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JC-Standards Overview Behavioral Health Care - Joint Commission

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© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

<strong>Joint</strong> <strong>Commission</strong><br />

<strong>Behavioral</strong> <strong>Health</strong> <strong>Care</strong> Accreditation<br />

August 07, 2012<br />

<strong>Standards</strong> <strong>Overview</strong><br />

Peggy Lavin, LCSW<br />

Senior Associate Director <strong>Behavioral</strong> <strong>Health</strong> Program<br />

Cynthia Leslie, APRN, BC, MSN<br />

Associate Director, <strong>Standards</strong> Interpretation Group<br />

Evelyn Choi, MS<br />

Senior Accreditation Specialist


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

The <strong>Joint</strong> <strong>Commission</strong>:<br />

Independent, not for profit, non-governmental<br />

organization<br />

Accrediting behavioral health organizations since 1969<br />

Over 1,900 behavioral health organizations accredited<br />

Our focus: helping organizations help the individuals<br />

they serve<br />

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© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

<strong>Behavioral</strong> <strong>Health</strong> <strong>Care</strong><br />

Accreditation Program<br />

‣ Requirements found in Comprehensive Accreditation<br />

Manual for <strong>Behavioral</strong> <strong>Health</strong> <strong>Care</strong> (CAMBHC)<br />

‣ Based on a Recovery/Resilience Concepts<br />

‣ Accredited organizations range from small single- service<br />

to complex multiple-service providers<br />

3


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

State Recognitions for<br />

<strong>Joint</strong> <strong>Commission</strong>’s<br />

<strong>Behavioral</strong> <strong>Health</strong> <strong>Care</strong> Accreditation<br />

• 189 Distinct administrative agencies within 48 states<br />

and District of Columbia<br />

• Examples:<br />

– Oklahoma<br />

– Ohio<br />

– North Carolina<br />

4


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

<strong>Joint</strong> <strong>Commission</strong><br />

Accreditation Requirements<br />

Guidance for Good Practices<br />

5


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Accreditation Requirements<br />

Includes:<br />

Accreditation Participation Requirements<br />

National Patient Safety Goals<br />

<strong>Standards</strong> and Elements of Performance<br />

Sentinel Event Policy<br />

6


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Accreditation Participation Requirements<br />

Specific requirements:<br />

For participation in the accreditation process<br />

For maintaining an accreditation award<br />

7


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Examples of<br />

Accreditation Participation Requirements<br />

When requested, organization provides official<br />

report of licensing body<br />

Organization notifies consumers and staff that they<br />

may contact The <strong>Joint</strong> <strong>Commission</strong> with concerns<br />

about safety or quality of care, treatment or services<br />

of individuals served<br />

Organization does not misrepresent information<br />

provided in the accreditation process<br />

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© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

National Safety Goals<br />

Requirements that highlight problematic areas in<br />

behavioral health care<br />

Applicability determined by care, treatment, or<br />

services provided<br />

Goal applicable to organizations accredited<br />

under the Comprehensive <strong>Behavioral</strong> <strong>Health</strong><br />

<strong>Care</strong> Accreditation Manual:<br />

– Two identifiers of individual<br />

– Medication reconciliation<br />

– Hand hygiene<br />

– Suicide risk assessment<br />

9


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

<strong>Joint</strong> <strong>Commission</strong><br />

<strong>Behavioral</strong> <strong>Health</strong><br />

<strong>Standards</strong> Development<br />

<strong>Standards</strong> represent a national consensus<br />

Expert panels provide feedback<br />

– Professional and Technical Advisory Committee<br />

– Advisory Councils<br />

Web-based field review of standards changes<br />

10


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

<strong>Standards</strong><br />

<strong>Standards</strong> are:<br />

General performance expectations<br />

General structure or process<br />

Goal<br />

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© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Elements of Performance<br />

How standards are evaluated:<br />

Specific performance expectation<br />

Specific structure/process<br />

Objectives<br />

Scored during the On-Site Survey<br />

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© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Standard Scoring<br />

Elements of Performance are scored<br />

An organization is either in compliance<br />

or not in compliance with a standard<br />

13


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

<strong>Standards</strong> Applicability Process<br />

Common <strong>Standards</strong> apply to all organizations<br />

Specific Program/Setting <strong>Standards</strong> differ from<br />

program/setting to program/setting<br />

Specific Population/Service <strong>Standards</strong> differ from<br />

population to population<br />

Medication Management <strong>Standards</strong> are specific to<br />

each organization’s level of involvement<br />

Applicability grids are in the accreditation<br />

manual – print or electronic<br />

14


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Specific Programs and Settings<br />

