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VOLUME 55 NUMBER 2 APRIL 2011<br />

<strong>Platinum</strong><br />

<strong>Metals</strong><br />

<strong>Review</strong><br />

www.platinummetalsreview.com<br />

E-ISSN 1471–0676


© Copyright 2011 Johnson Matthey Plc<br />

http://www.platinummetalsreview.com/<br />

<strong>Platinum</strong> <strong>Metals</strong> <strong>Review</strong> is published by Johnson Matthey Plc, refiner and fabricator of the precious metals and sole marketing agent for the six<br />

platinum group metals produced by Anglo <strong>Platinum</strong> Limited, South Africa.<br />

All rights are reserved. Material from this publication may be reproduced for personal use only but may not be offered for re-sale or incorporated<br />

into, reproduced on, or stored in any website, electronic retrieval system, or in any other publication, whether in hard copy or electronic form,<br />

without the prior written permission of Johnson Matthey. Any such copy shall retain all copyrights and other proprietary notices, and any disclaimer<br />

contained thereon, and must acknowledge <strong>Platinum</strong> <strong>Metals</strong> <strong>Review</strong> and Johnson Matthey as the source.<br />

No warranties, representations or undertakings of any kind are made in relation to any of the content of this publication including the accuracy,<br />

quality or fitness for any purpose by any person or organisation.


E-ISSN 1471–0676<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 73•<br />

<strong>Platinum</strong> <strong>Metals</strong> <strong>Review</strong><br />

A quarterly journal of research on the platinum group metals<br />

and of developments in their application in industry<br />

http://www.platinummetalsreview.com/<br />

APRIL 2011 VOL. 55 NO. 2<br />

Contents<br />

Microstructure Analysis of Selected <strong>Platinum</strong> Alloys 74<br />

By Paolo Battaini<br />

The 2010 Nobel Prize in Chemistry: 84<br />

Palladium-Catalysed Cross-Coupling<br />

By Thomas J. Colacot<br />

Dalton Discussion 12: Catalytic C–H 91<br />

and C–X Bond Activation<br />

A conference review by Ian J. S. Fairlamb<br />

A Healthy Future: <strong>Platinum</strong> in Medical Applications 98<br />

By Alison Cowley and Brian Woodward<br />

Fuel Cells Science and Technology 2010 108<br />

A conference review by Donald S. Cameron<br />

11th International <strong>Platinum</strong> Symposium 117<br />

A conference review by Judith Kinnaird<br />

The Discoverers of the Rhodium Isotopes 124<br />

By John W. Arblaster<br />

“Asymmetric Catalysis on Industrial Scale”, 2nd Edition 135<br />

A book review by Stewart Brown<br />

Publications in Brief 140<br />

Abstracts 142<br />

Patents 146<br />

Final Analysis: Flame Spray Pyrolysis: 149<br />

A Unique Facility for the Production of Nanopowders<br />

By Bénédicte Thiébaut<br />

Editorial Team: Jonathan Butler (Publications Manager); Sara Coles (Assistant Editor); Margery Ryan (Editorial Assistant);<br />

Keith White (Principal Information Scientist)<br />

<strong>Platinum</strong> <strong>Metals</strong> <strong>Review</strong>, Johnson Matthey Plc, Orchard Road, Royston, SG8 5HE, UK<br />

E-mail: jmpmr@matthey.com<br />

73 © 2011 Johnson Matthey


•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 74–83•<br />

Microstructure Analysis of Selected<br />

<strong>Platinum</strong> Alloys<br />

doi:10.1595/147106711X554008<br />

http://www.platinummetalsreview.com/<br />

By Paolo Battaini<br />

8853 SpA, Via Pitagora 11, I-20016 Pero, Milano, Italy;<br />

E-mail: battaini@esemir.it<br />

Metallographic analysis can be used to determine the<br />

microstructure of platinum alloys in order to set up<br />

working cycles and to perform failure analyses. A<br />

range of platinum alloys used in jewellery and industrial<br />

applications was studied, including several commonly<br />

used jewellery alloys. Electrochemical etching<br />

was used to prepare samples for analysis using optical<br />

metallography and additional data could be obtained<br />

by scanning electron microscopy and energy dispersive<br />

spectroscopy. The crystallisation behaviour of<br />

as-cast alloy samples and the changes in microstructure<br />

after work hardening and annealing are described<br />

for the selected alloys.<br />

Introduction<br />

Optical metallography is a widely used investigation<br />

technique in materials science. It can be used to<br />

describe the microstructure of a metal alloy both<br />

qualitatively and quantitatively. Here, the term<br />

‘microstructure’ refers to the internal structure of the<br />

alloy as a result of its composing atomic elements<br />

and their three-dimensional arrangement over distances<br />

ranging from 1 micron to 1 millimetre.<br />

Many alloy properties depend on the microstructure,<br />

including mechanical strength, hardness,<br />

corrosion resistance and mechanical workability.<br />

Metallography is therefore a fundamental tool to support<br />

research and failure analysis (1–3). This is true<br />

for all industrial fields where alloys are used. A great<br />

deal of literature is available on the typical methods<br />

used in optical metallography (4–6).<br />

A large amount of useful information is available in<br />

the literature for precious metals in general (7–10).<br />

However, there is less information specifically<br />

focussed on platinum and its alloys.<br />

The present work aims to give some examples of<br />

platinum alloy microstructures, both in the as-cast<br />

and work hardened and annealed conditions, and to<br />

demonstrate the usefulness of optical metallography<br />

in describing them. This paper is a revised and<br />

updated account of work that was presented at the<br />

74 © 2011 Johnson Matthey


doi:10.1595/147106711X554008<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

24th Santa Fe Symposium ® on Jewelry Manufacturing<br />

Technology in 2010 (11).<br />

Materials and Methods<br />

A wide variety of platinum alloys are used in jewellery<br />

(12–18) and industrial applications (10, 19–21).<br />

Different jewellery alloys are used in different markets<br />

around the world, depending on the specific country’s<br />

standards for precious metal hallmarking. The<br />

alloys whose microstructures are discussed here<br />

are listed in Table I. These do not represent all the<br />

alloys available on the market, but were chosen as a<br />

representative sample of the type of results that can<br />

be obtained using metallographic techniques. The<br />

related Vickers microhardness of each alloy sample,<br />

measured on the metallographic specimen with a<br />

load of 200 gf (~2 N) in most cases, is given for each<br />

microstructure.<br />

If metallographic analysis is aimed at comparing<br />

the microstructure of different alloys in their as-cast<br />

condition, the initial samples must have the same<br />

size and shape. Mould casting or investment casting<br />

can produce different microstructures, with different<br />

grain sizes and shapes, depending on parameters<br />

such as mould shape, size and temperature, the<br />

chemical composition of the mould, etc. Therefore,<br />

whenever possible, the specimens for the present<br />

study were prepared under conditions which were as<br />

similar as possible, including the casting process.<br />

The specimens were prepared by arc melting and<br />

pressure casting under an argon atmosphere to the<br />

shape shown in Figure 1. A Yasui & Co. <strong>Platinum</strong><br />

Investment was used, with a final flask preheating temperature<br />

of 650ºC. The captions of the micrographs<br />

specify whether the original specimen is of the type<br />

described above.<br />

The preparation of the metallographic specimens<br />

consists of the following four steps: sectioning,<br />

embedding the sample in resin, polishing the metallographic<br />

section, and sample etching for microstructure<br />

Table I<br />

Selected <strong>Platinum</strong> Alloys<br />

Composition, wt% Melting range a , Vickers microhardness b ,<br />

ºC HV 200<br />

Pt 1769 65 c<br />

Pt-5Cu d 1725–1745 130<br />

Pt-5Co d 1750–1765 130<br />

Pt-5Au d 1740–1770 127<br />

Pt-5Ir d 1780–1790 95<br />

Pt-5Ru d 1780–1795 125<br />

70Pt-29.8Ir e 1870–1910 330<br />

70Pt-30Rh 1910 f 127<br />

90Pt-10Rh 1830–1850 f 95<br />

60Pt-25Ir-15Rh n/a 212<br />

a Some melting ranges are not given as they have not yet been reported<br />

b The microhardness value refers to the microstructure of samples measured in this<br />

study and reported in the captions of the Figures<br />

c HV 100<br />

d These alloys are among the most common for jewellery applications. Where it is not<br />

specified, it is assumed that the balance of the alloy is platinum<br />

e This alloy composition is proprietary to 8853 SpA, Italy<br />

f Solidus temperature<br />

75 © 2011 Johnson Matthey


doi:10.1595/147106711X554008<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Diameter:<br />

25 mm<br />

Cross-section diameter: 3 mm<br />

Fig. 1. General shape of specimens<br />

prepared by investment casting for this<br />

study. The microstructures of different alloys<br />

obtained by investment casting can be<br />

compared, provided that the specimens have<br />

the same size and shape. The dashed line<br />

shows the position of the metallographic<br />

sections examined in these samples<br />

detection. The detailed description of these steps<br />

will not be given here, as they have been discussed<br />

in other works (4–10).<br />

Further advice relevant to platinum alloys was given<br />

in the 2010 Santa Fe Symposium paper (11) and in<br />

this Journal (22). In these papers, procedures for the<br />

metallographic analysis of most platinum alloys are<br />

described. The samples for the present study were<br />

prepared by electrolytic etching in a saturated solution<br />

of sodium chloride in concentrated hydrochloric<br />

acid (37%) using an AC power supply, as described<br />

previously (22).<br />

Microstructures of the <strong>Platinum</strong> Alloys<br />

In this section the microstructures of the selected<br />

platinum alloys in different metallurgical conditions<br />

are presented. As already stated, this selection is a<br />

representative sample and not a complete set of the<br />

platinum alloys which are currently on the market.<br />

As-Cast Microstructures: Metallography<br />

of Crystallisation<br />

Examination of the as-cast microstructures shows<br />

the variation in size and shape of the grains in different<br />

platinum alloys. However, a noticeable dendritic<br />

grain structure is quite common. The largest grain<br />

size was found in platinum with 5 wt% copper<br />

(Pt-5Cu) (Figure 2) and platinum with 5 wt% gold<br />

(Pt-5Au) (Figure 3), with sizes up to 1 mm and 2 mm,<br />

respectively. The Pt-5Au alloy sample also shows<br />

shrinkage porosity between the dendrites. The core<br />

of the dendritic grains showed a higher concentration<br />

of the element whose melting temperature was<br />

the highest in both cases. This behaviour, known as<br />

‘microsegregation’, has been widely described (12,<br />

23, 24). Electrolytic etching tended to preferentially<br />

dissolve the interdendritic copper- or gold-rich<br />

regions, respectively. In a platinum with 5 wt% iridium<br />

(Pt-5Ir) alloy (Figure 4), since iridium has the higher<br />

melting temperature, the dendritic crystals were<br />

enriched in iridium in the first solidification stage.<br />

It is important to point out that the higher or lower<br />

visibility of microsegregation within the dendrites is<br />

not directly related to the chemical inhomogeneity,<br />

but to the effectiveness of the electrolytic etching in<br />

500 µm 500 µm<br />

500 µm<br />

Fig. 2. As-cast Pt-5Cu alloy showing<br />

dendritic grains with copper<br />

microsegregation (sample shape as<br />

in Figure 1; flask temperature 650ºC;<br />

microhardness 130 ± 4 HV 200 )<br />

Fig. 3. As-cast Pt-5Au alloy showing<br />

shrinkage porosity between the<br />

dendrites (sample shape as in<br />

Figure 1; flask temperature 650ºC;<br />

microhardness 127 ± 9 HV 200 )<br />

Fig. 4. As-cast Pt-5Ir alloy with<br />

columnar grains (sample shape<br />

as in Figure 1; flask temperature<br />

650ºC; microhardness<br />

95 ± 2 HV 200 )<br />

76 © 2011 Johnson Matthey


doi:10.1595/147106711X554008<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

revealing it. For example, the microsegregation in the<br />

platinum with 5 wt% cobalt (Pt-5Co) alloy is hardly<br />

visible in Figure 5, despite being easily measurable by<br />

other techniques (24).<br />

Scanning electron microscopy (SEM) and energy<br />

dispersive spectroscopy (EDS) are very effective in<br />

showing the presence of microsegregation. Figure 6<br />

shows an as-cast sample of a platinum with 25 wt%<br />

iridium and 15 wt% rhodium alloy (60Pt-25Ir-15Rh).<br />

The SEM backscattered electron image is shown in<br />

Figure 7.The EDS maps in Figures 8–10 give the elemental<br />

distribution on the etched surface.If the maps<br />

were obtained on the polished surface the approximate<br />

concentration of each element may be different<br />

due to the etching process and a possible preferential<br />

dissolution of different phases of the alloy.<br />

However, because EDS is a semi-quantitative<br />

method, it can only give the general distribution of<br />

the elements on the metallographic section. It is<br />

worthwhile remembering that metallographic preparation<br />

reveals only a few microstructural features. By<br />

changing the preparation or the observation technique,<br />

some microstructural details may appear or<br />

become more clearly defined, while others remain<br />

invisible.<br />

The melting range of the alloy and the flask preheating<br />

temperature affect the size and shape of<br />

grains significantly. In order to decrease the dendritic<br />

size and obtain a more homogeneous microstructure,<br />

the temperature of the material containing the solidifying<br />

alloy is lowered as much as possible. The effectiveness<br />

of such an operation is, however, limited by<br />

50 µm<br />

500 µm<br />

Fig. 5. As-cast Pt-5Co alloy<br />

with small gas porosity (sample<br />

shape as in Figure 1; flask<br />

temperature 650ºC; microhardness<br />

130 ± 6 HV 200 )<br />

200 µm<br />

Fig. 6. 60Pt-25Ir-15Rh alloy cast<br />

in a copper mould. From the<br />

transverse section of an ingot<br />

(microhardness 212 ± 9 HV 200 )<br />

Fig. 7. 60Pt-25Ir-15Rh alloy:<br />

scanning electron microscopy<br />

(SEM) backscattered electron<br />

image of the etched sample. The<br />

sample is the same as that shown<br />

in Figure 6<br />

50 µm<br />

50 µm<br />

50 µm<br />

Fig. 8. 60Pt-25Ir-15Rh alloy:<br />

energy dispersive spectroscopy<br />

(EDS) platinum map acquired<br />

on the surface seen in Figure 7,<br />

showing the platinum microsegregation.<br />

The network of high<br />

platinum content shows this<br />

approximate composition (wt%):<br />

72Pt-14Ir-14Rh<br />

Fig. 9. 60Pt-25Ir-15Rh alloy:<br />

energy dispersive spectroscopy<br />

(EDS) iridium map acquired on<br />

the surface seen in Figure 7. The<br />

iridium concentration is lower<br />

where that of platinum is higher<br />

Fig. 10. 60Pt-25Ir-15Rh alloy:<br />

energy dispersive spectroscopy<br />

(EDS) rhodium map acquired on<br />

the surface seen in Figure 7. The<br />

rhodium distribution follows the<br />

behaviour of iridium. The zones of<br />

higher iridium and rhodium content<br />

show this approximate composition<br />

(wt%): 55Pt-28Ir-17Rh<br />

77 © 2011 Johnson Matthey


doi:10.1595/147106711X554008<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

the melting range and by the chemical composition<br />

of the alloy. An example of the flask temperature<br />

effect is shown in Figure 11 for Pt-5Ir poured into a<br />

flask with a final preheating temperature of 890ºC.<br />

This microstructure is to be compared with that in<br />

Figure 4, in which a flask preheating temperature of<br />

650ºC was used.<br />

A smaller grain size was observed in the platinum<br />

with 5 wt% ruthenium (Pt-5Ru) alloy, which showed<br />

a more equiaxed grain (Figure 12) with a grain size<br />

of about 200 µm. The addition of ruthenium led to<br />

finer grains in the platinum alloy.<br />

Pouring the alloy in a copper mould produces<br />

a smaller grain size due to the high cooling rate, as<br />

visible in Figure 6 and Figures 13–15. In this case,<br />

the high iridium and rhodium content also contributed<br />

to the lower grain size in the as-cast sample.<br />

Homogenising thermal treatments result in a<br />

microstructural change. Comparing Figure 16 with<br />

Figure 17 highlights a reduction in microsegregation<br />

in Pt-5Cu as a consequence of a homogenisation<br />

treatment performed at 1000ºC for 21 hours.<br />

Work Hardened and Annealed<br />

Microstructures: Metallography of<br />

Deformation and Recrystallisation<br />

Optical metallography can reveal the changes in<br />

microstructure that occur after work hardening and<br />

recrystallisation thermal treatments and allows<br />

recrystallisation diagrams like the one in Figure 18 to<br />

500 µm 500 µm<br />

200 µm<br />

Fig. 11. As-cast Pt-5Ir alloy (sample<br />

shape as in Figure 1; flask<br />

temperature 890ºC; microhardness<br />

105 ± 2 HV 200 )<br />

Fig. 12. As-cast Pt-5Ru alloy showing<br />

shrinkage porosity at the centre of<br />

the section (sample shape as in<br />

Figure 1; flask temperature 650ºC;<br />

microhardness 125 ± 5 HV 200 )<br />

Fig. 13. 70Pt-29.8Ir alloy: cast in a<br />

copper mould. From an ingot transverse<br />

section. A high iridium content<br />

contributes to grain refinement<br />

(microhardness 330 ± 4 HV 200 )<br />

200 µm<br />

200 µm<br />

500 µm<br />

Fig. 14. 70Pt-30Rh alloy: cast in a<br />

copper mould. From the transverse<br />

section of an ingot. A high rhodium<br />

content enhances the grain<br />

refinement (microhardness<br />

127 ± 9 HV 200 )<br />

Fig. 15. 90Pt-10Rh alloy: cast in<br />

a copper mould. From the transverse<br />

section of an ingot. The gas<br />

porosity is visible (microhardness<br />

95 ± 5 HV 200 )<br />

Fig. 16. Higher-magnification image<br />

of as-cast Pt-5Cu alloy showing<br />

dendritic grains with copper microsegregation<br />

(microhardness 130 ± 4<br />

HV 200 ). Compare with Figure 17<br />

78 © 2011 Johnson Matthey


doi:10.1595/147106711X554008<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

500 µm<br />

Fig. 17.<br />

Microstructure<br />

of Pt-5Cu alloy<br />

after thermal<br />

treatment at<br />

1000ºC for 21<br />

hours. The<br />

microsegregation<br />

of<br />

copper is<br />

reduced (microhardness<br />

120 ±<br />

4 HV 200 ).<br />

Compare with<br />

Figure 16<br />

be drawn. This makes it a valuable aid in setting up<br />

working cycles. It is necessary to establish the right<br />

combination of plastic deformation and annealing<br />

treatment in order to restore the material’s workability.<br />

This allows suitable final properties to be<br />

achieved.<br />

An example of the changes in microstructure after<br />

various stages of work hardening and annealing is<br />

shown in Figure 19 for the 60Pt-25Ir-15Rh alloy. This<br />

can be compared to the as-cast structure shown in<br />

Figure 6.<br />

Drawn wires show a very different microstructure<br />

along the drawing (longitudinal) direction in comparison<br />

to the transverse direction (Figures 20–22 for<br />

Pt-5Au). However, after annealing, the microstructure<br />

becomes homogeneous and the fibres formed after to<br />

the drawing procedure are replaced by a recrystallised<br />

microstructure (Figures 23 and 24). Using the techniques<br />

described elsewhere (11),analyses can be performed<br />

even on very thin wires,as shown in Figure 25<br />

for a platinum 99.99% wire of 0.35 mm diameter.<br />

It is worth pointing out that some binary platinum<br />

alloys have a miscibility gap at low temperatures, as<br />

shown by their phase diagrams (19, 20, 25). Examples<br />

of this are given in Figures 26 and 27 for Pt-Ir and<br />

Pt-Au, respectively. Similar behaviour is observed for<br />

Pt-Co, Pt-Cu and Pt-Rh alloys.<br />

As a consequence, a biphasic structure is expected<br />

of each of them. However, this may not occur for various<br />

reasons. The phase diagrams refer to equilibrium<br />

conditions, which hardly ever correspond to the<br />

as-cast conditions. One of the two phases is sometimes<br />

present but in low volumetric fraction, due to<br />

the chemical composition of the alloy, in which one<br />

of the two elements has a low concentration.<br />

Furthermore, the thermal treatments may have<br />

homogenised the alloy. Finally, the metallographic<br />

preparation may not be able to reveal such biphasic<br />

structures. Therefore, it is necessary to use other<br />

analytical techniques to detect the type and<br />

concentration of the alloy phases. Only in specific<br />

cases can the biphasic structure be revealed.<br />

Size of grain, mm<br />

1.6<br />

1.1<br />

0.6<br />

0.1<br />

0 10 20 40 60 80<br />

Deformation, ε %<br />

700<br />

900<br />

1100<br />

1300<br />

1700<br />

1500<br />

Annealing temperature, ºC<br />

Fig. 18. Recrystallisation<br />

diagram of a platinumrhodium<br />

alloy annealed<br />

at a set temperature for<br />

a given time after a<br />

deformation of ε %.<br />

Adapted from (10). By<br />

increasing the annealing<br />

temperature the grain size<br />

increases. During annealing<br />

the grain size also increases<br />

if the previous deformation<br />

is reduced<br />

79 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

200 µm<br />

500 µm<br />

500 µm<br />

Fig. 19. 60Pt-25Ir-15Rh alloy: from<br />

the transverse section of an ingot,<br />

after various stages of work hardening<br />

and annealing (microhardness<br />

212 ± 5 HV 200 ). Compare with the<br />

as-cast sample shown in Figure 6<br />

Fig. 20. Pt-5Au alloy: longitudinal<br />

section (along the drawing direction)<br />

of a drawn cold worked wire<br />

(microhardness 190 ± 4 HV 200 )<br />

Fig. 21. Pt-5Au alloy: transverse<br />

section of the drawn cold<br />

worked wire seen in Figure 20<br />

(microhardness 190 ± 4 HV 200 )<br />

50 µm<br />

500 µm<br />

50 µm<br />

Fig. 22. Pt-5Au alloy: detail of<br />

Figure 21 showing the deformation<br />

of the grains<br />

Fig. 23. Pt-5Au alloy: transverse section<br />

of the wire seen in Figure 21,<br />

after oxygen-propane flame annealing<br />

(microhardness 104 ± 6 HV 200 )<br />

Fig. 24. Pt-5Au alloy: detail of<br />

Figure 23, showing the<br />

recrystallised grains<br />

Fig. 25. Pt<br />

99.99% wire:<br />

transverse section<br />

of the wire<br />

after various<br />

stages of drawing<br />

and annealing<br />

(diameter<br />

0.35 mm;<br />

microhardness<br />

65 ± 3 HV 100 )<br />

The best results in working platinum alloys are generally<br />

achieved by hot forging the ingot during the<br />

first stages of the procedure. Metallography shows the<br />

differences between a material that has been cold<br />

worked and annealed (Figures 28 and 29 for Pt-5Cu)<br />

and a material that has been hot forged (Figures 30<br />

and 31). Hot forging more easily achieves a homogeneous<br />

and grain-refined microstructure, free of<br />

defects. This is due to the dynamic recrystallisation<br />

that occurs during hot forging (26).<br />

50 µm<br />

The Limits of Metallography<br />

Optical metallography is only the first step towards<br />

the study of the microstructure of an alloy. A wide<br />

variety of analytical techniques can be used alongside<br />

80 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Iridium content, wt%<br />

Pt 20 40 60 80 Ir<br />

2454<br />

Gold content, at%<br />

Pt 20 40 60 80 Au<br />

1800<br />

2200<br />

Liquid<br />

1600<br />

Liquid<br />

Temperature, ºC<br />

1800<br />

1400<br />

1000<br />

1769<br />

α<br />

Temperature, ºC<br />

1400<br />

1200<br />

α<br />

α 1 α 2<br />

α 1 + α 2<br />

600<br />

Pt 20 40 60 80 Ir<br />

Iridium content, at%<br />

Fig. 26. Pt-Ir phase diagram showing a miscibility<br />

gap at low temperatures (20)<br />

1000<br />

800<br />

Pt 20 40 60 80 Au<br />

Gold content, wt%<br />

Fig. 27. Pt-Au phase diagram showing a miscibility<br />

gap at low temperature (25)<br />

2 mm<br />

200 µm<br />

2 mm<br />

Fig. 28. Pt-5Cu alloy: from a transverse<br />

section of a 19 mm × 19 mm<br />

ingot, which was rod milled,<br />

annealed in a furnace and finished<br />

at 10 mm × 10 mm by drawing. The<br />

sample shows residual coarse grain<br />

microstructure from the as-cast<br />

condition and fractures along the bar<br />

axis (microhardness 208 ± 13 HV 200 ).<br />

The small square shows the position<br />

of the detail seen in Figure 29<br />

Fig. 29. Pt-5Cu alloy: detail of<br />

Figure 28, with coarse grains and<br />

small opened cracks evident<br />

Fig. 30. Pt-5Cu alloy: from a transverse<br />

section of a 19 mm × 19 mm<br />

bar, which was hot hammered,<br />

torch annealed and finished by<br />

drawing. The sample has<br />

homogeneous microstructure with<br />

small grain size (microhardness<br />

200 ± 9 HV 200 ). The small square<br />

shows the position of the detail<br />

seen in Figure 31<br />

81 © 2011 Johnson Matthey


doi:10.1595/147106711X554008<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

200 µm<br />

Fig. 31. Pt-5Cu<br />

alloy: detail of<br />

Figure 30,<br />

showing<br />

recrystallised<br />

grains partially<br />

deformed due<br />

to the work<br />

hardening<br />

solution of sodium chloride in concentrated<br />

hydrochloric acid can be successfully used for a great<br />

many platinum alloys, both in the as-cast condition<br />

and after work hardening. Optical metallography provides<br />

essential data on the alloy microstructure<br />

which can be used in setting up the working procedures.<br />

Other techniques can be used alongside it to<br />

achieve a more complete knowledge of the material,<br />

the effects of the working cycles on it, and to interpret<br />

and explain any remaining problems.<br />

it to provide a far more complete knowledge of the<br />

microstructure. One of the most widely used<br />

techniques is SEM. In addition to this, EDS allows the<br />

relative concentration of the contained chemical elements<br />

to be determined, as shown in Figures 8–10.<br />

Further studies can be performed by X-ray diffraction<br />

(XRD), which reveals the different crystal phases<br />

present in the alloy.<br />

When working with platinum alloys, often only<br />

very small specimens are available, therefore more<br />

recent techniques may be required in order to study<br />

them. One of these is the focused ion beam (FIB)<br />

technique, which can produce microsections of a<br />

specimen (27, 28). The microsections are then<br />

analysed by other techniques, such as transmission<br />

electron microscopy (TEM). In this case the details of<br />

microstructure can be detected due to the high spatial<br />

resolution of the technique. The crystal structure of<br />

the primary and secondary phases can be studied by<br />

electron diffraction. Another interesting technique is<br />

nano-indentation, performed with micron-sized<br />

indenters, which allows hardness measurements to<br />

be performed with a spatial resolution far better than<br />

that attainable with ordinary micro-indenters. The<br />

data obtained from these measurements allows the<br />

measurement of fundamental mechanical properties<br />

of the alloy, such as the elastic modulus (Young’s<br />

modulus) (29).<br />

Conclusions<br />

The metallographic analysis of platinum alloys can<br />

be profitably carried out by using a specimen preparation<br />

methodology based on the techniques used for<br />

gold-based alloys. However, electrochemical etching<br />

is required in order to reveal the alloy microstructure<br />

and observe it by optical microscopy. A saturated<br />

References<br />

1 S. Grice, ‘Know Your Defects: The Benefits of<br />

Understanding Jewelry Manufacturing Problems’, in<br />

“The Santa Fe Symposium on Jewelry Manufacturing<br />

Technology 2007”, ed. E. Bell, Proceedings of the 21st<br />

Symposium in Albuquerque, New Mexico, USA,<br />

20th–23rd May, 2007, Met-Chem Research Inc,<br />

Albuquerque, New Mexico, USA, 2007, pp. 173–211<br />

2 P. Battaini, ‘Metallography in Jewelry Fabrication: How<br />

to Avoid Problems and Improve Quality’, in “The Santa<br />

Fe Symposium on Jewelry Manufacturing Technology<br />

2007”, ed. E. Bell, Proceedings of the 21st Symposium<br />

in Albuquerque, New Mexico, USA, 20th–23rd May,<br />

2007, Met-Chem Research Inc, Albuquerque, New Mexico,<br />

USA, 2007, pp. 31–65<br />

3 “Failure Analysis and Prevention”, eds. R. J. Shipley and<br />

W. T. Becker, ASM Handbook, Volume 11, ASM<br />

International, Ohio, USA, 2002<br />

4 G. F. Vander Voort, “Metallography: Principles and<br />

Practice”, Material Science and Engineering Series, ASM<br />

International, Ohio, USA, 1999<br />

5 “Metallography and Microstructures”, ed. G. F. Vander<br />

Voort, ASM Handbook, Volume 9, ASM International,<br />

Materials Park, Ohio, USA, 2004<br />

6 G. Petzow, “Metallographic Etching”, 2nd Edn., ASM<br />

International, Ohio, USA, 1999<br />

7 T. Piotrowski and D. J. Accinno, Metallography, 1977,<br />

10, (3), 243<br />

8 D. Ott and U. Schindler, Gold Technol., 2001, 33, 6<br />

9 “Standard Practice for Microetching <strong>Metals</strong> and Alloys”,<br />

ASTM Standard E407, ASTM International, West<br />

Conshohocken, Pennsylvania, USA, 2007<br />

10 E. M. Savitsky, V. P. Polyakova, N. B. Gorina and N. R.<br />

Roshan, “Physical Metallurgy of <strong>Platinum</strong> <strong>Metals</strong>”,<br />

Metallurgiya Publishers, Moscow, Russia, 1975 (in Russian);<br />

English translation, Mir Publishers, Moscow, Russia, 1978<br />

11 P. Battaini, ‘The Metallography of <strong>Platinum</strong> and <strong>Platinum</strong><br />

Alloys’, in “The Santa Fe Symposium on Jewelry<br />

Manufacturing Technology 2010”, ed. E. Bell, Proceedings<br />

of the 24th Symposium in Albuquerque, New Mexico,<br />

USA, 16th–19th May, 2010, Met-Chem Research Inc,<br />

Albuquerque, New Mexico, USA, 2010, pp. 27–49<br />

82 © 2011 Johnson Matthey


doi:10.1595/147106711X554008<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

