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<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

Cumulative Report (1998 - 2011)


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

Cumulative Report (1998 – 2011)<br />

Prepared by:<br />

Head Office, <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

King Faisal Specialist Hospital <strong>Research</strong> Center, Riyadh<br />

Copies can be obtained from: ndessouky@kfshrc.edu.sa<br />

Telephone: + 966 1 464 7272, EXT: 39209, <strong>Page</strong>r #: 4308<br />

Fax: + 966 1 4424542<br />

Mailing Address: KFSH&RC, BESC, MBC 03, P.O. Box 3354, Riyadh 11211, Saudi Arabia<br />

E-copy can be downloaded from http://rc.kfshrc.edu.sa/rcf


Acknowledgement<br />

We would like to take this opportunity to express our deep gratitude to administrators of <strong>the</strong> research center at<br />

King Faisal Specialist Hospital, Riyadh for <strong>the</strong>ir great support to <strong>the</strong> <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong>.<br />

Many thanks go to <strong>the</strong> Multi‐Institutional <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> registry committee members for <strong>the</strong>ir professional<br />

advice and ongoing support.<br />

Great appreciation goes to <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> staff for <strong>the</strong>ir dedication and patience in maintaining<br />

a true team spirit and loyalty to make this registry a success. Special thanks to Technical Database Core Facility,<br />

Biostatistics <strong>Research</strong> Unit, and Computer Core Facility. Last but not least we acknowledge secretary group for <strong>the</strong>ir<br />

hard work and nurses for <strong>the</strong>ir cooperation.<br />

The <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Multi-Institutional Committee Members<br />

Dr. Futwan Al Mohanna, PhD, King Faisal Specialist Hospital & <strong>Research</strong> Center, Riyadh<br />

Dr. Zohair Al Halees, MD, King Faisal Specialist Hospital & <strong>Research</strong> Center, Riyadh<br />

Ms. Shazia Naz Subhani, M.Sc, Head, Registries Core Facility, King Faisal Specialist Hospital & <strong>Research</strong> Center, Riyadh<br />

Dr. Mohamed Shoukri, PhD, King Faisal Specialist Hospital & <strong>Research</strong> Center, Riyadh<br />

Dr. Mansour Al Joufan, MD, King Faisal Specialist Hospital & <strong>Research</strong> Center, Riyadh<br />

Dr. Ahmad Al Omrani, MD, King Faisal Specialist Hospital & <strong>Research</strong> Center, Riyadh<br />

Dr. Abdulla Al Sehly, MD, King Faisal Specialist Hospital & <strong>Research</strong> Center, Riyadh<br />

Dr. Mamdouh Al Ahmadi, MD King Faisal Specialist Hospital & <strong>Research</strong> Center, Riyadh<br />

Dr. Riyadh Abu‐Sulaiman, MD, King Abdulaziz Cardiac Center, National Guard Affairs Hospital, Riyadh<br />

Dr. Husam Al Tamimi, MD, Maternity Children Hospital Al‐Dammam<br />

Dr. Amjad Al‐Quatli, MD, King Faisal Specialist Hospital & <strong>Research</strong> Center, Jeddah<br />

Dr. Khadija Al Amodi, MD, Maternity Children Hospital Al‐Dammam<br />

Dr. Nadia Dessouky, MD, Multi‐institutional Registrar, King Faisal Specialist Hospital & <strong>Research</strong> Center, Riyadh<br />

Dr. Saad Al Yousef, MD, Prince Sultan Cardiac Center, Riyadh<br />

Dr.Tarek S. Momenah, M, Prince Sultan Cardiac Center, Riyadh<br />

Dr.Howaida Al Qethamy, MD, Prince Sultan Cardiac Center, Riyadh<br />

Dr.Abdulrahman Al Redhyan, MD, Prince Sultan Cardiac Center, Riyadh<br />

Dr.Yahya Al Faraidi, MD, Prince Sultan Cardiac Center, Riyadh<br />

Dr.Yahya Al Mashem, MD, King Fahd Medical City, Riyadh


The <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Multi-Institutional <strong>Registry</strong> Staff<br />

Ms. Shazia Naz Subhani, M.Sc<br />

Dr. Nadia Dessouky<br />

Ms. Nawal Abu‐Khalid<br />

Ms. Manal Al‐Marzougy<br />

Ms. Nada Bawayan<br />

Ms. Hala Al‐Assiry<br />

Ms. AlJowhara Al‐Sahan<br />

Dr. Heba Abu‐Zaid<br />

Ms. Latifa Al‐Fayaz<br />

Ms. Hailah Al‐ Angari<br />

Dr. Salem Deraz<br />

Ms. Nada kais<br />

Dr. Amal Al‐Hakami, MD<br />

Ms.Samar Saleh<br />

Ms. Seham Al‐Shammas<br />

Ms. Saba Al‐Ariji


Forward<br />

The incidence and prevalence of <strong>Congenital</strong> Cardiac <strong>Defects</strong> in <strong>the</strong> Saudi population is not well‐documented. The<br />

services for <strong>the</strong> care of children with CHD have improved tremendously in <strong>the</strong> last two decades and new centers<br />

have opened in various locations in <strong>the</strong> country. Outcomes of such care again are not documented. Hence, <strong>the</strong><br />

initiation of <strong>the</strong> <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> (CHDR), which started at King Faisal Specialist Hospital and <strong>Research</strong><br />

Center, Riyadh, Saudi Arabia as a humble effort to answer some of <strong>the</strong> many questions. With hard work,<br />

enthusiasm and dedication, <strong>the</strong> registry is now multi‐institutional and with grace of Allah Almighty, this effort will<br />

evolve to a national registry capturing all <strong>the</strong> children with CHD in <strong>the</strong> kingdom.<br />

We are proud to present <strong>the</strong> multi‐institutional report for <strong>the</strong> years 1998‐2011. This has been <strong>the</strong> result of continuous<br />

effort of many individuals who work behind <strong>the</strong> scenes to make this report available, easy to read and follow,<br />

utilizing latest information technology. With more Saudi centers joining, <strong>the</strong> number of registered patients is increasing<br />

and <strong>the</strong> data presented is probably representative of what is going in CHD arena in Saudi Arabia. This<br />

should invite all who are interested in <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> to utilize this information to serve <strong>the</strong>ir patients<br />

better. We are also hoping that such registry will help governmental health care providers in <strong>the</strong>ir future planning<br />

and also giving <strong>the</strong>m a feedback on <strong>the</strong>ir efforts. For example, from this report, it will be noted that <strong>the</strong>re is more<br />

fetal diagnosis and now patients are presenting and being diagnosed earlier in life.<br />

This will lead to early <strong>the</strong>rapy avoiding all <strong>the</strong> bad sequel of late diagnosis and <strong>the</strong>rapy. Many challenges continue<br />

to face CHDR but we all as one team are determined to keep this registry going and growing.<br />

I would like to thank my colleagues and <strong>the</strong> staff of Biostatistics, Epidemiology, and Scientific Computing Department<br />

of King Faisal Specialist Hospital <strong>Research</strong> Center, for <strong>the</strong>ir invaluable inputs and efforts in running this very<br />

important project. Our appreciation goes to His Excellency, Dr. Qasim Al Qasabi, Chief Executive Officer (KFSH‐RC<br />

Gen. Org.) and also to Dr. Sultan Al‐Sedairy, Executive Director of <strong>the</strong> <strong>Research</strong> <strong>Centre</strong> (KFSHRC Gen. Org.‐Riyadh),<br />

for <strong>the</strong>ir valuable support and advice.<br />

Zohair Yousef Al Halees, MD<br />

Advisor for Cardiovascular Disease to <strong>the</strong> Chief Executive Director<br />

Chairman <strong>Congenital</strong> <strong>Heart</strong> Defect <strong>Registry</strong>, KFSH&RC


Table of Contents<br />

Introduction ..................................................................................................................................................... 7<br />

Disclaimer ........................................................................................................................................................ 2<br />

Report Overview .............................................................................................................................................. 2<br />

PART ONE: OVERVIEW CONGENITAL HEART DEFECT REGISTRY ............................................................................................. 2<br />

What is <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> ....................................................................................................... 2<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Objectives .................................................................................................... 2<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Inclusion Criteria .......................................................................................... 2<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Coding System ............................................................................................. 2<br />

Collaborating Hospitals ...................................................................................................................................... 2<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> (CHDR) Database Features and Applications ............................................... 3<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> ...................................................................................................................... 4<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Structure and Organizational Hierarchy ...................................................... 4<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Work Activity ............................................................................................... 5<br />

Main Activities .................................................................................................................................................... 5<br />

Data Processing .................................................................................................................................................. 5<br />

Data Collection ................................................................................................................................................... 5<br />

Part Two: Executive Summary .......................................................................................................................... 7<br />

SECTION 1: MULTI‐INSTITUTIONAL PROGRESS OF THE CONGENITAL HEART DEFECTS REGISTRY ................................................... 7<br />

SECTION 2: OVERVIEW OF DEMOGRAPHIC DATA OF THE CONGENITAL HEART DEFECTS REGISTRY (MULTI‐INSTITUTIONAL)............ 10<br />

SECTION 3: RISK FACTORS DATA FOR CHD PATIENTS ON THE MULTI‐INSTITUTIONAL LEVEL OF COLLABORATION ......................... 12<br />

Part Three: Reporting Multi‐Institutional <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Data ........................................... 17<br />

SECTION 1: MULTI‐INSTITUTIONAL CONGENITAL HEART DEFECT LESIONS ............................................................................. 17<br />

SECTION 2: ASSOCIATED EXTRA‐CARDIAC CONGENITAL ANOMALIES AND HEALTH PROBLEMS (MULTI‐INSTITUTIONAL DATA) ......... 19<br />