Addictions<br />

Case management<br />

Corrections<br />

Crisis stabilization<br />

Family pres/wraparound<br />

Forensics<br />

Foster care<br />

Therapeutic foster care<br />

Community Support<br />

Therapeutic schools<br />

Eating Disorders<br />

Outpatient<br />

Day programs<br />

Transitional/Supervised living<br />

Residential/Group homes<br />

Outdoor<br />

Technology-based<br />

Opioid treatment<br />

Adult day care<br />

Vocational rehab.<br />

15


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Electronic Manual<br />

20


22<br />

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© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

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25<br />

© Copyright, The <strong>Joint</strong> <strong>Commission</strong>


© Copyright, The <strong>Joint</strong> <strong>Commission</strong>


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

View a short video that will walk you<br />

through these steps:<br />

http://www.jcrinc.com/BHC-Service-Profile/<br />

For organizations that are not yet accredited,<br />

please contact Evelyn Choi for complimentary<br />

access<br />

27


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Required Written Documentation<br />

<br />

<br />

<br />

“RWD” Chapter found in CAMBHC print and electronic<br />

manual<br />

Identifies accreditation requirements requiring written<br />

documentation (policies, procedures, criteria, guidelines)<br />

Can be used as a checklist to achieve or maintain<br />

compliance<br />

28


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Required Written Documentation<br />

Documentation icon D also found next to all Elements<br />

of Performance that require written documentation<br />

This icon appears in all versions of the Accreditation<br />

Manual (print, on-line, standards-only spiral-bound)<br />

29


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Top Compliance Issues<br />

CTS.02.01.09 The organization screens<br />

all individuals served for physical pain.


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

CTS.02.01.11 The organization The<br />

organization screens all individuals<br />

served for their nutritional status.<br />

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© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

CTS.03.01.03 The organization has a<br />

plan for care, treatment, or services<br />

that reflects the assessed needs,<br />

strengths, preferences, and goals of<br />

the individual served.<br />

32


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

CTS.04.03.33 For organization<br />

providing food services: The<br />

organization has a process for<br />

preparing and/or distributing food and<br />

nutrition products.<br />

33


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

EC.02.06.01 The organization<br />

establishes and maintains a safe,<br />

functional environment.<br />

34


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

HR.01.06.01 Staff are competent to<br />

perform their responsibilities.<br />

35


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

HR.02.01.03 The organization assigns<br />

initial, renewed, or revised clinical<br />

responsibilities to staff who are<br />

permitted by law and the organization<br />

to practice independently<br />

36


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

MM.03.01.01 The organization safely<br />

stores medications.<br />

37


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

NPSG15.01.01 Identify individuals at<br />

risk for suicide<br />

38


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

RC.01.01.01 The organization<br />

maintains complete and accurate<br />

clinical/case records.<br />

39


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

NPSG15.01.01<br />

The organization identifies safety risks<br />

inherent in the population of the<br />

individuals it serves.<br />

Identify individuals at risk for suicide.<br />

40


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

EP1 Conduct a risk assessment that<br />

identifies specific characteristics of<br />

children/youth and environmental<br />

features that may increase or<br />

decrease the risk of suicide/harm to<br />

self.<br />

41


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

Screening = Process of determining<br />

whether child/youth has certain risk<br />

factors requiring assessment.<br />

Trained staff<br />

Date to be collected<br />

Trigger points<br />

42


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

What questions do you want to ask to<br />

determine if a child/youth is in danger<br />

of harm to self?<br />

Many tools – Choose questions that<br />

apply to your agency<br />

Consider a standardized tool<br />

Is the assessment age appropriate?<br />

43


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

2012 Upcoming<br />

Complimentary Webinars*<br />

September 11 - How to Achieve Accreditation<br />

November 13 - The On-site Survey Process<br />

December 11 – Provider Roundtable<br />

* Already conducted 2012 webinars posted on BHC website<br />

44


<strong>Joint</strong> <strong>Commission</strong><br />

<strong>Behavioral</strong> <strong>Health</strong> <strong>Care</strong> Accreditation<br />

