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Rio Tinto PLC (RTP) - 4 For 1 Stock Split - ISE.com

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SERIES ADJUSTMENT - 2010-083<br />

ONN INFORMATION CIRCULAR # 3509<br />

April 13, 2010<br />

<strong>Rio</strong> <strong>Tinto</strong> Plc(<strong>RTP</strong>)<br />

4 for 1 <strong>Stock</strong> <strong>Split</strong><br />

Ex-Distribution Date: 4/30/2010<br />

<strong>Rio</strong> <strong>Tinto</strong> Plc(<strong>RTP</strong>) has declared a 4 for 1 stock split payable to shareholders of record on Thursday, April 22,<br />

2010. Distribution date for the stock split will be Thursday, April 29, 2010. Ex-distribution date for the stock<br />

split will be Friday, April 30, 2010<br />

Contract Adjustments:<br />

Pursuant to the by-laws of The Options Clearing Corporation ("OCC"), all <strong>Rio</strong> <strong>Tinto</strong> Plc options will<br />

be adjusted as follows:<br />

Adjustment Date:<br />

Effective with exercises of Friday, April 30, 2010 and thereafter.<br />

<strong>ISE</strong> Underlying Symbol(s):<br />

Unchanged - <strong>RTP</strong><br />

OPRA Option Symbol(s):<br />

Unchanged - (<strong>RTP</strong>/RJT/ZLR/ZCF/LRZ/LVV)<br />

No. Of Contracts : 4<br />

Strike Prices:<br />

Reduced by dividing existing strikes by 4 and rounding to the nearest penny.<br />

Multiplier: 100 (e.g. Premium of 1.00 = $100)<br />

New Deliverable/Contract:<br />

100 Shares of RIO TINTO <strong>PLC</strong> (<strong>RTP</strong>)<br />

GTC Order Cancellation:<br />

On Thursday, April 29, 2010, immediately after the <strong>ISE</strong> close, all resting orders in the <strong>RTP</strong> order book<br />

will be cancelled.<br />

Position and Exercise Limits:<br />

The <strong>ISE</strong> Surveillance Department has determined that position and exercise limits following this stock<br />

split will be 100,000,000 Shares through the January 21, 2012 expiration date at which time it will revert to<br />

its standard limit of 25,000,000 Shares.<br />

Adjusted Exercise Prices:<br />

Effective with the opening of business on Friday, April 30, 2010, trading in <strong>RTP</strong> series will be on an<br />

adjusted basis. The strike price adjustments below are expected based on the current outstanding series.<br />

Any additional <strong>RTP</strong> series added prior to the effective date will also be adjusted in the manner outlined<br />

below.


RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>)<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>0Apr85.0C/P <strong>RTP</strong> Apr 85 D /P <strong>RTP</strong>0Apr21.3CX/PX <strong>RTP</strong> Apr 21.25 D /P<br />

<strong>RTP</strong>0Apr90.0C/P <strong>RTP</strong> Apr 90 D /P <strong>RTP</strong>0Apr22.5CX/PX <strong>RTP</strong> Apr 22.5 D /P<br />

<strong>RTP</strong>0Apr95.0C/P <strong>RTP</strong> Apr 95 D /P <strong>RTP</strong>0Apr23.8CX/PX <strong>RTP</strong> Apr 23.75 D /P<br />

<strong>RTP</strong>0Apr100.0C/P <strong>RTP</strong> Apr 100 D /P <strong>RTP</strong>0Apr25.0CX/PX <strong>RTP</strong> Apr 25 D /P<br />

<strong>RTP</strong>0Apr105.0C/P <strong>RTP</strong> Apr 105 D /P <strong>RTP</strong>0Apr26.3CX/PX <strong>RTP</strong> Apr 26.25 D /P<br />

<strong>RTP</strong>0Apr110.0C/P <strong>RTP</strong> Apr 110 D /P <strong>RTP</strong>0Apr27.5CX/PX <strong>RTP</strong> Apr 27.5 D /P<br />

<strong>RTP</strong>0Apr115.0C/P <strong>RTP</strong> Apr 115 D /P <strong>RTP</strong>0Apr28.8CX/PX <strong>RTP</strong> Apr 28.75 D /P<br />

<strong>RTP</strong>0Apr120.0C/P <strong>RTP</strong> Apr 120 D /P <strong>RTP</strong>0Apr30.0CX/PX <strong>RTP</strong> Apr 30 D /P<br />

<strong>RTP</strong>0Apr125.0C/P <strong>RTP</strong> Apr 125 D /P <strong>RTP</strong>0Apr31.3CX/PX <strong>RTP</strong> Apr 31.25 D /P<br />

<strong>RTP</strong>0Apr130.0C/P <strong>RTP</strong> Apr 130 D /P <strong>RTP</strong>0Apr32.5CX/PX <strong>RTP</strong> Apr 32.5 D /P<br />

<strong>RTP</strong>0Apr135.0C/P <strong>RTP</strong> Apr 135 D /P <strong>RTP</strong>0Apr33.8CX/PX <strong>RTP</strong> Apr 33.75 D /P<br />

<strong>RTP</strong>0Apr140.0C/P <strong>RTP</strong> Apr 140 D /P <strong>RTP</strong>0Apr35.0CX/PX <strong>RTP</strong> Apr 35 D /P<br />

<strong>RTP</strong>0Apr145.0C/P <strong>RTP</strong> Apr 145 D /P <strong>RTP</strong>0Apr36.3CX/PX <strong>RTP</strong> Apr 36.25 D /P<br />