12 M. Grimwade, “Introduction to Precious <strong>Metals</strong>:<br />

Metallurgy for Jewelers and Silversmiths”, Brynmorgen<br />

Press, Brunswick, Maine, USA, 2009<br />

13 J. Maerz, ‘<strong>Platinum</strong> Alloy Applications for Jewelry’, in<br />

“The Santa Fe Symposium on Jewelry Manufacturing<br />

Technology 1999”, ed. D. Schneller, Proceedings of the<br />

13th Symposium in Albuquerque, New Mexico, USA,<br />

16th–19th May, 1999, Met-Chem Research Inc,<br />

Albuquerque, New Mexico, USA, 1999, pp. 55–72<br />

14 J. Huckle, ‘The Development of <strong>Platinum</strong> Alloys to<br />

Overcome Production Problems’, in “The Santa Fe<br />

Symposium on Jewelry Manufacturing Technology 1996”,<br />

ed. D. Schneller, Proceedings of the 10th Symposium in<br />

Albuquerque, New Mexico, USA, 19th–22nd May, 1996,<br />

Met-Chem Research Inc, Albuquerque, New Mexico,<br />

USA, 1996, pp. 301–326<br />

15 D. P. Agarwal and G. Raykhtsaum, ‘Manufacturing of<br />

Lightweight <strong>Platinum</strong> Jewelry and Findings’, in “The<br />

Santa Fe Symposium on Jewelry Manufacturing<br />

Technology 1996”, ed. D. Schneller, Proceedings of the<br />

10th Symposium in Albuquerque, New Mexico, USA,<br />

19th–22nd May, 1996, Met-Chem Research Inc,<br />

Albuquerque, New Mexico, USA, 1996, pp. 373–382<br />

16 J. Maerz, ‘<strong>Platinum</strong> Alloys: Features and Benefits’, in<br />

“The Santa Fe Symposium on Jewelry Manufacturing<br />

Technology 2005”, ed. E. Bell, Proceedings of the 19th<br />

Symposium in Albuquerque, New Mexico, USA,<br />

22nd–25th May, 2005, Met-Chem Research Inc,<br />

Albuquerque, New Mexico, USA, 2005, pp. 303–312<br />

17 R. Lanam, F. Pozarnik and C. Volpe, ‘<strong>Platinum</strong> Alloy<br />

Characteristics: A Comparison of Existing <strong>Platinum</strong><br />

Casting Alloys with Pt-Cu-Co’, Technical Articles: Alloys,<br />

<strong>Platinum</strong> Guild International, USA, 1997: http://www.<br />

platinumguild.com/output/page2414.asp (Accessed on<br />

31 December 2010)<br />

18 G. Normandeau and D. Ueno, ‘<strong>Platinum</strong> Alloy Design for<br />

the Investment Casting Process’, Technical Articles: Alloys,<br />

<strong>Platinum</strong> Guild International, USA, 2002: http://www.<br />

platinumguild.com/output/page2414.asp (Accessed on<br />

31 December 2010)<br />

19 R. F. Vines and E. M. Wise, “The <strong>Platinum</strong> <strong>Metals</strong> and<br />

Their Alloys”, The International Nickel Company, Inc,<br />

New York, USA, 1941<br />

20 “Handbook of Precious <strong>Metals</strong>”, ed. E. M. Savitsky,<br />

Metallurgiya Publishers, Moscow, Russia, 1984 (in<br />

Russian); English translation, Hemisphere Publishing<br />

Corp, New York, USA, 1989<br />

21 K. Vaithinathan and R. Lanam, ‘Features and Benefits of<br />

Different <strong>Platinum</strong> Alloys’, Technical Articles: Alloys,<br />

<strong>Platinum</strong> Guild International, USA, 2005: http://www.<br />

platinumguild.com/output/page2414.asp (Accessed on<br />

31 December 2010)<br />

22 P. Battaini, <strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (1), 71<br />

23 D. Miller, T. Keraan, P. Park-Ross, V. Husemeyer and<br />

C. Lang, <strong>Platinum</strong> <strong>Metals</strong> Rev., 2005, 49, (3), 110<br />

24 J. C. McCloskey, ‘Microsegregation in Pt-Co and Pt-Ru<br />

Jewelry Alloys’, in “The Santa Fe Symposium on Jewelry<br />

Manufacturing Technology 2006”, ed. E. Bell,<br />

Proceedings of the 20th Symposium in Nashville,<br />

Tennessee, USA, 10th–13th September, 2006, Met-<br />

Chem Research Inc, Albuquerque, New Mexico, USA,<br />

2006, pp. 363–376<br />

25 “Smithells <strong>Metals</strong> Reference Book”, 7th Edn., eds. E. A.<br />

Brandes and G. B. Brook, Butterworth-Heinemann, Ltd,<br />

Oxford, UK, 1992<br />

26 R. W. Cahn, ‘Recovery and Recrystallization’, in<br />

“Physical Metallurgy”, eds. R. W. Cahn and P. Haasen,<br />

Elsevier Science BV, Amsterdam, The Netherlands, 1996<br />

27 P. R. Munroe, Mater. Charact., 2009, 60, (1), 2<br />

28 E. Bemporad, ‘Focused Ion Beam and Nano-Mechanical<br />

Tests for High Resolution Surface Characterization: Not<br />

So Far Away From Jewelry Manufacturing’, in “The Santa<br />

Fe Symposium on Jewelry Manufacturing Technology<br />

2010”, ed. E. Bell, Proceedings of the 24th Symposium<br />

in Albuquerque, New Mexico, USA, 16th–19th May,<br />

2010, Met-Chem Research Inc, Albuquerque, New<br />

Mexico, USA, 2010, pp. 50–78<br />

29 D. J. Shuman, A. L. M. Costa and M. S. Andrade, Mater.<br />

Charact., 2007, 58, (4), 380<br />

The Author<br />

Paolo Battaini holds a degree in nuclear<br />

engineering and is a consultant in failure<br />

analysis for a range of industrial<br />

fields. He is responsible for research<br />

and development at 8853 SpA in<br />

Milan, Italy, a factory producing dental<br />

alloys and semi-finished products in<br />

gold, platinum and palladium alloys,<br />

and is currently a professor of precious<br />

metal working technologies at the<br />

University of Milano-Bicocca, Italy.<br />

Professor Battaini is also a recipient of<br />

the Santa Fe Symposium ® Ambassador<br />

Award and regularly presents at the<br />

Santa Fe Symposium ® on Jewelry<br />

Manufacturing Technology.<br />

83 © 2011 Johnson Matthey


•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 84–90•<br />

The 2010 Nobel Prize in Chemistry:<br />

Palladium-Catalysed Cross-Coupling<br />

The importance of carbon–carbon coupling for real world applications<br />

doi:10.1595/147106711X558301<br />

http://www.platinummetalsreview.com/<br />

By Thomas J. Colacot<br />

Johnson Matthey, Catalysis and Chiral Technologies,<br />

2001 Nolte Drive, West Deptford, New Jersey 08066,<br />

USA;<br />

E-mail: colactj@jmusa.com<br />

The 2010 Nobel Prize in Chemistry was awarded jointly<br />

to Professor Richard F. Heck (University of Delaware,<br />

USA), Professor Ei-ichi Negishi (Purdue University,<br />

USA) and Professor Akira Suzuki (Hokkaido University,<br />

Japan) for their work on palladium-catalysed crosscoupling<br />

in organic synthesis. This article presents a<br />

brief history of the development of the protocols for<br />

palladium-catalysed coupling in the context of Heck,<br />

Negishi and Suzuki coupling. Further developments in<br />

the area of palladium-catalysed cross-coupling are also<br />

briefly discussed, and the importance of these reactions<br />

for real world applications is highlighted.<br />

The 2010 Nobel Prize in chemistry was the third<br />

awarded during the last ten years in the area of platinum<br />

group metal (pgm)-based homogeneous catalysis<br />

for organic synthesis. Previous prizes had been<br />

awarded to Dr William S. Knowles (Monsanto, USA),<br />

Professor Ryoji Noyori (Nagoya University, Japan) and<br />

Professor K. Barry Sharpless (The Scripps Research<br />

Institute, USA) in 2001, for their development of asymmetric<br />

synthesis reactions catalysed by rhodium,<br />

ruthenium and osmium complexes, and to Dr Yves<br />

Chauvin (Institut Français du Pétrole, France),<br />

Professor Robert H. Grubbs (California Institute of<br />

Technology (Caltech), USA) and Professor Richard<br />

R. Schrock (Massachusetts Institute of Technology<br />

(MIT), USA) in 2005 for the development of the<br />

ruthenium- and molybdenum-catalysed olefin<br />

metathesis method in organic synthesis.<br />

Figure 1 shows some of the researchers who have<br />

made significant contributions in the area of palladium-catalysed<br />

cross-coupling, including 2010 Nobel<br />

laureate, Professor Akira Suzuki, during a crosscoupling<br />

conference at the University of Lyon, France,<br />

in 2007 (1).<br />

Palladium-Catalysed Reactions<br />

Organometallic compounds of pgms are vitally<br />

important as catalysts for real world applications in<br />

84 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Fig. 1. From left: Professor Kohei Tamao (a significant contributor in Kumada coupling),<br />

Professor Gregory C. Fu (a significant contributor in promoting the bulky electron-rich<br />

tert-butyl phosphine for challenging cross-coupling), Professor Akira Suzuki (2010 Nobel<br />

Prize in Chemistry Laureate), Dr Thomas J. Colacot (author of this article) and Professor<br />

Tamejiro Hiyama (who first reported Hiyama coupling) in front of a photograph of<br />

Professor Victor Grignard (who initiated the new method of carbon–carbon coupling) in<br />

the library of the University of Lyon, France<br />

synthetic organic chemistry. Chemists are continually<br />

striving to improve the efficiency of industrial<br />

processes by maximising their yield, selectivity and<br />

safety. Process economics are also important, and<br />

chemists work to minimise the number of steps<br />

required and thereby reduce the potential for waste<br />

and improve the sustainability of the process.<br />

Homogeneous catalysis is a powerful tool which can<br />

help to achieve these goals. Of the three Nobel Prizes<br />

in pgm-based homogeneous catalysis, perhaps the<br />

most impact in practical terms has been made by<br />

palladium-catalysed cross-coupling (2).<br />

In order for an area to be recognised for the Nobel<br />

Prize, its real world application has to be demonstrated<br />

within 20 to 30 years of its discovery. Although<br />

the area of metal-catalysed cross-coupling was initiated<br />

in the early 1970s, there were a very limited number<br />

of publications and patents in this area before the<br />

1990s (see Figure 2). However, the area has grown<br />

rapidly from 1990 onwards, especially since 2000.<br />

In terms of the number of scientific publications,<br />

patents and industrial applications, Suzuki coupling<br />

is by far the largest area, followed by Heck,<br />

Sonogashira and Stille coupling (Figure 2). Negishi<br />

coupling is smaller in terms of the number of publications,<br />

but its popularity is growing due to the<br />

functional group tolerance of the zinc reagent in<br />

comparison to magnesium, in addition to its significant<br />

potential in sp 3 –sp 2 coupling, natural product<br />

synthesis and asymmetric carbon–carbon bond forming<br />

reactions (1).<br />

The history and development of the various types<br />

of palladium-catalysed coupling reactions have been<br />

covered in detail elsewhere (3, 4). This short article<br />

will focus on the practical applications of palladiumcatalysed<br />

coupling reactions.<br />

Heck Coupling<br />

Copyright © The Nobel Foundation.<br />

Photo: Ulla Montan<br />

Between 1968 and<br />

1972, Mizoroki and<br />

coworkers (5, 6) and<br />

Heck and coworkers<br />

(7–9) independently<br />

discovered the use of<br />

Pd(0) catalysts for<br />

coupling of aryl, benzyl<br />

and styryl halides<br />

with olefinic com-<br />

85 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Total number of publications<br />

and patents<br />

8000<br />

7000<br />

6000<br />

5000<br />

4000<br />

3000<br />

2000<br />

1000<br />

0<br />

Suzuki<br />

Heck<br />

Sonogashira<br />

Stille<br />

Negishi<br />

Buchwald-Hartwig<br />

Kumada<br />

Hiyama<br />

Alpha ketone arylation<br />

Pre-1990 1991–2000 2001–2010<br />

Decades<br />

Fig. 2. Growth in the number of scientific publications and patents on platinum<br />

group metal-catalysed coupling reactions<br />

RX +<br />

R’ H<br />

H<br />

H<br />

Pd catalyst<br />

Base<br />

R’ H<br />

H<br />

R<br />

Scheme I. The Heck coupling reaction<br />

R, R’ = aryl, vinyl, alkyl<br />

X = halide, triflate, etc.<br />

pounds, now known as the Heck coupling reaction<br />

(Scheme I) as Heck was the first to uncover the mechanism<br />

of the reaction.<br />

The applications of this chemistry include the synthesis<br />

of hydrocarbons, conducting polymers, lightemitting<br />

electrodes, active pharmaceutical ingredients<br />

and dyes. It can also be used for the enantioselective<br />

synthesis of natural products.<br />

Heck coupling has a broader range of uses than the<br />

other coupling reactions as it can produce products<br />

of different regio (linear and branched) and stereo<br />

(cis and trans) isomers. Typically, olefins possessing<br />

electron-withdrawing groups favour linear products<br />

while electron-rich groups give a mixture of branched<br />

and linear products.The selectivity is also influenced<br />

by the nature of ligands, halides, additives and solvents,<br />

and by the nature of the palladium source.The<br />

reaction has recently been extended to include direct<br />

arylation and hydroarylation, which may have future<br />

potential in terms of practical applications. Heck coupling<br />

also has the unique advantage of making chiral<br />

C–C bonds,with the exception of α-arylation reactions.<br />

The Negishi Reaction<br />

Copyright © The Nobel Foundation.<br />

Photo: Ulla Montan<br />

During 1976–1977,<br />

Negishi and coworkers<br />

(10–12) and<br />

Fauvarque and Jutand<br />

(13) reported the use<br />

of zinc reagents in<br />

cross-coupling reactions.During<br />

the same<br />

period Kumada et al.<br />

(14–17) and Corriu<br />

et al. (18) independently<br />

reported that nickel–phosphine complexes<br />

were able to catalyse the coupling of aryl and alkenyl<br />

halides with Grignard reagents. Kumada and coworkers<br />

later reported (in 1979) the use of dichloro[1,1′-<br />

bis(diphenylphosphino)ferrocene]palladium(II)<br />

(PdCl 2 (dppf)) as an effective catalyst for the crosscoupling<br />

of secondary alkyl Grignard reagents with<br />

organic halides (19).One common limitation to both<br />

Ni- and Pd-catalysed Kumada coupling is that coupling<br />

partners bearing base sensitive functionalities<br />

86 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

are not tolerated due to the nature of the organomagnesium<br />

reagents.<br />

In 1982 Negishi and coworkers therefore carried out<br />

a metal screening in order to identify other possible<br />

organometallic reagents as coupling partners (20).<br />

Several metals were screened in the coupling of an<br />

aryl iodide with an acetylene organometallic reagent,<br />

catalysed by bis(triphenylphosphine)palladium(II)<br />

dichloride (PdCl 2 (PPh 3 ) 2 ). In this study, the use of<br />

zinc, boron and tin were identified as viable countercations,<br />

and provided the desired alkyne product in<br />

good yields. The use of organozinc reagents as coupling<br />

partners for palladium-catalysed cross-coupling<br />

to form a C–C single bond is now known as the<br />

Negishi reaction (Scheme II).<br />

Pd catalyst<br />

RZnY + R’X R–R’<br />

R, R’ = aryl, vinyl, alkyl<br />

X = halide, triflate, etc.<br />

Y = halide<br />

Scheme II. The Negishi coupling reaction<br />

The Negishi reaction has been used as an essential<br />

step in the synthesis of natural products and fine<br />

chemicals (21–23).<br />

Suzuki Coupling<br />

Copyright © The Nobel Foundation.<br />

Photo: Ulla Montan<br />

During the same<br />

period as the initial<br />

reports of the use of<br />

palladium–phosphine<br />

complexes in Kumada<br />

couplings, the palladium-catalysed<br />

coupling<br />

of acetylenes<br />

with aryl or vinyl<br />

halides was concurrently<br />

disclosed by<br />

three independent research groups, led by<br />

Sonogashira (24), Cassar (25) and Heck (26).<br />

A year after the seminal report on the Stille coupling<br />

(27, 28), Suzuki picked up on boron as the last<br />

remaining element out of the three (Zn, Sn and B)<br />

identified by Negishi as suitable countercations in<br />

cross-coupling reactions, and reported the palladiumcatalysed<br />

coupling between 1-alkenylboranes and<br />

aryl halides (29) that is now known as Suzuki coupling<br />

(Scheme III).<br />

Pd catalyst<br />

RBZ 2 + R’X R–R’<br />

Base<br />

R, R’ = aryl, vinyl, alkyl<br />

X = halide, triflate, etc.<br />

Z = OH, OR, etc.<br />

Scheme III. The Suzuki coupling reaction<br />

It should be noted that Heck had already demonstrated<br />

in 1975 the transmetallation of a vinyl boronic<br />

acid reagent (30). Perhaps the greatest acomplishment<br />

of Suzuki was that he identified PdCl 2 (PPh 3 ) 2 as<br />

an efficient cross-coupling catalyst, thereby demonstrating<br />

the relatively easy reduction of Pd(II) to<br />

Pd(0) during catalysis.<br />

The Suzuki coupling reaction is widely used in<br />

the synthesis of pharmaceutical ingredients such<br />

as losartan. Its use has been extended to include<br />

coupling with alkyl groups and aryl chlorides<br />

through the work of other groups including Fu and<br />

coworkers (31). Subsequent work from Buchwald,<br />

Hartwig, Nolan, Beller and others, including Johnson<br />

Matthey, has expanded the scope of this reaction.<br />

Other Name Reactions in Carbon–Carbon<br />

Coupling<br />

In 1976, Eaborn et al. published the first palladiumcatalysed<br />

reaction of organotin reagents (32), followed<br />

by Kosugi et al. in 1977 on the use of organotin<br />

reagents (33,34). Stille and Milstein disclosed in 1978<br />

the synthesis of ketones (27) under significantly<br />

milder reaction conditions than Kosugi. At the beginning<br />

of the 1980s, Stille further explored and improved<br />

this reaction protocol, to develop it into a highly versatile<br />

methodology displaying very broad functional<br />

group compatibility (28).<br />

In 1988, Hiyama and Hatanaka published their work<br />

on the Pd- or Ni-catalysed coupling of organosilanes<br />

with aryl halides or trifluoromethanesulfonates (triflates)<br />

(35). Although silicon is less toxic than tin,<br />

a fluoride source, such as tris(dimethylamino)-<br />

sulfonium difluorotrimethylsilicate (TASF) (35) or caesium<br />

fluoride (CsF) (36), is required to activate the<br />

organosilane towards transmetallation. Professor S. E.<br />

Denmark has also contributed significantly to this area.<br />

Industrial Applications<br />

In the early 1990s the Merck Corporation was able to<br />

develop two significant drug molecules, losartan, 1,<br />

87 © 2011 Johnson Matthey


doi:10.1595/147106711X558301<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

1 Losartan<br />

2 Montelukast<br />

Fig. 3. Structures of losartan and montelukast<br />

(also known as Cozaar TM , for the treatment of hypertension)<br />

(37) and montelukast, 2, (also known as<br />

Singulair TM , for the treatment of asthma) (38, 39),<br />

(Figure 3) using Suzuki and Heck coupling processes<br />

respectively. This also increased awareness among<br />

related industries to look into similar processes.<br />

Today, coupling reactions are essential steps in the<br />

preparation of many drugs. Recent reviews by Beller<br />

(40) and by Sigman (41) summarise the applications<br />

of Pd-catalysed coupling in the pharmaceutical,agrochemical<br />

and fine chemicals industries. Apart from<br />

the major applications in the pharmaceutical and<br />

agrochemical industries (the boscalid process is the<br />

world’s largest commercial Suzuki process), crosscoupling<br />

is also being practiced in the electronics<br />

industry for liquid crystal and organic light-emitting<br />

diode (OLED) applications in display screens (42,<br />

43).<br />

The research and development group at Johnson<br />

Matthey’s Catalysis and Chiral Technologies has developed<br />

commercial processes for preformed catalysts<br />

such as PdCl 2 (dtbpf) (Pd-118), 3, (44–46), L 2 Pd(0)<br />

complexes, 4, (47) and precursors to twelve-electron<br />

species such as [Pd(µ-Br) t Bu 3 P] 2 (Pd-113), 5, (48)<br />

and LPd(η 3 -allyl)Cl, 6, (49, 50) (Figure 4). These catalysts<br />

are all highly active for various cross-coupling<br />

reactions which are used for real world applications.<br />

More details on the applications of these catalysts<br />

are given elsewhere (48, 51, 52). A special issue of<br />

Accounts of Chemical Research also covered recent<br />

updates of these coupling reactions from academia<br />

in detail (53).<br />

Fe<br />

3<br />

P t Bu 2<br />

Pd<br />

P t Bu 2<br />

Cl<br />

Cl<br />

L<br />

Pd<br />

4<br />

L<br />

Br<br />

t Bu 3 P–Pd Pd–P t Bu 3<br />

Br<br />

5<br />

P t Bu 2<br />

P<br />

6<br />

Pd<br />

Cl<br />

4a L = P t Bu 3<br />

4b L = P t Bu 2 Np<br />

Ph Fe Ph<br />

4c L = PCy 3<br />

4d L = Q-Phos<br />

4e L = A ta Ph<br />

Ph<br />

-Phos<br />

4f L = P(o-tolyl) 3<br />

4g L = PPh t Ph<br />

Bu 2<br />

Q-Phos ligand<br />

Me 2 N<br />

P t Bu 2<br />

A ta -Phos ligand<br />

Fig. 4. Examples of highly active Pd cross-coupling catalysts developed and commercialised by Johnson Matthey<br />

88 © 2011 Johnson Matthey


doi:10.1595/147106711X558301<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

In order to address the issue of residual palladium<br />

in the final product, several solid-supported<br />

preformed palladium complexes have been developed<br />

and launched onto the catalyst market<br />

(54–56).<br />

Conclusions<br />

Palladium-catalysed cross-coupling is of great importance<br />

to real world applications in the pharmaceutical,<br />

agrochemicals, fine chemicals and electronics<br />

industries. The area has developed quite rapidly<br />

beyond the work of Heck, Negishi and Suzuki,<br />

though all three reactions are widely used. Academic<br />

groups such as those of Beller, Buchwald, Fu, Hartwig<br />

and Nolan as well as industrial groups such as that<br />

at Johnson Matthey, are now developing the field even<br />

further. Buchwald-Hartwig coupling has become particularly<br />

important for developing compounds containing<br />

carbon–nitrogen bonds for applications in<br />

industry, as well as α-arylation of carbonyl compounds<br />

such as ketones, esters, amides, aldehydes<br />

etc., and nitriles (57). The significant growth of crosscoupling<br />

reactions can be summarised in Professor<br />

K. C. Nicolaou’s words:<br />

“In the last quarter of the 20th century, a new<br />

paradigm for carbon–carbon bond formation has<br />

emerged that has enabled considerably the prowess<br />

of synthetic organic chemists to assemble complex<br />

molecular frameworks and has changed the way<br />

we think about synthesis”(58).<br />

More detailed articles summarising the history of<br />

cross-coupling in the context of the 2010 Nobel Prize<br />

in Chemistry with an outlook on the future of crosscoupling<br />

will be published elsewhere (59, 60).<br />

Glossary<br />

Ligand<br />

A ta -Phos<br />

Cy<br />

dppf<br />

dtbpf<br />

Np<br />

Ph<br />

Q-Phos<br />

t Bu<br />

Name<br />

p-dimethylaminophenyl(di-tert-butyl)phosphine<br />

cyclohexyl<br />

1,1′-bis(diphenylphosphino)ferrocene<br />

1,1′-bis(di-tert-butylphosphino)ferrocene<br />

neopentyl<br />

phenyl<br />

1,2,3,4,5-pentaphenyl-1′-(di-tert-butylphosphino)ferrocene<br />

tert-butyl<br />

References<br />

1 T. Colacot, <strong>Platinum</strong> <strong>Metals</strong> Rev., 2008, 52, (3), 172<br />

2 “Metal-Catalyzed Cross-Coupling Reactions”, 2nd Edn.,<br />

eds. A. de Meijere and F. Diederich, Wiley-VCH,<br />

Weinheim, Germany, 2004<br />

3 C. Barnard, <strong>Platinum</strong> <strong>Metals</strong> Rev., 2008, 52, (1), 38<br />

4 ‘Scientific Background on the Nobel Prize in Chemistry<br />

2010: Palladium-Catalyzed Cross Couplings in Organic<br />

Synthesis’, The Royal Swedish Academy of Sciences,<br />

Stockholm, Sweden, 6th October, 2010: http://<br />

nobelprize.org/nobel_prizes/chemistry/laureates/2010/sci.<br />

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5 T. Mizoroki, K. Mori and A. Ozaki, Bull. Chem. Soc. Jpn.,<br />

1971, 44, (2), 581<br />

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7 R. F. Heck, J. Am. Chem. Soc., 1968, 90, (20), 5518<br />

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(14), 2320<br />

9 H. A. Dieck and R. F. Heck, J. Am. Chem. Soc., 1974,<br />

96, (4), 1133<br />

10 E. Negishi and S. Baba, J. Chem. Soc., Chem. Commun.,<br />

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1977, 42, (10), 1821<br />

12 A. O. King, N. Okukado and E. Negishi, J. Chem. Soc.,<br />

Chem. Commun., 1977, (19), 683<br />

13 J. F. Fauvarque and A. Jutand, J. Organomet. Chem.,<br />

1977, 132, (2), C17<br />

14 K. Tamao, K. Sumitani, Y. Kiso, M. Zembayashi, A. Fujioka,<br />

S. Kodama, I. Nakajima, A. Minato and M. Kumada, Bull.<br />

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15 K. Tamao, Y. Kiso, K. Sumitani and M. Kumada, J. Am.<br />

Chem. Soc., 1972, 94, (26), 9268<br />

16 K. Tamao, K. Sumitani and M. Kumada, J. Am. Chem.<br />

Soc., 1972, 94, (12), 4374<br />

17 M. Kumada, in “Organotransition Metal Chemistry”, eds.<br />

Y. Ishii and M. Tsutsui, Plenum Press, New York, USA,<br />

1975, p. 211<br />

18 R. J. P. Corriu and J. P. Masse, J. Chem. Soc., Chem.<br />

Commun., 1972, (3), 144a<br />

89 © 2011 Johnson Matthey


doi:10.1595/147106711X558301<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

19 T. Hayashi, M. Konishi and M. Kumada, Tetrahedron<br />

Lett., 1979, 20, (21), 1871<br />

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558<br />

23 B. A. Anderson, L. M. Becke, R. N. Booher, M. E. Flaugh,<br />

N. K. Harn, T. J. Kress, D. L. Varie and J. P. Wepsiec,<br />

J. Org. Chem., 1997, 62, (25), 8634<br />

24 K. Sonogashira, Y. Tohda and N. Hagihara, Tetrahedron<br />

Lett., 1975, 16, (50), 4467<br />

25 L. Cassar, J. Organomet. Chem., 1975, 93, (2), 253<br />

26 H. A. Dieck and F. R. Heck, J. Organomet. Chem., 1975,<br />

93, (2), 259<br />

27 D. Milstein and J. K. Stille, J. Am. Chem. Soc., 1978,<br />

100, (11), 3636<br />

28 J. K. Stille, Angew. Chem. Int. Ed., 1986, 25, (6), 508<br />

29 N. Miyaura and A. Suzuki, J. Chem. Soc., Chem. Commun.,<br />

1979, (19), 866<br />

30 H. A. Dieck and F. R. Heck, J. Org. Chem., 1975, 40, (8),<br />

1083<br />

31 A. F. Littke and G. C. Fu, Angew. Chem. Int. Ed., 1998,<br />

37, (24), 3387<br />

32 D. Azarian, S. S. Dua, C. Eaborn and D. R. M. Walton,<br />

J. Organomet. Chem., 1976, 117, (3), C55<br />

33 M. Kosugi, K. Sasazawa, Y. Shimizu and T. Migita, Chem.<br />

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34 M. Kosugi, Y. Shimizu and T. Migita, Chem. Lett., 1977,<br />

