Name of Contributor Date of Contribut ion Amount Recipient of ...
Name of Contributor Date of Contribut ion Amount Recipient of ...
Name of Contributor Date of Contribut ion Amount Recipient of ...
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Pursuant to the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct, to which Carlyle is a signatory, Carlyle is required to disclose certain<br />
political contribut<strong>ion</strong>s by its senior <strong>of</strong>ficers, their household members, and key employees (the “Disclosure Persons”). The required<br />
details <strong>of</strong> such political contribut<strong>ion</strong>s by Carlyle’s Disclosure Persons over the last two years are set forth below. The address for each<br />
<strong>of</strong> the Disclosure Persons is c/o The Carlyle Group, 1001 Pennsylvania Ave. NW, Suite 220 South, Washington, D.C., 20004‐2505.<br />
<strong>Name</strong> <strong>of</strong> <strong><strong>Contribut</strong>or</strong><br />
Rodney Cohen<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Robert Stuckey<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Robert Stuckey<br />
Managing Director<br />
Olivier Sarkozy<br />
Managing Director<br />
<strong>Date</strong> <strong>of</strong><br />
<strong>Contribut</strong><br />
<strong>ion</strong><br />
<strong>Amount</strong><br />
5/21/2007 $1,000<br />
9/30/2007 $2,000<br />
<strong>Recipient</strong> <strong>of</strong><br />
<strong>Contribut</strong><strong>ion</strong><br />
Rudy Giuliani<br />
Presidential Committee,<br />
Inc.<br />
Chris Dodd for<br />
President, Inc.<br />
Office<br />
President<br />
President<br />
Federal/State/City/Locality<br />
Federal<br />
Federal<br />
1/25/2008 $5,000 Straight Talk America President Federal<br />
2/5/2008 $4,600<br />
2/13/2008 $1,000<br />
2/28/2008 $2,300<br />
4/10/2008 $2,500<br />
4/25/2008 $5,000<br />
Dave Camp for<br />
Congress 2010<br />
Republican Nat<strong>ion</strong>al<br />
Committee<br />
Mark R. Warner,<br />
Friends <strong>of</strong> Mark Warner<br />
Republican Nat<strong>ion</strong>al<br />
Committee<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
Senator<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
David Marchick<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
Barry Gold<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Olivier Sarkozy<br />
Managing Director<br />
Olivier Sarkozy<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Chris Ullman<br />
Managing Director<br />
Jeff Ferguson<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
4/30/2008 $1,000<br />
5/6/2008 $2,300<br />
Rahm Emanuel, Friends<br />
<strong>of</strong> Rahm Emanuel<br />
Rahm Emanuel, Friends<br />
<strong>of</strong> Rahm Emanuel<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
5/13/2008 $2,300 Richard C. Shelby Senator Federal<br />
5/13/2008 $2,300 Richard C. Shelby Senator Federal<br />
5/13/2008 $3,000 Richard C. Shelby Senator Federal<br />
5/16/2008 $1,000<br />
5/20/2008 $1,000<br />
5/21/2008 $2,300<br />
Mark R. Warner,<br />
Friends <strong>of</strong> Mark Warner<br />
Tom Udall, Udall for Us<br />
All<br />
Frank R. Wolf, Friends<br />
<strong>of</strong> Frank Wolf<br />
Senator<br />
Senator<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
Federal<br />
5/22/2008 $250 Richard C. Shelby Senator Federal<br />
5/22/2008 $1,500 Richard C. Shelby Senator Federal<br />
5/22/2008 $2,300 Richard C. Shelby Senator Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Allan Holt<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Lee Carson<br />
Managing Director<br />
Edward Mathias<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Jon Colby<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
5/22/2008 $2,300 Richard C. Shelby Senator Federal<br />
6/1/2008 $10,000 McCain Victory 2008 President Federal<br />
