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Petition for Writ of Prohibition - Filed - Supreme Court of Texas

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IN THE TEXAS SUPREME COURT<br />

CAUSE NO. _______________<br />

IN RE: NEWTON B. SCHWARTZ, SR.<br />

Relator<br />

Original Proceeding from the<br />

157 th Judicial District <strong>Court</strong> <strong>of</strong> Harris County, <strong>Texas</strong><br />

Trial <strong>Court</strong> Cause No. 2007-54957<br />

Trial <strong>Court</strong> Cause No. 2009-11689<br />

PETITION FOR WRIT OF PROHIBITION<br />

NEWTON B. SCHWARTZ, SR., Pro se<br />

TBN: 17869000<br />

KELLY W. KELLY, Co-counsel<br />

TBN: 24041230<br />

1911 Southwest Freeway<br />

Houston, <strong>Texas</strong> 77098<br />

Telephone: (713) 630-0708<br />

Facsimile: (713) 630-0789<br />

ORAL ARGUMENT REQUESTED


IDENTITY OF PARTIES AND COUNSEL<br />

Relator certifies that the following is a complete list <strong>of</strong> the parties, the<br />

attorneys, and any other person who has an interest in the outcome <strong>of</strong> this matter.<br />

PARTIES<br />

COUNSEL<br />

RELATOR:<br />

Newton B. Schwartz, Sr., pro se<br />

Newton B. Schwartz, Sr. TBN: 17869000<br />

Law Office <strong>of</strong> Newton B. Schwartz, Sr.<br />

1911 Southwest Freeway<br />

Houston, <strong>Texas</strong> 77098<br />

Tel: (713) 630-0708<br />

Fax: (713) 630-0789<br />

Kelly W. Kelly<br />

TBN: 24041230<br />

Law Office <strong>of</strong> Newton B. Schwartz, Sr.<br />

1911 Southwest Freeway<br />

Houston, <strong>Texas</strong> 77098<br />

Tel: (713) 630-0708<br />

Fax: (713) 630-0789<br />

Martina E. Cartwright<br />

TBN: 00793475<br />

c/o Law Office <strong>of</strong> Newton B. Schwartz, Sr.<br />

1911 Southwest Freeway<br />

Houston, <strong>Texas</strong> 77098<br />

Tel: (713) 630-0708<br />

Fax: (713) 630-0789<br />

OF COUNSEL<br />

Real Party in Interest:<br />

Commission <strong>for</strong> Lawyer<br />

Discipline<br />

Cynthia W. Hamilton<br />

Senior Appellate Counsel<br />

Office <strong>of</strong> the Chief Disciplinary Counsel<br />

P. O. Box 12487<br />

Austin <strong>Texas</strong> 78711-2487<br />

Tel: (512) 427-1350<br />

Fax: (512) 427-4167<br />

i


Respondent:<br />

Honorable David Scott<br />

Brabham<br />

Honorable David Scott Brabham<br />

Presiding Judge<br />

Gregg County 188 TH Judicial District<br />

<strong>Court</strong><br />

ii


TABLE OF CONTENTS<br />

IDENTITY OF PARTIES AND COUNSEL ............................................................ i<br />

TABLE OF CONTENTS ........................................................................................ iii<br />

INDEX OF AUTHORITIES .................................................................................... iv<br />

ARGUMENTS AND AUTHORITIES 1 .................................................................... 1<br />

CONCLUSION ....................................................................................................... 12<br />

1 Relator adopts by reference his previously filed (by permission <strong>of</strong> this <strong>Court</strong>’s Clerk on June<br />

16, 2010, Ms. Claudia Jenks) his Appendices, Statement <strong>of</strong> the case, Statement <strong>of</strong> Jurisdiction,<br />

Issues Presented, Introduction and Statement <strong>of</strong> the Facts filed in his May 27, 2010 <strong>for</strong> <strong>Writ</strong>s <strong>for</strong><br />

Mandamus, <strong>Prohibition</strong> and Injunction; and he adopts by reference his contemporaneously filed<br />

herewith <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong> <strong>Prohibition</strong>.<br />

iii


INDEX OF AUTHORITIES<br />

Tilton v. Marshall<br />

925 S.W.2d 672, 674 (Tex. 1996) ......................................................................... 2, 6<br />

<strong>Texas</strong> Employer Insurance v. Kirby<br />

152 S.W.2d 1073 (1941) ........................................................................................... 4<br />