<strong>RTP</strong>0Apr150.0C/P <strong>RTP</strong> Apr 150 D /P <strong>RTP</strong>0Apr37.5CX/PX <strong>RTP</strong> Apr 37.5 D /P<br />

<strong>RTP</strong>0Apr155.0C/P <strong>RTP</strong> Apr 155 D /P <strong>RTP</strong>0Apr38.8CX/PX <strong>RTP</strong> Apr 38.75 D /P<br />

<strong>RTP</strong>0Apr160.0C/P <strong>RTP</strong> Apr 160 D /P <strong>RTP</strong>0Apr40.0CX/PX <strong>RTP</strong> Apr 40 D /P<br />

<strong>RTP</strong>0Apr165.0C/P <strong>RTP</strong> Apr 165 D /P <strong>RTP</strong>0Apr41.3CX/PX <strong>RTP</strong> Apr 41.25 D /P<br />

<strong>RTP</strong>0Apr170.0C/P <strong>RTP</strong> Apr 170 D /P <strong>RTP</strong>0Apr42.5CX/PX <strong>RTP</strong> Apr 42.5 D /P<br />

<strong>RTP</strong>0Apr175.0C/P <strong>RTP</strong> Apr 175 D /P <strong>RTP</strong>0Apr43.8CX/PX <strong>RTP</strong> Apr 43.75 D /P<br />

<strong>RTP</strong>0Apr180.0C/P <strong>RTP</strong> Apr 180 D /P <strong>RTP</strong>0Apr45.0CX/PX <strong>RTP</strong> Apr 45 D /P<br />

<strong>RTP</strong>0Apr185.0C/P <strong>RTP</strong> Apr 185 D /P <strong>RTP</strong>0Apr46.3CX/PX <strong>RTP</strong> Apr 46.25 D /P<br />

<strong>RTP</strong>0Apr190.0C/P <strong>RTP</strong> Apr 190 D /P <strong>RTP</strong>0Apr47.5CX/PX <strong>RTP</strong> Apr 47.5 D /P<br />

<strong>RTP</strong>0Apr195.0C/P <strong>RTP</strong> Apr 195 D /P <strong>RTP</strong>0Apr48.8CX/PX <strong>RTP</strong> Apr 48.75 D /P<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>/RJT)<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>/RJT)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>0Apr200.0C/P RJT Apr 200 D /P <strong>RTP</strong>0Apr50.0CX/PX RJT Apr 50 D /P<br />

<strong>RTP</strong>0Apr210.0C/P RJT Apr 210 D /P <strong>RTP</strong>0Apr52.5CX/PX RJT Apr 52.5 D /P<br />

<strong>RTP</strong>0Apr220.0C/P RJT Apr 220 D /P <strong>RTP</strong>0Apr55.0CX/PX RJT Apr 55 D /P<br />

<strong>RTP</strong>0Apr230.0C/P RJT Apr 230 D /P <strong>RTP</strong>0Apr57.5CX/PX RJT Apr 57.5 D /P<br />

<strong>RTP</strong>0Apr240.0C/P RJT Apr 240 D /P <strong>RTP</strong>0Apr60.0CX/PX RJT Apr 60 D /P<br />

<strong>RTP</strong>0Apr250.0C/P RJT Apr 250 D /P <strong>RTP</strong>0Apr62.5CX/PX RJT Apr 62.5 D /P<br />

<strong>RTP</strong>0Apr260.0C/P RJT Apr 260 D /P <strong>RTP</strong>0Apr65.0CX/PX RJT Apr 65 D /P<br />

<strong>RTP</strong>0Apr270.0C/P RJT Apr 270 D /P <strong>RTP</strong>0Apr67.5CX/PX RJT Apr 67.5 D /P<br />

<strong>RTP</strong>0Apr280.0C/P RJT Apr 280 D /P <strong>RTP</strong>0Apr70.0CX/PX RJT Apr 70 D /P<br />

<strong>RTP</strong>0Apr290.0C/P RJT Apr 290 D /P <strong>RTP</strong>0Apr72.5CX/PX RJT Apr 72.5 D /P<br />

<strong>RTP</strong>0Apr300.0C/P RJT Apr 300 D /P <strong>RTP</strong>0Apr75.0CX/PX RJT Apr 75 D /P<br />

<strong>RTP</strong>0Apr310.0C/P RJT Apr 310 D /P <strong>RTP</strong>0Apr77.5CX/PX RJT Apr 77.5 D /P<br />

<strong>RTP</strong>0Apr320.0C/P RJT Apr 320 D /P <strong>RTP</strong>0Apr80.0CX/PX RJT Apr 80 D /P<br />

<strong>RTP</strong>0Apr330.0C/P RJT Apr 330 D /P <strong>RTP</strong>0Apr82.5CX/PX RJT Apr 82.5 D /P<br />

<strong>RTP</strong>0Apr340.0C/P RJT Apr 340 D /P <strong>RTP</strong>0Apr85.0CX/PX RJT Apr 85 D /P


RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>)<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>0May130.0C/P <strong>RTP</strong> May 130 E /Q <strong>RTP</strong>0May32.5CX/PX <strong>RTP</strong> May 32.5 E /Q<br />

<strong>RTP</strong>0May135.0C/P <strong>RTP</strong> May 135 E /Q <strong>RTP</strong>0May33.8CX/PX <strong>RTP</strong> May 33.75 E /Q<br />

