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WINTER 2013<br />

VOL.54 NO.2<br />

Karen Golden-Biddle<br />

<strong>How</strong> <strong>to</strong> <strong>Ch<strong>an</strong>ge</strong> <strong>an</strong><br />

Org<strong>an</strong>ization <strong>Without</strong><br />

<strong>Blowing</strong> <strong>It</strong> <strong>Up</strong><br />

REPRINT NUMBER 54213


CHANGE MANAGEMENT<br />

<strong>How</strong> <strong>to</strong> <strong>Ch<strong>an</strong>ge</strong> <strong>an</strong><br />

Org<strong>an</strong>ization <strong>Without</strong><br />

<strong>Blowing</strong> <strong>It</strong> <strong>Up</strong><br />

There is a middle ground between wholesale ch<strong>an</strong>ge <strong>an</strong>d<br />

tentative pilot projects — <strong>an</strong>d it could allow your org<strong>an</strong>ization<br />

<strong>to</strong> operate far more effectively.<br />

BY KAREN GOLDEN-BIDDLE<br />

TOO OFTEN, conventional approaches <strong>to</strong> org<strong>an</strong>izational tr<strong>an</strong>sformation resemble the Big B<strong>an</strong>g<br />

theory. <strong>Ch<strong>an</strong>ge</strong> occurs all at once, on a large scale <strong>an</strong>d often in response <strong>to</strong> crisis. These approaches<br />

assume that people need <strong>to</strong> be jolted out of complacency <strong>to</strong> embrace new ideas <strong>an</strong>d practices. To<br />

make that happen, senior m<strong>an</strong>agement creates a sense of urgency or takes dramatic action <strong>to</strong> trigger<br />

ch<strong>an</strong>ge. Frequently, the jolt comes from a new CEO eager <strong>to</strong> put his or her stamp on the org<strong>an</strong>ization.<br />

Yet we know from a great deal of experience that Big B<strong>an</strong>g tr<strong>an</strong>sformation attempts often fail,<br />

fostering employee discontent <strong>an</strong>d producing mediocre solutions with little lasting impact. 1<br />

But me<strong>an</strong>ingful ch<strong>an</strong>ge need not happen this way. Instead of undertaking a risky, large-scale<br />

makeover, org<strong>an</strong>izations c<strong>an</strong> seed tr<strong>an</strong>sformation<br />

by collectively uncovering<br />

“everyday disconnects” — the disparities<br />

between our expectations about how work is<br />

carried out <strong>an</strong>d how it actually is. The discovery<br />

of such disconnects encourages<br />

people <strong>to</strong> think about how the work might<br />

be done differently. Continuously pursuing<br />

these smaller-scale ch<strong>an</strong>ges — <strong>an</strong>d then<br />

weaving them <strong>to</strong>gether — offers a practical<br />

middle path between large-scale tr<strong>an</strong>sformation<br />

<strong>an</strong>d small-scale pilot projects that<br />

run the risk of producing <strong>to</strong>o little <strong>to</strong>o late.<br />

Researchers tend <strong>to</strong> overlook this option<br />

because few m<strong>an</strong>agers have employed<br />

it until recently, assuming they needed <strong>to</strong><br />

take <strong>an</strong> all (Big B<strong>an</strong>g) or small (pilot projects<br />

sequestered away from the domin<strong>an</strong>t<br />

org<strong>an</strong>izational culture) approach <strong>to</strong> org<strong>an</strong>ization<br />

ch<strong>an</strong>ge. That may have been more<br />

true in the past when org<strong>an</strong>ization boundaries<br />

were less malleable, communication<br />

Health-care employees<br />

c<strong>an</strong> identify new ways <strong>to</strong><br />

improve patient care.<br />

THE LEADING<br />

QUESTION<br />

What increases<br />

the<br />

odds of<br />

successful<br />

org<strong>an</strong>izational<br />

ch<strong>an</strong>ge<br />

FINDINGS<br />

There is a middle<br />

path between a<br />

risky, large-scale<br />

makeover <strong>an</strong>d limited<br />

pilot projects.<br />

Look for disconnects<br />

between how you<br />

expect work <strong>to</strong> be<br />

done <strong>an</strong>d how it<br />

actually is done.<br />

Determine how <strong>to</strong><br />

turn the inevitable<br />

surprises you <strong>an</strong>d<br />

your org<strong>an</strong>ization<br />

discover in<strong>to</strong> opportunities<br />

for ch<strong>an</strong>ge.<br />

SLOANREVIEW.MIT.EDU<br />

WINTER 2013 MIT SLOAN MANAGEMENT REVIEW 35


CHANGE MANAGEMENT<br />

ABOUT THE<br />

RESEARCH<br />

This article is based on<br />

ideas developed from<br />

more th<strong>an</strong> 25 years of<br />

research, i teaching <strong>an</strong>d<br />

conducting executive education<br />

<strong>an</strong>d consulting in<br />

the theory <strong>an</strong>d practice of<br />

large-scale ch<strong>an</strong>ge.<br />

The research I have conducted<br />

comprises three<br />

large, multiyear <strong>an</strong>d multisite<br />

ethnographies — a<br />

Fortune 200 m<strong>an</strong>ufacturing<br />

org<strong>an</strong>ization, a large nonprofit<br />

service org<strong>an</strong>ization<br />

<strong>an</strong>d a provincial health-care<br />

system in C<strong>an</strong>ada — as<br />

well as interview-based<br />

investigations of org<strong>an</strong>izations<br />

undergoing large-scale<br />

ch<strong>an</strong>ge, including Theda-<br />

Care. The ideas have been<br />

refined <strong>an</strong>d tested in executive<br />

education sessions<br />

with, for example, the<br />

comp<strong>an</strong>y Ericsson <strong>an</strong>d<br />

the Americ<strong>an</strong> Society of<br />

Health System Pharmacists,<br />

as well as in MBA<br />

<strong>an</strong>d EMBA courses.<br />

more difficult <strong>an</strong>d people less mobile. <strong>How</strong>ever,<br />

