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2614<br />

Macromol. Chem. Phys. 2001, 202, 2614–2622<br />

Full Paper: Detailed kinetic studies on semi-batch emulsion<br />

copolymerization <strong>of</strong> vinyl acetate/butyl acrylate<br />

(VAc/BuA) (80:20) at 808C were carried out using alkyl<br />

polyglucoside nonionic surfactants <strong>and</strong> ammonium persulfate<br />

as initiator. The polymerization recipe was varied<br />

with respect to the amount <strong>of</strong> initiator initially charged<br />

<strong>and</strong> continuously fed to the reactor, the surfactant concentration,<br />

the electrolyte concentration, <strong>and</strong> the monomer<br />

addition rate. Various types <strong>of</strong> alkyl polyglucosides with<br />

different hydrophilic <strong>and</strong> hydrophobic chain lengths were<br />

tested. Latex particle stabilization was shown to depend<br />

significantly on the surfactant structure <strong>and</strong> its adsorption<br />

characteristics. In general, the latex particle size distribution<br />

evolved from a bimodal to a unimodal distribution<br />

while latex destabilization was observed at high surfactant<br />

or/<strong>and</strong> high initiator concentrations. Based on experimental<br />

observations it was found that the most important factor<br />

for imparting particle stability was the hydrophilic/<br />

hydrophobic chain length ratio <strong>of</strong> the surfactant which<br />

actually controlled the balance between surface coverage<br />

<strong>and</strong> stabilizing capability.<br />

The effect <strong>of</strong> surfactant structure on the average particle size<br />

(surfactant concentration 1 wt.-%; initiator addition policy<br />

0.25–0.25 wt.-%).<br />

<strong>Semi</strong>-<strong>Batch</strong> <strong>Emulsion</strong> <strong>Copolymerization</strong> <strong>of</strong> <strong>Vinyl</strong><br />

<strong>Acetate</strong> <strong>and</strong> <strong>Butyl</strong> Acrylate Using Oligomeric Nonionic<br />

Surfactants<br />

Nikos Lazaridis, 1 Aleck H. Alexopoulos, 2 Costas Kiparissides* 1, 2<br />

1<br />

Department <strong>of</strong> Chemical Engineering, Aristotle University <strong>of</strong> Thessaloniki, P.O. Box 472, 540 06 Thessaloniki, Greece<br />

2<br />

Chemical Process Engineering Research Institute, Aristotle University <strong>of</strong> Thessaloniki, P.O. Box 472,<br />

540 06 Thessaloniki, Greece<br />

Introduction<br />

<strong>Emulsion</strong> polymers <strong>of</strong> vinyl acetate are widely used in<br />

many applications (i.e., exterior <strong>and</strong> interior architectural<br />

coatings, adhesives, <strong>and</strong> paints) due to their good durability<br />

<strong>and</strong> availability at low cost. In these applications a<br />

continuous film is formed upon drying <strong>of</strong> the latex. The<br />

mechanical properties <strong>of</strong> the polymer film depend on the<br />

molecular properties (e.g., molecular weight distribution,<br />

copolymer composition, etc.) <strong>and</strong> morphological properties<br />

(e.g., particle size distribution) <strong>of</strong> the latex.<br />

<strong>Copolymerization</strong> <strong>of</strong> vinyl acetate with other vinyl<br />

monomers can lead to the production <strong>of</strong> latex particles<br />

having a wide range <strong>of</strong> molecular <strong>and</strong> particle-morphological<br />

properties depending on the molecular structure <strong>of</strong><br />

the comonomer <strong>and</strong> the copolymer composition. One <strong>of</strong><br />

the most important industrial latexes, widely utilized in<br />

the architectural coatings market, is the vinyl acetate<br />

(VAc)/butyl acrylate (BuA) emulsion copolymer with a<br />

BuA composition <strong>of</strong> 15–25%. The emulsion copolymerization<br />

<strong>of</strong> the VAc/BuA system is characterized by large<br />

differences in reactivity ratios (r VAc = 0.05 <strong>and</strong> r BuA =<br />

5.5), water solubilities (25 g/L for VAc <strong>and</strong> 1–1.5 g/L for<br />

BuA), propagation rate constants (k p (VAc) = 4000 L/<br />

mol/s <strong>and</strong> k p (BuA) = 200 L/mol/s), <strong>and</strong> glass transition<br />

temperatures (T g (VAc) = 328C <strong>and</strong> T g (BuA) = –548C). [1]<br />

Due to these significantly different monomer properties,<br />

latexes having a wide range <strong>of</strong> molecular <strong>and</strong> particlemorphological<br />

properties can be obtained by varying the<br />

comonomer composition, thus influencing the glass transition<br />

temperature <strong>and</strong> the minimum film-forming temperature<br />

<strong>of</strong> the latex paints.<br />

The type <strong>of</strong> copolymerization process (semi-batch or<br />

batch) is also an important factor affecting the final latex<br />

[2, 3]<br />

properties. In batch copolymerization <strong>of</strong> BuA with<br />

Macromol. Chem. Phys. 2001, 202, No. 12 i WILEY-VCH Verlag GmbH, D-69451 Weinheim 2001 1022-1352/2001/1208–2614$17.50+.50/0