6/10/2008 $2,300 Richard C. Shelby Senator Federal<br />
6/16/2008 $2,300<br />
6/30/2008 $250<br />
6/30/2008 $2,300<br />
6/30/2008 $22,700<br />
6/30/2008 $2,300<br />
7/10/2008 $500<br />
7/10/2008 $2,300<br />
7/10/2008 $2,300<br />
Cynthis Marie Lummis,<br />
Lummis for Congress<br />
Rahm Emanuel, Friends<br />
<strong>of</strong> Rahm Emanuel<br />
Rahm Emanuel, Friends<br />
<strong>of</strong> Rahm Emanuel<br />
Republican Nat<strong>ion</strong>al<br />
Committee<br />
Rahm Emanuel, Friends<br />
<strong>of</strong> Rahm Emanuel<br />
Mitch McConnell,<br />
McConnell Senate<br />
Committee ‘14<br />
Mitch McConnell,<br />
McConnell Senate<br />
Committee ‘14<br />
Mitch McConnell,<br />
McConnell Senate<br />
Committee ‘14<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
Senator<br />
Senator<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Greg Summe<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
Harry Alverson<br />
Managing Director<br />
David Marchick<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
Olivier Sarkozy<br />
Managing Director<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Bruce Rosenblum<br />
Managing Director<br />
7/15/2008 $1,000<br />
7/16/2008 $2,300<br />
7/16/2008 $2,300<br />
7/23/2008 $2,300<br />
7/23/2008 $2,300<br />
Bruce Lunsford, Friends<br />
<strong>of</strong> Bruce Lunsford<br />
Mitch McConnell,<br />
McConnell Senate<br />
Committee ‘14<br />
Mitch McConnell,<br />
McConnell Senate<br />
Committee ‘14<br />
Richard E. Neal for<br />
Congress Committee<br />
McConnell Senate<br />
Committee 2008<br />
7/24/2008 $500 Richard Neal<br />
7/24/2008 $1,000 Richard Neal<br />
7/24/2008 $2,300 Richard Neal<br />
7/24/2008 $500 Richard Neal<br />
7/24/2008 $2,300 Richard Neal<br />
7/30/2008 $2,300 Richard Neal<br />
Senator<br />
Senator<br />
Senator<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Allan Holt<br />
Managing Director<br />
Jon Colby<br />
Managing Director<br />
Jeff Ferguson<br />
Managing Director<br />
Robert Stuckey<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Ray Whiteman<br />
Managing Director<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Bruce Rosenblum<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
7/30/2008 $2,300 Richard Neal<br />
8/4/2008 $500<br />
Mitch McConnell,<br />
McConnell Senate<br />
Committee ‘14<br />
8/26/2008 $1,500 Richard Neal<br />
9/4/2008 $2,500<br />
9/11/2008 $10,000<br />
9/16/2008 $2,300<br />
9/17/2008 $5,000<br />
9/17/2008 $28,500<br />
9/17/2008 $2,300<br />
9/17/2008 $2,300<br />
9/17/2008 $27,600<br />
Republican Nat<strong>ion</strong>al<br />
Committee<br />
Democratic Senatorial<br />
Campaign Committee<br />
John E. Sununu, Team<br />
Sununu<br />
Democratic Senatorial<br />
Campaign Committee<br />
Nat<strong>ion</strong>al Senatorial<br />
Republican Committee<br />
Mary L. Landrieu,<br />
Friends <strong>of</strong> Mary<br />
Landrieu Inc<br />
Nat<strong>ion</strong>al Senatorial<br />
Republican Committee<br />
Nat<strong>ion</strong>al Senatorial<br />
Republican Committee<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
House <strong>of</strong><br />
Representatives<br />
Senate<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
Senator<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
Senator<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Bruce Rosenblum<br />
Managing Director<br />
John Harris<br />
Senior Advisor<br />
Bruce Rosenblum<br />
Managing Director<br />
Leo Helmers<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
Bruce Rosenblum<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
Olivier Sarkozy<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
9/19/2008 $2,300<br />
Kay R. Hagan, Hagan<br />
Senate Committee Inc<br />
Senator<br />
Federal<br />
9/20/2008 $500 Jim Slatter Senator Federal<br />