SECTION 3: REPORTING HEART SURGERY AND CARDIAC CATHETER TREATMENT FOR MULTI‐INSTITUTIONAL CONGENITAL HEART<br />

DEFECTS REGISTRY ..................................................................................................................................................... 20<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Challenges ................................................................................................. 22<br />

Conclusion...................................................................................................................................................... 22<br />

References ..................................................................................................................................................... 23


Tables and Figures<br />

FIGURE 2.1.1: MULTI‐INSTITUTIONAL PROGRESS OF THE CONGENITAL HEART DEFECTS REGISTRY .................................................... 7<br />

FIGURE 2.1.2: SNAP‐SHOT OF THE CONGENITAL HEART DEFECTS REGISTRY DATA BASE ................................................................... 8<br />

FIGURE2. 1.3: DISTRIBUTION OF REGISTERED PATIENTS FOR THE REPORTING HOSPITALS ................................................................. 9<br />

FIGURE 2.2.1: DISTRIBUTIONS OF CHD PATIENTS BY GENDER (MULTI‐INSTITUTIONAL)................................................................ 10<br />

FIGURE 2.2.2: DISTRIBUTION OF CHD PATIENTS BY NATIONALITIES (MULTI‐INSTITUTIONAL) ......................................................... 10<br />

FIGURE 2.2.3: DISTRIBUTION OF CHD PATIENTS POPULATION ACCORDING TO AREA OF RESIDENCE (MULTI‐INSTITUTIONAL)............... 11<br />

TABLE 2.3.1: DISTRIBUTION OF CHD PATIENTS BY AGE AT DIAGNOSIS ....................................................................................... 12<br />

FIGURE 2.3.1: DISTRIBUTION OF CHD PATIENTS BY AGE AT DIAGNOSIS ..................................................................................... 12<br />

FIGURE 2.3.2: LIFE STATUS OF PRENATALLY DIAGNOSED CHD PATIENTS .................................................................................... 13<br />

TABLE 2.3.2: DISTRIBUTION OF CHD PATIENTS BY AGE AT PRESENTATION .................................................................................. 13<br />

TABLE 2.3.3: DISTRIBUTION OF CHD PATIENTS ACCORDING TO GESTATIONAL AGE ...................................................................... 14<br />

TABLE 2.3.4: DISTRIBUTION OF CHD PATIENTS ACCORDING TO HISTORY OF MATERNAL DIABETES MELLITUS .................................... 14<br />

TABLE 2.3.5: DISTRIBUTION OF CHD PATIENTS ACCORDING TO ASSISTED CONCEPTION ................................................................ 14<br />

TABLE 2.3.6: DISTRIBUTION OF CHD PATIENTS ACCORDING TO PARENTAL CONSANGUINITY .......................................................... 14<br />

FIGURE 2.3.3: DISTRIBUTION OF CHD PATIENTS WITH POSITIVE FAMILY HISTORY FOR CHD BASED ON THE PARENTAL CONSANGUINITY<br />

STATUS ................................................................................................................................................................... 16<br />

TABLE3.1.1: DISTRIBUTION OF CONGENITAL HEART LESIONS BY GENDER (MULTI‐INSTITUTIONAL).................................................. 17<br />

FIGURE 3.1.1A: INDIVIDUAL VARIATION OF SELECTED GROUP OF CHD LESIONS BASED ON GENDER (MULTI‐INSTITUTIONAL) ............... 18<br />

TABLE 3.3.2: SELECTED GROUP OF CARDIAC CATHETER INTERVENTIONS (MULTI‐INSTITUTIONAL) ................................................... 22


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

Introduction<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> (CHDs) is a worldwide health problem that has its significant impact on <strong>the</strong> patients’<br />

survival and quality of life. Even when successfully repaired at its initial stages, patients with CHDs need long term<br />

follow‐up and <strong>the</strong> possibility of future interventions. Social, psychological, economical are aspects that burden<br />

<strong>the</strong> patients and <strong>the</strong>ir families none<strong>the</strong>less affecting <strong>the</strong> overall nation productivity and progress. Databases and<br />

registries studying birth defects especially congenital heart defects exist since quite long time, for example:<br />

The International Nomenclature of Pediatric and <strong>Congenital</strong> <strong>Heart</strong> Diseases [1] [2]<br />

The Glasgow Register of <strong>Congenital</strong> Anomalies [3]<br />

The Emilia‐Romagna <strong>Registry</strong> (Italy) [4]<br />

The German network for <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> [5]<br />

Such registers function as data warehouse, studying <strong>the</strong> incidence, prevalence, possible underlying factors, and<br />

common extra cardiac medical problems associated with <strong>the</strong> CHDs. O<strong>the</strong>r databases aim at <strong>the</strong> analysis of major<br />

outcomes and process‐of‐care measures that affect congenital heart surgery. Such databases provide practiceperformance<br />

assessment data for research projects. Society of Thoracic Surgeons (STS) and <strong>the</strong> European Association<br />

for Cardio‐Thoracic Surgery (EACTS) are examples of such registers. During <strong>the</strong> past decades, health care of<br />

CHDs patients have improved substantially, leading to <strong>the</strong> increment of grown‐up congenital heart (GUCH) patients.<br />

Worldwide recognition in this regard resulted in <strong>the</strong> existence of many societies. One of those is <strong>the</strong> International<br />

Society for Adult <strong>Congenital</strong> Cardiac Disease [6] which recommended <strong>the</strong> importance of moving beyond<br />

mortality, and encompass longer‐term follow‐up, including cardiac and non‐cardiac morbidities especially those<br />

influencing quality of life. Adults with CHDs most often require specialized medical or surgical care in a tertiary<br />

center. However this population also needs local follow‐up; <strong>the</strong>refore, general practitioners and o<strong>the</strong>r specialists<br />

have to face <strong>the</strong> complexity of <strong>the</strong>ir disease [7]. King Faisal Specialist Hospital & <strong>Research</strong> <strong>Centre</strong> (KFSH&RC Riyadh)<br />

is an outstanding tertiary care center and is one of <strong>the</strong> leading hospitals in caring for <strong>the</strong> CHDs patients in<br />

<strong>the</strong> Middle East. It realizes <strong>the</strong> importance to have a database registering CHDs patients. <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong><br />

<strong>Registry</strong> (CHDR) is prospective since 1998. The registry started on a hospital level as research collaboration<br />

between King Faisal <strong>Heart</strong> Institute and Biostatistics Epidemiology and Scientific Computing department at<br />

KFSH&RC, Riyadh. Being successful on hospital and regional levels, <strong>the</strong> registry is now extending its collaborative<br />

efforts on a national level. The goal is to have key hospitals from major cities of <strong>the</strong> Kingdom on board for this<br />

collaborative program.<br />

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<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

Disclaimer<br />

Data published in this report is a representation of information from <strong>the</strong> collaborating hospitals on board of<br />

<strong>the</strong> <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> collaborative research. The reported information should not be considered<br />

as a complete and/or necessarily accurate representation of <strong>the</strong> actual disease distribution nationally.<br />

The data is meant to be available for sharing knowledge. Using <strong>the</strong> reported data for any kind of publication<br />

is <strong>the</strong> responsibility of <strong>the</strong> publisher.<br />

The collaborative efforts from various hospitals were not simultaneous in terms of patient registration from<br />

<strong>the</strong>ir respective hospitals over <strong>the</strong> period of thirteen years (1998 – 2011). This leads to having not an exact<br />

reflection of patient’s flow in <strong>the</strong> overall numbers reported in <strong>the</strong> CHD database.<br />

Report Overview<br />

Part One: Overview <strong>Congenital</strong> <strong>Heart</strong> Defect <strong>Registry</strong><br />

What is <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> (CHDR) is a disease registry. It is an ongoing process of data collection, entry,<br />

analyses and reporting, for a defined population diagnosed with <strong>Congenital</strong> <strong>Heart</strong> Defect(s). Patients’ registration<br />

is both retrospective and prospective.<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Objectives<br />

• To provide leadership in establishing and maintaining comprehensive congenital heart defects registration<br />

in collaboration with o<strong>the</strong>r national and international organizations.<br />

• To promote standards to effectively administer congenital heart defects information system in <strong>the</strong> region.<br />

• To support scientific and clinical research influencing prevention, intervention and overall management<br />

care of congenital heart disease.<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Inclusion Criteria<br />

All patients diagnosed to have CHDs are eligible for registration, regardless of <strong>the</strong>ir age, gender or nationality.<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Coding System<br />

The European Pediatric Cardiology coding list (EPCC) is <strong>the</strong> coding system for coding <strong>the</strong> abstracted data pertaining<br />

to <strong>the</strong> congenital <strong>Heart</strong> <strong>Defects</strong>, heart surgeries and cardiac ca<strong>the</strong>ter treatment.<br />

Collaborating Hospitals<br />

‣ <strong>Heart</strong> Center at King Faisal Specialist Hospital and <strong>Research</strong> Center, Riyadh. Since 1998, status is<br />

active.<br />

2


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

‣ Prince Sultan Cardiac Center, Riyadh. Since 2003, status active<br />

‣ Maternity Children Hospital, Al‐Dammam. Since 2009, status active<br />

‣ Prince Salman <strong>Heart</strong> Center, King Fahd Medical City , Riyadh. Since 2007, status on hold<br />

‣ Cardio Vascular Department at King Faisal Specialist Hospital <strong>Research</strong> Center, Jeddah. Since<br />

2010, status active<br />

‣ King Abdul‐Aziz Cardiac Center at <strong>the</strong> National Guard Health Affairs, Riyadh. Since 2011, status active<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> (CHDR) Database Features and Applications<br />

CHDR is an internet real time database. All data is hosted on a centralized secured web‐server. The registry is<br />

web‐based using <strong>the</strong> latest state‐of‐art technology, designed for <strong>the</strong> collection, processing, management, and<br />

analysis of data on CHD patients.<br />

Being an internet application all <strong>the</strong> following activities are real‐time:<br />