6, (12), 1423<br />

35 Y. Hatanaka and T. Hiyama, J. Org. Chem., 1988,<br />

53, (4), 918<br />

36 N. A. Strotman, S. Sommer and G. C. Fu, Angew. Chem.<br />

Int. Ed., 2007, 46, (19), 3556<br />

37 R. D. Larsen, A. O. King, C. Y. Chen, E. G. Corley, B. S.<br />

Foster, F. E. Roberts, C. Yang, D. R. Lieberman and R. A.<br />

Reamer, J. Org. Chem., 1994, 59, (21), 6391<br />

38 A. O. King, E. G. Corley, R. K. Anderson, R. D. Larsen,<br />

T. R. Verhoeven, P. J. Reider, Y. B. Xiang, M. Belley and<br />

Y. Leblanc, J. Org. Chem., 1993, 58, (14), 3731<br />

39 R. D. Larsen, E. G. Corley, A. O. King, J. D. Carroll, P. Davis,<br />

T. R. Verhoeven, P. J. Reider, M. Labelle, J. Y. Gauthier, Y. B.<br />

Xiang and R. J. Zamboni, J. Org. Chem., 1996, 61, (10),<br />

3398<br />

40 C. Torborg and M. Beller, Adv. Synth. Catal., 2009, 351,<br />

(18), 3027<br />

41 R. Jana, T. P. Pathak and M. S. Sigman, Chem. Rev.,<br />

2011, 111, (3), 1417<br />

42 X. Zhan, S. Barlow and S. R. Marder, Chem. Commun.,<br />

2009, (15), 1948 and references therein<br />

43 H. Jung, H. Hwang, K.-M. Park, J. Kim, D.-H. Kim and<br />

Y. Kang, Organometallics, 2010, 29, (12), 2715<br />

44 G. A. Grasa and T. J. Colacot, Org. Process Res. Dev.,<br />

2008, 12, (3), 522<br />

45 G. A. Grasa and T. J. Colacot, Org. Lett., 2007, 9, (26),<br />

5489<br />

46 T. J. Colacot and H. A. Shea, Org Lett., 2004, 6, (21),<br />

3731<br />

47 H. Li, G. A. Grasa and T. J. Colacot, Org. Lett., 2010, 12,<br />

(15), 3332<br />

48 T. J. Colacot, <strong>Platinum</strong> <strong>Metals</strong> Rev., 2009, 53,<br />

(4), 183<br />

49 L. L. Hill, J. L. Crowell, S. L. Tutwiler, N. L. Massie, C. C. Hines,<br />

S. T. Griffin, R. D. Rogers, K. H. Shaughnessy, G. A. Grasa,<br />

C. C. C. Johansson Seechurn, H. Li, T. J. Colacot, J. Chou and<br />

C. J. Woltermann, J. Org. Chem., 2010, 75, (19), 6477<br />

50 L. L. Hill, L. R. Moore, R. Huang, R. Craciun, A. J. Vincent,<br />

D. A. Dixon, J. Chou, C. J. Woltermann and K. H.<br />

Shaughnessy, J. Org. Chem., 2006, 71, (14), 5117<br />

51 T. J. Colacot and S. Parisel, ‘Synthesis, Coordination<br />

Chemistry and Catalytic Use of dppf Analogs’, in<br />

“Ferrocenes: Ligands, Materials and Biomolecules”, ed.<br />

P. Stepnicka, John Wiley & Sons, New York, USA, 2008<br />

52 T. J. Colacot, ‘Dichloro[1,1’-bis(di-tert-butylphosphino)-<br />

ferrocene]palladium(II)’, in “e-EROS Encyclopedia of<br />

Reagents for Organic Synthesis”, eds. L. A. Paquette,<br />

D. Crich, P. L. Fuchs and G. Molander, John Wiley & Sons,<br />

published online 2009<br />

53 Cross-Coupling Special Issue, Acc. Chem. Res., 2008, 41,<br />

(11), 1439–1564<br />

54 T. J. Colacot, W. A. Carole, B. A. Neide and A. Harad,<br />

Organometallics, 2008, 27, (21), 5605<br />

55 T. J. Colacot, ‘FibreCat’, in “e-EROS Encyclopedia of<br />

Reagents for Organic Synthesis”, eds. L. A. Paquette,<br />

D. Crich, P. L. Fuchs and G. Molander, John Wiley & Sons,<br />

published online 2009<br />

56 W. Carole and T. J. Colacot, Chim. Oggi-Chem. Today,<br />

May/June 2010, 28, (3)<br />

57 C. C. C. Johansson Seechurn and T. J. Colacot, Angew.<br />

Chem. Int. Ed., 2010, 49, (4), 676<br />

58 K. C. Nicolaou, P. G. Bulger and D. Sarlah, Angew. Chem.<br />

Int. Ed., 2005, 44, (29), 4442<br />

59 C. C. C. Johansson Seechurn, T. J. Colacot, M. Kitching<br />

and V. Snieckus, Angew. Chem. Int. Ed., manuscript under<br />

preparation<br />

60 H. Li, T. J. Colacot and V. Snieckus, ACS Catal., manuscript<br />

under preparation<br />

The Author<br />

Dr Thomas J. Colacot, FRSC, is a<br />

Research and Development Manager<br />

in Homogeneous Catalysis (Global) of<br />

Johnson Matthey’s Catalysis and<br />

Chiral Technologies business unit.<br />

Since 2003 his responsibilities include<br />

developing and managing a new catalyst<br />

development programme, catalytic<br />

organic chemistry processes,<br />

scale up, customer presentations and<br />

technology transfers of processes<br />

globally. He is a member of <strong>Platinum</strong><br />

<strong>Metals</strong> <strong>Review</strong>’s Editorial Board,<br />

among other responsibilities. He has<br />

co-authored about 100 publications<br />

and holds several patents.<br />

90 © 2011 Johnson Matthey


•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 91–97•<br />

Dalton Discussion 12: Catalytic<br />

C–H and C–X Bond Activation<br />

doi:10.1595/147106711X554071<br />

http://www.platinummetalsreview.com/<br />

<strong>Review</strong>ed by Ian J. S. Fairlamb<br />

Department of Chemistry, University of York, Heslington,<br />

York YO10 5DD, UK;<br />

E-mail: ian.fairlamb@york.ac.uk<br />

The 12th Dalton Discussion (DD12) conference was<br />

held at Durham University, UK, from 13th–15th<br />

September 2010 (1). It was the first Dalton Discussion<br />

to have been jointly organised by the Dalton and<br />

Organic Divisions of the Royal Society of Chemistry<br />

(RSC). A special issue of Dalton Transactions, containing<br />

refereed papers (both original and perspective<br />

articles), accompanied all the presentations at the<br />

conference (2). The DD12 meeting was supported by<br />

generous sponsorship from BP, Pfizer and the Dalton<br />

and Organic Divisions of the RSC, and poster prizes<br />

were provided by Springer, Dalton Transactions and<br />

Catalysis Science and Technology.<br />

The principal aim of DD12 was to bring together<br />

both organic and inorganic chemists from around the<br />

world to highlight and discuss important aspects relevant<br />

to the design, development and application of<br />

late transition metal-catalysed protocols involving the<br />

activation of either carbon–X (X = halogen or pseudohalogen)<br />

or carbon–hydrogen bonds. The investigation<br />

of mechanism and synthetic applications of<br />

catalytic processes by both experimental and theoretical<br />

methods underpinned many of the oral and<br />

poster contributions at the conference.<br />

Common themes discussed at DD12 included:<br />

• Ligand design and kinetic studies of catalytic<br />

processes involving C–H and C–X activation;<br />

• New opportunities in C–X activation;<br />

• Fundamental experimental aspects of C–X and<br />

C–H activation;<br />

• Mechanistic and theoretical aspects of C–X and<br />

C–H activation.<br />

It was quite fortuitous that DD12 occurred just a<br />

few weeks prior to the announcement on 6th October<br />

2010 that the Nobel Prize in Chemistry 2010 would be<br />

awarded to Professors Richard F. Heck, Ei-ichi Negishi<br />

and Akira Suzuki for work in the field of palladiumcatalysed<br />

cross-coupling reactions in organic synthesis<br />

(3), which highlights the general importance and<br />

timeliness of the topic.<br />

Over one hundred delegates attended DD12 from<br />

across Europe, Asia, the Middle East and North<br />

America. Both academic and industrial groups were<br />

91 © 2011 Johnson Matthey


doi:10.1595/147106711X554071<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

represented at the conference, with around 25% of<br />

attendees being from major industrial organisations.<br />

The DD12 meeting comprised eight single sessions<br />

run over three days. Individual sessions began with<br />

either a Keynote lecture or an invited lecture. These<br />

were followed by three five-minute contributed presentations.<br />

With the exception of the sixth session<br />

(see below), questions were taken during the lively<br />

and lengthy discussions held after all of the session<br />

lectures had taken place.<br />

Ligand Design<br />

Professor Todd Marder (Durham University, UK)<br />

chaired the first session of the meeting. Professor<br />

Hans de Vries (DSM Pharmaceutical Products, The<br />

Netherlands) gave the Keynote lecture, which provided<br />

an overview of cross-coupling reactions and<br />

issues of ‘ligand design’ versus ‘ligand-free’ catalysis.<br />

His lecture nicely set the tone of the meeting and<br />

stimulated lots of discussion; for example, on the<br />

nature of the catalytically active species and the<br />

role of palladium nanoparticles. Professor de Vries<br />

then went on to present several mechanisms for the<br />

modified Ullmann reaction, highlighting the importance<br />

of copper(III) species, but also issues surrounding<br />

the complex catalytic reaction systems.<br />

A careful study of manganese-catalysed C–H oxidation<br />

with hydrogen peroxide showed that specially<br />

designed multidentate ligands were oxidised to<br />

pyridine-2-carboxylic acid prior to catalytic substrate<br />

oxidation, which explains the observed catalytic<br />

activity (Scheme I). This work by Wesley R. Browne<br />

(University of Groningen, The Netherlands) showed<br />

that some caution should be exerted in ligand design,<br />

metal catalysis and reaction mechanism analysis,<br />

especially where the ligand can change chemical<br />

form under the catalytic reaction conditions used.<br />

Selective Catalysis<br />

The second session was chaired by Warren B. Cross<br />

(University of Leicester, UK) who introduced a<br />

Keynote lecture from Professor Aiwen Lei (Wuhan<br />

University, China). Professor Lei discussed selective<br />

oxidative cross-coupling using palladium(II) catalysis<br />

(with a suitable oxidant) between two different<br />

nucleophiles (for example Process A, Scheme II) and<br />

N<br />

N<br />

N<br />

N<br />

CO 2 H<br />

N<br />

Mn/H 2 O 2<br />

Ligand oxidation<br />

N<br />

Mn/H 2 O 2<br />

Active<br />

catalyst<br />

species<br />

HO<br />

OH<br />

Scheme I. Ligand degradation in a manganese-catalysed oxidation process<br />

Process A<br />

Process B<br />

M<br />

X<br />

or:<br />

R 1<br />

R 1<br />

+<br />

H<br />

R 2<br />

Pd catalyst<br />

R 1<br />

Scheme II.<br />

New catalytic<br />

cross-coupling<br />

processes with<br />

activated or<br />

unactivated arenes<br />

Process C<br />

H<br />

or:<br />

R 1<br />

R 2<br />

M = metal<br />

X = halogen or pseudohalogen<br />

92 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

went on to elaborate on issues surrounding the rates<br />

of reductive elimination processes. Crucially, fast<br />

reductive elimination and transmetallation rates were<br />

found to determine the selectivity of the heterocoupling<br />

reaction.<br />

George Fortman (University of St Andrews, UK)<br />

discussed work on the synthesis of gold–acetylides<br />

formed by alkyne C–H activation. The serendipitous<br />

discovery of a palladium-catalysed regioselective<br />

C–H functionalisation of 2-pyrones was then reported<br />

by Professor Fairlamb. Two catalysts were used in this<br />

work,namely trans-Pd(Br)N-Succ(PPh 3 ) 2 and Pd 2 (dba-<br />

4-OMe) 3 (N-Succ = succinimide; dba-4-OMe = 1,5-bis-<br />

(4′-methoxyphenyl)penta-1E,4E-dien-3-one).<br />

The third session of the meeting was chaired by<br />

Professor Fairlamb, and began with a Keynote lecture<br />

by Professor Jennifer Love (The University of British<br />

Columbia, Canada). Love presented a brief overview<br />

of carbon–fluorine activation processes including<br />

cross-coupling reactions of polyfluoroarenes. She<br />

focused on the development of nickel and platinum<br />

catalyst systems for arylboronic acid cross-coupling<br />

with fluoroarenes containing ortho-directing groups.<br />

This presentation was followed by Professor Philippe<br />

Dauban (Centre National de la Recherche<br />

Scientifique (CNRS), France), who presented studies<br />

of catalytic aminations involving nitrene insertion<br />

into C–H bonds (Scheme III). The selective C–H<br />

functionalisation of secondary methylene carbon<br />

centres in the presence of other secondary sites was<br />

a particular highlight.<br />

During the discussion session of these lectures,<br />

several of the pharmaceutical chemists present at the<br />

meeting debated the role of fluoroaryl groups in<br />

pharmaceutical compounds. Several viable synthetic<br />

methods for incorporating fluoro substituents into<br />

arenes were highlighted.<br />

Mechanistic Aspects<br />

The fourth session of DD12 was chaired by Professor<br />

Susan Gibson (Imperial College London, UK), and<br />

began with an invited lecture by John M. Brown<br />

(Oxford University, UK). Brown introduced anilide<br />

activation of adjacent C–H bonds in the palladiumcatalysed<br />

Fujiwara-Moritani reaction using catalytic<br />

Pd(OAc) 2 in the presence of tosic acid and p-benzoquinone.<br />

Kinetic aspects such as induction periods<br />

and palladacycle formation were presented as well as<br />

synthetic aspects. During the discussion session a<br />

number of mechanistic aspects of these processes<br />

were raised, which led to David (Dai) Davies<br />

(University of Leicester, UK) defining the ambiphilic<br />

metal ligand activation (AMLA) process in which the<br />

number of atoms thought to be involved in the transition<br />

state is specified, as illustrated in Scheme IV for<br />

AMLA-4 (4 electrons) and AMLA-6 (6 electrons)<br />

S (S) NH 2 + Iodine(III)<br />

Iodine(I)<br />

Rh*<br />

Rh*=NS (S)<br />

Concerted<br />

or stepwise?<br />

R<br />

H<br />

NHS (S)<br />

R’<br />

R’<br />

R<br />

Terpenes or<br />

polycyclic systems<br />

Yield ≤91%<br />

de ≤99%<br />

Scheme III. Selective<br />

carbon–hydrogen<br />

activation-catalytic<br />

amination using<br />

rhodium catalysis<br />

S (S) NH 2 =<br />

O<br />

S<br />

N<br />

NH 2<br />

SO2 -p-Tol<br />

Rh* =<br />

N<br />

O<br />

Rh 2 ((S)-nta) 4<br />

nta = nitrilotriacetate<br />

O<br />

O<br />

Rh<br />

O<br />

Rh<br />

93 © 2011 Johnson Matthey


doi:10.1595/147106711X554071<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

intermediates which are of general relevance to C–H<br />

activation. The concerted metalation-deprotonation<br />

(CMD) is identical to AMLA-6.<br />

Esteban P. Urriolabeitia (University of Zaragoza,<br />

Spain) reported stoichiometric and catalytic<br />

regioselective C–H functionalisations including a<br />

palladium-catalysed oxidative etherification of iminophosphoranes.<br />

Finally, a combined theoretical and<br />

experimental study on the use of ruthenium vinylidene<br />

complexes as catalysts for carbon–oxygen bond<br />

formation was presented by Jason M. Lynam<br />

(University of York, UK). The role of carboxylate<br />

‘acetate’ ligands was discussed, and a variant of the<br />

AMLA/CMD mechanism proposed, namely the ligandassisted-proton<br />

shuttle (LAPS) (Scheme V).<br />

The fifth session was chaired by Anthony Haynes<br />

(The University of Sheffield, UK). Professor Zhang-Jie<br />

Shi (Peking University, China) gave an interesting<br />

presentation, particularly the unusual results of a<br />

‘metal-free’ coupling of an aryl halide with an arene<br />

using potassium tert-butoxide and 1,10-phenanthroline<br />

(4).<br />

Dai Davies went on to present alkyne insertion<br />

reactions of cyclometallated pyrazole and imine<br />

complexes of iridium, rhodium and ruthenium, with<br />

emphasis on establishing substrate/catalyst/product<br />

correlations through detailed structural and spectroscopic<br />

studies. The last speaker of the session, Xavi<br />

Ribas (Universitat de Girona, Spain), discussed reductive<br />

elimination from a ‘model’ aryl–Cu(III)–halide<br />

species which was triggered by a strong acid, and its<br />

relevance to the mechanism of Ullmann-type couplings<br />

(Scheme VI).<br />

C–H Activation<br />

The sixth session was chaired by Professor Peter<br />

Scott (The University of Warwick, UK), and the first<br />

invited lecture was from Professor Robin Bedford<br />

(University of Bristol, UK). Bedford presented an<br />

introduction to the field of ‘C–H activation’, and went<br />

on to discuss mild and selective ‘solvent-free’ aromatic<br />

C–H functionalisation/halogenation reactions<br />

catalysed by Pd(OAc) 2 . The second lecture was<br />

given by Professor Fairlamb on surface-catalysed<br />

H<br />

N<br />

O<br />

Pd(OAc) 2 , p-TsOH, butyl<br />

acrylate, p-benzoquinone<br />

H<br />

N<br />

O<br />

CO 2 Bu<br />

Scheme IV. Alkenylation<br />

chemistry (top); ambiphilic<br />

metal ligand activation<br />

(AMLA) and concerted<br />

metalation-deprotonation<br />

(CMD) mechanisms for<br />

carbon–hydrogen activation<br />

(bottom)<br />

Oxidative<br />

addition<br />

σ-Bond<br />

metathesis<br />

Ambiphilic metal ligand activation<br />

(AMLA)<br />

L n M<br />

R<br />

R’<br />

H<br />

+<br />

L n M<br />

R<br />

R’<br />

H<br />

+<br />

L n M<br />

R<br />

X<br />

H<br />

+<br />

L n M<br />

R<br />

O<br />

H<br />

R’<br />

O<br />

+<br />

AMLA-4<br />

AMLA-6*<br />

R’ = H, hydrocarbyl, boryl<br />

X = heteroatom with lone pair(s)<br />

*AMLA-6 is essentially identical to<br />

concerted metalation deprotonation<br />

(CMD)<br />

O<br />

O<br />

Ru<br />

H<br />

R<br />

O<br />

O<br />

[Ru]<br />

H<br />

R<br />

[Ru]<br />

O<br />

C<br />

O<br />

R<br />

H<br />

Scheme V. Ligandassisted-proton<br />

shuttle (LAPS)<br />

mechanism<br />

[Ru]=Ru(κ 2 -OAc)(PPh 3 ) 2<br />

94 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

X<br />

+<br />

H<br />

N Cu III<br />

( ) 3<br />

N<br />

CF 3 SO 3 H (1.5 equiv),<br />

CH 3 CN, 298 K,


doi:10.1595/147106711X554071<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

[Rh]<br />

H<br />

R 3 P<br />

[Rh]<br />

H<br />

R 3 P F<br />

8 kcal mol –1 5 kcal mol –1<br />

F n<br />

R Rh–C/C–H = 2.15<br />

[Rh]<br />

R 3 P<br />

F<br />

H<br />

F<br />

F n<br />

Fig. 2. The ortho-fluorine effect in<br />

promoting carbon–hydrogen activation.<br />

R Rh–C/C–H = slope of line on plot of<br />

Rh–C vs. C–H bond strength (From<br />

T. Tanabe et al., in (2). Reproduced by<br />

permission of The Royal Society of<br />

Chemistry)<br />

ortho-fluorine effect<br />

[Rh] = Tp’Rh<br />

Tp’ = tris(3,5-dimethylpyrazolyl)borate<br />

George (The University of Nottingham, UK) presented<br />

a combined experimental (fast time-resolved infrared<br />

spectroscopy (TRIR)) and theoretical investigation of<br />

the C–H activation of cyclic alkanes by cyclopentadienyl<br />

rhodium(I) carbonyl complexes. He highlighted<br />

the inherent mechanistic differences in C–H activation<br />

of linear versus cyclic alkanes by half-sandwich<br />

rhodium complexes. Interestingly, C–H activation in<br />

cyclic alkanes depends primarily on the strength of<br />

alkane–metal binding. Note that this paper appeared<br />

in a later issue of Dalton Transactions (5).<br />

Poster Prizes<br />

Following the conference dinner in the famous<br />

Durham Castle, Professors Love and Perutz awarded<br />

four poster prizes. The poster content of the awardees<br />

(Figure 3)highlighted the breadth of subjects covered<br />

and the high standard of all of the posters presented<br />

at the meeting.The winning posters were:<br />

• ‘Hydrodefluorination of Fluoroaromatics by<br />

[RuH 2 (CO)(NHC)(PPh 3 ) 2 ]: An Explanation for<br />

the 1,2-Regioselectivity’, Julien Panetier (Heriot-<br />

Watt University, UK)<br />

• ‘Development of Chiral 4-(DAAP)-N-oxide<br />

Catalysts for the Sulfonylative Kinetic Resolution<br />

of Amines’, Toritse Bob-Egbe (Imperial College<br />

London, UK)<br />

• ‘Reversible Reactions Across the M–C Bond of<br />

Lanthanide NHC Complexes to Form New N–E<br />

and C–E Bonds’, Anne Germeroth (University of<br />

Edinburgh, UK)<br />

• ‘Novel Multidentate Phosphine-Alkene Ligands<br />

for Catalysis’, Amanda Jarvis (University of York,<br />

UK)<br />

Fig. 3. Poster prize winners of Dalton Discussion 12:<br />

Julien Panetier (Heriot-Watt University), Toritse<br />

Bob-Egbe (Imperial College London), Anne Germeroth<br />

(University of Edinburgh) and Amanda Jarvis<br />

(University of York)<br />

Concluding Remarks<br />

From the oral presentations, numerous posters and<br />

lively discussions at the DD12 meeting, there was<br />

overwhelming evidence that a better understanding<br />

of the mechanisms of metal-catalysed C–X and C–H<br />

functionalisation processes is emerging. Quite strikingly,<br />

studies in inorganic and organometallic coordination<br />

chemistry, theoretical and kinetic studies, new<br />

synthetic methodologies and applications are driving<br />

this understanding. The platinum group metals play<br />

an important role in many of the catalytic processes<br />

under discussion.<br />

As a first joint discussion conference between the<br />

RSC Dalton and Organic Divisions, it was a great success,<br />

and showed quite clearly that both the organic<br />

96 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

and inorganic communities need to work together to<br />

deliver powerful, clean and efficient methods for the<br />

preparation of functionalised organic building blocks<br />

and fine chemicals.<br />

K. Huang, S.-F. Zheng, B.-J. Li and Z.-J. Shi, Nature<br />

Chem., 2010, 2, (12), 1044<br />

5 M. W. George, M. B. Hall, P. Portius, A. L. Renz, X.-Z.<br />

Sun, M. Towrie and X. Yang, Dalton Trans., 2011, 40,<br />

(8), 1751<br />

References<br />

1 RSC Conferences and Events, Dalton Discussion 12:<br />

Catalytic C–H and C–X Bond Activation (DD12): http://<br />

www.rsc.org/ConferencesAndEvents/RSCConferences/<br />

dd12/index.asp (Accessed on 31 December 2010)<br />

2 Dalton Discussion 12: Catalytic C–H and C–X bond<br />

activation (DD12), Dalton Trans., 2010, 39, (43),<br />

10321–10540<br />

3 The Nobel Prize in Chemistry 2010: http://nobelprize.org/<br />

nobel_prizes/chemistry/laureates/2010/ (Accessed on 31<br />

December 2010)<br />

4 C.-L. Sun, H. Li, D.-G. Yu, M. Yu, X. Zhou, X.-Y. Lu,<br />

The <strong>Review</strong>er<br />

Professor Ian Fairlamb is currently a<br />

Full Professor in Organic Chemistry at<br />

the University of York, UK, and has<br />

research interests in catalysis, synthetic<br />

chemistry, mechanistic understanding,<br />

nanocatalysis, metals in medicine, and<br />

applications of catalysis in chemical<br />

biology. In 2004, he was awarded<br />

both a Royal Society University<br />

Research Fellowship and the Royal<br />

Society of Chemistry Meldola Medal<br />

and Prize for outstanding contributions<br />

to the field of palladium chemistry<br />

in synthesis.<br />

97 © 2011 Johnson Matthey


•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 98–107•<br />

A Healthy Future: <strong>Platinum</strong> in<br />

Medical Applications<br />

<strong>Platinum</strong> group metals enhance the quality of life of the global population<br />

doi:10.1595/147106711X566816<br />

http://www.platinummetalsreview.com/<br />

By Alison Cowley<br />

Johnson Matthey Precious <strong>Metals</strong> Marketing, Orchard<br />

Road, Royston, Hertfordshire SG8 5HE, UK<br />

and Brian Woodward*<br />

Johnson Matthey Medical Products, 12205 World Trade<br />

Drive, San Diego, California 92128, USA;<br />

*E-mail: woodwbk@jmusa.com<br />

The world’s growing population demands increasing<br />

access to advanced healthcare treatments. <strong>Platinum</strong> is<br />

used to make essential components for a range of<br />

medical devices, including pacemakers, implantable<br />

defibrillators, catheters, stents and neuromodulation<br />

devices. The properties of platinum which make it<br />

suitable for medical device applications include its biocompatibility,<br />

inertness within the body, durability, electrical<br />

conductivity and radiopacity.Components can be<br />

manufactured in a variety of forms, from rod, wire and<br />

ribbon to sheet and foil, plus high-precision micromachined<br />

parts. As well as biomedical device components,platinum<br />

also finds use in anticancer drugs such<br />

as cisplatin and carboplatin.<br />

Introduction<br />

According to the United Nations Environment<br />

Programme (UNEP), the global population will reach<br />

over 9 billion by 2050 with nearly 90% of the world’s<br />

people located in developing countries (Figure 1) (1).<br />

Since the early 1970s, platinum has been used in a<br />

variety of medical devices for people around the<br />

world suffering from such ailments as heart disease,<br />

stroke, neurological disorders, chronic pain and other<br />

life threatening conditions. In 2010, some 175,000 oz<br />

of platinum are estimated to have been used in biomedical<br />

devices, of which around 80 per cent was for<br />

established technologies such as guidewires and cardiac<br />

rhythm devices. The remaining 20 per cent was<br />

used in newer technologies, such as neuromodulation<br />

devices and stents. In addition, over 25,000 oz of<br />

platinum are used annually in anticancer drugs (2).<br />

With an ageing and increasing world population,<br />

there will be an increasing demand for healthcare<br />

products and services that use components made<br />

from platinum, other platinum group metals (pgms)<br />

and their alloys. Increasing access to healthcare and<br />

advanced medical treatments in developing countries<br />

means that platinum contributes to improving<br />

the quality of life of people around the world.<br />

98 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Global population, estimates and projections<br />

(billions)<br />

8<br />

6<br />

4<br />

2<br />

Developed countries<br />

Developing countries<br />

0<br />

1750 1800 1850 1900 1950 2000 2050<br />

Year<br />

Fig. 1. Trends<br />

in population,<br />

developed and<br />

developing<br />

countries, between<br />

1750–2050<br />

(estimates and<br />

projections) (1)<br />

(Image: Hugo<br />

Ahlenius, Nordpil)<br />

The Advantages of <strong>Platinum</strong> for<br />

Biomedical Uses<br />

The chemical, physical and mechanical properties of<br />

platinum and its alloys make them uniquely suitable<br />

for a variety of medical applications. Agnew et al. (3)<br />

and Brummer et al. (4) carried out studies which confirmed<br />

the low corrosivity, high biocompatibility and<br />

good mechanical resistance of platinum and platinum<br />

alloys that are used for medical applications.<br />

<strong>Platinum</strong>’s biocompatibility makes it ideal for<br />

temporary and permanent implantation in the body,<br />

a quality which is exploited in a variety of treatments.<br />

As a metal, it can be fabricated into very tiny, complex<br />

shapes and it has some important properties not<br />

shared by base metals. It is inert, so it does not corrode<br />

inside the body unlike metals such as nickel<br />

and copper, which can sometimes cause allergic<br />

reactions. Modern, minimally-invasive medical techniques<br />

often use electricity to diagnose and treat<br />

patients’ illnesses, and platinum’s conductivity makes<br />

it an ideal electrode material. It is also radiopaque,<br />

so it is clearly visible in X-ray images, enabling doctors<br />

to monitor the position of the device during<br />

treatment. Some examples of areas where pgms are<br />

used in medical devices, together with some of the<br />

manufacturers currently active in the medical device<br />

market, are shown in Table I.<br />

For more than forty years platinum alloys have<br />

been employed extensively in treatments for coronary<br />

artery disease such as balloon angioplasty and stenting<br />

where inertness and visibility under X-ray are<br />

crucial. In the field of cardiac rhythm disorders,<br />

platinum’s durability, inertness and electrical conductivity<br />

make it the ideal electrode material for devices<br />

such as pacemakers, implantable defibrillators and<br />

electrophysiology catheters. More recently, its unique<br />

properties have been exploited in neuromodulation<br />

devices (including “brain pacemakers”, used to treat<br />

some movement disorders, and cochlear implants, to<br />

restore hearing), and in coils and catheters for the<br />

treatment of brain aneurysms.<br />

<strong>Platinum</strong> in Biomedical Applications<br />

Devices for Cardiac Rhythm Management<br />

Abnormalities of the heart’s rhythm are common,<br />

often debilitating, and sometimes fatal. For example,<br />

bradycardia is a condition in which the heart’s<br />

“natural pacemaker” is set too slow, resulting in<br />

fatigue, dizziness and fainting. Other patients may<br />

be at risk of sudden cardiac death, a condition in<br />

which the heart’s lower chambers (the ventricles)<br />

“fibrillate”, or pulse in a rapid and uncoordinated<br />

manner. This prevents the heart from pumping<br />

blood and leads rapidly to death unless the victim<br />

receives cardioversion (a strong electric shock to the<br />

heart, which restores normal rhythm).<br />

These and other cardiac rhythm disorders can<br />

now be managed very successfully using implanted<br />

99 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Table I<br />

Markets for Medical Devices and the Major Device Companies<br />

Medical device markets Examples of application areas Major medical device companies<br />

