NYSE_AMEX Members.pdf - Interconti, Limited

NYSE and NYSE Amex Equities Membership Directory
Member Name Market Name Address Phone Website Email
ABN AMRO Clearing Chicago LLC NYSE 175 West Jackson Blvd. 4th Floor Chicago IL 60604 (312) 604‐8000 www.abnamroclearing.com/en
Abel/Noser Corporation NYSE One Battery Park Plaza 6th Floor New York NY 10004 (646) 432‐4000 www.abelnoser.com
Advanced Equities Services Corp. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 785‐3370 www.aei‐advancedequities.com
Albert Fried & Company LLC NYSE 45 Broadway 24th Floor New York NY 10006 (212) 542‐8266 www.albertfried.com
Apex Clearing Corporation NYSE 1700 Pacific Avenue Suite 1400 Dallas TX 75201 (214) 765‐1100 www.apexclearing.com
Archipelago Securities LLC NYSE 100 South Wacker Drive Suite 1800 Chicago IL 60606 (312) 960‐1696 www.tradearca.com
BB&T Securities LLC NYSE 800 Discovery Drive Suite 200 Richmond VA 23229 (804) 643‐1811 www.clearviewcs.com
BMO Capital Markets Corp. NYSE 3 Times Square 27th Floor New York NY 10036 (212) 702‐1200 www.bmocm.com
BNP Paribas Prime Brokerage Inc. NYSE 787 Seventh Avenue 8th Floor New York NY 10019 (212) 471‐6768 www.primebroker.com
BNP Paribas Securities Corp. NYSE 787 Seventh Avenue New York NY 10019 (212) 841‐3000 www.bnpparibas‐us‐info.com
Baker & Co. Incorporated NYSE 19111 Detroit Road Suite 100 Rocky River OH 44116 (216) 696‐0167 www.bakerinvestments.net
Banca IMI Securities Corp. NYSE One William Street New York NY 10004 (212) 326‐1100 www.bancaimi.it
Barclays Capital Inc. NYSE 745 Seventh Avenue New York NY 10019 (212) 526‐7000 www.barcap.com
Bay Crest Partners LLC NYSE 40 Wall Street 45th Floor New York NY 10005 (212) 480‐1400 www.baycrestpartners.com
Benjamin & Jerold Brokerage Inc. NYSE 55 Broad Street 28th Floor New York NY 10004 (312) 341‐0816 www.benjaminjerold.com
Bernard Herold & Co. Inc. NYSE 555 Madison Avenue 17th Floor New York NY 10022 (212) 371‐3950 www.heroldinc.com
Blue Point Securities Inc. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 668‐8700
Bowers Securities Inc. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 656‐5000
Brendan E. Cryan and Company LLC NYSE 2 Rector Street New York NY 10006 (212) 285‐1191 www.bcryanco.com
Brittingham Inc. NYSE 5809 Kennett Pike Wilmington DE 19807 (302) 656‐8173
Brown Brothers Harriman & Co. NYSE 140 Broadway New York NY 10005 (212) 483‐1818 www.bbh.com
C & CO/PrinceRidge Group LLC NYSE 623 Fifth Avenue 19th Floor New York NY 10022 (646) 792‐5600 www.princeridge.com
CIBC World Markets Corp. NYSE 425 Lexington Avenue New York NY 10017 (212) 856‐4000 www.cibcwm.com
CLSA Americas LLC NYSE 1301 Avenue of the Americas 15th Floor New York NY 10019 (212) 549‐8900
Capital Institutional Services Inc. NYSE 1601 Elm St. Suite 3900 Dallas TX 75201 (214) 720‐0055 www.capis.com
Citicorp Securities Services Inc. NYSE 388 Greenwich Street New York NY 10013 (212) 723‐7600
Citigroup Global Markets Inc. NYSE 388 Greenwich Street New York NY 10013‐2396 (212) 816‐6000 www.citigroup.com