<strong>RTP</strong>0May140.0C/P <strong>RTP</strong> May 140 E /Q <strong>RTP</strong>0May35.0CX/PX <strong>RTP</strong> May 35 E /Q<br />

<strong>RTP</strong>0May145.0C/P <strong>RTP</strong> May 145 E /Q <strong>RTP</strong>0May36.3CX/PX <strong>RTP</strong> May 36.25 E /Q<br />

<strong>RTP</strong>0May150.0C/P <strong>RTP</strong> May 150 E /Q <strong>RTP</strong>0May37.5CX/PX <strong>RTP</strong> May 37.5 E /Q<br />

<strong>RTP</strong>0May155.0C/P <strong>RTP</strong> May 155 E /Q <strong>RTP</strong>0May38.8CX/PX <strong>RTP</strong> May 38.75 E /Q<br />

<strong>RTP</strong>0May160.0C/P <strong>RTP</strong> May 160 E /Q <strong>RTP</strong>0May40.0CX/PX <strong>RTP</strong> May 40 E /Q<br />

<strong>RTP</strong>0May165.0C/P <strong>RTP</strong> May 165 E /Q <strong>RTP</strong>0May41.3CX/PX <strong>RTP</strong> May 41.25 E /Q<br />

<strong>RTP</strong>0May170.0C/P <strong>RTP</strong> May 170 E /Q <strong>RTP</strong>0May42.5CX/PX <strong>RTP</strong> May 42.5 E /Q<br />

<strong>RTP</strong>0May175.0C/P <strong>RTP</strong> May 175 E /Q <strong>RTP</strong>0May43.8CX/PX <strong>RTP</strong> May 43.75 E /Q<br />

<strong>RTP</strong>0May180.0C/P <strong>RTP</strong> May 180 E /Q <strong>RTP</strong>0May45.0CX/PX <strong>RTP</strong> May 45 E /Q<br />

<strong>RTP</strong>0May185.0C/P <strong>RTP</strong> May 185 E /Q <strong>RTP</strong>0May46.3CX/PX <strong>RTP</strong> May 46.25 E /Q<br />

<strong>RTP</strong>0May190.0C/P <strong>RTP</strong> May 190 E /Q <strong>RTP</strong>0May47.5CX/PX <strong>RTP</strong> May 47.5 E /Q<br />

<strong>RTP</strong>0May195.0C/P <strong>RTP</strong> May 195 E /Q <strong>RTP</strong>0May48.8CX/PX <strong>RTP</strong> May 48.75 E /Q<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>/RJT)<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>/RJT)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>0May200.0C/P RJT May 200 E /Q <strong>RTP</strong>0May50.0CX/PX RJT May 50 E /Q<br />

<strong>RTP</strong>0May210.0C/P RJT May 210 E /Q <strong>RTP</strong>0May52.5CX/PX RJT May 52.5 E /Q<br />

<strong>RTP</strong>0May220.0C/P RJT May 220 E /Q <strong>RTP</strong>0May55.0CX/PX RJT May 55 E /Q<br />

<strong>RTP</strong>0May230.0C/P 0C/P RJT May 230 E/Q <strong>RTP</strong>0May57.5CX/PX 5CX/PX RJT May 57.5 5 E/Q<br />

<strong>RTP</strong>0May240.0C/P RJT May 240 E /Q <strong>RTP</strong>0May60.0CX/PX RJT May 60 E /Q<br />

<strong>RTP</strong>0May250.0C/P RJT May 250 E /Q <strong>RTP</strong>0May62.5CX/PX RJT May 62.5 E /Q<br />

<strong>RTP</strong>0May260.0C/P RJT May 260 E /Q <strong>RTP</strong>0May65.0CX/PX RJT May 65 E /Q<br />

<strong>RTP</strong>0May270.0C/P RJT May 270 E /Q <strong>RTP</strong>0May67.5CX/PX RJT May 67.5 E /Q<br />

<strong>RTP</strong>0May280.0C/P RJT May 280 E /Q <strong>RTP</strong>0May70.0CX/PX RJT May 70 E /Q<br />

<strong>RTP</strong>0May290.0C/P RJT May 290 E /Q <strong>RTP</strong>0May72.5CX/PX RJT May 72.5 E /Q<br />

<strong>RTP</strong>0May300.0C/P RJT May 300 E /Q <strong>RTP</strong>0May75.0CX/PX RJT May 75 E /Q


RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>)<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>0Jul100.0C/P <strong>RTP</strong> Jul 100 G /S <strong>RTP</strong>0Jul25.0CX/PX <strong>RTP</strong> Jul 25 G /S<br />

<strong>RTP</strong>0Jul105.0C/P <strong>RTP</strong> Jul 105 G /S <strong>RTP</strong>0Jul26.3CX/PX <strong>RTP</strong> Jul 26.25 G /S<br />

<strong>RTP</strong>0Jul110.0C/P <strong>RTP</strong> Jul 110 G /S <strong>RTP</strong>0Jul27.5CX/PX <strong>RTP</strong> Jul 27.5 G /S<br />

<strong>RTP</strong>0Jul115.0C/P <strong>RTP</strong> Jul 115 G /S <strong>RTP</strong>0Jul28.8CX/PX <strong>RTP</strong> Jul 28.75 G /S<br />

<strong>RTP</strong>0Jul120.0C/P <strong>RTP</strong> Jul 120 G /S <strong>RTP</strong>0Jul30.0CX/PX <strong>RTP</strong> Jul 30 G /S<br />

