AIMA's Illustrative Questionnaire for Due ... - Interconti, Limited

Does the firm or any affiliate ever deduct its fees
directly from any client accounts?
What is the firm’s liability/indemnity standard?
Does the firm make use of “soft dollars”?
Please attach copies of the following documents and forms where applicable:
Management/Advisory Agreement
Corporate brochure, and other marketing literature
Disclosure Document
Newsletters or other publications
Client Reports
Client References
13-Column Performance Tables
Compliance Manual
Please state the name and title of the officer at your firm who has prepared and reviewed this questionnaire.
Signature:
Name:
Date:
Position:
AIMA’s Illustrative Questionnaire for Due Diligence Review of Managed Futures Fund Managers/Commodity Trading Advisors (CTAs)
© Alternative Investment Management Association (AIMA), April 2000