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Core Issues in Comprehensive Community-Building Initiatives ...

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The Researcher-Funder Relationship<br />

Some CCIs do not have formal evaluations at all. Others<br />

br<strong>in</strong>g <strong>in</strong> evaluators quite early, as described earlier. Still<br />

others br<strong>in</strong>g <strong>in</strong> evaluators after an <strong>in</strong>itiative is well underway.<br />

And given the ambivalence toward research, nearly<br />

everyth<strong>in</strong>g about the hir<strong>in</strong>g and conduct of evaluation is<br />

subject to <strong>in</strong>tense scrut<strong>in</strong>y and second-guess<strong>in</strong>g. Researchers<br />

are most often hired by a funder, but sometimes<br />

are brought <strong>in</strong> by a community collaborative. Others have<br />

to pass muster with local lead agencies <strong>in</strong> some way. As<br />

reported above, Requests for Proposals (RFPs) sometimes<br />

specify that research teams must be diverse, other times<br />

they are left entirely ambiguous as to design and process.<br />

Even after a pa<strong>in</strong>stak<strong>in</strong>g selection process, it is rare<br />

for a funder to contract for an evaluation and let it proceed<br />

without checks and balances. Some funders expect to be<br />

able to review and edit reports before they are made public.<br />

Others require that <strong>in</strong>itiative staff or local collaboratives<br />

have the same advise and consent powers. Dur<strong>in</strong>g the<br />

evaluation, researchers may be asked to provide advice<br />

(technical assistance) to local entities and they may be<br />

asked to provide feedback on the <strong>in</strong>itiative to the funder<br />

<strong>in</strong>dependent of community review.<br />

In short, researchers can be pulled <strong>in</strong> many directions:<br />

community stakeholders need to feel that their <strong>in</strong>terests<br />

are understood and will be protected by the researcher <strong>in</strong><br />

order to engage fully <strong>in</strong> an evaluation. Funders, on the<br />

other hand, may treat researchers as emissaries or <strong>in</strong>termediaries,<br />

ask<strong>in</strong>g both for formal evaluation but also for<br />

<strong>in</strong>formal feedback that may or may not compromise community<br />

relationships. One researcher asked others <strong>in</strong> the<br />

focus group for advice on how to respond to, without anger<strong>in</strong>g,<br />

a funder that takes unfair advantage of the researcher’s<br />

knowledge of a community. In that <strong>in</strong>stance, we were told:<br />

The evaluators and TA providers became the<br />

agents by which the foundation chose to exercise<br />

its need for accountability and monitor<strong>in</strong>g.<br />

Methodological issues aside, it just seemed to be<br />

a very dangerous sort of precedent. It seems to<br />

me evaluators need to take a stance opposite that<br />

and say [to the funder], “we can’t effectively fill<br />

this role, and if you have accountability issues<br />

then f<strong>in</strong>d other ways of satisfy<strong>in</strong>g them than us<strong>in</strong>g<br />

<strong>Community</strong> ambivalence, even hostility<br />

toward evaluation derives <strong>in</strong> part from the<br />

impact on relationships, reputation, fund<strong>in</strong>g,<br />

and sometimes policy that evaluation<br />

reports can have.<br />

your TA and evaluators to do that.” [But] how do<br />

you diplomatically ma<strong>in</strong>ta<strong>in</strong> your need for <strong>in</strong>dependence,<br />

to ma<strong>in</strong>ta<strong>in</strong> your relationships of trust<br />

with the community?<br />

Establish<strong>in</strong>g and ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g a good relationship with<br />

a funder, therefore, is almost as important—and almost as<br />

difficult—as establish<strong>in</strong>g relationships with<strong>in</strong> the community,<br />

said researchers. As suggested earlier, community<br />

ambivalence, even hostility toward evaluation derives <strong>in</strong><br />

part from the impact on relationships, reputation, fund<strong>in</strong>g,<br />

and sometimes policy that evaluation reports can have. The<br />

<strong>in</strong>fluence that the researcher has on the funder of a CCI can<br />

be of particular concern. As was true of all the other groups<br />

<strong>in</strong> this project, researchers spent a lot of time talk<strong>in</strong>g about<br />

the <strong>in</strong>fluence, attitudes, and power of funders. Said one,<br />

How can an evaluator who basically carries <strong>in</strong>formation<br />

from the community to the funder downplay<br />

the role of monitor? The fact that the evaluator<br />

represents the funder is overwhelm<strong>in</strong>g: so<br />

much is rid<strong>in</strong>g on fund<strong>in</strong>g. It’s no surprise that<br />

community representatives have trouble with that<br />

communication. It’s an abid<strong>in</strong>g tension.<br />

And whereas the comment above from one <strong>in</strong>terview<br />

suggests that the research is primarily allied with the fund-<br />

Power, Race, and <strong>Community</strong> Research 9

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