments, we assumed that the USA would<br />
participate in the reductions from 2012 onwards, and thus re-enters in the post-2012 regime for<br />
differentiation <strong>of</strong> future commitments. However, a change in the US position under the Bush administration<br />
is very unlikely. A change <strong>of</strong> US involvement seems possible for a subsequent (possibly Democratic)<br />
administration, though, after the next presidential elections (2008). Even then, the timing <strong>of</strong> emission<br />
reductions to be expected by the USA is very uncertain. Here, we want to explore two possible scenarios,<br />
besides the re-entrance case <strong>of</strong> the US from 2012 onwards. The first scenario is US does not take on<br />
commitments for at least the coming two decades after 2012. Another scenario assumes the target proposed<br />
in the Senate Bill 139 (S.139), the <strong>Climate</strong> Stewardship Act <strong>of</strong> 2003. This legislation, proposed by US Senators<br />
McCain and Lieberman, is the most detailed effort to date to design an economy-wide cap-and-trade system<br />
for U.S. greenhouse gas emissions reductions. The Act caps sectors at their 2000 emissions in Phase I <strong>of</strong> the<br />
program, running from 2010 to 2015, and then to their 1990 emissions for Phase II starting 2016-2020. The<br />
program would apply to greenhouse gas emissions from major sectors – electric utilities, transportation, and<br />
industry – covering roughly 80% <strong>of</strong> U.S. emissions. Several economic and policy analyses have been<br />
performed in the past (e.g., EIA (2003); Paltsev et al. (2003); Berk and den Elzen (2004)). Here, we will also<br />
the impact <strong>of</strong> the re-entrance <strong>of</strong> the US under the <strong>Climate</strong> Stewardship Act. In our calculations we assume<br />
the same trajectory <strong>of</strong> the total greenhouse gas emissions as estimated in EIA (2003), i.e. a return <strong>of</strong> US total<br />
greenhouse gas emissions to 2000 levels by 2025, with the gradual decline in US total emissions starting in<br />
2010.<br />
An analysis <strong>of</strong> two cases assuming either one <strong>of</strong> above developments follows:
FAIR-SI MCA P PATHWAYS 101<br />
• Case 1 (‘USA and non-Annex I no action’): the USA (and Australia) just follow their baseline<br />
emissions for at least the following two decades. No non-Annex I Parties take on commitments<br />
beyond 2012.<br />
• Case 2 (‘USA Lieberman-McCain and advanced non-Annex I action’): the USA follows our<br />
implementation <strong>of</strong> the Lieberman-McCain <strong>Climate</strong> Stewardship Act <strong>of</strong> 2003 (S.139) 76 , with the US<br />
total greenhouse gas emissions reaching 2000 levels by 2025. Australia and the non-Annex I regions<br />
with a CR-index above 12 (advanced or middle- and high- income regions) adopt income-dependent<br />
intensity targets after 2012 (Stage 2 <strong>of</strong> Multi-Stage). The same holds for the USA after 2025.<br />
For both cases the EU and the rest <strong>of</strong> the Annex I share the total reductions needed to achieve the global<br />
emission pathway for the stabilization pathways at 550, 500, 450 and 400 ppm CO 2 equivalent concentrations,<br />
as summarized in Table XIIIand illustrated in Figure 31. The analysis uses the emission pathways under the<br />
CPI+tech scenario, which basically employs the CPI as baseline emission scenario (see Chapter 2), as this is a<br />
medium-level scenario. The reductions presented in this section are baseline-dependent, and will be less under<br />
the B1 scenario.<br />
For Case 1, the EU and the rest <strong>of</strong> Annex I have already have reductions <strong>of</strong> more than 55% for 550 ppm in<br />
2020 compared to 1990 levels to more than 95% for 400ppm. By the year 2030, their emissions reach zero<br />
levels. Figure 31 shows the world emissions to outgrow the emission pathway <strong>of</strong> 400 and 550 ppm CO 2-eq.<br />
by 2025 and 2030, respectively.<br />
For Case 2, the EU and the rest <strong>of</strong> Annex I need to reduce their emissions by 35-40% in 2020 for the 500<br />
and 550 ppm targets, whereas for 400 and 450 ppm the reductions are more than 55% (450 ppm) to 80%<br />
(400ppm). By the year 2030, the zero emission levels are reached for 400 and 450 ppm, and reductions are<br />
more than 50% for the higher concentration levels.<br />
76 See: http://www.climatenetwork.org/csa.htm, for links to useful resources about the bill.
102 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
GtCO2/yr<br />
70<br />
60<br />
50<br />
Case 1: no action USA and non-Annex I<br />
CO2-eq. emissions<br />
GtCO2/yr<br />
70<br />
EU and rest Annex I<br />
400<br />
USA & Oceania<br />
60<br />
non-Annex I<br />
50<br />
CO2-eq. emissions<br />
550<br />
40<br />
30<br />
20<br />
10<br />
0<br />
1990 2000 2010 2020 2030 2040 2050<br />
time (years)<br />
40<br />
30<br />
20<br />
10<br />
0<br />
1990 2000 2010 2020 2030 2040 2050<br />
time (years)<br />
GtCO2/yr<br />
70<br />
60<br />
50<br />
Case 2: USA Lieberman and advanced non-Annex I action I<br />
CO2-eq. emissions<br />
GtCO2/yr<br />
CO2-eq. emissions<br />
70<br />
400<br />
60<br />
50<br />
550<br />
40<br />
30<br />
20<br />
10<br />
0<br />
1990 2000 2010 2020 2030 2040 2050<br />
time (years)<br />
40<br />
30<br />
20<br />
10<br />
0<br />
1990 2000 2010 2020 2030 2040 2050<br />
time (years)<br />
Figure 31 - The impact <strong>of</strong> no or partial involvement <strong>of</strong> the USA in the emission reductions for the<br />
stabilization pathways (excluding LUCF CO 2) at 400ppm (left column) and 550ppm (right). The<br />
point where the stacked emissions surpass the stabilization pathways (black bold line) indicates the<br />
date on which world emissions outgrow the emission pathway.
FAIR-SI MCA P PATHWAYS 103<br />
Table XIII - The total emission reduction targets below 1990 levels (in %) for the enlarged EU for<br />
the four stabilization pathways for the default emission pathways for the CPI+tech scenario.<br />
Case 0: Default (all Parties<br />
participate gradually)<br />
Case 1: USA and non-<br />
Annex I no action<br />
Case 2: USA Lieberman-<br />
McCain and advanced non-<br />
Annex I action<br />
Stabilization level 2020 2025 2030<br />
400ppm<br />
-29 -45<br />
-59<br />
450ppm<br />
-20 -32<br />
-45<br />
500ppm<br />
-16 -23<br />
-30<br />
550ppm<br />
-15 -20<br />
-26<br />
400ppm<br />
450ppm<br />
500ppm<br />
550ppm<br />
400ppm<br />
450ppm<br />
500ppm<br />
550ppm<br />
X<br />
-79<br />
-61<br />
-57<br />
-82<br />
-54<br />
-38<br />
-34<br />
X<br />
X<br />
X<br />
-92<br />
X<br />
X<br />
-58<br />
-49<br />
Note: the rest <strong>of</strong> the Annex I Parties (Canada, FSU and Japan) show similar reductions.<br />
X= reductions <strong>of</strong> more than 95% (almost zero emission allowances).<br />
This analysis clearly shows that partial or no involvement <strong>of</strong> the USA in the reductions in the coming two<br />
decades will lead to ‘unrealistic’ fast and deep emission reduction commitments for the EU and the rest <strong>of</strong><br />
Annex I in order to achieve the low stabilization levels. This seems politically, technically and economically<br />
unfeasible. In order to keep the options open for achieving the 2°C target with a high certainty, it is necessary<br />
to have much more US involvement in the reductions than formulated in the McCain-Lieberman Bill. The<br />
more advanced non-Annex I countries (big emitters, such as China) will also need to take on reduction<br />
commitments before 2025.<br />
X<br />
X<br />
X<br />
X<br />
X<br />
X<br />
-82<br />
-66<br />
4.8 CONCLUSIONS<br />
This study describes a method to derive multi-gas emission pathways by calculating the cost-optimal mixes <strong>of</strong><br />
greenhouse gases reductions for a given global emission pathway. The study presents emission pathways for<br />
different CO 2-equivalent concentration stabilization levels, i.e. 550, 500, 450 and 400 ppm CO 2-equivalent.<br />
Here, we follow a ‘peaking strategy’, allowing concentrations to peak before stabilising, i.e. going up to 480-<br />
500 ppm CO 2 -equivalent before going down to levels such as 400 or 450 ppm equivalent later on.<br />
This analysis shows that an emission pathway leading to a 550ppm CO 2-equivalent stabilization is unlikely to<br />
meet the climate target <strong>of</strong> limiting global mean temperature rise to 2°C above pre-industrial levels (EU 2°C<br />
target). In order to achieve such the EU 2°C target with a probability <strong>of</strong> more than 85% (60%) (assuming the<br />
probabilistic density function <strong>of</strong> Wigley and Raper (2001)), greenhouse gas concentrations need to be<br />
stabilized below 450 (400) ppm CO 2-equivalent or lower. This, in turn, requires global emissions to peak<br />
before 2015-2020 in order to avoid global reduction rates exceeding more than 2.5%/year, followed by<br />
substantial overall reductions by as much as 50% (30%) under the medium CPI scenario (excluding LUCF<br />
CO 2 emissions) in 2050 compared to 1990 levels. The reduction requirements become as high as 35-55%<br />
below 1990 levels in 2050 for all greenhouse gas emissions (incl. LUCF CO 2).<br />
The analysis here shows that abatement costs will depend heavily on the emission growth in the baseline<br />
scenario, as well as on further developments <strong>of</strong> the abatement potential and reduction costs for all<br />
greenhouse gases in the future. Along with this, early action to achieve the benefits from learning and induced<br />
technological progress, as well as the removal <strong>of</strong> implementation barriers, are likely to highly influence the
104 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
costs <strong>of</strong> mitigation efforts to achieve certain climate targets. The allowable delay in the peaking emissions is<br />
limited, less than 5-10 years delay. In order to avoid climate impacts that are associated with a global mean<br />
temperature rise <strong>of</strong> 2°C and more, the global emissions within the next two decades will need to be peaked.<br />
The analysis <strong>of</strong> the regional emission implications <strong>of</strong> two post-2012 regimes for differentiating commitments,<br />
i.e. a convergence and multi-stage regime, for the default emission pathways shows that Annex I emissions in<br />
2020 will need to be reduced by about 15-30% below 1990 levels for 400-450ppm CO 2-eq. To realize these<br />
concentration levels major non-Annex I countries will have to participate in the reductions within the next<br />
two decades.<br />
The analysis <strong>of</strong> delaying global action shows that the emission reduction implications <strong>of</strong> a further delay in<br />
peaking <strong>of</strong> just five years could be significant, resulting in much steeper reductions from as early as 2020 and<br />
2025. A delay in action to reduce emissions up to 2020-2025 leads to a doubling <strong>of</strong> the maximum rates <strong>of</strong><br />
emission reductions to about 5%/year, in order to meet concentration levels <strong>of</strong> 450ppm CO 2 -equivalent or<br />
lower. Such high reduction rates are difficult to achieve, given the inertia in the energy production system,<br />
and will lead to large costs that would be associated with the premature retirement <strong>of</strong> existing fossil-fuelbased<br />
capital stock. We have also analysed a further delay in US involvement in emission reductions. In order<br />
to keep the option open <strong>of</strong> stabilising concentrations at 400 and 450ppm CO 2-equivalent, the participation <strong>of</strong><br />
the USA and the advanced non-Annex I countries in the reduction commitments well before 2025 seems to<br />
be needed to keep the risk <strong>of</strong> overshooting 2°C within reasonable bounds. Otherwise, ‘unrealistic’ rapid and<br />
sharp emission reduction requirements for the EU and the rest <strong>of</strong> Annex I will be the result if a 2°C target is<br />
to be achieved, a development that is considered politically, technically and economically unfeasible.
