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5.0 A Shared Responsibility to Our Neighborhoods and Communities With success comes responsibility … the responsibility to be a good global citizen, to be good stewards of the resources entrusted to us and to make a difference in the communities where we live, work and play. Code of Conduct 39
other employees during work hours or on Company premises to solicit political contributions or participation in any political activity. If you want to hold any political office, whether elected or appointed, make sure to obtain pre-clearance. Q&A What if … A friend of mine is running for political office. Can I help her out with her campaign? Unless your Line of Business has a different policy, yes, your personal support is your personal business. Just make sure you don’t use JPMorgan Chase assets — including Company time or the Company name — to advance the campaign. 5.1 Political Activities We respect your right to engage in personal political activity, but make sure your activities are lawful and appropriate and do not involve the use of Company time or resources (including facilities, equipment, stationery, e-mail, phones, supplies or mailing lists). You must also comply with any special rules that may apply to your Line of Business or your specific position with the Company. Know the policy on volunteer activity and solicitations. If you wish to volunteer for a political campaign, do so on your own time and as an individual, not as a representative of the Company. When acting as a fundraiser for a candidate or political event, be sure that your activities can’t be viewed as connected with your position at JPMorgan Chase, do not use Company resources and do not contact Know what’s permitted in terms of political contributions. You have the right to make personal contributions from your own funds, subject to applicable legal limits, but you cannot be reimbursed or compensated by the Company for any contribution you make. Because our Company has government entities as customers, some employees (for example, those in Public Finance, the GNPH Divisions of Commercial Banking and Treasury Services, and Investment Management) may have other limitations on their personal political contributions. You are responsible for being aware of — and complying with — any rules that apply to you. Contact Government Ethics Law & Compliance or your Compliance Officer with questions about personal political contributions and be especially sensitive if giving to officials who are part of the Code of Conduct 40
Page 1 and 2: Integrity: It Starts With You June
Page 3 and 4: Table of Contents A Shared Responsi
Page 5 and 6: “our Company” or “JPMorgan Ch
Page 7 and 8: Decision Tree In any ethical dilemm
Page 9 and 10: However, if you have access to conf
Page 11 and 12: Q&A What if … I’ve seen a colle
Page 13 and 14: Your Responsibility • Know and co
Page 15 and 16: 2.1 Insider Trading and Information
Page 17 and 18: depository institutions, credit uni
Page 19 and 20: The policies regarding personal inv
Page 21 and 22: Our Company’s Anti-Money Launderi
Page 23 and 24: Your Responsibility • Never buy o
Page 25 and 26: Company assets should be used only
Page 27 and 28: Q&A What if … I’ve been asked t
Page 29 and 30: It’s permissible to borrow from
Page 31 and 32: Remember, your Code Specialist is y
Page 33 and 34: Generally, the restrictions on givi
Page 35 and 36: Q&A What if … A colleague at JPMo
Page 37 and 38: Your Responsibility • Protect all
Page 39 and 40: Company. We will not pay or reimbur
Page 41: Your Responsibility • Treat other
Page 45 and 46: to the approval guidelines specific
Page 47 and 48: Closing Thoughts When you find your
Page 49 and 50: Glossary Cash equivalents - Checks,
Page 51 and 52: Material Information - Information

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