Smith v. State <strong>of</strong> <strong>Texas</strong><br />

490 S.W.2d 902 (TexCivApp.-Corpus Christi Dec 29, 1972) ................................. 5<br />

Jones v. Strauss<br />

800 S.W.2d 842, 844-845 (Tex. 1990) (per curiam) ................................................ 7<br />

O’Quinn v. State Bar<br />

763 S.W.2d 397 (Tex. 1988) ................................................................................... 11<br />

Superior Diving v. Jay Watts<br />

Cause No. 08-30423 (2010 WL 1287035 (CA5(LA)) April 2, 2010 (not <strong>for</strong><br />

publication) ............................................................................................................. 11<br />

TEXAS CONSTITUTION<br />

Article 5 § 3 ............................................................................................................... 8<br />

TEXAS RULES OF CIVIL PROCEDURE<br />

Rule 165a (1) and (2) ............................................................................ 1, 3, 5, 12, 13<br />

TEXAS RULES OF APPELLATE PROCEDURE<br />

Rule 52.9 ................................................................................................................... 1<br />

TEXAS RULES OF DISCIPLINARY PROCEDURE<br />

Rule 3.02 .......................................................................................1, 2, 3, 4, 5, 12, 13<br />

iv


Rule 3.07 ................................................................................ 1, 3, 4, 5, 6, 10, 12, 13<br />

Rule 3.08B ............................................................................................. 1,3, 5, 12, 13<br />

Rule 3.14 ................................................................................................................... 8<br />

Rule 15.05 ..................................................................................................... 3,4, 9, 12<br />

TEXAS DISCIPLINARY RULES OF PROFESSIONAL CONDUCT<br />

Rule 7.03(a)(b)(c) ........................................................................................ 10, 11, 12<br />

TEXAS STATUTES<br />

GOVERNMENT CODE<br />

§ 22.221(a) ................................................................................................................ 8<br />

TREATISES TEXAS VIOLATION CODE<br />

Dorsaneo ................................................................................................................... 8<br />

v


ARGUMENTS AND AUTHORITIES<br />

I. Background and Proceedings in the Trial <strong>Court</strong><br />

It is now, six and a half years after this <strong>Court</strong> last amended, per its order <strong>of</strong><br />

December 29, 2003, effective January 1, 2004, its <strong>Texas</strong> Rules <strong>of</strong> Disciplinary<br />

Procedure (RDP) Rules 3.02 and 3.07 and 3.08B incorporating <strong>Texas</strong> Rules <strong>of</strong><br />

Civil Procedure (TRCP) 165a, effective January 1, 2004 and Administrative Rule<br />

61. Relator is be<strong>for</strong>e this <strong>Court</strong> seek extraordinary relief to apply each <strong>of</strong> them<br />

now on (1) this <strong>Writ</strong> <strong>of</strong> <strong>Prohibition</strong> and (2) Relator’s concurrently filed:<br />

1. <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong> Mandamus, which was denied originally on June 4, 2010<br />

and is subject to Relator’s pending Motion <strong>for</strong> Rehearing per <strong>Texas</strong> Rules <strong>of</strong><br />

Appellate Procedure (TRAP) 52.9, filed June 15, 2010 2 ; and<br />

2. All Relator’s pleadings in his <strong>Petition</strong>s <strong>for</strong> <strong>Writ</strong>s <strong>of</strong> Mandamus, <strong>Prohibition</strong><br />

and Injunction filed on May 27, 2010, along with his 1,639 page Appendix,<br />

including Exhibits “A”-“BBB”, inclusively, are all adopted by reference as if again<br />

set <strong>for</strong>th verbatim herein 3 ; and<br />

2 Relator adopts by reference his previously filed (by permission <strong>of</strong> this <strong>Court</strong>’s Clerk on June<br />

16, 2010, Ms. Claudia Jenks) the Appendices, Statement <strong>of</strong> the case, Statement <strong>of</strong> Jurisdiction,<br />

Issues Presented, Introduction and Statement <strong>of</strong> the Facts Exhibits “A”-“BBB”, filed in his May<br />

27, 2010 <strong>for</strong> <strong>Writ</strong>s <strong>for</strong> Mandamus, <strong>Prohibition</strong> and Injunction; and he adopts by reference his<br />

contemporaneously filed <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong> <strong>Prohibition</strong>.<br />

3<br />

See fn. 2 above.<br />

1


3. Relator’s <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong>s <strong>of</strong> Mandamus, <strong>Prohibition</strong> and Injunction and<br />

Exhibits “A”-“BBB”, filed on May 27, 2010, are adopted by reference and<br />

incorporated herein <strong>for</strong> all purposes, as if again set <strong>for</strong>th verbatim 4<br />

1. As held by this <strong>Court</strong> in Tilton v. Marshall, 925 SW 2d 672, 674 (Tex.<br />

1996), a writ <strong>of</strong> prohibition directs the lower court to refrain from acting, including<br />

