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Chapter 2 Novelty and Inventive Step - Japan Patent Office

Chapter 2 Novelty and Inventive Step - Japan Patent Office

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Part II <strong>Chapter</strong> 2 <strong>Novelty</strong> <strong>and</strong> <strong>Inventive</strong> <strong>Step</strong><br />

common general knowledge, <strong>and</strong> facts derived from the facts based on the common general<br />

knowledge taken in a situation where the inventions have been worked could be a basis for<br />

identifying the inventions that were publicly worked.<br />

(3) Inventions described in publications<br />

I. "Inventions described in publications" are identified based on "the descriptions in the<br />

publications." The descriptions are able to be interpreted based on the common general<br />

knowledge, <strong>and</strong> any facts that a person skilled in the art could derive from the description in the<br />

publications based on the common general knowledge as of the filing date, or equivalents to such<br />

descriptions in the publications, could also be a basis for identifying the inventions described in<br />

publications. In other words, "inventions described in publications" means inventions that a<br />

person skilled in the art is able to underst<strong>and</strong> based on the descriptions in publications or<br />

equivalents to such descriptions.<br />

Accordingly, inventions that a person skilled in the art is not able to underst<strong>and</strong> based on<br />

the descriptions in the publications or equivalents to such descriptions are not included in either<br />

"inventions described in publications" or "cited inventions." For example, when one "description in<br />

a publication" is part of the alternatives in the claims described in the Markush form, it is<br />

necessary to check if person skilled in the art is able to underst<strong>and</strong> an invention that provides<br />

either one of the alternatives as a requisite to define the invention.<br />

Example of "equivalents to the descriptions"<br />

[Example 1] A method that the conductor is grounded as a shielding means for preventing<br />

electrical interference is recognized as common general knowledge in the electricity-related field,<br />

<strong>and</strong> it is presumed that a person skilled in the art may underst<strong>and</strong> as a matter of course that the<br />

shield plate for the switch disclosed in the examples is intended to be connected to the earth,<br />

regardless of the absence of the such examples in the document. In view of Utility Model Act<br />

Article 3, it is reasonable to say that "devices described in publications" in Article 3(1)(iii) are<br />

considered to be a technical idea that person skilled in the art is able to clearly underst<strong>and</strong>….The<br />

fact that the shielding plate in the example is expected to be connected to the earth should be<br />

included in the technical meanings of the term "shielding plate" per se exemplified in the<br />

document <strong>and</strong> also be substantially equivalent to an actual description in the document.<br />

(Reference: Decision by the Tokyo High Court, November 29, 1982<br />

[Showa 56 (Gyo Ke) 93])<br />

Example of "not equivalents to the descriptions"<br />

[Example 2] The working example 6 in the cited document shows attapulgite clay (acidic<br />

components), which has the same effect as citric acids <strong>and</strong> is insoluble in a solvent. In short, it is<br />

reasonably understood that this example merely shows using insoluble phenol resins since<br />

insoluble substances are usually applied as a conventional acid component in this field.<br />

Accordingly, the example is not considered to provide a description for a substance soluble in the<br />

solvent with the same component as basic components selected from "phenol resins."<br />

(Reference: Decision by the Tokyo High Court, October 5, 1982<br />

[Showa 55 (Gyo Ke) 12])<br />

II. When an invention of a product or process is not clearly described enough that person<br />

skilled in the art is able to manufacture the product or use the process based on the descriptions<br />

of the publications <strong>and</strong> the common general knowledge as of the filing, the invention is not<br />

included in "cited inventions."<br />

For example, when a chemical substance is described merely by its name or its chemical<br />

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