<br />

<br />

<br />

<br />

<br />

<br />

Data entry, coding, auditing and data download<br />

Patient transfer application within CHD registries preventing double patient registration hence<br />

avoid patient duplication<br />

Report generation<br />

Chart generation<br />

Real‐time data search<br />

Automated built‐in validation checks in <strong>the</strong> software preventing invalid data entry<br />

CHDR is a web based soft ware, with high levels of security:<br />

‣ Software cookies set‐up<br />

‣ Unique identification user name and password for each user<br />

‣ Various users’ levels<br />

‣ Tracking system identifying data base access (logging in location, time in and time out)<br />

CHDR ensures complete data segregation through:<br />

<br />

<br />

Each collaborating institute has its unique institutional code.<br />

Total masking of any identifiable information pertaining to <strong>the</strong> patients and <strong>the</strong> collaborating<br />

hospitals as;<br />

• Patient’s name, medical record number, Telephone #,<br />

• Hospital’s name and registry codes<br />

3


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

<br />

CHDR staff access <strong>the</strong> CHDR data base of <strong>the</strong>ir respective registry and according to <strong>the</strong> assigned<br />

privileges on <strong>the</strong>ir respective institutes.<br />

SQL 2005 database is a back end and internet‐enable design as a front end. The Web Server used for <strong>the</strong> design<br />

of <strong>the</strong> <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> is <strong>the</strong> Microsoft Internet Information Server (IIS) with a DOT NET framework.<br />

Forms and software functionalities are designed using Visual Studio.NET application. The database including<br />

all <strong>the</strong> tables, indexes, rules, stored procedures, views and triggers is upgraded and maintained with Microsoft<br />

SQL Server 2005.<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

• CHDR Offices are located within <strong>the</strong> premises of <strong>the</strong> collaborating hospitals<br />

• CHDR staff is assigned by <strong>the</strong> collaborative hospitals<br />

‣ A registrar<br />

‣ Clinical interviewer(s)<br />

‣ Disease coder(s)<br />

• CHDR staff runs CHDR chores through various cardiovascular clinics and wards within <strong>the</strong> premises of<br />

<strong>the</strong>ir respective hospitals.<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Structure and Organizational Hierarchy<br />

4


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Work Activity<br />

The CHDR staff uses set of Case Report Forms (CRFs) that are approved by <strong>the</strong> Office of <strong>Research</strong> Affairs (ORA).<br />

These forms are designed for <strong>the</strong> abstraction and collection of information pertaining to <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong><br />

patients.<br />

Main Activities<br />

‣ Patients’ registration in <strong>the</strong> cardiovascular clinics and wards.<br />

‣ Ongoing process to complete and update demographic data in <strong>the</strong> following visits.<br />

‣ Abstraction of CHD lesions and interventions through reviewing <strong>the</strong> patients’ medical chart.<br />

‣ Recording patients’ status and disease status.<br />

‣ Death‐log update for <strong>the</strong> deceased patients.<br />

‣ Ongoing process to document new intervention episodes (heart surgery, cardiac ca<strong>the</strong>ter) while<br />

patients’ admission to <strong>the</strong> cardiovascular wards.<br />

‣ Assigning a unique family number for CHDs patients having positive family history for CHDs.<br />

Family number is assigned if one or more of <strong>the</strong> following members has CHDs:<br />

Mo<strong>the</strong>r, Fa<strong>the</strong>r, off spring, Sibling(s)<br />

Data Processing<br />

<br />

<br />

Quarterly audit is carried out on a randomized sample of entered data.<br />

Data validation; assuring data completeness and accuracy.<br />

Data Collection<br />

Demographic Data:<br />

• Patient’s Arabic name.<br />

• Patient’s date of birth.<br />

• Mo<strong>the</strong>r and fa<strong>the</strong>r year of birth (age automatically calculated on saving <strong>the</strong> data).<br />

• Current residence, home town of <strong>the</strong> fa<strong>the</strong>r, hospital/city birth place of <strong>the</strong> patient (an equivalent<br />

codes are displayed on saving entered data).<br />

• Birth order of <strong>the</strong> patient.<br />

• Gender and Nationality.<br />

Risk Factors:<br />

• Gestational age (less than 37 weeks of gestation or less than 8 month and 20 days is considered<br />

premature birth).<br />

• History of Diabetes Mellitus for <strong>the</strong> mo<strong>the</strong>r (gestational, adult onset or juvenile type).<br />

• Prenatal diagnoses.<br />

5


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

• Assisted conception.<br />

• History of maternal rubella.<br />

• Parental consanguinity.<br />

• Family history of positive CHD.<br />

• Age at diagnoses.<br />

Demographic and risk factors data are collected from <strong>the</strong> patients’ medical chart and through a face to face interview<br />

after obtaining <strong>the</strong> patients’ pedigree agreement to release information.<br />

Diagnoses Data:<br />

Intervention Data:<br />

• Date of first presentation to <strong>the</strong> cardiovascular services areas (patient’s age at presentation is<br />

automatically calculated on saving <strong>the</strong> data)<br />

• Height and weight (body mass index is automatically calculated on saving <strong>the</strong> data).<br />

• Source of obtaining <strong>the</strong> diagnosis (operative reports, cardiac ca<strong>the</strong>ter reports, Echocardiography).<br />

• Segmental Sequential anatomy.<br />

• Description of <strong>the</strong> encountered CHDs.<br />

• Description of <strong>the</strong> associated co morbid factors (extra cardiac congenital anomalies and health<br />

problems) that might be encountered in CHD patients.<br />

• Date of intervention.<br />

• Type of intervention (heart surgery or cardiac ca<strong>the</strong>ter intervention).<br />

• Descriptions of <strong>the</strong> documented repair(s) in each setting of repair (patients might undergo<br />

many repairs in same sitting of an intervention).<br />

An equivalent European Pediatric Cardiology code will automatically be displayed upon saving <strong>the</strong> entered description(s)<br />

Follow up Data:<br />

The following set of data is collected during <strong>the</strong> patients’ visits to <strong>the</strong> cardiology clinics.<br />

• Date of <strong>the</strong> clinic visit, date of next follow up visit.<br />

• Height and weight.<br />

• Disease status according to <strong>the</strong> physician’s notes in <strong>the</strong> visit sheet.<br />

Telephone follow up helps in updating <strong>the</strong> life status for patients who are discharged from <strong>the</strong> cardiology follow<br />

up visits or recorded as no show for more than 3 years from <strong>the</strong> last recorded visit.<br />

6


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

Part Two: Executive Summary<br />

Section 1: Multi‐Institutional Progress of <strong>the</strong> <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong><br />

<strong>Registry</strong><br />

The executive summary is a multi‐institutional update for <strong>the</strong> reported data through <strong>the</strong> collaborative hospitals.<br />

The reported numbers are since <strong>the</strong> inception of <strong>the</strong> CHDR in January 1, 1998 till December 31, 2011. Total numbers<br />

of <strong>the</strong> following data are displayed cumulatively<br />

‣ Total number of registered patients accounts for 22,141<br />

‣ Total number of Grown‐Up congenital <strong>Heart</strong> (GUCH) ( patients at age of 16 years and above) accounts<br />

for 3,637 patients with active follow up visits<br />

‣ Total number of valid records accounts 21,421<br />

‣ Total number of Cumulative Follow up visits accounts for 55,894<br />

‣ Total number of Cumulative <strong>Heart</strong> surgeries episodes accounts for 16,680<br />

‣ Total number of Cumulative Cardiac ca<strong>the</strong>ter interventions accounts for 5,582<br />

FIGURE 2.1.1: MULTI‐INSTITUTIONAL PROGRESS OF THE CONGENITAL HEART DEFECTS REGISTRY<br />

7


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

FIGURE 2.1.2: SNAP‐SHOT OF THE CONGENITAL HEART DEFECTS REGISTRY DATA BASE<br />

Patients’ registration and records’ validation is onetime process. On <strong>the</strong> o<strong>the</strong>r hand; follow‐up visits, heart surgery<br />

and cardiac ca<strong>the</strong>ter episodes are an ongoing process of documentation as long as <strong>the</strong> patient is scheduled<br />

for future follow up visits and while patients’ admission according to <strong>the</strong> management plan set by <strong>the</strong> treating<br />

physicians (figure 2.1.2).<br />

8


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

FIGURE2. 1.3: DISTRIBUTION OF REGISTERED PATIENTS FOR THE REPORTING HOSPITALS<br />

Figure 2.1.3 demonstrates <strong>the</strong> distribution of <strong>the</strong> registered patients through <strong>the</strong> collaborative hospitals with<br />

total of (22,141) since <strong>the</strong> inception of <strong>the</strong> registry in <strong>the</strong> year 1998 till December 31, 2011. There are factors that<br />

affect <strong>the</strong> pattern of this distribution like;<br />

Frequency of referrals to <strong>the</strong> collaborative hospitals: In <strong>the</strong> year 1998 total of 2,299 CHDs patients<br />

were registered at CHDR at King Faisal Specialist Hospital <strong>Research</strong> Center, Riyadh (KFSH&RC, Riyadh).<br />

Work force and Administrative support: Securing qualified work force and administrative support are<br />

crucial factors to maintain smooth running CHDR within <strong>the</strong> premises of <strong>the</strong> collaborative hospital<br />

which in return affects <strong>the</strong> overall reported data.<br />

Number of reporting hospitals: Current hospitals on board of <strong>the</strong> CHDR collaborative research work<br />

joined over thirteen years (1998‐2011) showing considerable increment in <strong>the</strong> total number of registered<br />

patients.<br />

9


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

Section 2: Overview of Demographic Data of <strong>the</strong> <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong><br />

<strong>Registry</strong> (Multi‐Institutional)<br />

Data shown in this section are coming from 21,421 records accounting for <strong>the</strong> total number of valid records since<br />

<strong>the</strong> inception of <strong>the</strong> CHDR till December 31, 2012.<br />