<strong>for</strong> lack <strong>of</strong> jurisdiction here, from proceeding after being timely objected to per<br />

Rule 3.02. While Relator’s pending <strong>Petition</strong> <strong>for</strong> a <strong>Writ</strong> <strong>of</strong> Mandamus seeks to<br />

command Hon. Judge David Scott Brabham (“Judge Brabham” hereinafter), to<br />

cease and desist from acting, the purpose <strong>of</strong> this <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong> <strong>Prohibition</strong> is,<br />

as set <strong>for</strong>th below is to prohibit Judge Brabham from acting further or exercising<br />

power <strong>for</strong> lack <strong>of</strong> jurisdiction to do so.<br />

2. Judge Brabham has presently scheduled to act and exercise jurisdiction on<br />

July 6, 2010 in <strong>Court</strong> in Harris County, by his setting a first Status Conference.<br />

(See Relators (a) pending Motion <strong>for</strong> Rehearing on his <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong><br />

Mandamus, adopted by reference herein along with Relator’s May 27, 2010 filings<br />

and Appendix (Exhibits)); and (b) his contemporaneously filed <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong><br />

Injunction. The purpose <strong>of</strong> Relator’s petitions <strong>for</strong> writs, including this <strong>Petition</strong> <strong>for</strong><br />

<strong>Writ</strong> <strong>of</strong> <strong>Prohibition</strong> are to prevent Judge Brabham from acting or exercising<br />

4<br />

The Clerk <strong>of</strong> this court acknowledged, on June 15, 2010, that Exhibits “A”-“BBB” in the above<br />

Relator’s, May 27, 2010 filed copies <strong>of</strong> said Appendix consisting <strong>of</strong> 1,639 pages, received<br />

thereto, need not be refilled with this <strong>Petition</strong> and Relator’s accompanying <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong><br />

Injunction, contemporaneously filed herewith.<br />

2


jurisdiction; and/or in the alternative, his above petitions <strong>for</strong> writs <strong>of</strong> mandamus<br />

and injunction here <strong>for</strong> this court to dismiss the proceedings in compliance with<br />

this <strong>Court</strong>’s RDP Rule 3.07, and Rule 3.08B, both incorporating T.R.Civ.P. 165a<br />

(1) and (2) and its Administrative Rule 61:<br />

Here, alternatively, by this <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong> <strong>Prohibition</strong>, Relator seeks<br />

this court’s order to prohibit Judge Brabham from acting further below, per his<br />

appointment, by reason <strong>of</strong> his having been timely objected to per this <strong>Court</strong>’s<br />

mandatory Rule 3.02 <strong>Texas</strong> Rules <strong>of</strong> Disciplinary Procedure (hereinafter “RDP”).<br />

And see RDP 15.05<br />

, both effective January 1, 2004 and his lacking further authority or jurisdiction to<br />

act or rule or hold his scheduled status conference on July 6, 2010.<br />

3. This <strong>Court</strong> could not have made its intentions clearer that it did in its<br />

excerpted attached Order <strong>of</strong> December 29, 2003 effective January 1, 2004<br />

amending Rules 3.02, 307 and 15.05:<br />

“…3.02 Assignment <strong>of</strong> Judge: Upon receipt <strong>of</strong> a Disciplinary<br />

<strong>Petition</strong>, the Clerk <strong>of</strong> the <strong>Supreme</strong> <strong>Court</strong> shall docket the same and<br />

promptly bring the <strong>Petition</strong> to the attention <strong>of</strong> the <strong>Supreme</strong> <strong>Court</strong>.<br />

The <strong>Supreme</strong> <strong>Court</strong> shall promptly appoint an active judge who does<br />

not reside in the Administrative Judicial Region District in which<br />

Respondent resides to preside in the case. Should the judge so<br />

appointed to be unable to fulfill the appointment, he or she shall<br />

immediately notify the Clerk <strong>of</strong> the <strong>Supreme</strong> <strong>Court</strong>, and the <strong>Supreme</strong><br />

<strong>Court</strong> shall appoint a replacement judge. The judge appointed shall be<br />

subject to objection, recusal or disqualification as provided by law<br />

under the Rules <strong>of</strong> Civil Procedure and objection, as provided by law,<br />

through. The objection, motion seeking recusal or motion to<br />

3


disqualify a motion must be filed by either party not later than sixty<br />

(60) days from the date the Respondent is served with the <strong>Supreme</strong><br />

<strong>Court</strong>’s order appointing the judge, provided that,. Iin the event <strong>of</strong><br />

objection, recusal or valid objectiondisqualification, the <strong>Supreme</strong><br />