ConvergEx Execution Solutions LLC NYSE 1633 Broadway 48th Floor New York NY 10019 (212) 468‐7500 www.bnyconvergex.com
Cowen Capital LLC NYSE 599 Lexington Avenue New York NY 10022 (646) 562‐1000 www.cowen.com
Cowen and Company LLC NYSE 599 Lexington Ave. 20th Floor New York NY 10020 (646) 562‐1000 www.cowen.com
Credit Agricole Cheuvreux North America Inc. NYSE 1301 Avenue of the Americas 15th Floor New York NY 10019 (212) 492‐8800 www.cheuvreux.com
Credit Agricole Securities (USA) Inc. NYSE 1301 Avenue of the Americas 15th Floor New York NY 10019 (212) 408‐5700 www.calyonsecdocs.com
Credit Suisse Securities (USA) LLC NYSE 11 Madison Avenue New York NY 10010‐3629 (212) 325‐2000 www.credit‐suisse.com
Crowell Weedon & Co. NYSE One Wilshire Blvd. 624 South Grand Ave. Los Angeles CA 90017 (213) 620‐1850 www.crowellweedon.com
Cuttone & Co. Inc. NYSE 111 Broadway 10th Floor New York NY 10006 (646) 943‐5400 www.cuttone.com
DAG Securities Inc. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 668‐8700 www.dagllc.com
DART Executions LLC NYSE 350 N. Orleans Street Suite 2N Chicago IL 60654 (312) 244‐5900 www.dartexecutions.com
DE Route NYSE 545 Washington Blvd. Jersey City NJ 07310 (201) 942‐8228 www.directedge.com
DME Securities LLC NYSE c/o MAC Consulting Group Inc. 2 Rector Street ‐ Suite 2101 New York NY 10006 (212) 267‐6011 www.dmecapital.com
DRW Securities LLC NYSE 540 West Madison Street Suite 2500 Chicago IL 60606 (312) 542‐1114 www.drwholdings.com
Daiwa Capital Markets America Inc. NYSE 32 Old Slip Financial Square New York NY 10005 (212) 612‐7000 www.daiwausa.com
Davenport & Company LLC NYSE 901 East Cary Street Suite 1100 Richmond VA 23219 (804) 780‐2000 www.davenportllc.com
David A. Noyes & Co. NYSE 209 South LaSalle Street 12th Floor Chicago IL 60604 (312) 782‐0400 www.danoyes.com
Dermott W. Clancy Corp. NYSE 40 Wall Street 38th Floor New York NY 10005 (212) 747‐1744 www.dwclancycorp.com
Deutsche Bank Securities Inc. NYSE 60 Wall Street New York NY 10005 (212) 250‐2500 www.db.com
Direct Access Partners LLC NYSE 14 Wall Street 18th Floor New York NY 10005 (212) 850‐8896 www.dapartners.com
Doft & Co. Inc. NYSE 55 East 59th Street Suite 12A New York NY 10022 (212) 421‐5550
Doyle Inc. NYSE c/o MAC Consulting Group Inc. 2 Rector Street ‐ Suite 2101 New York NY 10006 (212) 267‐6011 www.johnjdoyle.com
Dru Stock Inc. NYSE 5 Arthurs Court Newtown CT 06470 (212) 344‐3116 www.drustock.com
E&J Securities Corp. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 668‐8700
Edward D. Jones & Co. NYSE 12555 Manchester Road St. Louis MO 63131 (314) 515‐4900 www.edwardjones.com
Electronic Brokerage Systems LLC NYSE 141 West Jackson Blvd. Suite 3510 Chicago IL 60604 (312) 663‐3655
Electronic Transaction Clearing Inc. NYSE 600 South Figueroa Street Suite 1450 Los Angeles CA 90017 (213) 402‐1563 www.etc‐clearing.com
Empire Executions Inc. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 668‐8700
FBN Securities Inc. NYSE 14 Wall Street 30th Floor New York NY 10005 (212) 571‐2722 www.fbnsecurities.com