9/20/2008 $2,300<br />
9/22/2008 $3,000<br />
9/22/2008 $28,500<br />
9/22/2008 $2,300<br />
9/22/2008 $2,300<br />
9/22/2008 $5,000<br />
9/23/2008 $1,500<br />
9/24/2008 $2,300<br />
9/24/2008 $2,300<br />
Jeffrey Alan Merkley,<br />
Jeff Merkley for Oregon<br />
Democratic Senatorial<br />
Campaign Committee<br />
Democratic Senatorial<br />
Campaign Committee<br />
Mark Begich, Alaskans<br />
for Begich<br />
Lindsey Graham,<br />
Lindsey Graham for<br />
Senate<br />
Democratic Senatorial<br />
Campaign Committee<br />
Democratic Senatorial<br />
Campaign Committee<br />
John Cornyn, Texans for<br />
Senator John Cornyn<br />
Inc.<br />
Robert W. Schaffer, Bob<br />
Schaffer for US Senate<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
Senator<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
Senator<br />
Senator<br />
Senator<br />
Senator<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
David Marchick<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Brooke Coburn<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Ray Whiteman<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
9/25/2008 $500 Joseph Crowley<br />
9/25/2008 $2,300<br />
9/26/2008 $2,300<br />
9/26/2008 $2,300<br />
9/28/2008 $1,500<br />
10/1/2008 $500<br />
10/1/2008 $2,300<br />
10/2/2008 $2,300<br />
10/7/2008 $2,700<br />
10/7/2008 $6,000<br />
3/24/2009 $1,000<br />
Lamar Alexander,<br />
Alexander for Senate<br />
2014 Inc.<br />
Roger F. Wicker, Wicker<br />
for Senate<br />
Susan M. Collins,<br />
Collins for Senator<br />
Democratic Senatorial<br />
Campaign Committee<br />
Mark Elmore, Mark<br />
Elmore for Congress<br />
John E. Sununu, Team<br />
Sununu<br />
John Neely Kennedy,<br />
John Kennedy for US<br />
Senate Inc.<br />
DNC Services<br />
Corporat<strong>ion</strong>/Democratic<br />
Nat<strong>ion</strong>al Committee<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
Paul Ryan, Ryan for<br />
Congress<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
Senator<br />
Senator<br />
Senator<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
— Federal<br />
Senator<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Olivier Sarkozy<br />
Managing Director<br />
John Harris<br />
Senior Advisor<br />
Greg Summe<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Randal Quarles<br />
Managing Director<br />
Jeremy Anderson<br />
Principal<br />
Rodney Cohen<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
3/25/2009 $4,400<br />
Kristen Elizabeth<br />
Gillibrand, Gillibrand<br />
for Senate<br />
Senator<br />
Federal<br />
4/10/2009 $2,500.00 Creigh Deeds Governor Virginia<br />
5/19/2009 $500.00 Thomas M. Menino Mayor Boston, Massachusetts<br />
6/18/2009 $2,400<br />
6/18/2009 $2,400<br />
6/29/2009 $2,400<br />
Michael D. Crapo, Mike<br />
Crapo for US Senate<br />
Michael D. Crapo, Mike<br />
Crapo for US Senate<br />
Michael D. Crapo, Mike<br />
Crapo for US Senate<br />
Senator<br />
Senator<br />
Senator<br />
Federal<br />
Federal<br />
Federal<br />
7/21/2009 $100 Tommy Wells City Council Washington, DC<br />
9/17/2009 $2,400 Bennett for Colorado Senate Federal<br />
9/17/2009 $2,400 Bennett for Colorado Senate Federal<br />
9/30/2009 $300 Bill Bolling Lieutenant Governor Virginia<br />
9/30/2009 $300 Bob McDonnell Governor Virginia<br />
2/23/2010 $2,000 Friends <strong>of</strong> Schumer Senate Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Bruce Rosenblum<br />
Managing Director<br />
Brooke Coburn<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
Bruce Rosenblum<br />
Managing Director<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Bruce Rosenblum<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Barry Gold<br />
Managing Director<br />
Greg Summe<br />
Managing Director<br />
3/10/2010 $2,400 Minnick for Congress<br />
3/11/2010 $1,000<br />