FAIR-SI MCA P PATHWAYS 105<br />
4.9 APPENDIX A -DESCRIPTION OF THE EMISSION PATHWAYS CALCULATION<br />
The driver parameterized global CO 2-equivalent emission pathway is defined by sections <strong>of</strong> constant yearly<br />
emission reductions (R I (initial 2010 value), R X, R Y and R Z) and years (X 1, X 2, Y 3, Y 4 and Z 5) at which the<br />
reduction rates change, as indicated in Figure A.1. A parameterization based on three periods <strong>of</strong><br />
approximately constant reduction rates allows us to match a stabilization pr<strong>of</strong>ile reasonably well. Note that<br />
the effective emission reduction rates will be different from the preset rates due to (a) smoothing <strong>of</strong> emissions<br />
pr<strong>of</strong>iles and (b) lower bounds for some gases’ reductions, which affect lower emission pathways. These lower<br />
bounds can result if a certain baseline and target emission path is chosen, which emission gap is not fully<br />
covered by the chosen MAC curves. As well, the maximally reducible amount <strong>of</strong> N2O and CH4 emissions<br />
after 2100 has been fixed at 75% <strong>of</strong> 2100 emissions, which can lead to a gap in preset and effective reduction<br />
paths after 2100 for lower concentration pathways.<br />
Figure A.1 The preset driver parameterized global CO 2 -equivalent emission pathway (dotted),<br />
defined by sections <strong>of</strong> constant yearly emission reductions (R I (initial 2010 value), R X, R Y and R Z)<br />
and years at years (X 1, X 2, Y 3, Y 4 and Z 5) at which the yearly reduction changes. Effective reduction<br />
paths might differ (solid lines - see text). The plotted emission pathways lead to a stabilization <strong>of</strong><br />
radiative forcing. It is possible to create peaking emission paths that would continue at R x emission<br />
reduction rates.<br />
The calculation <strong>of</strong> parameterized emission pathway aimed at concentration stabilization is done in two steps:<br />
1. First, calculate the parameter R X for a parameterized emission pathway (dotted line in Figure A.1)<br />
leading to a concentration peaking in a certain year, using the iterative procedure described in<br />
Chapter 2. Here, we need to make assumptions about the initial rate R 0 and years X 1, which are<br />
based on expert knowledge from existing mitigation scenarios; 77<br />
77 Only for the emission pathway peaking at 480ppm CO 2eq, do we also need to make assumptions about the initial rate R Y and<br />
years X 2 and Y 3, which are again based on information from the lower range <strong>of</strong> mitigation scenarios in the literature.
106 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
2. Second, calculate the remaining parameters X 2,R z,Y 1,Y 2, R y,Z 1, R z for a parameterized emission<br />
pathway (solid dotted in Figure A.1), leading to a concentration stabilization in a certain year.<br />
4.10 APPENDIX B-SOURCE OF INFORMATION ON MARGINAL ABATEMENT COSTS<br />
Table B.1 - Source <strong>of</strong> information on marginal abatement costs for the default scenario (adapted<br />
from van Vuuren et al. (2004b))<br />
<strong>Emission</strong> category<br />
(Non-CO 2 gases)<br />
CH 4 and N 2O from<br />
agricultural sources<br />
Source <strong>of</strong> information on marginal abatement<br />
costs<br />
DeAngelo et al. (2004) and Graus et al.<br />
(2004) for development <strong>of</strong> potential in N 2O soil: 7%<br />
2010-2050 period<br />
CH 4 animals: 7%<br />
Reduction potential <strong>of</strong> main<br />
sources (2010)<br />
CH 4 rice: 20% *<br />
CH 4 manure : 17%<br />
Assumed annual<br />
increase <strong>of</strong> potential<br />
3.9% up to 2050<br />
3.9% up to 2050<br />
1.5% up to 2050<br />
2.4% up to 2050;<br />
0.4% 2050-2100 x<br />
CH 4 and N 2O emissions<br />
from industrial and<br />
energy-related sources<br />
CH 4 and N 2O emissions<br />
(no MAC curves<br />
available)<br />
Delhotal et al. (2004) CH 4 total : 65%<br />
N 2O process : 90-95%<br />
0.4% x<br />
0.4% x<br />
2010: Around 50%<br />
This study Maximum reduction<br />
35% in 2040 x x<br />
(compared baseline) <strong>of</strong><br />
Halocarbons Schaefer et al. (2004); this study 2010: around 40%<br />
2100: 95% in 2100 vv<br />
<strong>Emission</strong> category Source <strong>of</strong> information on marginal abatement Reduction potential <strong>of</strong> main Assumed annual<br />
(CO 2 )<br />
costs<br />
sources<br />
increase <strong>of</strong> potential<br />
CO 2 from energy use Time-dependent MACs <strong>of</strong> TIMER<br />
- x<br />
and production (van Vuuren et al., 2004a) vvv 2100: Around 80%<br />
Sinks Based on IMAGE calculations Potential increases to 400 -<br />
(Graveland et al., 2002)<br />
MtC annually in 2050<br />
Forest management Conservative assumptions based on Total amount <strong>of</strong> 135 -<br />
the extension <strong>of</strong> the Marrakesh MtC-eq. annually is<br />
Accords as described in van Vuuren et assumed<br />
al. (2003b).<br />
* In DeAngelo et al. (2004) a reduction <strong>of</strong> 38% is given. This number has been scaled down for 2010 on the basis <strong>of</strong><br />
Graus et al. (2004).<br />
v Here, van Vuuren et al. (2004b) assumed no reductions.<br />
v v Here, van Vuuren et al. assumed a 0.4% annual increase.<br />
vvv Here, Van Vuuren et al. assumed a time-dependent MACs iterating between FAIR and TIMER.<br />
x CPI + tech baseline scenario assumes a 2.0% annual increase <strong>of</strong> potential for non-CO 2 emissions, and a 0.2%<br />
additional technological improvement for CO 2 emissions from energy use and production.<br />
x x CPI + tech baseline scenario assumes a 80% reduction in 2040.
FAIR-SI MCA P PATHWAYS 107<br />
4.11 APPENDIX C - REGIONAL AND GLOBAL EMISSIONS OF THE PATHWAYS<br />
PRESENTED<br />
This appendix presents the emissions underlying the default pathways presented for stabilization at 550, 450<br />
and 400 ppm CO 2-equivalent concentrations.<br />
Figure C.1 Global fossil CO 2 emissions. For comparison, the emission implications <strong>of</strong> the IPCC-<br />
SRES non-mitigation scenarios (grey dotted lines) and a range <strong>of</strong> SRES mitigation scenario (grey<br />
solid lines) are also plotted.<br />
Figure C.2 Global landuse CO 2, methane, nitrous oxide and halocarbon emissions. For comparison,<br />
the emission implications <strong>of</strong> the IPCC-SRES non-mitigation scenarios (grey dotted lines) and a<br />
range <strong>of</strong> SRES mitigation scenario (grey solid lines) are also plotted.