<strong>Court</strong> shall appoint the a replacement judge within thirty (30) days <strong>of</strong><br />

the order <strong>of</strong> recusal...” <strong>Supreme</strong> <strong>Court</strong> <strong>of</strong> <strong>Texas</strong> Misc. Docket No. 03-<br />

9209 Amendments to the <strong>Texas</strong> Rules <strong>of</strong> Disicplinary Procedure,<br />

December 29, 2003<br />

“…3.07 Trial Setting: The court shall set each Disciplinary Actions<br />

shall be set <strong>for</strong> to commence the trial on a date not later than 180 days<br />

after the date the answer Diciplinary <strong>Petition</strong> is filed with the district<br />

clerk, except <strong>for</strong> good cause shown. If the Respondent fails to<br />

answer, a default may be taken at any time appropriate under the<br />

<strong>Texas</strong> Rules <strong>of</strong> Civil Procedure. No motion <strong>for</strong> continuance,<br />

resetting, or agreed pass may be granted unless required by the<br />

interests <strong>of</strong> justice. Mandamus lies to en<strong>for</strong>ce this rule upon the<br />

petition <strong>of</strong> the Chief Disciplinary Counsel or the Respondent.<br />

<strong>Supreme</strong> <strong>Court</strong> <strong>of</strong> <strong>Texas</strong> Misc. Docket No. 03-9209 Amendments to<br />

the <strong>Texas</strong> Rules <strong>of</strong> Disicplinary Procedure, December 29, 2003<br />

“…15.057 Effect <strong>of</strong> Time Limitation: The time period provided in<br />

Sections Rules 2.10, 2.12, 2.15, 2.17C, 2.17e, 2.17P, 2.25, 3.02, 2.09,<br />

2.10, 2.15(B), 2.15(F), 2.19, 2.20, 3.04, - 4.05, 7.11, 8.06, 2.02, 9.03,<br />

10.02, and 11.01, 11.08 and 12.06(d) are mandatory. All other time<br />

periods herein provided are directory only and the failure to comply<br />

with them does not result in the validation <strong>of</strong> an act or event by reason<br />

<strong>of</strong> the noncompliance with those time limits…” <strong>Supreme</strong> <strong>Court</strong> <strong>of</strong><br />

<strong>Texas</strong> Misc. Docket No. 03-9209 Amendments to the <strong>Texas</strong> Rules <strong>of</strong><br />

Disicplinary Procedure, December 29, 2003<br />

4. This <strong>Court</strong>’s 69 year old opinion in <strong>Texas</strong> Employer Insurance v. Kirby, 152<br />

SW 2d 1073 (1941), held that a writ “prohibition” is appropriate only in aid <strong>of</strong><br />

previously invoked jurisdiction. Even if arguendo still so limited, this <strong>Court</strong>’s<br />

jurisdiction has been previously invoked by its:<br />

4


a. This <strong>Court</strong> has acted per RDP Rule 3.02 in appointing Judges Bonnie<br />

Leggat Hagen and now Judge David Scott Brabham, respectively; and<br />

b. Other acts required by its Rule 3.02; and<br />

c. In addition to this <strong>Court</strong>’s assumption <strong>of</strong> jurisdiction per its Rule 3.02<br />

above, it acting through its Clerk per Rule 3.03, who is required to file the<br />

following:<br />

“…shall promptly <strong>for</strong>ward the Disciplinary <strong>Petition</strong>(s) and a copy <strong>of</strong> the <strong>Supreme</strong><br />

<strong>Court</strong>’s appointed Order (per Rule 3.02) to the district clerk <strong>of</strong> the county <strong>of</strong><br />

alleged venue…”<br />

d. Per the 1,639 page Exhibits “A”-“BBB”, Appendices and Record filed<br />

herein, per its mandatory Rule 3.07 requests that:<br />

“…Disciplinary Actions shall be set <strong>for</strong> trial on a date not later<br />

than 180 days after the date the answer is filed…”<br />

RDP 3.08B adopting T.R.Civ.P. 165a(1) and (2) and this <strong>Court</strong>’s<br />

Administrative Rule 61, further supports this requirement.<br />

5. The extension and enlargement <strong>of</strong> this <strong>Court</strong>’s original prohibition<br />

Jurisdiction and that <strong>of</strong> the intermediate <strong>Court</strong>s <strong>of</strong> Appeals to issue writs <strong>of</strong><br />

prohibition appears to have been originally used extensively in State Bar<br />

disciplinary cases such as Relators here.<br />

Smith v. State <strong>of</strong> <strong>Texas</strong>, original prohibition action, 490 S.W. 2d 902<br />