FIGURE 2.2.1: DISTRIBUTIONS OF CHD PATIENTS BY GENDER (MULTI‐INSTITUTIONAL)<br />

FIGURE 2.2.2: DISTRIBUTION OF CHD PATIENTS BY NATIONALITIES (MULTI‐INSTITUTIONAL)<br />

Figure 2.2.2 shows dominance of Saudi (93%) in comparison to non‐Saudi patients. This is mostly related to referral<br />

and admission regulations observed at <strong>the</strong> reporting hospitals.<br />

10


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

FIGURE 2.2.3: DISTRIBUTION OF CHD PATIENTS POPULATION ACCORDING TO AREA OF RESIDENCE (MULTI‐INSTITUTIONAL)<br />

Figure 2.2.3 shows <strong>the</strong> distribution of CHD patients according to <strong>the</strong>ir residence regions as recorded at <strong>the</strong> time<br />

of patient registration. The shown percentages denote <strong>the</strong> referral frequencies from all over <strong>the</strong> Kingdom. Riyadh<br />

Region and Eastern Province are showing as <strong>the</strong> highest rates for CHD patients’ referrals. Information is<br />

not available for 1.5% of residence area in <strong>the</strong> Kingdom, which sometimes are due to <strong>the</strong> uncertainty of <strong>the</strong><br />

provided information at <strong>the</strong> time of patients’ registration.<br />

11


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

Section 3: Risk Factors Data for CHD Patients on <strong>the</strong> Multi‐Institutional level<br />

of Collaboration<br />

Data related to <strong>the</strong> risk factors is obtained from patients’ family at <strong>the</strong> time of patient registration. However,<br />

some times <strong>the</strong> required information cannot be documented due to <strong>the</strong> uncertainty of obtained information.<br />

Also, some patients are registered through <strong>the</strong> hospital death log where charts are deficient of required information.<br />

Since <strong>the</strong> completion of data at all levels is a standard requirement for <strong>the</strong> registry, <strong>the</strong>refore CHDR staff<br />

ensures to complete all missing risk factors during <strong>the</strong> patient’s future clinical visits and/or hospital admissions. In<br />

<strong>the</strong> same context, <strong>the</strong> telephone follow up project is on going to complete <strong>the</strong> missing information. Total number<br />

and percentages are shown along with gender variation for each variable in <strong>the</strong> following tables.<br />

TABLE 2.3.1: DISTRIBUTION OF CHD PATIENTS BY AGE AT DIAGNOSIS<br />

Born BEFORE 2001 Born AFTER 2001<br />

Age at Diagnosis<br />

Male Female Male Female<br />

Total<br />

N % N % N % N % N %<br />

Prenatal 56 13.4 48 11.5 159 37.9 156 37.2 419 2<br />

At Birth to 1 year 3,515 22.3 2,971 18.9 4,838 30.7 4,427 28.1 15,751 73.5<br />

Greater than 1 year 1,873 35.7 2,123 40.4 553 10.5 702 13.4 5,251 24.5<br />

Total 5,444 25.4 5,142 24 5,550 25.9 5,285 24.7 21,421 100<br />

Table 2.3.1 and figure 2.3.1 shows <strong>the</strong> distribution of <strong>the</strong> CHDs patients according to <strong>the</strong>ir age when diagnosed to<br />

have CHDs. Patients were grouped based on <strong>the</strong>ir year of birth.<br />

FIGURE 2.3.1: DISTRIBUTION OF CHD PATIENTS BY AGE AT DIAGNOSIS<br />

12


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

FIGURE 2.3.2: LIFE STATUS OF PRENATALLY DIAGNOSED CHD PATIENTS<br />

Figure 2.3.2 shows <strong>the</strong> life status percentage distribution for <strong>the</strong> 419 patients who were prenatally diagnosed<br />

with congenital heart defects.<br />

TABLE 2.3.2: DISTRIBUTION OF CHD PATIENTS BY AGE AT PRESENTATION<br />

Age at Presentation<br />

Male Female Total<br />

N % N % N %<br />

At Birth 504 51.7 471 48.3 975 4.6<br />

< 1 year 6166 53.6 5333 46.4 11499 53.7<br />

1‐12 years 3773 48.3 4035 51.7 7808 36.5<br />

> 12years 551 48.4 588 51.6 1139 5.3<br />

Total 10994 51.3 10427 48.7 21421 100<br />

CHD patients are distributed according to <strong>the</strong> age group classification when presented for <strong>the</strong> first time to cardiovascular<br />

departments at reporting hospitals. More than 50% of <strong>the</strong> patients are presented during <strong>the</strong>ir first year<br />

of life.<br />

13


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

TABLE 2.3.3: DISTRIBUTION OF CHD PATIENTS ACCORDING TO GESTATIONAL AGE<br />

Gestational Age<br />

Male Female Total<br />

N % N % N %<br />

Premature 932 51.2 887 48.8 1,819 8.5<br />

Full Term 8,856 51.4 8,363 48.6 17,219 80.4<br />

Not Documented 1,206 50.6 1,177 49.4 2,383 11.1<br />

Total 10,994 51.3 10,427 48.7 21,421 100<br />

As per internal policies and procedures (IPPs) followed by <strong>the</strong> CHD registry, patients are considered to be prematurely<br />

delivered when born at age of 37 weeks of gestation i.e. 8 month and 20 days.<br />

TABLE 2.3.4: DISTRIBUTION OF CHD PATIENTS ACCORDING TO HISTORY OF MATERNAL DIABETES MELLITUS<br />

Diabetes Mellitus<br />

Male Female Total<br />

N % N % N %<br />

Diabetic Mo<strong>the</strong>rs 870 52.4 790 47.6 1,660 7.7<br />

Non Diabetic Mo<strong>the</strong>rs 8,634 51.4 8,180 48.6 16,814 78.5<br />

Not Documented 1,490 50.6 1,457 49.4 2,947 13.8<br />

Total 10,994 51.3 10,427 48.7 21,421 100<br />

Type of reported maternal diabetes includes gestational diabetes, juvenile diabetes and <strong>the</strong> adult onset type.<br />

TABLE 2.3.5: DISTRIBUTION OF CHD PATIENTS ACCORDING TO ASSISTED CONCEPTION<br />

Male Female Total<br />

Assisted Conception<br />

N % N % N %<br />

Assisted Conception 277 52.4 252 47.6 529 2.5<br />

Normal Conception 9,243 51.4 8,739 48.6 17,982 83.9<br />

Not Documented 1,474 50.7 1,436 49.3 2,910 13.6<br />

Total 10,994 51.3 10,427 48.7 21,421 100<br />

Conception methods are documented according to <strong>the</strong> interview data or <strong>the</strong> attached reports in <strong>the</strong> patients’<br />

files. Methods used must be medical for example; medications or Invetro‐Firtilization.<br />

TABLE 2.3.6: DISTRIBUTION OF CHD PATIENTS ACCORDING TO PARENTAL CONSANGUINITY<br />

Parental Consanguinity<br />

Male Female Total<br />

N % N % N %<br />

Consanguineous 6,386 51.5 6,007 48.5 12,393 57.9<br />

Non Consanguineous 4,248 50.8 4,109 49.2 8,357 39<br />

Not Documented 360 53.7 311 46.3 671 3.1<br />

Total 10,994 51.3 10,427 48.7 21,421 100<br />

14


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

TABLE 2.3.7: DISTRIBUTION OF CHD PATIENTS ACCORDING TO FAMILY HISTORY FOR CHD<br />

Family History<br />

Male Female Total<br />

N % N % N %<br />

Yes 982 50.3 972 49.7 1,954 9.1<br />

No 9,483 51.3 9,000 48.7 18,483 86.3<br />

Not Documented 529 53.8 455 46.2 984 4.6<br />

Total 10,994 51.3 10,427 48.7 21,421 100<br />

Positive family history for CHD is confirmed when one or more of <strong>the</strong> family members e.g. fa<strong>the</strong>r, mo<strong>the</strong>r, sibling(s),<br />

or offspring(s) are affected as well. It is worth mentioning that affected members of <strong>the</strong> same families<br />

who are registered at <strong>the</strong> same treating hospital are assigned a family number which facilitates studying different<br />

characteristics of families with positive history for CHD.<br />

TABLE 2.3.8: DISTRIBUTION OF CHD PATIENTS BASED ON FAMILY HISTORY AND PARENTAL CONSANGUINITY STATUS<br />

Total<br />

Parental Consanguinity & Family History<br />

N %<br />

Consanguineous Parents with Positive Family History 1,364 6.4<br />

Consanguineous Parents with Negative Family History 10,850 50.7<br />

Non‐Consanguineous Parents with Positive Family History 573 2.7<br />

Non‐Consanguineous Parents with Negative Family History 7,529 35.2<br />

Data Not Documented 1,105 5<br />

Total 21,421 100<br />

15


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

FIGURE 2.3.3: DISTRIBUTION OF CHD PATIENTS WITH POSITIVE FAMILY HISTORY FOR CHD BASED ON THE PARENTAL CONSANGUINITY STATUS<br />

Table 2.3.8 and Figure 2.3.3 demonstrate that consanguinity may increase <strong>the</strong> risk of congenital heart defects in<br />

patients with positive family history of <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong>.<br />

TABLE 2.3.9: DISTRIBUTION OF CHD PATIENTS BASED ON MATERNAL AGE<br />

Maternal Age (in years)<br />

Male Female Total<br />

N % N % N %<br />

< 20 457 51.3 433 48.7 890 4.2<br />

20‐29 3,876 51 3,719 49 7,595 35.5<br />

30‐39 3,130 51 3,012 49 6,142 28.7<br />

40 + 779 48.6 825 51.4 1,604 7.5<br />

Not Documented 2,752 53 2,438 47 5,190 24.2<br />

Total 10,994 51.3 10,427 48.7 21,421 100<br />

16


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

Part Three: Reporting Multi‐Institutional <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong><br />