<strong>to</strong>day’s complex <strong>an</strong>d connected global environment<br />

makes step-by-step tr<strong>an</strong>sformation by<br />

m<strong>an</strong>agers inside most org<strong>an</strong>izations a real possibility,<br />

if senior leaders recognize <strong>an</strong>d help cultivate<br />

their employees’ collective capability <strong>to</strong> discover<br />

everyday disconnects. Org<strong>an</strong>izations c<strong>an</strong> practice<br />

uncovering these disconnects on a scale extensive<br />

enough <strong>to</strong> make a real difference, yet at a rate that<br />

keeps the effort focused <strong>an</strong>d m<strong>an</strong>ageable within<br />

budgetary <strong>an</strong>d time constraints.<br />

My research has found that org<strong>an</strong>izations take<br />

three approaches <strong>to</strong> discovery that are particularly<br />

effective both for uncovering everyday disconnects<br />

in their work <strong>an</strong>d for seeding tr<strong>an</strong>sformation from<br />

the bot<strong>to</strong>m up. (See “About the Research.”) These<br />

techniques c<strong>an</strong> be used <strong>to</strong>gether, in <strong>an</strong>y combination,<br />

or individually. All three techniques share a<br />

common trait: They take rigid, prescriptive activities<br />

like work design, best practices or training;<br />

strip them of their chief assumptions; <strong>an</strong>d turn<br />

them in<strong>to</strong> powerful instruments for finding new<br />

<strong>an</strong>d better ways of getting things done.<br />

The three techniques are:<br />

1. Work discovery: Instead of assuming that you<br />

know how work is designed, examine it firsth<strong>an</strong>d as<br />

it is actually conducted. Determine how <strong>to</strong> turn the<br />

(inevitable) surprises you uncover in<strong>to</strong> assets.<br />

2. Better practices: Instead of simply adopting<br />

other org<strong>an</strong>izations’ best practices, screen the way<br />

work gets done in your org<strong>an</strong>ization through those<br />

best practices in order <strong>to</strong> generate new ideas. In<br />

other words, use best practices <strong>to</strong> generate even<br />

better practices.<br />

3. Test training: Instead of locking down st<strong>an</strong>dard<br />

operating procedures during training,<br />

experiment with other, potentially better possibilities<br />

for ch<strong>an</strong>ging the way the work will get done.<br />

Use training for testing these possibilities.<br />

Each technique strips away assumptions <strong>an</strong>d<br />

gains additional power by pairing something unfamiliar<br />

with something familiar. Work discovery<br />

pairs the familiar terri<strong>to</strong>ry of m<strong>an</strong>agers’ offices with<br />

the less familiar terri<strong>to</strong>ry of frontline operations. A<br />

focus on better practices imports the unfamiliar<br />

in<strong>to</strong> the org<strong>an</strong>ization via others’ practices <strong>an</strong>d pairs<br />

them with the (familiar) way work is currently<br />

being done. Test training pairs new st<strong>an</strong>dard operating<br />

procedures with possible new procedures that<br />

emerge during training. Such pairings prompt people<br />

<strong>to</strong> look beyond familiar expectations <strong>an</strong>d see<br />

the actual work in light of the possible instead of<br />

just the prescribed or presumed. By using these<br />

techniques, people throughout <strong>an</strong> org<strong>an</strong>ization c<strong>an</strong><br />

collectively surface everyday disconnects, see new<br />

possibilities in deeply familiar contexts <strong>an</strong>d generate<br />

new ways of working. As a result, improvement<br />

multiplies methodically, reliably <strong>an</strong>d continuously,<br />

<strong>an</strong>d you c<strong>an</strong> achieve continuous, sustainable<br />

ch<strong>an</strong>ge in the org<strong>an</strong>ization without having <strong>to</strong> blow<br />

it up <strong>an</strong>d then reassemble the pieces.<br />

The Three Discovery Techniques<br />

Generating new possibilities for org<strong>an</strong>izational<br />

ch<strong>an</strong>ge requires a collective capacity <strong>to</strong> see beyond<br />

what is currently done. Yet moving past what we expect<br />

<strong>to</strong> see <strong>an</strong>d identifying new possibilities is not a<br />

capability that has been cultivated widely, either by<br />

individuals or by org<strong>an</strong>izations. Absorbed in our<br />

everyday work, we overlook possibilities right in<br />

front of us. That’s a problem. After all, renowned<br />

m<strong>an</strong>agement thinker Peter Drucker once explained<br />

his ability <strong>to</strong> generate insights by saying simply, “I<br />

just look out the window <strong>an</strong>d see what’s visible —<br />

but not yet seen.” 2 As Drucker suggested, the ability<br />

<strong>to</strong> see past what is currently seen — <strong>an</strong>d, in the<br />

workplace, currently done — is essential for tr<strong>an</strong>sformation.<br />

Fostering this capability begins with<br />

implementing discovery techniques.<br />

Work Discovery: Examine Firsth<strong>an</strong>d the Work<br />

Where <strong>It</strong> Is Actually Conducted Seeing the org<strong>an</strong>ization’s<br />

work as it is conducted by people on the<br />

front lines takes senior m<strong>an</strong>agers <strong>an</strong>d others out of<br />

their familiar habitats <strong>an</strong>d enables them <strong>to</strong> compare<br />

close-up observations of the work with their expectations,<br />

uncovering disconnects in the process.<br />

Consider, for example, how people in ThedaCare<br />

Inc., a medium-sized community health system in<br />

Wisconsin, created a new model of inpatient care.<br />

Known as collaborative care, the model has garnered<br />

national visibility for its exceptional quality <strong>an</strong>d<br />

safety, as well as patient <strong>an</strong>d clinici<strong>an</strong> satisfaction.<br />