<strong>RTP</strong>0Jul125.0C/P <strong>RTP</strong> Jul 125 G /S <strong>RTP</strong>0Jul31.3CX/PX <strong>RTP</strong> Jul 31.25 G /S<br />

<strong>RTP</strong>0Jul130.0C/P <strong>RTP</strong> Jul 130 G /S <strong>RTP</strong>0Jul32.5CX/PX <strong>RTP</strong> Jul 32.5 G /S<br />

<strong>RTP</strong>0Jul135.0C/P <strong>RTP</strong> Jul 135 G /S <strong>RTP</strong>0Jul33.8CX/PX <strong>RTP</strong> Jul 33.75 G /S<br />

<strong>RTP</strong>0Jul140.0C/P <strong>RTP</strong> Jul 140 G /S <strong>RTP</strong>0Jul35.0CX/PX <strong>RTP</strong> Jul 35 G /S<br />

<strong>RTP</strong>0Jul145.0C/P <strong>RTP</strong> Jul 145 G /S <strong>RTP</strong>0Jul36.3CX/PX <strong>RTP</strong> Jul 36.25 G /S<br />

<strong>RTP</strong>0Jul150.0C/P <strong>RTP</strong> Jul 150 G /S <strong>RTP</strong>0Jul37.5CX/PX <strong>RTP</strong> Jul 37.5 G /S<br />

<strong>RTP</strong>0Jul155.0C/P <strong>RTP</strong> Jul 155 G /S <strong>RTP</strong>0Jul38.8CX/PX <strong>RTP</strong> Jul 38.75 G /S<br />

<strong>RTP</strong>0Jul160.0C/P <strong>RTP</strong> Jul 160 G /S <strong>RTP</strong>0Jul40.0CX/PX <strong>RTP</strong> Jul 40 G /S<br />

<strong>RTP</strong>0Jul165.0C/P <strong>RTP</strong> Jul 165 G /S <strong>RTP</strong>0Jul41.3CX/PX <strong>RTP</strong> Jul 41.25 G /S<br />

<strong>RTP</strong>0Jul170.0C/P <strong>RTP</strong> Jul 170 G /S <strong>RTP</strong>0Jul42.5CX/PX <strong>RTP</strong> Jul 42.5 G /S<br />

<strong>RTP</strong>0Jul175.0C/P <strong>RTP</strong> Jul 175 G /S <strong>RTP</strong>0Jul43.8CX/PX <strong>RTP</strong> Jul 43.75 G /S<br />

<strong>RTP</strong>0Jul180.0C/P <strong>RTP</strong> Jul 180 G /S <strong>RTP</strong>0Jul45.0CX/PX <strong>RTP</strong> Jul 45 G /S<br />

<strong>RTP</strong>0Jul185.0C/P <strong>RTP</strong> Jul 185 G /S <strong>RTP</strong>0Jul46.3CX/PX <strong>RTP</strong> Jul 46.25 G /S<br />

<strong>RTP</strong>0Jul190.0C/P <strong>RTP</strong> Jul 190 G /S <strong>RTP</strong>0Jul47.5CX/PX <strong>RTP</strong> Jul 47.5 G /S<br />

<strong>RTP</strong>0Jul195.0C/P <strong>RTP</strong> Jul 195 G /S <strong>RTP</strong>0Jul48.8CX/PX <strong>RTP</strong> Jul 48.75 G /S<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>/RJT)<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>/RJT)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>0Jul200.0C/P RJT Jul 200 G /S <strong>RTP</strong>0Jul50.0CX/PX RJT Jul 50 G /S<br />

<strong>RTP</strong>0Jul210.0C/P RJT Jul 210 G /S <strong>RTP</strong>0Jul52.5CX/PX RJT Jul 52.5 G /S<br />

<strong>RTP</strong>0Jul220.0C/P RJT Jul 220 G /S <strong>RTP</strong>0Jul55.0CX/PX RJT Jul 55 G /S<br />

<strong>RTP</strong>0Jul230.0C/P RJT Jul 230 G /S <strong>RTP</strong>0Jul57.5CX/PX RJT Jul 57.5 G /S<br />

<strong>RTP</strong>0Jul240.0C/P RJT Jul 240 G /S <strong>RTP</strong>0Jul60.0CX/PX RJT Jul 60 G /S<br />

<strong>RTP</strong>0Jul250.0C/P RJT Jul 250 G /S <strong>RTP</strong>0Jul62.5CX/PX RJT Jul 62.5 G /S<br />

<strong>RTP</strong>0Jul260.0C/P RJT Jul 260 G /S <strong>RTP</strong>0Jul65.0CX/PX RJT Jul 65 G /S<br />

<strong>RTP</strong>0Jul270.0C/P RJT Jul 270 G /S <strong>RTP</strong>0Jul67.5CX/PX RJT Jul 67.5 G /S<br />

<strong>RTP</strong>0Jul280.0C/P RJT Jul 280 G /S <strong>RTP</strong>0Jul70.0CX/PX RJT Jul 70 G /S<br />

<strong>RTP</strong>0Jul290.0C/P RJT Jul 290 G /S <strong>RTP</strong>0Jul72.5CX/PX RJT Jul 72.5 G /S<br />

<strong>RTP</strong>0Jul300.0C/P RJT Jul 300 G /S <strong>RTP</strong>0Jul75.0CX/PX RJT Jul 75 G /S<br />