<strong>Registry</strong> Data<br />

Reported data is coming from analysis of 21,421 records accounting for valid records till December 31, 2012.<br />

Section 1: Multi‐Institutional <strong>Congenital</strong> <strong>Heart</strong> Defect Lesions<br />

Total of 52,092 congenital heart defect lesions are encountered in <strong>the</strong> database of <strong>the</strong> CHDR on <strong>the</strong> multiinstitutional<br />

level. <strong>Congenital</strong> heart lesions are abstracted and coded on individual descriptive basis regardless of<br />

<strong>the</strong> complexity of <strong>the</strong> congenital heart disease. European Pediatric Cardiology Coding (EPCC) lists are used for<br />

coding <strong>the</strong> abstracted diagnoses data. Table 3.1 displays a sample of individual congenital heart defect Lesions.<br />

<strong>Congenital</strong> heart defects lesions might be ei<strong>the</strong>r isolated or in combination with o<strong>the</strong>r congenital heart defect<br />

lesions. Coarctation of Aorta can be isolated or in combination with o<strong>the</strong>r lesions as Ventricular Septal Defect(s).<br />

TABLE3.1.1: DISTRIBUTION OF CONGENITAL HEART LESIONS BY GENDER (MULTI‐INSTITUTIONAL)<br />

<strong>Congenital</strong> <strong>Heart</strong> Lesions Male Female Total<br />

N % N % N<br />

Ventricular Septal Defect (all types) 3,795 51 3,643 49 7,438<br />

Patent Ductus Arteriosus 3,542 48.1 3,815 51.9 7,357<br />

Atrial Septal Defect 2,510 48 2,724 52 5,234<br />

Pulmonary Valve Stenosis 1,773 52.8 1,585 47.2 3,358<br />

Tetralogy of Fallot 1,136 57.9 825 42.1 1,961<br />

Coarctation of Aorta 956 60.2 633 39.8 1,589<br />

Transposition of Great Arteries (all types) TGA 991 64 557 36 1,548<br />

Aortic Valve Stenosis with and without BAV 821 68.5 378 31.5 1,199<br />

Pulmonary Valve Atresia PA 543 55.2 441 44.8 984<br />

Corrected Transposition of Great Arteries L‐TGA 218 63.4 126 36.6 344<br />

<strong>Congenital</strong> Complete <strong>Heart</strong> Block 165 53.9 141 46.1 306<br />

Supraventricular Tachycardia 120 45.8 142 54.2 262<br />

Hypoplastic Left <strong>Heart</strong> Syndrome HLHS 126 64.3 70 35.7 196<br />

Wolf Parkinson White Syndrome WPW 53 48.2 57 51.8 110<br />

Hypertrophic Cardiomyopathy (all types) HCM 58 54.2 49 45.8 107<br />

Long QT syndrome 40 63.5 23 36.5 63<br />

Total number of listed CHDs 16,847 52.6 15,209 47.4 32,056<br />

O<strong>the</strong>r CHD Lesions 10,911 54.5 9,125 45.5 20,036<br />

Grand Total CHDs 27,758 53.3 24,334 46.7 52,092<br />

17


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

FIGURE 3.1.1A: INDIVIDUAL VARIATION OF SELECTED GROUP OF CHD LESIONS BASED ON GENDER (MULTI‐INSTITUTIONAL)<br />

Figure 3.1.1a shows an individual variation in <strong>the</strong> frequency of some CHD lesions based on gender in comparison<br />

to congenital heart defects distribution between male and female (Figure 3.1.1b).<br />

FIGURE 3.1.1B: DISTRIBUTIONS OF CHD PATIENTS BY GENDER (MULTI‐INSTITUTIONAL)<br />

18


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

Section 2: Associated Extra‐Cardiac <strong>Congenital</strong> Anomalies and Health<br />

Problems (Multi‐Institutional data)<br />

Associated congenital anomalies and health problems are co‐morbid factors that affect short and long term outcome<br />

of <strong>the</strong> congenital heart defects. Not only this but more, co‐morbid factors might affect <strong>the</strong> overall management<br />

plan for congenital heart defects patients. (6,242) accounts for total number of encountered associated<br />

extra‐cardiac congenital anomalies and health problems on <strong>the</strong> multi‐institutional level. Table 3.2.1 displays data<br />

in descending order according to <strong>the</strong>ir frequency. Extra cardiac anomalies and health problems might be isolated<br />

or in association with o<strong>the</strong>rs.<br />

TABLE 3.2.1: ASSOCIATED EXTRA‐CARDIAC CONGENITAL ANOMALIES AND HEALTH PROBLEMS (CHDR MULTI INSTITUTIONAL DATA)<br />

Associated <strong>Congenital</strong> Anomalies and Health Problems<br />

Male<br />

Female<br />

N % N %<br />

Total<br />

Down's Syndrome 859 46.2 999 53.8 1,858<br />

Failure to thrive 436 42.7 586 57.3 1,022<br />

Delayed Milestones 292 46.8 332 53.2 624<br />

Cleft Palate with Cleft Lip, Unspecified 73 52.5 66 47.5 139<br />

Unspecified Mental Retardation 43 49.4 44 50.6 87<br />

Non Specific Respiratory Distress Syndrome 49 56.3 38 43.7 87<br />

William's Syndrome 39 50.6 38 49.4 77<br />

Hydrocephalus 26 43.3 34 56.7 60<br />

Tracheosophageal Fistula (Esophageal Atresia and Stenosis) 29 52.7 26 47.3 55<br />

Absent Spleen (Asplenia) 32 61.5 20 38.5 52<br />

G6PD Defeciency Anemia 30 65.2 16 34.8 46<br />

Noonan's Syndrome 30 69.8 13 30.2 43<br />

Marfan's Syndrome 22 53.7 19 46.3 41<br />

Imperforate Anus 17 44.7 21 55.3 38<br />

Digeorge's Syndrome 19 57.6 14 42.4 33<br />

Musculoskeletal Deformity, Scoliosis 7 22.6 24 77.4 31<br />

<strong>Congenital</strong> Rubella 8 32 17 68 25<br />

Total number 2,079 47.4 2,307 52.6 4,386<br />

O<strong>the</strong>r Associated <strong>Congenital</strong> Anomalies and Health Problems 1,021 55 835 45 1,856<br />

Grand Total 3,100 49.7 3,142 50.3 6,242<br />

19


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

Section 3: Reporting <strong>Heart</strong> Surgery and Cardiac Ca<strong>the</strong>ter treatment for<br />

Multi‐Institutional <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

Management plan to repair congenital heart defects widely ranges. Hence CHDs patients might need more than<br />

one episode of heart surgery and/or cardiac ca<strong>the</strong>ter intervention. <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> staff regularly<br />

document new interventions while CHDs patients’ admission to <strong>the</strong> cardiovascular wards. 22,262 accounts<br />

for <strong>the</strong> cumulative number of intervention episodes recorded in <strong>the</strong> congenital heart defects registry database,<br />

16,680 heart surgery episodes and 5,582 cardiac ca<strong>the</strong>ter episodes. European Pediatric Cardiology Coding (EPCC)<br />

lists are used for coding <strong>the</strong> abstracted descriptions.<br />

FIGURE 3.3.1 DISTRIBUTION OF HEART SURGERY AND CARDIAC CATHETER INTERVENTION EPISODES (MULTI‐INSTITUTIONAL)<br />

20


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

TABLE 3.3.1: SELECTED GROUP OF HEART SURGERIES (MULTI‐INSTITUTIONAL)<br />

Interventions<br />

Total<br />

Ligation & division of patent arterial duct (PDA) 4,607<br />

Ventricular Septal <strong>Defects</strong> patch repair 2,349<br />

Tetralogy of Fallot repair 1,535<br />

Modified Blalock interposition shunt 1,485<br />

Ventricular Septal <strong>Defects</strong> direct suture repair 1,434<br />

Coarctation/hypoplasia of aorta repair 1,016<br />

Fontan type procedure 763<br />

Atrial septal defect (ASD) secundum patch repair 729<br />

Arterial switch procedure 707<br />

Pacemaker system placement: permanent 680<br />

Common arterial trunk repair 189<br />

Norwood type procedure 169<br />

Ross procedure (aortic valve or root replacement with pulmonary autograft) 136<br />

Rastelli procedure 112<br />

Total <strong>Heart</strong> Surgeries 15,911<br />

O<strong>the</strong>r <strong>Heart</strong> Surgeries 18,406<br />

Grand Total of CHDR data base <strong>Heart</strong> Surgeries 34,317<br />

Table 3.3.1 displays <strong>the</strong> frequency of selected heart surgeries. 34,317 heart surgeries accounts for <strong>the</strong> total number<br />

of individual heart surgeries recorded in <strong>the</strong> CHDR database. Listed heart surgeries might be ei<strong>the</strong>r isolated or<br />

in combination with o<strong>the</strong>r heart surgeries as many repairs might be carried out in same heart surgery episode.<br />

For instance; Ventricular Septal <strong>Defects</strong> patch closure might be isolated or in combination with ligation of <strong>the</strong><br />

Patent Arterial Duct in <strong>the</strong> same sitting. Interventions are listed in a descending order according to <strong>the</strong>ir frequency<br />

CHDR database. Documentation of new heart surgery episodes is ongoing while patients’ admission<br />

to <strong>the</strong> wards for completing <strong>the</strong>ir repair plans.<br />