This model is designed around the patient, pulling<br />

care <strong>to</strong> the bedside whenever needed <strong>an</strong>d enabling<br />

staff <strong>to</strong> focus on getting patients well.<br />

36 MIT SLOAN MANAGEMENT REVIEW WINTER 2013 SLOANREVIEW.MIT.EDU


For Kathryn Correia, senior vice president of<br />

ThedaCare at the time, the origins of the innovative<br />

collaborative care model beg<strong>an</strong> in 2003. Seeing her job<br />

as bringing out the best of the org<strong>an</strong>ization, she<br />

looked around the hospital, searching for possible<br />

<strong>an</strong>swers <strong>to</strong> questions such as: “What is it that has <strong>to</strong> be<br />

right What is the most import<strong>an</strong>t thing a hospital<br />

actually contributes <strong>to</strong> the delivery of high-quality<br />

patient care, versus the m<strong>an</strong>y things that we do in little<br />

clusters such as radiology, lab, outpatient surgery,<br />

respira<strong>to</strong>ry therapy” Early conversations ensued with<br />

m<strong>an</strong>agers <strong>an</strong>d clinici<strong>an</strong>s (including nurses, physici<strong>an</strong>s<br />

<strong>an</strong>d pharmacists) around these questions. To look<br />

more closely at the hospital’s emergency, inpatient<br />

<strong>an</strong>d outpatient flows of care delivery, Correia brought<br />

<strong>to</strong>gether a broad group of clinici<strong>an</strong>s <strong>an</strong>d m<strong>an</strong>agers<br />

from across the system. Because each clinici<strong>an</strong> knew<br />

only part of the flow of patient care <strong>an</strong>d the m<strong>an</strong>agers<br />

weren’t in const<strong>an</strong>t contact with direct patient care,<br />

the group decided <strong>to</strong> map the current care delivery<br />

flows from the viewpoint of patients.<br />

They could have taken a different approach, of<br />

course. For example, they could have sat down with<br />

a flow chart <strong>an</strong>d figured out inefficiencies; they<br />

could have identified how medical/surgical units<br />

are org<strong>an</strong>ized in other systems; or they could have<br />

searched the literature for ideas that had worked at<br />

other org<strong>an</strong>izations. Instead, acting as if they were<br />

patients, the group members followed the paths<br />

typical patients take in receiving care. Those following<br />

<strong>an</strong> inpatient’s path experienced the flow<br />

from admission <strong>to</strong> discharge. Those following <strong>an</strong><br />

outpatient’s path experienced the flow from visiting<br />

specialty physici<strong>an</strong>s’ offices <strong>to</strong> getting tests done<br />

<strong>an</strong>d returning <strong>to</strong> the physici<strong>an</strong>s’ offices.<br />

The m<strong>an</strong>agers <strong>an</strong>d clinici<strong>an</strong>s soon noticed that<br />

once patients made contact with ThedaCare’s system<br />

<strong>an</strong>d were admitted, the care flow was <strong>an</strong>ything<br />

but clear. Patients went off in different directions<br />

depending on what tests were ordered or why the<br />

patients had been admitted.<br />

When the clinici<strong>an</strong>s <strong>an</strong>d m<strong>an</strong>agers came back <strong>to</strong>gether,<br />

they realized there was no way <strong>to</strong> map the<br />

care flow. While they could see how patients got in<strong>to</strong><br />

the hospital through the admission process, they<br />

had no clear idea of how patients got out. There was<br />

no obvious pattern for how patients moved through<br />

the system <strong>to</strong> get well <strong>an</strong>d be discharged.<br />

Having uncovered the disconnect between their<br />

expectation (that there was a clear patient flow) <strong>an</strong>d<br />

the reality (that there wasn’t), the team wondered if<br />

they might benefit from walking alongside real<br />

patients in order <strong>to</strong> get a deeper underst<strong>an</strong>ding of<br />

patients’ actual experiences of the care flow. Members<br />

of the team were assigned <strong>to</strong> individual patients<br />

<strong>an</strong>d asked them <strong>to</strong> describe what was going on for<br />

them during each step of their experience. Convening<br />

afterward, the group agreed that the results were<br />

eye-opening. They had seen for the first time how<br />

much the outpatient <strong>an</strong>d inpatient flows were interfering<br />

with each other <strong>an</strong>d with getting patients<br />

well. For example, if it was midafternoon <strong>an</strong>d inpatients<br />

needed tests in radiology <strong>to</strong> determine if they<br />

could go home, they had <strong>to</strong> wait until they could be<br />

squeezed in between previously scheduled appointments<br />

— often causing hours of delay.<br />

Above all, the team members noticed how much<br />

of what went on actually got in the way of care <strong>an</strong>d<br />

created negative experiences for patients. A particularly<br />

revealing example was the long dist<strong>an</strong>ces<br />

outpatients had <strong>to</strong> walk <strong>to</strong> get <strong>to</strong> labs so they could<br />