108 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
4.12 APPENDIX D - COMPARISON WITH PREVIOUS IMAGE MULTI-GAS EMISSION<br />
PATHWAYS<br />
This Appendix compares the emission pathways presented here with the two earlier IMAGE multi-gas<br />
emission pathways, leading to a long-term stabilization at 550 and 650 ppm CO 2-eq. (hereafter referred to as<br />
the IMAGE S550e and S650e pathways) (Eickhout et al., 2003). The IMAGE pathways have been used<br />
within the EU DG Environment project ‘Greenhouse gas reduction pathways in the UNFCC post-Kyoto<br />
process up to 2025’ (see Criqui et al. (2003)). Table D.1 summarizes the differences between the two studies.<br />
Table D.1 Differences between the earlier IMAGE multi-gas emission pathways (Eickhout et al.,<br />
2003) and the emission pathways presented in this study<br />
Differences Eickhout et al. This study<br />
Definition pr<strong>of</strong>iles<br />
CO 2-eq. concentration<br />
stabilization level<br />
550 and 650 ppm in 2100 and 2150 400, 450, 500 and 550 ppm in 2250, 2250,<br />
2200 and 2100<br />
Final CO 2 concentration<br />
level<br />
450 and 550 ppm CO 2-only* 350-375, 400-425, 440-475 and 475-500<br />
ppm CO 2-only, respectively.**<br />
Including overshoot No overshoot No overshoot for 550ppm CO 2-eq.<br />
Overshoot or peaking at 480, 500 and 525<br />
ppm for stabilization pathways at 400, 450<br />
and 500 ppm, respectively.<br />
Definition CO 2-equivalent<br />
concentration<br />
Baseline assumptions<br />
Based on radiative forcing <strong>of</strong> the six<br />
Kyoto greenhouse gases (CO 2, CH 4,<br />
N 2O, HFCs, PFCs, and SF 6).<br />
LUCF CO 2 emissions CO 2 emissions including CO 2<br />
fertilization effect.<br />
Based on radiative forcing <strong>of</strong> all<br />
greenhouse gases (incl. the CFCs,<br />
HCFCs), tropospheric ozone and aerosols<br />
(Schimel et al., 1997).<br />
CO 2 emissions not including CO 2<br />
fertilization effect (as feedbacks included<br />
in used climate model MAGICC)<br />
Baseline scenario CPI scenario CPI, CPI+tech and B1 scenario<br />
Models used<br />
Terrestrial carbon cycle<br />
model<br />
Geographical explicit carbon cycle<br />
model (IMAGE 2.2)<br />
Global terrestrial carbon cycle model<br />
MAGICC 4.1 model<br />
Oceanic carbon cycle model ocean mixed-layer pulse response MAGICC 4.1<br />
function <strong>of</strong> ocean model (Joos et al.,<br />
1999)<br />
Atmospheric chemistry IPCC-TAR methodology IPCC-TAR methodology<br />
<strong>Climate</strong> model <strong>Climate</strong> model <strong>of</strong> MAGICC 3.0 <strong>Climate</strong> model <strong>of</strong> MAGICC 4.1<br />
Methodology<br />
Methodology for the<br />
calculation <strong>of</strong> emission<br />
pathways<br />
CO 2 – For the period from 2012-2040<br />
we assume a linearly increasing<br />
reduction rate. From 2040, onwards,<br />
we use the inverse CO 2 concentration<br />
calculations <strong>of</strong> Enting et al. (1994)<br />
Non-CO 2 – Non-CO 2 is responsible for<br />
a further 100 ppm, and based on<br />
assumptions about emission<br />
reduction rates (expert judgement).<br />
* A result <strong>of</strong> the inverse CO 2 concentration calculations (methodology)<br />
** Outcome <strong>of</strong> the calculations<br />
Calculates mixes <strong>of</strong> greenhouse gas<br />
emission reductions for a given global<br />
emission pathway under a least-costs<br />
approach based on iterative process (for<br />
more details see Chapter 2).
FAIR-SI MCA P PATHWAYS 109<br />
As mentioned earlier, this study focuses more on the lower CO 2-equivalent concentration stabilization levels<br />
(400, 450, 500 and 550 ppm CO 2-eq.), therefore the only CO 2-eq. concentration stabilization level, analysed in<br />
both studies, is the 550 ppm CO 2-eq. level, which we use for the basis <strong>of</strong> our comparison.<br />
4.12.1 COMPARISON OF THE IMAGE S550E AND FAIR-SIMCAP S550E-CPI<br />
PATHWAY (EXCL. LUCF CO 2 EMISSIONS)<br />
Definition <strong>of</strong> the CO 2-equivalent concentration<br />
One <strong>of</strong> the more important differences between the two studies is the definition <strong>of</strong> CO 2-equivalent<br />
concentration levels. Where Eickhout et al. only included the six Kyoto greenhouses gases in the definition, in<br />
this study we included all human-induced greenhouse gases, tropospheric ozone and aerosols, following the<br />
IPCC definition (see Schimel et al. (1997). The effect <strong>of</strong> the both definitions on the CO 2-equivalent<br />
concentration is illustrated for the IMAGE S550e pathway and our emission pathway at 550 ppm CO 2-eq. for<br />
the CPI scenario (hereafter known as FAIR-SIMCAP S550e-CPI pathway in Figure D.1. Both studies use the<br />
same CPI scenario.<br />
ppm<br />
700<br />
650<br />
600<br />
550<br />
500<br />
450<br />
400<br />
350<br />
300<br />
CO 2<br />
-equivalent concentration<br />
a. including all GHGs, tro p O3 and aero so ls<br />
b. Including only the Kyoto GHGs<br />
CO2 concentration<br />
550<br />
250<br />
1950 2000 2050 2100 2150 2200<br />
time (years)<br />
ppm<br />
700<br />
650<br />
600<br />
550<br />
500<br />
450<br />
400<br />
350<br />
300<br />
CO 2<br />
-equivalent concentration<br />
a. including all GHGs, tro p O3 and aero so ls<br />
b. Including only the Kyoto GHGs<br />
CO2 concentration<br />
IMAGE S550e<br />
250<br />
1950 2000 2050 2100 2150 2200<br />
time (years)<br />
Figure D.1 The CO 2-equivalent concentration for the two definitions for the emission pathway at 550<br />
ppm CO 2-eq. for the CPI scenario (FAIR-SIMCAP S550e-CPI, left) and IMAGE S550e pathways<br />
(right). The CO 2-equivalent concentrations are defined on the basis <strong>of</strong> the radiative forcing <strong>of</strong>: a. all<br />
greenhouse gases, tropospheric ozone and aerosols (Schimel et al., 1997), as assumed in this study;<br />
and b. only Kyoto greenhouse gases, as assumed in Eickhout et al. (2003). Note, for comparison,<br />
also the depiction <strong>of</strong> CO 2 concentration (dashed line) for the emission pathways.<br />
By including all greenhouse gases, tropospheric ozone and aerosols, the CO 2-equivalent concentration is<br />
presently lower because <strong>of</strong> the assumed cooling effect <strong>of</strong> the aerosols, which is larger than the assumed<br />
warming effect <strong>of</strong> tropospheric ozone. The difference between the two CO 2-equivalent concentration<br />
definitions will disappear in future projections because <strong>of</strong> the expected mitigation strategies for aerosol<br />
emission (directly for reasons for human health and acidification and indirectly as a synergetic effect <strong>of</strong><br />
climate policies). Therefore the impact <strong>of</strong> different definitions <strong>of</strong> CO 2-equivalent concentration has a minor<br />
effect on the final emission pathway for the 550 ppm CO 2-eq. concentration level.