<strong>Semi</strong>-<strong>Batch</strong> <strong>Emulsion</strong> <strong>Copolymerization</strong> <strong>of</strong> <strong>Vinyl</strong> <strong>Acetate</strong> ... 2615<br />

VAc, BuA is depleted very rapidly due to its high reactivity<br />

ratio, while the polymerization rate <strong>of</strong> VAc prominently<br />

increases after the consumption <strong>of</strong> BuA. [1] Generally,<br />

this leads to heterogeneous particle structures with a<br />

s<strong>of</strong>t core, rich in the more hydrophobic butyl acrylate,<br />

<strong>and</strong> a harder hydrophilic shell, rich in the s<strong>of</strong>ter vinyl<br />

acetate. On the other h<strong>and</strong>, a semi-continuous emulsion<br />

copolymerization process can produce latex particles<br />

[1, 2, 4]<br />

which are nearly homogeneous. Thus, copolymer<br />

composition control in terms <strong>of</strong> optimal monomer<br />

addition policy has widely been studied. [2, 5, 6] It has been<br />

shown that homogeneous copolymers having a desired<br />

composition can be obtained by feeding the more reactive<br />

comonomer into the reactor according to an optimal<br />

[3, 7]<br />

control law. <strong>Semi</strong>-batch polymerization can prolong<br />

the nucleation period <strong>and</strong> result in a decrease <strong>of</strong> particle<br />

growth rate under monomer starved conditions, leading<br />

to the production <strong>of</strong> small sized, high solid-content<br />

latexes. These latex products exhibit increased emulsion<br />

viscosity which is frequently desirable in paint<br />

formulations. Moreover, based on the structural differences<br />

<strong>of</strong> the latex particles, the semi-continuous polymerization<br />

<strong>of</strong> VAc/BuA has been found to lead to the production<br />

<strong>of</strong> latexes having improved film forming properties.<br />

[1]<br />

Another important feature in the emulsion copolymerization<br />

<strong>of</strong> VAc/BuA is the significant difference in the<br />

water solubilities <strong>of</strong> the two monomers which strongly<br />

affects the respective monomer partition coefficients in<br />

the polymer <strong>and</strong> water phases. The high water solubility<br />

<strong>of</strong> VAc indicates that water phase polymerization will be<br />

dominant at low conversions. Thus, particle nucleation<br />

will predominately occur by the homogeneous nucleation<br />

mechanism. [2] At higher monomer conversions the particle<br />

phase volume increases <strong>and</strong> gradually becomes the<br />

main locus <strong>of</strong> polymerization. [1, 8] Kinetic studies on the<br />

semi-continuous emulsion polymerization <strong>of</strong> VAc/BuA<br />

have shown that the number <strong>of</strong> radicals per particle is<br />

large <strong>and</strong>, thus, the polymerization does not follow the<br />

classical Smith-Ewart kinetics. [9] The number <strong>of</strong> radicals<br />

per particle was determined to be between 1 <strong>and</strong> 7 for<br />

BuA compositions between 20 <strong>and</strong> 100%. [1] On the other<br />

h<strong>and</strong>, in batch copolymerizations the number <strong>of</strong> radicals<br />

per particle was initially large but decreased below 0.5 at<br />

higher monomer conversions after the consumption <strong>of</strong><br />

BuA. [1]<br />

In semi-batch emulsion polymerizations the initiator<br />

can initially be charged or/<strong>and</strong> continuously fed during<br />

polymerization. Increased initiator concentrations affect<br />

not only the polymerization kinetics but also the stability<br />

<strong>of</strong> the particles by increasing the ionic strength <strong>of</strong> the<br />

continuous aqueous phase. V<strong>and</strong>ez<strong>and</strong>e <strong>and</strong> Rudin [4]<br />

observed a nearly linear relationship between the ionic<br />

strength <strong>of</strong> the aqueous phase <strong>and</strong> the latex particle surface<br />

area. Moreover, they reported that the final monomer<br />

conversion increased when a continuous initiator addition<br />

policy was employed.<br />

In general, particle stabilization is achieved by the use<br />

<strong>of</strong> anionic surfactants, which are extensively employed in<br />

many emulsion polymerization systems. However, the<br />

limited stabilizing effectiveness <strong>of</strong> anionic surfactants at<br />

high solids (e.g., A40%) <strong>and</strong> electrolyte concentrations<br />

has led to the development <strong>of</strong> alternative stabilization<br />

techniques, including the combination <strong>of</strong> anionic <strong>and</strong><br />

nonionic surfactants. [10] VAc/BuA latex particles produced<br />

in batch reactors can have a core-shell morphology.<br />

Such core-shell latex particles are difficult to stabilize<br />

due to poor surfactant adsorption characteristics <strong>of</strong><br />

the hydrophilic VAc surface. [11] This problem appears<br />

even with the production <strong>of</strong> homogeneous particles in<br />

semi-batch reactors <strong>and</strong> has led to the development <strong>of</strong><br />

alternative stabilization methods. These include the use<br />

<strong>of</strong> functional comonomers containing weak or strong acid<br />

groups (e.g., acrylic acid), the use <strong>of</strong> steric stabilizers [12]<br />

