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National Judges as European Union Judges - HiiL

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<strong>National</strong> <strong>Judges</strong><br />

<strong>as</strong> <strong>European</strong><br />

<strong>Union</strong> <strong>Judges</strong><br />

Knowledge, Experiences and<br />

Attitudes of Lower Court <strong>Judges</strong><br />

in Germany and the Netherlands


<strong>HiiL</strong> Focus: Judiciary in the<br />

internationalised world<br />

<strong>National</strong> courts are incre<strong>as</strong>ingly influenced by developments beyond their country’s<br />

borders <strong>as</strong> they seek to uphold the laws of their land. As a result of the incre<strong>as</strong>ing<br />

internationalisation of law, the role of the national judiciary h<strong>as</strong> been evolving to<br />

include these developments. This phenomenon features prominently on the<br />

<strong>European</strong> level where EU law h<strong>as</strong> high expectations of how national judges should<br />

perform their t<strong>as</strong>k <strong>as</strong> ‘decentralised EU judges’.<br />

These issues are at the heart of the <strong>HiiL</strong> research agenda which focuses on the<br />

challenges posed to the maintenance and promotion of rule of law in a world of<br />

intertwined legal systems. In particular, this research fits within the remit of the<br />

<strong>HiiL</strong> Highest Courts research theme <strong>as</strong> it provides highest courts at the <strong>European</strong><br />

and national level with the information on what lower national courts need in order<br />

to function in a multi-level legal order.<br />

<strong>HiiL</strong> Project research team<br />

<br />

<br />

<br />

<br />

Mark Wissink – University of Groningen<br />

Tobi<strong>as</strong> Nowak – University of Groningen<br />

Fabian Amtenbrink – Er<strong>as</strong>mus University Rotterdam<br />

Marc Hertogh – University of Groningen


‘The experiences that Dutch and German civil law judges have with<br />

the application of <strong>European</strong> <strong>Union</strong> law are very similar: for most judges<br />

<strong>European</strong> <strong>Union</strong> law plays only a minor role in their daily work. The<br />

feeling that their knowledge of <strong>European</strong> <strong>Union</strong> law is insufficient is a<br />

consequence of this sporadic application; the sporadic application is not<br />

necessarily a consequence of insufficient knowledge. For most judges<br />

<strong>European</strong> <strong>Union</strong> law is just another set of rules they have to apply.’<br />

Tobi<strong>as</strong> Nowak | University of Groningen<br />

This research project is funded by <strong>HiiL</strong> and conducted by the law faculties of the<br />

University of Groningen and the Er<strong>as</strong>mus University of Rotterdam, with the<br />

cooperation of the Raad voor de Rechtspraak and Ministry of Justice of North<br />

Rhine-Westphalia.


Knowledge, Experiences and Attitudes<br />

The research project reveals the practical problems that national judges<br />

experience when applying <strong>European</strong> <strong>Union</strong> law. It focuses on national judges at<br />

the first and appellate levels (excluding supreme courts) in the German state of<br />

North Rhine-Westphalia and in the Netherlands. It identifies to what extent the<br />

application of <strong>European</strong> <strong>Union</strong> (EU) law depends on:<br />

problems concerning knowledge of (researching) EU law,<br />

(negative or positive) experiences with applying EU law within national<br />

legal systems, and/or<br />

underlying attitudes of national judges towards their role <strong>as</strong> decentralised<br />

<strong>Union</strong> judges.<br />

Multidisciplinary research<br />

In order to study the experiences with, knowledge of, and views on EU law of<br />

private law judges, this project applied research methods from the social sciences,<br />

such <strong>as</strong> surveys and complementary in-depth interviews.<br />

‘I think ninety percent is practice but also some courses which I<br />

had in the course of time. But I have to tell you honestly, only<br />

one or two things of such a course stick. The rest is lost. Only if<br />

it is coincidentally about a subject you are busy with and you<br />

are really interested in listening. But if it is about – let’s say<br />

harmonious interpretation – and you never encounter this, then<br />

it goes in one ear and out the other.’<br />

Dutch Judge


Societal and scientific relevance<br />

The research:<br />

Provides the information on what lower national courts need in order to<br />

function in a multi-level legal order;<br />

Helps judicial bodies and legal scholars to formulate tools to help the<br />

national judiciary to apply supranational (<strong>Union</strong>) law within a national legal<br />

order;<br />

Provides solid data to test arguments put forward in the legal debate on the<br />

desirability and fe<strong>as</strong>ibility of internationalisation of law;<br />

Makes an important contribution to the field of legal consciousness studies<br />

in social science by focusing, unlike previous studies, on the legal<br />

consciousness of national judges, and applying the idea of legal<br />

consciousness also to the context of supranational (<strong>Union</strong>) law;<br />