(TexCivApp.-Corpus Christi Dec 29, 1972) (NO. 742), writ refused n.r.e. 5<br />

5 Motion Denied by<br />

Smith v. State, 500 S.W. 2d 682, (TexCivApp.-Corpus Christi 1973) (NO. 848)<br />

and Appeal After Remand<br />

Smith v. State, 513 S.W. 2d 949, (TexCivApp.-Corpus Christi 1974) (NO. 911)<br />

5


The Corpus Christi <strong>Court</strong> <strong>of</strong> Civil Appeals held as is relevant here:<br />

“…The writ <strong>of</strong> prohibition as used in <strong>Texas</strong> has three principal functions…and (3)<br />

prohibiting a trial court’s action when it affirmatively appears that the court lacks<br />

jurisdiction…”<br />

“…This leaves only the third function <strong>for</strong> consideration…”<br />

“…Its purpose in this case must be relegated to a determination from the record,<br />

that the trial court lacks jurisdiction…”<br />

Relator’s writ <strong>of</strong> prohibition sought in this court is to prevent, i.e., prohibit<br />

Judge Brabham, trial court from exercising:<br />

(a) Jurisdiction or interfering with the jurisdiction <strong>of</strong> this <strong>Court</strong>’s primary function;<br />

and<br />

(b) To restrain a lower court to its proper jurisdiction; and<br />

(c) As in Smith ante, Relator here seeks to prevent Judge Brabham from acting<br />

outside <strong>of</strong>, or in excess <strong>of</strong>, his jurisdiction. He has none, since 30 days after being<br />

timely objected to on April 6, 2009 or by May 8, 2009, Tilton, ante 925 S.W. 2d.<br />

472, 676 at p. 4.<br />

6. It is submitted that on this lengthy Record and Appendix filed, Judge<br />

Brabham is exceeding his jurisdiction per this court’s Rules 3.2. and 3.07 ante, by<br />

commencing his exercise <strong>of</strong> jurisdiction on July 6, 2010.<br />

and Appeal After Remand<br />

Smith v. State, 523 S.W. 2d 1 (TexCivApp.-Corpus Christi 1975) (NO.911), writ refused n.r.e.<br />

6


7. This <strong>Court</strong> has conditionally issued its writs <strong>of</strong> mandamus and prohibition to<br />

prevent a(nother) trial court from interfering in pending attorney grievance<br />

proceedings. (This) even though an appeal was not pending and the trial court was<br />

not attempting to decide an issue previously decided by the <strong>Court</strong> [see e.g., State<br />

Bar <strong>of</strong> <strong>Texas</strong> v. Jefferson, 942 S.W. 2d 575. 576 (Tex. 1997)].<br />

8. In another case, this <strong>Court</strong> (originally), at first, denied an original request <strong>for</strong><br />

a writ <strong>of</strong> prohibition against a trial judge, because there was then no indication that<br />

the judge would, on remand from the appellate <strong>Court</strong>, relitigate matters decided by<br />

that <strong>Court</strong>. This <strong>Court</strong> granted a later application <strong>for</strong> the writ <strong>of</strong> prohibition in the<br />

same case when it became clear the judge would reach issues previously decided<br />

by this <strong>Court</strong> in that case [Jones v. Strauss, 800 S.W. 2d 842, 844-845 (Tex.<br />

1990)—per curiam]).<br />

Here there is and has been no outside judicial interference in Relator’s case<br />

ever, by Relator and/or any other state court district judge or other state court (or<br />

federal court), as has occurred in the past in other cases.<br />

Here Judge Brabham is proceeding to act on July 6, 2010, by ordering a Status<br />

Conference, which customarily, results in this issuing a scheduling order. His<br />

predecessor appointee, Judge Honorable Bonnie Leggat Hagan did neither, ever<br />

during her fifteen month tenure, Appendix Exhibit “A”-“BBB” ante.<br />

7


9. Confusion has sometimes arisen as to the demarcation line between writs <strong>of</strong><br />

(1) prohibition and (2) <strong>Writ</strong>s <strong>of</strong> Mandamus by this <strong>Court</strong> and/or the <strong>Court</strong>s <strong>of</strong><br />

Appeal.<br />

A recognized authority, William V. Dorsaneo, III 6 , suggests and Relator here<br />

adopts it and files both <strong>of</strong> his above alternative petitions because <strong>of</strong> overlap (and in<br />

fact, all three writs seeking relief out <strong>of</strong> an abundance <strong>of</strong> caution), as follows:<br />

“...There<strong>for</strong>e, if a relator seeks to invoke the original jurisdiction <strong>of</strong> the <strong>Texas</strong><br />

<strong>Supreme</strong> <strong>Court</strong> to control the actions <strong>of</strong> a lower court when those actions do not<br />

constitute an interference with the previously invoked jurisdiction <strong>of</strong> the <strong>Texas</strong><br />