<strong>RTP</strong>0Jul310.0C/P RJT Jul 310 G /S <strong>RTP</strong>0Jul77.5CX/PX RJT Jul 77.5 G /S<br />

<strong>RTP</strong>0Jul320.0C/P RJT Jul 320 G /S <strong>RTP</strong>0Jul80.0CX/PX RJT Jul 80 G /S<br />

<strong>RTP</strong>0Jul330.0C/P RJT Jul 330 G /S <strong>RTP</strong>0Jul82.5CX/PX RJT Jul 82.5 G /S<br />

<strong>RTP</strong>0Jul340.0C/P RJT Jul 340 G /S <strong>RTP</strong>0Jul85.0CX/PX RJT Jul 85 G /S<br />

<strong>RTP</strong>0Jul350.0C/P RJT Jul 350 G /S <strong>RTP</strong>0Jul87.5CX/PX RJT Jul 87.5 G /S<br />

<strong>RTP</strong>0Jul360.0C/P RJT Jul 360 G /S <strong>RTP</strong>0Jul90.0CX/PX RJT Jul 90 G /S


RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>)<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>0Oct105.0C/P <strong>RTP</strong> Oct 105 J /V <strong>RTP</strong>0Oct26.3CX/PX <strong>RTP</strong> Oct 26.25 J /V<br />

<strong>RTP</strong>0Oct110.0C/P <strong>RTP</strong> Oct 110 J /V <strong>RTP</strong>0Oct27.5CX/PX <strong>RTP</strong> Oct 27.5 J /V<br />

<strong>RTP</strong>0Oct115.0C/P <strong>RTP</strong> Oct 115 J /V <strong>RTP</strong>0Oct28.8CX/PX <strong>RTP</strong> Oct 28.75 J /V<br />

<strong>RTP</strong>0Oct120.0C/P <strong>RTP</strong> Oct 120 J /V <strong>RTP</strong>0Oct30.0CX/PX <strong>RTP</strong> Oct 30 J /V<br />

<strong>RTP</strong>0Oct125.0C/P <strong>RTP</strong> Oct 125 J /V <strong>RTP</strong>0Oct31.3CX/PX <strong>RTP</strong> Oct 31.25 J /V<br />

<strong>RTP</strong>0Oct130.0C/P <strong>RTP</strong> Oct 130 J /V <strong>RTP</strong>0Oct32.5CX/PX <strong>RTP</strong> Oct 32.5 J /V<br />

<strong>RTP</strong>0Oct135.0C/P <strong>RTP</strong> Oct 135 J /V <strong>RTP</strong>0Oct33.8CX/PX <strong>RTP</strong> Oct 33.75 J /V<br />

<strong>RTP</strong>0Oct140.0C/P <strong>RTP</strong> Oct 140 J /V <strong>RTP</strong>0Oct35.0CX/PX <strong>RTP</strong> Oct 35 J /V<br />

<strong>RTP</strong>0Oct145.0C/P <strong>RTP</strong> Oct 145 J /V <strong>RTP</strong>0Oct36.3CX/PX <strong>RTP</strong> Oct 36.25 J /V<br />

<strong>RTP</strong>0Oct150.0C/P <strong>RTP</strong> Oct 150 J /V <strong>RTP</strong>0Oct37.5CX/PX <strong>RTP</strong> Oct 37.5 J /V<br />

<strong>RTP</strong>0Oct155.0C/P <strong>RTP</strong> Oct 155 J /V <strong>RTP</strong>0Oct38.8CX/PX <strong>RTP</strong> Oct 38.75 J /V<br />

<strong>RTP</strong>0Oct160.0C/P <strong>RTP</strong> Oct 160 J /V <strong>RTP</strong>0Oct40.0CX/PX <strong>RTP</strong> Oct 40 J /V<br />

<strong>RTP</strong>0Oct165.0C/P <strong>RTP</strong> Oct 165 J /V <strong>RTP</strong>0Oct41.3CX/PX <strong>RTP</strong> Oct 41.25 J /V<br />

<strong>RTP</strong>0Oct170.0C/P <strong>RTP</strong> Oct 170 J /V <strong>RTP</strong>0Oct42.5CX/PX <strong>RTP</strong> Oct 42.5 J /V<br />

<strong>RTP</strong>0Oct175.0C/P <strong>RTP</strong> Oct 175 J /V <strong>RTP</strong>0Oct43.8CX/PX <strong>RTP</strong> Oct 43.75 J /V<br />

<strong>RTP</strong>0Oct180.0C/P <strong>RTP</strong> Oct 180 J /V <strong>RTP</strong>0Oct45.0CX/PX <strong>RTP</strong> Oct 45 J /V<br />

<strong>RTP</strong>0Oct185.0C/P <strong>RTP</strong> Oct 185 J /V <strong>RTP</strong>0Oct46.3CX/PX <strong>RTP</strong> Oct 46.25 J /V<br />

<strong>RTP</strong>0Oct190.0C/P <strong>RTP</strong> Oct 190 J /V <strong>RTP</strong>0Oct47.5CX/PX <strong>RTP</strong> Oct 47.5 J /V<br />

<strong>RTP</strong>0Oct195.0C/P <strong>RTP</strong> Oct 195 J /V <strong>RTP</strong>0Oct48.8CX/PX <strong>RTP</strong> Oct 48.75 J /V<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>/RJT)<br />