Farina & Associates Inc. NYSE 20 Broad Street 7th Floor New York NY 10005 (212) 668‐8700 www.farinaandassociates.com
Ferretti Group Inc. NYSE 40 Wall Street 34th Floor New York NY 10005 (212) 509‐1982
Fidelity Brokerage Services LLC NYSE 155 Seaport Boulevard Boston MA 02210 (617) 563‐7000 www.fidelity.com
First Clearing LLC NYSE 901 East Byrd Street 12th Floor Mail Code WS2491 Richmond VA 23219 (804) 965‐2200 www.firstclearing.com
First Manhattan Co. NYSE 437 Madison Avenue 30th Floor New York NY 10022 (212) 756‐3300 www.firstmanhattan.com
Folger Nolan Fleming Douglas Inc. NYSE 725 15th Street N.W. 3rd Floor Washington DC 20005 (202) 783‐5252 www.fnfd.com
Fred Alger & Company Inc. NYSE 360 Park Avenue South New York NY 10010 (800) 223‐3810 www.alger.com
G&L Partners Inc. NYSE 10 Liberty Street Suite 21F New York NY 10005 (212) 217‐0074 www.gandlpartners.com
GETCO Securities LLC NYSE 350 N. Orleans 3rd Floor South Chicago IL 60654 (312) 931‐2200 www.getcollc.com
Getco Execution Services LLC NYSE 350 N. Orleans 3rd Floor South Chicago IL 60654 (312) 931‐2200 www.getcoexecution.com
Gilder Gagnon Howe & Co. LLC NYSE 1775 Broadway New York NY 10019 (212) 765‐2500 www.gghc.com
Global Direct Equities LLC NYSE 71 Broadway 10th Floor New York NY 10006 (212) 785‐1941 www.globaldirectequities.com

Goldman Sachs Execution & Clearing LP NYSE 30 Hudson Street Jersey City NJ 07302 (212) 433‐2266 www.gs.com
Goldman Sachs & Company NYSE 200 West Street New York NY 10282‐2198 (212) 902‐1000 www.gs.com
Gordon Haskett & Co. NYSE 71 Arch Street 2nd Floor Greenwich CT 06830 (203) 862‐5100
Gordon Haskett Capital Corporation NYSE 441 Lexington Avenue New York NY 10017 (212) 883‐0600 www.indataweb.com
Greywolf Execution Partners Inc. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 809‐0579 www.greywolfep.com
Guzman & Company NYSE 101 Aragon Avenue Coral Gables FL 33134 (305) 374‐3600 www.guzman.com
HRT Financial LLC NYSE 32 Old Slip 30th Floor New York NY 10005 (212) 293‐1444 www.hudson‐trading.com
HSBC Securities (USA) Inc. NYSE 452 Fifth Avenue New York NY 10018 (212) 525‐5000 www.hsbcnet.com
Hamershlag Sulzberger Borg Capital Markets Inc. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 668‐8700
Hapoalim Securities USA Inc. NYSE One Battery Park Plaza 2nd Floor New York NY 10004 (212) 898‐6200 www.investec.com
Hazlett Burt & Watson Inc. NYSE 1300 Chapline Street Wheeling WV 26003 (304) 233‐3312 www.hazlettburt.com
ICAP Corporates LLC NYSE Harborside Financial Center 1100 Plaza Five 12th Floor Jersey City NJ 07311 (212) 341‐9944 www.icap.com
ING Financial Markets LLC NYSE 1325 Avenue of the Americas New York NY 10019 (646) 424‐6000 www.ing.com
ITG Inc. NYSE One Liberty Plaza 165 Broadway New York NY 10006 (212) 588‐4000 www.itg.com
Illustro Trading LLC NYSE c/o MAC Consulting Group Inc. 2 Rector Street ‐ Suite 2101 New York NY 10006 (212) 267‐6011
Ingalls & Snyder LLC NYSE 61 Broadway 31st Floor New York NY 10006 (212) 269‐7800 www.ingalls.net