undergo tests that doc<strong>to</strong>rs had prescribed for them.<br />

Walking with the patients, the team members<br />

observed that some — for example, the elderly, pulmonary<br />

patients (who have trouble breathing) <strong>an</strong>d<br />

others who were seriously ill or severely out<br />

of shape — were out of breath by the time they<br />

reached the blood-work lab. They saw patients<br />

struggling <strong>an</strong>d worrying about being late as they<br />

tried <strong>to</strong> find their way through the seemingly endless<br />

corridors. No one had noticed this before. The<br />

system was placing undue burdens on these<br />

patients. The clinici<strong>an</strong>s <strong>an</strong>d m<strong>an</strong>agers had not<br />

expected that, <strong>an</strong>d they knew it was definitely not<br />

how they w<strong>an</strong>ted <strong>to</strong> treat patients. As one m<strong>an</strong>ager<br />

later said, “<strong>It</strong> was a big ‘aha.’ And it helped make visible<br />

that we were doing neither inpatient nor<br />

outpatient care as well as we would like.”<br />

This “aha” moment brought quick agreement <strong>to</strong><br />

focus first on redesigning inpatient care. And it<br />

helped the team members realize that while they<br />

w<strong>an</strong>ted <strong>to</strong> deliver the best care, their hospital’s current<br />

efforts were vague at best <strong>an</strong>d chaotic at worst.<br />

Extraordinary efforts were often required <strong>to</strong> adv<strong>an</strong>ce<br />

patients through the system. For example, nurses<br />

would need <strong>to</strong> make repeated “hurry-up” calls <strong>to</strong><br />

SLOANREVIEW.MIT.EDU WINTER 2013 MIT SLOAN MANAGEMENT REVIEW 37


CHANGE MANAGEMENT<br />

obtain overdue lab results needed <strong>to</strong> determine what<br />

<strong>an</strong>tibiotics the patient should receive. The prevalence<br />

of these efforts pointed <strong>to</strong> the critical role of<br />

nurses in providing ongoing, high-quality care. By<br />

the end of the initial stage, the team members all had<br />

vivid, firsth<strong>an</strong>d experience of critical disconnects,<br />

<strong>an</strong>d they were beginning <strong>to</strong> generate alternative possibilities<br />

for how work could be done differently.<br />

Embracing the need <strong>to</strong> ch<strong>an</strong>ge inpatient care<br />

delivery, hospital clinical staff <strong>an</strong>d m<strong>an</strong>agers, in conversation<br />

with ThedaCare leadership, under<strong>to</strong>ok the<br />

building of a new model. A new, smaller design<br />

group again followed the flow with patients, this<br />

time creating a highly detailed chart of the current<br />

inpatient care process <strong>an</strong>d paying close attention <strong>to</strong><br />

how this process kept patients in the hospital, with<br />

little work consistently directed <strong>to</strong>ward helping<br />

them get out. This approach contrasted with a common<br />

hospital practice of hiring utilization review<br />

nurses (“care m<strong>an</strong>agers”), who assemble documentation<br />

focused on justifying <strong>to</strong> insur<strong>an</strong>ce comp<strong>an</strong>ies<br />

why patients are admitted <strong>an</strong>d need <strong>to</strong> stay longer.<br />

The vice president of nursing described how the<br />

team “realized at a different <strong>an</strong>d deeper level that the<br />

old process was oriented <strong>to</strong> justifying patient stays.<br />

We needed a different process — one that focused on<br />

optimal recovery <strong>an</strong>d on pulling the patient through<br />

the hospital system.” In the ensuing months, the org<strong>an</strong>ization’s<br />

leadership supported the team’s efforts<br />

<strong>to</strong> build a new model. For example, the team noticed<br />

that nurses lacked import<strong>an</strong>t information about<br />

why physici<strong>an</strong>s pursued specific treatment pl<strong>an</strong>s.<br />

Having that underst<strong>an</strong>ding of care was not only useful<br />

in <strong>an</strong>swering patient questions but also critical in<br />

identifying potential errors, such as improper treatment<br />

sequencing. To address this <strong>an</strong>d other<br />

concerns, all clinici<strong>an</strong>s were given access <strong>to</strong> the context<br />

<strong>an</strong>d rationale of a specific treatment pl<strong>an</strong> as part<br />

of the care process redesign, <strong>an</strong>d a clinical trio, comprised<br />

of a nurse, physici<strong>an</strong> <strong>an</strong>d pharmacist, was<br />

created. The trio met <strong>to</strong>gether with the patient <strong>an</strong>d<br />

family <strong>to</strong> determine a single pl<strong>an</strong> of care.<br />

The new model of general acute care the org<strong>an</strong>ization<br />

created, which ThedaCare calls collaborative<br />

care, enables staff <strong>to</strong> think about patient stays with<br />

<strong>an</strong> emphasis on getting patients well. In contrast<br />

<strong>to</strong> models org<strong>an</strong>ized around medical condition,<br />

the collaborative care model is designed <strong>to</strong> help<br />

adv<strong>an</strong>ce all patients similarly through the system,<br />

regardless of medical diagnosis, while also accommodating<br />

each patient’s unique needs.<br />

The scope of ch<strong>an</strong>ge in process was extensive. The<br />

doc<strong>to</strong>r, nurse <strong>an</strong>d pharmacist trio would collectively<br />

meet with the patient <strong>an</strong>d family within 90 minutes<br />

of admission. The electronic medical records were<br />

redesigned <strong>to</strong> reflect a single pl<strong>an</strong> of care. The typical<br />

centralized nursing unit was replaced with multiple<br />

nursing alcoves located just outside patient rooms.<br />

And patient rooms were designed for safety, privacy<br />

<strong>an</strong>d easy interaction with the care team. Designed<br />

during 2005 <strong>an</strong>d 2006 <strong>an</strong>d first implemented in February<br />