<strong>Supreme</strong> <strong>Court</strong>, the petitioner should probably seek a writ <strong>of</strong> mandamus as well as<br />

a writ <strong>of</strong> prohibition in the same proceeding. This conclusion also is compelled by<br />

a consideration <strong>of</strong> the constitutional and statutory foundation <strong>for</strong> issuance <strong>of</strong><br />

original writs, other than mandamus, by the <strong>Texas</strong> <strong>Supreme</strong> <strong>Court</strong> [Tex. Consti.<br />

Art. 5§3] and the courts <strong>of</strong> appeals [Govt. C § 22.221]…” (all emphases added<br />

throughout).<br />

10. Relator has amply demonstrated his requisite lack <strong>of</strong> an adequate remedy at<br />

law and that he faces irreparable harm. This is best illustrated by the lengthy<br />

Record and Appendix (1,639 pages), filed May 27, 2010 and adopted by reference<br />

above, (pending on Motion <strong>for</strong> Rehearing as to his concurrent <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong><br />

Mandamus):<br />

a. This <strong>Court</strong>’s current RDP (Rules <strong>of</strong> Disciplinary Procedure) 3.14,<br />

both deny him on his appeal from any final judgment <strong>of</strong> disbarment 7 , after a jury<br />

6 Distinguished Faculty Fellow and Pr<strong>of</strong>essor <strong>of</strong> Law, Dedman School <strong>of</strong> Law, Southern<br />

Methodist University, “Dorsaneo”, in his treatise “<strong>Texas</strong> Litigation Guide” 2010, “Original<br />

Proceedings Legal Background” at pps. 152-53; Sections 152.03(2)<br />

8


verdict, either a stay and/or supersedeas from either the trial district court’s<br />

judgment <strong>of</strong> disbarment or an order revoking probation (effective January 1, 2004),<br />

mandatory (per RDP 15.05) per Relator’s <strong>Writ</strong> <strong>of</strong> Mandamus filed May 27, 2010,<br />

and including the 1639 page Record and appendix ante; and<br />

b. Relator has faced thirty-three months <strong>of</strong> irreparable harm by published<br />

continuous public disparagements which include absolutely privileged<br />

republications <strong>of</strong> his above pending Disciplinary Disbarment <strong>Petition</strong>s and<br />

proceedings. Relator’s publicly filed Answers and Responses showing pro<strong>of</strong> <strong>of</strong> his<br />

innocence <strong>of</strong> the same do not at all mitigate the public disparagement and harm<br />

affecting by him and his relations with his clients who are exposed to this. He<br />

nonetheless continues to face a barrage <strong>of</strong> absolutely privileged publications; such<br />

will no doubt continue until final disposition <strong>of</strong> these cases. This, despite the fact<br />

that no client <strong>of</strong> Relator’s, in 56 years has ever lost 1¢, etc.; and<br />

In the nearly three years since the civil publicly filed Original and Amended<br />

disciplinary petitions including prayer <strong>for</strong> disbarment <strong>of</strong> Relator disparage him,<br />

such are regularly and readily used indiscriminately by opposing counsel as well as<br />

competing and other trial lawyers to absolutely, legally and permissibly disparage<br />

Relator. Such disparaging republications are all absolutely privileged.<br />

7 Or from an “order revoking probation <strong>of</strong> a suspension from the practice <strong>of</strong> law cannot be<br />

superseded or stayed”.<br />

9


This is documented ins<strong>of</strong>ar as is possible in Relator’s Appendix and Exhibits,<br />

1,639 pages above filed May 27, 2010.<br />

10a. That is why this <strong>Court</strong>’s mandatory Rule 3.07 (briefed fully, filed May 27,<br />

2010 and adopted by reference herein from his accompanying <strong>Petition</strong>s <strong>for</strong> <strong>Writ</strong> <strong>of</strong><br />

Mandamus, Injunction and <strong>Prohibition</strong> were jointly filed May 27, 2010.<br />

This<br />

was the first time Relator sought relief in this <strong>Court</strong> <strong>for</strong> thirty-three months.<br />

Relator, see fn.1 at p.1, expresses his appreciation to this court and its clerks<br />

<strong>for</strong> calling to his attention on June 16, 2010, that his filing May 27, 2010, joint,<br />

triple filing <strong>of</strong> all three <strong>Petition</strong>s, had to be refiled, procedurally filed separately.<br />