Instinet LLC NYSE Three Times Square New York NY 10036 (212) 310‐9500 www.instinet.com
Interactive Brokers LLC NYSE One Pickwick Plaza 1st Floor Greenwich CT 06830 (203) 618‐5700 www.interactivebrokers.com
Invemed Associates LLC NYSE 375 Park Avenue Suite 2205 New York NY 10152 (212) 421‐2500
J. Streicher & Co. L.L.C. NYSE 60 Broad Street 38th Floor New York NY 10004 (212) 425‐2320 www.jstreicher.com
J.J.B. Hilliard W.L. Lyons LLC NYSE 500 West Jefferson Street 7th Floor Louisville KY 40202 (502) 588‐8400 www.hilliard.com
J.P. Morgan Clearing Corp. NYSE One Metrotech Center North Brooklyn NY 11201 (347) 643‐1000 www.globalclearing.com
J.P. Morgan Securities LLC NYSE 383 Madison Avenue New York NY 10179 (212) 272‐2000 www.jpmorgan.com
JNK Securities Corp. NYSE 489 Fifth Avenue 25th Floor New York NY 10017 (212) 885‐6300 www.jnksecurities.com
James E. Coffey Securities Inc. NYSE c/o Buttonwood 30 Broad St 14th floor New York NY 10005 (212) 656‐5000
Janney Montgomery Scott LLC NYSE 1717 Arch Street Philadelphia PA 19103 (215) 665‐6000 www.jmsonline.com
Jefferies Execution Services Inc. NYSE 520 Madison Avenue New York NY 10022 (212) 284‐2300 www.jefco.com
Johnston Lemon & Co. Incorporated NYSE 1101 Vermont Avenue N.W. 8th Floor Washington DC 20005‐3521 (202) 842‐5261 www.johnstonlemon.com
Jump Trading LLC NYSE 600 West Chicago Avenue Suite 825 Chicago IL 60654 (312) 205‐8900 www.jumptrading.com
KFM Securities Inc. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 656‐5000
Kahn Brothers LLC NYSE 555 Madison Avenue 22nd Floor New York NY 10022 (212) 980‐5050 www.kahnbrothers.com
Keefe Bruyette & Woods Inc. NYSE 787 Seventh Avenue 4th Floor New York NY 10019 (212) 887‐7777 www.kbw.com
KeyBanc Capital Markets Inc. NYSE 800 Superior Avenue Cleveland OH 44114‐2603 (216) 443‐2300 www.key.com
Knight Capital Americas LLC NYSE 545 Washington Blvd. Jersey City NJ 07310 (201) 222‐9400 www.knight.com
Ladenburg Thalmann & Co. Inc. NYSE 520 Madison Avenue 9th Floor New York NY 10022 (212) 409‐2000 www.ladenburg.com
Latour Trading LLC NYSE 377 Broadway 10th Floor New York NY 10013 (212) 219‐6000
LavaFlow Inc. NYSE 388 Greenwich Street 29th Floor New York NY 10014 (212) 519‐8965 www.lavatrading.com
Lazard Capital Markets LLC NYSE 30 Rockefeller Plaza New York NY 10020 (212) 632‐6000 www.lazardcap.com
Lek Securities Corporation NYSE 1 Liberty Plaza 165 Broadway New York NY 10006 (212) 509‐2300 www.leksecurities.com
Lightspeed Trading LLC NYSE 148 Madison Avenue 9th Floor New York NY 10016 (646) 393‐4800 www.lightspeed.com
Lime Brokerage LLC NYSE 625 Broadway 12th Floor New York NY 10012 (212) 824‐5000 www.limebrokerage.com
Livermore Trading Group Inc. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 747‐9450 www.ltgtrade.com
MF Global Inc. NYSE 440 South LaSalle Street 20th Floor Chicago IL 60605 (312) 663‐7500 www.mfglobal.com
Mark J. Muller Equities Inc. NYSE 18 Cayuga Road Scarsdale NY 10583 (212) 480‐3417
McCauley Securities Ltd. NYSE 80 Broad Street 27th Floor New York NY 10004 (212) 363‐1050