3/11/2010 $2,400<br />
3/11/2010 $2,400<br />
3/16/2010 $2,400<br />
3/16/2010 $27,600<br />
3/16/2010 $2,400<br />
3/16/2010 $2,400<br />
3/17/2010<br />
3/17/2010<br />
3/17/2010<br />
$27,600<br />
$2,500<br />
$1,000<br />
Walt Minnick for<br />
Congress<br />
Walt Minnick for<br />
Congress<br />
Walt Minnick for<br />
Congress<br />
The Bennett Elect<strong>ion</strong><br />
Committee, Inc.<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
The Bennett Elect<strong>ion</strong><br />
Committee, Inc.<br />
The Bennett Elect<strong>ion</strong><br />
Committee, Inc.<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Senator<br />
Senate<br />
Senator<br />
Senator<br />
Senate<br />
Senate<br />
Senate<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Glenn Youngkin<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
Adena Friedman,<br />
Managing Director &<br />
CFO<br />
Peter Clare<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
3/17/2010<br />
$2,500<br />
3/17/2010 $30,000<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
Senate<br />
Senate<br />
Federal<br />
Federal<br />
3/22/2010 $1,000 Blumenthal for Senate Senate Federal<br />
3/26/2010 $750 Kosmas for Congress<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
4/26/2010 $2,000 Gillibrand for Senate Senate Federal<br />
5/4/2010 $4,800<br />
Chuck Schumer for U.S.<br />
Senate<br />
Senate<br />
Federal<br />
5/7/2010 $2,000 Friends for Harry Reid Senate Federal<br />
5/10/2010 $4,800<br />
Chuck Schumer for U.S.<br />
Senate<br />
Senate<br />
Federal<br />
5/14/2010 $2,000 Gillibrand for Senate Senate Federal<br />
5/20/2010 $2,400 Kent Conrad Senate Federal<br />
5/20/2010<br />
$4,800 Kent Conrad Senate Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Allan Holt<br />
Managing Director<br />
Norma Kuntz<br />
Principal<br />
Brooke Coburn<br />
Managing Director<br />
David Marchik<br />
Managing Director<br />
Oliver Sarkozy<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Ray Whiteman<br />
Managing Director<br />
David Marchik<br />
Managing Director<br />
Adena Friedman,<br />
Managing Director &<br />
CFO<br />
Bruce Rosenblum<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Mitch Petrick<br />
Managing Director<br />
5/20/2010<br />
$2,400 Kent Conrad Senate Federal<br />
6/7/2010 $500 Robert Cohen<br />
New York Senate<br />
(37 th District)<br />
State<br />
6/9/2010 $1,000 Charles Schumer Senate Federal<br />
6/9/2010 $1,000 Charles Schumer Senate Federal<br />
6/9/2010 $1,000 Charles Schumer Senate Federal<br />
6/17/2010 $2,400<br />
Paul Ryan for U.S.<br />
Congress<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
6/24/2010 $2,400 Kent Conrad Senate Federal<br />
6/24/2010 $2,400 Kent Conrad Senate Federal<br />
7/28/2010 $2,000<br />
7/28/2010 $2,400<br />
8/3/2010 $2,400<br />
8/13/2010 $300<br />
Friends for Gregory<br />
Meeks<br />
Joseph Crowley for<br />
Congress<br />
Dave Camp for<br />
Congress 2010<br />
Free and Strong<br />
America PAC<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
Federal<br />
— —<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Allan Holt<br />
Managing Director<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Allan Holt<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Adena Friedman,<br />
Managing Director &<br />
CFO<br />
Bruce Rosenblum<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
9/23/2010 $4,800.<br />
9/30/2010<br />
9/30/2010<br />
$5,000<br />
$5,000<br />
9/30/2010 $5,000<br />
9/30/2010 $5,000<br />
9/30/2010 $5,000<br />
Keith S. Fimian, Fimian<br />
for Congress<br />
Kevin McCarthy for<br />
Congress<br />
Kevin McCarthy for<br />
Congress<br />
Paul Ryan, Ryan for<br />
Congress<br />
Paul Ryan, Ryan for<br />
Congress<br />
Paul Ryan, Ryan for<br />
Congress<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