RIO TINTO <strong>PLC</strong>(<strong>RTP</strong>/RJT)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>0Oct200.0C/P RJT Oct 200 J /V <strong>RTP</strong>0Oct50.0CX/PX RJT Oct 50 J /V<br />

<strong>RTP</strong>0Oct210.0C/P RJT Oct 210 J /V <strong>RTP</strong>0Oct52.5CX/PX RJT Oct 52.5 J /V<br />

<strong>RTP</strong>0Oct220.0C/P RJT Oct 220 J /V <strong>RTP</strong>0Oct55.0CX/PX RJT Oct 55 J /V<br />

<strong>RTP</strong>0Oct230.0C/P RJT Oct 230 J /V <strong>RTP</strong>0Oct57.5CX/PX RJT Oct 57.5 J /V<br />

<strong>RTP</strong>0Oct240.0C/P RJT Oct 240 J /V <strong>RTP</strong>0Oct60.0CX/PX RJT Oct 60 J /V<br />

<strong>RTP</strong>0Oct250.0C/P RJT Oct 250 J /V <strong>RTP</strong>0Oct62.5CX/PX RJT Oct 62.5 J /V<br />

<strong>RTP</strong>0Oct260.0C/P RJT Oct 260 J /V <strong>RTP</strong>0Oct65.0CX/PX RJT Oct 65 J /V<br />

<strong>RTP</strong>0Oct270.0C/P RJT Oct 270 J /V <strong>RTP</strong>0Oct67.5CX/PX RJT Oct 67.5 J /V<br />

<strong>RTP</strong>0Oct280.0C/P RJT Oct 280 J /V <strong>RTP</strong>0Oct70.0CX/PX RJT Oct 70 J /V<br />

<strong>RTP</strong>0Oct290.0C/P RJT Oct 290 J /V <strong>RTP</strong>0Oct72.5CX/PX RJT Oct 72.5 J /V<br />

<strong>RTP</strong>0Oct300.0C/P RJT Oct 300 J /V <strong>RTP</strong>0Oct75.0CX/PX RJT Oct 75 J /V<br />

<strong>RTP</strong>0Oct310.0C/P RJT Oct 310 J /V <strong>RTP</strong>0Oct77.5CX/PX RJT Oct 77.5 J /V<br />

<strong>RTP</strong>0Oct320.0C/P RJT Oct 320 J /V <strong>RTP</strong>0Oct80.0CX/PX RJT Oct 80 J /V<br />

<strong>RTP</strong>0Oct330.0C/P RJT Oct 330 J /V <strong>RTP</strong>0Oct82.5CX/PX RJT Oct 82.5 J /V<br />

<strong>RTP</strong>0Oct340.0C/P RJT Oct 340 J /V <strong>RTP</strong>0Oct85.0CX/PX RJT Oct 85 J /V<br />

<strong>RTP</strong>0Oct350.0C/P RJT Oct 350 J /V <strong>RTP</strong>0Oct87.5CX/PX RJT Oct 87.5 J /V<br />

<strong>RTP</strong>0Oct360.0C/P RJT Oct 360 J /V <strong>RTP</strong>0Oct90.0CX/PX RJT Oct 90 J /V


RIO TINTO <strong>PLC</strong> - 2011 LEAP(<strong>RTP</strong>/ZLR)<br />

RIO TINTO <strong>PLC</strong> - 2011 LEAP(<strong>RTP</strong>/ZLR)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>1Jan105.0C/P ZLR Jan 105 A /M <strong>RTP</strong>1Jan26.3CX/PX ZLR Jan 26.25 A /M<br />

<strong>RTP</strong>1Jan110.0C/P ZLR Jan 110 A /M <strong>RTP</strong>1Jan27.5CX/PX ZLR Jan 27.5 A /M<br />

<strong>RTP</strong>1Jan115.0C/P ZLR Jan 115 A /M <strong>RTP</strong>1Jan28.8CX/PX ZLR Jan 28.75 A /M<br />

<strong>RTP</strong>1Jan120.0C/P ZLR Jan 120 A /M <strong>RTP</strong>1Jan30.0CX/PX ZLR Jan 30 A /M<br />

<strong>RTP</strong>1Jan125.0C/P ZLR Jan 125 A /M <strong>RTP</strong>1Jan31.3CX/PX ZLR Jan 31.25 A /M<br />

<strong>RTP</strong>1Jan130.0C/P ZLR Jan 130 A /M <strong>RTP</strong>1Jan32.5CX/PX ZLR Jan 32.5 A /M<br />

<strong>RTP</strong>1Jan135.0C/P ZLR Jan 135 A /M <strong>RTP</strong>1Jan33.8CX/PX ZLR Jan 33.75 A /M<br />

<strong>RTP</strong>1Jan140.0C/P ZLR Jan 140 A /M <strong>RTP</strong>1Jan35.0CX/PX ZLR Jan 35 A /M<br />

<strong>RTP</strong>1Jan145.0C/P ZLR Jan 145 A /M <strong>RTP</strong>1Jan36.3CX/PX ZLR Jan 36.25 A /M<br />

<strong>RTP</strong>1Jan150.0C/P ZLR Jan 150 A /M <strong>RTP</strong>1Jan37.5CX/PX ZLR Jan 37.5 A /M<br />

<strong>RTP</strong>1Jan155.0C/P ZLR Jan 155 A /M <strong>RTP</strong>1Jan38.8CX/PX ZLR Jan 38.75 A /M<br />