(e.g., PVOH, HEC, PEG) <strong>and</strong> the use <strong>of</strong> polymerizable<br />

surfactants. [13, 14] Unfortunately, the use <strong>of</strong> alternative stabilization<br />

methods has <strong>of</strong>ten led to the appearance <strong>of</strong><br />

other problems (e.g., deterioration <strong>of</strong> film formation<br />

properties). As a result, there is a persisting need for the<br />

development <strong>of</strong> new surfactants for stabilization <strong>of</strong> high<br />

solids-content latexes.<br />

A limited number <strong>of</strong> publications, dealing with the use<br />

<strong>of</strong> nonionic surfactants for latex stabilization, have<br />

appeared in the open literature. [12] In general, nonionic<br />

surfactants provide stabilization that is lower than that<br />

obtained by anionic surfactant systems, <strong>of</strong>ten leading to<br />

the formation <strong>of</strong> multi-modal <strong>and</strong> broad particle size distributions.<br />

[10] V<strong>and</strong>ez<strong>and</strong>e <strong>and</strong> Rudin [4] described a seeded<br />

semi-batch emulsion polymerization process for the production<br />

<strong>of</strong> high solid VAc/BuA latexes, using the anionic<br />

surfactant sodium dodecyl sulfate, (SDS). The production<br />

<strong>of</strong> high solid-content latexes (e.g., up to 55–60%) could<br />

only be achieved by employing a nonionic surfactant in<br />

addition to SDS. However, V<strong>and</strong>ez<strong>and</strong>e <strong>and</strong> Rudin<br />

observed a reduction in the polymerization rate in the<br />

presence <strong>of</strong> a nonionic surfactant, which was attributed to<br />

the inhibition <strong>of</strong> oligomer radical entry rate by the viscous<br />

surfactant layer. In a similar study, Bataille et al. [9]<br />

employed polyoxyethylene-b-polypropylene nonionic<br />

surfactants with limited success.<br />

In the present work, a new generation <strong>of</strong> nonionic surfactants<br />

(e.g., alkyl polyglucosides) was employed for<br />

the production <strong>of</strong> high quality environmentally benign<br />

water-borne VAc/BuA latexes. All emulsion polymerization<br />

experiments were carried out in the presence <strong>of</strong> alkyl<br />

polyglucosides. The main goal <strong>of</strong> this work was to investigate<br />

the effect <strong>of</strong> the surfactant molecular structure <strong>and</strong><br />

concentration as well as the initiator addition policy on<br />

the polymerization kinetics, latex stability <strong>and</strong> particle<br />

size distribution.


2616 N. Lazaridis, A. H. Alexopoulos, C. Kiparissides<br />

Experimental Part<br />

Materials<br />

<strong>Vinyl</strong> acetate (Aldrich, +99%, 3–5 ppm MEHQ) <strong>and</strong> butyl<br />

acrylate (Aldrich, +99%, 10–55 ppm MEHQ), were used as<br />

received without any further purification. Ammonium persulfate<br />

(Merck, 98%) was used as initiator, sodium bicarbonate<br />

(Merck) as buffer <strong>and</strong> hydroquinone (Merck, +99%) as<br />

inhibitor to quench the polymerization. The nonionic surfactants<br />

(e.g., oligomeric alkyl polyglucosides) were supplied<br />

by Akzo-Nobel. They had a very low solubility in the<br />

organic phase while their solubility in the aqueous phase<br />

exhibited a small temperature dependence. The adsorption<br />

<strong>and</strong> particle stabilization properties <strong>of</strong> the surfactants<br />

depended on the number <strong>of</strong> hydrophilic glucoside segments,<br />

N S , <strong>and</strong> hydrophobic alkyl segments, N C (see Table 1). The<br />

general chemical formula <strong>of</strong> a straight-chain alkyl polyglucoside<br />

can be written as: H1[C 6 O 5 H 10 ] Ns 1O1[CH 2 ] Nc 1H.<br />

Notice that as N S increases or N C decreases, the hydrophile to<br />

lipophile balance (HLB), which is proportional to the (N S /<br />

N C ) ratio, increases (Table 1).<br />

Table 1.<br />

Surfactant<br />

Alkyl polyglucoside surfactant properties.<br />

CMC<br />

g=L<br />

N S<br />

Hydrophilic<br />

segments<br />

N C<br />

Hydrophobic<br />

segments<br />

N C /N S<br />

Ratio<br />

HLB<br />

S1 0.8 1.9 9.1 4.8 13.6<br />

S2 0.08 1.9 12/14 6.3 12.1<br />

S3 1.8 4.0 9.1 2.3 14.4<br />

S4 1.6 8 5.0 13.3<br />

S5 3.9 8 2.1<br />

Polymerization Process<br />

<strong>Emulsion</strong> copolymerization experiments were carried out in<br />

a 500 ml jacketed glass reactor (Normschliff Gerätebau<br />

Wertheim) equipped with a condenser <strong>and</strong> a nitrogen purge<br />

line. Two streams consisting <strong>of</strong> the monomer <strong>and</strong> initiator<br />

solutions were fed into the reactor using two piston pumps.<br />

The reaction mixture was thermostated to within l0.058C<br />

with the aid <strong>of</strong> a constant temperature bath (Julabo F32 HC)<br />