Meridian Equity Partners Inc. NYSE 5 Hanover Square 21st Floor New York NY 10004 (212) 742‐8472 www.meptraders.com
Merrill Lynch Professional Clearing Corp. NYSE 222 Broadway 6th Floor New York NY 10038 (212) 670‐2000
Merrill Lynch Pierce Fenner & Smith Inc. NYSE 1 Bryant Park New York NY 10036 (212) 449‐1000 www.ml.com
Mesirow Financial Inc. NYSE 353 N. Clark Street Chicago IL 60654 (312) 595‐6000 www.mesirowfinancial.com
Miller Tabak & Co. LLC NYSE 331 Madison Avenue New York NY 10017 (212) 370‐0040 www.millertabak.com
Mogavero Lee & Co. Inc. NYSE 20 Broad Street 14th Floor New York NY 10005 (212) 943‐0235 www.mogaverolee.com
Montecito Advisors Inc. NYSE 2015 State Street Suite B Santa Barbara CA 93105 (805) 682‐1484 www.montadv.com
Moors & Cabot Inc. NYSE 111 Devonshire Street Boston MA 02109 (617) 426‐0500 www.moorscabot.com
Morgan Keegan & Company Inc. NYSE 50 North Front Street Morgan Keegan Tower Memphis TN 38103 (901) 524‐4100 www.morgankeegan.com
Morgan Stanley & Co. LLC NYSE 1585 Broadway 4th Floor New York NY 10036 (212) 761‐4000 www.ms.com
Morgan Stanley Smith Barney LLC NYSE 2000 Westchester Avenue Purchase NY 10577 (914) 225‐5510 www.morganstanleysmithbarney.com
Muriel Siebert & Co. Inc. NYSE 885 Third Avenue Suite 1720 New York NY 10022 (212) 644‐2400 www.siebertnet.com
Murphy & Durieu NYSE 120 Broadway 17th Floor New York NY 10271 (212) 618‐0900 www.murphy.com
Nasdaq Execution Services LLC NYSE One Liberty Plaza 165 Broadway New York NY 10006 (212) 401‐8982 www.nasdaqtrader.com
National Financial Services LLC NYSE 200 Seaport Boulevard Boston MA 02110 (800) 800‐6890 www.nationalfinancial.com
NativeOne Institutional Trading LLC NYSE 30 Broad Street 20th Floor New York NY 10004 (212) 742‐8111 www.nativeonefinancial.com
Natixis Securities Americas LLC NYSE 1251 Avenue of the Americas New York NY 10020 (212) 698‐3000 www.natixisblr.com
Newedge USA LLC NYSE 630 Fifth Avenue Suite 500 New York NY 10111 (646) 557‐9000 www.newedgegroup.com
Nomura Securities International Inc. NYSE 2 World Financial Center Building B 18th Floor New York NY 10281‐1198 (212) 667‐9000 www.nomura.com
O'Neil Securities Incorporated NYSE 12655 Beatrice Street Suite 2B Los Angeles CA 90066 (310) 448‐6800 www.oneilsecurities.com
OBD Securities LLC NYSE 150 N. Michigan Avenue Suite 3700 Chicago IL 60601 (312) 768‐1600
OTA LLC NYSE One Manhattanville Road Suite 460 Purchase NY 10577 (914) 460‐4000 www.otrglobal.com
Octeg LLC NYSE 350 N. Orleans 3rd Floor South Chicago IL 60654 (312) 931‐2200 www.getcollc.com
Oppenheimer & Co. Inc. NYSE 125 Broad Street 15th Floor New York NY 10004 (212) 668‐8000 www.opco.com

Oscar Gruss & Son Incorporated NYSE 292 Madison Avenue 14th Floor New York NY 10017 (212) 514‐2400 www.oscargruss.com
Pershing LLC NYSE One Pershing Plaza Jersey City NJ 07399 (201) 413‐2301 www.pershing.com
Peter Mancuso & Co. LP NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 267‐6011