21


<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

TABLE 3.3.2: SELECTED GROUP OF CARDIAC CATHETER INTERVENTIONS (MULTI‐INSTITUTIONAL)<br />

Cardiac Ca<strong>the</strong>ter Intervention<br />

Total<br />

Patent Ductus Arteriosus occlusion 1,069<br />

Pulmonary Valve Balloon dilatation 919<br />

Atrial septal defect (ASD) secundum device closure 537<br />

Aortic Coarctation/hypoplasia Balloon dilatation 364<br />

Balloon atrial septostomy 286<br />

Aortic Valve Balloon dilatation 226<br />

Major systemic‐pulmonary collateral artery (MAPCA) occlusion 132<br />

Ventricular Septal Defect device closure 117<br />

Radiofrequency Ablation for arrhythmia 86<br />

Radiofrequency Pulmonary Valvotomy 44<br />

Stent placement at site of thoracic aortic coarctation 43<br />

pacemaker system placement 31<br />

Pulmonary valvar insertion 28<br />

Total Cardiac Ca<strong>the</strong>ter 3,882<br />

O<strong>the</strong>r Cardiac Ca<strong>the</strong>ter 1,324<br />

Grand Total Cardiac Ca<strong>the</strong>ter 5,206<br />

Table 3.3.2 demonstrates <strong>the</strong> frequency of selected group of interventional cardiac ca<strong>the</strong>ter. 5,206 is <strong>the</strong> total<br />

number of cardiac ca<strong>the</strong>ter interventions that are recorded in <strong>the</strong> CHDR on <strong>the</strong> multi‐institutional level. The reported<br />

numbers are listed in descending order according to <strong>the</strong>ir frequency. Documentation of new cardiac ca<strong>the</strong>ter<br />

interventions are ongoing while patients’ admission to <strong>the</strong> wards.<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Challenges<br />

The <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> faced and is still facing many challenges. Funds deficiency results in a state<br />

of instability of securing smooth running of <strong>the</strong> CHD registry in <strong>the</strong> collaborating hospitals. It is <strong>the</strong> most prominent<br />

challenge. Funds deficiency leads to <strong>the</strong> inability to hire and retain a qualified staff to look after <strong>the</strong> registry.<br />

Hence; securing funds is a mandate in order to hire well qualified staff to run <strong>the</strong> registry along with securing <strong>the</strong><br />

equipments (computers, Laptops) and spaces needed.<br />

Conclusion<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> (CHDs) is a worldwide health problem that has its significant impact on <strong>the</strong> patients’<br />

survival and quality of life. Social, psychological, economical are aspects that burden <strong>the</strong> patients and <strong>the</strong>ir families<br />

none<strong>the</strong>less affecting <strong>the</strong> overall nation productivity and progress. The <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> is<br />

successful surveillance tool. Expanding <strong>the</strong> collaborative efforts along with <strong>the</strong> support of <strong>the</strong> administration and<br />

<strong>the</strong> administrators in different hospitals will take this important collaboration to a true national level while finding<br />

<strong>the</strong> incidence of this health problem in <strong>the</strong> Kingdom of Saudi Arabia. We are confident that this collaboration<br />

will be of great help to <strong>the</strong> administrators while improving <strong>the</strong> level of <strong>the</strong> medical care provided to this sector of<br />

population.<br />

22


References<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Cumulative Report (1998-2011)<br />

1. Tchervenkov CI, Jacobs JP, Bernier PL, Stellin G, Kurosawa H, Mavroudis C,Jonas RA, Cicek SM, Al‐Halees Z,<br />

Elliott MJ, Jatene MB, Kinsley RH, Kreutzer C,Leon‐Wyss J, Liu J, Maruszewski B, Nunn GR, Ramirez‐<br />

Marroquin S, Sandoval N, SanoS, Sarris GE, Sharma R, Shoeb A, Spray TL, Ungerleider RM, Yangni‐Angate<br />

H,Ziemer G. The improvement of care for paediatric and congenital cardiac diseaseacross <strong>the</strong> World: a<br />

challenge for <strong>the</strong> World Society for Pediatric and <strong>Congenital</strong>. <strong>Heart</strong> Surgery. Cardiol Young. 2008 Dec;18<br />

Suppl 2:63‐9.<br />

2. Tchervenkov CI, Stellin G, Kurosawa H, Jacobs JP, Mavroudis C, Bernier PL, Maruszewski B, Kreutzer C,<br />

Cicek S, Kinsley RH, Nunn GR, Jonas RA. The World Society for Pediatric and <strong>Congenital</strong> <strong>Heart</strong> Surgery: its<br />

mission and history Semin Thorac Cardiovasc Surg Pediatr Card Surg Annu. 2009:3‐7.<br />

3. www.heartstats.org<br />

4. Calzolari E, Garani G, Cocchi G, Magnani C, Rivieri F, Neville A, Astolfi G,Baroncini A, Garavelli L, Gualandi F,<br />

Scorrano M, Bosi G; IMER Working Group.<strong>Congenital</strong> heart defects: 15 years of experience of <strong>the</strong> Emilia‐<br />

Romagna <strong>Registry</strong> (Italy). Eur J Epidemiol. 2003; 18(8):773‐80.<br />

5. www.kompetenznetz‐ahf.de<br />

6. Jacobs JP, Wernovsky G, and Elliott MJ.Analysis of outcomes for congenital cardiac disease: can we do better<br />

Cardiol Young. 2007 Sep; 17 Suppl 2: 145‐58.<br />

7. Bédard E, Shore DF, Gatzoulis MA. Adult congenital heart disease: a 2008 overview. Br Med Bull. 2008;<br />

85:151‐80. Review<br />

8. Bernier PL,Otal N,Tchervenkov CI,Jacobs JP,Stellin G,Kurosawa H,Mavroudis C, Cicek S, Al‐Halees Z, Elliott<br />

M, Jatene M,Jonas RA, Kinsley R,Kreutzer C, Leon‐Wyss J,Liu J, Maruszewski B,Nunn G, Ramirez‐Marroquin<br />

S,Sandoval N, Sano S, Sarris G, Sharma R, Spray T, Ungerleider R, Yangni‐Angate H,Ziemer G. An invitation<br />

to <strong>the</strong> medical students of <strong>the</strong> world to join <strong>the</strong> global coalition to improve care for children and adults<br />

with congenital heart disease across <strong>the</strong> world. Mcgill J Med. 2008 Jul; 11(2):185‐90.<br />

23


Appendix I<br />

Case Report Forms


CONFIDENTIAL INFORMATION. TO BE USED ONLY FOR THE CHD REGISTRATION.<br />

CONGENITAL HEART DEFECTS REGISTRY<br />

COLLABORATIVE RESEARCH<br />

Demographic Form 1 a<br />

® All rights reserved. Registries Core Facility 2011<br />

<strong>Registry</strong> Number:<br />

−<br />

−<br />

National Identification<br />

Patient<br />

Registration Date: Passport Mo<strong>the</strong>r<br />

− − Iqama Fa<strong>the</strong>r<br />

DD MM YY YY<br />

Current Residence<br />

Home Town of Fa<strong>the</strong>r<br />

Telephone Number:<br />

− − −<br />

Mobile Number:<br />

Birth Date (Hijrah): − − Gender: Male Female Unknown<br />

DD MM YY YY<br />

Birth Date (Gregorian): − − Nationality:<br />

DD MM YY YY Saudi Arabs O<strong>the</strong>rs<br />

Birth Place: (Hospital/City)<br />

Birth Order:<br />

Mo<strong>the</strong>r’s Year of Birth:<br />

Fa<strong>the</strong>r’s Year of Birth:<br />

YY YY YY YY<br />

Family Member Interviewed:<br />

YY YY YY YY<br />

Premature birth(


CONFIDENTIAL INFORMATION. TO BE USED ONLY FOR THE CHD REGISTRATION.<br />

CONGENITAL HEART DEFECTS REGISTRY<br />

COLLABORATIVE RESEARCH<br />

Diagnosis and Coding Form (1 b)<br />

® All rights reserved. Registries Core Facility 2011<br />

<strong>Registry</strong> Number<br />

−<br />

−<br />

Date of first Diagnoses<br />

Date of presentation at registering hospital (CVS services)<br />

− − − −<br />

DD MM YY YY DD MM YY YY<br />

At presentation<br />

At birth<br />

Height (cm) . Height (cm) .<br />

Weight (Kg) . Weight (gms)<br />

Sequential Segmental Anatomy (Check if Normal ):<br />

Valid Basis of diagnosis( check all that apply)<br />

(a) Cardiac Situs (b) Position of <strong>the</strong> <strong>Heart</strong> Typed Operative Report Electrophysiological Studies 2 D Echo.<br />

Solitus Levocardia Operative Notes Trans-esophageal Echo O<strong>the</strong>rs<br />