<strong>RTP</strong>1Jan160.0C/P ZLR Jan 160 A /M <strong>RTP</strong>1Jan40.0CX/PX ZLR Jan 40 A /M<br />

<strong>RTP</strong>1Jan165.0C/P ZLR Jan 165 A /M <strong>RTP</strong>1Jan41.3CX/PX ZLR Jan 41.25 A /M<br />

<strong>RTP</strong>1Jan170.0C/P ZLR Jan 170 A /M <strong>RTP</strong>1Jan42.5CX/PX ZLR Jan 42.5 A /M<br />

<strong>RTP</strong>1Jan175.0C/P ZLR Jan 175 A /M <strong>RTP</strong>1Jan43.8CX/PX ZLR Jan 43.75 A /M<br />

<strong>RTP</strong>1Jan180.0C/P ZLR Jan 180 A /M <strong>RTP</strong>1Jan45.0CX/PX ZLR Jan 45 A /M<br />

<strong>RTP</strong>1Jan185.0C/P ZLR Jan 185 A /M <strong>RTP</strong>1Jan46.3CX/PX ZLR Jan 46.25 A /M<br />

<strong>RTP</strong>1Jan190.0C/P ZLR Jan 190 A /M <strong>RTP</strong>1Jan47.5CX/PX ZLR Jan 47.5 A /M<br />

<strong>RTP</strong>1Jan195.0C/P ZLR Jan 195 A /M <strong>RTP</strong>1Jan48.8CX/PX ZLR Jan 48.75 A /M<br />

<strong>RTP</strong>1Jan200.0C/P ZLR Jan 200 A /M <strong>RTP</strong>1Jan50.0CX/PX ZLR Jan 50 A /M<br />

<strong>RTP</strong>1Jan210.0C/P ZLR Jan 210 A /M <strong>RTP</strong>1Jan52.5CX/PX ZLR Jan 52.5 A /M<br />

<strong>RTP</strong>1Jan220.0C/P ZLR Jan 220 A /M <strong>RTP</strong>1Jan55.0CX/PX ZLR Jan 55 A /M<br />

<strong>RTP</strong>1Jan230.0C/P ZLR Jan 230 A /M <strong>RTP</strong>1Jan57.5CX/PX ZLR Jan 57.5 A /M<br />

<strong>RTP</strong>1Jan240.0C/P ZLR Jan 240 A /M <strong>RTP</strong>1Jan60.0CX/PX ZLR Jan 60 A /M<br />

<strong>RTP</strong>1Jan250.0C/P 0C/P ZLR Jan 250 A/M <strong>RTP</strong>1Jan62.5CX/PX ZLR Jan 62.5 A/M<br />

<strong>RTP</strong>1Jan260.0C/P ZLR Jan 260 A /M <strong>RTP</strong>1Jan65.0CX/PX ZLR Jan 65 A /M<br />

RIO TINTO <strong>PLC</strong> - 2011 LEAP(<strong>RTP</strong>/ZCF)<br />

RIO TINTO <strong>PLC</strong> - 2011 LEAP(<strong>RTP</strong>/ZCF)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>1Jan270.0C/P ZCF Jan 270 A /M <strong>RTP</strong>1Jan67.5CX/PX ZCF Jan 67.5 A /M<br />

<strong>RTP</strong>1Jan280.0C/P ZCF Jan 280 A /M <strong>RTP</strong>1Jan70.0CX/PX ZCF Jan 70 A /M<br />

<strong>RTP</strong>1Jan290.0C/P ZCF Jan 290 A /M <strong>RTP</strong>1Jan72.5CX/PX ZCF Jan 72.5 A /M<br />

<strong>RTP</strong>1Jan300.0C/P ZCF Jan 300 A /M <strong>RTP</strong>1Jan75.0CX/PX ZCF Jan 75 A /M<br />

<strong>RTP</strong>1Jan310.0C/P ZCF Jan 310 A /M <strong>RTP</strong>1Jan77.5CX/PX ZCF Jan 77.5 A /M<br />

<strong>RTP</strong>1Jan320.0C/P ZCF Jan 320 A /M <strong>RTP</strong>1Jan80.0CX/PX ZCF Jan 80 A /M<br />

<strong>RTP</strong>1Jan330.0C/P ZCF Jan 330 A /M <strong>RTP</strong>1Jan82.5CX/PX ZCF Jan 82.5 A /M<br />

<strong>RTP</strong>1Jan340.0C/P ZCF Jan 340 A /M <strong>RTP</strong>1Jan85.0CX/PX ZCF Jan 85 A /M<br />

<strong>RTP</strong>1Jan350.0C/P ZCF Jan 350 A /M <strong>RTP</strong>1Jan87.5CX/PX ZCF Jan 87.5 A /M<br />

<strong>RTP</strong>1Jan360.0C/P ZCF Jan 360 A /M <strong>RTP</strong>1Jan90.0CX/PX ZCF Jan 90 A /M


RIO TINTO <strong>PLC</strong> - 2012 LEAP(<strong>RTP</strong>/LRZ)<br />

RIO TINTO <strong>PLC</strong> - 2012 LEAP(<strong>RTP</strong>/LRZ)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>2Jan150.0C/P LRZ Jan 150 A /M <strong>RTP</strong>2Jan37.5CX/PX LRZ Jan 37.5 A /M<br />

<strong>RTP</strong>2Jan155.0C/P LRZ Jan 155 A /M <strong>RTP</strong>2Jan38.8CX/PX LRZ Jan 38.75 A /M<br />