Piper Jaffray & Co. NYSE 800 Nicollet Mall Suite 800 Minneapolis MN 55402‐3804 (612) 303‐6000 www.pjc.com
Prime Dealer Services Corp. NYSE 1221 Avenue of the Americas New York NY 10020 (212) 762‐4000
Prime Executions Inc. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 785‐0200 www.primexe.com
Princeton Securities Group LLC NYSE 65 Broadway Suite 1001 New York NY 10006 (212) 825‐9163 www.princetonsecurities.com
Quantlab Securities LP NYSE 4200 Montrose Blvd. Suite 200 Houston TX 77006 (713) 333‐3700 www.quantlab.com
Quattro M. Securities Inc. NYSE 2 White Birch Road Pound Ridge NY 10576 (212) 344‐5661 www.quattromsecurities.com
R. F. Lafferty & Co. Inc. NYSE 80 Broad Street 26th Floor New York NY 10004 (212) 293‐9090 www.rflafferty.com
RBC Capital Markets LLC NYSE One Liberty Plaza 165 Broadway New York NY 10006 (212) 858‐7000 www.rbccm.com
RBS Securities Inc. NYSE 600 Washington Boulevard Stamford CT 06901 (203) 625‐2700 www.rbs.com
RGM Securities LLC NYSE 221 West 6th Street Suite 2030 Austin TX 78701 (512) 807‐5300
Radnor Research & Trading Company LLC NYSE 290 King of Prussia Road Radnor Station 2 Suite 120 Radnor PA 19087 (610) 293‐2000 www.rrtco.com
Raven Securities Corp. NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 267‐6011 www.ravensecurities.com
Raymond C. Forbes & Co. Inc. NYSE 30 Broad Street 20th Floor New York NY 10004 (212) 425‐7317 www.rcfco.com
Raymond James & Associates Inc. NYSE 880 Carillon Parkway P.O. Box 12749 Saint Petersburg FL 33716 (727) 573‐3800 www.rjf.com
Remington Group LLC NYSE 71 Broadway Suite 12D New York NY 10006 (212) 968‐7770
Robert W. Baird & Co. Incorporated NYSE 777 East Wisconsin Avenue Milwaukee WI 53202 (414) 765‐3500 www.rwbaird.com
Rosenblatt Securities Inc. NYSE 20 Broad Street 26th Floor New York NY 10005 (212) 943‐5225 www.rblt.com
Ruane Cunniff & Goldfarb LLC NYSE 767 Fifth Avenue Suite 4701 New York NY 10153 (212) 832‐5280
S.J. Levinson & Sons LLC NYSE 2700 Westchester Avenue Suite 109 Purchase NY 10577 (914) 220‐1654 www.sjlevinson.com
SG Americas Securities LLC NYSE 1221 Avenue of the Americas New York NY 10020 (212) 278‐6000 www.sgcib.com
SIG Brokerage L.P. NYSE 410 City Line Avenue Bala Cynwyd PA 19004‐1188 (610) 617‐2600 www.sig.com
Sanford C. Bernstein & Co. LLC NYSE 1345 Avenue of the Americas 15th Floor New York NY 10105 (212) 486‐5800 www.bernstein.com
Santander Investment Securities Inc. NYSE 45 East 53rd Street New York NY 10022 (212) 756‐9165 www.gruposantander.com
Scotia Capital (USA) Inc. NYSE One Liberty Plaza 165 Broadway 25th Floor New York NY 10006 (212) 225‐6500 www.scotia‐capital.com
Seaport Securities Corporation NYSE 60 Broad Street 31st Floor New York NY 10006 (212) 482‐8689 www.seaportsecurities.com
Shufro Rose & Co. LLC NYSE 745 Fifth Avenue 26th Floor New York NY 10151 (212) 754‐5100 www.shufrorose.com
Southwest Securities Inc. NYSE 1201 Elm Street Suite 3500 Dallas TX 75270 (214) 859‐9164 www.swst.com
State Street Global Markets LLC NYSE One Lincoln Street Boston MA 02111 (617) 664‐4000 www.statestreet.com