110 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
However, the use <strong>of</strong> the definition has a major impact, in combination with the allowed overshoot <strong>of</strong><br />
concentrations, on the emission pathways for the lower CO 2-eq. concentration levels, i.e. 400, 450 and 500<br />
ppm CO 2-eq. With the definition <strong>of</strong> the inclusion <strong>of</strong> only the Kyoto gases as in Eickhout et al., these levels<br />
seem to be out <strong>of</strong> reach, as for example, the 500 ppm CO 2-eq. level is already reached around 2025. By<br />
including all greenhouse gases, tropospheric ozone and aerosols in the CO 2-equivalent concentration, these<br />
lower concentration targets are possible.<br />
Methods used<br />
The major remaining difference between both studies comes from the different methodological approaches.<br />
The global emissions and the resulting reductions for the IMAGE S550e and FAIR-SIMCAP S550e-CPI<br />
pathways are depicted in Figure D.2. This Figure clearly show that the IMAGE S550e pathway leads to lower<br />
emissions <strong>of</strong> the Kyoto gases (excluding LUCF CO 2) for the period 2025-2045, but at the longer term (after<br />
2050) the differences between the emissions <strong>of</strong> both pr<strong>of</strong>iles becomes less. More specifically, in 2025 the<br />
emissions <strong>of</strong> the IMAGE S550e pathway are about 22% above 1990 levels, whereas for the FAIR-SIMCAP<br />
S550e-CPI pathway emissions are about 30% above 1990 levels.<br />
% change<br />
Ant. GHG emission reduction 550 CO2-eq (CPI)<br />
60<br />
40<br />
550<br />
compared to baseline<br />
compared to 1990<br />
20<br />
0<br />
-20<br />
-40<br />
-60<br />
% change<br />
60<br />
40<br />
20<br />
0<br />
-20<br />
-40<br />
-60<br />
Ant. GHG emission reduction for S550e<br />
IMAGE S550e compared to baseline<br />
compared to 1990<br />
-80<br />
-80<br />
-100<br />
Kyoto-gas emissions (excl. landuse CO2)<br />
2025 2050 2100<br />
-100<br />
Kyoto-gas emissions (excl. landuse CO2)<br />
2025 2050 2100<br />
Figure D.2 Global emission reduction efforts (excluding LUCF CO 2 emissions) for the FAIR-<br />
SIMCAP S550e-CPI pathway (left) and for the IMAGE S550e pr<strong>of</strong>ile (right).<br />
Eickhout et al. predefined for the IMAGE S550e pathway a 450 ppm CO 2 only concentration level. The<br />
other Kyoto gases are allowed to account for the remaining 100 ppm CO 2-eq. In this study the ‘cost-optimal’<br />
allocation methodology for every 5 year segment <strong>of</strong> the emission path leads in the short terms (till 2025) to<br />
more non-CO 2 reductions, and therefore higher CO 2 concentrations, i.e. at 475-500 ppm CO 2. Note again<br />
that it is not possible to judge from the applied methods, which emission pathway is closer to a ‘cost-optimal’<br />
emission pathway over time that dynamically accounts for induced technological progress, learning effects<br />
and system inertia. These differences in the final CO 2 concentrations evidently lead to lower CO 2 emissions<br />
and higher non-CO 2 emissions for the IMAGE S550e pr<strong>of</strong>ile. This result is in line with the cost-optimal<br />
implementation <strong>of</strong> the allowed global emission pathway in van Vuuren et al. (2003b; 2004b). The difference<br />
in CO 2 and non-CO 2 contribution to the 550ppm CO 2-eq. level impact the conclusions on the emission<br />
allowances in three ways (as can also be seen in Eickhout et al., 2003).<br />
1. Less flexibility for the IMAGE S550e pr<strong>of</strong>ile – The current CO 2 concentration is already approximately<br />
380 ppm, and this has increased rapidly at a speed <strong>of</strong> about 30 ppm CO 2 over the past 20 years.<br />
Without action, the CPI baseline surpasses the 450 ppm target as early as 2030. Not allowing<br />
overshoot <strong>of</strong> the 450 ppm CO 2 target implies that the rate <strong>of</strong> increase needs to be reduced quite<br />
drastically within this 30 years time frame and, obviously, the amount <strong>of</strong> flexibility is constraint,
FAIR-SI MCA P PATHWAYS 111<br />
leading to lower CO 2 emissions on the short-term; <strong>of</strong> course, this may be compensated by less<br />
emission reduction hereafter.<br />
2. Fast response <strong>of</strong> non-CO 2 reductions for this study – The early non-CO 2 reductions, in this study lower the<br />
CO 2-equivalent concentrations directly (see Chapter 3 and as well Hansen et al., 2000; Eickhout et al.,<br />
2003; Wigley et al., submitted). This, in turn, allows CO 2 emissions required to match the final CO 2-<br />
equivalent concentration pr<strong>of</strong>ile, to be higher, and the same holds for the overall emissions (see<br />
Figure D.2).<br />
3. Slightly enhanced CO 2 fertilization effect for this study – Another factor relates to the terrestrial CO 2<br />
fertilization feedback. More specifically, at higher CO 2 concentration levels, plants absorb more CO 2,<br />
providing a negative feedback that tends to slow down the growth <strong>of</strong> atmospheric CO 2. The CO 2<br />
concentration levels for the FAIR-SIMCAP S550e-CPI pathway are higher, leading to a higher CO 2<br />
fertilization effect. This additional uptake <strong>of</strong> CO 2 by the terrestrial vegetation allows for a modest<br />
additional space <strong>of</strong> CO 2-eq. emissions.<br />
Figure D.2 also indicates that the reductions are even less for 550 ppm CO 2-eq. pathways for the other<br />
scenarios (B1 and CPI+tech) (i.e. the FAIR-SIMCAP S550e-CPI+tech and S550e-B1 pathways), mainly<br />
because these scenarios assume lower LUCF CO 2 emissions, and thus the allowed emissions <strong>of</strong> the Kyoto<br />
gases (excl. LUCF CO 2) may be higher.<br />
4.12.2 COMPARISON OF THE IMAGE S550E AND FAIR-SIMCAP S550E-CPI<br />
PATHWAY (INCL. LUCF CO 2 EMISSIONS)<br />
IMAGE’s climate model core is built on MAGICC, but IMAGE’s the terrestrial and ocean carbon cycle<br />
models differ from those <strong>of</strong> MAGICC. This is the main reason why we now include a LUCF CO 2 emissions<br />
trajectory excluding the CO 2 fertilization effect, otherwise we would double count this fertilization effect, by<br />
accounting this in the calculated terrestrial carbon uptake <strong>of</strong> the MAGIC model, and in the assumed LUCF<br />
CO 2 emissions. The LUCF CO 2 emissions trajectory for the IMAGE S550e pathway, leads to a much higher<br />
sink after 2050 compared to the CPI one (depicted in Figure C.2), i.e. already surpassing the zero emission by<br />
2050, and finally in 2100, it becomes about -0.8 GtC/year.
112 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
% change<br />
Ant. GHG emission reduction 550 CO2-eq (CPI)<br />
60<br />
40<br />
550<br />
compared to baseline<br />
compared to 1990<br />
20<br />
0<br />
-20<br />
-40<br />
-60<br />
% change<br />
60<br />
40<br />
20<br />
0<br />
-20<br />
-40<br />
-60<br />
Ant. GHG emission reduction for S550e<br />
IMAGE S550e compared to baseline<br />
compared to 1990<br />
-80<br />
-80<br />
-100<br />
Kyoto-gas emissions (incl. landuse CO2)<br />
2025 2050 2100<br />
-100<br />
Kyoto-gas emissions (incl. landuse CO2)<br />
2025 2050 2100<br />
Figure D.3 Same as Figure D.2, but now including LUCF CO 2 emissions<br />
In the following, greenhouse gas emissions including the LUCF CO 2 are compared for the IMAGE S550e<br />
and FAIR-SIMCAP S550e-CPI pathways. Figure D.3 shows that the inclusion <strong>of</strong> the LUCF CO 2 emissions<br />
for our FAIR-SIMCAP emission pathways leads to fewer differences among them. This is because the FAIR-<br />
SIMCAP S550e-CPI pathway’s lower emissions (excl. LUCF CO 2 emissions) compared to pathways based on<br />
the CPI+tech and B1 baseline, are now combined with CPI’s higher LUCF CO 2 emissions.<br />
Finally, comparing Figures D.2 and D.3 shows that for the IMAGE S550e pathway the inclusion <strong>of</strong> the<br />
LUCF CO 2 emissions leads to much lower emissions, and higher reductions on the long-term. As<br />
aforementioned, this difference is partially reasoned by the differences in definition <strong>of</strong> CO 2-equivalence.
5<br />
O N THE R ISK<br />
OF OVERSHOOTING 2°C78<br />
Malte Meinshausen<br />
Extended abstract accepted for Exeter Symposium “Avoiding Dangerous <strong>Climate</strong> Change”, 1-3 February 2005<br />
Submitted to peer-reviewed book-project “Avoiding Dangerous <strong>Climate</strong> Change”, DEFRA, UK, 6 April 2005<br />
78 The accompanying presentation is available online at www.stabilisation2005.com/day2/Meinshausen.pdf or www.simcap.org. The<br />
author is most grateful to Bill Hare, who inspired large parts <strong>of</strong> this work, and Stefan Rahmstorf, who provided inspiring comments<br />
on an earlier presentation on which this paper is based. In particular, I would like to thank Claire Stockwell and Fiona Koza for their<br />
goddess-like editing support and helpful comments, as well as Paul Bear and Michèle Bättig. Dieter Imboden is warmly thanked for<br />
his support. Finally, the author would like to thank Tom Wigley for providing me with vital assistance and the MAGICC 4.1 climate<br />
model.
114 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
5.1 SUMMARY<br />
This chapter explores different greenhouse gas stabilization levels and their implied risks <strong>of</strong> overshooting<br />
certain temperature targets, such as limiting global mean temperature rise to 2°C above pre-industrial levels.<br />
The probabilistic assessment is derived from a compilation <strong>of</strong> recent estimates <strong>of</strong> the uncertainties in climate<br />
sensitivity, which summarizes the key uncertainties in climate science for long-term temperature projections.<br />
The risk <strong>of</strong> overshooting 2°C equilibrium warming is found to lie between 68% and 99% for stabilization at<br />
550ppm CO 2 equivalence. Only at levels around 400ppm CO 2 equivalence are the risks <strong>of</strong> overshooting low<br />
enough so that the achievement <strong>of</strong> a 2°C target can be termed “likely”. Based on characteristics <strong>of</strong> 54 IPCC<br />
SRES and post-SRES scenarios, multi-gas emission pathways are presented that lead to stabilization at 550,<br />
450 and 400ppm CO 2eq in order to assess the implications for global emission reductions. Sensitivity studies<br />
on delayed global action show that the next 5 to 15 years might determine whether the risk <strong>of</strong> overshooting<br />
2°C can be limited to a reasonable range.<br />
5.2 INTRODUCTION<br />
In 1996, the European Council adopted a climate target that reads “[…] the Council believes that global<br />
average temperatures should not exceed 2 degrees above pre-industrial level”. This target has since been<br />
reaffirmed by the EU on a number <strong>of</strong> occasions, including as recently as March 2005 79 .<br />
However, reviews <strong>of</strong> the scientific literature on climate impacts largely conclude that a temperature increase<br />
<strong>of</strong> 2°C above pre-industrial levels can not be regarded as ‘safe’. For example, the loss <strong>of</strong> the Greenland icesheet<br />
may be triggered by a local temperature increase <strong>of</strong> approximately 2.7°C (Huybrechts et al., 1991;<br />
Gregory et al., 2004), which could correspond to a global mean temperature increase <strong>of</strong> less than 2°C. This<br />
loss is likely to cause a sea level rise <strong>of</strong> 7 meters over the next 1000 years or more (Gregory et al., 2004).<br />
Similarly, unique ecosystems, such as coral reefs, the Arctic, and alpine regions, are increasingly under<br />
pressure and may be severely damaged by global mean temperature increases <strong>of</strong> 2°C or below (Smith et al.,<br />
2001; Hare, 2003; ACIA, 2004). Beyond 2°C, climate impacts are likely to increase substantially. A sea level<br />
rise <strong>of</strong> up to 3-5 meters by 2300 is possible for a 3°C global mean warming (Rahmstorf and Jaeger, 2004) due<br />
to, among other factors, the disintegration <strong>of</strong> the West Antarctic Ice-Sheet (Oppenheimer and Alley, 2004).<br />
Other large scale discontinuities are increasingly likely for higher temperatures, such as strong carbon cycle<br />
feedbacks, (Friedlingstein et al., 2003; Jones et al., 2003a; Jones et al., 2003b) or potentially large, but still very<br />
uncertain, methane releases from thawing permafrost or ocean methane hydrates (Archer et al., 2004; Buffet<br />
and Archer, in press).<br />
For these reasons, this study focuses on an analysis <strong>of</strong> the risk <strong>of</strong> overshooting 80 global mean temperature<br />
levels <strong>of</strong> 2°C above pre-industrial levels. In order to allow for a more comprehensive climate impact risk<br />
assessment for different greenhouse gas stabilization levels, temperature levels between 1.5°C and 4°C are<br />
also analyzed.<br />
79 See 22 and 23 March Council conclusions at http://ue.eu.int/ueDocs/cms_Data/ docs/pressData/en/ec/84335.pdf, as well as the<br />
December conclusions <strong>of</strong> the Environmental Council 2632nd Council Meeting Environment, Luxembourg, see<br />
http://ue.eu.int/ueDocs/cms_Data/ docs/pressData/en/envir/83237.pdf<br />
80 Note that throughout this paper, the term ‘risk <strong>of</strong> overshooting’ is used for the ‘probability <strong>of</strong> exceeding a threshold’. Technically speaking, ‘risk’<br />
is thereby used as describing the product <strong>of</strong> likelihood and consequence with the consequence being sketched as a step function around the threshold.