2007 in one medical-surgical unit, this care<br />

model has subsequently spread <strong>to</strong> all medical-surgical<br />

<strong>an</strong>d m<strong>an</strong>y specialty units with dramatic results.<br />

When patients in the initial collaborative care units<br />

were compared with like patients on non-collaborative<br />

care units, the team found that average length of<br />

stay decreased by at least 10% with the new model,<br />

<strong>an</strong>d direct costs decreased on average 20% <strong>to</strong> 25%.<br />

Nurse productivity increased by 11%, <strong>an</strong>d the percentage<br />

of patients who were satisfied with their care<br />

increased <strong>to</strong> 95%, up from 68% prior <strong>to</strong> implementation<br />

of the new model. 3<br />

Although the implementation of collaborative<br />

care at first gl<strong>an</strong>ce looks similar <strong>to</strong> a traditional pilot<br />

project in that it involved the use of a design team<br />

<strong>an</strong>d was first rolled out in one unit, it was conceived<br />

as part of a larger exploration of what care delivery in<br />

the broader system at its best might become. The initial<br />

unit design <strong>an</strong>d rollout was always connected <strong>to</strong><br />

this larger possibility, even though the possibility<br />

itself was in the process of becoming defined.<br />

The care process redesign did not start by trying<br />

<strong>to</strong> improve unit functioning <strong>an</strong>d then scaling up.<br />

Rather, the team beg<strong>an</strong> by exploring care delivery<br />

through mapping inpatient, outpatient <strong>an</strong>d emergency<br />

care flows. Only after examining actual<br />

patient experiences <strong>an</strong>d learning how their system<br />

burdened patients were the team members able <strong>to</strong><br />

settle on inpatient care as a starting point <strong>an</strong>d <strong>to</strong><br />

imagine real possibilities for designing a fully<br />

patient-centric care model.<br />

Finally, while implementing the new model in the<br />

first unit, staff <strong>an</strong>d leadership examined <strong>an</strong>d identified<br />

the specific units next in line for the new model.<br />

This examination prompted consideration about<br />

38 MIT SLOAN MANAGEMENT REVIEW WINTER 2013 SLOANREVIEW.MIT.EDU


what parts of the collaborative care model were<br />

essential <strong>to</strong> retain <strong>an</strong>d what could be altered in<br />

spreading the model <strong>to</strong> subsequent units. Those involved<br />

in the first unit rollout had come <strong>to</strong> underst<strong>an</strong>d<br />

that the relational aspect of the model was most import<strong>an</strong>t<br />

<strong>to</strong> retain. <strong>It</strong> mattered that the nurse, physici<strong>an</strong><br />

<strong>an</strong>d pharmacist trusted each other <strong>an</strong>d interacted<br />

well with each other <strong>an</strong>d with the patient <strong>an</strong>d family.<br />

While other parts of the model might be altered, the<br />

collaborative clinical trio would remain.<br />

Better Practices: Instead of Adopting the Best<br />

Practices of Others, Screen Your Work Through<br />

Those Best Practices in Order <strong>to</strong> Generate New<br />

Ideas Org<strong>an</strong>izations often devise new ways of working<br />

by simply adopting best practices used elsewhere.<br />

But such best practices c<strong>an</strong> be more effectively used<br />

as a discovery technique, enabling people <strong>to</strong> go<br />

beyond replication <strong>an</strong>d discover new possibilities for<br />

me<strong>an</strong>ingful ch<strong>an</strong>ge.<br />

Using others’ best practices as a discovery technique<br />

asks people <strong>to</strong> compare their expectations of<br />

how work is currently done with what might be offered<br />

by the best practice. This discovery <strong>to</strong>ol<br />

imports the unfamiliar in the form of others’ best<br />

practices <strong>an</strong>d pairs them with the familiar. Exploring<br />

this pairing enables people <strong>to</strong> move beyond their expectations<br />

<strong>an</strong>d tease out new possibilities that are<br />

suggested by best practices elsewhere. Overlaying<br />

your current practices with someone else’s best practices<br />

in this way generates better practices — better<br />

th<strong>an</strong> best because they are relev<strong>an</strong>t in highly specific<br />

ways <strong>to</strong> your org<strong>an</strong>ization’s work.<br />

Consider the checklist, a well-publicized best practice.<br />

<strong>It</strong> was originally created <strong>to</strong> reduce errors <strong>an</strong>d<br />

st<strong>an</strong>dardize the behavior of airline pilots, <strong>an</strong>d it has<br />

since been widely adopted in other contexts. To reduce<br />

errors in surgical settings, for example, the use of<br />

a checklist prompts members of the surgical team <strong>to</strong><br />

identify aloud their names <strong>an</strong>d the name of the<br />

patient, the procedure type <strong>to</strong> be undertaken <strong>an</strong>d <strong>an</strong><br />

itemized list of the instruments <strong>an</strong>d equipment at<br />

h<strong>an</strong>d. In exploring the use of the checklist, surgical<br />

unit staff members of <strong>an</strong> academic medical center<br />

were asked <strong>to</strong> use role-play as a way of experiencing<br />

what this best practice might offer for their own work.<br />

In the role-play debriefing, staff members were<br />

asked two questions. The first question was, What<br />

would you do differently in your work as a result of<br />

practicing with the checklist, <strong>an</strong>d what things do<br />

you w<strong>an</strong>t <strong>to</strong> incorporate as unit practice The<br />