Stephens Inc. NYSE 111 Center Street Little Rock AR 72201 (501) 377‐2000 www.stephens.com
Sterne Agee & Leach Inc. NYSE 800 Shades Creek Parkway Suite 700 Homewood AL 35209 (205) 949‐3500 www.sterne‐agee.com
Stifel Nicolaus & Company Incorporated NYSE 501 North Broadway St. Louis MO 63102 (314) 342‐2000 www.stifel.com
Stuart Frankel & Co. Incorporated NYSE 60 Cutter Mill Road Suite 406 Great Neck NY 11021 (212) 943‐8787 www.stuartfrankel.com
Sun Trading LLC NYSE 100 South Wacker Drive Suite 300 Chicago IL 60606 (312) 924‐4700 www.suntradingllc.com
Sungard Brokerage & Securities Services LLC NYSE 545 Washington Blvd. 7th Floor Jersey City NJ 07310 (201) 356‐1400 www.assent.com
Surkis Incorporated NYSE c/o Gettenberg Consulting 40 Wall Street ‐ 34th Floor New York NY 10005 (212) 656‐5000
TJM Investments LLC NYSE 318 W. Adams Street 9th Floor Chicago IL 60606 (312) 432‐5100 www.tjmbrokerage.com
TradeStation Securities Inc. NYSE 8050 Southwest 10th Street Suite 2000 Plantation FL 33324 (954) 652‐7900 www.tradestation.com
Tradebot Systems Inc. NYSE 1251 NW Briarcliff Parkway Suite 700 Kansas City MO 64116 (816) 285‐6400 www.tradebotsystems.com
Tradition Asiel Securities Inc. NYSE 75 Park Place 4th Floor New York NY 10007 (212) 791‐4500 www.tradition‐asiel.com
Two Sigma Securities LLC NYSE 379 West Broadway Suite 304 New York NY 10012 (212) 625‐5700 www.twosigma.com
UBS Financial Services Inc. NYSE 1000 Harbor Boulevard Weehawken NJ 07086 (201) 352‐3000 www.ubs.com/financialservicesinc
UBS Securities LLC NYSE 1285 Ave of the Americas New York NY 10019 (203) 719‐3000 www.ubs.com
Veritas Securities Corp. NYSE 40 Wall Street #2819 New York NY 10005 (212) 668‐8700 www.veritassecurities.com
Virtu Financial BD LLC NYSE 645 Madison Avenue 16th Floor New York NY 10022 (212) 418‐0116 www.vfinllc.com
Virtu Financial Capital Markets LLC NYSE 1540 Second Street 3rd Floor Santa Monica CA 90401 (310) 595‐0126 www.virtu.com
W.H. Reaves & Co. Inc. NYSE 10 Exchange Place 18th Floor Jersey City NJ 07302 (201) 332‐4596 www.whreaves.com
W.J. Blum & Sons LLC NYSE 81 Brompton Road Garden City NY 11530 (212) 363‐6973
WJB Capital Group Inc. NYSE 909 Third Avenue 9th Floor New York NY 10022 (646) 344‐4300 www.wjbcapital.com
Wall Street Access NYSE 17 Battery Place New York NY 10004 (800) 774‐0163 www.wsaccess.com
Wedbush Securities Inc. NYSE 1000 Wilshire Blvd. P.O. Box 30014 Los Angeles CA 90030 (213) 688‐8000 www.wedbush.com
Wellington Shields & Co. LLC NYSE 140 Broadway Suite 4400 New York NY 10005 (212) 320‐3000 www.wellingtonshields.com
Wells Fargo Advisors LLC NYSE One North Jefferson Avenue Saint Louis MO 63103 (314) 955‐3000 www.wellsfargo.com
Wells Fargo Securities LLC NYSE 301 South College Street One Wachovia Center 8th Floor Charlotte NC 28288 (704) 374‐3369 www.wellsfargo.com
William Blair & Company LLC NYSE 222 West Adams Street Chicago IL 60606 (312) 236‐1600 www.williamblair.com
Wolverine Capital Markets LLC NYSE 175 West Jackson Blvd. Suite 200 Chicago IL 60604 (312) 884‐3879 www.wolve.com