Hence, these three separately filings, on May 27, 2010 and now, (these two<br />

additional Relator’s petitions writs <strong>of</strong> prohibition and injunction<br />

contemporaneously filed herewith; each adopts the other by reference in true<br />

interests <strong>of</strong> judicial economy.<br />

b. Relators’ clients are numerous. Almost all involve personal injury and death<br />

cases. Out <strong>of</strong> all these clients, CLD (State Bar) has singled out only two <strong>for</strong><br />

allegations <strong>of</strong> improper solicitation in alleged violation <strong>of</strong> <strong>Texas</strong> Disciplinary<br />

Rules <strong>of</strong> Pr<strong>of</strong>essional Conduct (DR 7.03(a)-(f) effective (January 1, 2005).<br />

c. One complaint was not by the client, Mr. Charles Touchet, but by a<br />

disgruntled, second in true order <strong>of</strong> two <strong>for</strong>mer, prior attorneys in Louisiana, Mr. J.<br />

Quentin Simon.<br />

That case settled, in federal court more than a year ago. The<br />

10


same client has now been re-injured <strong>of</strong>fshore in the Gulf <strong>of</strong> Mexico and he again<br />

retained Relator to file his new Jones Act case. It is filed in the 61 st District <strong>Court</strong><br />

<strong>of</strong> Harris County, <strong>Texas</strong>; Cause No. 2010-29699, filed May 11, 2010; Charles<br />

Touchet v. Phil Guibeau Offshore, Inc.<br />

d. The other client complainant, Mr. Jay Watts, is represented by his<br />

instigating complainant attorney here, Mr. Robert O. Homes <strong>of</strong> Mississippi. It has<br />

been mired in the Fifth Circuit <strong>Court</strong> <strong>of</strong> Appeals <strong>for</strong> more than a year; Superior<br />

Diving v. Jay Watts Cause No. 08-30423 (2010 WL 1287035 (CA5(LA)) April 2,<br />

2010 (not <strong>for</strong> publication). It has yet to be remanded to and set <strong>for</strong> a jury trial in<br />

the Eastern District <strong>of</strong> Louisiana, where Watts’ above attorney filed a legal<br />

malpractice case against Relator and another <strong>Texas</strong> attorney more than two years<br />

ago in State <strong>Court</strong> in Mississippi. It is now remanded and transferred back to the<br />

original Eastern District <strong>of</strong> Louisiana 8 .<br />

11. Watts is the one remaining <strong>of</strong> these 2 <strong>of</strong> 4 false allegations (as <strong>Texas</strong><br />

Disciplinary Rules <strong>of</strong> Pr<strong>of</strong>essional Conduct) DR 7.03, improper solicitation<br />

charges, that triggered and enabled Relator to have standing to accept this <strong>Court</strong>’s<br />

1988 invitation and challenges, raised sua sponte, by this <strong>Court</strong> in O’Quinn v.<br />

State Bar <strong>of</strong> <strong>Texas</strong>; 763 S.W. 2d 397 (1988). Relator has developed and presented<br />

8 C.A. 05-0197; Superior Diving v. Jay Watts; In the Eastern District <strong>of</strong> Louisiana (New<br />

Orleans)<br />

11


the full factual evidentiary Record filed herein on May 27, 2010 and applicable in<br />

all three <strong>of</strong> Relator’s <strong>Petition</strong>s ante.<br />

12. These constitutional issues include CLD’s systematic, discriminatory,<br />

impermissible, selective en<strong>for</strong>cement <strong>of</strong> DR 7.03 ante. This violates both Relator’s<br />

<strong>Texas</strong> and federally protected, constitutional privileges and immunities enumerated<br />

therein (Exhibits “A”-“BBB” May 27, 2010), under O’Quinn ante. These can be<br />

addressed now, if necessary here, after rulings on Rules 3.02, 3.07, 3.08B and<br />

15.05, rather than defer them to a trial judge and jury, after a full evidentiary<br />

hearing. They are raised here <strong>for</strong> determination as a matter <strong>of</strong> law, should this<br />

<strong>Court</strong> reach them.<br />

b. But, both <strong>of</strong> this <strong>Court</strong>’s above Rules 3.02 and 3.07 are dispositive and<br />

determinative <strong>of</strong> all matters here. Finally, the facts are largely, if not totally, not<br />

disputed or disputable below by CLD.<br />

There is no judge duly exercising<br />

jurisdiction then and now because <strong>of</strong> by operation by law en<strong>for</strong>cing this <strong>Court</strong>’s<br />

mandatory Rule 3.02 ante, timely and properly invoked by Relator.<br />

13. Relator’s writs seeks alternatively this writ <strong>of</strong> prohibition, injunction, as well<br />

as mandamus relief in seeking this <strong>Court</strong>’s en<strong>for</strong>cement <strong>of</strong> its mandatory RDP (1)<br />