responses identified items that had been on the<br />

st<strong>an</strong>dard checklist as well as some additional ones,<br />

such as: Be sure the patient’s ID tag is visible; mark<br />

with a red pen or bright highlighter <strong>an</strong>y patient<br />

requests or conditions requiring extra attention<br />

during or after surgery.<br />

The second question was: What didn’t the<br />

checklist cover that you wished it had, <strong>an</strong>d/or what<br />

didn’t you know how <strong>to</strong> address in its use Instead<br />

of merely generating a list of items, this question<br />

prompted <strong>an</strong> exploration of different possible clinical<br />

relationships. The group considered not only<br />

who was responsible for a given activity, which was<br />

a question they had identified before starting the<br />

role-play, but why that particular person was responsible<br />

<strong>an</strong>d whether only one person actually<br />

was or should be responsible. And they went further<br />

<strong>an</strong>d asked: What would it take for doc<strong>to</strong>rs <strong>an</strong>d<br />

nurses <strong>to</strong> work in full partnership <strong>How</strong> might all<br />

clinical members work <strong>to</strong> their fullest scope By<br />

considering what they didn’t know in addition <strong>to</strong><br />

what they had learned in exploring what the checklist<br />

might offer, the staff could step back from their<br />

usual absorption in their day-<strong>to</strong>-day work <strong>an</strong>d generate<br />

new possibilities for enh<strong>an</strong>cing how they<br />

related with each other in delivering patient care.<br />

Benchmarking, itself a best practice that identifies<br />

others’ best practices, c<strong>an</strong> also be used <strong>to</strong> spur<br />

people <strong>to</strong> think about how the conduct of their<br />

work could be org<strong>an</strong>ized differently. In attempting<br />

<strong>to</strong> improve perform<strong>an</strong>ce, org<strong>an</strong>izations often compare<br />

their work processes, strategy <strong>an</strong>d perform<strong>an</strong>ce<br />

metrics <strong>to</strong> those of competi<strong>to</strong>rs. Such benchmarking<br />

tells you how your org<strong>an</strong>ization stacks up<br />

against best-in-class org<strong>an</strong>izations <strong>an</strong>d enables you<br />

<strong>to</strong> take action <strong>to</strong> close the gaps with them.<br />

But benchmarking deployed in this way results in<br />

imitation. Gr<strong>an</strong>ted, it is imitation of <strong>an</strong> org<strong>an</strong>ization<br />

believed <strong>to</strong> be the “best,” but using benchmarking <strong>to</strong><br />

follow the leaders limits the usefulness of this technique<br />

for discovery by overlooking its potential as<br />

something unfamiliar that c<strong>an</strong> be paired with the<br />

familiar <strong>to</strong> generate new ideas.<br />

A university task force on curriculum redesign<br />

used benchmarking for discovery when it exp<strong>an</strong>ded<br />

SLOANREVIEW.MIT.EDU WINTER 2013 MIT SLOAN MANAGEMENT REVIEW 39


CHANGE MANAGEMENT<br />

the typical comparison group from competi<strong>to</strong>r universities<br />

<strong>an</strong>d their curricula <strong>to</strong> include the teaching<br />

conducted in corporate, military <strong>an</strong>d nonprofit org<strong>an</strong>izations.<br />

Widening the focus enabled unfamiliar<br />

org<strong>an</strong>izations <strong>to</strong> be paired with the familiar content<br />

<strong>an</strong>d sequence of the university’s teaching in its current<br />

curriculum. In exploring what the best practices in the<br />

more unfamiliar org<strong>an</strong>izations might offer, task force<br />

members uncovered a disconnect — not in content,<br />

but in pedagogy. A prime example was the difference<br />

between the current university curriculum’s heavy use<br />

of teacher-focused lecture <strong>an</strong>d in-class sessions versus<br />

the other org<strong>an</strong>izations’ emphasis on learner-focused<br />

experiences. Incorporating ideas such as technologyenabled<br />

classrooms or student-generated content<br />

altered how traditional teaching occurred <strong>an</strong>d broadened<br />

the notion of a course. As a result, task force<br />

members were able <strong>to</strong> step back from the usual gap<br />

<strong>an</strong>alyses that benchmarking produces <strong>an</strong>d not just<br />

consider the curriculum but also develop a more<br />

engaging model for teaching students that included<br />

learning beyond the classroom.<br />

Test Training: Use Training <strong>to</strong> Experiment With<br />

Emergent Possibilities for the Way Work Will Be<br />

Done Org<strong>an</strong>izations typically test inventive solutions<br />

that are in final development in order <strong>to</strong> identify adjustments<br />

or refinements prior <strong>to</strong> full implementation.<br />

The benefits of this approach are well documented.<br />

Mistakes are identified <strong>an</strong>d more readily corrected,<br />

opportunities for improvement are found <strong>an</strong>d c<strong>an</strong> be<br />

incorporated <strong>an</strong>d the product or model is optimized<br />

<strong>an</strong>d verified before full deployment.<br />

In contrast <strong>to</strong> refining <strong>an</strong>d establishing proof of<br />

concept, test training focuses on uncovering disconnects<br />

between people’s expectations for how<br />

proposed solutions might operate <strong>an</strong>d the actual<br />

experience of the solution in experimental settings<br />

such as training or trials. This enables people <strong>to</strong> see<br />

<strong>an</strong>d come <strong>to</strong> underst<strong>an</strong>d what they don’t know<br />

about the solution as well as <strong>to</strong> continue <strong>to</strong> shape it<br />

for implementation, often in signific<strong>an</strong>t ways.<br />

Consider <strong>an</strong> example from ThedaCare’s design<br />

of its collaborative care model. To prepare for implementation<br />

of the new model, nurses from the<br />

unit were taken away from their normal duties for<br />

six weeks, <strong>an</strong>d physici<strong>an</strong>s <strong>an</strong>d pharmacists joined<br />

them for intensive periods. Using volunteers as<br />

“patients,” clinici<strong>an</strong>s trained <strong>to</strong>gether in a mockedup<br />

collaborative care unit that matched the newly<br />

designed ones, with private rooms for all patients;<br />

newly designed supply servers outside the patient<br />

room yet accessible <strong>to</strong> clinici<strong>an</strong>s inside the room;<br />