ON THE R ISK OF O VERSHOOTING 2°C 115<br />
5.3 METHOD<br />
<strong>Climate</strong> sensitivity is the expected equilibrium warming for doubled pre-industrial CO 2 concentrations<br />
(2x278=~556ppm) (see Figure 32) 81 . Since the IPCC TAR, some key studies (Andronova and Schlesinger,<br />
2001; Forest et al., 2002; Gregory et al., 2002; Knutti et al., 2003; Kerr, 2004; Murphy et al., 2004) have<br />
published ranges and probability density functions (PDFs) for climate sensitivity. Using a standard formula<br />
for the radiative forcing Q caused by increased CO 2 concentrations C above pre-industrial levels C o (Q<br />
=5.35ln(C/C o))(Ramaswamy et al., 2001), one can derive equilibrium temperatures T eq for any CO 2<br />
(equivalent) concentration and climate sensitivity T 2xCO2 as T eq=T 2xCO2(Q/5.35ln(2)). Thus, the risk<br />
R(T crit,PDF i,C) <strong>of</strong> overshooting a certain warming threshold T crit when stabilizing CO 2 (equivalent)<br />
concentrations at level C can be calculated as the integral<br />
∞<br />
( )<br />
( Δ<br />
crit<br />
,<br />
i, ) i ( ln(2) ln( o ))<br />
R T PDF C = PDF x C C dx<br />
ΔTcrit<br />
where PDF i(T 2xCO2) is the assumed probability density for climate sensitivity T 2xCO2.<br />
In contrast to the parameterized calculations, transient probabilistic temperature evolutions were computed<br />
for this study with a simple climate model, namely the upwelling diffusion energy balance model MAGICC<br />
4.1 by Wigley, Raper et al. (Wigley, 2003a). As this study focuses on long-term temperature projections, the<br />
probabilistic treatment <strong>of</strong> uncertainties has been confined to the climate sensitivity on the basis <strong>of</strong> the above<br />
cited probability density estimates. For other uncertainties, this study assumes IPCC TAR ‘best estimate’<br />
parameters, such as those related to climate system inertia and carbon cycle feedbacks. Assumptions in regard<br />
to solar and volcanic forcing are described elsewhere (see Chapter 2).<br />
In order to assess the emission implications <strong>of</strong> different stabilization levels, this study presents new multi-gas<br />
emission pathways that were derived by the ‘Equal Quantile Walk’ method (see Chapter 3) on the basis <strong>of</strong> 54<br />
existing IPCC SRES and Post-SRES scenarios. The emissions that have been adapted to meet the pre-defined<br />
stabilization targets include those <strong>of</strong> all major greenhouse gases (fossil CO 2, land use CO 2, CH 4, N 2O, HFCs,<br />
PFCs, SF 6), ozone precursors (VOC, CO, NO x) and sulphur aerosols (SO 2). The basic idea behind the ‘Equal<br />
Quantile Walk’ method is that emissions for all gases <strong>of</strong> the new emission pathway are in the same quantile <strong>of</strong><br />
the existing distribution <strong>of</strong> IPCC SRES and post-SRES scenarios. In other words, if fossil CO 2 emissions are<br />
assumed in the lower 10% region <strong>of</strong> the existing SRES and Post-SRES scenario pool, then methane, N 2O and<br />
all other emissions are designed to also be in the pool’s respective lower 10% region (see Chapter 3).<br />
The CO 2 equivalent (CO 2eq) stabilization targets are here defined as the CO 2 concentrations that would<br />
correspond to the same radiative forcing as caused by all human-induced increases in concentrations <strong>of</strong><br />
greenhouse gases, tropospheric ozone and sulphur aerosols.<br />
81 In this study, when necessary, climate sensitivity PDFs have been truncated at 10°C. Furthermore, the 90% uncertainty range given by<br />
Schneider von Deimling (Kerr, 2004) for tropical sea surface temperatures between 2.5°C and 3°C during the last glacial maximum has been translated<br />
into a lognormal PDF in the same way as the conventional IPCC 1.5°C to 4.5°C range has been translated into a PDF by Wigley and Raper (Wigley<br />
and Raper, 2001). Note as well that the climate sensitivity PDF by Andronova and Schlesinger is the one that includes solar and aerosol forcing.
116 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Probability Density (˚C-1)<br />
0.9<br />
0.8<br />
0.7<br />
0.6<br />
0.5<br />
0.4<br />
0.3<br />
0.2<br />
0.1<br />
0<br />
Andronova and Schlesinger (2001) - with sol.&aer. forcing<br />
Forest et al. (2002) - Expert priors<br />
Forest et al. (2002) - Uniform priors<br />
Gregory et al. (2002)<br />
Knutti et al. (2003)<br />
Murphy et al. (2004)<br />
Schneider et al. (in prep.) - trop. SST 2.5˚C-3˚C<br />
Wigley and Raper (2001) - IPCC lognormal<br />
0 1 2 3 4 5 6 7 8 9 10<br />
<strong>Climate</strong> Sensitivity (˚C)<br />
Figure 32 - Probability density functions <strong>of</strong> the climate sensitivity (Andronova and Schlesinger, 2001;<br />
Forest et al., 2002; Gregory et al., 2002; Knutti et al., 2003; Kerr, 2004; Murphy et al., 2004) used in<br />
this study.<br />
5.4 THE RISK OF OVERSHOOTING 2°C IN EQUILIBRIUM<br />
At 550ppm CO 2 equivalence (corresponding approximately to a stabilization at 475ppm CO 2 only), the risk<br />
<strong>of</strong> overshooting 2°C is very high, ranging between 68% and 99% for the different climate sensitivity PDFs<br />
with a mean <strong>of</strong> 85%. In other words, the probability that warming will stay below 2°C could be categorized as<br />
‘unlikely’ using the IPCC WGI terminology 82 . If greenhouse gas concentrations were to be stabilized at<br />
450ppm CO 2eq then the risk <strong>of</strong> exceeding 2°C would be lower, in the range <strong>of</strong> 26% to 78% (mean 47%), but<br />
still significant. In other words, 7 out <strong>of</strong> the 8 studies analyzed suggest that there is either a “medium<br />
likelihood” or “unlikely” chance to stay below 2°C. Only for a stabilization level <strong>of</strong> 400ppm CO 2eq and<br />
below can warming below 2°C be roughly classified as ‘likely’ (risk <strong>of</strong> overshooting between 2% and 57%<br />
with mean 27%). The risk <strong>of</strong> exceeding 2°C at equilibrium is further reduced, 0% to 31% (mean 8%), if<br />
greenhouse gases are stabilized at 350ppm CO 2eq (see Figure 33).<br />
5.5 THE RISK OF OVERSHOOTING DIFFERENT WARMING LEVELS<br />
For a more comprehensive climate impact assessment across different stabilization levels, it is warranted to<br />
also include the lower risk / higher magnitude adverse climate impacts that can be expected at higher<br />
temperature levels. Given that climate sensitivity PDFs largely differ on the likelihood <strong>of</strong> very high climate<br />
sensitivities (>4.5°C), it is not surprising that a rising spread <strong>of</strong> risk is obtained for higher warming thresholds.<br />
For stabilization at 550ppm CO 2eq the risk <strong>of</strong> overshooting a rise in global mean temperature by 3°C is still<br />
substantial, ranging from 21% to 69%. Furthermore, four out <strong>of</strong> the eight analyzed climate sensitivity PDFs<br />
suggest that the risk <strong>of</strong> overshooting 4°C is between 25% and 33%. Three studies suggest a risk between 1%<br />
and 9% (Figure 34).<br />
82 See IPCC TAR Working Group I Summary for Policymakers: Virtually certain (>99%), very likely (90%-99%), likely (66%-90%), medium<br />
likelihood (33%-66%), unlikely (10%-33%), very unlikely (1%-10%), exceptionally unlikely (
ON THE R ISK OF O VERSHOOTING 2°C 117<br />
Risk <strong>of</strong> overshooting 2˚C warming<br />
100%<br />
90%<br />
80%<br />
70%<br />
60%<br />
50%<br />
40%<br />
30%<br />
20%<br />
10%<br />
Radiative Forcing (W/m 2 )<br />
1.23 1.95 2.58 3.14 3.65 4.12 4.54 4.94 5.31<br />
Andronova and Schlesinger (2001) - with sol.&aer. forcing<br />
Forest et al. (2002) - Expert priors<br />
Forest et al. (2002) - Uniform priors<br />
Gregory et al. (2002)<br />
Knutti et al. (2003)<br />
Murphy et al. (2004)<br />
Schneider et al. (in prep.) - trop. SST 2.5˚C-3˚C<br />
Wigley and Raper (2001) - IPCC lognormal<br />
0%<br />
350 400 450 500 550 600 650 700 750<br />
CO2 equivalence stabilization level<br />
very<br />
unlikely<br />