Rule 3.02 ante, and (2) Rule 3.07 as supplemented by its RDP Rule 3.08(B), which<br />

is further supplemented by its this <strong>Court</strong>’s Administrative Rule 61 and (2)<br />

T.R.Civ.P. 165(a)(1) and (2).<br />

12


WHEREFORE, <strong>for</strong> the <strong>for</strong>egoing reasons, Relator seeks issuance <strong>of</strong> this<br />

<strong>Court</strong>’s writ <strong>of</strong> <strong>Prohibition</strong> herein prohibiting Judge Brabham from acting<br />

hereinafter by reasons <strong>of</strong> timely objections to him per RDP Rule 3.02 ante, and/or<br />

b. Dismissal because CLD has failed to timely “set <strong>for</strong> trial” or prosecute<br />

either <strong>of</strong> its cases per Rule 3.07, incorporating Rule 3.08 and it in turn T.R.Civ.P.<br />

165a (1) and (2); and/or no good cause excusing its noncompliance has been filed<br />

or shown; and<br />

c. The <strong>Court</strong>’s administrative Rule 61; and<br />

d. To dismiss the proceedings below; and<br />

c. For all other relief to which Relator shows himself entitled, in the<br />

alternative, under his three pending <strong>Petition</strong>s <strong>for</strong> <strong>Writ</strong>s <strong>of</strong> Mandamus on rehearing ,<br />

prohibition and/or injunction.<br />

Respectfully submitted,<br />

/s/ Newton B. Schwartz, Sr.<br />

NEWTON B. SCHWARTZ, SR., Pro se<br />

TBN: 17869000<br />

Kelly W. Kelly<br />

TBN: 24041230<br />

1911 Southwest Freeway<br />

Houston, <strong>Texas</strong> 77098<br />

Tel: (713) 630-0708<br />

Fax: (713) 630-0789<br />

Of counsel:<br />

13


Martina E. Cartwright<br />

TBN: 00793475<br />

c/o 1911 Southwest Freeway<br />

Houston, <strong>Texas</strong> 77098<br />

Tel: (713) 630-0708<br />

Fax: (713) 630-0789<br />

14


CERTIFICATE OF SERVICE<br />

I hereby certify that a true and correct copy <strong>of</strong> the <strong>for</strong>egoing has been served<br />

on all known parties in accordance with <strong>Texas</strong> Rules <strong>of</strong> Appellate Procedure on<br />

this 21 st day <strong>of</strong> June, 2010.<br />

/s/ Newton B. Schwartz, Sr.<br />

NEWTON B. SCHWARTZ, SR.<br />

Cynthia W. Hamilton VIA CMRRR 7005 3110 0002 8081 7825<br />

Senior Appellate Counsel<br />

Office <strong>of</strong> the Chief Disciplinary Counsel<br />

1414 Colorado<br />

Austin, <strong>Texas</strong> 787010<br />

Shannon Breaux Sauceda<br />

Office <strong>of</strong> the Chief Disciplinary Counsel<br />

State Bar <strong>of</strong> <strong>Texas</strong><br />

600 Jefferson, Suite 1000<br />

Houston, <strong>Texas</strong> 77002<br />

VIA HAND DELIVERY<br />

Hon. Judge David Scott Brabham VIA CMRRR7005 3110 0002 8081 7832<br />

188 TH District <strong>Court</strong><br />

101 E. Methvin, Suite 408<br />

Longview, <strong>Texas</strong> 75601-7236<br />

Honorable Greg Abbott VIA CMRRR 7005 3110 0002 8081 7849<br />

Attorney General<br />

300 W. 15 th Street<br />

Austin, <strong>Texas</strong> 78701<br />

15


STATE OF TEXAS §<br />

§<br />

COUNTY OF HARRIS §<br />

VERIFICATION<br />

Be<strong>for</strong>e me, the undersigned Notary Public, on this day personally appeared,<br />

Newton B. Schwartz, Sr., who, after being duly sworn, states under oath that he is<br />

the Relator in this action; that he has read the <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong> <strong>Prohibition</strong><br />

above; and that every statement contained in his above <strong>Petition</strong> <strong>for</strong> <strong>Writ</strong> <strong>of</strong><br />

<strong>Prohibition</strong> is within his personal knowledge and are true and correct.<br />

___________________________<br />

NEWTON B. SCHWARTZ, SR.<br />

SUBSCRIBED AND SWORN TO BEFORE ME, on ______ to certify<br />

which witness my hand and <strong>of</strong>ficial seal.<br />

___________________________<br />

NOTARY PUBLIC IN AND FOR<br />

THE STATE OF TEXAS<br />

My commission expires:__________<br />

16

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