Surgical instrumentation Arthroscopic; ophthalmology; Boston Scientific; Johnson &<br />

endo-laparoscopic; electro-surgical Johnson; Stryker; Tyco<br />

Electro-medical implants Pacemakers; defibrillators; hearing Boston Scientific; Biotronik;<br />

assist devices; heart pumps<br />

Medtronic; St. Jude Medical<br />

Interventional Stents; angioplasty; catheter Boston Scientific; Abbott Vascular;<br />

ablation; distal protection<br />

Johnson & Johnson; Medtronic<br />

Orthopaedics Spinal fixation; hip implants; Biomet; Johnson & Johnson;<br />

knee implants<br />

Stryker; Zimmer<br />

devices such as artificial pacemakers (5, 6) and<br />

implantable cardioverter defibrillators (ICDs) (7–9).<br />

These consist of a “pulse generator”, a small box<br />

containing a battery and an electronic control system<br />

which is implanted in the chest wall, and one<br />

or more leads which run through a large vein into<br />

the heart itself. The electrodes on these leads deliver<br />

electrical impulses to the heart muscle – in the case<br />

of a pacemaker, these ensure that the heart beats<br />

regularly and at an appropriate pace, while in the<br />

case of an ICD, a much stronger electrical shock is<br />

delivered as soon as the device detects a dangerously<br />

irregular heartbeat. Each lead typically has two or<br />

more electrodes made of platinum-iridium alloy,<br />

while platinum components are also used to connect<br />

the pulse generator to the lead (Figure 2).<br />

Catheters and Stents<br />

Catheters are flexible tubes which are introduced<br />

into the body to help diagnose or treat illnesses<br />

such as heart disease (10–13). The doctor can perform<br />

delicate procedures without requiring the<br />

patient to undergo invasive surgical treatment,<br />

improving recovery time and minimising the risk of<br />

complications. Many catheters incorporate platinum<br />

components: marker bands and guidewires, which<br />

help the surgeon guide the catheter to the treatment<br />

site, or electrodes, which are used to diagnose and<br />

treat some cardiac rhythm disorders (arrhythmias).<br />

One of the most common coronary complaints in<br />

the developed world is atherosclerosis, the “furring<br />

up” of the artery walls with fatty deposits, which can<br />

lead to angina and heart attack (14). Blockages in the<br />

coronary arteries are often treated using a procedure<br />

called “percutaneous transluminal coronary angioplasty”<br />

(PTCA, also known as balloon angioplasty)<br />

(15, 16). This treatment uses a catheter with a tiny balloon<br />

attached to its end, which is guided to the treatment<br />

site then inflated, crushing the fatty deposits<br />

and clearing the artery. Afterwards, a small tubular<br />

device called a stent (Figure 3) is usually inserted in<br />

order to keep the newly-cleared artery open.<br />

The advent of the implantable metal stent to prop<br />

open the artery after angioplasty reduced the<br />

occurrence of restenosis (re-narrowing of the artery)<br />

by more than 25 per cent. In 2003 the US FDA<br />

approved the first drug-eluting stent for use within<br />

the USA (17). This type of stent is aimed at further<br />

lowering the rate of restenosis following angioplasty<br />

procedures.<br />

<strong>Platinum</strong>’s role in PTCA is to help ensure that the<br />

balloon is correctly located. First, the surgeon uses a<br />

guidewire to direct the balloon to the treatment site.<br />

This guidewire is made of base metal for most of its<br />

length, but has a coiled platinum-tungsten wire at<br />

its tip, which makes it easier to steer and ensures<br />

that it is visible under X-ray. <strong>Platinum</strong> is also used in<br />

marker bands, tiny metal rings which are placed<br />

either side of the balloon in order to keep track of<br />

its position in the body.<br />

Stents are usually made of base metals (typically<br />

stainless steel or cobalt-chromium). However, in<br />

2009, the American device manufacturer Boston<br />

Scientific introduced a cardiac stent made of a platinum<br />

chromium alloy (18–20). This stent has been<br />

approved in Europe, and the company is currently<br />

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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Pt or Pt-Ir through<br />

wires for multi-pin<br />

hermetic seal, inside<br />

the seal housing<br />

(0.015”<br />

(0.381 mm)<br />

and 0.013”<br />

Pt-Ir, MP35N ® or<br />

stainless steel<br />

machined parts for<br />

terminal connector<br />

(0.330 mm)) Pt or Pt-Ir wire and<br />

ribbon multifilar<br />

coils for highvoltage<br />

shocking<br />

electrodes<br />

Pt-Ir alloy rings for<br />

shocking electrodes<br />

Porous TiNi-coated<br />

Pt-Ir helix and post<br />

assembly for active<br />

fixation leads<br />

TiNi-coated Pt-Ir<br />

machined parts<br />

for passive<br />

fixation leads<br />

Fig. 2. An implantable cardioverter defibrillator, showing the components that are made from platinum or<br />

platinum group metal alloys<br />

seeking approval from the US Food & Drugs<br />

Administration (FDA).<br />

Catheters containing platinum components are<br />

also used to detect and treat some types of cardiac<br />

arrhythmia (21, 22). Devices called electrophysiology<br />

catheters (23), which contain platinum electrodes,<br />

are used to map the electrical pathways of the<br />

heart so that the appropriate treatment – such as a<br />

pacemaker – can be prescribed.<br />

Other catheters with platinum electrodes are used<br />

for a minimally-invasive heart treatment known as<br />

radio-frequency (RF) ablation (24–26). Arrhythmias<br />

are often caused by abnormalities in the conduction<br />

of electricity within the heart, and it is often possible<br />

Stent (stainless<br />

steel, Co-Cr,<br />

Co-Cr with Pt,<br />

or nitinol)<br />

Balloon<br />

supporting<br />

the stent<br />

Guidewire with<br />

coiled Pt-W tip<br />

Fig. 3. A balloon-mounted stent used in<br />

percutaneous transluminal coronary<br />

angioplasty (PTCA, or balloon angioplasty)<br />

procedures (Copyright © Abbott Vascular<br />

Devices)<br />

Marker band (Pt,<br />

Pt-Ir or Au)<br />

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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

to cauterise part of the heart muscle in order to<br />

restore normal heart rhythm. For example, ablation<br />

is increasingly used to treat a very common heart<br />

problem called atrial fibrillation, in which the upper<br />

chamber of the heart (the atrium) quivers rapidly and<br />

erratically. Using a catheter equipped with platinumiridium<br />

electrodes, the surgeon “ablates” or makes<br />

small burns to the heart tissue, causing scarring,<br />

which in turn blocks the superfluous electrical<br />

impulses which trigger the fibrillation.<br />

Neuromodulation Devices<br />

Neuromodulation devices deliver electrical impulses<br />

to nerves and even directly to the brain, treating disorders<br />

as varied as deafness, incontinence (27, 28),<br />

chronic pain (29) and Parkinson’s disease (30). Many<br />

of these devices are based on an extension of heart<br />

pacemaker technology, and they are sometimes<br />

referred to as “brain pacemakers” (31). Like heart<br />

pacemakers, they have platinum-iridium electrodes<br />

and may also incorporate platinum components in<br />

the pulse generator.<br />

There are a number of different types of neurostimulation,<br />

depending on the condition that is being<br />

treated. Spinal cord stimulation (the commonest<br />

neuromodulation therapy) is used to treat severe<br />

chronic pain, often in patients who have already<br />

had spinal surgery. Small platinum electrodes are<br />

placed in the epidural space (the outer part of the<br />

spinal canal) and connected to an implanted pulse<br />

generator. The patient can turn the stimulation off<br />

and on, and adjust its intensity.<br />

In deep brain stimulation (DBS) (32–34), the electrodes<br />

are placed in the brain itself. As well as pain,<br />

DBS may be used to treat movement disorders such<br />

as Parkinson’s disease, and it is being investigated as a<br />

potential treatment for a wide range of other illnesses,<br />

including epilepsy and depression. Epileptic patients<br />

can also be treated using a vagus nerve stimulation<br />

device (the vagus nerve is situated in the neck).<br />

A cochlear implant (35–38) is used to restore hearing<br />

to people with moderate to profound hearing<br />

loss (many patients receive two implants, one in each<br />

ear). A typical device consists of a speech processor<br />

and coil, which are worn externally behind the ear,<br />

an implanted device just under the skin behind the<br />

ear, and a platinum electrode array which is positioned<br />

in the cochlea (the sense organ which<br />

converts sound into nerve impulses to the brain).<br />

The speech processor captures sound and converts it<br />

to digital information, which is transmitted via the<br />

coil to the implant. This in turn converts the digital<br />

signal into electrical impulses which are sent to the<br />

electrode array in the cochlea, where they stimulate<br />

the hearing nerve. These impulses are interpreted by<br />

the brain as sound. It is believed that around 200,000<br />

people worldwide have received one or more<br />

cochlear implants.<br />

At present, neuromodulation is expensive and is<br />

only available in a small number of specialist centres;<br />

even in developed countries only a small proportion<br />

of potentially eligible patients receive this treatment.<br />

However, neuromodulation can be used to help<br />

patients with common and sometimes difficult to<br />

treat conditions (such as chronic pain, epilepsy and<br />

migraine). Its use might therefore be expected to<br />

increase significantly in coming years as new indications<br />

for these therapies are established.<br />

Other Implants<br />

<strong>Platinum</strong>’s biocompatibility makes it ideal for temporary<br />

and permanent implantation in the body,<br />

a quality which is exploited in a variety of treatments<br />

in addition to the heart implants already discussed.<br />

Irradiated iridium wire sheathed in platinum can be<br />

implanted into the body to deliver doses of radiation<br />

for cancer therapy (39–41). This treatment takes<br />

advantage of platinum’s radiopacity to shield healthy<br />

tissues from the radiation, while the exposed iridium<br />

tip of the wire irradiates the tumour. Although this<br />

procedure is gradually being replaced by other forms<br />

of radio- and chemotherapy, it remains a useful<br />

weapon in the battle against cancer.<br />

A more recent development is the use of coils<br />

made of platinum wire to treat aneurysms, balloonings<br />

in blood vessels caused by weaknesses in the<br />

vessel walls (42).If the blood pressure rises, the vessel<br />

may rupture, causing a haemorrhage. Although this<br />

can occur anywhere in the body, platinum is mainly<br />

used to treat aneurysms in the brain,where surgery is<br />

difficult and fraught with risk. <strong>Platinum</strong> is used<br />

because it is inert, easy to shape, and radiopaque.<br />

This treatment was first introduced about 20 years<br />

ago. In the late 1980s, a doctor and inventor, Guido<br />

Guglielmi (43–45), developed a detachable platinum<br />

coil which could be used to treat brain aneurysms.<br />

Coils are delivered to the site of the aneurysm by<br />

microcatheter, then detached using an electrolytic<br />

detachment process; once in place, the coils help to<br />

coagulate the blood around the weak vessel wall,<br />

102 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

(a) (b) (c)<br />

Fig. 4. Detachable<br />

platinum coils being used<br />

to treat an aneurysm:<br />

(a) a microcatheter is used<br />

to deliver the platinum<br />

coils to the aneurysm;<br />

(b) the coils are detached<br />

using an electrolytic<br />

process; (c) more coils are<br />

added to fill the aneurysm<br />

and allow blood to<br />

coagulate, forming a<br />

permanent seal<br />

forming a permanent seal (Figure 4). The coils, numbering<br />

between one and around thirty depending on<br />

the size of the aneurysm, are left inside the patient<br />

indefinitely. The Guglielmi Detachable Coil (GDC ®<br />

Coil) device was approved in Europe in 1992 and in<br />

the USA in 1995, and by 2009 this and subsequent<br />

generations of platinum coil technology were being<br />

used in an estimated 30–40% of US patients treated<br />

for brain aneurysms.<br />

The Manufacture of <strong>Platinum</strong><br />

Biomedical Components<br />

There are many technologies used to produce pgm<br />

components for biomedical applications, ranging<br />

from rod, wire, ribbon and tube drawing, to sheet<br />

and foil manufacture and highly precise Swiss-Type<br />

screw machining (micromachining) (see Figure 5).<br />

Rod and wire are manufactured in diameters<br />

ranging from 0.125" (3.175 mm) down to 0.001"<br />

Fig. 5. Micromachined parts made from precious<br />

metal alloys for biomedical device applications, with<br />

a pencil tip for scale<br />

(0.0254 mm). Dimensional consistency is assured by<br />

laser measurement. Rod is used as the starting material<br />

for a variety of machine components, with most of<br />

the pgm parts being used in pacemaker, defibrillator<br />

and other electrical stimulation products. Wire products<br />

are used primarily in three applications:<br />

(a) platinum-tungsten and platinum-nickel fine<br />

wires are used on balloon catheters as guidewires<br />

for positioning the catheter in exactly the<br />

right location;<br />

(b) other pgm wires are used as microcoils for neurovascular<br />

devices such as treatments for brain<br />

aneurysms;<br />

(c) platinum-iridium wires are also used as feedthrough<br />

wires or connector wires used to<br />

connect the pacemaker lead to the pulse<br />

generator.<br />

Ribbon is manufactured in the form of continuous<br />

strips of rolled wire in a variety of platinum alloys.<br />

Ribbon is often used in place of round wire to<br />

produce coils with minimum outside diameter,<br />

and is generally used for guidewire and microcoil<br />

applications. Ribbon is sometimes preferred over<br />

wire because wire can be harder to coil. It can also<br />

be used for markers instead of traditional cut tubing.<br />

Table II shows some typical specifications and<br />

applications for pgm rod, wire and ribbon.<br />

Fine diameter platinum, platinum-iridium and<br />

platinum-tungsten tubing (0.125" (3.175 mm) internal<br />

diameter and below) cut to specific lengths is used<br />

for markers or electrodes on angioplasty, electrophysiology<br />

and neurological catheter devices,<br />

aneurism tip coils, feed-through wires used to connect<br />

the pacing lead to the pulse generator (also<br />

known as “the can”) which houses the hybrid microelectronics<br />

and the battery, and pacemakers. Some<br />

applications of thin walled precious metal tubing<br />

are shown in Table III.<br />

103 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Table II<br />

Specifications and Applications of <strong>Platinum</strong> and <strong>Platinum</strong> Alloy Rod, Wire and Ribbon Components<br />

Applications Types of component Specifications<br />

Stimulation devices Rod for manufacture of Diameters from 0.001" (0.0254 mm)<br />

machine components to 0.125" (3.175 mm); Cut lengths<br />

Balloon catheters; stent Guidewires; feed through<br />

from 0.02" (0.508 mm)<br />

delivery; stimulation leads wires; tip coils<br />

Table III<br />

Specifications and Applications of <strong>Platinum</strong>, Palladium, Gold and Precious Metal Alloy Thin Walled Tube<br />

Components<br />

Applications Types of component Specifications<br />

Balloon catheters Radiopaque marker Inside diameter 0.0045" (0.1143 mm) to 0.250" (6.35 mm),<br />

bands<br />

(tolerance: ± 0.0005" (0.0127 mm)); Wall thickness<br />

0.001" (0.0254 mm) to 0.005" (0.127 mm), (tolerance:<br />

Electrophysiology Electrode rings<br />

± 0.0005" (0.0127 mm)); Length 0.015" (0.381 mm) to<br />

catheters;<br />

0.200" (5.08 mm), (tolerance: ± 0.003" (0.0762 mm))<br />

stimulation devices<br />

Sheet and foil is mainly made from pure platinum,<br />

platinum-iridium alloys or rhodium. It can be shaped,<br />

formed and rolled to a variety of dimensions. Sheet<br />

or foil can be cut, formed and placed on a catheter<br />

for marking in a similar way to ribbon. Rhodium foil<br />

is used exclusively as a filter inside X-ray mammography<br />

equipment to enhance the viewing image.<br />

Table IV shows some examples of applications of<br />

pgm sheet and foil.<br />

Micromachined parts are very complex and very<br />

small – some are only 0.006" (0.152 mm) in diameter<br />

and barely visible with the naked eye (Figure 5).<br />

Fabrication must be extremely precise to maintain<br />

the necessary quality and dimensional tolerances,<br />

which can be as low as ± 0.0002" (0.005 mm). Highly<br />

specialised equipment and techniques must be used,<br />

such as computer numerical controlled (CNC) Swiss<br />

Screw machines and electrical discharge machining<br />

(EDM) (Figure 6). The automated high-production<br />

Swiss Screw machines are used to fabricate the main<br />

components and EDM is used to achieve the fine<br />

details required for many platinum parts.<br />

Specialty metal micromachined parts (0.8" (20 mm)<br />

diameter and smaller) are made from a variety of<br />

materials including pure platinum, platinum-iridium<br />

alloys and gold plus non-precious metals and<br />

Table IV<br />

Specifications and Applications of <strong>Platinum</strong>, <strong>Platinum</strong> Alloy and Rhodium Sheet and Foil Components<br />

Applications Types of component Specifications<br />

Stimulation devices Electrodes; machine components; Thickness from 0.0007" (0.018 mm);<br />

tip coils<br />

Width from 1.0" (25.4 mm) to<br />

X-Ray equipment Imaging filters (rhodium foils)<br />

3.75" (95.3 mm)<br />

104 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Fig. 6. The production floor at Johnson Matthey’s Medical Products micromachining facility in San Diego,<br />

California, USA<br />

alloys such as stainless steel, titanium, MP35N ®<br />

cobalt-nickel-chromium-molybdenum alloy, Elgiloy ®<br />

cobalt-chromium-nickel alloy, Kovar ® iron-nickelcobalt<br />

alloy, and materials such as Vespel ® , Delrin ®<br />

and Teflon ® (see Table V for examples). These products<br />

serve device applications such as coronary<br />

stents, pacemaker and defibrillator pulse generator<br />

and lead components, heart valve splices, endoscopic<br />

catheters, blood gas analysers, kidney dialysis, and<br />

other medical device and related equipment.<br />

Parts made from pgms are often complemented<br />

with a coating technology. Precious metal powders,<br />

Table V<br />

Applications and Materials for Precision Micromachined Components<br />

Applications Precious metals* Other materials, metals and alloys<br />

Stimulation <strong>Platinum</strong>; platinum alloys; Nitinol; stainless steel; MP35N ® ;<br />

palladium; palladium alloys<br />

Haynes ® alloy 25 (L605); polymers<br />

Manufacturing fixtures <strong>Platinum</strong>; platinum alloys Stainless steel 303/304/316; polymers<br />

Orthopaedic <strong>Platinum</strong>; platinum alloys Titanium; titanium alloys; stainless steel;<br />

ceramics<br />

Cardiac implants <strong>Platinum</strong>; platinum alloys; Elgiloy ® ; Nitinol<br />

karat golds<br />

Hypotubes <strong>Platinum</strong>; platinum alloys Stainless steel; Nitinol<br />

Precision pins, tips and <strong>Platinum</strong>; platinum alloys; silver –<br />

rollers<br />

Bushings, shafts, shims <strong>Platinum</strong>; platinum alloys Aluminium<br />

and spacers<br />

Precision fixtures and <strong>Platinum</strong>; platinum alloys; Biomed TM Brass; copper; Kovar ®<br />

assembly tools<br />

series palladium-rhenium alloys<br />

*<strong>Platinum</strong> alloys used include platinum-iridium, platinum-10% nickel and platinum-8% tungsten<br />

105 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

titanium nitride or iridium oxide are applied to<br />

create a more porous surface structure. The creation<br />

of a porous coating reduces the electrical impedance<br />

from the lead to the battery and allows for a good<br />

electrical connection, while reducing the energy<br />

needed to run the battery. This helps the battery to<br />

last longer. Most pacing lead systems manufactured<br />

today have some form of porous surface. The end use<br />

applications for coated pgm parts are the same as<br />

described above for uncoated parts.<br />

Anticancer Drugs<br />

As well as its use in biomedical device components,<br />

perhaps platinum’s most remarkable and unexpected<br />

quality is its ability, in certain chemical forms, to<br />

inhibit the division of living cells (46). The discovery<br />

of this property led to the development of platinumbased<br />

drugs (47), which are now used to treat a wide<br />

range of cancers.<br />

Although cancer remains one of the most feared<br />

diseases, its treatment has advanced rapidly since the<br />

late 1960s. Many types of cancer can now be treated<br />

very effectively using surgery, radiation and drugbased<br />

(chemo-) therapies. Chemotherapy drugs work<br />

by killing cells. They are designed to target cancer<br />

cells as specifically as possible, but inevitably cause<br />

damage to healthy cells as well, causing the side<br />

effects for which chemotherapy is well known.<br />

One of the most remarkable advances in the last<br />

few decades has been the improvement in the survival<br />

rate of patients with testicular cancer – it is estimated<br />

that 98% of men with testicular cancer will be<br />

alive 10 years after their diagnosis. The platinum anticancer<br />

drug cisplatin (47) has played a vital role in<br />

making testicular cancer one of the most survivable<br />

cancers. This drug, along with its successor drug,<br />

carboplatin (48), is also widely used in the treatment<br />

of other common tumours, including ovarian, breast<br />

and lung cancer.<br />

Summary<br />

For over forty years, platinum and its alloys have been<br />

used in a wide range of medical treatments, including<br />

devices such as coronary and peripheral<br />

catheters, heart pacemakers and defibrillators. Newer<br />

technologies such as neuromodulation devices and<br />

stents also rely on the biocompatibility, durability,<br />

conductivity and radiopacity of platinum to make key<br />

components in a variety of forms. <strong>Platinum</strong> is used in<br />

pharmaceutical compounds that extend the lives of<br />

cancer patients. Medical device manufacturers and<br />

pharmaceutical companies continue to invest in new<br />

technologies to satisfy the need for advanced medical<br />

treatments in both the developed world and,<br />

increasingly, the developing world. <strong>Platinum</strong>, the<br />

other pgms and their alloys will inevitably play a vital<br />

part in these developments.<br />

Acknowledgements<br />

The assistance of Richard Seymour and Neil Edwards,<br />

Technology Forecasting and Information, Johnson<br />

Matthey Technology Centre, Sonning Common, UK,<br />

in the preparation of this manuscript is gratefully<br />

acknowledged.<br />

References<br />

1 UNEP/GRID-Arendal, ‘Trends in population, developed<br />

and developing countries, 1750–2050 (estimates and<br />

projections)’, UNEP/GRID-Arendal Maps and Graphics<br />

Library, 2009: http://maps.grida.no/go/graphic/trends-<br />

in-population-developed-and-developing-countries-<br />

1750-2050-estimates-and-projections (Accessed on 9th<br />

February 2011)<br />

2 J. Butler, “<strong>Platinum</strong> 2010 Interim <strong>Review</strong>”, Johnson<br />

Matthey, Royston, UK, 2010, pp. 21–22<br />

3 W. F. Agnew, T. G. H. Yuen, D. B. McCreery and<br />

L. A. Bullara, Exp. Neurol., 1986, 92, (1), 162<br />

4 S. B. Brummer and M. J. Turner, IEEE Trans. Biomed. Eng.,<br />

1977, BME-24, (5), 440<br />

5 Acta Med. Scand., 1969, 186, (S502), 10–13<br />

6 C. Walton, S. Gergely and A. P. Economides, Pacing Clin.<br />

Electrophysiol., 1987, 10, (1), 87<br />

7 R. A. Winkle, S. M. Bach, Jr., R. H. Mead, V. A. Gaudiani,<br />

E. B. Stinson, E. S. Fain and P. Schmidt, J. Am. Coll.<br />

Cardiol., 1988, 11, (2), 365<br />

8 M. M. Morris, B. H. KenKnight, J. A. Warren and D. J.<br />

Lang, Am. J. Cardiol., 1999, 83, (5), Suppl. 2, 48<br />

9 D. S. Cannom, Am. J. Cardiol., 2000, 86, (9), Suppl. 1, K58<br />

10 A. M. Rudolph, Am. J. Surgery, 1964, 107, (3), 463<br />

11 J. E. Lock, J. F. Keane and K. E. Fellows, J. Am. Coll.<br />

Cardiol., 1986, 7, (6), 1420<br />

12 J. J. Rome and J. F. Keane, Prog. Pediatric Cardiol., 1992,<br />

1, (2), 1<br />

13 J. D. Moore and T. P. Doyle, Prog. Pediatric Cardiol.,<br />

2003, 17, (1), 61<br />

14 C. A. McMahan, S. S. Gidding and H. C. McGill, Jr.,<br />

J. Clin. Lipidol., 2008, 2, (3), 118<br />

15 A. S. Jacob, T. S. Goldbaum, A. D. Richard and J. Lindsay, Jr.,<br />

Catheterization Cardiovascular Diagnos., 1986, 12, (1), 64<br />

16 N. H. Singh and P. A. Schneider, ‘Balloon Angioplasty<br />

Catheters’, in “Endovascular Surgery”, 4th Edn., eds.<br />

W. S. More and S. S. Ahn, Elsevier Saunders,<br />

Philadelphia, PA, USA, 2011, Chapter 8, pp. 71–80<br />

106 © 2011 Johnson Matthey


doi:10.1595/147106711X566816<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

17 US FDA, Recently-Approved Devices, CYPHER TM Sirolimuseluting<br />

Coronary Stent – P020026, Approval date:<br />

24th April, 2003: http://www.fda.gov/MedicalDevices/<br />

ProductsandMedicalProcedures/DeviceApprovalsandClea<br />

rances/Recently-ApprovedDevices/ucm082499.htm<br />

(Accessed on 10th February 2011)<br />

18 ‘<strong>Platinum</strong>-Stainless Steel Alloy and Radiopaque Stents’,<br />

C. H. Craig, H. R. Radisch, Jr., T. A. Trozera D. M.<br />

Knapp, T. S. Girton and J. S. Stinson, SciMed Life Systems,<br />

Inc, World Appl. 2002/078,764<br />

19 B. J. O’Brien, J. S. Stinson, S. R. Larsen, M. J. Eppihimer<br />

and W. M. Carroll, Biomaterials, 2010, 31, (14), 3755<br />

20 I. B. A. Menown, R. Noad, E. J. Garcia and I. Meredith,<br />

Adv. Ther., 2010, 27, (3), 129<br />

21 G. V. Irons, Jr., W. M. Ginn, Jr., and E. S. Orgain,<br />

Am. J. Cardiol., 1968, 21, (6), 894<br />

22 W. H. Barry, E. L. Alderman, P. O. Daily and D. C. Harrison,<br />

Am. Heart J., 1972, 84, (2), 235<br />

23 J. G. Panos, J. L. Cincunegui and E. K. Chong, Heart Lung<br />

Circ., 2007, 16, Suppl. 2, S117<br />

24 J. F. Swartz, C. M. Tracy and R. D. Fletcher, Circulation,<br />

1993, 87, (2), 487<br />

25 H. Calkins, Med. Clin. North Am., 2001, 85, (2), 473<br />

26 ‘Ablation Catheter Assembly Having a Virtual Electrode<br />

Comprising Portholes’, G. P. Vanney, J. D. Dando and<br />

J. L. Dudney, St. Jude Medical, Daig Division, Inc, US Patent<br />

6,984,232; 2006<br />

27 R. D. Mayer and F. M. Howard, Neurotherapeutics,<br />

2008, 5, (1), 107<br />

28 P. M. Braun, C. Seif, C. van der Horst and K.-P.<br />

Jünemann, EAU Update Series, 2004, 2, (4), 187<br />

29 P. L. Gildenberg, Pain Med., 2006, 7, Suppl. s1, S7<br />

30 W. Hamel, U. Fietzek, A. Morsnowski, B. Schrader,<br />

J. Herzog, D. Weinert, G. Pfister, D. Müller, J. Volkmann,<br />

G. Deuschl and H. M. Mehdorn, J. Neurol. Neurosurg.<br />

Psychiatry, 2003, 74, (8), 1036<br />

31 M. L. Kringelbach and T. Z. Aziz, Scientific American<br />

Mind, December 2008/January 2009<br />

32 D. Tarsy, Epilepsy Behav., 2001, 2, (3), Suppl. 0, S45<br />

33 J. Gimsa, B. Habel, U. Schreiber, U. van Rienen, U. Strauss<br />

and U. Gimsa, J. Neurosci. Meth., 2005, 142, (2), 251<br />

34 P. Limousin and I. Martinez-Torres, Neurotherapeutics,<br />

2008, 5, (2), 309<br />

35 G. Clark, “Cochlear Implants”, Springer-Verlag, New<br />

York, USA, 2003<br />

36 J. T. Roland, Jr., Oper. Tech. Otolaryngol. Head Neck<br />

Surg., 2005, 16, (2), 86<br />

37 E. G. Eter and T. J. Balkany, Oper. Tech. Otolaryngol.<br />

Head Neck Surg., 2009, 20, (3), 202<br />

38 M. Cosetti and J. T. Roland, Jr., Oper. Tech. Otolaryngol.<br />

Head Neck Surg., 2010, 21, (4), 223<br />

39 J. G. Stella, S. Kramer, C. M. Mansfield and<br />

N. Suntharalingam, Cancer, 1973, 32, (3), 665<br />

40 N. J. Daly, B. De Lafontan and P. F. Combes, Int. J.<br />

Radiation Oncol. Biol. Phys., 1984, 10, (4), 455<br />

41 J. L. Habrand, A. Gerbaulet, M. H. Pejovic, G. Contesso,<br />

S. Durand, C. Haie, J. Genin, G. Schwaab, F. Flamant,<br />

M. Albano, D. Sarrazin, M. Spielmann and D. Chassagne,<br />

Int. J. Radiat. Oncol. Biol. Phys., 1991, 20, (3), 405<br />

42 R. T. Higashida, V. V. Halbach, C. F. Dowd, S. L. Barnwell<br />

and G. B. Hieshima, Surg. Neurol., 1991, 35, (1), 64<br />

43 G. Guglielmi, F. Viñuela, I. Sepetka and V. Macellari,<br />

J. Neurosurg., 1991, 75, (1), 1<br />

44 G. Guglielmi, F. Viñuela, J. Dion and G. Duckwiler,<br />

J. Neurosurg., 1991, 75, (1), 8<br />

45 G. Guglielmi, Oper. Tech. Neurosurg., 2000, 3, (3), 191<br />

46 B. Rosenberg, L. Van Camp and T. Krigas, Nature, 1965,<br />

205, (4972), 698<br />

47 E. Wiltshaw, <strong>Platinum</strong> <strong>Metals</strong> Rev., 1979, 23, (3), 90<br />

48 C. F. J. Barnard, <strong>Platinum</strong> <strong>Metals</strong> Rev., 1989, 33, (4), 162<br />

Further Reading<br />

“Biomaterials Science: An Introduction to Materials in<br />

Medicine”, 2nd Edn., eds. B. Ratner, A. Hoffman, F. Schoen<br />

and J. Lemons, Elsevier Academic Press, San Diego, CA,<br />

USA, 2004<br />

“Materials and Coatings for Medical Devices: Cardiovascular”,<br />

ASM International, Materials Park, Ohio,<br />

USA, 2009<br />

Granta: Materials for Medical Devices Database, Cardiovascular<br />

Materials and Orthopaedic Materials: http://www.<br />

grantadesign.com/products/data/MMD.htm (Accessed on<br />

10th February 2011)<br />

The Authors<br />

Alison Cowley has worked in<br />

Johnson Matthey’s Market Research<br />

department since 1990 and currently<br />

holds the post of Principal Analyst.<br />

She is Johnson Matthey’s specialist on<br />

mining and supplies of the platinum<br />

group metals (pgms). She also<br />

conducts research into demand for<br />

pgms in a number of industrial<br />

markets, including the biomedical<br />

and aerospace sectors.<br />

Brian Woodward has been involved in<br />

the electronic materials and platinum<br />

fabrication business for more than<br />

25 years and is currently the General<br />

Manager of Johnson Matthey’s Medical<br />

Products business based in San Diego,<br />

CA, USA. He holds BS and MBA<br />

degrees in Business and Management<br />

and has been focused on value-added<br />

component supply to the global<br />

medical device industry.<br />

107 © 2011 Johnson Matthey


•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 108–116•<br />

Fuel Cells Science and Technology 2010<br />

Scientific advances in fuel cell systems highlighted at the semi-annual event<br />

doi:10.1595/147106711X554503<br />

http://www.platinummetalsreview.com/<br />

<strong>Review</strong>ed by Donald S. Cameron<br />

The Interact Consultancy, 11 Tredegar Road,<br />

Reading RG4 8QE, UK;<br />

E-mail: dcameroninteract@aol.com<br />

This was the fifth conference in the Fuel Cells<br />

Science and Technology series following meetings<br />

in Amsterdam, Munich, Turin and Copenhagen (1–4).<br />

It was held on 6th and 7th October 2010 at the World<br />

Trade Center in Zaragoza, Spain, with the theme<br />

‘Scientific Advances in Fuel Cell Systems’. This conference<br />

series alternates with the Grove Fuel Cell<br />

Symposium (5), placing more emphasis on the latest<br />

technical developments. The two-day programme<br />

was compiled by the Grove Symposium Steering<br />

Committee from oral papers and posters submitted<br />

from around the world, and the conference was<br />

organised by Elsevier (6). The meeting was attended<br />

by delegates from universities, research organisations<br />

and the fuel cell industry, and as before, many of the<br />

papers will be subjected to peer review and published<br />

in full in a special edition of Journal of Power<br />

Sources (7).<br />

There were over 200 delegates from 37 countries,<br />

including Spain, Germany and the UK. Although the<br />

majority were from Europe, the significant numbers<br />

from Japan, Iran and South Korea reflected the high<br />

level of interest in fuel cells from those countries, as<br />

well as others from the Middle East, Asia, Africa and<br />

South America.<br />

The Science and Technology conferences present<br />

the latest advances in research and development on<br />

fuel cells and their applications. There were three<br />

plenary papers, together with eight keynote speakers<br />

and 40 oral papers, together with 210 high-quality<br />

poster presentations divided into seven categories.<br />

Topics for the oral sessions included Fuels, Infrastructure<br />

and Fuel Processing; Modelling and Control;<br />

Materials for Fuel Cells; Fuel Cell Systems and<br />

Applications; Fuel Cell Electrochemistry; and finally<br />

Cell and Stack Technology. For this review, only<br />

papers involving the use of the platinum group metals<br />

(pgms) are discussed.<br />

An exhibition accompanying the conference<br />

included displays of demonstration fuel cell systems<br />

designed for education and training use (Figures 1<br />

and 2).<br />

Delegates were welcomed to Zaragoza by Pilar<br />

Molinero, Director General of Energy and Mining for<br />

the Aragon regional government, who formally<br />

108 © 2011 Johnson Matthey


doi:10.1595/147106711X554503<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Fig. 2. One of a series of platinum-catalysed fuel cell<br />