provided with an external temperature sensor. The reactor<br />

was equipped with a six-blade impeller. The agitation rate<br />

was set equal to 150 rpm to provide adequate mixing <strong>and</strong><br />

minimize coagulum formation.<br />

The emulsion copolymerization <strong>of</strong> VAc/BuA (80:20) was<br />

carried out at 808C following a st<strong>and</strong>ard recipe. Initially, the<br />

surfactant/buffer aqueous solution (2 wt.-% with respect to<br />

the total mass <strong>of</strong> monomers) was introduced to the reactor<br />

<strong>and</strong> thermostated at 808C while being purged with nitrogen<br />

for half an hour. Subsequently, a specified amount <strong>of</strong> the<br />

initiator dissolved in water was added to the surfactant solution.<br />

During the following four hours, the initiator <strong>and</strong> monomer<br />

solutions were pumped at constant rates into the reactor.<br />

According to our st<strong>and</strong>ard recipe, the amount <strong>of</strong> initiator<br />

initially charged as well as the total amount <strong>of</strong> initiator continuously<br />

fed into the reactor were 0.25 wt.-% on total monomers<br />

while the amount <strong>of</strong> surfactant added was 2 wt.-% on<br />

total monomers. The monomer <strong>and</strong> initiator solutions were<br />

also purged with nitrogen prior to the polymerization process<br />

for about half an hour.<br />

Instantaneous Monomer Conversion <strong>and</strong> Latex Particle Size<br />

Measurements<br />

Latex samples <strong>of</strong> about 1 ml were withdrawn from the reactor<br />

in half-hour intervals <strong>and</strong> mixed immediately with a 0.02<br />

wt.-% aqueous hydroquinone solution at a 9:1 w/w ratio <strong>and</strong><br />

then placed in an ice bath. The total solid-content was determined<br />

gravimetrically using an IR-moisture analyzer (Sartorius<br />

MA40). Thermogravimetric analysis (TGA) measurements<br />

were also employed to verify the accuracy <strong>of</strong> the <strong>of</strong><br />

the IR results. The instantaneous conversion <strong>of</strong> the two<br />

monomers at time t, defined by the ratio <strong>of</strong> the polymer mass<br />

over the total mass <strong>of</strong> the monomers fed to the reactor up to<br />

time t, was determined from the measurement <strong>of</strong> the total<br />

mass <strong>of</strong> solids. The rate <strong>of</strong> polymerization was calculated<br />

from the differentiation <strong>of</strong> the conversion versus time data.<br />

Finally, the overall monomer conversion was defined as the<br />

ratio <strong>of</strong> the polymer mass over the total mass <strong>of</strong> the monomers<br />

in the st<strong>and</strong>ard recipe.<br />

The latex samples were first diluted in deionized water to<br />

remove the monomer from the swollen particles <strong>and</strong>, then,<br />

the particle size distribution <strong>of</strong> the unswollen particles was<br />

measured by photon correlation spectroscopy (Malvern<br />

Autosizer Lo-C). The instrument covered a size range from<br />

30 to 3000 nm <strong>and</strong> was equipped with a 4 MW internal laser<br />

at 670 nm <strong>and</strong> a 64 channel digital correlator. It should be<br />

noted that the error in the experimentally measured values <strong>of</strong><br />

instantaneous monomer conversion <strong>and</strong> average particle diameter<br />

was less than l10%.<br />

Results <strong>and</strong> Discussion<br />

Effect <strong>of</strong> the Molecular Structure <strong>of</strong> the Nonionic<br />

Surfactant<br />

The molecular structure <strong>of</strong> the nonionic surfactants is<br />

characterized by the number <strong>of</strong> repeating segments <strong>of</strong> the<br />

hydrophilic <strong>and</strong> hydrophobic moieties (Table 1). These<br />

surfactant characteristics influence the physical properties<br />

such as surface coverage, surfactant volume fraction <strong>and</strong><br />

thickness <strong>of</strong> the adsorbed surfactant layer, which are crucial<br />

for the latex particle stabilization.<br />

The VAc/BuA emulsion copolymerization investigated<br />

in this work presented certain similarities to the results <strong>of</strong><br />

Piirma [15] who studied the emulsion polymerization <strong>of</strong><br />

styrene <strong>and</strong> MMA using a series <strong>of</strong> short-chain blockcopolymers<br />

(e.g., PS-b-PEO <strong>and</strong> PMMA-b-PEO) as stabilizers.<br />

For the styrene emulsion polymerization, a fourfold<br />

increase in the length <strong>of</strong> the adsorbing hydrophobic<br />

chain segment caused severe particle destabilization,<br />

resulting in a three-fold increase in the particle diameter.<br />

For the MMA emulsion polymerization, it was found that<br />

an optimum ratio <strong>of</strong> the adsorbing hydrophobic to stabilizing<br />

hydrophilic segments existed for maximum stabilization<br />

<strong>of</strong> particles. Particle destabilization occurred in the


<strong>Semi</strong>-<strong>Batch</strong> <strong>Emulsion</strong> <strong>Copolymerization</strong> <strong>of</strong> <strong>Vinyl</strong> <strong>Acetate</strong> ... 2617<br />

