Tabled Paper - Parliament of Western Australia

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Misleading 63 (7.2) 31 (5.3) Conflict of interest 32 (3.6) 20 (3.4) Failure to transfer documents 11 (1.3) 2 (0.3) Communicating with a client of another solicitor 1 (0.1) 1 (0.2) Threatening behaviour 23 (2.6) 15 (2.6) False swearing of documents 4 (0.5) 1 (0.2) Failure to assist LPCC No data 1 (0.2) Breach confidentiality 8 (0.9) 0 (0) Undue pressure 11 (1.3) 6 (1.0) Alteration of documents 1 (0.1) 0 (0) Liens 6 (0.7) 2 (0.3) Sub-total 301 (34.2) 192 (33) Non-Compliance Not complying with undertaking 2 (0.2) 2 (0.3) Practising without a practice certificate 7 (0.8) 2 (0.3) Not complying with legal profession act/regulations 6 (0.7) 2 (0.3) Sub-total 15 (1.7) 6 (0.9) Trust Account Matters Breach of Sections of Act / Regulations relating to trust monies 5 (0.6) 2 (0.3) Misappropriation 1 (0.1) 4 (0.7) Failure to account 7 (0.8) 2 (0.3) Other -Trust Account Matters 2 (0.2) 1 (0.2) Sub-total 15 (1.7) 9 (1.5) Other 30 (3.4) 45 (7.8)
TABLE 6 COMPLAINTS OPENED BY PRACTITIONER TYPE OF EMPLOYMENT 2010 & 2011 Total 2009 10 (%) Total 2010 11 (%) Barrister 19 (4.0) 22 (6.3) Sole Principal 151 (32.1) 118 (33.5) Other Principal 120 (25.5) 96 (27.3) Non Principal 121 (25.7) 80 (22.7) Government Legal Position 15 (3.2) 15 (4.3) Corporate Legal Position 9 (1.9) 3 (0.9) Firm only 3 (0.6) 1(0.3) Struck off/suspended 6 (1.3) 5 (1.4) Other No data 3.41 Consultant 1 (0.2) No data Not practising 10 (2.1) No data Not named/Not known 16 (3.4) No data
Page 1 and 2: (7)
Page 3 and 4: This report highlights the signific
Page 5 and 6: Ar Complain _:: °icer I am pleased
Page 7 and 8: Now the EDRMS is operational, I am
Page 9 and 10: ee 3.1 OUR ROLE, PURPOSES and OBJEC
Page 11 and 12: The Committee's day to day operatio
Page 13 and 14: 4.1 COMPLAINT HANDLING PROCESS The
Page 15 and 16: Sometimes, the Committee may direct
Page 17 and 18: From 13 December 2010 (when the Rap
Page 19 and 20: inat complaints 5.1 OVERVIEW AND KE
Page 21 and 22: Case Study 2 Loans to clients In th
Page 23 and 24: Grounds of unsatisfactory professio
Page 25 and 26: Grounds of unsatisfactory professio
Page 27 and 28: APP NO. DATE DELIVERED/ PUBLISHED 3
Page 29 and 30: APP NO. DATE PRACTITIONER ALLEGATIO
Page 31 and 32: APP NO. DATE DELIVERED/ PRACTITIONE
Page 33 and 34: APP NO. DATE DELIVERED/ PRACTITIONE
Page 35 and 36: Summary of SAT matters which were n
Page 37 and 38: 6.2 REVIEW APPLICATIONS Complainant
Page 39 and 40: Promoting Professio a ndards One of
Page 41 and 42: Practitioner Mentioned Total % 2009
Page 43 and 44: TABLE 3 COMPLAINTS OPENED BY TYPE O
Page 45: TABLE 5 COMPLAINTS OPENED BY AREAS
Page 49 and 50: TABLE 8 COMPLAINTS OPENED BY PRACTI
Page 51 and 52: TABLE 10 NUMBER OF PRACTITIONERS CO
Page 53 and 54: TABLE 12 COMPOSITION OF THE WA LEGA
Page 55 and 56: FREEDOM OF INFORMATION ACT 1992 ("F
Page 57: ' ' -a 0 7 00 o : 00 0 0 0 0 010 0

Tabled Paper - Parliament of Western Australia

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