and solar hydrogen systems for educational purposes<br />

designed and built by Heliocentris. This company<br />

develops systems and turnkey solutions for training<br />

in industry and science, and specialises in hybrid<br />

energy storage comprising fuel cells, batteries and<br />

energy management devices<br />

Fig. 1. A 1 kWe polymer electrolyte fuel cell and<br />

control equipment designed for teaching purposes,<br />

exhibited at the Fuel Cells Science and Technology<br />

2010 conference. Operating on pure hydrogen, it<br />

can be used to simulate a wide variety of fuel cell<br />

and CHP applications. It is built by HELION, an<br />

AREVA subsidiary, and developed in collaboration<br />

with teachers from Institut Universitaire de<br />

Technologie (IUT) of Marseille, France<br />

opened the conference and briefly described activities<br />

in Aragon to encourage hydrogen and fuel cell<br />

technologies. The large number of wind farms in the<br />

region have created an interest in energy storage<br />

using water electrolysis to generate hydrogen during<br />

periods of power surplus. A total of 30 hydrogen and<br />

fuel cell projects are being supported, including a<br />

hydrogen highway from Zaragoza to Huesca to support<br />

the introduction of fuel cell vehicles.<br />

Plenary Presentation<br />

Pilar Molinero presented the 2010 Grove Medal to<br />

Professor J. Robert Selman (Illinois Institute of<br />

Technology (IIT), USA), a leading academic who has<br />

devoted more than 30 years to battery and fuel cell<br />

research and development, and to global commercialisation<br />

of these technologies. This has included<br />

the electrochemical engineering of batteries and<br />

high temperature fuel cells at the US Department of<br />

Energy’s Argonne National Laboratory and Lawrence<br />

Berkeley National Laboratory, and at the IIT.<br />

Professor Selman presented a talk on his experiences<br />

and advances made during this period. One<br />

major development is the advent of computer modelling<br />

which has led to improved structures and performance<br />

of fuel cells and their systems, although<br />

there is still a need to experimentally verify the predictions<br />

obtained at each stage. Other exciting and<br />

relatively new areas include the possibility of direct<br />

carbon oxidation fuel cells, and miniaturisation<br />

including biofuel systems and bioelectrochemistry.<br />

One of his particular interests is the use of phase<br />

change materials to maintain the uniform temperatures<br />

in batteries by absorbing or evolving heat.<br />

Fuels, Infrastructure and Fuel Processing<br />

Fuel cell technology has moved on from the largely<br />

research phase to commercial exploitation. A major<br />

market is being developed for combined heat and<br />

power (CHP) systems for residential domestic applications<br />

operating on natural gas. In a keynote presentation,<br />

Sascha T. Schröder (National Laboratory for<br />

Sustainable Energy, Technical University of Denmark)<br />

outlined the policy context for micro combined heat<br />

and power (mCHP) systems based on fuel cells.<br />

Systems of up to 50 kW have been considered,<br />

109 © 2011 Johnson Matthey


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although 3–5 kW units are preferred for domestic<br />

installations. Low- and high-temperature polymer<br />

electrolyte membrane (PEM) fuel cells are the most<br />

advanced, although there is still a need for less<br />

expensive reformers to make the systems economically<br />

viable. Incentives in the form of a regulatory<br />

framework and ownership structures are of crucial<br />

importance to achieve widespread use of such<br />

devices in residential applications. A regulatory<br />

review has been conducted as part of the first Work<br />

Package of the EU-sponsored ‘FC4Home’ project,<br />

focused on Denmark, France and Portugal. Schröder<br />

outlined several types of possible support schemes,<br />

such as investment support in the form of capital<br />

grants and tax exemptions versus operating support<br />

in the form of feed-in tariffs, fiscal incentives and<br />

other payments for energy generated, and how this<br />

impacts on investment certainty. Also, the way in<br />

which incentives are offered is critical, for example<br />

via energy service companies, electrical network<br />

operators, natural gas suppliers or network operators<br />

or to individual house owners. Schröder reported that<br />

in Denmark, there are 65 fuel cell mCHP installations,<br />

and in France there are 832, mainly in industry.<br />

Most fuel cells oxidise hydrogen gas using atmospheric<br />

air to produce electric power and water.<br />

Hydrogen is generally obtained either by reforming<br />

natural gas or liquid hydrocarbons, or by electrolysis<br />

of water using surplus electrical energy. In recent<br />

years there has been great interest in reforming diesel<br />

fuel both for military and commercial purposes,<br />

since it uses an existing supply infrastructure. The<br />

pgms are often used in reforming reactions and also<br />

in downstream hydrogen purification.<br />

In a talk entitled ‘Experimental and Computational<br />

Investigations of a Compact Steam Reformer for<br />

Fuel Oil and Diesel Fuel’, Melanie Grote (OWI Oel-<br />

Waerme-Institut GmbH, Germany) described the optimisation<br />

of a compact steam reformer for light fuel<br />

oil and diesel fuel, providing hydrogen for PEM fuel<br />

cells in stationary or mobile auxiliary applications.<br />

Their reformer is based on a catalytically-coated<br />

micro heat exchanger which thermally couples the<br />

reforming reaction with catalytic combustion, and<br />

also generates superheated steam for the reaction<br />

(see Figure 3). Since the reforming process is sensitive<br />

to reaction temperatures and internal flow<br />

patterns, the reformer was modelled using a commercial<br />

computational fluid dynamics (CFD) modelling<br />

code in order to optimise its geometry. Fluid flow,<br />

Fig. 3. Steam reformer with superheater for<br />

supplying hydrogen to a PEM fuel cell<br />

(Reprinted from M. Grote et al., (7), with<br />

permission from Elsevier)<br />

heat transfer and chemical reactions were considered<br />

on both sides of the heat exchanger. The model<br />

was successfully validated with experimental data<br />

from reformer tests with 4 kW, 6 kW and 10 kW thermal<br />

inputs of low sulfur light fuel oil and diesel fuel.<br />

In further simulations the model was used to investigate<br />

co-flow, counter-flow and cross-flow conditions<br />

along with inlet geometry variations for the reformer.<br />

The experimental results show that the reformer<br />

design used for the validation allows inlet temperatures<br />

lower than 500ºC because of its internal superheating<br />

capability. The simulation results indicate<br />

that another two co-flow configurations provide fast<br />

superheating and high fuel conversion rates. The<br />

temperature increase inside the reactor is influenced<br />

by the inlet geometry on the combustion side. In<br />

current investigations the optimised geometry configurations<br />

are being tested in downscaled reformer<br />

prototypes in order to verify the simulation results.<br />

Because of the great detail of their model, the effect<br />

of mass transfer limitations on reactor performance<br />

can now be investigated. Hydrogen of 73% concentration<br />

is typically produced.<br />

Successful extraction of hydrogen from heavy<br />

hydrocarbons largely depends on the development<br />

of new catalysts with high thermal stability and<br />

improved resistance to coke formation and sulfur<br />

poisoning. A new range of ruthenium-containing<br />

perovskite oxide catalysts is being examined for<br />

diesel fuel reforming. In a talk entitled ‘Hydrogen Production<br />

by Oxidative Reforming of Diesel Fuel over<br />

Catalysts Derived from LaCo 1−x Ru x O 3 (x = 0.01–0.4)’,<br />

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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Noelia Mota (Instituto de Catálisis y Petroleoquímica<br />

del Consejo Superior de Investigaciones Científicas<br />

(CSIC), Spain) explained how under reforming conditions<br />

these LaCo oxides form well-dispersed cobalt<br />

metallic particles over a matrix of lanthana. This<br />

increases hydrogen formation and prevents deactivation<br />

by coke and sulfur. To improve the activity and<br />

stability of LaCoO 3 -derived catalysts, structural and<br />

electronic modifications can be introduced by<br />

partial substitution of Co by other transition metals,<br />

and among these, ruthenium is a highly effective catalyst.<br />

This work studied the influence of the partial<br />

substitution of Co over the physicochemical properties<br />

of LaCo 1−x Ru x O 3 perovskite where x = 0, 0.01,<br />

0.05, 0.1, 0.2 or 0.4 and the effect on the structure<br />

and activity of the derived catalysts in the reforming<br />

of diesel fuel to produce hydrogen. There was an<br />

increase in the rate of hydrogen production associated<br />

with the higher ruthenium content.<br />

Fuel Cell Systems and Applications<br />

The fourteen member countries of the International<br />

Energy Agency Hydrogen Implementing Agreement<br />

(IEA–HIA) have been instrumental in summarising<br />

and disseminating information on integrated fuel cell<br />

and electrolyser systems. In a keynote presentation<br />

entitled ‘Evaluation of Some Hydrogen Demonstration<br />

Projects by IEA Task 18’, Maria Pilar Argumosa<br />

(Instituto Nacional de Técnica Aeroespacial (INTA)<br />

Spain) summarised some of their findings since the<br />

programme was established in 2003. In addition to<br />

establishing a database of demonstration projects<br />

worldwide, the programme has reported in detail on<br />

lessons learned from several demonstrations of<br />

hydrogen distribution systems. The project concentrated<br />

on fuel cells in the power range 2–15 kW and<br />

exceptionally up to 150 kW. PEM and alkaline electrolysers<br />

were studied as hydrogen generators. No<br />

safety incidents occurred during the project,<br />

although the fuel cells tested showed relatively high<br />

performance degradation in field operation. Capital<br />

costs of electrolysers are still high, and maintenance<br />

costs for some systems have ranged up to €15,000 per<br />

year although the warranty protocol was stipulated<br />

to be less than €3000 per year for the first<br />

three years. Electrolysers ranged from 50% to 65%<br />

efficiency based on the higher heating value of<br />

the fuel.<br />

Future electrical networks will need active distributed<br />

units able to ensure services like load following,<br />

back-up power, power quality disturbance compensation<br />

and peak shaving. In his talk ‘PEM Fuel Cells<br />

Analysis for Grid Connected Applications’, Francesco<br />

Sergi (Consiglio Nazionale delle Ricerche, Italy) outlined<br />

their investigation of PEM fuel cell systems as<br />

components of power networks. The paper highlighted<br />

the performances of PEM fuel cells using MEAs<br />

supplied by ETEK containing 30% Pt on Vulcan XC,<br />

and their behaviour during grid connected operation,<br />

particularly the phenomena of materials degradation<br />

that can appear in these applications. Several<br />

tests were conducted both on fuel cell systems and<br />

single cells to compare the performances obtained<br />

with DC and AC loads. Power drawn by single phase<br />

grids contains low frequency fluctuations which<br />

cause a large ripple on the stack output current.<br />

During tests on single cells, degradation of the MEA<br />

catalysts has been observed due to these dynamic<br />

loads. A dedicated inverter designed to minimise<br />

the ripple current effect on the fuel cell stack has<br />

enabled durability tests to be performed on a 5 kW<br />

Nuvera PowerFlow TM PEM fuel cell system which<br />

showed no decay in the ohmic region of operation of<br />

the cell after 200 hours, even with the fuel cell systems<br />

operating on the utility grid.<br />

Materials handling using forklift vehicles is proving<br />

to be one of the most exciting early markets for fuel<br />

cells, with over 70 publicly reported demonstration<br />

programmes since 2005 (8). In this application, lifetime<br />

and reliability are key parameters. A typical<br />

forklift work cycle is characterised by heavy and fast<br />

variations in power demand, for example additional<br />

power is required during lifting and acceleration.<br />

This is not ideal for a fuel cell and hence it is preferred<br />

to form a hybrid with an energy store. In his<br />

talk ‘Integrated Fuel Cell Hybrid Test Platform in<br />

Electric Forklift’, Henri Karimäki (VTT Technical<br />

Research Centre of Finland) described how a hybrid<br />

power source has been developed for a large counterweight<br />

forklift consisting of a pgm-catalysed PEM<br />

fuel cell, ultracapacitors and lead-acid batteries. The<br />

project was carried out in two phases, firstly in the<br />

laboratory with an 8 kW PEM fuel cell,a lead-acid battery<br />

and ultracapacitor to validate the system, then a<br />

second generation 16 kW hybrid system was built into<br />

a forklift truck (Figure 4). The latter power source<br />

consisted of two 8 kW NedStack platinum-catalysed<br />

PEM fuel cells with two 300 ampere-hour (Ah) leadacid<br />

batteries and two Maxwell BOOSTCAP ® 165F<br />

48V ultracapacitors, providing 72 kW of power.<br />

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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

PEM fuel cells<br />

Lead-acid<br />

batteries<br />

Ultracapacitors<br />

Brake<br />

resistor<br />

Fig. 4. Hybrid forklift power<br />

source with 2 PEM fuel cell<br />

stacks (total fuel cell peak<br />

power 16 kW); 2 lead-acid<br />

battery packs (total battery<br />

capacity 24 kWh); 2 ultracapacitor<br />

modules (capacity<br />

~72 kWs assuming 20%<br />

utilisation). Hybrid system<br />

peak power in the forklift is<br />

~50 kWe (Reprinted from<br />

‘Integrated PEMFC Hybrid<br />

Test Platform for Industrial<br />

Vehicles’, Fuel Cell Seminar<br />

2010, 18th–21st October<br />

2010, San Antonio, Texas,<br />

USA, by courtesy of<br />

T. Keränen, VTT Technical<br />

Research Centre of Finland)<br />

Hydrogen for the PEM fuel cell is stored on board in<br />

metal hydride canisters connected in common with<br />

the liquid cooling circuit. The energy stores were<br />

connected directly in parallel without intermediate<br />

power electronics to achieve a simple structure and<br />

avoid conversion losses. Drawbacks of this arrangement<br />

include limited ultracapacitor utilisation and<br />

lack of direct control over the load profile seen by<br />

the PEM fuel cell. The fuel cell voltage varied from<br />

96 V to 75 V during operation. Control system hardware<br />

and software were developed in-house and are<br />

available as open source. The 16 kW system was<br />

tested both in the laboratory with an artificial load<br />

and outdoors installed in a real forklift (Kalmar<br />

ECF556) utilising regenerative braking. After start-up<br />

from warm indoor conditions, outdoor driving tests<br />

were performed in typical southern Finnish winter<br />

weather (−5ºC to −15ºC). The experimental results<br />

allow direct comparison of system performance to<br />

the original lead-acid battery installation.<br />

Many submarines currently under construction are<br />

being fitted with fuel cell power plants and existing<br />

boats are being retrofitted, following pioneering work<br />

by Siemens in Germany and United Technologies<br />

Corporation in the USA. A contract has been awarded<br />

by the Spanish Ministry of Defence to design, develop<br />

and validate an air-independent propulsion (AIP)<br />

system as part of the new S-80 submarine. This programme<br />

was described by A. F. Mellinas (Navantia SA,<br />

Spain). It is intended that S-80 submarines will exhibit<br />

many performance features currently only available<br />

in nuclear-powered attack boats, including threeweek<br />

underwater endurance and the possibility of<br />

firing cruise missiles while submerged. The system is<br />

based on an on-board reformer supplying hydrogen<br />

to a fuel cell power module. Their system will operate<br />

as a submarine battery charger, generating regulated<br />

electrical power to allow long submerged periods.<br />

This application imposes the strictest safety constraints<br />

while performing under the most demanding<br />

naval requirements including shock, vibration and a<br />

marine environment. It is also intended to combine<br />

high reliability with a minimum acoustic signature to<br />

provide a stealthy performance.<br />

Fuel cell/electrolyser systems are being actively<br />

developed as a means to support astronauts on the<br />

surface of the moon, as explained by Yoshitsugu Sone<br />

(Japan Aerospace Exploration Agency (JAXA)). JAXA<br />

is developing a regenerative fuel cell system that<br />

can be applied to aerospace missions (Figure 5). For<br />

lunar survival, a large energy store is essential to<br />

allow for the 14 day-14 night lunar cycle. The limited<br />

energy density of the lithium-ion secondary cells<br />

(currently 160–180 Wh kg −1 , and likely to be less than<br />

300 Wh kg −1 even in the future) means that over a<br />

tonne of batteries would be needed to last the lunar<br />

night, even for modest power demands.<br />

Initially, PEM fuel cell systems that can be operated<br />

under isolated low-gravity and closed environments<br />

have been studied. Subsystems and operating methods<br />

such as closed gas circulation, with the working<br />

gases in a counter-flow configuration, and a dehydrator<br />

were developed to simplify assembly of the fuel<br />

cell system. Fuel cells were combined with electrolysers<br />

and water separators to form regenerative fuel<br />

cell systems, and the concept has been demonstrated<br />

112 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Charge<br />

O 2<br />

Discharge<br />

O 2<br />

Discharge<br />

Charge<br />

Charge Discharge<br />

Discharge<br />

Electrolyser H 2 O Fuel cell H 2 O Unitised regenerative fuel cell<br />

Charge<br />

Charge<br />

H 2 H 2<br />

Discharge<br />

Charge<br />

Discharge<br />

Separated type regenerative fuel cell<br />

Unitised regenerative fuel cell<br />

Fig. 5. Schematic of the concept for a 100 W regenerative fuel cell system for use in lunar<br />

and planetary missions (Reprinted from Y. Sone, (7), with permission from Elsevier)<br />

for 1000 hours in an isolated, closed environment.<br />

Practical performance has also been demonstrated,<br />

initially using a thermal vacuum chamber, and also in<br />

a stratospheric balloon in August 2008.<br />

In addition to separate fuel cell stacks and electrolysers,<br />

JAXA has developed a regenerative fuel<br />

cell, where the polymer electrolyte fuel cell is combined<br />

with the electrolyser to fulfil both functions.<br />

A 100 W-class regenerative fuel cell has been built<br />

and demonstrated as a breadboard model for over<br />

1000 hours. A 17 cell stack of 27 cm 2 electrodes provides<br />

an output of 100 W at 12 V, while in the electrolysis<br />

mode,‘charging’ is at 28 V.<br />

Fuel Cell Electrochemistry<br />

One of the main challenges facing PEM fuel cells is to<br />

increase the three-phase interface between catalysts,<br />

electrolyte and gases, in order to thrift the amount<br />

of pgm catalyst required. These catalysts are typically<br />

platinum nanoparticles uniformly dispersed on porous<br />

carbon support materials also of nanometre scale. In<br />

her talk entitled ‘Synthesis of New Catalyst Design for<br />

Proton Exchange Membrane Fuel Cell’, Anne-Claire<br />

Ferrandez (Commissariat à l’énergie atomique (CEA)<br />

Le Ripault, France) described grafting polymeric synthon<br />

to the surfaces of the platinum nanoparticles,<br />

allowing creation of new architectures of catalyst<br />

layers that promote both ionic conduction between<br />

the solid electrolyte and electronic conduction to the<br />

carbon support. The resulting materials appear to be<br />

oxidation resistant and stable to voltage cycling up<br />

to +1.0 V. By adjusting synthesis parameters, it is<br />

possible to optimise the electrical, chemical and mass<br />

transfer properties of the electrodes and also reduce<br />

the platinum content.<br />

For automotive applications of PEM fuel cells, the<br />

US Department of Energy has published a target<br />

platinum loading of less than 0.2 mg cm −2 for combined<br />

anode and cathode by 2015, with performance<br />

characteristics equating to a platinum content of<br />

0.125 g kW −1 by this date (Figure 6). This is most<br />

likely to be achieved by optimising a combination<br />

of parameters including catalyst, electrode and membrane<br />

structures as well as operating conditions. Ben<br />

Millington (University of Birmingham, UK) described<br />

their efforts in a talk entitled ‘The Effect of Fabrication<br />

Methods and Materials on MEA Performance’. Various<br />

methods and materials have been used in the fabrication<br />

of catalyst coated substrates (CCSs) for membrane<br />

electrode assemblies (MEAs). Different solvents<br />

(ethylene glycol, glycerol, propan-2-ol, tetrahydrofuran<br />

and water), Nafion ® polymer loadings (up to<br />

1 mg cm −2 ) and anode/cathode Pt loadings have<br />

been used in the preparation of catalyst inks<br />

deposited onto various gas diffusion layers (GDLs)<br />

sourced from E-TEK, Toray and Freudenberg, and the<br />

performance of the resulting MEAs were reported.<br />

Several methods of CCS fabrication such as painting,<br />

screen printing, decal and ultrasonic spraying were<br />

investigated. All MEAs produced were compared to<br />

both commercial MEAs and gas diffusion electrodes<br />

(GDEs). They found that MEA performance was dramatically<br />

affected by the solvent type, the deposition<br />

method of the catalyst ink on the GDE, the GDE<br />

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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Fig. 6. Status of estimated<br />

total pgm content in fuel<br />

cell stacks from 2005 to<br />

2009 compared to DOE<br />

targets (J. Spendelow,<br />

K. Epping Martin and<br />

D. Papageorgopoulos,<br />

‘<strong>Platinum</strong> Group Metal<br />

Loading’, DOE Hydrogen<br />

Program Record No. 9018,<br />

US Department of Energy,<br />

Washington, DC, USA,<br />

23rd March, 2010)<br />

type (woven or nonwoven), the drying process and<br />

the amount of Nafion ® added to the GDE during<br />

fabrication. Currently, the university is able to produce<br />

MEAs with similar performance to commercial<br />

products.<br />

More widespread commercial development of fuel<br />

cells has identified new challenges such as the effects<br />

of impurities in fuel supplies and the atmospheres in<br />

which the devices have to operate. One of these has<br />

been studied in detail at the Technical University of<br />

Denmark, and the results were presented in a paper<br />

by Syed Talat Ali entitled ‘Effect of Chloride Impurities<br />

on the Performance and Durability of PBI<br />

(Polybenzimidazole)-Based High Temperature<br />

PEMFC’. Chlorides derived from sea salt are present in<br />

the atmosphere as an aerosol in coastal areas and salt<br />

is also used for deicing roads in many countries during<br />

winter. Small traces of chlorides may originate<br />

from phosphoric acid in the PBI membrane and from<br />

platinum chloride precursors used to prepare some<br />

platinum catalysts, while substrate carbons such as<br />

Cabot Vulcan ® XC72R carbon black contain trace<br />

impurities. The possible effect of halogen ions on<br />

platinum catalysts are unknown, since they may promote<br />

dissolution as complex ions, thereby enhancing<br />

metal oxidation and re-deposition processes. The<br />

group’s present work is devoted to a systematic study<br />

at temperatures from 25ºC to 180ºC. Firstly, determination<br />

of the chloride content of Pt-based catalysts<br />

was carried out using ion chromatography. Secondly,<br />

the effect of chloride on the dissolution of a smooth<br />

Pt electrode was studied in 85% phosphoric acid at<br />

70ºC using cyclic voltammetry. It was found that the<br />

presence of chlorides is likely to be very harmful to<br />

the long-term durability of acid doped PBI-based<br />

high-temperature PEM fuel cells.<br />

Materials for Fuel Cells<br />

The pgms are also finding applications in hydrogen<br />

generation by water electrolysis as a means of reducing<br />

electrode overvoltage and thereby improving<br />

operating efficiency. This represents not only a clean<br />

method of hydrogen production, but also an efficient<br />

and convenient way of storing surplus energy from<br />

renewable sources such as solar, wind and hydroelectric<br />

power. In his talk ‘An Investigation of Iridium<br />

Stabilized Ruthenium Oxide Nanometer Anode<br />

Catalysts for PEMWE’, Xu Wu (Newcastle University,<br />

UK) described the synthesis and characterisation<br />

of these catalysts. The electrochemical activity of<br />

Ru x Ir 1−x O 2 materials in the range 0.6 < x < 0.8 was<br />

investigated. A nanocrystalline rutile structure solid<br />

solution of iridium oxide in ruthenium oxide was<br />

identified. When x was 0.8, 0.75, and 0.7, Ru x Ir 1−x O 2<br />

exhibited remarkable catalytic activity, while increasing<br />

the amount of iridium resulted in improved stability.<br />

A PEM water electrolysis (PEMWE) single cell<br />

achieved a current density of 1 A cm −2 at 1.608 V with<br />

Ru 0.7 Ir 0.3 O 2 on the anode, a Pt/C catalyst on the<br />

cathode and Nafion ® 117 as the membrane.<br />

Cell and Stack Technology<br />

Considerable progress has been made in developing<br />

high-temperature solid polymer electrolyte<br />

fuel cells, with particular advances in membrane<br />

technology.<br />

In a keynote presentation entitled ‘High Temperature<br />

Operation of a Solid Polymer Electrolyte Fuel Cell<br />

Stack Based on a New Ionomer Membrane’, Antonino<br />

S.Aricó (Consiglio Nazionale delle Ricerche – Istituto<br />

di Tecnologie Avanzate per l’Energia (CNR-ITAE),<br />

Italy) gave details of tests on PEM fuel cell stacks as<br />

part of the European Commission’s Sixth Framework<br />

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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Programme ‘Autobrane’ project. These were assembled<br />

with Johnson Matthey Fuel Cells and SolviCore<br />

MEAs based on the Aquivion TM E79-03S short-side<br />

chain (SSC) ionomer membrane, a chemically stabilised<br />

perfluorosulfonic acid membrane developed<br />

by Solvay Solexis (Figure 7). An in-house prepared<br />

catalyst consisting of 50% Pt on Ketjen black was used<br />

for both anode and cathode, applied at 67 wt% catalyst<br />

with a Pt loading of 0.3 mg cm –2 . Electrochemical<br />

experiments with fuel cell short stacks were performed<br />

under practical automotive operating conditions at<br />

absolute pressures of 1–1.5 bar and temperatures<br />

ranging up to 130ºC, with relative humidity varying<br />

down to 18%. The stacks using large area (360 cm 2 )<br />

MEAs showed elevated performance in the temperature<br />

range from ambient to 100ºC, with a cell power<br />

density in the range of 600–700 mW cm −2 , with a moderate<br />

decrease above 100ºC. The performances and<br />

electrical efficiencies achieved at 110ºC (cell power<br />

density of about 400 mW cm −2 at an average cell<br />

voltage of about 0.5–0.6 V) are promising for automotive<br />

applications. Duty-cycle and steady-state galvanostatic<br />

experiments showed excellent stack stability<br />

for operation at high temperature.<br />

Poster Exhibits<br />

The poster session was combined with an evening<br />

reception to maximise the time available for oral<br />

papers and over 200 posters were offered. These<br />

included a wide range of applications of the pgms in<br />

Fig. 7. Polymer structure of long side-chain Nafion ®<br />

and short side chain Aquivion TM perfluorosulfonic<br />

ionomer membranes (Reprinted from A. Stassi<br />

et al., (7), with permission from Elsevier)<br />

fuel processing, fuel cell catalysis and sensors. There<br />

were a considerable number of posters featuring the<br />

preparation and uses of pgm fuel cell catalysts, which<br />

were too numerous to mention in detail.<br />

Several posters featured preparation of Pt and PtRu<br />

catalysts supported on carbon nanofibres. It is evident<br />

that while materials such as graphitised carbon<br />

nanofibres can be highly stable and oxidation resistant,<br />

with existing catalyst preparation techniques it is<br />

difficult to make high surface area, uniform platinum<br />

dispersions which can compete with catalysts on more<br />

conventional carbon supports such as Vulcan ® XC72.<br />

One poster which highlighted this difficulty was<br />

‘Durability of Carbon Nanofiber Supported Electrocatalysts<br />

for Fuel Cells’, by David Sebastián et al.<br />

(Instituto de Carboquímica, CSIC, Spain).<br />

Other posters featured studies of the effects of<br />

carbon monoxide on high-temperature PEM fuel<br />

cells, and the effects of low molecular weight<br />

contaminants on direct methanol fuel cell (DMFC)<br />

performance. Studies are also in progress on more<br />

fundamental aspects such as catalyst/support interactions,<br />

for example ‘Investigation of Pt Catalyst/Oxide<br />

Support Interactions’, by Isotta Cerri et al. (Toyota<br />

Motor Europe, Belgium).<br />

Summary<br />

Conclusions from the Fuel Cells Science and Technology<br />

2010 conference were summed up by José Luis<br />

García Fierro (Instituto de Catálisis y Petroleoquímica,<br />

CSIC, Spain). He remarked that the high level of interest<br />

in the conference partly reflects more strict environmental<br />

laws combined with the high prices of gas<br />

and oil (oil was US$75 per barrel at the time of the<br />

conference), emphasising the need for the best possible<br />

efficiency in utilising fuels. Biofuels appear to be<br />

making a more limited market penetration than originally<br />

expected.He also mentioned that of the posters<br />

exhibited at the conference, no fewer than 45 involved<br />

PEM fuel cell catalysts and components, direct<br />

methanol and direct ethanol fuel cells. One potentially<br />

large market for fuel cells is in shipping, where<br />

marine diesel engines currently produce 4.5% of the<br />

nitrogen oxides (NOx) and 1% of particulates from all<br />

mobile sources. This becomes a sensitive issue, especially<br />

when vessels are in port. The marine market<br />

consists of some 87,000 vessels, the majority of which<br />

have propulsion units of less than 2 MWe. Among the<br />

actions currently in progress to promote exploitation<br />

of hydrogen technology and fuel cells are hydrogen<br />

115 © 2011 Johnson Matthey


doi:10.1595/147106711X554503<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

refuelling stations for vehicles together with codes<br />

and standards for the retail sales of hydrogen fuel,<br />

with support for early market opportunities.<br />

References<br />

1 D. S. Cameron, <strong>Platinum</strong> <strong>Metals</strong> Rev., 2003, 47, (1), 28<br />

2 D. S. Cameron, <strong>Platinum</strong> <strong>Metals</strong> Rev., 2005, 49, (1), 16<br />

3 D. S. Cameron, <strong>Platinum</strong> <strong>Metals</strong> Rev., 2007, 51, (1), 27<br />

4 D. S. Cameron, <strong>Platinum</strong> <strong>Metals</strong> Rev., 2009, 53, (3), 147<br />

5 The Grove Fuel Cell Symposium: http://www.grovefuelcell.<br />

com/ (Accessed on 5th January 2011)<br />

6 Fuel Cells Science and Technology: http://www.<br />

fuelcelladvances.com/ (Accessed on 5th January 2011)<br />

7 J. Power Sources, 2011, articles in press<br />

8 V. P. McConnell, Fuel Cells Bull., 2010, (10), 12<br />

The <strong>Review</strong>er<br />

Donald Cameron is an independent<br />

consultant on fuel cells and electrolysers,<br />

specialising in electrocatalysis.<br />

116 © 2011 Johnson Matthey


•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 117–123•<br />

11th International <strong>Platinum</strong><br />

Symposium<br />

“PGE in the 21st Century: Innovations in Understanding Their Origin and Applications to<br />