unlikely<br />
medium<br />
likelihood<br />
very<br />
likely<br />
likely<br />
Probability to stay below 2˚C<br />
(IPCC <strong>Term</strong>inology)<br />
Figure 33 – The probability <strong>of</strong> overshooting 2°C global mean equilibrium warming for different CO 2<br />
equivalent stabilization levels.<br />
Probability <strong>of</strong> overshooting<br />
Probability <strong>of</strong> overshooting<br />
Radiative Forcing (W/m 2 )<br />
1.23 1.95 2.58 3.14 3.65 4.12 4.54 4.94 5.31<br />
100%<br />
a<br />
90%<br />
80%<br />
70%<br />
60%<br />
50%<br />
40%<br />
Andronova and Schlesinger (2001) - with sol.&aer. forcing<br />
Forest et al. (2002) - Expert priors<br />
30%<br />
Forest et al. (2002) - Uniform priors<br />
Gregory et al. (2002)<br />
Knutti et al. (2003)<br />
20%<br />
Murphy et al. (2004)<br />
Schneider et al. (in prep.) - trop. SST 2.5˚C-3˚C<br />
10%<br />
Wigley and Raper (2001) - IPCC lognormal<br />
1.5˚C<br />
0%<br />
100%<br />
90% c<br />
80%<br />
70%<br />
60%<br />
50%<br />
40%<br />
30%<br />
20%<br />
10%<br />
3.0˚C<br />
0%<br />
350 400 450 500 550 600 650 700 750<br />
CO2 equivalence stabilization level<br />
Radiative Forcing (W/m 2 )<br />
1.23 1.95 2.58 3.14 3.65 4.12 4.54 4.94 5.31<br />
350 400 450 500 550 600 650 700 750<br />
CO2 equivalence stabilization level<br />
Figure 34 - The risk <strong>of</strong> overshooting (a) 1.5°C, (b) 2.5°C, (c) 3°C and (d) 4°C global mean<br />
equilibrium warming for different CO 2 equivalent stabilization levels.<br />
b<br />
d<br />
2.5˚C<br />
4.0˚C<br />
very<br />
unlikely<br />
unlikely<br />
medium<br />
likelihood<br />
very<br />
likely likely<br />
very<br />
unlikely<br />
unlikely<br />
medium<br />
likelihood<br />
very<br />
likely likely<br />
Probability to stay below indicated level<br />
(IPCC <strong>Term</strong>inology)<br />
Probability to stay below indicated level<br />
(IPCC <strong>Term</strong>inology)
118 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
Radiative Forcing (W/m2)<br />
5<br />
4<br />
3<br />
2<br />
1<br />
0<br />
-1<br />
a FOC+FBC<br />
550<br />
b<br />
450<br />
c<br />
400<br />
EQW-P550Ce-S550Ce<br />
trop. Ozone<br />
Halo. Tot<br />
SO 4 -Dir.<br />
SO 4 -Ind.<br />
Bio. Aer.<br />
N 2 O<br />
CH 4<br />
CO 2<br />
EQW-P500Ce-S450Ce<br />
FOC+FBC<br />
trop. Ozone<br />
Halo. Tot<br />
SO 4 -Dir.<br />
SO 4 -Ind.<br />
Bio. Aer.<br />
-2<br />
1800 2000 2200 2400 1800 2000 2200 2400 1800 2000 2200 2400<br />
Figure 35 – The contribution to net radiative forcing by the different forcing agents under the three<br />
default emissions pathways for stabilization at (a) 550, (b) 450 and (c) 400ppm CO 2 equivalent<br />
concentration after peaking at (b) 500 and (c) 475ppm, respectively. The upper line <strong>of</strong> the stacked<br />
area graph represents net human-induced radiative forcing. The net cooling due to the direct and<br />
indirect effect <strong>of</strong> SO x aerosols and aerosols from biomass burning is depicted by the lower negative<br />
boundary, on top <strong>of</strong> which the positive forcing contributions are stacked (from bottom to top) by<br />
CO 2, CH 4, N 2O, fluorinated gases, tropospheric ozone and the combined effect <strong>of</strong> fossil organic &<br />
black carbon. Note that a significant reduction <strong>of</strong> SO 2 aerosol emissions (and consequently radiative<br />
forcing) for the near future is implied by the pathways.<br />
N 2 O<br />
CH 4<br />
CO 2<br />
EQW-P475Ce-S400Ce<br />
FOC+FBC<br />
trop. Ozone<br />
Halo. Tot<br />
N 2 O<br />
CH 4<br />
SO 4 -Dir.<br />
SO 4 -Ind.<br />
Bio. Aer.<br />
CO 2<br />
Temperature above pre-industrial (˚C)<br />
Temperature above pre-industrial (˚C)<br />
+5˚C<br />
+4˚C<br />
+3˚C<br />
+2˚C<br />
+1˚C<br />
0˚C<br />
+5˚C<br />
+4˚C<br />
+3˚C<br />
+2˚C<br />
550<br />
450 400<br />
a b c<br />
d e f<br />
+1˚C<br />
0˚C<br />
1900 2000 2100 2200 2300 1900 2000 2100 2200 2300 1900 2000 2100 2200 2300 2400<br />
@ Murphy PDF<br />
@ Wigley (IPCC lognormal) PDF
ON THE R ISK OF O VERSHOOTING 2°C 119<br />
Figure 36 – (previous page) The probabilistic temperature implications for stabilization scenarios at<br />
(a,d) 550ppm, (b,e) 450ppm, (c,f) and 400ppm CO 2 equivalent concentrations based on the climate<br />
sensitivity PDFs by (a-c) Wigley and Raper (IPCC lognormal) (Wigley and Raper, 2001) and (d-f)<br />
Murphy et al. (Murphy et al., 2004) 83 . Shown are the median (solid lines), and 90% confidence<br />
interval boundaries (dashed lines), as well as the 1%, 10%, 33%, 66%, 90%, and 99% percentiles<br />
(borders <strong>of</strong> shaded areas). The historic temperature record and its uncertainty is shown from 1900 to<br />
2001 (grey shaded band)(Folland et al., 2001).<br />
5.6 DEFAULT STABILIZATION SCENARIOS AND THEIR TRANSIENT TEMPERATURE<br />
IMPLICATIONS<br />
In order to assess probabilistic temperature evolutions over time and the associated emission implications,<br />
three multi-gas emission pathways have been designed which stabilize at CO 2 equivalence levels <strong>of</strong> 550ppm<br />
(3.65W/m 2 ), 450ppm (2.58W/m 2 ) and 400ppm (1.95W/m 2 ) (see Methods). The latter two pathways are<br />
assumed to peak at 500ppm (3.14W/m 2 ) and 475ppm (2.86W/m 2 ) before they return to their ultimate<br />
stabilization levels around 2150 (see Figure 35). This peaking is partially justified by the already substantial<br />
present net forcing levels (see Chapter 2) and the attempt to avoid sudden drastic reductions in the presented<br />
emission pathways. The lower two stabilization pathways are within the range <strong>of</strong> the lower mitigation<br />
scenarios in the literature (see Chapter 2).<br />
Due to the inertia <strong>of</strong> the climate system, (which is generally thought to be greater, the higher the real climate<br />
sensitivity is (Hansen et al., 1985; Raper et al., 2002)) the peak <strong>of</strong> 3.14W/m 2 in radiative forcing before the<br />
stabilization at 450ppm CO 2eq (2.58W/m 2 ) does not translate into a comparable peak in global mean<br />
temperatures. However, for the presented 400ppm CO 2eq stabilization scenario, the initial peak at 475ppm<br />
CO 2eq seems to be decisive when addressing the question <strong>of</strong> whether a 2°C, or any other temperature<br />
threshold, will be crossed (see Figure 36).<br />
5.7 (NON-)FLEXIBILITY TO DELAY MITIGATION ACTION<br />
The global greenhouse gas emissions <strong>of</strong> the presented emission pathways can be summarized by their GWPweighted<br />
sum for illustrative purposes 84 (see Figure 37). Under the default scenario for stabilization at<br />
550ppm CO 2eq, Kyoto-gas emissions would have to return to approximately their 1990 levels by 2050. For<br />
stabilization at 450ppm CO 2eq, global Kyoto-gas emissions would need to be about 20% lower by 2050<br />
compared to 1990 levels. If land use CO 2 emissions did not decrease as rapidly as assumed here (cf. Figure<br />
39), but continued at presently high levels, Kyoto-gas emissions by 2050 would need to be approximately<br />
30% below 1990 levels. Under the default emission pathway for stabilization at 400ppm with an initial<br />
peaking at 475ppm CO 2, global emissions would need to be 40% to 50% lower by the year 2050.<br />
83 These two climate sensitivity studies were selected for illustrative purposes in order to reflect one (Wigley and Raper, 2001), which is consistent<br />
with the conventional 1.5°C to 4.5°C uncertainty range and one <strong>of</strong> the most recently published ones(Murphy et al., 2004).<br />
84 Note that the Global Warming Potentials (GWPs) were not applied in any <strong>of</strong> the underlying calculations for deriving CO2 equivalence<br />
concentrations (which is a different concept than CO2 equivalent emissions). The GWPs, specifically the 100 year GWPs (IPCC 1996), were simply<br />
used here to present the different greenhouse gas emissions in a manner consistent with the current practice in policy documents, such as the Kyoto<br />
Protocol.