Cardiac Cath Report<br />

Holter Monitoring<br />

Cardiac <strong>Congenital</strong> Anomalies :<br />

EPC Codes<br />

Primary Diagnosis: . .<br />

Secondary Diagnoses: . .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

Associated non Cardiac Diseases / Syndromes:<br />

ICD-9CM Codes<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

Diagnosis Confirmation:<br />

Remarks:<br />

Filled by (Initials & date)<br />

Charts Volumes<br />

− − 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15<br />

DD MM YY YY<br />

Entered by (Initials & date)<br />

Updated by (Initials & date)<br />

− − − −<br />

DD MM YY YY DD MM YY YY


CONFIDENTIAL INFORMATION. TO BE USED ONLY FOR THE CHD REGISTRATION.<br />

CONGENITAL HEART DEFECTS REGISTRY<br />

COLLABORATIVE RESEARCH<br />

Interventions Form 2<br />

® All rights reserved. Registries Core Facility 2011<br />

<strong>Registry</strong> Number<br />

−<br />

−<br />

Date of intervention<br />

−<br />

−<br />

DD MM YY YY<br />

Procedure:<br />

Successful Failed Residual lesion<br />

Cardiac Ca<strong>the</strong>ter Procedure<br />

EPC Code<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

Documentation for surgical procedure(s)<br />

Dictated Operative Report<br />

Operative Notes<br />

Surgical Procedures:<br />

EPC Code<br />

Primary . .<br />

Secondary<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

. .<br />

Surgical Confirmation:<br />

Remarks:<br />

Name of <strong>the</strong> coder:<br />

Filled by (Initials & date)<br />

Charts Volumes<br />

− − 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15<br />

DD MM YY YY<br />

Entered by (Initials & date)<br />

Updated by (Initials & date)<br />

− − − −<br />

DD MM YY YY DD MM YY YY


CONFIDENTIAL INFORMATION. TO BE USED ONLY FOR THE CHD REGISTRATION.<br />

CONGENITAL HEART DEFECTS REGISTRY<br />

COLLABORATIVE RESEARCH<br />

Follow up Form 3<br />

® All rights reserved. Registries Core Facility 2011<br />

<strong>Registry</strong> Number:<br />

−<br />

−<br />

Follow-up Date<br />

Next Follow-up Date<br />

− − − −<br />

DD MM YY YY DD MM YY YY<br />

Check if Patient was seen in Adult Cardio logy Hight (cm): ·<br />

Weight (Kg): ·<br />

Patient Status:<br />

Alive<br />

Discharged to be followed elsewhere<br />

Discharged from Cardiology Clinic. Not on Follow-up<br />

Deceased. If YES, where:<br />

Disease Status:<br />

Asymptomatic<br />

With symptoms<br />

Well without symptoms & needs follow-up<br />

With symptoms & needs follow-up and/or future intervention<br />

Registration Hospital<br />

O<strong>the</strong>r Hospital<br />

If symptomatic <strong>the</strong>n state <strong>the</strong> symptoms:<br />

Home<br />

Unknown<br />

Telephone Followup: Date − −<br />

Alive<br />

Lost to Follow up<br />

Deceased<br />

If deceased <strong>the</strong>n give details:<br />

Form filled by:<br />

Entered by:<br />

Date − − Date: −<br />

DD MM YY YY DD MM − YY YY


Appendix II<br />

Data Request Form


King Faisal Specialist Hospital and <strong>Research</strong> <strong>Centre</strong>, Riyadh<br />

Data Request Form<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

Name: ID No. Position:<br />

Department: Institution: MBC No. Ext.<br />

Date Requested:<br />

Date by which data is required:<br />

1. Data Requested (specify patient population, time period, etc.) Hospital Level Multi-institutional level<br />

If Hospital level, specify name below:<br />

A. Required Patient Information (specify variables. Use separate sheets if required)<br />

1. 3. 5.<br />

2. 4. 6.<br />

B. Time period From: To:<br />

2. Purpose of <strong>the</strong> request<br />

Presentation at conference/meeting<br />

Publication<br />

O<strong>the</strong>r, please specify<br />

Spin-off <strong>Research</strong> Study<br />

Patient Care<br />

O<strong>the</strong>r than <strong>Research</strong> (specify <strong>the</strong> reason and provide approval from <strong>the</strong> Chairman of <strong>the</strong> Department in your institution)<br />

3. Is <strong>the</strong> research study for which <strong>the</strong> data is requested, approved from <strong>Research</strong> Advisory Council (RAC)<br />

Yes<br />

No<br />

If Yes, provide <strong>the</strong> RAC Number and attach a copy of <strong>the</strong> approval memo<br />

If No, explain <strong>the</strong> reasons<br />

4. If presentation or publication of data is anticipated, identify collaborators and co-authors to be credited:<br />

1. 2.<br />

3. 4.<br />

(Printed Name)<br />

(Signature)<br />

Request Received By:<br />

Confidentiality Statement signed<br />

Registrar, CHD <strong>Registry</strong> Dated (DD/MM/YYYY) Yes No<br />

For CHD <strong>Registry</strong> Committee<br />

Request Granted<br />

No<br />

Yes If Yes, date request granted: Signed by<br />

Dated (DD/MM/YYYY) Chairman <strong>Registry</strong> Committee :<br />

For CHD <strong>Registry</strong> Use Only<br />

Request Control Number: ---- Request Completed by:<br />

Date received:<br />

Completion date:


King Faisal Specialist Hospital <strong>Research</strong> Center<br />

Database Access Form<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

To: Head Office<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

Please provide <strong>the</strong> following member access to <strong>the</strong> registry database as per rights below<br />

Staff Name:<br />

Hospital / Institute:<br />

Job Description: Clinical Interviewer Clinical Coder/Registrar <strong>Research</strong>er<br />

Rights:<br />

Timing:<br />

Read Only (No Download)<br />

Read Only (With Download)<br />

Registrar<br />

National Registrar<br />

O<strong>the</strong>rs as below specified by time:<br />

Hospital Working Days (SAT - WED)<br />

24 hours a day (Only Working days)<br />

24 hours a day 7 days a week<br />

Limited by time specified below<br />

Read and Write (No Deletion - No Data Download)<br />

Read and Write (With Deletion - No Data Download)<br />

Read and Write (No Deletion - With Data Download)<br />

Read and Write (With Deletion - With Data Download)<br />

Browse only user<br />

From:<br />

To:<br />

Date:<br />

Time:<br />

Date:<br />

Time:<br />

To be completed by <strong>the</strong> registrar<br />

Undertaking<br />

I understand that<br />

* information in any format, maintained in <strong>the</strong> <strong>Registry</strong> files is strictly confidential.<br />

* if I am found to be involved or trying to be involved in any act leading to breach of patients' Privacy and Confidentiality, <strong>the</strong> Administration<br />

reserves all <strong>the</strong> rights to take legal action against me.<br />

* no piece of information I encounter during <strong>the</strong> routine working with <strong>the</strong> database will at any time be used anywhere, verbally or in writing,<br />

nor it will be referenced, in such a way that it will disclose <strong>the</strong> identity of <strong>the</strong> patient.<br />

* administration at Saudi <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Program reserve all <strong>the</strong> rights to stop me accessing any information at any<br />

time without prior intimation or specifying any reason to it.<br />

Requestor's Signature<br />

(Signature of Registrar)<br />

Date<br />

Date


Appendix III<br />

Confidentiality Policies


King Faisal Specialist Hospital and <strong>Research</strong> <strong>Centre</strong>, Riyadh<br />

CONFIDENTIALITY STATEMENT<br />

<strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

Name: ID No. Position:<br />

Department:<br />

Institution:<br />

I declare that I understand and abide by <strong>the</strong> rules on confidentiality, security and release of information for users of <strong>the</strong><br />

Saudi National <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> as outlined below.<br />

(Print Name)<br />

(Signature)<br />

(Date)<br />

Rules of Confidentiality, Security and Release of Information for users of<br />

Saudi National <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> Data<br />

1. Data held by Registries Core Facility at Biostatistics, Epidemiology and Scientific Computing Department on patients in Saudi National <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong><br />

is intended for <strong>the</strong> purposes of Scientific <strong>Research</strong> and Statistical Analyses, Healthcare and Hospital Administration support only. The data cannot be used<br />

for any o<strong>the</strong>r purpose.<br />

2. Data received from Saudi National <strong>Congenital</strong> <strong>Heart</strong> <strong>Defects</strong> <strong>Registry</strong> should not be divulged to any person whose name is not specified as a co-user of <strong>the</strong> data nor<br />

should it be used for any o<strong>the</strong>r purposes than that declared in <strong>Registry</strong> Data Request Form.<br />

3. Proper safeguards should be applied in keeping and destroying <strong>the</strong> data upon completion of <strong>the</strong> work/project in order to prevent any breach of confidentiality.<br />

The Chairman of <strong>the</strong> <strong>Registry</strong> Committee should be notified immediately of any misuse or loss of data.<br />

4. No patient is to be contacted by a research worker as a result of information supplied by <strong>the</strong> registry without prior review and consent of <strong>the</strong><br />

<strong>Registry</strong> Committee<br />

5. Any statistics or results of research based on data received from <strong>the</strong> registry should not be made available in a form which directly identifies individual data<br />

subjects and/or is not covered by <strong>the</strong> purpose of request specified in <strong>the</strong> Data Request Form.


RCF Policies & Procedures<br />

Fourth Revision<br />

Chapter: Three Section: Four<br />

Policy No. 03-04-01<br />

Policy:<br />

<strong>Registry</strong> Data – Release of Data and/or Information and Result Reporting Policy<br />

Issued: January 2002 Revised: April 2008<br />

General:<br />

Data collected by disease registries is directly related to <strong>the</strong> health care of <strong>the</strong> patients. This<br />

data collected on a hospital/national level is for research purposes available for<br />

researchers/doctors without disclosing patient’s identification. Anyone interested in <strong>the</strong><br />

registry data for research purposes has to submit <strong>the</strong>ir research project proposal for approval<br />

to <strong>the</strong> Office of <strong>Research</strong> Affairs (ORA) of King Faisal Specialist Hospital and <strong>Research</strong><br />

Center. Once ORA approve <strong>the</strong> research project, <strong>the</strong> data can be made available by <strong>the</strong><br />

registrar to <strong>the</strong> requestor after necessary documentation.<br />

Statement:<br />

1. Responsibility of Reporting <strong>the</strong> descriptive statistics based on <strong>the</strong> yearly collection of<br />

data in <strong>the</strong> form of an Annual Report rests upon <strong>the</strong> registrar of <strong>the</strong> relevant registry.<br />

2. Any request for release of information / data for research or o<strong>the</strong>r purposes should be<br />

processed by <strong>the</strong> Registrar who is responsible for documenting <strong>the</strong> request and informing<br />

<strong>the</strong> <strong>Registry</strong> Committee regarding <strong>the</strong> release of data from <strong>the</strong> registry. The data export<br />

facility from <strong>the</strong> web-database software will allow <strong>the</strong> registrar to furnish <strong>the</strong> data<br />

request. It should be made certain that <strong>the</strong> whole procedure is in conformity to <strong>the</strong> RCF<br />