The <strong>Joint</strong> <strong>Commission</strong>’s Gold Seal of Approval TM means<br />

your organization has reached for and achieved the highest<br />

level of performance recognition available in the behavioral<br />

health field.<br />

45


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

<strong>Behavioral</strong> <strong>Health</strong> <strong>Care</strong> Accreditation Team<br />

Mary Cesare-Murphy, PhD<br />

Executive Director<br />

mcesaremurphy@jointcommission.org<br />

630/792-5790<br />

David Wadner, PhD<br />

Field Director<br />

dwadner@jointcommission.org<br />

630/792-5788<br />

Peggy Lavin, LCSW<br />

Senior Associate Director<br />

plavin@jointcommission.org<br />

630/792-5411<br />

Cynthia Leslie, APRN, BC, MSN<br />

<strong>Standards</strong> Interpretation Group<br />

630/792-5982<br />

Evelyn Choi, MS<br />

Senior Accreditation Specialist<br />

echoi@jointcommission.org<br />

630/792-5866<br />

Merlin Wessels, LCSW<br />

<strong>Standards</strong> Interpretation Group<br />

630/792-5899<br />

46


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

What do our accredited customers say?<br />

“We are under constant pressure to do more with<br />

less. <strong>Joint</strong> <strong>Commission</strong> requirements are the<br />

standards we use to assure we don’t sacrifice<br />

quality or safety as we change to meet new<br />

demands. They are the center around which we<br />

organize our systems.”<br />

Susan Rushing, Ph.D.<br />

CEO<br />

Burke Center, Lufkin, TX<br />

47


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

What do our accredited organizations say?<br />

“The <strong>Joint</strong> <strong>Commission</strong>’s self-assessment process<br />

makes us take a close look at the uniformity of care and<br />

services. It makes us confident that patients receive<br />

the same quality care regardless of site, setting, or level<br />

of care. It helps you find real areas of improvement and<br />

stay survey-ready all the time.”<br />

Diane Buchter<br />

Senior VP, COO<br />

The Renfrew Center, Philadelphia, PA<br />

48


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

What do our accredited organizations say?<br />

“We chose The <strong>Joint</strong> <strong>Commission</strong> because we felt<br />

they are the best accrediting agency available. The<br />

<strong>Joint</strong> <strong>Commission</strong> name is powerful and that gives<br />

us an advantage with licensure, insurance, referrals<br />

and our reputation in general.”<br />

Michael Berrett, PhD<br />

CEO, President<br />

The Center for Change<br />

49


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

What do our accredited organizations say?<br />

“The <strong>Joint</strong> <strong>Commission</strong> has been very user-friendly,<br />

more so than other organizations I’ve worked with.<br />

They have a lot of good resources. And our account<br />

executives have been wonderful at getting back to us<br />

quickly whenever we have questions. They’ve been a<br />

great support throughout the entire process.”<br />

Gina Palmer<br />

Compliance Coordinator<br />

Magnolia Creek Treatment Center<br />

50


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

What do our accredited customers say?<br />

“I am always impressed by the experience, patience,<br />

and thoroughness of our surveyors. With The <strong>Joint</strong><br />

<strong>Commission</strong> as a partner, I feel like we have a wise<br />

mentor prodding us to do better, to think more clearly,<br />

and to be more efficient.”<br />

Dustin Tibbitts,<br />

Executive Director<br />

InnerChange New Haven, Provo, UT<br />

51


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

What do our accredited organizations say?<br />

“We have made several very positive changes as a<br />

result of opportunities identified in our survey. And<br />

the surveyors’ willingness to respond to questions<br />

and share “best practices” observed in other<br />

accredited facilities enhances the value of the<br />

survey process.”<br />

Andrew L Braun, MBA<br />

Executive Director<br />

Eating Recovery Center<br />

52


© Copyright, The <strong>Joint</strong> <strong>Commission</strong><br />

What do our accredited customers say?<br />

“The <strong>Joint</strong> <strong>Commission</strong> Gold Seal tells our staff, our<br />

consumers, our payers, and our contractors that we<br />

mean business, that we mean quality. That by coming<br />

to us, they can expect a standard of excellence that’s<br />

driven by an organization that is synonymous for<br />

quality not only in our country, but around the world.”<br />

Michael Flora<br />

President and CEO<br />

Ben Gordon Center, DeKalb, IL<br />

53

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