10/2010 $1,000 Harry Reid for Senate Senate Federal<br />
10/4/2010 $5,000<br />
10/5/2010 $1,000<br />
10/7/2010 $2,400<br />
NASDAQ OMX Group,<br />
Inc. PAC (NASDAQ<br />
PAC)<br />
A Lot <strong>of</strong> People Who<br />
Support Jeff Bingaman<br />
Ben Nelson for<br />
Congress<br />
— —<br />
Senate<br />
Senate<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Allan Holt<br />
Managing Director<br />
Dave Marchick<br />
Managing Director<br />
Adena Friedman,<br />
Managing Director &<br />
CFO<br />
Adena Friedman,<br />
Managing Director &<br />
CFO<br />
Dave Marchick<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Oliver Sarkozy<br />
Managing Director<br />
Dave Marchick<br />
Managing Director<br />
Jon Colby<br />
Managing Director<br />
10/7/2010 $4,800<br />
10/7/2010 $2,400<br />
10/7/2010 $2,400<br />
10/7/2010 $1,000<br />
10/8/2010 $2,000<br />
10/13/2010 $1,000<br />
Ben Nelson for<br />
Congress<br />
Ben Nelson for<br />
Congress<br />
Ben Nelson for<br />
Congress<br />
Ben Nelson for<br />
Congress<br />
Pennsylvanians for<br />
Kanjorski<br />
Barney Frank for<br />
Congress Committee<br />
Senate<br />
Senate<br />
Senate<br />
Senate<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
10/13/2010 $1,000 Harry Reid for Senate Senate Federal<br />
10/27/2010 $1,500<br />
Frank Wolf for<br />
Congress<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
1/13/2011 $4,800 Kirsten Gillibrand Senate Federal<br />
3/10/2011 $2,400 Max Baucus Senate Federal<br />
4/4/2011 $2,500 Richard Lugar Senate Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
William E. Conway, Jr.<br />
Managing Director & Co‐<br />
Founder<br />
Daniel D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Allan Holt<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Dave Marchick<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director & Co‐<br />
Founder<br />
Glenn Youngkin<br />
Managing Director<br />
4/5/2011 $2,500<br />
Mark R. Warner,<br />
Friends <strong>of</strong> Mark Warner<br />
7/21/2011 $5,000 PEGCC PAC<br />
Senator<br />
House <strong>of</strong><br />
Representatives &<br />
Senate<br />
Federal<br />
Federal<br />
8/2/2011 $2,500 Mitt Romney President Federal<br />
8/2/11 $2,500 Paul Ryan<br />
8/10/11 $5,000 PEGCC PAC<br />
9/6/11 $2,500<br />
Debbie Stabenow for<br />
Senate<br />
9/8/11 $5,000 PEGCC PAC<br />
9/15/11 $5,000 PEGCC PAC<br />
9/16/11 $5,000 PEGCC PAC<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives &<br />
Senate<br />
Senate<br />
House <strong>of</strong><br />
Representatives &<br />
Senate<br />
House <strong>of</strong><br />
Representatives &<br />
Senate<br />
House <strong>of</strong><br />
Representatives &<br />
Senate<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Dan D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Peter Clare<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Adena Friedman,<br />
Managing Director &<br />
CFO<br />
Dave Marchick<br />
Managing Director<br />
Olivier Sarkozy<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
Adena Friedman,<br />
Managing Director &<br />
CFO<br />
Peter Clare<br />
Managing Director<br />
Robert Stuckey<br />
Managing Director<br />
Dave Marchick<br />
Managing Director<br />
9/22/11 $7,500<br />
10/13/11 $2,500<br />
11/1/11 $1,000<br />
11/2/11 $2,500<br />
11/2/11 $2,500<br />
12/9/11 $1,000<br />
Orrin Hatch for US<br />
Senate<br />
Jon Huntsman for<br />
President<br />
Nat<strong>ion</strong>al Republican<br />
Congress<strong>ion</strong>al<br />
Committee<br />
Joe Crowley for<br />
Congress<br />
Joe Crowley for<br />
Congress<br />
Dick Lugar for U.S.<br />
Senate<br />
House <strong>of</strong><br />
Representative &<br />
Senate<br />
President<br />
House <strong>of</strong><br />
Representatives &<br />