Confidentiality Policy. Registrar is also responsible for maintaining <strong>the</strong> log of all such<br />

releases of information.<br />

Policy Objective:<br />

• To safeguard against unauthorized release of registry information.<br />

• To provide a smooth mechanism for <strong>the</strong> provision of registry data/information to<br />

authorized individuals.<br />

Application / Scope:<br />

All registries under RCF.<br />

Monitoring:<br />

Annual<br />

References<br />

RCF IPP # 03-05-01 Confidentiality Policy


RCF Policies & Procedures<br />

Fourth Revision<br />

Chapter: Three Section: Five<br />

Policy No. 03-05-01<br />

Policy:<br />

Confidentiality Policy<br />

Issued: January 2002 Revised: April 2008<br />

General:<br />

Since a disease registry requires <strong>the</strong> review of significant amounts of data <strong>the</strong>re is normally a<br />

very thorough review of each patient's medical record. All information obtained on patients<br />

shall be considered extremely confidential. The actual medical record is <strong>the</strong> property of <strong>the</strong><br />

hospital and is kept to document <strong>the</strong> course of a patient's care and provide communication<br />

between all health care professionals for both current and future care of <strong>the</strong> patient. The actual<br />

information contained within <strong>the</strong> medical record is <strong>the</strong> patient's property and cannot be released<br />

to anyone without proper authorization from <strong>the</strong> patient, a subpoena or court order. It is<br />

important to stress <strong>the</strong> strictest confidentiality, as new employees are hired as well as periodic<br />

reminders for o<strong>the</strong>r employees. RCF members have an obligation to safeguard <strong>the</strong><br />

confidentiality of personal information maintained in <strong>the</strong> disease registries. This is governed by<br />

ethical and professional codes of conduct. Because of <strong>the</strong> rapid development of electronic<br />

processing of information making sensitive data widely available it is required by <strong>the</strong> users of<br />

sensitive data to ensure <strong>the</strong>y also use common sense when handling data. Different professional<br />

and ethical considerations apply depending on <strong>the</strong> purpose for which <strong>the</strong> information is used.<br />

Policy Definition:<br />

Confidentiality<br />

Whilst RCF accepts that great benefits can be made from <strong>the</strong> information it has<br />

collected through disease registries and that medical professionals and hospital<br />

management should have ready access to <strong>the</strong> information <strong>the</strong>y need, it is also<br />

important that personal information is kept confidential and that privacy is<br />

respected. Disciplinary action may result from a breach of confidentiality, where a<br />

breach of contract can be proved.<br />

Principles of Confidentiality<br />

a. The purpose for which data collected by <strong>the</strong> registry are to be used should be<br />

clearly defined.<br />

b. All disease registries in <strong>the</strong> RCF must maintain <strong>the</strong> same standards of<br />

confidentiality as customarily apply to <strong>the</strong> doctor-patient relationship; this<br />

obligation extends indefinitely, even after <strong>the</strong> death of <strong>the</strong> patient.<br />

c. Identifiable data may be provided to a clinician for use in <strong>the</strong> treatment of a<br />

particular disease / patient observing that only <strong>the</strong> data necessary for <strong>the</strong> stated<br />

purpose are released. Access to patient identifiable information should be on a<br />

strict need to know basis. Only those individuals who need access to patient<br />

identifiable information should have access to it, and <strong>the</strong>y should only have access<br />

to <strong>the</strong> information items that <strong>the</strong>y need to see. Use <strong>the</strong> minimum necessary patient<br />

identifiable information.<br />

d. The scope of confidentiality extends not only to identifiable data about data<br />

subjects and data suppliers, but also to o<strong>the</strong>rs directly or indirectly identifiable data<br />

stored in or provided to <strong>the</strong> registry.<br />

e. Data on deceased persons should subject to <strong>the</strong> same procedures for confidentiality<br />

as data on living persons.


RCF Policies & Procedures<br />

Fourth Revision<br />

f. Don't use patient identifiable information unless it is absolutely necessary. Patient<br />

identifiable items should only be used if <strong>the</strong>re is no alternative.<br />

g. Everyone should be aware of <strong>the</strong>ir responsibilities. Action should be taken to<br />

ensure that those handling patient identifiable information, both clinical and nonclinical<br />

staff, are aware of <strong>the</strong>ir responsibilities and obligations to respect patient<br />

confidentiality.<br />

h. Guidelines for confidentiality apply to all data regardless of storage or transmission<br />

media.<br />

Policy Statement:<br />

1. Registrar of each registry is responsible for assuring <strong>the</strong> confidentiality and security<br />

of registry data.<br />

2. The RCF staff should sign, as part of <strong>the</strong>ir contract of employment, a declaration<br />

that <strong>the</strong>y will not release confidential information to unauthorized persons. The<br />

declaration should remain in force after cessation of employment. They are also<br />

given a copy of <strong>the</strong> statement. It is essential that <strong>the</strong> requirements and<br />

responsibilities for people working with all <strong>the</strong> registries, record and databases<br />

maintained by Registries Core Facility (RCF) are clearly defined and understood.<br />

This policy outlines <strong>the</strong> steps that registry database users must adopt. 'Users' are<br />

authorized personnel to access any database. The policy also includes those staff<br />

members who are charged with <strong>the</strong> responsibility of creation, maintenance and<br />

development of registry databases and relevant software in Biostatistics,<br />

Epidemiology and Scientific Computing Department.<br />

3. Suitable control of access to <strong>the</strong> registry, both physical and electronic, and a list of<br />

persons, authorized to enter <strong>the</strong> registry should be maintained by <strong>the</strong> Registrar.<br />

4. The Registrar should maintain a list of staff members indicating <strong>the</strong> nature and<br />

extent of <strong>the</strong>ir access to registry data.<br />

5. Notices reminding staff of <strong>the</strong> need to maintain confidentiality should be promptly<br />

displayed.<br />

6. Registries at RCF should provide proof of identity to staff engaged in active patient<br />

registration.<br />

7. Identifiable data should not be transmitted by any means (post, telephone or<br />

electronic) without explicit authority from <strong>the</strong> Head, RCF or staff member to whom<br />

such authority has been delegated. Transmission by telephone should in general be<br />

avoided.<br />

8. Registries should consider <strong>the</strong> use of courier services for confidential data, as well<br />

as separating names from o<strong>the</strong>r data for transmission.<br />

9. Precautions should be taken for both physical and electronic security of<br />

confidential data sent on magnetic, optical or electronic media. This could be done<br />

by separating identifying information or via encryption of <strong>the</strong> identification.<br />

10. Use of computer for confidential data should be controlled for electronic and if<br />

possible physical measures to enhance <strong>the</strong> security of <strong>the</strong> data, including use of<br />

separate room, passwords, different levels of access to data, automatic logging of<br />

all attempts to enter <strong>the</strong> system, and automatic closure of sessions after a period of<br />

inactivity.<br />

11. Demonstration of <strong>the</strong> computer system / database management software should be<br />

performed with separate and fictitious or anonymous data sets.<br />

12. Special precautions should be taken for <strong>the</strong> physical security of electronic backup<br />

media.


RCF Policies & Procedures<br />

Fourth Revision<br />

13. Expert advice on security against unauthorized remote electronic access should be<br />

sought if necessary.<br />

14. Measures should be taken to ensure <strong>the</strong> physical security of confidential records<br />

held on paper or any o<strong>the</strong>r media and to protect such data from corruption.<br />

15. A policy should be developed for <strong>the</strong> safe disposal of confidential waste.<br />

16. Security procedures should be reviewed at suitable intervals, and consideration<br />

should be given to obtaining specialist advice.<br />

17. Any unauthorized release of patient information will be punishable as stated in<br />

“Oath of Confidentiality”.<br />

Release of Data<br />

a. Release of registry data for research and for healthcare planning is central to <strong>the</strong><br />

utility of a registry. The registry should develop procedures for data release that<br />

ensures <strong>the</strong> maintenance of confidentiality.<br />

b. The registrar is made responsible to present <strong>the</strong> request for identifiable data to <strong>the</strong><br />

<strong>Registry</strong> Committee and make recommendations to <strong>the</strong> committee that <strong>the</strong><br />

particular request meets <strong>the</strong> requirement of <strong>the</strong> law and <strong>the</strong> registry guidelines on<br />

confidentiality.<br />

c. In <strong>the</strong> absence of written consent from data subjects a registry should not release<br />

identifiable data on data subjects for <strong>the</strong> purpose o<strong>the</strong>r than research and statistics.<br />

National legislation with respect to confidential data should be observed.<br />

d. Physicians should be given access to data needed for <strong>the</strong> management of <strong>the</strong>ir<br />

patients if identified as such and if in accordance with national / institutional<br />

regulations.<br />

e. Enquiries from <strong>the</strong> press should be directed to <strong>the</strong> Chairman of <strong>the</strong> relevant<br />

<strong>Registry</strong> Committee or to a staff member nominated for this purpose.<br />

f. Requests for identifiable data to be used for research should include a detailed<br />

justification with a commitment to adhere to <strong>the</strong> registry’s guidelines on<br />

confidentiality.<br />

g. Registries should provide a document describing <strong>the</strong>ir procedures and criteria for<br />

<strong>the</strong> release of data especially identifiable data to researchers who request access to<br />

<strong>the</strong> data.<br />

h. If allowed by <strong>the</strong> institutional and/or national regulations, cross-border transfer of<br />

identifiable individual data should only be carried out if required for <strong>the</strong> conduct of<br />

a research project and if <strong>the</strong> level of protection is satisfactory.<br />

Policy Objective:<br />

• The need for a code of conduct in <strong>the</strong> maintenance of confidentiality in disease registries<br />

and <strong>the</strong> definition of what should be considered confidential.<br />

• The principles of confidentiality including measures to maintain and survey security<br />

procedures.<br />

• Guidelines for <strong>the</strong> preservation of confidentiality and for <strong>the</strong> use and release of registry data<br />

in accordance with <strong>the</strong>se principles.<br />

Application / Scope:<br />

All registries under RCF

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