Figure 1. The effect <strong>of</strong> surfactant structure on (a) the instantaneous<br />

monomer conversion <strong>and</strong> (b) the average particle size<br />

(surfactant concentration 1 wt.-%; initiator addition policy<br />

0.25–0.25 wt.-%).<br />

presence <strong>of</strong> polymeric stabilizers with a high PEO content<br />

(e.g., a high ratio <strong>of</strong> hydrophilic/hydrophobic moieties)<br />

due to the decrease <strong>of</strong> surface coverage. On the<br />

other h<strong>and</strong>, particle destabilization was also observed at a<br />

low PEO content <strong>of</strong> polymeric stabilizers <strong>and</strong> was attributed<br />

to the insufficient amount <strong>of</strong> stabilizing ethylene<br />

oxide segments per adsorbed surface area. [15] Furthermore,<br />

an increase in the surfactant molecular weight<br />

resulted in a shift in the optimum value <strong>of</strong> the hydrophilic/hydrophobic<br />

chain length ratio <strong>and</strong> gave rise to a<br />

slight increase <strong>of</strong> the average particle size <strong>and</strong> polymerization<br />

rate.<br />

Figure 1a <strong>and</strong> 1b illustrate the effect <strong>of</strong> the molecular<br />

structure <strong>of</strong> the surfactant on the instantaneous monomer<br />

conversion <strong>and</strong> average particle size <strong>of</strong> latexes produced<br />

using the st<strong>and</strong>ard recipe. As can be seen in Figure 1a,<br />

the polymerization initially proceeds under non-starved<br />

conditions. After an approximate polymerization time <strong>of</strong><br />

90–120 min, depending on the surfactant type, the polymerization<br />

continues at an almost maximum rate (e.g.,<br />

the instantaneous monomer conversion is higher than<br />

80%). It should be noted that surfactants S2 <strong>and</strong> S3<br />

resulted in higher polymerization rates than that <strong>of</strong> surfactant<br />

S1 (Figure 1a). The lower polymerization rate<br />

observed for surfactant S1 was attributed to the reduced<br />

oligomer radical entry rate through the “viscous layer” <strong>of</strong><br />

the adsorbed nonionic surfactants. [4] A similar behavior<br />

has been observed for mixed surfactant systems in which<br />

the monomer conversion was found to be lower than that<br />

obtained with simple anionic surfactants even though the<br />

former provided better stabilization <strong>and</strong> an increased particle<br />

number. [4]<br />

The effect <strong>of</strong> the surfactant molecular structure on the<br />

latex particle size was found to be significant (Figure<br />

1b). The final average particle size varied by more than<br />

100 nm depending on the surfactant structure (e.g., the<br />

values <strong>of</strong> N C <strong>and</strong> N S ). It is noteworthy to notice that surfactant<br />

S1, despite having a shorter adsorbing chain segment,<br />

N C , than surfactant S2 <strong>and</strong> a shorter stabilizing<br />

chain, N S , than surfactant S3, provided the most effective<br />

particle stabilization. Assuming that surfactants S1 <strong>and</strong><br />

S2 have similar surface coverages, the observed increase<br />

in particle stabilization in the presence <strong>of</strong> surfactant S1<br />

can be attributed to the larger number <strong>of</strong> stabilizing<br />

chains per unit adsorbed area. On the other h<strong>and</strong>, because<br />

<strong>of</strong> the substantially different values <strong>of</strong> the hydrophobic/<br />

hydrophilic segment ratios for surfactants S1 <strong>and</strong> S3<br />

(e.g., 4.5 <strong>and</strong> 2.3, respectively) the surface coverage <strong>of</strong><br />

surfactant S3 will be lower than that <strong>of</strong> surfactant S1,<br />

resulting in a reduced particle stabilization ability.<br />

The above arguments were confirmed by comparison<br />

<strong>of</strong> the experimental data to the predictions <strong>of</strong> a comprehensive<br />

mathematical emulsion copolymerization model<br />

that included the effect <strong>of</strong> steric stabilization. [16] The<br />

values <strong>of</strong> the saturated surface coverages were obtained<br />

on the basis <strong>of</strong> best fit <strong>of</strong> theoretical stabilization model<br />

predictions to experimental data. It was found that the<br />

surfactant volume fraction <strong>of</strong> the adsorbed layer, f, varied<br />

with the hydrophobic/hydrophilic segment ratio, N C /N S ,<br />

according to the following expression:<br />

u ¼ N C<br />

N S<br />

<br />

0:107 0:0111 N <br />

C<br />

0:135<br />

N S<br />

ð1Þ<br />

Notice that for a value <strong>of</strong> (N C /N S ) ratio <strong>of</strong> 4.8, Equation<br />

(1) exhibits a maximum value <strong>of</strong> 0.123 with respect to the<br />

volume fraction u. Furthermore, it was found that the diffusional<br />

radical entry rate to the particles increased with a<br />

decrease <strong>of</strong> the volume fraction <strong>of</strong> the adsorbed layer, u. [16]<br />

Based on the above observations, surfactant S1 will provide<br />

the best stabilization, for it has the largest value <strong>of</strong> u<br />

<strong>and</strong> exhibits the lowest polymerization rate due to the largest<br />