Senate<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Senate<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
12/12/11 $2,500 Stabenow for Senate Senate Federal<br />
12/14/11 $2,500 Stabenow for Senate Senate Federal<br />
12/19/11 $2,500<br />
12/20/11 $5,000<br />
Romney for President,<br />
Inc.<br />
Romney for President,<br />
Inc.<br />
President<br />
President<br />
Federal<br />
Federal<br />
12/21/11 $2,500 Stabenow for Senate Senate Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Christopher Lippman<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Edward Mathias<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Jon Colby<br />
Managing Director<br />
Dave Marchick<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
Rodney Cohen<br />
Managing Director<br />
Mitch Petrick<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
Mitch Petrick<br />
Managing Director<br />
Jon Colby<br />
Managing Director<br />
12/30/11 $1,000<br />
1/12/12 $2,500<br />
1/25/2012 $2,500<br />
1/27/2012 $2,500<br />
1/27/2012 $2,500<br />
1/27/2012 $2,500<br />
1/29/2012 $2,500<br />
2/10/2012 $1,000<br />
2/22/2012 $1,000<br />
2/24/2012 $5,000<br />
2/26/2012 $5,000<br />
3/2/2012 $2,500<br />
3/9/2012 $2,500<br />
Romney for President,<br />
Inc.<br />
Michael D. Crapo, Mike<br />
Crapo for US Senate<br />
Mark R. Warner,<br />
Friends <strong>of</strong> Mark Warner<br />
Mark R. Warner,<br />
Friends <strong>of</strong> Mark Warner<br />
Michael D. Crapo, Mike<br />
Crapo for US Senate<br />
Tom Rooney, Rooney<br />
for Congress<br />
Mark R. Warner,<br />
Friends <strong>of</strong> Mark Warner<br />
Randy Altschuler for<br />
Congress<br />
Eric Cantor for<br />
Congress<br />
Mark R. Warner,<br />
Friends <strong>of</strong> Mark Warner<br />
Mark R. Warner,<br />
Friends <strong>of</strong> Mark Warner<br />
Romney for President,<br />
Inc.<br />
Romney for President,<br />
Inc.<br />
President<br />
Senate<br />
Senate<br />
Senate<br />
Senate<br />
House <strong>of</strong><br />
Representatives<br />
Senate<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Senate<br />
Senate<br />
President<br />
President<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Allan Holt<br />
Managing Director<br />
Robert Stuckey<br />
Managing Director<br />
Brooke Coburn<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
Oliver Sarkozy<br />
Managing Director<br />
Dan D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Brooke Coburn<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
Jon Colby<br />
Managing Director<br />
Olivier Sarkozy<br />
Managing Director<br />
Glenn Youngkin<br />
Managing Director<br />
3/15/2012 $5,000<br />
3/15/2012 $5,000<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
Nat<strong>ion</strong>al Republican<br />
Senatorial Committee<br />
3/21/2012 $500 Higgins for Congress<br />
3/30/2012 $2,500<br />
4/11/2012 $5,000<br />
Scott Rigell for<br />
Congress<br />
Joe Kennedy for<br />
Congress<br />
Senate<br />
Senate<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
4/11/2012 $5,000 Michael D. Crapo Senate Federal<br />
4/13/2012 $500<br />
4/26/2012 $1,000<br />
4/30/2012 $1,000<br />
5/4/2012 $2,500<br />
Jackson Eaton for<br />
Congress<br />
Congressman Bill<br />
Young<br />
Congressman Bill<br />
Young<br />
Dick Lugar for U.S.<br />
Senate<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Senate<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
5/4/2012 $5,000 Senator Bob Corker Senate Federal<br />
6/24/2012 $50,000<br />
Romney for President,<br />
Inc.<br />
President<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Robert Stuckey<br />
Managing Director<br />
Randal Quarles<br />
Managing Director<br />
Adena Friedman,<br />
Managing Director &<br />
CFO<br />
Dave Marchick<br />
Managing Director<br />
Dave Marchick<br />
Managing Director<br />