Mineral Exploration and Beneficiation”<br />

doi:10.1595/147106711X554512<br />

http://www.platinummetalsreview.com/<br />

<strong>Review</strong>ed by Judith Kinnaird<br />

School of Geosciences, University of the Witwatersrand,<br />

Private Bag 3, 2050 Wits, South Africa;<br />

E-mail: judith.kinnaird@wits.ac.za<br />

Every few years an International <strong>Platinum</strong> Symposium<br />

is organised to provide a forum for discussion of<br />

the geology, geochemistry, mineralogy and beneficiation<br />

of major and minor platinum group element<br />

(PGE) deposits worldwide. The theme of the 11th<br />

International <strong>Platinum</strong> Symposium, which took place<br />

in Sudbury, Canada, from 21st–24th June 2010 (1),<br />

was “PGE in the 21st Century: Innovations in<br />

Understanding Their Origin and Applications to<br />

Mineral Exploration and Beneficiation”.<br />

Participants from mining and exploration companies,<br />

geological surveys, consulting companies and<br />

universities on all continents attended to listen to<br />

85 papers and read 54 posters. Such meetings normally<br />

take place every four years although it is five<br />

years since the previous meeting in Oulu, Finland in<br />

2005, with a smaller interim meeting held in India.<br />

The organisation was impeccable throughout, for<br />

field trips, poster sessions, the social programme<br />

and the main conference. The committee was led by<br />

Professor C. Michael Lesher (Laurentian University,<br />

Canada), Edward Debicki (Geoscience Laboratories,<br />

Canada), Pedro Jugo (Laurentian University), James<br />

Mungall (University of Toronto, Canada) and Heather<br />

Brown (Ontario Geological Survey, Canada). Sudbury<br />

proved an excellent venue, a mining town that has<br />

developed into a pleasant tree-rich area that has<br />

overcome all the earlier issues of environmental<br />

degradation.<br />

Delegates were told in an overview of the global<br />

pgm industry that the Bushveld Complex in South<br />

Africa and the Norilsk deposit in Russia together<br />

account for roughly 90% of newly mined platinum<br />

and 85% of newly mined palladium supply. The<br />

Stillwater Complex in the USA is a significant source<br />

of palladium but not platinum, while the Great Dyke<br />

in Zimbabwe offers the possibility of significant<br />

expansion (Figure 1).Russian stockpiles of palladium<br />

are thought to be nearly exhausted, but recycling is<br />

growing rapidly to become another dominant source<br />

of supply. Demand for platinum, palladium and the<br />

117 © 2011 Johnson Matthey


doi:10.1595/147106711X554512<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Zimbabwe<br />

craton<br />

200 km<br />

Bulawayo<br />

Mimosa<br />

Harare<br />

Hartley <strong>Platinum</strong><br />

Mhondoro and Zinca<br />

Unki<br />

Ngezi<br />

Snake’s Head<br />

East Dyke<br />

Zambesi Mobile Belt<br />

East Dyke<br />

Harare<br />

Selous<br />

Wedza<br />

Subchamber<br />

Selukwe<br />

Subchamber<br />

Musengezi<br />

Subchamber<br />

Sebakwe<br />

Subchamber<br />

South Chamber<br />

Darwendale<br />

Subchamber<br />

North Chamber<br />

16ºS<br />

17ºS<br />

18ºS<br />

19ºS<br />

Mafic sequence<br />

Ultramafic sequence<br />

Satellite dykes<br />

Craton & cover rocks<br />

Mobile belts<br />

Major faults & fractures<br />

Fig. 1. Large-scale map of<br />

the Great Dyke in<br />

Zimbabwe, showing major<br />

lithological subdivisions<br />

and areas of current<br />

exploitation. The Great<br />

Dyke is the largest resource<br />

of platinum outside the<br />

Bushveld Complex of<br />

South Africa. Its size has<br />

encouraged active<br />

exploration and mining,<br />

and in 2010 there were<br />

three major mines in<br />

operation and several<br />

intensive exploration<br />

initiatives (Courtesy of<br />

A. H. Wilson and<br />

A. J. du Toit, from ‘Great<br />

Dyke <strong>Platinum</strong> in the Region<br />

of Ngezi Mine, Zimbabwe:<br />

Characteristics of the Main<br />

Sulphide Zone and<br />

Variations that Affect<br />

Mining’, 11th International<br />

<strong>Platinum</strong> Symposium,<br />

Sudbury, Ontario, Canada,<br />

21st–24th June, 2010)<br />

North Marginal Zone<br />

of the Limpopo Belt<br />

Southern<br />

satellites<br />

29ºE 31ºE<br />

0 50 100<br />

km<br />

other pgms is expected to grow strongly, however, and<br />

new deposits of PGEs are of interest as possible<br />

sources of future supply. It is therefore interesting that<br />

the PGEs attract just 2% of overall global exploration<br />

spending, which is focused on Africa, Canada and<br />

Russia.<br />

It was therefore not surprising that several recent<br />

discoveries of deposits of PGEs around the world<br />

were discussed at this meeting, with much progress<br />

made towards understanding their geological origins<br />

and their potential for exploitation as future ore<br />

bodies. Existing deposits were also discussed, but data<br />

on grades were sometimes lacking, and data were<br />

presented as tenors (i.e. the grade calculated in 100%<br />

sulfide only). Other studies focused on experimental<br />

measurements, analytical techniques and results,<br />

new geochemical criteria for the identification of<br />

PGE-enriched deposits, characterisation of platinum<br />

group mineral assemblages and the processes that<br />

extract platinum from ore.<br />

Papers of particular interest have been collated<br />

and summarised below, according to geographical<br />

region. All abstracts are available on the conference<br />

website (1). It is important to note that there are six<br />

platinum group elements (PGEs): platinum, palladium,<br />

rhodium, iridium, osmium and ruthenium.<br />

Geologists use the term ‘PGM’ to mean platinum<br />

group minerals as the PGEs occur in minerals rather<br />

than metallic form in natural deposits, whereas metallurgists<br />

use ‘pgm’ to mean platinum group metals.<br />

118 © 2011 Johnson Matthey


doi:10.1595/147106711X554512<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Southern Africa<br />

The opening day of the symposium focused on South<br />

Africa’s Bushveld Complex and Zimbabwe’s Great<br />

Dyke, as is fitting for the largest producers of platinum.<br />

For the Bushveld, chromitite layers were described<br />

from at least six cyclic units of ultramafic Lower Zone<br />

in the northeastern limb, that have previously been<br />

regarded as Marginal Zone but no platinum grades<br />

were given. Profiles of PGEs through chromitites in<br />

the layered mafic-ultramafic suite showed that platinum<br />

per unit metre through the complex was highest<br />

in the north west.The atypical stratigraphic sequence<br />

of the ‘contact-type’ basal nickel-copper-PGE mineralisation<br />

of the satellite Sheba’s Ridge at the western<br />

extremity of the eastern limb is unique with discontinuous<br />

UG2 Reef and Merensky Reef analogues above<br />

a basal ‘Platreef’-style sulfide-rich ore body with<br />

grades of


doi:10.1595/147106711X554512<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

The PGE deposits of the Lac des Iles Complex in<br />

Canada (the Roby, Twilight and High-Grade Zones)<br />

differ from most other PGE deposits as they occur in<br />

a small, concentrically-zoned mafic intrusion rather<br />

than in a large layered intrusion and the ore zone is<br />

∼900 m by 700 m in size and open at depth rather<br />

than thin and tabular. Pentlandite controls 30% of<br />

whole-rock palladium, the rest is present as PGMs.<br />

In spite of more than a century of mining in the<br />

Sudbury district of Canada, new discoveries are still<br />

being made. The principal styles of Cu-Ni sulfide<br />

mineralisation that have been mined are:<br />

(a) in the Sublayer at the lower contact of the<br />

Sudbury Igneous Complex;<br />

(b) in quartz diorite Offset Dykes (with grades of


doi:10.1595/147106711X554512<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

(a)<br />

Surface<br />

D<br />

A<br />

A<br />

B<br />

C<br />

D<br />

Contact<br />

Footwall type<br />

Low sulfide<br />

Capre footwall<br />

New discovery<br />

C<br />

Massive sulfide<br />

Low sulfide PGE-Au<br />

Disseminated Ni sulfide<br />

Undifferentiated gneiss<br />

Granite breccia<br />

Sudbury breccia<br />

Sudbury igneous complex<br />

Diabase<br />

Granite<br />

Fault<br />

B<br />

0 250<br />

m<br />

(b)<br />

Surface<br />

C<br />

A<br />

B<br />

A<br />

B<br />

C<br />

D<br />

Contact<br />

Footwall type<br />

Breccia belt type<br />

109 FW<br />

New discovery<br />

0 100<br />

D<br />

Inclusion massive/<br />

breccia sulfide<br />

Siliceous zone<br />

Disseminated Ni-Cu sulfide<br />

Low sulfide, high PGE<br />

mineralisation<br />

Metasediments<br />

Metavolcanic<br />

Sudbury breccia<br />

Granite<br />

Quartz diorite<br />

Norite<br />

Trap dyke<br />

Shear zone<br />

Fig. 2. Composite cross-sections of typical geological settings for Footwall Deposits of PGEs and sulfide<br />

in the Sudbury Igneous Complex, Canada, in (a) the North and East Range and (b) the South Range (Courtesy<br />

of P. C. Lightfoot and M. C. Stewart, from ‘Diversity in <strong>Platinum</strong> Group Element (PGE) Mineralization at<br />

Sudbury: New Discoveries and Process Controls’, 11th International <strong>Platinum</strong> Symposium, Sudbury, Ontario,<br />

Canada, 21st–24th June, 2010)<br />

121 © 2011 Johnson Matthey


doi:10.1595/147106711X554512<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Table I<br />

<strong>Platinum</strong> Group Element Abundances of the Jinchuan Deposit in China<br />

Ore type <strong>Platinum</strong> Palladium Rhodium Iridium Ruthenium<br />

grade, ppb grade, ppb grade, ppb grade, ppb grade, ppb<br />

Disseminated 35.8–853 74.8–213 2.5–19.5 5.1–38.5 4.2–33.1<br />

Net-textured 12.7–1757 a 171–560 0.7–5.1 0.4–4.0 1.5–3.5<br />

Massive 11.6–102 218–1215 78.1–201 211–644 91–553<br />

a One exceptional occurrence of 3343 ppb<br />

in cratonic areas, several clusters or lineaments<br />

of mafic and mafic-ultramafic intrusions where<br />

feeder dykes and the lowermost parts of layered<br />

intrusions are exposed, a continental-scale province<br />

of flood basalts,and several areas of extensive komatiitic<br />

magmatism in Precambrian greenstone belts.<br />

The Fortaleza de Minas komatiite-hosted Ni-Cu<br />

deposit is quoted as an estimated resource of 6 Mt at<br />

grades of 0.7 ppm combined Pt, Pd and Au, 0.4% Cu<br />

and 2.5% Ni. The layered mafic-ultramafic lithologies<br />

of the Tróia Unit of the Cruzeta Complex in northeastern<br />

Brazil have been the focus of platinum exploration<br />

for more than 30 years. Local chromitite<br />

horizons, 0.3 m to 3 m thick, contain up to 8 ppm Pt<br />

and 21 ppm Pd.<br />

Other Occurrences<br />

Komatiite-hosted Ni-Cu deposits with PGEs from<br />

Australia and Canada were discussed. PGE-bearing<br />

chromitites from eastern Cuba and elsewhere were<br />

described. Data from the Al’Ays ophiolite complex in<br />

Saudi Arabia have shown that podiform chromitites<br />

with high PGE concentrations (above 1.4 ppm) also<br />

have distinctive minor element concentrations that<br />

provide an improved fingerprint for further exploration.<br />

The Ambae chromites of the Vanuatu Arc in<br />

the south-west Pacific have grades of 75.8 ppb Rh,<br />

52.1 ppb Ir, 36.8 ppb Os and 92.6 ppb Ru, whereas<br />

Pd, Pt and Au are below the detection limit. These<br />

values account for 56% of the Ir, over 90% of the<br />

Ru and 22% of the Rh present in the Ambae lavas.<br />

Reconnaissance studies of the PGEs potential of four<br />

chromite mining districts in southern Iran showed<br />

that chromites have concentrations of 6 PGEs (combined<br />

Pt, Pd, Rh, Ir, Os and Ru) from 57 ppb to<br />

5183 ppb with an average of 456 ppb.<br />

New Discoveries<br />

New Cu-Au-PGE mineralisation was reported from the<br />

Togeda macrodyke in the Kangerlussuaq region of<br />

East Greenland. A metasediment-hosted deposit from<br />

Craignure, Inverary, in Scotland hosts sulfide mineralisation<br />

with PGE concentrations locally exceeding<br />

3 ppm and, although small, this raises the possibility<br />

of other metasediment-hosted Ni-Cu-PGE mineralisation<br />

in Scotland. Amphibolites and their weathered<br />

equivalents on the northwest border of the Congo<br />

Craton in South Cameroon have a PGEs plus Au content<br />

of 53 ppb to 121 ppb. The Pd:Pt ratios are ∼ 3.<br />

Ni-Cu-PGE mineralisation was described from the<br />

Gondpipri area of central India but Ni and Cu dominate<br />

and PGE content is low.<br />

Process Mineralogy in the <strong>Platinum</strong><br />

Industry and Future Trends<br />

This was perhaps a new topic for these events.<br />

Laser ablation inductively coupled plasma mass<br />

spectrometry (LA-ICP-MS) mapping provides critical<br />

information on the distribution of the PGEs in and<br />

around magmatic sulfides and is useful in characterising<br />

PGE deposits. As an example of the insights<br />

that can be gained with this technique, new data<br />

for samples from the Merensky Reef and Norilsk-<br />

Talnakh show that the behaviour of Pt is very different<br />

from that of Pd and Rh, which are generally<br />

hosted by pentlandite. Pt often forms a plethora of<br />

discrete phases in association with the trace and<br />

semi-metals. The variable distribution of these phases<br />

has implications for geometallurgical models and<br />

PGE recoveries.<br />

While the PGEs are most often concentrated in<br />

sulfide minerals such as pyrrhotite, pentlandite and<br />

chalcopyrite, there were several reports at the<br />

122 © 2011 Johnson Matthey


doi:10.1595/147106711X554512<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

symposium of pyrite hosting appreciable amounts of<br />

Rh and Pt. Pyrite from the McCreedy and Creighton<br />

deposits of Sudbury has a similar Os, Ir, Ru, Re<br />

(rhenium) and Se (selenium) content to that of coexisting<br />

pyrrhotite and pentlandite, whereas Rh (at up<br />

to 130 ppm), arsenic (up to 30 ppm), Pt and Au show<br />

a stronger preference for pyrite than for pyrrhotite or<br />

pentlandite. In the Canadian Cordilleran porphyry<br />

copper systems, up to 90% of the Pd and Pt in mineralised<br />

samples occurs in pyrite.<br />

Concluding Remarks<br />

With reports of a number of new discoveries alongside<br />

much new information on existing resources,<br />

the 11th International <strong>Platinum</strong> Symposium provided<br />

the industry with the most comprehensive<br />

overview yet of platinum group element deposits<br />

worldwide. While many of these deposits have relatively<br />

low grades of PGEs, they may still prove to be<br />

viable and valuable sources of pgms in the future.<br />

Exploration efforts are also expected to become more<br />

efficient as a greater understanding of the geological<br />

process behind the formation of PGE deposits is<br />

gained.<br />

Reference<br />

1 The 11th International <strong>Platinum</strong> Symposium at Laurentian<br />

University: http://11ips.laurentian.ca/Laurentian/Home/<br />

Departments/Earth+Sciences/NewsEvents/11IPS/ (Accessed<br />

on 7th January 2011)<br />

The <strong>Review</strong>er<br />

Judith Kinnaird is a Professor of<br />

Economic Geology at the School of<br />

Geosciences at the University of the<br />

Witwatersrand, South Africa, and<br />

Deputy Director of the University’s<br />

Economic Geology Research Institute<br />

(EGRI). Her research interests include<br />

Bushveld Complex magmatism and<br />

mineralisation especially of the<br />

Platreef in the northern limb, while<br />

her research team is currently<br />

conducting studies on chromitite<br />

geochemistry, mineralogy and PGE<br />

grade distribution; tenor variations;<br />

zircon age-dating; Lower Zone<br />

mineralogy and geochemistry of the<br />

Bushveld Complex in South Africa.<br />

123 © 2011 Johnson Matthey


•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 124–134•<br />

The Discoverers of the Rhodium<br />

Isotopes<br />

The thirty-eight known rhodium isotopes found between 1934 and 2010<br />

doi:10.1595/147106711X555656<br />

http://www.platinummetalsreview.com/<br />

By John W. Arblaster<br />

Wombourne, West Midlands, UK;<br />

E-mail: jwarblaster@yahoo.co.uk<br />

This is the fifth in a series of reviews on the circumstances<br />

surrounding the discoveries of the isotopes<br />

of the six platinum group elements. The first review<br />

on platinum isotopes was published in this Journal<br />

in October 2000 (1), the second on iridium isotopes in<br />

October 2003 (2), the third on osmium isotopes in<br />

October 2004 (3) and the fourth on palladium isotopes<br />

in April 2006 (4).<br />

Naturally Occurring Rhodium<br />

In 1934, at the University of Cambridge’s Cavendish<br />

Laboratory, Aston (5) showed by using a mass spectrograph<br />

that rhodium appeared to consist of a single<br />

nuclide of mass 103 ( 103 Rh). Two years later Sampson<br />

and Bleakney (6) at Princeton University, New Jersey,<br />

using a similar instrument, suggested the presence of<br />

a further isotope of mass 101 ( 101 Rh) with an abundance<br />

of 0.08%. Since this isotope had not been discovered<br />

at that time, its existence in nature could not<br />

be discounted. Then in 1943 Cohen (7) at the<br />

University of Minnesota used an improved mass spectrograph<br />

to show that the abundance of 101 Rh must be<br />

less than 0.001%. Finally in 1963 Leipziger (8) at the<br />

Sperry Rand Research Center, Sudbury, Massachusetts,<br />

used an extremely sensitive double-focusing mass<br />

spectrograph to reduce any possible abundance to<br />

less than 0.0001%. However by that time 101 Rh had<br />

been discovered (see Table I) and although shown to<br />

be radioactive, no evidence was obtained for a longlived<br />

isomer. This demonstrated conclusively that<br />

rhodium does in fact exist in nature as a single<br />

nuclide: 103 Rh.<br />

Artificial Rhodium Isotopes<br />

In 1934, using slow neutron bombardment, Fermi<br />

et al. (9) identified two rhodium activities with halflives<br />

of 50 seconds and 5 minutes. A year later the<br />

same group (10) refined these half-lives to 44 seconds<br />

and 3.9 minutes. These discoveries were said to be<br />

‘non-specific’ since the mass numbers were not<br />

124 © 2011 Johnson Matthey


doi:10.1595/147106711X555656<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

determined, although later measurements identified<br />

these activities to be the ground state and isomeric<br />

state of 104 Rh, respectively. In 1940 Nishina et al.<br />

(11, 12), using fast neutron bombardment, identified<br />

a 34 hour non-specific activity which was later identified<br />

as 105 Rh. In 1949 Eggen and Pool (13) confirmed<br />

the already known nuclide 101 Pd and identified the<br />

existence of a 4.7 day half-life rhodium daughter<br />

product. They did not comment on its mass although<br />

the half-life is consistent with the isomeric state of<br />

101 Rh. Eggen and Pool also identified a 5 hour half-life<br />

activity which was never subsequently confirmed.<br />

Activities with half-lives of 4 minutes and 1.1 hours,<br />

obtained by fast neutron bombardment, were identified<br />

by Pool, Cork and Thornton (14) in 1937 but<br />

these also were never confirmed.<br />

Although some of these measured activities represent<br />

the first observations of specific nuclides, the<br />

exact nuclide mass numbers were not determined<br />

and therefore they are not considered to represent<br />

actual discoveries. They are however included in<br />

the notes to Table I. The first unambiguous identification<br />

of a radioactive rhodium isotope was by<br />

Crittenden in 1939 (15) who correctly identified<br />

both 104 Rh and its principal isomer. Nuclides where<br />

only the atomic number and atomic mass number<br />

were identified are considered as satisfying the discovery<br />

criteria.<br />

Discovery Dates<br />

The actual year of discovery is generally considered<br />

to be that when the details of the discovery were<br />

placed in the public domain, such as manuscript<br />

dates or conference report dates. However, complications<br />

arise with internal reports which may not be<br />

placed in the public domain until several years after<br />

the discovery, and in these cases it is considered that<br />

the historical date takes precedence over the public<br />

domain date. Certain rhodium isotopes were discovered<br />

during the highly secretive Plutonium Project of<br />

the Second World War, the results of which were not<br />

actually published until 1951 (16) although much of<br />

the information was made available in 1946 by Siegel<br />

(17, 18) and in the 1948 “Table of Isotopes”(19).<br />

Half-Lives<br />

Selected half-lives used in Table I are generally those<br />

accepted in the revised NUBASE evaluation of<br />

nuclear and decay properties in 2003 (20) although<br />

literature values are used when the NUBASE data are<br />

not available or where they have been superseded by<br />

later determinations.<br />

Table I<br />

The Discoverers of the Rhodium Isotopes<br />

Mass number a Half-life Decay Year of Discoverers References Notes<br />

modes discovery<br />

89 ps b EC + β + ? 1994 Rykaczewski et al. 21, 22<br />

90 15 ms EC + β + 1994 Hencheck et al. 23 A<br />

90m 1.1 s EC + β + 2000 Stolz et al. 24 A<br />

91 1.5 s EC + β + 1994 Hencheck et al. 23 B<br />

91m 1.5 s IT 2004 Dean et al. 25 B<br />

92 4.7 s EC + β + 1994 Hencheck et al. 23 C<br />

92m 0.5 s IT? 2004 Dean et al. 25 C<br />

93 11.9 s EC + β + 1994 Hencheck et al. 23 D<br />

94 70.6 s EC + β + 1973 Weiffenbach, Gujrathi and Lee 26<br />

94m 25.8 s EC + β + 1973 Weiffenbach, Gujrathi and Lee 26<br />

95 5.02 min EC + β + 1966 Aten and Kapteyn 27<br />

95m 1.96 min IT, EC + β + 1974 Weiffenbach, Gujrathi and Lee 28<br />

Continued<br />

125 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Table I<br />

The Discoverers of the Rhodium Isotopes (Continued)<br />

Mass number a Half-life Decay Year of Discoverers References Notes<br />

modes discovery<br />

96 9.90 min EC + β + 1966 Aten and Kapteyn 27<br />

96m 1.51 min IT, EC + β + 1966 Aten and Kapteyn 27<br />

97 30.7 min EC + β + 1955 Aten and de Vries-Hamerling 29<br />

97m 46.2 min EC + β + , IT 1971 Lopez, Prestwich and Arad 30<br />

98 8.7 min EC + β + 1955 Aten and de Vries-Hamerling 29 E<br />

98m 3.6 min EC + β + 1966 Aten and Kapteyn 31<br />

99 16.1 d EC + β + 1956 Hisatake, Jones and Kurbatov 32 F<br />

99m 4.7 h EC + β + 1952 Scoville, Fultz and Pool 33<br />

100 20.8 h EC + β + 1944 Sullivan, Sleight and Gladrow 34, 35 G<br />

100m 4.6 min IT, EC + β + 1973 Sieniawski 36<br />

101 3.3 y EC 1956 Hisatake, Jones and Kurbatov 32 F<br />

101m 4.34 d EC, IT 1944 Sullivan, Sleight and Gladrow 34, 37 G<br />

102 207.0 d EC + β + , β − 1941 Minakawa 38<br />

102m 3.742 y EC + β + , IT 1962 Born et al. 39<br />

103 Stable – 1934 Aston 5<br />

103m 56.114 min IT 1943 (a) Glendenin and Steinberg (a) 40, 41 H<br />

(b) Flammersfeld (b) 42<br />

104 42.3 s β − 1939 Crittenden 15 I<br />

104m 4.34 min IT, β − 1939 Crittenden 15 I<br />

105 35.36 h β − 1944 (a) Sullivan, Sleight and Gladrow (a) 34, 43 J<br />

(b) Bohr and Hole (b) 44<br />

105m 42.9 s IT 1950 Duffield and Langer 45<br />

106 30.1 s β − 1943 (a) Glendenin and Steinberg (a) 40, 41 K<br />

(b) Grummitt and Wilkinson (b) 46<br />

(c) Seelmann-Eggebert (c) 47<br />

106m 2.18 h β − 1955 Baró, Seelmann-Eggebert 48 L<br />

and Zabala<br />

107 21.7 min β − 1954 (a) Nervik and Seaborg (a) 49 M<br />

(b) Baró, Rey and (b) 50<br />

Seelmann-Eggebert<br />

108 16.8 s β − 1955 Baró, Rey and 50 N<br />

Seelmann-Eggebert<br />

108m 6.0 min β − 1969 Pinston, Schussler and Moussa 51<br />

Continued<br />

126 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Table I<br />

The Discoverers of the Rhodium Isotopes (Continued)<br />

Mass number a Half-life Decay Year of Discoverers References Notes<br />

modes discovery<br />

109 1.33 min β − 1969 Wilhelmy et al. 52, 53<br />

110 28.5 s β − 1969 (a) Pinston and Schussler (a) 54<br />

(b) Ward et al. (b) 55<br />

110m 3.2 s β − 1963 Karras and Kantele 56<br />

111 11 s β − 1975 Franz and Herrmann 57<br />

112 3.4 s β − 1969 Wilhelmy et al. 52, 53<br />

112m 6.73 s β − 1987 Äystö et al. 58<br />

113 2.80 s β − 1988 Penttilä et al. 59<br />

114 1.85 s β − 1969 Wilhelmy et al. 52, 53<br />

114m 1.85 s β − 1987 Äystö et al. 58<br />

115 990 ms β − 1987 Äystö et al. 60, 61<br />

116 680 ms β − 1987 Äystö et al. 58, 60, 61<br />

116m 570 ms β − 1987 Äystö et al. 58, 60, 61<br />

117 394 ms β − 1991 Penttilä et al. 62<br />

118 266 ms β − 1994 Bernas et al. 63 O<br />

119 171 ms β − 1994 Bernas et al. 63 P<br />

120 136 ms β − 1994 Bernas et al. 63 Q<br />

121 151 ms β − 1994 Bernas et al. 63 P<br />

122 ps b β − ? 1997 Bernas et al. 64<br />

123 ps b β − ? 2010 Ohnishi et al. 65 See Figures 1<br />

and 2<br />

124 ps b β − ? 2010 Ohnishi et al. 65 See Figures 1<br />

and 2<br />

125 ps b β − ? 2010 Ohnishi et al. 65 See Figures 1<br />

and 2<br />

126 ps b β − ? 2010 Ohnishi et al. 65 See Figures 1<br />

a m = isomeric state<br />

b ps = particle stable (resistant to proton and neutron decay)<br />

and 2<br />

127 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Fig. 1. The superconducting ring cyclotron (SRC) in the Radioactive Isotope Beam Factory (RIBF) at the<br />

RIKEN Nishina Center for Accelerator-Based Science where the newest isotopes of palladium, rhodium<br />

and ruthenium were discovered (65) (Copyright 2010 RIKEN)<br />

Dr Toshiyuki Kubo<br />

Fig. 2. Dr Toshiyuki Kubo<br />

(Copyright 2010 RIKEN)<br />

Toshiyuki Kubo is the team leader of the Research Group at RIKEN.<br />

He was born in Tochigi, Japan, in 1956. He received his BS degree<br />

in Physics from The University of Tokyo in 1978, and his PhD<br />

degree from the Tokyo Institute of Technology in 1985. He joined<br />

RIKEN as an Assistant Research Scientist in 1980, and was promoted<br />

to Research Scientist in 1985 and to Senior Research Scientist<br />

in 1992. He spent time at the National Superconducting Cyclotron<br />

Laboratory of Michigan State University in the USA as a visiting<br />

physicist from 1992 to 1994. In 2001, he became the team leader for<br />

the in-flight separator, dubbed ‘BigRIPS’, which analyses the fragments<br />

produced in the RIBF. He was promoted to Group Director<br />

of the Research Instruments Group at the RIKEN Nishina Center in<br />

2007. He is in charge of the design, construction, development and<br />

operation of major research instruments, as well as related infrastructure<br />

and equipment, at the RIKEN Nishina Center. His current<br />

research focuses on the production of rare isotope beams, in-flight<br />

separator issues, and the structure and reactions of exotic nuclei.<br />

128 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Notes to Table I<br />

A<br />

B<br />

C<br />

D<br />

E<br />

90 Rh and 90m Rh Hencheck et al. (23) only proved that the isotope was particle stable. Stolz et al.<br />

(24) in 2000 identified both the ground state and an isomer. The half-life determined<br />

by Wefers et al. in 1999 (66) appears to be consistent with the ground<br />

state. The discovery by Hencheck et al. is nominally assigned to the ground state.<br />

91 Rh and 91m Rh Hencheck et al. (23) only proved that the isotope was particle stable. Wefers et al.<br />

(66) first determined a half-life in 1999 but Dean et al. (25) remeasured the halflife<br />

in 2004 and identified both a ground state and an isomer having identical<br />

half-lives within experimental limits. The discovery by Hencheck et al. is nominally<br />

assigned to the ground state.<br />

92 Rh and 92m Rh Hencheck et al. (23) only proved that the isotope was particle stable. Wefers et al.<br />

(66) incorrectly determined the half-life in 1999 with more accurate values being<br />

determined by both Górska et al. (67) and Stolz et al. (24) in 2000. Dean et al.<br />

(25) showed that these determinations were for the ground state and not for the<br />

isomeric state which they also identified. The discovery by Hencheck et al. is nominally<br />

assigned to the ground state.<br />

93 Rh Hencheck et al. (23) only proved that the isotope was particle stable. Wefers et al.<br />

in (66) incorrectly measured the half-life in 1999 with more accurate values being<br />

obtained by both Górska et al. (67) and Stolz et al. (24) in 2000.<br />

98 Rh Aten et al. (68) observed this isotope in 1952 but could not decide if it was<br />

96 Rh or 98 Rh.<br />

F<br />

99 Rh and 101 Rh Farmer (69) identified both of these isotopes in 1955 but could not assign mass<br />

numbers.<br />

G<br />

100 Rh and 101m Rh For these isotopes the 1944 discovery by Sullivan, Sleight and Gladrow (34) was<br />

not made public until its inclusion in the 1948 “Table of Isotopes” (19).<br />

H<br />

I<br />

J<br />

103m Rh<br />

Although both Glendenin and Steinberg (40) and Flammersfeld (42) discovered<br />

the isomer in 1943 the results of Glendenin and Steinberg were not made public<br />

until their inclusion in the 1946 table compiled by Siegel (17, 18).<br />

104 Rh and 104m Rh Both the ground state and isomer were first observed by Fermi et al. (9) in 1934<br />

and by Amaldi et al. (10) in 1935 as non-specific activities. Pontecorvo (70, 71)<br />

discussed these activities in detail but assigned them to 105 Rh. EC + β + was also<br />

detected as a rare decay mode (0.45% of all decays) in 104 Rh by Frevert,<br />

Schöneberg and Flammersfeld (72) in 1965.<br />

105 Rh For this isotope the 1944 discovery by Sullivan, Sleight and Gladrow (34) was not<br />

made public until its inclusion in the 1946 table of Siegel (17, 18). The isotope<br />

was first identified by Nishina et al. (11, 12) in 1940 as a non-specific activity.<br />