“viscous layer” resistance to the radical entry rate.<br />

Effect <strong>of</strong> Surfactant Concentration<br />

Figure 2a <strong>and</strong> 2b illustrate the effect <strong>of</strong> concentration <strong>of</strong><br />

surfactant S1 on the instantaneous conversion <strong>and</strong> the


2618 N. Lazaridis, A. H. Alexopoulos, C. Kiparissides<br />

Figure 4. The effect <strong>of</strong> surfactant concentration on the average<br />

particle size: (surfactant S3; initiator addition policy: 0.25–0.25<br />

wt.-%).<br />

Figure 2. The effect <strong>of</strong> surfactant concentration on (a) the<br />

instantaneous monomer conversion <strong>and</strong> (b) the average particle<br />

size (surfactant S1; initiator addition policy: 0.25–0.25 wt.-%).<br />

Figure 3. The effect <strong>of</strong> surfactant concentration on the average<br />

particle size (surfactant S2; initiator addition policy: 0.25–0.25<br />

wt.-%).<br />

average particle size. It can be seen that as the concentration<br />

<strong>of</strong> surfactant S1 increases from 0.03 to 1.8 wt.-% the<br />

polymerization rate increases (Figure 2a) while the particle<br />

stabilization is improved (Figure 2b). However, at<br />

very high surfactant concentrations (e.g., 3.7 wt.-% on<br />

total monomers) particle destabilization <strong>and</strong> lower polymerization<br />

rates were experienced. Particle destabilization<br />

at high surfactant concentrations was also observed<br />

for surfactant S2 but to a smaller extent (Figure 3). It is<br />

important to point out that no particle destabilization was<br />

observed in the presence <strong>of</strong> surfactant S3 even at high<br />

concentrations (Figure 4). The particle destabilization<br />

observed at high concentrations <strong>of</strong> surfactant S1 can be<br />

attributed to a depletion mechanism caused by displaced<br />

surfactant molecules or micelles that may trigger the<br />

nucleation <strong>of</strong> a second generation <strong>of</strong> particles, leading to<br />

small-large particle agglomeration.<br />

The effect <strong>of</strong> surfactant concentration on the evolution<br />

<strong>of</strong> the particle size distribution (PSD) is illustrated in Figure<br />

5. It can be seen that the PSD generally evolves from<br />

a bimodal distribution to a unimodal one. The bimodal<br />

distribution at low conversions is a manifestation <strong>of</strong> the<br />

combined action <strong>of</strong> the micellar <strong>and</strong> homogeneous<br />

nucleation mechanisms. When the surfactant concentration<br />

is above the CMC (see Figure 5b <strong>and</strong> 5c) the PSD<br />

initially exhibits a bimodal form. The first peak <strong>of</strong> the<br />

distribution at 50–60 nm can be attributed to micellar<br />

nucleation <strong>of</strong> particles while the second peak at 65–<br />

75 nm can be related with the homogeneous particle<br />

nucleation mechanism. Because <strong>of</strong> the increased stability<br />

<strong>of</strong> latex particles formed by micellar nucleation, the first<br />

peak <strong>of</strong> the distribution is narrower <strong>and</strong> includes smallersize<br />

particles than the homogeneous nucleation peak. The<br />

two peaks gradually merge together with time due to particle<br />

coalescence. It should be pointed out that the most<br />

stable <strong>and</strong> narrowest PSD was obtained at an intermediate<br />

surfactant concentration (Figure 5b). On the other h<strong>and</strong>,<br />

at large surfactant concentrations (Figure 5c) particle<br />

destabilization occurred while the bimodal character <strong>of</strong><br />

the distribution was retained for longer polymerization<br />

times, leading eventually to broader final PSD’s (Figure<br />

5c).<br />

Effect <strong>of</strong> Initiator Addition Policy<br />

The effect <strong>of</strong> initiator addition policy on the instantaneous<br />

monomer conversion <strong>and</strong> the average particle size<br />

was also investigated. In the experiments carried out, the


<strong>Semi</strong>-<strong>Batch</strong> <strong>Emulsion</strong> <strong>Copolymerization</strong> <strong>of</strong> <strong>Vinyl</strong> <strong>Acetate</strong> ... 2619<br />

Figure 6. The effect <strong>of</strong> initiator addition policy on (a) the<br />

instantaneous monomer conversion <strong>and</strong> (b) the average particle<br />

size (surfactant S1 concentration 2 wt.-%).<br />

Figure 5. The effect <strong>of</strong> surfactant concentration on the particle<br />

size distribution. Surfactant S1 concentration: (a) 0.06, (b) 0.9,<br />

<strong>and</strong> (c) 1.8 wt.-% to monomers (initiator addition policy: 0.25–<br />

0.25 wt.-%).<br />

initial amount <strong>of</strong> initiator or the amount <strong>of</strong> initiator continuously<br />

fed to the reactor was varied. Figure 6a <strong>and</strong> 6b<br />

depict the time evolution <strong>of</strong> the instantaneous monomer<br />

conversion <strong>and</strong> average particle size for various initiator<br />

addition policies. Notice that the rate <strong>of</strong> polymerization<br />

<strong>and</strong> the final monomer conversion increase as the total<br />

amount <strong>of</strong> initiator added to the reactor (e.g., initially<br />

charged <strong>and</strong> continuously fed) increases up to the total<br />

recipe value <strong>of</strong> 0.5 wt.-%. An increase in the initiator<br />

amount initially charged or/<strong>and</strong> in the initiator amount<br />

continuously fed to the reactor above the respective<br />

recipe values (e.g., <strong>of</strong> 0.25 wt.-% initially charged <strong>and</strong><br />