Christopher Lippman<br />
Managing Director<br />
Chris Ullman<br />
Managing Director<br />
Dave Marchick<br />
Managing Director<br />
Dan D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Randal Quarles<br />
Managing Director<br />
Bryan Corbett<br />
Principal<br />
Allan Holt<br />
Managing Director<br />
6/25/2012 $70,000<br />
Romney for President,<br />
Inc.<br />
President<br />
Federal<br />
6/28/2012 $40,000 Romney Victory Fund President Federal<br />
6/29/2012 $2,500 Ben Cardin for Senate Senate Federal<br />
7/13/2012 $10,000 Obama for America President Federal<br />
7/15/2012 $10,000<br />
7/16/2012 $2,500<br />
7/18/2012 $1,000<br />
7/24/2012 $500<br />
7/25/2012 $5,000<br />
7/25/2012 $2,500<br />
7/25/2012 $250<br />
7/25/2012 $5,000<br />
Obama Victory Fund<br />
2012<br />
Romney for President,<br />
Inc.<br />
Romney for President,<br />
Inc.<br />
Friends <strong>of</strong> Sherrod<br />
Brown<br />
Continuing a Majority<br />
Party Act<strong>ion</strong> Committee<br />
Dave Camp for<br />
Congress<br />
Dave Camp for<br />
Congress<br />
Continuing a Majority<br />
Party Act<strong>ion</strong> Committee<br />
President<br />
President<br />
President<br />
Senator<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Glenn Youngkin<br />
Managing Director<br />
Christopher Lippman<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
Greg Summe<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Bruce Rosenblum<br />
Managing Director<br />
Peter Clare<br />
Managing Director<br />
William E. Conway, Jr.<br />
Managing Director &<br />
Co‐Founder<br />
Dan D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
7/25/2012 $2,500<br />
Dave Camp for<br />
Congress<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
8/2/2012 $2,500 Ben Cardin for Senate Senate Federal<br />
8/23/2012 $2,500<br />
9/4/2012 $2,500<br />
9/4/2012 $1,000<br />
9/4/2012 $1,000<br />
9/12/2012 $25,000<br />
Congressman Buck<br />
McKeon<br />
Scott Brown for U.S.<br />
Senate<br />
Congressman Bill<br />
Young Campaign<br />
Committee<br />
Congressman Bill<br />
Young Campaign<br />
Committee<br />
Scott Brown for U.S.<br />
Senate<br />
House <strong>of</strong><br />
Representatives<br />
Senate<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Senate<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
9/17/2012 $2,500 Ben Cardin for Senate Senate Federal<br />
9/20/2012 $50,000<br />
Romney for President,<br />
Inc.<br />
President<br />
Federal<br />
9/20/2012 $2,500 Montanans for Tester Senate Federal<br />
9/20/2012 $5,000 Mike Kelly for Congress<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
Dan D’Aniello<br />
Managing Director &<br />
Co‐Founder<br />
Glenn Youngkin<br />
Managing Director<br />
Christopher Lippman<br />
Managing Director<br />
Allan Holt<br />
Managing Director<br />
Jeff Ferguson<br />
Managing Director<br />
Francis Lolli<br />
Managing Director<br />
9/20/2012 $2,500<br />
9/21/2012 $2,500<br />
9/21/2012 $2,500<br />
9/21/2012 $2,500<br />
9/21/2012 $2,500<br />
Kevin McCarthy for<br />
Congress<br />
Kevin McCarthy for<br />
Congress<br />
Kevin McCarthy for<br />
Congress<br />
Kevin McCarthy for<br />
Congress<br />
Kevin McCarthy for<br />
Congress<br />
10/1/2012 $2,500 Joe Walsh for Congress<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
House <strong>of</strong><br />
Representatives<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Federal<br />
Note: The above disclosure includes all state and local contribut<strong>ion</strong>s regardless <strong>of</strong> whether the recipient would be deemed an “Official” or “Public Pens<strong>ion</strong> Fund<br />
Official,” as defined in the Public Pens<strong>ion</strong> Fund Reform Code <strong>of</strong> Conduct.<br />
TCG09272012
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