120 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
+40%<br />
Global Kyoto-gas <strong>Emission</strong>s<br />
10yrs delay<br />
5yrs delay<br />
+20%<br />
default<br />
1990 level<br />
550<br />
Relative <strong>Emission</strong>s<br />
-20%<br />
-40%<br />
-60%<br />
-80%<br />
Reduction rate<br />
in 2025:<br />
-31%/5yrs<br />
-20%/5yrs<br />
-14%/5yrs<br />
-100%<br />
1990 2000 2010 2020 2030 2040 2050 2060<br />
450<br />
400<br />
30-Aug-2004 (c) malte.meinshausen@ethz.ch, ETH Zurich<br />
Figure 37 - Global Kyoto-gas emissions for stabilization at 550 and 450ppm CO 2eq (dotted lines) as<br />
well as 400ppm CO 2eq, including 2 delayed sensitivity variants (solid lines). Kyoto-gases include<br />
fossil CO 2, CH 4, N 2O, HFCs, PFCs, and SF 6 emissions (GWP-weighted). If land use CO 2 emissions<br />
continued at their present high levels (cf. Figure 39), or carbon cycle feedbacks were significantly<br />
underestimated by the ‘best estimate’ climate model parameters, Kyoto-gas emissions would need to<br />
be 10% lower than shown here from around 2025 onwards.<br />
Clearly, many different pathways can lead to the ultimate stabilization level. Thus, two delayed emission<br />
pathways for stabilization at 400ppm CO 2eq are presented here. The default and the two sensitivity pathways<br />
all imply the same risk <strong>of</strong> overshooting 2°C 85 . Specifically, emissions peak between 2010 and 2013 under the<br />
default emission pathway, around 2015 for the first delayed pathway and around 2020 for the second delayed<br />
pathway 86 . Around 2035, absolute levels must become lower for the delayed pathways than the default<br />
scenario in order to compensate for the initially higher emissions. Not only will absolute emission levels<br />
beyond 2035 have to be lower under the delayed emission pathways, but also the required emission reduction<br />
rates around 2025 will reach very high levels. Under the default pathway, emission reductions per five years<br />
are approximately 14% (relative to current 2025 levels). If the onset <strong>of</strong> emission reductions were delayed by 5<br />
or 10 years, global emission reduction rates would increase to -20% per five years and -31% per five years,<br />
respectively (cf. Figure 37).<br />
5.8 DISCUSSION AND CONCLUSION<br />
The results <strong>of</strong> this study should not be interpreted as a prediction <strong>of</strong> what will be the ultimately tolerable<br />
stabilization or peaking level <strong>of</strong> greenhouse gases. Rather, the results presented attempt to sketch what the<br />
risks are that one must be willing to accept when embarking on one emission pathway or another.<br />
85 Practically, the condition has been imposed on the delayed emission pathways that they have to peak at 2°C for the same climate sensitivity<br />
(~3.25°C) as the default pathway peaks at 2°C. Therefore, due to the dependency between climate sensitivity and climate inertia, the risk <strong>of</strong><br />
overshooting temperature levels below 2°C will be (marginally) higher, while the risk <strong>of</strong> overshooting temperature levels above 2°C will be (marginally)<br />
lower for the delayed pathways.<br />
86 Specifically, it is assumed under the default scenario that OECD and Economies in Transition enter stringent emission reductions around 2010,<br />
while the Asia, Africa and Latin America regions follow five years later. Under the delayed pr<strong>of</strong>iles, the departure from the median emissions <strong>of</strong> the 54<br />
SRES and post-SRES scenarios is assumed to happen 5 and 10 years later for all regions.
ON THE R ISK OF O VERSHOOTING 2°C 121<br />
Given the potential scale <strong>of</strong> climate impacts, climate policy decisions could benefit from an analysis <strong>of</strong> risk<br />
levels that seem acceptable in other policy areas, such as air traffic regulations, nuclear power plant building<br />
standards or national security. By taking a decision with respect to acceptable levels <strong>of</strong> risk, acceptable<br />
peaking and stabilization levels <strong>of</strong> greenhouse gases in the atmosphere could be inferred. In the future, we are<br />
unlikely to be able to lower the risks much by our action, as increasingly drastic and economically destructive<br />
emissions reduction rates would be required to correct the peaking/stabilization target downwards.<br />
Without having undertaken an analysis <strong>of</strong> accepted risk levels in other policy areas, the following conclusions<br />
can be drawn:<br />
First, the results indicate that a 550ppm CO 2 equivalent stabilization scenario is clearly not in line with a<br />
climate target <strong>of</strong> limiting global mean temperature rise to 2°C above pre-industrial levels. Even for the most<br />
‘optimistic’ estimate <strong>of</strong> a climate sensitivity PDF, the risk <strong>of</strong> overshooting 2°C is 68% in equilibrium (cf.<br />
Figure 33).<br />
Second, there is also a substantial risk <strong>of</strong> overshooting extremely high temperature levels for stabilization at<br />
550ppm CO 2eq. Assuming the climate sensitivity PDF, which is consistent with the conventional IPCC 1.5°C<br />
to 4.5°C range(Wigley and Raper, 2001), the risk <strong>of</strong> overshooting 4°C as a global mean temperature rise is still<br />
9%. Assuming the recently published climate sensitivity PDF by Murphy et al. (Murphy et al., 2004), the risk<br />
<strong>of</strong> overshooting 4°C is as high as 25% (cf. Figure 34).<br />
Third, risks <strong>of</strong> overshooting 2°C can be substantially reduced for lower stabilization levels. In this paper, two<br />
emission pathways that lead to stabilization at 450ppm and 400ppm CO 2eq are presented and analyzed. In the<br />
latter case, seven out <strong>of</strong> eight climate sensitivity PDFs suggest that the chance <strong>of</strong> staying below 2°C warming<br />
in equilibrium is “likely” based on the IPCC <strong>Term</strong>inology for probabilities. For stabilization at 450ppm CO 2<br />
equivalence, the chance to stay below 2°C is still rather limited according to the majority <strong>of</strong> studies, namely<br />
“medium likelihood” or “unlikely” (cf. Figure 33).<br />
Fourth, delaying global mitigation action by just 5 years matters, if one does not wish to increase the risk <strong>of</strong><br />
overshooting warming levels like 2°C. The rate <strong>of</strong> annual global emission reductions by 2025 might double, if<br />
the onset <strong>of</strong> stringent global mitigations is delayed by 10 years until 2020 in Annex-I and 2025 in non-Annex<br />
I countries.<br />
5.9 APPENDIX: REGIONAL AND GLOBAL EMISSIONS OF THE PRESENTED<br />
PATHWAYS<br />
This appendix details the emissions that underly the presented default pathways for stabilization at 550, 450<br />
and 400ppm CO 2eq concentrations. The method to derive these emission pathways, namely the ‘Equal<br />
Quantile Walk’ method, makes only minimal assumptions with regards to the different gases’ emission shares.<br />
The gas-to-gas emission characteristics are based on the pool <strong>of</strong> 54 IPCC SRES and post-SRES emission<br />
scenarios. Similarly, the stabilization pathways are not based on one specific socio-economic development<br />
path, as all <strong>of</strong> the underlying 54 scenarios are. The complete dataset for gas-to-gas emissions and the 4 SRES<br />
World regions OECD, Economies in Transition, Asia, and Latin America & Africa is available at<br />
www.simcap.org.