<strong>an</strong>d, in place of the nursing station, a central area<br />

visible from all rooms. Part of the training was<br />

designed <strong>to</strong> inculcate new practices like getting<br />

accus<strong>to</strong>med <strong>to</strong> what would be s<strong>to</strong>red in the new<br />

private rooms, using the new drug dispenser <strong>an</strong>d<br />

using revised electronic medical records <strong>to</strong> assure<br />

reconciliation of medication.<br />

A central feature of the new model was the creation<br />

of a trio of physici<strong>an</strong>, nurse <strong>an</strong>d pharmacist<br />

who would deliver care at the patient bedside. To be<br />

effective, the trio required its members <strong>to</strong> work as a<br />

clinical team, asking questions of each other in front<br />

of the patient <strong>an</strong>d addressing patient questions as a<br />

team. So a second part of the training was designed<br />

<strong>to</strong> help clinici<strong>an</strong>s see beyond their current expectations<br />

of how they should relate <strong>to</strong> one <strong>an</strong>other <strong>an</strong>d<br />

entertain possibilities for greater collaboration.<br />

Org<strong>an</strong>ization development specialists on staff<br />

worked with nurses <strong>to</strong> help them see beyond their<br />

existing role, which involved nurses taking direction<br />

from doc<strong>to</strong>rs with little opportunity <strong>to</strong> give input, <strong>an</strong>d<br />

instead become partners with physici<strong>an</strong>s <strong>an</strong>d pharmacists.<br />

As one specialist observed, “This is a different<br />

challenge for nursing staff — <strong>to</strong> be able <strong>to</strong> give <strong>to</strong> <strong>an</strong>d<br />

receive feedback from other members of that professional<br />

team, especially if something is not going well.”<br />

Conversely, org<strong>an</strong>ization development staff<br />

worked with pharmacists <strong>an</strong>d physici<strong>an</strong>s <strong>to</strong> help them<br />

let go of the expectation that they would perform all<br />

the import<strong>an</strong>t tasks. As one pharmacist said, “We were<br />

holding on<strong>to</strong> a lot of things that nurses were already<br />

double-checking <strong>an</strong>d that the doc<strong>to</strong>rs were doublechecking,<br />

so we needed <strong>to</strong> build more trust that it was<br />

being covered.” The line m<strong>an</strong>ager responsible for physici<strong>an</strong><br />

engagement noted that trial made “the biggest<br />

difference” in helping physici<strong>an</strong>s accept being in a<br />

team with nurses <strong>an</strong>d pharmacists in the patient’s<br />

room. They realized, she said, that they truly were in a<br />

team <strong>an</strong>d that the pharmacist <strong>an</strong>d nurse had something<br />

<strong>to</strong> add <strong>an</strong>d contribute <strong>an</strong>d challenge them on, in<br />

a more collaborative way. “The physici<strong>an</strong>s now speak<br />

about the learning that they’ve received because a<br />

pharmacist or nurse is there,” the line m<strong>an</strong>ager said.<br />

40 MIT SLOAN MANAGEMENT REVIEW WINTER 2013 SLOANREVIEW.MIT.EDU


Takeaways About Designing<br />

Discovery Techniques<br />

All three types of discovery techniques share characteristics<br />

that differentiate them from more<br />

conventional ch<strong>an</strong>ge practices. Building on org<strong>an</strong>izations’<br />

experiences implementing them, I have<br />

derived a set of key principles leaders c<strong>an</strong> keep in<br />

mind when encouraging the design <strong>an</strong>d use of discovery<br />

techniques within their own comp<strong>an</strong>ies:<br />

• Everyday disconnects should prompt collective reconsideration<br />

(discovery) of expectations or<br />

underst<strong>an</strong>ding of how work is conducted <strong>an</strong>d the<br />

entertaining of new possibilities.<br />

• Discovery techniques generate insights <strong>an</strong>d possibilities<br />

for ch<strong>an</strong>ge because they help people come<br />

<strong>to</strong> see what they don’t know rather th<strong>an</strong> confirming<br />

what they do know <strong>an</strong>d maintaining the status quo.<br />

• Discovery techniques operate by pairing something<br />

familiar with something unfamiliar <strong>to</strong> uncover<br />

everyday disconnects that illuminate people’s<br />

expectations for work, <strong>an</strong>d prompt consideration of<br />

how it might be done otherwise.<br />

• Discovery techniques are deployed in the midst of,<br />

or close <strong>to</strong>, the doing of the org<strong>an</strong>ization’s regular<br />

work. When disconnects are uncovered, it is this<br />

close proximity that brings home the signific<strong>an</strong>ce<br />

<strong>an</strong>d impact of what is not being done, as well as the<br />

opportunity <strong>to</strong> generate new solutions.<br />

• Instead of simply dismissing the current way of<br />

doing things as out-of-date, discovery techniques<br />

relate <strong>an</strong>d draw upon the present, as seen in light<br />

of comparing expectations <strong>an</strong>d actual conduct of<br />

work, in order <strong>to</strong> see future possibilities.<br />

• Although individuals in some of the examples did<br />

separately notice everyday disconnects, discovery<br />

techniques work for seeding tr<strong>an</strong>sformation because<br />

they connect such efforts <strong>an</strong>d/or foster the<br />

collective uncovering <strong>an</strong>d engaging of disconnects.<br />

By designing <strong>an</strong>d adopting discovery <strong>to</strong>ols that<br />

uncover everyday disconnects, org<strong>an</strong>izations c<strong>an</strong>:<br />