Enables the improvement of judicial training programs. Members of the<br />

research group have already presented their findings to the Dutch Training<br />

Centre for the Judiciary and the Landelijk Overleg Civiel en Kanton.<br />

‘I started when <strong>European</strong> law w<strong>as</strong> still something for specialists.<br />

I don’t even know if it w<strong>as</strong> an examined subject. […] All the<br />

knowledge I have, I have acquired subsequently. And with<br />

practitioners this usually means: not <strong>as</strong> a closed representation of<br />

a closed legal system but depending on an individual c<strong>as</strong>e.’<br />

German Judge<br />

‘We know that <strong>European</strong> law actually becomes more important all the<br />

time; that the Court of Justice delivers incre<strong>as</strong>ingly interesting<br />

judgements. At the same time there is a tendency in the Netherlands<br />

to resist Europe. We used to be forerunners; now we are lagging<br />

behind. I think it would be foolish to let this happen in the field of law<br />

- such a step back. We have to be part of it, stay with it; make sure<br />

that we walk in front because Europe will be the future’<br />

Dutch Judge


Main findings<br />

<br />

<br />

<br />

<br />

<br />

<br />

Most judges in the Netherlands and Germany support <strong>European</strong> integration<br />

and the EU. <strong>Judges</strong> trust the <strong>European</strong> Court of Justice. Most judges accept<br />

a hierarchy of norms in which EU law stands above national law.<br />

Most judges have to deal with EU law only sporadically. The perception<br />

judges have of EU law is mostly shaped by the problems they encounter in<br />

their work. Most judges report that EU law h<strong>as</strong> a limited impact on the type<br />

of c<strong>as</strong>es they decide in their daily work.<br />

Most judges consider their knowledge of EU law to be much lower than their<br />

knowledge of national law. <strong>Judges</strong> want more information on EU law.<br />

<strong>Judges</strong> have stated practical re<strong>as</strong>ons for not applying EU law, such <strong>as</strong> high<br />

c<strong>as</strong>e loads, limited time for researching the law and insufficient knowledge.<br />

Most judges do not consider the much discussed democratic deficit <strong>as</strong> an<br />

obstacle for the application of EU law.<br />

It is unclear to judges what EU law’s expectations of them <strong>as</strong> decentralised<br />

EU judges specifically entail.<br />

Recommendations<br />

<br />

<br />

<br />

<br />

Develop procedures and know-how within the courts (e.g. by temporarily<br />

setting up special teams of judges charged with deciding certain types of<br />

EU law sensitive c<strong>as</strong>es).<br />

Organise training courses for judges in EU law, aimed at specific problems.<br />

In legal literature, address specific problems of EU law <strong>as</strong> part of a general<br />

discussion of the relevant (national) law.<br />

Have more guidance by the <strong>European</strong> Court of Justice and highest courts in<br />

explaining what the role of a decentralised EU judge specifically entails.


Shaping the Law of the Future<br />

The Hague Institute for the Internationalisation of Law (<strong>HiiL</strong>) is an international<br />

think tank on rule of law in a globalising world. We focus on the interaction between<br />

legal systems. We create actionable knowledge through debates, workshops,<br />

conferences, knowledge partnerships, action programmes and expert networks.<br />

<strong>HiiL</strong> is venturing on a unique and ambitious mission to think ahead of the curve about<br />

the changing nature of law in the next 20 years. [ www.lawofthefuture.org ]<br />

Stimulating justice innovations<br />

<strong>HiiL</strong> is one of the founding partners of Innovating Justice, a new platform to improve<br />

the rule of law and access to justice. [ www.innovatingjustice.com ]<br />

Strengthening research<br />

<strong>HiiL</strong>’s research pursues innovation in five themes, which together provide a coherent<br />

perspective on the challenges globalisation poses to legal systems.<br />

<strong>HiiL</strong> Research Themes<br />

Rule of Law<br />

Private Actors<br />

Highest Courts<br />

Transnational Constitutionality<br />

Criminal Process and International Crime


Publication<br />

<strong>National</strong> <strong>Judges</strong> <strong>as</strong> <strong>European</strong> <strong>Union</strong> <strong>Judges</strong><br />

Knowledge, Experiences and Attitudes of Lower Court<br />

<strong>Judges</strong> in Germany and the Netherlands<br />

Tobi<strong>as</strong> Nowak, Fabian Amtenbrink, Marc Hertogh<br />

and Mark Wissink<br />

Eleven International Publishing | www.elevenpub.com<br />

ISBN: 978-94-90947-33-0<br />

Hague Institute for the Internationalisation of Law (<strong>HiiL</strong>)<br />

Anna van Saksenlaan 51<br />

P.O. Box 93033<br />

2509 AA The Hague<br />

The Netherlands<br />

Tel: +31 70 349 4405<br />

Fax: +31 70 349 4400<br />

E-mail: info@hiil.org<br />

www.hiil.org

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