<strong>RTP</strong>2Jan160.0C/P LRZ Jan 160 A /M <strong>RTP</strong>2Jan40.0CX/PX LRZ Jan 40 A /M<br />

<strong>RTP</strong>2Jan165.0C/P LRZ Jan 165 A /M <strong>RTP</strong>2Jan41.3CX/PX LRZ Jan 41.25 A /M<br />

<strong>RTP</strong>2Jan170.0C/P LRZ Jan 170 A /M <strong>RTP</strong>2Jan42.5CX/PX LRZ Jan 42.5 A /M<br />

<strong>RTP</strong>2Jan175.0C/P LRZ Jan 175 A /M <strong>RTP</strong>2Jan43.8CX/PX LRZ Jan 43.75 A /M<br />

<strong>RTP</strong>2Jan180.0C/P LRZ Jan 180 A /M <strong>RTP</strong>2Jan45.0CX/PX LRZ Jan 45 A /M<br />

<strong>RTP</strong>2Jan185.0C/P LRZ Jan 185 A /M <strong>RTP</strong>2Jan46.3CX/PX LRZ Jan 46.25 A /M<br />

<strong>RTP</strong>2Jan190.0C/P LRZ Jan 190 A /M <strong>RTP</strong>2Jan47.5CX/PX LRZ Jan 47.5 A /M<br />

<strong>RTP</strong>2Jan195.0C/P LRZ Jan 195 A /M <strong>RTP</strong>2Jan48.8CX/PX LRZ Jan 48.75 A /M<br />

<strong>RTP</strong>2Jan200.0C/P LRZ Jan 200 A /M <strong>RTP</strong>2Jan50.0CX/PX LRZ Jan 50 A /M<br />

<strong>RTP</strong>2Jan210.0C/P LRZ Jan 210 A /M <strong>RTP</strong>2Jan52.5CX/PX LRZ Jan 52.5 A /M<br />

<strong>RTP</strong>2Jan220.0C/P LRZ Jan 220 A /M <strong>RTP</strong>2Jan55.0CX/PX LRZ Jan 55 A /M<br />

<strong>RTP</strong>2Jan230.0C/P LRZ Jan 230 A /M <strong>RTP</strong>2Jan57.5CX/PX LRZ Jan 57.5 A /M<br />

<strong>RTP</strong>2Jan240.0C/P LRZ Jan 240 A /M <strong>RTP</strong>2Jan60.0CX/PX LRZ Jan 60 A /M<br />

<strong>RTP</strong>2Jan250.0C/P LRZ Jan 250 A /M <strong>RTP</strong>2Jan62.5CX/PX LRZ Jan 62.5 A /M<br />

<strong>RTP</strong>2Jan260.0C/P LRZ Jan 260 A /M <strong>RTP</strong>2Jan65.0CX/PX LRZ Jan 65 A /M<br />

<strong>RTP</strong>2Jan270.0C/P LRZ Jan 270 A /M <strong>RTP</strong>2Jan67.5CX/PX LRZ Jan 67.5 A /M<br />

<strong>RTP</strong>2Jan280.0C/P LRZ Jan 280 A /M <strong>RTP</strong>2Jan70.0CX/PX LRZ Jan 70 A /M<br />

<strong>RTP</strong>2Jan290.0C/P LRZ Jan 290 A /M <strong>RTP</strong>2Jan72.5CX/PX LRZ Jan 72.5 A /M<br />

<strong>RTP</strong>2Jan300.0C/P LRZ Jan 300 A /M <strong>RTP</strong>2Jan75.0CX/PX LRZ Jan 75 A /M<br />

<strong>RTP</strong>2Jan310.0C/P LRZ Jan 310 A /M <strong>RTP</strong>2Jan77.5CX/PX LRZ Jan 77.5 A /M<br />

<strong>RTP</strong>2Jan320.0C/P LRZ Jan 320 A /M <strong>RTP</strong>2Jan80.0CX/PX LRZ Jan 80 A /M<br />

<strong>RTP</strong>2Jan330.0C/P LRZ Jan 330 A /M <strong>RTP</strong>2Jan82.5CX/PX LRZ Jan 82.5 A /M<br />

<strong>RTP</strong>2Jan340.0C/P 0C/P LRZ Jan 340 A/M <strong>RTP</strong>2Jan85.0CX/PX LRZ Jan 85 A/M<br />

<strong>RTP</strong>2Jan350.0C/P LRZ Jan 350 A /M <strong>RTP</strong>2Jan87.5CX/PX LRZ Jan 87.5 A /M<br />

RIO TINTO <strong>PLC</strong> - 2012 LEAP(<strong>RTP</strong>/LVV)<br />

RIO TINTO <strong>PLC</strong> - 2012 LEAP(<strong>RTP</strong>/LVV)<br />

(Before 4/30/2010) (Beginning 4/30/2010)<br />

100 Shares 100 Shares<br />

<strong>ISE</strong> Series OPRA Month Strike Calls/Puts <strong>ISE</strong> Series OPRA Month Strike Calls/Puts<br />

<strong>RTP</strong>2Jan360.0C/P LVV Jan 360 A /M <strong>RTP</strong>2Jan90.0CX/PX LVV Jan 90 A /M<br />

<strong>RTP</strong>2Jan370.0C/P LVV Jan 370 A /M <strong>RTP</strong>2Jan92.5CX/PX LVV Jan 92.5 A /M<br />

Questions regarding this release may be directed to Iris Rodriguez at (212)897-0264

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