122 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
CO2 <strong>Emission</strong> (GtC)<br />
20<br />
2500<br />
a Global fossil CO 2 b Cumulative fossil CO 2<br />
18<br />
A1F<br />
Non-mitigation<br />
16<br />
(IPCC SRES)<br />
2000<br />
Non-mitigation A2<br />
14<br />
B2<br />
(IPCC SRES)<br />
A1B<br />
12<br />
1500<br />
A1B<br />
10<br />
B2<br />
A1T<br />
8<br />
1000<br />
A1T<br />
B1<br />
550<br />
6<br />
B1<br />
450<br />
B2-400-MES-WBGU<br />
B1-400-MES-WBGU<br />
4 Mitigation<br />
B1-400-MES-WBGU 550<br />
500<br />
B2-400-MES-WBGU<br />
(WBGU; AZAR)<br />
400<br />
AZAR-350-BECS<br />
AZAR-350-NC<br />
AZAR-350-NC<br />
450<br />
AZAR-350-FC<br />
2<br />
AZAR-350-BECS<br />
Mitigation<br />
AZAR-350-FC<br />
(WBGU; AZAR)<br />
400<br />
0<br />
0<br />
2000 2050 2100 2150 2000 2050 2100 2150<br />
Cumulative CO2 <strong>Emission</strong> since 1990 (GtC)<br />
Figure 38 - Global fossil CO 2 emissions (a) and cumulative fossil CO 2 emissions (b). Note that the<br />
indicated cumulative emissions may be up to 100GtC lower, if landuse CO 2 emissions do not decline<br />
as steeply as depicted in Figure 39 a. <strong>Emission</strong>s <strong>of</strong> the illustrative IPCC SRES non-mitigation<br />
scenarios (Nakicenovic and Swart, 2000) are depicted for comparative purposes (thin dashed lines)<br />
together with some <strong>of</strong> the lower mitigation scenarios available in the literature (Nakicenovic and<br />
Riahi, 2003; Azar et al., submitted) (thin solid lines).<br />
(c) malte.meinshausen@ethz.ch, 2004<br />
Net <strong>Emission</strong>s <strong>of</strong> landuse CO2 (GtC)<br />
<strong>Emission</strong> <strong>of</strong> Nitrous Oxide (Tg)<br />
2<br />
1<br />
0<br />
-1<br />
-2<br />
Landuse CO2<br />
A1B<br />
A2<br />
A1T<br />
B2<br />
B2-400-MES-WBGU<br />
B1-400-MES-WBGU<br />
2000 2050 2100 2150<br />
15<br />
Nitrous Oxide (N 2 O)<br />
10<br />
5<br />
0<br />
a<br />
c<br />
400<br />
A1FIMI<br />
550<br />
450<br />
A2ASF<br />
B1<br />
A1FI<br />
A1BAIM<br />
B2MES<br />
400-WBGU<br />
A1TMES<br />
B1IMA<br />
<strong>Emission</strong> <strong>of</strong> Methane (Tg)<br />
<strong>Emission</strong> <strong>of</strong> F-gases (TgCe)<br />
800<br />
700<br />
600<br />
500<br />
400<br />
300<br />
200<br />
100<br />
0<br />
1<br />
0.9<br />
0.8<br />
0.7<br />
0.6<br />
0.5<br />
Methane (CH 4 )<br />
400-WBGU<br />
A1B<br />
2000 2050 2100 2150<br />
550 0.4<br />
B1<br />
450<br />
0.3<br />
400 550<br />
0.2<br />
400-WBGU<br />
450<br />
0.1<br />
400<br />
2000 2050 2100 2150<br />
0<br />
2000 2050 2100 2150<br />
A1FI<br />
A2ASF<br />
B2<br />
A2<br />
A1FI<br />
B2<br />
A1T<br />
Flourinated Gases (HFCs, PFCs, SF 6 )<br />
Figure 39 -Global emissions <strong>of</strong> the presented stabilization pathways: (a) Landuse CO 2, (b) Methane,<br />
(c) Nitrous Oxide, (d) the GWP weighted sum <strong>of</strong> CF4, C2F6, HFC125, HFC134a, HFC143a,<br />
HFC227ea, HFC245ca, and SF6, which are treated as separate gases in the climate model and<br />
emission pathways. <strong>Emission</strong>s <strong>of</strong> the illustrative IPCC SRES non-mitigation scenarios are depicted<br />
in thin dashed lines.<br />
b<br />
d<br />
B1<br />
A1B<br />
A1T<br />
550<br />
450<br />
400<br />
(c) malte.meinshausen@ethz.ch, 2004
ON THE R ISK OF O VERSHOOTING 2°C 123
6<br />
E PILOGUE<br />
In 1996, the EU adopted its 2°C target, and stated: and “that therefore concentration levels lower than 550ppm CO 2<br />
should guide global limitation and reduction efforts” 87 . At this time, the climate sensitivity probability distributions were<br />
not yet elaborated, so were the multi-gas pathways etc. Nevertheless, policy-makers had already all the tools at<br />
hand in 1996 to judge that a stabilization at 550ppm CO 2 equivalence will imply at the very best a fifty:fifty<br />
chance to reach the desired outcome: the limitation <strong>of</strong> global mean temperatures below 2°C. At that time the<br />
‘best-guess’ estimate for climate sensitivity had been 2.5°C for doubling CO 2 concentrations. Thus,<br />
stabilization at 484 ppm CO 2 equivalence, not 550ppm, would have been the level that leads to 2°C warming, if<br />
climate sensitivity turns out to be this best guess <strong>of</strong> 2.5°C. Well, following the EU Council conclusions over<br />
time on this issue reveals the slow, but steady learning process within the policy community. While at some<br />
point, the 550ppm remarks were completely dropped for good reason, they later appeared again, but with an<br />
additional qualifier “well below 550ppm” (December 2004). Still the power <strong>of</strong> such a single number is much<br />
greater than the power <strong>of</strong> hundred qualifiers. And this touches the inherent difficulty that the scientific<br />
community faces when advising policy-makers. The most comfortable statements can be done on the levels<br />
that are “self-evidently” too much. However, the package that arrives in the policy-discussion <strong>of</strong> “below the selfevident<br />
threshold <strong>of</strong> Xppm” is easily relieved from its first part, the qualifier “below”. It is obvious today in a<br />
vast body <strong>of</strong> impact literature or economic studies on the technical potentials for mitigation that 550ppm is still<br />
equated with a good chance to limit global warming to below 2°C. As if the inertia in the climate system, and<br />
the socio-economic system weren’t big enough, the inertia in the political system and parts <strong>of</strong> the scientific<br />
community adds to the scale <strong>of</strong> the problem, unfortunately. It’s like we were currently running into the<br />
darkness, not knowing where the dangerous steps are. Quite a normal reaction would be to slow down. We<br />
seem to be continuing running for a while, though.<br />
87 1939 th Council meeting, Luxembourg, 25 June 1996
125<br />
F UTURE R ESEARCH<br />
There are two main strings, one in natural sciences (1) and one on the economics <strong>of</strong> mitigation (2), which are<br />
worth to be followed up building on the tools provided in this dissertation.<br />
1) A more complete uncertainty assessment is warranted both on the link between concentrations and<br />
temperatures (incl. aerosol forcing, ocean heat uptake, etc), as well as on the link between emissions and<br />
concentrations (carbon cycle, methane hydrate feedback uncertainties).<br />
2) Furthermore, employing a dynamic economic model to derive cost-optimal emission pathways over time<br />
would be <strong>of</strong> high interest. Often, current so-called “cost-optimal” pathways do not properly take into<br />
account the effects <strong>of</strong> endogenous technological change, learning by doing effects and other inertias in the<br />
socio-economic system that are crucial determinants <strong>of</strong> future greenhouse gas emissions and the costs to<br />
reduce them.<br />
Both these steps would be crucial elements for informing policy makers on the strategic implications <strong>of</strong> longterm<br />
climate goals for near-term emission reduction policies. In the end, the goal would be to <strong>of</strong>fer sound<br />
advice on what might be an optimal hedging strategy against overshooting certain climate targets.
126 M ALTE M EINSHAUSEN, 2005, CLIMATE T ARGETS<br />
ACKNOWLEDGEMENTS<br />
First <strong>of</strong> all, I would like to thank Dieter Imboden for the generous working environment, the freedom to play<br />
with ideas and the resources for implementing them. Especially, I appreciated the support for dipping my head<br />
for one year into the macroeconomic and econometric kingdom. Next, my brother Nicolai deserves a special<br />
place as my strong friend, who happens to operate a very much recommendable Statistics & MATLAB<br />
helpline. Both, RIVM and NCAR, the two institutions and their people which I was lucky enough to get to<br />
know better during my research visits, are warmly remembered. I enjoyed very much the work together with all<br />
my co-authors without whom I could have never accomplished the humble work in this PhD, namely Bill<br />
Hare, Michel den Elzen, Tom Wigley , Detlef van Vuuren, and Rob Swart.<br />
Furthermore, I am very thankful for the countless crucial checks on whether the lines make any sense (and<br />
<strong>of</strong>ten they didn’t), by expert commentators, friends and editors alike, namely Ursula Fuentes, Stefan<br />
Rahmstorf, Reto Knutti, Christoph Sutter, Michiel Schäffer, Marcel Berk, Paul Baer, Paul Lucas, Michèle<br />
Bättig, Bas Eickhout, Adrian Müller, Claire Stockwell, Fiona Koza, Vera Tekken. In addition, the I’m grateful<br />
to the rest <strong>of</strong> the Environmental Physics group, namely Anna, Sabine, Michael, Thomas, Christina, Renat,<br />
Thomas II und Jochen, for the nice joint times and c<strong>of</strong>fee breaks, including my roommate Carsten for<br />
throwing rubbers at me each time I looked distracted (and thanks for his worries that this PhD could become<br />
famous).<br />
The deepest thank goes to my parents who <strong>of</strong>fered me these wonderful opportunities in life and assisted me on<br />
my way like the deepest friends.
127<br />
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133<br />
CV<br />
Malte Meinshausen<br />
6.October 1974, Freiburg i.Br.<br />
Nationality: German<br />
Home: Fichtenstrasse 8<br />
CH-8092 Zürich<br />
Switzerland<br />
Mobile: 0041-795422841<br />
malte.meinshausen@env.ethz.ch<br />
Education<br />
March to July 2005<br />
Research visit at NCAR, Boulder, Colorado, USA<br />
March to July 2004<br />
Research visit at RIVM, Bilthoven, Netherlands<br />
2001-2005 PhD study on “<strong>Concentration</strong> & <strong>Emission</strong> implications <strong>of</strong> longterm<br />
climate targets”, Department <strong>of</strong> Environmental Sciences,<br />
ETH Zurich<br />
2002-2003 Doctoral courses in macroeconomics, microeconomics and<br />
econometrics at the Study Center Gerzensee, Swiss National Bank.<br />
1995-1999 and 2000-2001 Diploma course "Environmental Sciences" at the ETH Zürich.<br />
Diploma thesis on "<strong>Long</strong>-term stratospheric chlorine loading<br />
prediction" at the Institute for Atmospheric und <strong>Climate</strong> Science,<br />
ETH Zurich<br />
1999-2000 MSc Environmental Change & Management, University <strong>of</strong><br />
Oxford, UK. MSc Thesis on "The climatic effect <strong>of</strong> temporary<br />
carbon storage under the Clean Development mechanism <strong>of</strong> the<br />
Kyoto Protocol"<br />
Pr<strong>of</strong>essional Career<br />
since 2002<br />
since 2000<br />
Guest lectures and talks on international climate policy & science,<br />
in Basel, Zurich, Brussels, Oxford and Exeter<br />
Freelance consultancy for Environmental NGOs (Greenpeace<br />
International, WWF Schweiz, SGU) on different climate policy<br />
issues.<br />
2001-2002 Assisting and lecturing at the Institute for Atmospheric und<br />
<strong>Climate</strong> Science, ETH Zurich, for the case study "Montreal<br />
Protocol".<br />
1998-1999 Internship at Ecologic gGmbH, Berlin on the Montreal- and<br />
Kyoto Protocol.