0.25 wt.-% continuously fed) led to severe destabilization<br />

<strong>and</strong> reduction <strong>of</strong> the final monomer conversion.<br />

It was observed that when the initiator amount initially<br />

charged was increased above its recipe value <strong>of</strong> 0.25<br />

wt.-%, destabilization occurred early in the polymerization<br />

(Figure 6b). On the other h<strong>and</strong>, when the initiator<br />

amount continuously fed was increased above its recipe<br />

value, destabilization occurred later in the reaction. In all<br />

other cases, the effect <strong>of</strong> charged <strong>and</strong> fed initiator<br />

amounts could not be distinguished as evidenced by the<br />

experimental results obtained with 0.12 wt.-% initially<br />

charged <strong>and</strong> 0.13 wt.-% continuously fed initiator<br />

amounts (see Figure 6a <strong>and</strong> 6b). The extent <strong>of</strong> particle<br />

destabilization caused by an increase in the initiator concentration<br />

was less significant in the presence <strong>of</strong> surfactant<br />

S2 (Figure 7) <strong>and</strong> insignificant for surfactant S3 (Figure<br />

8).<br />

The time evolution <strong>of</strong> the PSD at constant surfactant<br />

concentration <strong>and</strong> different initiator addition policies is<br />

depicted in Figure 9. The bimodal to unimodal evolution


2620 N. Lazaridis, A. H. Alexopoulos, C. Kiparissides<br />

Figure 7. The effect <strong>of</strong> the initial initiator concentration on the<br />

average particle size (surfactant S2: 1 wt.-%).<br />

Figure 8. The effect <strong>of</strong> the initial initiator concentration on the<br />

average particle size (surfactant S3: 1 wt.-%).<br />

<strong>of</strong> PSD which was observed with the nominal initiator<br />

addition policy (Figure 9a), was also observed for the<br />

case <strong>of</strong> an increased initiator addition policy (e.g., 0.45<br />

wt.-% initially charged <strong>and</strong> 0.25 wt.-% continuously fed)<br />

(Figure 9c) but led to a narrower PSD located at larger<br />

particle sizes. However, when the amount <strong>of</strong> initiator<br />

continuously fed increased from 0.25 wt.-% to 0.53<br />

wt.-%, the PSD remained bimodal <strong>and</strong> evolved to a<br />

multi-modal PSD located at larger particle sizes (Figure<br />

9b).<br />

Other investigators [4] have reported a similar reduction<br />

in the average particle size as a result <strong>of</strong> a decrease in the<br />

initiator concentration in the presence <strong>of</strong> anionic or/<strong>and</strong><br />

cationic surfactants. This behavior was attributed to the<br />

decrease <strong>of</strong> the ionic strength <strong>of</strong> the reaction medium<br />

with the concomitant improvement <strong>of</strong> the stability <strong>of</strong> the<br />

primary particles. It should be noted that even with nonionic<br />

surfactants the ionic strength could influence the<br />

steric stabilization <strong>of</strong> the particles by changing either the<br />

thickness <strong>of</strong> the adsorbed surfactant layer or the surfactant<br />

surface coverage.<br />

In order to elucidate whether or not the ionic strength<br />

<strong>of</strong> the reaction medium was the main mechanism for the<br />

Figure 9. The effect <strong>of</strong> initiator addition policy on the particle<br />

size distribution (surfactant S1, 1 wt.-%; initiator addition policy<br />

(a) 0.25–0.25 wt.-%, (b) 0.25–0.53 wt.-%, (c) 0.45–0.25<br />

wt.-%).<br />

observed destabilization <strong>of</strong> latex particles at high initiator<br />

concentrations, three experiments were carried out by<br />

varying the initiator <strong>and</strong> electrolyte concentrations but<br />

keeping the total ionic strength <strong>of</strong> the reaction medium<br />

constant. The ionic strength <strong>of</strong> the medium, I, was calculated<br />

based on the concentrations <strong>of</strong> the ionic species <strong>of</strong><br />

initiator (1:2) (C I : Na 2 S 2 O 8 ), <strong>and</strong> those <strong>of</strong> electrolyte<br />

(1:1) (C E : NaHCO 3 ). Accordingly, the total ionic strength<br />

<strong>of</strong> the reaction medium will be equal to: I = 3 N C I + C E . It


<strong>Semi</strong>-<strong>Batch</strong> <strong>Emulsion</strong> <strong>Copolymerization</strong> <strong>of</strong> <strong>Vinyl</strong> <strong>Acetate</strong> ... 2621<br />

