2012 Compliance: Fraud, Waste and Abuse (training - Ubhonline.com

Overview, cont.
– If you or your organization do not qualify for the deemed status, training is required by
December 31 and annually thereafter.
– Please note that there is no deemed status for the Standards of Conduct distribution,
nor the reviews for exclusion and debarment from Federal health care programs.
• Please maintain records of all training – including dates, methods of training,
materials used for training, identification of trained employees via sign-in sheets
or other methods, etc. – as well as records for Standards of Conduct
distribution and all exclusion and debarment review activity.
• Documentation demonstrating completion of compliance requirements at the
first tier, downstream, and related entity employee level must be retained for a
minimum of ten years and made available upon request to Optum, CMS, or
agents acting on behalf of CMS
• Optum, CMS, or agents of CMS may request such records to verify that the
required activity occurred.
Confidential property of Optum. Do not distribute or reproduce without express permission from Optum.
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