ProsPectus - Nikko AM Asia Limited

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MANAGERS Nikko Asset Management Asia Limited Company Registration No.: 198202562H 8 Cross Street #08-01, PWC Buildling Singapore 048424 SOLICITORS TO THE MANAGERS Allen & Gledhill LLP One Marina Boulevard #28-00 Singapore 018989 TRUSTEE BNP Paribas Trust Services Singapore Limited Company Registration No.: 200800851W 20 Collyer Quay #01-01 Singapore 049319 SOLICITORS TO THE TRUSTEE Tan Peng Chin LLC 30 Raffles Place #11-00 Chevron House Singapore 048622 AUDITORS PricewaterhouseCoopers LLP 8 Cross Street #17-00 PWC Building Singapore 048424 REGISTRAR BNP Paribas Trust Services Singapore Limited Company Registration No.: 200800851W 20 Collyer Quay #01-01 Singapore 049319 CUSTODIAN BNP Paribas Securities Services, Singapore Branch Company Registration No.: T08FC7287D 20 Collyer Quay #01-01 Singapore 049319 1
NIKKO AM SHENTON EIGHT PORTFOLIOS The collective investment schemes offered in this Prospectus are each an authorised scheme under the Securities and Futures Act (Cap. 289). A copy of this Prospectus has been lodged with and registered by the Monetary Authority of Singapore (the “Authority”). The Authority assumes no responsibility for the contents of this Prospectus. Registration of this Prospectus by the Authority does not imply that the Securities and Futures Act (Cap. 289), or any other legal or regulatory requirements have been complied with. The Authority has not, in any way, considered the investment merits of the collective investment schemes. This Prospectus does not constitute an offer or solicitation to anyone in any jurisdiction in which such offer or solicitation is not authorised or to any person to whom it is unlawful to make such offer or solicitation and may only be used in connection with this offering of securities to which it relates by distribution as contemplated herein. The units in the Eight Portfolio A, Eight Portfolio B, Eight Portfolio C, Eight Portfolio D and the Eight Portfolio E (each a “Sub- Fund” and collectively the “Sub-Funds”), each of which is a sub-fund of Nikko AM Shenton Eight Portfolios, may not be directly or indirectly offered or sold in the United States of America or any of its states, territories, possessions or other areas subject to its jurisdiction (the “United States”) or for the benefit of a United States person (as defined in the United States’ Securities Act of 1933, as amended) (“US Person”). If at any time it shall come to the knowledge of Nikko Asset Management Asia Limited (the “Managers”) that any units in the Sub-Funds (the “Units”) are held by or in the beneficial ownership or under the control of a US Person, the Managers shall have the right, on giving written notice, to purchase from the holder such Units at the Realisation Price or to require the holder of such Units to transfer all such Units to a person who is not a US Person. The Managers accept full responsibility for the accuracy of information contained and confirm, having made all reasonable enquiries, that to the best of their knowledge and belief, there are no other facts the omission of which would make any statement herein misleading. Investors should seek professional advice to ascertain (a) the possible tax consequences, (b) the legal requirements which may be relevant to the subscription, holding or disposal of Units and (c) any foreign exchange restrictions or exchange control requirements which they may encounter under the laws of the countries of their citizenship, residence, domicile and which may be relevant to the subscription, holding or disposal of Units. Investors should carefully consider the risks of investing in the Sub-Funds which are set out in paragraphs 17 and 18 of this Prospectus. The Units are not listed on any stock exchange and can be purchased from, sold, exchanged or converted through the Managers or their approved distributors, subject to the Managers’ ultimate discretion to accept or reject all applications or other instructions in respect of the Units in accordance with the trust deed constituting the Sub-Funds. Institutional investors may also apply for, redeem, exchange or convert Units through the Managers directly. All enquiries about the Sub-Funds should be directed to the Managers or their approved distributors. The RIC Sub-Funds (as defined in paragraph 14.2 of this Prospectus) may use or invest in financial derivative instruments (“FDIs”) for efficient portfolio management and/or investment purposes. The other underlying funds of the Sub-Funds (referred to in paragraph 14.1 of this Prospectus) may also use or invest in FDIs. 2
Page 1 and 2: Prospectus Dated 30 October 2013 N
Page 3 and 4: FIRST SUPPLEMENTARY PROSPECTUS DATE
Page 5 and 6: FIRST SUPPLEMENTARY PROSPECTUS DATE
Page 7: FIRST SUPPLEMENTARY PROSPECTUS DATE
Page 11 and 12: I BASIC INFORMATION 1. The names of
Page 13 and 14: Say Boon has also held senior posit
Page 15 and 16: Singapore Dividend Equity Fund will
Page 17 and 18: Fees & charges payable by the Sub-F
Page 19 and 20: events and wider market expectation
Page 21 and 22: (m) Emerging Market Risk A portion
Page 23 and 24: (d) The Managers will ensure that t
Page 25 and 26: 23.1 The Managers shall have the ex
Page 27 and 28: (i) (j) (k) (l) an exchange of unit
Page 29 and 30: 36. Deleted. 37. There is no Realis
Page 31 and 32: Expense ratio 46. The expense ratio
Page 33 and 34: 48.3 RIIL receives soft dollar comm
Page 35 and 36: APPENDIX This appendix reproduces i
Page 37 and 38: manager is appointed in respect of
Page 39 and 40: (c) (d) (e) (f) shares in any FR Fu
Page 41 and 42: NIKKO ASSET MANAGEMENT ASIA LIMITED
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ProsPectus - Nikko AM Asia Limited

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