Figure 10. The effect <strong>of</strong> initial initiator <strong>and</strong> electrolyte concentrations<br />

at constant ionic strength on the average particle size<br />

(surfactant S2: 1 wt.-%; 0.25 wt.-% initiator continuously fed).<br />

was found that even at constant ionic strength, differences<br />

in the average particle size were observed (Figure 10)<br />

implying a possible interaction mechanism between<br />

initiator <strong>and</strong> surfactant, which influences the latex particle<br />

stabilization or/<strong>and</strong> the radical entry rate. The most<br />

stable case was observed when using a low initiator concentration<br />

<strong>and</strong> a high electrolyte concentration (e.g., C I =<br />

0.013 mol/L <strong>and</strong> C E = 0.023 mol/L electrolyte). Notice<br />

that increased initiator concentrations eventually lead to<br />

larger particle sizes.<br />

Effect <strong>of</strong> Monomer Addition Rate<br />

The existence <strong>of</strong> “pseudo-steady states” in semi-batch<br />

emulsion copolymerization has been investigated <strong>and</strong><br />

reported in the literature for various polymerization systems.<br />

[5, 6, 17–19] According to these reports, there is a critical<br />

monomer addition rate above which the monomer concentration<br />

in the latex particles becomes saturated. Thus,<br />

above this critical value, the polymerization rate remains<br />

constant irrespectively <strong>of</strong> the monomer addition rate provided<br />

that the monomer diffusion rate through the aqueous<br />

phase is larger than the polymerization rate. On the<br />

other h<strong>and</strong>, for monomer addition rates below the critical<br />

addition rate, the polymerization rate will be equal to the<br />

monomer addition rate. The existence <strong>of</strong> the critical<br />

monomer addition rate has been experimentally tested<br />

<strong>and</strong> confirmed with monomers having different water<br />

solubilities such as styrene <strong>and</strong> vinyl acetate.<br />

In the present study, the effect <strong>of</strong> monomer addition<br />

rate was examined using surfactant S3. It was observed<br />

that the polymerization rate was initially increased (e.g.,<br />

in the first 30–60 min) <strong>and</strong> then reached a constant value<br />

which was equal to the respective monomer addition rate<br />

(Figure 11a). The small overshoot observed in the polymerization<br />

rate at about 90 min was attributed to the<br />

polymerization <strong>of</strong> the excess monomer accumulated in<br />

the aqueous phase during the non-starved period (Figure<br />

Figure 11. The effect <strong>of</strong> monomer addition rate on (a) the<br />

polymerization rate <strong>and</strong> (b) the average particle size. Dashed<br />

lines indicate the monomer addition rates (surfactant S3: 2<br />

wt.-%; initiator addition policy 0.25–0.25 wt.-%).<br />

11a). Furthermore, it was observed that an increase in the<br />

monomer addition rate resulted in an increase in the average<br />

particle size (Figure 11b). Notice that larger monomer<br />

addition rates result in higher monomer concentrations<br />

in the latex particles <strong>and</strong>, thus, in larger particle<br />

growth rates. The above results for the polymerization<br />

rate (Figure 11a) <strong>and</strong> the average particle size (Figure<br />

11b) are in agreement with the results <strong>of</strong> Dimitratos et<br />

al. [5, 6] obtained for the semi-batch emulsion copolymerization<br />

<strong>of</strong> VAc/BuA (80:20) at 608C.<br />

Conclusions<br />

For all the investigated alkyl polyglucoside surfactants, it<br />

was found that the latex particle stability <strong>and</strong> the rate <strong>of</strong><br />

polymerization increased with an increase in the surfactant<br />

concentration up to the st<strong>and</strong>ard recipe value. However,<br />

excessive surfactant concentrations resulted in particle<br />

destabilization. As a result, the final average particle<br />

size exhibited a “U-shape” behavior with respect to the<br />

surfactant concentration. A possible cause for the<br />

observed particle destabilization at high surfactant con-


2622 N. Lazaridis, A. H. Alexopoulos, C. Kiparissides<br />

centrations may be attributed to bridging or/<strong>and</strong> micellar<br />

depletion flocculation. Particle destabilization was also<br />

observed when either the fed continuously or/<strong>and</strong> initially<br />

charged initiator amounts were increased above the<br />

respective recipe values. The latex particle size distributions<br />

usually evolved from bimodal to unimodal shapes.<br />

Furthermore, it was shown that latex particle stabilization<br />

significantly depended on the surfactant structure.<br />

The key factor for imparting stability was the hydrophilic/hydrophobic<br />

chain length ratio <strong>of</strong> the APG surfactants<br />

represented by the segment number ratio N S /N C . For small<br />

values <strong>of</strong> the N S /N C ratio, the density <strong>of</strong> the stabilizing<br />

chains in the adsorbed surfactant layer was insufficient to<br />

provide stabilization while large values <strong>of</strong> N S /N C led to a<br />

decreased surfactant surface coverage. Thus, optimum<br />

particle stabilization could be achieved at a specific<br />

hydrophilic/hydrophobic chain length ratio. The results <strong>of</strong><br />

the present investigation provide useful guidelines for<br />

choosing the best surfactant from an homologous series<br />

<strong>of</strong> APG’s for optimum latex particle stabilization.<br />

Acknowledgement: The authors gratefully acknowledge the<br />

DGXII <strong>of</strong> EU for supporting this work under the BRITE/EURAM<br />

Project BE 95-1214.<br />

Received: August 2, 2000<br />

Revised: December 8, 2000<br />

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[15] I. Piirma, “Polymeric Surfactants”, Marcel Dekker, Inc.,<br />

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