K 106 Rh The discovery by Glendenin and Steinberg (40) in 1943 was not made public until<br />

Continued<br />

129 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Notes to Table I (Continued)<br />

its inclusion in the 1946 table of Siegel (17, 18) and therefore the discovery of this<br />

isotope by both Grummitt and Wilkinson (46) and Seelmann-Eggebert (47) in<br />

1946 are considered to be independent.<br />

L<br />

106m Rh<br />

Nervik and Seaborg (49) also observed this isotope in 1955 but tentatively<br />

assigned it to 107 Rh.<br />

M 107 Rh First observed by Born and Seelmann-Eggebert (73) in 1943 as a non-specific<br />

activity and also tentatively identified by Glendenin (74, 75) in 1944.<br />

N<br />

108 Rh Although credited with the discovery, the claim by Baró, Rey and Seelmann-<br />

Eggebert (50) is considered to be tentative and a more definite claim to the<br />

discovery was made by Baumgärtner, Plata Bedmar and Kindermann (76)<br />

in 1957.<br />

O<br />

118 Rh Bernas et al. (63) only confirmed that the isotope was particle stable. The half-life<br />

was first determined by Jokinen et al. (77) in 2000.<br />

P<br />

119 Rh and 121 Rh Bernas et al. (63) only confirmed that the isotopes were particle stable. The halflives<br />

were first determined by Montes et al. (78) in 2005.<br />

Q<br />

120 Rh Bernas et al. (63) only confirmed that the isotope was particle stable. The half-life<br />

was first determined by Walters et al. (79) in 2004.<br />

Some of the Terms Used for This <strong>Review</strong><br />

Atomic number<br />

Mass number<br />

Nuclide and isotope<br />

Isomer/isomeric state<br />

Half-life<br />

Electron volt (eV)<br />

The number of protons in the nucleus.<br />

The combined number of protons and neutrons in the nucleus.<br />

A nuclide is an entity containing a unique number of protons and neutrons in the<br />

nucleus. For nuclides of the same element the number of protons remains the same<br />

but the number of neutrons may vary. Such nuclides are known collectively as the<br />

isotopes of the element. Although the term isotope implies plurality it is sometimes<br />

used loosely in place of nuclide.<br />

An isomer or isomeric state is a high energy state of a nuclide which may decay<br />

by isomeric transition (IT) as described in the list of decay modes below, although<br />

certain low-lying states may decay independently to other nuclides rather than the<br />

ground state.<br />

The time taken for the activity of a radioactive nuclide to fall to half of its previous<br />

value.<br />

The energy acquired by any charged particle carrying a unit (electronic) charge when it<br />

falls through a potential of one volt, equivalent to 1.602 × 10 –19 J. The more useful<br />

unit is the mega (million) electron volt (MeV).<br />

130 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Decay Modes<br />

α<br />

β –<br />

β +<br />

EC<br />

IT<br />

p<br />

n<br />

Alpha decay is the emission of alpha particles which are 4 He nuclei. Thus the atomic<br />

number of the daughter nuclide is two lower and the mass number is four lower.<br />

Beta or electron decay for neutron-rich nuclides is the emission of an electron (and an<br />

anti-neutrino) as a neutron in the nucleus decays to a proton. The mass number of the<br />

daughter nuclide remains the same but the atomic number increases by one.<br />

Beta or positron decay for neutron-deficient nuclides is the emission of a positron (and a neutrino)<br />

as a proton in the nucleus decays to a neutron. The mass number of the daughter nuclide remains<br />

the same but the atomic number decreases by one. However this decay mode cannot occur unless<br />

the decay energy exceeds 1.022 MeV (twice the electron mass in energy units). Positron decay is<br />

always associated with orbital electron capture (EC).<br />

Orbital electron capture in which the nucleus captures an extranuclear (orbital) electron<br />

which reacts with a proton to form a neutron and a neutrino, so that, as with positron<br />

decay, the mass number of the daughter nuclide remains the same but the atomic number<br />

decreases by one.<br />

Isomeric transition in which a high energy state of a nuclide (isomeric state or isomer)<br />

usually decays by cascade emission of γ (gamma) rays (the highest energy form of electromagnetic<br />

radiation) to lower energy levels until the ground state is reached.<br />

Proton decay in which a proton is emitted from the nucleus so both the atomic number and mass<br />

number decrease by one. Such a nuclide is said to be ‘particle unstable’.<br />

Neutron decay in which a neutron is emitted from the nucleus so the atomic number remains<br />

the same but the atomic mass is decreased by one. Such a nuclide is said to be ‘particle<br />

unstable’.<br />

Erratum: In the previous reviews (1–4) the alpha and beta decay modes were described in terms of ‘emittance’. This should<br />

read ‘emission’.<br />

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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

1092<br />

50 G. B. Baró, P. Rey and W. Seelmann-Eggebert,<br />

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University of California, Berkeley, USA, 1969<br />

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Proceedings”, eds. B. Rubio, W. Gelletly and M. Lozano,<br />

American Institute of Physics, New York, USA, 1999,<br />

Vol. 495, pp. 375–376<br />

67 M. Górska, S. Dean, V. Prasad N. V. S., A. Andreyev,<br />

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‘Beta Decay of Neutron-Deficient Ru and Rh Isotopes’, in<br />

“Proceedings PINGST2000”, eds. D. Rudolf and<br />

M. Hellström, Proceedings of the International Workshop<br />

PINGST2000: Selected Topics on N = Z Nuclei, Lund,<br />

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Lund University, Sweden, 2000, pp. 108–112: http://<br />

pingst2000.nuclear.lu.se/proceedings.asp (Accessed on<br />

13th January 2011)<br />

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T. Hamerling, Physica, 1952, 18, 972<br />

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1965, 185, (3), 217<br />

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Naturwissenschaften, 1943, 31, (35–36), 420<br />

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IV, Plutonium Project Report M-CN-2184, September<br />

1944, p. 11<br />

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Rhodium Decay Chains’, in “Radiochemical Studies: The<br />

Fission Products”, eds. C. D. Coryell and N. Sugarman,<br />

Vol. 2, National Nuclear Energy Series, Plutonium Project<br />

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1951, pp. 849–852<br />

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Z. Naturforsch., 1958, 13a, 53<br />

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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

77 A. Jokinen, J. C. Wang, J. Äystö, P. Dendooven,<br />

S. Nummela, J. Huikari, V. Kolhinen, A. Nieminen,<br />

K. Peräjärvi and S. Rinta-Antila, Eur. Phys. J. A, 2000,<br />

9, (1), 9<br />

78 F. Montes, A. Estrade, P. T. Hosmer, S. N. Liddick, P. F.<br />

Mantica, A. C. Morton, W. F. Mueller, M. Ouellette,<br />

E. Pellegrini, P. Santi, H. Schatz, A. Stolz, B. E. Tomlin,<br />

O. Arndt, K.-L. Kratz, B. Pfeiffer, P. Reeder, W. B. Walters,<br />

A. Aprahamian and A. Wöhr, Phys. Rev. C, 2006, 73, (3),<br />

035801<br />

79 W. B. Walters, B. E. Tomlin, P. F. Mantica, B. A. Brown,<br />

J. Rikovska Stone, A. D. Davies, A. Estrade, P. T. Hosmer,<br />

N. Hoteling, S. N. Liddick, T. J. Mertzimekis, F. Montes,<br />

A. C. Morton, W. F. Mueller, M. Ouellette, E. Pellegrini,<br />

P. Santi, D. Seweryniak, H. Schatz, J. Shergur and A. Stolz,<br />

Phys. Rev. C, 2004, 70, (3), 034314<br />

The Author<br />

John W. Arblaster is interested in<br />

the history of science and the<br />

evaluation of the thermodynamic and<br />

crystallographic properties of the<br />

elements. Now retired, he previously<br />

worked as a metallurgical chemist in a<br />

number of commercial laboratories<br />

and was involved in the analysis of a<br />

wide range of ferrous and non-ferrous<br />

alloys.<br />

134 © 2011 Johnson Matthey


•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 135–139•<br />

“Asymmetric Catalysis on Industrial<br />

Scale”, 2nd Edition<br />

Edited by Hans-Ulrich Blaser (Solvias AG, Switzerland) and Hans-Jürgen Federsel<br />

(AstraZeneca, Sweden), Wiley-VCH, Weinheim, Germany, 2010, 580 pages,<br />

ISBN: 978-3-527-32489-7, £140, €168, US$360 (Print version); e-ISBN: 9783527630639,<br />

doi:10.1002/9783527630639 (Online version)<br />

doi:10.1595/147106711X558310<br />

http://www.platinummetalsreview.com/<br />

<strong>Review</strong>ed by Stewart Brown<br />

Johnson Matthey Precious <strong>Metals</strong> Marketing,<br />

Orchard Road, Royston, Hertfordshire SG8 5HE, UK;<br />

E-mail: stewart.brown@matthey.com<br />

Introduction<br />

“Asymmetric Catalysis on Industrial Scale:Challenges,<br />

Approaches and Solutions”, edited by Hans-Ulrich<br />

Blaser and Hans-Jürgen Federsel, builds and<br />

expands upon its first edition, which was published<br />

in 2004 (1). The second edition provides the reader<br />

with a comprehensive examination of the industrially<br />

important aspects of asymmetric catalysis, an area of<br />

organic chemistry that introduces chirality (a molecule<br />

that is non-superimposable upon its mirror<br />

image) to a molecule.This is especially important for<br />

pharmaceuticals, as biologically active compounds<br />

are often chiral molecules.<br />

One of the book’s co-editors, Hans-Ulrich Blaser,<br />

is currently Chief Technology Officer at Solvias in<br />

Basel, Switzerland, having previously spent twenty<br />

years at Ciba and three years at Novartis.The other coeditor,<br />

Hans-Jürgen Federsel, is Director of Science for<br />

Pharmaceutical Development at AstraZeneca in<br />

Sweden. He is recognised as a specialist in process<br />

research and development where he has worked for<br />

over 30 years.<br />

The monograph is divided into 28 chapters, each<br />

containing stand-alone case studies of a particular<br />

chemical or biocatalytic process. This makes the text<br />

very easy to dip in and out of, or alternatively to look<br />

for specific examples of interest. The book highlights<br />

real world processing issues, showing how each has<br />

been tackled and solved by the authors. The main<br />

aim of this book is to show that asymmetric catalysis<br />

is not merely the preserve of academic research;<br />

rather, it is a large-scale production tool for industrial<br />

manufacturing. However, just as importantly it provides<br />

support and ideas for those suffering with similar<br />

issues in optimising industrial syntheses.<br />

The reader of this book is required to have a relatively<br />

advanced knowledge of organic chemistry in<br />

order to fully appreciate the complexities of the vast<br />

range of reactions covered. It is aimed primarily at<br />

135 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

postgraduate level and particularly at those involved<br />

in the pharmaceutical and process chemistry industries.The<br />

book combines both organic chemistry and<br />

biochemistry in almost equal measure and so a good<br />

understanding of biological compounds and reactions<br />

is also required.<br />

Asymmetric Catalysis by the<br />

<strong>Platinum</strong> Group <strong>Metals</strong><br />

The chapters are written by a grand total of 87 different<br />

authors from a plethora of pharmaceutical<br />

companies around the world, as well as a few chemicals<br />

companies and universities. The lengths of the<br />

chapters are such that a solid overview is provided,<br />

without overloading the reader with information. All<br />

reaction schemes are well drawn and are generally<br />

complemented with graphs and spectra of the synthesised<br />

compounds, as well as some photographs and<br />

process flow sheets to demonstrate some very elegant<br />

engineering solutions. Furthermore, the chapters are<br />

well referenced, allowing easy access to further information<br />

and literature should the reader so require.<br />

Due to the broad scope of this book, in terms of<br />

the variety of reactions and processes covered, this<br />

review will only focus on those involving platinum<br />

group metal (pgm) catalysts. It will not cover nonpgm<br />

catalytic processes or those involving biological<br />

catalysis, of which there are many interesting<br />

examples.<br />

In terms of coverage, as expected in this particular<br />

field, the pgms feature heavily throughout, with one<br />

or more of the metals being referred to in 17 of the<br />

28 chapters. In fact, Chapter 20, which examines<br />

asymmetric hydrogenation for the design of drug<br />

substances, features all five of the pgms that are<br />

most widely used for catalytic applications: platinum,<br />

palladium, rhodium, iridium and ruthenium.<br />

Interestingly, the book is arranged by process rather<br />

than perhaps a more orthodox method of segmenting<br />

by catalyst type or chemical transformation. The reasoning<br />

behind this is that it enables readers to find<br />

out how particular issues have been solved on a<br />

process level, which should prove useful to the industrial<br />

practitioner.<br />

The chapters are grouped into three sections:<br />

• Part I:‘New Processes for Existing Active<br />

Compounds (APIs)’;<br />

• Part II:‘Processes for Important Building Blocks’;<br />

• Part III:‘Processes for New Chemical Entities<br />

(NCEs)’.<br />

Throughout this book the importance of process<br />

development and scale-up, taking laboratory-scale<br />

products to pilot plant and subsequently full-scale<br />

production of active, pure products is impressed<br />

upon the readers.<br />

The range of enantioselective catalysis shown in<br />

this book highlights the growing importance of<br />

developing more selective, active and ultimately<br />

more cost-effective processes for the production of<br />

specific biologically active compounds.<br />

New Processes for Existing Active Compounds<br />

The first section of the book contains five chapters,<br />

each of which examines either new catalysts or new<br />

routes to produce existing compounds for such products<br />

as cholesterol-lowering, cough-relieving or antiobesity<br />

drugs, as well as vitamins and indigestion<br />

remedies. Asymmetric hydrogenations catalysed by<br />

Ru, Ir or Rh feature heavily, especially in Chapter 2 in<br />

which Kurt Püntener and Michelangelo Scalone<br />

(F. Hoffmann-La Roche Ltd, Switzerland) present five<br />

example syntheses showing how the hydrogenation<br />

of different functional groups has led to significant<br />

improvements in the production of active pharmaceutical<br />

intermediates (APIs).<br />

Chapter 3 takes a detailed look at the use of asymmetric<br />

hydrogenation in the production of (+)–biotin<br />

(vitamin H). This compound has three stereocentres<br />

that need to be controlled to produce the pure,<br />

active compound that can produce full biological<br />

activity in the body. The reader is led through the<br />

history of biotin production (today a 100 tonne per<br />

year industry) from the original eleven-step Goldberg-<br />

Sternbach concept involving a palladium-catalysed<br />

hydrogenation step, through to the much shorter and<br />

more elegant Lonza process, utilising a rhodiumcatalysed<br />

asymmetric hydrogenation step (Scheme I).<br />

The often lengthy reaction schemes are very well<br />

drawn out and highlight the complexities associated<br />

with this particular synthesis.<br />

Chapter 5 covers the important reaction of asymmetric<br />

ketone reduction, which despite being academically<br />

well understood poses significant issues<br />

in complex biological molecules on an industrial<br />

scale. This chapter highlights the groundbreaking<br />

work by Ryoji Noyori, who won the 2001 Nobel Prize<br />

in Chemistry with William S. Knowles for their work<br />

on chiral hydrogenation reactions catalysed by Rh<br />

and Ru complexes (2). This has influenced the work<br />

in this chapter and much of the rest of the book.<br />

136 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Scheme I. The Lonza<br />

concept: (+)-biotin<br />

process using<br />

asymmetric<br />

hydrogenation<br />

catalysed by a<br />

rhodium(I) complex<br />

Andreas Marc Palmer (Nycomed GmbH, Germany)<br />

and Antonio Zanotti-Gerosa (Johnson Matthey<br />

Catalysis and Chiral Technologies, UK) tell the story of<br />

how selectivity and activity can be tuned by the optimisation<br />

of ruthenium phosphine complexes such as<br />

those shown in Figure 1 for large-scale reactions.<br />

Processes for Important Building Blocks<br />

The second section contains fourteen chapters categorised<br />

as new catalyst and process developments<br />

for synthetically important building blocks, nine of<br />

which mention pgms. Chapter 16 in particular<br />

demonstrates the effectiveness of pgms with mention<br />

given to Pd, Rh, Ir and Ru in a particularly in-depth<br />

analysis of asymmetric transfer hydrogenation.<br />

The technique of asymmetric transfer hydrogenation<br />

is an important method for producing optically<br />

active alcohols and amines (for example, Scheme II).<br />

The authors spend considerable time in this chapter<br />

discussing the reaction components before moving<br />

on to some case studies to illustrate their use. This is<br />

certainly one of the most detailed chapters, and it is<br />

well supported by a series of tables, reaction schemes<br />

and graphs.<br />

Processes for New Chemical Entities<br />

The final section is the least relevant in terms of<br />

pgm use, with five of the remaining nine chapters not<br />

featuring the metals. However, one of the standout<br />

reviews in terms of pgm catalysis is Chapter 20.<br />

Fig. 1. Two examples<br />

of ruthenium phosphine<br />

complexes<br />

used as catalysts for<br />

the asymmetric<br />

reduction of ketones<br />

137 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Scheme II. Rhodium-catalysed asymmetric<br />

transfer hydrogenation reaction<br />

investigated for the synthesis of a key<br />

intermediate of duloxetine<br />

This chapter, entitled ‘Enabling Asymmetric<br />

Hydrogenation for the Design of Efficient Synthesis of<br />

Drug Substances’ and written by Yongkui Sun, Shane<br />

Krska, C. Scott Shultz and David M. Tellers (Merck &<br />

Co, Inc, USA), includes examples of catalysed steps<br />

involving platinum, palladium, rhodium, iridium and<br />

ruthenium during the course of the text.<br />

The chapter begins with an introduction once<br />

again paying tribute to the great work by Knowles<br />

and Noyori in the field of asymmetric hydrogenation.<br />

It then talks about the work done by Merck chemists<br />

to increase the use of asymmetric catalysis in drug<br />

discovery programmes within the company.The chapter<br />

drives home the key message that by identifying<br />

and having a concerted effort to utilise and improve<br />

a particular reaction, unprecedented progress could<br />

be made.<br />

Three detailed case studies born out of Merck’s<br />

‘Catalysis Initiative’ are then recounted: laropiprant,<br />

an API in the cholesterol-lowering drug Tredaptive TM ;<br />

taranabant, an API in the treatment of obesity; and<br />

sitagliptin, an API in the treatment of type 2 diabetes<br />

(Figure 2) (Scheme III). All three demonstrate the<br />

vital importance of high-throughput screening to<br />

optimise both catalyst and reaction conditions<br />

within a constrained time-frame.The whole chapter is<br />

a success story for the Merck ‘Catalysis Initiative’ and<br />

should serve as inspiration to other companies in<br />

the search for new methods for large-scale drug<br />

production.<br />

Conclusions<br />

This book contains a comprehensive examination of<br />

a wide range of industrially important asymmetric<br />

reactions. It clearly shows the difficulties and challenges<br />

associated with these reactions, and more<br />

importantly how scientists and engineers have managed<br />

to successfully overcome them. The pgms feature<br />

in a large proportion of the syntheses and<br />

processes mentioned, with palladium-catalysed<br />

hydrogenations and the work of Knowles and Noyori<br />

being particularly significant.<br />

The book is easy to read and well illustrated and<br />

referenced throughout. The decision to group the<br />

chapters by the nature of the process works well,<br />

with the tables at the front of the book easily<br />

directing readers to subjects of interest. The key aim<br />

of this book, to show that asymmetric catalysis is not<br />

merely the preserve of academic research, is driven<br />

home in every chapter. The relevance of each reaction<br />

and synthesis to the industrial environment is<br />

made abundantly clear through a wide array of case<br />

studies.<br />

Overall, this book will be of interest to both industrial<br />

specialists and academics as it contains a good<br />

mix of chemistry and engineering. It provides comfort<br />

and inspiration to those working in this field<br />

through the numerous success stories told and is<br />

undoubtedly a useful source of potential contacts<br />

for those struggling with a particular asymmetric<br />

synthesis issue.<br />

Fig. 2. The structures of laropiprant, taranabant and sitagliptin<br />

138 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Scheme III. First generation route to sitagliptin. BINAP = 2,2'-bis(diphenylphosphino)-1,1'-binaphthyl;<br />

EDC = N-(3-dimethylaminopropyl)-N‘-ethylcarbodiimide hydrochloride; DIAD = di-isopropyl azodicarboxylate;<br />

NMM = N-methylmorpholine<br />

“Asymmetric<br />

Catalysis on<br />

Industrial<br />

Scale”, 2nd<br />

Edition<br />

References<br />

1 “Asymmetric Catalysis on Industrial Scale: Challenges,<br />

Approaches and Solutions”, eds. H.-U. Blaser and<br />

E. Schmidt, Wiley-VCH, Weinheim, Germany, 2004<br />

2 ‘Advanced Information on the Nobel Prize in Chemistry<br />

2001, Catalytic Asymmetric Synthesis’, The Royal<br />

Swedish Academy of Sciences, Stockholm, Sweden,<br />

10th October, 2001<br />

The <strong>Review</strong>er<br />

Dr Stewart Brown graduated with an MChem<br />

(Hons) and a PhD in Chemistry from the<br />

University of Liverpool, UK. He joined Johnson<br />

Matthey in 2004 and spent 5 years as a<br />

Process Development Chemist, involved in the<br />

scale-up of new catalysts and processes for the<br />

Emission Control Technologies business unit.<br />

In 2009 he transferred to Precious <strong>Metals</strong><br />

Marketing and is currently a Market Analyst<br />

within the Market Research team, focusing<br />

on the chemical, electronics, automotive and<br />

petroleum refining sectors.<br />

139 © 2011 Johnson Matthey


doi:10.1595/147106711X570631<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 140–141•<br />

Publications in Brief<br />

BOOKS<br />

“Healthy, Wealthy, Sustainable World”<br />

J. Emsley (UK), Royal Society of<br />

Chemistry, Cambridge, UK, 2010,<br />

248 pages, ISBN 978-1-84755-862-6,<br />

£18.99<br />

The themes of this general reader<br />

book relate to the importance<br />

of chemistry in everyday<br />

life, the benefits chemicals currently<br />

bring, and how the use of<br />

chemicals can continue on a<br />

sustainable basis. Topics covered<br />

include: health, food (the role of agrochemicals<br />

and food chemists),water (drinking water; the seas as<br />

a source of raw materials),fuels,plastics (can they be<br />

sustainable?), cities and sport.<br />

“Modern Electroplating”, 5th Edition<br />

Edited by M. Schlesinger (University<br />

of Windsor, Windsor, Ontario,<br />

Canada) and M. Paunovic (USA),<br />

John Wiley & Sons, Inc, Hoboken,<br />

New Jersey, USA, 2010, 736 pages,<br />

ISBN 978-0-470-16778-6, £100.00,<br />

€120.00, US$149.95; e-ISBN:<br />

9780470602638<br />

This expanded new edition<br />

places emphasis on electroplating<br />

and electrochemical plating in nanotechnologies,<br />

data storage and medical applications. It<br />

includes chapters on ‘Palladium Electroplating’ and<br />

‘Electroless Deposition of Palladium and <strong>Platinum</strong>’.<br />

“Pharmaceutical Process Chemistry”<br />

Edited by T. Shioiri (Japan), K. Izawa<br />

(Ajinomoto Co, Inc, Japan) and<br />

T. Konoike (Shionogi & Co, Ltd,<br />

Japan), Wiley-VCH Verlag GmbH &<br />

Co KGaA, Weinheim, Germany, 2011,<br />

526 pages, ISBN 978-3-527-32650-1,<br />

£125.00, €150.00, US$210.00;<br />

e-ISBN 9783527633678<br />

This book covers the basic<br />

chemistry needed for future<br />

developments and key techniques<br />

in the pharmaceutical industry, as well as<br />

morphology, engineering and regulatory issues.<br />

Recent examples of industrial production of active<br />

pharmaceutical ingredients are given. It includes<br />

chapters on ‘Development of Palladium Catalysts for<br />

Chemoselective Hydrogenation’, ‘Silicon-Based<br />

Carbon–Carbon Bond Formation by Transition Metal<br />

Catalysis’ and ‘Direct Reductive Amination with<br />

Amine Boranes’.<br />

JOURNALS<br />

Geoscience Frontiers<br />

Editor-in-Chief: X. X. Mo (China<br />

University of Geosciences (Beijing),<br />

China); China University of<br />

Geosciences (Beijing), Peking<br />

University and Elsevier BV; ISSN<br />

1674-9871<br />

Geoscience Frontiers (GSF) is a<br />

new quarterly journal under the<br />

joint sponsorship of the China<br />

University of Geosciences<br />

(Beijing) and Peking University. Co-published with<br />

Elsevier, GSF publishes original research articles and<br />

reviews of recent advances in all fields of earth sciences.<br />

Technical papers, case histories, reviews and<br />

discussions are included.<br />

Greenhouse Gases: Science and Technology<br />

Edited by Mercedes Maroto-Valer<br />

(Centre for Innovation in Carbon<br />

Capture and Storage (CICCS), University<br />

of Nottingham, UK) and<br />

Curtis Oldenburg (Geologic Carbon<br />

Sequestration (GCS) Program,<br />

Lawrence Berkeley National Laboratory,<br />

USA); Society of Chemical<br />

Industry and John Wiley & Sons, Ltd;<br />

e-ISSN 2152-3878<br />

Greenhouse Gases: Science and Technology (GHG) is<br />

a new quarterly online journal from the Society of<br />

Chemical Industry (SCI) and Wiley. GHG is dedicated<br />

to the management of greenhouse gases through capture,<br />

storage, utilisation and other strategies. GHG will<br />

explore subject areas such as:<br />

(a) Carbon capture and storage;<br />

(b) Utilisation of carbon dioxide (CO 2 );<br />

(c) Other greenhouse gases: methane (CH 4 ), nitrous<br />

oxide (N 2 O), halocarbons;<br />

(d) Other mitigation strategies.<br />

140 © 2011 Johnson Matthey


doi:10.1595/147106711X570631<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

High-Temperature Materials<br />

JOM, 2010, 62, (10)<br />

The theme of this issue of JOM<br />

is high-temperature materials<br />

which includes the following<br />

four articles on the topic of<br />

nickel-based superalloys:<br />

The Thermodynamic Modeling of<br />

Precious-Metal-Modified Nickel<br />

Based Superalloys<br />

F. Zhang, J. Zhu, W. Cao, C. Zhang and Y. A. Chang, JOM,<br />

2010, 62, (10), 35<br />

Precious-Metal-Modified Nickel-Based Superalloys:<br />

Motivation and Potential Industry Applications<br />

A. Bolcavage and R. C. Helmink, JOM, 2010, 62, (10), 41<br />

The Use of Precious-Metal-Modified Nickel-Based<br />

Superalloys for Thin Gage Applications<br />

D. L. Ballard and A. L. Pilchak, JOM, 2010, 62, (10), 45<br />

A Combined Mapping Process for the Development of<br />

<strong>Platinum</strong>-Modified Ni-Based Superalloys<br />

A. J. Heidloff, Z. Tang, F. Zhang and B. Gleeson, JOM, 2010,<br />

62, (10), 48<br />

21st International Symposium on Chemical Reaction<br />

Engineering (ISCRE 21)<br />

Ind. Eng. Chem. Res., 2010, 49, (21),<br />

10153–11120<br />

ISCRE 21 was held in<br />

Philadelphia, Pennsylvania, USA,<br />

from 13th–16th June 2010. The<br />

symposium focused on the role<br />

of chemical reaction engineering<br />

in addressing resource sustainability,<br />

environmental and<br />

life science challenges. The topics covered included<br />

rational design of catalysts, computational catalysis,<br />

reaction path analysis, dynamics of chemical reactors,<br />

multiphase and reacting flows, environmental<br />

reaction engineering, microreactors, membrane reactors,<br />

process intensification, fuel cells, bioderived<br />

chemicals and fuels, clean coal conversion processes,<br />

CO 2 capture and utilisation,hydrogen production and<br />

utilisation, and novel functional materials. This ISCRE<br />

21 special issue of Industrial & Engineering Chemistry<br />

Research consists of Invited Perspectives by the<br />

plenary speakers, as well as regular, full-length contributed<br />

papers by the other authors.<br />

Recent Advances in the in-situ Characterization of<br />

Heterogeneous Catalysts<br />

Chem. Soc. Rev., 2010, 39, (12),<br />

4541–5072<br />

The 28 review articles of this<br />

themed issue of Chemical<br />

Society <strong>Review</strong>s cover the advantages,<br />

limitations, challenges<br />

and future possibilities of in situ<br />

characterisation techniques for<br />

“elucidating the ‘genesis’ and<br />

working principles of heterogeneous catalysts”. Bert<br />

Weckhuysen (Inorganic Chemistry and Catalysis<br />

Group, Debye Institute for Nanomaterials Science,<br />

Utrecht University, The Netherlands) assembled this<br />

issue on in situ characterisation of catalytic solids.<br />

ON THE WEB<br />

Global Emissions Management<br />

Latest issue: Volume 3, Issue 01<br />

(November 2010)<br />

Johnson Matthey Environmental<br />

Catalysts and Technologies’<br />

Global Emissions<br />

Management (GEM) publication<br />

featuring developments in emissions control is<br />

now online. Free subscription to GEM online allows<br />

subscribers to:<br />

(a) Read up-to-date news and features;<br />

(b) Access all previous articles from Global<br />

Emissions Management;<br />

(c) Create a bespoke issue using MyGEM;<br />

(d) Print, download and share all articles.<br />

Find this at: http://www.jm-gem.com/<br />

141 © 2011 Johnson Matthey


doi:10.1595/147106711X570479<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 142–145•<br />