1. Achieve the benefits of tr<strong>an</strong>sformation without<br />

risking wholesale disruption of operations.<br />

2. Build a culture of continuous improvement that<br />

is embraced by leadership <strong>an</strong>d employees<br />

throughout the org<strong>an</strong>ization.<br />

3. Avoid the often exorbit<strong>an</strong>t costs of Big B<strong>an</strong>g<br />

tr<strong>an</strong>sformation associated with wholesale replacement<br />

of employees.<br />

4. Leverage existing employee knowledge <strong>an</strong>d experience<br />

for tr<strong>an</strong>sformation.<br />

5. Cultivate collective, not just individual, capacity<br />

in surfacing disconnects <strong>an</strong>d generating new<br />

insights <strong>an</strong>d ideas that seed tr<strong>an</strong>sformation.<br />

Most import<strong>an</strong>tly, org<strong>an</strong>izations that cultivate<br />

the uncovering of everyday disconnects <strong>an</strong>d explore<br />

possibilities for me<strong>an</strong>ingful ch<strong>an</strong>ge will find<br />

themselves no longer caught between the equally<br />

unattractive possibilities of Big B<strong>an</strong>g tr<strong>an</strong>sformation<br />

or remaining in a steady state.<br />

Karen Golden-Biddle is a senior associate de<strong>an</strong>, professor<br />

of org<strong>an</strong>izational behavior <strong>an</strong>d Everett W. Lord<br />

Distinguished Faculty Scholar at Bos<strong>to</strong>n University<br />

School of M<strong>an</strong>agement in Bos<strong>to</strong>n, Massachusetts.<br />

Comment on this article at http://slo<strong>an</strong>review.mit.edu/x/<br />

54213, or contact the author at smrfeedback@mit.edu.<br />

REFERENCES<br />

1. See, for example, B. Burnes <strong>an</strong>d P. Jackson, “Success<br />

<strong>an</strong>d Failure in Org<strong>an</strong>izational <strong>Ch<strong>an</strong>ge</strong>: An Exploration of the<br />

Role of Values,” Journal of <strong>Ch<strong>an</strong>ge</strong> M<strong>an</strong>agement 11, no. 2<br />

(June 2011): 133-162; K. Golden-Biddle <strong>an</strong>d J. Mao, “What<br />

Makes <strong>an</strong> Org<strong>an</strong>izational <strong>Ch<strong>an</strong>ge</strong> Process Positive” in<br />

“The Oxford H<strong>an</strong>dbook of Positive Org<strong>an</strong>izational Scholarship,”<br />

ed. K.S. Cameron <strong>an</strong>d G. Spreitzer (New York:<br />

Oxford University Press, 2011); McKinsey & Comp<strong>an</strong>y,<br />

“Creating Org<strong>an</strong>izational Tr<strong>an</strong>sformations: McKinsey<br />

Global Survey Results,” August 2008, www.mckinseyquarterly.com;<br />

<strong>an</strong>d M. Beer <strong>an</strong>d N. Nohria, eds., “Breaking<br />

the Code of <strong>Ch<strong>an</strong>ge</strong>” (Bos<strong>to</strong>n, MA: Harvard Business<br />

School Press, 2000).<br />

2. R. Lenzner <strong>an</strong>d S.S. Johnson, “Seeing Things as They<br />

Really Are,” Forbes, March 10, 1997.<br />

3. C. Bielaszka-DuVernay, “Redesigning Acute Care Processes<br />

In Wisconsin,” Health Affairs 30, no. 3 (March<br />

2011): 422-425.<br />

i. See, for example, K. Golden-Biddle <strong>an</strong>d J.E. Dut<strong>to</strong>n,<br />

eds., “Using a Positive Lens <strong>to</strong> Explore Social <strong>Ch<strong>an</strong>ge</strong> <strong>an</strong>d<br />

Org<strong>an</strong>izations: Building a Theoretical <strong>an</strong>d Research Foundation”<br />

(New York <strong>an</strong>d Hove, U.K.: Taylor <strong>an</strong>d Fr<strong>an</strong>cis<br />

Group, Routledge, 2012); A. L<strong>an</strong>gley, K. Golden-Biddle, T.<br />

Reay, J-L Denis, Y. Hébert, L. Lamothe <strong>an</strong>d J. Gervais,<br />

“Identity Struggles in Merging Org<strong>an</strong>izations: Renegotiating<br />

the Sameness-Difference Dialectic,” Journal of<br />

Applied Behavioral Science 48, no. 2 (June 2012):135-<br />

167; J. <strong>How</strong>ard-Grenville, K. Golden-Biddle, J. Irwin <strong>an</strong>d J.<br />

Mao, “Liminality as Cultural Process for Cultural <strong>Ch<strong>an</strong>ge</strong>,”<br />

Org<strong>an</strong>ization Science 22, no. 2 (March/April 2011): 522-<br />

539; <strong>an</strong>d T. Reay, K. Golden-Biddle <strong>an</strong>d K. Germ<strong>an</strong>n,<br />

“Legitimizing a New Role: Small Wins <strong>an</strong>d Micro-Processes<br />

of <strong>Ch<strong>an</strong>ge</strong>,” Academy of M<strong>an</strong>agement Journal<br />

49, no. 5 (Oc<strong>to</strong>ber 2006): 977-998.<br />

Reprint 54213.<br />

Copyright © Massachusetts Institute of Technology, 2013.<br />

All rights reserved.<br />

SLOANREVIEW.MIT.EDU WINTER 2013 MIT SLOAN MANAGEMENT REVIEW 41


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