Abstracts<br />

CATALYSIS – APPLIED AND PHYSICAL<br />

ASPECTS<br />

Controlled Synthesis of Pt Nanoparticles via Seeding<br />

Growth and Their Shape-Dependent Catalytic Activity<br />

X. Gong, Y. Yang, L. Zhang, C. Zou, P. Cai, G. Chen and<br />

S. Huang, J. Colloid Interface Sci., 2010, 352, (2), 379–385<br />

Octahedral,cuboctahedral,branched and ‘rice-like’Pt<br />

NPs were synthesised using a seed-mediated growth<br />

route. Pt NPs (3 nm) were prepared and dispersed in<br />

oleyl amine to form a seed solution and then<br />

Pt(acac) 2 was added. By adjusting the molar ratio of<br />

Pt from Pt(acac) 2 and seed NPs, the seed diameter<br />

and the addition route of Pt(acac) 2 , the NPs growth<br />

could be controlled to fall into in a kinetic or thermodynamic<br />

growth regime. The obtained NPs were<br />

supported on C black (Vulcan XC-72). The catalysts<br />

synthesised from branched NPs were found to have<br />

higher catalytic activity and stability for the oxidation<br />

of methanol.<br />

Pyrophoricity and Stability of Copper and <strong>Platinum</strong><br />

Based Water-Gas Shift Catalysts during Oxidative<br />

Shut-Down/Start-Up<br />

R. Kam, J. Scott, R. Amal and C. Selomulya, Chem. Eng. Sci.,<br />

2010, 65, (24), 6461–6470<br />

In this investigation Cu/ZnO exhibited high levels of<br />

pyrophoricity.This manifested as a sharp temperature<br />

rise of the catalyst bed upon air introduction. Severe<br />

sintering of the bulk and metallic phases of the catalyst<br />

resulted in catalyst deactivation.No pyrophoricity<br />

was observed for Pt-based catalysts; however, there<br />

was sintering of the metallic phase in Pt/TiO 2 and<br />

Pt/ZrO 2 . Pt/CeO 2 retained its activity, displaying no<br />

loss in specific surface area or metal dispersion.<br />

Shape-Selective Formation and Characterization of<br />

Catalytically Active Iridium Nanoparticles<br />

S. Kundu and H. Liang, J.<br />

Colloid Interface Sci., 2011,<br />

354, (2), 597–606<br />

Sphere, chain, flake and<br />

needle shaped Ir NPs<br />

were synthesised via<br />

reduction of Ir(III) ions in<br />

cetyltrimethylammonium<br />

bromide micellar<br />

media containing alkaline<br />

2,7-dihydroxynaphthalene under UV irradiation. The<br />

NPs’ morphology was tuned by changing the surfactant:metal<br />

ion molar ratios and altering other parameters.The<br />

Ir nano-needles were a good catalyst for the<br />

reduction of organic dyes in presence of NaBH 4 .<br />

CATALYSIS – REACTIONS<br />

Selective Oxidation of Glucose Over Carbon-<br />

Supported Pd and Pt Catalysts<br />

I. V. Delidovich, O. P. Taran, L. G. Matvienko, A. N. Simonov,<br />

I. L. Simakova, A. N. Bobrovskaya and V. N. Parmon, Catal.<br />

Lett., 2010, 140, (1–2), 14–21<br />

Pt/C exhibited lower specific activity and provided<br />

poor selectivity of glucose oxidation to gluconic acid<br />

by O 2 in comparison with Pd/C.The finely dispersed<br />

Pd/C catalysts are prone to deactivation due to oxidation<br />

of their surface, while larger metal particles are<br />

more tolerant and stable. The activity of Pd nanoparticles<br />

can be maintained when the process is<br />

controlled by diffusion of O towards the active component<br />

of the catalyst.<br />

Carbonates: Eco-Friendly Solvents for Palladium-<br />

Catalysed Direct Arylation of Heteroaromatics<br />

J. J. Dong, J. Roger, C. Verrier, T. Martin, R. Le Goff, C. Hoarau<br />

and H. Doucet, Green Chem., 2010, 12, (11), 2053–2063<br />

Direct 2-,4- or 5-arylation of heteroaromatics with aryl<br />

halides using PdCl(C 3 H 5 )(dppb) as catalyst precursor/base<br />

was shown to proceed in moderate to good<br />

yields using the solvents diethylcarbonate (see the<br />

Figure) or propylene carbonate.The best yields were<br />

obtained using benzoxazole or thiazole derivatives<br />

(130ºC). The arylation of furan, thiophene, pyrrole,<br />

imidazole or isoxazole derivatives was found to<br />

require a higher reaction temperature (140ºC).<br />

J. J. Dong et al., Green Chem., 2010, 12, (11), 2053–2063<br />

142 © 2011 Johnson Matthey


doi:10.1595/147106711X570479<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

EMISSIONS CONTROL<br />

A Global Description of DOC Kinetics for Catalysts<br />

with Different <strong>Platinum</strong> Loadings and Aging Status<br />

K. Hauff, U. Tuttlies, G. Eigenberger and U. Nieken, Appl.<br />

Catal. B: Environ., 2010, 100, (1–2), 10–18<br />

Five Pt/γ-Al 2 O 3 DOCs with different Pt loadings and<br />

ageing steps were characterised with regards to Pt<br />

particle diameter, active surface area and conversion<br />

behaviour for CO, propene and NO oxidation.<br />

HR-REM showed that the Pt particles have diameters<br />

larger than 8 nm. The catalyst activity was shown to<br />

be directly proportional to the catalytically active surface<br />

area, which was determined by CO chemisorption<br />

measurements. In order to model the CO and<br />

propene oxidation kinetics, only the catalytically<br />

active surface has to be changed in the global<br />

kinetic models. The same was true for NO oxidation<br />

at higher temperatures.<br />

FUEL CELLS<br />

High <strong>Platinum</strong> Utilization in Ultra-Low Pt Loaded<br />

PEM Fuel Cell Cathodes Prepared by Electrospraying<br />

S. Martin, P. L. Garcia-Ybarra and J. L. Castillo, Int. J.<br />

Hydrogen Energy, 2010, 35, (19), 10446–10451<br />

The title cathodes with Pt loadings as low as 0.012 mg<br />

Pt cm –2 were prepared by the electrospray method.<br />

SEM of these layers showed a high dispersion of the<br />

catalyst powders forming fractal deposits made by<br />

small clusters of Pt/C NPs, with the clusters arranging<br />

in a dendritic growth. Using these cathodes in MEAs,<br />

a high Pt utilisation in the range 8–10 kW g –1 was<br />

obtained for a fuel cell operating at 40ºC and atmospheric<br />

pressure.Moreover,a Pt utilisation of 20 kW g –1<br />

was attained at 70ºC and 3.4 bar over-pressure.<br />

Effect of MEA Fabrication Techniques on the Cell<br />

Performance of Pt–Pd/C Electrocatalyst for Oxygen<br />

Reduction in PEM Fuel Cell<br />

S. Thanasilp and M. Hunsom, Fuel, 2010, 89, (12),<br />

3847–3852<br />

The effect of three different MEA fabrication techniques:<br />

catalyst-coated substrate by direct spray<br />

(CCS), catalyst-coated membrane by direct spray<br />

(CCM-DS) or decal transfer (CCM-DT), on the O 2<br />

reduction in a PEMFC was investigated under identical<br />

Pt-Pd/C loadings. The cells prepared by the CCM<br />

methods, and particularly by CCM-DT, exhibited a significantly<br />

higher open circuit voltage (OCV) but a<br />

lower ohmic and charge transfer resistance. By using<br />

CV with H 2 adsorption, it was found that the electrochemically<br />

active area of the electrocatalyst prepared<br />

by CCM-DT was higher than those by CCS and<br />

CCM-DS. Under a H 2 /O 2 system at 0.6 V, the cells<br />

with an MEA made by CCM-DT provided the highest<br />

cell performance (~350 mA cm –2 ).<br />

METALLURGY AND MATERIALS<br />

Shape Memory Effect and Pseudoelasticity of TiPt<br />

Y. Yamabe-Mitarai, T. Hara, S. Miura and H. Hosoda,<br />

Intermetallics, 2010, 18, (12), 2275–2280<br />

Martensitic transformation behaviour and SM properties<br />

of Ti-50 at%Pt SMA were investigated using<br />

high-temperature XRD and loading–unloading compression<br />

tests. The structures of the parent and<br />

martensite phases were identified as B2 and B19,<br />

respectively. Strain recovery was observed during<br />

unloading at RT and at 1123 K, which was below the<br />

martensite temperature. Shape recovery was investigated<br />

for the samples by heating at 1523 K for 1 h. The<br />

strain recovery rate was 30–60% for the samples tested<br />

at RT and ~11% for the samples tested at 1123 K.<br />

Role of Severe Plastic Deformation on the Cyclic<br />

Reversibility of a Ti 50.3 Ni 33.7 Pd 16 High Temperature<br />

Shape Memory Alloy<br />

B. Kockar, K. C. Atli, J. Ma, M. Haouaoui, I. Karaman, M.<br />

Nagasako and R. Kainuma, Acta Mater., 2010, 58, (19),<br />

6411–6420<br />

The effect of microstructural refinement on the thermomechanical<br />

cyclic stability of the title HTSMA<br />

which was severely plastically deformed using equal<br />

channel angular extrusion (ECAE) was investigated.<br />

The grain/subgrain size of the high temperature<br />

austenite phase was refined down to ~100 nm. The<br />

increase in strength differential between the onset of<br />

transformation and the macroscopic plastic yielding<br />

after ECAE led to enhancement in the cyclic stability<br />

during isobaric cooling–heating. The reduction in<br />

irrecoverable strain levels is attributed to the increase<br />

in critical stress for dislocation slip due to the<br />

microstructural refinement during ECAE.<br />

CHEMISTRY<br />

The Chemistry of Tri- and High-Nuclearity<br />

Palladium(II) and <strong>Platinum</strong>(II) Complexes<br />

V. K. Jain and L. Jain, Coord. Chem. Rev., 2010, 254,<br />

(23–24), 2848–2903<br />

143 © 2011 Johnson Matthey


doi:10.1595/147106711X570479<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

This review gives an overview of the title complexes<br />

and reports developments. Three or more squareplanar<br />

metal atoms can be assembled in several ways<br />

resulting in complexes with a myriad of geometric<br />

forms.These square planes may be sharing a corner,<br />

an edge and two edges or even separated by ligands<br />

having their donor atoms incapable of forming<br />

chelates, yielding dendrimers and self-assembled<br />

molecules. Synthetic, spectroscopic and structural<br />

aspects of these complexes together with their applications<br />

are described. (Contains 554 references.)<br />

ELECTRICAL AND ELECTRONICS<br />

Dissolution and Interface Reactions between<br />

Palladium and Tin (Sn)-Based Solders:<br />

Part I. 95.5Sn-3.9Ag-0.6Cu Alloy<br />

P. T. Vianco, J. A. Rejent, G. L. Zender and P. F. Hlava, Metall.<br />

Mater. Trans. A, 2010, 41, (12), 3042–3052<br />

The interface microstructures and dissolution behaviour<br />

which occur between Pd substrates and molten<br />

95.5Sn-3.9Ag-0.6Cu (wt%) were studied. The solder<br />

bath temperatures were 240–350ºC, and the immersion<br />

times were 5–240 s.As a protective finish in electronic<br />

assemblies, Pd would be relatively slow to<br />

dissolve into molten Sn-Ag-Cu solder. The Pd-Sn intermetallic<br />

compound (IMC) layer would remain sufficiently<br />

thin and adherent to a residual Pd layer so as<br />

to pose a minimal reliability concern for Sn-Ag-Cu<br />

interconnections.<br />

Dissolution and Interface Reactions between<br />

Palladium and Tin (Sn)-Based Solders:<br />

Part II. 63Sn-37Pb Alloy<br />

P. T. Vianco, J. A. Rejent, G. L. Zender and P. F. Hlava, Metall.<br />

Mater. Trans. A, 2010, 41, (12), 3053–3064<br />

The interface microstructures as well as the rate<br />

kinetics of dissolution and IMC layer formation were<br />

investigated for couples formed between molten<br />

63Sn-37Pb (wt%) and Pd sheet. The solder bath temperatures<br />

were 215–320ºC, and the immersion times<br />

were 5, 15, 30, 60, 120 and 240 s. The extents of Pd<br />

dissolution and IMC layer development were significantly<br />

greater for molten Sn-Pb than the Pb-free<br />

Sn-Ag-Cu (Part I, as above) at a given test temperature.<br />

ELECTROCHEMISTRY<br />

The Effect of Gold on <strong>Platinum</strong> Oxidation in<br />

Homogeneous Au–Pt Electrocatalysts<br />

S. D. Wolter, B. Brown, C. B. Parker, B. R. Stoner and J. T.<br />

Glass, Appl. Surf. Sci., 2010, 257, (5), 1431–1436<br />

Ambient air oxidation of Au-Pt thin films was carried<br />

out at RT and then the films were characterised by<br />

XPS. The homogeneous films were prepared by RF<br />

cosputtering with compositions varying from Au 9 Pt 91<br />

to Au 89 Pt 11 and compared to pure Pt and Au thin<br />

films. The predominant oxidation products were PtO<br />

and PtO 2 . Variations in Pt oxide phases and/or concentration<br />

did not contribute to enhanced electrocatalytic<br />

activity for oxygen reduction observed for the<br />

intermediate alloy stoichiometries.<br />

A Feasibility Study of the Electro-recycling of<br />

Greenhouse Gases: Design and Characterization of a<br />

(TiO 2 /RuO 2 )/PTFE Gas Diffusion Electrode for the<br />

Electrosynthesis of Methanol from Methane<br />

R. S. Rocha, L. M. Camargo, M. R. V. Lanza and R. Bertazzoli,<br />

Electrocatalysis, 2010, 1, (4), 224–229<br />

The title GDE was designed to be used in the electrochemical<br />

conversion of CH 4 into MeOH under<br />

conditions of simultaneous O 2 evolution. The GDE<br />

was prepared by pressing and sintering TiO 2 (0.7)/<br />

RuO 2 (0.3) powder and PTFE. CH 4 was inserted into<br />

the reaction medium by the GDE and electrosynthesis<br />

was carried out in 0.1 mol l –1 Na 2 SO 4 . Controlled<br />

potential experiments showed that MeOH concentration<br />

increased with applied potential, reaching<br />

220 mg l –1 cm 2 ,at 2.2V vs. a calomel reference electrode.<br />

Current efficiency for MeOH formation was 30%.<br />

PHOTOCONVERSION<br />

Cyclometalated Red Iridium(III) Complexes<br />

Containing Carbazolyl-Acetylacetonate Ligands:<br />

Efficiency Enhancement in Polymer LED Devices<br />

N. Tian, Y. V. Aulin, D. Lenkeit, S. Pelz, O. V. Mikhnenko, P. W.<br />

M. Blom, M. A. Loi and E. Holder, Dalton Trans., 2010, 39,<br />

(37), 8613–8615<br />

New red emitting cyclometalated Ir(III) complexes<br />

containing carbazolyl-acetylacetonate ligands (1, 2)<br />

were prepared and then compared to the commonly<br />

used reference emitter [(btp) 2 Ir(III)(acac)]. For a<br />

range of concentrations the new complexes<br />

revealed better luminous efficiencies than<br />

[(btp) 2 Ir(III)(acac)]. The phosphorescence decay<br />

times of the newly designed triplet emitters are<br />

significantly shorter making them attractive<br />

candidates for applications in advanced organic and<br />

polymer LEDs.<br />

144 © 2011 Johnson Matthey


doi:10.1595/147106711X570479<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

N. Tian et al., Dalton Trans., 2010, 39, (37), 8613–8615<br />

1<br />

2<br />

145 © 2011 Johnson Matthey


doi:10.1595/147106711X570398<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 146–148•<br />

Patents<br />

CATALYSIS – APPLIED AND PHYSICAL<br />

ASPECTS<br />

Palladium(0) Complex Catalyst<br />

Johnson Matthey Plc, World Appl. 2010/128,316<br />

A Pd(0)L n complex, where L is a ligand and<br />

n = 2, 3 or 4, is prepared by reacting a Pd(II) complex<br />

in a solvent with a base and ligand L. Further base,<br />

optionally in a solvent, may be added to form the<br />

Pd(0)L n complex. The pre-formed Pd(0) complex<br />

can be prepared on an industrial scale and used as a<br />

catalyst in Pd-catalysed cross-coupling reactions.<br />

When n = 2, the Pd(II) complex may not be<br />

[(o-tol) 3 P] 2 PdCl 2 . The Pd(0)L n complex may be, for<br />

example, Pd[ t Bu 2 (p-PhMe 2 N)P] 2 or Pd[ t Bu 2 (Np)P] 2 .<br />

Polymer-Supported Ruthenium Catalysts<br />

C.-M. Che and K.-W. M. Choi, US Appl. 2011/0,009,617<br />

Non-crosslinked soluble polystyrene-supported Ru<br />

nanoparticles were prepared by reacting<br />

[RuCl 2 (C 6 H 5 CO 2 Et)] 2 with polystyrene in air. The<br />

supported Ru nanoparticles can be used to catalyse<br />

intra- and intermolecular carbenoid insertion into<br />

C–H and N–H bonds, alkene cyclopropanation and<br />

ammonium ylide/[2,3]-sigmatropic rearrangement<br />

reactions and can be recovered and reused ten times<br />

without significant loss of activity.<br />

Dinuclear Osmium-Rhodium Photocatalyst<br />

Toyota Motor Corp, Japanese Appl. 2010-209,044<br />

A dinuclear metal complex,for example 1,containing<br />

a light-harvesting Os(tpy) 2 2+ moiety and a catalytically<br />

active diphosphine Rh moiety can be used as a<br />

N<br />

N<br />

N<br />

Os<br />

N<br />

N<br />

N<br />

Japanese Appl. 2010-209,044<br />

R 2<br />

P<br />

P<br />

R 2<br />

(PF 6 ) 2<br />

Rh<br />

R =phenyl, isopropyl, ethyl, tert-butyl, cyclohexyl,<br />

propyl or naphthyl<br />

1<br />

Cl<br />

CO<br />

photocatalyst for decomposing H 2 O to produce H 2 .<br />

The photocatalyst is prepared by cross-coupling a terpyridyl<br />

Os complex with phenylboronic acid pinacol<br />

ester having a phosphinothioyl group in the presence<br />

of a Pd catalyst to obtain the corresponding phosphine<br />

sulfide.This is reacted with Raney Ni to give a<br />

diphosphine ligand having an Os(tpy) 2+<br />

2 moiety.<br />

This ligand is mixed with a transition metal complex<br />

such as [RhCl(CO) 2 ] 2 in a suitable solvent at room<br />

temperature to obtain the dinuclear metal complex.<br />

CATALYSIS – INDUSTRIAL PROCESS<br />

Palladium-Catalysed Preparation of Intermediates<br />

Bayer CropScience AG, World Appl. 2011/003,530<br />

Substituted and unsubstituted (2,4-dimethylbiphenyl-<br />

3-yl)acetic acids and their esters are prepared via a<br />

selective Suzuki cross-coupling reaction using<br />

homogenous or heterogeneous Pd catalysts. 4-tert-<br />

Butyl-2,6-dimethylphenyl acetic acid and 4-tert-butyl-<br />

2,6-dimethyl mandelic acid, useful as intermediates<br />

for pharmaceutical compounds or agricultural chemicals,<br />

are produced in good yield from inexpensive<br />

starting materials.<br />

Fixed-Bed <strong>Platinum</strong> Catalyst for Hydrosilylation<br />

Gelest Technol. Inc, US Appl. 2010/0,280,266<br />

A recyclable fixed-bed catalyst complex containing a<br />

silica-supported Pt carbene catalyst is claimed for use<br />

in a hydrosilylation process between an olefin, silicone<br />

or alkyne and a silicone to produce an<br />

organofunctional silane and/or a crosslinked silicone<br />

which contains


doi:10.1595/147106711X570398<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

produced under standard hydroformylation reaction<br />

conditions of 75–125ºC and 1–70 bar (15–1000 psig).<br />

EMISSIONS CONTROL<br />

High Palladium Content Diesel Oxidation Catalysts<br />

Umicore AG & Co KG, World Appl. 2010/133,309<br />

Pd-enriched DOCs are claimed for the oxidation of<br />

CO and HC emissions from a compression ignition/<br />

diesel engine. A first washcoat covers 25–95% of the<br />

substrate from the inlet and may contain Pt:Pd in a<br />

ratio for example 1:1; a second washcoat is richer in<br />

Pd than the first washcoat,with a Pt:Pd ratio for example<br />

1:2, and covers 5–75% of the substrate from the<br />

inlet.The catalysts are described as having increased<br />

performance and hydrothermal durability under cold<br />

start conditions.<br />

<strong>Platinum</strong>-Palladium Diesel Oxidation Catalyst<br />

BASF Corp, US Patent 7,875,573 (2011)<br />

An exhaust gas treatment system includes a DOC<br />

containing two washcoat layers coated onto a high<br />

surface area support substantially free of silica. The<br />

bottom washcoat layer contains Pt:Pd in a ratio<br />

between 2:1–1:2 and does not contain a HC storage<br />

component. The top washcoat layer contains Pt:Pd<br />

in a ratio between 2:1–10:1 and one or more HC storage<br />

components. A soot filter is located downstream<br />

of the DOC and a NOx conversion catalyst is located<br />

downstream of the soot filter.<br />

FUEL CELLS<br />

<strong>Platinum</strong> and Palladium Alloy Electrodes<br />

Danmarks Tekniske Univ., World Appl. 2011/006,511<br />

Electrode catalysts formed from Pt or Pd, preferably<br />

Pt, alloyed with Sc,Y and/or La on a conductive support<br />

material are claimed for use in a PEMFC.The catalysts<br />

are described as having increased ORR activity,<br />

comparable active site density and lower cost compared<br />

to pure Pt. The activity enhancement is stable<br />

over extended periods of time.<br />

Binary and Ternary <strong>Platinum</strong> Alloy Catalysts<br />

California Inst. Technol., US Appl. 2011/0,003,683<br />

Pt-based alloys containing


doi:10.1595/147106711X570398<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

<strong>Platinum</strong> Apparatus for Producing Glass<br />

Nippon Electric Glass Co Ltd, Japanese Appl. 2010-228,942<br />

Glass manufacturing apparatus which reduces the<br />

formation of bubbles in optical or display glass is<br />

claimed. A dry coating containing a glass powder and<br />

a ceramic powder is formed on the outer surface of a<br />

Pt container. The coated Pt container is then surrounded<br />

by a refractory layer containing >97 wt%<br />

Al 2 O 3 and SiO 2 and fired.<br />

MEDICAL AND DENTAL<br />

Ruthenium Compounds for Treating Cancer<br />

Univ. Strasbourg, World Appl. 2011/001,109<br />

Ru compounds for treating proliferative diseases, in<br />

particular cancer, are claimed, together with pharmaceutical<br />

compositions containing the same. Preferred<br />

compounds include 1 and 2.<br />

ELECTRICAL AND ELECTRONICS<br />

World Appl. 2011/001,109<br />

Gas Discharge Lamp with Iridium Electrode<br />

Koninklijke Philips Electronics NV, US Appl. 2010/0,301,746<br />

A gas discharge lamp includes a gas discharge vessel<br />

filled with S, Se, Te or a compound thereof and an<br />

electrode assembly in which the electron-emissive<br />

material is 80–100 wt% Ir optionally alloyed with Ru,<br />

Os, Rh, Pd or Pt. The Ir-based electrode has a high<br />

melting point and resists chemical reaction with the<br />

gas filling, providing a long-lived, efficient, compact<br />

and high intensity white light source for applications<br />

such as general and professional illumination.<br />

O<br />

O<br />

N<br />

N<br />

Ru<br />

N<br />

N<br />

N<br />

+<br />

–<br />

PF 6<br />

1<br />

+<br />

Integrated Rhodium Contacts<br />

IBM Corp, US Patent 7,843,067 (2010)<br />

A microelectronic structure contains an interconnect<br />

barrier layer of Ta, Ti, W, Mo or their nitrides, between<br />

a Rh contact structure and a Cu interconnect structure.<br />

Interdiffusion between Rh and Cu is prevented<br />

and low resistance in microelectronic devices can be<br />

achieved.<br />

N<br />

N<br />

Ru<br />

N<br />

N<br />

N<br />

–<br />

PF 6<br />

2<br />

148 © 2011 Johnson Matthey


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•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2), 149–151•<br />

Flame Spray Pyrolysis: A Unique<br />

Facility for the Production of<br />

Nanopowders<br />

FINAL ANALYSIS<br />

Flame spray pyrolysis can be used to produce a<br />

wide array of high purity nanopowders ranging<br />

from single metal oxides such as alumina to more<br />

complex mixed oxides, metals and catalysts. The<br />

technique was first developed by the research group<br />

of Sotiris E. Pratsinis at ETH Zurich, Switzerland (1).<br />

Since then it has been used to create new and<br />

sophisticated materials for catalysis and other<br />

applications (2).<br />

Johnson Matthey has developed its own Flame<br />

Spray Pyrolysis Facility (Figure 1) which produces<br />

a range of nanopowders using the flame spray pyrolysis<br />

technique. It has the capacity to produce up to<br />

100 g h −1 of nanopowder product, depending on the<br />

material composition, and a number of process variables<br />

enable the preparation of well-defined target<br />

materials.<br />

How it Works<br />

Flame spray pyrolysis is a one step process in which<br />

a liquid feed – a metal precursor(s) dissolved in a<br />

solvent – is sprayed with an oxidising gas into a flame<br />

zone. The spray is combusted and the precursor(s)<br />

are converted into nanosized metal or metal oxide<br />

particles, depending on the metal and the operating<br />

conditions. The technique is flexible and allows the<br />

use of a wide range of precursors, solvents and<br />

process conditions, thus providing control over particle<br />

size and composition.<br />

Materials Synthesised<br />

A range of oxide-based materials have been prepared<br />

using the technique and some examples are illustrated<br />

in Table I. Some of these materials find uses<br />

in catalysis, electronics, thin film applications and<br />

Fig. 1. Johnson Matthey’s development-scale Flame Spray Pyrolysis Facility, housed at the Johnson<br />

Matthey Technology Centre, Sonning Common, UK. It offers a unique facility for the production<br />

for nanopowders<br />

149 © 2011 Johnson Matthey


doi:10.1595/147106711X567680<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Table I<br />

Properties of Selected Metal Oxides Prepared by Flame Spray Pyrolysis<br />

Material Particle size a , Specific surface Phase identification<br />

nm area b , m 2 g −1<br />

Al 2 O 3 10–15 ~100 Mixture of γ- and δ-Al 2 O 3<br />

CeO 2 10–15 80–100 Cubic CeO 2<br />

ZnO 8–15 60–90 Mainly tetragonal ZrO 2<br />

TiO 2 25 80–100 Mainly anatase and trace of rutile<br />

Doped TiO 2 30 90–100 Mainly rutile and traces of anatase<br />

a Determined by TEM analysis<br />

b Determined by BET analysis<br />

other areas. Additionally the transferable knowledge<br />

gained can be applied to the synthesis of pgm catalysts<br />

and supported pgm catalysts by the flame spray<br />

method.<br />

Case Study: A Palladium Catalyst for<br />

Fine Chemicals Synthesis<br />

A 2 wt% Pd/Al 2 O 3 catalyst was prepared from an<br />

organometallic palladium compound and an aluminium<br />

alkoxide in a organic solvent. The solution<br />

5 nm<br />

Fig. 2. Transmission electron microscopy (TEM) image<br />

of a flame made Pd/Al 2 O 3 catalyst with Pd nanoparticles<br />

highlighted by red arrows<br />

was fed into the spray at 5 ml min −1 in an oxygen<br />

stream of 5 l min −1 . The spray was then combusted<br />

with a pre-ignited flame of methane/oxygen. The<br />

resulting product (Figure 2) had a specific surface<br />

area of 145 m 2 g −1 with a Pd dispersion around 30% as<br />

determined by CO chemisorption.<br />

The catalyst was tested in the hydrogenation of<br />

nitrobenzene to produce aniline, using 0.5 g of<br />

nitrobenzene in 5 ml of ethanol at 3 bar and 50ºC. Its<br />

performance was found to be comparable to that of<br />

commercially available Pd/Al 2 O 3 and Pd/C catalysts.<br />

This demonstrates that the Pd particles in the flame<br />

spray samples are well dispersed throughout the support<br />

and give rise to a high metal surface area available<br />

for catalysis.<br />

Study of the effects of the process parameters<br />

including spray conditions and precursor chemistry<br />

on catalyst characteristics is ongoing.<br />

Conclusion<br />

The flame spray pyrolysis technique allows for the<br />

preparation of a vast range of materials, including<br />

metastable phases, due to the rapid quenching<br />

process. Johnson Matthey has dedicated much effort<br />

to the application of the technique to the synthesis of<br />

catalysts. Further scale-up will be critical and work is<br />

ongoing via an EU funded project aimed at achieving<br />

a production capacity over 10 kg h −1 .To increase our<br />

know-how and satisfy other interest areas, more work<br />

utilising the technique is also ongoing via other EU<br />

and UK Technology Strategy Board (TSB) funded<br />

projects.<br />

150 © 2011 Johnson Matthey


doi:10.1595/147106711X567680<br />

•<strong>Platinum</strong> <strong>Metals</strong> Rev., 2011, 55, (2)•<br />

Acknowledgement<br />

The creation of the development-scale Flame Spray<br />

Pyrolysis Facility at JMTC, Sonning Common, was<br />

partly funded by a grant provided by the UK’s former<br />

Department of Trade and Industry (DTI) under<br />

its Micro and Nano Technology (“MNT”) Network<br />

initiative.<br />

DR BÉNÉDICTE THIÉBAUT<br />

Johnson Matthey Technology Centre, Blounts Court,<br />

Sonning Common, Reading RG4 9NH UK<br />

E-mail: thiebb@matthey.com<br />

References<br />

1 R. Strobel, A. Baiker and S. E. Pratsinis, Adv. Powder<br />

Technol., 2006, 17, (5), 457<br />

2 R. Strobel and S. E. Pratsinis, <strong>Platinum</strong> <strong>Metals</strong> Rev.,<br />

2009, 53, (1), 11<br />

The Author<br />

Dr Bénédicte Thiébaut joined Johnson Matthey twelve years ago<br />

and worked on numerous projects specialising in the last seven<br />

years in the nanotechnology area. She initially investigated the<br />

synthesis of nanomaterials by solution routes and turned her<br />

interest to other methodologies including the flame spray pyrolysis<br />

(FSP) technique.<br />

151 © 2011 Johnson Matthey


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EDITORIAL TEAM<br />

Jonathan Butler<br />

Publications Manager<br />

Sara Coles<br />

Assistant Editor<br />

Margery Ryan<br />

Editorial Assistant<br />

Keith White<br />

Principal Information Scientist<br />

E-mail: jmpmr@matthey.com<br />

<strong>Platinum</strong> <strong>Metals</strong> <strong>Review</strong> is the quarterly E-journal supporting research on the science and technology<br />

of the platinum group metals and developments in their application in industry<br />

http://www.platinummetalsreview.com/


<strong>Platinum</strong> <strong>Metals</strong> <strong>Review</strong><br />

Johnson Matthey Plc, Precious <strong>Metals</strong> Marketing, Orchard Road, Royston, Hertfordshire SG8 5HE, UK<br />

E-mail: jmpmr@matthey.com<br />

http://www.platinummetalsreview.com/

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